The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABORATORIES | Common | 002824100 | 280 | 5,757 | SH | SOLE | 0 | 0 | 5,757 | ||
ABBVIE INC | Common | 00287Y109 | 775 | 10,687 | SH | SOLE | 0 | 0 | 10,687 | ||
ABERDEEN ASIA PACIFIC INCOM | Common | 003009107 | 915 | 183,075 | SH | SOLE | 0 | 0 | 183,075 | ||
ABERDEEN JAPAN EQUITY FD INC | Common | 00306J109 | 92 | 10,765 | SH | SOLE | 0 | 0 | 10,765 | ||
ABERDEEN SINGAPORE FD INC | Common | 003244100 | 368 | 33,189 | SH | SOLE | 0 | 0 | 33,189 | ||
ADAM NAT RES FD INC | Common | 00548F105 | 927 | 49,591 | SH | SOLE | 0 | 0 | 49,591 | ||
ADAMS DIVERSIFIED EQUITY FD | Common | 006212104 | 1,792 | 125,384 | SH | SOLE | 0 | 0 | 125,384 | ||
ADVENT CLAYMORE CV SECS & IN | Common | 00764C109 | 368 | 22,756 | SH | SOLE | 0 | 0 | 22,756 | ||
ADVENT CLAYMORE ENH GRW & IN | Common | 00765E104 | 463 | 52,950 | SH | SOLE | 0 | 0 | 52,950 | ||
ALLIANCE CALIF MUN INCOME FD | Common | 018546101 | 509 | 37,125 | SH | SOLE | 0 | 0 | 37,125 | ||
ALLIANCEBERNSTEIN GBL HGH IN | Common | 01879R106 | 1,039 | 80,260 | SH | SOLE | 0 | 0 | 80,260 | ||
ALLIANCEBERNSTEIN NATL MUNI | Common | 01864U106 | 476 | 34,735 | SH | SOLE | 0 | 0 | 34,735 | ||
ALLIANZGI CONV & INCOME FD | Common | 018828103 | 315 | 45,142 | SH | SOLE | 0 | 0 | 45,142 | ||
ALLIANZGI CONV & INCOME FD I | Common | 018825109 | 68 | 10,870 | SH | SOLE | 0 | 0 | 10,870 | ||
ALLIANZGI NFJ DIVID INT & PR | Common | 01883A107 | 254 | 19,403 | SH | SOLE | 0 | 0 | 19,403 | ||
ALPINE GLOBAL PREMIER PPTYS | Common | 02083A103 | 356 | 56,227 | SH | SOLE | 0 | 0 | 56,227 | ||
ALPINE TOTAL DYNAMIC DIVID F | Common | 021060207 | 197 | 22,669 | SH | SOLE | 0 | 0 | 22,669 | ||
ALTRIA GROUP INC | Common | 02209S103 | 2,930 | 39,340 | SH | SOLE | 0 | 0 | 39,340 | ||
APOLLO SR FLOATING RATE FD I | Common | 037636107 | 799 | 47,389 | SH | SOLE | 0 | 0 | 47,389 | ||
APPLE INC | Common | 037833100 | 514 | 3,568 | SH | SOLE | 0 | 0 | 3,568 | ||
AVENUE INCOME CR STRATEGIES | Common | 05358E106 | 805 | 57,843 | SH | SOLE | 0 | 0 | 57,843 | ||
BERKSHIRE HATHAWAY CLASS B | Common | 084670702 | 224 | 1,320 | SH | SOLE | 0 | 0 | 1,320 | ||
BLACKROCK CALIF MUN INCOME T | Common | 09248E102 | 1,128 | 78,476 | SH | SOLE | 0 | 0 | 78,476 | ||
BLACKROCK CORE BD TR | Common | 09249E101 | 1,020 | 73,494 | SH | SOLE | 0 | 0 | 73,494 | ||
BLACKROCK CORPOR HI YLD FD I | Common | 09255P107 | 1,390 | 126,864 | SH | SOLE | 0 | 0 | 126,864 | ||
BLACKROCK DEBT STRAT FD INC | Common | 09255R202 | 2,052 | 177,826 | SH | SOLE | 0 | 0 | 177,826 | ||
BLACKROCK ENERGY & RES TR | Common | 09250U101 | 739 | 56,859 | SH | SOLE | 0 | 0 | 56,859 | ||
BLACKROCK ENH CAP & INC FD I | Common | 09256A109 | 181 | 12,186 | SH | SOLE | 0 | 0 | 12,186 | ||
BLACKROCK ENHANCED EQT DIV T | Common | 09251A104 | 239 | 27,110 | SH | SOLE | 0 | 0 | 27,110 | ||
BLACKROCK ENHANCED GBL DIV T | Common | 092501105 | 341 | 25,733 | SH | SOLE | 0 | 0 | 25,733 | ||
BLACKROCK ENHANCED INTL DIV | Common | 092524107 | 215 | 34,176 | SH | SOLE | 0 | 0 | 34,176 | ||
BLACKROCK FLOAT RATE OME STR | Common | 09255X100 | 289 | 20,515 | SH | SOLE | 0 | 0 | 20,515 | ||
BLACKROCK INCOME TR INC | Common | 09247F100 | 388 | 60,904 | SH | SOLE | 0 | 0 | 60,904 | ||
BLACKROCK INVT QUALITY MUN T | Common | 09247D105 | 304 | 20,477 | SH | SOLE | 0 | 0 | 20,477 | ||
BLACKROCK LTD DURATION INC T | Common | 09249W101 | 244 | 15,437 | SH | SOLE | 0 | 0 | 15,437 | ||
BLACKROCK MULTI-SECTOR INC T | Common | 09258A107 | 956 | 52,740 | SH | SOLE | 0 | 0 | 52,740 | ||
BLACKROCK MUN 2030 TAR TERM | Common | 09257P105 | 565 | 24,430 | SH | SOLE | 0 | 0 | 24,430 | ||
BLACKROCK MUN INCOME TR | Common | 09248F109 | 459 | 32,468 | SH | SOLE | 0 | 0 | 32,468 | ||
BLACKROCK MUNI INTER DR FD I | Common | 09253X102 | 643 | 45,811 | SH | SOLE | 0 | 0 | 45,811 | ||
BLACKROCK MUNI N Y INTER DUR | Common | 09255F109 | 326 | 23,262 | SH | SOLE | 0 | 0 | 23,262 | ||
BLACKROCK MUNICIPAL BOND TR | Common | 09249H104 | 321 | 20,641 | SH | SOLE | 0 | 0 | 20,641 | ||
BLACKROCK MUNIENHANCED FD IN | Common | 09253Y100 | 219 | 18,349 | SH | SOLE | 0 | 0 | 18,349 | ||
BLACKROCK MUNIHLDGS NY QLTY | Common | 09255C106 | 177 | 12,735 | SH | SOLE | 0 | 0 | 12,735 | ||
BLACKROCK MUNIHLDNGS CALI QL | Common | 09254L107 | 369 | 25,576 | SH | SOLE | 0 | 0 | 25,576 | ||
BLACKROCK MUNIHLDS INVSTM QL | Common | 09254P108 | 282 | 19,191 | SH | SOLE | 0 | 0 | 19,191 | ||
BLACKROCK MUNIVEST FD II INC | Common | 09253T101 | 164 | 10,449 | SH | SOLE | 0 | 0 | 10,449 | ||
BLACKROCK MUNIVEST FD INC | Common | 09253R105 | 631 | 65,178 | SH | SOLE | 0 | 0 | 65,178 | ||
BLACKROCK MUNIY QUALITY FD I | Common | 09254G108 | 284 | 21,612 | SH | SOLE | 0 | 0 | 21,612 | ||
BLACKROCK MUNIYIELD CALIF FD | Common | 09254M105 | 912 | 60,064 | SH | SOLE | 0 | 0 | 60,064 | ||
BLACKROCK MUNIYIELD NY QLTY | Common | 09255E102 | 600 | 46,135 | SH | SOLE | 0 | 0 | 46,135 | ||
BLACKROCK MUNIYIELD QUALITY | Common | 09254F100 | 194 | 12,650 | SH | SOLE | 0 | 0 | 12,650 | ||
BLACKROCK MUNIYLD MICH QLTY | Common | 09254V105 | 157 | 11,194 | SH | SOLE | 0 | 0 | 11,194 | ||
BLACKROCK RES & COMM STRAT T | Common | 09257A108 | 1,690 | 210,983 | SH | SOLE | 0 | 0 | 210,983 | ||
BLACKROCK SCIENCE & TECH TR | Common | 09258G104 | 240 | 10,811 | SH | SOLE | 0 | 0 | 10,811 | ||
BLACKROCK TAX MUNICPAL BD TR | Common | 09248X100 | 747 | 32,607 | SH | SOLE | 0 | 0 | 32,607 | ||
BLACKSTONE GROUP LP LP | Common | 09253U108 | 220 | 6,590 | SH | SOLE | 0 | 0 | 6,590 | ||
BROOKFIELD GLOBL LISTED INFR | Common | 11273Q109 | 278 | 20,224 | SH | SOLE | 0 | 0 | 20,224 | ||
BROOKFIELD REAL ASSETS INCOM | Common | 112830104 | 730 | 31,479 | SH | SOLE | 0 | 0 | 31,479 | ||
CALAMOS CONV OPP AND INC FD | Common | 128117108 | 294 | 26,069 | SH | SOLE | 0 | 0 | 26,069 | ||
CALAMOS GBL DYN INCOME FUND | Common | 12811L107 | 116 | 13,552 | SH | SOLE | 0 | 0 | 13,552 | ||
CALAMOS STRATEGIC TOTL RETN | Common | 128125101 | 305 | 25,964 | SH | SOLE | 0 | 0 | 25,964 | ||
CBRE CLARION GLOBAL REAL EST | Common | 12504G100 | 1,481 | 191,816 | SH | SOLE | 0 | 0 | 191,816 | ||
CENTER COAST MLP & INFRSTR F | Common | 151461100 | 749 | 68,445 | SH | SOLE | 0 | 0 | 68,445 | ||
CENTRAL EUR RUSS & TURK FD I | Common | 153436100 | 760 | 34,697 | SH | SOLE | 0 | 0 | 34,697 | ||
CHINA FD INC | Common | 169373107 | 479 | 25,662 | SH | SOLE | 0 | 0 | 25,662 | ||
CISCO SYSTEMS INC | Common | 17275R102 | 271 | 8,661 | SH | SOLE | 0 | 0 | 8,661 | ||
CLEARBRIDGE AMERN ENERG MLP | Common | 184691103 | 793 | 88,253 | SH | SOLE | 0 | 0 | 88,253 | ||
CLEARBRIDGE ENERGY MLP FD IN | Common | 184692101 | 465 | 30,462 | SH | SOLE | 0 | 0 | 30,462 | ||
CLEARBRIDGE ENERGY MLP OPP F | Common | 18469P100 | 1,935 | 151,741 | SH | SOLE | 0 | 0 | 151,741 | ||
CLEARBRIDGE ENERGY MLP TR FD | Common | 18469Q108 | 1,142 | 89,425 | SH | SOLE | 0 | 0 | 89,425 | ||
CLOUGH GLOBAL OPPORTUNITIES | Common | 18914E106 | 1,759 | 165,939 | SH | SOLE | 0 | 0 | 165,939 | ||
COCA COLA COMPANY | Common | 191216100 | 705 | 15,720 | SH | SOLE | 0 | 0 | 15,720 | ||
COHEN & STEERS GLOBAL INC BL | Common | 19248M103 | 151 | 15,861 | SH | SOLE | 0 | 0 | 15,861 | ||
COHEN & STEERS INFRASTRUCTUR | Common | 19248A109 | 203 | 8,588 | SH | SOLE | 0 | 0 | 8,588 | ||
COHEN & STEERS MLP INC & ENR | Common | 19249B106 | 522 | 48,089 | SH | SOLE | 0 | 0 | 48,089 | ||
COHEN & STEERS QUALITY RLTY | Common | 19247L106 | 528 | 41,905 | SH | SOLE | 0 | 0 | 41,905 | ||
COHEN & STEERS SLT PFD INCM | Common | 19248Y107 | 332 | 11,677 | SH | SOLE | 0 | 0 | 11,677 | ||
COHEN & STEERS TOTAL RETURN | Common | 19247R103 | 139 | 11,061 | SH | SOLE | 0 | 0 | 11,061 | ||
COLUMBIA SELIGM PREM TECH GR | Common | 19842X109 | 298 | 13,830 | SH | SOLE | 0 | 0 | 13,830 | ||
DEUTSCHE GLOBAL HIGH INCOME | Common | 25158V108 | 153 | 17,539 | SH | SOLE | 0 | 0 | 17,539 | ||
DEUTSCHE HIGH INCOME OPPORT | Common | 25158Y102 | 861 | 57,894 | SH | SOLE | 0 | 0 | 57,894 | ||
DEVON ENERGY CORP | Common | 25179M103 | 269 | 8,427 | SH | SOLE | 0 | 0 | 8,427 | ||
DIAGEO PLC F SPONSORED ADR | Common | G42089113 | 225 | 1,878 | SH | SOLE | 0 | 0 | 1,878 | ||
DIVERSIFIED REAL ASSET INC F | Common | 25533B108 | 1,399 | 80,155 | SH | SOLE | 0 | 0 | 80,155 | ||
DIVIDEND & INCOME FUND | Common | 25538A204 | 1,206 | 97,672 | SH | SOLE | 0 | 0 | 97,672 | ||
DOUBLELINE OPPORTUNISTIC CR | Common | 258623107 | 815 | 32,320 | SH | SOLE | 0 | 0 | 32,320 | ||
DREYFUS HIGH YIELD STRATEGIE | Common | 26200S101 | 125 | 35,675 | SH | SOLE | 0 | 0 | 35,675 | ||
DREYFUS STRATEGIC MUN BD FD | Common | 26202F107 | 264 | 31,027 | SH | SOLE | 0 | 0 | 31,027 | ||
DTF TAX-FREE INCOME INC | Common | 23334J107 | 192 | 13,176 | SH | SOLE | 0 | 0 | 13,176 | ||
DUFF & PHELPS GLB UTL INC FD | Common | 26433C105 | 1,259 | 75,825 | SH | SOLE | 0 | 0 | 75,825 | ||
DUFF & PHELPS SLCT ENGY MLP | Common | 26433F108 | 738 | 104,055 | SH | SOLE | 0 | 0 | 104,055 | ||
DUFF & PHELPS UTIL CORP BD T | Common | 26432K108 | 230 | 25,058 | SH | SOLE | 0 | 0 | 25,058 | ||
EATON VANCE CA MUNI INCOME T | Common | 27826F101 | 208 | 16,584 | SH | SOLE | 0 | 0 | 16,584 | ||
EATON VANCE CALIF MUN BD FD | Common | 27828A100 | 286 | 24,617 | SH | SOLE | 0 | 0 | 24,617 | ||
EATON VANCE CALIF MUN BD FD | Common | 27828C106 | 184 | 15,467 | SH | SOLE | 0 | 0 | 15,467 | ||
EATON VANCE LTD DUR INCOME F | Common | 27828H105 | 976 | 69,207 | SH | SOLE | 0 | 0 | 69,207 | ||
EATON VANCE MI MUNI INCOME T | Common | 27826D106 | 257 | 18,971 | SH | SOLE | 0 | 0 | 18,971 | ||
EATON VANCE MUN BD FD | Common | 27827X101 | 805 | 63,453 | SH | SOLE | 0 | 0 | 63,453 | ||
EATON VANCE MUNI INCOME TRUS | Common | 27826U108 | 246 | 18,900 | SH | SOLE | 0 | 0 | 18,900 | ||
EATON VANCE NEW YORK MUN BD | Common | 27827Y109 | 155 | 12,451 | SH | SOLE | 0 | 0 | 12,451 | ||
EATON VANCE NJ MUNI INCOME T | Common | 27826V106 | 187 | 15,379 | SH | SOLE | 0 | 0 | 15,379 | ||
EATON VANCE NY MUNI INCOME T | Common | 27826W104 | 364 | 27,936 | SH | SOLE | 0 | 0 | 27,936 | ||
EATON VANCE OHIO MUNICIPAL B | Common | 27828L106 | 223 | 16,994 | SH | SOLE | 0 | 0 | 16,994 | ||
EATON VANCE RISK MNGD DIV EQ | Common | 27829G106 | 951 | 101,479 | SH | SOLE | 0 | 0 | 101,479 | ||
EATON VANCE SR INCOME TR | Common | 27826S103 | 92 | 13,875 | SH | SOLE | 0 | 0 | 13,875 | ||
EATON VANCE TAX ADV BD OPT S | Common | 27829M103 | 297 | 26,062 | SH | SOLE | 0 | 0 | 26,062 | ||
EATON VANCE TAX ADVT DIV INC | Common | 27828G107 | 503 | 22,984 | SH | SOLE | 0 | 0 | 22,984 | ||
EATON VANCE TAX MNGD GBL DV | Common | 27829F108 | 732 | 79,868 | SH | SOLE | 0 | 0 | 79,868 | ||
EATON VANCE TAX MNGED BUY WR | Common | 27828X100 | 535 | 32,627 | SH | SOLE | 0 | 0 | 32,627 | ||
EATON VANCE TX ADV GLBL DIV | Common | 27828S101 | 375 | 21,970 | SH | SOLE | 0 | 0 | 21,970 | ||
EATON VANCE TX MGD DIV EQ IN | Common | 27828N102 | 238 | 21,125 | SH | SOLE | 0 | 0 | 21,125 | ||
EATON VANCE TX MNG BY WRT OP | Common | 27828Y108 | 155 | 10,168 | SH | SOLE | 0 | 0 | 10,168 | ||
ENERGY TRNFR EQUITY LP | Common | 29273V100 | 316 | 17,618 | SH | SOLE | 0 | 0 | 17,618 | ||
ENTERPRISE PRODUCTS LP | Common | 293792107 | 1,539 | 56,826 | SH | SOLE | 0 | 0 | 56,826 | ||
EXXON MOBIL CORP | Common | 30231G102 | 59,513 | 737,182 | SH | SOLE | 0 | 0 | 737,182 | ||
FEDEX CORPORATION | Common | 31428X106 | 275 | 1,265 | SH | SOLE | 0 | 0 | 1,265 | ||
FIDUCIARY CLAYMORE MLP OPP F | Common | 31647Q106 | 961 | 68,497 | SH | SOLE | 0 | 0 | 68,497 | ||
FIRST TR ABERDEEN GLBL OPP F | Common | 337319107 | 126 | 10,813 | SH | SOLE | 0 | 0 | 10,813 | ||
FIRST TR ENERGY INCOME & GRW | Common | 33738G104 | 487 | 19,147 | SH | SOLE | 0 | 0 | 19,147 | ||
FIRST TR ENERGY INFRASTRCTR | Common | 33738C103 | 251 | 13,351 | SH | SOLE | 0 | 0 | 13,351 | ||
FIRST TR HIGH INCOME L/S FD | Common | 33738E109 | 187 | 10,872 | SH | SOLE | 0 | 0 | 10,872 | ||
FIRST TR MLP & ENERGY INCOME | Common | 33739B104 | 684 | 44,332 | SH | SOLE | 0 | 0 | 44,332 | ||
FIRST TR SR FLG RTE INCM FD | Common | 33733U108 | 247 | 18,521 | SH | SOLE | 0 | 0 | 18,521 | ||
FIRST TRUST SPECIALTY FINANC | Common | 33733G109 | 324 | 44,751 | SH | SOLE | 0 | 0 | 44,751 | ||
FRANKLIN LTD DURATION INC TR | Common | 35472T101 | 406 | 34,334 | SH | SOLE | 0 | 0 | 34,334 | ||
FST TR NEW OPPORT MLP & ENE | Common | 33739M100 | 330 | 25,072 | SH | SOLE | 0 | 0 | 25,072 | ||
GABELLI DIVD & INCOME TR | Common | 36242H104 | 391 | 17,919 | SH | SOLE | 0 | 0 | 17,919 | ||
GABELLI EQUITY TR INC | Common | 362397101 | 261 | 42,276 | SH | SOLE | 0 | 0 | 42,276 | ||
GAMCO GLOBAL GOLD NAT RES & | Common | 36465A109 | 1,896 | 344,188 | SH | SOLE | 0 | 0 | 344,188 | ||
GAMCO NAT RES GOLD & INCOME | Common | 36465E101 | 970 | 143,488 | SH | SOLE | 0 | 0 | 143,488 | ||
GDL FUND | Common | 361570104 | 400 | 38,943 | SH | SOLE | 0 | 0 | 38,943 | ||
GENERAL AMERN INVS INC | Common | 368802104 | 980 | 28,539 | SH | SOLE | 0 | 0 | 28,539 | ||
GENERAL ELECTRIC CO | Common | 369604103 | 424 | 15,691 | SH | SOLE | 0 | 0 | 15,691 | ||
GOLDMAN SACHS MLP ENERGY REN | Common | 38148G107 | 520 | 72,230 | SH | SOLE | 0 | 0 | 72,230 | ||
GOLDMAN SACHS MLP INC OPP FD | Common | 38147W103 | 1,268 | 131,661 | SH | SOLE | 0 | 0 | 131,661 | ||
GUGGENHEIM ENHNCD EQTY INCM | Common | 40167B100 | 366 | 44,227 | SH | SOLE | 0 | 0 | 44,227 | ||
GUGGENHEIM TAXABLE MUN MNGD | Common | 401664107 | 1,430 | 62,879 | SH | SOLE | 0 | 0 | 62,879 | ||
HALLIBURTON CO HLDG | Common | 406216101 | 256 | 6,000 | SH | SOLE | 0 | 0 | 6,000 | ||
HANCOCK JOHN FINL OPPTYS FD | Common | 409735206 | 1,850 | 51,357 | SH | SOLE | 0 | 0 | 51,357 | ||
HANCOCK JOHN INV TRUST | Common | 41013P749 | 226 | 23,524 | SH | SOLE | 0 | 0 | 23,524 | ||
HERZFELD CARIBBEAN BASIN FD | Common | 42804T106 | 257 | 35,683 | SH | SOLE | 0 | 0 | 35,683 | ||
INDIA FD INC | Common | 454089103 | 296 | 10,987 | SH | SOLE | 0 | 0 | 10,987 | ||
INSIGHT SELECT INCOME FD | Common | 45781W109 | 291 | 14,717 | SH | SOLE | 0 | 0 | 14,717 | ||
INVESCO CALIF VALUE MUN INC | Common | 46132H106 | 627 | 49,590 | SH | SOLE | 0 | 0 | 49,590 | ||
INVESCO DYNAMIC CR OPP FD | Common | 46132R104 | 415 | 34,570 | SH | SOLE | 0 | 0 | 34,570 | ||
INVESCO MUN OPPORTUNITY TR | Common | 46132C107 | 221 | 16,902 | SH | SOLE | 0 | 0 | 16,902 | ||
INVESCO PA VALUE MUN INCOME | Common | 46132K109 | 201 | 16,297 | SH | SOLE | 0 | 0 | 16,297 | ||
INVESCO QUALITY MUNI INC TRS | Common | 46133G107 | 639 | 50,155 | SH | SOLE | 0 | 0 | 50,155 | ||
INVESCO SR INCOME TR | Common | 46131H107 | 176 | 38,645 | SH | SOLE | 0 | 0 | 38,645 | ||
INVESCO TR INVT GRADE NY MUN | Common | 46131T101 | 287 | 20,952 | SH | SOLE | 0 | 0 | 20,952 | ||
INVESCO VALUE MUN INCOME TR | Common | 46132P108 | 634 | 41,812 | SH | SOLE | 0 | 0 | 41,812 | ||
ISHARES RUSSELL 2000 ETF | Common | 464287200 | 7,314 | 30,050 | SH | SOLE | 0 | 0 | 30,050 | ||
ISHARES RUSSELL 2000 ETF | Common | 464287655 | 236 | 1,675 | SH | SOLE | 0 | 0 | 1,675 | ||
JOHNSON & JOHNSON | Common | 478160104 | 953 | 7,204 | SH | SOLE | 0 | 0 | 7,204 | ||
JPMORGAN CHASE & CO | Common | 46625H100 | 465 | 5,085 | SH | SOLE | 0 | 0 | 5,085 | ||
LAZARD WORLD DIVID & INCOME | Common | 521076109 | 184 | 16,734 | SH | SOLE | 0 | 0 | 16,734 | ||
LEGG MASON BW GLB INC OPP FD | Common | 52469B100 | 793 | 59,925 | SH | SOLE | 0 | 0 | 59,925 | ||
LIBERTY ALL STAR EQUITY FD | Common | 530158104 | 1,117 | 197,389 | SH | SOLE | 0 | 0 | 197,389 | ||
LIBERTY ALL-STAR GROWTH FD I | Common | 529900102 | 258 | 52,413 | SH | SOLE | 0 | 0 | 52,413 | ||
MAGELLAN MIDSTREAM P LP | Common | 559080106 | 234 | 3,280 | SH | SOLE | 0 | 0 | 3,280 | ||
MFS CHARTER INCOME TR | Common | 552727109 | 411 | 47,587 | SH | SOLE | 0 | 0 | 47,587 | ||
MFS GOVT MKTS INCOME TR | Common | 552939100 | 257 | 51,360 | SH | SOLE | 0 | 0 | 51,360 | ||
MFS INTER INCOME TR | Common | 55273C107 | 528 | 122,223 | SH | SOLE | 0 | 0 | 122,223 | ||
MFS INTERMEDIATE HIGH INC FD | Common | 59318T109 | 41 | 14,781 | SH | SOLE | 0 | 0 | 14,781 | ||
MFS MULTIMARKET INCOME TR | Common | 552737108 | 363 | 58,525 | SH | SOLE | 0 | 0 | 58,525 | ||
MICROSOFT CORP | Common | 594918104 | 310 | 4,498 | SH | SOLE | 0 | 0 | 4,498 | ||
MORGAN STANLEY EM MKTS DM DE | Common | 617477104 | 529 | 66,674 | SH | SOLE | 0 | 0 | 66,674 | ||
MYLAN NV | Common | N59465109 | 201 | 5,175 | SH | SOLE | 0 | 0 | 5,175 | ||
NEUBERGER BERMAN CA INT MUN | Common | 64123C101 | 277 | 19,517 | SH | SOLE | 0 | 0 | 19,517 | ||
NEUBERGER BERMAN HGH YLD FD | Common | 64128C106 | 313 | 26,322 | SH | SOLE | 0 | 0 | 26,322 | ||
NEUBERGER BERMAN INTER MUNI | Common | 64124P101 | 444 | 29,161 | SH | SOLE | 0 | 0 | 29,161 | ||
NEUBERGER BERMAN NY INT MUN | Common | 64124K102 | 136 | 10,660 | SH | SOLE | 0 | 0 | 10,660 | ||
NEUBERGER BERMAN RE ES SEC F | Common | 64190A103 | 271 | 49,867 | SH | SOLE | 0 | 0 | 49,867 | ||
NUVEEN ALL CAP ENE MLP OPPO | Common | 67075E108 | 518 | 56,159 | SH | SOLE | 0 | 0 | 56,159 | ||
NUVEEN AMT FREE MUN CR INC F | Common | 67071L106 | 409 | 26,995 | SH | SOLE | 0 | 0 | 26,995 | ||
NUVEEN AMT FREE QLTY MUN INC | Common | 670657105 | 1,025 | 74,883 | SH | SOLE | 0 | 0 | 74,883 | ||
NUVEEN ARIZONA QLTY MUN INC | Common | 67061W104 | 231 | 15,966 | SH | SOLE | 0 | 0 | 15,966 | ||
NUVEEN BUILD AMER BD FD | Common | 67074C103 | 1,848 | 88,045 | SH | SOLE | 0 | 0 | 88,045 | ||
NUVEEN CA QUALTY MUN INCOME | Common | 67066Y105 | 1,978 | 131,541 | SH | SOLE | 0 | 0 | 131,541 | ||
NUVEEN CA SELECT TAX FREE PR | Common | 67063R103 | 160 | 10,409 | SH | SOLE | 0 | 0 | 10,409 | ||
NUVEEN CALIF MUN VALUE FD | Common | 67062C107 | 321 | 31,317 | SH | SOLE | 0 | 0 | 31,317 | ||
NUVEEN CONNECTICUT QLTY MUN | Common | 67060D107 | 277 | 22,440 | SH | SOLE | 0 | 0 | 22,440 | ||
NUVEEN CR STRATEGIES INCM FD | Common | 67073D102 | 866 | 100,570 | SH | SOLE | 0 | 0 | 100,570 | ||
NUVEEN ENERGY MLP TOTL RTRNF | Common | 67074U103 | 344 | 26,074 | SH | SOLE | 0 | 0 | 26,074 | ||
NUVEEN ENHANCED MUN VALUE FD | Common | 67074M101 | 385 | 26,829 | SH | SOLE | 0 | 0 | 26,829 | ||
NUVEEN FLTNG RTE INCM OPP FD | Common | 6706EN100 | 660 | 56,525 | SH | SOLE | 0 | 0 | 56,525 | ||
NUVEEN GLOBAL HIGH INCOME FD | Common | 67075G103 | 355 | 21,029 | SH | SOLE | 0 | 0 | 21,029 | ||
NUVEEN INTER DURATION MN TMF | Common | 670671106 | 221 | 16,578 | SH | SOLE | 0 | 0 | 16,578 | ||
NUVEEN MARYLAND QLT MUN INC | Common | 67061Q107 | 134 | 10,289 | SH | SOLE | 0 | 0 | 10,289 | ||
NUVEEN MASSACHUSETS QLT MUN | Common | 67061E104 | 264 | 19,206 | SH | SOLE | 0 | 0 | 19,206 | ||
NUVEEN MUN HIGH INCOME OPP F | Common | 670682103 | 205 | 15,274 | SH | SOLE | 0 | 0 | 15,274 | ||
NUVEEN MUN VALUE FD INC | Common | 670928100 | 317 | 31,799 | SH | SOLE | 0 | 0 | 31,799 | ||
NUVEEN MUNICIPAL CREDIT INC | Common | 67070X101 | 302 | 20,250 | SH | SOLE | 0 | 0 | 20,250 | ||
NUVEEN NASDAQ 100 DYNAMIC OV | Common | 670699107 | 235 | 10,803 | SH | SOLE | 0 | 0 | 10,803 | ||
NUVEEN NEW JERSEY QULT MUN F | Common | 67069Y102 | 583 | 42,531 | SH | SOLE | 0 | 0 | 42,531 | ||
NUVEEN NEW YORK AMT QLT MUNI | Common | 670656107 | 316 | 24,133 | SH | SOLE | 0 | 0 | 24,133 | ||
NUVEEN NEW YORK QLT MUN INC | Common | 67066X107 | 163 | 11,518 | SH | SOLE | 0 | 0 | 11,518 | ||
NUVEEN NORTH CAROLINA QLTY M | Common | 67060P100 | 417 | 31,305 | SH | SOLE | 0 | 0 | 31,305 | ||
NUVEEN PENNSYLVANIA QLT MUN | Common | 670972108 | 250 | 18,717 | SH | SOLE | 0 | 0 | 18,717 | ||
NUVEEN PFD & INCOME TERM FD | Common | 67075A106 | 255 | 10,390 | SH | SOLE | 0 | 0 | 10,390 | ||
NUVEEN QUALITY MUNCP INCOME | Common | 67066V101 | 1,536 | 109,369 | SH | SOLE | 0 | 0 | 109,369 | ||
NUVEEN SELECT MAT MUN FD | Common | 67061T101 | 147 | 14,616 | SH | SOLE | 0 | 0 | 14,616 | ||
NUVEEN SELECT TAX FREE INCM | Common | 67063C106 | 257 | 18,717 | SH | SOLE | 0 | 0 | 18,717 | ||
NUVEEN VIRGINIA QLTY MUNCPL | Common | 67064R102 | 416 | 31,562 | SH | SOLE | 0 | 0 | 31,562 | ||
ONEOK INC | Common | 682680103 | 228 | 4,380 | SH | SOLE | 0 | 0 | 4,380 | ||
PEPSICO INCORPORATED | Common | 713448108 | 275 | 2,379 | SH | SOLE | 0 | 0 | 2,379 | ||
PHILIP MORRIS INTL | Common | 718172109 | 3,231 | 27,513 | SH | SOLE | 0 | 0 | 27,513 | ||
PIMCO DYNMIC CREDIT AND MRT | Common | 72202D106 | 911 | 40,799 | SH | SOLE | 0 | 0 | 40,799 | ||
PIMCO MUN INCOME FD III | Common | 72201A103 | 177 | 15,069 | SH | SOLE | 0 | 0 | 15,069 | ||
PIMCO MUNICIPAL INCOME FD | Common | 72200R107 | 258 | 18,865 | SH | SOLE | 0 | 0 | 18,865 | ||
PIONEER FLOATING RATE TR | Common | 72369J102 | 486 | 40,846 | SH | SOLE | 0 | 0 | 40,846 | ||
PIONEER HIGH INCOME TR | Common | 72369H106 | 1,822 | 184,212 | SH | SOLE | 0 | 0 | 184,212 | ||
PIONEER MUN HIGH INCOME ADV | Common | 723762100 | 2,494 | 213,122 | SH | SOLE | 0 | 0 | 213,122 | ||
PIONEER MUN HIGH INCOME TR | Common | 723763108 | 1,233 | 101,759 | SH | SOLE | 0 | 0 | 101,759 | ||
PLAINS ALL AMERICAN LP | Common | 726503105 | 309 | 11,748 | SH | SOLE | 0 | 0 | 11,748 | ||
PNC FINANCIAL SRVCS | Common | 693475105 | 287 | 2,300 | SH | SOLE | 0 | 0 | 2,300 | ||
PRINCIPAL REAL ESTATE INCOME | Common | 74255X104 | 257 | 14,217 | SH | SOLE | 0 | 0 | 14,217 | ||
PROCTER & GAMBLE | Common | 742718109 | 936 | 10,740 | SH | SOLE | 0 | 0 | 10,740 | ||
PRUDENTIAL GLB SHT DUR HG YL | Common | 74433A109 | 929 | 62,548 | SH | SOLE | 0 | 0 | 62,548 | ||
PRUDENTIAL SHT DURATION HG Y | Common | 74442F107 | 1,324 | 86,702 | SH | SOLE | 0 | 0 | 86,702 | ||
PUTNAM MANAGED MUN INCOM TR | Common | 746823103 | 87 | 11,523 | SH | SOLE | 0 | 0 | 11,523 | ||
PUTNAM MUN OPPORTUNITIES TR | Common | 746922103 | 288 | 23,019 | SH | SOLE | 0 | 0 | 23,019 | ||
RMR REAL ESTATE INCOME FUND | Common | 76970B101 | 830 | 37,970 | SH | SOLE | 0 | 0 | 37,970 | ||
ROYCE GLOBAL VALUE TR INC | Common | 78081T104 | 377 | 39,203 | SH | SOLE | 0 | 0 | 39,203 | ||
ROYCE MICRO-CAP TR INC | Common | 780915104 | 855 | 98,816 | SH | SOLE | 0 | 0 | 98,816 | ||
ROYCE VALUE TR INC | Common | 780910105 | 270 | 18,518 | SH | SOLE | 0 | 0 | 18,518 | ||
SHELL MIDSTREAM PTNR LP | Common | 822634101 | 242 | 7,982 | SH | SOLE | 0 | 0 | 7,982 | ||
SINA CORPORATION | Common | G81477104 | 242 | 2,845 | SH | SOLE | 0 | 0 | 2,845 | ||
SOUTHWESTERN ENERGY | Common | 845467109 | 66 | 10,835 | SH | SOLE | 0 | 0 | 10,835 | ||
STAR GAS PARTNERS LP LP | Common | 85512C105 | 176 | 16,200 | SH | SOLE | 0 | 0 | 16,200 | ||
STONE HBR EMERG MKTS TL INC | Common | 86164W100 | 325 | 21,312 | SH | SOLE | 0 | 0 | 21,312 | ||
SUPERCOM LTD | Common | M87095101 | 36 | 11,200 | SH | SOLE | 0 | 0 | 11,200 | ||
SWISS HELVETIA FD INC | Common | 870875101 | 191 | 15,008 | SH | SOLE | 0 | 0 | 15,008 | ||
TAIWAN FD INC | Common | 874036106 | 403 | 20,378 | SH | SOLE | 0 | 0 | 20,378 | ||
TALLGRASS ENERGY PAR LP | Common | 874697105 | 216 | 4,309 | SH | SOLE | 0 | 0 | 4,309 | ||
TEKLA HEALTHCARE OPPORTUNIT | Common | 879105104 | 565 | 30,834 | SH | SOLE | 0 | 0 | 30,834 | ||
TEMPLETON EMERG MKTS INCOME | Common | 880192109 | 1,199 | 106,849 | SH | SOLE | 0 | 0 | 106,849 | ||
TEMPLETON GLOBAL INCOME FD | Common | 880198106 | 1,226 | 182,391 | SH | SOLE | 0 | 0 | 182,391 | ||
THAI FD INC | Common | 882904105 | 203 | 23,406 | SH | SOLE | 0 | 0 | 23,406 | ||
TURKISH INVT FD INC | Common | 900145103 | 191 | 19,832 | SH | SOLE | 0 | 0 | 19,832 | ||
VOYA ASIA PAC DIVID EQUITY I | Common | 92912J102 | 120 | 11,402 | SH | SOLE | 0 | 0 | 11,402 | ||
VOYA GLBL ADV & PREM OPP FD | Common | 92912R104 | 814 | 75,281 | SH | SOLE | 0 | 0 | 75,281 | ||
VOYA GLBL EQTY DIV & PREM OP | Common | 92912T100 | 165 | 21,870 | SH | SOLE | 0 | 0 | 21,870 | ||
VOYA INTL HIGH DIVID EQTY IN | Common | 92912Y109 | 134 | 18,052 | SH | SOLE | 0 | 0 | 18,052 | ||
VOYA PRIME RATE TR | Common | 92913A100 | 267 | 49,582 | SH | SOLE | 0 | 0 | 49,582 | ||
VOYA RISK MANAGED NAT RES FD | Common | 92913C106 | 223 | 37,519 | SH | SOLE | 0 | 0 | 37,519 | ||
WALGREENS BOOTS ALLI | Common | 931427108 | 244 | 3,110 | SH | SOLE | 0 | 0 | 3,110 | ||
WELLS FARGO INCOME OPPORTUNI | Common | 94987B105 | 708 | 82,654 | SH | SOLE | 0 | 0 | 82,654 | ||
WELLS FARGO MULTI SECTOR INC | Common | 94987D101 | 242 | 18,149 | SH | SOLE | 0 | 0 | 18,149 | ||
WESTERN ASSET CLYM INFL OPP | Common | 95766R104 | 789 | 71,575 | SH | SOLE | 0 | 0 | 71,575 | ||
WESTERN ASSET CLYM INFL SEC | Common | 95766Q106 | 340 | 30,056 | SH | SOLE | 0 | 0 | 30,056 | ||
WESTERN ASSET EMRG MKT DEBT | Common | 95766A101 | 182 | 11,702 | SH | SOLE | 0 | 0 | 11,702 | ||
WESTERN ASSET GLB HI INCOME | Common | 95766B109 | 758 | 75,392 | SH | SOLE | 0 | 0 | 75,392 | ||
WESTERN ASSET HGH YLD DFNDFD | Common | 95768B107 | 259 | 16,933 | SH | SOLE | 0 | 0 | 16,933 | ||
WESTERN ASSET HIGH INCM FD I | Common | 95766J102 | 1,019 | 141,697 | SH | SOLE | 0 | 0 | 141,697 | ||
WESTERN ASSET HIGH INCM OPP | Common | 95766K109 | 441 | 86,888 | SH | SOLE | 0 | 0 | 86,888 | ||
WESTERN ASSET INTM MUNI FD I | Common | 958435109 | 324 | 32,977 | SH | SOLE | 0 | 0 | 32,977 | ||
WESTERN ASSET INVT GRADE DEF | Common | 95790A101 | 820 | 37,650 | SH | SOLE | 0 | 0 | 37,650 | ||
WESTERN ASST MNGD MUN FD INC | Common | 95766M105 | 263 | 19,038 | SH | SOLE | 0 | 0 | 19,038 | ||
WESTERN GAS EQTY LP LP | Common | 95825R103 | 241 | 5,598 | SH | SOLE | 0 | 0 | 5,598 | ||
WILLIAMS PARTNERS LP LP | Common | 96949L105 | 228 | 5,675 | SH | SOLE | 0 | 0 | 5,675 | ||
ISHR RUSSELL 2000 PUT OPT $138 | Option | 464287655 | 197 | 1,400 | SH | SOLE | 0 | 0 | 1,400 |