UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 8-K
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CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): December 7, 2016
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State Street Corporation
(Exact name of registrant as specified in its charter)
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| Massachusetts | 001-07511 | 04-2456637 | ||
| (State of Incorporation) | (Commission File Number) | (IRS Employer Identification Number) | ||
One Lincoln Street Boston, Massachusetts | 02111 | |
| (Address of principal executive office) | (Zip Code) | |
| Registrant’s telephone number, including area code: (617) 786-3000 |
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| o | Written communications pursuant to Rule 425 under the Securities Act |
| o | Soliciting material pursuant to Rule 14a-12 under the Exchange Act |
| o | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act |
| o | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act |
Item 7.01. Regulation FD Disclosure.
On December 7, 2016, at 10:00 a.m. (EST), Antoine Shagoury, State Street Corporation’s Global Chief Information Officer and Executive Vice President, will participate as a presenter at the Goldman Sachs U.S. Financial Services Conference in New York City.
The slides that Mr. Shagoury will present and related information are furnished herewith as Exhibit 99.1 and are incorporated herein by reference. The webcast of the presentation will be accessible on State Street's Investor Relations website at http://investors.statestreet.com.
The information in this Item 7.01, and in Exhibit 99.1 attached to this Form 8-K, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, nor shall this Item 7.01, such Exhibit 99.1 or any of the information contained therein be deemed incorporated by reference in any filing under the Securities Exchange Act of 1934 or the Securities Act of 1933, except as shall be expressly set forth by specific reference in such filing.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits
| 99.1 | Slides for the presentation by Antoine Shagoury at the Goldman Sachs U.S. Financial Services Conference on December 7, 2016 (such Exhibit 99.1 is furnished and not filed). |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| STATE STREET CORPORATION | ||||
| By: | /s/ Sean P. Newth | |||
| Name: | Sean P. Newth | |||
| Title: | Senior Vice President, Chief Accounting Officer and Controller | |||
| Date: December 7, 2016 | ||||
EXHIBIT INDEX
| Exhibit No. | Description | |
| 99.1 | Slides for the presentation by Antoine Shagoury at the Goldman Sachs U.S. Financial Services Conference on December 7, 2016 (such Exhibit 99.1 is furnished and not filed). | |