The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABERDEEN ASIA PACIFIC INCOM | COM | 003009107 | 379 | 70,536 | SH | SOLE | NONE | 0 | 0 | 70,536 | |
ABERDEEN CHILE FD INC | COM | 00301W105 | 76 | 10,183 | SH | SOLE | NONE | 0 | 0 | 10,183 | |
ABERDEEN INDONESIA FD INC | COM | 00305P106 | 127 | 16,542 | SH | SOLE | NONE | 0 | 0 | 16,542 | |
ABERDEEN SINGAPORE FD INC | COM | 003244100 | 121 | 10,680 | SH | SOLE | NONE | 0 | 0 | 10,680 | |
ADAMS EXPRESS CO | COM | 006212104 | 1,427 | 102,201 | SH | SOLE | NONE | 0 | 0 | 102,201 | |
ADVENT CLAY CONV SEC INC FD | COM | 007639107 | 523 | 77,838 | SH | SOLE | NONE | 0 | 0 | 77,838 | |
ADVENT CLAY CONV SEC INC FD | COM | 00764C109 | 225 | 13,022 | SH | SOLE | NONE | 0 | 0 | 13,022 | |
ADVENT CLAYMORE ENH GRW & IN | COM | 00765E104 | 173 | 18,395 | SH | SOLE | NONE | 0 | 0 | 18,395 | |
ALLIANCE NEW YORK MUN INC FD | COM | 018714105 | 391 | 28,015 | SH | SOLE | NONE | 0 | 0 | 28,015 | |
ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FD | COM | 01879R106 | 198 | 15,758 | SH | SOLE | NONE | 0 | 0 | 15,758 | |
ALLIANCEBERNSTEIN INCOME FUN | COM | 01881E101 | 2,027 | 262,601 | SH | SOLE | NONE | 0 | 0 | 262,601 | |
ALLIANCEBERNSTEIN NATL MUNI | COM | 01864U106 | 863 | 63,058 | SH | SOLE | NONE | 0 | 0 | 63,058 | |
ALLIANZGI EQUITY & CONV INCO | COM | 018829101 | 2,267 | 114,455 | SH | SOLE | NONE | 0 | 0 | 114,455 | |
ALPINE GLOBAL PREMIER PROPERTIES FD | COM SBI | 02083A103 | 1,049 | 153,304 | SH | SOLE | NONE | 0 | 0 | 153,304 | |
ALPINE TOTAL DYNAMIC DIVID FD | COM SH BEN INT N | 021060207 | 1,338 | 150,188 | SH | SOLE | NONE | 0 | 0 | 150,188 | |
ASIA TIGERS FD | COM | 04516T105 | 150 | 13,040 | SH | SOLE | NONE | 0 | 0 | 13,040 | |
BABSON CAP GLB SHT DURHGH YL | COM | 05617T100 | 856 | 41,196 | SH | SOLE | NONE | 0 | 0 | 41,196 | |
BANCROFT FUND LTD | COM | 059695106 | 833 | 39,801 | SH | SOLE | NONE | 0 | 0 | 39,801 | |
BLACKROCK CORPOR HI YLD FD I | COM | 09255P107 | 2,608 | 233,720 | SH | SOLE | NONE | 0 | 0 | 233,720 | |
BLACKROCK CREDIT ALLCTN INC TR | COM | 092508100 | 204 | 15,128 | SH | SOLE | NONE | 0 | 0 | 15,128 | |
BLACKROCK DEBT STRAT FD INC | COM | 09255R103 | 730 | 195,841 | SH | SOLE | NONE | 0 | 0 | 195,841 | |
BLACKROCK ENERGY & RES TR | COM | 09250U101 | 1,180 | 58,013 | SH | SOLE | NONE | 0 | 0 | 58,013 | |
BLACKROCK GLOBAL OPP EQTY TR | COM | 092501105 | 879 | 63,335 | SH | SOLE | NONE | 0 | 0 | 63,335 | |
BLACKROCK INTL GRWTH & INC T | COM BENE INTER | 092524107 | 831 | 117,183 | SH | SOLE | NONE | 0 | 0 | 117,183 | |
BLACKROCK LTD DURATION INC T | COM SHS | 09249W101 | 289 | 18,281 | SH | SOLE | NONE | 0 | 0 | 18,281 | |
BLACKROCK MUN TARGET TERM TR | COM SHS BEN IN | 09257P105 | 1,360 | 70,133 | SH | SOLE | NONE | 0 | 0 | 70,133 | |
BLACKROCK MUNI INCOME TR II | COM | 09249N101 | 1,063 | 17,310 | SH | SOLE | NONE | 0 | 0 | 17,310 | |
BLACKROCK MUNI N Y INTER DUR | COM | 09255F109 | 242 | 64,857 | SH | SOLE | NONE | 0 | 0 | 64,857 | |
BLACKROCK MUNICIPL INC QLTY | COM | 092479104 | 269 | 18,738 | SH | SOLE | NONE | 0 | 0 | 18,738 | |
BLACKROCK MUNIHLDGS NJ QLTY | COM | 09254X101 | 234 | 15,853 | SH | SOLE | NONE | 0 | 0 | 15,853 | |
BLACKROCK MUNIHLDGS NY QLTY | COM | 09255C106 | 334 | 23,048 | SH | SOLE | NONE | 0 | 0 | 23,048 | |
BLACKROCK MUNIHLDNGS QLTY II | COM | 09254C107 | 141 | 10,281 | SH | SOLE | NONE | 0 | 0 | 10,281 | |
BLACKROCK MUNIY QUALITY FD I | COM | 09254G108 | 367 | 27,360 | SH | SOLE | NONE | 0 | 0 | 27,360 | |
BLACKROCK MUNIYIELD N J FD I | COM | 09254Y109 | 160 | 10,539 | SH | SOLE | NONE | 0 | 0 | 10,539 | |
BLACKROCK MUNIYIELD NY QLTY | COM | 09255E102 | 290 | 21,666 | SH | SOLE | NONE | 0 | 0 | 21,666 | |
BLACKROCK MUNIYIELD PA QLTY | COM | 09255G107 | 325 | 22,373 | SH | SOLE | NONE | 0 | 0 | 22,373 | |
BLACKROCK MUNIYIELD QLTY FD | COM | 09254E103 | 191 | 13,474 | SH | SOLE | NONE | 0 | 0 | 13,474 | |
BLACKROCK MUNIYIELD QUALITY | COM | 09254F100 | 307 | 19,980 | SH | SOLE | NONE | 0 | 0 | 19,980 | |
BLACKROCK MUNIYLD INVST QLTY | COM | 09254T100 | 325 | 23,264 | SH | SOLE | NONE | 0 | 0 | 23,264 | |
BLACKROCK MUNIYLD MICH QLTY | COM | 09254V105 | 302 | 21,428 | SH | SOLE | NONE | 0 | 0 | 21,428 | |
BLACKROCK MUNIYLD MICH QLTY | COM | 09254W103 | 335 | 25,774 | SH | SOLE | NONE | 0 | 0 | 25,774 | |
BLACKROCK NY MUNI INC QLTY T | COM | 09249U105 | 137 | 10,217 | SH | SOLE | NONE | 0 | 0 | 10,217 | |
BLACKROCK RES & COMM STRAT T | SHS | 09257A108 | 1,838 | 192,217 | SH | SOLE | NONE | 0 | 0 | 192,217 | |
BLACKROCK UTIL & INFRASTRCTU | COM | 09248D104 | 955 | 48,715 | SH | SOLE | NONE | 0 | 0 | 48,715 | |
BLACKSTONE GSO STRATEGIC CR | COM SHS BEN IN | 09257R101 | 1,548 | 95,662 | SH | SOLE | NONE | 0 | 0 | 95,662 | |
BROOKFIELD HIGH INCOME FD IN | COM | 11272P102 | 280 | 31,768 | SH | SOLE | NONE | 0 | 0 | 31,768 | |
CALAMOS CONV & HIGH INCOME F | COM SHS | 12811P108 | 546 | 38,535 | SH | SOLE | NONE | 0 | 0 | 38,535 | |
CALAMOS GBL DYN INCOME FUND | COM | 12811L107 | 593 | 67,512 | SH | SOLE | NONE | 0 | 0 | 67,512 | |
CALAMOS STRATEGIC TOTL RETN | COM SH BEN INT | 128125101 | 307 | 27,275 | SH | SOLE | NONE | 0 | 0 | 27,275 | |
CBRE CLARION GLOBAL REAL EST | COM | 12504G100 | 855 | 95,582 | SH | SOLE | NONE | 0 | 0 | 95,582 | |
CLEARBRIDGE ENERGY MLP TR FD | COM | 18469Q108 | 1,381 | 69,416 | SH | SOLE | NONE | 0 | 0 | 69,416 | |
CLOUGH GLOBAL ALLOCATION FUN | COM | 18913Y103 | 184 | 12,228 | SH | SOLE | NONE | 0 | 0 | 12,228 | |
CLOUGH GLOBAL EQUITY FD | COM | 18914C100 | 744 | 49,482 | SH | SOLE | NONE | 0 | 0 | 49,482 | |
CLOUGH GLOBAL OPPORTUNITIES | SH BEN INT | 18914E106 | 1,137 | 91,243 | SH | SOLE | NONE | 0 | 0 | 91,243 | |
COHEN & STEERS CLOSED END OP | COM | 19248P106 | 484 | 37,511 | SH | SOLE | NONE | 0 | 0 | 37,511 | |
COHEN & STEERS INFRASTRUCTUR | COM | 19248A109 | 1,501 | 66,082 | SH | SOLE | NONE | 0 | 0 | 66,082 | |
COHEN & STEERS REIT & PFD IN | COM | 19247X100 | 1,267 | 65,160 | SH | SOLE | NONE | 0 | 0 | 65,160 | |
COHEN & STEERS SLT PFD INCM | COM | 19248Y107 | 324 | 12,239 | SH | SOLE | NONE | 0 | 0 | 12,239 | |
CREDIT SUISSE ASSET MGMT INC | COM | 224916106 | 217 | 67,651 | SH | SOLE | NONE | 0 | 0 | 67,651 | |
CREDIT SUISSE HIGH YLD BND F | SH BEN INT | 22544F103 | 205 | 73,655 | SH | SOLE | NONE | 0 | 0 | 73,655 | |
DELAWARE ENHANCED GBL DIV & | SH BEN INT | 246060107 | 408 | 35,562 | SH | SOLE | NONE | 0 | 0 | 35,562 | |
DELAWARE INVT NAT MUNI INC F | SH BEN INT | 24610T108 | 524 | 39,916 | SH | SOLE | NONE | 0 | 0 | 39,916 | |
DELAWARE INVTS GLOBAL DIV & INCOME FD | COM NEW | 26200S101 | 122 | 33,397 | SH | SOLE | NONE | 0 | 0 | 33,397 | |
DIVIDEND & INCOME FUND | COM NEW | 25538A204 | 360 | 23,907 | SH | SOLE | NONE | 0 | 0 | 23,907 | |
DOUBLELINE OPPORTUNISTIC CR | COM | 258623107 | 1,668 | 67,104 | SH | SOLE | NONE | 0 | 0 | 67,104 | |
DREYFUS STRATEGIC MUNICIPAL BOND FD | COM | 26202F107 | 181 | 22,396 | SH | SOLE | NONE | 0 | 0 | 22,396 | |
DREYFUS STRATEGIC MUNS INC | COM | 261932107 | 151 | 17,960 | SH | SOLE | NONE | 0 | 0 | 17,960 | |
DUFF & PHELPS UTIL CORP BD T | COM | 26432K108 | 106 | 10,825 | SH | SOLE | NONE | 0 | 0 | 10,825 | |
DWS GLOBAL HIGH INCOME FD | COM | 23338W104 | 148 | 17,687 | SH | SOLE | NONE | 0 | 0 | 17,687 | |
DWS HIGH INCOME OPPORT FD IN | SH BEN INT | 23339M204 | 960 | 66,874 | SH | SOLE | NONE | 0 | 0 | 66,874 | |
DWS MULTI MKT INCOME TR | SHS | 23338L108 | 123 | 14,519 | SH | SOLE | NONE | 0 | 0 | 14,519 | |
DWS STRATEGIC INCOME TR | SHS | 23338N104 | 209 | 17,869 | SH | SOLE | NONE | 0 | 0 | 17,869 | |
EATON VANCE ENHANCED EQ INC | COM | 278274105 | 256 | 18,641 | SH | SOLE | NONE | 0 | 0 | 18,641 | |
EATON VANCE LTD DUR INCOME F | COM | 27828H105 | 164 | 11,397 | SH | SOLE | NONE | 0 | 0 | 11,397 | |
EATON VANCE MA MUNI INCOME T | SH BEN INT | 27826E104 | 314 | 22,875 | SH | SOLE | NONE | 0 | 0 | 22,875 | |
EATON VANCE MI MUNI INCOME T | SH BEN INT | 27826D106 | 407 | 31,146 | SH | SOLE | NONE | 0 | 0 | 31,146 | |
EATON VANCE MUN BD FD | COM | 27827X101 | 178 | 13,772 | SH | SOLE | NONE | 0 | 0 | 13,772 | |
EATON VANCE NEW YORK MUN BD | COM | 18469P100 | 423 | 20,196 | SH | SOLE | NONE | 0 | 0 | 20,196 | |
EATON VANCE PA MUNI INCOME T | SH BEN INT | 27826T101 | 247 | 20,184 | SH | SOLE | NONE | 0 | 0 | 20,184 | |
EATON VANCE RISK MNGD DIV EQ | COM | 27829G106 | 1,069 | 98,786 | SH | SOLE | NONE | 0 | 0 | 98,786 | |
EATON VANCE SR INCOME TR | SH BEN INT | 27826S103 | 363 | 55,755 | SH | SOLE | NONE | 0 | 0 | 55,755 | |
EATON VANCE TAX ADVT DIV INC | COM | 27828G107 | 610 | 29,607 | SH | SOLE | NONE | 0 | 0 | 29,607 | |
EATON VANCE TAX-ADV BD & OPT | COM SH BEN INT | 27829M103 | 1,869 | 145,881 | SH | SOLE | NONE | 0 | 0 | 145,881 | |
EATON VANCE TX ADV GLBL DIV | COM | 27828S101 | 454 | 26,787 | SH | SOLE | NONE | 0 | 0 | 26,787 | |
EATON VANCE TXMGD GL BUYWR O | COM | 27829C105 | 296 | 24,940 | SH | SOLE | NONE | 0 | 0 | 24,940 | |
ELLSWORTH FD LTD | COM | 289074106 | 692 | 79,036 | SH | SOLE | NONE | 0 | 0 | 79,036 | |
EUROPEAN EQUITY FUND | COM | 298768102 | 88 | 10,067 | SH | SOLE | NONE | 0 | 0 | 10,067 | |
FEDERATED PREM INTR MUN INC | COM | 31423M105 | 161 | 12,425 | SH | SOLE | NONE | 0 | 0 | 12,425 | |
FIRST TR ENHANCED EQTY INC F | COM | 337318109 | 244 | 16,970 | SH | SOLE | NONE | 0 | 0 | 16,970 | |
FIRST TR HIGH INCOME L/S FD | COM | 33738E109 | 199 | 12,141 | SH | SOLE | NONE | 0 | 0 | 12,141 | |
FIRST TR STRATEGIC HIGH INC | COM SHS NEW | 337353304 | 295 | 20,758 | SH | SOLE | NONE | 0 | 0 | 20,758 | |
FIRST TRUST/ABERDEEN GLOBAL OPPORTUNITY INCOME FD | COM SHS | 337319107 | 696 | 59,402 | SH | SOLE | NONE | 0 | 0 | 59,402 | |
FORT DEARBORN INCOME SECS IN | COM | 347200107 | 374 | 26,001 | SH | SOLE | NONE | 0 | 0 | 26,001 | |
FRANKLIN TEMPLETON LTD DUR I | COM | 35472T101 | 541 | 44,427 | SH | SOLE | NONE | 0 | 0 | 44,427 | |
GABELLI CONV&INCOM SECS FD I | COM | 36240B109 | 69 | 11,243 | SH | SOLE | NONE | 0 | 0 | 11,243 | |
GABELLI DIVD & INCOME TR | COM | 36242H104 | 1,332 | 62,867 | SH | SOLE | NONE | 0 | 0 | 62,867 | |
GABELLI EQUITY TR INC | COM | 362397101 | 89 | 13,687 | SH | SOLE | NONE | 0 | 0 | 13,687 | |
GABELLI GLB SML & MD CP VAL | COM | 36249W104 | 150 | 17,125 | SH | SOLE | NONE | 0 | 0 | 17,125 | |
GABELLI GLOBL UTIL & INCOME | COM SH BEN INT | 36242L105 | 317 | 17,105 | SH | SOLE | NONE | 0 | 0 | 17,105 | |
GABELLI HLTHCARE & WELLNESS | SHS | 36246K103 | 902 | 80,146 | SH | SOLE | NONE | 0 | 0 | 80,146 | |
GABELLI MULTIMEDIA TR INC | COM | 36239Q109 | 494 | 53,187 | SH | SOLE | NONE | 0 | 0 | 53,187 | |
GAMCO GLOBAL GOLD NAT RES & | COM SH BEN INT | 36465A109 | 798 | 114,857 | SH | SOLE | NONE | 0 | 0 | 114,857 | |
GAMCO NAT RES GOLD & INCOME | SH BEN INT | 36465E101 | 182 | 22,862 | SH | SOLE | NONE | 0 | 0 | 22,862 | |
GDL FUND | COM SH BEN IT | 361570104 | 818 | 79,219 | SH | SOLE | NONE | 0 | 0 | 79,219 | |
GENERAL AMERN INVS INC | COM | 368802104 | 1,506 | 43,062 | SH | SOLE | NONE | 0 | 0 | 43,062 | |
GLOBAL HIGH INCOME FUND INC | COM | 37933G108 | 119 | 11,243 | SH | SOLE | NONE | 0 | 0 | 11,243 | |
GUGGENHEIM BLD AMR BDS MANG | COM | 401664107 | 852 | 38,017 | SH | SOLE | NONE | 0 | 0 | 38,017 | |
GUGGENHEIM EQ WEIGHT ENHANC | COM SH BEN INT | 40167M106 | 382 | 19,608 | SH | SOLE | NONE | 0 | 0 | 19,608 | |
H&Q HEALTHCARE INVESTORS | SH BEN INT | 404052102 | 720 | 20,651 | SH | SOLE | NONE | 0 | 0 | 20,651 | |
H&Q LIFE SCIENCES INVESTORS | SH BEN INT | 404053100 | 1,389 | 50,373 | SH | SOLE | NONE | 0 | 0 | 50,373 | |
HANCOCK JOHN INCOME SECS TR | COM | 410123103 | 196 | 13,693 | SH | SOLE | NONE | 0 | 0 | 13,693 | |
HANCOCK JOHN PREMUIM DIV FD | COM SH BEN INT | 41013T105 | 316 | 22,754 | SH | SOLE | NONE | 0 | 0 | 22,754 | |
HANCOCK JOHN TAX-ADV DIV INC | COM | 41013V100 | 1,023 | 47,892 | SH | SOLE | NONE | 0 | 0 | 47,892 | |
INDIA FD INC | COM | 454089103 | 951 | 33,627 | SH | SOLE | NONE | 0 | 0 | 33,627 | |
ING ASIA PAC HGH DIVID EQ IN | COM | 44983J107 | 187 | 16,123 | SH | SOLE | NONE | 0 | 0 | 16,123 | |
INVESCO DYNAMIC CR OPP FD | COM | 46132R104 | 918 | 76,689 | SH | SOLE | NONE | 0 | 0 | 76,689 | |
INVESCO MUN OPPORTUNITY TR | COM | 46132C107 | 474 | 36,545 | SH | SOLE | NONE | 0 | 0 | 36,545 | |
INVESCO MUN TR | COM | 46131J103 | 764 | 59,725 | SH | SOLE | NONE | 0 | 0 | 59,725 | |
INVESCO PA VALUE MUN INCOME | COM | 46132K109 | 462 | 34,673 | SH | SOLE | NONE | 0 | 0 | 34,673 | |
INVESCO QUALITY MUNI INC TRS | COM | 46133G107 | 880 | 70,101 | SH | SOLE | NONE | 0 | 0 | 70,101 | |
INVESCO TR INVT GRADE MUNS | COM | 46131M106 | 686 | 51,008 | SH | SOLE | NONE | 0 | 0 | 51,008 | |
INVESCO VALUE MUN INCOME TR | COM | 46132P108 | 842 | 52,653 | SH | SOLE | NONE | 0 | 0 | 52,653 | |
JAPAN SMALLER CAPTLZTN FD IN | COM | 47109U104 | 142 | 14,315 | SH | SOLE | NONE | 0 | 0 | 14,315 | |
JOHN HANCOCK HDG EQ & INC FD | COM | 47804L102 | 217 | 13,213 | SH | SOLE | NONE | 0 | 0 | 13,213 | |
KOREA FD | COM NEW | 500634209 | 212 | 5,298 | SH | SOLE | NONE | 0 | 0 | 5,298 | |
LAZARD WORLD DIVID & INCOME | COM | 521076109 | 206 | 16,277 | SH | SOLE | NONE | 0 | 0 | 16,277 | |
LEGG MASON BW GLB INC OPP FD | COM | 52469B100 | 817 | 51,272 | SH | SOLE | NONE | 0 | 0 | 51,272 | |
LIBERTY ALL STAR EQUITY FD | SH BEN INT | 530158104 | 1,102 | 188,764 | SH | SOLE | NONE | 0 | 0 | 188,764 | |
LIBERTY ALL-STAR GROWTH FD I | COM | 529900102 | 166 | 31,835 | SH | SOLE | NONE | 0 | 0 | 31,835 | |
LMP CAP & INCOME FD INC | COM | 50208A102 | 183 | 10,909 | SH | SOLE | NONE | 0 | 0 | 10,909 | |
LMP REAL ESTATE INCOME FD IN | COM | 50208C108 | 946 | 72,631 | SH | SOLE | NONE | 0 | 0 | 72,631 | |
MADISON COVERED CALL & EQUITY STRATEGY FD | COM | 557437100 | 159 | 19,376 | SH | SOLE | NONE | 0 | 0 | 19,376 | |
MADISON STRTG SECTOR PREM FD | COM | 558268108 | 464 | 38,555 | SH | SOLE | NONE | 0 | 0 | 38,555 | |
MAINSTAY DEFINEDTERM MN OPP | COM | 56064K100 | 457 | 24,576 | SH | SOLE | NONE | 0 | 0 | 24,576 | |
MANAGED HIGH YIELD PLUS FD I | COM | 561911108 | 102 | 52,915 | SH | SOLE | NONE | 0 | 0 | 52,915 | |
MFS CALIF MUN FD | COM | 184692101 | 2,957 | 118,473 | SH | SOLE | NONE | 0 | 0 | 118,473 | |
MFS CHARTER INCOME TR | SH BEN INT | 552727109 | 2,006 | 228,001 | SH | SOLE | NONE | 0 | 0 | 228,001 | |
MFS GOVT MKTS INCOME TR | SH BEN INT | 552939100 | 221 | 39,447 | SH | SOLE | NONE | 0 | 0 | 39,447 | |
MFS HIGH INCOME MUN TR | SH BEN INT | 59318D104 | 276 | 56,831 | SH | SOLE | NONE | 0 | 0 | 56,831 | |
MFS INTERMARKET INCOME TRUST | SH BEN INT | 59318R103 | 262 | 30,879 | SH | SOLE | NONE | 0 | 0 | 30,879 | |
MFS INTERMEDIATE HIGH INC FD | SH BEN INT | 59318T109 | 31 | 11,100 | SH | SOLE | NONE | 0 | 0 | 11,100 | |
MFS INTERMEDIATE INCOME TRUST | SH BEN INT | 55273C107 | 102 | 20,882 | SH | SOLE | NONE | 0 | 0 | 20,882 | |
MFS INVT GRADE MUN TR | SH BEN INT | 59318B108 | 328 | 34,752 | SH | SOLE | NONE | 0 | 0 | 34,752 | |
MFS MULTIMARKET INCOME TR | SH BEN INT | 552737108 | 910 | 143,309 | SH | SOLE | NONE | 0 | 0 | 143,309 | |
MFS MUN INCOME TR | SH BEN INT | 552738106 | 131 | 29,611 | SH | SOLE | NONE | 0 | 0 | 29,611 | |
MFS MUNIC INCOME TRUST | SH BEN INT | 552738106 | 90 | 13,277 | SH | SOLE | NONE | 0 | 0 | 13,277 | |
MFS SPL VALUE TR | SH BEN INT | 55274E102 | 80 | 12,070 | SH | SOLE | NONE | 0 | 0 | 12,070 | |
MORGAN STANLEY EM MKTS DM DE | COM | 617477104 | 2,348 | 253,557 | SH | SOLE | NONE | 0 | 0 | 253,557 | |
MORGAN STANLEY EMER MKTS DEB | COM | 61744H105 | 620 | 66,861 | SH | SOLE | NONE | 0 | 0 | 66,861 | |
MORGAN STANLEY INDIA INVS FD | COM | 61745C105 | 1,340 | 48,066 | SH | SOLE | NONE | 0 | 0 | 48,066 | |
MORGAN STANLEY TRUSTS | INCOME SECS INC | 61745P874 | 516 | 28,825 | SH | SOLE | NONE | 0 | 0 | 28,825 | |
MS CHINA A SHARE FD | COM | 617468103 | 3,476 | 105,592 | SH | SOLE | NONE | 0 | 0 | 105,592 | |
NEUBERGER BERMAN HGH YLD FD | COM | 64128C106 | 217 | 17,603 | SH | SOLE | NONE | 0 | 0 | 17,603 | |
NEUBERGER BERMAN RE ES SEC F | COM | 64190A103 | 2,168 | 399,936 | SH | SOLE | NONE | 0 | 0 | 399,936 | |
NEW IRELAND FUND INC | COM | 645673104 | 269 | 20,625 | SH | SOLE | NONE | 0 | 0 | 20,625 | |
NUVEEN AMT-FREE MUN INCOME F | COM | 670657105 | 1,067 | 77,051 | SH | SOLE | NONE | 0 | 0 | 77,051 | |
NUVEEN CA DIV ADVANTG MUN FD | COM | 67069X104 | 187 | 12,940 | SH | SOLE | NONE | 0 | 0 | 12,940 | |
NUVEEN CA DIVIDEND ADV MUN F | COM | 67066Y105 | 513 | 37,788 | SH | SOLE | NONE | 0 | 0 | 37,788 | |
NUVEEN CONN PREM INCOME MUN | COM | 67060D107 | 722 | 56,608 | SH | SOLE | NONE | 0 | 0 | 56,608 | |
NUVEEN CORE EQUITY ALPHA FUN | COM | 67090X107 | 364 | 21,256 | SH | SOLE | NONE | 0 | 0 | 21,256 | |
NUVEEN DIV ADV MUNI FD 3 | COM | 67070X101 | 654 | 46,112 | SH | SOLE | NONE | 0 | 0 | 46,112 | |
NUVEEN DIV ADVANTAGE MUN FD | COM | 67070F100 | 772 | 54,454 | SH | SOLE | NONE | 0 | 0 | 54,454 | |
NUVEEN DIVERSIFIED COMMODTY | COM UT BEN INT | 67074P104 | 617 | 51,884 | SH | SOLE | NONE | 0 | 0 | 51,884 | |
NUVEEN DIVERSIFIED DIV INCM | COM | 6706EP105 | 306 | 25,105 | SH | SOLE | NONE | 0 | 0 | 25,105 | |
NUVEEN DIVID ADVANTAGE MUN F | COM | 67066V101 | 197 | 13,756 | SH | SOLE | NONE | 0 | 0 | 13,756 | |
NUVEEN DIVID ADVANTAGE MUN I | COM | 67071L106 | 189 | 13,003 | SH | SOLE | NONE | 0 | 0 | 13,003 | |
NUVEEN DOW 30 DYN OVERWRITE | SHS | 67075F105 | 772 | 50,895 | SH | SOLE | NONE | 0 | 0 | 50,895 | |
NUVEEN ENERGY MLP TOTL RTRNF | COM | 67074U103 | 472 | 25,774 | SH | SOLE | NONE | 0 | 0 | 25,774 | |
NUVEEN GBL VL OPPORTUNITIES | COM | 6706EH103 | 331 | 25,716 | SH | SOLE | NONE | 0 | 0 | 25,716 | |
NUVEEN GLOBAL HIGH INCOME FD | SHS | 67075G103 | 1,569 | 91,895 | SH | SOLE | NONE | 0 | 0 | 91,895 | |
NUVEEN INSURED N Y TAX FREE ADV MUNIC FD | COM | 670656107 | 404 | 30,919 | SH | SOLE | NONE | 0 | 0 | 30,919 | |
NUVEEN LG/SHT COMMODITY TOTR | COM | 670731108 | 1,202 | 72,090 | SH | SOLE | NONE | 0 | 0 | 72,090 | |
NUVEEN MD PREM INCOME MUN FD | COM | 67061Q107 | 497 | 37,105 | SH | SOLE | NONE | 0 | 0 | 37,105 | |
NUVEEN MD PREM INCOME MUN FD | COM | 67061Q107 | 629 | 49,361 | SH | SOLE | NONE | 0 | 0 | 49,361 | |
NUVEEN MICH QUALITY INCOME M | COM | 670979103 | 229 | 16,506 | SH | SOLE | NONE | 0 | 0 | 16,506 | |
NUVEEN MTG OPPORTUNITY TERM | COM | 670735109 | 310 | 13,301 | SH | SOLE | NONE | 0 | 0 | 13,301 | |
NUVEEN MULTI MKT INCOME FD | COM | 67075J107 | 289 | 38,132 | SH | SOLE | NONE | 0 | 0 | 38,132 | |
NUVEEN MUN ADVANTAGE FD INC | COM | 67062H106 | 782 | 56,804 | SH | SOLE | NONE | 0 | 0 | 56,804 | |
NUVEEN MUN MKT OPPORTUNITY F | COM | 67062W103 | 778 | 56,766 | SH | SOLE | NONE | 0 | 0 | 56,766 | |
NUVEEN MUN VALUE FD INC | COM | 670928100 | 1,101 | 111,246 | SH | SOLE | NONE | 0 | 0 | 111,246 | |
NUVEEN N C PREM INCOME MUN F | COM | 67060P100 | 1,022 | 17,875 | SH | SOLE | NONE | 0 | 0 | 17,875 | |
NUVEEN NEW JERSEY MUN VALUE | COM | 670702109 | 266 | 134,881 | SH | SOLE | NONE | 0 | 0 | 134,881 | |
NUVEEN NJ DIV ADVANTAGE MUN | COM | 67069Y102 | 1,851 | 77,555 | SH | SOLE | NONE | 0 | 0 | 77,555 | |
NUVEEN NY DIV ADVANTG MUN FD | COM | 67070A101 | 427 | 31,539 | SH | SOLE | NONE | 0 | 0 | 31,539 | |
NUVEEN NY DIVID ADVNTG MUN F | COM | 67066X107 | 546 | 39,360 | SH | SOLE | NONE | 0 | 0 | 39,360 | |
NUVEEN NY PERFORM PLUS MUN F | COM | 67062R104 | 183 | 12,429 | SH | SOLE | NONE | 0 | 0 | 12,429 | |
NUVEEN OHIO QUALITY INCOME M | COM | 670980101 | 315 | 20,712 | SH | SOLE | NONE | 0 | 0 | 20,712 | |
NUVEEN PA INVT QUALITY MUN F | COM | 670972108 | 823 | 59,222 | SH | SOLE | NONE | 0 | 0 | 59,222 | |
NUVEEN PERFORMANCE PLUS MUN | COM | 67062P108 | 539 | 36,280 | SH | SOLE | NONE | 0 | 0 | 36,280 | |
NUVEEN PFD & INCOME TERM FD | COM | 67075A106 | 465 | 19,855 | SH | SOLE | NONE | 0 | 0 | 19,855 | |
NUVEEN PFD INCOME OPPRTNY FD | COM | 67073B106 | 521 | 54,618 | SH | SOLE | NONE | 0 | 0 | 54,618 | |
NUVEEN PREM INCOME MUN FD | COM | 67062T100 | 603 | 43,002 | SH | SOLE | NONE | 0 | 0 | 43,002 | |
NUVEEN PREM INCOME MUN FD 2 | COM | 67063W102 | 396 | 27,921 | SH | SOLE | NONE | 0 | 0 | 27,921 | |
NUVEEN PREM INCOME MUN FD 4 | COM | 6706K4105 | 416 | 31,050 | SH | SOLE | NONE | 0 | 0 | 31,050 | |
NUVEEN QUALITY INCOME MUN FD | COM | 670977107 | 1,396 | 99,421 | SH | SOLE | NONE | 0 | 0 | 99,421 | |
NUVEEN QUALITY MUN FD INC | COM | 67062N103 | 606 | 45,235 | SH | SOLE | NONE | 0 | 0 | 45,235 | |
NUVEEN QUALITY PFD INCOME FD | COM | 67071S101 | 129 | 15,156 | SH | SOLE | NONE | 0 | 0 | 15,156 | |
NUVEEN QUALITY PFD INCOME FD 2 | COM | 67072C105 | 656 | 71,607 | SH | SOLE | NONE | 0 | 0 | 71,607 | |
NUVEEN S&P 500 BUY-WRITE INC | COM | 6706ER101 | 1,508 | 117,846 | SH | SOLE | NONE | 0 | 0 | 117,846 | |
NUVEEN S&P 500 DYN OVERWRITE | COM | 6706EW100 | 568 | 40,667 | SH | SOLE | NONE | 0 | 0 | 40,667 | |
NUVEEN SELECT QUALITY MUN FD | COM | 670973106 | 455 | 32,301 | SH | SOLE | NONE | 0 | 0 | 32,301 | |
NUVEEN SENIOR INCOME FD | COM | 67067Y104 | 144 | 21,641 | SH | SOLE | NONE | 0 | 0 | 21,641 | |
NUVEEN TEX QUALITY INCOME MU | COM | 670983105 | 159 | 11,061 | SH | SOLE | NONE | 0 | 0 | 11,061 | |
NUVEEN VA PREM INCOME MUN FD | COM | 67064R102 | 152 | 11,216 | SH | SOLE | NONE | 0 | 0 | 11,216 | |
PETROLEUM & RES CORP | COM | 716549100 | 1,409 | 60,867 | SH | SOLE | NONE | 0 | 0 | 60,867 | |
PIMCO DYNAMIC INCOME FD | COM | 72201Y101 | 3,309 | 114,112 | SH | SOLE | NONE | 0 | 0 | 114,112 | |
PIMCO INCOME STRATEGY FD II | COM | 72201J104 | 768 | 76,498 | SH | SOLE | NONE | 0 | 0 | 76,498 | |
PIMCO INCOME STRATEGY FUND | COM | 72201H108 | 258 | 22,662 | SH | SOLE | NONE | 0 | 0 | 22,662 | |
PIONEER HIGH INCOME TR | COM | 72369H106 | 339 | 26,309 | SH | SOLE | NONE | 0 | 0 | 26,309 | |
PRUDENTIAL SHT DURATION HG Y | COM | 74442F107 | 1,140 | 70,050 | SH | SOLE | NONE | 0 | 0 | 70,050 | |
PUTNAM MANAGED MUN INCOM TR | COM | 746823103 | 118 | 15,929 | SH | SOLE | NONE | 0 | 0 | 15,929 | |
PUTNAM MUN OPPORTUNITIES TR | SH BEN INT | 746922103 | 219 | 17,899 | SH | SOLE | NONE | 0 | 0 | 17,899 | |
REAVES UTIL INCOME FD | COM SH BEN INT | 756158101 | 625 | 20,642 | SH | SOLE | NONE | 0 | 0 | 20,642 | |
RMR REAL ESTATE INCOME FUND | COM | 76970B101 | 1,378 | 65,431 | SH | SOLE | NONE | 0 | 0 | 65,431 | |
ROYCE FOCUS TR | COM | 78080N108 | 294 | 40,459 | SH | SOLE | NONE | 0 | 0 | 40,459 | |
ROYCE GLOBAL VALUE TRUST | COM | 78081T104 | 322 | 40,032 | SH | SOLE | NONE | 0 | 0 | 40,032 | |
ROYCE MICRO-CAP TR INC | COM | 780915104 | 486 | 49,633 | SH | SOLE | NONE | 0 | 0 | 49,633 | |
ROYCE VALUE TR INC | COM | 780910105 | 823 | 57,505 | SH | SOLE | NONE | 0 | 0 | 57,505 | |
STONE HBR EMERG MKTS TL INC | COM | 86164W100 | 512 | 35,378 | SH | SOLE | NONE | 0 | 0 | 35,378 | |
STONE HBR EMERG MRKTS INC FD | COM | 86164T107 | 399 | 25,738 | SH | SOLE | NONE | 0 | 0 | 25,738 | |
STRATEGIC GLOBAL INCOME FD | COM | 862719101 | 434 | 51,462 | SH | SOLE | NONE | 0 | 0 | 51,462 | |
SWISS HELVETIA FD | COM | 870875101 | 726 | 62,895 | SH | SOLE | NONE | 0 | 0 | 62,895 | |
TAIWAN FD INC | COM | 874036106 | 191 | 11,390 | SH | SOLE | NONE | 0 | 0 | 11,390 | |
TEMPLETON DRAGON FD INC | COM | 88018T101 | 1,007 | 40,536 | SH | SOLE | NONE | 0 | 0 | 40,536 | |
TEMPLETON EMERGING MARKETS INCOME FD | COM | 880192109 | 1,062 | 98,592 | SH | SOLE | NONE | 0 | 0 | 98,592 | |
TEMPLETON EMERGING MKTS FD I | COM | 880191101 | 278 | 18,225 | SH | SOLE | NONE | 0 | 0 | 18,225 | |
TEMPLETON GLOBAL INCOME FD | COM | 880198106 | 111 | 15,385 | SH | SOLE | NONE | 0 | 0 | 15,385 | |
THAI FD INC | COM | 882904105 | 793 | 90,976 | SH | SOLE | NONE | 0 | 0 | 90,976 | |
TRANSAMERICA INCOME SHARES | COM | 893506105 | 302 | 14,836 | SH | SOLE | NONE | 0 | 0 | 14,836 | |
TRI CONTL CORP | COM | 895436103 | 994 | 45,850 | SH | SOLE | NONE | 0 | 0 | 45,850 | |
TURKISH INVESTMENT FD | COM | 900145103 | 129 | 13,400 | SH | SOLE | NONE | 0 | 0 | 13,400 | |
VOYA EMERGING MKTS HIGH DIVI | COM | 92912P108 | 635 | 62,971 | SH | SOLE | NONE | 0 | 0 | 62,971 | |
VOYA GLBL ADV & PREM OPP FD | COM | 92912R104 | 126 | 10,524 | SH | SOLE | NONE | 0 | 0 | 10,524 | |
VOYA INFRASTRUCTURE INDLS & | COM | 92912X101 | 307 | 19,900 | SH | SOLE | NONE | 0 | 0 | 19,900 | |
WELLS FARGO ADVANTAGE INCOME | COM SHS | 94987B105 | 1,047 | 118,956 | SH | SOLE | NONE | 0 | 0 | 118,956 | |
WELLS FARGO ADVANTAGE MULTI | COM SHS | 94987D101 | 1,135 | 85,050 | SH | SOLE | NONE | 0 | 0 | 85,050 | |
WESTERN ASSET CLYM INFL OPP | COM | 95766R104 | 954 | 84,085 | SH | SOLE | NONE | 0 | 0 | 84,085 | |
WESTERN ASSET CLYM INFL SEC | COM SH BEN INT | 95766Q106 | 810 | 70,223 | SH | SOLE | NONE | 0 | 0 | 70,223 | |
WESTERN ASSET EMRG MKT DEBT | COM | 27828X100 | 288 | 18,129 | SH | SOLE | NONE | 0 | 0 | 18,129 | |
WESTERN ASSET EMRG MKT DEBT | COM | 95766A101 | 1,450 | 92,084 | SH | SOLE | NONE | 0 | 0 | 92,084 | |
WESTERN ASSET EMRG MKT INCM | COM | 95766E103 | 378 | 33,985 | SH | SOLE | NONE | 0 | 0 | 33,985 | |
WESTERN ASSET GLB HI INCOME | COM | 95766B109 | 377 | 33,951 | SH | SOLE | NONE | 0 | 0 | 33,951 | |
WESTERN ASSET GLB PTNRS INCO | COM | 95766G108 | 233 | 24,298 | SH | SOLE | NONE | 0 | 0 | 24,298 | |
WESTERN ASSET GLOBAL CP DEFI | COM | 95790C107 | 396 | 22,412 | SH | SOLE | NONE | 0 | 0 | 22,412 | |
WESTERN ASSET HIGH INCM FD I | COM | 95766J102 | 282 | 35,079 | SH | SOLE | NONE | 0 | 0 | 35,079 | |
WESTERN ASSET HIGH INCOME OPPORTUNITY FD | COM | 95766K106 | 562 | 105,615 | SH | SOLE | NONE | 0 | 0 | 105,615 | |
WESTERN ASSET MGD HI INCM FD | COM | 95766L107 | 369 | 71,385 | SH | SOLE | NONE | 0 | 0 | 71,385 | |
WESTERN ASSET MTG DEF OPPTY | COM | 95790B109 | 223 | 9,298 | SH | SOLE | NONE | 0 | 0 | 9,298 | |
WESTERN ASSET PREMIER BD FD | SHS BEN INT | 957664105 | 369 | 26,489 | SH | SOLE | NONE | 0 | 0 | 26,489 | |
WESTERN ASSET VAR RT STRG FD | COM | 957667108 | 173 | 10,477 | SH | SOLE | NONE | 0 | 0 | 10,477 | |
WESTERN ASSET WORLDWIDE INCO | COM | 957668106 | 212 | 18,698 | SH | SOLE | NONE | 0 | 0 | 18,698 | |
WESTERN ASST MN PRT FD INC | COM | 95766P108 | 268 | 17,238 | SH | SOLE | NONE | 0 | 0 | 17,238 | |
WESTERN ASST MNGD MUN FD INC | COM | 95766M105 | 233 | 16,433 | SH | SOLE | NONE | 0 | 0 | 16,433 | |
ZWEIG TOTAL RETURN FD INC | COM | 989837208 | 406 | 29,682 | SH | SOLE | NONE | 0 | 0 | 29,682 |