The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M Co (fmly Minnesota Mining & | COM | 88579Y101 | 498 | 4,553 | SH | SOLE | 0 | 0 | 4,553 | ||
ACHILLION PHARMACEUTICALS | COM | 00448Q201 | 385 | 47,005 | SH | SOLE | 0 | 0 | 47,005 | ||
AG MORTGAGE INVESTMENT TRUST | COM | 001228105 | 3,793 | 201,655 | SH | SOLE | 0 | 0 | 201,655 | ||
AIR LEASE CORP | COM | 00912X302 | 1,312 | 47,550 | SH | SOLE | 0 | 0 | 47,550 | ||
AIR PRODUCTS & CHEMICALS INC | COM | 009158106 | 252 | 2,750 | SH | SOLE | 0 | 0 | 2,750 | ||
ALTRIA GROUP (fka Philip Morri | COM | 02209S103 | 572 | 16,342 | SH | SOLE | 0 | 0 | 16,342 | ||
AMARIN CORP | COM | 023111206 | 87 | 15,000 | SH | SOLE | 0 | 0 | 15,000 | ||
AMERICAN CAPITAL AGENCY CORP | COM | 02503X105 | 1,458 | 63,380 | SH | SOLE | 0 | 0 | 63,380 | ||
AMERICAN CAPITAL MORTGAGE IN | COM | 02504A104 | 638 | 35,500 | SH | SOLE | 0 | 0 | 35,500 | ||
ANALOG DEVICES | COM | 032654105 | 1,066 | 23,650 | SH | SOLE | 0 | 0 | 23,650 | ||
ANWORTH MORTGAGE ASSET CORP | COM | 037347101 | 1,609 | 287,325 | SH | SOLE | 0 | 0 | 287,325 | ||
APPLE COMPUTER INC. | COM | 037833100 | 6,741 | 17,000 | SH | SOLE | 0 | 0 | 17,000 | ||
ASSOCIATED ESTATES REALTY CP | COM | 045604105 | 2,576 | 160,200 | SH | SOLE | 0 | 0 | 160,200 | ||
AT&T INC | COM | 00206R102 | 779 | 22,007 | SH | SOLE | 0 | 0 | 22,007 | ||
BERKSHIRE HATHAWAY INC - CLASS | COM | 084670702 | 257 | 2,300 | SH | SOLE | 0 | 0 | 2,300 | ||
BGC PARTNERS INC-CL A | COM | 05541T101 | 3,325 | 564,450 | SH | SOLE | 0 | 0 | 564,450 | ||
BJ'S RESTAURANTS INC | COM | 09180C106 | 1,560 | 42,050 | SH | SOLE | 0 | 0 | 42,050 | ||
BP P.L.C. ADR (fmly BP Amoco P | COM | 055622104 | 3,444 | 82,515 | SH | SOLE | 0 | 0 | 82,515 | ||
BRISTOL MYERS SQUIBB COM | COM | 110122108 | 1,453 | 32,510 | SH | SOLE | 0 | 0 | 32,510 | ||
BROADCOM CORP-CL A | COM | 111320107 | 1,487 | 44,012 | SH | SOLE | 0 | 0 | 44,012 | ||
CALLIDUS SOFTWARE INC | COM | 13123E500 | 2,026 | 307,500 | SH | SOLE | 0 | 0 | 307,500 | ||
CANADIAN NATL RAILWAY CO | COM | 136375102 | 3,414 | 35,100 | SH | SOLE | 0 | 0 | 35,100 | ||
CATAMARAN CORP | COM | 148887102 | 746 | 15,300 | SH | SOLE | 0 | 0 | 15,300 | ||
CATERPILLAR INC. | COM | 149123101 | 214 | 2,600 | SH | SOLE | 0 | 0 | 2,600 | ||
CELGENE CORP | COM | 151020104 | 2,964 | 25,335 | SH | SOLE | 0 | 0 | 25,335 | ||
CHECK POINT SOFTWARE TECH | COM | M22465104 | 4,872 | 98,061 | SH | SOLE | 0 | 0 | 98,061 | ||
CHEVRON CORP (fmly ChevronTexa | COM | 166764100 | 2,777 | 23,463 | SH | SOLE | 0 | 0 | 23,463 | ||
COCA COLA COMPANY | COM | 191216100 | 1,146 | 28,560 | SH | SOLE | 0 | 0 | 28,560 | ||
CONOCOPHILLIPS | COM | 20825C104 | 2,982 | 49,297 | SH | SOLE | 0 | 0 | 49,297 | ||
DIANA CONTAINERSHIPS INC | COM | Y2069P101 | 539 | 126,150 | SH | SOLE | 0 | 0 | 126,150 | ||
DISNEY WALT CO DEL COM | COM | 254687106 | 493 | 7,800 | SH | SOLE | 0 | 0 | 7,800 | ||
DOW CHEMICAL COMPANY | COM | 260543103 | 529 | 16,453 | SH | SOLE | 0 | 0 | 16,453 | ||
DUKE ENERGY CORP-NEW | COM | 26441C204 | 2,031 | 30,094 | SH | SOLE | 0 | 0 | 30,094 | ||
EAST WEST BANCORP INC | COM | 27579R104 | 1,383 | 50,275 | SH | SOLE | 0 | 0 | 50,275 | ||
EMERALD OIL INC | COM | 29101U209 | 461 | 67,210 | SH | SOLE | 0 | 0 | 67,210 | ||
EURONET WORLDWIDE INC | COM | 298736109 | 1,614 | 50,660 | SH | SOLE | 0 | 0 | 50,660 | ||
EXPRESS SCRIPTS HOLDING COMPAN | COM | 30219G108 | 686 | 11,118 | SH | SOLE | 0 | 0 | 11,118 | ||
EXXON MOBIL CORPORATION | COM | 30231G102 | 1,855 | 20,530 | SH | SOLE | 0 | 0 | 20,530 | ||
FIRST NIAGARA FINANCIAL GROUP, | COM | 33582V108 | 132 | 13,073 | SH | SOLE | 0 | 0 | 13,073 | ||
FIRST POTOMAC REALTY TRUST | COM | 33610f109 | 3,326 | 254,680 | SH | SOLE | 0 | 0 | 254,680 | ||
FREEPORT McMORAN COPPER - B | COM | 35671D857 | 304 | 10,995 | SH | SOLE | 0 | 0 | 10,995 | ||
FRONTIER COMMUNICATIONS CORP | COM | 35906A108 | 2,099 | 518,349 | SH | SOLE | 0 | 0 | 518,349 | ||
GENERAL ELECTRIC CO COM | COM | 369604103 | 1,941 | 83,679 | SH | SOLE | 0 | 0 | 83,679 | ||
GILEAD SCIENCES INC. | COM | 375558103 | 1,265 | 24,666 | SH | SOLE | 0 | 0 | 24,666 | ||
GOLAR LNG LTD | COM | G9456A100 | 2,776 | 87,050 | SH | SOLE | 0 | 0 | 87,050 | ||
GOOGLE INC - CL A | COM | 38259P508 | 6,453 | 7,330 | SH | SOLE | 0 | 0 | 7,330 | ||
HALLIBURTON CO. | COM | 406216101 | 3,112 | 74,592 | SH | SOLE | 0 | 0 | 74,592 | ||
HALOZYME THERAPEAUTICS INC | COM | 40637h109 | 806 | 101,330 | SH | SOLE | 0 | 0 | 101,330 | ||
HESS CORP (fmly Amerada Hess C | COM | 42809H107 | 460 | 6,920 | SH | SOLE | 0 | 0 | 6,920 | ||
IMPAC MTG HLDGS INC (fka Imper | COM | 45254P508 | 2,707 | 266,670 | SH | SOLE | 0 | 0 | 266,670 | ||
INTEL CORP COM | COM | 458140100 | 1,272 | 52,485 | SH | SOLE | 0 | 0 | 52,485 | ||
INTERMUNE INC | COM | 45884X103 | 284 | 29,550 | SH | SOLE | 0 | 0 | 29,550 | ||
INTERNATIONAL BUSINESS MACHINE | COM | 459200101 | 1,351 | 7,068 | SH | SOLE | 0 | 0 | 7,068 | ||
JOHNSON & JOHNSON COM | COM | 478160104 | 4,506 | 52,480 | SH | SOLE | 0 | 0 | 52,480 | ||
KIMBERLY CLARK | COM | 494368103 | 616 | 6,345 | SH | SOLE | 0 | 0 | 6,345 | ||
KINDER MORGAN ENERGY PARTNERS | COM | 494550106 | 762 | 8,925 | SH | SOLE | 0 | 0 | 8,925 | ||
KRAFT FOODS, INC. | COM | 50076Q106 | 1,530 | 27,379 | SH | SOLE | 0 | 0 | 27,379 | ||
LEXINGTON CORPORATE PPTYS TR | COM | 529043101 | 5,379 | 460,500 | SH | SOLE | 0 | 0 | 460,500 | ||
LOWES COMPANIES INC. | COM | 548661107 | 226 | 5,525 | SH | SOLE | 0 | 0 | 5,525 | ||
MARATHON OIL CORP | COM | 565849106 | 3,109 | 89,920 | SH | SOLE | 0 | 0 | 89,920 | ||
MARATHON PETROLEUM CORP | COM | 56585A102 | 2,031 | 28,587 | SH | SOLE | 0 | 0 | 28,587 | ||
MERCK and CO INC | COM | 58933Y105 | 2,849 | 61,345 | SH | SOLE | 0 | 0 | 61,345 | ||
MICROCHIP TECHNOLOGY INC | COM | 595017104 | 4,805 | 128,995 | SH | SOLE | 0 | 0 | 128,995 | ||
MONDELEZ INTERNATIONAL -W/I | COM | 609207105 | 1,679 | 58,867 | SH | SOLE | 0 | 0 | 58,867 | ||
NEW RESIDENTIAL INVESTMENT COR | COM | 64828T102 | 3,671 | 544,620 | SH | SOLE | 0 | 0 | 544,620 | ||
NEWCASTLE INVESTMENT CORP | COM | 65105M108 | 2,222 | 424,870 | SH | SOLE | 0 | 0 | 424,870 | ||
NORTHROP GRUMMAN CORP | COM | 666807102 | 253 | 3,050 | SH | SOLE | 0 | 0 | 3,050 | ||
NUSTAR ENERGY LP | COM | 67058H102 | 913 | 20,000 | SH | SOLE | 0 | 0 | 20,000 | ||
ORACLE SYSTEM CORP | COM | 68389X105 | 762 | 24,826 | SH | SOLE | 0 | 0 | 24,826 | ||
PEOPLE'S UNITED FINANCIAL INC. | COM | 712704105 | 315 | 21,125 | SH | SOLE | 0 | 0 | 21,125 | ||
PEPSICO INC COM | COM | 713448108 | 630 | 7,702 | SH | SOLE | 0 | 0 | 7,702 | ||
PFIZER INC. | COM | 717081103 | 1,771 | 63,215 | SH | SOLE | 0 | 0 | 63,215 | ||
PHILLIP MORRIS INTERNATIONAL | COM | 718172109 | 683 | 7,890 | SH | SOLE | 0 | 0 | 7,890 | ||
PHILLIPS 66 | COM | 718546104 | 2,720 | 46,170 | SH | SOLE | 0 | 0 | 46,170 | ||
PROCTER & GAMBLE CO. | COM | 742718109 | 1,074 | 13,945 | SH | SOLE | 0 | 0 | 13,945 | ||
PUBLIC STORAGE | COM | 74460D109 | 399 | 2,600 | SH | SOLE | 0 | 0 | 2,600 | ||
QUALCOMM INC | COM | 747525103 | 725 | 11,861 | SH | SOLE | 0 | 0 | 11,861 | ||
REDWOOD TRUST INC | COM | 758075402 | 2,071 | 121,800 | SH | SOLE | 0 | 0 | 121,800 | ||
SCHLUMBERGER LTD COM | COM | 806857108 | 447 | 6,235 | SH | SOLE | 0 | 0 | 6,235 | ||
SCORPIO TANKERS INC | COM | Y7542C106 | 1,291 | 143,760 | SH | SOLE | 0 | 0 | 143,760 | ||
SHIP FINANCE INTL LTD | COM | G81075106 | 6,662 | 448,935 | SH | SOLE | 0 | 0 | 448,935 | ||
SPECTRA ENERGY CORP | COM | 847560109 | 2,567 | 74,500 | SH | SOLE | 0 | 0 | 74,500 | ||
SPRINT NEXTEL CORP (Fmly Sprin | COM | 852061100 | 122 | 17,376 | SH | SOLE | 0 | 0 | 17,376 | ||
STARBUCKS CORP | COM | 855244109 | 2,185 | 33,355 | SH | SOLE | 0 | 0 | 33,355 | ||
TEVA PHARMACEUTICAL-SP ADR | COM | 881624209 | 1,603 | 40,895 | SH | SOLE | 0 | 0 | 40,895 | ||
TEXAS INSTRUMENTS INC. | COM | 882508104 | 476 | 13,645 | SH | SOLE | 0 | 0 | 13,645 | ||
TRANSTEXAS GAS CORP - CLASS A | COM | 893895201 | 0 | 15,041 | SH | SOLE | 0 | 0 | 15,041 | ||
TVI CORP | COM | 872916101 | 0 | 17,500 | SH | SOLE | 0 | 0 | 17,500 | ||
TWO HARBORS INVESTMENT | COM | 90187b101 | 769 | 75,000 | SH | SOLE | 0 | 0 | 75,000 | ||
VERIZON COMMUNICATIONS-fmly Be | COM | 92343V104 | 632 | 12,553 | SH | SOLE | 0 | 0 | 12,553 | ||
WELLS FARGO COMPANY | COM | 949746101 | 1,125 | 27,270 | SH | SOLE | 0 | 0 | 27,270 | ||
WHOLE FOODS MARKET INC | COM | 966837106 | 3,336 | 64,810 | SH | SOLE | 0 | 0 | 64,810 | ||
CITIGROUP CAP X 6.1% 9/30/3 | PFD | 173064205 | 2,508 | 100,350 | SH | SOLE | 0 | 0 | 100,350 | ||
COUNTRYWIDE CAPITAL V | PFD | 222388209 | 2,875 | 114,275 | SH | SOLE | 0 | 0 | 114,275 | ||
GASTAR EXPLORAT 8.6250% SERIES | PFD | 36729P207 | 6,884 | 281,450 | SH | SOLE | 0 | 0 | 281,450 | ||
MORGAN STANLEY CAP TR III 6.25 | PFD | 617460209 | 3,651 | 146,525 | SH | SOLE | 0 | 0 | 146,525 | ||
TRANSTEXAS GAS CORP SR PFD SER | PFD | 893895607 | 0 | 41,140 | SH | SOLE | 0 | 0 | 41,140 |