ITEM 1(a): | Name of Issuer: |
Ladenburg Thalmann Financial Services Inc. (the “Issuer”)
ITEM 1(b): | Address of Issuer’s Principal Executive Offices: |
4400 Biscayne Boulevard, 12th Floor, Miami, Florida 33137
ITEM 2(a): | Name of Person Filing: |
This Statement on Schedule 13G (this “Schedule 13G”) is being filed jointly by Glenn Halpryn (“Halpryn”), Biscayne 4400 AL, LLC (“Biscayne AL”), Biscayne 4400 Partners, LLLP (“Biscayne Partners”), Biscayne Biotech Holdings, LLC (“Biscayne Biotech”), Biscayne Pulmonary Holding, LLC (“Biscayne Pulmonary”),HA-LEN, L.L.C. (“HA-LEN”), Halpryn Group VI, LLC (“Halpryn Group”), IVC Investors LLLP (“IVC”), Prine Intervest Limited (“Prine”), Stem Cell Therapeutics LLC (“Stem Cell”), Transworld Investments Corporation (“Transworld”), Noritsu Investments, Corp. (“Noritsu”), and The Rosecrands Corporation (“Rosecrands,” and together with Halpryn, Biscayne AL, Biscayne Biotech, Biscayne Pulmonary,HA-LEN, Halpryn Group, IVC, Transworld and Noritsu, collectively, the “Reporting Persons”).
ITEM 2(b): | Address of Principal Business Office or, if None, Residence: |
The principal business address of Mr. Halpryn, Biscayne AL, Biscayne Partners, Biscayne Biotech, Biscayne Pulmonary,HA-LEN, Halpryn Group, IVC, Prine, Stem Cell and Transworld is 4400 Biscayne Boulevard, Suite 950, Miami, Florida 33137-3212.
The principal business address of Noritsu and Rosecrands is 6001 Broken Sound Parkway NW, Suite 424, Boca Raton, Florida 33487.
Mr. Halpryn is a citizen of the United States of America.
Biscayne AL is a Delaware limited liability company.
Biscayne Partners is a Florida limited liability limited partnership.
Biscayne Biotech is a Florida limited liability company.
Biscayne Pulmonary is a Florida limited liability company.
HA-LEN is a Florida limited liability company.
Halpryn Group is a Florida limited liability company.
IVC is a Florida limited liability limited partnership.
Prine is a British Virgin Islands entity.
Stem Cell is a Florida limited liability company.
Transworld is a Delaware corporation.
Noritsu is a Panama corporation.
Rosecrands is a Panama corporation.
ITEM 2(d): | Title of Class of Securities: |
Common Stock, par value $0.0001 per share