Item 28. Exhibits | |
| |
(a) | | | | |
| | | | |
(b) | | | | |
| | | | |
(c) | | | Not Applicable. | |
| | | | |
| | | Jackson National Asset Management, LLC (“JNAM”) | |
| | | | |
(d) | (1) | (i) | | |
| | | | |
| | (ii) | | |
| | | | |
| | (iii) | | |
| | | | |
| | (iv) | | |
| | | | |
| | (v) | | |
| | | | |
| | (vi) | | |
| | | | |
| | (vii) | | |
| | | | |
| | (viii) | | |
| | | | |
| | (ix) | | |
| | | | |
| | (x) | | |
| | | | |
| | (xi) | | |
| | | | |
| | (xii) | | |
| | | | |
| | (xiii) | | |
| | | | |
| | (xiv) | | |
| | | | |
| | (xv) | | |
| | | | |
| | (xvi) | | |
| | | | |
| | (xvii) | | |
| | | | |
| | (xviii) | | |
| | | | |
| | (xix) | | |
| | | | |
| | (xx) | | |
| | | | |
| | (xxi) | | |
| | | | |
| | (xxii) | | |
| | | | |
(d) | (2) | (i) | | |
| | | | |
| | (ii) | | |
| | | | |
(d) | (3) | (i) | | |
| | | | |
| | | AQR Capital Management, LLC (“AQR”) | |
| | | | |
(d) | (4) | (i) | | |
| | | | |
| | (ii) | | |
| | | | |
| | (iii) | | |
| | | | |
| | (iv) | | |
| | | | |
| | (v) | | |
| | | | |
| | (vi) | | |
| | | | |
| | (vii) | | |
| | | | |
| | (viii) | | |
| | | | |
| | (ix) | | |
| | | | |
| | (x) | | |
| | | | |
| | (xi) | | |
| | | | |
| | | Baillie Gifford Overseas Limited (“Baillie”) | |
| | | | |
(d) | (5) | (i) | | |
| | | | |
| | | BlackRock International Limited (“BIL”) | |
| | | | |
(d) | (6) | (i) | | |
| | | | |
| | (ii) | | |
| | | | |
| | | BlackRock Investment Management, LLC (“BlackRock”) | |
| | | | |
(d) | (7) | (i) | | |
| | | | |
| | (ii) | | |
| | | | |
| | (iii) | | |
| | | | |
| | (iv) | | |
| | | | |
| | (v) | | |
| | | | |
| | (vi) | | |
| | | | |
| | (vii) | | |
| | | | |
| | (viii) | | |
| | | | |
| | (ix) | | |
| | | | |
| | (x) | | |
| | | | |
| | (xi) | | |
| | | | |
| | (xii) | | |
| | | | |
| | (xiii) | | |
| | | | |
| | (xiv) | | |
| | | | |
| | | Boston Partners Global Investors, Inc. (formerly, Robeco Investment Management, Inc. (“Robeco”) (“Boston Partners”) | |
| | | | |
(d) | (8) | (i) | | |
| | | | |
| | (ii) | | |
| | | | |
| | (iii) | | |
| | | | |
| | (iv) | | |
| | | | |
| | (v) | | |
| | | | |
| | (vi) | | |
| | | | |
| | (vii) | | |
| | | | |
| | (viii) | | |
| | | | |
| | (ix) | | |
| | | | |
| | (x) | | |
| | | | |
(d) | (9) | (i) | | |
| | | | |
| | (ii) | | |
| | | | |
| | | Causeway Capital Management LLC (“Causeway”) | |
| | | | |
(d) | (10) | (i) | | |
| | | | |
| | (ii) | | |
| | | | |
| | (iii) | | |
| | | | |
| | (iv) | | |
| | | | |
| | (v) | | |
| | | | |
| | | Champlain Investment Partners, LLC (“Champlain”) | |
| | | | |
(d) | (11) | (i) | | |
| | | | |
| | (ii) | | |
| | | | |
| | | ClearBridge Investments, LLC (“ClearBridge”) | |
| | | | |
(d) | (12) | (i) | | |
| | | | |
| | | Congress Asset Management Company, LLP (“Congress”) | |
| | | | |
(d) | (13) | (i) | | |
| | | | |
| | (ii) | | |
| | | | |
| | | Cooke & Bieler, L.P. (“Cooke”) | |
| | | | |
(d) | (14) | (i) | | |
| | | | |
| | (ii) | | |
| | | | |
| | (iii) | | |
| | | | |
| | (iv) | | |
| | | | |
| | (v) | | |
| | | | |
| | | Dimensional Fund Advisors LP (“DFA”) | |
| | | | |
(d) | (15) | (i) | | |
| | | | |
| | (ii) | | |
| | | | |
| | (iii) | | |
| | | | |
| | (iv) | | |
| | | | |
| | (v) | | |
| | | | |
| | (vi) | | |
| | | | |
| | (vii) | | |
| | | | |
| | (viii) | | |
| | | | |
| | (ix) | | |
| | | | |
| | | DoubleLine Capital LP (“DoubleLine”) | |
| | | | |
(d) | (16) | (i) | | |
| | | | |
| | (ii) | | |
| | | | |
| | (iii) | | |
| | | | |
| | (iv) | | |
| | | | |
| | (v) | | |
| | | | |
| | (vi) | | |
| | | | |
| | (vii) | | |
| | | | |
| | (viii) | | |
| | | | |
| | (ix) | | |
| | | | |
| | (x) | | |
| | | | |
| | | FIAM LLC (“Fidelity”) | |
| | | | |
(d) | (17) | (i) | | |
| | | | |
| | | First Pacific Advisors, LP (“First Pacific”) | |
| | | | |
(d) | (18) | (i) | | |
| | | | |
| | (ii) | | |
| | | | |
| | (iii) | | |
| | | | |
| | (iv) | | |
| | | | |
| | (v) | | |
| | | | |
| | (vi) | | |
| | | | |
| | (vii) | | |
| | | | |
| | (viii) | | |
| | | | |
| | | First Sentier Investors (Australia) IM LTD (formerly, Colonial First State Asset Management (Australia) Limited) (“First Sentier”) | |
| | | | |
(d) | (19) | (i) | | |
| | | | |
| | (ii) | | |
| | | | |
| | (iii) | | |
| | | | |
| | (iv) | | |
| | | | |
| | | Franklin Advisers, Inc. (“Franklin Advisers”) | |
| | | | |
(d) | (20) | (i) | | |
| | | | |
| | (ii) | | |
| | | | |
| | (iii) | | |
| | | | |
| | (iv) | | |
| | | | |
| | (v) | | |
| | | | |
| | (vi) | | |
| | | | |
| | (vii) | | |
| | | | |
(d) | (21) | (i) | | |
| | | | |
| | (ii) | | |
| | | | |
| | (iii) | | |
| | | | |
| | (iv) | | |
| | | | |
| | (v) | | |
| | | | |
(d) | (22) | (i) | | |
| | | | |
| | | Goldman Sachs Asset Management, L.P. (“Goldman Sachs”) | |
| | | | |
(d) | (23) | (i) | | |
| | | | |
| | (ii) | | |
| | | | |
| | (iii) | | |
| | | | |
| | (iv) | | |
| | | | |
| | (v) | | |
| | | | |
| | (vi) | | |
| | | | |
| | (vii) | | |
| | | | |
| | (viii) | | |
| | | | |
| | (ix) | | |
| | | | |
| | (x) | | |
| | | | |
| | (xi) | | |
| | | | |
| | (xii) | | |
| | | | |
| | (xiii) | | |
| | | | |
| | (xiv) | | |
| | | | |
| | | GQG Partners LLC (“GQG”) | |
| | | | |
(d) | (24) | (i) | | |
| | | | |
| | (ii) | | |
| | | | |
| | (iii) | | |
| | | | |
| | | Granahan Investment Management, Inc. (“Granahan”) | |
| | | | |
(d) | (25) | (i) | | |
| | | | |
| | (ii) | | |
| | | | |
| | | Harris Associates L.P. (“Harris”) | |
| | | | |
(d) | (26) | (i) | | |
| | | | |
| | (ii) | | |
| | | | |
| | (iii) | | |
| | | | |
| | (iv) | | |
| | | | |
| | (v) | | |
| | | | |
| | | Heitman Real Estate Securities LLC (“Heitman”) | |
| | | | |
(d) | (27) | (i) | | |
| | | | |
| | (ii) | | |
| | | | |
| | | Invesco Advisers, Inc. (“Invesco”) | |
| | | | |
(d) | (28) | (i) | | |
| | | | |
| | (ii) | | |
| | | | |
| | (iii) | | |
| | | | |
| | (iv) | | |
| | | | |
| | (v) | | |
| | | | |
| | (vi) | | |
| | | | |
| | (vii) | | |
| | | | |
| | (viii) | | |
| | | | |
| | (ix) | | |
| | | | |
| | (x) | | |
| | | | |
| | (xi) | | |
| | | | |
| | (xii) | | |
| | | | |
| | (xiii) | | |
| | | | |
| | (xiv) | | |
| | | | |
| | (xv) | | |
| | | | |
| | (xvi) | | |
| | | | |
| | (xvii) | | |
| | | | |
| | (xviii) | | |
| | | | |
| | (xix) | | |
| | | | |
| | (xx) | | |
| | | | |
| | | J.P. Morgan Investment Management Inc. (“JPMorgan”) | |
| | | | |
(d) | (29) | (i) | | |
| | | | |
| | (ii) | | |
| | | | |
| | (iii) | | |
| | | | |
| | (iv) | | |
| | | | |
| | (v) | | |
| | | | |
| | (vi) | | |
| | | | |
| | (vii) | | |
| | | | |
| | (viii) | | |
| | | | |
| | (ix) | | |
| | | | |
| | (x) | | |
| | | | |
| | (xi) | | |
| | | | |
| | (xii) | | |
| | | | |
| | (xiii) | | |
| | | | |
| | (xiv) | | |
| | | | |
| | | Kayne Anderson Rudnick Investment Management, LLC (“Kayne”) | |
| | | | |
(d) | (30) | (i) | | |
| | | | |
| | (ii) | | |
| | | | |
| | (iii) | | |
| | | | |
| | (iv) | | |
| | | | |
| | | Lazard Asset Management LLC (“Lazard”) | |
| | | | |
(d) | (31) | (i) | | |
| | | | |
| | (ii) | | |
| | | | |
| | (iii) | | |
| | | | |
| | (iv) | | |
| | | | |
| | (v) | | |
| | | | |
| | (vi) | | |
| | | | |
| | (vii) | | |
| | | | |
| | (viii) | | |
| | | | |
| | (ix) | | |
| | | | |
| | (x) | | |
| | | | |
| | (xi) | | |
| | | | |
| | (xii) | | |
| | | | |
| | (xiii) | | |
| | | | |
| | | Loomis, Sayles & Company, L.P. (“Loomis”) | |
| | | | |
(d) | (32) | (i) | | |
| | | | |
| | (ii) | | |
| | | | |
| | (iii) | | |
| | | | |
| | | Lord, Abbett & Co. LLC (“Lord Abbett”) | |
| | | | |
(d) | (33) | (i) | | |
| | | | |
| | | Massachusetts Financial Services Company d/b/a MFS Investment Management (“MFS”) | |
| | | | |
(d) | (34) | (i) | | |
| | | | |
| | (ii) | | |
| | | | |
| | (iii) | | |
| | | | |
| | (iv) | | |
| | | | |
| | | Mellon Investments Corporation (“Mellon”) | |
| | | | |
(d) | (35) | (i) | | |
| | | | |
| | (ii) | | |
| | | | |
| | (iii) | | |
| | | | |
| | (iv) | | |
| | | | |
| | (v) | | |
| | | | |
| | (vi) | | |
| | | | |
| | (vii) | | |
| | | | |
| | (viii) | | |
| | | | |
| | (ix) | | |
| | | | |
| | (x) | | |
| | | | |
| | (xi) | | |
| | | | |
| | (xii) | | |
| | | | |
| | (xiii) | | |
| | | | |
| | (xiv) | | |
| | | | |
| | (xv) | | |
| | | | |
| | (xvi) | | |
| | | | |
| | (xvii) | | |
| | | | |
| | (xviii) | | |
| | | | |
| | (xix) | | |
| | | | |
| | (xx) | | |
| | | | |
| | (xxi) | | |
| | | | |
| | (xxii) | | |
| | | | |
| | (xxiii) | | |
| | | | |
| | (xxiv) | | |
| | | | |
| | (xxv) | | |
| | | | |
| | (xxvi) | | |
| | | | |
| | (xxvii) | | |
| | | | |
| | (xxviii) | | |
| | | | |
| | (xxix) | | |
| | | | |
| | | Neuberger Berman Investment Advisers LLC (“NBIA”) (formerly, Neuberger Berman Fixed Income LLC (“NBFI”)) | |
| | | | |
(d) | (36) | (i) | | |
| | | | |
| | (ii) | | |
| | | | |
| | (iii) | | |
| | | | |
| | (iv) | | |
| | | | |
| | (v) | | |
| | | | |
| | (vi) | | |
| | | | |
| | (vii) | | |
| | | | |
| | | Nuance Investments, LLC (“Nuance”) | |
| | | | |
(d) | (37) | (i) | | |
| | | | |
| | | Pacific Investment Management Company LLC (“PIMCO”) | |
| | | | |
(d) | (38) | (i) | | |
| | | | |
| | (ii) | | |
| | | | |
| | (iii) | | |
| | | | |
| | (iv) | | |
| | | | |
| | (v) | | |
| | | | |
| | (vi) | | |
| | | | |
| | (vii) | | |
| | | | |
| | (viii) | | |
| | | | |
| | (ix) | | |
| | | | |
| | (x) | | |
| | | | |
| | | PPM America, Inc. (“PPM”) | |
| | | | |
(d) | (39) | (i) | | |
| | | | |
| | (ii) | | |
| | | | |
| | (iii) | | |
| | | | |
| | (iv) | | |
| | | | |
| | (v) | | |
| | | | |
| | (vi) | | |
| | | | |
| | (vii) | | |
| | | | |
| | (viii) | | |
| | | | |
| | (ix) | | |
| | | | |
| | | Reinhart Partners, Inc. (“Reinhart”) | |
| | | | |
(d) | (40) | (i) | | |
| | | | |
| | | River Road Asset Management, LLC (“River Road”) | |
| | | | |
(d) | (41) | (i) | | |
| | | | |
| | | T. Rowe Price Associates, Inc. (“T. Rowe Price”) | |
| | | | |
(d) | (42) | (i) | | |
| | | | |
| | (ii) | | |
| | | | |
| | (iii) | | |
| | | | |
| | (iv) | | |
| | | | |
| | (v) | | |
| | | | |
| | (vi) | | |
| | | | |
| | (vii) | | |
| | | | |
| | (viii) | | |
| | | | |
| | (ix) | | |
| | | | |
| | (x) | | |
| | | | |
| | (xi) | | |
| | | | |
| | (xii) | | |
| | | | |
| | (xiii) | | |
| | | | |
| | (xiv) | | |
| | | | |
| | (xv) | | |
| | | | |
| | (xvi) | | |
| | | | |
(d) | (43) | (i) | | |
| | | | |
| | | Victory Capital Management Inc. (“Victory”) | |
| | | | |
(d) | (44) | (i) | | |
| | | | |
| | (ii) | | |
| | | | |
| | (iii) | | |
| | | | |
| | (iv) | | |
| | | | |
| | | WCM Investment Management, LLC (“WCM”) | |
| | | | |
(d) | (45) | (i) | | |
| | | | |
| | (ii) | | |
| | | | |
| | (iii) | | |
| | | | |
| | (iv) | | |
| | | | |
| | (v) | | |
| | | | |
| | | Wellington Management Company LLP (“Wellington”) | |
| | | | |
(d) | (46) | (i) | | |
| | | | |
| | (ii) | | |
| | | | |
| | (iii) | | |
| | | | |
| | (iv) | | |
| | | | |
| | (v) | | |
| | | | |
| | (vi) | | |
| | | | |
| | (vii) | | |
| | | | |
| | (viii) | | |
| | | | |
| | (ix) | | |
| | | | |
| | (x) | | |
| | | | |
| | (xi) | | |
| | | | |
| | (xii) | | |
| | | | |
| | (xiii) | | |
| | | | |
| | | Westchester Capital Management, LLC (“Westchester”) | |
| | | | |
(d) | (47) | (i) | | |
| | | | |
| | (ii) | | |
| | | | |
| | (iii) | | |
| | | | |
| | (iv) | | |
| | | | |
| | | Western Asset Management Company, LLC (“Western”) | |
| | | | |
(d) | (48) | (i) | | |
| | | | |
(e) | (1) | (i) | | |
| | | | |
| | (ii) | | |
| | | | |
| | (iii) | | |
| | | | |
| | (iv) | | |
| | | | |
| | (v) | | |
| | | | |
| | (vi) | | |
| | | | |
(f) | | | Not Applicable. | |
| | | | |
(g) | (1) | (i) | | |
| | | | |
| | (ii) | | |
| | | | |
| | (iii) | | |
| | | | |
| | (iv) | | |
| | | | |
| | (v) | | |
| | | | |
| | (vi) | | |
| | | | |
| | (vii) | | |
| | | | |
| | (viii) | | |
| | | | |
| | (ix) | | |
| | | | |
| | (x) | | |
| | | | |
| | (xi) | | |
| | | | |
| | (xii) | | |
| | | | |
| | (xiii) | | |
| | | | |
| | (xiv) | | |
| | | | |
| | (xv) | | |
| | | | |
| | (xvi) | | |
| | | | |
| | (xvii) | | |
| | | | |
| | (xviii) | | |
| | | | |
| | (xix) | | |
| | | | |
| | (xx) | | |
| | | | |
| | (xxi) | | |
| | | | |
| | (xxii) | | |
| | | | |
| | (xxiii) | | |
| | | | |
| | (xxiv) | | |
| | | | |
| | (xxv) | | |
| | | | |
| | (xxvi) | | |
| | | | |
| | (xxvii) | | |
| | | | |
| | (xxviii) | | |
| | | | |
| | (xxix) | | |
| | | | |
| | (xxx) | | |
| | | | |
| | (xxxi) | | |
| | | | |
(g) | (2) | (i) | | |
| | | | |
| | (ii) | | |
| | | | |
| | (iii) | | |
| | | | |
| | (iv) | | |
| | | | |
| | (v) | | |
| | | | |
| | (vi) | | |
| | | | |
| | (vii) | | |
| | | | |
| | (viii) | | |
| | | | |
| | (ix) | | |
| | | | |
| | (x) | | |
| | | | |
| | (xi) | Amendment, effective August 13, 2018, to Custody Agreement between Registrant, State Street, RICs, Cayman Entities, and PPM Funds, dated December 30, 2010. 34 (This amendment adds JNL Multi-Manager Alternative Fund (Boston Partners) Ltd. and JNL/Eaton Vance Global Macro Absolute Return Advantage Fund Ltd., additional “Cayman Entities,” as parties.) | |
| | | | |
| | (xii) | | |
| | | | |
| | (xiii) | | |
| | | | |
| | (xiv) | Amendment, effective April 27, 2020, to Custody Agreement between Registrant, State Street, RICs, Cayman Entities, and PPM Funds, dated December 30, 2010. 38 (This amendment removes JNL/Eaton Vance Global Macro Absolute Return Advantage Fund Ltd., JNL/Neuberger Berman Commodity Strategy Fund Ltd, and certain registered investment companies, as parties.) | |
| | | | |
| | (xv) | | |
| | | | |
| | (xvi) | | |
| | | | |
| | (xvii) | | |
| | | | |
(h) | (1) | (i) | | |
| | | | |
| | (ii) | | |
| | | | |
| | (iii) | | |
| | | | |
| | (iv) | | |
| | | | |
| | (v) | | |
| | | | |
| | (vi) | | |
| | | | |
| | (vii) | | |
| | | | |
| | (viii) | | |
| | | | |
| | (ix) | | |
| | | | |
| | (x) | | |
| | | | |
| | (xi) | | |
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(h) | (7) | (i) | | |
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(h) | (9) | (i) | | |
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(h) | (10) | (i) | | |
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(h) | (11) | (i) | | |
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(h) | (12) | (i) | | |
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(h) | (13) | (i) | | |
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(h) | (14) | (i) | | |
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(h) | (15) | (i) | Participation Agreement between Jackson Variable Series Trust, iShares Trust, iShares U.S. ETF Trust, iShares, Inc., iShares MSCI Russia Capped Index Fund, Inc, iShares U.S. ETF Company, Inc., and iShares Sovereign Screened Global Bond Fund, Inc. (collectively, “iShares”) dated January 31, 2012. 38 | |
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| | (ii) | | |
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| | (iii) | | |
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| | (iv) | | |
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| | (v) | | |
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(h) | (16) | (i) | | |
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| | (ii) | | |
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(h) | (17) | (i) | JNL Series Trust Fund of Funds Participation Agreement by and among Registrant, on behalf of each of its series (each, a Fund of Funds) listed on Schedule A [of the Agreement]; JNAM; JPMorgan Trust I, JPMorgan Trust II, JPMorgan Trust IV, JPMorgan Fleming Mutual Fund Group Inc, JPMorgan Mutual Investment Trust Undiscovered Mangers Funds on behalf of the series (each, a Portfolio) listed on Schedule B [of the Agreement]; and, J.P. Morgan Investment Management Inc., effective June 24, 2019. 37 | |
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(h) | (18) | (i) | | |
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| | (ii) | | |
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| | (iii) | | |
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| | (iv) | | |
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| | (v) | | |
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| | (vi) | | |
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| | (viii) | | |
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| | (ix) | | |
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| | (x) | | |
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| | (xi) | | |
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| | (xii) | | |
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| | (xiii) | | |
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| | (xv) | | |
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| | (xvi) | | |
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(h) | (19) | (i) | | |
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| | (ii) | | |
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(h) | (20) | | | |
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(i) | (1) | | | |
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| (2) | | Opinion and Consent of Counsel regarding tax matters, attached hereto. | |
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(j) | | | | |
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(k) | | | Not Applicable. | |
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(l) | | | Not Applicable. | |
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(m) | (1) | (i) | | |
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| | (ii) | | |
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| | (iii) | | |
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| | (iv) | | |
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| | (v) | | |
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| | (vi) | | |
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(n) | (1) | (i) | | |
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| | (ii) | | |
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| | (xii) | | |
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| | (xiii) | | |
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| | (xiv) | | |
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(o) | | | Not Applicable | |
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(p) | (1) | (i) | | |
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| | (ii) | | |
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(p) | (2) | | | |
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(p) | (6) | | | |
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(p) | (7) | | | |
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(p) | (8) | | | |
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(p) | (9) | | | |
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(p) | (10) | | | |
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(p) | (11) | | | |
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(p) | (12) | | | |
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(p) | (13) | | | |
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(p) | (14) | | | |
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(p) | (15) | | | |
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(p) | (16) | | | |
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(p) | (17) | | | |
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(p) | (18) | | | |
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(p) | (19) | | | |
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(p) | (20) | | | |
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(p) | (21) | | | |
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(p) | (22) | | | |
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(p) | (23) | | | |
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(p) | (24) | | | |
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(p) | (25) | | | |
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(p) | (26) | | | |
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(p) | (27) | | | |
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(p) | (28) | | | |
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(p) | (29) | | | |
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(p) | (30) | | | |
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(p) | (31) | | | |
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(p) | (32) | | | |
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(p) | (33) | | | |
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(p) | (34) | | | |
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(p) | (35) | | | |
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(p) | (36) | | | |
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(p) | (37) | | | |
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(p) | (38) | | | |
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(p) | (39) | | | |
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(p) | (40) | | | |
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(p) | (41) | | | |
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| |
1 | Incorporated by reference to Registrant's Post-Effective Amendment No. 5 to its registration statement on Form N-1A (033-87244; 811-8894) (“Registration Statement”) filed with the Securities and Exchange Commission (“SEC”) on June 26, 1996. | |
2 | Incorporated by reference to Registrant's Post-Effective Amendment No. 44 to its Registration Statement on Form N-1A filed with the SEC on September 18, 2006. | |
3 | Incorporated by reference to Registrant's Post-Effective Amendment No. 73 to its Registration Statement on Form N-1A filed with the SEC on September 23, 2009. | |
4 | Incorporated by reference to Registrant's Post-Effective Amendment No. 74 to its Registration Statement on Form N-1A filed with the SEC on December 18, 2009. | |
5 | Incorporated by reference to Registrant's Post-Effective Amendment No. 78 to its Registration Statement on Form N-1A filed with the SEC on April 30, 2010. | |
6 | Incorporated by reference to Registrant's Post-Effective Amendment No. 83 to its Registration Statement on Form N-1A filed with the SEC on October 8, 2010. | |
7 | Incorporated by reference to Registrant's Post-Effective Amendment No. 86 to its Registration Statement on Form N-1A filed with the SEC on January 3, 2011. | |
8 | Incorporated by reference to Registrant's Post-Effective Amendment No. 89 to its Registration Statement on Form N-1A filed with the SEC on April 29, 2011. | |
9 | Incorporated by reference to Registrant's Post-Effective Amendment No. 95 to its Registration Statement on Form N-1A filed with the SEC on August 26, 2011. | |
10 | Incorporated by reference to Registrant's Post-Effective Amendment No. 99 to its Registration Statement on Form N-1A filed with the SEC on December 9, 2011. | |
11 | Incorporated by reference to Registrant's Post-Effective Amendment No. 101 to its Registration Statement on Form N-1A filed with the SEC on December 22, 2011. | |
12 | Incorporated by reference to Registrant's Post-Effective Amendment No. 104 to its Registration Statement on Form N-1A filed with the SEC on April 26, 2012. | |
13 | Incorporated by reference to Registrant's Post-Effective Amendment No. 106 to its Registration Statement on Form N-1A filed with the SEC on August 24, 2012. | |
14 | Incorporated by reference to Registrant's Post-Effective Amendment No. 108 to its Registration Statement on Form N-1A filed with the SEC on December 19, 2012. | |
15 | Incorporated by reference to Registrant's Post-Effective Amendment No. 111 to its Registration Statement on Form N-1A filed with the SEC on April 26, 2013. | |
16 | Incorporated by reference to Registrant's Post-Effective Amendment No. 116 to its Registration Statement on Form N-1A filed with the SEC on September 13, 2013. | |
17 | Incorporated by reference to Registrant's Post-Effective Amendment No. 118 to its Registration Statement on Form N-1A filed with the SEC on December 20, 2013. | |
18 | Incorporated by reference to Registrant's Post-Effective Amendment No. 121 to its Registration Statement on Form N-1A filed with the SEC on April 25, 2014. | |
19 | Incorporated by reference to Registrant's Post-Effective Amendment No. 123 to its Registration Statement on Form N-1A filed with the SEC on June 5, 2014. | |
20 | Incorporated by reference to Registrant's Post-Effective Amendment No. 125 to its Registration Statement on Form N-1A filed with the SEC on September 12, 2014. | |
21 | Incorporated by reference to Registrant's Post-Effective Amendment No. 127 to its Registration Statement on Form N-1A filed with the SEC on January 16, 2015. | |
22 | Incorporated by reference to Registrant's Post-Effective Amendment No. 129 to its Registration Statement on Form N-1A filed with the SEC on April 24, 2015. | |
23 | Incorporated by reference to Registrant's Post-Effective Amendment No. 131 to its Registration Statement on Form N-1A filed with the SEC on June 10, 2015. | |
24 | Incorporated by reference to Registrant's Post-Effective Amendment No. 134 to its Registration Statement on Form N-1A filed with the SEC on September 25, 2015. | |
25 | Incorporated by reference to Registrant's Post-Effective Amendment No. 136 to its Registration Statement on Form N-1A filed with the SEC on December 14, 2015. | |
26 | Incorporated by reference to Registrant's Post-Effective Amendment No. 139 to its Registration Statement on Form N-1A filed with the SEC on April 22, 2016. | |
27 | Incorporated by reference to Registrant's Post-Effective Amendment No. 141 to its Registration Statement on Form N-1A filed with the SEC on June 8, 2016. | |
28 | Incorporated by reference to Registrant's Post-Effective Amendment No. 144 to its Registration Statement on Form N-1A filed with the SEC on September 16, 2016. | |
29 | Incorporated by reference to Registrant's Post-Effective Amendment No. 146 to its Registration Statement on Form N-1A filed with the SEC on December 16, 2016. | |
30 | Incorporated by reference to Registrant's Post-Effective Amendment No. 149 to its Registration Statement on Form N-1A filed with the SEC on April 21, 2017. | |
31 | Incorporated by reference to Registrant's Post-Effective Amendment No. 152 to its Registration Statement on Form N-1A filed with the SEC on June 6, 2017. | |
32 | Incorporated by reference to Registrant's Post-Effective Amendment No. 155 to its Registration Statement on Form N-1A filed with the SEC on September 22, 2017. | |
33 | Incorporated by reference to Registrant's Post-Effective Amendment No. 157 to its Registration Statement on Form N-1A filed with the SEC on April 27, 2018. | |
34 | Incorporated by reference to Registrant's Post-Effective Amendment No. 161 to its Registration Statement on Form N-1A filed with the SEC on August 10, 2018. | |
35 | Incorporated by reference to Registrant's Post-Effective Amendment No. 163 to its Registration Statement on Form N-1A filed with the SEC on December 17, 2018. | |
36 | Incorporated by reference to Registrant's Post-Effective Amendment No. 166 to its Registration Statement on Form N-1A filed with the SEC on April 26, 2019. | |
37 | Incorporated by reference to Registrant's Post-Effective Amendment No. 168 to its Registration Statement on Form N-1A filed with the SEC on December 16, 2019. | |
38 | Incorporated by reference to Registrant's Post-Effective Amendment No. 171 to its Registration Statement on Form N-1A filed with the SEC on April 23, 2020. | |
39 | Incorporated by reference to Registrant's Post-Effective Amendment No. 174 to its Registration Statement on Form N-1A filed with the SEC on December 11, 2020. | |
40 | Incorporated by reference to Registrant's Post-Effective Amendment No. 177 to its Registration Statement on Form N-1A filed with the SEC on April 22, 2021. | |
Item 30. Indemnification. | |
| |
Amended and Restated Declaration of Trust: Article IV of the Registrant’s Amended and Restated Declaration of Trust, as amended, provides that each of its Trustees and Officers (including persons who serve at the Registrant’s request as directors, officers or trustees of another organization in which the Registrant has any interest as a shareholder, creditor or otherwise) (each, a “Covered Person”) shall be indemnified by the Registrant against all liabilities and expenses that may be incurred by reason of being or having been such a Covered Person, except that no Covered Person shall be indemnified against any liability to the Registrant or its shareholders to which such Covered Person would otherwise be subject by reason of willful misfeasance, bad faith, gross negligence or reckless disregard of the duties involved in the conduct of such Covered Person’s office. | |
| |
Article IV, Section 4.3 of the Registrant’s Amended and Restated Declaration of Trust, as amended, provides the following: | |
| |
(a) | Subject to the exceptions and limitations contained in paragraph (b) below: | |
| | |
| (i) | every person who is, or has been, a Trustee, officer, employee or agent of the Trust (including any individual who serves at its request as director, officer, partner, trustee or the like of another organization in which it has any interest as a shareholder, creditor or otherwise) shall be indemnified by the Trust, or by one or more Series thereof if the claim arises from his or her conduct with respect to only such Series (unless the Series was terminated prior to any such liability or claim being known to the Trustees, in which case such obligations, to the extent not satisfied out of the assets of a Series, the obligation shall be an obligation of the Trust), to the fullest extent permitted by law against all liability and against all expenses reasonably incurred or paid by him in connection with any claim, action, suit or proceeding in which he becomes involved as a party or otherwise by virtue of his being or having been a Trustee or officer and against amounts paid or incurred by him in the settlement thereof; | |
| | |
| (ii) | the words “claim,” “action,” “suit,” or “proceeding” shall apply to all claims, actions, suits or proceedings (civil, criminal, or other, including appeals), actual or threatened; and the words “liability” and “expenses” shall include, without limitation, attorneys' fees, costs, judgments, amounts paid in settlement, fines, penalties and other liabilities. | |
| | |
(b) | No indemnification shall be provided hereunder to a Trustee or officer: | |
| | |
| (i) | against any liability to the Trust, a Series thereof or the Shareholders by reason of willful misfeasance, bad faith, gross negligence or reckless disregard of the duties involved in the conduct of his office; | |
| | |
| (ii) | with respect to any matter as to which he shall have been finally adjudicated not to have acted in good faith in the reasonable belief that his action was in the best interest of the Trust or a Series thereof; | |
| | |
| (iii) | in the event of a settlement or other disposition not involving a final adjudication as provided in paragraph (b)(ii) resulting in a payment by a Trustee or officer, unless there has been a determination that such Trustee or officer did not engage in willful misfeasance, bad faith, gross negligence or reckless disregard of the duties involved in the conduct of his office: | |
| | |
| | (A) | by the court or other body approving the settlement or other disposition; | |
| | |
| | (B) | based upon a review of readily available facts (as opposed to a full trial-type inquiry) by (i) vote of a majority of the Non-interested Trustees acting on the matter (provided that a majority of the Non-interested Trustees then in office act on the matter) or (ii) written opinion of independent legal counsel; or | |
| | |
| | (C) | by a vote of a majority of the Shares outstanding and entitled to vote (excluding Shares owned of record or beneficially by such individual). | |
| | |
(c) | The rights of indemnification herein provided may be insured against by policies maintained by the Trust, shall be severable, shall not affect any other rights to which any Trustee or officer may now or hereafter be entitled, shall continue as to a person who has ceased to be such Trustee or officer and shall inure to the benefit of the heirs, executors, administrators and assigns of such a person. Nothing contained herein shall affect any rights to indemnification to which personnel of the Trust or any Series thereof other than Trustees and officers may be entitled by contract or otherwise under law. | |
| | |
(d) | Expenses of preparation and presentation of a defense to any claim, action, suit or proceeding of the character described in paragraph (a) of this Section 4.3 may be advanced by the Trust or a Series thereof prior to final disposition thereof upon receipt of an undertaking by or on behalf of the recipient to repay such amount if it is ultimately determined that he is not entitled to indemnification under this Section 4.3, provided that either: | |
| | |
| (i) | such undertaking is secured by a surety bond or some other appropriate security provided by the recipient, or the Trust or Series thereof shall be insured against losses arising out of any such advances; or | |
| | |
| (ii) | a majority of the Non-interested Trustees acting on the matter (provided that a majority of the Non-interested Trustees act on the matter) or an independent legal counsel in a written opinion shall determine, based upon a review of readily available facts (as opposed to a full trial-type inquiry), that there is reason to believe that the recipient ultimately will be found entitled to indemnification. | |
| | |
As used in Section 4.3 of the Registrant’s Amended and Restated Declaration of Trust, a “Non-interested Trustee” is one who (i) is not an Interested Person of the Trust (including anyone who has been exempted from being an Interested Person by any rule, regulation or order of the Commission), and (ii) is not involved in the claim, action, suit or proceeding. | |
Indemnification Arrangements: The foregoing indemnification arrangements are subject to the provisions of Section 17(h) of the Investment Company Act of 1940. | |
| |
Insofar as indemnification by the Registrant for liabilities arising under the Securities Act of 1933 may be permitted to directors, officers and controlling persons of the Registrant pursuant to the foregoing provisions, or otherwise, the Registrant has been advised that in the opinion of the Securities and Exchange Commission such indemnification is against public policy as expressed in the Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the Registrant of expenses incurred or paid by a director, officer or controlling person of the Registrant in the successful defense of any action, suit or proceeding) is asserted against the Registrant by such director, officer or controlling person in connection with the securities being registered, the Registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Act and will be governed by the final adjudication of such issue. | |
| |
In addition to the above indemnification, Jackson National Life Insurance Company extends its indemnification of its own officers, directors and employees to cover such persons’ activities as officers, trustees or employees of the Registrant. | |
Directors and Officers of JNAM: | |
| | | |
NAME | ADDRESS | PRINCIPAL OCCUPATION | |
| | | |
Lisa Benkowski | 1 Corporate Way Lansing, Michigan 48951 | Assistant Vice President, Business Systems (08/20/2016 to Present). | |
| | | |
Emily Bennett | 1 Corporate Way Lansing, Michigan 48951 | Associate General Counsel (02/29/2016 to Present); and Assistant Vice President, Legal (02/17/2018 to Present). | |
| | | |
Eric Bjornson | 1 Corporate Way Lansing, Michigan 48951 | Vice President, Operations (06/28/2014 to Present). | |
| | | |
| 1 Corporate Way Lansing, Michigan 48951 | Vice President (07/01/2017 to 05/01/2020). | |
| | | |
| 1 Corporate Way Lansing, Michigan 48951 | Assistant Vice President, Corporate Finance and Chief Risk Officer (08/11/2016 to 02/16/2019); Controller (12/28/2013 to 02/19/2020); and Vice President, Finance and Risk (02/16/2019 to Present). | |
| | | |
Michael A. Costello | 1 Corporate Way Lansing, Michigan 48951 | Managing Board Member (06/30/2016 to Present). | |
| | | |
Robert Dombrower | 1 Corporate Way Lansing, Michigan 48951 | Vice President (07/01/2017 to Present). | |
| | | |
Kevin Frank | 1 Corporate Way Lansing, Michigan 48951 | Assistant Vice President, Fund Operations and Accounting Policy (09/11/2018 to Present). | |
| | | |
Mark Godfrey | 1 Corporate Way Lansing, Michigan 48951 | Vice President (07/01/2017 to Present). | |
| | | |
Richard Gorman | 1 Corporate Way Lansing, Michigan 48951 | Chief Compliance Officer (08/20/2018 to Present). Senior Vice President (08/20/2018 to Present). | |
| | | |
William Harding | 1 Corporate Way Lansing, Michigan 48951 | Senior Vice President, Chief Investment Officer (06/28/2014 to Present). | |
| | | |
Bradley O. Harris | 1 Corporate Way Lansing, Michigan 48951 | Managing Board Member (12/01/2015 to Present). | |
| | | |
Kelli Hill | 1 Corporate Way Lansing, Michigan 48951 | Vice President (07/01/2017 to Present). | |
| | | |
Sean Hynes | 1 Corporate Way Lansing, Michigan 48951 | Assistant Vice President, Investment Management (08/20/2016 to Present). | |
| | | |
| 1 Corporate Way Lansing, Michigan 48951 | Assistant Vice President, Sub-Adviser Oversight (08/31/2019 to Present). | |
| | | |
Daniel W. Koors | 1 Corporate Way Lansing, Michigan 48951 | Senior Vice President (01/2009 to Present); and Chief Operating Officer (04/11/2011 to Present). | |
| | | |
Jim McCartin | 1 Corporate Way Lansing, Michigan 48951 | Vice President (09/01/2018 to Present). | |
| | | |
P. Chad Meyers | 1 Corporate Way Lansing, Michigan 48951 | Managing Board Member (05/20/2015 to Present); and Chairman (10/15/2015 to Present). | |
| | | |
Mia K. Nelson | 1 Corporate Way Lansing, Michigan 48951 | Assistant Vice President, Tax (02/18/2017 to Present). | |
| | | |
Mark D. Nerud | 1 Corporate Way Lansing, Michigan 48951 | Managing Board Member (05/20/2015 to Present). President (01/01/2007 to Present); and Chief Executive Officer (01/01/2010 to Present). | |
| | | |
Joseph B. O’Boyle | 1 Corporate Way Lansing, Michigan 48951 | Vice President, Compliance (09/10/2015 to Present). | |
| | | |
Alison Reed | 300 Innovation Drive Franklin, Tennessee 37067 | Managing Board Member (06/30/2016 to Present). | |
| | | |
Susan S. Rhee | 1 Corporate Way Lansing, Michigan 48951 | Secretary (11/2000 to Present); General Counsel (01/01/2010 to Present); and Senior Vice President (01/01/2010 to Present). | |
| | | |
Kristan L. Richardson | 1 Corporate Way Lansing, Michigan 48951 | Assistant Secretary (06/12/2014 to Present). | |
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Andrew Tedeschi | 1 Corporate Way Lansing, Michigan 48951 | Vice President, Financial Reporting (01/28/2019 to Present). | |
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Bryan Yates | 1 Corporate Way Lansing, Michigan 48951 | Assistant Vice President, Investment Operations (08/20/2016 to Present). | |
BUSINESS ADDRESS: | POSITIONS AND OFFICERS WITH UNDERWRITER: | POSITIONS AND OFFICES WITH FUND | |
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Aimee DeCamillo 300 Innovation Drive Franklin TN, 37067 | Manager, President and Chief Executive Officer | N/A | |
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Scott Romine 300 Innovation Drive Franklin TN, 37067 | President of Advisory Solutions | N/A | |
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Laura L. Prieskorn 1 Corporate Way Lansing, MI 48951 | Chairman | N/A | |
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Steve P. Binioris 1 Corporate Way Lansing, MI 48951 | Manager | N/A | |
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Bradley O. Harris 300 Innovation Drive Franklin TN, 37067 | Manager | N/A | |
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Scott Golde 1 Corporate Way Lansing, MI 48951 | General Counsel | N/A | |
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Alison Reed 300 Innovation Drive Franklin TN, 37067 | Executive Vice President, Operations | N/A | |
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Marc Socol 300 Innovation Drive Franklin TN, 37067 | Executive Vice President, National Sales Manager | N/A | |
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Bryan Wilhelm 300 Innovation Drive Franklin TN, 37067 | Executive Vice President | N/A | |
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Bill Burrow 300 Innovation Drive Franklin TN, 37067 | Senior Vice President | N/A | |
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Dana Rene Malesky Flegler 1 Corporate Way Lansing, MI 48951 | Senior Vice President | N/A | |
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Ashley S. Golson 300 Innovation Drive Franklin TN, 37067 | Senior Vice President | N/A | |
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Elizabeth Griffith 300 Innovation Drive Franklin TN, 37067 | Senior Vice President | N/A | |
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Aileen Herndon 300 Innovation Drive Franklin TN, 37067 | Senior Vice President | N/A | |
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Julie Hughes 1 Corporate Way Lansing, MI 48951 | Senior Vice President | N/A | |
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Heidi Kaiser 300 Innovation Drive Franklin TN, 37067 | Senior Vice President and Chief Compliance Officer | N/A | |
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Greg Masucci 300 Innovation Drive Franklin TN, 37067 | Senior Vice President | N/A | |
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Tim Munsie 300 Innovation Drive Franklin TN, 37067 | Senior Vice President | N/A | |
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Brian Sward 300 Innovation Drive Franklin TN, 37067 | Senior Vice President | N/A | |
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Ty Anderson 300 Innovation Drive Franklin TN, 37067 | Vice President | N/A | |
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J. Edward Branstetter, Jr. 300 Innovation Drive Franklin TN, 37067 | Vice President | N/A | |
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Lauren Caputo 300 Innovation Drive Franklin TN, 37067 | Vice President | N/A | |
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Michelle Carroll 300 Innovation Drive Franklin TN, 37067 | Vice President | N/A | |
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Court Chynces 300 Innovation Drive Franklin TN, 37067 | Vice President | N/A | |
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Bill Dixon 300 Innovation Drive Franklin TN, 37067 | Vice President | N/A | |
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Heather Fitzgerald 300 Innovation Drive Franklin TN, 37067 | Vice President | N/A | |
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Thomas Hurley 300 Innovation Drive Franklin TN, 37067 | Vice President | N/A | |
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Matt Lemieux 300 Innovation Drive Franklin TN, 37067 | Vice President | N/A | |
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Kristine Lowry 300 Innovation Drive Franklin TN, 37067 | Vice President, FinOp and Controller | N/A | |
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Joseph Patracuollo 300 Innovation Drive Franklin TN, 37067 | Vice President | N/A | |
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Kimberly Plyer 300 Innovation Drive Franklin TN, 37067 | Vice President | N/A | |
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Ryan Riggen 300 Innovation Drive Franklin TN, 37067 | Vice President | N/A | |
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David Russell 300 Innovation Drive Franklin TN, 37067 | Vice President | N/A | |
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Daniel Starishevsky 300 Innovation Drive Franklin TN, 37067 | Vice President | N/A | |
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Michael Story 1 Corporate Way Lansing, MI 48951 | Vice President | N/A | |
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Jeremy Swartz 300 Innovation Drive Franklin TN, 37067 | Vice President | N/A | |
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Kendall Wetzel 300 Innovation Drive Franklin TN, 37067 | Vice President | N/A | |
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Sutton White 300 Innovation Drive Franklin TN, 37067 | Vice President | N/A | |
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Myles Womack 300 Innovation Drive Franklin TN, 37067 | Vice President | N/A | |
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Yesenia Akright 300 Innovation Drive Franklin TN, 37067 | Assistant Vice President | N/A | |
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Lisa Backens 300 Innovation Drive Franklin TN, 37067 | Assistant Vice President | N/A | |
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Chris Bogren 300 Innovation Drive Franklin TN, 37067 | Assistant Vice President | N/A | |
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Annabel Chynces 300 Innovation Drive Franklin TN, 37067 | Assistant Vice President | N/A | |
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Christopher Ciavarra 300 Innovation Drive Franklin TN, 37067 | Assistant Vice President | N/A | |
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Ben Edwards 300 Innovation Drive Franklin TN, 37067 | Assistant Vice President | N/A | |
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Paul Hardy 300 Innovation Drive Franklin TN, 37067 | Assistant Vice President | N/A | |
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Tom Laws 300 Innovation Drive Franklin TN, 37067 | Assistant Vice President | N/A | |
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Heather Mayes 300 Innovation Drive Franklin TN, 37067 | Assistant Vice President | N/A | |
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Julie Muckleroy 300 Innovation Drive Franklin TN, 37067 | Assistant Vice President | N/A | |
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Kevin Nuttall 300 Innovation Drive Franklin TN, 37067 | Assistant Vice President | N/A | |
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Kim Pfenning 300 Innovation Drive Franklin TN, 37067 | Assistant Vice President | N/A | |
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Sam Rosenbrock 300 Innovation Drive Franklin TN, 37067 | Assistant Vice President | N/A | |
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Molly Stevens 300 Innovation Drive Franklin TN, 37067 | Assistant Vice President | N/A | |
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Jeffrey Toerne 300 Innovation Drive Franklin TN, 37067 | Assistant Vice President | N/A | |
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Sharon Wilson 300 Innovation Drive Franklin TN, 37067 | Assistant Vice President | N/A | |
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Phil Wright 300 Innovation Drive Franklin TN, 37067 | Assistant Vice President | N/A | |
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Kristan L. Richardson 1 Corporate Way Lansing, MI 48951 | Secretary | N/A | |
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Amanda Jenkins 1 Corporate Way Lansing, MI 48951 | Assistant Secretary | N/A | |
Item 33. Location of Accounts and Records | |
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The accounts and records of the Registrant are located at the offices of the Registrant at 1 Corporate Way, Lansing, Michigan 48951, at 225 West Wacker Drive, Suite 1200, Chicago, Illinois 60606, and at the following locations: | |
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Office of the Administrator | 1 Corporate Way, Lansing, Michigan 48951 | |
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Office of the Custodian: JPMorgan Chase Bank, N.A. | 270 Park Avenue, New York, New York 10017 | |
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Office of the Custodian: State Street Bank and Trust Company | 200 Newport Avenue, Josiah Quincy Building – Floor 5 North Quincy, Massachusetts 02171 | |
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AQR Capital Management, LLC | Two Greenwich Plaza, Greenwich, Connecticut 06830 | |
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Baillie Gifford Overseas Limited | Calton Square 1 Greenside Row, Edinburgh, EH1 3AN | |
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BlackRock International Limited | Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL | |
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BlackRock Investment Management, LLC | 55 East 52nd Street, New York, New York 10055 | |
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Boston Partners Global Investors, Inc. | 909 Third Avenue, 32nd Floor, New York, New York 10022 | |
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Causeway Capital Management LLC | 11111 Santa Monica Boulevard, 15th Floor, Los Angeles, California 90025 | |
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Champlain Investment Partners, LLC | 180 Battery Street, Suite 400, Burlington, Vermont 05401 | |
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ClearBridge Investments, LLC | 620 8th Avenue, New York, New York 10018 | |
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Congress Asset Management Company, LLP | 2 Seaport Lane, Boston, Massachusetts 02210-2001 | |
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Cooke & Bieler, L.P. | Two Commerce Square 2001 Market Street, Suite 4000, Philadelphia, Pennsylvania 19103 | |
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Dimensional Fund Advisors LP | 6300 Bee Cave Road, Building One, Austin, Texas 78746 | |
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DoubleLine Capital LP | 505 N. Brand Boulevard, Suite 860, Glendale, California 91203 | |
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FIAM LLC | 900 Salem Street, Smithfield, Rhode Island 02917 | |
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First Pacific Advisors, LP | 11400 West Olympic Boulevard, Suite 1200, Los Angeles, California 90064 | |
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First Sentier Investors (Australia) IM LTD | Level 5, Tower 3, International Towers 300 Barangaroo Avenue, Barangaroo, NSW 2000 Australia | |
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Franklin Advisers, Inc. | One Franklin Parkway, San Mateo, California 94403 | |
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Franklin Templeton Institutional, LLC | 600 Fifth Avenue, New York, New York 10020 | |
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Goldman Sachs Asset Management, L.P. | 200 West Street, New York, New York, 10282 | |
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GQG Partners, LLC | 350 East Las Olas Boulevard, Suite 1100, Fort Lauderdale, Florida 33301 | |
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Granahan Investment Management, Inc. | 404 Wyman Street, Suite 460, Waltham, Massachusetts 02451 | |
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Harris Associates L.P. | 111 South Wacker Drive, Suite 4699, Chicago, Illinois 60606 | |
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Heitman Real Estate Securities LLC | 191 North Wacker Drive, Suite 2500, Chicago, Illinois 60606-1615 | |
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Invesco Advisers, Inc. | 1555 Peachtree, N.E., Atlanta, Georgia 30309 | |
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J.P. Morgan Investment Management Inc. | 270 Park Avenue, New York, New York 10017 | |
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Kayne Anderson Rudnick Investment Management, LLC | 1800 Avenue of the Stars, Los Angeles, California 90067 | |
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Lazard Asset Management LLC | 30 Rockefeller Plaza, New York, New York 10112 | |
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Loomis, Sayles & Company, L.P. | One Financial Center, Boston, Massachusetts 02111-2621 | |
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Lord, Abbett & Co. LLC | 90 Hudson Street, Jersey City, NJ 07302-3973 | |
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Massachusetts Financial Services Company d/b/a MFS Investment Management | 111 Huntington Avenue, Boston, Massachusetts 02199-7618 | |
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Mellon Investments Corporation | 201 Washington Street, Boston, Massachusetts 02108 | |
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Neuberger Berman Investment Advisers LLC | 190 South LaSalle Street, Suite 2400, Chicago, Illinois 60603 | |
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Nuance Investments, LLC | 4900 Main Street, Suite 220, Kansas City, Missouri 64112 | |
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Pacific Investment Management Company LLC | 840 Newport Center Drive, Newport Beach, California 92660 | |
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PPM America, Inc. | 225 West Wacker Drive, Suite 1200, Chicago, Illinois 60606 | |
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Reinhart Partners, Inc. | 1500 West Market Street, Suite 100, Mequon, Wisconsin 53092 | |
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River Road Asset Management, LLC | 462 South Fourth Street, Suite 2000 Louisville, Kentucky 40202-3466 | |
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Templeton Global Advisors Limited | Lyford Cay, Nassau, Bahamas | |
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T. Rowe Price Associates, Inc. | 100 East Pratt Street, Baltimore, Maryland 21202 | |
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T. Rowe Price Hong Kong Limited | 6/F Chater House 8 Connaught Place, Central Hong Kong | |
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Victory Capital Management Inc. | 4900 Tiedman Road, 4th Floor, Brooklyn, Ohio 44144-1226 | |
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WCM Investment Management, LLC | 281 Brooks Street, Laguna Beach, California 92651-2974 | |
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Wellington Management Company LLP | 280 Congress Street, Boston, Massachusetts 02210 | |
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Westchester Capital Management, LLC | 100 Summit Lake Drive, Valhalla, New York 10595 | |
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Western Asset Management Company, LLC | 385 East Colorado Boulevard, Pasadena, California 91101 | |
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