As filed with the Securities and Exchange Commission on September 24, 2010 |
Registration No. 333-149826 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
_______
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
_______
POST-EFFECTIVE AMENDMENT NO. 1 TO
FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
_______
UNDER
THE SECURITIES ACT OF 1933
_______
VOXWARE, INC.
(Exact name of registrant as specified in its charter)
(Exact name of registrant as specified in its charter)
Delaware | 36-3934824 |
(State or Other Jurisdiction of | (I.R.S. Employer |
Incorporation or Organization) | Identification No.) |
Voxware, Inc.
300 American Metro Blvd., Suite 155
Hamilton, NJ 08619
(Address of Principal Executive Offices, including Zip Code)
300 American Metro Blvd., Suite 155
Hamilton, NJ 08619
(Address of Principal Executive Offices, including Zip Code)
Voxware, Inc. 2003 Stock Incentive Plan, as Amended
(Full Title of the Plan)
(Full Title of the Plan)
Scott J. Yetter
President and Chief Executive Officer
Voxware, Inc.
300 American Metro Blvd., Suite 155
Hamilton, NJ 08619
(Name and Address of Agent for Service)
President and Chief Executive Officer
Voxware, Inc.
300 American Metro Blvd., Suite 155
Hamilton, NJ 08619
(Name and Address of Agent for Service)
(609) 514-4100
Telephone Number, including Area Code, of Agent for Service)
Telephone Number, including Area Code, of Agent for Service)
Copies to:
Andrew P. Gilbert, Esq.
DLA Piper LLP (US)
300 Campus Drive, Suite 100
Florham Park, New Jersey 07932
Tel: +(973) 520-2550
DLA Piper LLP (US)
300 Campus Drive, Suite 100
Florham Park, New Jersey 07932
Tel: +(973) 520-2550
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.
Large Accelerated Filer o | Accelerated Filer o |
Non-Accelerated Filer o (Do not check if a smaller | Smaller Reporting Company x |
reporting company) |
DE-REGISTRATION OF UNSOLD SHARES AND WITHDRAWAL OF REGISTRATION
STATEMENT
STATEMENT
This Post-Effective Amendment No. 1 to Voxware, Inc.’s Registration Statement on Form S-8 (No. 333-149826), filed on March 20, 2008 (the "Registration Statement"), is filed to withdraw from registration all securities of Voxware, Inc. (the "Registrant") covered by the Registration Statement.
On September 17, 2010, the Registrant entered into a Securities Purchase Agreement (the “Purchase Agreement”) with the Co-Investment Fund II, L.P., an existing stockholder of the Company and affiliate of Cross Atlantic Technology Fund II, L.P., pursuant to which the Co-Investment Fund II, L.P. shall, subject to certain conditions, purchase up to 1,956,522 shares of a newly designated Series A Non-Participating Convertible Preferred Stock of the Company at a purchase price of $1.15 per share, and three-year warrants to purchase shares of the Company’s common stock (the “Series A Financing”). The minimum investment under the Purchase Agreement is $1,250,000 and the maximum investment is $2,250,000. Proceeds from the Series A Financing will be used by the Company to fund a going-private transaction which will include a self-t ender offer for all of the company's common stock not held by Co-Investment Fund II, L.P. and certain other stockholders (including the company's executive officers) at $1.00 per share, followed by a reverse split and cash out of any resulting fractional shares. The Purchase Agreement contemplates two closings, the first closing shall be contemporaneous with the closing of the self-tender offer and the second closing shall be contemporaneous with the closing of the subsequent reverse split, if any. Accordingly, and in connection with the contemplated going-private transaction, the Registrant hereby removes from registration all of such securities of the Registrant registered but unsold under this Registration Statement.
SIGNATURES
Pursuant to the requirements of the Securities Act, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing and has duly caused this post-effective amendment to be signed on its behalf by the undersigned, thereunto duly authorized, in Hamilton, New Jersey, on this 24th day of September, 2010.
Voxware, Inc.
/s/Scott J. Yetter | President and Chief Executive Officer | |
Scott J. Yetter | (Principal executive officer) |
POWER OF ATTORNEY AND SIGNATURES
We, the undersigned officers and directors of Voxware, Inc., hereby severally constitute and appoint Scott J. Yetter, our true and lawful attorney, with full power to sign for us and in our names in the capacities indicated below, the post-effective amendment statement filed herewith and any and all subsequent amendments, and generally to do all such things in our names and on our behalf in our capacities as officers and directors to enable Voxware, Inc. to comply with the provisions of the Securities Act, and all requirements of the Securities and Exchange Commission, hereby ratifying and confirming our signatures as they may be signed by our said attorney, or any of them, to said registration statement and any and all amendments thereto.
Pursuant to the requirements of the Securities Act, this post-effective amendment has been signed by the following persons in the capacities and on the dates indicated.
Signature | Title | Date | ||||
By: | /s/ Scott J. Yetter | Director, President and Chief Executive Officer | September 24, 2010 | |||
Scott J. Yetter | (principal executive officer) | |||||
By: | /s/ William G. Levering III | Chief Financial Officer | September 24, 2010 | |||
William G. Levering III | (principal financial and accounting officer) | |||||
By: | /s/ Joseph A. Allegra | Chairman and Director | September 24, 2010 | |||
Joseph A. Allegra | ||||||
By: | /s/ James L. Alexandre | Director | September 24, 2010 | |||
James L. Alexandre | ||||||
By: | /s/ Donald R. Caldwell | Director | September 24, 2010 | |||
Donald R. Caldwell | ||||||
By: | /s/ Don Cohen | Director | September 24, 2010 | |||
Don Cohen | ||||||
By: | /s/ Robert Olanoff | Director | September 24, 2010 | |||
Robert Olanoff | ||||||
By: | Director | September 24, 2010 | ||||
David Simbari |