The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABORATORIES | Common | 002824100 | 358 | 6,718 | SH | SOLE | 0 | 0 | 6,718 | ||
ABBVIE INC | Common | 00287Y109 | 1,157 | 13,016 | SH | SOLE | 0 | 0 | 13,016 | ||
ABERDEEN ASIA PACIFIC INCOM | Common | 003009107 | 420 | 81,305 | SH | SOLE | 0 | 0 | 81,305 | ||
ABERDEEN JAPAN EQUITY FD INC | Common | 00306J109 | 117 | 13,396 | SH | SOLE | 0 | 0 | 13,396 | ||
ABERDEEN SINGAPORE FD INC | Common | 003244100 | 359 | 30,863 | SH | SOLE | 0 | 0 | 30,863 | ||
ADAM NAT RES FD INC | Common | 00548F105 | 891 | 45,326 | SH | SOLE | 0 | 0 | 45,326 | ||
ADAMS DIVERSIFIED EQUITY FD | Common | 006212104 | 1,874 | 123,184 | SH | SOLE | 0 | 0 | 123,184 | ||
ADVENT CLAY CONV SEC INC FD | Common | 007639107 | 377 | 60,400 | SH | SOLE | 0 | 0 | 60,400 | ||
ADVENT CLAYMORE CV SECS & IN | Common | 00764C109 | 700 | 43,238 | SH | SOLE | 0 | 0 | 43,238 | ||
ADVENT CLAYMORE ENH GRW & IN | Common | 00765E104 | 185 | 21,492 | SH | SOLE | 0 | 0 | 21,492 | ||
ALLIANCE CALIF MUN INCOME FD | Common | 018546101 | 542 | 39,276 | SH | SOLE | 0 | 0 | 39,276 | ||
ALLIANCEBERNSTEIN GBL HGH IN | Common | 01879R106 | 1,078 | 82,598 | SH | SOLE | 0 | 0 | 82,598 | ||
ALLIANCEBERNSTEIN NATL MUNI | Common | 01864U106 | 388 | 27,798 | SH | SOLE | 0 | 0 | 27,798 | ||
ALLIANZGI CONV & INCOME FD I | Common | 018825109 | 106 | 16,965 | SH | SOLE | 0 | 0 | 16,965 | ||
ALTRIA GROUP INC | Common | 02209S103 | 2,596 | 40,927 | SH | SOLE | 0 | 0 | 40,927 | ||
APOLLO SR FLOATING RATE FD I | Common | 037636107 | 928 | 55,386 | SH | SOLE | 0 | 0 | 55,386 | ||
APOLLO TACTICAL INCOME FD IN | Common | 037638103 | 242 | 14,903 | SH | SOLE | 0 | 0 | 14,903 | ||
APPLE INC | Common | 037833100 | 621 | 4,028 | SH | SOLE | 0 | 0 | 4,028 | ||
ARES DYNAMIC CR ALLOCATION F | Common | 04014F102 | 229 | 13,940 | SH | SOLE | 0 | 0 | 13,940 | ||
B & G FOODS INC | Common | 05508R106 | 212 | 6,660 | SH | SOLE | 0 | 0 | 6,660 | ||
BAIDU INC ADR | Common | 056752108 | 319 | 1,288 | SH | SOLE | 0 | 0 | 1,288 | ||
BLACKROCK CALIF MUN INCOME T | Common | 09248E102 | 936 | 64,527 | SH | SOLE | 0 | 0 | 64,527 | ||
BLACKROCK CORE BD TR | Common | 09249E101 | 492 | 34,963 | SH | SOLE | 0 | 0 | 34,963 | ||
BLACKROCK CORPOR HI YLD FD I | Common | 09255P107 | 1,169 | 103,481 | SH | SOLE | 0 | 0 | 103,481 | ||
BLACKROCK DEBT STRAT FD INC | Common | 09255R202 | 1,865 | 159,769 | SH | SOLE | 0 | 0 | 159,769 | ||
BLACKROCK ENERGY & RES TR | Common | 09250U101 | 756 | 55,062 | SH | SOLE | 0 | 0 | 55,062 | ||
BLACKROCK FLOAT RATE OME STR | Common | 09255X100 | 360 | 25,069 | SH | SOLE | 0 | 0 | 25,069 | ||
BLACKROCK FLOATING RATE INCO | Common | 091941104 | 209 | 14,817 | SH | SOLE | 0 | 0 | 14,817 | ||
BLACKROCK INCOME TR INC | Common | 09247F100 | 291 | 46,287 | SH | SOLE | 0 | 0 | 46,287 | ||
BLACKROCK INVT QUALITY MUN T | Common | 09247D105 | 265 | 17,724 | SH | SOLE | 0 | 0 | 17,724 | ||
BLACKROCK MULTI-SECTOR INC T | Common | 09258A107 | 652 | 34,859 | SH | SOLE | 0 | 0 | 34,859 | ||
BLACKROCK MUN 2030 TAR TERM | Common | 09257P105 | 1,919 | 84,669 | SH | SOLE | 0 | 0 | 84,669 | ||
BLACKROCK MUN INCOME TR | Common | 09248F109 | 241 | 16,858 | SH | SOLE | 0 | 0 | 16,858 | ||
BLACKROCK MUNI INTER DR FD I | Common | 09253X102 | 1,970 | 138,998 | SH | SOLE | 0 | 0 | 138,998 | ||
BLACKROCK MUNI N Y INTER DUR | Common | 09255F109 | 356 | 25,478 | SH | SOLE | 0 | 0 | 25,478 | ||
BLACKROCK MUNIHLDGS NY QLTY | Common | 09255C106 | 161 | 11,414 | SH | SOLE | 0 | 0 | 11,414 | ||
BLACKROCK MUNIVEST FD II INC | Common | 09253T101 | 163 | 10,523 | SH | SOLE | 0 | 0 | 10,523 | ||
BLACKROCK MUNIVEST FD INC | Common | 09253R105 | 358 | 36,878 | SH | SOLE | 0 | 0 | 36,878 | ||
BLACKROCK MUNIYIELD ARIZ FD | Common | 09254K109 | 215 | 14,380 | SH | SOLE | 0 | 0 | 14,380 | ||
BLACKROCK MUNIYIELD CALIF FD | Common | 09254M105 | 598 | 38,734 | SH | SOLE | 0 | 0 | 38,734 | ||
BLACKROCK MUNIYIELD INVST FD | Common | 09254R104 | 274 | 17,910 | SH | SOLE | 0 | 0 | 17,910 | ||
BLACKROCK MUNIYIELD NY QLTY | Common | 09255E102 | 574 | 43,486 | SH | SOLE | 0 | 0 | 43,486 | ||
BLACKROCK MUNIYIELD QLTY FD | Common | 09254E103 | 343 | 23,955 | SH | SOLE | 0 | 0 | 23,955 | ||
BLACKROCK MUNIYIELD QUALITY | Common | 09254F100 | 211 | 13,658 | SH | SOLE | 0 | 0 | 13,658 | ||
BLACKROCK MUNIYLD MICH QLTY | Common | 09254V105 | 212 | 15,158 | SH | SOLE | 0 | 0 | 15,158 | ||
BLACKROCK RES & COMM STRAT T | Common | 09257A108 | 1,508 | 169,597 | SH | SOLE | 0 | 0 | 169,597 | ||
BLACKROCK TAX MUNICPAL BD TR | Common | 09248X100 | 586 | 25,096 | SH | SOLE | 0 | 0 | 25,096 | ||
BLACKSTONE GROUP LP LP | Common | 09253U108 | 259 | 7,750 | SH | SOLE | 0 | 0 | 7,750 | ||
BLACKSTONE GSO FLTING RTE FU | Common | 09256U105 | 523 | 29,776 | SH | SOLE | 0 | 0 | 29,776 | ||
BLACKSTONE GSO LNG SHRT CR I | Common | 09257D102 | 427 | 26,544 | SH | SOLE | 0 | 0 | 26,544 | ||
BLACKSTONE GSO STRATEGIC CR | Common | 09257R101 | 429 | 26,854 | SH | SOLE | 0 | 0 | 26,854 | ||
BROOKFIELD GLOBL LISTED INFR | Common | 11273Q109 | 548 | 40,550 | SH | SOLE | 0 | 0 | 40,550 | ||
CBRE CLARION GLOBAL REAL EST | Common | 12504G100 | 1,376 | 174,141 | SH | SOLE | 0 | 0 | 174,141 | ||
CENTER COAST MLP & INFRSTR F | Common | 151461100 | 738 | 69,901 | SH | SOLE | 0 | 0 | 69,901 | ||
CHART INDUSTRIES INC | Common | 16115Q209 | 271 | 6,902 | SH | SOLE | 0 | 0 | 6,902 | ||
CHEVRON CORPORATION | Common | 166764100 | 798 | 6,788 | SH | SOLE | 0 | 0 | 6,788 | ||
CHINA FD INC | Common | 169373107 | 528 | 25,970 | SH | SOLE | 0 | 0 | 25,970 | ||
CISCO SYSTEMS INC | Common | 17275R102 | 351 | 10,432 | SH | SOLE | 0 | 0 | 10,432 | ||
CLEARBRIDGE AMERN ENERG MLP | Common | 184691103 | 568 | 66,292 | SH | SOLE | 0 | 0 | 66,292 | ||
CLEARBRIDGE ENERGY MLP FD IN | Common | 184692101 | 300 | 20,245 | SH | SOLE | 0 | 0 | 20,245 | ||
CLEARBRIDGE ENERGY MLP OPP F | Common | 18469P100 | 1,543 | 126,767 | SH | SOLE | 0 | 0 | 126,767 | ||
CLEARBRIDGE ENERGY MLP TR FD | Common | 18469Q108 | 548 | 43,143 | SH | SOLE | 0 | 0 | 43,143 | ||
COCA COLA COMPANY | Common | 191216100 | 631 | 14,008 | SH | SOLE | 0 | 0 | 14,008 | ||
COHEN & STEERS GLOBAL INC BL | Common | 19248M103 | 121 | 12,431 | SH | SOLE | 0 | 0 | 12,431 | ||
COHEN & STEERS INFRASTRUCTUR | Common | 19248A109 | 771 | 33,508 | SH | SOLE | 0 | 0 | 33,508 | ||
COHEN & STEERS MLP INC & ENR | Common | 19249B106 | 203 | 19,494 | SH | SOLE | 0 | 0 | 19,494 | ||
COHEN & STEERS QUALITY RLTY | Common | 19247L106 | 547 | 43,589 | SH | SOLE | 0 | 0 | 43,589 | ||
COHEN & STEERS TOTAL RETURN | Common | 19247R103 | 155 | 12,414 | SH | SOLE | 0 | 0 | 12,414 | ||
COLUMBIA SELIGM PREM TECH GR | Common | 19842X109 | 1,026 | 45,906 | SH | SOLE | 0 | 0 | 45,906 | ||
DEUTSCHE HIGH INCOME OPPORT | Common | 25158Y102 | 714 | 47,168 | SH | SOLE | 0 | 0 | 47,168 | ||
DEUTSCHE MUN INCOME | Common | 25160C106 | 890 | 70,058 | SH | SOLE | 0 | 0 | 70,058 | ||
DEUTSCHE STRATEGIC MUN INCOM | Common | 25159F102 | 182 | 14,887 | SH | SOLE | 0 | 0 | 14,887 | ||
DEVON ENERGY CORP | Common | 25179M103 | 284 | 7,723 | SH | SOLE | 0 | 0 | 7,723 | ||
DIAGEO PLC ADR | Common | G42089113 | 288 | 2,178 | SH | SOLE | 0 | 0 | 2,178 | ||
DIVIDEND & INCOME FUND | Common | 25538A204 | 1,230 | 95,657 | SH | SOLE | 0 | 0 | 95,657 | ||
DOUBLELINE OPPORTUNISTIC CR | Common | 258623107 | 674 | 28,020 | SH | SOLE | 0 | 0 | 28,020 | ||
DREYFUS MUN BD INFRSTRCTR FD | Common | 26203D101 | 172 | 12,881 | SH | SOLE | 0 | 0 | 12,881 | ||
DREYFUS MUN INCOME INC | Common | 26201R102 | 93 | 10,197 | SH | SOLE | 0 | 0 | 10,197 | ||
DREYFUS STRATEGIC MUN BD FD | Common | 26202F107 | 143 | 16,854 | SH | SOLE | 0 | 0 | 16,854 | ||
DREYFUS STRATEGIC MUNS INC | Common | 261932107 | 148 | 16,831 | SH | SOLE | 0 | 0 | 16,831 | ||
DTF TAX-FREE INCOME INC | Common | 23334J107 | 255 | 17,827 | SH | SOLE | 0 | 0 | 17,827 | ||
DUFF & PHELPS GLB UTL INC FD | Common | 26433C105 | 378 | 23,277 | SH | SOLE | 0 | 0 | 23,277 | ||
DUFF & PHELPS SLCT ENGY MLP | Common | 26433F108 | 755 | 116,986 | SH | SOLE | 0 | 0 | 116,986 | ||
DUFF & PHELPS UTIL CORP BD T | Common | 26432K108 | 185 | 19,989 | SH | SOLE | 0 | 0 | 19,989 | ||
EATON VANCE CA MUNI INCOME T | Common | 27826F101 | 229 | 18,310 | SH | SOLE | 0 | 0 | 18,310 | ||
EATON VANCE CALIF MUN BD FD | Common | 27828C106 | 139 | 11,541 | SH | SOLE | 0 | 0 | 11,541 | ||
EATON VANCE FLTING RATE INC | Common | 278279104 | 1,337 | 91,456 | SH | SOLE | 0 | 0 | 91,456 | ||
EATON VANCE LTD DUR INCOME F | Common | 27828H105 | 967 | 68,936 | SH | SOLE | 0 | 0 | 68,936 | ||
EATON VANCE MI MUNI INCOME T | Common | 27826D106 | 274 | 20,742 | SH | SOLE | 0 | 0 | 20,742 | ||
EATON VANCE MUN BD FD | Common | 27827X101 | 766 | 60,441 | SH | SOLE | 0 | 0 | 60,441 | ||
EATON VANCE MUNI INCOME TRUS | Common | 27826U108 | 548 | 42,282 | SH | SOLE | 0 | 0 | 42,282 | ||
EATON VANCE N J MUN BD FD | Common | 27828R103 | 131 | 10,026 | SH | SOLE | 0 | 0 | 10,026 | ||
EATON VANCE N Y MUN BD FD II | Common | 27828T109 | 125 | 10,472 | SH | SOLE | 0 | 0 | 10,472 | ||
EATON VANCE NJ MUNI INCOME T | Common | 27826V106 | 188 | 15,627 | SH | SOLE | 0 | 0 | 15,627 | ||
EATON VANCE NY MUNI INCOME T | Common | 27826W104 | 360 | 27,326 | SH | SOLE | 0 | 0 | 27,326 | ||
EATON VANCE OHIO MUNICIPAL B | Common | 27828L106 | 203 | 15,673 | SH | SOLE | 0 | 0 | 15,673 | ||
EATON VANCE RISK MNGD DIV EQ | Common | 27829G106 | 907 | 96,198 | SH | SOLE | 0 | 0 | 96,198 | ||
EATON VANCE SH TM DR DIVR IN | Common | 27828V104 | 233 | 16,329 | SH | SOLE | 0 | 0 | 16,329 | ||
EATON VANCE SR INCOME TR | Common | 27826S103 | 217 | 32,763 | SH | SOLE | 0 | 0 | 32,763 | ||
EATON VANCE TAX MNGD GBL DV | Common | 27829F108 | 126 | 13,500 | SH | SOLE | 0 | 0 | 13,500 | ||
EATON VANCE TAX MNGED BUY WR | Common | 27828X100 | 263 | 15,676 | SH | SOLE | 0 | 0 | 15,676 | ||
EATON VANCE TX MNG BY WRT OP | Common | 27828Y108 | 521 | 34,025 | SH | SOLE | 0 | 0 | 34,025 | ||
ENERGY TRNFR EQUITY LP | Common | 29273V100 | 306 | 17,618 | SH | SOLE | 0 | 0 | 17,618 | ||
ENTERPRISE PRODUCTS LP | Common | 293792107 | 1,744 | 66,915 | SH | SOLE | 0 | 0 | 66,915 | ||
EXXON MOBIL CORP | Common | 30231G102 | 68,097 | 830,654 | SH | SOLE | 0 | 0 | 830,654 | ||
FEDEX CORPORATION | Common | 31428X106 | 396 | 1,757 | SH | SOLE | 0 | 0 | 1,757 | ||
FIDUCIARY CLAYMORE MLP OPP F | Common | 31647Q106 | 1,130 | 87,496 | SH | SOLE | 0 | 0 | 87,496 | ||
FIRST TR ABERDEEN GLBL OPP F | Common | 337319107 | 688 | 58,352 | SH | SOLE | 0 | 0 | 58,352 | ||
FIRST TR ENERGY INCOME & GRW | Common | 33738G104 | 616 | 24,973 | SH | SOLE | 0 | 0 | 24,973 | ||
FIRST TR INTER DUR PFD & IN | Common | 33718W103 | 337 | 13,620 | SH | SOLE | 0 | 0 | 13,620 | ||
FIRST TR MLP & ENERGY INCOME | Common | 33739B104 | 817 | 53,545 | SH | SOLE | 0 | 0 | 53,545 | ||
FIRST TR SR FLG RTE INCM FD | Common | 33733U108 | 318 | 23,576 | SH | SOLE | 0 | 0 | 23,576 | ||
FIRST TRUST SPECIALTY FINANC | Common | 33733G109 | 345 | 50,336 | SH | SOLE | 0 | 0 | 50,336 | ||
FST TR NEW OPPORT MLP & ENE | Common | 33739M100 | 841 | 66,670 | SH | SOLE | 0 | 0 | 66,670 | ||
GABELLI DIVD & INCOME TR | Common | 36242H104 | 577 | 25,788 | SH | SOLE | 0 | 0 | 25,788 | ||
GABELLI HLTHCARE & WELLNESS | Common | 36246K103 | 261 | 25,821 | SH | SOLE | 0 | 0 | 25,821 | ||
GAMCO GLOBAL GOLD NAT RES & | Common | 36465A109 | 1,607 | 286,398 | SH | SOLE | 0 | 0 | 286,398 | ||
GAMCO NAT RES GOLD & INCOME | Common | 36465E101 | 967 | 138,273 | SH | SOLE | 0 | 0 | 138,273 | ||
GDL FUND | Common | 361570104 | 328 | 32,154 | SH | SOLE | 0 | 0 | 32,154 | ||
GENERAL AMERN INVS INC | Common | 368802104 | 1,075 | 29,842 | SH | SOLE | 0 | 0 | 29,842 | ||
GENERAL ELECTRIC CO | Common | 369604103 | 516 | 21,330 | SH | SOLE | 0 | 0 | 21,330 | ||
GOLDMAN SACHS MLP ENERGY REN | Common | 38148G107 | 229 | 32,883 | SH | SOLE | 0 | 0 | 32,883 | ||
GOLDMAN SACHS MLP INC OPP FD | Common | 38147W103 | 1,248 | 133,779 | SH | SOLE | 0 | 0 | 133,779 | ||
GUGGENHEIM TAXABLE MUN MNGD | Common | 401664107 | 1,510 | 66,212 | SH | SOLE | 0 | 0 | 66,212 | ||
HALLIBURTON CO HLDG | Common | 406216101 | 276 | 6,000 | SH | SOLE | 0 | 0 | 6,000 | ||
HANCOCK JOHN FINL OPPTYS FD | Common | 409735206 | 1,627 | 43,679 | SH | SOLE | 0 | 0 | 43,679 | ||
HANCOCK JOHN INV TRUST | Common | 41013P749 | 200 | 21,736 | SH | SOLE | 0 | 0 | 21,736 | ||
HANCOCK JOHN PFD INCOME FD I | Common | 41021P103 | 196 | 10,428 | SH | SOLE | 0 | 0 | 10,428 | ||
HERZFELD CARIBBEAN BASIN FD | Common | 42804T106 | 268 | 36,977 | SH | SOLE | 0 | 0 | 36,977 | ||
INDEPENDENT BK GROUP | Common | 45384B106 | 1,146 | 19,011 | SH | SOLE | 0 | 0 | 19,011 | ||
INDIA FD INC | Common | 454089103 | 779 | 29,061 | SH | SOLE | 0 | 0 | 29,061 | ||
INTEL CORP | Common | 458140100 | 212 | 5,567 | SH | SOLE | 0 | 0 | 5,567 | ||
INVESCO ADVANTAGE MUNICIPAL | Common | 46132E103 | 126 | 10,934 | SH | SOLE | 0 | 0 | 10,934 | ||
INVESCO BD FD | Common | 46132L107 | 242 | 12,075 | SH | SOLE | 0 | 0 | 12,075 | ||
INVESCO DYNAMIC CR OPP FD | Common | 46132R104 | 1,184 | 99,340 | SH | SOLE | 0 | 0 | 99,340 | ||
INVESCO MUN OPPORTUNITY TR | Common | 46132C107 | 296 | 22,790 | SH | SOLE | 0 | 0 | 22,790 | ||
INVESCO MUN TR | Common | 46131J103 | 258 | 20,200 | SH | SOLE | 0 | 0 | 20,200 | ||
INVESCO PA VALUE MUN INCOME | Common | 46132K109 | 319 | 25,936 | SH | SOLE | 0 | 0 | 25,936 | ||
INVESCO QUALITY MUNI INC TRS | Common | 46133G107 | 521 | 40,706 | SH | SOLE | 0 | 0 | 40,706 | ||
INVESCO SR INCOME TR | Common | 46131H107 | 1,172 | 260,946 | SH | SOLE | 0 | 0 | 260,946 | ||
INVESCO TR INVT GRADE MUNS | Common | 46131M106 | 269 | 20,108 | SH | SOLE | 0 | 0 | 20,108 | ||
INVESCO TR INVT GRADE NY MUN | Common | 46131T101 | 297 | 21,652 | SH | SOLE | 0 | 0 | 21,652 | ||
INVESCO VALUE MUN INCOME TR | Common | 46132P108 | 1,267 | 84,687 | SH | SOLE | 0 | 0 | 84,687 | ||
ISHARES TR | Common | 464287200 | 7,935 | 31,374 | SH | SOLE | 0 | 0 | 31,374 | ||
JAPAN SMALLER CAPTLZTN FD IN | Common | 47109U104 | 185 | 14,709 | SH | SOLE | 0 | 0 | 14,709 | ||
JOHNSON & JOHNSON | Common | 478160104 | 1,021 | 7,851 | SH | SOLE | 0 | 0 | 7,851 | ||
JPMORGAN CHASE & CO | Common | 46625H100 | 566 | 5,925 | SH | SOLE | 0 | 0 | 5,925 | ||
LAZARD WORLD DIVID & INCOME | Common | 521076109 | 192 | 16,934 | SH | SOLE | 0 | 0 | 16,934 | ||
LEGG MASON BW GLB INC OPP FD | Common | 52469B100 | 1,050 | 78,101 | SH | SOLE | 0 | 0 | 78,101 | ||
MADISON CVRED CALL & EQ STR | Common | 557437100 | 239 | 30,506 | SH | SOLE | 0 | 0 | 30,506 | ||
MAGELLAN MIDSTREAM P LP | Common | 559080106 | 233 | 3,280 | SH | SOLE | 0 | 0 | 3,280 | ||
MEDTRONIC PLC | Common | G5960L103 | 224 | 2,875 | SH | SOLE | 0 | 0 | 2,875 | ||
MERCK & CO INC | Common | 58933Y105 | 225 | 3,509 | SH | SOLE | 0 | 0 | 3,509 | ||
MEXICO FD INC | Common | 592835102 | 443 | 25,804 | SH | SOLE | 0 | 0 | 25,804 | ||
MFS GOVT MKTS INCOME TR | Common | 552939100 | 201 | 40,771 | SH | SOLE | 0 | 0 | 40,771 | ||
MFS INTER INCOME TR | Common | 55273C107 | 141 | 33,008 | SH | SOLE | 0 | 0 | 33,008 | ||
MFS MUN INCOME TR | Common | 552738106 | 140 | 19,481 | SH | SOLE | 0 | 0 | 19,481 | ||
MORGAN STANLEY CHINA A SH FD | Common | 617468103 | 1,264 | 52,983 | SH | SOLE | 0 | 0 | 52,983 | ||
MORGAN STANLEY EM MKTS DM DE | Common | 617477104 | 1,535 | 190,967 | SH | SOLE | 0 | 0 | 190,967 | ||
MORGAN STANLEY INDIA INVS FD | Common | 61745C105 | 273 | 7,961 | SH | SOLE | 0 | 0 | 7,961 | ||
NEUBERGER BERMAN CA INT MUN | Common | 64123C101 | 310 | 22,038 | SH | SOLE | 0 | 0 | 22,038 | ||
NEUBERGER BERMAN INTER MUNI | Common | 64124P101 | 223 | 14,490 | SH | SOLE | 0 | 0 | 14,490 | ||
NEUBERGER BERMAN NY INT MUN | Common | 64124K102 | 147 | 11,635 | SH | SOLE | 0 | 0 | 11,635 | ||
NEWELL BRANDS INC | Common | 651229106 | 297 | 6,955 | SH | SOLE | 0 | 0 | 6,955 | ||
NUVEEN ALL CAP ENE MLP OPPO | Common | 67075E108 | 465 | 52,294 | SH | SOLE | 0 | 0 | 52,294 | ||
NUVEEN AMT FREE MUN CR INC F | Common | 67071L106 | 894 | 58,067 | SH | SOLE | 0 | 0 | 58,067 | ||
NUVEEN AMT FREE QLTY MUN INC | Common | 670657105 | 1,453 | 104,924 | SH | SOLE | 0 | 0 | 104,924 | ||
NUVEEN BUILD AMER BD FD | Common | 67074C103 | 1,116 | 51,989 | SH | SOLE | 0 | 0 | 51,989 | ||
NUVEEN CA QUALTY MUN INCOME | Common | 67066Y105 | 1,904 | 127,608 | SH | SOLE | 0 | 0 | 127,608 | ||
NUVEEN CALIF MUN VALUE FD | Common | 67062C107 | 106 | 10,042 | SH | SOLE | 0 | 0 | 10,042 | ||
NUVEEN CONNECTICUT QLTY MUN | Common | 67060D107 | 942 | 77,156 | SH | SOLE | 0 | 0 | 77,156 | ||
NUVEEN CR STRATEGIES INCM FD | Common | 67073D102 | 1,832 | 215,842 | SH | SOLE | 0 | 0 | 215,842 | ||
NUVEEN ENERGY MLP TOTL RTRNF | Common | 67074U103 | 760 | 63,038 | SH | SOLE | 0 | 0 | 63,038 | ||
NUVEEN FLOATING RATE INCOME | Common | 67072T108 | 302 | 25,753 | SH | SOLE | 0 | 0 | 25,753 | ||
NUVEEN INTER DURATION MN TMF | Common | 670671106 | 368 | 27,511 | SH | SOLE | 0 | 0 | 27,511 | ||
NUVEEN MARYLAND QLT MUN INC | Common | 67061Q107 | 346 | 26,982 | SH | SOLE | 0 | 0 | 26,982 | ||
NUVEEN MASSACHUSETS QLT MUN | Common | 67061E104 | 195 | 13,565 | SH | SOLE | 0 | 0 | 13,565 | ||
NUVEEN MUN HIGH INCOME OPP F | Common | 670682103 | 338 | 24,863 | SH | SOLE | 0 | 0 | 24,863 | ||
NUVEEN MUNICIPAL CREDIT INC | Common | 67070X101 | 818 | 53,784 | SH | SOLE | 0 | 0 | 53,784 | ||
NUVEEN NASDAQ 100 DYNAMIC OV | Common | 670699107 | 849 | 38,359 | SH | SOLE | 0 | 0 | 38,359 | ||
NUVEEN NEW JERSEY QULT MUN F | Common | 67069Y102 | 787 | 57,329 | SH | SOLE | 0 | 0 | 57,329 | ||
NUVEEN NEW YORK AMT QLT MUNI | Common | 670656107 | 443 | 33,532 | SH | SOLE | 0 | 0 | 33,532 | ||
NUVEEN NEW YORK QLT MUN INC | Common | 67066X107 | 177 | 12,532 | SH | SOLE | 0 | 0 | 12,532 | ||
NUVEEN NORTH CAROLINA QLTY M | Common | 67060P100 | 390 | 29,262 | SH | SOLE | 0 | 0 | 29,262 | ||
NUVEEN OHIO QLTY MUN INCOME | Common | 670980101 | 158 | 10,453 | SH | SOLE | 0 | 0 | 10,453 | ||
NUVEEN PENNSYLVANIA QLT MUN | Common | 670972108 | 352 | 25,969 | SH | SOLE | 0 | 0 | 25,969 | ||
NUVEEN PFD & INCOME TERM FD | Common | 67075A106 | 237 | 9,405 | SH | SOLE | 0 | 0 | 9,405 | ||
NUVEEN QUALITY MUNCP INCOME | Common | 67066V101 | 1,606 | 113,169 | SH | SOLE | 0 | 0 | 113,169 | ||
NUVEEN REAL ASSET INC & GROW | Common | 67074Y105 | 1,441 | 80,040 | SH | SOLE | 0 | 0 | 80,040 | ||
NUVEEN S&P 500 BUY-WRITE INC | Common | 6706ER101 | 1,226 | 87,676 | SH | SOLE | 0 | 0 | 87,676 | ||
NUVEEN SELECT TAX FREE INCM | Common | 67063C106 | 145 | 10,339 | SH | SOLE | 0 | 0 | 10,339 | ||
NUVEEN SHT DUR CR OPP FD | Common | 67074X107 | 305 | 17,572 | SH | SOLE | 0 | 0 | 17,572 | ||
NUVEEN SR INCOME FD | Common | 67067Y104 | 243 | 36,296 | SH | SOLE | 0 | 0 | 36,296 | ||
NUVEEN VIRGINIA QLTY MUNCPL | Common | 67064R102 | 471 | 35,843 | SH | SOLE | 0 | 0 | 35,843 | ||
ONEOK INC | Common | 682680103 | 261 | 4,710 | SH | SOLE | 0 | 0 | 4,710 | ||
PEPSICO INCORPORATED | Common | 713448108 | 331 | 2,969 | SH | SOLE | 0 | 0 | 2,969 | ||
PHILIP MORRIS INTL | Common | 718172109 | 3,303 | 29,755 | SH | SOLE | 0 | 0 | 29,755 | ||
PIONEER FLOATING RATE TR | Common | 72369J102 | 347 | 28,990 | SH | SOLE | 0 | 0 | 28,990 | ||
PIONEER HIGH INCOME TR | Common | 72369H106 | 1,516 | 151,295 | SH | SOLE | 0 | 0 | 151,295 | ||
PIONEER MUN HIGH INCOME ADV | Common | 723762100 | 2,275 | 197,012 | SH | SOLE | 0 | 0 | 197,012 | ||
PIONEER MUN HIGH INCOME TR | Common | 723763108 | 1,139 | 94,679 | SH | SOLE | 0 | 0 | 94,679 | ||
PLAINS ALL AMERICAN LP | Common | 726503105 | 277 | 13,073 | SH | SOLE | 0 | 0 | 13,073 | ||
PNC FINANCIAL SRVCS | Common | 693475105 | 310 | 2,300 | SH | SOLE | 0 | 0 | 2,300 | ||
PRINCIPAL REAL ESTATE INCOME | Common | 74255X104 | 816 | 45,455 | SH | SOLE | 0 | 0 | 45,455 | ||
PROCTER & GAMBLE | Common | 742718109 | 1,188 | 13,053 | SH | SOLE | 0 | 0 | 13,053 | ||
PRUDENTIAL GLB SHT DUR HG YL | Common | 74433A109 | 911 | 61,005 | SH | SOLE | 0 | 0 | 61,005 | ||
PRUDENTIAL SHT DURATION HG Y | Common | 74442F107 | 890 | 58,299 | SH | SOLE | 0 | 0 | 58,299 | ||
PUTMAN HIGH INCOME SEC FUND | Common | 746779107 | 122 | 13,700 | SH | SOLE | 0 | 0 | 13,700 | ||
PUTNAM MANAGED MUN INCOM TR | Common | 746823103 | 188 | 24,923 | SH | SOLE | 0 | 0 | 24,923 | ||
PUTNAM MUN OPPORTUNITIES TR | Common | 746922103 | 318 | 25,200 | SH | SOLE | 0 | 0 | 25,200 | ||
PUTNAM PREMIER INCOME TR | Common | 746853100 | 501 | 94,099 | SH | SOLE | 0 | 0 | 94,099 | ||
ROYCE GLOBAL VALUE TR INC | Common | 78081T104 | 402 | 38,803 | SH | SOLE | 0 | 0 | 38,803 | ||
ROYCE MICRO-CAP TR INC | Common | 780915104 | 907 | 96,723 | SH | SOLE | 0 | 0 | 96,723 | ||
SHELL MIDSTREAM PTNR LP | Common | 822634101 | 222 | 7,982 | SH | SOLE | 0 | 0 | 7,982 | ||
SINA CORPORATION | Common | G81477104 | 260 | 2,265 | SH | SOLE | 0 | 0 | 2,265 | ||
SOUTHWESTERN ENERGY | Common | 845467109 | 117 | 19,085 | SH | SOLE | 0 | 0 | 19,085 | ||
STAR GAS PARTNERS LP LP | Common | 85512C105 | 161 | 14,200 | SH | SOLE | 0 | 0 | 14,200 | ||
STONE HBR EMERG MKTS TL INC | Common | 86164W100 | 358 | 22,182 | SH | SOLE | 0 | 0 | 22,182 | ||
SUPERCOM LTD | Common | M87095101 | 45 | 12,800 | SH | SOLE | 0 | 0 | 12,800 | ||
SWISS HELVETIA FD INC | Common | 870875101 | 163 | 12,758 | SH | SOLE | 0 | 0 | 12,758 | ||
TAIWAN FD INC | Common | 874036106 | 421 | 20,467 | SH | SOLE | 0 | 0 | 20,467 | ||
TALLGRASS ENERGY PAR LP | Common | 874697105 | 206 | 4,309 | SH | SOLE | 0 | 0 | 4,309 | ||
TEKLA HEALTHCARE INVS | Common | 87911J103 | 634 | 25,145 | SH | SOLE | 0 | 0 | 25,145 | ||
TEKLA HEALTHCARE OPPORTUNIT | Common | 879105104 | 349 | 18,808 | SH | SOLE | 0 | 0 | 18,808 | ||
TEMPLETON DRAGON FD INC | Common | 88018T101 | 272 | 13,075 | SH | SOLE | 0 | 0 | 13,075 | ||
TEMPLETON EMERG MKTS INCOME | Common | 880192109 | 964 | 83,294 | SH | SOLE | 0 | 0 | 83,294 | ||
TEMPLETON GLOBAL INCOME FD | Common | 880198106 | 526 | 78,052 | SH | SOLE | 0 | 0 | 78,052 | ||
THAI FD INC | Common | 882904105 | 223 | 22,943 | SH | SOLE | 0 | 0 | 22,943 | ||
THE CENTRAL AND EASTERN EU I | Common | 153436100 | 704 | 28,495 | SH | SOLE | 0 | 0 | 28,495 | ||
THL CR SR LN FD | Common | 87244R103 | 503 | 28,721 | SH | SOLE | 0 | 0 | 28,721 | ||
TURKISH INVT FD INC | Common | 900145103 | 187 | 19,932 | SH | SOLE | 0 | 0 | 19,932 | ||
VIRTUS GLOBAL DIVID INCOME F | Common | 92835W107 | 133 | 10,098 | SH | SOLE | 0 | 0 | 10,098 | ||
VOYA GLBL ADV & PREM OPP FD | Common | 92912R104 | 791 | 68,681 | SH | SOLE | 0 | 0 | 68,681 | ||
VOYA PRIME RATE TR | Common | 92913A100 | 549 | 105,006 | SH | SOLE | 0 | 0 | 105,006 | ||
WALGREENS BOOTS ALLI | Common | 931427108 | 240 | 3,110 | SH | SOLE | 0 | 0 | 3,110 | ||
WELLS FARGO INCOME OPPORTUNI | Common | 94987B105 | 500 | 57,148 | SH | SOLE | 0 | 0 | 57,148 | ||
WELLS FARGO MULTI SECTOR INC | Common | 94987D101 | 665 | 49,528 | SH | SOLE | 0 | 0 | 49,528 | ||
WESTERN ASSET CLYM INFL OPP | Common | 95766R104 | 726 | 64,399 | SH | SOLE | 0 | 0 | 64,399 | ||
WESTERN ASSET CLYM INFL SEC | Common | 95766Q106 | 366 | 31,688 | SH | SOLE | 0 | 0 | 31,688 | ||
WESTERN ASSET CORPORATE LN F | Common | 95790J102 | 257 | 23,635 | SH | SOLE | 0 | 0 | 23,635 | ||
WESTERN ASSET EMRG MKT DEBT | Common | 95766A101 | 2,090 | 132,805 | SH | SOLE | 0 | 0 | 132,805 | ||
WESTERN ASSET GLB HI INCOME | Common | 95766B109 | 768 | 74,680 | SH | SOLE | 0 | 0 | 74,680 | ||
WESTERN ASSET HIGH INCM FD I | Common | 95766J102 | 1,013 | 140,497 | SH | SOLE | 0 | 0 | 140,497 | ||
WESTERN ASSET HIGH INCM OPP | Common | 95766K109 | 475 | 92,627 | SH | SOLE | 0 | 0 | 92,627 | ||
WESTERN ASSET INTM MUNI FD I | Common | 958435109 | 323 | 33,186 | SH | SOLE | 0 | 0 | 33,186 | ||
WESTERN ASSET INVT GRADE DEF | Common | 95790A101 | 600 | 28,258 | SH | SOLE | 0 | 0 | 28,258 | ||
WESTERN ASSET PREMIER BD FD | Common | 957664105 | 249 | 17,998 | SH | SOLE | 0 | 0 | 17,998 | ||
WESTERN GAS EQTY LP LP | Common | 95825R103 | 231 | 5,598 | SH | SOLE | 0 | 0 | 5,598 | ||
WILLIAMS PARTNERS LP LP | Common | 96949L105 | 221 | 5,675 | SH | SOLE | 0 | 0 | 5,675 | ||
SPDR S&P 500 | Option | 78462F103 | 754 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
EQUIFAX INC | Option | 294429105 | 212 | 2,000 | SH | SOLE | 0 | 0 | 2,000 |