The following constitutes Amendment No. 6 (“Amendment No. 6”) to the Schedule 13D filed by the undersigned. This Amendment No. 6 amends the Schedule 13D as specifically set forth.
Item 3. | Source and Amount of Funds or Other Consideration. |
Item 3 is hereby amended and restated to read as follows:
The aggregate purchase price of the 774,508 Shares owned directly by Four Leaf LLC is approximately $2,037,640, including brokerage commissions. Such Shares were acquired with working capital and funds of affiliated entities of Four Leaf LLC that contributed Shares to Four Leaf LLC.
The aggregate purchase price of the 66,300 Shares owned directly by Jonathan L. Kimerling is approximately $390,863, including brokerage commissions. Such Shares were acquired with Mr. Kimerling’s personal funds.
The aggregate purchase price of the 15,000 Shares held in trust on behalf of Jonathan L. Kimerling’s children is approximately $72,405, including brokerage commissions. Such Shares were acquired with personal funds.
Item 5. | Interest in Securities of the Issuer. |
Items 5(a-c) are hereby amended and restated to read as follows:
(a) The aggregate percentage of Shares reported owned by each person named herein is based upon 11,537,367 Shares outstanding, which is the total number of Shares outstanding as of June 10, 2013 as reported in the Issuer’s Proxy Statement on Schedule 14A, as filed with the Securities and Exchange Commission on June 25, 2013.
As of the close of business on July 1, 2013, Four Leaf LLC owned directly 774,508 Shares, constituting approximately 6.7% of the Shares outstanding. By virtue of his relationship with Four Leaf LLC discussed in further detail in Item 2, Jonathan L. Kimerling may be deemed to beneficially own the Shares owned by Four Leaf LLC.
As of the close of business on July 1, 2013, Jonathan L. Kimerling owned directly 67,300 Shares, constituting less than 1% of the Shares outstanding.
Jonathan L. Kimerling may also be deemed to beneficially own 15,000 Shares held in trust on behalf of his children, constituting less than 1% of the Shares outstanding.
(b) Four Leaf LLC may be deemed to share with Jonathan L. Kimerling the power to vote and dispose of the Shares directly owned by Four Leaf LLC.
Jonathan L. Kimerling may be deemed to share the power to vote and dispose of the Shares held in trust on behalf of his children.
Jonathan L. Kimerling has the sole power to vote and dispose of the Shares directly owned by him.
(c) Schedule A annexed hereto lists all transactions in the Shares during the past sixty days by the Reporting Persons. All of such transactions were effected in the open market, unless otherwise specified.
SIGNATURES
After reasonable inquiry and to the best of his knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.
Dated: July 2, 2013 | FOUR LEAF MANAGEMENT, LLC |
| |
| By: | /s/ Jonathan L. Kimerling |
| | Name: | Jonathan L. Kimerling |
| | Title: | Manager |
| /s/ Jonathan L. Kimerling |
| JONATHAN L. KIMERLING |
SCHEDULE A
Transactions in the Shares During the Past Sixty Days
Shares of Common Stock (Sold) | Sale Price Per Share ($) | Date of Sale |
| | | |
FOUR LEAF MANAGEMENT LLC |
| | | |
(4,190) | | 8.96 | 06/17/13 |
(10,000) | | 9.00 | 06/18/13 |
(8,810) | | 9.00 | 06/18/13 |
(3,737) | | 9.01 | 06/19/13 |
(6,263) | | 9.00 | 06/20/13 |
(5,000) | | 9.85 | 06/24/13 |
(5,000) | | 9.80 | 06/24/13 |
(5,000) | | 9.75 | 06/24/13 |
(492) | | 10.00 | 06/25/13 |
(5,000) | | 9.95 | 06/25/13 |
(5,000) | | 9.84 | 06/25/13 |