Stanley Black & Decker, Inc.
November 13, 2019
Page 2
(b) the prospectus, dated October 25, 2017 (the “Base Prospectus”), which forms a part of and is included in the Registration Statement;
(c) the preliminary prospectus supplement, dated November 7, 2019 (together with the Base Prospectus, the “Preliminary Prospectus”), relating to the Equity Units, in the form filed with the Commission pursuant to Rule 424(b) of the Rules and Regulations;
(d) the final prospectus supplement, dated November 7, 2019, (together with the Base Prospectus, the “Prospectus”), relating to the Equity Units, in the form filed with the Commission pursuant to Rule 424(b) of the Rules and Regulations;
(e) an executed copy of the Underwriting Agreement;
(f) an executed copy of the Certificate of Amendment to the Company’s Restated Certificate of Incorporation, dated the date hereof, creating, among other things, the Convertible Preferred Securities, filed with the Secretary of State of the State of Connecticut;
(g) an executed copy of the Purchase Contract Agreement;
(h) the global certificates evidencing the Equity Units registered in the name of Cede & Co. (the “Global Certificates”) executed by the Company and delivered to the Purchase Contract Agent for authentication and delivery;
(i) the Restated Certificate of Incorporation of the Company, including all amendments as in effect at the date hereof and at all dates relevant to this opinion;
(j) the Revised Amended & Restated ByLaws of the Company, including all amendments as in effect at all dates relevant to this opinion; and
(k) certain resolutions of the Board of Directors of the Company, adopted April 25, 2007, October 28, 2010, October 13, 2011 and December 2, 2016, and certain resolutions of the sole member of the Special Securities Committee thereof, dated November 7, 2019 and November 13, 2019.
I have also examined originals or copies, certified or otherwise identified to my satisfaction, of such records of the Company and such agreements, certificates and receipts of public officials, certificates of officers or other representatives of the Company and others, and such other documents as I have deemed necessary or appropriate as a basis for the opinions stated below, the factual representations and warranties contained in the Underwriting Agreement.