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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-09000
Oak Value Trust | |
Exact name of registrant as specified in charter) | |
3100 Tower Boulevard, Suite 700 Durham, NC | 27707 |
(Address of principal executive offices) | (Zip code) |
Larry D. Coats, Jr. 3100 Tower Boulevard, Suite 700 Durham, NC 27707 | |
(Name and address of agent for service) |
Registrant’s telephone number, including area code: 919-419-1900
Date of fiscal year end: June 30
Date of reporting period: July 1, 2005 - June 30, 2006
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
SEC 2451 (4-03) | Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
ITEM 1. PROXY VOTING RECORD:
Appended hereto as Exhibit A is the following information indicating for each matter relating to a portfolio security owned by the Registrant considered at any shareholder meeting held during the twelve month period ended June 30 with respect to which the Registrant was entitled to vote:
(a) | The name of the issuer of the portfolio security; |
(b) | The exchange ticker symbol of the portfolio security; |
(c) | The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security; |
(d) | The shareholder meeting date; |
(e) | A brief identification of the matter voted on; |
(f) | Whether the matter was proposed by the issuer or by a security holder; |
(g) | Whether the Registrant cast its vote on the matter; |
(h) | How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and |
(i) | Whether the Registrant cast its vote for or against management. |
[See General Instruction F]
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
* Print the name and title of each signing officer under his or her signature.
(Registrant) | Oak Value Trust | |
By (Signature and Title)* | /s/ Larry D. Coats, Jr. | |
Larry D. Coats, Jr., President |
Date: August 7, 2006
EXHIBIT A
CONSTELLATION BRANDS, INC. | STZ | Annual Meeting Date: 07/28/2005 | ||||
Issuer: 21036P108 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
Proposal | Proposal | Vote | For or Against | |||
Number | Proposal | Type | Cast | Management | ||
01 | DIRECTOR | Management | For | |||
GEORGE BRESLER | Management | For | For | |||
JEANANNE K. HAUSWALD | Management | For | For | |||
JAMES A. LOCKE III | Management | For | For | |||
RICHARD SANDS | Management | For | For | |||
ROBERT SANDS | Management | For | For | |||
THOMAS C. MCDERMOTT | Management | For | For | |||
PAUL L. SMITH | Management | For | For | |||
02 | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP, | Management | For | For | ||
CERTIFIED PUBLIC ACCOUNTANTS, AS THE COMPANY | ||||||
S INDEPENDENT PUBLIC ACCOUNTANTS FOR THE FISCAL | ||||||
YEAR ENDING FEBRUARY 28, 2006. | ||||||
03 | PROPOSAL TO AMEND THE COMPANY S RESTATED CERTIFICATE | Management | For | For | ||
OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED | ||||||
SHARES OF THE COMPANY S CLASS A COMMON STOCK | ||||||
FROM 275,000,000 TO 300,000,000 SHARES. | ||||||
DIAGEO PLC | DEO | Annual Meeting Date: 10/18/2005 | ||||
Issuer: 25243Q205 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
Proposal | Proposal | Vote | For or Against | |||
Number | Proposal | Type | Cast | Management | ||
01 | REPORTS AND ACCOUNTS 2005 | Management | For | For | ||
02 | DIRECTORS REMUNERATION REPORT 2005 | Management | For | For | ||
03 | DECLARATION OF FINAL DIVIDEND | Management | For | For | ||
04 | RE-ELECTION OF LORD BLYTH OF ROWINGTON (MEMBER | Management | For | For | ||
OF NOMINATION COMMITTEE) | ||||||
05 | RE-ELECTION OF MS M LILJA (MEMBER OF AUDIT, NOMINATION | Management | For | For | ||
AND REMUNERATION COMMITTEE) | ||||||
06 | RE-ELECTION OF MR WS SHANAHAN (MEMBER OF AUDIT, | Management | For | For | ||
NOMINATION AND REMUNERATION COMMITTEE) | ||||||
07 | ELECTION OF DR FB HUMER (MEMBER OF AUDIT, NOMINATION | Management | For | For | ||
AND REMUNERATION COMMITTEE) | ||||||
08 | RE-APPOINTMENT AND REMUNERATION OF AUDITOR | Management | For | For | ||
09 | AUTHORITY TO ALLOT RELEVANT SECURITIES | Management | For | For | ||
10 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | ||
11 | AUTHORITY TO PURCHASE OWN ORDINARY SHARES | Management | For | For | ||
12 | AUTHORITY TO MAKE EU POLITICAL DONATIONS/EXPENDITURE | Management | For | For | ||
13 | ADOPTION OF NEW ARTICLES OF ASSOCIATION | Management | For | For | ||
ZALE CORPORATION | ZLC | Annual Meeting Date: 11/11/2005 | ||||
Issuer: 988858106 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
Proposal | Proposal | Vote | For or Against | |||
Number | Proposal | Type | Cast | Management | ||
01 | DIRECTOR | Management | ||||
RICHARD C. MARCUS | Management | Withheld | Against | |||
MARY L. FORTE | Management | For | For | |||
J. GLEN ADAMS | Management | Withheld | Against | |||
A. DAVID BROWN | Management | Withheld | Against | |||
MARY E. BURTON | Management | Withheld | Against | |||
SUE E. GOVE | Management | For | For | |||
JOHN B. LOWE, JR. | Management | Withheld | Against | |||
THOMAS C. SHULL | Management | Withheld | Against | |||
DAVID M. SZYMANSKI | Management | Withheld | Against | |||
02 | TO APPROVE AN AMENDMENT TO THE ZALE CORPORATION | Management | For | For | ||
2003 STOCK INCENTIVE PLAN TO AUTHORIZE THE GRANT | ||||||
OF TIME-VESTING AND PERFORMANCE-BASED RESTRICTED | ||||||
STOCK UNITS AND TO ESTABLISH CATEGORIES OF PERFORMANCE | ||||||
GOALS. | ||||||
03 | TO APPROVE THE ZALE CORPORATION OUTSIDE DIRECTORS | Management | For | For | ||
2005 STOCK INCENTIVE PLAN. | ||||||
04 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE | Management | For | For | ||
COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING | ||||||
FIRM FOR THE FISCAL YEAR ENDING JULY 31, 2006. | ||||||
CERTEGY INC. | CEY | Special Meeting Date: 01/26/2006 | ||||
Issuer: 156880106 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
Proposal | Proposal | Vote | For or Against | |||
Number | Proposal | Type | Cast | Management | ||
01 | APPROVAL OF THE AGREEMENT AND PLAN OF MERGER, | Management | For | For | ||
DATED SEPTEMBER 14, 2005, AMONG CERTEGY INC., | ||||||
FIDELITY NATIONAL INFORMATION SERVICES, INC. | ||||||
( FIS ), AND C CO MERGER SUB, LLC ( MERGER SUB | ||||||
), INCLUDING THE MERGER OF FIS WITH AND INTO | ||||||
MERGER SUB, AND THE ISSUANCE OF SHARES OF CERTEGY | ||||||
COMMON STOCK TO THE STOCKHOLDERS OF FIS IN CONNECTION | ||||||
WITH THE MERGER. | ||||||
02 | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF | Management | For | For | ||
CERTEGY S AMENDED AND RESTATED ARTICLES OF INCORPORATION | ||||||
TO INCREASE THE AUTHORIZED SHARES OF CAPITAL | ||||||
STOCK FROM 400,000,000 TO 800,000,000 WITH 600,000,000 | ||||||
SHARES DESIGNATED AS COMMON STOCK AND 200,000,000 | ||||||
DESIGNATED AS PREFERRED STOCK, AND TO CHANGE | ||||||
CERTEGY S NAME TO FIDELITY NATIONAL INFORMATION | ||||||
SERVICES, INC. | ||||||
03 | APPROVAL OF THE AMENDED AND RESTATED CERTEGY | Management | For | For | ||
INC. STOCK INCENTIVE PLAN. | ||||||
TYCO INTERNATIONAL LTD. | TYC | Annual Meeting Date: 03/09/2006 | ||||
Issuer: 902124106 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
Proposal | Proposal | Vote | For or Against | |||
Number | Proposal | Type | Cast | Management | ||
1A | SET THE MAXIMUM NUMBER OF DIRECTORS AT 12 | Management | For | For | ||
1B | DIRECTOR | Management | ||||
DENNIS C. BLAIR | Management | For | For | |||
EDWARD D. BREEN | Management | For | For | |||
BRIAN DUPERREAULT | Management | Withheld | Against | |||
BRUCE S. GORDON | Management | For | For | |||
RAJIV L. GUPTA | Management | For | For | |||
JOHN A. KROL | Management | For | For | |||
MACKEY J. MCDONALD | Management | For | For | |||
H. CARL MCCALL | Management | For | For | |||
BRENDAN R. O'NEILL | Management | For | For | |||
SANDRA S. WIJNBERG | Management | For | For | |||
JEROME B. YORK | Management | For | For | |||
1C | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO APPOINT | Management | For | For | ||
AN ADDITIONAL DIRECTOR TO FILL THE VACANCY PROPOSED | ||||||
TO BE CREATED ON THE BOARD | ||||||
02 | RE-APPOINTMENT OF DELOITTE & TOUCHE LLP AS TYCO | Management | For | For | ||
S INDEPENDENT AUDITORS AND AUTHORIZATION FOR | ||||||
THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS | ||||||
TO SET THE AUDITORS REMUNERATION | ||||||
UNITED TECHNOLOGIES CORPORATION | UTX | Annual Meeting Date: 04/12/2006 | ||||
Issuer: 913017109 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
Proposal | Proposal | Vote | For or Against | |||
Number | Proposal | Type | Cast | Management | ||
01 | DIRECTOR | Management | ||||
LOUIS R. CHENEVERT | Management | For | For | |||
GEORGE DAVID | Management | For | For | |||
JOHN V. FARACI | Management | For | For | |||
JEAN-PIERRE GARNIER | Management | For | For | |||
JAMIE S. GORELICK | Management | For | For | |||
CHARLES R. LEE | Management | For | For | |||
RICHARD D. MCCORMICK | Management | For | For | |||
HAROLD MCGRAW III | Management | Withheld | Against | |||
FRANK P. POPOFF | Management | For | For | |||
H. PATRICK SWYGERT | Management | For | For | |||
ANDRE VILLENEUVE | Management | For | For | |||
H.A. WAGNER | Management | For | For | |||
CHRISTINE TODD WHITMAN | Management | Withheld | Against | |||
02 | APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||
03 | APPROVAL OF AMENDMENT TO UTC S RESTATED CERTIFICATE | Management | For | For | ||
OF INCORPORATION | ||||||
04 | SHAREOWNER PROPOSAL: DIRECTOR TERM LIMITS | Shareholder | Against | For | ||
05 | SHAREOWNER PROPOSAL: FOREIGN MILITARY SALES | Shareholder | Against | For | ||
PRAXAIR, INC. | PX | Annual Meeting Date: 04/25/2006 | ||||
Issuer: 74005P104 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
Proposal | Proposal | Vote | For or Against | |||
Number | Proposal | Type | Cast | Management | ||
01 | DIRECTOR | Management | ||||
STEPHEN F. ANGEL | Management | For | For | |||
CLAIRE W. GARGALLI | Management | Withheld | Against | |||
G.J. RATCLIFFE, JR. | Management | Withheld | Against | |||
DENNIS H. REILLEY | Management | For | For | |||
02 | PROPOSAL TO APPROVE AN AMENDMENT TO THE PRAXAIR, | Management | For | *Management Position Unknown | ||
INC. CERTIFICATE OF INCORPORATION TO DECLASSIFY | ||||||
THE BOARD. (NOTE: THE BOARD MAKES NO RECOMMENDATION | ||||||
FOR PROPOSAL 2) | ||||||
03 | PROPOSAL TO RE-APPROVE PERFORMANCE GOALS UNDER | Management | For | For | ||
PRAXAIR S SECTION 162(M) PLAN. | ||||||
04 | PROPOSAL TO RATIFY THE APPOINTMENT OF THE INDEPENDENT | Management | For | For | ||
AUDITOR. | ||||||
WILLIS GROUP HOLDINGS LIMITED | WSH | Annual Meeting Date: 04/26/2006 | ||||
Issuer: G96655108 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
Proposal | Proposal | Vote | For or Against | |||
Number | Proposal | Type | Cast | Management | ||
01 | DIRECTOR | Management | For | |||
GORDON M. BETHUNE | Management | For | For | |||
WILLIAM W. BRADLEY | Management | For | For | |||
JOSEPH A. CALIFANO, JR. | Management | For | For | |||
ERIC G. FRIBERG | Management | For | For | |||
SIR ROY GARDNER | Management | For | For | |||
PERRY GOLKIN | Management | For | For | |||
SIR JEREMY HANLEY | Management | For | For | |||
PAUL M. HAZEN | Management | For | For | |||
WENDY E. LANE | Management | For | For | |||
JAMES F. MCCANN | Management | For | For | |||
JOSEPH J. PLUMERI | Management | For | For | |||
DOUGLAS B. ROBERTS | Management | For | For | |||
02 | REAPPOINTMENT AND REMUNERATION OF DELOITTE & | Management | For | For | ||
TOUCHE AS INDEPENDENT AUDITORS. | ||||||
AFLAC INCORPORATED | AFL | Contested Annual Meeting Date: 05/01/2006 | ||||
Issuer: 001055102 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
Proposal | Proposal | Vote | For or Against | |||
Number | Proposal | Type | Cast | Management | ||
01 | DIRECTOR | Management | ||||
DANIEL P. AMOS | Management | For | For | |||
JOHN SHELBY AMOS II | Management | For | For | |||
MICHAEL H. ARMACOST | Management | Withheld | Against | |||
KRISS CLONINGER III | Management | For | For | |||
JOE FRANK HARRIS | Management | For | For | |||
ELIZABETH J. HUDSON | Management | For | For | |||
KENNETH S. JANKE SR. | Management | For | For | |||
DOUGLAS W. JOHNSON | Management | For | For | |||
ROBERT B. JOHNSON | Management | For | For | |||
CHARLES B. KNAPP | Management | For | For | |||
HIDEFUMI MATSUI | Management | For | For | |||
E. STEPHEN PURDOM, M.D. | Management | For | For | |||
B.K. RIMER, DR. PH | Management | For | For | |||
MARVIN R. SCHUSTER | Management | For | For | |||
DAVID GARY THOMPSON | Management | Withheld | Against | |||
TOHRU TONOIKE | Management | Withheld | Against | |||
ROBERT L. WRIGHT | Management | For | For | |||
02 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT | Management | For | For | ||
REGISTERED PUBLIC ACCOUNTING FIRM. | ||||||
HARLEY-DAVIDSON, INC. | HDI | Annual Meeting Date: 05/01/2006 | ||||
Issuer: 412822108 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
Proposal | Proposal | Vote | For or Against | |||
Number | Proposal | Type | Cast | Management | ||
01 | DIRECTOR | Management | For | |||
JEFFREY L. BLEUSTEIN | Management | For | For | |||
DONALD A. JAMES | Management | For | For | |||
JAMES A. NORLING | Management | For | For | |||
JAMES L. ZIEMER | Management | For | For | |||
02 | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP, | Management | For | For | ||
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, | ||||||
AS AUDITORS. | ||||||
THE E.W. SCRIPPS COMPANY | SSP | Annual Meeting Date: 05/04/2006 | ||||
Issuer: 811054204 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
Proposal | Proposal | Vote | For or Against | |||
Number | Proposal | Type | Cast | Management | ||
01 | DIRECTOR | Management | ||||
DAVID A. GALLOWAY | Management | Withheld | Against | |||
NICHOLAS B. PAUMGARTEN | Management | Withheld | Against | |||
RONALD W. TYSOE | Management | For | For | |||
JULIE A. WRIGLEY | Management | For | For | |||
IMS HEALTH INCORPORATED | RX | Annual Meeting Date: 05/05/2006 | ||||
Issuer: 449934108 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
Proposal | Proposal | Vote | For or Against | |||
Number | Proposal | Type | Cast | Management | ||
01 | DIRECTOR | Management | For | |||
JOHN P. IMLAY, JR. | Management | For | For | |||
ROBERT J. KAMERSCHEN | Management | For | For | |||
H. EUGENE LOCKHART | Management | For | For | |||
02 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS | Management | For | For | ||
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING | ||||||
FIRM FOR 2006. | ||||||
03 | AMENDMENT AND RESTATEMENT OF THE 1998 IMS HEALTH | Management | For | For | ||
INCORPORATED EMPLOYEES STOCK INCENTIVE PLAN | ||||||
TO (I) INCREASE THE NUMBER OF SHARES RESERVED | ||||||
FOR ISSUANCE, (II) PROVIDE THAT SHARES CAN BE | ||||||
USED FOR ALL TYPES OF AWARDS, (III) EXTEND THE | ||||||
TERMINATION DATE OF THE PLAN, AND (IV) CONFORM | ||||||
THE PLAN TO NEW SECTION 409A OF THE INTERNAL | ||||||
REVENUE CODE, AS FULLY DESCRIBED IN THE STATEMENT. | ||||||
04 | APPROVAL OF THE SHAREHOLDER PROPOSAL RELATING | Shareholder | For | Against | ||
TO SHAREHOLDER RIGHTS PLANS. | ||||||
BERKSHIRE HATHAWAY INC. | BRKA | Annual Meeting Date: 05/08/2006 | ||||
Issuer: 084670108 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
Proposal | Proposal | Vote | For or Against | |||
Number | Proposal | Type | Cast | Management | ||
01 | DIRECTOR | Management | For | |||
WARREN E. BUFFETT | Management | For | For | |||
CHARLES T. MUNGER | Management | For | For | |||
HOWARD G. BUFFETT | Management | For | For | |||
MALCOLM G. CHACE | Management | For | For | |||
WILLIAM H. GATES III | Management | For | For | |||
DAVID S. GOTTESMAN | Management | For | For | |||
CHARLOTTE GUYMAN | Management | For | For | |||
DONALD R. KEOUGH | Management | For | For | |||
THOMAS S. MURPHY | Management | For | For | |||
RONALD L. OLSON | Management | For | For | |||
WALTER SCOTT, JR. | Management | For | For | |||
Proposal | Proposal | Vote | For or Against | |||
Number | Proposal | Type | Cast | Management | ||
01 | DIRECTOR | Management | For | |||
WARREN E. BUFFETT | Management | For | For | |||
CHARLES T. MUNGER | Management | For | For | |||
HOWARD G. BUFFETT | Management | For | For | |||
MALCOLM G. CHACE | Management | For | For | |||
WILLIAM H. GATES III | Management | For | For | |||
DAVID S. GOTTESMAN | Management | For | For | |||
CHARLOTTE GUYMAN | Management | For | For | |||
DONALD R. KEOUGH | Management | For | For | |||
THOMAS S. MURPHY | Management | For | For | |||
RONALD L. OLSON | Management | For | For | |||
WALTER SCOTT, JR. | Management | For | For | |||
MASCO CORPORATION | MAS | Annual Meeting Date: 05/09/2006 | ||||
Issuer: 574599106 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
Proposal | Proposal | Vote | For or Against | |||
Number | Proposal | Type | Cast | Management | ||
01 | DIRECTOR | Management | For | |||
THOMAS G. DENOMME | Management | For | For | |||
RICHARD A. MANOOGIAN | Management | For | For | |||
MARY ANN VAN LOKEREN | Management | For | For | |||
02 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS | Management | For | For | ||
LLP AS INDEPENDENT AUDITORS FOR THE COMPANY FOR | ||||||
THE YEAR 2006. | ||||||
ENTERCOM COMMUNICATIONS CORP. | ETM | Annual Meeting Date: 05/16/2006 | ||||
Issuer: 293639100 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
Proposal | Proposal | Vote | For or Against | |||
Number | Proposal | Type | Cast | Management | ||
01 | DIRECTOR | Management | ||||
DAVID J. BERKMAN | Management | Withheld | Against | |||
DANIEL E. GOLD | Management | Withheld | Against | |||
JOSEPH M. FIELD | Management | For | For | |||
DAVID J. FIELD | Management | For | For | |||
JOHN C. DONLEVIE | Management | For | For | |||
EDWARD H. WEST | Management | For | For | |||
ROBERT S. WIESENTHAL | Management | For | For | |||
02 | APPROVAL OF THE AMENDMENT TO THE ENTERCOM EQUITY | Management | Against | Against | ||
COMPENSATION PLAN TO PERMIT A ONE-TIME OPTION | ||||||
EXCHANGE PROGRAM. | ||||||
03 | RATIFICATION OF THE SELECTION OF THE COMPANY | Management | For | For | ||
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | ||||||
EQUIFAX INC. | EFX | Annual Meeting Date: 05/17/2006 | ||||
Issuer: 294429105 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
Proposal | Proposal | Vote | For or Against | |||
Number | Proposal | Type | Cast | Management | ||
01 | DIRECTOR | Management | ||||
GARRY BETTY | Management | Withheld | Against | |||
LARRY L. PRINCE | Management | For | For | |||
RICHARD F. SMITH | Management | For | For | |||
JACQUELYN M. WARD | Management | For | For | |||
02 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP | Management | For | For | ||
AS EQUIFAX S INDEPENDENT REGISTERED PUBLIC ACCOUNTING | ||||||
FIRM FOR 2006. | ||||||
03 | TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE | Management | For | For | ||
GOALS FOR THE EQUIFAX INC. KEY MANAGEMENT INCENTIVE | ||||||
PLAN. | ||||||
CADBURY SCHWEPPES PLC | CSG | Annual Meeting Date: 05/18/2006 | ||||
Issuer: 127209302 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
Proposal | Proposal | Vote | For or Against | |||
Number | Proposal | Type | Cast | Management | ||
01 | FINANCIAL STATEMENTS | Management | For | For | ||
02 | DECLARATION OF FINAL DIVIDEND 2005 | Management | For | For | ||
03 | DIRECTORS REMUNERATION REPORT | Management | For | For | ||
04 | DIRECTOR | Management | For | |||
ROGER CARR | Management | For | For | |||
KEN HANNA | Management | For | For | |||
TODD STITZER | Management | For | For | |||
LORD PATTEN | Management | For | For | |||
BARONESS WILCOX | Management | For | For | |||
09 | RE-APPOINTMENT OF AUDITORS | Management | For | For | ||
10 | REMUNERATION OF AUDITORS | Management | For | For | ||
11 | APPROVE PROPOSED AMENDMENTS TO THE INTERNATIONAL | Management | For | For | ||
SHARE AWARD PLAN | ||||||
12 | APPROVE PROPOSED AMENDMENTS TO THE 2004 LONG | Management | For | For | ||
TERM INCENTIVE PLAN | ||||||
13 | AUTHORITY TO ALLOT RELEVANT SECURITIES | Management | For | For | ||
14 | AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS | Management | For | For | ||
15 | AUTHORITY TO PURCHASE OWN ORDINARY SHARES | Management | For | For | ||
TIME WARNER INC. | TWX | Annual Meeting Date: 05/19/2006 | ||||
Issuer: 887317105 | ISIN: | |||||
SEDOL: | ||||||
Vote Group: GLOBAL | ||||||
Proposal | Proposal | Vote | For or Against | |||
Number | Proposal | Type | Cast | Management | ||
01 | DIRECTOR | Management | ||||
JAMES L. BARKSDALE | Management | For | For | |||
STEPHEN F. BOLLENBACH | Management | Withheld | Against | |||
FRANK J. CAUFIELD | Management | For | For | |||
ROBERT C. CLARK | Management | For | For | |||
JESSICA P. EINHORN | Management | Withheld | Against | |||
REUBEN MARK | Management | For | For | |||
MICHAEL A. MILES | Management | Withheld | Against | |||
KENNETH J. NOVACK | Management | For | For | |||
RICHARD D. PARSONS | Management | For | For | |||
FRANCIS T. VINCENT, JR. | Management | For | For | |||
DEBORAH C. WRIGHT | Management | Withheld | Against | |||
02 | RATIFICATION OF AUDITORS. | Management | For | For | ||
03 | APPROVAL OF TIME WARNER INC. 2006 STOCK INCENTIVE | Management | For | For | ||
PLAN. | ||||||
04 | STOCKHOLDER PROPOSAL REGARDING SIMPLE MAJORITY | Shareholder | For | Against | ||
VOTE. | ||||||
05 | STOCKHOLDER PROPOSAL REGARDING SEPARATION OF | Shareholder | Against | For | ||
ROLES OF CHAIRMAN AND CEO. | ||||||
06 | STOCKHOLDER PROPOSAL REGARDING CODE OF VENDOR | Shareholder | Against | For | ||
CONDUCT. |