FORM 8 (OPD)
PUBLIC OPENING POSITION DISCLOSURE BY A PARTY TO AN OFFER
Rules 8.1 and 8.2 of the Takeover Code (the “Code”)
| (a) Identity of the party to the offer making the disclosure: | Shire plc |
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient | |
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each party to the offer | Shire plc |
| (d) Is the party to the offer making the disclosure the offeror or the offeree? | OFFEREE |
| (e) Date position held: | 2 July 2014 |
| (f) Has the party previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | YES If YES, specify which: AbbVie Inc. |
| 2. | POSITIONS OF THE PARTY TO THE OFFER MAKING THE DISCLOSURE |
| (a) | Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates |
Class of relevant security: | Shire 5p ordinary shares |
| | Interests | Short positions |
| Number | % | Number | % |
| (1) Relevant securities owned and/or controlled: | Nil | 0.00 | Nil | 0.00 |
| (2) Derivatives (other than options): | Nil | 0.00 | Nil | 0.00 |
| (3) Options and agreements to purchase/sell: | Nil | 0.00 | Nil | 0.00 |
TOTAL: | Nil | 0.00 | Nil | 0.00 |
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
| (b) | Rights to subscribe for new securities |
| Class of relevant security in relation to which subscription right exists: | None |
| Details, including nature of the rights concerned and relevant percentages: | None |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
| (c) | Irrevocable commitments and letters of intent |
| Details of any irrevocable commitments or letters of intent procured by the party to the offer making the disclosure or any person acting in concert with it (see Note 3 on Rule 2.11 of the Code): |
None |
| 3. | POSITIONS OF PERSONS ACTING IN CONCERT WITH THE PARTY TO THE OFFER MAKING THE DISCLOSURE |
| Details of any interests, short positions and rights to subscribe of any person acting in concert with the party to the offer making the disclosure: |
3(a) Shares held by directors of Shire plc
| Director | Number of Shire 5p ordinary shares | Percentage of existing issued shares |
| Dr. Flemming Ornskov | 22,000 | 0.00 |
| Dominic Blakemore | 248 | 0.00 |
| William Burns | 1,268 | 0.00 |
| Dr. Steven Gillis | 1,206 (402 ADS)* | 0.00 |
| Dr. David Ginsburg | 1,155 (385 ADS)* | 0.00 |
| David Kappler | 11,322 | 0.00 |
| Susan Kilsby | 1,323 (441 ADS)* | 0.00 |
| Anne Minto | 3,511 | 0.00 |
| David Stout | 1,209 (403 ADS)* | 0.00 |
* Shares held in the form of American Depository Shares (“ADS”). 1 ADS is equivalent to 3 x 5p ordinary shares.
3(b) Directors rights to subscribe in Shire plc shares
Portfolio Share Plan – Award date: 28/2/2013
| Director | Award type | Number of Shire 5p ordinary shares | Vesting date |
| Dr. Flemming Ornskov | Stock Appreciation Right | 136,803 (45,601 ADS)* | 28/2/2016 – 28/2/2020 |
| Dr. Flemming Ornskov | Performance Share Award | 102,603 (34,201 ADS)* | 28/2/2016 |
* Shares held in the form of American Depository Shares (“ADS”). 1 ADS is equivalent to 3 x 5p ordinary shares.
Portfolio Share Plan – Award date: 2/5/2013
| Director | Award type | Number of Shire 5p ordinary shares | Vesting date |
| Dr. Flemming Ornskov | Stock Appreciation Right | 56,952 (18,984 ADS)* | 2/5/2016 – 2/5/2020 |
| Dr. Flemming Ornskov | Performance Share Award | 32,463 (10,821 ADS)* | 2/5/2016 |
* Shares held in the form of American Depository Shares (“ADS”). 1 ADS is equivalent to 3 x 5p ordinary shares.
Portfolio Share Plan – Award date: 28/2/2014
| Director | Award type | Number of Shire 5p ordinary shares | Vesting date |
| Dr. Flemming Ornskov | Stock Appreciation Right | 102,522 (34,174 ADS)* | 28/2/2017 – 28/2/2021 |
| Dr. Flemming Ornskov | Performance Share Award | 76,893 (25,631 ADS)* | 28/2/2017 |
* Shares held in the form of American Depository Shares (“ADS”). 1 ADS is equivalent to 3 x 5p ordinary shares.
Deferred share award – Award date: 2/5/2013
| Director | Award type | Number of Shire 5p ordinary shares | Vesting date |
| Dr. Flemming Ornskov | Deferred Shares | 45,858 (15,286 ADS)* | 28/2/2015 |
* Shares held in the form of American Depository Shares (“ADS”). 1 ADS is equivalent to 3 x 5p ordinary shares.
Executive Annual Incentive Plan – Award date: 31/3/2014
| Director | Award type | Number of Shire 5p ordinary shares | Vesting date |
| Dr. Flemming Ornskov | Deferred Shares | 8,109 (2,703 ADS)* | 31/3/2017 |
* Shares held in the form of American Depository Shares (“ADS”). 1 ADS is equivalent to 3 x 5p ordinary shares.
Employee Stock Purchase Plan
| Director | Product description | Option price | Number of Shire shares | Exercise date |
| Dr. Flemming Ornskov | Option over ADS | The option price is the lower of 85% of the fair market value of an ADS on 1/11/2013 and 85% of the fair market value of an ADS on the exercise date. | On 1/11/2013, the option over ADS was granted. Dr. Ornskov elected to save USD 480.76 per fortnight (such that an amount of USD 12,499.76 will have been saved by the exercise date). If the fair market value of an ADS on 1/11/2013 applies (being USD 134.04), then the option price will be USD 113.93 (85% of USD 134.04) which would in turn mean that Dr. Ornskov will receive 109 ADS (=327 shares). | 31/10/2014 |
3(c) Share interests of connected advisers
Citigroup Global Markets Inc
Class of relevant security: | 5p ordinary shares (held through ADS) |
| | Interests | Short positions |
| Number | % | Number | % |
| (1) Relevant securities owned and/or controlled: | Nil | 0.00 | 55,473 | 0.01 |
| (2) Derivatives (other than options): | Nil | 0.00 | Nil | 0.00 |
| (3) Options and agreements to purchase/sell: | Nil | 0.00 | Nil | 0.00 |
TOTAL: | Nil | 0.00 | 55,473 | 0.01 |
Citibank NA
Class of relevant security: | 5p ordinary shares (held through ADS) |
| | Interests | Short positions |
| Number | % | Number | % |
| (1) Relevant securities owned and/or controlled: | 6,816 | 0.00 | Nil | 0.00 |
| (2) Derivatives (other than options): | Nil | 0.00 | Nil | 0.00 |
| (3) Options and agreements to purchase/sell: | Nil | 0.00 | Nil | 0.00 |
TOTAL: | 6,816 | 0.00 | Nil | 0.00 |
Citigroup Derivatives Markets Inc
Class of relevant security: | 5p ordinary shares (held through ADS) |
| | Interests | Short positions |
| Number | % | Number | % |
| (1) Relevant securities owned and/or controlled: | 78,417 | 0.01 | 89,355 | 0.02 |
| (2) Derivatives (other than options): | Nil | 0.00 | Nil | 0.00 |
| (3) Options and agreements to purchase/sell: | 752,700 | 0.13 | 855,600 | 0.15 |
TOTAL: | 831,117 | 0.14 | 944,955 | 0.16 |
(GS) GOLDMAN SACHS FINANCIAL MARKETS, L.P.
Class of relevant security: | 5p ordinary shares (held directly or through ADS) |
| | Interests | Short positions |
| Number | % | Number | % |
| (1) Relevant securities owned and/or controlled: | 12 | 0.00 | Nil | 0.00 |
| (2) Derivatives (other than options): | Nil | 0.00 | Nil | 0.00 |
| (3) Options and agreements to purchase/sell: | Nil | 0.00 | Nil | 0.00 |
TOTAL: | 12 | 0.00 | Nil | 0.00 |
(GS) GOLDMAN, SACHS & CO.
Class of relevant security: | 5p ordinary shares (held directly or through ADS) |
| | Interests | Short positions |
| | Number | % | Number | % |
| (1) Relevant securities owned and/or controlled: | 270,328 | 0.05 | 64,980 | 0.01 |
| (2) Derivatives (other than options): | Nil | 0.00 | Nil | 0.00 |
| (3) Options and agreements to purchase/sell: | 57,300 | 0.01 | 44,700 | 0.01 |
TOTAL: | 327,628 | 0.06 | 109,680 | 0.02 |
(GS) GOLDMAN SACHS BANK AG
Class of relevant security: | 5p ordinary shares (held directly or through ADS) |
| | Interests | Short positions |
| Number | % | Number | % |
| (1) Relevant securities owned and/or controlled: | 68,893 | 0.01 | Nil | 0.00 |
| (2) Derivatives (other than options): | Nil | 0.00 | Nil | 0.00 |
| (3) Options and agreements to purchase/sell: | Nil | 0.00 | Nil | 0.00 |
TOTAL: | 68,893 | 0.01 | Nil | 0.00 |
Deutsche Bank Suisse SA
Class of relevant security: | 5p ordinary shares |
| | Interests | Short positions |
| Number | % | Number | % |
| (1) Relevant securities owned and/or controlled: | 690 | 0.00 | Nil | 0.00 |
| (2) Derivatives (other than options): | Nil | 0.00 | Nil | 0.00 |
| (3) Options and agreements to purchase/sell: | Nil | 0.00 | Nil | 0.00 |
TOTAL: | 690 | 0.00 | Nil | 0.00 |
Oppenheim Asset Management Services S.a.r.l
Class of relevant security: | 5p ordinary shares |
| | Interests | Short positions |
| Number | % | Number | % |
| (1) Relevant securities owned and/or controlled: | 10,694 | 0.00 | Nil | 0.00 |
| (2) Derivatives (other than options): | Nil | 0.00 | Nil | 0.00 |
| (3) Options and agreements to purchase/sell: | Nil | 0.00 | Nil | 0.00 |
TOTAL: | 10,694 | 0.00 | Nil | 0.00 |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3 for each additional class of relevant security.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
| (a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer making the disclosure or any person acting in concert with it: If there are no such agreements, arrangements or understandings, state “none” |
None |
| (b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer making the disclosure, or any person acting in concert with it, and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None |
Are any Supplemental Forms attached?
| Supplemental Form 8 (Open Positions) | YES |
| Supplemental Form 8 (SBL) | YES |
| Date of disclosure: | 3 July 2014 |
| Contact name: | Tatjana May (General Counsel and Company Secretary) Tony Guthrie (Deputy Company Secretary) |
| Telephone number: | +44 1256 894 000 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
| Identity of person whose open positions are being disclosed: | Citigroup Derivatives Markets Inc |
| Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | Shire Plc |
| 2. | OPTIONS AND DERIVATIVES |
| Class of relevant security | Product description e.g. call option | Written or purchased | Number of securities to which option or derivative relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date |
| ADS | Put Option | Purchased | 323 | 200 | European | 2014-07-19 |
| ADS | Call Option | Purchased | 184 | 260 | European | 2014-10-18 |
| ADS | Put Option | Purchased | 166 | 210 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 157 | 200 | European | 2014-07-19 |
| ADS | Call Option | Purchased | 136 | 260 | European | 2014-10-18 |
| ADS | Call Option | Purchased | 125 | 260 | European | 2014-08-16 |
| ADS | Call Option | Purchased | 120 | 260 | European | 2014-10-18 |
| ADS | Call Option | Purchased | 109 | 255 | European | 2014-07-19 |
| ADS | Call Option | Purchased | 80 | 255 | European | 2014-07-19 |
| ADS | Call Option | Purchased | 73 | 260 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 60 | 200 | European | 2014-07-19 |
| ADS | Call Option | Purchased | 52 | 250 | European | 2014-07-19 |
| ADS | Call Option | Purchased | 50 | 260 | European | 2014-08-16 |
| ADS | Call Option | Purchased | 45 | 190 | European | 2014-07-19 |
| ADS | Call Option | Purchased | 43 | 180 | European | 2014-07-19 |
| ADS | Call Option | Purchased | 41 | 260 | European | 2014-07-19 |
| ADS | Call Option | Purchased | 40 | 195 | European | 2014-10-18 |
| ADS | Call Option | Purchased | 39 | 250 | European | 2014-07-19 |
| ADS | Call Option | Purchased | 38 | 190 | European | 2014-07-19 |
| ADS | Call Option | Purchased | 36 | 250 | European | 2014-08-16 |
| ADS | Call Option | Purchased | 36 | 200 | European | 2014-10-18 |
| ADS | Call Option | Purchased | 33 | 260 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 32 | 165 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 30 | 270 | European | 2014-08-16 |
| ADS | Put Option | Purchased | 28 | 205 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 28 | 210 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 26 | 210 | European | 2014-07-19 |
| ADS | Call Option | Purchased | 25 | 185 | European | 2014-07-19 |
| ADS | Call Option | Purchased | 25 | 250 | European | 2014-08-16 |
| ADS | Put Option | Purchased | 23 | 160 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 22 | 165 | European | 2014-10-18 |
| ADS | Call Option | Purchased | 20 | 215 | European | 2014-07-19 |
| ADS | Call Option | Purchased | 20 | 155 | European | 2014-10-18 |
| ADS | Call Option | Purchased | 20 | 170 | European | 2014-10-18 |
| ADS | Call Option | Purchased | 20 | 220 | European | 2014-10-18 |
| ADS | Call Option | Purchased | 19 | 185 | European | 2014-07-19 |
| ADS | Call Option | Purchased | 18 | 180 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 16 | 130 | European | 2014-07-19 |
| ADS | Call Option | Purchased | 16 | 180 | European | 2014-07-19 |
| ADS | Call Option | Purchased | 16 | 190 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 16 | 195 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 16 | 205 | European | 2014-07-19 |
| ADS | Call Option | Purchased | 16 | 250 | European | 2014-07-19 |
| ADS | Call Option | Purchased | 16 | 200 | European | 2014-10-18 |
| ADS | Call Option | Purchased | 15 | 145 | European | 2014-07-19 |
| ADS | Call Option | Purchased | 15 | 260 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 15 | 90 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 15 | 165 | European | 2014-10-18 |
| ADS | Call Option | Purchased | 14 | 200 | European | 2014-07-19 |
| ADS | Call Option | Purchased | 13 | 200 | European | 2015-01-17 |
| ADS | Put Option | Purchased | 13 | 185 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 13 | 210 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 13 | 210 | European | 2014-07-19 |
| ADS | Call Option | Purchased | 13 | 230 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 13 | 85 | European | 2014-10-18 |
| ADS | Call Option | Purchased | 12 | 170 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 12 | 170 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 12 | 175 | European | 2014-07-19 |
| ADS | Call Option | Purchased | 12 | 190 | European | 2014-10-18 |
| ADS | Put Option | Purchased | 12 | 265 | European | 2014-10-18 |
| ADS | Put Option | Purchased | 11 | 185 | European | 2015-01-17 |
| ADS | Put Option | Purchased | 11 | 140 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 11 | 175 | European | 2014-07-19 |
| ADS | Call Option | Purchased | 11 | 220 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 10 | 120 | European | 2014-07-19 |
| ADS | Call Option | Purchased | 10 | 170 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 10 | 170 | European | 2014-07-19 |
| ADS | Call Option | Purchased | 10 | 185 | European | 2014-07-19 |
| ADS | Call Option | Purchased | 10 | 215 | European | 2014-08-16 |
| ADS | Call Option | Purchased | 10 | 220 | European | 2014-08-16 |
| ADS | Put Option | Purchased | 10 | 220 | European | 2014-08-16 |
| ADS | Put Option | Purchased | 10 | 255 | European | 2014-08-16 |
| ADS | Put Option | Purchased | 10 | 260 | European | 2014-08-16 |
| ADS | Put Option | Purchased | 10 | 140 | European | 2014-10-18 |
| ADS | Call Option | Purchased | 10 | 250 | European | 2014-10-18 |
| ADS | Put Option | Purchased | 9 | 115 | European | 2014-07-19 |
| ADS | Call Option | Purchased | 9 | 195 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 9 | 220 | European | 2014-07-19 |
| ADS | Call Option | Purchased | 8 | 220 | European | 2015-01-17 |
| ADS | Call Option | Purchased | 8 | 280 | European | 2015-01-17 |
| ADS | Put Option | Purchased | 8 | 155 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 8 | 215 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 8 | 220 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 8 | 85 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 8 | 175 | European | 2014-10-18 |
| ADS | Call Option | Purchased | 7 | 250 | European | 2015-01-17 |
| ADS | Put Option | Purchased | 7 | 175 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 7 | 185 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 7 | 185 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 7 | 205 | European | 2014-07-19 |
| ADS | Call Option | Purchased | 7 | 220 | European | 2014-07-19 |
| ADS | Call Option | Purchased | 7 | 175 | European | 2014-10-18 |
| ADS | Call Option | Purchased | 7 | 175 | European | 2014-10-18 |
| ADS | Put Option | Purchased | 7 | 175 | European | 2014-10-18 |
| ADS | Put Option | Purchased | 7 | 180 | European | 2014-10-18 |
| ADS | Call Option | Purchased | 6 | 250 | European | 2015-01-17 |
| ADS | Put Option | Purchased | 6 | 110 | European | 2014-07-19 |
| ADS | Call Option | Purchased | 6 | 185 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 6 | 205 | European | 2014-07-19 |
| ADS | Call Option | Purchased | 6 | 210 | European | 2014-07-19 |
| ADS | Call Option | Purchased | 6 | 240 | European | 2014-08-16 |
| ADS | Put Option | Purchased | 6 | 105 | European | 2014-10-18 |
| ADS | Put Option | Purchased | 6 | 170 | European | 2014-10-18 |
| ADS | Call Option | Purchased | 6 | 175 | European | 2014-10-18 |
| ADS | Put Option | Purchased | 6 | 175 | European | 2014-10-18 |
| ADS | Put Option | Purchased | 6 | 180 | European | 2014-10-18 |
| ADS | Put Option | Purchased | 5 | 105 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 5 | 160 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 5 | 195 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 5 | 215 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 5 | 85 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 5 | 195 | European | 2014-08-16 |
| ADS | Call Option | Purchased | 5 | 245 | European | 2014-08-16 |
| ADS | Call Option | Purchased | 5 | 270 | European | 2014-08-16 |
| ADS | Call Option | Purchased | 5 | 165 | European | 2014-10-18 |
| ADS | Put Option | Purchased | 5 | 165 | European | 2014-10-18 |
| ADS | Call Option | Purchased | 4 | 265 | European | 2015-01-17 |
| ADS | Call Option | Purchased | 4 | 270 | European | 2015-01-17 |
| ADS | Put Option | Purchased | 4 | 100 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 4 | 135 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 4 | 160 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 4 | 160 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 4 | 170 | European | 2014-07-19 |
| ADS | Call Option | Purchased | 4 | 175 | European | 2014-07-19 |
| ADS | Call Option | Purchased | 4 | 180 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 4 | 200 | European | 2014-07-19 |
| ADS | Call Option | Purchased | 4 | 210 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 4 | 220 | European | 2014-07-19 |
| ADS | Call Option | Purchased | 4 | 255 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 4 | 195 | European | 2014-08-16 |
| ADS | Put Option | Purchased | 4 | 225 | European | 2014-08-16 |
| ADS | Call Option | Purchased | 4 | 160 | European | 2014-10-18 |
| ADS | Put Option | Purchased | 4 | 170 | European | 2014-10-18 |
| ADS | Put Option | Purchased | 4 | 180 | European | 2014-10-18 |
| ADS | Put Option | Purchased | 3 | 125 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 3 | 135 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 3 | 140 | European | 2014-07-19 |
| ADS | Call Option | Purchased | 3 | 155 | European | 2014-07-19 |
| ADS | Call Option | Purchased | 3 | 170 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 3 | 185 | European | 2014-07-19 |
| ADS | Call Option | Purchased | 3 | 195 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 3 | 200 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 3 | 225 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 3 | 230 | European | 2014-07-19 |
| ADS | Call Option | Purchased | 3 | 265 | European | 2014-08-16 |
| ADS | Call Option | Purchased | 3 | 270 | European | 2014-08-16 |
| ADS | Call Option | Purchased | 3 | 270 | European | 2014-08-16 |
| ADS | Put Option | Purchased | 3 | 170 | European | 2014-10-18 |
| ADS | Call Option | Purchased | 3 | 185 | European | 2014-10-18 |
| ADS | Put Option | Purchased | 3 | 200 | European | 2014-10-18 |
| ADS | Put Option | Purchased | 3 | 200 | European | 2014-10-18 |
| ADS | Call Option | Purchased | 3 | 220 | European | 2014-10-18 |
| ADS | Put Option | Purchased | 2 | 120 | European | 2015-01-17 |
| ADS | Put Option | Purchased | 2 | 140 | European | 2015-01-17 |
| ADS | Put Option | Purchased | 2 | 150 | European | 2015-01-17 |
| ADS | Put Option | Purchased | 2 | 175 | European | 2015-01-17 |
| ADS | Put Option | Purchased | 2 | 185 | European | 2015-01-17 |
| ADS | Call Option | Purchased | 2 | 190 | European | 2015-01-17 |
| ADS | Put Option | Purchased | 2 | 195 | European | 2015-01-17 |
| ADS | Put Option | Purchased | 2 | 200 | European | 2015-01-17 |
| ADS | Call Option | Purchased | 2 | 250 | European | 2015-01-17 |
| ADS | Call Option | Purchased | 2 | 265 | European | 2015-01-17 |
| ADS | Call Option | Purchased | 2 | 265 | European | 2015-01-17 |
| ADS | Call Option | Purchased | 2 | 125 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 2 | 140 | European | 2014-07-19 |
| ADS | Call Option | Purchased | 2 | 145 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 2 | 145 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 2 | 160 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 2 | 170 | European | 2014-07-19 |
| ADS | Call Option | Purchased | 2 | 175 | European | 2014-07-19 |
| ADS | Call Option | Purchased | 2 | 185 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 2 | 185 | European | 2014-07-19 |
| ADS | Call Option | Purchased | 2 | 220 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 2 | 225 | European | 2014-07-19 |
| ADS | Call Option | Purchased | 2 | 150 | European | 2014-10-18 |
| ADS | Call Option | Purchased | 2 | 160 | European | 2014-10-18 |
| ADS | Call Option | Purchased | 2 | 170 | European | 2014-10-18 |
| ADS | Call Option | Purchased | 2 | 170 | European | 2014-10-18 |
| ADS | Put Option | Purchased | 2 | 170 | European | 2014-10-18 |
| ADS | Call Option | Purchased | 2 | 175 | European | 2014-10-18 |
| ADS | Call Option | Purchased | 2 | 180 | European | 2014-10-18 |
| ADS | Put Option | Purchased | 2 | 185 | European | 2014-10-18 |
| ADS | Put Option | Purchased | 2 | 195 | European | 2014-10-18 |
| ADS | Put Option | Purchased | 2 | 195 | European | 2014-10-18 |
| ADS | Put Option | Purchased | 2 | 195 | European | 2014-10-18 |
| ADS | Put Option | Purchased | 2 | 200 | European | 2014-10-18 |
| ADS | Put Option | Purchased | 2 | 200 | European | 2014-10-18 |
| ADS | Call Option | Purchased | 2 | 210 | European | 2014-10-18 |
| ADS | Put Option | Purchased | 2 | 260 | European | 2014-10-18 |
| ADS | Call Option | Purchased | 2 | 265 | European | 2014-10-18 |
| ADS | Call Option | Purchased | 2 | 275 | European | 2014-10-18 |
| ADS | Put Option | Purchased | 1 | 170 | European | 2015-01-17 |
| ADS | Call Option | Purchased | 1 | 180 | European | 2015-01-17 |
| ADS | Call Option | Purchased | 1 | 190 | European | 2015-01-17 |
| ADS | Call Option | Purchased | 1 | 200 | European | 2015-01-17 |
| ADS | Call Option | Purchased | 1 | 200 | European | 2015-01-17 |
| ADS | Call Option | Purchased | 1 | 250 | European | 2015-01-17 |
| ADS | Call Option | Purchased | 1 | 265 | European | 2015-01-17 |
| ADS | Call Option | Purchased | 1 | 275 | European | 2015-01-17 |
| ADS | Put Option | Purchased | 1 | 130 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 1 | 145 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 1 | 150 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 1 | 150 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 1 | 150 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 1 | 150 | European | 2014-07-19 |
| ADS | Call Option | Purchased | 1 | 160 | European | 2014-07-19 |
| ADS | Call Option | Purchased | 1 | 165 | European | 2014-07-19 |
| ADS | Call Option | Purchased | 1 | 165 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 1 | 165 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 1 | 165 | European | 2014-07-19 |
| ADS | Call Option | Purchased | 1 | 170 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 1 | 170 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 1 | 170 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 1 | 175 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 1 | 180 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 1 | 180 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 1 | 185 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 1 | 215 | European | 2014-07-19 |
| ADS | Call Option | Purchased | 1 | 220 | European | 2014-07-19 |
| ADS | Call Option | Purchased | 1 | 230 | European | 2014-07-19 |
| ADS | Call Option | Purchased | 1 | 260 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 1 | 85 | European | 2014-07-19 |
| ADS | Put Option | Purchased | 1 | 210 | European | 2014-08-16 |
| ADS | Put Option | Purchased | 1 | 225 | European | 2014-08-16 |
| ADS | Call Option | Purchased | 1 | 230 | European | 2014-08-16 |
| ADS | Call Option | Purchased | 1 | 240 | European | 2014-08-16 |
| ADS | Call Option | Purchased | 1 | 270 | European | 2014-08-16 |
| ADS | Call Option | Purchased | 1 | 270 | European | 2014-08-16 |
| ADS | Call Option | Purchased | 1 | 275 | European | 2014-08-16 |
| ADS | Put Option | Purchased | 1 | 140 | European | 2014-10-18 |
| ADS | Call Option | Purchased | 1 | 145 | European | 2014-10-18 |
| ADS | Call Option | Purchased | 1 | 165 | European | 2014-10-18 |
| ADS | Put Option | Purchased | 1 | 175 | European | 2014-10-18 |
| ADS | Put Option | Purchased | 1 | 175 | European | 2014-10-18 |
| ADS | Call Option | Purchased | 1 | 180 | European | 2014-10-18 |
| ADS | Call Option | Purchased | 1 | 185 | European | 2014-10-18 |
| ADS | Call Option | Purchased | 1 | 190 | European | 2014-10-18 |
| ADS | Put Option | Purchased | 1 | 190 | European | 2014-10-18 |
| ADS | Put Option | Purchased | 1 | 190 | European | 2014-10-18 |
| ADS | Put Option | Purchased | 1 | 190 | European | 2014-10-18 |
| ADS | Call Option | Purchased | 1 | 200 | European | 2014-10-18 |
| ADS | Put Option | Purchased | 1 | 200 | European | 2014-10-18 |
| ADS | Call Option | Purchased | 1 | 220 | European | 2014-10-18 |
| ADS | Call Option | Purchased | 1 | 220 | European | 2014-10-18 |
| ADS | Call Option | Purchased | 1 | 220 | European | 2014-10-18 |
| ADS | Call Option | Purchased | 1 | 220 | European | 2014-10-18 |
| ADS | Put Option | Purchased | 1 | 260 | European | 2014-10-18 |
| ADS | Put Option | Purchased | 1 | 260 | European | 2014-10-18 |
| ADS | Put Option | Purchased | 1 | 260 | European | 2014-10-18 |
| ADS | Call Option | Purchased | 1 | 265 | European | 2014-10-18 |
| ADS | Call Option | Purchased | 1 | 265 | European | 2014-10-18 |
| ADS | Call Option | Purchased | 1 | 265 | European | 2014-10-18 |
| ADS | Call Option | Purchased | 1 | 275 | European | 2014-10-18 |
| ADS | Call Option | Purchased | 1 | 275 | European | 2014-10-18 |
| ADS | Call Option | Purchased | 1 | 275 | European | 2014-10-18 |
| ADS | Call Option | Written | -1 | 100 | European | 2015-01-17 |
| ADS | Call Option | Written | -1 | 110 | European | 2015-01-17 |
| ADS | Call Option | Written | -1 | 110 | European | 2015-01-17 |
| ADS | Call Option | Written | -1 | 120 | European | 2015-01-17 |
| ADS | Call Option | Written | -1 | 135 | European | 2015-01-17 |
| ADS | Call Option | Written | -1 | 135 | European | 2015-01-17 |
| ADS | Call Option | Written | -1 | 175 | European | 2015-01-17 |
| ADS | Call Option | Written | -1 | 235 | European | 2015-01-17 |
| ADS | Call Option | Written | -1 | 240 | European | 2015-01-17 |
| ADS | Call Option | Written | -1 | 240 | European | 2015-01-17 |
| ADS | Call Option | Written | -1 | 240 | European | 2015-01-17 |
| ADS | Call Option | Written | -1 | 125 | European | 2014-07-19 |
| ADS | Call Option | Written | -1 | 125 | European | 2014-07-19 |
| ADS | Call Option | Written | -1 | 125 | European | 2014-07-19 |
| ADS | Put Option | Written | -1 | 150 | European | 2014-07-19 |
| ADS | Call Option | Written | -1 | 160 | European | 2014-07-19 |
| ADS | Call Option | Written | -1 | 160 | European | 2014-07-19 |
| ADS | Call Option | Written | -1 | 160 | European | 2014-07-19 |
| ADS | Put Option | Written | -1 | 165 | European | 2014-07-19 |
| ADS | Call Option | Written | -1 | 180 | European | 2014-07-19 |
| ADS | Call Option | Written | -1 | 190 | European | 2014-07-19 |
| ADS | Put Option | Written | -1 | 190 | European | 2014-07-19 |
| ADS | Put Option | Written | -1 | 190 | European | 2014-07-19 |
| ADS | Call Option | Written | -1 | 195 | European | 2014-07-19 |
| ADS | Call Option | Written | -1 | 200 | European | 2014-07-19 |
| ADS | Put Option | Written | -1 | 235 | European | 2014-07-19 |
| ADS | Put Option | Written | -1 | 200 | European | 2014-08-16 |
| ADS | Call Option | Written | -1 | 220 | European | 2014-08-16 |
| ADS | Put Option | Written | -1 | 220 | European | 2014-08-16 |
| ADS | Put Option | Written | -1 | 145 | European | 2014-10-18 |
| ADS | Put Option | Written | -1 | 150 | European | 2014-10-18 |
| ADS | Call Option | Written | -1 | 155 | European | 2014-10-18 |
| ADS | Put Option | Written | -1 | 155 | European | 2014-10-18 |
| ADS | Call Option | Written | -1 | 170 | European | 2014-10-18 |
| ADS | Put Option | Written | -1 | 185 | European | 2014-10-18 |
| ADS | Put Option | Written | -1 | 185 | European | 2014-10-18 |
| ADS | Put Option | Written | -1 | 185 | European | 2014-10-18 |
| ADS | Put Option | Written | -1 | 185 | European | 2014-10-18 |
| ADS | Call Option | Written | -2 | 130 | European | 2015-01-17 |
| ADS | Call Option | Written | -2 | 135 | European | 2015-01-17 |
| ADS | Call Option | Written | -2 | 235 | European | 2015-01-17 |
| ADS | Call Option | Written | -2 | 240 | European | 2015-01-17 |
| ADS | Call Option | Written | -2 | 155 | European | 2014-07-19 |
| ADS | Put Option | Written | -2 | 190 | European | 2014-07-19 |
| ADS | Call Option | Written | -2 | 245 | European | 2014-07-19 |
| ADS | Call Option | Written | -2 | 225 | European | 2014-08-16 |
| ADS | Call Option | Written | -2 | 225 | European | 2014-08-16 |
| ADS | Call Option | Written | -2 | 225 | European | 2014-08-16 |
| ADS | Put Option | Written | -2 | 100 | European | 2014-10-18 |
| ADS | Put Option | Written | -2 | 130 | European | 2014-10-18 |
| ADS | Put Option | Written | -2 | 150 | European | 2014-10-18 |
| ADS | Call Option | Written | -2 | 165 | European | 2014-10-18 |
| ADS | Call Option | Written | -2 | 190 | European | 2014-10-18 |
| ADS | Call Option | Written | -3 | 210 | European | 2015-01-17 |
| ADS | Call Option | Written | -3 | 220 | European | 2015-01-17 |
| ADS | Call Option | Written | -3 | 150 | European | 2014-07-19 |
| ADS | Put Option | Written | -3 | 180 | European | 2014-07-19 |
| ADS | Call Option | Written | -3 | 190 | European | 2014-07-19 |
| ADS | Put Option | Written | -3 | 230 | European | 2014-08-16 |
| ADS | Call Option | Written | -3 | 235 | European | 2014-08-16 |
| ADS | Put Option | Written | -3 | 150 | European | 2014-10-18 |
| ADS | Call Option | Written | -3 | 230 | European | 2014-10-18 |
| ADS | Put Option | Written | -3 | 90 | European | 2014-10-18 |
| ADS | Put Option | Written | -4 | 160 | European | 2015-01-17 |
| ADS | Put Option | Written | -4 | 100 | European | 2014-07-19 |
| ADS | Call Option | Written | -4 | 125 | European | 2014-07-19 |
| ADS | Put Option | Written | -4 | 135 | European | 2014-07-19 |
| ADS | Put Option | Written | -4 | 225 | European | 2014-08-16 |
| ADS | Put Option | Written | -4 | 230 | European | 2014-08-16 |
| ADS | Call Option | Written | -4 | 235 | European | 2014-08-16 |
| ADS | Put Option | Written | -4 | 145 | European | 2014-10-18 |
| ADS | Put Option | Written | -4 | 170 | European | 2014-10-18 |
| ADS | Call Option | Written | -4 | 240 | European | 2014-10-18 |
| ADS | Put Option | Written | -5 | 180 | European | 2014-07-19 |
| ADS | Call Option | Written | -5 | 245 | European | 2014-07-19 |
| ADS | Put Option | Written | -5 | 175 | European | 2014-08-16 |
| ADS | Call Option | Written | -5 | 235 | European | 2014-08-16 |
| ADS | Call Option | Written | -5 | 290 | European | 2014-08-16 |
| ADS | Put Option | Written | -6 | 200 | European | 2014-07-19 |
| ADS | Put Option | Written | -6 | 230 | European | 2014-07-19 |
| ADS | Call Option | Written | -6 | 245 | European | 2014-07-19 |
| ADS | Call Option | Written | -6 | 230 | European | 2014-08-16 |
| ADS | Call Option | Written | -6 | 240 | European | 2014-08-16 |
| ADS | Call Option | Written | -6 | 250 | European | 2014-08-16 |
| ADS | Call Option | Written | -6 | 240 | European | 2014-10-18 |
| ADS | Put Option | Written | -7 | 215 | European | 2014-07-19 |
| ADS | Call Option | Written | -7 | 270 | European | 2014-07-19 |
| ADS | Call Option | Written | -8 | 210 | European | 2015-01-17 |
| ADS | Put Option | Written | -8 | 190 | European | 2014-07-19 |
| ADS | Put Option | Written | -8 | 215 | European | 2014-07-19 |
| ADS | Call Option | Written | -8 | 235 | European | 2014-07-19 |
| ADS | Put Option | Written | -8 | 115 | European | 2014-10-18 |
| ADS | Put Option | Written | -10 | 90 | European | 2015-01-17 |
| ADS | Put Option | Written | -10 | 95 | European | 2015-01-17 |
| ADS | Put Option | Written | -10 | 205 | European | 2014-07-19 |
| ADS | Call Option | Written | -10 | 230 | European | 2014-07-19 |
| ADS | Call Option | Written | -10 | 240 | European | 2014-07-19 |
| ADS | Call Option | Written | -10 | 265 | European | 2014-07-19 |
| ADS | Call Option | Written | -10 | 295 | European | 2014-07-19 |
| ADS | Put Option | Written | -10 | 130 | European | 2014-10-18 |
| ADS | Call Option | Written | -10 | 185 | European | 2014-10-18 |
| ADS | Call Option | Written | -10 | 185 | European | 2014-10-18 |
| ADS | Put Option | Written | -10 | 230 | European | 2014-10-18 |
| ADS | Call Option | Written | -11 | 155 | European | 2014-07-19 |
| ADS | Call Option | Written | -11 | 160 | European | 2014-10-18 |
| ADS | Put Option | Written | -11 | 95 | European | 2014-10-18 |
| ADS | Call Option | Written | -12 | 195 | European | 2014-07-19 |
| ADS | Call Option | Written | -15 | 170 | European | 2014-07-19 |
| ADS | Call Option | Written | -16 | 165 | European | 2014-07-19 |
| ADS | Call Option | Written | -16 | 235 | European | 2014-07-19 |
| ADS | Put Option | Written | -17 | 150 | European | 2014-07-19 |
| ADS | Call Option | Written | -17 | 240 | European | 2014-07-19 |
| ADS | Put Option | Written | -19 | 115 | European | 2014-10-18 |
| ADS | Call Option | Written | -20 | 200 | European | 2014-07-19 |
| ADS | Call Option | Written | -20 | 270 | European | 2014-07-19 |
| ADS | Call Option | Written | -20 | 300 | European | 2014-07-19 |
| ADS | Call Option | Written | -21 | 270 | European | 2014-07-19 |
| ADS | Put Option | Written | -21 | 120 | European | 2014-10-18 |
| ADS | Put Option | Written | -22 | 230 | European | 2014-07-19 |
| ADS | Call Option | Written | -22 | 245 | European | 2014-07-19 |
| ADS | Call Option | Written | -23 | 200 | European | 2014-07-19 |
| ADS | Call Option | Written | -24 | 240 | European | 2014-07-19 |
| ADS | Call Option | Written | -25 | 165 | European | 2014-07-19 |
| ADS | Call Option | Written | -26 | 230 | European | 2014-08-16 |
| ADS | Call Option | Written | -27 | 195 | European | 2014-07-19 |
| ADS | Call Option | Written | -27 | 230 | European | 2014-07-19 |
| ADS | Put Option | Written | -30 | 105 | European | 2015-01-17 |
| ADS | Call Option | Written | -30 | 300 | European | 2014-07-19 |
| ADS | Call Option | Written | -31 | 295 | European | 2014-07-19 |
| ADS | Call Option | Written | -36 | 240 | European | 2014-07-19 |
| ADS | Call Option | Written | -38 | 170 | European | 2014-07-19 |
| ADS | Call Option | Written | -45 | 190 | European | 2014-07-19 |
| ADS | Call Option | Written | -46 | 230 | European | 2014-07-19 |
| ADS | Call Option | Written | -55 | 270 | European | 2014-07-19 |
| ADS | Call Option | Written | -55 | 240 | European | 2014-10-18 |
| ADS | Call Option | Written | -64 | 250 | European | 2014-07-19 |
| ADS | Call Option | Written | -65 | 240 | European | 2014-10-18 |
| ADS | Call Option | Written | -75 | 240 | European | 2014-07-19 |
| ADS | Call Option | Written | -81 | 240 | European | 2014-10-18 |
| ADS | Call Option | Written | -93 | 235 | European | 2014-07-19 |
| ADS | Call Option | Written | -111 | 230 | European | 2014-08-16 |
| ADS | Put Option | Written | -147 | 195 | European | 2014-07-19 |
| ADS | Put Option | Written | -190 | 195 | European | 2014-07-19 |
| 3. | AGREEMENTS TO PURCHASE OR SELL ETC. |
| Full details should be given so that the nature of the interest or position can be fully understood: |
None |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (SBL)
DETAILS OF SECURITIES BORROWING AND LENDING AND
FINANCIAL COLLATERAL ARRANGEMENTS BY
PARTIES TO AN OFFER AND PERSONS ACTING IN CONCERT
Note 5(l) on Rule 8 of the Takeover Code (the “Code”)
| Identity of person whose positions/transactions are being disclosed: | (GS) GOLDMAN SACHS FINANCIAL MARKETS, L.P. |
| Name of offeror/offeree in relation to whose relevant securities this form relates: | SHIRE PLC |
| 2. | SECURITIES BORROWING AND LENDING/FINANCIAL COLLATERAL POSITIONS |
Class of relevant security: | 5p ordinary shares and ADS |
| | Number | % |
| Securities borrowed: | 0 | 0.00 |
| Securities lent (including securities subject to a security financial collateral arrangement with right of use or a title transfer collateral arrangement): | 12 | 0.00 |
Details of borrowed relevant securities which have been either on-lent or sold do not need to be disclosed.
| 3. | SECURITIES BORROWING AND LENDING/FINANCIAL COLLATERAL TRANSACTIONS |
| Class of relevant security | Nature of transaction e.g. securities lending/borrowing, delivery/receipt of recalled securities, entering into financial collateral arrangement with right of use, entering into title transfer collateral arrangement etc. | Number of securities |
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENT TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
Identity of the person whose open positions are being disclosed: | (GS) GOLDMAN, SACHS & CO. |
Name of offeror/offeree in relation to whose relevant securities disclosure relates: | SHIRE PLC |
| 2. | OPTIONS AND DERIVATIVES |
| Class of relevant security | Product description e.g. call option | Written or purchased | Number of securities to which option or derivative relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date |
| 5p ordinary | Call Option | Purchased | 300 | 140.0000 USD | AMER | 18/10/2014 |
| 5p ordinary | Call Option | Sold | 300 | 160.0000 USD | AMER | 19/07/2014 |
| 5p ordinary | Call Option | Purchased | 300 | 180.0000 USD | AMER | 17/01/2015 |
| 5p ordinary | Call Option | Sold | 300 | 210.0000 USD | AMER | 19/07/2014 |
| 5p ordinary | Call Option | Purchased | 300 | 240.0000 USD | AMER | 17/01/2015 |
| 5p ordinary | Call Option | Purchased | 300 | 270.0000 USD | AMER | 17/01/2015 |
| 5p ordinary | Call Option | Purchased | 600 | 125.0000 USD | AMER | 19/07/2014 |
| 5p ordinary | Call Option | Purchased | 600 | 145.0000 USD | AMER | 18/10/2014 |
| 5p ordinary | Call Option | Sold | 600 | 165.0000 USD | AMER | 19/07/2014 |
| 5p ordinary | Call Option | Purchased | 600 | 180.0000 USD | AMER | 19/07/2014 |
| 5p ordinary | Call Option | Purchased | 900 | 175.0000 USD | AMER | 19/07/2014 |
| 5p ordinary | Call Option | Sold | 1,200 | 140.0000 USD | AMER | 19/07/2014 |
| 5p ordinary | Call Option | Purchased | 1,500 | 200.0000 USD | AMER | 19/07/2014 |
| 5p ordinary | Call Option | Purchased | 1,500 | 240.0000 USD | AMER | 19/07/2014 |
| 5p ordinary | Call Option | Purchased | 1,800 | 170.0000 USD | AMER | 19/07/2014 |
| 5p ordinary | Call Option | Purchased | 1,800 | 195.0000 USD | AMER | 19/07/2014 |
| 5p ordinary | Call Option | Sold | 1,800 | 230.0000 USD | AMER | 19/07/2014 |
| 5p ordinary | Call Option | Sold | 900 | 150.0000 USD | AMER | 19/07/2014 |
| 5p ordinary | Call Option | Sold | 2,400 | 190.0000 USD | AMER | 18/10/2014 |
| 5p ordinary | Call Option | Sold | 2,400 | 220.0000 USD | AMER | 19/07/2014 |
| 5p ordinary | Call Option | Purchased | 3,600 | 250.0000 USD | AMER | 17/01/2015 |
| 5p ordinary | Call Option | Purchased | 3,600 | 260.0000 USD | AMER | 17/01/2015 |
| 5p ordinary | Call Option | Sold | 3,900 | 185.0000 USD | AMER | 19/07/2014 |
| 5p ordinary | Call Option | Purchased | 4,500 | 250.0000 USD | AMER | 19/07/2014 |
| 5p ordinary | Call Option | Purchased | 5,100 | 190.0000 USD | AMER | 19/07/2014 |
| 5p ordinary | Call Option | Sold | 8,100 | 260.0000 USD | AMER | 19/07/2014 |
| 5p ordinary | Call Option | Sold | 12,300 | 175.0000 USD | AMER | 18/10/2014 |
| 5p ordinary | Put Option | Sold | 300 | 140.0000 USD | AMER | 19/07/2014 |
| 5p ordinary | Put Option | Sold | 300 | 140.0000 USD | AMER | 18/10/2014 |
| 5p ordinary | Put Option | Purchased | 600 | 155.0000 USD | AMER | 18/10/2014 |
| 5p ordinary | Put Option | Sold | 600 | 175.0000 USD | AMER | 18/10/2014 |
| 5p ordinary | Put Option | Sold | 900 | 165.0000 USD | AMER | 19/07/2014 |
| 5p ordinary | Put Option | Sold | 900 | 170.0000 USD | AMER | 19/07/2014 |
| 5p ordinary | Put Option | Purchased | 900 | 180.0000 USD | AMER | 19/07/2014 |
| 5p ordinary | Put Option | Sold | 900 | 185.0000 USD | AMER | 19/07/2014 |
| 5p ordinary | Put Option | Sold | 900 | 210.0000 USD | AMER | 19/07/2014 |
| 5p ordinary | Put Option | Purchased | 1,200 | 160.0000 USD | AMER | 19/07/2014 |
| 5p ordinary | Put Option | Purchased | 1,200 | 200.0000 USD | AMER | 19/07/2014 |
| 5p ordinary | Put Option | Sold | 1,500 | 120.0000 USD | AMER | 19/07/2014 |
| 5p ordinary | Put Option | Sold | 1,500 | 170.0000 USD | AMER | 18/10/2014 |
| 5p ordinary | Put Option | Sold | 1,800 | 125.0000 USD | AMER | 19/07/2014 |
| 5p ordinary | Put Option | Purchased | 2,100 | 135.0000 USD | AMER | 19/07/2014 |
| 5p ordinary | Put Option | Sold | 2,100 | 145.0000 USD | AMER | 19/07/2014 |
| 5p ordinary | Put Option | Sold | 3,000 | 150.0000 USD | AMER | 19/07/2014 |
| 5p ordinary | Put Option | Sold | 3,000 | 190.0000 USD | AMER | 19/07/2014 |
| 5p ordinary | Put Option | Sold | 3,300 | 220.0000 USD | AMER | 19/07/2014 |
| 5p ordinary | Put Option | Sold | 3,900 | 150.0000 USD | AMER | 18/10/2014 |
| 5p ordinary | Put Option | Purchased | 4,500 | 110.0000 USD | AMER | 18/10/2014 |
| 5p ordinary | Put Option | Sold | 5,100 | 175.0000 USD | AMER | 19/07/2014 |
| 3. | AGREEMENTS TO PURCHASE OR SELL |
| Full details should be given so that the nature of the interest or position can be fully understood: |
| |
It is not necessary to provide details on a Supplement form (Open Positions) with regard to contracts for differences ("CFD") or spread bets
The currency of all pieces and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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