1933 Act Reg. No. 33-88316
1940 Act File No. 811-08932
As filed with the Securities and Exchange Commission on September 29, 2021
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-1A
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933 | ☒ | |||
POST-EFFECTIVE AMENDMENT NO. 132 | ☒ |
and
REGISTRATION STATEMENT
UNDER
THE INVESTMENT COMPANY ACT OF 1940 | ☒ | |||
AMENDMENT NO. 134 | ☒ |
Artisan Partners Funds, Inc.
(Registrant)
875 East Wisconsin Avenue, Suite 800
Milwaukee, Wisconsin 53202
Telephone Number: (414) 390-6100
Sarah A. Johnson | John M. Loder | |
Artisan Partners Funds, Inc. | Ropes & Gray LLP | |
875 East Wisconsin Avenue, Suite 800 | Prudential Tower, 800 Boylston Street | |
Milwaukee, Wisconsin 53202 | Boston, Massachusetts 02199 | |
(Agents for Service) |
It is proposed that this filing will become effective immediately pursuant to Rule 462(d) under the Securities Act of 1933, as amended (the “Securities Act”). There have been no changes to the Prospectus or Statement of Additional Information as filed by the Registrant (File No. 33-88316) in Post-Effective Amendment No. 130 to its Registration Statement on Form N-1A (the “Registration Statement”), as supplemented and revised, pursuant to Rule 485(b) under the Securities Act on January 28, 2021.
EXPLANATORY NOTE
This Post-Effective Amendment No. 132 to the Registration Statement is being filed pursuant to Rule 462(d) under the Securities Act, solely for the purpose of filing additional exhibits to the Registration Statement. Accordingly, this Post-Effective Amendment No. 132 consists only of a facing page, this explanatory note, Part C of the Registration Statement, the Exhibit Index, and the exhibits to the Registration Statement listed thereon. This Post-Effective Amendment No. 132 does not modify any other part of the Registration Statement. Pursuant to Rule 462(d) under the Securities Act, this Post-Effective Amendment No. 132 shall become effective immediately upon filing with the Securities and Exchange Commission. The contents of the Registration Statement are hereby incorporated by reference.
OTHER INFORMATION
Exhibit Number | Description |
(a)(1) | |
(2) | |
(3) | |
(4) | |
(5) | |
(6) | |
(7) | |
(8) | |
(9) | |
(10) | |
(11) | |
(12) | |
(13) | |
(14) | |
(15) | |
(16) | |
(17) | |
(18) | |
(19) | |
(b) | |
(c) | None. (Registrant does not issue share certificates.) |
(d)(1) | |
(2) | |
(3) |
(4) | |
(5) | |
(6) | |
(e)(1) | |
(2) | |
(3) | |
(4) | |
(5) | |
(6) | |
(7) | |
(8) | |
(9) | |
(10) | |
(11) | |
(12) | |
(f) | None. |
(g)(1) | |
(2) | |
(3) | Notification to Custodian regarding addition of Artisan Floating Rate Fund. To be filed by amendment. |
(4) |
(22) | |
(23) | |
(24) | |
(25) | |
(26) | |
(27) | |
(28) | |
(29) | |
(30) | |
(31) | |
(32) | |
(33) | |
(34) | |
(35) | |
(36) | |
(37) | |
(38) | |
(39) | |
(40) | |
(41) | Notification to Transfer Agent regarding addition of Artisan Floating Rate Fund. To be filed by amendment. |
(42) | |
(43) | |
(44) |
(22) | |
(23) | |
(24) | |
(25) | |
(26) | |
(27) | |
(28) | |
(29) | |
(30) | |
(31) | |
(32) | |
(33) | |
(34) | |
(35) | Opinion and consent of Godfrey & Kahn, S.C. relating to Artisan Floating Rate Fund. To be filed by amendment. |
(j)(1) | Consent of independent registered public accounting firm relating to Artisan Floating Rate Fund. To be filed by amendment. |
(k) | None. |
(l)(1) | |
(2) | |
(3) | |
(4) |
(5) | |
(6) | |
(7) | |
(8) | |
(9) | |
(10) | |
(11) | |
(12) | |
(m) | None. |
(n) | |
(p)(1) | |
(2) | |
(99)(a) |
Name | Positions and Offices with Underwriter | Positions and Offices with Fund |
Gregory K. Ramirez | Chairman and President | Director, President and Chief Executive Officer |
Michael C. Roos | Vice President | None |
Michelle L. Klein | Chief Financial Officer, Vice President and Treasurer | None |
Sarah A. Johnson | Vice President and Secretary | General Counsel, Vice President and Secretary |
James S. Hamman, Jr. | Vice President | None |
Christopher J. Krein | Vice President | None |
Jill M. Demski | Chief Compliance Officer | Chief Compliance Officer and Anti-Money Laundering Compliance Officer |
(1) | JPMorgan Chase Bank N.A. 383 Madison Avenue, Floor 11 New York, New York 10179 |
Cowen and Company, LLC. 599 Lexington Avenue, 20th Floor New York, New York 10022 | |
(2) | Artisan Partners Limited Partnership (on its own behalf, or on behalf of Artisan Partners Funds, Inc. or Artisan Partners Distributors LLC) |
875 East Wisconsin Avenue, Suite 800 Milwaukee, Wisconsin 53202 | |
777 East Wisconsin Ave, Suite 1200 Milwaukee, Wisconsin 53202 | |
c/o Iron Mountain 5170 S. 6th Street Milwaukee, Wisconsin 53221 | |
(3) | DST Asset Manager Solutions, Inc. 30 W. 7th Street, Suite 219322 Kansas City, MO 64105 |
(4) | Ropes & Gray LLP Prudential Tower 800 Boylston Street Boston, Massachusetts 02199 |
ARTISAN PARTNERS FUNDS, INC. | |
By: | /s/ Gregory K. Ramirez |
Gregory K. Ramirez President and Chief Executive Officer |
Name | Title | Date |
/s/ Gregory K. Ramirez | President, Chief Executive Officer (principal executive officer) and Director | September 29, 2021 |
Gregory K. Ramirez | ||
/s/ Eric R. Colson* | Director | September 29, 2021 |
Eric R. Colson | ||
/s/ Coleen Downs Dinneen* | Director | September 29, 2021 |
Coleen Downs Dinneen | ||
/s/ Gail L. Hanson* | Director | September 29, 2021 |
Gail L. Hanson | ||
/s/ Bonnie L. Howard* | Director | September 29, 2021 |
Bonnie L. Howard | ||
/s/ William J. Kelly* | Director | September 29, 2021 |
William J. Kelly | ||
/s/ Peter M. Lebovitz* | Director | September 29, 2021 |
Peter M. Lebovitz | ||
/s/ Peter E. Sundman* | Director | September 29, 2021 |
Peter E. Sundman | ||
/s/ Shannon K. Jagodinski | Chief Financial Officer (principal financial and accounting officer), Vice President and Treasurer | September 29, 2021 |
Shannon K. Jagodinski |
By: | /s/ Nathan D. Briggs |
Nathan D. Briggs |