UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD
OF
REGISTERED MANAGEMENT INVESTMENT COMPANIES
INVESTMENT COMPANY ACT FILE NUMBER: 811-07239
NAME OF REGISTRANT: VANGUARD HORIZON FUNDS
ADDRESS OF REGISTRANT: PO BOX 2600, VALLEY FORGE, PA 19482
NAME AND ADDRESS OF AGENT FOR SERVICE: HEIDI STAM
PO BOX 876
VALLEY FORGE, PA 19482
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (610) 669-1000
DATE OF FISCAL YEAR END: SEPTEMBER 30
DATE OF REPORTING PERIOD: JULY 1, 2006 - JUNE 30, 2007
FUND: VANGUARD CAPITAL OPPORTUNITY FUND
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: 99 CENTS ONLY STORES
TICKER: NDN CUSIP: 65440K106
MEETING DATE: 5/11/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: ERIC SCHIFFER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LAWRENCE GLASCOTT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID GOLD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JEFF GOLD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MARVIN HOLEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HOWARD GOLD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ERIC G. FLAMHOLTZ ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JENNIFER HOLDEN DUNBAR ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PETER WOO ISSUER YES FOR FOR
PROPOSAL #02: SHAREHOLDER PROPOSAL-REDEEM OR VOTE SHAREHOLDER YES AGAINST FOR
POISON PILL.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ABERCROMBIE & FITCH CO.
TICKER: ANF CUSIP: 002896207
MEETING DATE: 6/13/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: JOHN A. GOLDEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EDWARD F. LIMATO ISSUER YES FOR FOR
PROPOSAL #02: TO APPROVE THE ABERCROMBIE & FITCH CO. ISSUER YES FOR FOR
INCENTIVE COMPENSATION PERFORMANCE PLAN.
PROPOSAL #03: TO APPROVE THE ABERCROMBIE & FITCH CO. ISSUER YES FOR FOR
2007 LONG-TERM INCENTIVE PLAN.
PROPOSAL #04: TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ADOBE SYSTEMS INCORPORATED
TICKER: ADBE CUSIP: 00724F101
MEETING DATE: 4/5/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: ROBERT K. BURGESS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CAROL MILLS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: COLLEEN M. POULIOT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT SEDGEWICK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN E. WARNOCK ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF THE AMENDMENT AND ISSUER YES FOR FOR
RESTATEMENT OF THE ADOBE SYSTEMS INCORPORATED 2003
EQUITY INCENTIVE PLAN.
PROPOSAL #03: STOCKHOLDER PROPOSAL. SHAREHOLDER YES AGAINST FOR
PROPOSAL #04: RATIFICATION OF THE APPOINTMENT OF KPMG ISSUER YES FOR FOR
LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER
30, 2007.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AFFYMETRIX, INC.
TICKER: AFFX CUSIP: 00826T108
MEETING DATE: 6/13/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: STEPHEN P.A. FODOR, PHD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PAUL BERG, PH.D. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: S.D. DESMOND-HELLMANN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN D. DIEKMAN, PH.D. ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: VERNON R. LOUCKS, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID B. SINGER ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: ROBERT H. TRICE, PH.D. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT P. WAYMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN A. YOUNG ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE APPOINTMENT OF ERNST & ISSUER YES FOR FOR
YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2007.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ALTERA CORPORATION
TICKER: ALTR CUSIP: 021441100
MEETING DATE: 5/8/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: JOHN P. DAANE. ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: ROBERT W. REED. ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: ROBERT J. ISSUER YES FOR FOR
FINOCCHIO, JR.
PROPOSAL #1D: ELECTION OF DIRECTOR: KEVIN MCGARITY. ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: JOHN SHOEMAKER. ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: SUSAN WANG. ISSUER YES FOR FOR
PROPOSAL #02: TO APPROVE AN AMENDMENT TO THE 1987 ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE BY 1,000,000
THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR
ISSUANCE UNDER THE PLAN.
PROPOSAL #03: TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 28, 2007.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AMAZON.COM, INC.
TICKER: AMZN CUSIP: 023135106
MEETING DATE: 6/14/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: JEFFREY P. BEZOS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: TOM A. ALBERG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN SEELY BROWN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: L. JOHN DOERR ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM B. GORDON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MYRTLE S. POTTER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THOMAS O. RYDER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PATRICIA Q. STONESIFER ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF APPOINTMENT OF ERNST & ISSUER YES FOR FOR
YOUNG LLP AS INDEPENDENT AUDITORS
PROPOSAL #03: RE-APPROVAL OF MATERIAL TERMS OF ISSUER YES FOR FOR
PERFORMANCE GOALS IN 1997 STOCK INCENTIVE PLAN
PURSUANT TO SECTION 162(M) OF INTERNAL REVENUE CODE.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AMGEN INC.
TICKER: AMGN CUSIP: 031162100
MEETING DATE: 5/9/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: MR. FRANK J. ISSUER YES FOR FOR
BIONDI, JR.
PROPOSAL #1B: ELECTION OF DIRECTOR: MR. JERRY D. CHOATE ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: MR. FRANK C. ISSUER YES FOR FOR
HERRINGER
PROPOSAL #1D: ELECTION OF DIRECTOR: DR. GILBERT S. ISSUER YES FOR FOR
OMENN
PROPOSAL #02: TO RATIFY THE SELECTION OF ERNST & YOUNG ISSUER YES FOR FOR
LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2007.
PROPOSAL #03: TO APPROVE THE AMENDMENTS TO THE ISSUER YES FOR FOR
COMPANY'S RESTATED CERTIFICATE OF INCORPORATION
ELIMINATING THE CLASSIFICATION OF THE BOARD OF
DIRECTORS.
PROPOSAL #04: TO APPROVE THE AMENDMENTS TO THE ISSUER YES FOR FOR
COMPANY'S AMENDED AND RESTATED BYLAWS ELIMINATING THE
CLASSIFICATION OF THE BOARD OF DIRECTORS.
PROPOSAL #5A: STOCKHOLDER PROPOSAL #1 (ANIMAL WELFARE SHAREHOLDER YES ABSTAIN AGAINST
POLICY).
PROPOSAL #5B: STOCKHOLDER PROPOSAL #2 (SUSTAINABILITY SHAREHOLDER YES ABSTAIN AGAINST
REPORT).
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AMR CORPORATION
TICKER: AMR CUSIP: 001765106
MEETING DATE: 5/16/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: GERARD J. ARPEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN W. BACHMANN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID L. BOREN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ARMANDO M. CODINA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EARL G. GRAVES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ANN M. KOROLOGOS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL A. MILES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PHILIP J. PURCELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RAY M. ROBINSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JUDITH RODIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MATTHEW K. ROSE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROGER T. STAUBACH ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE SELECTION BY THE ISSUER YES FOR FOR
AUDIT COMMITTEE OF ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS FOR THE YEAR 2007
PROPOSAL #03: STOCKHOLDER PROPOSAL RELATING TO SHAREHOLDER YES AGAINST FOR
CUMULATIVE VOTING FOR THE ELECTION OF DIRECTORS
PROPOSAL #04: STOCKHOLDER PROPOSAL RELATING TO SPECIAL SHAREHOLDER YES AGAINST FOR
SHAREHOLDER MEETINGS
PROPOSAL #05: STOCKHOLDER PROPOSAL RELATING TO SHAREHOLDER YES AGAINST FOR
PERFORMANCE BASED STOCK OPTIONS
PROPOSAL #06: STOCKHOLDER PROPOSAL RELATING TO SHAREHOLDER YES AGAINST FOR
ADVISORY RESOLUTION TO RATIFY EXECUTIVE COMPENSATION
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: APPLERA CORPORATION
TICKER: ABI CUSIP: 038020103
MEETING DATE: 10/19/2006 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: RICHARD H. AYERS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JEAN-LUC BELINGARD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT H. HAYES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ARNOLD J. LEVINE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM H. LONGFIELD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THEODORE E. MARTIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CAROLYN W. SLAYMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ORIN R. SMITH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES R. TOBIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: TONY L. WHITE ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE SELECTION OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE
30, 2007.
PROPOSAL #03: APPROVAL OF AMENDMENTS TO THE APPLERA ISSUER YES FOR FOR
CORPORATION RESTATED CERTIFICATE OF INCORPORATION.
PROPOSAL #04: APPROVAL OF AMENDMENTS TO THE APPLERA ISSUER YES FOR FOR
CORPORATION/APPLIED BIOSYSTEMS GROUP AMENDED AND
RESTATED 1999 STOCK INCENTIVE PLAN.
PROPOSAL #05: APPROVAL OF AMENDMENTS TO THE APPLERA ISSUER YES FOR FOR
CORPORATION/CELERA GENOMICS GROUP AMENDED AND RESTATED
1999 STOCK INCENTIVE PLAN.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ARCH COAL, INC.
TICKER: ACI CUSIP: 039380100
MEETING DATE: 4/26/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: BRIAN J. JENNINGS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STEVEN F. LEER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT G. POTTER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THEODORE D. SANDS ISSUER YES FOR FOR
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ASM LITHOGRAPHY HOLDING
TICKER: ASML CUSIP: N07059111
MEETING DATE: 3/28/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #03: DISCUSSION OF THE ANNUAL REPORT 2006 AND ISSUER YES FOR FOR
ADOPTION OF THE FINANCIAL STATEMENTS FOR THE
FINANCIAL YEAR ( FY ) 2006, AS PREPARED IN ACCORDANCE
WITH DUTCH LAW.
PROPOSAL #04: DISCHARGE OF THE MEMBERS OF THE BOARD OF ISSUER YES FOR FOR
MANAGEMENT ( BOM ) FROM LIABILITY FOR THEIR
RESPONSIBILITIES IN THE FY 2006.
PROPOSAL #05: DISCHARGE OF THE MEMBERS OF THE ISSUER YES FOR FOR
SUPERVISORY BOARD ( SB ) FROM LIABILITY FOR THEIR
RESPONSIBILITIES IN THE FY 2006.
PROPOSAL #07: PROPOSAL TO AMEND THE ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION OF THE COMPANY.
PROPOSAL #8A: APPROVAL OF THE NUMBER OF PERFORMANCE ISSUER YES FOR FOR
STOCK AVAILABLE FOR THE BOM AND AUTHORIZATION OF THE
BOM TO ISSUE THE PERFORMANCE STOCK.
PROPOSAL #8B: APPROVAL OF THE NUMBER OF PERFORMANCE ISSUER YES FOR FOR
STOCK OPTIONS AVAILABLE FOR THE BOM AND AUTHORIZATION
OF THE BOM TO ISSUE THE PERFORMANCE STOCK OPTIONS.
PROPOSAL #8C: APPROVAL OF THE NUMBER OF SHARES, EITHER ISSUER YES FOR FOR
IN STOCK OR STOCK OPTIONS, AVAILABLE FOR ASML
EMPLOYEES AND AUTHORIZATION OF THE BOM TO ISSUE THE
STOCK OR STOCK OPTIONS.
PROPOSAL #09: NOMINATION FOR APPOINTMENT OF MR. W. T. ISSUER YES FOR FOR
SIEGLE AS MEMBER OF THE SB.
PROPOSAL #11: REMUNERATION OF THE SB. ISSUER YES FOR FOR
PROPOSAL #12A: PROPOSAL TO AUTHORIZE THE BOM FOR A ISSUER YES FOR FOR
PERIOD OF 18 MONTHS TO ISSUE (RIGHTS TO SUBSCRIBE FOR)
SHARES IN THE CAPITAL OF THE COMPANY, LIMITED TO 5%
OF THE ISSUED CAPITAL AT THE TIME OF THE AUTHORIZATION.
PROPOSAL #12B: PROPOSAL TO AUTHORIZE THE BOM FOR A ISSUER YES FOR FOR
PERIOD OF 18 MONTHS TO RESTRICT OR EXCLUDE THE PRE-
EMPTION RIGHTS ACCRUING TO SHAREHOLDERS IN CONNECTION
WITH ITEM 12A.
PROPOSAL #12C: PROPOSAL TO AUTHORIZE THE BOM FOR A ISSUER YES FOR FOR
PERIOD OF 18 MONTHS TO ISSUE (RIGHTS TO SUBSCRIBE FOR)
SHARES IN THE CAPITAL OF THE COMPANY, FOR AN
ADDITIONAL 5% OF THE ISSUED CAPITAL AT THE TIME OF THE
AUTHORIZATION, WHICH 5% CAN ONLY BE USED IN
CONNECTION WITH OR ON THE OCCASION OF MERGERS AND/OR
PROPOSAL #12D: PROPOSAL TO AUTHORIZE THE BOM FOR A ISSUER YES FOR FOR
PERIOD OF 18 MONTHS TO RESTRICT OR EXCLUDE THE PRE-
EMPTION RIGHTS ACCRUING TO SHAREHOLDERS IN CONNECTION
WITH ITEM 12C.
PROPOSAL #13: PROPOSAL TO CANCEL ORDINARY SHARES IN ISSUER YES FOR FOR
THE SHARE CAPITAL OF THE COMPANY (TO BE) REPURCHASED
BY THE COMPANY.
PROPOSAL #14: PROPOSAL TO AUTHORIZE THE BOM FOR A ISSUER YES FOR FOR
PERIOD OF 18 MONTHS TO ACQUIRE ORDINARY SHARES IN THE
COMPANY'S CAPITAL.
PROPOSAL #15: PROPOSAL TO CANCEL ADDITIONAL ORDINARY ISSUER YES FOR FOR
SHARES IN THE SHARE CAPITAL OF THE COMPANY TO BE
REPURCHASED BY THE COMPANY FOLLOWING THE CANCELLATION
OF THE ORDINARY SHARES UNDER ITEM 13.
PROPOSAL #16: PROPOSAL TO CANCEL ADDITIONAL ORDINARY ISSUER YES FOR FOR
SHARES IN THE SHARE CAPITAL OF THE COMPANY TO BE
REPURCHASED BY THE COMPANY FOLLOWING THE CANCELLATION
OF THE ORDINARY SHARES UNDER ITEM 15.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AVERY DENNISON CORPORATION
TICKER: AVY CUSIP: 053611109
MEETING DATE: 4/26/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: ROLF BORJESSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PETER W. MULLIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PATRICK T. SIEWERT ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT AUDITORS FOR THE CURRENT FISCAL YEAR,
WHICH ENDS ON DECEMBER 29, 2007
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AVID TECHNOLOGY, INC.
TICKER: AVID CUSIP: 05367P100
MEETING DATE: 5/16/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: DAVID A. KRALL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PAMELA F. LENEHAN ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE SELECTION OF ERNST & YOUNG ISSUER YES FOR FOR
LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR.
PROPOSAL #03: TO CONSIDER SUCH OTHER BUSINESS AS MAY ISSUER YES AGAINST AGAINST
PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT
THEREOF.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BEST BUY CO., INC.
TICKER: BBY CUSIP: 086516101
MEETING DATE: 6/27/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: RONALD JAMES* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ELLIOT S. KAPLAN* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MATTHEW H. PAULL* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES E. PRESS* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD M. SCHULZE* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MARY A. TOLAN* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HATIM A. TYABJI* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROGELIO M. REBOLLEDO** ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING MARCH 1, 2008.
PROPOSAL #03: APPROVAL OF AN AMENDMENT TO THE BEST BUY ISSUER YES FOR FOR
CO., INC. 2004 OMNIBUS STOCK AND INCENTIVE PLAN TO
INCREASE THE NUMBER OF SHARES SUBJECT TO THE PLAN TO
38 MILLION SHARES.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BIOGEN IDEC INC.
TICKER: BIIB CUSIP: 09062X103
MEETING DATE: 5/31/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: JAMES C. MULLEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BRUCE R. ROSS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MARIJN E. DEKKERS ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE SELECTION OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2007.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BIOMARIN PHARMACEUTICAL INC.
TICKER: BMRN CUSIP: 09061G101
MEETING DATE: 6/7/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: JEAN-JACQUES BIENAIME ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL GREY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ELAINE J. HERON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOSEPH KLEIN, III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PIERRE LAPALME ISSUER YES FOR FOR
ELECTION OF DIRECTOR: V. BRYAN LAWLIS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ALAN J. LEWIS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD A. MEIER ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO RATIFY THE SELECTION BY THE ISSUER YES FOR FOR
BOARD OF DIRECTORS OF KPMG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2007.
PROPOSAL #03: PROPOSAL TO INCREASE THE NUMBER OF ISSUER YES AGAINST AGAINST
AUTHORIZED SHARES OF COMMON STOCK OF THE COMPANY FROM
150,000,000 TO 250,000,000.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BOSTON SCIENTIFIC CORPORATION
TICKER: BSX CUSIP: 101137107
MEETING DATE: 5/8/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: URSULA M. BURNS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MARYE ANNE FOX, PH.D. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN E. PEPPER ISSUER YES FOR FOR
PROPOSAL #02: TO AMEND THE CERTIFICATE OF ISSUER YES FOR FOR
INCORPORATION AND BYLAWS TO DECLASSIFY BOARD OF
DIRECTORS
PROPOSAL #03: TO AMEND THE CERTIFICATE OF ISSUER YES FOR FOR
INCORPORATION AND BYLAWS TO INCREASE THE MAXIMUM SIZE
OF THE BOARD OF DIRECTORS FROM 15 TO 20 DIRECTORS
PROPOSAL #04: TO APPROVE A STOCK OPTION EXCHANGE ISSUER YES FOR FOR
PROGRAM FOR BOSTON SCIENTIFIC EMPLOYEES (OTHER THAN
EXECUTIVE OFFICERS)
PROPOSAL #05: TO REQUIRE EXECUTIVES TO MEET SPECIFIED SHAREHOLDER YES AGAINST FOR
STOCK RETENTION GUIDELINES
PROPOSAL #06: RATIFICATION OF ERNST & YOUNG LLP AS ISSUER YES FOR FOR
INDEPENDENT AUDITORS
PROPOSAL #07: TO TRANSACT SUCH OTHER BUSINESS AS MAY ISSUER YES AGAINST AGAINST
PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT OR
POSTPONEMENT THEREOF
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BROCADE COMMUNICATIONS SYSTEMS, INC.
TICKER: BRCD CUSIP: 111621108
MEETING DATE: 1/25/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: APPROVE THE ISSUANCE OF SHARES OF ISSUER YES FOR FOR
BROCADE COMMUNICATIONS SYSTEMS, INC. COMMON STOCK IN
CONNECTION WITH THE MERGER CONTEMPLATED BY THE
AGREEMENT AND PLAN OF REORGANIZATION, DATED AS OF
AUGUST 7, 2006, AS AMENDED, BY AND AMONG BROCADE
COMMUNICATIONS SYSTEMS, INC., WORLDCUP MERGER
CORPORATION, A DELAWARE CORPORATION, AND MCDATA
CORPORATION.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BROCADE COMMUNICATIONS SYSTEMS, INC.
TICKER: BRCD CUSIP: 111621108
MEETING DATE: 4/19/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: RENATO A. DIPENTIMA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SANJAY VASWANI ISSUER YES FOR FOR
PROPOSAL #02: TO AMEND BROCADE'S AMENDED AND RESTATED ISSUER YES FOR FOR
CERTIFICATE OF INCORPORATION TO EFFECT A 1-FOR-100
REVERSE STOCK SPLIT IMMEDIATELY FOLLOWED BY A 100-FOR-
1 FORWARD STOCK SPLIT OF BROCADE'S COMMON STOCK
PROPOSAL #03: RATIFICATION OF APPOINTMENT OF KPMG LLP ISSUER YES FOR FOR
AS INDEPENDENT AUDITORS OF BROCADE COMMUNICATIONS
SYSTEMS, INC. FOR THE FISCAL YEAR ENDING OCTOBER 27,
2007
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CAPITAL ONE FINANCIAL CORPORATION
TICKER: COF CUSIP: 14040H105
MEETING DATE: 8/22/2006 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: TO APPROVE AND ADOPT THE AGREEMENT AND ISSUER YES FOR FOR
PLAN OF MERGER, DATED AS OF MARCH 12, 2006, BETWEEN
CAPITAL ONE FINANCIAL CORPORATION AND NORTH FORK
BANCORPORATION, INC., AS IT MAY BE AMENDED FROM TIME
TO TIME, PURSUANT TO WHICH NORTH FORK WILL MERGE WITH
AND INTO CAPITAL ONE.
PROPOSAL #02: TO APPROVE ADJOURNMENT OR POSTPONEMENT ISSUER YES FOR FOR
OF THE SPECIAL MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CAPITAL ONE FINANCIAL CORPORATION
TICKER: COF CUSIP: 14040H105
MEETING DATE: 4/26/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: W. RONALD DIETZ ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LEWIS HAY, III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MAYO SHATTUCK, III ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF ERNST & YOUNG LLP AS ISSUER YES FOR FOR
INDEPENDENT AUDITORS OF THE CORPORATION FOR 2007.
PROPOSAL #03: APPROVAL AND ADOPTION OF CAPITAL ONE'S ISSUER YES FOR FOR
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO
PERMIT AMENDMENT OF THE BYLAWS TO ADOPT MAJORITY
VOTING FOR THE ELECTION OF DIRECTORS.
PROPOSAL #04: STOCKHOLDER PROPOSAL: STOCKHOLDER SHAREHOLDER YES AGAINST FOR
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CARMAX, INC.
TICKER: KMX CUSIP: 143130102
MEETING DATE: 6/26/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: THOMAS J. FOLLIARD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EDGAR H. GRUBB ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KEITH D. BROWNING ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES F. CLINGMAN, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HUGH G. ROBINSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THOMAS G. STEMBERG ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE SELECTION OF KPMG ISSUER YES FOR FOR
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
PROPOSAL #03: APPROVAL OF THE CARMAX, INC. ANNUAL ISSUER YES FOR FOR
PERFORMANCE-BASED BONUS PLAN, AS AMENDED AND RESTATED.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CHICAGO BRIDGE & IRON COMPANY N.V.
TICKER: CBI CUSIP: 167250109
MEETING DATE: 7/28/2006 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF L. RICHARD FLURY ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DAVID P. BORDAGES ISSUER YES AGAINST N/A
PROPOSAL #1C: ELECTION OF VINCENT L. KONTNY ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF SAMUEL C. LEVENTRY ISSUER YES AGAINST N/A
PROPOSAL #1E: ELECTION OF PHILIP K. ASHERMAN ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF LUCIANO REYES ISSUER YES AGAINST N/A
PROPOSAL #2A: TO ELECT CHICAGO BRIDGE & IRON COMPANY ISSUER YES AGAINST AGAINST
B.V. AS A MEMBER OF THE MANAGEMENT BOARD
PROPOSAL #2B: TO ELECT LEALAND FINANCE COMPANY B.V. AS ISSUER YES AGAINST N/A
A MEMBER OF THE MANAGEMENT BOARD
PROPOSAL #03: TO AUTHORIZE THE PREPARATION OF THE ISSUER YES FOR FOR
ANNUAL ACCOUNTS AND THE ANNUAL REPORT
PROPOSAL #04: TO DISCHARGE THE MEMBERS OF THE ISSUER YES FOR FOR
MANAGEMENT BOARD FROM LIABILITY IN RESPECT OF THE
EXERCISE OF THEIR DUTIES
PROPOSAL #05: TO DISCHARGE THE MEMBERS OF THE ISSUER YES FOR FOR
SUPERVISORY BOARD FROM LIABILITY IN RESPECT OF THE
EXERCISE OF THEIR DUTIES
PROPOSAL #06: TO RESOLVE ON THE FINAL DIVIDEND FOR THE ISSUER YES FOR FOR
YEAR ENDED DECEMBER 31, 2005
PROPOSAL #07: TO DETERMINE THE COMPENSATION OF THE ISSUER YES FOR FOR
NON-EXECUTIVE CHAIRMAN OF THE SUPERVISORY BOARD
PROPOSAL #08: TO APPROVE THE EXTENSION OF THE ISSUER YES FOR FOR
AUTHORITY OF THE MANAGEMENT BOARD TO REPURCHASE UP TO
10% OF THE ISSUED SHARE CAPITAL
PROPOSAL #09: TO APPROVE THE EXTENSION OF THE ISSUER YES FOR FOR
AUTHORITY OF THE SUPERVISORY BOARD TO ISSUE AND/OR
GRANT RIGHTS TO ACQUIRE SHARES
PROPOSAL #10: TO APPOINT ERNST & YOUNG LLP OUR ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2006.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CHICAGO BRIDGE & IRON COMPANY N.V.
TICKER: CBI CUSIP: 167250109
MEETING DATE: 5/10/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: TO ELECT A) JERRY H. BALLENGEE AS MEMBER ISSUER YES FOR FOR
OF THE SUPERVISORY BOARD SELECT THE FOR OPTION. TO
ELECT B) DAVID P. BORDAGES AS MEMBER OF THE
SUPERVISORY BOARD SELECT THE AGAINST OPTION. TO
ABSTAIN FROM VOTING ON EITHER NOMINEE SELECT THE
ABSTAIN OPTION.
PROPOSAL #1B: TO ELECT C) MICHAEL L. UNDERWOOD AS ISSUER YES FOR FOR
MEMBER OF THE SUPERVISORY BOARD SELECT THE FOR OPTION.
TO ELECT D) SAMUEL C. LEVENTRY AS MEMBER OF THE
SUPERVISORY BOARD SELECT THE AGAINST OPTION. TO
ABSTAIN FROM VOTING ON EITHER NOMINEE SELECT THE
ABSTAIN OPTION.
PROPOSAL #02: TO AUTHORIZE THE PREPARATION OF THE ISSUER YES FOR FOR
ANNUAL ACCOUNTS AND THE ANNUAL REPORT AND TO ADOPT THE
DUTCH STATUTORY ANNUAL ACCOUNTS.
PROPOSAL #03: TO DISCHARGE THE MEMBERS OF THE ISSUER YES FOR FOR
MANAGEMENT BOARD FROM LIABILITY IN RESPECT OF THE
EXERCISE OF THEIR DUTIES.
PROPOSAL #04: TO DISCHARGE THE MEMBERS OF THE ISSUER YES FOR FOR
SUPERVISORY BOARD FROM LIABILITY IN RESPECT OF THE
EXERCISE OF THEIR DUTIES.
PROPOSAL #05: TO RESOLVE ON THE FINAL DIVIDEND FOR THE ISSUER YES FOR FOR
YEAR ENDED DECEMBER 31, 2006.
PROPOSAL #06: TO APPROVE THE EXTENSION OF THE ISSUER YES FOR FOR
AUTHORITY OF THE MANAGEMENT BOARD TO REPURCHASE UP TO
10% OF THE ISSUED SHARE CAPITAL OF THE COMPANY UNTIL
NOVEMBER 10, 2008.
PROPOSAL #07: TO APPROVE THE EXTENSION OF THE ISSUER YES FOR FOR
AUTHORITY OF THE SUPERVISORY BOARD TO ISSUE AND/OR
GRANT RIGHTS TO ACQUIRE SHARES
PROPOSAL #08: TO APPOINT ERNST & YOUNG LLP OUR ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2007.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CHICO'S FAS, INC.
TICKER: CHS CUSIP: 168615102
MEETING DATE: 6/26/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: VERNA K. GIBSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BETSY S. ATKINS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID F. DYER ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
ERNST & YOUNG LLP AS INDEPENDENT CERTIFIED PUBLIC
ACCOUNTANTS
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CHUBB CORPORATION
TICKER: CB CUSIP: 171232101
MEETING DATE: 4/24/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: ZOE BAIRD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SHEILA P. BURKE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES I. CASH, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOEL J. COHEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN D. FINNEGAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KLAUS J. MANGOLD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SIR D.G. SCHOLEY, CBE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LAWRENCE M. SMALL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DANIEL E. SOMERS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KAREN HASTIE WILLIAMS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ALFRED W. ZOLLAR ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE APPOINTMENT OF ERNST & ISSUER YES FOR FOR
YOUNG LLP AS INDEPENDENT AUDITOR.
PROPOSAL #03: TO VOTE ON THE ADOPTION OF AN AMENDMENT ISSUER YES FOR FOR
TO THE CHUBB CORPORATION RESTATED CERTIFICATE OF
INCORPORATION.
PROPOSAL #04: TO VOTE ON A SHAREHOLDER PROPOSAL SHAREHOLDER YES ABSTAIN AGAINST
REGARDING POLITICAL CONTRIBUTIONS.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CIENA CORPORATION
TICKER: CIEN CUSIP: 171779309
MEETING DATE: 3/14/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: LAWTON W. FITT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PATRICK H NETTLES PH.D. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL J. ROWNY ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE ELECTION BY THE ISSUER YES FOR FOR
BOARD OF DIRECTORS OF BRUCE L. CLAFLIN AS A CLASS III
DIRECTOR IN ACCORDANCE WITH CIENA'S PRINCIPLES OF
CORPORATE GOVERNANCE.
PROPOSAL #03: RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS CIENA'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT
FISCAL YEAR.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COMCAST CORPORATION
TICKER: CMCSA CUSIP: 20030N101
MEETING DATE: 5/23/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: S. DECKER ANSTROM ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KENNETH J. BACON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SHELDON M. BONOVITZ ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EDWARD D. BREEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JULIAN A. BRODSKY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOSEPH J. COLLINS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J. MICHAEL COOK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JEFFREY A. HONICKMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BRIAN L. ROBERTS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RALPH J. ROBERTS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DR. JUDITH RODIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL I. SOVERN ISSUER YES FOR FOR
PROPOSAL #02: INDEPENDENT AUDITORS ISSUER YES FOR FOR
PROPOSAL #03: PREVENT THE ISSUANCE OF NEW STOCK OPTIONS SHAREHOLDER YES AGAINST FOR
PROPOSAL #04: REQUIRE THAT THE CHAIRMAN OF THE BOARD SHAREHOLDER YES AGAINST FOR
NOT BE AN EMPLOYEE
PROPOSAL #05: REQUIRE SUSTAINABILITY REPORT SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #06: ADOPT A RECAPITALIZATION PLAN SHAREHOLDER YES FOR AGAINST
PROPOSAL #07: REQUIRE ANNUAL VOTE ON EXECUTIVE SHAREHOLDER YES AGAINST FOR
COMPENSATION
PROPOSAL #08: REQUIRE PAY DIFFERENTIAL REPORT SHAREHOLDER YES AGAINST FOR
PROPOSAL #09: REQUIRE DISCLOSURE OF POLITICAL SHAREHOLDER YES ABSTAIN AGAINST
CONTRIBUTIONS
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COMMERCE BANCORP, INC.
TICKER: CBH CUSIP: 200519106
MEETING DATE: 5/15/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: VERNON W. HILL, II ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JACK R BERSHAD ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: JOSEPH E. BUCKELEW ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DONALD T. DIFRANCESCO ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: NICHOLAS A. GIORDANO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MORTON N. KERR ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: STEVEN M. LEWIS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN K. LLOYD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GEORGE E. NORCROSS, III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DANIEL J. RAGONE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM A. SCHWARTZ, JR ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOSEPH T. TARQUINI, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOSEPH S. VASSALLUZZO ISSUER YES WITHHOLD AGAINST
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COMVERSE TECHNOLOGY, INC.
TICKER: CMVT CUSIP: 205862402
MEETING DATE: 5/22/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: THE BOARD OF DIRECTORS OF COMVERSE ISSUER NO N/A N/A
TECHNOLOGY, INC. RECOMMENDS THAT YOU REVOKE ANY
PREVIOUSLY EXECUTED AGENT DESIGNATION REQUESTING THE
DEMAND FOR THE SPECIAL MEETING.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COMVERSE TECHNOLOGY, INC.
TICKER: CMVT CUSIP: 205862402
MEETING DATE: 5/22/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: 1) TO DEMAND THE CALL OF A SPECIAL SHAREHOLDER NO N/A N/A
MEETING OF SHAREHOLDERS OF THE COMPANY PURSUANT TO
SECTION 603(A) OF THE NEW YORK BUSINESS CORPORATION
LAW, TO BE HELD ON JULY 23, 2007 FOR THE PURPOSE OF
THE ELECTION OF THE DIRECTORS OF THE COMPANY (THE
SPECIAL MEETING ). 2) TO EXERCISE ANY AND ALL RIGHTS
OF EACH OF THE UNDERSIGNED INCIDENTAL TO CALLING THE
SPECIAL MEETING AND CAUSING THE PURPOSES OF THE
AUTHORITY EXPRESSLY GRANTED HEREIN TO THE DESIGNATED
AGENTS TO BE CARRIED INTO EFFECT.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CONCURRENT COMPUTER CORPORATION
TICKER: CCUR CUSIP: 206710204
MEETING DATE: 10/26/2006 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: ALEX B. BEST ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: CHARLES BLACKMON ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: LARRY L. ENTERLINE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C. SHELTON JAMES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STEVE G. NUSSRALLAH ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: T. GARY TRIMM ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE APPOINTMENT OF DELOITTE & ISSUER YES FOR FOR
TOUCHE LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR
2007.
PROPOSAL #03: TO APPROVE THE AMENDMENTS TO THE 2001 ISSUER YES AGAINST AGAINST
STOCK OPTION PLAN.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CONOCOPHILLIPS
TICKER: COP CUSIP: 20825C104
MEETING DATE: 5/9/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF CLASS II DIRECTOR: JAMES E. ISSUER YES FOR FOR
COPELAND, JR.
PROPOSAL #1B: ELECTION OF CLASS II DIRECTOR: KENNETH ISSUER YES FOR FOR
M. DUBERSTEIN
PROPOSAL #1C: ELECTION OF CLASS II DIRECTOR: RUTH R. ISSUER YES FOR FOR
HARKIN
PROPOSAL #1D: ELECTION OF CLASS II DIRECTOR: WILLIAM ISSUER YES FOR FOR
R. RHODES
PROPOSAL #1E: ELECTION OF CLASS II DIRECTOR: J. ISSUER YES FOR FOR
STAPLETON ROY
PROPOSAL #1F: ELECTION OF CLASS II DIRECTOR: WILLIAM ISSUER YES FOR FOR
E. WADE, JR.
PROPOSAL #02: RATIFICATION OF APPOINTMENT OF ERNST & ISSUER YES FOR FOR
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007
PROPOSAL #03: CORPORATE POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #04: GLOBAL WARMING-RENEWABLES SHAREHOLDER YES AGAINST FOR
PROPOSAL #05: QUALIFICATION FOR DIRECTOR NOMINEES SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #06: DRILLING IN SENSITIVE/PROTECTED AREAS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #07: REPORT ON RECOGNITION OF INDIGENOUS SHAREHOLDER YES ABSTAIN AGAINST
RIGHTS
PROPOSAL #08: COMMUNITY ACCOUNTABILITY SHAREHOLDER YES ABSTAIN AGAINST
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CORNING INCORPORATED
TICKER: GLW CUSIP: 219350105
MEETING DATE: 4/26/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: ROBERT F. CUMMINGS, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EUGENE C. SIT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM D. SMITHBURG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HANSEL E. TOOKES II ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WENDELL P. WEEKS ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS CORNING'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007.
PROPOSAL #03: SHAREHOLDER PROPOSAL RELATING TO THE SHAREHOLDER YES FOR AGAINST
ELECTION OF EACH DIRECTOR ANNUALLY.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COTT CORPORATION
TICKER: COT CUSIP: 22163N106
MEETING DATE: 4/26/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: GEORGE A. BURNETT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID T. GIBBONS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SERGE GOUIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STEPHEN H. HALPERIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BETTY JANE HESS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PHILIP B. LIVINGSTON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHRISTINE A. MAGEE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ANDREW PROZES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DONALD G. WATT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FRANK E. WEISE III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BRENT D. WILLIS ISSUER YES FOR FOR
PROPOSAL #02: APPOINTMENT OF PRICEWATERHOUSECOOPERS ISSUER YES FOR FOR
LLP AS AUDITORS.
PROPOSAL #03: APPROVING THE RESTATEMENT OF COTT ISSUER YES FOR FOR
CORPORATION'S EXECUTIVE INVESTMENT SHARE PURCHASE PLAN
IN ACCORDANCE WITH THE RESOLUTION SET OUT AS APPENDIX
A OF THE PROXY CIRCULAR. SEE APPENDIX A TO THE
PROXY CIRCULAR.
PROPOSAL #04: CONFIRMING THE AMENDMENT TO BY-LAW NO. ISSUER YES FOR FOR
2002-1 OF COTT CORPORATION IN ACCORDANCE WITH THE
RESOLUTION SET OUT AS APPENDIX B OF THE PROXY
CIRCULAR. SEE APPENDIX B TO THE PROXY CIRCULAR.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CYMER, INC.
TICKER: CYMI CUSIP: 232572107
MEETING DATE: 5/17/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: CHARLES J. ABBE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT P. AKINS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EDWARD H. BRAUN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL R. GAULKE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM G. OLDHAM ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PETER J. SIMONE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: YOUNG K. SOHN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JON D. TOMPKINS ISSUER YES FOR FOR
PROPOSAL #02: TO APPROVE THE AMENDMENT AND RESTATEMENT ISSUER YES FOR FOR
TO CYMER'S 2005 EQUITY INCENTIVE PLAN.
PROPOSAL #03: TO RATIFY THE SELECTION OF KPMG LLP AS ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF CYMER
FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2007.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DENDREON CORPORATION
TICKER: DNDN CUSIP: 24823Q107
MEETING DATE: 6/6/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: GERARDO CANET ISSUER YES FOR FOR
ELECTION OF DIRECTOR: B. DZIURZYNSKI, D.P.A. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DOUGLAS G. WATSON ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF THE RATIFICATION OF THE ISSUER YES FOR FOR
SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
CURRENT YEAR.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DREAMWORKS ANIMATION SKG, INC.
TICKER: DWA CUSIP: 26153C103
MEETING DATE: 5/9/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: JEFFREY KATZENBERG ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: LEWIS COLEMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROGER A. ENRICO ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: DAVID GEFFEN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: JUDSON C. GREEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MELLODY HOBSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL MONTGOMERY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: NATHAN MYHRVOLD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HOWARD SCHULTZ ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MARGARET C. WHITMAN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: KARL M. VON DER HEYDEN ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2007.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EAST WEST BANCORP, INC.
TICKER: EWBC CUSIP: 27579R104
MEETING DATE: 5/31/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: PEGGY CHERNG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JULIA S. GOUW ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN LEE ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF PERFORMANCE-BASED BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #03: APPROVAL OF PERFORMANCE STOCK ISSUER YES FOR FOR
PROPOSAL #04: RATIFY SELECTION OF DELOITTE & TOUCHE ISSUER YES FOR FOR
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE 2007 FISCAL YEAR
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EBAY INC.
TICKER: EBAY CUSIP: 278642103
MEETING DATE: 6/14/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: PHILIPPE BOURGUIGNON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THOMAS J. TIERNEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MARGARET C. WHITMAN ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF AN AMENDMENT TO OUR 1999 ISSUER YES FOR FOR
GLOBAL EQUITY INCENTIVE PLAN TO FURTHER SATISFY THE
REQUIREMENTS OF SECTION 162(M) OF THE INTERNAL REVENUE
CODE.
PROPOSAL #03: APPROVAL OF AN AMENDMENT TO OUR 1998 ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLAN TO EXTEND THE TERM OF THE
PURCHASE PLAN.
PROPOSAL #04: RATIFICATION OF THE SELECTION OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS
FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2007.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EDWARDS LIFESCIENCES CORPORATION
TICKER: EW CUSIP: 28176E108
MEETING DATE: 5/10/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: ROBERT A. INGRAM ISSUER YES FOR FOR
ELECTION OF DIRECTOR: VERNON R. LOUCKS JR. ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF THE AMENDMENT AND ISSUER YES FOR FOR
RESTATEMENT OF THE LONG-TERM STOCK INCENTIVE
COMPENSATION PROGRAM
PROPOSAL #03: APPROVAL OF THE AMENDMENT AND ISSUER YES FOR FOR
RESTATEMENT OF THE 2001 EMPLOYEE STOCK PURCHASE PLAN
PROPOSAL #04: RATIFICATION OF APPOINTMENT OF THE ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ELI LILLY AND COMPANY
TICKER: LLY CUSIP: 532457108
MEETING DATE: 4/16/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: W. BISCHOFF ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.M. COOK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: F.G. PRENDERGAST ISSUER YES FOR FOR
ELECTION OF DIRECTOR: K.P. SEIFERT ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT BY THE ISSUER YES FOR FOR
AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST &
YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS FOR 2007.
PROPOSAL #03: APPROVE AMENDMENTS TO THE ARTICLES OF ISSUER YES FOR FOR
INCORPORATION TO PROVIDE FOR ANNUAL ELECTION OF
DIRECTORS.
PROPOSAL #04: REAPPROVE PERFORMANCE GOALS FOR THE ISSUER YES FOR FOR
COMPANY'S STOCK PLANS.
PROPOSAL #05: PROPOSAL BY SHAREHOLDERS ON EXTENDING SHAREHOLDER YES ABSTAIN AGAINST
THE COMPANY'S ANIMAL CARE AND USE POLICY TO CONTRACT
LABS.
PROPOSAL #06: PROPOSAL BY SHAREHOLDERS ON SHAREHOLDER YES ABSTAIN AGAINST
INTERNATIONAL OUTSOURCING OF ANIMAL RESEARCH.
PROPOSAL #07: PROPOSAL BY SHAREHOLDERS ON SEPARATING SHAREHOLDER YES AGAINST FOR
THE ROLES OF CHAIRMAN AND CHIEF EXECUTIVE OFFICER.
PROPOSAL #08: PROPOSAL BY SHAREHOLDERS ON AMENDING THE SHAREHOLDER YES AGAINST FOR
ARTICLES OF INCORPORATION TO ALLOW SHAREHOLDERS TO
AMEND THE BYLAWS.
PROPOSAL #09: PROPOSAL BY SHAREHOLDERS ON ADOPTING A SHAREHOLDER YES FOR AGAINST
SIMPLE MAJORITY VOTE STANDARD.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EMC CORPORATION
TICKER: EMC CUSIP: 268648102
MEETING DATE: 5/3/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: MICHAEL W. BROWN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN R. EGAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID N. STROHM ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE SELECTION BY THE AUDIT ISSUER YES FOR FOR
COMMITTEE OF THE BOARD OF DIRECTORS OF
PRICEWATERHOUSECOOPERS LLP AS EMC'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007.
PROPOSAL #03: TO APPROVE AN AMENDED AND RESTATED EMC ISSUER YES FOR FOR
CORPORATION 2003 STOCK PLAN TO INCREASE BY 100,000,000.
PROPOSAL #04: TO APPROVE AN AMENDMENT TO EMC'S 1989 ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE BY 25,000,000.
PROPOSAL #05: TO ELIMINATE EMC'S CLASSIFIED BOARD ISSUER YES FOR FOR
STRUCTURE AND PROVIDE FOR THE ANNUAL ELECTION OF EACH
DIRECTOR.
PROPOSAL #06: TO ACT UPON A SHAREHOLDER PROPOSAL SHAREHOLDER YES AGAINST FOR
RELATING TO EMC'S AUDIT COMMITTEE, AS DESCRIBED IN
EMC'S PROXY STATEMENT.
PROPOSAL #07: TO ACT UPON A SHAREHOLDER PROPOSAL SHAREHOLDER YES AGAINST FOR
RELATING TO ELECTION OF DIRECTORS BY MAJORITY VOTE, AS
DESCRIBED IN EMC'S PROXY STATEMENT.
PROPOSAL #08: TO ACT UPON A SHAREHOLDER PROPOSAL SHAREHOLDER YES FOR AGAINST
RELATING TO SIMPLE MAJORITY VOTE, AS DESCRIBED IN
EMC'S PROXY STATEMENT.
PROPOSAL #09: TO ACT UPON A SHAREHOLDER PROPOSAL SHAREHOLDER YES AGAINST FOR
RELATING TO PAY-FOR-SUPERIOR PERFORMANCE, AS DESCRIBED
IN EMC'S PROXY STATEMENT.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EMULEX CORPORATION
TICKER: ELX CUSIP: 292475209
MEETING DATE: 11/30/2006 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: FRED B. COX ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL P. DOWNEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BRUCE C. EDWARDS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PAUL F. FOLINO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT H. GOON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DON M. LYLE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES M. MCCLUNEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DEAN A. YOOST ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION AND APPROVAL OF THE 2005 ISSUER YES FOR FOR
EQUITY INCENTIVE PLAN, AS AMENDED AND RESTATED:
PROPOSAL TO RATIFY AND APPROVE THE ADOPTION OF THE
2005 EQUITY INCENTIVE PLAN, AS AMENDED AND RESTATED.
PROPOSAL #03: RATIFICATION AND APPROVAL OF THE 1997 ISSUER YES FOR FOR
STOCK AWARD PLAN FOR NON-EMPLOYEE DIRECTORS, AS
AMENDED AND RESTATED: PROPOSAL TO RATIFY AND APPROVE
THE ADOPTION OF THE 1997 STOCK AWARD PLAN FOR NON-
EMPLOYEE DIRECTORS, AS AMENDED AND RESTATED.
PROPOSAL #04: RATIFICATION OF SELECTION OF KPMG LLP AS ISSUER YES FOR FOR
INDEPENDENT AUDITORS.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ENTEGRIS, INC.
TICKER: ENTG CUSIP: 29362U104
MEETING DATE: 5/9/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: GIDEON ARGOV ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL A. BRADLEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL P.C. CARNS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DANIEL W. CHRISTMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES E. DAUWALTER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GARY F. KLINGL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROGER D. MCDANIEL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PAUL L.H. OLSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THOMAS O. PYLE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BRIAN F. SULLIVAN ISSUER YES FOR FOR
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EXPEDIA, INC.
TICKER: EXPE CUSIP: 30212P105
MEETING DATE: 6/6/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: A.G. (SKIP) BATTLE* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SIMON J. BREAKWELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BARRY DILLER ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: JONATHAN L. DOLGEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM R. FITZGERALD ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: DAVID GOLDHILL* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: VICTOR A. KAUFMAN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: PETER M. KERN* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DARA KHOSROWSHAHI ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: JOHN C. MALONE ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF THE EXPEDIA, INC. 2005 STOCK ISSUER YES FOR FOR
AND ANNUAL INCENTIVE PLAN.
PROPOSAL #03: RATIFICATION OF THE APPOINTMENT OF ERNST ISSUER YES FOR FOR
& YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2007.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FEDEX CORPORATION
TICKER: FDX CUSIP: 31428X106
MEETING DATE: 9/25/2006 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: JAMES L. BARKSDALE ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: AUGUST A. BUSCH IV ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN A. EDWARDSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JUDITH L. ESTRIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J. KENNETH GLASS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PHILIP GREER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.R. HYDE, III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SHIRLEY A. JACKSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STEVEN R. LORANGER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHARLES T. MANATT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FREDERICK W. SMITH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOSHUA I. SMITH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PAUL S. WALSH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PETER S. WILLMOTT ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: APPROVAL OF AMENDMENTS TO CERTIFICATE OF ISSUER YES FOR FOR
INCORPORATION AND BYLAWS TO ELIMINATE SUPERMAJORITY
VOTING REQUIREMENTS.
PROPOSAL #03: RATIFICATION OF INDEPENDENT REGISTERED ISSUER YES FOR FOR
PUBLIC ACCOUNTING FIRM.
PROPOSAL #04: STOCKHOLDER PROPOSAL REGARDING GLOBAL SHAREHOLDER YES ABSTAIN AGAINST
WARMING REPORT.
PROPOSAL #05: STOCKHOLDER PROPOSAL REGARDING MAJORITY SHAREHOLDER YES AGAINST FOR
VOTING FOR DIRECTOR ELECTIONS.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FEI COMPANY
TICKER: FEIC CUSIP: 30241L109
MEETING DATE: 5/17/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: MICHAEL J. ATTARDO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LAWRENCE A. BOCK ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: WILFRED J. CORRIGAN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: DON R. KANIA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THOMAS F. KELLY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM W. LATTIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAN C. LOBBEZOO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GERHARD H. PARKER ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: JAMES T. RICHARDSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DONALD R. VANLUVANEE ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: TO CONSIDER AND VOTE ON A PROPOSAL TO ISSUER YES AGAINST AGAINST
AMEND THE 1995 STOCK INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES OF OUR COMMON STOCK RESERVED FOR
ISSUANCE UNDER THE PLAN BY 500,000 SHARES.
PROPOSAL #03: TO CONSIDER AND VOTE ON A PROPOSAL TO ISSUER YES FOR FOR
AMEND THE FEI EMPLOYEE SHARE PURCHASE PLAN TO INCREASE
THE NUMBER OF SHARES OF OUR COMMON STOCK RESERVED FOR
ISSUANCE UNDER THE PLAN BY 500,000 SHARES.
PROPOSAL #04: TO CONSIDER RATIFICATION OF THE AUDIT ISSUER YES FOR FOR
COMMITTEE'S APPOINTMENT OF DELOITTE & TOUCHE LLP AS
FEI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2007.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FLUOR CORPORATION
TICKER: FLR CUSIP: 343412102
MEETING DATE: 5/2/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: JAMES T. HACKETT ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: KENT KRESA ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: LORD ROBIN W. ISSUER YES FOR FOR
RENWICK
PROPOSAL #1D: ELECTION OF DIRECTOR: PETER S. WATSON ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF ERNST ISSUER YES FOR FOR
& YOUNG LLP AS REGISTERED PUBLIC ACCOUNTING FIRM FOR
2007.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FORMFACTOR, INC.
TICKER: FORM CUSIP: 346375108
MEETING DATE: 5/17/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: DR. THOMAS J. CAMPBELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DR. IGOR Y. KHANDROS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LOTHAR MAIER ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE SELECTION OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF FORMFACTOR FOR THE FISCAL
YEAR ENDING DECEMBER 29, 2007.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FREESCALE SEMICONDUCTOR, INC.
TICKER: FSL CUSIP: 35687M206
MEETING DATE: 11/13/2006 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: TO CONSIDER AND VOTE ON A PROPOSAL TO ISSUER YES FOR FOR
ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF
SEPTEMBER 15, 2006, BY AND AMONG FREESCALE
SEMICONDUCTOR, INC., FIRESTONE HOLDINGS LLC, A
DELAWARE LIMITED LIABILITY COMPANY, AND FIRESTONE
ACQUISITION CORPORATION, A DELAWARE CORPORATION AND AN
INDIRECT WHOLLY OWNED SUBSIDIARY OF FIRESTONE
HOLDINGS LLC.
PROPOSAL #02: TO APPROVE THE ADJOURNMENT OF THE ISSUER YES FOR FOR
SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE
MERGER AGREEMENT.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GENTEX CORPORATION
TICKER: GNTX CUSIP: 371901109
MEETING DATE: 5/10/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: JOHN MULDER* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FREDERICK SOTOK* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WALLACE TSUHA* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES WALLACE** ISSUER YES FOR FOR
PROPOSAL #02: RATIFY THE APPOINTMENT OF ERNST & YOUNG ISSUER YES FOR FOR
LLP AS THE COMPANY'S AUDITORS FOR THE FISCAL YEAR
ENDED DECEMBER 31, 2007.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GOOGLE INC.
TICKER: GOOG CUSIP: 38259P508
MEETING DATE: 5/10/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: ERIC SCHMIDT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SERGEY BRIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LARRY PAGE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: L. JOHN DOERR ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: JOHN L. HENNESSY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ARTHUR D. LEVINSON ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: ANN MATHER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PAUL S. OTELLINI ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: K. RAM SHRIRAM ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SHIRLEY M. TILGHMAN ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF APPOINTMENT OF ERNST & ISSUER YES FOR FOR
YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF GOOGLE INC. FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2007.
PROPOSAL #03: APPROVAL OF AN AMENDMENT TO GOOGLE'S ISSUER YES AGAINST AGAINST
2004 STOCK PLAN TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF CLASS A COMMON STOCK ISSUABLE THEREUNDER BY
4,500,000.
PROPOSAL #04: APPROVAL OF GOOGLE'S EXECUTIVE BONUS ISSUER YES FOR FOR
PLAN.
PROPOSAL #05: STOCKHOLDER PROPOSAL TO REQUEST THAT SHAREHOLDER YES AGAINST FOR
MANAGEMENT INSTITUTE POLICIES TO HELP PROTECT FREEDOM
OF ACCESS TO THE INTERNET.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HARMAN INTERNATIONAL INDUSTRIES, INC
TICKER: HAR CUSIP: 413086109
MEETING DATE: 11/2/2006 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: EDWARD H. MEYER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GINA HARMAN ISSUER YES FOR FOR
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HEWLETT-PACKARD COMPANY
TICKER: HPQ CUSIP: 428236103
MEETING DATE: 3/14/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: L.T. BABBIO, JR. ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: S.M. BALDAUF ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: R.A. HACKBORN ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: J.H. HAMMERGREN ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: M.V. HURD ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: R.L. RYAN ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: L.S. SALHANY ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: G.K. THOMPSON ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE APPOINTMENT OF THE ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING OCTOBER 31, 2007
PROPOSAL #03: STOCKHOLDER PROPOSAL RELATING TO SHAREHOLDER YES AGAINST FOR
STOCKHOLDER NOMINEES FOR ELECTION TO THE BOARD OF
DIRECTORS OF HEWLETT-PACKARD COMPANY
PROPOSAL #04: STOCKHOLDER PROPOSAL ENTITLED SEPARATE SHAREHOLDER YES AGAINST FOR
THE ROLES OF CEO AND CHAIRMAN
PROPOSAL #05: STOCKHOLDER PROPOSAL ENTITLED SUBJECT SHAREHOLDER YES AGAINST FOR
ANY FUTURE POISON PILL TO SHAREHOLDER VOTE
PROPOSAL #06: STOCKHOLDER PROPOSAL ENTITLED LINK PAY SHAREHOLDER YES AGAINST FOR
TO PERFORMANCE
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ICOS CORPORATION
TICKER: ICOS CUSIP: 449295104
MEETING DATE: 1/25/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: PROPOSAL TO APPROVE THE AGREEMENT AND ISSUER YES FOR FOR
PLAN OF MERGER, DATED AS OF OCTOBER 16, 2006, AS
AMENDED BY AMENDMENT NO.1 TO THE AGREEMENT AND PLAN OF
MERGER, DATED AS OF DECEMBER 17, 2006, BY AND AMONG
ICOS CORPORATION, ELI LILLY AND COMPANY AND TOUR
MERGER SUB, INC.
PROPOSAL #02: PROPOSAL TO APPROVE THE ADJOURNMENT OF ISSUER YES FOR FOR
THE SPECIAL MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT
THE TIME OF THE SPECIAL MEETING TO APPROVE THE MERGER
AGREEMENT.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: INDYMAC BANCORP, INC.
TICKER: NDE CUSIP: 456607100
MEETING DATE: 4/26/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: MICHAEL W. PERRY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LOUIS E. CALDERA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LYLE E. GRAMLEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HUGH M. GRANT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PATRICK C. HADEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: TERRANCE G. HODEL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT L. HUNT II ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LYDIA H. KENNARD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SEN JOHN SEYMOUR (RET.) ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BRUCE G. WILLISON ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF ERNST ISSUER YES FOR FOR
& YOUNG LLP AS INDYMAC'S INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2007.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: INTEL CORPORATION
TICKER: INTC CUSIP: 458140100
MEETING DATE: 5/16/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: CRAIG R. BARRETT ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY ISSUER YES AGAINST AGAINST
PROPOSAL #1C: ELECTION OF DIRECTOR: SUSAN L. DECKER ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: D. JAMES GUZY ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: REED E. HUNDT ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: PAUL S. OTELLINI ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: JAMES D. PLUMMER ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: DAVID S. POTTRUCK ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: JANE E. SHAW ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: JOHN L. THORNTON ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: DAVID B. YOFFIE ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF SELECTION OF ERNST & ISSUER YES FOR FOR
YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
PROPOSAL #03: AMENDMENT AND EXTENSION OF THE 2006 ISSUER YES FOR FOR
EQUITY INCENTIVE PLAN
PROPOSAL #04: APPROVAL OF THE 2007 EXECUTIVE OFFICER ISSUER YES FOR FOR
INCENTIVE PLAN
PROPOSAL #05: STOCKHOLDER PROPOSAL REQUESTING SHAREHOLDER YES AGAINST FOR
LIMITATION ON EXECUTIVE COMPENSATION
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: INTERSIL CORPORATION
TICKER: ISIL CUSIP: 46069S109
MEETING DATE: 5/9/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: DAVID B. BELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD M. BEYER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DR. ROBERT W. CONN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES V. DILLER ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: GARY E. GIST ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: MERCEDES JOHNSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GREGORY LANG ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: JAN PEETERS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT N. POKELWALDT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES A. URRY ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: TO RATIFY THE APPOINTMENT OF KPMG LLP AS ISSUER YES FOR FOR
THE COMPANY'S INDEPENDENT, REGISTERED CERTIFIED
PUBLIC ACCOUNTANTS.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: INTUIT INC.
TICKER: INTU CUSIP: 461202103
MEETING DATE: 12/15/2006 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: STEPHEN M. BENNETT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHRISTOPHER W. BRODY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM V. CAMPBELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SCOTT D. COOK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: L. JOHN DOERR ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DIANE B. GREENE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL R. HALLMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DENNIS D. POWELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STRATTON D. SCLAVOS ISSUER YES FOR FOR
PROPOSAL #02: RATIFY THE SELECTION OF ERNST & YOUNG ISSUER YES FOR FOR
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2007.
PROPOSAL #03: APPROVE THE AMENDMENT TO OUR 2005 EQUITY ISSUER YES FOR FOR
INCENTIVE PLAN.
PROPOSAL #04: APPROVE THE AMENDMENT TO OUR EMPLOYEE ISSUER YES FOR FOR
STOCK PURCHASE PLAN.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JETBLUE AIRWAYS CORPORATION
TICKER: JBLU CUSIP: 477143101
MEETING DATE: 5/9/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: DAVID BARGER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID CHECKETTS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: VIRGINIA GAMBALE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: NEAL MOSZKOWSKI ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE APPOINTMENT OF ERNST & ISSUER YES FOR FOR
YOUNG, LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2007.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LOWE'S COMPANIES, INC.
TICKER: LOW CUSIP: 548661107
MEETING DATE: 5/25/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: DAVID W. BERNAUER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LEONARD L. BERRY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAWN E. HUDSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT A. NIBLOCK ISSUER YES FOR FOR
PROPOSAL #02: TO APPROVE AN AMENDMENT TO THE LOWE'S ISSUER YES FOR FOR
COMPANIES EMPLOYEE STOCK PURCHASE PLAN - STOCK OPTIONS
FOR EVERYONE - TO INCREASE THE NUMBER OF SHARES
AUTHORIZED FOR ISSUANCE UNDER THE PLAN.
PROPOSAL #03: TO RATIFY THE APPOINTMENT OF DELOITTE & ISSUER YES FOR FOR
TOUCHE LLP AS THE COMPANY'S INDEPENDENT ACCOUNTANTS.
PROPOSAL #04: SHAREHOLDER PROPOSAL ESTABLISHING SHAREHOLDER YES AGAINST FOR
MINIMUM SHARE OWNERSHIP REQUIREMENTS FOR DIRECTOR
NOMINEES.
PROPOSAL #05: SHAREHOLDER PROPOSAL REQUESTING ANNUAL SHAREHOLDER YES ABSTAIN AGAINST
REPORT ON WOOD PROCUREMENT.
PROPOSAL #06: SHAREHOLDER PROPOSAL REGARDING ANNUAL SHAREHOLDER YES FOR AGAINST
ELECTION OF EACH DIRECTOR.
PROPOSAL #07: SHAREHOLDER PROPOSAL REGARDING EXECUTIVE SHAREHOLDER YES AGAINST FOR
SEVERANCE AGREEMENTS.
PROPOSAL #08: SHAREHOLDER PROPOSAL REGARDING EXECUTIVE SHAREHOLDER YES AGAINST FOR
COMPENSATION PLAN.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MACROVISION CORPORATION
TICKER: MVSN CUSIP: 555904101
MEETING DATE: 4/26/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: JOHN O. RYAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ALFRED J. AMOROSO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DONNA S. BIRKS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STEVEN G. BLANK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ANDREW K. LUDWICK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT J. MAJTELES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM N. STIRLEN ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE SELECTION OF KPMG LLP AS ISSUER YES FOR FOR
MACROVISION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2007.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MATTEL, INC.
TICKER: MAT CUSIP: 577081102
MEETING DATE: 5/18/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: MICHAEL J. DOLAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT A. ECKERT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DR. FRANCES FERGUSSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: TULLY M. FRIEDMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DOMINIC NG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DR. ANDREA L. RICH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RONALD L. SARGENT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DEAN A. SCARBOROUGH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHRISTOPHER A. SINCLAIR ISSUER YES FOR FOR
ELECTION OF DIRECTOR: G. CRAIG SULLIVAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KATHY BRITTAIN WHITE ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE SELECTION OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS MATTEL'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2007.
PROPOSAL #03: BOARD ADOPTION OF DIRECTOR ELECTION ISSUER YES FOR FOR
MAJORITY VOTING STANDARD AND STOCKHOLDER APPROVAL OF
AMENDMENT TO THE CERTIFICATE OF INCORPORATION
ELIMINATING CUMULATIVE VOTING.
PROPOSAL #04: APPROVAL OF THE MATTEL INCENTIVE PLAN ISSUER YES FOR FOR
AND THE MATERIAL TERMS OF ITS PERFORMANCE GOALS.
PROPOSAL #05: STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER YES AGAINST FOR
COMPENSATION OF THE TOP FIVE MEMBERS OF MANAGEMENT.
PROPOSAL #06: STOCKHOLDER PROPOSAL TO SEPARATE THE SHAREHOLDER YES AGAINST FOR
ROLES OF CEO AND CHAIRMAN.
PROPOSAL #07: STOCKHOLDER PROPOSAL REGARDING CERTAIN SHAREHOLDER YES ABSTAIN AGAINST
REPORTS BY THE BOARD OF DIRECTORS.
PROPOSAL #08: STOCKHOLDER PROPOSAL REGARDING PAY-FOR- SHAREHOLDER YES AGAINST FOR
SUPERIOR-PERFORMANCE.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MBIA INC.
TICKER: MBI CUSIP: 55262C100
MEETING DATE: 5/3/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: DAVID C. CLAPP ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GARY C. DUNTON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CLAIRE L. GAUDIANI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DANIEL P. KEARNEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LAURENCE H. MEYER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID M. MOFFETT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DEBRA J. PERRY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN A. ROLLS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD H. WALKER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JEFFERY W. YABUKI ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MEDTRONIC, INC.
TICKER: MDT CUSIP: 585055106
MEETING DATE: 8/24/2006 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: RICHARD H. ANDERSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL R. BONSIGNORE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT C. POZEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GORDON M. SPRENGER ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
PROPOSAL #03: TO CONSIDER AND VOTE UPON A SHAREHOLDER SHAREHOLDER YES AGAINST FOR
PROPOSAL ENTITLED DIRECTOR ELECTION MAJORITY VOTE
STANDARD PROPOSAL.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MICRON TECHNOLOGY, INC.
TICKER: MU CUSIP: 595112103
MEETING DATE: 12/5/2006 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: STEVEN R. APPLETON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: TERUAKI AOKI ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: JAMES W. BAGLEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MERCEDES JOHNSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LAWRENCE N. MONDRY ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: GORDON C. SMITH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT E. SWITZ ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL BY THE COMPANY TO APPROVE AN ISSUER YES AGAINST AGAINST
AMENDMENT TO THE COMPANY'S 2004 EQUITY INCENTIVE PLAN
INCREASING THE NUMBER OF SHARES RESERVED FOR ISSUANCE
THEREUNDER BY 30,000,000
PROPOSAL #03: PROPOSAL BY THE COMPANY TO RATIFY THE ISSUER YES FOR FOR
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING AUGUST 30, 2007
PROPOSAL #04: TO ACT UPON A SHAREHOLDER PROPOSAL IF SHAREHOLDER YES FOR AGAINST
PROPERLY PRESENTED AT THE MEETING
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MICROSOFT CORPORATION
TICKER: MSFT CUSIP: 594918104
MEETING DATE: 11/14/2006 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: WILLIAM H. GATES ISSUER YES FOR FOR
III
PROPOSAL #1B: ELECTION OF DIRECTOR: STEVEN A. BALLMER ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: JAMES I. CASH JR. ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: DINA DUBLON ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: RAYMOND V. ISSUER YES FOR FOR
GILMARTIN
PROPOSAL #1F: ELECTION OF DIRECTOR: DAVID F. MARQUARDT ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: CHARLES H. NOSKI ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: HELMUT PANKE ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: JON A. SHIRLEY ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE SELECTION OF ISSUER YES FOR FOR
DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT
AUDITOR
PROPOSAL #03: SHAREHOLDER PROPOSAL - RESTRICTION ON SHAREHOLDER YES ABSTAIN AGAINST
SELLING PRODUCTS AND SERVICES TO FOREIGN GOVERNMENTS
PROPOSAL #04: SHAREHOLDER PROPOSAL - SEXUAL SHAREHOLDER YES AGAINST FOR
ORIENTATION IN EQUAL EMPLOYMENT OPPORTUNITY POLICY
PROPOSAL #05: SHAREHOLDER PROPOSAL - HIRING OF PROXY SHAREHOLDER YES ABSTAIN AGAINST
ADVISOR
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MILLIPORE CORPORATION
TICKER: MIL CUSIP: 601073109
MEETING DATE: 5/4/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: DANIEL BELLUS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT C. BISHOP ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EDWARD M. SCOLNICK ISSUER YES FOR FOR
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MINERALS TECHNOLOGIES INC.
TICKER: MTX CUSIP: 603158106
MEETING DATE: 5/23/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: JOSEPH C. MUSCARI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM C. STIVERS ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF APPOINTMENT OF ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MONSANTO COMPANY
TICKER: MON CUSIP: 61166W101
MEETING DATE: 1/17/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: FRANK V. ATLEE III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ARTHUR H. HARPER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GWENDOLYN S. KING ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SHARON R. LONG, PH.D. ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF APPOINTMENT OF ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
PROPOSAL #03: APPROVAL OF SHAREOWNER PROPOSAL SHAREHOLDER YES AGAINST FOR
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MOTOROLA, INC.
TICKER: MOT CUSIP: 620076109
MEETING DATE: 5/7/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: E. ZANDER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: D. DORMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J. LEWENT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: T. MEREDITH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: N. NEGROPONTE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: S. SCOTT III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R. SOMMER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J. STENGEL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: D. WARNER III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J. WHITE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M. WHITE ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF AMENDMENT TO THE MOTOROLA ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLAN OF 1999
PROPOSAL #03: SHAREHOLDER PROPOSAL RE: SHAREHOLDER SHAREHOLDER YES AGAINST FOR
VOTE ON EXECUTIVE PAY
PROPOSAL #04: SHAREHOLDER PROPOSAL RE: RECOUP UNEARNED SHAREHOLDER YES AGAINST FOR
MANAGEMENT BONUSES
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MOTOROLA, INC.
TICKER: MOT CUSIP: 620076109
MEETING DATE: 5/7/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: CARL C. ICAHN SHAREHOLDER NO N/A N/A
ELECTION OF DIRECTOR: E. ZANDER SHAREHOLDER NO N/A N/A
ELECTION OF DIRECTOR: D. DORMAN SHAREHOLDER NO N/A N/A
ELECTION OF DIRECTOR: J. LEWENT SHAREHOLDER NO N/A N/A
ELECTION OF DIRECTOR: T. MEREDITH SHAREHOLDER NO N/A N/A
ELECTION OF DIRECTOR: N. NEGROPONTE SHAREHOLDER NO N/A N/A
ELECTION OF DIRECTOR: S. SCOTT III SHAREHOLDER NO N/A N/A
ELECTION OF DIRECTOR: R. SOMMER SHAREHOLDER NO N/A N/A
ELECTION OF DIRECTOR: J. STENGEL SHAREHOLDER NO N/A N/A
ELECTION OF DIRECTOR: D. WARNER III SHAREHOLDER NO N/A N/A
ELECTION OF DIRECTOR: M. WHITE SHAREHOLDER NO N/A N/A
PROPOSAL #02: APPROVAL OF AMENDMENT TO THE MOTOROLA SHAREHOLDER NO N/A N/A
EMPLOYEE STOCK PURCHASE PLAN OF 1999
PROPOSAL #03: SHAREHOLDER PROPOSAL RE: SHAREHOLDER SHAREHOLDER NO N/A N/A
VOTE ON EXECUTIVE PAY
PROPOSAL #04: SHAREHOLDER PROPOSAL RE: RECOUP UNEARNED SHAREHOLDER NO N/A N/A
MANAGEMENT BONUSES
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MURPHY OIL CORPORATION
TICKER: MUR CUSIP: 626717102
MEETING DATE: 5/9/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: F.W. BLUE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C.P. DEMING ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.A. HERMES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.V. KELLEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.M. MURPHY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W.C. NOLAN, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: I.B. RAMBERG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: N.E. SCHMALE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: D.J.H. SMITH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C.G. THEUS ISSUER YES FOR FOR
PROPOSAL #02: APPROVE THE PROPOSED 2007 LONG-TERM ISSUER YES FOR FOR
INCENTIVE PLAN.
PROPOSAL #03: APPROVE THE PROPOSED 2007 ANNUAL ISSUER YES FOR FOR
INCENTIVE PLAN.
PROPOSAL #04: APPROVE THE PROPOSED AMENDMENTS TO THE ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLAN.
PROPOSAL #05: APPROVE THE APPOINTMENT OF KPMG LLP AS ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NATIONAL OILWELL VARCO, INC.
TICKER: NOV CUSIP: 637071101
MEETING DATE: 6/5/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: BEN A. GUILL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROGER L. JARVIS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ERIC L. MATTSON ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF INDEPENDENT AUDITORS. ISSUER YES FOR FOR
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NAVTEQ CORPORATION
TICKER: NVT CUSIP: 63936L100
MEETING DATE: 5/22/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: RICHARD J.A. DE LANGE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHRISTOPHER GALVIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ANDREW J. GREEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JUDSON C. GREEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM L. KIMSEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SCOTT D. MILLER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DIRK-JAN VAN OMMEREN ISSUER YES FOR FOR
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NOBLE ENERGY, INC.
TICKER: NBL CUSIP: 655044105
MEETING DATE: 4/24/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: JEFFREY L. BERENSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL A. CAWLEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EDWARD F. COX ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHARLES D. DAVIDSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THOMAS J. EDELMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KIRBY L. HEDRICK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BRUCE A. SMITH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM T. VAN KLEEF ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
KPMG LLP AS THE COMPANY'S INDEPENDENT AUDITOR.
PROPOSAL #03: PROPOSAL TO APPROVE AN AMENDMENT TO THE ISSUER YES FOR FOR
COMPANY'S 1992 STOCK OPTION AND RESTRICTED STOCK PLAN
TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK
AUTHORIZED FOR ISSUANCE UNDER THE 1992 PLAN FROM
18,500,000 TO 22,000,000.
PROPOSAL #04: STOCKHOLDER PROPOSAL THAT THE BOARD OF SHAREHOLDER YES AGAINST FOR
DIRECTORS REVISE THE CORPORATE GOVERNANCE GUIDELINES
OF THE COMPANY TO ESTABLISH A POLICY OF SEPARATING THE
POSITIONS OF CHAIRMAN OF THE BOARD OF DIRECTORS AND
CHIEF EXECUTIVE OFFICER SO THAT THE CHAIRMAN OF THE
BOARD OF DIRECTORS WILL BE AN INDEPENDENT MEMBER OF
THE BOARD, ALL AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NORDSTROM, INC.
TICKER: JWN CUSIP: 655664100
MEETING DATE: 5/22/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: PHYLLIS J. CAMPBELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JEANNE P. JACKSON ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: ROBERT G. MILLER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BLAKE W. NORDSTROM ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ERIK B. NORDSTROM ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PETER E. NORDSTROM ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PHILIP G. SATRE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ALISON A. WINTER ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NORTEL NETWORKS CORPORATION
TICKER: NT CUSIP: 656568508
MEETING DATE: 5/2/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: JALYNN H. BENNETT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DR. MANFRED BISCHOFF ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HON. JAMES B. HUNT, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DR. KRISTINA M. JOHNSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN A. MACNAUGHTON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HON. JOHN P. MANLEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD D. MCCORMICK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CLAUDE MONGEAU ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HARRY J. PEARCE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN D. WATSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI ISSUER YES FOR FOR
PROPOSAL #02: THE APPOINTMENT OF KPMG LLP AS ISSUER YES FOR FOR
INDEPENDENT AUDITORS.
PROPOSAL #03: THE SHAREHOLDER PROPOSAL SET OUT IN SHAREHOLDER YES AGAINST FOR
SCHEDULE A TO THE PROXY CIRCULAR AND PROXY STATEMENT.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NOVARTIS AG
TICKER: NVS CUSIP: 66987V109
MEETING DATE: 3/6/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: APPROVAL OF THE ANNUAL REPORT, THE ISSUER YES FOR FOR
FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP
CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR 2006.
PROPOSAL #02: APPROVAL OF THE ACTIVITIES OF THE BOARD ISSUER YES FOR FOR
OF DIRECTORS
PROPOSAL #03: APPROPRIATION OF AVAILABLE EARNINGS OF ISSUER YES FOR FOR
NOVARTIS AG AS PER BALANCE SHEET AND DECLARATION OF
DIVIDEND
PROPOSAL #4A: ELECTION TO THE BOARD OF DIRECTORS: RE- ISSUER YES FOR FOR
ELECTION OF HANS-JOERG RUDLOFF FOR A THREE-YEAR TERM
PROPOSAL #4B: ELECTION TO THE BOARD OF DIRECTORS: RE- ISSUER YES FOR FOR
ELECTION OF DR. DANIEL VASELLA FOR A THREE-YEAR TERM
PROPOSAL #4C: ELECTION TO THE BOARD OF DIRECTORS: ISSUER YES FOR FOR
ELECTION OF NEW MEMBER MARJORIE M. YANG FOR A TERM OF
OFFICE BEGINNING ON 1 JANUARY 2008 AND ENDING ON THE
DAY OF THE AGM IN 2010
PROPOSAL #05: APPOINTMENT OF THE AUDITORS AND THE ISSUER YES FOR FOR
GROUP AUDITORS
PROPOSAL #06: VOTES REGARDING ADDITIONAL AND/OR ISSUER YES FOR FOR
COUNTER-PROPOSALS AT THE AGM OF NOVARTIS AG IF YOU
GIVE NO INSTRUCTIONS ON AGENDA ITEM 6, YOUR VOTES WILL
BE CAST IN ACCORDANCE WITH THE PROPOSALS OF THE BOARD
OF DIRECTORS. MARKING THE BOX FOR IS A VOTE FOR THE
PROPOSALS OF THE BOARD. MARKING THE BOX AGAINST OR
ABSTAIN IS A VOTE TO ABSTAIN
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NUANCE COMMUNICATIONS, INC.
TICKER: NUAN CUSIP: 67020Y100
MEETING DATE: 3/22/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: CHARLES W. BERGER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT J. FRANKENBERG ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: JEFFREY A. HARRIS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM H. JANEWAY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KATHARINE A. MARTIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MARK B. MYERS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PHILIP J. QUIGLEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PAUL A. RICCI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT G. TERESI ISSUER YES FOR FOR
PROPOSAL #02: TO APPROVE THE AMENDED AND RESTATED 2000 ISSUER YES AGAINST AGAINST
STOCK PLAN.
PROPOSAL #03: TO APPROVE THE AMENDMENT TO THE ISSUER YES AGAINST AGAINST
COMPANY'S AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION.
PROPOSAL #04: TO RATIFY THE APPOINTMENT OF BDO ISSUER YES FOR FOR
SEIDMAN, LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2007.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NVIDIA CORPORATION
TICKER: NVDA CUSIP: 67066G104
MEETING DATE: 6/21/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: JAMES C. GAITHER ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: JEN-HSUN HUANG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: A. BROOKE SEAWELL ISSUER YES FOR FOR
PROPOSAL #02: TO APPROVE THE NVIDIA CORPORATION 2007 ISSUER YES FOR FOR
EQUITY INCENTIVE PLAN.
PROPOSAL #03: TO RATIFY THE SELECTION OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JANUARY 27, 2008.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NYMEX HOLDINGS, INC.
TICKER: NMX CUSIP: 62948N104
MEETING DATE: 5/10/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: JAMES NEWSOME* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DENNIS SUSKIND* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM FORD* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HARVEY GRALLA* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM MAXWELL* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STEPHEN ARDIZZONE* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: A. GEORGE GERO* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD SCHAEFFER** ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT HALPER** ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MELVYN FALIS** ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT STEELE** ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THOMAS GORDON** ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DANIEL RAPPAPORT** ISSUER YES FOR FOR
ELECTION OF DIRECTOR: NEIL CITRONE** ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FRANK SICILIANO** ISSUER YES FOR FOR
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PALL CORPORATION
TICKER: PLL CUSIP: 696429307
MEETING DATE: 11/15/2006 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: DANIEL J. CARROLL, JR.* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ERIC KRASNOFF* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DENNIS N. LONGSTREET* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EDWARD L. SNYDER* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES D. WATSON** ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO DE-CLASSIFY BOARD OF ISSUER YES FOR FOR
DIRECTORS.
PROPOSAL #03: PROPOSAL TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PFIZER INC.
TICKER: PFE CUSIP: 717081103
MEETING DATE: 4/26/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: DENNIS A. AUSIELLO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL S. BROWN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M. ANTHONY BURNS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT N. BURT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W. DON CORNWELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM H. GRAY, III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CONSTANCE J. HORNER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM R. HOWELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JEFFREY B. KINDLER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GEORGE A. LORCH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DANA G. MEAD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM C. STEERE, JR. ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO RATIFY THE SELECTION OF KPMG ISSUER YES FOR FOR
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2007.
PROPOSAL #03: SHAREHOLDER PROPOSAL RELATING TO SHAREHOLDER YES AGAINST FOR
CUMULATIVE VOTING.
PROPOSAL #04: SHAREHOLDER PROPOSAL REQUESTING A REPORT SHAREHOLDER YES ABSTAIN AGAINST
ON THE RATIONALE FOR EXPORTING ANIMAL EXPERIMENTATION.
PROPOSAL #05: SHAREHOLDER PROPOSAL REQUESTING A REPORT SHAREHOLDER YES ABSTAIN AGAINST
ON THE FEASIBILITY OF AMENDING PFIZER'S CORPORATE
POLICY ON LABORATORY ANIMAL CARE AND USE.
PROPOSAL #06: SHAREHOLDER PROPOSAL RELATING TO SHAREHOLDER YES AGAINST FOR
QUALIFICATIONS FOR DIRECTOR NOMINEES.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PHARMACYCLICS, INC.
TICKER: PCYC CUSIP: 716933106
MEETING DATE: 12/8/2006 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: MILES R. GILBURNE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES L. KNIGHTON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD M. LEVY, PH.D. ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: RICHARD A. MILLER, M.D. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM R. ROHN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: CHRISTINE A. WHITE, MD ISSUER YES FOR FOR
PROPOSAL #02: TO AMEND THE COMPANY'S EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN (THE PURCHASE PLAN ) IN ORDER TO
INCREASE THE TOTAL NUMBER OF SHARES OF COMMON STOCK
AUTHORIZED FOR ISSUANCE OVER THE TERM OF THE PURCHASE
PLAN BY AN ADDITIONAL 200,000 SHARES.
PROPOSAL #03: TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JUNE 30, 2007.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PIONEER NATURAL RESOURCES COMPANY
TICKER: PXD CUSIP: 723787107
MEETING DATE: 5/16/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: R. HARTWELL GARDNER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LINDA K. LAWSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FRANK A. RISCH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MARK S. SEXTON ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: RATIFICATION OF SELECTION OF INDEPENDENT ISSUER YES FOR FOR
AUDITORS
PROPOSAL #03: APPROVAL OF THE AMENDED AND RESTATED ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLAN
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PLANTRONICS, INC.
TICKER: PLT CUSIP: 727493108
MEETING DATE: 7/26/2006 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: MARV TSEU ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KEN KANNAPPAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GREGG HAMMANN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MARSHALL MOHR ISSUER YES FOR FOR
ELECTION OF DIRECTOR: TRUDE TAYLOR ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROGER WERY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN HART ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO RATIFY AND APPROVE AN ISSUER YES FOR FOR
INCREASE OF 1.8 MILLION SHARES IN THE COMMON STOCK
ISSUABLE UNDER THE 2003 STOCK PLAN AND TO BE USED
SOLELY FOR STOCK OPTION GRANT AWARDS.
PROPOSAL #03: PROPOSAL TO RATIFY AND APPROVE AN ISSUER YES FOR FOR
INCREASE OF 200,000 SHARES IN THE COMMON STOCK
ISSUABLE UNDER THE 2002 EMPLOYEE STOCK PURCHASE PLAN.
PROPOSAL #04: PROPOSAL TO APPROVE THE PERFORMANCE ISSUER YES FOR FOR
BONUS PLAN.
PROPOSAL #05: PROPOSAL TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
FISCAL 2007.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: POGO PRODUCING COMPANY
TICKER: PPP CUSIP: 730448107
MEETING DATE: 5/15/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: PAUL G. VAN WAGENEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT H. CAMPBELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHARLES G. GROAT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DANIEL S. LOEB ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM TO AUDIT THE FINANCIAL
STATEMENTS OF THE COMPANY FOR 2007.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PRIDE INTERNATIONAL, INC.
TICKER: PDE CUSIP: 74153Q102
MEETING DATE: 8/10/2006 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: DAVID A.B. BROWN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.C. BURTON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ARCHIE W. DUNHAM ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FRANCIS S. KALMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RALPH D. MCBRIDE ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: LOUIS A. RASPINO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID B. ROBSON ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF KPMG ISSUER YES FOR FOR
LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2006.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PRIDE INTERNATIONAL, INC.
TICKER: PDE CUSIP: 74153Q102
MEETING DATE: 5/17/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: DAVID A.B. BROWN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KENNETH M. BURKE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ARCHIE W. DUNHAM ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FRANCIS S. KALMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RALPH D. MCBRIDE ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: LOUIS A. RASPINO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID B. ROBSON ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF THE COMPANY'S 2007 LONG-TERM ISSUER YES FOR FOR
INCENTIVE PLAN.
PROPOSAL #03: RATIFICATION OF THE APPOINTMENT OF KPMG ISSUER YES FOR FOR
LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2007.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: QUALCOMM INCORPORATED
TICKER: QCOM CUSIP: 747525103
MEETING DATE: 3/13/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: BARBARA T. ALEXANDER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: IRWIN MARK JACOBS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SHERRY LANSING ISSUER YES FOR FOR
ELECTION OF DIRECTOR: PETER M. SACERDOTE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MARC I. STERN ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE SELECTION OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT ACCOUNTANTS FOR THE COMPANY'S FISCAL YEAR
ENDING SEPTEMBER 30, 2007.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: QUIKSILVER, INC.
TICKER: ZQK CUSIP: 74838C106
MEETING DATE: 3/16/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: DOUGLAS K. AMMERMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM M. BARNUM, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LAURENT BOIX-VIVES ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: CHARLES E. CROWE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHARLES S. EXON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL H. GRAY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: TIMOTHY M. HARMON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BERNARD MARIETTE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT B. MCKNIGHT, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HEIDI J. UEBERROTH ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF THE AMENDMENT OF THE ISSUER YES FOR FOR
COMPANY'S EMPLOYEE STOCK PURCHASE PLAN AS DESCRIBED IN
THE ACCOMPANYING PROXY STATEMENT.
PROPOSAL #03: APPROVAL OF THE AMENDMENT AND ISSUER YES FOR FOR
RESTATEMENT OF THE COMPANY'S 2000 STOCK INCENTIVE PLAN
AS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RESEARCH IN MOTION LIMITED
TICKER: RIMM CUSIP: 760975102
MEETING DATE: 7/18/2006 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: TO ELECT AS DIRECTORS, MICHAEL ISSUER YES FOR FOR
LAZARIDIS, JAMES BALSILLIE, DOUGLAS FREGIN, KENDALL
CORK, JAMES ESTILL, JOHN RICHARDSON AND DR. DOUGLAS
WRIGHT.
PROPOSAL #02: TO APPOINT ERNST AND YOUNG LLP AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY AND AUTHORIZE THE DIRECTORS TO
FIX THEIR REMUNERATION.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: REX STORES CORPORATION
TICKER: RSC CUSIP: 761624105
MEETING DATE: 5/31/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: STUART A. ROSE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LAWRENCE TOMCHIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT DAVIDOFF ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EDWARD M. KRESS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHARLES A. ELCAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID S. HARRIS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MERVYN L. ALPHONSO ISSUER YES FOR FOR
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ROCHE HOLDING AG, BASEL
TICKER: N/A CUSIP: N/A
MEETING DATE: 3/5/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.: APPROVE THE ANNUAL REPORT, FINANCIAL ISSUER NO N/A N/A
STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS
FOR 2006
PROPOSAL #2.: RATIFY THE BOARD OF DIRECTORS ACTIONS ISSUER NO N/A N/A
PROPOSAL #3.: APPROVE THE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS OF CHF 3.40 PER SHARE
PROPOSAL #4.1: ELECT PROF. PIUS BASCHERA AS A NEW ISSUER NO N/A N/A
MEMBER OF THE BOARD FOR A TERM OF 4 YEARS AS PROVIDED
BY THE ARTICLES OF INCORPORATION
PROPOSAL #4.2: ELECT DR. WOLFGANG RUTTENSTORFER AS A ISSUER NO N/A N/A
NEW MEMBER OF THE BOARD FOR A TERM OF 4 YEARS AS
PROVIDED BY THE ARTICLES OF INCORPORATION
PROPOSAL #5.: ELECT KPMG KLYNVELD PEAT MARWICK ISSUER NO N/A N/A
GOERDELER SA AS THE STATUTORY AND GROUP AUDITORS
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SEPRACOR INC.
TICKER: SEPR CUSIP: 817315104
MEETING DATE: 5/15/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: DIGBY BARRIOS ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: ALAN STEIGROD ISSUER YES FOR FOR
PROPOSAL #02: TO APPROVE AN AMENDMENT TO SEPRACOR'S ISSUER YES FOR FOR
2000 STOCK INCENTIVE PLAN (THE 2000 PLAN ) INCREASING
FROM 11,500,000 TO 13,500,000 THE NUMBER OF SHARES OF
COMMON STOCK OF SEPRACOR INC. RESERVED FOR ISSUANCE
UNDER THE 2000 PLAN.
PROPOSAL #03: TO RATIFY THE SELECTION OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS SEPRACOR'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT
FISCAL YEAR.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SLM CORPORATION
TICKER: SLM CUSIP: 78442P106
MEETING DATE: 5/17/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: ANN TORRE BATES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHARLES L. DALEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W.M. DIEFENDERFER III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THOMAS J. FITZPATRICK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DIANE SUITT GILLELAND ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EARL A. GOODE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RONALD F. HUNT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BENJAMIN J. LAMBERT III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ALBERT L. LORD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BARRY A. MUNITZ ISSUER YES FOR FOR
ELECTION OF DIRECTOR: A. ALEXANDER PORTER, JR ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WOLFGANG SCHOELLKOPF ISSUER YES FOR FOR
ELECTION OF DIRECTOR: STEVEN L. SHAPIRO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BARRY L. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #02: RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS THE CORPORATION'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SOUTHWEST AIRLINES CO.
TICKER: LUV CUSIP: 844741108
MEETING DATE: 5/16/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: COLLEEN C. BARRETT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID W. BIEGLER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LOUIS E. CALDERA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C. WEBB CROCKETT ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: WILLIAM H. CUNNINGHAM ISSUER YES FOR FOR
ELECTION OF DIRECTOR: TRAVIS C. JOHNSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HERBERT D. KELLEHER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GARY C. KELLY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: NANCY B. LOEFFLER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN T. MONTFORD ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF AN AMENDMENT TO THE ISSUER YES FOR FOR
COMPANY'S ARTICLES OF INCORPORATION TO ELIMINATE
SUPERMAJORITY VOTING REQUIREMENTS
PROPOSAL #03: APPROVAL OF THE SOUTHWEST AIRLINES CO. ISSUER YES FOR FOR
2007 EQUITY INCENTIVE PLAN
PROPOSAL #04: RATIFICATION OF THE SELECTION OF ERNST & ISSUER YES FOR FOR
YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2007
PROPOSAL #05: APPROVAL OF A SHAREHOLDER PROPOSAL TO SHAREHOLDER YES AGAINST FOR
ADOPT A SIMPLE MAJORITY VOTE WITH RESPECT TO CERTAIN
MATTERS
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SPRINT NEXTEL CORPORATION
TICKER: S CUSIP: 852061100
MEETING DATE: 5/8/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: KEITH J. BANE ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: ROBERT R. BENNETT ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: GORDON M. BETHUNE ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: FRANK M. DRENDEL ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: GARY D. FORSEE ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: JAMES H. HANCE, JR. ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: V. JANET HILL ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: IRVINE O. ISSUER YES FOR FOR
HOCKADAY, JR.
PROPOSAL #1I: ELECTION OF DIRECTOR: LINDA KOCH LORIMER ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: WILLIAM H. SWANSON ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY APPOINTMENT OF KPMG LLP AS ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF
SPRINT NEXTEL FOR 2007.
PROPOSAL #03: TO APPROVE THE 2007 OMNIBUS INCENTIVE ISSUER YES FOR FOR
PLAN.
PROPOSAL #04: SHAREHOLDER PROPOSAL CONCERNING ADVISORY SHAREHOLDER YES AGAINST FOR
VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: STRATTEC SECURITY CORPORATION
TICKER: STRT CUSIP: 863111100
MEETING DATE: 10/3/2006 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: DAVID R. ZIMMER* ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HAROLD M. STRATTON II** ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT FEITLER** ISSUER YES FOR FOR
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SYMANTEC CORPORATION
TICKER: SYMC CUSIP: 871503108
MEETING DATE: 9/13/2006 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: MICHAEL BROWN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM T. COLEMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID L. MAHONEY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT S. MILLER ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: GEORGE REYES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID ROUX ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DANIEL H. SCHULMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN W. THOMPSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: V. PAUL UNRUH ISSUER YES FOR FOR
PROPOSAL #02: TO APPROVE THE AMENDMENT AND RESTATEMENT ISSUER YES FOR FOR
OF THE 2004 EQUITY INCENTIVE PLAN, INCLUDING AN
INCREASE OF 40,000,000 IN THE NUMBER OF SHARES
RESERVED FOR ISSUANCE UNDER THE PLAN, THE MODIFICATION
OF THE SHARE POOL AVAILABLE UNDER THE PLAN TO REFLECT
A RATIO-BASED POOL, ALL AS MORE FULLY DESCRIBED IN
THE PROXY STATEMENT.
PROPOSAL #03: TO RATIFY THE SELECTION OF KPMG LLP AS ISSUER YES FOR FOR
SYMANTEC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2007 FISCAL YEAR.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TCF FINANCIAL CORPORATION
TICKER: TCB CUSIP: 872275102
MEETING DATE: 4/25/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: LUELLA G. GOLDBERG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GEORGE G. JOHNSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LYNN A. NAGORSKE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GREGORY J. PULLES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RALPH STRANGIS ISSUER YES WITHHOLD AGAINST
PROPOSAL #02: ADVISORY VOTE ON THE APPOINTMENT OF KPMG ISSUER YES FOR FOR
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR
2007.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TEKTRONIX, INC.
TICKER: TEK CUSIP: 879131100
MEETING DATE: 9/21/2006 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: PAULINE LO ALKER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: A. GARY AMES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GERRY B. CAMERON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID N. CAMPBELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FRANK C. GILL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBIN L. WASHINGTON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RICHARD H. WILLS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CYRIL J. YANSOUNI ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF SELECTION OF DELOITTE & ISSUER YES FOR FOR
TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2007.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TEXAS INSTRUMENTS INCORPORATED
TICKER: TXN CUSIP: 882508104
MEETING DATE: 4/19/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: J.R. ADAMS. ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: D.L. BOREN. ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: D.A. CARP. ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: C.S. COX. ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: T.J. ENGIBOUS. ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: D.R. GOODE. ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: P.H. PATSLEY. ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: W.R. SANDERS. ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: R.J. SIMMONS. ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: R.K. TEMPLETON. ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: C.T. WHITMAN. ISSUER YES FOR FOR
PROPOSAL #02: BOARD PROPOSAL TO RATIFY THE APPOINTMENT ISSUER YES FOR FOR
OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE DESCARTES SYSTEMS GROUP INC.
TICKER: DSGX CUSIP: 249906108
MEETING DATE: 5/24/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: DAVID BEATSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J. IAN GIFFEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHRISTOPHER HEWAT ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ARTHUR MESHER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: OLIVIER SERMET ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DR. STEPHEN WATT ISSUER YES FOR FOR
PROPOSAL #02: RE-APPOINT DELOITTE & TOUCHE LLP, ISSUER YES FOR FOR
INDEPENDENT REGISTERED CHARTERED ACCOUNTANTS, AS
INDEPENDENT AUDITORS FOR THE CORPORATION FOR THE
FISCAL YEAR ENDING JANUARY 31, 2008 AND AUTHORIZE THE
DIRECTORS TO FIX THE AUDITORS REMUNERATION.
PROPOSAL #03: THE RESOLUTION ATTACHED AS SCHEDULE A ISSUER YES FOR FOR
TO THE MANAGEMENT INFORMATION CIRCULAR DATED APRIL 26,
2007 APPROVING CERTAIN AMENDMENTS TO THE
CORPORATION'S STOCK OPTION PLANS.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE DIRECTV GROUP, INC.
TICKER: DTV CUSIP: 25459L106
MEETING DATE: 6/5/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: NEIL R. AUSTRIAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHARLES R. LEE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: K. RUPERT MURDOCH ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF APPOINTMENT OF ISSUER YES FOR FOR
INDEPENDENT PUBLIC ACCOUNTANTS.
PROPOSAL #03: APPROVAL OF THE AMENDED AND RESTATED ISSUER YES FOR FOR
2004 STOCK PLAN.
PROPOSAL #04: APPROVAL OF THE AMENDED AND RESTATED ISSUER YES FOR FOR
EXECUTIVE OFFICER CASH BONUS PLAN.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE DRESS BARN, INC.
TICKER: DBRN CUSIP: 261570105
MEETING DATE: 11/29/2006 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: JOHN USDAN ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: RANDY L. PEARCE ISSUER YES WITHHOLD AGAINST
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE E.W. SCRIPPS COMPANY
TICKER: SSP CUSIP: 811054204
MEETING DATE: 4/26/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: DAVID A. GALLOWAY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: NICHOLAS B. PAUMGARTEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RONALD W. TYSOE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JULIE A. WRIGLEY ISSUER YES FOR FOR
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE MEN'S WEARHOUSE, INC.
TICKER: MW CUSIP: 587118100
MEETING DATE: 6/13/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: GEORGE ZIMMER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID H. EDWAB ISSUER YES FOR FOR
ELECTION OF DIRECTOR: RINALDO S. BRUTOCO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL L. RAY, PH.D. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: SHELDON I. STEIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DEEPAK CHOPRA, M.D. ISSUER YES WITHHOLD AGAINST
ELECTION OF DIRECTOR: WILLIAM B. SECHREST ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LARRY R. KATZEN ISSUER YES FOR FOR
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE TJX COMPANIES, INC.
TICKER: TJX CUSIP: 872540109
MEETING DATE: 6/5/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: DAVID A. BRANDON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BERNARD CAMMARATA ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID T. CHING ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MICHAEL F. HINES ISSUER YES FOR FOR
ELECTION OF DIRECTOR: AMY B. LANE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CAROL MEYROWITZ ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN F. O'BRIEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT F. SHAPIRO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLOW B. SHIRE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: FLETCHER H. WILEY ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF MATERIAL TERMS OF EXECUTIVE ISSUER YES FOR FOR
OFFICER PERFORMANCE GOALS.
PROPOSAL #03: RATIFICATION OF APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP.
PROPOSAL #04: SHAREHOLDER PROPOSAL REGARDING ELECTION SHAREHOLDER YES AGAINST FOR
OF DIRECTORS BY MAJORITY VOTE.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THOMAS & BETTS CORPORATION
TICKER: TNB CUSIP: 884315102
MEETING DATE: 5/2/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: E.H. DREW ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.K. HAUSWALD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: D. JERNIGAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: R.B. KALICH SR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: K.R. MASTERSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: D.J. PILEGGI ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.P. RICHARD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: K.L. ROBERG ISSUER YES FOR FOR
ELECTION OF DIRECTOR: D.D. STEVENS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: W.H. WALTRIP ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF APPOINTMENT OF ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THQ INC.
TICKER: THQI CUSIP: 872443403
MEETING DATE: 7/20/2006 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: BRIAN J. FARRELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: LAWRENCE BURSTEIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: HENRY T. DENERO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BRIAN P. DOUGHERTY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JEFFREY W. GRIFFITHS ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JAMES L. WHIMS ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF THE THQ INC. 2006 LONG-TERM ISSUER YES FOR FOR
INCENTIVE PLAN.
PROPOSAL #03: APPROVAL OF THE THQ INC. EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN.
PROPOSAL #04: RATIFICATION OF THE INDEPENDENT ISSUER YES FOR FOR
REGISTERED PUBLIC ACCOUNTING FIRM: TO RATIFY THE
APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
COMPANY'S FISCAL YEAR ENDING MARCH 31, 2007.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TIFFANY & CO.
TICKER: TIF CUSIP: 886547108
MEETING DATE: 5/17/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: ROSE MARIE BRAVO ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: WILLIAM R. CHANEY ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: GARY E. COSTLEY ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: ABBY F. KOHNSTAMM ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: CHARLES K. MARQUIS ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: J. THOMAS PRESBY ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: JAMES E. QUINN ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: WILLIAM A. SHUTZER ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE SELECTION OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2007.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TRIMBLE NAVIGATION LIMITED
TICKER: TRMB CUSIP: 896239100
MEETING DATE: 5/17/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: STEVEN W. BERGLUND ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT S. COOPER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOHN B. GOODRICH ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM HART ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ULF J. JOHANSSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BRADFORD W. PARKINSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: NICKOLAS W. VANDE STEEG ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE APPOINTMENT OF ERNST & ISSUER YES FOR FOR
YOUNG LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY
FOR THE CURRENT FISCAL YEAR ENDING DECEMBER 28, 2007.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UNION PACIFIC CORPORATION
TICKER: UNP CUSIP: 907818108
MEETING DATE: 5/3/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: A.H. CARD, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: E.B. DAVIS, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: T.J. DONOHUE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: A.W. DUNHAM ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.R. HOPE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: C.C. KRULAK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M.W. MCCONNELL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: T.F. MCLARTY III ISSUER YES FOR FOR
ELECTION OF DIRECTOR: S.R. ROGEL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J.R. YOUNG ISSUER YES FOR FOR
PROPOSAL #02: APPOINTMENT OF DELOITTE & TOUCHE AS THE ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
PROPOSAL #03: SHAREHOLDER PROPOSAL REGARDING MAJORITY SHAREHOLDER YES AGAINST FOR
VOTING.
PROPOSAL #04: SHAREHOLDER PROPOSAL REGARDING POLITICAL SHAREHOLDER YES ABSTAIN AGAINST
CONTRIBUTIONS.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: US AIRWAYS GROUP, INC.
TICKER: LCC CUSIP: 90341W108
MEETING DATE: 5/15/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: DENISE M. O'LEARY ISSUER YES FOR FOR
ELECTION OF DIRECTOR: GEORGE M. PHILIP ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J. STEVEN WHISLER ISSUER YES FOR FOR
PROPOSAL #02: RATIFY THE APPOINTMENT OF KPMG LLP TO ISSUER YES FOR FOR
SERVE AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007.
PROPOSAL #03: STOCKHOLDER PROPOSAL RELATING TO SHAREHOLDER YES ABSTAIN AGAINST
DISCLOSURE OF POLITICAL CONTRIBUTIONS.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WATERS CORPORATION
TICKER: WAT CUSIP: 941848103
MEETING DATE: 5/15/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: JOSHUA BEKENSTEIN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: M.J. BERENDT, PH.D. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DOUGLAS A. BERTHIAUME ISSUER YES FOR FOR
ELECTION OF DIRECTOR: EDWARD CONARD ISSUER YES FOR FOR
ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: CHRISTOPHER A. KUEBLER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: WILLIAM J. MILLER ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JOANN A. REED ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THOMAS P. SALICE ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE SELECTION OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2007.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: YAHOO! INC.
TICKER: YHOO CUSIP: 984332106
MEETING DATE: 6/12/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: TERRY S. SEMEL ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: JERRY YANG ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: ROY J. BOSTOCK ISSUER YES AGAINST AGAINST
PROPOSAL #1D: ELECTION OF DIRECTOR: RONALD W. BURKLE ISSUER YES AGAINST AGAINST
PROPOSAL #1E: ELECTION OF DIRECTOR: ERIC HIPPEAU ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: VYOMESH JOSHI ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: ARTHUR H. KERN ISSUER YES AGAINST AGAINST
PROPOSAL #1H: ELECTION OF DIRECTOR: ROBERT A. KOTICK ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: EDWARD R. KOZEL ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: GARY L. WILSON ISSUER YES FOR FOR
PROPOSAL #02: AMENDMENTS TO THE COMPANY'S AMENDED AND ISSUER YES AGAINST AGAINST
RESTATED 1995 STOCK PLAN.
PROPOSAL #03: AMENDMENT TO THE COMPANY'S AMENDED AND ISSUER YES FOR FOR
RESTATED 1996 EMPLOYEE STOCK PURCHASE PLAN.
PROPOSAL #04: RATIFICATION OF APPOINTMENT OF ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
PROPOSAL #05: STOCKHOLDER PROPOSAL REGARDING PAY-FOR- SHAREHOLDER YES AGAINST FOR
SUPERIOR-PERFORMANCE.
PROPOSAL #06: STOCKHOLDER PROPOSAL REGARDING INTERNET SHAREHOLDER YES ABSTAIN AGAINST
CENSORSHIP.
PROPOSAL #07: STOCKHOLDER PROPOSAL REGARDING BOARD SHAREHOLDER YES ABSTAIN AGAINST
COMMITTEE ON HUMAN RIGHTS.
- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: YUM! BRANDS, INC.
TICKER: YUM CUSIP: 988498101
MEETING DATE: 5/17/2007 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
ELECTION OF DIRECTOR: DAVID W. DORMAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: MASSIMO FERRAGAMO ISSUER YES FOR FOR
ELECTION OF DIRECTOR: J. DAVID GRISSOM ISSUER YES FOR FOR
ELECTION OF DIRECTOR: BONNIE G. HILL ISSUER YES FOR FOR
ELECTION OF DIRECTOR: ROBERT HOLLAND, JR. ISSUER YES FOR FOR
ELECTION OF DIRECTOR: KENNETH G. LANGONE ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JONATHAN S. LINEN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THOMAS C. NELSON ISSUER YES FOR FOR
ELECTION OF DIRECTOR: DAVID C. NOVAK ISSUER YES FOR FOR
ELECTION OF DIRECTOR: THOMAS M. RYAN ISSUER YES FOR FOR
ELECTION OF DIRECTOR: JACKIE TRUJILLO ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF INDEPENDENT AUDITORS ISSUER YES FOR FOR
(PAGE 17 OF PROXY)
PROPOSAL #03: SHAREHOLDER PROPOSAL RELATING TO THE SHAREHOLDER YES AGAINST FOR
MACBRIDE PRINCIPLES (PAGE 19 OF PROXY)
PROPOSAL #04: SHAREHOLDER PROPOSAL RELATING TO AN SHAREHOLDER YES AGAINST FOR
ADVISORY SHAREHOLDER VOTE TO RATIFY EXECUTIVE
COMPENSATION (PAGE 21 OF PROXY)
PROPOSAL #05: SHAREHOLDER PROPOSAL RELATING TO A PAY SHAREHOLDER YES AGAINST FOR
FOR SUPERIOR PERFORMANCE PROPOSAL (PAGE 24 OF PROXY)
PROPOSAL #06: SHAREHOLDER PROPOSAL RELATING TO A SHAREHOLDER YES FOR AGAINST
FUTURE SEVERANCE AGREEMENTS PROPOSAL (PAGE 27 OF PROXY)
PROPOSAL #07: SHAREHOLDER PROPOSAL RELATING TO SHAREHOLDER YES ABSTAIN AGAINST
SUSTAINABLE FISH (PAGE 29 OF PROXY)
PROPOSAL #08: SHAREHOLDER PROPOSAL RELATING TO A SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL REGARDING ANIMAL WELFARE (PAGE 32 OF PROXY)
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly
caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
VANGUARD HORIZON FUNDS
By: /s/John J. Brennan
(Heidi Stam)
John J. Brennan*
Chairman & Chief Executive Officer
Date: August 31, 2007
* By Power of Attorney, Filed on August 22, 2007, see File Number 333-145624.
Incorporated by Reference.
