COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
A T & T INC (NEW) | COM | 00206R102 | 1,590 | 50,700 | SH | | SOLE | | 50,700 | 0 | 0 |
ALLERGAN PLC SHS | COM | G0177J108 | 306 | 2,090 | SH | | SOLE | | 2,090 | 0 | 0 |
ALLIANCE BERNSTEIN HLDGS LP UN | COM | 01881G106 | 202 | 7,000 | SH | | SOLE | | 7,000 | 0 | 0 |
ALTABA INC | COM | 021346101 | 33,905 | 457,428 | SH | | SOLE | | 457,428 | 0 | 0 |
AMCI ACQUISITION CORP CLASS A | COM | 00165R101 | 3,839 | 390,100 | SH | | SOLE | | 390,100 | 0 | 0 |
AMCI ACQUISITION CORP UNIT EX | UNITS | 00165R200 | 288 | 28,500 | SH | | SOLE | | 28,500 | 0 | 0 |
AMCI ACQUISITION CORP WT EXP 0 | WARRANT AND RIGH | 00165R119 | 109 | 390,100 | SH | | SOLE | | 390,100 | 0 | 0 |
AMD 2 1/8 9/1/26 | CONVERTIBLE BOND | 007903BD8 | 496 | 150,000 | PRN | | SOLE | | 150,000 | 0 | 0 |
AMERICAN MIDSTREAM PARTNERS CO | COM | 02752P100 | 389 | 75,286 | SH | | SOLE | | 75,286 | 0 | 0 |
ANDINA ACQUISITION CORP | COM | G04415116 | 2,460 | 243,600 | SH | | SOLE | | 243,600 | 0 | 0 |
ANTHEM INC COM | COM | 036752103 | 215 | 750 | SH | | SOLE | | 750 | 0 | 0 |
ARRIS INTERNATIONAL PLC | COM | G0551A103 | 29,343 | 928,279 | SH | | SOLE | | 928,279 | 0 | 0 |
ATTUNITY LTD SHS NEW | COM | M15332121 | 2,650 | 113,000 | SH | | SOLE | | 113,000 | 0 | 0 |
BANCROFT FUND LTD COM | MUTUAL FUNDS | 059695106 | 1,303 | 60,941 | SH | | SOLE | | 60,941 | 0 | 0 |
BANK OF AMERICA | COM | 060505104 | 3,179 | 115,229 | SH | | SOLE | | 115,229 | 0 | 0 |
BANK OF AMERICA CV PFD L 7.250 | CONVERTIBLE PREF | 060505682 | 229 | 175 | SH | | SOLE | | 175 | 0 | 0 |
BANK OF NEW YORK MELLON CORP | COM | 064058100 | 958 | 19,000 | SH | | SOLE | | 19,000 | 0 | 0 |
BAXTER INTL INC COM | COM | 071813109 | 203 | 2,500 | SH | | SOLE | | 2,500 | 0 | 0 |
BELMOND LTD CL A | COM | G1154H107 | 17,105 | 686,104 | SH | | SOLE | | 686,104 | 0 | 0 |
BEMIS INC COM | COM | 081437105 | 7,389 | 133,183 | SH | | SOLE | | 133,183 | 0 | 0 |
BRISTOL MYERS SQUIBB CO | COM | 110122958 | 4,322 | 100 | SH | Put | SOLE | | 0 | 0 | 0 |
BSB BANCORP INC MD COM | COM | 05573H108 | 727 | 22,140 | SH | | SOLE | | 22,140 | 0 | 0 |
BUNGE LIMITED COM | COM | G16962105 | 260 | 4,900 | SH | | SOLE | | 4,900 | 0 | 0 |
BUNGE LIMITED | COM | G16962905 | 945 | 100 | SH | Call | SOLE | | 0 | 0 | 0 |
CAS MED SYS INC COM PAR | COM | 124769209 | 61 | 25,000 | SH | | SOLE | | 25,000 | 0 | 0 |
CBS CORP CLASS A | COM | 124857103 | 498 | 10,450 | SH | | SOLE | | 10,450 | 0 | 0 |
CELGENE CORP | COM | 151020104 | 30,974 | 328,326 | SH | | SOLE | | 328,326 | 0 | 0 |
CHASERG TECHNLGY ACQUISITN CCL | COM | 16166A103 | 2,917 | 295,536 | SH | | SOLE | | 295,536 | 0 | 0 |
CHASERG TECHNLGY ACQUISITN CWT | WARRANT AND RIGH | 16166A111 | 96 | 147,768 | SH | | SOLE | | 147,768 | 0 | 0 |
CHIPOTLE MEXICAN GRILL INC CL | COM | 169656105 | 4,617 | 6,500 | SH | | SOLE | | 6,500 | 0 | 0 |
CITIGROUP INC | COM | 172967424 | 467 | 7,500 | SH | | SOLE | | 7,500 | 0 | 0 |
CLEAR CHANNEL OUTDOOR HLDGS CL | COM | 18451C109 | 166 | 31,000 | SH | | SOLE | | 31,000 | 0 | 0 |
CLEMENTIA PHARMACEUTICALS INCO | COM | 185575107 | 3,329 | 127,549 | SH | | SOLE | | 127,549 | 0 | 0 |
CLVS 2 1/2 9/15/21 | CONVERTIBLE BOND | 189464AB6 | 256 | 275,000 | PRN | | SOLE | | 275,000 | 0 | 0 |
CM SEVEN STAR ACQUISITION COSH | COM | G2345N102 | 1,853 | 180,800 | SH | | SOLE | | 180,800 | 0 | 0 |
CNH INDUSTRIAL NV | COM | N20944109 | 245 | 24,000 | SH | | SOLE | | 24,000 | 0 | 0 |
COASTAL FINANCIAL CORP/WA | COM | 19046P209 | 1,359 | 80,000 | SH | | SOLE | | 80,000 | 0 | 0 |
COHEN & STEERS INC COM | COM | 19247A100 | 423 | 10,000 | SH | | SOLE | | 10,000 | 0 | 0 |
CONAGRA BRANDS INC | COM | 205887102 | 444 | 16,000 | SH | | SOLE | | 16,000 | 0 | 0 |
CONNECTICUT WTR SVC INC COM | COM | 207797101 | 1,140 | 16,600 | SH | | SOLE | | 16,600 | 0 | 0 |
CORCEPT THERAPEUTICS INC OC-CO | COM | 218352102 | 171 | 14,600 | SH | | SOLE | | 14,600 | 0 | 0 |
DELL TECHNOLOGIES INC CL C | COM | 24703L202 | 1,123 | 19,128 | SH | | SOLE | | 19,128 | 0 | 0 |
DISCOVERY INC-C | COM | 25470F302 | 1,526 | 60,050 | SH | | SOLE | | 60,050 | 0 | 0 |
DISH NETWORK CORPORATION | COM | 25470M109 | 276 | 8,700 | SH | | SOLE | | 8,700 | 0 | 0 |
DISNEY WALT PRODTNS | COM | 254687106 | 3,866 | 34,821 | SH | | SOLE | | 34,821 | 0 | 0 |
EATON CORP PLC SHS | COM | G29183103 | 636 | 7,900 | SH | | SOLE | | 7,900 | 0 | 0 |
EDTECHX HLDGS ACQUISITION COCO | COM | 28138X103 | 1,086 | 107,700 | SH | | SOLE | | 107,700 | 0 | 0 |
ELLIE MAE INC COM | COM | 28849P100 | 31,143 | 315,562 | SH | | SOLE | | 315,562 | 0 | 0 |
EVOLENT HEALTH INC CL A | COM | 30050B101 | 141 | 11,200 | SH | | SOLE | | 11,200 | 0 | 0 |
EXACT SCIENCES CORP COM | COM | 30063P105 | 368 | 4,250 | SH | | SOLE | | 4,250 | 0 | 0 |
FALCON MINERALS CORP | COM | 30607B109 | 694 | 78,514 | SH | | SOLE | | 78,514 | 0 | 0 |
FINISAR CORP COM NEW | COM | 31787A507 | 3,985 | 171,980 | SH | | SOLE | | 171,980 | 0 | 0 |
FIRST DATA CORP NEW COM CL A | COM | 32008D106 | 18,222 | 693,640 | SH | | SOLE | | 693,640 | 0 | 0 |
FORUM MERGER II CORP CL A | COM | 34986F103 | 3,656 | 368,900 | SH | | SOLE | | 368,900 | 0 | 0 |
FORUM MERGER II CORP WT EXP 09 | WARRANT AND RIGH | 34986F111 | 162 | 368,900 | SH | | SOLE | | 368,900 | 0 | 0 |
FOX CORP CL B | COM | 35137L204 | 9,557 | 266,354 | SH | | SOLE | | 266,354 | 0 | 0 |
GABELLI CV SECURITIES FUND | MUTUAL FUNDS | 36240B109 | 1,862 | 357,988 | SH | | SOLE | | 357,988 | 0 | 0 |
GABELLI DIV&INC TR COM | MUTUAL FUNDS | 36242H104 | 12,432 | 584,218 | SH | | SOLE | | 584,218 | 0 | 0 |
GABELLI GLB SML & MD CP VAL CO | MUTUAL FUNDS | 36249W104 | 939 | 79,769 | SH | | SOLE | | 79,769 | 0 | 0 |
GABELLI GLOBAL UTIL & INCOMECO | MUTUAL FUNDS | 36242L105 | 6,796 | 364,201 | SH | | SOLE | | 364,201 | 0 | 0 |
GABELLI GO ANYWHERE TRUST | MUTUAL FUNDS | 36250J109 | 1,886 | 104,685 | SH | | SOLE | | 104,685 | 0 | 0 |
GABELLI GOLD NAT RES & INCOM | MUTUAL FUNDS | 36465A109 | 57 | 13,169 | SH | | SOLE | | 13,169 | 0 | 0 |
GABELLI MULTIMEDIA TRST INC | MUTUAL FUNDS | 36239Q109 | 2,554 | 307,011 | SH | | SOLE | | 307,011 | 0 | 0 |
GAMCO INVESTORS INC COM | COM | 361438104 | 61,838 | 3,016,501 | SH | | SOLE | | 3,016,501 | 0 | 0 |
GAMCO NAT RESOURCE GOLD X | MUTUAL FUNDS | 36465E109 | 68 | 12,024 | SH | | SOLE | | 12,024 | 0 | 0 |
GCP APPLIED TECHNOLOGIES INCCO | COM | 36164Y101 | 252 | 8,500 | SH | | SOLE | | 8,500 | 0 | 0 |
GDL FUND | MUTUAL FUNDS | 361570104 | 16,127 | 1,686,878 | SH | | SOLE | | 1,686,878 | 0 | 0 |
GENERAL ELEC CO | COM | 369604103 | 312 | 31,200 | SH | | SOLE | | 31,200 | 0 | 0 |
GENERAL ELECTRIC CO | COM | 369604903 | 216 | 100 | SH | Call | SOLE | | 0 | 0 | 0 |
GENWORTH FINL INC COM CL A | COM | 37247D106 | 750 | 195,921 | SH | | SOLE | | 195,921 | 0 | 0 |
GOLDCORP INC (US) | COM | 380956409 | 9,234 | 807,200 | SH | | SOLE | | 807,200 | 0 | 0 |
GORDON POINTE ACQUISITION COCO | COM | 382788107 | 3,814 | 373,900 | SH | | SOLE | | 373,900 | 0 | 0 |
GORDON POINTE ACQUISITION COWT | WARRANT AND RIGH | 382788115 | 85 | 223,900 | SH | | SOLE | | 223,900 | 0 | 0 |
GRIFOLS SA SP ADR REP B NVT | COM | 398438408 | 5,855 | 291,171 | SH | | SOLE | | 291,171 | 0 | 0 |
GRUPO TELEVISA SA DE CV ADR (B | COM | 40049J206 | 509 | 46,000 | SH | | SOLE | | 46,000 | 0 | 0 |
GYRODYNE LLC COM | COM | 403829104 | 1,584 | 87,994 | SH | | SOLE | | 87,994 | 0 | 0 |
HC2 HLDGS INC COM | COM | 404139107 | 91 | 37,100 | SH | | SOLE | | 37,100 | 0 | 0 |
HLX 4 1/8 9/15/23 | CONVERTIBLE BOND | 42330PAJ6 | 225 | 200,000 | PRN | | SOLE | | 200,000 | 0 | 0 |
HOMETOWN BANKSHARES CORP COM | COM | 43787N108 | 507 | 35,436 | SH | | SOLE | | 35,436 | 0 | 0 |
HOPFED BANCORP INC COM | COM | 439734104 | 3,187 | 161,796 | SH | | SOLE | | 161,796 | 0 | 0 |
ICAHN ENTERPRISES LP DEPOSITRY | COM | 451100101 | 522 | 7,200 | SH | | SOLE | | 7,200 | 0 | 0 |
ICPT 3 1/4 7/1/23 | CONVERTIBLE BOND | 45845PAA6 | 198 | 200,000 | PRN | | SOLE | | 200,000 | 0 | 0 |
IMMUNE DESIGN CORP COM | COM | 45252L103 | 3,461 | 591,650 | SH | | SOLE | | 591,650 | 0 | 0 |
INFRAREIT INC COM | COM | 45685L100 | 4,128 | 196,845 | SH | | SOLE | | 196,845 | 0 | 0 |
INTEGRATED DEVICE TECH INC COM | COM | 458118106 | 34,907 | 712,528 | SH | | SOLE | | 712,528 | 0 | 0 |
INTERACTIVE BROKERS | COM | 45841N107 | 1,660 | 32,000 | SH | | SOLE | | 32,000 | 0 | 0 |
INTERNAP CORP COM PAR | COM | 45885A409 | 50 | 10,000 | SH | | SOLE | | 10,000 | 0 | 0 |
INTERNATIONAL SPEEDWAY A | COM | 460335201 | 3,125 | 71,624 | SH | | SOLE | | 71,624 | 0 | 0 |
KKR & CO INC CL A | COM | 48251W104 | 2,875 | 122,410 | SH | | SOLE | | 122,410 | 0 | 0 |
LENNAR B SHARES | COM | 526057302 | 6,964 | 178,016 | SH | | SOLE | | 178,016 | 0 | 0 |
LF CAP ACQUISITION CORP CL A | COM | 50200K108 | 4,502 | 447,993 | SH | | SOLE | | 447,993 | 0 | 0 |
LF CAP ACQUISITION CORP WT EXP | WARRANT AND RIGH | 50200K116 | 157 | 447,993 | SH | | SOLE | | 447,993 | 0 | 0 |
LIBERTY BRAVES GROUP C | COM | 531229888 | 315 | 11,339 | SH | | SOLE | | 11,339 | 0 | 0 |
LIBERTY SIRIUS GROUP C | COM | 531229607 | 23,671 | 619,000 | SH | | SOLE | | 619,000 | 0 | 0 |
LORAL SPACE & COMMUNICATNS ICO | COM | 543881106 | 5,446 | 151,068 | SH | | SOLE | | 151,068 | 0 | 0 |
LUXOFT HLDG INC ORD SHS CL A | COM | G57279104 | 12,640 | 215,300 | SH | | SOLE | | 215,300 | 0 | 0 |
MAXWELL TECHNOLOGIES INC COM | COM | 577767106 | 3,976 | 889,400 | SH | | SOLE | | 889,400 | 0 | 0 |
MBT FINL CORP COM | COM | 578877102 | 959 | 95,700 | SH | | SOLE | | 95,700 | 0 | 0 |
MDCO 2 3/4 7/15/23 | CONVERTIBLE BOND | 584688AG0 | 210 | 250,000 | PRN | | SOLE | | 250,000 | 0 | 0 |
MEGALITH FINANCIAL ACQUISITION | COM | 58518F109 | 4,097 | 410,500 | SH | | SOLE | | 410,500 | 0 | 0 |
MELLANOX TECHNOLOGIES LTD SHS | COM | M51363113 | 19,675 | 166,233 | SH | | SOLE | | 166,233 | 0 | 0 |
MGM RESORTS INTERNATIONAL | COM | 552953101 | 282 | 11,000 | SH | | SOLE | | 11,000 | 0 | 0 |
MITEK SYS INC COM NEW | COM | 606710200 | 1,294 | 105,720 | SH | | SOLE | | 105,720 | 0 | 0 |
MONEYGRAM INTERNATIONAL INC CO | COM | 60935Y208 | 581 | 284,666 | SH | | SOLE | | 284,666 | 0 | 0 |
MONOCLE ACQUISITION CORP UNIT | UNITS | 609754205 | 2,866 | 284,300 | SH | | SOLE | | 284,300 | 0 | 0 |
MUELLER INDS INC COM | COM | 624756102 | 219 | 7,000 | SH | | SOLE | | 7,000 | 0 | 0 |
MULTI-COLOR CORP | COM | 625383104 | 8,379 | 167,950 | SH | | SOLE | | 167,950 | 0 | 0 |
NASDAQ STOCK MARKET INC COM | COM | 631103108 | 525 | 6,000 | SH | | SOLE | | 6,000 | 0 | 0 |
NATIONAL FUEL GAS CO N J COM | COM | 636180101 | 421 | 6,900 | SH | | SOLE | | 6,900 | 0 | 0 |
NAVIGATORS GROUP INC COM | COM | 638904102 | 6,049 | 86,569 | SH | | SOLE | | 86,569 | 0 | 0 |
NEBULA ACQUISITION CORP COM CL | COM | 629076100 | 2,780 | 279,093 | SH | | SOLE | | 279,093 | 0 | 0 |
NEBULA ACQUISITION CORP WT EXP | WARRANT AND RIGH | 629076118 | 70 | 93,031 | SH | | SOLE | | 93,031 | 0 | 0 |
NEWELL BRANDS | COM | 651229106 | 153 | 10,000 | SH | | SOLE | | 10,000 | 0 | 0 |
NEWMONT MINING CORP HOLDING CO | COM | 651639106 | 322 | 9,000 | SH | | SOLE | | 9,000 | 0 | 0 |
NIGHTSTAR THERAPEUTICS PLC ADR | COM | 65413A101 | 7,417 | 292,353 | SH | | SOLE | | 292,353 | 0 | 0 |
NXP SEMICONDUCTORS N V COM | COM | N6596X109 | 2,909 | 32,911 | SH | | SOLE | | 32,911 | 0 | 0 |
OAKTREE CAP GROUP LLC UNIT CL | UNITS | 674001201 | 7,912 | 159,347 | SH | | SOLE | | 159,347 | 0 | 0 |
OPKO HEALTH INC COM | COM | 68375N103 | 26 | 10,000 | SH | | SOLE | | 10,000 | 0 | 0 |
OSIRIS THERAPEUTICS INC COM | COM | 68827R108 | 1,737 | 91,411 | SH | | SOLE | | 91,411 | 0 | 0 |
PACIFIC BIOSCIENCES CALIF INCO | COM | 69404D108 | 8,742 | 1,209,114 | SH | | SOLE | | 1,209,114 | 0 | 0 |
PAN AMERICAN SILVER CORP COM | COM | 697900108 | 1,334 | 100,655 | SH | | SOLE | | 100,655 | 0 | 0 |
PIVOTAL ACQ CORP | COM | 72583A200 | 2,176 | 213,500 | SH | | SOLE | | 213,500 | 0 | 0 |
PNC FINANCIAL CORP | COM | 693475105 | 442 | 3,600 | SH | | SOLE | | 3,600 | 0 | 0 |
QUANTENNA COMMUNICATIONS INCCO | COM | 74766D100 | 3,100 | 127,400 | SH | | SOLE | | 127,400 | 0 | 0 |
RDUS 3000 09/01/24 | CONVERTIBLE BOND | 750469AA6 | 167 | 200,000 | PRN | | SOLE | | 200,000 | 0 | 0 |
RED HAT INC | COM | 756577102 | 45,270 | 247,781 | SH | | SOLE | | 247,781 | 0 | 0 |
RYMAN HOSPITALITY PPTYS INC CO | COM | 78377T107 | 666 | 8,100 | SH | | SOLE | | 8,100 | 0 | 0 |
SCRIPPS E W CO OHIO CL A | COM | 811054402 | 294 | 14,000 | SH | | SOLE | | 14,000 | 0 | 0 |
SI FINL GROUP INC MD COM | COM | 78425V104 | 2,886 | 223,576 | SH | | SOLE | | 223,576 | 0 | 0 |
SOCIAL CAP HEDOSOPHIA HLDGS CL | COM | G8250R103 | 3,984 | 390,961 | SH | | SOLE | | 390,961 | 0 | 0 |
SOCIAL CAP HEDOSOPHIA HLDGS WT | WARRANT AND RIGH | G8250R129 | 59 | 73,713 | SH | | SOLE | | 73,713 | 0 | 0 |
SONY CORP ADR (BSNE US) | COM | 835699307 | 929 | 22,000 | SH | | SOLE | | 22,000 | 0 | 0 |
SPARK THERAPEUTICS INC COM | COM | 84652J103 | 30,783 | 270,311 | SH | | SOLE | | 270,311 | 0 | 0 |
SPWR 4 1/15/23 | CONVERTIBLE BOND | 867652AL3 | 432 | 525,000 | PRN | | SOLE | | 525,000 | 0 | 0 |
SUNOCO LP COM U REP LP | COM | 86765K109 | 212 | 6,800 | SH | | SOLE | | 6,800 | 0 | 0 |
SUNTRUST BANKS INC | COM | 867914103 | 4,802 | 81,050 | SH | | SOLE | | 81,050 | 0 | 0 |
TELEPHONE DATA SYS | COM | 879433829 | 612 | 19,900 | SH | | SOLE | | 19,900 | 0 | 0 |
TENZING ACQUISITION CORP ORD S | COM | G8708A116 | 1,959 | 194,500 | SH | | SOLE | | 194,500 | 0 | 0 |
TENZING ACQUISITION CORP WT EX | WARRANT AND RIGH | G8708A108 | 31 | 194,500 | SH | | SOLE | | 194,500 | 0 | 0 |
TESLA MOTORS 1.250 03/1/21 | CONVERTIBLE BOND | 88160RAC5 | 411 | 400,000 | PRN | | SOLE | | 400,000 | 0 | 0 |
TEXAS INSTRUMENTS INC | COM | 882508104 | 318 | 3,000 | SH | | SOLE | | 3,000 | 0 | 0 |
TEXAS PAC LD TR SUB CTF PROP I | COM | 882610108 | 309 | 400 | SH | | SOLE | | 400 | 0 | 0 |
TEXTRON INC | COM | 883203101 | 274 | 5,400 | SH | | SOLE | | 5,400 | 0 | 0 |
THE MEDICINES CO. 2.5 1/15/22 | CONVERTIBLE BOND | 584688AE5 | 251 | 250,000 | PRN | | SOLE | | 250,000 | 0 | 0 |
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 205 | 750 | SH | | SOLE | | 750 | 0 | 0 |
TIVITY HEALTH INC COM | COM | 88870R102 | 634 | 36,129 | SH | | SOLE | | 36,129 | 0 | 0 |
TKK SYMPHONY ACQUISITION CORRT | WARRANT AND RIGH | G88950137 | 67 | 208,580 | SH | | SOLE | | 208,580 | 0 | 0 |
TKK SYMPHONY ACQUISITION CORWT | WARRANT AND RIGH | G88950129 | 35 | 208,580 | SH | | SOLE | | 208,580 | 0 | 0 |
TKK SYMPHONY ACQUISTION COR | COM | G88950103 | 3,296 | 332,580 | SH | | SOLE | | 332,580 | 0 | 0 |
TRAVELPORT WORLDWIDE LTD SHS | COM | G9019D104 | 8,713 | 553,912 | SH | | SOLE | | 553,912 | 0 | 0 |
TRIBUNE MEDIA CO - A | COM | 896047503 | 22,979 | 498,023 | SH | | SOLE | | 498,023 | 0 | 0 |
TRINE ACQ CORP | COM | 89628U207 | 992 | 99,000 | SH | | SOLE | | 99,000 | 0 | 0 |
TRINITY MERGER CORP COM CL A | COM | 89653L106 | 4,324 | 423,100 | SH | | SOLE | | 423,100 | 0 | 0 |
TRINITY MERGER CORP WT EXP 051 | WARRANT AND RIGH | 89653L114 | 152 | 423,100 | SH | | SOLE | | 423,100 | 0 | 0 |
U S G CORP COM NEW | COM | 903293405 | 19,803 | 457,342 | SH | | SOLE | | 457,342 | 0 | 0 |
ULTIMATE SOFTWARE GROUP INC CO | COM | 90385D107 | 23,345 | 70,716 | SH | | SOLE | | 70,716 | 0 | 0 |
UQM TECHNOLOGIES INC COM | COM | 903213106 | 1,127 | 683,200 | SH | | SOLE | | 683,200 | 0 | 0 |
VECTOIQ ACQUISITION CORP COM | COM | 92243N103 | 3,417 | 342,000 | SH | | SOLE | | 342,000 | 0 | 0 |
VECTOIQ ACQUISITION CORP WT EX | WARRANT AND RIGH | 92243N111 | 120 | 279,200 | SH | | SOLE | | 279,200 | 0 | 0 |
VEON LTD ADR | COM | 91822M106 | 46 | 22,000 | SH | | SOLE | | 22,000 | 0 | 0 |
VERIZON COMMUNICATIONS | COM | 92343V104 | 1,597 | 27,000 | SH | | SOLE | | 27,000 | 0 | 0 |
VERSUM MATLS INC COM | COM | 92532W103 | 6,812 | 136,905 | SH | | SOLE | | 136,905 | 0 | 0 |
VIACOM INC NEW CL A | COM | 92553P102 | 396 | 12,200 | SH | | SOLE | | 12,200 | 0 | 0 |
VULCAN MATLS CO COM | COM | 929160109 | 284 | 2,400 | SH | | SOLE | | 2,400 | 0 | 0 |
WABCO HLDGS INC COM | COM | 92927K102 | 11,716 | 88,872 | SH | | SOLE | | 88,872 | 0 | 0 |
WEATHERFORD INTERNATIONAL PLC | COM | G48833100 | 38 | 55,000 | SH | | SOLE | | 55,000 | 0 | 0 |
WELLS FARGO CV PFD L 7500 | CONVERTIBLE PREF | 949746804 | 325 | 250 | SH | | SOLE | | 250 | 0 | 0 |
WELLS FARGO CO NEW | COM | 949746101 | 3,947 | 81,693 | SH | | SOLE | | 81,693 | 0 | 0 |
WORLDPAY INC | COM | 981558109 | 5,906 | 52,034 | SH | | SOLE | | 52,034 | 0 | 0 |
WRIGHT MED GROUP N V CVR | WARRANT AND RIGH | N96617126 | 0 | 23,569 | SH | | SOLE | | 23,569 | 0 | 0 |