COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
A T & T INC (NEW) | COM | 00206R102 | 10,540 | 313,881 | SH | | SOLE | | 313,881 | 0 | 0 |
ACOR 1 3/4 6/15/21 | CONVERTIBLE BOND | 00484MAA4 | 341 | 400,000 | PRN | | SOLE | | 400,000 | 0 | 0 |
ADOBE INC | COM | 00724F101 | 2,700 | 10,000 | SH | | SOLE | | 10,000 | 0 | 0 |
AETNA INC (B:AET) COM | COM | 00817Y108 | 47,701 | 235,156 | SH | | SOLE | | 235,156 | 0 | 0 |
AKAMAI TECHNOLOGIES INC COM | COM | 00971T101 | 3,292 | 45,000 | SH | | SOLE | | 45,000 | 0 | 0 |
AKORN INC | COM | 009728106 | 2,859 | 220,296 | SH | | SOLE | | 220,296 | 0 | 0 |
ALAMOS GOLD INC NEW COM CL A | COM | 011532108 | 87 | 18,847 | SH | | SOLE | | 18,847 | 0 | 0 |
ALLERGAN PLC SHS | COM | G0177J108 | 389 | 2,040 | SH | | SOLE | | 2,040 | 0 | 0 |
ALLIANCE BERNSTEIN HLDGS LP UN | COM | 01881G106 | 213 | 7,000 | SH | | SOLE | | 7,000 | 0 | 0 |
ALTABA INC | COM | 021346101 | 32,509 | 477,228 | SH | | SOLE | | 477,228 | 0 | 0 |
AMD 2 1/8 9/1/26 | CONVERTIBLE BOND | 007903BD8 | 584 | 150,000 | PRN | | SOLE | | 150,000 | 0 | 0 |
ANDEAVOR | COM | 03349M105 | 24,338 | 158,551 | SH | | SOLE | | 158,551 | 0 | 0 |
ASPEN INSURANCE HOLDINGS LTDSH | COM | G05384105 | 6,158 | 147,326 | SH | | SOLE | | 147,326 | 0 | 0 |
ATHENAHEALTH INC COM | COM | 04685W103 | 3,560 | 26,649 | SH | | SOLE | | 26,649 | 0 | 0 |
AV HOMES INC COM | COM | 00234P102 | 6,795 | 318,271 | SH | | SOLE | | 318,271 | 0 | 0 |
AVISTA CORP COM | COM | 05379B107 | 14,434 | 285,486 | SH | | SOLE | | 285,486 | 0 | 0 |
BANCROFT FUND LTD COM | MUTUAL FUNDS | 059695106 | 1,282 | 56,000 | SH | | SOLE | | 56,000 | 0 | 0 |
BANK OF AMERICA | COM | 060505104 | 3,454 | 117,229 | SH | | SOLE | | 117,229 | 0 | 0 |
BANK OF AMERICA CV PFD L 7.250 | CONVERTIBLE PREF | 060505682 | 226 | 175 | SH | | SOLE | | 175 | 0 | 0 |
BANK OF NEW YORK MELLON CORP | COM | 064058100 | 561 | 11,000 | SH | | SOLE | | 11,000 | 0 | 0 |
BELMOND LTD CL A | COM | G1154H107 | 235 | 12,900 | SH | | SOLE | | 12,900 | 0 | 0 |
BMRN 1 1/2 10/15/20 | CONVERTIBLE BOND | 09061GAF8 | 210 | 175,000 | PRN | | SOLE | | 175,000 | 0 | 0 |
BUNGE LIMITED COM | COM | G16962105 | 220 | 3,200 | SH | | SOLE | | 3,200 | 0 | 0 |
CA INC | COM | 12673P105 | 24,800 | 561,726 | SH | | SOLE | | 561,726 | 0 | 0 |
CBS CORP CLASS A | COM | 124857103 | 607 | 10,450 | SH | | SOLE | | 10,450 | 0 | 0 |
CHARTER COMMUNICATIONS INC | COM | 16119P108 | 424 | 1,302 | SH | | SOLE | | 1,302 | 0 | 0 |
CHEVRON CORP | COM | 166764100 | 1,052 | 8,600 | SH | | SOLE | | 8,600 | 0 | 0 |
CHINA BIOLOGIC PRODS HLDGS ICO | COM | G21515104 | 352 | 4,400 | SH | | SOLE | | 4,400 | 0 | 0 |
CHIPOTLE MEXICAN GRILL INC CL | COM | 169656105 | 2,954 | 6,500 | SH | | SOLE | | 6,500 | 0 | 0 |
CIGNA CORP | COM | 125509109 | 1,145 | 5,500 | SH | | SOLE | | 5,500 | 0 | 0 |
CLEAR CHANNEL OUTDOOR HLDGS CL | COM | 18451C109 | 164 | 27,500 | SH | | SOLE | | 27,500 | 0 | 0 |
CLF 1 1/2 1/15/25 | CONVERTIBLE BOND | 185899AA9 | 463 | 275,000 | PRN | | SOLE | | 275,000 | 0 | 0 |
CNH INDUSTRIAL NV | COM | N20944109 | 216 | 18,000 | SH | | SOLE | | 18,000 | 0 | 0 |
COASTAL FINANCIAL CORP/WA | COM | 19046P209 | 1,360 | 80,000 | SH | | SOLE | | 80,000 | 0 | 0 |
COBIZ FINANCIAL INC COM | COM | 190897108 | 7,389 | 333,739 | SH | | SOLE | | 333,739 | 0 | 0 |
COMMUNITY HEALTH SYSTEMS-CVR | WARRANT AND RIGH | 203668116 | 3 | 471,530 | SH | | SOLE | | 471,530 | 0 | 0 |
CONNECTICUT WTR SVC INC COM | COM | 207797101 | 1,047 | 15,100 | SH | | SOLE | | 15,100 | 0 | 0 |
CORCEPT THERAPEUTICS INC OC-CO | COM | 218352102 | 205 | 14,600 | SH | | SOLE | | 14,600 | 0 | 0 |
CTS CORP | COM | 126501105 | 209 | 6,100 | SH | | SOLE | | 6,100 | 0 | 0 |
CURTISS WRIGHT CORP | COM | 231561101 | 687 | 5,000 | SH | | SOLE | | 5,000 | 0 | 0 |
DELL TECHNOLOGIES INC COM CL V | COM | 24703L103 | 3,524 | 36,284 | SH | | SOLE | | 36,284 | 0 | 0 |
DEVON ENERGY CORP NEW | COM | 25179M103 | 927 | 23,200 | SH | | SOLE | | 23,200 | 0 | 0 |
DISH NETWORK CORPORATION | COM | 25470M109 | 311 | 8,700 | SH | | SOLE | | 8,700 | 0 | 0 |
DUN & BRADSTREET CORP | COM | 26483E100 | 14,315 | 100,450 | SH | | SOLE | | 100,450 | 0 | 0 |
EATON CORP PLC SHS | COM | G29183103 | 685 | 7,900 | SH | | SOLE | | 7,900 | 0 | 0 |
ENERGEN CORP COM | COM | 29265N108 | 6,652 | 77,200 | SH | | SOLE | | 77,200 | 0 | 0 |
ENERGY TRANSFER PARTNERS LP | COM | 29278N103 | 398 | 17,900 | SH | | SOLE | | 17,900 | 0 | 0 |
ENPRO INDS INC COM | COM | 29355X107 | 277 | 3,800 | SH | | SOLE | | 3,800 | 0 | 0 |
ENVISION HEALTHCARE CORP | COM | 29414D100 | 14,653 | 320,421 | SH | | SOLE | | 320,421 | 0 | 0 |
EXAS 1.000 01/15/25 | CONVERTIBLE BOND | 30063PAA3 | 463 | 375,000 | PRN | | SOLE | | 375,000 | 0 | 0 |
EXPRESS SCRIPTS HOLDING COMPAN | COM | 30219G108 | 37,291 | 392,500 | SH | | SOLE | | 392,500 | 0 | 0 |
FALCON MINERALS CORP | COM | 30607B109 | 2,485 | 225,923 | SH | | SOLE | | 225,923 | 0 | 0 |
FIRST CONN BANCORP INC MD COM | COM | 319850103 | 4,209 | 142,440 | SH | | SOLE | | 142,440 | 0 | 0 |
FOREST CITY REALTY TRUST CL A | REAL ESTATE INVE | 345605109 | 16,301 | 649,690 | SH | | SOLE | | 649,690 | 0 | 0 |
FORUM MERGER II CORP UNIT EX 0 | UNITS | 34986F202 | 3,726 | 368,900 | SH | | SOLE | | 368,900 | 0 | 0 |
FREEPORT MCMORAN COPPER&GOLD C | COM | 35671D857 | 1,773 | 127,400 | SH | | SOLE | | 127,400 | 0 | 0 |
GABELLI GLB SML & MD CP VAL CO | MUTUAL FUNDS | 36249W104 | 961 | 78,828 | SH | | SOLE | | 78,828 | 0 | 0 |
GABELLI GLOBAL UTIL & INCOMECO | MUTUAL FUNDS | 36242L105 | 2,120 | 107,171 | SH | | SOLE | | 107,171 | 0 | 0 |
GABELLI GO ANYWHERE TRUST | MUTUAL FUNDS | 36250J109 | 1,921 | 102,213 | SH | | SOLE | | 102,213 | 0 | 0 |
GABELLI GOLD NAT RES & INCOM | MUTUAL FUNDS | 36465A109 | 58 | 12,265 | SH | | SOLE | | 12,265 | 0 | 0 |
GABELLI MULTIMEDIA TRST INC | MUTUAL FUNDS | 36239Q109 | 995 | 107,673 | SH | | SOLE | | 107,673 | 0 | 0 |
GAMCO INVESTORS INC COM | PRIVATE INVESTME | 361438104 | 35,745 | 1,526,250 | SH | | SOLE | | 1,526,250 | 0 | 0 |
GAMCO NAT RESOURCE GOLD X | MUTUAL FUNDS | 36465E101 | 67 | 11,372 | SH | | SOLE | | 11,372 | 0 | 0 |
GANNETT INC | COM | 36473H104 | 150 | 15,000 | SH | | SOLE | | 15,000 | 0 | 0 |
GCI LIBERTY INC COM CLASS A | COM | 36164V305 | 6,146 | 120,509 | SH | | SOLE | | 120,509 | 0 | 0 |
GCP APPLIED TECHNOLOGIES INCCO | COM | 36164Y101 | 226 | 8,500 | SH | | SOLE | | 8,500 | 0 | 0 |
GDL FUND | MUTUAL FUNDS | 361570104 | 6,729 | 740,516 | SH | | SOLE | | 740,516 | 0 | 0 |
GENERAL ELECTRIC CO | COM | 369604903 | 216 | 100 | SH | Call | SOLE | | 0 | 0 | 0 |
GENWORTH FINL INC COM CL A | COM | 37247D106 | 1,195 | 286,636 | SH | | SOLE | | 286,636 | 0 | 0 |
GORDON POINTE ACQUISITION COCO | COM | 382788107 | 3,683 | 373,900 | SH | | SOLE | | 373,900 | 0 | 0 |
GORDON POINTE ACQUISITION COWT | WARRANT AND RIGH | 382788115 | 146 | 223,900 | SH | | SOLE | | 223,900 | 0 | 0 |
GRAMERCY PPTY TR COM NEW | COM | 385002308 | 30,091 | 1,096,611 | SH | | SOLE | | 1,096,611 | 0 | 0 |
GRIFOLS SA SP ADR REP B NVT | COM | 398438408 | 6,767 | 316,651 | SH | | SOLE | | 316,651 | 0 | 0 |
GRUPO TELEVISA SA DE CV ADR (B | COM | 40049J206 | 479 | 27,000 | SH | | SOLE | | 27,000 | 0 | 0 |
GYRODYNE LLC COM | COM | 403829104 | 1,804 | 87,994 | SH | | SOLE | | 87,994 | 0 | 0 |
HC2 HLDGS INC COM | COM | 404139107 | 227 | 37,100 | SH | | SOLE | | 37,100 | 0 | 0 |
HERC HLDGS INC COM | COM | 42704L104 | 1,824 | 35,625 | SH | | SOLE | | 35,625 | 0 | 0 |
HLX 4 1/8 9/15/23 | CONVERTIBLE BOND | 42330PAJ6 | 259 | 200,000 | PRN | | SOLE | | 200,000 | 0 | 0 |
HONEYWELL INT'L INC | COM | 438516106 | 200 | 1,200 | SH | | SOLE | | 1,200 | 0 | 0 |
I AM CAP ACQUISITION CO COM | COM | 45074Q108 | 879 | 86,645 | SH | | SOLE | | 86,645 | 0 | 0 |
I AM CAP ACQUISITION RIGHT | WARRANT AND RIGH | 45074Q124 | 43 | 85,000 | SH | | SOLE | | 85,000 | 0 | 0 |
ICAHN ENTERPRISES LP DEPOSITRY | COM | 451100101 | 509 | 7,200 | SH | | SOLE | | 7,200 | 0 | 0 |
ICPT 3 1/4 7/1/23 | CONVERTIBLE BOND | 45845PAA6 | 202 | 200,000 | PRN | | SOLE | | 200,000 | 0 | 0 |
INDUSTREA ACQUISITION CORP CL | COM | 45579J104 | 5,824 | 570,982 | SH | | SOLE | | 570,982 | 0 | 0 |
INDUSTREA ACQUISITION CORP WT | WARRANT AND RIGH | 45579J112 | 168 | 167,792 | SH | | SOLE | | 167,792 | 0 | 0 |
INTEGRATED DEVICE TECH INC COM | COM | 458118106 | 8,539 | 181,643 | SH | | SOLE | | 181,643 | 0 | 0 |
INTEL CORP 3.25 8/1/39 | CONVERTIBLE BOND | 458140AF7 | 402 | 175,000 | PRN | | SOLE | | 175,000 | 0 | 0 |
INTERNAP CORP COM PAR | COM | 45885A409 | 126 | 10,000 | SH | | SOLE | | 10,000 | 0 | 0 |
INVUITY INC COM NEW | COM | 46187J205 | 2,597 | 350,975 | SH | | SOLE | | 350,975 | 0 | 0 |
K2M GROUP HLDGS INC COM | COM | 48273J107 | 9,730 | 355,492 | SH | | SOLE | | 355,492 | 0 | 0 |
KAPSTONE PAPER & PACKAGING CCO | COM | 48562P103 | 20,653 | 609,065 | SH | | SOLE | | 609,065 | 0 | 0 |
KLX ENERGY SERVICES HOLD | COM | 48253L106 | 663 | 20,725 | SH | | SOLE | | 20,725 | 0 | 0 |
KLX INC COM | COM | 482539103 | 24,920 | 396,941 | SH | | SOLE | | 396,941 | 0 | 0 |
KMG CHEMICALS INC | COM | 482564101 | 9,250 | 122,420 | SH | | SOLE | | 122,420 | 0 | 0 |
LASALLE HOTEL PPTYS COM SH BEN | COM | 517942108 | 13,670 | 395,205 | SH | | SOLE | | 395,205 | 0 | 0 |
LENNAR B SHARES | COM | 526057302 | 6,397 | 166,155 | SH | | SOLE | | 166,155 | 0 | 0 |
LF CAP ACQUISITION CORP CL A | COM | 50200K108 | 3,241 | 339,000 | SH | | SOLE | | 339,000 | 0 | 0 |
LF CAP ACQUISITION CORP WT EXP | WARRANT AND RIGH | 50200K116 | 186 | 339,000 | SH | | SOLE | | 339,000 | 0 | 0 |
LIBERTY BRAVES GROUP C | COM | 531229888 | 309 | 11,339 | SH | | SOLE | | 11,339 | 0 | 0 |
LIBERTY EXPEDIA HOLDINGS SER A | COM | 53046P109 | 273 | 5,800 | SH | | SOLE | | 5,800 | 0 | 0 |
LIBERTY GLOBAL PLC SHS CL A | COM | G5480U104 | 589 | 20,354 | SH | | SOLE | | 20,354 | 0 | 0 |
LIBERTY GLOBAL PLC SHS CL C | COM | G5480U120 | 1,397 | 49,599 | SH | | SOLE | | 49,599 | 0 | 0 |
LIBERTY SIRIUS GROUP C | COM | 531229607 | 26,435 | 608,400 | SH | | SOLE | | 608,400 | 0 | 0 |
LIFEPOINT HOSPS INC COM | COM | 53219L109 | 7,726 | 119,971 | SH | | SOLE | | 119,971 | 0 | 0 |
LORAL SPACE & COMMUNICATNS ICO | COM | 543881106 | 6,523 | 143,668 | SH | | SOLE | | 143,668 | 0 | 0 |
MEGALITH FINANCIAL ACQUISITION | COM | 58518F109 | 1,902 | 200,000 | SH | | SOLE | | 200,000 | 0 | 0 |
MGM RESORTS INTERNATIONAL | COM | 552953101 | 307 | 11,000 | SH | | SOLE | | 11,000 | 0 | 0 |
MICROSOFT CORP | COM | 594918104 | 1,184 | 10,350 | SH | | SOLE | | 10,350 | 0 | 0 |
MITEL NETWORKS CORP COM | COM | 60671Q104 | 22,954 | 2,082,979 | SH | | SOLE | | 2,082,979 | 0 | 0 |
MODERN MEDIA ACQUISITION COM | COM | 60765P103 | 3,888 | 384,939 | SH | | SOLE | | 384,939 | 0 | 0 |
MONDELEZ INTERNATIONAL | COM | 609207105 | 876 | 20,400 | SH | | SOLE | | 20,400 | 0 | 0 |
MONEYGRAM INTERNATIONAL INC CO | COM | 60935Y208 | 1,562 | 291,925 | SH | | SOLE | | 291,925 | 0 | 0 |
NASDAQ STOCK MARKET INC COM | COM | 631103108 | 257 | 3,000 | SH | | SOLE | | 3,000 | 0 | 0 |
NATIONAL FUEL GAS CO N J COM | COM | 636180101 | 398 | 7,100 | SH | | SOLE | | 7,100 | 0 | 0 |
NAVIGATORS GROUP INC COM | COM | 638904102 | 2,836 | 41,047 | SH | | SOLE | | 41,047 | 0 | 0 |
NEBULA ACQUISITION CORP COM CL | COM | 629076100 | 2,531 | 260,895 | SH | | SOLE | | 260,895 | 0 | 0 |
NEBULA ACQUISITION CORP WT EXP | WARRANT AND RIGH | 629076118 | 121 | 86,965 | SH | | SOLE | | 86,965 | 0 | 0 |
NEWMONT MINING CORP HOLDING CO | COM | 651639106 | 272 | 9,000 | SH | | SOLE | | 9,000 | 0 | 0 |
NXP SEMICONDUCTORS N V COM | COM | N6596X109 | 46,425 | 542,987 | SH | | SOLE | | 542,987 | 0 | 0 |
NXSTAGE MEDICAL INC COM | COM | 67072V103 | 9,888 | 354,545 | SH | | SOLE | | 354,545 | 0 | 0 |
OCEAN RIG UDW INC COM CL A | COM | G66964118 | 2,678 | 77,350 | SH | | SOLE | | 77,350 | 0 | 0 |
OCLARO INC COM NEW | COM | 67555N206 | 2,715 | 303,664 | SH | | SOLE | | 303,664 | 0 | 0 |
OPKO HEALTH INC COM | COM | 68375N103 | 35 | 10,000 | SH | | SOLE | | 10,000 | 0 | 0 |
ORBOTECH LTD ORD | COM | M75253100 | 17,502 | 294,453 | SH | | SOLE | | 294,453 | 0 | 0 |
PENSARE ACQUISITION CORP COM | COM | 70957E105 | 1,807 | 181,453 | SH | | SOLE | | 181,453 | 0 | 0 |
PEPSICO INC | COM | 713448108 | 1,118 | 10,000 | SH | | SOLE | | 10,000 | 0 | 0 |
PHH CORP COM NEW | COM | 693320202 | 5,105 | 464,512 | SH | | SOLE | | 464,512 | 0 | 0 |
PINNACLE ENTMT INC NEW COM | COM | 72348Y105 | 10,438 | 309,812 | SH | | SOLE | | 309,812 | 0 | 0 |
PINNACLE FOODS INC DEL COM | COM | 72348P104 | 35,648 | 550,046 | SH | | SOLE | | 550,046 | 0 | 0 |
POST HOLDINGS INC | COM | 737446104 | 1,471 | 15,000 | SH | | SOLE | | 15,000 | 0 | 0 |
RDUS 3.000 09/01/24 | CONVERTIBLE BOND | 750469AA6 | 154 | 200,000 | PRN | | SOLE | | 200,000 | 0 | 0 |
REIS INC COM | COM | 75936P105 | 8,662 | 376,600 | SH | | SOLE | | 376,600 | 0 | 0 |
RENT A CTR INC NEW COM | COM | 76009N100 | 2,583 | 179,640 | SH | | SOLE | | 179,640 | 0 | 0 |
RITE AID CORP COM | COM | 767754104 | 919 | 718,314 | SH | | SOLE | | 718,314 | 0 | 0 |
ROCKWELL COLLINS INC COM | COM | 774341101 | 40,741 | 290,036 | SH | | SOLE | | 290,036 | 0 | 0 |
SCRIPPS E W CO OHIO CL A | COM | 811054402 | 272 | 16,500 | SH | | SOLE | | 16,500 | 0 | 0 |
SHIRE PLC ADR | COM | 82481R106 | 33,259 | 183,476 | SH | | SOLE | | 183,476 | 0 | 0 |
SOCIAL CAP HEDOSOPHIA HLDGS CL | COM | G8250R103 | 1,081 | 109,122 | SH | | SOLE | | 109,122 | 0 | 0 |
SOCIAL CAPITAL HEDOSOPHIE HO | COM | G8250R111 | 2,223 | 217,903 | SH | | SOLE | | 217,903 | 0 | 0 |
SODASTREAM INTERNATIONAL LTDUS | COM | M9068E105 | 23,372 | 163,349 | SH | | SOLE | | 163,349 | 0 | 0 |
SONIC CORP | COM | 835451105 | 1,478 | 34,100 | SH | | SOLE | | 34,100 | 0 | 0 |
SONY CORP-ADR (B:SNE US) | COM | 835699307 | 1,164 | 19,200 | SH | | SOLE | | 19,200 | 0 | 0 |
SPARTON CORP COM | COM | 847235108 | 3,644 | 252,531 | SH | | SOLE | | 252,531 | 0 | 0 |
SPWR 4 1/15/23 | CONVERTIBLE BOND | 867652AL3 | 442 | 525,000 | PRN | | SOLE | | 525,000 | 0 | 0 |
SUPERIOR ENERGY SVCS INC COM | COM | 868157108 | 511 | 52,500 | SH | | SOLE | | 52,500 | 0 | 0 |
SUPERVALU INC COM NEW | COM | 868536301 | 6,437 | 199,777 | SH | | SOLE | | 199,777 | 0 | 0 |
SYNTEL INC | COM | 87162H103 | 6,315 | 154,100 | SH | | SOLE | | 154,100 | 0 | 0 |
TEGNA INC COM | COM | 87901J105 | 658 | 55,000 | SH | | SOLE | | 55,000 | 0 | 0 |
TELEPHONE & DATA SYS | COM | 879433829 | 621 | 20,400 | SH | | SOLE | | 20,400 | 0 | 0 |
TENZING ACQUISITION CORP | COM | G8708A124 | 1,499 | 149,000 | SH | | SOLE | | 149,000 | 0 | 0 |
TESLA MOTORS 1.250 03/1/21 | CONVERTIBLE BOND | 88160RAC5 | 383 | 400,000 | PRN | | SOLE | | 400,000 | 0 | 0 |
TESLA INC | COM | 88160R951 | 220 | 100 | SH | Put | SOLE | | 0 | 0 | 0 |
TEXAS INSTRUMENTS INC | COM | 882508104 | 311 | 2,900 | SH | | SOLE | | 2,900 | 0 | 0 |
TEXTRON INC | COM | 883203101 | 386 | 5,400 | SH | | SOLE | | 5,400 | 0 | 0 |
THE MEDICINES CO. 2.5 1/15/22 | CONVERTIBLE BOND | 584688AE5 | 268 | 250,000 | PRN | | SOLE | | 250,000 | 0 | 0 |
TKK SYMPHONY ACQUISITION CORUN | UNITS | G88950111 | 2,107 | 208,580 | SH | | SOLE | | 208,580 | 0 | 0 |
TKK SYMPHONY ACQUISTION COR | COM | G88950103 | 1,178 | 124,000 | SH | | SOLE | | 124,000 | 0 | 0 |
TRIBUNE MEDIA CO - A | COM | 896047503 | 21,372 | 556,138 | SH | | SOLE | | 556,138 | 0 | 0 |
TRINITY MERGER CORP COM CL A | COM | 89653L106 | 4,159 | 423,100 | SH | | SOLE | | 423,100 | 0 | 0 |
TRINITY MERGER CORP WT EXP 051 | WARRANT AND RIGH | 89653L114 | 212 | 423,100 | SH | | SOLE | | 423,100 | 0 | 0 |
TWENTY FIRST CENTY FOX B | COM | 90130A200 | 30,844 | 673,164 | SH | | SOLE | | 673,164 | 0 | 0 |
TWIN DISC INC COM | COM | 901476101 | 225 | 9,750 | SH | | SOLE | | 9,750 | 0 | 0 |
TWO 6 1/4 1/15/22 | CONVERTIBLE BOND | 90187BAA9 | 511 | 500,000 | PRN | | SOLE | | 500,000 | 0 | 0 |
U S G CORP COM NEW | COM | 903293405 | 15,659 | 361,559 | SH | | SOLE | | 361,559 | 0 | 0 |
VAXART INC | COM | 92243A200 | 54 | 18,843 | SH | | SOLE | | 18,843 | 0 | 0 |
VECTOIQ ACQUISITION CORP COM | COM | 92243N103 | 2,322 | 242,600 | SH | | SOLE | | 242,600 | 0 | 0 |
VECTOIQ ACQUISITION CORP WT EX | WARRANT AND RIGH | 92243N111 | 148 | 242,600 | SH | | SOLE | | 242,600 | 0 | 0 |
VECTREN INC. | COM | 92240G101 | 14,664 | 205,119 | SH | | SOLE | | 205,119 | 0 | 0 |
VEON LTD ADR | COM | 91822M106 | 64 | 22,000 | SH | | SOLE | | 22,000 | 0 | 0 |
VIACOM INC NEW CL A | COM | 92553P102 | 446 | 12,200 | SH | | SOLE | | 12,200 | 0 | 0 |
WEATHERFORD INTERNATIONAL PLC | COM | G48833100 | 164 | 60,550 | SH | | SOLE | | 60,550 | 0 | 0 |
WEB COM GROUP INC COM | COM | 94733A104 | 2,774 | 99,422 | SH | | SOLE | | 99,422 | 0 | 0 |
WELLS FARGO CV PFD L 7.500 | CONVERTIBLE PREF | 949746804 | 321 | 250 | SH | | SOLE | | 250 | 0 | 0 |
WELLS FARGO & CO NEW | COM | 949746101 | 4,294 | 81,693 | SH | | SOLE | | 81,693 | 0 | 0 |
XCERRA CORP COM | COM | 98400J108 | 4,594 | 321,901 | SH | | SOLE | | 321,901 | 0 | 0 |
XERIUM TECHNOLOGIES INC COM NE | COM | 98416J118 | 3,245 | 241,114 | SH | | SOLE | | 241,114 | 0 | 0 |
XEROX CORP | COM | 984121608 | 3,737 | 138,525 | SH | | SOLE | | 138,525 | 0 | 0 |
XO GROUP INC COM | COM | 983772104 | 7,987 | 231,644 | SH | | SOLE | | 231,644 | 0 | 0 |
ZYNGA INC CL A | COM | 98986T108 | 487 | 121,500 | SH | | SOLE | | 121,500 | 0 | 0 |