GABELLI & Co INVESTMENT ADVISERS 13F-HR Quarterly holdings report by institutional manager

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL

OMB Number:		3235-0006
Expires:	Oct 31, 2018
Estimated average burden
hours per response:		23.8

COLUMN 1	COLUMN 2	COLUMN 3	COLUMN 4	COLUMN 5			COLUMN 6	COLUMN 7	COLUMN 8
			VALUE	SHRS OR	SH/	PUT/	INVESTMENT	OTHER	VOTING AUTHORITY
NAME OF ISSUER	TITLE OF CLASS	CUSIP	(x$1000)	PRN AMT	PRN	CALL	DISCRETION	MANAGER	SOLE	SHARED	NONE
3-D SYS CORP DEL COM NEW	COM	88554D205	115	11,000	SH		SOLE		11,000	0	0
7GC & CO HOLDINGS INC	COM	81786A206	268	25,422	SH		SOLE		25,422	0	0
ABBVIE INC COM	COM	00287Y109	292	2,722	SH		SOLE		2,722	0	0
ACACIA COMMUNICATIONS INC COM	COM	00401C108	5,211	71,422	SH		SOLE		71,422	0	0
ACE CONVERGENCE ACQU CORP CL A	COM	G0083D120	543	53,100	SH		SOLE		53,100	0	0
ACE CONVERGENCE ACQU CORP WT E	WARRANT AND RIGH	G0083D104	37	26,550	SH		SOLE		26,550	0	0
ACIES ACQUISITION CORP	COM	G0103T121	2,872	267,900	SH		SOLE		267,900	0	0
AEROJET ROCKETDYNE HOLDINGS	COM	007800105	4,128	78,100	SH		SOLE		78,100	0	0
AERSALE CORPORATION WT EXP 110	WARRANT AND RIGH	00810F114	344	184,750	SH		SOLE		184,750	0	0
AJAX I	COM	G0190X118	970	78,200	SH		SOLE		78,200	0	0
ALASKA COMMUNICATIONS SYS GRCO	COM	01167P101	704	190,799	SH		SOLE		190,799	0	0
ALEXION PHARMACEUTICALS INC CO	COM	015351109	6,648	42,550	SH		SOLE		42,550	0	0
ALLIANCE BERNSTEIN HLDGS LP UN	COM	01881G106	203	6,000	SH		SOLE		6,000	0	0
ALTITUDE ACQUISITION CORP UNIT	UNITS	02156Y202	1,045	101,000	SH		SOLE		101,000	0	0
ALUSSA ENERGY ACQ CORP	COM	G0232J101	4,115	409,000	SH		SOLE		409,000	0	0
ALUSSA ENERGY ACQUISITION COWT	WARRANT AND RIGH	G0232J119	155	126,100	SH		SOLE		126,100	0	0
AMAZON.COM INC	COM	023135106	4,293	1,318	SH		SOLE		1,318	0	0
ANDINA ACQUISITION CORP III RT	WARRANT AND RIGH	G04415132	130	341,751	SH		SOLE		341,751	0	0
ANDINA ACQUISITION CORP III SH	COM	G04415108	362	34,000	SH		SOLE		34,000	0	0
ANDINA ACQUISITION CORP III WT	WARRANT AND RIGH	G04415124	173	216,100	SH		SOLE		216,100	0	0
APEX TECHNOLOGY ACQUISITN COWT	WARRANT AND RIGH	03768F110	71	16,605	SH		SOLE		16,605	0	0
APOLLO STRATEGIC GROWTH CAPTSH	COM	G0411R106	1,890	181,600	SH		SOLE		181,600	0	0
APOLLO STRATEGIC GROWTH CAPTWT	WARRANT AND RIGH	G0411R114	114	60,533	SH		SOLE		60,533	0	0
ARLO TECHNOLOGIES INC COM	COM	04206A101	78	10,000	SH		SOLE		10,000	0	0
ARTIUS ACQUISITION INC COM CL	COM	04316G105	2,837	266,908	SH		SOLE		266,908	0	0
ARTIUS ACQUISITION INC WT EXP	WARRANT AND RIGH	04316G113	196	88,969	SH		SOLE		88,969	0	0
ASPIRATIONAL CONSUMER LIFESTCO	COM	G05436103	1,035	103,800	SH		SOLE		103,800	0	0
ASPIRATIONAL CONSUMER LIFESTWT	WARRANT AND RIGH	G05436111	37	34,600	SH		SOLE		34,600	0	0
ATLANTIC AVE ACQUISITION CORCO	COM	04906P101	414	41,100	SH		SOLE		41,100	0	0
ATLANTIC AVE ACQUISITION CORWT	WARRANT AND RIGH	04906P119	23	20,550	SH		SOLE		20,550	0	0
AVANTI ACQUISITION CORP SHS CL	COM	G0682V109	660	64,200	SH		SOLE		64,200	0	0
AVANTI ACQUISITION CORP WT EXP	WARRANT AND RIGH	G0682V125	48	32,100	SH		SOLE		32,100	0	0
BANCROFT FUND LTD COM	MUTUAL FUNDS	059695106	1,908	63,300	SH		SOLE		63,300	0	0
BANK OF AMERICA CV PFD L 7.250	CONVERTIBLE PREF	060505682	304	200	SH		SOLE		200	0	0
BANK OF NEW YORK MELLON CORP	COM	064058100	680	16,025	SH		SOLE		16,025	0	0
BAUSCH HEALTH COMPANIES INC CO	COM	071734107	541	26,000	SH		SOLE		26,000	0	0
BECTON DICKINSON & CO COM	COM	075887109	245	980	SH		SOLE		980	0	0
BIOTELEMETRY INC COM	COM	090672106	1,305	18,100	SH		SOLE		18,100	0	0
BLUE WATER ACQUISITION CORP/	COM	09607T203	523	50,500	SH		SOLE		50,500	0	0
BMC STK HLDGS INC COM	COM	05591B109	7,827	145,817	SH		SOLE		145,817	0	0
BOWX ACQUISITION CORP CL A	COM	103085106	818	79,700	SH		SOLE		79,700	0	0
BOWX ACQUISITION CORP WT EXP 0	WARRANT AND RIGH	103085114	45	26,566	SH		SOLE		26,566	0	0
BREEZE HLDGS ACQUISITION	COM	106762107	1,305	128,600	SH		SOLE		128,600	0	0
BREEZE HLDGS ACQUISITION RT	WARRANT AND RIGH	106762123	37	128,600	SH		SOLE		128,600	0	0
BREEZE HLDGS ACQUISITION WT	WARRANT AND RIGH	106762115	132	128,600	SH		SOLE		128,600	0	0
BRUNSWICK CORP	COM	117043109	229	3,000	SH		SOLE		3,000	0	0
BUNGE LIMITED COM	COM	G16962105	236	3,600	SH		SOLE		3,600	0	0
CAPITOL INVESTMENT CORP V	COM	14064F209	818	79,400	SH		SOLE		79,400	0	0
CC NEUBERGER PRIN HLDGS II SHS	COM	G3166T103	2,490	239,400	SH		SOLE		239,400	0	0
CC NEUBERGER PRIN HLDGS II WT	WARRANT AND RIGH	G3166T111	102	59,850	SH		SOLE		59,850	0	0
CELLULAR BIOMEDICINE GROUP ICO	COM	15117P102	1,212	65,922	SH		SOLE		65,922	0	0
CF ACQUISITION CORP IV	COM	12520T201	784	76,167	SH		SOLE		76,167	0	0
CF FIN ACQUISITION CORP III UN	UNITS	12529D207	559	52,100	SH		SOLE		52,100	0	0
CHENIERE ENERGY, INC. 4.250 0	CONVERTIBLE BOND	16411RAG4	197	250,000	PRN		SOLE		250,000	0	0
CHURCHILL CAPITAL CORP IV CL A	COM	171439102	3,183	317,992	SH		SOLE		317,992	0	0
CHURCHILL CAPITAL CORP IV WT E	WARRANT AND RIGH	171439110	70	45,840	SH		SOLE		45,840	0	0
CHURCHILL DOWNS INC COM	COM	171484108	298	1,530	SH		SOLE		1,530	0	0
CIGNA CORP NEW	COM	125523100	323	1,550	SH		SOLE		1,550	0	0
CIIG MERGER CORP WT EXP 123126	WARRANT AND RIGH	12559C111	562	68,550	SH		SOLE		68,550	0	0
CINCINNATI BELL INC NEW COM NE	COM	171871502	3,947	258,300	SH		SOLE		258,300	0	0
CISCO SYS INC	COM	17275R102	1,029	23,000	SH		SOLE		23,000	0	0
CITIC CAPITAL ACQUISITION COCO	COM	G21513109	2,931	279,642	SH		SOLE		279,642	0	0
CITIC CAPITAL ACQUISITION COWT	WARRANT AND RIGH	G21513117	261	153,725	SH		SOLE		153,725	0	0
CITIGROUP INC	COM	172967424	388	6,300	SH		SOLE		6,300	0	0
CLEAR CHANNEL OUTDOOR HLDG	COM	18453H106	125	76,000	SH		SOLE		76,000	0	0
CLIMATE CHANGE CRISIS REAL ICL	COM	18716C100	1,674	156,269	SH		SOLE		156,269	0	0
CLIMATE CHANGE CRISIS REAL IWT	WARRANT AND RIGH	18716C118	140	78,134	SH		SOLE		78,134	0	0
CLOROX CO	COM	189054109	1,514	7,500	SH		SOLE		7,500	0	0
CNH INDUSTRIAL NV	COM	N20944109	273	21,250	SH		SOLE		21,250	0	0
COHN ROBBINS HOLDINGS CORP COM	COM	G23726105	1,626	156,213	SH		SOLE		156,213	0	0
COHN ROBBINS HOLDINGS CORP WT	WARRANT AND RIGH	G23726113	94	52,071	SH		SOLE		52,071	0	0
COLLECTORS UNIVERSE INC	COM	19421R200	5,484	72,733	SH		SOLE		72,733	0	0
COMTECH TELECOMMUNICATIONS CCO	COM	205826209	1,782	86,150	SH		SOLE		86,150	0	0
CONCHO RES INC COM	COM	20605P101	3,880	66,502	SH		SOLE		66,502	0	0
CONX CORP	UNITS	212873202	1,584	151,600	SH		SOLE		151,600	0	0
COPART INC COM	COM	217204106	897	7,050	SH		SOLE		7,050	0	0
CORELOGIC INC COM	COM	21871D103	5,174	66,913	SH		SOLE		66,913	0	0
CORNER GROWTH ACQUISITION CO	COM	G2425N121	528	50,500	SH		SOLE		50,500	0	0
CROWN CASTLE INTL CORP	COM	22822V101	255	1,600	SH		SOLE		1,600	0	0
CVS HEALTH CORP	COM	126650100	249	3,650	SH		SOLE		3,650	0	0
DELL TECHNOLOGIES INC CL C	COM	24703L202	1,701	23,213	SH		SOLE		23,213	0	0
DELWINDS INSURANCE ACQUISITI	COM	24803C201	772	75,700	SH		SOLE		75,700	0	0
DISCOVERY INC-C	COM	25470F302	3,729	142,373	SH		SOLE		142,373	0	0
DISH NETWORK CORPORATION	COM	25470M109	217	6,700	SH		SOLE		6,700	0	0
DISNEY WALT PRODTNS	COM	254687106	847	4,677	SH		SOLE		4,677	0	0
DMY TECHNOLOGY GROUP INC III	COM	233278209	594	52,100	SH		SOLE		52,100	0	0
DRAFTKINGS INC COM CL A	COM	26142R104	326	7,000	SH		SOLE		7,000	0	0
E MERGE TECHNOLOGY ACQUISITICO	COM	26873Y104	1,086	106,200	SH		SOLE		106,200	0	0
E MERGE TECHNOLOGY ACQUISITIWT	WARRANT AND RIGH	26873Y112	53	35,400	SH		SOLE		35,400	0	0
EATON VANCE CORP COM	COM	278265103	15,832	233,058	SH		SOLE		233,058	0	0
ENERGIZER HLDGS INC NEW	COM	29272W109	255	6,050	SH		SOLE		6,050	0	0
EQUITY DISTR ACQUISITION CORCO	COM	29465E106	798	77,900	SH		SOLE		77,900	0	0
EQUITY DISTR ACQUISITION CORWT	WARRANT AND RIGH	29465E114	46	25,967	SH		SOLE		25,967	0	0
EVOLENT HEALTH INC CL A	COM	30050B101	160	10,000	SH		SOLE		10,000	0	0
EXAS 1.000 01/15/25	CONVERTIBLE BOND	30063PAA3	237	125,000	PRN		SOLE		125,000	0	0
FACEBOOK INC CL A	COM	30303M102	294	1,075	SH		SOLE		1,075	0	0
FALCON MINERALS CORP	COM	30607B109	324	102,714	SH		SOLE		102,714	0	0
FAR PEAK ACQUISITION CORP	COM	G3312L129	2,091	202,000	SH		SOLE		202,000	0	0
FARFETCH LTD ORD SH CL A	COM	30744W107	1,429	22,400	SH		SOLE		22,400	0	0
FERRO CORP	COM	315405100	1,059	72,398	SH		SOLE		72,398	0	0
FINSERV ACQUISITION CORP CL A	COM	318085107	1,031	82,479	SH		SOLE		82,479	0	0
FINSERV ACQUISITION CORP WT EX	WARRANT AND RIGH	318085115	202	57,750	SH		SOLE		57,750	0	0
FINTECH ACQUISITION CORP V	COM	31810Q305	545	51,107	SH		SOLE		51,107	0	0
FIRSTMARK HORIZON ACQUISITIOCL	COM	33765Y101	546	51,500	SH		SOLE		51,500	0	0
FIRSTMARK HORIZON ACQUISITIOWT	WARRANT AND RIGH	33765Y119	43	17,166	SH		SOLE		17,166	0	0
FITBIT INC CL A	COM	33812L102	6,694	984,484	SH		SOLE		984,484	0	0
FLXN 3 3/8 5/1/24	CONVERTIBLE BOND	33938JAB2	179	200,000	PRN		SOLE		200,000	0	0
FOLEY TRASIMENE ACQUISTN CORCO	COM	34431F104	1,187	106,200	SH		SOLE		106,200	0	0
FOLEY TRASIMENE ACQUISTN CORWT	WARRANT AND RIGH	34431F112	90	35,400	SH		SOLE		35,400	0	0
FOREST ROAD ACQUISITION CORP	COM	34619R201	278	26,500	SH		SOLE		26,500	0	0
FORUM MERGER III CORP WT EXP 0	WARRANT AND RIGH	349885111	74	21,233	SH		SOLE		21,233	0	0
FOUNDATION BLDG MATLS INC COM	COM	350392106	361	18,776	SH		SOLE		18,776	0	0
FOX CORP CL B	COM	35137L204	780	26,992	SH		SOLE		26,992	0	0
FRAZIER LIFESCIENCES ACQUIS	COM	G3710A121	106	10,200	SH		SOLE		10,200	0	0
FRONT YD RESIDENTIAL CORP COM	COM	35904G107	3,167	195,464	SH		SOLE		195,464	0	0
FUSION ACQUISITION CORP CL A	COM	36118H105	2,397	212,151	SH		SOLE		212,151	0	0
FUSION ACQUISITION CORP WT EXP	WARRANT AND RIGH	36118H113	272	106,075	SH		SOLE		106,075	0	0
GABELLI CV SECURITIES FUND	MUTUAL FUNDS	36240B109	2,225	355,988	SH		SOLE		355,988	0	0
GABELLI DIV&INC TR COM	MUTUAL FUNDS	36242H104	13,627	635,000	SH		SOLE		635,000	0	0
GABELLI GLB SML & MD CP VAL CO	MUTUAL FUNDS	36249W104	1,079	82,711	SH		SOLE		82,711	0	0
GABELLI GLOBAL UTIL & INCOMECO	MUTUAL FUNDS	36242L105	7,174	389,449	SH		SOLE		389,449	0	0
GABELLI GO ANYWHERE TRUST	MUTUAL FUNDS	36250J109	1,338	111,487	SH		SOLE		111,487	0	0
GABELLI MULTIMEDIA TRST INC	MUTUAL FUNDS	36239Q109	2,565	322,246	SH		SOLE		322,246	0	0
GAMCO INVESTORS INC COM	COM	361438104	48,907	2,756,876	SH		SOLE		2,756,876	0	0
GAMCO NAT RESOURCE GOLD X	MUTUAL FUNDS	36465E101	67	13,205	SH		SOLE		13,205	0	0
GCP APPLIED TECHNOLOGIES INCCO	COM	36164Y101	270	11,425	SH		SOLE		11,425	0	0
GDL FUND	MUTUAL FUNDS	361570104	15,400	1,766,004	SH		SOLE		1,766,004	0	0
GENERAL ELEC CO	COM	369604103	378	35,000	SH		SOLE		35,000	0	0
GENWORTH FINL INC COM CL A	COM	37247D106	2,019	534,161	SH		SOLE		534,161	0	0
GIGCAPITAL2 INC COM	COM	375036100	495	45,233	SH		SOLE		45,233	0	0
GIGCAPITAL2 INC RT	WARRANT AND RIGH	375036126	25	60,000	SH		SOLE		60,000	0	0
GO ACQUISITION CORP COM	COM	362019101	2,122	208,266	SH		SOLE		208,266	0	0
GO ACQUISITION CORP WT EXP 083	WARRANT AND RIGH	362019119	59	39,533	SH		SOLE		39,533	0	0
GOODYEAR TIRE & RUBR CO	COM	382550101	113	10,400	SH		SOLE		10,400	0	0
GORES HOLDINGS VI INC UNIT EXP	UNITS	38286R204	135	12,700	SH		SOLE		12,700	0	0
GRACE W R & CO DEL NEW COM	COM	38388F108	526	9,602	SH		SOLE		9,602	0	0
GREENROSE ACQUISITION CORP COM	COM	395392103	1,016	100,300	SH		SOLE		100,300	0	0
GREENROSE ACQUISITION CORP WT	WARRANT AND RIGH	395392111	62	62,208	SH		SOLE		62,208	0	0
GREIF INC CL B	COM	397624206	458	9,458	SH		SOLE		9,458	0	0
GRIFOLS SA SP ADR REP B NVT	COM	398438408	6,076	329,524	SH		SOLE		329,524	0	0
GRUBHUB INC COM	COM	400110102	11,346	152,770	SH		SOLE		152,770	0	0
GRUPO TELEVISA SA DE CV ADR (B	COM	40049J206	275	33,400	SH		SOLE		33,400	0	0
GS ACQUISITION HLDGS CORP IICO	COM	36258Q105	5,750	527,500	SH		SOLE		527,500	0	0
GS ACQUISITION HLDGS CORP IIWT	WARRANT AND RIGH	36258Q113	338	131,875	SH		SOLE		131,875	0	0
GYRODYNE LLC COM	COM	403829104	1,454	89,494	SH		SOLE		89,494	0	0
HCA HEALTHCARE INC	COM	40412C101	247	1,500	SH		SOLE		1,500	0	0
HEALTHCARE MERGER CORP WT	WARRANT AND RIGH	78472F119	136	111,300	SH		SOLE		111,300	0	0
HEALTHCARE SERVICES ACQUISIT	COM	42227K203	518	50,700	SH		SOLE		50,700	0	0
HEXCEL CORP NEW COM	COM	428291108	262	5,403	SH		SOLE		5,403	0	0
HIG ACQUISITION CORP	COM	G44898115	2,146	205,800	SH		SOLE		205,800	0	0
HIGHLAND TRANSCEND PARTNERS	COM	G44690116	138	13,154	SH		SOLE		13,154	0	0
HOLLYSYS AUTOMATION TECHNOLOGI	COM	G45667105	439	29,900	SH		SOLE		29,900	0	0
HORIZON ACQUISITION CORP II	COM	G46044122	837	77,903	SH		SOLE		77,903	0	0
HPX CORP SHS CL A	COM	G32219100	919	91,700	SH		SOLE		91,700	0	0
HPX CORP WT EXP 071425	WARRANT AND RIGH	G32219126	49	45,850	SH		SOLE		45,850	0	0
HUMANCO ACQUISITION CORP	COM	44487N208	282	25,574	SH		SOLE		25,574	0	0
HUTTIG BLDG PRODS INC COM	COM	448451104	163	44,452	SH		SOLE		44,452	0	0
ICAHN ENTERPRISES LP DEPOSITRY	COM	451100101	365	7,200	SH		SOLE		7,200	0	0
ICPT 2.000 05/15/26	CONVERTIBLE BOND	45845PAB4	137	225,000	PRN		SOLE		225,000	0	0
IHS MARKIT LTD SHS	COM	G47567105	3,180	35,400	SH		SOLE		35,400	0	0
INFN 2 1/8 9/1/24	CONVERTIBLE BOND	45667GAC7	437	350,000	PRN		SOLE		350,000	0	0
INPHI CORP COM	COM	45772F107	10,889	67,860	SH		SOLE		67,860	0	0
INSU ACQUISITION CORP III	COM	457817302	534	50,500	SH		SOLE		50,500	0	0
INTERACTIVE BROKERS	COM	45841N107	1,835	30,125	SH		SOLE		30,125	0	0
INTERPRIVATE ACQUISITION CORWT	WARRANT AND RIGH	46064A111	124	30,200	SH		SOLE		30,200	0	0
JAWS ACQUISITION CORP SHS	COM	G50744104	170	12,682	SH		SOLE		12,682	0	0
JAWS ACQUISITION CORP WT EXP	WARRANT AND RIGH	G50744112	87	32,366	SH		SOLE		32,366	0	0
JAWS SPITFIRE ACQUISITION CO	COM	G50740128	409	37,000	SH		SOLE		37,000	0	0
JIYA ACQUISITION CORP -CL A	COM	47760M102	536	52,000	SH		SOLE		52,000	0	0
JUNIPER INDL HLDGS INC COM CL	COM	48205G106	1,213	113,300	SH		SOLE		113,300	0	0
JUNIPER INDL HLDGS INC WT EXP	WARRANT AND RIGH	48205G114	82	44,826	SH		SOLE		44,826	0	0
KELLOGG CO	COM	487836108	280	4,500	SH		SOLE		4,500	0	0
KINS TECHNOLOGY GROUP INC	COM	49714K208	1,817	176,607	SH		SOLE		176,607	0	0
KKR & CO INC CL A	COM	48251W104	4,620	114,100	SH		SOLE		114,100	0	0
LANDCADIA HOLDINGS III INC UNI	UNITS	51476H209	1,445	129,400	SH		SOLE		129,400	0	0
LAUREATE EDUCATION INC CL A	COM	518613203	508	34,900	SH		SOLE		34,900	0	0
LENNAR B SHARES	COM	526057302	6,393	104,460	SH		SOLE		104,460	0	0
LF CAP ACQUISITION CORP CL A	COM	50200K108	546	51,393	SH		SOLE		51,393	0	0
LF CAP ACQUISITION CORP WT EXP	WARRANT AND RIGH	50200K116	51	26,346	SH		SOLE		26,346	0	0
LIBERTY SIRIUS GROUP C	COM	531229607	23,461	539,211	SH		SOLE		539,211	0	0
LIONHEART ACQUISITION CORP ICO	COM	53625R104	3,589	356,100	SH		SOLE		356,100	0	0
LIONHEART ACQUISITION CORP IWT	WARRANT AND RIGH	53625R112	208	178,050	SH		SOLE		178,050	0	0
LIV CAP ACQUISITION CORP CL A	COM	G5510C108	1,058	104,600	SH		SOLE		104,600	0	0
LIV CAP ACQUISITION CORP WT EX	WARRANT AND RIGH	G5510C116	73	104,600	SH		SOLE		104,600	0	0
LORAL SPACE & COMMUNICATNS ICO	COM	543881106	2,491	118,698	SH		SOLE		118,698	0	0
MACQUARIE INFRASTRUCTURE COMPA	COM	55608B105	858	22,855	SH		SOLE		22,855	0	0
MANNING & NAPIER INC	COM	56382Q102	78	12,500	SH		SOLE		12,500	0	0
MARQUEE RAINE ACQUISITION CO	COM	G58442115	219	20,200	SH		SOLE		20,200	0	0
MAXIM INTEGRATED PRODS INC COM	COM	57772K101	12,468	140,638	SH		SOLE		140,638	0	0
MCDONALDS CORP	COM	580135101	687	3,200	SH		SOLE		3,200	0	0
MDC PARTNERS INC-A	COM	552697104	303	120,618	SH		SOLE		120,618	0	0
MERCK & COMPANY	COM	58933Y105	241	2,944	SH		SOLE		2,944	0	0
MIC 2 10/1/23	CONVERTIBLE BOND	55608BAB1	374	375,000	PRN		SOLE		375,000	0	0
MICROSOFT CORP	COM	594918104	1,203	5,410	SH		SOLE		5,410	0	0
MONMOUTH REAL ESTATE INVT COCL	COM	609720107	217	12,500	SH		SOLE		12,500	0	0
MONTES ARCHIMEDES ACQUISITIO	COM	612657205	270	25,700	SH		SOLE		25,700	0	0
MOTIVE CAPITAL CORP	COM	G6293A129	372	35,300	SH		SOLE		35,300	0	0
MSC INDL DIRECT INC CL A	COM	553530106	717	8,500	SH		SOLE		8,500	0	0
NASDAQ STOCK MARKET INC COM	COM	631103108	730	5,500	SH		SOLE		5,500	0	0
NATIONAL FUEL GAS CO N J COM	COM	636180101	276	6,700	SH		SOLE		6,700	0	0
NATIONAL GEN HLDGS CORP COM	COM	636220303	15,130	442,659	SH		SOLE		442,659	0	0
NAVISTAR INTL CORP COM	COM	63934E108	7,697	175,090	SH		SOLE		175,090	0	0
NEBULA CARAVEL ACQUISITION	COM	629070202	137	12,700	SH		SOLE		12,700	0	0
NEE 4.872 9/1/22 CV PFD	CONVERTIBLE PREF	65339F796	350	6,000	SH		SOLE		6,000	0	0
NEW PROVIDENCE ACQUISITION COM	COM	64822P106	1,565	115,265	SH		SOLE		115,265	0	0
NEW PROVIDENCE ACQUISITION WT	WARRANT AND RIGH	64822P114	341	90,332	SH		SOLE		90,332	0	0
NEWMONT CORP	COM	651639106	523	8,740	SH		SOLE		8,740	0	0
NIKE INC CL B	COM	654106103	396	2,800	SH		SOLE		2,800	0	0
OAKTREE ACQUISITION CORP II CL	COM	G6715X103	544	51,900	SH		SOLE		51,900	0	0
OAKTREE ACQUISITION CORP II WT	WARRANT AND RIGH	G6715X111	25	12,975	SH		SOLE		12,975	0	0
OMNICHANNEL ACQUISITION CORP	COM	68218L207	798	77,500	SH		SOLE		77,500	0	0
ONE COM CL A	COM	G7000X105	852	79,115	SH		SOLE		79,115	0	0
ONE WT EXP 081725	WARRANT AND RIGH	G7000X121	42	19,778	SH		SOLE		19,778	0	0
OPKO HEALTH INC COM	COM	68375N103	40	10,000	SH		SOLE		10,000	0	0
OPTION CARE HEALTH INC	COM	68404L201	699	44,700	SH		SOLE		44,700	0	0
PDL BIOPHARMA INC COM	COM	69329Y104	1,565	633,700	SH		SOLE		633,700	0	0
PERIPHAS CAPITAL PARTNERING	COM	713895209	1,648	63,100	SH		SOLE		63,100	0	0
PERRIGO COMPANY	COM	G97822103	201	4,500	SH		SOLE		4,500	0	0
PINE ISLAND ACQUISITION CORP	COM	722615200	1,074	104,200	SH		SOLE		104,200	0	0
PLURALSIGHT INC COM CL A	COM	72941B106	10,117	482,700	SH		SOLE		482,700	0	0
PMV CONSUMER ACQUISITION CORCO	COM	693486102	10,150	1,000,000	SH		SOLE		1,000,000	0	0
PMV CONSUMER ACQUISITION CORWT	WARRANT AND RIGH	693486110	550	500,000	SH		SOLE		500,000	0	0
PNC FINANCIAL CORP	COM	693475105	536	3,600	SH		SOLE		3,600	0	0
PNM RES INC	COM	69349H107	15,307	315,403	SH		SOLE		315,403	0	0
PREVAIL THERAPEUTICS INC COM	COM	74140Y101	4,748	205,800	SH		SOLE		205,800	0	0
PROCTER & GAMBLE COMPANY	COM	742718109	637	4,575	SH		SOLE		4,575	0	0
PROOFPOINT INC COM	COM	743424103	205	1,500	SH		SOLE		1,500	0	0
PROPERTY SOLUTIONS ACQUISITICO	COM	74348Q108	1,062	106,200	SH		SOLE		106,200	0	0
PROPERTY SOLUTIONS ACQUISITIWT	WARRANT AND RIGH	74348Q116	112	106,200	SH		SOLE		106,200	0	0
PROPTECH INVESTMENT CORP II	COM	743497208	1,904	179,100	SH		SOLE		179,100	0	0
PROSHARES TRUST ULTRASHORT SP5	ETF - EQUITY	74347B383	279	22,500	SH		SOLE		22,500	0	0
PVGCN 2 1/4 3/15/22	CONVERTIBLE BOND	74139CAB8	268	250,000	PRN		SOLE		250,000	0	0
RDUS 3.000 09/01/24	CONVERTIBLE BOND	750469AA6	180	200,000	PRN		SOLE		200,000	0	0
REALPAGE INC COM	COM	75606N109	10,359	118,738	SH		SOLE		118,738	0	0
RED LION HOTELS CORP	COM	756764106	261	75,500	SH		SOLE		75,500	0	0
REDBALL ACQUISITION CORP COM C	COM	G7417R105	1,727	158,600	SH		SOLE		158,600	0	0
REVIVA PHARMACEUTCLS HLDGS INC	WARRANT AND RIGH	76152G118	75	110,900	SH		SOLE		110,900	0	0
REVOLUTION ACCELERATION ACQ	COM	76156P205	319	30,600	SH		SOLE		30,600	0	0
RIGNET INC COM	COM	766582100	155	26,383	SH		SOLE		26,383	0	0
RMG ACQUISITION CORP II	COM	G76083115	142	12,700	SH		SOLE		12,700	0	0
RODGERS SILICON VALLEY ACQUI	COM	774873202	354	26,500	SH		SOLE		26,500	0	0
ROTH CH ACQUISITION CO	COM	778673202	787	75,700	SH		SOLE		75,700	0	0
SCION TECH GROWTH I	COM	G31067120	1,562	151,400	SH		SOLE		151,400	0	0
SCRIPPS E W CO OHIO CL A	COM	811054402	191	12,500	SH		SOLE		12,500	0	0
SEACOR HLDGS INC COM	COM	811904101	5,014	120,977	SH		SOLE		120,977	0	0
SENIOR CONNECT ACQUISITION C	COM	81723H207	1,300	126,300	SH		SOLE		126,300	0	0
SEVEN OAKS ACQUISITION CORP	COM	81787X205	1,566	151,300	SH		SOLE		151,300	0	0
SINA CORP ORD	COM	G81477104	1,436	33,874	SH		SOLE		33,874	0	0
SINCLAIR BROADCAST GROUP INCCL	COM	829226109	207	6,500	SH		SOLE		6,500	0	0
SLACK TECHNOLOGIES INC COM CL	COM	83088V102	21,538	509,889	SH		SOLE		509,889	0	0
SOCIAL CAPITAL HEDOSOPHA HLDSH	COM	G8251L105	1,265	102,815	SH		SOLE		102,815	0	0
SOCIAL CAPITAL HEDOSOPHA HLDSH	COM	G82514103	705	51,500	SH		SOLE		51,500	0	0
SOCIAL CAPITAL HEDOSOPHA HLDSH	COM	G8252P105	1,279	102,815	SH		SOLE		102,815	0	0
SOCIAL CAPITAL HEDOSOPHA HLDWT	WARRANT AND RIGH	G8251L113	84	25,703	SH		SOLE		25,703	0	0
SOCIAL CAPITAL HEDOSOPHA HLDWT	WARRANT AND RIGH	G82514111	48	12,875	SH		SOLE		12,875	0	0
SOCIAL CAPITAL HEDOSOPHA HLDWT	WARRANT AND RIGH	G8252P113	91	25,703	SH		SOLE		25,703	0	0
SOHU COM LTD SPONSORED ADS	COM	83410S108	1,804	113,149	SH		SOLE		113,149	0	0
SONY CORP-ADR (B:SNE US)	COM	835699307	1,547	15,300	SH		SOLE		15,300	0	0
SPARTACUS ACQUISITION CORP	COM	84677L208	550	52,000	SH		SOLE		52,000	0	0
SPARTAN ACQUISITION CORP II	COM	846775203	1,142	105,700	SH		SOLE		105,700	0	0
SPWR 4 1/15/23	CONVERTIBLE BOND	867652AL3	759	585,000	PRN		SOLE		585,000	0	0
STANDARD AVB FINL CORP COM	COM	85303B100	847	26,000	SH		SOLE		26,000	0	0
STARBOARD VALUE ACQUISITN COCO	COM	85521J109	403	38,900	SH		SOLE		38,900	0	0
STARBUCKS CORP COM	COM	855244109	1,712	16,000	SH		SOLE		16,000	0	0
SURGALIGN HOLDINGS INC COM	COM	86882C105	654	298,573	SH		SOLE		298,573	0	0
TBPH 3 1/4 11/1/23	CONVERTIBLE BOND	88339KAA0	406	430,000	PRN		SOLE		430,000	0	0
TELENAV INC	COM	879455103	1,750	372,300	SH		SOLE		372,300	0	0
TELEPHONE & DATA SYS	COM	879433829	308	16,600	SH		SOLE		16,600	0	0
TESLA MTRS INC COM	COM	88160R101	332	470	SH		SOLE		470	0	0
TEXAS INSTRUMENTS INC	COM	882508104	427	2,600	SH		SOLE		2,600	0	0
TEXAS PAC LD TR SUB CTF PROP I	COM	882610108	291	400	SH		SOLE		400	0	0
TEXTRON INC	COM	883203101	290	6,000	SH		SOLE		6,000	0	0
THAYER VENTURES ACQUISITION	COM	88332T209	264	25,200	SH		SOLE		25,200	0	0
TIFFANY & CO NEW COM	COM	886547108	18,631	141,737	SH		SOLE		141,737	0	0
TORTOISE ACQUISITION CORP IICO	COM	G89554102	537	50,400	SH		SOLE		50,400	0	0
TORTOISE ACQUISITION CORP IIWT	WARRANT AND RIGH	G89554128	36	12,600	SH		SOLE		12,600	0	0
TPG PACE TECH OPPORTUNITIES CL	COM	G8990Y103	572	51,500	SH		SOLE		51,500	0	0
TPG PACE TECH OPPORTUNITIES WT	WARRANT AND RIGH	G8990Y129	22	10,300	SH		SOLE		10,300	0	0
TREBIA ACQUISITION CORP COM CL	COM	G9027T109	1,426	132,122	SH		SOLE		132,122	0	0
TREBIA ACQUISITION CORP WT EXP	WARRANT AND RIGH	G9027T117	92	44,040	SH		SOLE		44,040	0	0
TREPONT ACQUISITION CORP I	COM	G9095M119	384	37,000	SH		SOLE		37,000	0	0
TRILLIUM THERAPEUTICS INC COM	COM	89620X506	147	10,000	SH		SOLE		10,000	0	0
TS INNOVATION ACQUISITIONS COR	COM	87284T209	1,094	103,800	SH		SOLE		103,800	0	0
TURMERIC ACQUISITION CORP	COM	G9127T116	668	65,000	SH		SOLE		65,000	0	0
TWC TECH HLDGS II CORP COM	COM	90117G105	2,731	259,400	SH		SOLE		259,400	0	0
TWC TECH HLDGS II CORP WT EXP	WARRANT AND RIGH	90117G113	114	69,100	SH		SOLE		69,100	0	0
TWO 6 1/4 1/15/22	CONVERTIBLE BOND	90187BAA9	355	350,000	PRN		SOLE		350,000	0	0
TWTR 1/4 6/15/24	CONVERTIBLE BOND	90184LAF9	243	200,000	PRN		SOLE		200,000	0	0
T-MOBILE US INC	COM	872590104	1,625	12,050	SH		SOLE		12,050	0	0
UBER TECHNOLOGIES INC COM	COM	90353T100	638	12,500	SH		SOLE		12,500	0	0
UNION ACQUISITION CORP II SHS	COM	G9402Q100	2,568	246,900	SH		SOLE		246,900	0	0
UNION ACQUISITION CORP II WT E	WARRANT AND RIGH	G9402Q126	235	246,900	SH		SOLE		246,900	0	0
UROVANT SCIENCES LTD SHS	COM	G9381B108	2,567	159,135	SH		SOLE		159,135	0	0
VANECK VECTORS GOLD MINERS ETF	ETF - EQUITY	92189F106	383	10,625	SH		SOLE		10,625	0	0
VARIAN MED SYS INC COM	COM	92220P105	25,559	146,041	SH		SOLE		146,041	0	0
VECTOR ACQUISITION CORP COM CL	COM	G9442R126	2,628	259,900	SH		SOLE		259,900	0	0
VECTOR ACQUISITION CORP WT EXP	WARRANT AND RIGH	G9442R118	131	86,633	SH		SOLE		86,633	0	0
VENTOUX CCM ACQUISITION CORP	COM	92280L200	3,134	304,300	SH		SOLE		304,300	0	0
VEON LTD ADR	COM	91822M106	45	30,000	SH		SOLE		30,000	0	0
VERIZON COMMUNICATIONS	COM	92343V104	1,175	20,000	SH		SOLE		20,000	0	0
VESPER HEALTHCARE ACQSTN CORCO	COM	92538T104	581	51,400	SH		SOLE		51,400	0	0
VESPER HEALTHCARE ACQSTN CORWT	WARRANT AND RIGH	92538T112	45	17,134	SH		SOLE		17,134	0	0
VG ACQUISITION CORP WT EXP 092	WARRANT AND RIGH	G9446E113	113	42,734	SH		SOLE		42,734	0	0
VG ACQUISITION CORP-A	COM	G9446E105	1,905	166,700	SH		SOLE		166,700	0	0
VIACOMCBS INC CL A	COM	92556H107	387	10,235	SH		SOLE		10,235	0	0
VIACOMCBS INC CL B	COM	92556H206	229	6,150	SH		SOLE		6,150	0	0
VIATRIS INC COM	COM	92556V106	1,230	65,637	SH		SOLE		65,637	0	0
VIRTUSA CORP COM	COM	92827P102	9,891	193,441	SH		SOLE		193,441	0	0
VIVEON HEALTH ACQUISITION CO	COM	92853V205	1,953	190,200	SH		SOLE		190,200	0	0
VULCAN MATLS CO COM	COM	929160109	356	2,400	SH		SOLE		2,400	0	0
VY GLOBAL GROWTH	COM	G9444H126	550	51,100	SH		SOLE		51,100	0	0
WELLS FARGO CV PFD L 7.500	CONVERTIBLE PREF	949746804	378	250	SH		SOLE		250	0	0
WENDYS COMPANY	COM	95058W100	438	20,000	SH		SOLE		20,000	0	0
WILLIS TOWERS WATSON PUB LTD S	COM	G96629103	25,657	121,780	SH		SOLE		121,780	0	0
WPX ENERGY INC	COM	98212B103	748	91,800	SH		SOLE		91,800	0	0
XILINX INC COM	COM	983919101	14,344	101,180	SH		SOLE		101,180	0	0
XL FLEET CORP WARRANTS	WARRANT AND RIGH	9837FR118	168	20,764	SH		SOLE		20,764	0	0
YATRA ONLINE INC ORD SHS	COM	G98338109	476	246,533	SH		SOLE		246,533	0	0
YUCAIPA ACQUISITION CORP COM	COM	G9879L105	1,073	106,200	SH		SOLE		106,200	0	0
YUCAIPA ACQUISITION CORP WT EX	WARRANT AND RIGH	G9879L113	51	35,400	SH		SOLE		35,400	0	0
YUNHONG INTL CL A SHS	COM	G98882106	1,094	110,100	SH		SOLE		110,100	0	0
YUNHONG INTL RT	WARRANT AND RIGH	G98882130	34	110,100	SH		SOLE		110,100	0	0
YUNHONG INTL WT EXP 013127	WARRANT AND RIGH	G98882122	41	55,100	SH		SOLE		55,100	0	0
ZAGG INC COM	COM	98884U108	1,508	361,688	SH		SOLE		361,688	0	0