The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADVANCED SEMICONDUCTOR ENGINEERING | SP ADR | 00756M404 | 8,153 | 1,254,314 | SH | SOLE | 1,237,678 | 0 | 16,636 | ||
ALLIANCEBERNSTEIN GLOBAL HIGH INCOME | COM | 01879R106 | 6,091 | 423,886 | SH | SOLE | 422,655 | 0 | 1,231 | ||
ANGLOGOLD ASHANTI | SP ADR | 035128206 | 5,075 | 294,858 | SH | SOLE | 290,990 | 0 | 3,868 | ||
APPLE INC | COM | 037833100 | 847 | 9,114 | SH | SOLE | 9,114 | 0 | 0 | ||
APPROACH RESOURCES INC | COM | 03834A103 | 1,264 | 55,602 | SH | SOLE | 54,524 | 0 | 1,078 | ||
BAIDU INC | SP ADR REP A | 056752108 | 10,771 | 57,658 | SH | SOLE | 56,933 | 0 | 725 | ||
BANCO BRADESCO | SP ADR PFD NEW | 059460303 | 3,819 | 263,019 | SH | SOLE | 259,499 | 0 | 3,520 | ||
BANCO DE CHILE | SP ADR | 059520106 | 2,551 | 32,582 | SH | SOLE | 32,153 | 0 | 429 | ||
BANK OF AMERICA CORP | COM | 060505104 | 397 | 25,837 | SH | SOLE | 25,837 | 0 | 0 | ||
BHP BILLITON LTD | SP ADR | 088606108 | 2,822 | 41,227 | SH | SOLE | 40,414 | 0 | 813 | ||
BLACKROCK MUNI INCOME TRUST II | COM | 09249N101 | 2,145 | 147,526 | SH | SOLE | 147,526 | 0 | 0 | ||
BLACKROCK MUNI TARGET TERM TR | COM | 09257P105 | 1,819 | 89,539 | SH | SOLE | 89,539 | 0 | 0 | ||
BLACKROCK MUNICIPAL INCOME TR | SH BEN | 09248F109 | 2,248 | 163,883 | SH | SOLE | 163,883 | 0 | 0 | ||
BLACKROCK MUNIHLDNGS QUALITY II | COM | 09254C107 | 2,706 | 204,263 | SH | SOLE | 204,263 | 0 | 0 | ||
BLACKROCK MUNIHOLDINGS FUND | COM | 09253N104 | 1,391 | 85,695 | SH | SOLE | 85,695 | 0 | 0 | ||
BLACKROCK MUNIYIELD FUND | COM | 09253W104 | 565 | 39,249 | SH | SOLE | 39,249 | 0 | 0 | ||
BLACKROCK MUNIYIELD QUALITY FUND | COM | 09254F100 | 1,432 | 95,043 | SH | SOLE | 95,043 | 0 | 0 | ||
BLACKROCK REAL ASSET EQUITY TRUST | COM | 09254B109 | 8,783 | 935,335 | SH | SOLE | 932,629 | 0 | 2,706 | ||
BLACKROCK RESOURCES & COMM STRATEG TR | SHS | 09257A108 | 8,591 | 692,281 | SH | SOLE | 690,293 | 0 | 1,988 | ||
BLACKSTONE GSO LONG SHORT CREDIT INCOME | COM SHS BN INT | 09257D102 | 4,792 | 270,287 | SH | SOLE | 269,516 | 0 | 771 | ||
BLACKSTONE GSO STRATEGIC CREDIT FUND | COM SHS BEN IN | 09257R101 | 1,569 | 88,284 | SH | SOLE | 88,086 | 0 | 198 | ||
CANADIAN NATURAL RESOURCES LTD | COM | 136385101 | 2,398 | 52,230 | SH | SOLE | 51,217 | 0 | 1,013 | ||
CELANESE CORPORATION | COM SER A | 150870103 | 3,105 | 48,301 | SH | SOLE | 47,357 | 0 | 944 | ||
CEMEX SAB DE CV | SP ADR NEW | 151290889 | 9,348 | 706,546 | SH | SOLE | 695,907 | 0 | 10,639 | ||
CENOVOUS ENERGY INC | COM | 15135U109 | 848 | 26,195 | SH | SOLE | 25,683 | 0 | 512 | ||
CIMAREX ENERGY CO | COM | 171798101 | 2,266 | 15,792 | SH | SOLE | 15,488 | 0 | 304 | ||
CITIGROUP INC | COM NEW | 172967424 | 368 | 7,818 | SH | SOLE | 7,818 | 0 | 0 | ||
CLEARBRIDGE ENERGY MLP OPPORTUNITY FD | COM | 18469P100 | 2,243 | 88,313 | SH | SOLE | 88,076 | 0 | 237 | ||
CLEARBRIDGE ENERGY MLP TOTAL RET | COM | 18469Q108 | 6,327 | 264,291 | SH | SOLE | 263,534 | 0 | 757 | ||
CLIFFS NATURAL RESOURCES | COM | 18683K101 | 1,350 | 89,714 | SH | SOLE | 88,018 | 0 | 1,696 | ||
CO ENERGETICA DE MINAS GERAIS-CEMIG | SP ADR N-V PFD | 204409601 | 8,559 | 1,071,256 | SH | SOLE | 1,057,235 | 0 | 14,021 | ||
COMPANHIA SIDERURGICA NACIONAL | SP ADR | 20440W105 | 4,919 | 1,154,682 | SH | SOLE | 1,139,559 | 0 | 15,123 | ||
CONTINENTAL RESOURCES INC | COM | 212015101 | 2,652 | 16,781 | SH | SOLE | 16,463 | 0 | 318 | ||
CREDICORP LTD | COM | G2519Y108 | 5,236 | 33,677 | SH | SOLE | 33,244 | 0 | 433 | ||
DEERE & CO | COM | 244199105 | 2,990 | 33,025 | SH | SOLE | 32,386 | 0 | 639 | ||
DELEK US HOLDINGS INC | COM | 246647101 | 2,138 | 75,749 | SH | SOLE | 74,253 | 0 | 1,496 | ||
DIANA SHIPPING INC | COM | Y2066G104 | 850 | 78,048 | SH | SOLE | 76,539 | 0 | 1,509 | ||
DOMTAR CORPORATION NEW | COM NEW | 257559203 | 1,569 | 36,607 | SH | SOLE | 35,909 | 0 | 698 | ||
DRYSHIPS INC | SHS | Y2109Q101 | 834 | 259,070 | SH | SOLE | 253,835 | 0 | 5,235 | ||
EASTMAN CHEMICAL COMPANY | COM | 277432100 | 1,585 | 18,140 | SH | SOLE | 17,791 | 0 | 349 | ||
EATON VANCE SENIOR INCOME TRUST | SH BEN | 27826S103 | 2,997 | 440,042 | SH | SOLE | 438,765 | 0 | 1,277 | ||
ENCANA CORP | COM | 292505104 | 2,215 | 93,409 | SH | SOLE | 91,596 | 0 | 1,813 | ||
EOG RESOURCES INC | COM | 26875P101 | 1,369 | 11,717 | SH | SOLE | 11,490 | 0 | 227 | ||
FIRST TRUST MLP & ENERGY INCOME FUND | COM | 33739B104 | 3,157 | 146,440 | SH | SOLE | 146,018 | 0 | 422 | ||
FREEPORT-MCMORAN COPPER & GOLD | COM | 35671D857 | 3,990 | 109,327 | SH | SOLE | 107,236 | 0 | 2,091 | ||
GENERAL MOTORS | COM | 37045V100 | 428 | 11,790 | SH | SOLE | 11,790 | 0 | 0 | ||
HALLIBURTON CO | COM | 406216101 | 5,953 | 83,839 | SH | SOLE | 82,217 | 0 | 1,622 | ||
HDFC BANK LTD | ADR REPS 3 SHS | 40415F101 | 2,196 | 46,897 | SH | SOLE | 46,288 | 0 | 609 | ||
HOLLYFRONTIER CORP COM | COM | 436106108 | 1,684 | 38,535 | SH | SOLE | 37,790 | 0 | 745 | ||
HUNTSMAN CORP | COM | 447011107 | 3,422 | 121,771 | SH | SOLE | 119,399 | 0 | 2,372 | ||
ICICI BANK LTD | ADR | 45104G104 | 5,662 | 113,461 | SH | SOLE | 111,969 | 0 | 1,492 | ||
INFOSYS LTD | SP ADR | 456788108 | 7,498 | 139,439 | SH | SOLE | 137,598 | 0 | 1,841 | ||
INVESCO DYNAMIC CREDIT OPPORTUNITIES | COM | 46132R104 | 4,783 | 369,342 | SH | SOLE | 368,289 | 0 | 1,053 | ||
INVESCO MUNICIPAL OPPORTUNITY TRUST | COM | 46132C107 | 892 | 70,814 | SH | SOLE | 70,814 | 0 | 0 | ||
INVESCO SENIOR INCOME TRUST | COM | 46131H107 | 6,040 | 1,205,575 | SH | SOLE | 1,202,049 | 0 | 3,526 | ||
ISHARES NATL AMT-FREE MUNI BOND ETF | NAT AMT FREE BD | 464288414 | 442 | 4,064 | SH | SOLE | 4,064 | 0 | 0 | ||
ITAU UNIBANCO HOLDING SA | SP ADR REP PFD | 465562106 | 8,964 | 623,375 | SH | SOLE | 614,965 | 0 | 8,410 | ||
KB FINANCIAL GROUP INC | SP ADR | 48241A105 | 6,153 | 177,022 | SH | SOLE | 174,687 | 0 | 2,335 | ||
LYONDELLBASELL INDUSTRIES NV | SHS - A - | N53745100 | 3,337 | 34,172 | SH | SOLE | 33,516 | 0 | 656 | ||
MARATHON OIL CORP | COM | 565849106 | 1,124 | 28,159 | SH | SOLE | 27,608 | 0 | 551 | ||
MARKET VECTORS EMERGING MKTS BOND ETF | EM LC CURR DEBT | 57060U522 | 2,135 | 87,869 | SH | SOLE | 87,584 | 0 | 285 | ||
MELCO CROWN ENTERTAINMENT | ADR | 585464100 | 2,723 | 76,249 | SH | SOLE | 75,219 | 0 | 1,030 | ||
METHANEX CORPORATION | COM | 59151K108 | 2,152 | 34,826 | SH | SOLE | 34,150 | 0 | 676 | ||
NATIONAL OILWELL VARCO INC | COM | 637071101 | 2,296 | 27,878 | SH | SOLE | 27,341 | 0 | 537 | ||
NEUBERGER BERMAN REAL ESTATE SECS INC FD | COM | 64190A103 | 1,616 | 323,227 | SH | SOLE | 322,529 | 0 | 698 | ||
NEWFIELD EXPLORATION CO | COM | 651290108 | 2,856 | 64,605 | SH | SOLE | 63,346 | 0 | 1,259 | ||
NUVEEN CALIF DIVIDEND ADVANTAGE MUNI | COM | 67066Y105 | 910 | 65,136 | SH | SOLE | 65,136 | 0 | 0 | ||
NUVEEN CREDIT STRATEGIES INCOME FUND | COM SHS | 67073D102 | 18,492 | 1,975,589 | SH | SOLE | 1,969,879 | 0 | 5,710 | ||
NUVEEN FLOATING RATE INCOME FUND | COM | 67072T108 | 4,906 | 405,433 | SH | SOLE | 404,246 | 0 | 1,187 | ||
NUVEEN MLP ENERGY FUND | COM | 67074U103 | 3,733 | 168,016 | SH | SOLE | 167,534 | 0 | 482 | ||
NUVEEN SENIOR INCOME FUND | COM | 67067Y104 | 4,833 | 685,557 | SH | SOLE | 683,575 | 0 | 1,982 | ||
NUVEEN SHORT DURATION CREDIT OPP FD | COM | 67074X107 | 2,992 | 162,604 | SH | SOLE | 162,143 | 0 | 461 | ||
OASIS PETROLEUM INC | COM | 674215108 | 2,354 | 42,122 | SH | SOLE | 41,303 | 0 | 819 | ||
OCEAN RIG UDW INC | SHS | Y64354205 | 1,913 | 101,055 | SH | SOLE | 99,115 | 0 | 1,940 | ||
OI S.A. | SP ADR | 670851203 | 64 | 74,700 | SH | SOLE | 74,700 | 0 | 0 | ||
PETROLEO BRASILEIRO SA | SP ADR | 71654V408 | 5,824 | 398,058 | SH | SOLE | 392,816 | 0 | 5,242 | ||
PETROLEO BRASILEIRO SA PREF | SP ADR NON VTG | 71654V101 | 2,518 | 161,014 | SH | SOLE | 158,921 | 0 | 2,093 | ||
POWERSHARES EMERGING MKTS SOVEREIGN DEBT | SOVEREIGN DEBT | 73936T573 | 2,142 | 73,456 | SH | SOLE | 73,216 | 0 | 240 | ||
POWERSHARES INSURED NATL MUNI BOND | INSUR NATL MUN | 73936T474 | 451 | 18,271 | SH | SOLE | 18,271 | 0 | 0 | ||
RESOLUTE FORST PRODUCTS INC | COM | 76117W109 | 1,254 | 74,705 | SH | SOLE | 73,249 | 0 | 1,456 | ||
RIO TINTO PLC | SP ADR | 767204100 | 2,434 | 44,844 | SH | SOLE | 43,961 | 0 | 883 | ||
SAFE BULKERS INC | COM | Y7388L103 | 1,214 | 124,364 | SH | SOLE | 121,976 | 0 | 2,388 | ||
SANDRIDGE ENERGY INC | COM | 80007P307 | 2,526 | 353,294 | SH | SOLE | 346,418 | 0 | 6,876 | ||
SESA GOA LTD | SP ADR | 78413F103 | 5,939 | 306,755 | SH | SOLE | 302,687 | 0 | 4,068 | ||
SHINHAN FINANCIAL GROUP CO LTD | SP ADR RESTRD | 824596100 | 6,450 | 140,645 | SH | SOLE | 138,829 | 0 | 1,816 | ||
SHIP FINANCE INTERNATIONAL LTD | SHS | G81075106 | 1,702 | 91,541 | SH | SOLE | 89,747 | 0 | 1,794 | ||
SILVER STANDARD RESOURCES INC | COM | 82823L106 | 1,837 | 212,120 | SH | SOLE | 207,977 | 0 | 4,143 | ||
SILVER WHEATON CORP | COM | 828336107 | 2,358 | 89,746 | SH | SOLE | 87,998 | 0 | 1,748 | ||
SOUTHERN COPPER CORP | COM | 84265V105 | 5,684 | 187,149 | SH | SOLE | 184,324 | 0 | 2,825 | ||
STEEL DYNAMICS INC | COM | 858119100 | 1,858 | 103,518 | SH | SOLE | 101,516 | 0 | 2,002 | ||
SUNCOR ENERGY INC | COM | 867224107 | 2,408 | 56,479 | SH | SOLE | 55,465 | 0 | 1,014 | ||
TAIWAN SEMICONDUCTOR MANUFACTURING | SP ADR | 874039100 | 16,336 | 763,729 | SH | SOLE | 754,114 | 0 | 9,615 | ||
TATA MOTORS LTD | SP ADR | 876568502 | 8,309 | 212,721 | SH | SOLE | 210,119 | 0 | 2,602 | ||
TEMPLETON GLOBAL INCOME FUND | COM | 880198106 | 5,036 | 609,674 | SH | SOLE | 608,390 | 0 | 1,284 | ||
TESORO CORPORATION | COM | 881609101 | 2,274 | 38,767 | SH | SOLE | 38,015 | 0 | 752 | ||
TRINITY INDUSTRIES | COM | 896522109 | 2,300 | 52,617 | SH | SOLE | 51,615 | 0 | 1,002 | ||
UNITED STATES STEEL CORP | COM | 912909108 | 1,659 | 63,693 | SH | SOLE | 62,461 | 0 | 1,232 | ||
VALE SA | SP ADR | 91912E105 | 7,157 | 540,964 | SH | SOLE | 532,979 | 0 | 7,985 | ||
VOYA NATURAL RESOURCES EQUITY INCOME FD | COM | 92913C106 | 7,589 | 659,945 | SH | SOLE | 658,099 | 0 | 1,846 | ||
VOYA PRIME RATE TRUST | SH BEN INT | 92913A100 | 6,953 | 1,200,916 | SH | SOLE | 1,197,241 | 0 | 3,675 | ||
WESTERN ASSET MANAGED MUNICIPALS | COM | 95766M105 | 169 | 12,873 | SH | SOLE | 12,873 | 0 | 0 | ||
WESTERN REFINING INC | COM | 959319104 | 1,764 | 46,980 | SH | SOLE | 46,068 | 0 | 912 | ||
WESTLAKE CHEMICAL CORP | COM | 960413102 | 2,472 | 29,507 | SH | SOLE | 28,943 | 0 | 564 | ||
WHITING PETROLEUM CORP | COM | 966387102 | 2,973 | 37,050 | SH | SOLE | 36,333 | 0 | 717 | ||
WORTHINGTON INDUSTRIES | COM | 981811102 | 1,601 | 37,192 | SH | SOLE | 36,483 | 0 | 709 | ||
YANDEX NV | SHS CL A | N97284108 | 4,907 | 137,685 | SH | SOLE | 136,029 | 0 | 1,656 |