Item 1. PROXY VOTING RECORD
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Fund | | MtgDate | | CompanyName | | Ticker | | CUSIP | | Description | | Proposed by Issuer | | Voted by Fund | | Voted For | | Voted with Mgmt |
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Growth Fund | | 7/10/2018 | | The Walt Disney Company | | DIS | | 254687106 | | To approve the issuance of Disney Common Stock and, if applicable, Series B Convertible Preferred Stock to stockholders of Twenty-First Century Fox | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 7/10/2018 | | The Walt Disney Company | | DIS | | 254687106 | | To adopt certain amendments to the Restated Ctf. Of Inc. relating to the dividend & voting status of shares of common stock held by subsidiaries | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 7/10/2018 | | The Walt Disney Company | | DIS | | 254687106 | | To approve adjournments of the special meeting, if necessary or appropriate. | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 7/27/2018 | | The Walt Disney Company | | DIS | | 254687106 | | To approve the issuance of stock of TWDC Holdco 613 Corp. to stockholders of Twenty-First Century Fox, Inc. contemplated by agreement & Plan of Merger | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 7/27/2018 | | The Walt Disney Company | | DIS | | 254687106 | | To approve adjournment of the Disney special meeting | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 10/9/2018 | | The Procter & Gamble Company | | PG | | 742718109 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 10/9/2018 | | The Procter & Gamble Company | | PG | | 742718109 | | Ratify appointment of the independent registered public accounting firm | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 10/9/2018 | | The Procter & Gamble Company | | PG | | 742718109 | | Advisory vote on the company’s executive compensation | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 10/17/2018 | | BHP Billiton PLC | | BLT LN | | G10877101 | | To receive the 2018 Financial Statements and Reports for BHP | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 10/17/2018 | | BHP Billiton PLC | | BLT LN | | G10877101 | | To reappoint KPMG LLP as the auditor | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 10/17/2018 | | BHP Billiton PLC | | BLT LN | | G10877101 | | To authorise the Risk and Audit Committee to agree the remuneration of the auditor | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 10/17/2018 | | BHP Billiton PLC | | BLT LN | | G10877101 | | To approve the general authority to issue shares in BHP Billiton PLC | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 10/17/2018 | | BHP Billiton PLC | | BLT LN | | G10877101 | | To approve the authority to allot equity securities in BHP Billiton PLC for cash | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 10/17/2018 | | BHP Billiton PLC | | BLT LN | | G10877101 | | To authorise the repurchase of shares | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 10/17/2018 | | BHP Billiton PLC | | BLT LN | | G10877101 | | To approve the 2018 remuneration report other than the part containing the Directors’ remuneration policy | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 10/17/2018 | | BHP Billiton PLC | | BLT LN | | G10877101 | | To approve the 2018 remuneration report | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 10/17/2018 | | BHP Billiton PLC | | BLT LN | | G10877101 | | To approve the grant to the Executive Director | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 10/17/2018 | | BHP Billiton PLC | | BLT LN | | G10877101 | | To approve the change of name of BHP Billiton Limited and BHP Billiton PLC | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 10/17/2018 | | BHP Billiton PLC | | BLT LN | | G10877101 | | To approve the election of the nominees | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 10/25/2018 | | South32 Ltd. | | S32 LN | | Q86668102 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 10/25/2018 | | South32 Ltd. | | S32 LN | | Q86668102 | | Adoption of the remuneration report | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 10/25/2018 | | South32 Ltd. | | S32 LN | | Q86668102 | | Grant of awards to executive director | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 10/25/2018 | | South32 Ltd. | | S32 LN | | Q86668102 | | Approval of leaving entitilements | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 10/25/2018 | | Unilever N.V. | | UN | | 904784709 | | To approve Simplification | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 11/6/2018 | | Automatic Data Processing, Inc. | | ADP | | 053015103 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 11/6/2018 | | Automatic Data Processing, Inc. | | ADP | | 053015103 | | Advisory vote on executive compensation | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 11/6/2018 | | Automatic Data Processing, Inc. | | ADP | | 053015103 | | Approval of the 2018 Omnibus Award Plan | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 11/6/2018 | | Automatic Data Processing, Inc. | | ADP | | 053015103 | | Ratification of the appointment of auditors | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 11/28/2018 | | Microsoft Corporation | | MSFT | | 594918104 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 11/28/2018 | | Microsoft Corporation | | MSFT | | 594918104 | | Advisory vote to approve named executive officer compensation | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 11/28/2018 | | Microsoft Corporation | | MSFT | | 594918104 | | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2019 | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 11/30/2018 | | Donaldson Company, Inc. | | DCI | | 257651109 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 11/30/2018 | | Donaldson Company, Inc. | | DCI | | 257651109 | | A non-binding advisory vote on the compensation of our Named Executive Officers | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 11/30/2018 | | Donaldson Company, Inc. | | DCI | | 257651109 | | Ratification of the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for fiscal year ending July 31, 2019 | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 1/24/2019 | | Air Products and Chemicals, Inc. | | APD | | 009158106 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 1/24/2019 | | Air Products and Chemicals, Inc. | | APD | | 009158106 | | Advisory vote approving Executive Officer compensation | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 1/24/2019 | | Air Products and Chemicals, Inc. | | APD | | 009158106 | | Ratify the appointment of Deloitte & Touche LLP as independent registered public accounting firm for the fiscal year ending Sept. 30, 2019 | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 1/29/2019 | | Versum Materials, Inc. | | VSM | | 92532W103 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 1/29/2019 | | Versum Materials, Inc. | | VSM | | 92532W103 | | Ratify the appointment of KPMG LLP as independent registered public accounting firm for the fiscal year ending Sept. 30, 2019 | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 1/29/2019 | | Versum Materials, Inc. | | VSM | | 92532W103 | | Approve the compensation paid to our named executive officers | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 2/5/2019 | | Emerson Electric Co. | | EMR | | 291011104 | | Electon of the nominees | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 2/5/2019 | | Emerson Electric Co. | | EMR | | 291011104 | | Ratification of KPMG LLP as independent registered public accounting firm | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 2/5/2019 | | Emerson Electric Co. | | EMR | | 291011104 | | Approval, by non-binding advisory vote, of executive compensation | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 2/27/2019 | | Deere & Company | | DE | | 244199105 | | For the nominees | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 2/27/2019 | | Deere & Company | | DE | | 244199105 | | Advisory vote on executive compensation | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 2/27/2019 | | Deere & Company | | DE | | 244199105 | | Ratification of the appointment of Deloitte & Touche LLP as independent registered public accounting firm for fiscal 2019 | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 2/27/2019 | | Deere & Company | | DE | | 244199105 | | SP - Richt to Act by Written Consent | | No | | Yes | | No | | Yes |
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Growth Fund | | 2/27/2019 | | Novozymes A/S | | NZYMB | | B798FWO | | Approval of the annual report 2018 | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 2/27/2019 | | Novozymes A/S | | NZYMB | | B798FWO | | Distribution of profit: The Board of Directors proposes a dividend of DKK 5.00 per A/S share of DKK2 | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 2/27/2019 | | Novozymes A/S | | NZYMB | | B798FWO | | Approval of remuneration to members of the board | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 2/27/2019 | | Novozymes A/S | | NZYMB | | B798FWO | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 2/27/2019 | | Novozymes A/S | | NZYMB | | B798FWO | | Election of auditor: Re-election of Pricewaaterhousecoopers | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 2/27/2019 | | Novozymes A/S | | NZYMB | | B798FWO | | Renewal of the Board of Directors’ authorization to implement capital increases | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 2/27/2019 | | Novozymes A/S | | NZYMB | | B798FWO | | Reduction of share capital | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 2/27/2019 | | Novozymes A/S | | NZYMB | | B798FWO | | Authorization to acquire treasury shares | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 2/27/2019 | | Novozymes A/S | | NZYMB | | B798FWO | | Authorization to meeting chairperson | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 3/1/2019 | | Apple Inc. | | AAPL | | 037833100 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 3/1/2019 | | Apple Inc. | | AAPL | | 037833100 | | Ratification of the appointment of Ernst & Young LLP as independent registered public accounting firm for 2019 | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 3/1/2019 | | Apple Inc. | | AAPL | | 037833100 | | Advisory vote to approve executive compensation | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 3/1/2019 | | Apple Inc. | | AAPL | | 037833100 | | SP - entitiled “Shareholder Proxy Access Amendments” | | No | | Yes | | No | | Yes |
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Growth Fund | | 3/1/2019 | | Apple Inc. | | AAPL | | 037833100 | | SP - entitled “True Diversity Board Policy” | | No | | Yes | | No | | Yes |
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Growth Fund | | 3/7/2019 | | The Walt Disney Company | | DIS | | 254687106 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 3/7/2019 | | The Walt Disney Company | | DIS | | 254687106 | | To ratify the appointment of PricewaterhouseCoopers LLP as registered public accountants for fiscal 2019 | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 3/7/2019 | | The Walt Disney Company | | DIS | | 254687106 | | To approve the advisory resolution on executive compensation | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 3/7/2019 | | The Walt Disney Company | | DIS | | 254687106 | | SP - requesting an annual report disclosing information regarding the Company’s lobbying policies and activities | | No | | Yes | | No | | Yes |
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Growth Fund | | 3/7/2019 | | The Walt Disney Company | | DIS | | 254687106 | | SP - requesting a report on use of additional cyber security & data privacy metrics in determining compensation of senior executives | | No | | Yes | | No | | Yes |
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Growth Fund | | 3/20/2019 | | Agilent Technologies, Inc. | | A | | 00846U101 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 3/20/2019 | | Agilent Technologies, Inc. | | A | | 00846U101 | | To approve the reservation of 25,000,000 shares of common stock for issuance under our 2018 Stock Plan | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 3/20/2019 | | Agilent Technologies, Inc. | | A | | 00846U101 | | To approve, on a non-binding advisory basis, the compensation of our named executive officers | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 3/20/2019 | | Agilent Technologies, Inc. | | A | | 00846U101 | | To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm. | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 4/3/2019 | | Schlumberger Limited | | SLB | | 806857108 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 4/3/2019 | | Schlumberger Limited | | SLB | | 806857108 | | Approval of the advisory resolution to approve our executive compensation | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 4/3/2019 | | Schlumberger Limited | | SLB | | 806857108 | | Approval of our 2018 Annual Report to stockholders | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 4/3/2019 | | Schlumberger Limited | | SLB | | 806857108 | | Ratification of the appointment of PricewaterhouseCoopers LLP as independent auditors for 2019 | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 4/3/2019 | | Schlumberger Limited | | SLB | | 806857108 | | Approval of an amended and restated 2004 Stock and Deferral Plan for non-employee directors | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 4/10/2019 | | Rio Tinto PLC | | RIO LN | | G75754104 | | Receipt of the 2018 Annual Report | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 4/10/2019 | | Rio Tinto PLC | | RIO LN | | G75754104 | | To approve the Directors’ remuneration report: implementation report for the year ended 31 December 2018 | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 4/10/2019 | | Rio Tinto PLC | | RIO LN | | G75754104 | | To approve the Directors’ remuneration report for the year ended 31 December 2018, comprising the remuneration policy and implementation report | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 4/10/2019 | | Rio Tinto PLC | | RIO LN | | G75754104 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 4/10/2019 | | Rio Tinto PLC | | RIO LN | | G75754104 | | Re-apppointment of auditors: PricewaterhouseCoopers LLP | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 4/10/2019 | | Rio Tinto PLC | | RIO LN | | G75754104 | | Remuneration of Auditors | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 4/10/2019 | | Rio Tinto PLC | | RIO LN | | G75754104 | | Authority to make political donations | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 4/10/2019 | | Rio Tinto PLC | | RIO LN | | G75754104 | | General authority to allot shares | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 4/10/2019 | | Rio Tinto PLC | | RIO LN | | G75754104 | | Disapplication of pre-emption rights | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 4/10/2019 | | Rio Tinto PLC | | RIO LN | | G75754104 | | Authority to purchase Rio Tinto PLC shares | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 4/10/2019 | | Rio Tinto PLC | | RIO LN | | G75754104 | | Notice period for general meetings other than annual general meetings | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 4/11/2019 | | Nestle S.A. | | NSRGY | | 641069406 | | Approval of the annual review, the financial statements & the consoloidated financial statements for 2018 | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 4/11/2019 | | Nestle S.A. | | NSRGY | | 641069406 | | Acceptance of the compensation report 2018 | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 4/11/2019 | | Nestle S.A. | | NSRGY | | 641069406 | | Discharge to the members of the Board of Directors and of the management | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 4/11/2019 | | Nestle S.A. | | NSRGY | | 641069406 | | Appropriation of profit resulting from the balance sheet (proposed dividend) for the financial year 2018 | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 4/11/2019 | | Nestle S.A. | | NSRGY | | 641069406 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 4/11/2019 | | Nestle S.A. | | NSRGY | | 641069406 | | Election of the statutory auditors: KPMG SA, Geneva branch | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 4/11/2019 | | Nestle S.A. | | NSRGY | | 641069406 | | Election of the independent representative: Hartmann Dreyer, Attorneys-at-law | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 4/11/2019 | | Nestle S.A. | | NSRGY | | 641069406 | | Approval of the compensation of the Board of Directors | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 4/11/2019 | | Nestle S.A. | | NSRGY | | 641069406 | | Approval of the compensation of the Executive Board | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 4/11/2019 | | Nestle S.A. | | NSRGY | | 641069406 | | Capital reduction (by cancellation of shares) | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 4/11/2019 | | Nestle S.A. | | NSRGY | | 641069406 | | In the event of any yet unknown new or modified proposal by a shareholder during the general meeting | | Yes | | Yes | | No | | Yes |
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Growth Fund | | 4/16/2019 | | M&T Bank Corporation | | MTB | | 55261F104 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 4/16/2019 | | M&T Bank Corporation | | MTB | | 55261F104 | | To approve the 2019 Equity Incentive Compensation Plan | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 4/16/2019 | | M&T Bank Corporation | | MTB | | 55261F104 | | To approve the compensation of named executive officers | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 4/16/2019 | | M&T Bank Corporation | | MTB | | 55261F104 | | To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for the year ending December 31, 2019 | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 4/16/2019 | | U.S. Bancorp | | USB | | 902973304 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 4/16/2019 | | U.S. Bancorp | | USB | | 902973304 | | The ratification of the selection of Ernst & Young LLP as independent auditor for the 2019 fiscal year | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 4/16/2019 | | U.S. Bancorp | | USB | | 902973304 | | An advisory vote to approve the compensation of executives disclosed in the proxy statement | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 4/22/2019 | | Wells Fargo & Company | | WFC | | 949746101 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 4/22/2019 | | Wells Fargo & Company | | WFC | | 949746101 | | Advisory resolution to approve executive compensation | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 4/22/2019 | | Wells Fargo & Company | | WFC | | 949746101 | | Approe the Company’s amended and restated long-term incentive compensation plan | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 4/22/2019 | | Wells Fargo & Company | | WFC | | 949746101 | | Ratify the appointment of KPMG LLP as independent registered public accounting firm for 2019 | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 4/22/2019 | | Wells Fargo & Company | | WFC | | 949746101 | | SP - report on incentive-based compensation and risks of material losses | | No | | Yes | | No | | Yes |
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Growth Fund | | 4/22/2019 | | Wells Fargo & Company | | WFC | | 949746101 | | SP - report on global median gender pay gap | | No | | Yes | | No | | Yes |
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Growth Fund | | 4/23/2019 | | Northern Trust Corporation | | NTRS | | 665859104 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 4/23/2019 | | Northern Trust Corporation | | NTRS | | 665859104 | | Approval, by an advisory vote, of the 2018 compensation of the named executive officers | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 4/23/2019 | | Northern Trust Corporation | | NTRS | | 665859104 | | Ratification of the appointment of KPMG LLP as independent registered public accounting firm for the fiscal year ending December 31, 2019 | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 4/23/2019 | | Northern Trust Corporation | | NTRS | | 665859104 | | SP - regarding additional disclosure of political contribution | | No | | Yes | | No | | Yes |
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Growth Fund | | 4/23/2019 | | Northern Trust Corporation | | NTRS | | 665859104 | | SP - regarding the right of the stockholders to call a special meeting | | No | | Yes | | No | | Yes |
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Growth Fund | | 4/23/2019 | | Wells Fargo & Company | | WFC | | 949746101 | | Election of the nominees - supplement as Mr. Sloan retired therefore new list of nominees | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 4/24/2019 | | ASML Holding N.V. | | ASML | | N07059210 | | Proposal to adopt the financial statements of the Company for the financial year 2018 | | Yes | | Yes | | Yes | | Yes |
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Growth Fund | | 4/24/2019 | | ASML Holding N.V. | | ASML | | N07059210 | | Proposal to adopt a dividend of EUR 2.10 per ordinary share | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 4/24/2019 | | ASML Holding N.V. | | ASML | | N07059210 | | Proposal to discharge the members of the Board of Management from liability for their responsiblities in the financxial year 2018 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 4/24/2019 | | ASML Holding N.V. | | ASML | | N07059210 | | Proposal to discharge the members of the Supervisory Board from liability for their responsiblitities in the financial year 2018 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 4/24/2019 | | ASML Holding N.V. | | ASML | | N07059210 | | Proposal to adopt some adjustments to the Remuneration Policy for the Board of Management | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 4/24/2019 | | ASML Holding N.V. | | ASML | | N07059210 | | Proposal to approve the number of shares for the Board of Management | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 4/24/2019 | | ASML Holding N.V. | | ASML | | N07059210 | | Proposal to reappointment of nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 4/24/2019 | | ASML Holding N.V. | | ASML | | N07059210 | | Proposal to adjust the remuneration of the Supervisory Board | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 4/24/2019 | | ASML Holding N.V. | | ASML | | N07059210 | | Proposal to appoint KPMG Accountants N.V. as external auditor for the reporting year 2020 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 4/24/2019 | | ASML Holding N.V. | | ASML | | N07059210 | | To authorize BOM to issue ord. shares or grant rgts to subscribe for ord. shares, as well as to restrict or exclude the preemption rgts to shareholder | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 4/24/2019 | | ASML Holding N.V. | | ASML | | N07059210 | | To authorize the Board of Management to repurchase ordinary shares up to 20% of the issued share capital | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 4/24/2019 | | ASML Holding N.V. | | ASML | | N07059210 | | Proposal to cancel ordinary shares | | Yes | | Yes | | No | | Yes |
| | | | | | | | | |
Growth Fund | | 4/24/2019 | | Croda International PLC | | CRDA L | | G25536106 | | To receive the finanacial statements and the reports of the Directors and Auditors | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | | | | | | | | | | |
Growth Fund | | 4/24/2019 | | Croda International PLC | | CRDA L | | G25536106 | | To approve the Directors’ remuneration report | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 4/24/2019 | | Croda International PLC | | CRDA L | | G25536106 | | To declare a final dividend: 49.0 pence per existing ordinary share of 10.357143 pence each | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 4/24/2019 | | Croda International PLC | | CRDA L | | G25536106 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 4/24/2019 | | Croda International PLC | | CRDA L | | G25536106 | | To re-appoint the suditors: KPMG LLP | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 4/24/2019 | | Croda International PLC | | CRDA L | | G25536106 | | To determine the remuneration of the auditors | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 4/24/2019 | | Croda International PLC | | CRDA L | | G25536106 | | Political donations | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 4/24/2019 | | Croda International PLC | | CRDA L | | G25536106 | | Authority to allot shares | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 4/24/2019 | | Croda International PLC | | CRDA L | | G25536106 | | Disapplication of pre-emption rights | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 4/24/2019 | | Croda International PLC | | CRDA L | | G25536106 | | Disapplication of pre-emption rights - additional 5 per cent | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 4/24/2019 | | Croda International PLC | | CRDA L | | G25536106 | | Authority to make market purchases of own shares | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 4/24/2019 | | Croda International PLC | | CRDA L | | G25536106 | | Notice period for shareholders’ meetings | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 4/24/2019 | | Croda International PLC | | CRDA L | | G25536106 | | Special dividend and share consolidation: 115 pence per exzisting ordinary share | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 4/24/2019 | | The Coca-Cola Company | | KO | | 191216100 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 4/24/2019 | | The Coca-Cola Company | | KO | | 191216100 | | Advisory vote to approve executive compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 4/24/2019 | | The Coca-Cola Company | | KO | | 191216100 | | Ratification of the appointment of Ernst & Young LLP as independent auditors | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 4/24/2019 | | The Coca-Cola Company | | KO | | 191216100 | | SP - regarding an independent Board Chair | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Growth Fund | | 4/24/2019 | | The Coca-Cola Company | | KO | | 191216100 | | SP - on sugar and public health | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Growth Fund | | 4/25/2019 | | Johnson & Johnson | | JNJ | | 478160104 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 4/25/2019 | | Johnson & Johnson | | JNJ | | 478160104 | | Advisory vote to approve named executive officer compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 4/25/2019 | | Johnson & Johnson | | JNJ | | 478160104 | | Ratification of appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2019 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 4/25/2019 | | Johnson & Johnson | | JNJ | | 478160104 | | SP - clawback disclosure and executive compensation and drug pricing risks | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Growth Fund | | 4/25/2019 | | Pfizer Inc. | | PFE | | 717081103 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 4/25/2019 | | Pfizer Inc. | | PFE | | 717081103 | | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2019 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 4/25/2019 | | Pfizer Inc. | | PFE | | 717081103 | | 2019 advisory approval of executive compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 4/25/2019 | | Pfizer Inc. | | PFE | | 717081103 | | Approval of the Pfizer Inc. 2019 Stock Plan | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 4/25/2019 | | Pfizer Inc. | | PFE | | 717081103 | | SP - regarding right to act by written consent | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Growth Fund | | 4/25/2019 | | Pfizer Inc. | | PFE | | 717081103 | | SP - regarding report on lobbying activities and regarding independent chair policy | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Growth Fund | | 4/25/2019 | | Pfizer Inc. | | PFE | | 717081103 | | SP - regarding integrating drug pricing into executive compensation policies and programs | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Growth Fund | | 4/25/2019 | | Texas Instruments Incorporated | | TXN | | 882508104 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 4/25/2019 | | Texas Instruments Incorporated | | TXN | | 882508104 | | Board proposal regarding advisory approval of the executive compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 4/25/2019 | | Texas Instruments Incorporated | | TXN | | 882508104 | | To ratify the appointment of Ernst & Young LLP as independent registered public accounting firm for 2019 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 4/26/2019 | | Abbott Laboratories | | ABT | | 002824100 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 4/26/2019 | | Abbott Laboratories | | ABT | | 002824100 | | Ratification of Ernst & Young LLP as auditors | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 4/26/2019 | | Abbott Laboratories | | ABT | | 002824100 | | An advisory vote to approve executive compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 4/26/2019 | | Abbott Laboratories | | ABT | | 002824100 | | SP - independent board chairman | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Growth Fund | | 4/26/2019 | | AT&T Inc. | | T | | 00206R102 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 4/26/2019 | | AT&T Inc. | | T | | 00206R102 | | Ratification of appointment of independent auditors | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 4/26/2019 | | AT&T Inc. | | T | | 00206R102 | | Advisory approval of executive compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 4/26/2019 | | AT&T Inc. | | T | | 00206R102 | | SP - independent chair | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Growth Fund | | 4/26/2019 | | Kellogg Company | | K | | 487836108 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 4/26/2019 | | Kellogg Company | | K | | 487836108 | | Advisory resolution to approve executive compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 4/26/2019 | | Kellogg Company | | K | | 487836108 | | Ratification of the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for fiscal year 2019 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 4/29/2019 | | GATX Corporation | | GATX | | 361448103 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 4/29/2019 | | GATX Corporation | | GATX | | 361448103 | | Advisory resolution to approve executive compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 4/29/2019 | | GATX Corporation | | GATX | | 361448103 | | Ratification of appointment of independent registered public accounting firm for fiscal year ending December 31, 2019 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/1/2019 | | Aptargroup Inc. | | ATR | | 038336103 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/1/2019 | | Aptargroup Inc. | | ATR | | 038336103 | | Advisory vote to approve executive compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/1/2019 | | Aptargroup Inc. | | ATR | | 038336103 | | Appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2019 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | | | | | | | | | | |
Growth Fund | | 5/1/2019 | | Archer-Daniels-Midland Company | | ADM | | 039483102 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/1/2019 | | Archer-Daniels-Midland Company | | ADM | | 039483102 | | Ratify the appointment of Ernst & Young LLP as independent auditors for the year ending December 31, 2019 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/1/2019 | | Archer-Daniels-Midland Company | | ADM | | 039483102 | | Advisory vote on executive compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/1/2019 | | International Flavors & Fragrances Inc. | | IFF | | 459506101 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/1/2019 | | International Flavors & Fragrances Inc. | | IFF | | 459506101 | | Ratify PricewaterhouseCoopers LLP as independent registered public accounting firm for the 2019 fiscal year | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/1/2019 | | International Flavors & Fragrances Inc. | | IFF | | 459506101 | | Approve the compensation of named executive officers in 2018 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/1/2019 | | Pepsico, Inc. | | PEP | | 713448108 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/1/2019 | | Pepsico, Inc. | | PEP | | 713448108 | | Appointment of KPMG LLP as independent registered public accounting firm for fiscal year 2019 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/1/2019 | | Pepsico, Inc. | | PEP | | 713448108 | | Advisory approval of the executive compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/1/2019 | | Pepsico, Inc. | | PEP | | 713448108 | | Approve amendments to the Articles of Incorporation to eliminate supermajority voting standards | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/1/2019 | | Pepsico, Inc. | | PEP | | 713448108 | | SP - independent board chairman and disclosure of pesticide management data | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Growth Fund | | 5/1/2019 | | Unilever N.V. | | UN | | 904784709 | | To adopt the annual accounts & appropriation of the profit for the 2018 financial year | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/1/2019 | | Unilever N.V. | | UN | | 904784709 | | To consider and if thought fit, approve the Directors’ remuneration report | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/1/2019 | | Unilever N.V. | | UN | | 904784709 | | To discharge the Executive Directos in office in the 2018 financial year for the fulfilment of their task | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/1/2019 | | Unilever N.V. | | UN | | 904784709 | | To discharge the Non-Executive Directors to office in the 2018 financial year for the fulfilment of their task | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/1/2019 | | Unilever N.V. | | UN | | 904784709 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/1/2019 | | Unilever N.V. | | UN | | 904784709 | | To appoint KPMG as auditor charged with the auditing of the Annual Accounts for the 2019 financial year | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/1/2019 | | Unilever N.V. | | UN | | 904784709 | | To authorise the Board of Directors to purchase ordiinary shares & depositary receipts thereof in the share capital of the company | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/1/2019 | | Unilever N.V. | | UN | | 904784709 | | To reduce the capital with respect to ordinary shares & depositary receipts therof held by the company in its own share capital | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/1/2019 | | Unilever N.V. | | UN | | 904784709 | | To designate the Board of Directors as the company body authorised to issue shares in the share capital of the Company | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/1/2019 | | Unilever N.V. | | UN | | 904784709 | | To designate the BOD to restrict or exclude the statutory pre-emption rights that accrue to shareholders upon issue of shs for genl corp purposes | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/1/2019 | | Unilever N.V. | | UN | | 904784709 | | To designate the BOD to restrict or exclude the statutory pre-emption rights that accrue to shareholders upon issue of shs for acquisition purposes | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/2/2019 | | Corning Incorporated | | GLW | | 219350105 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/2/2019 | | Corning Incorporated | | GLW | | 219350105 | | Advisory approval of the executive compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/2/2019 | | Corning Incorporated | | GLW | | 219350105 | | Ratification of PricewaterhouseCoopers LLP as independent registered public accounting firmr for the fiscal year ending December 31, 2019 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/2/2019 | | Corning Incorporated | | GLW | | 219350105 | | Approval of the 2019 Equity Plan for non-employee directors | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/2/2019 | | Duke Energy Corporation | | DUK | | 26441C204 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/2/2019 | | Duke Energy Corporation | | DUK | | 26441C204 | | Ratification of Deloitte & Touche LLP as independent registered public accounting firm for 2019 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/2/2019 | | Duke Energy Corporation | | DUK | | 26441C204 | | Advisory vote to approve named executive officer compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/2/2019 | | Duke Energy Corporation | | DUK | | 26441C204 | | SP - regarding political contributions and regarding providing an annual report on lobbying expenses | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Growth Fund | | 5/2/2019 | | Duke Energy Corporation | | DUK | | 26441C204 | | SP - regarding a report on mitigating health and climate impacts of coal use | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Growth Fund | | 5/2/2019 | | Duke Energy Corporation | | DUK | | 26441C204 | | SP - regarding a report on the costs and benefits of voluntary environment related activities | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Growth Fund | | 5/2/2019 | | Verizon Communications Inc. | | VZ | | 92343V104 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/2/2019 | | Verizon Communications Inc. | | VZ | | 92343V104 | | Appointment of independent registered public accounting firm | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/2/2019 | | Verizon Communications Inc. | | VZ | | 92343V104 | | Advisory vote to approve executive compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/2/2019 | | Verizon Communications Inc. | | VZ | | 92343V104 | | SP - nonqualified savings plan earnings, independent chair, and report on online child exploitation | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Growth Fund | | 5/2/2019 | | Verizon Communications Inc. | | VZ | | 92343V104 | | SP - cybersecurity and data privacy and severance approval policy | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Growth Fund | | 5/3/2019 | | Abbvie Inc. | | ABBV | | 00287Y109 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | | | | | | | | | | |
Growth Fund | | 5/3/2019 | | Abbvie Inc. | | ABBV | | 00287Y109 | | Ratification of Ernst & Young LLP as independent registered public accounting firm for 2019 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/3/2019 | | Abbvie Inc. | | ABBV | | 00287Y109 | | An advisory vote on the approval of executive compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/3/2019 | | Abbvie Inc. | | ABBV | | 00287Y109 | | Approval of a management proposal regarding amendment of the certificate of incorporation for a simple majority vote | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/3/2019 | | Abbvie Inc. | | ABBV | | 00287Y109 | | SP - to issue an annual report on lobbying | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Growth Fund | | 5/3/2019 | | Abbvie Inc. | | ABBV | | 00287Y109 | | SP - to issue a compensation committee report on drug pricing | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Growth Fund | | 5/3/2019 | | Abbvie Inc. | | ABBV | | 00287Y109 | | SP - to adopt a policy to require independent chairman | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Growth Fund | | 5/3/2019 | | Illinois Tool Works Inc. | | ITW | | 452308109 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/3/2019 | | Illinois Tool Works Inc. | | ITW | | 452308109 | | Appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2019 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/3/2019 | | Illinois Tool Works Inc. | | ITW | | 452308109 | | Advisory vote to approve compensation of named executive officers | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/3/2019 | | Illinois Tool Works Inc. | | ITW | | 452308109 | | SP - to permit stockholders to act by written consent and to set company-wide greenhouse gas emissions targets | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Growth Fund | | 5/4/2019 | | Berkshire Hathaway Inc. | | BRK | | 084670702 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/6/2019 | | Eli Lilly and Company | | LLY | | 532457108 | | election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/6/2019 | | Eli Lilly and Company | | LLY | | 532457108 | | Approval of the compensation paid to the named executive officers | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/6/2019 | | Eli Lilly and Company | | LLY | | 532457108 | | Ratification of Ernst & Young LLP as the principal independent auditor for 2019 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/6/2019 | | Eli Lilly and Company | | LLY | | 532457108 | | Approve amendments to the Articles of Incorporation to eliminate the classified board structure | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/6/2019 | | Eli Lilly and Company | | LLY | | 532457108 | | Approve amendments to the Articles of Incorporation to eliminate all supermajority voting provisions | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/6/2019 | | Eli Lilly and Company | | LLY | | 532457108 | | SP - requesting a report regarding direct and indirect political expenditures | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Growth Fund | | 5/7/2019 | | HNI Corporation | | HNI | | 404251100 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/7/2019 | | HNI Corporation | | HNI | | 404251100 | | Ratify the selection of KPMG LLP as independent registered public accountant for fiscal year ending December 28, 2019 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/7/2019 | | HNI Corporation | | HNI | | 404251100 | | Advisosry vote to approve named executive officer compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/8/2019 | | General Electric Company | | GE | | 369604103 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/8/2019 | | General Electric Company | | GE | | 369604103 | | Advisory approval of our named executies’ compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/8/2019 | | General Electric Company | | GE | | 369604103 | | Approval of a reduction of minimum number of directors from 10 to 7 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/8/2019 | | General Electric Company | | GE | | 369604103 | | Ratificatio of KPMG as independent auditor for 2019 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/8/2019 | | General Electric Company | | GE | | 369604103 | | SP - require the chairman of the board to be independent and adopt cumulative voting for director elections | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Growth Fund | | 5/9/2019 | | Nucor Corporation | | NUE | | 670346105 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/9/2019 | | Nucor Corporation | | NUE | | 670346105 | | Ratification of the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for the year ending December 31, 2019 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/9/2019 | | Nucor Corporation | | NUE | | 670346105 | | Approval of named executive officer compensation in 2018 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/9/2019 | | Nucor Corporation | | NUE | | 670346105 | | SP - regarding lobbying report and regarding political spending report | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Growth Fund | | 5/9/2019 | | Reckitt Benckiser Group PLC | | RB/ LN | | G7420A107 | | To receive the 2018 Annual Report and Financial Statements | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/9/2019 | | Reckitt Benckiser Group PLC | | RB/ LN | | G7420A107 | | To approve the Directors’ remuneration policy | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/9/2019 | | Reckitt Benckiser Group PLC | | RB/ LN | | G7420A107 | | To approve the Directors’ remuneration report | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/9/2019 | | Reckitt Benckiser Group PLC | | RB/ LN | | G7420A107 | | To declare a final dividend | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/9/2019 | | Reckitt Benckiser Group PLC | | RB/ LN | | G7420A107 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/9/2019 | | Reckitt Benckiser Group PLC | | RB/ LN | | G7420A107 | | To re-appoint KPMG LLP as external auditor | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/9/2019 | | Reckitt Benckiser Group PLC | | RB/ LN | | G7420A107 | | To authorise the audit committee to determine the external auditor’s remuneration | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/9/2019 | | Reckitt Benckiser Group PLC | | RB/ LN | | G7420A107 | | To authorise the company to make political donations | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/9/2019 | | Reckitt Benckiser Group PLC | | RB/ LN | | G7420A107 | | To renew the Directors’ authority to allot shares | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/9/2019 | | Reckitt Benckiser Group PLC | | RB/ LN | | G7420A107 | | To approve the rules of the deferred bonus plan | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/9/2019 | | Reckitt Benckiser Group PLC | | RB/ LN | | G7420A107 | | To renew the Directors’ power to disapply preemption rights in respect of up to 5 per cent of issued share capital | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/9/2019 | | Reckitt Benckiser Group PLC | | RB/ LN | | G7420A107 | | To authorise the Directors’ power to disapply pre-emption rights in respect of up to 5 per cent of issued share capital | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/9/2019 | | Reckitt Benckiser Group PLC | | RB/ LN | | G7420A107 | | To renew the company’s authority to purchase its own shares | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/9/2019 | | Reckitt Benckiser Group PLC | | RB/ LN | | G7420A107 | | To approve the calling of general meetings on 14 clear days’ notice | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/10/2019 | | Colgate-Palmolive Company | | CL | | 194162103 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/10/2019 | | Colgate-Palmolive Company | | CL | | 194162103 | | Ratify selection of PricewaterhouseCoopers LLP as independent registered public accounting firm | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/10/2019 | | Colgate-Palmolive Company | | CL | | 194162103 | | Advisory vote on executive compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/10/2019 | | Colgate-Palmolive Company | | CL | | 194162103 | | Approve the 2019 Incentive Compensation Plan | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/10/2019 | | Colgate-Palmolive Company | | CL | | 194162103 | | SP - independent Board Chairman | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Growth Fund | | 5/10/2019 | | Vulcan Materials Company | | VMC | | 929160109 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | | | | | | | | | | |
Growth Fund | | 5/10/2019 | | Vulcan Materials Company | | VMC | | 929160109 | | Approval, on an advisory basis, of the compensation of our named executive officers | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/10/2019 | | Vulcan Materials Company | | VMC | | 929160109 | | Ratification of the appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2019 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/14/2019 | | 3M Company | | MMM | | 88579Y101 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/14/2019 | | 3M Company | | MMM | | 88579Y101 | | To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/14/2019 | | 3M Company | | MMM | | 88579Y101 | | Advisory approval of executive compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/14/2019 | | 3M Company | | MMM | | 88579Y101 | | SP - on setting target amounts for CEO compensation | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Growth Fund | | 5/15/2019 | | SAP SE | | SAP GY | | 4846288 | | Approve allocation of income and dividends of EUR 1.50 per share | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/15/2019 | | SAP SE | | SAP GY | | 4846288 | | Approve discharge of manaagement board for fiscal 2018 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/15/2019 | | SAP SE | | SAP GY | | 4846288 | | Approve discharge of supervisory board for fiscal 2018 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/15/2019 | | SAP SE | | SAP GY | | 4846288 | | Ratify KPMG AG as auditors for fiscal 2019 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/15/2019 | | SAP SE | | SAP GY | | 4846288 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/15/2019 | | Zoetis Inc. | | ZTS | | 98978V103 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/15/2019 | | Zoetis Inc. | | ZTS | | 98978V103 | | Advisory vote to approve our executive compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/15/2019 | | Zoetis Inc. | | ZTS | | 98978V103 | | Appointment of KPMG LLP as independent registered public accounting firm for 2019 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/16/2019 | | Union Pacific Corporation | | UNP | | 907818108 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/16/2019 | | Union Pacific Corporation | | UNP | | 907818108 | | Ratification of the appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2019 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/16/2019 | | Union Pacific Corporation | | UNP | | 907818108 | | An advisory vote to approve executive compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/16/2019 | | Union Pacific Corporation | | UNP | | 907818108 | | SP - regarding independent Chairman | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Growth Fund | | 5/17/2019 | | Wabtec Corporation | | WAB | | 929740108 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/17/2019 | | Wabtec Corporation | | WAB | | 929740108 | | Approve an advisory resolution relating to the approval of 2018 named executive officer compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/17/2019 | | Wabtec Corporation | | WAB | | 929740108 | | Ratify the appointment of Ernst & Young LLP as independent registered public accounting firm for the 2019 fiscal year | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/21/2019 | | Amgen Inc. | | AMGN | | 031162100 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/21/2019 | | Amgen Inc. | | AMGN | | 031162100 | | Advisory vote to approve our executive compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/21/2019 | | Amgen Inc. | | AMGN | | 031162100 | | To ratify the selection of Ernst & Young LLP as independent registered public accountants for the fiscal year ending December 31, 2019 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/21/2019 | | Royal Dutch Shell PLC | | RDSB L | | G7690A118 | | The annual accounts for the financial year ended Dec. 31, 2018, with the directors’ report and the auditor’s report be received | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/21/2019 | | Royal Dutch Shell PLC | | RDSB L | | G7690A118 | | That the Directors’ remuneration report be approved | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/21/2019 | | Royal Dutch Shell PLC | | RDSB L | | G7690A118 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/21/2019 | | Royal Dutch Shell PLC | | RDSB L | | G7690A118 | | That Ernst & Young LLP be reappointed as auditor of the company to hold office until the conclusion of the next AGM for the company | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/21/2019 | | Royal Dutch Shell PLC | | RDSB L | | G7690A118 | | That the Audit Committee be authorised to determine the remuneration of the Auditor for 2019 on behalf of the Board | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/21/2019 | | Royal Dutch Shell PLC | | RDSB L | | G7690A118 | | That the Board be generally and unconditionally authorised to allot shares & to grant rights to subscribe for or to convert any security into shares | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/21/2019 | | Royal Dutch Shell PLC | | RDSB L | | G7690A118 | | If Res. 6 is passed the Board can allot equity securities for cash &/or sell ORD as treasury shares for cash | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/21/2019 | | Royal Dutch Shell PLC | | RDSB L | | G7690A118 | | At conclusion of meeting, the Articles of Assoc. produced to the meeting & initialled by the Chair be adopted as the new Articles of Assoc. | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/21/2019 | | Royal Dutch Shell PLC | | RDSB L | | G7690A118 | | That the company be authorised to make one or more market purchases of its ordinary shares | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/21/2019 | | Royal Dutch Shell PLC | | RDSB L | | G7690A118 | | That the company be authorised to make political donations and incur political expenditure not exceeding 200,000 pounds in total per annum | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/21/2019 | | Royal Dutch Shell PLC | | RDSB L | | G7690A118 | | SP - Pursuant to the UK Companies Act 2006 of the intention to move the resolution set forth on page 6 | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Growth Fund | | 5/23/2019 | | DowDupont Inc. | | DWDP | | 26078J100 | | To adopt & approve an amendment to effect (a) a reverse stock split and (b) a reduction in the number of authorized shares by a corresponding ratio | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/23/2019 | | DowDupont Inc. | | DWDP | | 26078J100 | | A proposal to approve the adjournment of the Special Meeting to solicit additional proxies in favor of the reverse stock split proposal | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/23/2019 | | DowDupont Inc. | | DWDP | | 26078J100 | | | | No | | No | | No | | No |
| | | | | | | | | |
Growth Fund | | 5/28/2019 | | Merck & Co., Inc. | | MRK | | 58933Y105 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/28/2019 | | Merck & Co., Inc. | | MRK | | 58933Y105 | | Non-binding advisory vote to approve the compensation of our named executive officers | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/28/2019 | | Merck & Co., Inc. | | MRK | | 58933Y105 | | Proposal to adopt the 2019 Incentive Stock Plan | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/28/2019 | | Merck & Co., Inc. | | MRK | | 58933Y105 | | Ratification of the appointment of the independent registered public accountiing firm for 2019 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/28/2019 | | Merck & Co., Inc. | | MRK | | 58933Y105 | | SP - concerning an independent board chairman | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Growth Fund | | 5/28/2019 | | Merck & Co., Inc. | | MRK | | 58933Y105 | | SP - concerning executive incentives and stock buybacks | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Growth Fund | | 5/28/2019 | | Merck & Co., Inc. | | MRK | | 58933Y105 | | SP - concerning drug pricing | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Growth Fund | | 5/29/2019 | | Chevron Corporation | | CVX | | 166764100 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/29/2019 | | Chevron Corporation | | CVX | | 166764100 | | Ratification of appointment of PwC as independent registered public accounting firm | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/29/2019 | | Chevron Corporation | | CVX | | 166764100 | | Advisory vote to approve named executive officer compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/29/2019 | | Chevron Corporation | | CVX | | 166764100 | | SP - report on human right to water, report on reducing carbon footprint and create a board committee on climate change | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Growth Fund | | 5/29/2019 | | Chevron Corporation | | CVX | | 166764100 | | SP - adopt policy for an independent chairman and set special meeting threshold at 10% | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Growth Fund | | 5/29/2019 | | Exxon Mobil Corporation | | XOM | | 30231G102 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/29/2019 | | Exxon Mobil Corporation | | XOM | | 30231G102 | | Ratification of independent auditors | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/29/2019 | | Exxon Mobil Corporation | | XOM | | 30231G102 | | Advisory vote to approve executive compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/29/2019 | | Exxon Mobil Corporation | | XOM | | 30231G102 | | SP - independent chairman, special shareholder meetings, board matrix, and climate change board committee | | No | | Yes | | No | | Yes |
| | | | | | | | | | | | | | | | | | |
Growth Fund | | 5/29/2019 | | Exxon Mobil Corporation | | XOM | | 30231G102 | | SP - report on risks of Gulf Coast Petrochemical investment, report on political contributions, and report on lobbying | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Growth Fund | | 5/30/2019 | | Facebook, Inc. | | FB | | 30303M102 | | Electio of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/30/2019 | | Facebook, Inc. | | FB | | 30303M102 | | To ratify the appointment of Ernst & Young LLP as independent registered public accounting firm for the fiscal year ending December 31, 2019 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/30/2019 | | Facebook, Inc. | | FB | | 30303M102 | | To approve the compensation program for named executive officers | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/30/2019 | | Facebook, Inc. | | FB | | 30303M102 | | To vote on the compensation program for named exeutive officers be held every 3 years | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 5/30/2019 | | Facebook, Inc. | | FB | | 30303M102 | | SP - regarding change in stockholder voting, regarding an independent chair, and regarding majority voting for directors | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Growth Fund | | 5/30/2019 | | Facebook, Inc. | | FB | | 30303M102 | | SP - regarding true diversity board policy, regarding a content governance report and regarding median gender pay gap | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Growth Fund | | 5/30/2019 | | Facebook, Inc. | | FB | | 30303M102 | | SP - regarding workforce diversity and regarding strategic alternatives | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Growth Fund | | 6/5/2019 | | Walmart Inc. | | WMT | | 931142103 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 6/5/2019 | | Walmart Inc. | | WMT | | 931142103 | | Advisory vote to approve named executive officer compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 6/5/2019 | | Walmart Inc. | | WMT | | 931142103 | | Ratification of Ernst & Young LLP as independent accountants | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 6/5/2019 | | Walmart Inc. | | WMT | | 931142103 | | SP - request to strengthen prevention of workplace sexual harassment and request to adopt cumulative voting | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Growth Fund | | 6/12/2019 | | Caterpillar Inc. | | CAT | | 149123101 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 6/12/2019 | | Caterpillar Inc. | | CAT | | 149123101 | | Ratify the appointment of independent registered public accounting firm for 2019 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 6/12/2019 | | Caterpillar Inc. | | CAT | | 149123101 | | Advisory vote to approve executive compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 6/12/2019 | | Caterpillar Inc. | | CAT | | 149123101 | | SP - amend proxy access to remove resubmission threshold | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Growth Fund | | 6/12/2019 | | Caterpillar Inc. | | CAT | | 149123101 | | SP - report on activities in conflict-affected areas | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Growth Fund | | 6/17/2019 | | Versum Materials, Inc. | | VSM | | 92532W103 | | Adoption of the Agreement and Plan of Merger by and among Versum Materials, Inc., Merck KGaA and EMD Performance Materials Holding, Inc. | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 6/17/2019 | | Versum Materials, Inc. | | VSM | | 92532W103 | | Approval, on a non-binding advisory basis of the compensation that will be paid to Versum’s named executive officers in connection with the merger | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 6/17/2019 | | Versum Materials, Inc. | | VSM | | 92532W103 | | Approval of the adjournment of the special meeting to solicit additional proxies if needed | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 6/19/2019 | | Alphabet Inc. | | Googl | | 02079K305 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 6/19/2019 | | Alphabet Inc. | | Googl | | 02079K305 | | Ratification of the appointment of Ernst & Young LLP as independent registered public accounting firm for the fiscal year ending December 31, 2019 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 6/19/2019 | | Alphabet Inc. | | Googl | | 02079K305 | | The amendment and restatement of the 2012 Stock Plan to increase the share reserve by 3,000,000 shares of Class C capital stock | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 6/19/2019 | | Alphabet Inc. | | Googl | | 02079K305 | | SP - regarding equal shareholder voting, regarding inequitable employment practices & regarding the establishment of a sociatal risk oversight committ | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Growth Fund | | 6/19/2019 | | Alphabet Inc. | | Googl | | 02079K305 | | SP - regarding a report on sexual harassment risk management and regarding majority vote for the election of directors | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Growth Fund | | 6/19/2019 | | Alphabet Inc. | | Googl | | 02079K305 | | SP - regarding a report on gender pay, regarding strategic alternatives & regarding the nomination of an employee representative director | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Growth Fund | | 6/19/2019 | | Alphabet Inc. | | Googl | | 02079K305 | | SP - regarding simple majority vote, regarding a sustainablility metrics report & regarding Google Search in China | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Growth Fund | | 6/19/2019 | | Alphabet Inc. | | Googl | | 02079K305 | | SP - regarding a clawback policy and regarding a report on content governance | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Growth Fund | | 6/25/2019 | | DowDuPont Inc. | | DWDP | | 26078J100 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 6/25/2019 | | DowDuPont Inc. | | DWDP | | 26078J100 | | Advisory resolution to approve executive compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 6/25/2019 | | DowDuPont Inc. | | DWDP | | 26078J100 | | Ratification of the appointment of the independent registered public accounting firm | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Growth Fund | | 6/25/2019 | | DowDuPont Inc. | | DWDP | | 26078J100 | | SP - right to act by written consent and preparation of an executive compensation report | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Growth Fund | | 6/25/2019 | | DowDuPont Inc. | | DWDP | | 26078J100 | | SP - preparation of a report on climate change induced flooding and public health and preparation of a report on plastic pollution | | No | | Yes | | No | | Yes |
| | | | | | | | | | | | | | | | | | |
Fund | | MtgDate | | CompanyName | | Ticker | | CUSIP | | Description | | Proposed by Issuer | | Voted by Fund | | Voted For | | Voted with Mgmt |
| | | | | | | | | |
Balanced Fund | | 7/10/2018 | | The Walt Disney Company | | DIS | | 254687106 | | To approve the issuance of Disney Common Stock and, if applicable, Series B Convertible Preferred Stock to stockholders of Twenty-First Century Fox | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 7/10/2018 | | The Walt Disney Company | | DIS | | 254687106 | | To adopt certain amendments to the Restated Ctf. Of Inc. relating to the dividend & voting status of shares of common stock held by subsidiaries | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 7/10/2018 | | The Walt Disney Company | | DIS | | 254687106 | | To approve adjournments of the special meeting, if necessary or appropriate. | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 7/27/2018 | | The Walt Disney Company | | DIS | | 254687106 | | To approve the issuance of stock of TWDC Holdco 613 Corp. to stockholders of Twenty-First Century Fox, Inc. contemplated by agreement & Plan of Merger | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 7/27/2018 | | The Walt Disney Company | | DIS | | 254687106 | | To approve adjournment of the Disney special meeting | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 10/9/2018 | | The Procter & Gamble Company | | PG | | 742718109 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 10/9/2018 | | The Procter & Gamble Company | | PG | | 742718109 | | Ratify appointment of the independent registered public accounting firm | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 10/9/2018 | | The Procter & Gamble Company | | PG | | 742718109 | | Advisory vote on the company’s executive compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 10/17/2018 | | BHP Billiton PLC | | BLT LN | | G10877101 | | To receive the 2018 Financial Statements and Reports for BHP | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 10/17/2018 | | BHP Billiton PLC | | BLT LN | | G10877101 | | To reappoint KPMG LLP as the auditor | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 10/17/2018 | | BHP Billiton PLC | | BLT LN | | G10877101 | | To authorise the Risk and Audit Committee to agree the remuneration of the auditor | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 10/17/2018 | | BHP Billiton PLC | | BLT LN | | G10877101 | | To approve the general authority to issue shares in BHP Billiton PLC | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 10/17/2018 | | BHP Billiton PLC | | BLT LN | | G10877101 | | To approve the authority to allot equity securities in BHP Billiton PLC for cash | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 10/17/2018 | | BHP Billiton PLC | | BLT LN | | G10877101 | | To authorise the repurchase of shares | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 10/17/2018 | | BHP Billiton PLC | | BLT LN | | G10877101 | | To approve the 2018 remuneration report other than the part containing the Directors’ remuneration policy | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 10/17/2018 | | BHP Billiton PLC | | BLT LN | | G10877101 | | To approve the 2018 remuneration report | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 10/17/2018 | | BHP Billiton PLC | | BLT LN | | G10877101 | | To approve the grant to the Executive Director | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 10/17/2018 | | BHP Billiton PLC | | BLT LN | | G10877101 | | To approve the change of name of BHP Billiton Limited and BHP Billiton PLC | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 10/17/2018 | | BHP Billiton PLC | | BLT LN | | G10877101 | | To approve the election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 10/25/2018 | | South32 Ltd. | | S32 LN | | Q86668102 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 10/25/2018 | | South32 Ltd. | | S32 LN | | Q86668102 | | Adoption of the remuneration report | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 10/25/2018 | | South32 Ltd. | | S32 LN | | Q86668102 | | Grant of awards to executive director | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 10/25/2018 | | South32 Ltd. | | S32 LN | | Q86668102 | | Approval of leaving entitilements | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 10/25/2018 | | Unilever N.V. | | UN | | 904784709 | | To approve Simplification | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 11/6/2018 | | Automatic Data Processing, Inc. | | ADP | | 053015103 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 11/6/2018 | | Automatic Data Processing, Inc. | | ADP | | 053015103 | | Advisory vote on executive compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 11/6/2018 | | Automatic Data Processing, Inc. | | ADP | | 053015103 | | Approval of the 2018 Omnibus Award Plan | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 11/6/2018 | | Automatic Data Processing, Inc. | | ADP | | 053015103 | | Ratification of the appointment of auditors | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 11/28/2018 | | Microsoft Corporation | | MSFT | | 594918104 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 11/28/2018 | | Microsoft Corporation | | MSFT | | 594918104 | | Advisory vote to approve named executive officer compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 11/28/2018 | | Microsoft Corporation | | MSFT | | 594918104 | | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2019 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 11/29/2018 | | Campbell Soup Company | | CPB | | 134429109 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 11/29/2018 | | Campbell Soup Company | | CPB | | 134429109 | | Ratification of the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for fiscal 2019 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 11/29/2018 | | Campbell Soup Company | | CPB | | 134429109 | | Approval of an advisory resolution on the fiscal 2018 compensation of our named executive officers | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 11/30/2018 | | Donaldson Company, Inc. | | DCI | | 257651109 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 11/30/2018 | | Donaldson Company, Inc. | | DCI | | 257651109 | | A non-binding advisory vote on the compensation of our Named Executive Officers | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | | | | | | | | | | |
Balanced Fund | | 3/7/2019 | | The Walt Disney Company | | DIS | | 254687106 | | To approve the advisory resolution on executive compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 3/7/2019 | | The Walt Disney Company | | DIS | | 254687106 | | SP - requesting an annual report disclosing information regarding the Company’s lobbying policies and activities | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Balanced Fund | | 3/7/2019 | | The Walt Disney Company | | DIS | | 254687106 | | SP - requesting a report on use of additional cyber security & data privacy metrics in determining compensation of senior executives | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Balanced Fund | | 3/20/2019 | | Agilent Technologies, Inc. | | A | | 00846U101 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 3/20/2019 | | Agilent Technologies, Inc. | | A | | 00846U101 | | To approve the reservation of 25,000,000 shares of common stock for issuance under our 2018 Stock Plan | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 3/20/2019 | | Agilent Technologies, Inc. | | A | | 00846U101 | | To approve, on a non-binding advisory basis, the compensation of our named executive officers | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 3/20/2019 | | Agilent Technologies, Inc. | | A | | 00846U101 | | To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm. | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/3/2019 | | Schlumberger Limited | | SLB | | 806857108 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/3/2019 | | Schlumberger Limited | | SLB | | 806857108 | | Approval of the advisory resolution to approve our executive compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/3/2019 | | Schlumberger Limited | | SLB | | 806857108 | | Approval of our 2018 Annual Report to stockholders | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/3/2019 | | Schlumberger Limited | | SLB | | 806857108 | | Ratification of the appointment of PricewaterhouseCoopers LLP as independent auditors for 2019 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/3/2019 | | Schlumberger Limited | | SLB | | 806857108 | | Approval of an amended and restated 2004 Stock and Deferral Plan for non-employee directors | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/10/2019 | | Rio Tinto PLC | | RIO LN | | G75754104 | | Receipt of the 2018 Annual Report | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/10/2019 | | Rio Tinto PLC | | RIO LN | | G75754104 | | To approve the Directors’ remuneration report: implementation report for the year ended 31 December 2018 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/10/2019 | | Rio Tinto PLC | | RIO LN | | G75754104 | | To approve the Directors’ remuneration report for the year ended 31 December 2018, comprising the remuneration policy and implementation report | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/10/2019 | | Rio Tinto PLC | | RIO LN | | G75754104 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/10/2019 | | Rio Tinto PLC | | RIO LN | | G75754104 | | Re-apppointment of auditors: PricewaterhouseCoopers LLP | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/10/2019 | | Rio Tinto PLC | | RIO LN | | G75754104 | | Remuneration of Auditors | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/10/2019 | | Rio Tinto PLC | | RIO LN | | G75754104 | | Authority to make political donations | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/10/2019 | | Rio Tinto PLC | | RIO LN | | G75754104 | | General authority to allot shares | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/10/2019 | | Rio Tinto PLC | | RIO LN | | G75754104 | | Disapplication of pre-emption rights | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/10/2019 | | Rio Tinto PLC | | RIO LN | | G75754104 | | Authority to purchase Rio Tinto PLC shares | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/10/2019 | | Rio Tinto PLC | | RIO LN | | G75754104 | | Notice period for general meetings other than annual general meetings | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/11/2019 | | Nestle S.A. | | NSRGY | | 641069406 | | Approval of the annual review, the financial statements & the consoloidated financial statements for 2018 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/11/2019 | | Nestle S.A. | | NSRGY | | 641069406 | | Acceptance of the compensation report 2018 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/11/2019 | | Nestle S.A. | | NSRGY | | 641069406 | | Discharge to the members of the Board of Directors and of the management | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/11/2019 | | Nestle S.A. | | NSRGY | | 641069406 | | Appropriation of profit resulting from the balance sheet (proposed dividend) for the financial year 2018 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/11/2019 | | Nestle S.A. | | NSRGY | | 641069406 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/11/2019 | | Nestle S.A. | | NSRGY | | 641069406 | | Election of the statutory auditors: KPMG SA, Geneva branch | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/11/2019 | | Nestle S.A. | | NSRGY | | 641069406 | | Election of the independent representative: Hartmann Dreyer, Attorneys-at-law | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/11/2019 | | Nestle S.A. | | NSRGY | | 641069406 | | Approval of the compensation of the Board of Directors | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/11/2019 | | Nestle S.A. | | NSRGY | | 641069406 | | Approval of the compensation of the Executive Board | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/11/2019 | | Nestle S.A. | | NSRGY | | 641069406 | | Capital reduction (by cancellation of shares) | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/11/2019 | | Nestle S.A. | | NSRGY | | 641069406 | | In the event of any yet unknown new or modified proposal by a shareholder during the general meeting | | Yes | | Yes | | No | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/16/2019 | | M&T Bank Corporation | | MTB | | 55261F104 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/16/2019 | | M&T Bank Corporation | | MTB | | 55261F104 | | To approve the 2019 Equity Incentive Compensation Plan | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/16/2019 | | M&T Bank Corporation | | MTB | | 55261F104 | | To approve the compensation of named executive officers | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/16/2019 | | M&T Bank Corporation | | MTB | | 55261F104 | | To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for the year ending December 31, 2019 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/16/2019 | | U.S. Bancorp | | USB | | 902973304 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/16/2019 | | U.S. Bancorp | | USB | | 902973304 | | The ratification of the selection of Ernst & Young LLP as independent auditor for the 2019 fiscal year | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/16/2019 | | U.S. Bancorp | | USB | | 902973304 | | An advisory vote to approve the compensation of executives disclosed in the proxy statement | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | | | | | | | | | | |
Balanced Fund | | 4/22/2019 | | Wells Fargo & Company | | WFC | | 949746101 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/22/2019 | | Wells Fargo & Company | | WFC | | 949746101 | | Advisory resolution to approve executive compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/22/2019 | | Wells Fargo & Company | | WFC | | 949746101 | | Approe the Company’s amended and restated long-term incentive compensation plan | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/22/2019 | | Wells Fargo & Company | | WFC | | 949746101 | | Ratify the appointment of KPMG LLP as independent registered public accounting firm for 2019 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/22/2019 | | Wells Fargo & Company | | WFC | | 949746101 | | SP - report on incentive-based compensation and risks of material losses | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/22/2019 | | Wells Fargo & Company | | WFC | | 949746101 | | SP - report on global median gender pay gap | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/23/2019 | | Northern Trust Corporation | | NTRS | | 665859104 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/23/2019 | | Northern Trust Corporation | | NTRS | | 665859104 | | Approval, by an advisory vote, of the 2018 compensation of the named executive officers | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/23/2019 | | Northern Trust Corporation | | NTRS | | 665859104 | | Ratification of the appointment of KPMG LLP as independent registered public accounting firm for the fiscal year ending December 31, 2019 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/23/2019 | | Northern Trust Corporation | | NTRS | | 665859104 | | SP - regarding additional disclosure of political contribution | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/23/2019 | | Northern Trust Corporation | | NTRS | | 665859104 | | SP - regarding the right of the stockholders to call a special meeting | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/23/2019 | | Wells Fargo & Company | | WFC | | 949746101 | | Election of the nominees - supplement as Mr. Sloan retired therefore new list of nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/24/2019 | | ASML Holding N.V. | | ASML | | N07059210 | | Proposal to adopt the financial statements of the Company for the financial year 2018 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/24/2019 | | ASML Holding N.V. | | ASML | | N07059210 | | Proposal to adopt a dividend of EUR 2.10 per ordinary share | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/24/2019 | | ASML Holding N.V. | | ASML | | N07059210 | | Proposal to discharge the members of the Board of Management from liability for their responsiblities in the financxial year 2018 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/24/2019 | | ASML Holding N.V. | | ASML | | N07059210 | | Proposal to discharge the members of the Supervisory Board from liability for their responsiblitities in the financial year 2018 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/24/2019 | | ASML Holding N.V. | | ASML | | N07059210 | | Proposal to adopt some adjustments to the Remuneration Policy for the Board of Management | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/24/2019 | | ASML Holding N.V. | | ASML | | N07059210 | | Proposal to approve the number of shares for the Board of Management | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/24/2019 | | ASML Holding N.V. | | ASML | | N07059210 | | Proposal to reappointment of nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/24/2019 | | ASML Holding N.V. | | ASML | | N07059210 | | Proposal to adjust the remuneration of the Supervisory Board | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/24/2019 | | ASML Holding N.V. | | ASML | | N07059210 | | Proposal to appoint KPMG Accountants N.V. as external auditor for the reporting year 2020 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/24/2019 | | ASML Holding N.V. | | ASML | | N07059210 | | To authorize BOM to issue ord. shares or grant rgts to subscribe for ord. shares, as well as to restrict or exclude the preemption rgts to shareholder | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/24/2019 | | ASML Holding N.V. | | ASML | | N07059210 | | To authorize the Board of Management to repurchase ordinary shares up to 20% of the issued share capital | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/24/2019 | | ASML Holding N.V. | | ASML | | N07059210 | | Proposal to cancel ordinary shares | | Yes | | Yes | | No | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/24/2019 | | The Coca-Cola Company | | KO | | 191216100 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/24/2019 | | The Coca-Cola Company | | KO | | 191216100 | | Advisory vote to approve executive compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/24/2019 | | The Coca-Cola Company | | KO | | 191216100 | | Ratification of the appointment of Ernst & Young LLP as independent auditors | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/24/2019 | | The Coca-Cola Company | | KO | | 191216100 | | SP - regarding an independent Board Chair | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/24/2019 | | The Coca-Cola Company | | KO | | 191216100 | | SP - on sugar and public health | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/25/2019 | | Johnson & Johnson | | JNJ | | 478160104 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/25/2019 | | Johnson & Johnson | | JNJ | | 478160104 | | Advisory vote to approve named executive officer compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/25/2019 | | Johnson & Johnson | | JNJ | | 478160104 | | Ratification of appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2019 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/25/2019 | | Johnson & Johnson | | JNJ | | 478160104 | | SP - clawback disclosure and executive compensation and drug pricing risks | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/25/2019 | | Pfizer Inc. | | PFE | | 717081103 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/25/2019 | | Pfizer Inc. | | PFE | | 717081103 | | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2019 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/25/2019 | | Pfizer Inc. | | PFE | | 717081103 | | 2019 advisory approval of executive compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/25/2019 | | Pfizer Inc. | | PFE | | 717081103 | | Approval of the Pfizer Inc. 2019 Stock Plan | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | | | | | | | | | | |
Balanced Fund | | 4/25/2019 | | Pfizer Inc. | | PFE | | 717081103 | | SP - regarding right to act by written consent | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/25/2019 | | Pfizer Inc. | | PFE | | 717081103 | | SP - regarding report on lobbying activities and regarding independent chair policy | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/25/2019 | | Pfizer Inc. | | PFE | | 717081103 | | SP - regarding integrating drug pricing into executive compensation policies and programs | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/25/2019 | | Texas Instruments Incorporated | | TXN | | 882508104 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/25/2019 | | Texas Instruments Incorporated | | TXN | | 882508104 | | Board proposal regarding advisory approval of the executive compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/25/2019 | | Texas Instruments Incorporated | | TXN | | 882508104 | | To ratify the appointment of Ernst & Young LLP as independent registered public accounting firm for 2019 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/26/2019 | | Abbott Laboratories | | ABT | | 002824100 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/26/2019 | | Abbott Laboratories | | ABT | | 002824100 | | Ratification of Ernst & Young LLP as auditors | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/26/2019 | | Abbott Laboratories | | ABT | | 002824100 | | An advisory vote to approve executive compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/26/2019 | | Abbott Laboratories | | ABT | | 002824100 | | SP - independent board chairman | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/26/2019 | | AT&T Inc. | | T | | 00206R102 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/26/2019 | | AT&T Inc. | | T | | 00206R102 | | Ratification of appointment of independent auditors | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/26/2019 | | AT&T Inc. | | T | | 00206R102 | | Advisory approval of executive compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/26/2019 | | AT&T Inc. | | T | | 00206R102 | | SP - independent chair | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/26/2019 | | Kellogg Company | | K | | 487836108 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/26/2019 | | Kellogg Company | | K | | 487836108 | | Advisory resolution to approve executive compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/26/2019 | | Kellogg Company | | K | | 487836108 | | Ratification of the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for fiscal year 2019 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/29/2019 | | GATX Corporation | | GATX | | 361448103 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/29/2019 | | GATX Corporation | | GATX | | 361448103 | | Advisory resolution to approve executive compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 4/29/2019 | | GATX Corporation | | GATX | | 361448103 | | Ratification of appointment of independent registered public accounting firm for fiscal year ending December 31, 2019 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/1/2019 | | Aptargroup Inc. | | ATR | | 038336103 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/1/2019 | | Aptargroup Inc. | | ATR | | 038336103 | | Advisory vote to approve executive compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/1/2019 | | Aptargroup Inc. | | ATR | | 038336103 | | Appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2019 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/1/2019 | | Archer-Daniels-Midland Company | | ADM | | 039483102 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/1/2019 | | Archer-Daniels-Midland Company | | ADM | | 039483102 | | Ratify the appointment of Ernst & Young LLP as independent auditors for the year ending December 31, 2019 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/1/2019 | | Archer-Daniels-Midland Company | | ADM | | 039483102 | | Advisory vote on executive compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/1/2019 | | International Flavors & Fragrances Inc. | | IFF | | 459506101 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/1/2019 | | International Flavors & Fragrances Inc. | | IFF | | 459506101 | | Ratify PricewaterhouseCoopers LLP as independent registered public accounting firm for the 2019 fiscal year | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/1/2019 | | International Flavors & Fragrances Inc. | | IFF | | 459506101 | | Approve the compensation of named executive officers in 2018 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/1/2019 | | Pepsico, Inc. | | PEP | | 713448108 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/1/2019 | | Pepsico, Inc. | | PEP | | 713448108 | | Appointment of KPMG LLP as independent registered public accounting firm for fiscal year 2019 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/1/2019 | | Pepsico, Inc. | | PEP | | 713448108 | | Advisory approval of the executive compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/1/2019 | | Pepsico, Inc. | | PEP | | 713448108 | | Approve amendments to the Articles of Incorporation to eliminate supermajority voting standards | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/1/2019 | | Pepsico, Inc. | | PEP | | 713448108 | | SP - independent board chairman and disclosure of pesticide management data | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/1/2019 | | Unilever N.V. | | UN | | 904784709 | | To adopt the annual accounts & appropriation of the profit for the 2018 financial year | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/1/2019 | | Unilever N.V. | | UN | | 904784709 | | To consider and if thought fit, approve the Directors’ remuneration report | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/1/2019 | | Unilever N.V. | | UN | | 904784709 | | To discharge the Executive Directos in office in the 2018 financial year for the fulfilment of their task | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/1/2019 | | Unilever N.V. | | UN | | 904784709 | | To discharge the Non-Executive Directors to office in the 2018 financial year for the fulfilment of their task | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/1/2019 | | Unilever N.V. | | UN | | 904784709 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/1/2019 | | Unilever N.V. | | UN | | 904784709 | | To appoint KPMG as auditor charged with the auditing of the Annual Accounts for the 2019 financial year | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/1/2019 | | Unilever N.V. | | UN | | 904784709 | | To authorise the Board of Directors to purchase ordiinary shares & depositary receipts thereof in the share capital of the company | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/1/2019 | | Unilever N.V. | | UN | | 904784709 | | To reduce the capital with respect to ordinary shares & depositary receipts therof held by the company in its own share capital | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/1/2019 | | Unilever N.V. | | UN | | 904784709 | | To designate the Board of Directors as the company body authorised to issue shares in the share capital of the Company | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/1/2019 | | Unilever N.V. | | UN | | 904784709 | | To designate the BOD to restrict or exclude the statutory pre-emption rights that accrue to shareholders upon issue of shs for genl corp purposes | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/1/2019 | | Unilever N.V. | | UN | | 904784709 | | To designate the BOD to restrict or exclude the statutory pre-emption rights that accrue to shareholders upon issue of shs for acquisition purposes | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | | | | | | | | | | |
Balanced Fund | | 5/2/2019 | | Corning Incorporated | | GLW | | 219350105 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/2/2019 | | Corning Incorporated | | GLW | | 219350105 | | Advisory approval of the executive compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/2/2019 | | Corning Incorporated | | GLW | | 219350105 | | Ratification of PricewaterhouseCoopers LLP as independent registered public accounting firmr for the fiscal year ending December 31, 2019 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/2/2019 | | Corning Incorporated | | GLW | | 219350105 | | Approval of the 2019 Equity Plan for non-employee directors | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/2/2019 | | Duke Energy Corporation | | DUK | | 26441C204 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/2/2019 | | Duke Energy Corporation | | DUK | | 26441C204 | | Ratification of Deloitte & Touche LLP as independent registered public accounting firm for 2019 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/2/2019 | | Duke Energy Corporation | | DUK | | 26441C204 | | Advisory vote to approve named executive officer compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/2/2019 | | Duke Energy Corporation | | DUK | | 26441C204 | | SP - regarding political contributions and regarding providing an annual report on lobbying expenses | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/2/2019 | | Duke Energy Corporation | | DUK | | 26441C204 | | SP - regarding a report on mitigating health and climate impacts of coal use | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/2/2019 | | Duke Energy Corporation | | DUK | | 26441C204 | | SP - regarding a report on the costs and benefits of voluntary environment related activities | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/2/2019 | | Verizon Communications Inc. | | VZ | | 92343V104 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/2/2019 | | Verizon Communications Inc. | | VZ | | 92343V104 | | Appointment of independent registered public accounting firm | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/2/2019 | | Verizon Communications Inc. | | VZ | | 92343V104 | | Advisory vote to approve executive compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/2/2019 | | Verizon Communications Inc. | | VZ | | 92343V104 | | SP - nonqualified savings plan earnings, independent chair, and report on online child exploitation | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/2/2019 | | Verizon Communications Inc. | | VZ | | 92343V104 | | SP - cybersecurity and data privacy and severance approval policy | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/3/2019 | | Abbvie Inc. | | ABBV | | 00287Y109 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/3/2019 | | Abbvie Inc. | | ABBV | | 00287Y109 | | Ratification of Ernst & Young LLP as independent registered public accounting firm for 2019 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/3/2019 | | Abbvie Inc. | | ABBV | | 00287Y109 | | An advisory vote on the approval of executive compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/3/2019 | | Abbvie Inc. | | ABBV | | 00287Y109 | | Approval of a management proposal regarding amendment of the certificate of incorporation for a simple majority vote | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/3/2019 | | Abbvie Inc. | | ABBV | | 00287Y109 | | SP - to issue an annual report on lobbying | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/3/2019 | | Abbvie Inc. | | ABBV | | 00287Y109 | | SP - to issue a compensation committee report on drug pricing | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/3/2019 | | Abbvie Inc. | | ABBV | | 00287Y109 | | SP - to adopt a policy to require independent chairman | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/3/2019 | | Illinois Tool Works Inc. | | ITW | | 452308109 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/3/2019 | | Illinois Tool Works Inc. | | ITW | | 452308109 | | Appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2019 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/3/2019 | | Illinois Tool Works Inc. | | ITW | | 452308109 | | Advisory vote to approve compensation of named executive officers | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/3/2019 | | Illinois Tool Works Inc. | | ITW | | 452308109 | | SP - to permit stockholders to act by written consent and to set company-wide greenhouse gas emissions targets | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/4/2019 | | Berkshire Hathaway Inc. | | BRK | | 084670702 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/6/2019 | | Eli Lilly and Company | | LLY | | 532457108 | | election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/6/2019 | | Eli Lilly and Company | | LLY | | 532457108 | | Approval of the compensation paid to the named executive officers | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | | | | | | | | | | |
Balanced Fund | | 5/6/2019 | | Eli Lilly and Company | | LLY | | 532457108 | | Ratification of Ernst & Young LLP as the principal independent auditor for 2019 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/6/2019 | | Eli Lilly and Company | | LLY | | 532457108 | | Approve amendments to the Articles of Incorporation to eliminate the classified board structure | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/6/2019 | | Eli Lilly and Company | | LLY | | 532457108 | | Approve amendments to the Articles of Incorporation to eliminate all supermajority voting provisions | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/6/2019 | | Eli Lilly and Company | | LLY | | 532457108 | | SP - requesting a report regarding direct and indirect political expenditures | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/6/2019 | | Enbridge Inc. | | ENB | | 29250N105 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/6/2019 | | Enbridge Inc. | | ENB | | 29250N105 | | Appoint PricewaterhouseCoopers LLP as auditors at remuneration to be fixed by the Board of Directors | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/6/2019 | | Enbridge Inc. | | ENB | | 29250N105 | | Approve the 2019 Long Term Incentive Plan and ratify the grants of stock options thereunder | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/6/2019 | | Enbridge Inc. | | ENB | | 29250N105 | | Advisory vote to approve compensation of named executive officers | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/7/2019 | | HNI Corporation | | HNI | | 404251100 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/7/2019 | | HNI Corporation | | HNI | | 404251100 | | Ratify the selection of KPMG LLP as independent registered public accountant for fiscal year ending December 28, 2019 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/7/2019 | | HNI Corporation | | HNI | | 404251100 | | Advisosry vote to approve named executive officer compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/8/2019 | | General Electric Company | | GE | | 369604103 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/8/2019 | | General Electric Company | | GE | | 369604103 | | Advisory approval of our named executies’ compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/8/2019 | | General Electric Company | | GE | | 369604103 | | Approval of a reduction of minimum number of directors from 10 to 7 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/8/2019 | | General Electric Company | | GE | | 369604103 | | Ratificatio of KPMG as independent auditor for 2019 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/8/2019 | | General Electric Company | | GE | | 369604103 | | SP - require the chairman of the board to be independent and adopt cumulative voting for director elections | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/9/2019 | | Nucor Corporation | | NUE | | 670346105 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/9/2019 | | Nucor Corporation | | NUE | | 670346105 | | Ratification of the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for the year ending December 31, 2019 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/9/2019 | | Nucor Corporation | | NUE | | 670346105 | | Approval of named executive officer compensation in 2018 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/9/2019 | | Nucor Corporation | | NUE | | 670346105 | | SP - regarding lobbying report and regarding political spending report | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/9/2019 | | Reckitt Benckiser Group PLC | | RB/ LN | | G7420A107 | | To receive the 2018 Annual Report and Financial Statements | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/9/2019 | | Reckitt Benckiser Group PLC | | RB/ LN | | G7420A107 | | To approve the Directors’ remuneration policy | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/9/2019 | | Reckitt Benckiser Group PLC | | RB/ LN | | G7420A107 | | To approve the Directors’ remuneration report | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/9/2019 | | Reckitt Benckiser Group PLC | | RB/ LN | | G7420A107 | | To declare a final dividend | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/9/2019 | | Reckitt Benckiser Group PLC | | RB/ LN | | G7420A107 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/9/2019 | | Reckitt Benckiser Group PLC | | RB/ LN | | G7420A107 | | To re-appoint KPMG LLP as external auditor | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/9/2019 | | Reckitt Benckiser Group PLC | | RB/ LN | | G7420A107 | | To authorise the audit committee to determine the external auditor’s remuneration | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/9/2019 | | Reckitt Benckiser Group PLC | | RB/ LN | | G7420A107 | | To authorise the company to make political donations | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/9/2019 | | Reckitt Benckiser Group PLC | | RB/ LN | | G7420A107 | | To renew the Directors’ authority to allot shares | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/9/2019 | | Reckitt Benckiser Group PLC | | RB/ LN | | G7420A107 | | To approve the rules of the deferred bonus plan | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/9/2019 | | Reckitt Benckiser Group PLC | | RB/ LN | | G7420A107 | | To renew the Directors’ power to disapply preemption rights in respect of up to 5 per cent of issued share capital | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/9/2019 | | Reckitt Benckiser Group PLC | | RB/ LN | | G7420A107 | | To authorise the Directors’ power to disapply pre-emption rights in respect of up to 5 per cent of issued share capital | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | | | | | | | | | | |
Balanced Fund | | 5/9/2019 | | Reckitt Benckiser Group PLC | | RB/ LN | | G7420A107 | | To renew the company’s authority to purchase its own shares | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/9/2019 | | Reckitt Benckiser Group PLC | | RB/ LN | | G7420A107 | | To approve the calling of general meetings on 14 clear days’ notice | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/10/2019 | | Colgate-Palmolive Company | | CL | | 194162103 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/10/2019 | | Colgate-Palmolive Company | | CL | | 194162103 | | Ratify selection of PricewaterhouseCoopers LLP as independent registered public accounting firm | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/10/2019 | | Colgate-Palmolive Company | | CL | | 194162103 | | Advisory vote on executive compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/10/2019 | | Colgate-Palmolive Company | | CL | | 194162103 | | Approve the 2019 Incentive Compensation Plan | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/10/2019 | | Colgate-Palmolive Company | | CL | | 194162103 | | SP - independent Board Chairman | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/10/2019 | | Vulcan Materials Company | | VMC | | 929160109 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/10/2019 | | Vulcan Materials Company | | VMC | | 929160109 | | Approval, on an advisory basis, of the compensation of our named executive officers | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/10/2019 | | Vulcan Materials Company | | VMC | | 929160109 | | Ratification of the appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2019 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/14/2019 | | 3M Company | | MMM | | 88579Y101 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/14/2019 | | 3M Company | | MMM | | 88579Y101 | | To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/14/2019 | | 3M Company | | MMM | | 88579Y101 | | Advisory approval of executive compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/14/2019 | | 3M Company | | MMM | | 88579Y101 | | SP - on setting target amounts for CEO compensation | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/15/2019 | | SAP SE | | SAP GY | | 4846288 | | Approve allocation of income and dividends of EUR 1.50 per share | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/15/2019 | | SAP SE | | SAP GY | | 4846288 | | Approve discharge of manaagement board for fiscal 2018 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/15/2019 | | SAP SE | | SAP GY | | 4846288 | | Approve discharge of supervisory board for fiscal 2018 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/15/2019 | | SAP SE | | SAP GY | | 4846288 | | Ratify KPMG AG as auditors for fiscal 2019 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/15/2019 | | SAP SE | | SAP GY | | 4846288 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/15/2019 | | Zoetis Inc. | | ZTS | | 98978V103 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/15/2019 | | Zoetis Inc. | | ZTS | | 98978V103 | | Advisory vote to approve our executive compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/15/2019 | | Zoetis Inc. | | ZTS | | 98978V103 | | Appointment of KPMG LLP as independent registered public accounting firm for 2019 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/16/2019 | | Union Pacific Corporation | | UNP | | 907818108 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/16/2019 | | Union Pacific Corporation | | UNP | | 907818108 | | Ratification of the appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2019 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/16/2019 | | Union Pacific Corporation | | UNP | | 907818108 | | An advisory vote to approve executive compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/16/2019 | | Union Pacific Corporation | | UNP | | 907818108 | | SP - regarding independent Chairman | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/17/2019 | | Wabtec Corporation | | WAB | | 929740108 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/17/2019 | | Wabtec Corporation | | WAB | | 929740108 | | Approve an advisory resolution relating to the approval of 2018 named executive officer compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/17/2019 | | Wabtec Corporation | | WAB | | 929740108 | | Ratify the appointment of Ernst & Young LLP as independent registered public accounting firm for the 2019 fiscal year | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/21/2019 | | Amgen Inc. | | AMGN | | 031162100 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/21/2019 | | Amgen Inc. | | AMGN | | 031162100 | | Advisory vote to approve our executive compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | | | | | | | | | | |
Balanced Fund | | 5/21/2019 | | Amgen Inc. | | AMGN | | 031162100 | | To ratify the selection of Ernst & Young LLP as independent registered public accountants for the fiscal year ending December 31, 2019 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/21/2019 | | Royal Dutch Shell PLC | | RDSB L | | G7690A118 | | The annual accounts for the financial year ended Dec. 31, 2018, with the directors’ report and the auditor’s report be received | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/21/2019 | | Royal Dutch Shell PLC | | RDSB L | | G7690A118 | | That the Directors’ remuneration report be approved | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/21/2019 | | Royal Dutch Shell PLC | | RDSB L | | G7690A118 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/21/2019 | | Royal Dutch Shell PLC | | RDSB L | | G7690A118 | | That Ernst & Young LLP be reappointed as auditor of the company to hold office until the conclusion of the next AGM for the company | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/21/2019 | | Royal Dutch Shell PLC | | RDSB L | | G7690A118 | | That the Audit Committee be authorised to determine the remuneration of the Auditor for 2019 on behalf of the Board | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/21/2019 | | Royal Dutch Shell PLC | | RDSB L | | G7690A118 | | That the Board be generally and unconditionally authorised to allot shares & to grant rights to subscribe for or to convert any security into shares | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/21/2019 | | Royal Dutch Shell PLC | | RDSB L | | G7690A118 | | If Res. 6 is passed the Board can allot equity securities for cash &/or sell ORD as treasury shares for cash | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/21/2019 | | Royal Dutch Shell PLC | | RDSB L | | G7690A118 | | At conclusion of meeting, the Articles of Assoc. produced to the meeting & initialled by the Chair be adopted as the new Articles of Assoc. | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/21/2019 | | Royal Dutch Shell PLC | | RDSB L | | G7690A118 | | That the company be authorised to make one or more market purchases of its ordinary shares | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/21/2019 | | Royal Dutch Shell PLC | | RDSB L | | G7690A118 | | That the company be authorised to make political donations and incur political expenditure not exceeding 200,000 pounds in total per annum | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/21/2019 | | Royal Dutch Shell PLC | | RDSB L | | G7690A118 | | SP - Pursuant to the UK Companies Act 2006 of the intention to move the resolution set forth on page 6 | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/23/2019 | | DowDupont Inc. | | DWDP | | 26078J100 | | To adopt & approve an amendment to effect (a) a reverse stock split and (b) a reduction in the number of authorized shares by a corresponding ratio | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/23/2019 | | DowDupont Inc. | | DWDP | | 26078J100 | | A proposal to approve the adjournment of the Special Meeting to solicit additional proxies in favor of the reverse stock split proposal | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/23/2019 | | DowDupont Inc. | | DWDP | | 26078J100 | | | | No | | No | | No | | No |
| | | | | | | | | |
Balanced Fund | | 5/28/2019 | | Merck & Co., Inc. | | MRK | | 58933Y105 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/28/2019 | | Merck & Co., Inc. | | MRK | | 58933Y105 | | Non-binding advisory vote to approve the compensation of our named executive officers | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/28/2019 | | Merck & Co., Inc. | | MRK | | 58933Y105 | | Proposal to adopt the 2019 Incentive Stock Plan | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/28/2019 | | Merck & Co., Inc. | | MRK | | 58933Y105 | | Ratification of the appointment of the independent registered public accountiing firm for 2019 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/28/2019 | | Merck & Co., Inc. | | MRK | | 58933Y105 | | SP - concerning an independent board chairman | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/28/2019 | | Merck & Co., Inc. | | MRK | | 58933Y105 | | SP - concerning executive incentives and stock buybacks | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/28/2019 | | Merck & Co., Inc. | | MRK | | 58933Y105 | | SP - concerning drug pricing | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/29/2019 | | Chevron Corporation | | CVX | | 166764100 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/29/2019 | | Chevron Corporation | | CVX | | 166764100 | | Ratification of appointment of PwC as independent registered public accounting firm | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/29/2019 | | Chevron Corporation | | CVX | | 166764100 | | Advisory vote to approve named executive officer compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/29/2019 | | Chevron Corporation | | CVX | | 166764100 | | SP - report on human right to water, report on reducing carbon footprint and create a board committee on climate change | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/29/2019 | | Chevron Corporation | | CVX | | 166764100 | | SP - adopt policy for an independent chairman and set special meeting threshold at 10% | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/29/2019 | | Exxon Mobil Corporation | | XOM | | 30231G102 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/29/2019 | | Exxon Mobil Corporation | | XOM | | 30231G102 | | Ratification of independent auditors | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/29/2019 | | Exxon Mobil Corporation | | XOM | | 30231G102 | | Advisory vote to approve executive compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/29/2019 | | Exxon Mobil Corporation | | XOM | | 30231G102 | | SP - independent chairman, special shareholder meetings, board matrix, and climate change board committee | | No | | Yes | | No | | Yes |
| | | | | | | | | | | | | | | | | | |
Balanced Fund | | 5/29/2019 | | Exxon Mobil Corporation | | XOM | | 30231G102 | | SP - report on risks of Gulf Coast Petrochemical investment, report on political contributions, and report on lobbying | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/30/2019 | | Facebook, Inc. | | FB | | 30303M102 | | Electio of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/30/2019 | | Facebook, Inc. | | FB | | 30303M102 | | To ratify the appointment of Ernst & Young LLP as independent registered public accounting firm for the fiscal year ending December 31, 2019 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/30/2019 | | Facebook, Inc. | | FB | | 30303M102 | | To approve the compensation program for named executive officers | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/30/2019 | | Facebook, Inc. | | FB | | 30303M102 | | To vote on the compensation program for named exeutive officers be held every 3 years | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/30/2019 | | Facebook, Inc. | | FB | | 30303M102 | | SP - regarding change in stockholder voting, regarding an independent chair, and regarding majority voting for directors | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/30/2019 | | Facebook, Inc. | | FB | | 30303M102 | | SP - regarding true diversity board policy, regarding a content governance report and regarding median gender pay gap | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Balanced Fund | | 5/30/2019 | | Facebook, Inc. | | FB | | 30303M102 | | SP - regarding workforce diversity and regarding strategic alternatives | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Balanced Fund | | 6/5/2019 | | Walmart Inc. | | WMT | | 931142103 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 6/5/2019 | | Walmart Inc. | | WMT | | 931142103 | | Advisory vote to approve named executive officer compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 6/5/2019 | | Walmart Inc. | | WMT | | 931142103 | | Ratification of Ernst & Young LLP as independent accountants | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 6/5/2019 | | Walmart Inc. | | WMT | | 931142103 | | SP - request to strengthen prevention of workplace sexual harassment and request to adopt cumulative voting | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Balanced Fund | | 6/12/2019 | | Caterpillar Inc. | | CAT | | 149123101 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 6/12/2019 | | Caterpillar Inc. | | CAT | | 149123101 | | Ratify the appointment of independent registered public accounting firm for 2019 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 6/12/2019 | | Caterpillar Inc. | | CAT | | 149123101 | | Advisory vote to approve executive compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 6/12/2019 | | Caterpillar Inc. | | CAT | | 149123101 | | SP - amend proxy access to remove resubmission threshold | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Balanced Fund | | 6/12/2019 | | Caterpillar Inc. | | CAT | | 149123101 | | SP - report on activities in conflict-affected areas | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Balanced Fund | | 6/17/2019 | | Versum Materials, Inc. | | VSM | | 92532W103 | | Adoption of the Agreement and Plan of Merger by and among Versum Materials, Inc., Merck KGaA and EMD Performance Materials Holding, Inc. | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 6/17/2019 | | Versum Materials, Inc. | | VSM | | 92532W103 | | Approval, on a non-binding advisory basis of the compensation that will be paid to Versum’s named executive officers in connection with the merger | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 6/17/2019 | | Versum Materials, Inc. | | VSM | | 92532W103 | | Approval of the adjournment of the special meeting to solicit additional proxies if needed | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 6/19/2019 | | Alphabet Inc. | | Googl | | 02079K305 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 6/19/2019 | | Alphabet Inc. | | Googl | | 02079K305 | | Ratification of the appointment of Ernst & Young LLP as independent registered public accounting firm for the fiscal year ending December 31, 2019 | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 6/19/2019 | | Alphabet Inc. | | Googl | | 02079K305 | | The amendment and restatement of the 2012 Stock Plan to increase the share reserve by 3,000,000 shares of Class C capital stock | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 6/19/2019 | | Alphabet Inc. | | Googl | | 02079K305 | | SP - regarding equal shareholder voting, regarding inequitable employment practices & regarding the establishment of a sociatal risk oversight committ | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Balanced Fund | | 6/19/2019 | | Alphabet Inc. | | Googl | | 02079K305 | | SP - regarding a report on sexual harassment risk management and regarding majority vote for the election of directors | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Balanced Fund | | 6/19/2019 | | Alphabet Inc. | | Googl | | 02079K305 | | SP - regarding a report on gender pay, regarding strategic alternatives & regarding the nomination of an employee representative director | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Balanced Fund | | 6/19/2019 | | Alphabet Inc. | | Googl | | 02079K305 | | SP - regarding simple majority vote, regarding a sustainablility metrics report & regarding Google Search in China | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Balanced Fund | | 6/19/2019 | | Alphabet Inc. | | Googl | | 02079K305 | | SP - regarding a clawback policy and regarding a report on content governance | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Balanced Fund | | 6/25/2019 | | DowDuPont Inc. | | DWDP | | 26078J100 | | Election of the nominees | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 6/25/2019 | | DowDuPont Inc. | | DWDP | | 26078J100 | | Advisory resolution to approve executive compensation | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 6/25/2019 | | DowDuPont Inc. | | DWDP | | 26078J100 | | Ratification of the appointment of the independent registered public accounting firm | | Yes | | Yes | | Yes | | Yes |
| | | | | | | | | |
Balanced Fund | | 6/25/2019 | | DowDuPont Inc. | | DWDP | | 26078J100 | | SP - right to act by written consent and preparation of an executive compensation report | | No | | Yes | | No | | Yes |
| | | | | | | | | |
Balanced Fund | | 6/25/2019 | | DowDuPont Inc. | | DWDP | | 26078J100 | | SP - preparation of a report on climate change induced flooding and public health and preparation of a report on plastic pollution | | No | | Yes | | No | | Yes |
The following funds of the State Farm Associates’ Funds Trust did not receive any proxy solicitations for the period:
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.