United States
Securities and Exchange Commission
Washington, D.C. 20549
Form 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
March 27, 2003
(Date of earliest event reported)
PHOENIX GOLD INTERNATIONAL, INC.
(Exact name of registrant as specified in its charter)
OREGON | | 000-25866 | | 93-1066325 |
(State or other jurisdiction of incorporation) | | (Commission file Number) | | (I.R.S. Employer Identification Number) |
9300 NORTH DECATUR STREET, PORTLAND, OREGON | | 97203 |
(Address of principal executive offices) | | (Zip code) |
(503) 286-9300
(Registrant’s telephone number, including area code)
PHOENIX GOLD INTERNATIONAL, INC.
Form 8-K
March 27, 2003
INDEX
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Item 5. Other Events and Regulation FD Disclosure.
On March 27, 2003, Phoenix Gold International, Inc. publicly disclosed in a press release a notification received from The Nasdaq Stock Market, Inc. advising that the Company’s common stock had not maintained a minimum market value of publicly held shares of $1 million as required for continued inclusion in the Nasdaq SmallCap Market in accordance with Marketplace Rule 4310(c)(7). A copy of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K.
Item 7. Financial Statements and Exhibits.
(c) Exhibits.
The following exhibit is being filed herewith:
99.1 Press Release, dated March 27, 2003, of Phoenix Gold International, Inc.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| PHOENIX GOLD INTERNATIONAL, INC. |
| |
| |
| /s/ Joseph K. O’Brien | |
| Joseph K. O’Brien |
| Vice President, Chief Financial Officer and Secretary |
| (Principal Financial and Accounting Officer) |
| |
| |
Dated: March 31, 2003 | |
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INDEX TO EXHIBITS
Exhibit | | |
| | |
99.1 | | Press Release dated March 27, 2003 of Phoenix Gold International, Inc. |
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