The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABERDEEN ASIA-PACIFIC INCOME FUND | COM | 003009107 | 6,951 | 1,533,336 | SH | SOLE | 1,533,336 | 0 | 0 | ||
AGRIUM INC | COM | 008916108 | 250 | 2,799 | SH | SOLE | 2,799 | 0 | 0 | ||
ALBEMARLE CORP | COM | 012653101 | 396 | 7,071 | SH | SOLE | 7,071 | 0 | 0 | ||
ALIBABA | SPON ADS | 01609W102 | 629 | 7,743 | SH | SOLE | 7,743 | 0 | 0 | ||
ALLIANCE NATIONAL MUNI INCOME | COM | 01864U106 | 1,703 | 123,873 | SH | SOLE | 123,873 | 0 | 0 | ||
ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND | COM | 01879R106 | 4,226 | 392,055 | SH | SOLE | 392,055 | 0 | 0 | ||
ALLIANZ NFJ DIVID INT | COM | 01883A107 | 2,965 | 239,330 | SH | SOLE | 239,330 | 0 | 0 | ||
ALLIANZGI CONVERTIBLE & INCOME FUND | COM | 018828103 | 1,461 | 266,964 | SH | SOLE | 266,964 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 959 | 9,114 | SH | SOLE | 9,114 | 0 | 0 | ||
BAIDU INC | SP ADR REP A | 056752108 | 1,681 | 8,892 | SH | SOLE | 8,892 | 0 | 0 | ||
BANK OF AMERICA CORP | COM | 060505104 | 435 | 25,837 | SH | SOLE | 25,837 | 0 | 0 | ||
BLACKROCK DEBT STRATEGIES FUND | COM | 09255R103 | 10,726 | 3,182,748 | SH | SOLE | 3,182,748 | 0 | 0 | ||
BLACKROCK FLOATING RATE INCOME STRATEGIES | COM | 09255X100 | 2,219 | 172,040 | SH | SOLE | 172,040 | 0 | 0 | ||
BLACKROCK RESOURCES & COMMOD | SHS | 09257A108 | 379 | 53,912 | SH | SOLE | 53,912 | 0 | 0 | ||
BLACKSTONE/GSO LONG SHORT CREDIT INC FUND | COM SHS BN INT | 09257D102 | 3,352 | 248,631 | SH | SOLE | 248,631 | 0 | 0 | ||
BLACKSTONE/GSO STRATEGIC CREDIT FUND | COM SHS BEN IN | 09257R101 | 663 | 49,571 | SH | SOLE | 49,571 | 0 | 0 | ||
CALAMOS STRG TTL RETURN FD | COM SH BEN INT | 128125101 | 4,760 | 480,758 | SH | SOLE | 480,758 | 0 | 0 | ||
CANADIAN NATURAL RESOURCES LTD | COM | 136385101 | 261 | 11,957 | SH | SOLE | 11,957 | 0 | 0 | ||
CELANESE CORPORATION | COM SER A | 150870103 | 665 | 9,882 | SH | SOLE | 9,882 | 0 | 0 | ||
CEMEX SAB DE CV | SP ADR NEW | 151290889 | 540 | 96,938 | SH | SOLE | 96,938 | 0 | 0 | ||
CF INDUSTRIES HOLDINGS INC | COM | 125269100 | 475 | 11,628 | SH | SOLE | 11,628 | 0 | 0 | ||
CHICAGO BRIDGE & IRON CO NV | COM | 167250109 | 348 | 8,919 | SH | SOLE | 8,919 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 417 | 8,074 | SH | SOLE | 8,074 | 0 | 0 | ||
CO ENERGETICA DE MINAS GERAIS-CEMIG | SP ADR N-V PFD | 204409601 | 572 | 392,891 | SH | SOLE | 392,891 | 0 | 0 | ||
COMPANHIA PARANAENSE DE ENERGIA | SPON ADR PFD | 20441B407 | 500 | 85,170 | SH | SOLE | 85,170 | 0 | 0 | ||
DEVON ENERGY CORP | COM | 25179M103 | 328 | 10,253 | SH | SOLE | 10,253 | 0 | 0 | ||
DIAMOND OFFSHORE DRILLING | COM | 25271C102 | 312 | 14,774 | SH | SOLE | 14,774 | 0 | 0 | ||
DORIAN LPG LTD | SHS USD | Y2106R110 | 334 | 28,360 | SH | SOLE | 28,360 | 0 | 0 | ||
DOUBLELINE INCOME SOLUTIONS FUND | COM | 258622109 | 2,387 | 148,493 | SH | SOLE | 148,493 | 0 | 0 | ||
EASTMAN CHEMICAL COMPANY | COM | 277432100 | 356 | 5,276 | SH | SOLE | 5,276 | 0 | 0 | ||
EATON VANCE SENIOR INCOME TRUST | SH BEN INT | 27826S103 | 729 | 126,332 | SH | SOLE | 126,332 | 0 | 0 | ||
EGSHARES INDIA INFRASTRUCTURE ETF | EGS INDI INF ETF | 268461845 | 259 | 24,518 | SH | SOLE | 24,518 | 0 | 0 | ||
ENBRIDGE INC | COM | 29250N105 | 381 | 11,482 | SH | SOLE | 11,482 | 0 | 0 | ||
EOG RESOURCES INC | COM | 26875P101 | 390 | 5,520 | SH | SOLE | 5,520 | 0 | 0 | ||
CL A | 30303M102 | 496 | 4,737 | SH | SOLE | 4,737 | 0 | 0 | |||
FIRSTENERGY CORP | COM | 337932107 | 416 | 13,118 | SH | SOLE | 13,118 | 0 | 0 | ||
FRONTLINE LTD | SHS | G3682E127 | 176 | 58,891 | SH | SOLE | 58,891 | 0 | 0 | ||
GREENBRIER COMPANIES INC | COM | 393657101 | 303 | 9,388 | SH | SOLE | 9,388 | 0 | 0 | ||
HALLIBURTON CO | COM | 406216101 | 775 | 22,766 | SH | SOLE | 22,766 | 0 | 0 | ||
HOLLYFRONTIER CORP | COM | 436106108 | 318 | 7,969 | SH | SOLE | 7,969 | 0 | 0 | ||
HUANENG POWER INTERNATIONAL | COM | 443304100 | 607 | 17,694 | SH | SOLE | 17,694 | 0 | 0 | ||
ICICI BANK LTD | ADR | 45104G104 | 840 | 107,320 | SH | SOLE | 107,320 | 0 | 0 | ||
INFOSYS LTD ADR | SP ADR | 456788108 | 734 | 43,831 | SH | SOLE | 43,831 | 0 | 0 | ||
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND | COM | 46132R104 | 6,561 | 626,363 | SH | SOLE | 626,363 | 0 | 0 | ||
INVESCO SENIOR INCOME TRUST | COM | 46131H107 | 4,639 | 1,155,904 | SH | SOLE | 1,155,904 | 0 | 0 | ||
ISHARES N AMER NAT RES ETF | NA NAT RES | 464287374 | 759 | 26,987 | SH | SOLE | 26,987 | 0 | 0 | ||
JD.COM INC-ADR | SP ADR CL A | 47215P106 | 653 | 20,240 | SH | SOLE | 20,240 | 0 | 0 | ||
KOREA ELECTRIC POWER CORP | SP ADR | 500631106 | 1,509 | 71,265 | SH | SOLE | 71,265 | 0 | 0 | ||
KRATON PERFORMANCE POLYMERS | COM | 50077C106 | 313 | 18,836 | SH | SOLE | 18,836 | 0 | 0 | ||
LYONDELLBASELL INDUSTRIES NV | SHS - A - | N53745100 | 623 | 7,168 | SH | SOLE | 7,168 | 0 | 0 | ||
MARATHON PETROLEUM CORP | COM | 56585A102 | 599 | 11,558 | SH | SOLE | 11,558 | 0 | 0 | ||
MOBILE TELESYSTEMS OJSC | SP ADR | 607409109 | 432 | 69,903 | SH | SOLE | 69,903 | 0 | 0 | ||
NETFLIX INC | COM | 64110L106 | 388 | 3,391 | SH | SOLE | 3,391 | 0 | 0 | ||
NOBLE CORP PLC | SHS USD | G65431101 | 233 | 22,048 | SH | SOLE | 22,048 | 0 | 0 | ||
NORDIC AMERICAN TANKERS LTD | COM | G65773106 | 484 | 32,174 | SH | SOLE | 32,174 | 0 | 0 | ||
NUVEEN AMT-FREE MUNI INC FD | COM | 670657105 | 1,310 | 95,026 | SH | SOLE | 95,026 | 0 | 0 | ||
NUVEEN CREDIT STRATEGIES INCOME FUND | COM SHS | 67073D102 | 13,402 | 1,720,946 | SH | SOLE | 1,720,946 | 0 | 0 | ||
NUVEEN DIVIDEND ADV MUNI FUND 2 | COM | 67070F100 | 2,586 | 183,400 | SH | SOLE | 183,400 | 0 | 0 | ||
NUVEEN FLOATING RATE INCOME FUND | COM | 67072T108 | 983 | 96,523 | SH | SOLE | 96,523 | 0 | 0 | ||
NUVEEN MUNI MKT OPPORTUNITY FD | COM | 67062W103 | 391 | 28,498 | SH | SOLE | 28,498 | 0 | 0 | ||
NUVEEN MUNICIPAL OPPORTUNITY FUND | COM | 670984103 | 1,447 | 101,516 | SH | SOLE | 101,516 | 0 | 0 | ||
NUVEEN NY AMT-FR MUNI INC FD | COM | 670656107 | 2,278 | 174,246 | SH | SOLE | 174,246 | 0 | 0 | ||
NUVEEN PREMIER MUNI INC FD | COM | 670988104 | 656 | 48,231 | SH | SOLE | 48,231 | 0 | 0 | ||
NUVEEN QUALITY INCOME MUNI FUND | COM | 670977107 | 347 | 24,596 | SH | SOLE | 24,596 | 0 | 0 | ||
NUVEEN SELECT QUALITY MUNI FUND | COM | 670973106 | 394 | 28,169 | SH | SOLE | 28,169 | 0 | 0 | ||
NUVEEN SENIOR INCOME FUND | COM | 67067Y104 | 4,934 | 860,434 | SH | SOLE | 860,434 | 0 | 0 | ||
NUVEEN SHORT DURATION CREDIT OPP FUND | COM | 67074X107 | 3,769 | 255,837 | SH | SOLE | 255,837 | 0 | 0 | ||
OCCIDENTAL PETROLEUM CORP | COM | 674599105 | 274 | 4,057 | SH | SOLE | 4,057 | 0 | 0 | ||
OGE ENERGY CORP | COM | 670837103 | 441 | 16,940 | SH | SOLE | 16,940 | 0 | 0 | ||
PBF ENERGY INC | CL A | 69318G106 | 582 | 15,814 | SH | SOLE | 15,814 | 0 | 0 | ||
PHILLIPS 66 | COM | 718546104 | 370 | 4,518 | SH | SOLE | 4,518 | 0 | 0 | ||
PIMCO DYNAMIC CREDIT INCOME FUND | COM SHS | 72202D106 | 5,482 | 306,863 | SH | SOLE | 306,863 | 0 | 0 | ||
POWERSHARES EMERGING MKTS SOVEREIGN DEBT | SOVEREIGN DEBT | 73936T573 | 209 | 7,671 | SH | SOLE | 7,671 | 0 | 0 | ||
POWERSHARES SENIOR LOAN PORT | SR LN PORT | 73936Q769 | 578 | 25,901 | SH | SOLE | 25,901 | 0 | 0 | ||
PPL CORP | COM | 69351T106 | 446 | 13,066 | SH | SOLE | 13,066 | 0 | 0 | ||
SCHLUMBERGER LTD | COM | 806857108 | 602 | 8,630 | SH | SOLE | 8,630 | 0 | 0 | ||
SCORPIO TANKERS INC | SHS | Y7542C106 | 429 | 53,495 | SH | SOLE | 53,495 | 0 | 0 | ||
SHIP FINANCE INTERNATIONAL LTD | SHS | G81075106 | 567 | 34,194 | SH | SOLE | 34,194 | 0 | 0 | ||
SPDR BLACKSTONE/GSO SENIOR LOAN | BLKSTN GSOSRLN | 78467V608 | 369 | 7,994 | SH | SOLE | 7,994 | 0 | 0 | ||
TAIWAN SEMICONDUCTOR | SP ADR | 874039100 | 1,237 | 54,387 | SH | SOLE | 54,387 | 0 | 0 | ||
TEEKAY TANKERS LTD-CLASS A | CL A | Y8565N102 | 578 | 83,941 | SH | SOLE | 83,941 | 0 | 0 | ||
TEMPLETON EMERGING MARKETS INCOME FUND | COM | 880192109 | 4,427 | 443,982 | SH | SOLE | 443,982 | 0 | 0 | ||
TEMPLETON GLOBAL INCOME FUND | COM | 880198106 | 545 | 86,159 | SH | SOLE | 86,159 | 0 | 0 | ||
TESORO CORPORATION | COM | 881609101 | 664 | 6,305 | SH | SOLE | 6,305 | 0 | 0 | ||
TRANSCANADA CORPORATION | COM | 89353D107 | 445 | 13,645 | SH | SOLE | 13,645 | 0 | 0 | ||
TRANSOCEAN LTD | REG SHS | H8817H100 | 333 | 26,937 | SH | SOLE | 26,937 | 0 | 0 | ||
TRINITY INDUSTRIES | COM | 896522109 | 448 | 18,750 | SH | SOLE | 18,750 | 0 | 0 | ||
TRINSEO SA | SHS | L9340P101 | 494 | 17,512 | SH | SOLE | 17,512 | 0 | 0 | ||
TSAKOS ENERGY NAVIGATION LTD | SHS | G9108L108 | 384 | 48,478 | SH | SOLE | 48,478 | 0 | 0 | ||
TWITTER INC | COM | 90184L102 | 356 | 15,406 | SH | SOLE | 15,406 | 0 | 0 | ||
VALERO ENERGY CP DELA NEW | COM | 91913Y100 | 628 | 8,879 | SH | SOLE | 8,879 | 0 | 0 | ||
VANGUARD FTSE EMERGING MARKETS | FTSE EMR MKT ETF | 922042858 | 305 | 9,336 | SH | SOLE | 9,336 | 0 | 0 | ||
VIPSHOP HOLDINGS LTD | SP ADR | 92763W103 | 571 | 37,383 | SH | SOLE | 37,383 | 0 | 0 | ||
VOYA PRIME RATE TRUST | SH BEN INT | 92913A100 | 4,591 | 907,379 | SH | SOLE | 907,379 | 0 | 0 | ||
WESTERN REFINING INC | COM | 959319104 | 299 | 8,472 | SH | SOLE | 8,472 | 0 | 0 | ||
WESTLAKE CHEMICAL CORP | COM | 960413102 | 344 | 6,329 | SH | SOLE | 6,329 | 0 | 0 |