UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANIES
INVESTMENT COMPANIES
Investment Company Act file number 811-09032
RidgeWorth Variable Trust
(Exact name of registrant as specified in charter)
155 Federal Street, Suite 700
Boston, Massachusetts 02110
Boston, Massachusetts 02110
(Address of principal executive offices) (Zip code)
Julia R. Short, President
RidgeWorth Funds
50 Hurt Plaza
Suite 1400
Atlanta, GA 30303
RidgeWorth Funds
50 Hurt Plaza
Suite 1400
Atlanta, GA 30303
(Name and address of agent for service)
Copies to:
| Richard W. Grant, Esquire | W. John McGuire, Esquire | Kerry Reilly | ||
| Morgan, Lewis & Bockius LLP | Morgan, Lewis & Bockius LLP | Vice President | ||
| 1701 Market Street | 1111 Pennsylvania Avenue, NW | Citi Fund Services Ohio, Inc. | ||
| Philadelphia, PA 19103 | Washington, DC 20004 | 100 Summer St. — Suite 1500 Boston, MA 02110 |
Registrant’s telephone number, including area code: (888) 784-3863
Date of fiscal year end: December 31
Date of reporting period: July 1, 2008-June 30, 2009
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 there under (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
TABLE OF CONTENTS
| Item 1: Proxy Voting Record | ||||||||
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2008 TO JUNE 30, 2009
Item 1: Proxy Voting Record — Item 1 Proxy Voting Record —
Registrant : RidgeWorth Variable Trust
Fund Name : RidgeWorth Variable Trust Investment Grade Bond Fund
07/01/2008 — 06/30/2009
In all markets, for all statuses, for
No Proxy Votes Cast in Reporting Period
Item 1: Proxy Voting Record — Item 1 Proxy Voting Record —
Registrant : RidgeWorth Variable Trust
Fund Name : RidgeWorth Variable Trust Large Cap Value Equity Fund
07/01/2008 — 06/30/2009
In all markets, for all statuses, for
3M Company
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| MMM | CUSIP 88579Y101 | 05/12/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Linda Alvarado | Mgmt | For | For | For | |||||
| 2 | Elect George Buckley | Mgmt | For | For | For | |||||
| 3 | Elect Vance Coffman | Mgmt | For | For | For | |||||
| 4 | Elect Michael Eskew | Mgmt | For | For | For | |||||
| 5 | Elect W. James Farrell | Mgmt | For | For | For | |||||
| 6 | Elect Herbert Henkel | Mgmt | For | For | For | |||||
| 7 | Elect Edward Liddy | Mgmt | For | For | For | |||||
| 8 | Elect Robert Morrison | Mgmt | For | For | For | |||||
| 9 | Elect Aulana Peters | Mgmt | For | Against | Against | |||||
| 10 | Elect Robert Ulrich | Mgmt | For | For | For | |||||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 12 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||||
| 13 | Shareholder Proposal Regarding Restricting Executive Compensation | ShrHoldr | Against | Against | For |
AT&T INC.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| T | CUSIP 00206R102 | 04/24/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Election Of Director: Randall L. Stephenson | Mgmt | For | For | For | |||||
| 2 | Election Of Director: William F. Aldinger III | Mgmt | For | For | For | |||||
| 3 | Election Of Director: Gilbert F. Amelio | Mgmt | For | For | For | |||||
| 4 | Election Of Director: Reuben V. Anderson | Mgmt | For | For | For | |||||
| 5 | Election Of Director: James H. Blanchard | Mgmt | For | For | For | |||||
| 6 | Election Of Director: August A. Busch III | Mgmt | For | For | For | |||||
| 7 | Election Of Director: Jaime Chico Pardo | Mgmt | For | Against | Against | |||||
| 8 | Election Of Director: James P. Kelly | Mgmt | For | For | For | |||||
| 9 | Election Of Director: Jon C. Madonna | Mgmt | For | For | For | |||||
| 10 | Election Of Director: Lynn M. Martin | Mgmt | For | For | For | |||||
| 11 | Election Of Director: John B. Mccoy | Mgmt | For | For | For | |||||
| 12 | Election Of Director: Mary S. Metz | Mgmt | For | For | For | |||||
| 13 | Election Of Director: Joyce M. Roche | Mgmt | For | For | For | |||||
| 14 | Election Of Director: Laura D Andrea Tyson | Mgmt | For | For | For | |||||
| 15 | Election Of Director: Patricia P. Upton | Mgmt | For | For | For | |||||
| 16 | Ratification Of Appointment Of Independent Auditors. | Mgmt | For | For | For | |||||
| 17 | Amendment To Increase Authorized Shares. | Mgmt | For | Against | Against | |||||
| 18 | Report On Political Contributions. | ShrHoldr | Against | Against | For | |||||
| 19 | Special Stockholder Meetings. | ShrHoldr | Against | For | Against | |||||
| 20 | Cumulative Voting. | ShrHoldr | Against | For | Against | |||||
| 21 | Bylaw Requiring Independent Chairman. | ShrHoldr | Against | Against | For | |||||
| 22 | Advisory Vote On Compensation. | ShrHoldr | Against | Against | For | |||||
| 23 | Pension Credit Policy. | ShrHoldr | Against | Against | For |
Bank Of America Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| BAC | CUSIP 060505104 | 12/05/2008 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Special | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Approval of the Merger Agreement | Mgmt | For | For | For | |||||
| 2 | Amendment to the 2003 Key Associate Stock Plan | Mgmt | For | For | For | |||||
| 3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
| 4 | Right to Adjourn Meeting | Mgmt | For | For | For |
Beckman Coulter Inc Com
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| BEC | CUSIP 075811109 | 04/23/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Peter Dervan | Mgmt | For | For | For | |||||
| 1.2 | Elect Scott Garrett | Mgmt | For | For | For | |||||
| 1.3 | Elect Susan Nowakowski | Mgmt | For | For | For | |||||
| 1.4 | Elect Glenn Schafer | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Amendment Of The Company S 2007 Long-Term Incentive Plan. | Mgmt | For | For | For |
BJ Services Co
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| BJS | CUSIP 055482103 | 01/29/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect John Huff | Mgmt | For | For | For | |||||
| 1.2 | Elect Michael Patrick | Mgmt | For | For | For | |||||
| 2 | To Approve Amendments To The BJ Services Company 2003 Incentive Plan. | Mgmt | For | Against | Against | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For |
Bristol Myers Squibb Company
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| BMY | CUSIP 110122108 | 05/05/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||||
| 2 | Elect Lewis Campbell | Mgmt | For | For | For | |||||
| 3 | Elect James Cornelius | Mgmt | For | For | For | |||||
| 4 | Elect Louis Freeh | Mgmt | For | Against | Against | |||||
| 5 | Elect Laurie Glimcher | Mgmt | For | For | For | |||||
| 6 | Elect Michael Grobstein | Mgmt | For | For | For | |||||
| 7 | Elect Leif Johansson | Mgmt | For | For | For | |||||
| 8 | Elect Alan Lacy | Mgmt | For | For | For | |||||
| 9 | Elect Vicki Sato | Mgmt | For | For | For | |||||
| 10 | Elect Togo West | Mgmt | For | For | For | |||||
| 11 | Elect R. Sanders Williams | Mgmt | For | For | For | |||||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 13 | Shareholder Proposal Regarding Disclosure of Executive Compensation | ShrHoldr | Against | Against | For | |||||
| 14 | Shareholder Proposal Regarding Eliminating Supermajority Provisions | ShrHoldr | Against | For | Against | |||||
| 15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||||
| 16 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | For | Against |
Cardinal Health Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| CAH | CUSIP 14149Y108 | 11/05/2008 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Colleen Arnold | Mgmt | For | For | For | |||||
| 1.2 | Elect R. Kerry Clark | Mgmt | For | For | For | |||||
| 1.3 | Elect Calvin Darden | Mgmt | For | For | For | |||||
| 1.4 | Elect John Finn | Mgmt | For | For | For | |||||
| 1.5 | Elect Philip Francis | Mgmt | For | For | For | |||||
| 1.6 | Elect Gregory Kenny | Mgmt | For | For | For | |||||
| 1.7 | Elect J. Michael Losh | Mgmt | For | For | For | |||||
| 1.8 | Elect John McCoy | Mgmt | For | For | For | |||||
| 1.9 | Elect Richard Notebaert | Mgmt | For | For | For | |||||
| 1.10 | Elect Michael O’Halleran | Mgmt | For | For | For | |||||
| 1.11 | Elect David Raisbeck | Mgmt | For | For | For | |||||
| 1.12 | Elect Jean Spaulding | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
| 4 | Elimination of Cumulative Voting | Mgmt | For | For | For | |||||
| 5 | Adoption of an Advance Notice Requirement | Mgmt | For | For | For | |||||
| 6 | Amendment to the Articles of Incorporation Regarding Minimum Stated Capital | Mgmt | For | For | For | |||||
| 7 | Proposal To Approve An Amended And Restated 2005 Long-Term Incentive Plan. | Mgmt | For | For | For | |||||
| 8 | Proposal To Approve An Amended And Restated Employee Stock Purchase Plan. | Mgmt | For | For | For | |||||
| 9 | Shareholder Proposal Regarding Performance-Based Stock Options. | ShrHoldr | Against | For | Against |
Charles Schwab Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| SCHW | CUSIP 808513105 | 05/14/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Nancy Bechtle | Mgmt | For | For | For | |||||
| 2 | Elect Walter Bettinger II | Mgmt | For | For | For | |||||
| 3 | Elect C. Preston Butcher | Mgmt | For | For | For | |||||
| 4 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||||
| 5 | Shareholder Proposal Regarding the Approval of Survivor Benefits (Golden Coffins) | ShrHoldr | Against | Against | For | |||||
| 6 | Shareholder Proposal Regarding Corporate Executive Bonus Plan | ShrHoldr | Against | Against | For |
Chevron Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| CVX | CUSIP 166764100 | 05/27/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Samuel Armacost | Mgmt | For | For | For | |||||
| 2 | Elect Linnet Deily | Mgmt | For | For | For | |||||
| 3 | Elect Robert Denham | Mgmt | For | For | For | |||||
| 4 | Elect Robert Eaton | Mgmt | For | For | For | |||||
| 5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||||
| 6 | Elect Franklyn Jenifer | Mgmt | For | For | For | |||||
| 7 | Elect Sam Nunn | Mgmt | For | For | For | |||||
| 8 | Elect David O’Reilly | Mgmt | For | For | For | |||||
| 9 | Elect Donald Rice | Mgmt | For | For | For | |||||
| 10 | Elect Kevin Sharer | Mgmt | For | For | For | |||||
| 11 | Elect Charles Shoemate | Mgmt | For | For | For | |||||
| 12 | Elect Ronald Sugar | Mgmt | For | For | For | |||||
| 13 | Elect Carl Ware | Mgmt | For | For | For | |||||
| 14 | Elect John Watson | Mgmt | For | For | For | |||||
| 15 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 16 | Approval of Performance Goals for the Chevron Incentive Plan | Mgmt | For | For | For | |||||
| 17 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||||
| 18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||||
| 19 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | For | Against | |||||
| 20 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||||
| 21 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | |||||
| 22 | Shareholder Proposal Regarding Human Rights Policy | ShrHoldr | Against | Against | For | |||||
| 23 | Shareholder Proposal Regarding Report on Host Country Laws | ShrHoldr | Against | Against | For |
Colgate-Palmolive Company
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| CL | CUSIP 194162103 | 05/08/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect John Cahill | Mgmt | For | For | For | |||||
| 2 | Elect Jill Conway | Mgmt | For | For | For | |||||
| 3 | Elect Ian Cook | Mgmt | For | For | For | |||||
| 4 | Elect Ellen Hancock | Mgmt | For | For | For | |||||
| 5 | Elect David Johnson | Mgmt | For | For | For | |||||
| 6 | Elect Richard Kogan | Mgmt | For | For | For | |||||
| 7 | Elect Delano Lewis | Mgmt | For | For | For | |||||
| 8 | Elect J. Pedro Reinhard | Mgmt | For | For | For | |||||
| 9 | Elect Stephen Sadove | Mgmt | For | For | For | |||||
| 10 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 11 | 2009 Executive Incentive Compensation Plan | Mgmt | For | For | For | |||||
| 12 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For |
Conocophillips
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| COP | CUSIP 20825C104 | 05/13/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Richard Armitage | Mgmt | For | For | For | |||||
| 2 | Elect Richard Auchinleck | Mgmt | For | For | For | |||||
| 3 | Elect James Copeland Jr. | Mgmt | For | Against | Against | |||||
| 4 | Elect Kenneth Duberstein | Mgmt | For | For | For | |||||
| 5 | Elect Ruth Harkin | Mgmt | For | For | For | |||||
| 6 | Elect Harold McGraw III | Mgmt | For | For | For | |||||
| 7 | Elect James Mulva | Mgmt | For | For | For | |||||
| 8 | Elect Harald Norvik | Mgmt | For | Against | Against | |||||
| 9 | Elect William Reilly | Mgmt | For | For | For | |||||
| 10 | Elect Bobby Shackouls | Mgmt | For | For | For | |||||
| 11 | Elect Victoria Tschinkel | Mgmt | For | Against | Against | |||||
| 12 | Elect Kathryn Turner | Mgmt | For | For | For | |||||
| 13 | Elect William Wade, Jr. | Mgmt | For | For | For | |||||
| 14 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
| 15 | 2009 Omnibus Stock and Performance Incentive Plan | Mgmt | For | For | For | |||||
| 16 | Shareholder Proposal Regarding Adoption of Principles for Health Care Reform | ShrHoldr | Against | Against | For | |||||
| 17 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||||
| 18 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||||
| 19 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||||
| 20 | Shareholder Proposal Regarding Report on Oil Sands Operations | ShrHoldr | Against | Against | For | |||||
| 21 | Shareholder Proposal Regarding Director Qualifications | ShrHoldr | Against | Against | For |
Cummins Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| CMI | CUSIP 231021106 | 05/12/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Robert Bernhard | Mgmt | For | For | For | |||||
| 2 | Elect Robert Darnall | Mgmt | For | For | For | |||||
| 3 | Elect Robert Herdman | Mgmt | For | For | For | |||||
| 4 | Elect Alexis Herman | Mgmt | For | Against | Against | |||||
| 5 | Elect N. Thomas Linebarger | Mgmt | For | For | For | |||||
| 6 | Elect William Miller | Mgmt | For | For | For | |||||
| 7 | Elect Georgia Nelson | Mgmt | For | For | For | |||||
| 8 | Elect Theodore Solso | Mgmt | For | For | For | |||||
| 9 | Elect Carl Ware | Mgmt | For | For | For | |||||
| 10 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 11 | Amendment to the 2003 Stock Incentive Plan | Mgmt | For | For | For | |||||
| 12 | Reapproval of Performance Goals Under Bonus Plans | Mgmt | For | For | For | |||||
| 13 | Shareholder Proposal Regarding Adoption of International Labor Organization Standards | ShrHoldr | Against | Against | For |
CVS Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| CVS | CUSIP 126650100 | 05/06/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Edwin Banks | Mgmt | For | For | For | |||||
| 2 | Elect C. David Brown II | Mgmt | For | For | For | |||||
| 3 | Elect David Dorman | Mgmt | For | For | For | |||||
| 4 | Elect Kristen Gibney Williams | Mgmt | For | For | For | |||||
| 5 | Elect Marian Heard | Mgmt | For | For | For | |||||
| 6 | Elect William Joyce | Mgmt | For | For | For | |||||
| 7 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||||
| 8 | Elect Terrence Murray | Mgmt | For | For | For | |||||
| 9 | Elect C.A. Lance Piccolo | Mgmt | For | For | For | |||||
| 10 | Elect Sheli Rosenberg | Mgmt | For | For | For | |||||
| 11 | Elect Thomas Ryan | Mgmt | For | For | For | |||||
| 12 | Elect Richard Swift | Mgmt | For | For | For | |||||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 14 | Shareholder Proposal Regarding Special Shareholder Meetings | ShrHoldr | Against | For | Against | |||||
| 15 | Shareholder Proposal Regarding Independent Chairman of the Board | ShrHoldr | Against | Against | For | |||||
| 16 | Shareholder Proposal Regarding Political Contributions and Expenditures | ShrHoldr | Against | Against | For | |||||
| 17 | Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay) | ShrHoldr | Against | For | Against |
Devon Energy Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| DVN | CUSIP 25179M103 | 06/03/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Robert Howard | Mgmt | For | For | For | |||||
| 1.2 | Elect Michael Kanovsky | Mgmt | For | For | For | |||||
| 1.3 | Elect J. Todd Mitchell | Mgmt | For | For | For | |||||
| 1.4 | Elect J. Larry Nichols | Mgmt | For | For | For | |||||
| 2 | Elect Robert Mosbacher, Jr. | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 4 | 2009 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||||
| 5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against |
Du Pont EI De Nemours
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| DD | CUSIP 263534109 | 04/29/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Election Of Director: Samuel W. Bodman | Mgmt | For | For | For | |||||
| 2 | Election Of Director: Richard H. Brown | Mgmt | For | For | For | |||||
| 3 | Election Of Director: Robert A. Brown | Mgmt | For | For | For | |||||
| 4 | Election Of Director: Bertrand P. Collomb | Mgmt | For | For | For | |||||
| 5 | Election Of Director: Curtis J. Crawford | Mgmt | For | For | For | |||||
| 6 | Election Of Director: Alexander M. Cutler | Mgmt | For | For | For | |||||
| 7 | Election Of Director: John T. Dillon | Mgmt | For | For | For | |||||
| 8 | Election Of Director: Eleuthere I. Du Pont | Mgmt | For | For | For | |||||
| 9 | Election Of Director: Marillyn A. Hewson | Mgmt | For | For | For | |||||
| 10 | Election Of Director: Charles O. Holliday, Jr. | Mgmt | For | For | For | |||||
| 11 | Election Of Director: Lois D. Juliber | Mgmt | For | For | For | |||||
| 12 | Election Of Director: Ellen J. Kullman | Mgmt | For | For | For | |||||
| 13 | Election Of Director: William K. Reilly | Mgmt | For | For | For | |||||
| 14 | On Ratification Of Independent Registered Public Accounting Firm | Mgmt | For | For | For | |||||
| 15 | On Shareholder Say On Executive Pay | ShrHoldr | Against | Against | For |
Ecolab Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| ECL | CUSIP 278865100 | 05/08/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Leslie Biller | Mgmt | For | For | For | |||||
| 2 | Elect Jerry Grundhofer | Mgmt | For | For | For | |||||
| 3 | Elect John Zillmer | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 5 | Re-approval of the Management Performance Incentive Plan | Mgmt | For | For | For | |||||
| 6 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against |
Edison International Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| EIX | CUSIP 281020107 | 04/23/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Vanessa Chang | Mgmt | For | For | For | |||||
| 1.2 | Elect France Córdova | Mgmt | For | For | For | |||||
| 1.3 | Elect Theodore Craver, Jr. | Mgmt | For | For | For | |||||
| 1.4 | Elect Charles Curtis | Mgmt | For | For | For | |||||
| 1.5 | Elect Bradford Freeman | Mgmt | For | For | For | |||||
| 1.6 | Elect Luis Nogales | Mgmt | For | For | For | |||||
| 1.7 | Elect Ronald Olson | Mgmt | For | Withhold | Against | |||||
| 1.8 | Elect James Rosser | Mgmt | For | For | For | |||||
| 1.9 | Elect Richard Schlosberg, III | Mgmt | For | For | For | |||||
| 1.10 | Elect Thomas Sutton | Mgmt | For | For | For | |||||
| 1.11 | Elect Brett White | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Amendment to the 2007 Performance Incentive Plan | Mgmt | For | Against | Against | |||||
| 4 | Shareholder Proposal Regarding Shareholder Say On Executive Pay. | ShrHoldr | Against | For | Against |
Emerson Electric Company
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| EMR | CUSIP 291011104 | 02/03/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect August Busch III | Mgmt | For | For | For | |||||
| 1.2 | Elect Arthur Golden | Mgmt | For | For | For | |||||
| 1.3 | Elect Harriet Green | Mgmt | For | For | For | |||||
| 1.4 | Elect William Johnson | Mgmt | For | For | For | |||||
| 1.5 | Elect John Menzer | Mgmt | For | For | For | |||||
| 1.6 | Elect Vernon Loucks, Jr. | Mgmt | For | For | For | |||||
| 2 | Ratification Of KPMG LLP As Independent Registered Public Accounting Firm. | Mgmt | For | For | For |
Entergy Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| ETR | CUSIP 29364G103 | 05/08/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Maureen Bateman | Mgmt | For | For | For | |||||
| 2 | Elect W. Frank Blount | Mgmt | For | For | For | |||||
| 3 | Elect Gary Edwards | Mgmt | For | Against | Against | |||||
| 4 | Elect Alexis Herman | Mgmt | For | Against | Against | |||||
| 5 | Elect Donald Hintz | Mgmt | For | For | For | |||||
| 6 | Elect J. Wayne Leonard | Mgmt | For | For | For | |||||
| 7 | Elect Stuart Levenick | Mgmt | For | For | For | |||||
| 8 | Elect James Nichols | Mgmt | For | For | For | |||||
| 9 | Elect William Percy, II | Mgmt | For | Against | Against | |||||
| 10 | Elect W.J. Tauzin | Mgmt | For | Against | Against | |||||
| 11 | Elect Steven Wilkinson | Mgmt | For | For | For | |||||
| 12 | Ratification of Auditor | Mgmt | For | For | For |
Exxon Mobil Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| XOM | CUSIP 30231G102 | 05/27/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Michael Boskin | Mgmt | For | For | For | |||||
| 1.2 | Elect Larry Faulkner | Mgmt | For | For | For | |||||
| 1.3 | Elect Kenneth Frazier | Mgmt | For | For | For | |||||
| 1.4 | Elect William George | Mgmt | For | For | For | |||||
| 1.5 | Elect Reatha King | Mgmt | For | For | For | |||||
| 1.6 | Elect Marilyn Nelson | Mgmt | For | For | For | |||||
| 1.7 | Elect Samuel Palmisano | Mgmt | For | For | For | |||||
| 1.8 | Elect Steven Reinemund | Mgmt | For | For | For | |||||
| 1.9 | Elect Rex Tillerson | Mgmt | For | For | For | |||||
| 1.10 | Elect Edward Whitacre, Jr. | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||||
| 4 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||||
| 5 | Shareholder Proposal Regarding Reincorporation | ShrHoldr | Against | Against | For | |||||
| 6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||||
| 7 | Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay) | ShrHoldr | Against | For | Against | |||||
| 8 | Shareholder Proposal Regarding Executive Compensation Report | ShrHoldr | Against | Against | For | |||||
| 9 | Shareholder Proposal Regarding Corporate Sponsorships Report | ShrHoldr | Against | Against | For | |||||
| 10 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Expression Anti-Bias Policy | ShrHoldr | Against | Against | For | |||||
| 11 | Shareholder Proposal Regarding Greenhouse Gas Emissions Goals | ShrHoldr | Against | Against | For | |||||
| 12 | Shareholder Proposal Regarding a Climate Change and Technology Report | ShrHoldr | Against | Against | For | |||||
| 13 | Shareholder Proposal Regarding Renewable Energy Policy | ShrHoldr | Against | Against | For |
Franklin Resources
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| BEN | CUSIP 354613101 | 03/11/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Election Of Director: Samuel H. Armacost | Mgmt | For | For | For | |||||
| 2 | Election Of Director: Charles Crocker | Mgmt | For | For | For | |||||
| 3 | Election Of Director: Joseph R. Hardiman | Mgmt | For | For | For | |||||
| 4 | Election Of Director: Robert D. Joffe | Mgmt | For | For | For | |||||
| 5 | Election Of Director: Charles B. Johnson | Mgmt | For | For | For | |||||
| 6 | Election Of Director: Gregory E. Johnson | Mgmt | For | For | For | |||||
| 7 | Election Of Director: Rupert H. Johnson, Jr. | Mgmt | For | For | For | |||||
| 8 | Election Of Director: Thomas H. Kean | Mgmt | For | For | For | |||||
| 9 | Election Of Director: Chutta Ratnathicam | Mgmt | For | For | For | |||||
| 10 | Election Of Director: Peter M. Sacerdote | Mgmt | For | Against | Against | |||||
| 11 | Election Of Director: Laura Stein | Mgmt | For | For | For | |||||
| 12 | Election Of Director: Anne M. Tatlock | Mgmt | For | For | For | |||||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 14 | Amendment to the 2004 Key Executive Incentive Compensation Plan | Mgmt | For | For | For |
General Electric Company
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| GE | CUSIP 369604103 | 04/22/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Election Of Director: James I. Cash, Jr. | Mgmt | For | For | For | |||||
| 2 | Election Of Director: William M. Castell | Mgmt | For | For | For | |||||
| 3 | Election Of Director: Ann M. Fudge | Mgmt | For | For | For | |||||
| 4 | Election Of Director: Susan Hockfield | Mgmt | For | For | For | |||||
| 5 | Election Of Director: Jeffrey R. Immelt | Mgmt | For | For | For | |||||
| 6 | Election Of Director: Andrea Jung | Mgmt | For | For | For | |||||
| 7 | Election Of Director: Alan G. (A.G.) Lafley | Mgmt | For | Against | Against | |||||
| 8 | Election Of Director: Robert W. Lane | Mgmt | For | For | For | |||||
| 9 | Election Of Director: Ralph S. Larsen | Mgmt | For | For | For | |||||
| 10 | Election Of Director: Rochelle B. Lazarus | Mgmt | For | For | For | |||||
| 11 | Election Of Director: James J. Mulva | Mgmt | For | For | For | |||||
| 12 | Election Of Director: Sam Nunn | Mgmt | For | For | For | |||||
| 13 | Election Of Director: Roger S. Penske | Mgmt | For | Against | Against | |||||
| 14 | Election Of Director: Robert J. Swieringa | Mgmt | For | For | For | |||||
| 15 | Election Of Director: Douglas A. Warner Iii | Mgmt | For | For | For | |||||
| 16 | Ratification Of Kpmg | Mgmt | For | For | For | |||||
| 17 | Cumulative Voting | ShrHoldr | Against | For | Against | |||||
| 18 | Executive Compensation Advisory Vote | ShrHoldr | Against | For | Against | |||||
| 19 | Independent Study Regarding Breaking Up Ge | ShrHoldr | Against | Against | For | |||||
| 20 | Dividend Policy | ShrHoldr | Against | Against | For | |||||
| 21 | Shareholder Vote On Golden Parachutes | ShrHoldr | Against | Against | For |
Harris Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| HRS | CUSIP 413875105 | 10/24/2008 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Lewis Hay III | Mgmt | For | For | For | |||||
| 2 | Election Of A Director For A Three-Year Term Expiring In 2011: Karen Katen | Mgmt | For | For | For | |||||
| 3 | Elect Stephen Kaufman | Mgmt | For | For | For | |||||
| 4 | Elect Hansel Tookes II | Mgmt | For | For | For | |||||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 6 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
| 7 | Declassification of Board | Mgmt | For | For | For |
Home Depot Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| HD | CUSIP 437076102 | 05/28/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||||
| 2 | Elect David Batchelder | Mgmt | For | For | For | |||||
| 3 | Elect Francis Blake | Mgmt | For | For | For | |||||
| 4 | Elect Ari Bousbib | Mgmt | For | For | For | |||||
| 5 | Elect Gregory Brenneman | Mgmt | For | For | For | |||||
| 6 | Elect Albert Carey | Mgmt | For | For | For | |||||
| 7 | Elect Armando Codina | Mgmt | For | Against | Against | |||||
| 8 | Elect Bonnie Hill | Mgmt | For | For | For | |||||
| 9 | Elect Karen Katen | Mgmt | For | For | For | |||||
| 10 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 11 | Right to Call a Special Meeting | Mgmt | For | For | For | |||||
| 12 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||||
| 13 | Shareholder Proposal Regarding Special Shareholder Meetings | ShrHoldr | Against | For | Against | |||||
| 14 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||||
| 15 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||||
| 16 | Shareholder Proposal Regarding Energy Usage | ShrHoldr | Against | Against | For |
Intel Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| INTC | CUSIP 458140100 | 05/20/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | |||||
| 2 | Elect Susan Decker | Mgmt | For | For | For | |||||
| 3 | Elect John Donahoe | Mgmt | For | For | For | |||||
| 4 | Elect Reed Hundt | Mgmt | For | For | For | |||||
| 5 | Elect Paul Otellini | Mgmt | For | For | For | |||||
| 6 | Elect James Plummer | Mgmt | For | For | For | |||||
| 7 | Elect David Pottruck | Mgmt | For | For | For | |||||
| 8 | Elect Jane Shaw | Mgmt | For | For | For | |||||
| 9 | Elect John Thornton | Mgmt | For | For | For | |||||
| 10 | Elect Frank Yeary | Mgmt | For | For | For | |||||
| 11 | Elect David Yoffie | Mgmt | For | For | For | |||||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 13 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||||
| 14 | Stock Option Exchange Program | Mgmt | For | For | For | |||||
| 15 | Advisory Vote On Executive Compensation | Mgmt | For | For | For | |||||
| 16 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||||
| 17 | Shareholder Proposal Regarding Human Right to Water | ShrHoldr | Against | Against | For |
JC Penney Company Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| JCP | CUSIP 708160106 | 05/15/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Colleen Barrett | Mgmt | For | Against | Against | |||||
| 2 | Elect M. Anthony Burns | Mgmt | For | Against | Against | |||||
| 3 | Elect Maxine Clark | Mgmt | For | Against | Against | |||||
| 4 | Elect Thomas Engibous | Mgmt | For | For | For | |||||
| 5 | Elect Kent Foster | Mgmt | For | For | For | |||||
| 6 | Elect Ken Hicks | Mgmt | For | For | For | |||||
| 7 | Elect Burl Osborne | Mgmt | For | Against | Against | |||||
| 8 | Elect Leonard Roberts | Mgmt | For | For | For | |||||
| 9 | Elect Javier Teruel | Mgmt | For | For | For | |||||
| 10 | Elect R. Gerald Turner | Mgmt | For | Against | Against | |||||
| 11 | Elect Myron Ullman, III | Mgmt | For | For | For | |||||
| 12 | Elect Mary Beth West | Mgmt | For | For | For | |||||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 14 | 2009 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||||
| 15 | Shareholder Proposal Regarding Principles for Health Care Reform | ShrHoldr | Against | Against | For |
Johnson & Johnson
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| JNJ | CUSIP 478160104 | 04/23/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Election Of Director: Mary Sue Coleman | Mgmt | For | Against | Against | |||||
| 2 | Election Of Director: James G. Cullen | Mgmt | For | For | For | |||||
| 3 | Election Of Director: Michael M.E. Johns | Mgmt | For | Against | Against | |||||
| 4 | Election Of Director: Arnold G. Langbo | Mgmt | For | For | For | |||||
| 5 | Election Of Director: Susan L. Lindquist | Mgmt | For | For | For | |||||
| 6 | Election Of Director: Leo F. Mullin | Mgmt | For | For | For | |||||
| 7 | Election Of Director: William D. Perez | Mgmt | For | For | For | |||||
| 8 | Election Of Director: Charles Prince | Mgmt | For | Against | Against | |||||
| 9 | Election Of Director: David Satcher | Mgmt | For | For | For | |||||
| 10 | Election Of Director: William C. Weldon | Mgmt | For | For | For | |||||
| 11 | Ratification Of Auditor | Mgmt | For | For | For | |||||
| 12 | Advisory Vote On Executive Compensation Policies And Disclosure | ShrHoldr | Against | Against | For |
JP Morgan Chase & Company
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| JPM | CUSIP 46625H100 | 05/19/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Crandall Bowles | Mgmt | For | For | For | |||||
| 2 | Elect Stephen Burke | Mgmt | For | For | For | |||||
| 3 | Elect David Cote | Mgmt | For | For | For | |||||
| 4 | Elect James Crown | Mgmt | For | For | For | |||||
| 5 | Elect James Dimon | Mgmt | For | For | For | |||||
| 6 | Elect Ellen Futter | Mgmt | For | Against | Against | |||||
| 7 | Elect William Gray, III | Mgmt | For | For | For | |||||
| 8 | Elect Laban Jackson, Jr. | Mgmt | For | For | For | |||||
| 9 | Elect David Novak | Mgmt | For | Against | Against | |||||
| 10 | Elect Lee Raymond | Mgmt | For | For | For | |||||
| 11 | Elect William Weldon | Mgmt | For | For | For | |||||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 13 | Advisory Vote On Executive Compensation | Mgmt | For | For | For | |||||
| 14 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHoldr | Against | Against | For | |||||
| 15 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||||
| 16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||||
| 17 | Shareholder Proposal Regarding Report on Credit Card Practices | ShrHoldr | Against | Against | For | |||||
| 18 | Shareholder Proposal Regarding Key Executive Performance Plan (“KEPP”) | ShrHoldr | Against | Against | For | |||||
| 19 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||||
| 20 | Shareholder Proposal Regarding Carbon Principles Report | ShrHoldr | Against | Against | For |
Lowe’s Companies Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| LOW | CUSIP 548661107 | 05/29/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Peter Browning | Mgmt | For | Withhold | Against | |||||
| 1.2 | Elect Marshall Larsen | Mgmt | For | For | For | |||||
| 1.3 | Elect Stephen Page | Mgmt | For | For | For | |||||
| 1.4 | Elect O. Temple Sloan, Jr. | Mgmt | For | Withhold | Against | |||||
| 2 | Amendment to the 2006 Long Term Incentive Plan | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 4 | Amendment to the Articles of Incorporation to Eliminate All Remaining Supermajority Requirements | Mgmt | For | For | For | |||||
| 5 | Shareholder Proposal Regarding Reincorporation | ShrHoldr | Against | Against | For | |||||
| 6 | Shareholder Proposal Regarding Principles of Health Care Reform | ShrHoldr | Against | Against | For | |||||
| 7 | Shareholder Proposal Regarding Independent Chairman | ShrHoldr | Against | Against | For |
Marathon Oil Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| MRO | CUSIP 565849106 | 04/29/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Election Of Director: Charles F. Bolden, Jr. | Mgmt | For | For | For | |||||
| 2 | Election Of Director: Gregory H. Boyce | Mgmt | For | For | For | |||||
| 3 | Election Of Director: Clarence P. Cazalot, Jr. | Mgmt | For | For | For | |||||
| 4 | Election Of Director: David A. Daberko | Mgmt | For | For | For | |||||
| 5 | Election Of Director: William L. Davis | Mgmt | For | For | For | |||||
| 6 | Election Of Director: Shirley Ann Jackson | Mgmt | For | For | For | |||||
| 7 | Election Of Director: Philip Lader | Mgmt | For | For | For | |||||
| 8 | Election Of Director: Charles R. Lee | Mgmt | For | For | For | |||||
| 9 | Election Of Director: Michael E.J. Phelps | Mgmt | For | For | For | |||||
| 10 | Election Of Director: Dennis H. Reilley | Mgmt | For | For | For | |||||
| 11 | Election Of Director: Seth E. Schofield | Mgmt | For | For | For | |||||
| 12 | Election Of Director: John W. Snow | Mgmt | For | For | For | |||||
| 13 | Election Of Director: Thomas J. Usher | Mgmt | For | For | For | |||||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 15 | Shareholder Proposal Regarding Right to Call a Special Meetings | ShrHoldr | Against | For | Against | |||||
| 16 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For |
Mattel Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| MAT | CUSIP 577081102 | 05/13/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Michael Dolan | Mgmt | For | For | For | |||||
| 2 | Elect Robert Eckert | Mgmt | For | For | For | |||||
| 3 | Elect Frances Fergusson | Mgmt | For | For | For | |||||
| 4 | Elect Tully Friedman | Mgmt | For | For | For | |||||
| 5 | Elect Dominic Ng | Mgmt | For | For | For | |||||
| 6 | Elect Vasant Prabhu | Mgmt | For | For | For | |||||
| 7 | Elect Andrea Rich | Mgmt | For | For | For | |||||
| 8 | Elect Ronald Sargent | Mgmt | For | For | For | |||||
| 9 | Elect Dean Scarborough | Mgmt | For | For | For | |||||
| 10 | Elect Christopher Sinclair | Mgmt | For | For | For | |||||
| 11 | Elect G. Craig Sullivan | Mgmt | For | Against | Against | |||||
| 12 | Elect Kathy White | Mgmt | For | For | For | |||||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 14 | Shareholder Proposal Regarding Company Product Responsibility | ShrHoldr | Against | Against | For | |||||
| 15 | Shareholder Proposal Regarding Right to Call Special Meeting | ShrHoldr | Against | For | Against |
Merck & Company Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| MRK | CUSIP 589331107 | 04/28/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Election Of Director: Leslie A. Brun | Mgmt | For | For | For | |||||
| 2 | Election Of Director: Thomas R. Cech, Ph.D. | Mgmt | For | For | For | |||||
| 3 | Election Of Director: Richard T. Clark | Mgmt | For | For | For | |||||
| 4 | Election Of Director: Thomas H. Glocer | Mgmt | For | For | For | |||||
| 5 | Election Of Director: Steven F. Goldstone | Mgmt | For | For | For | |||||
| 6 | Election Of Director: William B. Harrison, Jr. | Mgmt | For | For | For | |||||
| 7 | Election Of Director: Harry R. Jacobson, M.D. | Mgmt | For | For | For | |||||
| 8 | Election Of Director: William N. Kelley, M.D. | Mgmt | For | Against | Against | |||||
| 9 | Election Of Director: Rochelle B. Lazarus | Mgmt | For | For | For | |||||
| 10 | Election Of Director: Carlos E. Represas | Mgmt | For | For | For | |||||
| 11 | Election Of Director: Thomas E. Shenk, Ph.D. | Mgmt | For | Against | Against | |||||
| 12 | Election Of Director: Anne M. Tatlock | Mgmt | For | Against | Against | |||||
| 13 | Election Of Director: Samuel O. Thier, M.D. | Mgmt | For | Against | Against | |||||
| 14 | Election Of Director: Wendell P. Weeks | Mgmt | For | Against | Against | |||||
| 15 | Election Of Director: Peter C. Wendell | Mgmt | For | Against | Against | |||||
| 16 | Ratification Of Auditor | Mgmt | For | For | For | |||||
| 17 | Authorization Of Board To Set Board Size | Mgmt | For | For | For | |||||
| 18 | Stockholder Proposal Concerning Special Shareholder Meetings | ShrHoldr | Against | For | Against | |||||
| 19 | Stockholder Proposal Concerning An Independent Lead Director | ShrHoldr | Against | Against | For | |||||
| 20 | Stockholder Proposal Concerning An Advisory Vote On Executive Compensation | ShrHoldr | Against | Against | For |
Microsoft Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| MSFT | CUSIP 594918104 | 11/19/2008 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Election Of Director: Steven A. Ballmer | Mgmt | For | For | For | |||||
| 2 | Election Of Director: James I. Cash Jr. | Mgmt | For | For | For | |||||
| 3 | Election Of Director: Dina Dublon | Mgmt | For | For | For | |||||
| 4 | Election Of Director: William H. Gates III | Mgmt | For | For | For | |||||
| 5 | Election Of Director: Raymond V. Gilmartin | Mgmt | For | For | For | |||||
| 6 | Election Of Director: Reed Hastings | Mgmt | For | For | For | |||||
| 7 | Election Of Director: David F. Marquardt | Mgmt | For | For | For | |||||
| 8 | Election Of Director: Charles H. Noski | Mgmt | For | For | For | |||||
| 9 | Election Of Director: Helmut Panke | Mgmt | For | For | For | |||||
| 10 | Executive Officer Incentive Plan | Mgmt | For | For | For | |||||
| 11 | Amendment To The 1999 Stock Option Plan For Non-Employee Directors | Mgmt | For | For | For | |||||
| 12 | Ratification Of Auditor | Mgmt | For | For | For | |||||
| 13 | Shareholder Proposal — Adoption Of Policies On Internet Censorship. | ShrHoldr | Against | Against | For | |||||
| 14 | Shareholder Proposal — Establishment Of Board Committee On Human Rights. | ShrHoldr | Against | Against | For | |||||
| 15 | Shareholder Proposal — Disclosure Of Charitable Contributions. | ShrHoldr | Against | Against | For |
Molson Coors Brewing Company
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| TAPA | CUSIP 60871R209 | 05/13/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect John Cleghorn | Mgmt | For | For | For | |||||
| 1.2 | Elect Charles Herington | Mgmt | For | For | For | |||||
| 1.3 | Elect David O’Brien | Mgmt | For | For | For |
NOKIA OYJ
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| NOK | CUSIP 654902204 | 04/23/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Adoption Of The Annual Accounts. | Mgmt | For | For | For | |||||
| 2 | Allocation Of Profits/Dividends | Mgmt | For | For | For | |||||
| 3 | Ratification Of Board And Management Acts | Mgmt | For | For | For | |||||
| 4 | Resolution On The Remuneration Of The Members Of The Board Of Directors. | Mgmt | For | For | For | |||||
| 5 | Resolution On The Number Of Members Of The Board Of Directors. | Mgmt | For | For | For | |||||
| 6.1 | Elect Georg Ehrnrooth | Mgmt | For | For | For | |||||
| 6.2 | Elect Lalita Gupte | Mgmt | For | For | For | |||||
| 6.3 | Elect Bengt Holmström | Mgmt | For | For | For | |||||
| 6.4 | Elect Henning Kagermann | Mgmt | For | For | For | |||||
| 6.5 | Elect Olli-Pekka Kallasvuo | Mgmt | For | For | For | |||||
| 6.6 | Elect Per Karlsson | Mgmt | For | For | For | |||||
| 6.7 | Elect Jorma Ollila | Mgmt | For | For | For | |||||
| 6.8 | Elect Marjorie Scardino | Mgmt | For | For | For | |||||
| 6.9 | Elect Risto Siilasmaa | Mgmt | For | For | For | |||||
| 6.10 | Elect Keijo Suila | Mgmt | For | For | For | |||||
| 6.11 | Elect Isabel Marey-Semper | Mgmt | For | For | For | |||||
| 7 | Resolution On The Remuneration Of The Auditor. | Mgmt | For | For | For | |||||
| 8 | Election Of Auditor. | Mgmt | For | For | For | |||||
| 9 | Authority To Repurchase Shares | Mgmt | For | For | For | |||||
| 10 | Transaction Of Other Business | Mgmt | Abstain | Abstain | For |
Pepsico Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| PEP | CUSIP 713448108 | 05/06/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Shona Brown | Mgmt | For | For | For | |||||
| 2 | Elect Ian Cook | Mgmt | For | For | For | |||||
| 3 | Elect Dina Dublon | Mgmt | For | For | For | |||||
| 4 | Elect Victor Dzau | Mgmt | For | For | For | |||||
| 5 | Elect Ray Hunt | Mgmt | For | For | For | |||||
| 6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||||
| 7 | Elect Arthur Martinez | Mgmt | For | For | For | |||||
| 8 | Elect Indra Nooyi | Mgmt | For | For | For | |||||
| 9 | Elect Sharon Rockefeller | Mgmt | For | For | For | |||||
| 10 | Elect James Schiro | Mgmt | For | For | For | |||||
| 11 | Elect Lloyd Trotter | Mgmt | For | For | For | |||||
| 12 | Elect Daniel Vasella | Mgmt | For | For | For | |||||
| 13 | Elect Michael White | Mgmt | For | For | For | |||||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 15 | Executive Incentive Compensation Plan | Mgmt | For | For | For | |||||
| 16 | Shareholder Proposal Regarding Report on Beverage Container Recycling Program | ShrHoldr | Against | Against | For | |||||
| 17 | Shareholder Proposal Regarding Genetically Engineered Products | ShrHoldr | Against | Against | For | |||||
| 18 | Shareholder Regarding Reviewing Charitable Spending | ShrHoldr | Against | Against | For | |||||
| 19 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | For | Against |
Pfizer Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| PFE | CUSIP 717081103 | 04/23/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Election Of Director: Dennis A. Ausiello | Mgmt | For | For | For | |||||
| 2 | Election Of Director: Michael S. Brown | Mgmt | For | For | For | |||||
| 3 | Election Of Director: M. Anthony Burns | Mgmt | For | For | For | |||||
| 4 | Election Of Director: Robert N. Burt | Mgmt | For | For | For | |||||
| 5 | Election Of Director: W. Don Cornwell | Mgmt | For | For | For | |||||
| 6 | Election Of Director: William H. Gray, Iii | Mgmt | For | For | For | |||||
| 7 | Election Of Director: Constance J. Horner | Mgmt | For | For | For | |||||
| 8 | Election Of Director: James M. Kilts | Mgmt | For | For | For | |||||
| 9 | Election Of Director: Jeffrey B. Kindler | Mgmt | For | For | For | |||||
| 10 | Election Of Director: George A. Lorch | Mgmt | For | For | For | |||||
| 11 | Election Of Director: Dana G. Mead | Mgmt | For | For | For | |||||
| 12 | Election Of Director: Suzanne Nora Johnson | Mgmt | For | For | For | |||||
| 13 | Election Of Director: Stephen W. Sanger | Mgmt | For | For | For | |||||
| 14 | Election Of Director: William C. Steere, Jr. | Mgmt | For | For | For | |||||
| 15 | Ratification Of Auditor | Mgmt | For | For | For | |||||
| 16 | Amendment To The 2004 Stock Plan | Mgmt | For | For | For | |||||
| 17 | Shareholder Proposal Regarding Stock Options. | ShrHoldr | Against | Against | For | |||||
| 18 | Shareholder Proposal Regarding Advisory Vote On Executive Compensation. | ShrHoldr | Against | For | Against | |||||
| 19 | Shareholder Proposal Regarding Cumulative Voting. | ShrHoldr | Against | For | Against | |||||
| 20 | Shareholder Proposal Regarding Special Shareholder Meetings. | ShrHoldr | Against | For | Against |
PPG Industries Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| PPG | CUSIP 693506107 | 04/16/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Charles Bunch | Mgmt | For | For | For | |||||
| 1.2 | Elect Robert Ripp | Mgmt | For | For | For | |||||
| 1.3 | Elect Thomas Usher | Mgmt | For | For | For | |||||
| 1.4 | Elect David Whitwam | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For |
Procter & Gamble Company
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| PG | CUSIP 742718109 | 10/14/2008 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Director Kenneth I. Chenault | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Scott D. Cook | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Rajat K. Gupta | Mgmt | For | For | For | |||||
| 1.4 | Elect Director A.G. Lafley | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Charles R. Lee | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Lynn M. Martin | Mgmt | For | For | For | |||||
| 1.7 | Elect Director W. James McNerney, Jr. | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Johnathan A. Rodgers | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Ralph Snyderman | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Margaret C. Whitman | Mgmt | For | For | For | |||||
| 1.11 | Elect Director Patricia A. Woertz | Mgmt | For | For | For | |||||
| 1.12 | Elect Director Ernesto Zedillo | Mgmt | For | For | For | |||||
| 2 | Ratify Auditors | Mgmt | For | For | For | |||||
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For | For | For | |||||
| 4 | Rotate Annual Meeting Location | ShrHldr | Against | Against | For | |||||
| 5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | ShrHldr | Against | Against | For |
Public Service Enterprise Group Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| PEG | CUSIP 744573106 | 04/21/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Albert Gamper, Jr. | Mgmt | For | For | For | |||||
| 1.2 | Elect Conrad Harper | Mgmt | For | For | For | |||||
| 1.3 | Elect Shirley Jackson | Mgmt | For | For | For | |||||
| 1.4 | Elect David Lilley | Mgmt | For | For | For | |||||
| 1.5 | Elect Thomas Renyi | Mgmt | For | For | For | |||||
| 1.6 | Elect Hak Cheol Shin | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For |
Questar Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| STR | CUSIP 748356102 | 05/19/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Keith Rattie | Mgmt | For | For | For | |||||
| 1.2 | Elect Harris Simmons | Mgmt | For | For | For | |||||
| 1.3 | Elect M. W. Scoggins | Mgmt | For | Withhold | Against | |||||
| 1.4 | Elect James Harmon | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Repeal of Classified Board and Change in Board Size | Mgmt | For | For | For | |||||
| 4 | Clarification of the Director Liability Standard | Mgmt | For | For | For | |||||
| 5 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
| 6 | Amendment to Authorized Preferred Stock | Mgmt | For | For | For | |||||
| 7 | Amendment to the Long-Term Cash Incentive Plan | Mgmt | For | For | For | |||||
| 8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | N/A | For | N/A | |||||
| 9 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | For | Against |
Rockwell Automation Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| ROK | CUSIP 773903109 | 02/04/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Betty Alewine | Mgmt | For | For | For | |||||
| 1.2 | Elect Verne Istock | Mgmt | For | For | For | |||||
| 1.3 | Elect Donald Parfet | Mgmt | For | For | For | |||||
| 1.4 | Elect David Speer | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For |
Sara Lee Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| SLE | CUSIP 803111103 | 10/30/2008 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Election Of Director: Brenda C. Barnes | Mgmt | For | For | For | |||||
| 2 | Election Of Director: Christopher B. Begley | Mgmt | For | For | For | |||||
| 3 | Election Of Director: Crandall C. Bowles | Mgmt | For | For | For | |||||
| 4 | Election Of Director: Virgis W. Colbert | Mgmt | For | For | For | |||||
| 5 | Election Of Director: James S. Crown | Mgmt | For | For | For | |||||
| 6 | Election Of Director: Laurette T. Koellner | Mgmt | For | For | For | |||||
| 7 | Election Of Director: Cornelis J.A. Van Lede | Mgmt | For | For | For | |||||
| 8 | Election Of Director: Dr. John Mcadam | Mgmt | For | For | For | |||||
| 9 | Election Of Director: Sir Ian Prosser | Mgmt | For | For | For | |||||
| 10 | Election Of Director: Rozanne L. Ridgway | Mgmt | For | For | For | |||||
| 11 | Election Of Director: Norman R. Sorensen | Mgmt | For | For | For | |||||
| 12 | Election Of Director: Jeffrey W. Ubben | Mgmt | For | For | For | |||||
| 13 | Election Of Director: Jonathan P. Ward | Mgmt | For | For | For | |||||
| 14 | Ratification Of Auditor | Mgmt | For | For | For | |||||
| 15 | Reapprove Performance Measures Under The 1998 And 2002 Long-Term Incentive Stock Plans | Mgmt | For | For | For |
Seagate Technology
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| STX | CUSIP G7945J104 | 10/30/2008 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect William D. Watkins As A Director | Mgmt | For | For | For | |||||
| 2 | Elect Stephen J. Luczo As A Director | Mgmt | For | For | For | |||||
| 3 | Elect Frank J. Biondi As A Director | Mgmt | For | For | For | |||||
| 4 | Elect William W. Bradley As A Director | Mgmt | For | For | For | |||||
| 5 | Elect Donald E. Kiernan As A Director | Mgmt | For | For | For | |||||
| 6 | Elect David F. Marquardt As A Director | Mgmt | For | For | For | |||||
| 7 | Elect Lydia M. Marshall As A Director | Mgmt | For | For | For | |||||
| 8 | Elect C.S. Park As A Director | Mgmt | For | For | For | |||||
| 9 | Elect Gregorio Reyes As A Director | Mgmt | For | For | For | |||||
| 10 | Elect John W. Thompson As A Director | Mgmt | For | For | For | |||||
| 11 | Amendment To The Executive Officer Performance Bonus Plan | Mgmt | For | For | For | |||||
| 12 | Ratification Of Auditor | Mgmt | For | For | For |
Sonoco Products Company
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| SON | CUSIP 835495102 | 04/15/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Pamela Davies | Mgmt | For | For | For | |||||
| 1.2 | Elect Harris DeLoach, Jr. | Mgmt | For | For | For | |||||
| 1.3 | Elect Edgar Lawton, III | Mgmt | For | For | For | |||||
| 1.4 | Elect John Linville | Mgmt | For | For | For | |||||
| 1.5 | Elect James Micali | Mgmt | For | Withhold | Against | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For |
Southwest Airlines Company
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| LUV | CUSIP 844741108 | 05/20/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect David Biegler | Mgmt | For | For | For | |||||
| 1.2 | Elect C. Webb Crockett | Mgmt | For | Withhold | Against | |||||
| 1.3 | Elect William Cunningham | Mgmt | For | For | For | |||||
| 1.4 | Elect John Denison | Mgmt | For | For | For | |||||
| 1.5 | Elect Travis Johnson | Mgmt | For | Withhold | Against | |||||
| 1.6 | Elect Gary Kelly | Mgmt | For | For | For | |||||
| 1.7 | Elect Nancy Loeffler | Mgmt | For | For | For | |||||
| 1.8 | Elect John Montford | Mgmt | For | Withhold | Against | |||||
| 1.9 | Elect Daniel Villanueva | Mgmt | For | For | For | |||||
| 2 | Amendment to the 1991 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 4 | Shareholder Proposal Regarding Reincorporation | ShrHoldr | Against | Against | For | |||||
| 5 | Shareholder Proposal Regarding Adoption of Principles for Health Care Reform | ShrHoldr | Against | Against | For |
SPX Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| SPW | CUSIP 784635104 | 04/22/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | ELECTION OF DIRECTOR: CHRISTOPHER J. KEARNEY | Mgmt | For | For | For | |||||
| 2 | ELECTION OF DIRECTOR: MARTHA B. WYRSCH | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For |
Talisman Energy Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| TLM | CUSIP 87425E103 | 04/29/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Special | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Christine Bergevin | Mgmt | For | For | For | |||||
| 1.2 | Elect Donald Carty | Mgmt | For | For | For | |||||
| 1.3 | Elect William Dalton | Mgmt | For | For | For | |||||
| 1.4 | Elect Kevin Dunne | Mgmt | For | For | For | |||||
| 1.5 | Elect John Manzoni | Mgmt | For | For | For | |||||
| 1.6 | Elect Stella Thompson | Mgmt | For | For | For | |||||
| 1.7 | Elect John Watson | Mgmt | For | For | For | |||||
| 1.8 | Elect Robert Welty | Mgmt | For | For | For | |||||
| 1.9 | Elect Charles Williamson | Mgmt | For | For | For | |||||
| 1.10 | Elect Charles Wilson | Mgmt | For | For | For | |||||
| 1.11 | Elect Charles Winograd | Mgmt | For | For | For | |||||
| 2 | Appointment of Auditor | Mgmt | For | For | For | |||||
| 3 | Amendments to By-Laws | Mgmt | For | For | For |
Texas Instruments Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| TXN | CUSIP 882508104 | 04/16/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Election Of Director: J.R. Adams | Mgmt | For | For | For | |||||
| 2 | Election Of Director: D.L. Boren | Mgmt | For | For | For | |||||
| 3 | Election Of Director: D.A. Carp | Mgmt | For | For | For | |||||
| 4 | Election Of Director: C.S. Cox | Mgmt | For | For | For | |||||
| 5 | Election Of Director: D.R. Goode | Mgmt | For | For | For | |||||
| 6 | Election Of Director: S.P. Macmillan | Mgmt | For | For | For | |||||
| 7 | Election Of Director: P.H. Patsley | Mgmt | For | Against | Against | |||||
| 8 | Election Of Director: W.R. Sanders | Mgmt | For | For | For | |||||
| 9 | Election Of Director: R.J. Simmons | Mgmt | For | Against | Against | |||||
| 10 | Election Of Director: R.K. Templeton | Mgmt | For | For | For | |||||
| 11 | Election Of Director: C.T. Whitman | Mgmt | For | For | For | |||||
| 12 | Ratification Of Auditor | Mgmt | For | For | For | |||||
| 13 | 2009 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
| 14 | 2009 Director Compensation Plan | Mgmt | For | For | For | |||||
| 15 | Stockholder Proposal Regarding Separation Of Roles Of Chairman And Ceo. | ShrHoldr | Against | Against | For |
The Travelers Companies, Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| TRV | CUSIP 89417E109 | 05/05/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Alan Beller | Mgmt | For | For | For | |||||
| 2 | Elect John Dasburg | Mgmt | For | For | For | |||||
| 3 | Elect Janet Dolan | Mgmt | For | For | For | |||||
| 4 | Elect Kenneth Duberstein | Mgmt | For | For | For | |||||
| 5 | Elect Jay Fishman | Mgmt | For | For | For | |||||
| 6 | Elect Lawrence Graev | Mgmt | For | Against | Against | |||||
| 7 | Elect Patricia Higgins | Mgmt | For | For | For | |||||
| 8 | Elect Thomas Hodgson | Mgmt | For | For | For | |||||
| 9 | Elect Cleve Killingsworth, Jr. | Mgmt | For | For | For | |||||
| 10 | Elect Robert Lipp | Mgmt | For | Against | Against | |||||
| 11 | Elect Blythe McGarvie | Mgmt | For | For | For | |||||
| 12 | Elect Laurie Thomsen | Mgmt | For | For | For | |||||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 14 | Reapproval of Material Terms of the Amended and Restated 2004 Stock Incentive Plan | Mgmt | For | For | For | |||||
| 15 | Shareholder Proposal Regarding Political Contributions and Expenditures | ShrHoldr | Against | Against | For |
Time Warner Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| TWX | CUSIP 887317105 | 01/16/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Special | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Reverse Stock Split | Mgmt | For | For | For |
Time Warner Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| TWX | CUSIP 887317303 | 05/28/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Herbert Allison Jr. | Mgmt | For | For | For | |||||
| 2 | Elect James Barksdale | Mgmt | For | For | For | |||||
| 3 | Elect Jeffrey Bewkes | Mgmt | For | For | For | |||||
| 4 | Elect Stephen Bollenbach | Mgmt | For | For | For | |||||
| 5 | Elect Frank Caufield | Mgmt | For | For | For | |||||
| 6 | Elect Robert Clark | Mgmt | For | Against | Against | |||||
| 7 | Elect Mathias Döpfner | Mgmt | For | For | For | |||||
| 8 | Elect Jessica Einhorn | Mgmt | For | For | For | |||||
| 9 | Elect Michael Miles | Mgmt | For | Against | Against | |||||
| 10 | Elect Kenneth Novack | Mgmt | For | Against | Against | |||||
| 11 | Elect Deborah Wright | Mgmt | For | For | For | |||||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 13 | Annual Incentive Plan for Executive Officers | Mgmt | For | For | For | |||||
| 14 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||||
| 15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||||
| 16 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For |
United Parcel Service Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| UPS | CUSIP 911312106 | 05/07/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect F. Duane Ackerman | Mgmt | For | Withhold | Against | |||||
| 1.2 | Elect Michael Burns | Mgmt | For | For | For | |||||
| 1.3 | Elect D. Scott Davis | Mgmt | For | For | For | |||||
| 1.4 | Elect Stuart Eizenstat | Mgmt | For | For | For | |||||
| 1.5 | Elect Michael Eskew | Mgmt | For | For | For | |||||
| 1.6 | Elect William Johnson | Mgmt | For | For | For | |||||
| 1.7 | Elect Ann Livermore | Mgmt | For | For | For | |||||
| 1.8 | Elect Rudy Markham | Mgmt | For | For | For | |||||
| 1.9 | Elect John Thompson | Mgmt | For | For | For | |||||
| 1.10 | Elect Carol Tome | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | 2009 Omnibus Incentive Compensation Plan | Mgmt | For | Against | Against |
United Technologies Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| UTX | CUSIP 913017109 | 04/08/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Louis Chenevert | Mgmt | For | For | For | |||||
| 1.2 | Elect George David | Mgmt | For | For | For | |||||
| 1.3 | Elect John Faraci | Mgmt | For | For | For | |||||
| 1.4 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||||
| 1.5 | Elect Jamie Gorelick | Mgmt | For | For | For | |||||
| 1.6 | Elect Carlos Gutierrez | Mgmt | For | For | For | |||||
| 1.7 | Elect Edward Kangas | Mgmt | For | For | For | |||||
| 1.8 | Elect Charles Lee | Mgmt | For | For | For | |||||
| 1.9 | Elect Richard McCormick | Mgmt | For | Withhold | Against | |||||
| 1.10 | Elect Harold McGraw III | Mgmt | For | For | For | |||||
| 1.11 | Elect Richard Myers | Mgmt | For | For | For | |||||
| 1.12 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||||
| 1.13 | Elect André Villeneuve | Mgmt | For | For | For | |||||
| 1.14 | Elect Christine Whitman | Mgmt | For | For | For | |||||
| 2 | Appointment Of Independent Auditors | Mgmt | For | For | For | |||||
| 3 | Shareowner Proposal: Offsets For Foreign Military Sales | ShrHoldr | Against | Against | For |
Verizon Communications Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| VZ | CUSIP 92343V104 | 05/07/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Richard Carrión | Mgmt | For | For | For | |||||
| 2 | Elect M. Frances Keeth | Mgmt | For | For | For | |||||
| 3 | Elect Robert Lane | Mgmt | For | For | For | |||||
| 4 | Elect Sandra Moose | Mgmt | For | For | For | |||||
| 5 | Elect Joseph Neubauer | Mgmt | For | Against | Against | |||||
| 6 | Elect Donald Nicolaisen | Mgmt | For | For | For | |||||
| 7 | Elect Thomas O’Brien | Mgmt | For | For | For | |||||
| 8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||||
| 9 | Elect Hugh Price | Mgmt | For | For | For | |||||
| 10 | Elect Ivan Seidenberg | Mgmt | For | For | For | |||||
| 11 | Elect John Snow | Mgmt | For | For | For | |||||
| 12 | Elect John Stafford | Mgmt | For | For | For | |||||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 15 | 2009 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
| 16 | 2009 Short-Term Incentive Plan | Mgmt | For | For | For | |||||
| 17 | Shareholder Proposal Regarding Elimination of Stock Options | ShrHoldr | Against | Against | For | |||||
| 18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||||
| 19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||||
| 20 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||||
| 21 | Shareholder Proposal Regarding the Approval of Survivor Benefits (Golden Coffins) | ShrHoldr | Against | Against | For |
Wells Fargo & Co
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| WFC | CUSIP 949746101 | 04/28/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Election Of Director: John D. Baker II | Mgmt | For | Against | Against | |||||
| 2 | Election Of Director: John S. Chen | Mgmt | For | For | For | |||||
| 3 | Election Of Director: Lloyd H. Dean | Mgmt | For | For | For | |||||
| 4 | Election Of Director: Susan E. Engel | Mgmt | For | For | For | |||||
| 5 | Election Of Director: Enrique Hernandez, Jr. | Mgmt | For | For | For | |||||
| 6 | Election Of Director: Donald M. James | Mgmt | For | Against | Against | |||||
| 7 | Election Of Director: Robert L. Joss | Mgmt | For | For | For | |||||
| 8 | Election Of Director: Richard M. Kovacevich | Mgmt | For | For | For | |||||
| 9 | Election Of Director: Richard D. Mccormick | Mgmt | For | For | For | |||||
| 10 | Election Of Director: Mackey J. Mcdonald | Mgmt | For | Against | Against | |||||
| 11 | Election Of Director: Cynthia H. Milligan | Mgmt | For | Against | Against | |||||
| 12 | Election Of Director: Nicholas G. Moore | Mgmt | For | For | For | |||||
| 13 | Election Of Director: Philip J. Quigley | Mgmt | For | Against | Against | |||||
| 14 | Election Of Director: Donald B. Rice | Mgmt | For | Against | Against | |||||
| 15 | Election Of Director: Judith M. Runstad | Mgmt | For | For | For | |||||
| 16 | Election Of Director: Stephen W. Sanger | Mgmt | For | For | For | |||||
| 17 | Election Of Director: Robert K. Steel | Mgmt | For | For | For | |||||
| 18 | Election Of Director: John G. Stumpf | Mgmt | For | For | For | |||||
| 19 | Election Of Director: Susan G. Swenson | Mgmt | For | For | For | |||||
| 20 | Advisory Vote On Executive Compensation | Mgmt | For | For | For | |||||
| 21 | Ratification Of Auditor | Mgmt | For | For | For | |||||
| 22 | Amendment To The Long-Term Incentive Compensation Plan | Mgmt | For | Against | Against | |||||
| 23 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||||
| 24 | Stockholder Proposal Regarding A Report On Political Contributions. | ShrHoldr | Against | Against | For |
XTO Energy Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| XTO | CUSIP 98385X106 | 05/19/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Amendment to Declassify the Board | Mgmt | For | For | For | |||||
| 2 | Elect Phillip Kevil | Mgmt | For | For | For | |||||
| 3 | Elect Herbert Simons | Mgmt | For | For | For | |||||
| 4 | Elect Vaughn Vennerberg II | Mgmt | For | For | For | |||||
| 5 | 2009 Executive Incentive Compensation Plan | Mgmt | For | For | For | |||||
| 6 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 7 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||||
| 8 | Shareholder Proposal Regarding the Approval of Survivor Benefits (Golden Coffins) | ShrHoldr | Against | Against | For |
Item 1: Proxy Voting Record — Item 1 Proxy Voting Record —
Registrant : RidgeWorth Variable Trust
Fund Name : RidgeWorth Variable Trust Large Cap Core Equity Fund
07/01/2008 — 06/30/2009
In all markets, for all statuses, for
ACCENTURE LIMITED
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| ACN | CUSIP G1150G111 | 02/12/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Re-Appointment To The Board Of Directors: Charles H. Giancarlo | Mgmt | For | For | For | |||||
| 2 | Re-Appointment To The Board Of Directors: Dina Dublon | Mgmt | For | For | For | |||||
| 3 | Re-Appointment To The Board Of Directors: William D. Green | Mgmt | For | For | For | |||||
| 4 | Re-Appointment To The Board Of Directors: Nobuyuki Idei | Mgmt | For | Against | Against | |||||
| 5 | Re-Appointment To The Board Of Directors: Marjorie Magner | Mgmt | For | For | For | |||||
| 6 | Ratification of Auditor | Mgmt | For | Against | Against |
Adobe Systems Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| ADBE | CUSIP 00724F101 | 04/01/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Election Of Class II Director: Robert K. Burgess | Mgmt | For | For | For | |||||
| 2 | Election Of Class II Director: Carol Mills | Mgmt | For | For | For | |||||
| 3 | Election Of Class II Director: Daniel Rosensweig | Mgmt | For | For | For | |||||
| 4 | Election Of Class II Director: Robert Sedgewick | Mgmt | For | For | For | |||||
| 5 | Election Of Class II Director: John E. Warnock | Mgmt | For | For | For | |||||
| 6 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | For | For | |||||
| 7 | Ratification of Auditor | Mgmt | For | For | For |
Agilent Technologies Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| A | CUSIP 00846U101 | 03/11/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect William Sullivan | Mgmt | For | For | For | |||||
| 1.2 | Elect Robert Herbold | Mgmt | For | For | For | |||||
| 1.3 | Elect Koh Boon Hwee | Mgmt | For | Withhold | Against | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | The Approval Of The Agilent Technologies, Inc. 2009 Stock Plan. | Mgmt | For | For | For |
Altera Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| ALTR | CUSIP 021441100 | 05/12/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect John Daane | Mgmt | For | For | For | |||||
| 2 | Elect Robert Finocchio, Jr. | Mgmt | For | For | For | |||||
| 3 | Elect Kevin McGarity | Mgmt | For | For | For | |||||
| 4 | Elect Gregory Myers | Mgmt | For | For | For | |||||
| 5 | Elect Krish Prabhu | Mgmt | For | For | For | |||||
| 6 | Elect John Shoemaker | Mgmt | For | For | For | |||||
| 7 | Elect Susan Wang | Mgmt | For | For | For | |||||
| 8 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | For | |||||
| 9 | Amendment to the 1987 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
| 10 | Ratification of Auditor | Mgmt | For | For | For |
Anadarko Petroleum Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| APC | CUSIP 032511107 | 05/19/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Robert Allison, Jr. | Mgmt | For | For | For | |||||
| 2 | Elect Peter Fluor | Mgmt | For | For | For | |||||
| 3 | Elect John Poduska, Sr. | Mgmt | For | Against | Against | |||||
| 4 | Elect Paula Reynolds | Mgmt | For | For | For | |||||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 6 | Repeal of Classified Board | Mgmt | For | For | For | |||||
| 7 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Expression Anti-Bias Policy | ShrHoldr | Against | Against | For |
AT&T INC.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| T | CUSIP 00206R102 | 04/24/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Election Of Director: Randall L. Stephenson | Mgmt | For | For | For | |||||
| 2 | Election Of Director: William F. Aldinger III | Mgmt | For | For | For | |||||
| 3 | Election Of Director: Gilbert F. Amelio | Mgmt | For | For | For | |||||
| 4 | Election Of Director: Reuben V. Anderson | Mgmt | For | For | For | |||||
| 5 | Election Of Director: James H. Blanchard | Mgmt | For | For | For | |||||
| 6 | Election Of Director: August A. Busch III | Mgmt | For | For | For | |||||
| 7 | Election Of Director: Jaime Chico Pardo | Mgmt | For | Against | Against | |||||
| 8 | Election Of Director: James P. Kelly | Mgmt | For | For | For | |||||
| 9 | Election Of Director: Jon C. Madonna | Mgmt | For | For | For | |||||
| 10 | Election Of Director: Lynn M. Martin | Mgmt | For | For | For | |||||
| 11 | Election Of Director: John B. Mccoy | Mgmt | For | For | For | |||||
| 12 | Election Of Director: Mary S. Metz | Mgmt | For | For | For | |||||
| 13 | Election Of Director: Joyce M. Roche | Mgmt | For | For | For | |||||
| 14 | Election Of Director: Laura D Andrea Tyson | Mgmt | For | For | For | |||||
| 15 | Election Of Director: Patricia P. Upton | Mgmt | For | For | For | |||||
| 16 | Ratification Of Appointment Of Independent Auditors. | Mgmt | For | For | For | |||||
| 17 | Amendment To Increase Authorized Shares. | Mgmt | For | Against | Against | |||||
| 18 | Report On Political Contributions. | ShrHoldr | Against | Against | For | |||||
| 19 | Special Stockholder Meetings. | ShrHoldr | Against | For | Against | |||||
| 20 | Cumulative Voting. | ShrHoldr | Against | For | Against | |||||
| 21 | Bylaw Requiring Independent Chairman. | ShrHoldr | Against | Against | For | |||||
| 22 | Advisory Vote On Compensation. | ShrHoldr | Against | Against | For | |||||
| 23 | Pension Credit Policy. | ShrHoldr | Against | Against | For |
Bard CR Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| BCR | CUSIP 067383109 | 04/15/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Marc Breslawsky | Mgmt | For | For | For | |||||
| 1.2 | Elect Herbert Henkel | Mgmt | For | Withhold | Against | |||||
| 1.3 | Elect Tommy Thompson | Mgmt | For | For | For | |||||
| 1.4 | Elect Timothy Ring | Mgmt | For | For | For | |||||
| 2 | Amendment to the Executive Bonus Plan | Mgmt | For | For | For | |||||
| 3 | Amendment to the 2003 Long Term Incentive Plan | Mgmt | For | Against | Against | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For |
Barrick Gold Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| ABX | CUSIP 067901108 | 04/29/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Howard Beck | Mgmt | For | For | For | |||||
| 1.2 | Elect C. William Birchall | Mgmt | For | For | For | |||||
| 1.3 | Elect Donald Carty | Mgmt | For | For | For | |||||
| 1.4 | Elect Gustavo Cisneros | Mgmt | For | For | For | |||||
| 1.5 | Elect Marshall Cohen | Mgmt | For | For | For | |||||
| 1.6 | Elect Peter Crossgrove | Mgmt | For | For | For | |||||
| 1.7 | Elect Robert Franklin | Mgmt | For | Withhold | Against | |||||
| 1.8 | Elect Peter Godsoe | Mgmt | For | For | For | |||||
| 1.9 | Elect J. Brett Harvey | Mgmt | For | Withhold | Against | |||||
| 1.10 | Elect M. Brian Mulroney | Mgmt | For | Withhold | Against | |||||
| 1.11 | Elect Anthony Munk | Mgmt | For | For | For | |||||
| 1.12 | Elect Peter Munk | Mgmt | For | For | For | |||||
| 1.13 | Elect Aaron Regent | Mgmt | For | For | For | |||||
| 1.14 | Elect Steven Shapiro | Mgmt | For | For | For | |||||
| 1.15 | Elect Gregory Wilkins | Mgmt | For | For | For | |||||
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
| 3 | Shareholder Proposal Regarding External Independent Report on Operations | Mgmt | Against | For | Against |
Berkshire Hathaway Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| BRKA | CUSIP 084670207 | 05/02/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Warren Buffett | Mgmt | For | For | For | |||||
| 1.2 | Elect Charles Munger | Mgmt | For | For | For | |||||
| 1.3 | Elect Howard Buffett | Mgmt | For | For | For | |||||
| 1.4 | Elect Susan Decker | Mgmt | For | For | For | |||||
| 1.5 | Elect William Gates III | Mgmt | For | For | For | |||||
| 1.6 | Elect David Gottesman | Mgmt | For | For | For | |||||
| 1.7 | Elect Charlotte Guyman | Mgmt | For | For | For | |||||
| 1.8 | Elect Donald Keough | Mgmt | For | For | For | |||||
| 1.9 | Elect Thomas Murphy | Mgmt | For | Withhold | Against | |||||
| 1.10 | Elect Ronald Olson | Mgmt | For | For | For | |||||
| 1.11 | Elect Walter Scott, Jr. | Mgmt | For | For | For | |||||
| 2 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For |
Bristol Myers Squibb Company
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| BMY | CUSIP 110122108 | 05/05/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||||
| 2 | Elect Lewis Campbell | Mgmt | For | For | For | |||||
| 3 | Elect James Cornelius | Mgmt | For | For | For | |||||
| 4 | Elect Louis Freeh | Mgmt | For | Against | Against | |||||
| 5 | Elect Laurie Glimcher | Mgmt | For | For | For | |||||
| 6 | Elect Michael Grobstein | Mgmt | For | For | For | |||||
| 7 | Elect Leif Johansson | Mgmt | For | For | For | |||||
| 8 | Elect Alan Lacy | Mgmt | For | For | For | |||||
| 9 | Elect Vicki Sato | Mgmt | For | For | For | |||||
| 10 | Elect Togo West | Mgmt | For | For | For | |||||
| 11 | Elect R. Sanders Williams | Mgmt | For | For | For | |||||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 13 | Shareholder Proposal Regarding Disclosure of Executive Compensation | ShrHoldr | Against | Against | For | |||||
| 14 | Shareholder Proposal Regarding Eliminating Supermajority Provisions | ShrHoldr | Against | For | Against | |||||
| 15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||||
| 16 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | For | Against |
CADBURY PLC
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| CBY | CUSIP 12721E102 | 05/14/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 3 | Directors’ Remuneration Report | Mgmt | For | For | For | |||||
| 4 | Elect Roger Carr | Mgmt | For | For | For | |||||
| 5 | Elect Todd Stitzer | Mgmt | For | For | For | |||||
| 6 | Elect Baroness Hogg | Mgmt | For | For | For | |||||
| 7 | Elect Colin Day | Mgmt | For | For | For | |||||
| 8 | Elect Andrew Bonfield | Mgmt | For | For | For | |||||
| 9 | Appointment of Auditor | Mgmt | For | For | For | |||||
| 10 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | |||||
| 11 | EU Political Donations | Mgmt | For | For | For | |||||
| 12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||||
| 13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
| 14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
| 15 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against |
Cameron International Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| CAM | CUSIP 13342B105 | 05/13/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect C. Baker Cunningham | Mgmt | For | For | For | |||||
| 1.2 | Elect Sheldon Erikson | Mgmt | For | For | For | |||||
| 1.3 | Elect Douglas Foshee | Mgmt | For | For | For | |||||
| 2 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | Against | Against | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For |
Cardinal Health Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| CAH | CUSIP 14149Y108 | 11/05/2008 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Colleen Arnold | Mgmt | For | For | For | |||||
| 1.2 | Elect R. Kerry Clark | Mgmt | For | For | For | |||||
| 1.3 | Elect Calvin Darden | Mgmt | For | For | For | |||||
| 1.4 | Elect John Finn | Mgmt | For | For | For | |||||
| 1.5 | Elect Philip Francis | Mgmt | For | For | For | |||||
| 1.6 | Elect Gregory Kenny | Mgmt | For | For | For | |||||
| 1.7 | Elect J. Michael Losh | Mgmt | For | For | For | |||||
| 1.8 | Elect John McCoy | Mgmt | For | For | For | |||||
| 1.9 | Elect Richard Notebaert | Mgmt | For | For | For | |||||
| 1.10 | Elect Michael O’Halleran | Mgmt | For | For | For | |||||
| 1.11 | Elect David Raisbeck | Mgmt | For | For | For | |||||
| 1.12 | Elect Jean Spaulding | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
| 4 | Elimination of Cumulative Voting | Mgmt | For | For | For | |||||
| 5 | Adoption of an Advance Notice Requirement | Mgmt | For | For | For | |||||
| 6 | Amendment to the Articles of Incorporation Regarding Minimum Stated Capital | Mgmt | For | For | For | |||||
| 7 | Proposal To Approve An Amended And Restated 2005 Long-Term Incentive Plan. | Mgmt | For | For | For | |||||
| 8 | Proposal To Approve An Amended And Restated Employee Stock Purchase Plan. | Mgmt | For | For | For | |||||
| 9 | Shareholder Proposal Regarding Performance-Based Stock Options. | ShrHoldr | Against | For | Against |
Chevron Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| CVX | CUSIP 166764100 | 05/27/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Samuel Armacost | Mgmt | For | For | For | |||||
| 2 | Elect Linnet Deily | Mgmt | For | For | For | |||||
| 3 | Elect Robert Denham | Mgmt | For | For | For | |||||
| 4 | Elect Robert Eaton | Mgmt | For | For | For | |||||
| 5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||||
| 6 | Elect Franklyn Jenifer | Mgmt | For | For | For | |||||
| 7 | Elect Sam Nunn | Mgmt | For | For | For | |||||
| 8 | Elect David O’Reilly | Mgmt | For | For | For | |||||
| 9 | Elect Donald Rice | Mgmt | For | For | For | |||||
| 10 | Elect Kevin Sharer | Mgmt | For | For | For | |||||
| 11 | Elect Charles Shoemate | Mgmt | For | For | For | |||||
| 12 | Elect Ronald Sugar | Mgmt | For | For | For | |||||
| 13 | Elect Carl Ware | Mgmt | For | For | For | |||||
| 14 | Elect John Watson | Mgmt | For | For | For | |||||
| 15 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 16 | Approval of Performance Goals for the Chevron Incentive Plan | Mgmt | For | For | For | |||||
| 17 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||||
| 18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||||
| 19 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | For | Against | |||||
| 20 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||||
| 21 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | |||||
| 22 | Shareholder Proposal Regarding Human Rights Policy | ShrHoldr | Against | Against | For | |||||
| 23 | Shareholder Proposal Regarding Report on Host Country Laws | ShrHoldr | Against | Against | For |
Cisco Systems Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| CSCO | CUSIP 17275R102 | 11/13/2008 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Election Of Director: Carol A. Bartz | Mgmt | For | For | For | |||||
| 2 | Election Of Director: M. Michele Burns | Mgmt | For | For | For | |||||
| 3 | Election Of Director: Michael D. Capellas | Mgmt | For | For | For | |||||
| 4 | Election Of Director: Larry R. Carter | Mgmt | For | For | For | |||||
| 5 | Election Of Director: John T. Chambers | Mgmt | For | For | For | |||||
| 6 | Election Of Director: Brian L. Halla | Mgmt | For | For | For | |||||
| 7 | Election Of Director: Dr. John L. Hennessy | Mgmt | For | For | For | |||||
| 8 | Election Of Director: Richard M. Kovacevich | Mgmt | For | For | For | |||||
| 9 | Election Of Director: Roderick C. Mcgeary | Mgmt | For | For | For | |||||
| 10 | Election Of Director: Michael K. Powell | Mgmt | For | For | For | |||||
| 11 | Election Of Director: Steven M. West | Mgmt | For | For | For | |||||
| 12 | Election Of Director: Jerry Yang | Mgmt | For | For | For | |||||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 14 | Shareholder Proposal Regarding Formation of a Board Committee on Human Rights | ShrHoldr | Against | Against | For | |||||
| 15 | Shareholder Proposal Regarding Report on Internet Fragmentation | ShrHoldr | Against | Against | For |
Cooper Industries Limited
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| CBE | CUSIP G24182100 | 04/27/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Ivor Evans | Mgmt | For | Withhold | Against | |||||
| 1.2 | Elect Kirk Hachigian | Mgmt | For | For | For | |||||
| 1.3 | Elect Lawrence Kingsley | Mgmt | For | For | For | |||||
| 1.4 | Elect James Wilson | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Shareholder Proposal Regarding the International Labor Organization Human Rights Standards | ShrHoldr | Against | Against | For |
COVIDIEN
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| COV | CUSIP G2552X108 | 03/18/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Election Of Director: Craig Arnold | Mgmt | For | For | For | |||||
| 2 | Election Of Director: Robert H. Brust | Mgmt | For | Against | Against | |||||
| 3 | Election Of Director: John M. Connors, Jr. | Mgmt | For | For | For | |||||
| 4 | Election Of Director: Christopher J. Coughlin | Mgmt | For | For | For | |||||
| 5 | Election Of Director: Timothy M. Donahue | Mgmt | For | For | For | |||||
| 6 | Election Of Director: Kathy J. Herbert | Mgmt | For | For | For | |||||
| 7 | Election Of Director: Randall J. Hogan, Iii | Mgmt | For | For | For | |||||
| 8 | Election Of Director: Richard J. Meelia | Mgmt | For | For | For | |||||
| 9 | Election Of Director: Dennis H. Reilley | Mgmt | For | For | For | |||||
| 10 | Election Of Director: Tadataka Yamada | Mgmt | For | For | For | |||||
| 11 | Election Of Director: Joseph A. Zaccagnino | Mgmt | For | For | For | |||||
| 12 | Approve Amended And Restated 2007 Stock And Incentive Plan | Mgmt | For | For | For | |||||
| 13 | Ratification of Auditor | Mgmt | For | For | For |
COVIDIEN
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| COV | CUSIP G2552X108 | 05/28/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Special | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Reorganization of the Company From Bermuda to Ireland | Mgmt | For | For | For | |||||
| 2 | Creation of Distributable Reserves | Mgmt | For | For | For | |||||
| 3 | Right to Adjourn Meeting | Mgmt | For | For | For |
CVS Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| CVS | CUSIP 126650100 | 05/06/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Edwin Banks | Mgmt | For | For | For | |||||
| 2 | Elect C. David Brown II | Mgmt | For | For | For | |||||
| 3 | Elect David Dorman | Mgmt | For | For | For | |||||
| 4 | Elect Kristen Gibney Williams | Mgmt | For | For | For | |||||
| 5 | Elect Marian Heard | Mgmt | For | For | For | |||||
| 6 | Elect William Joyce | Mgmt | For | For | For | |||||
| 7 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||||
| 8 | Elect Terrence Murray | Mgmt | For | For | For | |||||
| 9 | Elect C.A. Lance Piccolo | Mgmt | For | For | For | |||||
| 10 | Elect Sheli Rosenberg | Mgmt | For | For | For | |||||
| 11 | Elect Thomas Ryan | Mgmt | For | For | For | |||||
| 12 | Elect Richard Swift | Mgmt | For | For | For | |||||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 14 | Shareholder Proposal Regarding Special Shareholder Meetings | ShrHoldr | Against | For | Against | |||||
| 15 | Shareholder Proposal Regarding Independent Chairman of the Board | ShrHoldr | Against | Against | For | |||||
| 16 | Shareholder Proposal Regarding Political Contributions and Expenditures | ShrHoldr | Against | Against | For | |||||
| 17 | Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay) | ShrHoldr | Against | For | Against |
Danaher Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| DHR | CUSIP 235851102 | 05/05/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Mortimer Caplin | Mgmt | For | For | For | |||||
| 2 | Elect Donald Ehrlich | Mgmt | For | For | For | |||||
| 3 | Elect Walter Lohr, Jr. | Mgmt | For | Against | Against | |||||
| 4 | Elect Linda Hefner | Mgmt | For | For | For | |||||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 6 | Amendment to the 2007 Stock Incentive Plan | Mgmt | For | For | For | |||||
| 7 | Shareholder Proposal Regarding Responsible Employment Principles | ShrHoldr | Against | Against | For | |||||
| 8 | Shareholder Proposal Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||||
| 9 | Shareholder Proposal Regarding Dental Amalgam | ShrHoldr | Against | Against | For |
Dell Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| DELL | CUSIP 24702R101 | 07/18/2008 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Director Donald J. Carty | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Michael S. Dell | Mgmt | For | For | For | |||||
| 1.3 | Elect Director William H. Gray, III | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Sallie L. Krawcheck | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Alan (A.G.) Lafley | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Judy C. Lewent | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Thomas W. Luce, III | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Klaus S. Luft | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Alex J. Mandl | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Michael A. Miles | Mgmt | For | For | For | |||||
| 1.11 | Elect Director Samuel A. Nunn, Jr. | Mgmt | For | For | For | |||||
| 2.0 | Ratify Auditors | Mgmt | For | For | For | |||||
| 3.0 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | For | |||||
| 4.0 | Reimburse Proxy Expenses | ShrHldr | Against | For | Against | |||||
| 5.0 | Advisory Vote to Ratify Named Executive Officers’ Compensation | ShrHldr | Against | Against | For |
Devon Energy Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| DVN | CUSIP 25179M103 | 06/03/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Robert Howard | Mgmt | For | For | For | |||||
| 1.2 | Elect Michael Kanovsky | Mgmt | For | For | For | |||||
| 1.3 | Elect J. Todd Mitchell | Mgmt | For | For | For | |||||
| 1.4 | Elect J. Larry Nichols | Mgmt | For | For | For | |||||
| 2 | Elect Robert Mosbacher, Jr. | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 4 | 2009 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||||
| 5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against |
DR PEPPER SNAPPLE GROUP INC
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| DPS | CUSIP 26138E109 | 05/19/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Pamela Patsley | Mgmt | For | For | For | |||||
| 2 | Elect M. Anne Szostak | Mgmt | For | For | For | |||||
| 3 | Elect Michael Weinstein | Mgmt | For | For | For | |||||
| 4 | Management Incentive Plan | Mgmt | For | For | For | |||||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 6 | 2009 Omnibus Stock Incentive Plan | Mgmt | For | For | For |
Eaton Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| ETN | CUSIP 278058102 | 04/22/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Election Of Director: Alexander M. Cutler | Mgmt | For | For | For | |||||
| 2 | Election Of Director: Arthur E. Johnson | Mgmt | For | For | For | |||||
| 3 | Election Of Director: Deborah L. Mccoy | Mgmt | For | Against | Against | |||||
| 4 | Election Of Director: Gary L. Tooker | Mgmt | For | For | For | |||||
| 5 | Approve The Proposed 2009 Stock Plan | Mgmt | For | For | For | |||||
| 6 | Ratify The Appointment Of Ernst & Young Llp As Independent Auditor For 2009 | Mgmt | For | For | For |
Edison International Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| EIX | CUSIP 281020107 | 04/23/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Vanessa Chang | Mgmt | For | For | For | |||||
| 1.2 | Elect France Córdova | Mgmt | For | For | For | |||||
| 1.3 | Elect Theodore Craver, Jr. | Mgmt | For | For | For | |||||
| 1.4 | Elect Charles Curtis | Mgmt | For | For | For | |||||
| 1.5 | Elect Bradford Freeman | Mgmt | For | For | For | |||||
| 1.6 | Elect Luis Nogales | Mgmt | For | For | For | |||||
| 1.7 | Elect Ronald Olson | Mgmt | For | Withhold | Against | |||||
| 1.8 | Elect James Rosser | Mgmt | For | For | For | |||||
| 1.9 | Elect Richard Schlosberg, III | Mgmt | For | For | For | |||||
| 1.10 | Elect Thomas Sutton | Mgmt | For | For | For | |||||
| 1.11 | Elect Brett White | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Amendment to the 2007 Performance Incentive Plan | Mgmt | For | Against | Against | |||||
| 4 | Shareholder Proposal Regarding Shareholder Say On Executive Pay. | ShrHoldr | Against | For | Against |
Emerson Electric Company
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| EMR | CUSIP 291011104 | 02/03/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect August Busch III | Mgmt | For | For | For | |||||
| 1.2 | Elect Arthur Golden | Mgmt | For | For | For | |||||
| 1.3 | Elect Harriet Green | Mgmt | For | For | For | |||||
| 1.4 | Elect William Johnson | Mgmt | For | For | For | |||||
| 1.5 | Elect John Menzer | Mgmt | For | For | For | |||||
| 1.6 | Elect Vernon Loucks, Jr. | Mgmt | For | For | For | |||||
| 2 | Ratification Of Kpmg Llp As Independent Registered Public Accounting Firm. | Mgmt | For | For | For |
Express Scripts Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| ESRX | CUSIP 302182100 | 05/27/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Gary Benanav | Mgmt | For | For | For | |||||
| 1.2 | Elect Frank Borelli | Mgmt | For | For | For | |||||
| 1.3 | Elect Maura Breen | Mgmt | For | For | For | |||||
| 1.4 | Elect Nicholas LaHowchic | Mgmt | For | For | For | |||||
| 1.5 | Elect Thomas Mac Mahon | Mgmt | For | For | For | |||||
| 1.6 | Elect Frank Mergenthaler | Mgmt | For | For | For | |||||
| 1.7 | Elect Woodrow Myers, Jr. | Mgmt | For | For | For | |||||
| 1.8 | Elect John Parker, Jr. | Mgmt | For | For | For | |||||
| 1.9 | Elect George Paz | Mgmt | For | For | For | |||||
| 1.10 | Elect Samuel Skinner | Mgmt | For | For | For | |||||
| 1.11 | Elect Seymour Sternberg | Mgmt | For | For | For | |||||
| 1.12 | Elect Barrett Toan | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For |
Exxon Mobil Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| XOM | CUSIP 30231G102 | 05/27/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Michael Boskin | Mgmt | For | For | For | |||||
| 1.2 | Elect Larry Faulkner | Mgmt | For | For | For | |||||
| 1.3 | Elect Kenneth Frazier | Mgmt | For | For | For | |||||
| 1.4 | Elect William George | Mgmt | For | For | For | |||||
| 1.5 | Elect Reatha King | Mgmt | For | For | For | |||||
| 1.6 | Elect Marilyn Nelson | Mgmt | For | For | For | |||||
| 1.7 | Elect Samuel Palmisano | Mgmt | For | For | For | |||||
| 1.8 | Elect Steven Reinemund | Mgmt | For | For | For | |||||
| 1.9 | Elect Rex Tillerson | Mgmt | For | For | For | |||||
| 1.10 | Elect Edward Whitacre, Jr. | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||||
| 4 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||||
| 5 | Shareholder Proposal Regarding Reincorporation | ShrHoldr | Against | Against | For | |||||
| 6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||||
| 7 | Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay) | ShrHoldr | Against | For | Against | |||||
| 8 | Shareholder Proposal Regarding Executive Compensation Report | ShrHoldr | Against | Against | For | |||||
| 9 | Shareholder Proposal Regarding Corporate Sponsorships Report | ShrHoldr | Against | Against | For | |||||
| 10 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Expression Anti-Bias Policy | ShrHoldr | Against | Against | For | |||||
| 11 | Shareholder Proposal Regarding Greenhouse Gas Emissions Goals | ShrHoldr | Against | Against | For | |||||
| 12 | Shareholder Proposal Regarding a Climate Change and Technology Report | ShrHoldr | Against | Against | For | |||||
| 13 | Shareholder Proposal Regarding Renewable Energy Policy | ShrHoldr | Against | Against | For |
Freeport-McMoran Copper & Gold
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| FCXPRA | CUSIP 35671D857 | 06/11/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Richard Adkerson | Mgmt | For | For | For | |||||
| 1.2 | Elect Robert Allison, Jr. | Mgmt | For | Withhold | Against | |||||
| 1.3 | Elect Robert Day | Mgmt | For | For | For | |||||
| 1.4 | Elect Gerald Ford | Mgmt | For | For | For | |||||
| 1.5 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For | |||||
| 1.6 | Elect J. Bennet Johnston | Mgmt | For | Withhold | Against | |||||
| 1.7 | Elect Charles Krulak | Mgmt | For | For | For | |||||
| 1.8 | Elect Bobby Lackey | Mgmt | For | For | For | |||||
| 1.9 | Elect Jon Madonna | Mgmt | For | For | For | |||||
| 1.10 | Elect Dustan McCoy | Mgmt | For | For | For | |||||
| 1.11 | Elect Gabrielle McDonald | Mgmt | For | Withhold | Against | |||||
| 1.12 | Elect James Moffett | Mgmt | For | For | For | |||||
| 1.13 | Elect B. M. Rankin, Jr. | Mgmt | For | Withhold | Against | |||||
| 1.14 | Elect J. Stapleton Roy | Mgmt | For | Withhold | Against | |||||
| 1.15 | Elect Stephen Siegele | Mgmt | For | For | For | |||||
| 1.16 | Elect J. Taylor Wharton | Mgmt | For | Withhold | Against | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | 2009 Annual Incentive Plan | Mgmt | For | For | For | |||||
| 4 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For |
General Electric Company
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| GE | CUSIP 369604103 | 04/22/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Election Of Director: James I. Cash, Jr. | Mgmt | For | For | For | |||||
| 2 | Election Of Director: William M. Castell | Mgmt | For | For | For | |||||
| 3 | Election Of Director: Ann M. Fudge | Mgmt | For | For | For | |||||
| 4 | Election Of Director: Susan Hockfield | Mgmt | For | For | For | |||||
| 5 | Election Of Director: Jeffrey R. Immelt | Mgmt | For | For | For | |||||
| 6 | Election Of Director: Andrea Jung | Mgmt | For | For | For | |||||
| 7 | Election Of Director: Alan G. (A.G.) Lafley | Mgmt | For | Against | Against | |||||
| 8 | Election Of Director: Robert W. Lane | Mgmt | For | For | For | |||||
| 9 | Election Of Director: Ralph S. Larsen | Mgmt | For | For | For | |||||
| 10 | Election Of Director: Rochelle B. Lazarus | Mgmt | For | For | For | |||||
| 11 | Election Of Director: James J. Mulva | Mgmt | For | For | For | |||||
| 12 | Election Of Director: Sam Nunn | Mgmt | For | For | For | |||||
| 13 | Election Of Director: Roger S. Penske | Mgmt | For | Against | Against | |||||
| 14 | Election Of Director: Robert J. Swieringa | Mgmt | For | For | For | |||||
| 15 | Election Of Director: Douglas A. Warner III | Mgmt | For | For | For | |||||
| 16 | Ratification Of Kpmg | Mgmt | For | For | For | |||||
| 17 | Cumulative Voting | ShrHoldr | Against | For | Against | |||||
| 18 | Executive Compensation Advisory Vote | ShrHoldr | Against | For | Against | |||||
| 19 | Independent Study Regarding Breaking Up GE | ShrHoldr | Against | Against | For | |||||
| 20 | Dividend Policy | ShrHoldr | Against | Against | For | |||||
| 21 | Shareholder Vote On Golden Parachutes | ShrHoldr | Against | Against | For |
Goldman Sachs Group Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| GS | CUSIP 38141G104 | 05/08/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Lloyd Blankfein | Mgmt | For | For | For | |||||
| 2 | Elect John Bryan | Mgmt | For | Against | Against | |||||
| 3 | Elect Gary Cohn | Mgmt | For | For | For | |||||
| 4 | Elect Claes Dahlbäck | Mgmt | For | For | For | |||||
| 5 | Elect Stephen Friedman | Mgmt | For | For | For | |||||
| 6 | Elect William George | Mgmt | For | For | For | |||||
| 7 | Elect Rajat Gupta | Mgmt | For | For | For | |||||
| 8 | Elect James Johnson | Mgmt | For | For | For | |||||
| 9 | Elect Lois Juliber | Mgmt | For | For | For | |||||
| 10 | Elect Lakshmi Mittal | Mgmt | For | Against | Against | |||||
| 11 | Elect James Schiro | Mgmt | For | For | For | |||||
| 12 | Elect Ruth Simmons | Mgmt | For | For | For | |||||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 15 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||||
| 16 | Shareholder Proposal Regarding a Simple Majority Vote | ShrHoldr | Against | For | Against | |||||
| 17 | Shareholder Proposal to Create a Board-Level Committee to Address US Economic Security | ShrHoldr | Against | Against | For | |||||
| 18 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For |
Goodrich Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| GR | CUSIP 382388106 | 04/21/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Diane Creel | Mgmt | For | For | For | |||||
| 1.2 | Elect George Davidson, Jr. | Mgmt | For | For | For | |||||
| 1.3 | Elect Harris Deloach, Jr. | Mgmt | For | For | For | |||||
| 1.4 | Elect James Griffith | Mgmt | For | For | For | |||||
| 1.5 | Elect William Holland | Mgmt | For | For | For | |||||
| 1.6 | Elect John Jumper | Mgmt | For | For | For | |||||
| 1.7 | Elect Marshall Larsen | Mgmt | For | For | For | |||||
| 1.8 | Elect Lloyd Newton | Mgmt | For | For | For | |||||
| 1.9 | Elect Douglas Olesen | Mgmt | For | For | For | |||||
| 1.10 | Elect Alfred Rankin, Jr. | Mgmt | For | For | For | |||||
| 1.11 | Elect A. Thomas Young | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against |
Google Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| GOOG | CUSIP 38259P508 | 05/07/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Eric Schmidt | Mgmt | For | For | For | |||||
| 1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||||
| 1.3 | Elect Larry Page | Mgmt | For | For | For | |||||
| 1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||||
| 1.5 | Elect John Hennessy | Mgmt | For | Withhold | Against | |||||
| 1.6 | Elect Arthur Levinson | Mgmt | For | Withhold | Against | |||||
| 1.7 | Elect Ann Mather | Mgmt | For | For | For | |||||
| 1.8 | Elect Paul Otellini | Mgmt | For | Withhold | Against | |||||
| 1.9 | Elect K. Shriram | Mgmt | For | For | For | |||||
| 1.10 | Elect Shirley Tilghman | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Amendment to the 2004 Stock Plan | Mgmt | For | Against | Against | |||||
| 4 | Shareholder proposal regarding political contribution disclosure | ShrHoldr | For | Against | Against | |||||
| 5 | Shareholder proposal regarding internet censorship | ShrHoldr | Against | Against | For | |||||
| 6 | Shareholder proposal regarding health care reform | ShrHoldr | Against | Against | For |
Halliburton Company
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| HAL | CUSIP 406216101 | 05/20/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Alan Bennett | Mgmt | For | For | For | |||||
| 2 | Elect James Boyd | Mgmt | For | For | For | |||||
| 3 | Elect Milton Carroll | Mgmt | For | For | For | |||||
| 4 | Elect S. Malcolm Gillis | Mgmt | For | For | For | |||||
| 5 | Elect James Hackett | Mgmt | For | For | For | |||||
| 6 | Elect David Lesar | Mgmt | For | For | For | |||||
| 7 | Elect Robert Malone | Mgmt | For | For | For | |||||
| 8 | Elect J. Landis Martin | Mgmt | For | Against | Against | |||||
| 9 | Elect Jay Precourt | Mgmt | For | Against | Against | |||||
| 10 | Elect Debra Reed | Mgmt | For | For | For | |||||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 12 | Amendment to the 1993 Stock and Incentive Plan | Mgmt | For | Against | Against | |||||
| 13 | Amendment to the 2002 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
| 14 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHoldr | Against | Against | For | |||||
| 15 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||||
| 16 | Shareholder Proposal Regarding Low-Carbon Energy Research and Development | ShrHoldr | Against | Against | For | |||||
| 17 | Shareholder Proposal Regarding Compensation Consultants | ShrHoldr | Against | Against | For | |||||
| 18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||||
| 19 | Shareholder Proposal Regarding Iraq Operations | ShrHoldr | Against | Against | For |
Home Depot Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| HD | CUSIP 437076102 | 05/28/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||||
| 2 | Elect David Batchelder | Mgmt | For | For | For | |||||
| 3 | Elect Francis Blake | Mgmt | For | For | For | |||||
| 4 | Elect Ari Bousbib | Mgmt | For | For | For | |||||
| 5 | Elect Gregory Brenneman | Mgmt | For | For | For | |||||
| 6 | Elect Albert Carey | Mgmt | For | For | For | |||||
| 7 | Elect Armando Codina | Mgmt | For | Against | Against | |||||
| 8 | Elect Bonnie Hill | Mgmt | For | For | For | |||||
| 9 | Elect Karen Katen | Mgmt | For | For | For | |||||
| 10 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 11 | Right to Call a Special Meeting | Mgmt | For | For | For | |||||
| 12 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||||
| 13 | Shareholder Proposal Regarding Special Shareholder Meetings | ShrHoldr | Against | For | Against | |||||
| 14 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||||
| 15 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||||
| 16 | Shareholder Proposal Regarding Energy Usage | ShrHoldr | Against | Against | For |
Intel Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| INTC | CUSIP 458140100 | 05/20/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | |||||
| 2 | Elect Susan Decker | Mgmt | For | For | For | |||||
| 3 | Elect John Donahoe | Mgmt | For | For | For | |||||
| 4 | Elect Reed Hundt | Mgmt | For | For | For | |||||
| 5 | Elect Paul Otellini | Mgmt | For | For | For | |||||
| 6 | Elect James Plummer | Mgmt | For | For | For | |||||
| 7 | Elect David Pottruck | Mgmt | For | For | For | |||||
| 8 | Elect Jane Shaw | Mgmt | For | For | For | |||||
| 9 | Elect John Thornton | Mgmt | For | For | For | |||||
| 10 | Elect Frank Yeary | Mgmt | For | For | For | |||||
| 11 | Elect David Yoffie | Mgmt | For | For | For | |||||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 13 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||||
| 14 | Stock Option Exchange Program | Mgmt | For | For | For | |||||
| 15 | Advisory Vote On Executive Compensation | Mgmt | For | For | For | |||||
| 16 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||||
| 17 | Shareholder Proposal Regarding Human Right to Water | ShrHoldr | Against | Against | For |
International Business Machine Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| IBM | CUSIP 459200101 | 04/28/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Election Of Director: A.J.P. Belda | Mgmt | For | Against | Against | |||||
| 2 | Election Of Director: C. Black | Mgmt | For | Against | Against | |||||
| 3 | Election Of Director: W.R. Brody | Mgmt | For | For | For | |||||
| 4 | Election Of Director: K.I. Chenault | Mgmt | For | For | For | |||||
| 5 | Election Of Director: M.L. Eskew | Mgmt | For | Against | Against | |||||
| 6 | Election Of Director: S.A. Jackson | Mgmt | For | For | For | |||||
| 7 | Election Of Director: T. Nishimuro | Mgmt | For | For | For | |||||
| 8 | Election Of Director: J.W. Owens | Mgmt | For | For | For | |||||
| 9 | Election Of Director: S.J. Palmisano | Mgmt | For | For | For | |||||
| 10 | Election Of Director: J.E. Spero | Mgmt | For | For | For | |||||
| 11 | Election Of Director: S. Taurel | Mgmt | For | For | For | |||||
| 12 | Election Of Director: L.H. Zambrano | Mgmt | For | For | For | |||||
| 13 | Ratification Of Auditor | Mgmt | For | For | For | |||||
| 14 | Approval Of Long-Term Incentive Performance Terms | Mgmt | For | For | For | |||||
| 15 | Stockholder Proposal On Cumulative Voting | ShrHoldr | Against | For | Against | |||||
| 16 | Stockholder Proposal On Executive Compensation And Pension Income | ShrHoldr | Against | Against | For | |||||
| 17 | Stockholder Proposal On Advisory Vote On Executive Compensation | ShrHoldr | Against | For | Against |
INVESCO LTD
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| IVZ | CUSIP G491BT108 | 05/21/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Martin Flanagan | Mgmt | For | For | For | |||||
| 2 | Elect Ben Johnson, III | Mgmt | For | For | For | |||||
| 3 | Elect J. Thomas Presby | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For |
Johnson & Johnson
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| JNJ | CUSIP 478160104 | 04/23/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Election Of Director: Mary Sue Coleman | Mgmt | For | Against | Against | |||||
| 2 | Election Of Director: James G. Cullen | Mgmt | For | For | For | |||||
| 3 | Election Of Director: Michael M.E. Johns | Mgmt | For | Against | Against | |||||
| 4 | Election Of Director: Arnold G. Langbo | Mgmt | For | For | For | |||||
| 5 | Election Of Director: Susan L. Lindquist | Mgmt | For | For | For | |||||
| 6 | Election Of Director: Leo F. Mullin | Mgmt | For | For | For | |||||
| 7 | Election Of Director: William D. Perez | Mgmt | For | For | For | |||||
| 8 | Election Of Director: Charles Prince | Mgmt | For | Against | Against | |||||
| 9 | Election Of Director: David Satcher | Mgmt | For | For | For | |||||
| 10 | Election Of Director: William C. Weldon | Mgmt | For | For | For | |||||
| 11 | Ratification Of Auditor | Mgmt | For | For | For | |||||
| 12 | Advisory Vote On Executive Compensation Policies And Disclosure | ShrHoldr | Against | Against | For |
Johnson Controls Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| JCIPRC | CUSIP 478366107 | 01/21/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Dennis Archer | Mgmt | For | For | For | |||||
| 1.2 | Elect Richard Goodman | Mgmt | For | For | For | |||||
| 1.3 | Elect Southwood Morcott | Mgmt | For | For | For | |||||
| 2 | Ratification Of Pricewaterhousecoopers As Independent Auditors For 2009. | Mgmt | For | For | For | |||||
| 3 | Proposal Regarding Survivor Benefits. | ShrHoldr | Against | Against | For |
JP Morgan Chase & Company
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| JPM | CUSIP 46625H100 | 05/19/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Crandall Bowles | Mgmt | For | For | For | |||||
| 2 | Elect Stephen Burke | Mgmt | For | For | For | |||||
| 3 | Elect David Cote | Mgmt | For | For | For | |||||
| 4 | Elect James Crown | Mgmt | For | For | For | |||||
| 5 | Elect James Dimon | Mgmt | For | For | For | |||||
| 6 | Elect Ellen Futter | Mgmt | For | Against | Against | |||||
| 7 | Elect William Gray, III | Mgmt | For | For | For | |||||
| 8 | Elect Laban Jackson, Jr. | Mgmt | For | For | For | |||||
| 9 | Elect David Novak | Mgmt | For | Against | Against | |||||
| 10 | Elect Lee Raymond | Mgmt | For | For | For | |||||
| 11 | Elect William Weldon | Mgmt | For | For | For | |||||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 13 | Advisory Vote On Executive Compensation | Mgmt | For | For | For | |||||
| 14 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHoldr | Against | Against | For | |||||
| 15 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||||
| 16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||||
| 17 | Shareholder Proposal Regarding Report on Credit Card Practices | ShrHoldr | Against | Against | For | |||||
| 18 | Shareholder Proposal Regarding Key Executive Performance Plan (“KEPP”) | ShrHoldr | Against | Against | For | |||||
| 19 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||||
| 20 | Shareholder Proposal Regarding Carbon Principles Report | ShrHoldr | Against | Against | For |
Kellogg Company
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| K | CUSIP 487836108 | 04/24/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect John Dillon | Mgmt | For | For | For | |||||
| 1.2 | Elect James Jenness | Mgmt | For | For | For | |||||
| 1.3 | Elect Donald Knauss | Mgmt | For | For | For | |||||
| 1.4 | Elect Robert Steele | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Approval Of The Kellogg Company 2009 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
| 4 | Approval Of The Kellogg Company 2009 Non-Employee Director Stock Plan | Mgmt | For | For | �� | For | ||||
| 5 | Enact A Majority Vote Requirement For The Election Of Directors | ShrHoldr | Against | For | Against | |||||
| 6 | Elect Each Director Annually | ShrHoldr | Against | For | Against |
Kraft Foods Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| KFT | CUSIP 50075N104 | 05/20/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Ajay Banga | Mgmt | For | For | For | |||||
| 2 | Elect Myra Hart | Mgmt | For | For | For | |||||
| 3 | Elect Lois Juliber | Mgmt | For | For | For | |||||
| 4 | Elect Mark Ketchum | Mgmt | For | For | For | |||||
| 5 | Elect Richard Lerner | Mgmt | For | For | For | |||||
| 6 | Elect John Pope | Mgmt | For | For | For | |||||
| 7 | Elect Fedric Reynolds | Mgmt | For | For | For | |||||
| 8 | Elect Irene Rosenfeld | Mgmt | For | For | For | |||||
| 9 | Elect Deborah Wright | Mgmt | For | For | For | |||||
| 10 | Elect Frank Zarb | Mgmt | For | For | For | |||||
| 11 | Amendment to the 2005 Performance Incentive Plan | Mgmt | For | For | For | |||||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 13 | Shareholder Proposal Regarding the Right to Call Special Metings | ShrHoldr | Against | For | Against |
Marathon Oil Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| MRO | CUSIP 565849106 | 04/29/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Election Of Director: Charles F. Bolden, Jr. | Mgmt | For | For | For | |||||
| 2 | Election Of Director: Gregory H. Boyce | Mgmt | For | For | For | |||||
| 3 | Election Of Director: Clarence P. Cazalot, Jr. | Mgmt | For | For | For | |||||
| 4 | Election Of Director: David A. Daberko | Mgmt | For | For | For | |||||
| 5 | Election Of Director: William L. Davis | Mgmt | For | For | For | |||||
| 6 | Election Of Director: Shirley Ann Jackson | Mgmt | For | For | For | |||||
| 7 | Election Of Director: Philip Lader | Mgmt | For | For | For | |||||
| 8 | Election Of Director: Charles R. Lee | Mgmt | For | For | For | |||||
| 9 | Election Of Director: Michael E.J. Phelps | Mgmt | For | For | For | |||||
| 10 | Election Of Director: Dennis H. Reilley | Mgmt | For | For | For | |||||
| 11 | Election Of Director: Seth E. Schofield | Mgmt | For | For | For | |||||
| 12 | Election Of Director: John W. Snow | Mgmt | For | For | For | |||||
| 13 | Election Of Director: Thomas J. Usher | Mgmt | For | For | For | |||||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 15 | Shareholder Proposal Regarding Right to Call a Special Meetings | ShrHoldr | Against | For | Against | |||||
| 16 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For |
McDonalds Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| MCD | CUSIP 580135101 | 05/27/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Robert Eckert | Mgmt | For | For | For | |||||
| 2 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||||
| 3 | Elect Jeanne Jackson | Mgmt | For | For | For | |||||
| 4 | Elect Andrew McKenna | Mgmt | For | For | For | |||||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 6 | Amendment to the 2001 Omnibus Stock Ownership Plan | Mgmt | For | For | For | |||||
| 7 | 2009 Cash Incentive Plan | Mgmt | For | For | For | |||||
| 8 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | For | Against | |||||
| 9 | Shareholder Proposal Regarding Cage-free Eggs | ShrHoldr | Against | Against | For |
Medtronic, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| MDT | CUSIP 585055106 | 08/21/2008 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Director Victor J. Dzau | Mgmt | For | For | For | |||||
| 1.2 | Elect Director William A. Hawkins | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Shirley A. Jackson | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Denise M. O’Leary | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Jean-Pierre Rosso | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Jack W. Schuler | Mgmt | For | For | For | |||||
| 2.0 | Ratify Auditors | Mgmt | For | For | For | |||||
| 3.0 | Approve Omnibus Stock Plan | Mgmt | For | For | For |
Metlife Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| MET | CUSIP 59156R108 | 04/28/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect C. Robert Henrikson | Mgmt | For | For | For | |||||
| 1.2 | Elect John Keane | Mgmt | For | For | For | |||||
| 1.3 | Elect Catherine Kinney | Mgmt | For | For | For | |||||
| 1.4 | Elect Hugh Price | Mgmt | For | For | For | |||||
| 1.5 | Elect Kenton Sicchitano | Mgmt | For | For | For | |||||
| 2 | Reapproval Of The Metlife, Inc. 2005 Stock And Incentive Compensation Plan | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For |
Microsoft Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| MSFT | CUSIP 594918104 | 11/19/2008 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Election Of Director: Steven A. Ballmer | Mgmt | For | For | For | |||||
| 2 | Election Of Director: James I. Cash Jr. | Mgmt | For | For | For | |||||
| 3 | Election Of Director: Dina Dublon | Mgmt | For | For | For | |||||
| 4 | Election Of Director: William H. Gates Iii | Mgmt | For | For | For | |||||
| 5 | Election Of Director: Raymond V. Gilmartin | Mgmt | For | For | For | |||||
| 6 | Election Of Director: Reed Hastings | Mgmt | For | For | For | |||||
| 7 | Election Of Director: David F. Marquardt | Mgmt | For | For | For | |||||
| 8 | Election Of Director: Charles H. Noski | Mgmt | For | For | For | |||||
| 9 | Election Of Director: Helmut Panke | Mgmt | For | For | For | |||||
| 10 | Executive Officer Incentive Plan | Mgmt | For | For | For | |||||
| 11 | Amendment To The 1999 Stock Option Plan For Non-Employee Directors | Mgmt | For | For | For | |||||
| 12 | Ratification Of Auditor | Mgmt | For | For | For | |||||
| 13 | Shareholder Proposal — Adoption Of Policies On Internet Censorship. | ShrHoldr | Against | Against | For | |||||
| 14 | Shareholder Proposal — Establishment Of Board Committee On Human Rights. | ShrHoldr | Against | Against | For | |||||
| 15 | Shareholder Proposal — Disclosure Of Charitable Contributions. | ShrHoldr | Against | Against | For |
Nasdaq Stock Market Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| NDAQ | CUSIP 631103108 | 05/20/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Soud Ba’alawy | Mgmt | For | For | For | |||||
| 1.2 | Elect Urban Bäckström | Mgmt | For | For | For | |||||
| 1.3 | Elect H. Furlong Baldwin | Mgmt | For | For | For | |||||
| 1.4 | Elect Michael Casey | Mgmt | For | For | For | |||||
| 1.5 | Elect Lon Gorman | Mgmt | For | For | For | |||||
| 1.6 | Elect Robert Greifeld | Mgmt | For | For | For | |||||
| 1.7 | Elect Glenn Hutchins | Mgmt | For | For | For | |||||
| 1.8 | Elect Birgitta Kantola | Mgmt | For | For | For | |||||
| 1.9 | Elect Essa Kazim | Mgmt | For | For | For | |||||
| 1.10 | Elect John Markese | Mgmt | For | For | For | |||||
| 1.11 | Elect Hans Munk Nielsen | Mgmt | For | For | For | |||||
| 1.12 | Elect Thomas O’Neill | Mgmt | For | For | For | |||||
| 1.13 | Elect James Riepe | Mgmt | For | For | For | |||||
| 1.14 | Elect Michael Splinter | Mgmt | For | For | For | |||||
| 1.15 | Elect Lars Wedenborn | Mgmt | For | For | For | |||||
| 1.16 | Elect Deborah Wince-Smith | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For |
NOKIA OYJ
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| NOK | CUSIP 654902204 | 04/23/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Adoption Of The Annual Accounts. | Mgmt | For | For | For | |||||
| 2 | Allocation Of Profits/Dividends | Mgmt | For | For | For | |||||
| 3 | Ratification Of Board And Management Acts | Mgmt | For | For | For | |||||
| 4 | Resolution On The Remuneration Of The Members Of The Board Of Directors. | Mgmt | For | For | For | |||||
| 5 | Resolution On The Number Of Members Of The Board Of Directors. | Mgmt | For | For | For | |||||
| 6.1 | Elect Georg Ehrnrooth | Mgmt | For | For | For | |||||
| 6.2 | Elect Lalita Gupte | Mgmt | For | For | For | |||||
| 6.3 | Elect Bengt Holmström | Mgmt | For | For | For | |||||
| 6.4 | Elect Henning Kagermann | Mgmt | For | For | For | |||||
| 6.5 | Elect Olli-Pekka Kallasvuo | Mgmt | For | For | For | |||||
| 6.6 | Elect Per Karlsson | Mgmt | For | For | For | |||||
| 6.7 | Elect Jorma Ollila | Mgmt | For | For | For | |||||
| 6.8 | Elect Marjorie Scardino | Mgmt | For | For | For | |||||
| 6.9 | Elect Risto Siilasmaa | Mgmt | For | For | For | |||||
| 6.10 | Elect Keijo Suila | Mgmt | For | For | For | |||||
| 6.11 | Elect Isabel Marey-Semper | Mgmt | For | For | For | |||||
| 7 | Resolution On The Remuneration Of The Auditor. | Mgmt | For | For | For | |||||
| 8 | Election Of Auditor. | Mgmt | For | For | For | |||||
| 9 | Authority To Repurchase Shares | Mgmt | For | For | For | |||||
| 10 | Transaction Of Other Business | Mgmt | Abstain | Abstain | For |
Pepsico Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| PEP | CUSIP 713448108 | 05/06/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Shona Brown | Mgmt | For | For | For | |||||
| 2 | Elect Ian Cook | Mgmt | For | For | For | |||||
| 3 | Elect Dina Dublon | Mgmt | For | For | For | |||||
| 4 | Elect Victor Dzau | Mgmt | For | For | For | |||||
| 5 | Elect Ray Hunt | Mgmt | For | For | For | |||||
| 6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||||
| 7 | Elect Arthur Martinez | Mgmt | For | For | For | |||||
| 8 | Elect Indra Nooyi | Mgmt | For | For | For | |||||
| 9 | Elect Sharon Rockefeller | Mgmt | For | For | For | |||||
| 10 | Elect James Schiro | Mgmt | For | For | For | |||||
| 11 | Elect Lloyd Trotter | Mgmt | For | For | For | |||||
| 12 | Elect Daniel Vasella | Mgmt | For | For | For | |||||
| 13 | Elect Michael White | Mgmt | For | For | For | |||||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 15 | Executive Incentive Compensation Plan | Mgmt | For | For | For | |||||
| 16 | Shareholder Proposal Regarding Report on Beverage Container Recycling Program | ShrHoldr | Against | Against | For | |||||
| 17 | Shareholder Proposal Regarding Genetically Engineered Products | ShrHoldr | Against | Against | For | |||||
| 18 | Shareholder Regarding Reviewing Charitable Spending | ShrHoldr | Against | Against | For | |||||
| 19 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | For | Against |
Pfizer Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| PFE | CUSIP 717081103 | 04/23/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Election Of Director: Dennis A. Ausiello | Mgmt | For | For | For | |||||
| 2 | Election Of Director: Michael S. Brown | Mgmt | For | For | For | |||||
| 3 | Election Of Director: M. Anthony Burns | Mgmt | For | For | For | |||||
| 4 | Election Of Director: Robert N. Burt | Mgmt | For | For | For | |||||
| 5 | Election Of Director: W. Don Cornwell | Mgmt | For | For | For | |||||
| 6 | Election Of Director: William H. Gray, Iii | Mgmt | For | For | For | |||||
| 7 | Election Of Director: Constance J. Horner | Mgmt | For | For | For | |||||
| 8 | Election Of Director: James M. Kilts | Mgmt | For | For | For | |||||
| 9 | Election Of Director: Jeffrey B. Kindler | Mgmt | For | For | For | |||||
| 10 | Election Of Director: George A. Lorch | Mgmt | For | For | For | |||||
| 11 | Election Of Director: Dana G. Mead | Mgmt | For | For | For | |||||
| 12 | Election Of Director: Suzanne Nora Johnson | Mgmt | For | For | For | |||||
| 13 | Election Of Director: Stephen W. Sanger | Mgmt | For | For | For | |||||
| 14 | Election Of Director: William C. Steere, Jr. | Mgmt | For | For | For | |||||
| 15 | Ratification Of Auditor | Mgmt | For | For | For | |||||
| 16 | Amendment To The 2004 Stock Plan | Mgmt | For | For | For | |||||
| 17 | Shareholder Proposal Regarding Stock Options. | ShrHoldr | Against | Against | For | |||||
| 18 | Shareholder Proposal Regarding Advisory Vote On Executive Compensation. | ShrHoldr | Against | For | Against | |||||
| 19 | Shareholder Proposal Regarding Cumulative Voting. | ShrHoldr | Against | For | Against | |||||
| 20 | Shareholder Proposal Regarding Special Shareholder Meetings. | ShrHoldr | Against | For | Against |
PHILLIP MORRIS
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| PM | CUSIP 718172109 | 05/05/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Harold Brown | Mgmt | For | For | For | |||||
| 2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | |||||
| 3 | Elect Louis Camilleri | Mgmt | For | For | For | |||||
| 4 | Elect J. Dudley Fishburn | Mgmt | For | For | For | |||||
| 5 | Elect Graham MacKay | Mgmt | For | For | For | |||||
| 6 | Elect Sergio Marchionne | Mgmt | For | Against | Against | |||||
| 7 | Elect Lucio Noto | Mgmt | For | For | For | |||||
| 8 | Elect Carlos Slim Helú | Mgmt | For | For | For | |||||
| 9 | Elect Stephen Wolf | Mgmt | For | For | For | |||||
| 10 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 11 | Approval of Material Terms of the 2008 Performance Incentive Plan | Mgmt | For | For | For |
PNC Financial Services Group Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| PNC | CUSIP 693475105 | 04/28/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Election Of Director: Mr. Berndt | Mgmt | For | Against | Against | |||||
| 2 | Election Of Director: Mr. Bunch | Mgmt | For | For | For | |||||
| 3 | Election Of Director: Mr. Chellgren | Mgmt | For | For | For | |||||
| 4 | Election Of Director: Mr. Clay | Mgmt | For | For | For | |||||
| 5 | Election Of Director: Ms. James | Mgmt | For | For | For | |||||
| 6 | Election Of Director: Mr. Kelson | Mgmt | For | For | For | |||||
| 7 | Election Of Director: Mr. Lindsay | Mgmt | For | For | For | |||||
| 8 | Election Of Director: Mr. Massaro | Mgmt | For | For | For | |||||
| 9 | Election Of Director: Ms. Pepper | Mgmt | For | For | For | |||||
| 10 | Election Of Director: Mr. Rohr | Mgmt | For | Against | Against | |||||
| 11 | Election Of Director: Mr. Shepard | Mgmt | For | For | For | |||||
| 12 | Election Of Director: Ms. Steffes | Mgmt | For | For | For | |||||
| 13 | Election Of Director: Mr. Strigl | Mgmt | For | For | For | |||||
| 14 | Election Of Director: Mr. Thieke | Mgmt | For | For | For | |||||
| 15 | Election Of Director: Mr. Usher | Mgmt | For | For | For | |||||
| 16 | Election Of Director: Mr. Walls | Mgmt | For | For | For | |||||
| 17 | Election Of Director: Mr. Wehmeier | Mgmt | For | For | For | |||||
| 18 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
| 19 | Ratification Of Auditor | Mgmt | For | For | For | |||||
| 20 | Approval Of An Advisory Vote On Executive Compensation. | Mgmt | For | For | For | |||||
| 21 | Shareholder Proposal Regarding Retention Of Shares After Retirement | ShrHoldr | Against | Against | For |
Praxair Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| PX | CUSIP 74005P104 | 04/28/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Stephen Angel | Mgmt | For | For | For | |||||
| 1.2 | Elect Nance Dicciani | Mgmt | For | For | For | |||||
| 1.3 | Elect Edward Galante | Mgmt | For | For | For | |||||
| 1.4 | Elect Claire Gargalli | Mgmt | For | For | For | |||||
| 1.5 | Elect Ira Hall | Mgmt | For | For | For | |||||
| 1.6 | Elect Raymond LeBoeuf | Mgmt | For | For | For | |||||
| 1.7 | Elect Larry McVay | Mgmt | For | For | For | |||||
| 1.8 | Elect Wayne Smith | Mgmt | For | For | For | |||||
| 1.9 | Elect H. Mitchell Watson, Jr. | Mgmt | For | For | For | |||||
| 1.10 | Elect Robert Wood | Mgmt | For | For | For | |||||
| 2 | Proposal To Approve The 2009 Praxair, Inc. Long Term Incentive Plan. | Mgmt | For | For | For | |||||
| 3 | Proposal To Ratify The Appointment Of The Independent Auditor. | Mgmt | For | For | For |
Qualcomm Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| QCOM | CUSIP 747525103 | 03/03/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Barbara Alexander | Mgmt | For | For | For | |||||
| 1.2 | Elect Stephen Bennett | Mgmt | For | For | For | |||||
| 1.3 | Elect Donald Cruickshank | Mgmt | For | For | For | |||||
| 1.4 | Elect Raymond Dittamore | Mgmt | For | For | For | |||||
| 1.5 | Elect Thomas Horton | Mgmt | For | For | For | |||||
| 1.6 | Elect Irwin Jacobs | Mgmt | For | For | For | |||||
| 1.7 | Elect Paul Jacobs | Mgmt | For | For | For | |||||
| 1.8 | Elect Robert Kahn | Mgmt | For | For | For | |||||
| 1.9 | Elect Sherry Lansing | Mgmt | For | For | For | |||||
| 1.10 | Elect Duane Nelles | Mgmt | For | For | For | |||||
| 1.11 | Elect Marc Stern | Mgmt | For | For | For | |||||
| 1.12 | Elect Brent Scowcroft | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For |
Raytheon Company
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| RTN | CUSIP 755111507 | 05/28/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Vernon Clark | Mgmt | For | For | For | |||||
| 2 | Elect John Deutch | Mgmt | For | Against | Against | |||||
| 3 | Elect Frederic Poses | Mgmt | For | For | For | |||||
| 4 | Elect Michael Ruettgers | Mgmt | For | For | For | |||||
| 5 | Elect Ronald Skates | Mgmt | For | For | For | |||||
| 6 | Elect William Spivey | Mgmt | For | For | For | |||||
| 7 | Elect Linda Stuntz | Mgmt | For | For | For | |||||
| 8 | Elect William Swanson | Mgmt | For | For | For | |||||
| 9 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 10 | Shareholder Proposal Regarding Advisory Vote on Compensation | ShrHoldr | Against | For | Against | |||||
| 11 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||||
| 12 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||||
| 13 | Shareholder Proposal Regarding Adoption of Health Care Reform Principles | ShrHoldr | Against | Against | For | |||||
| 14 | Shareholder Proposal Regarding Supplemental Executive Retirement Plans | ShrHoldr | Against | Against | For |
State Street Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| STT | CUSIP 857477103 | 05/20/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Kennett Burnes | Mgmt | For | For | For | |||||
| 1.2 | Elect Peter Coym | Mgmt | For | For | For | |||||
| 1.3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||||
| 1.4 | Elect Amelia Fawcett | Mgmt | For | For | For | |||||
| 1.5 | Elect David Gruber | Mgmt | For | For | For | |||||
| 1.6 | Elect Linda Hill | Mgmt | For | For | For | |||||
| 1.7 | Elect Robert Kaplan | Mgmt | For | For | For | |||||
| 1.8 | Elect Charles LaMantia | Mgmt | For | For | For | |||||
| 1.9 | Elect Ronald Logue | Mgmt | For | For | For | |||||
| 1.10 | Elect Richard Sergel | Mgmt | For | For | For | |||||
| 1.11 | Elect Ronald Skates | Mgmt | For | For | For | |||||
| 1.12 | Elect Gregory Summe | Mgmt | For | For | For | |||||
| 1.13 | Elect Robert Weissman | Mgmt | For | For | For | |||||
| 2 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
| 3 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 6 | Shareholder Proposal Regarding an Annual Certification of Audit Fees | ShrHoldr | Against | Against | For |
Symantec Corporation
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| SYMC | CUSIP 871503108 | 09/22/2008 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Director Michael A. Brown | Mgmt | For | For | For | |||||
| 1.2 | Elect Director William T. Coleman | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Frank E. Dangeard | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Geraldine B. Laybourne | Mgmt | For | For | For | |||||
| 1.5 | Elect Director David L. Mahoney | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Robert S. Miller | Mgmt | For | For | For | |||||
| 1.7 | Elect Director George Reyes | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Daniel H. Schulman | Mgmt | For | For | For | |||||
| 1.9 | Elect Director ohn W. Thompson | Mgmt | For | For | For | |||||
| 1.10 | Elect Director V. Paul Unruh | Mgmt | For | For | For | |||||
| 2.0 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 3.0 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
| 4.0 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | For | |||||
| 5.0 | Ratify Auditors | Mgmt | For | For | For |
Target Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| TGT | CUSIP 87612E106 | 05/28/2009 | Take No Action | |||||||
| Meeting Type | Country of Trade | |||||||||
| Proxy Contest | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Fix the Number of Directors at Twelve | ShrHoldr | N/A | TNA | N/A | |||||
| 2.1 | Elect William Ackman | ShrHoldr | N/A | TNA | N/A | |||||
| 2.2 | Elect Michael Ashner | ShrHoldr | N/A | TNA | N/A | |||||
| 2.3 | Elect James Donald | ShrHoldr | N/A | TNA | N/A | |||||
| 2.4 | Elect Richard Vague | ShrHoldr | N/A | TNA | N/A | |||||
| 3 | Elect Ronald Gilson | ShrHoldr | N/A | TNA | N/A | |||||
| 4 | Ratification of Auditor | ShrHoldr | N/A | TNA | N/A | |||||
| 5 | Amendment to the Long-Term Incentive Plan | ShrHoldr | N/A | TNA | N/A | |||||
| 6 | Shareholder Proposal Regarding Advisory Vote on Compensation | ShrHoldr | N/A | TNA | N/A |
Target Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| TGT | CUSIP 87612E106 | 05/28/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Proxy Contest | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Fix the Number of Directors at Twelve | Mgmt | For | For | For | |||||
| 2 | Elect Mary Dillon | Mgmt | For | For | For | |||||
| 3 | Elect Richard Kovacevich | Mgmt | For | For | For | |||||
| 4 | Elect George Tamke | Mgmt | For | For | For | |||||
| 5 | Elect Solomon Trujillo | Mgmt | For | For | For | |||||
| 6 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 7 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||||
| 8 | Shareholder Proposal Regarding Advisory Vote on Compensation | ShrHoldr | Against | For | Against |
Telephone & Data Systems Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| TDS | CUSIP 879433100 | 05/21/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Clarence Davis | Mgmt | For | For | For | |||||
| 1.2 | Elect Christopher O’Leary | Mgmt | For | For | For | |||||
| 1.3 | Elect Gary Sugarman | Mgmt | For | For | For | |||||
| 1.4 | Elect Herbert Wander | Mgmt | For | Withhold | Against | |||||
| 2 | Amendment to the Compensation Plan for Non-Employee Directors | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 4 | Shareholder Proposal Regarding Recapitalization Plan | ShrHoldr | Against | For | Against |
Teva Pharmaceutical Industries Ltd.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| CUSIP 881624209 | 09/25/2008 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Special | Israel |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.0 | Elect Joseph (Yosi) Nitzani as External Director | Mgmt | For | For | For |
The Travelers Companies, Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| TRV | CUSIP 89417E109 | 05/05/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Alan Beller | Mgmt | For | For | For | |||||
| 2 | Elect John Dasburg | Mgmt | For | For | For | |||||
| 3 | Elect Janet Dolan | Mgmt | For | For | For | |||||
| 4 | Elect Kenneth Duberstein | Mgmt | For | For | For | |||||
| 5 | Elect Jay Fishman | Mgmt | For | For | For | |||||
| 6 | Elect Lawrence Graev | Mgmt | For | Against | Against | |||||
| 7 | Elect Patricia Higgins | Mgmt | For | For | For | |||||
| 8 | Elect Thomas Hodgson | Mgmt | For | For | For | |||||
| 9 | Elect Cleve Killingsworth, Jr. | Mgmt | For | For | For | |||||
| 10 | Elect Robert Lipp | Mgmt | For | Against | Against | |||||
| 11 | Elect Blythe McGarvie | Mgmt | For | For | For | |||||
| 12 | Elect Laurie Thomsen | Mgmt | For | For | For | |||||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 14 | Reapproval of Material Terms of the Amended and Restated 2004 Stock Incentive Plan | Mgmt | For | For | For | |||||
| 15 | Shareholder Proposal Regarding Political Contributions and Expenditures | ShrHoldr | Against | Against | For |
The Western Union Company
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| WU | CUSIP 959802109 | 05/13/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Roberto Mendoza | Mgmt | For | For | For | |||||
| 2 | Elect Michael Miles, Jr. | Mgmt | For | For | For | |||||
| 3 | Elect Dennis Stevenson | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For |
Thermo Electron Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| TMO | CUSIP 883556102 | 05/20/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Judy Lewent | Mgmt | For | For | For | |||||
| 1.2 | Elect Peter Manning | Mgmt | For | For | For | |||||
| 1.3 | Elect Jim Manzi | Mgmt | For | For | For | |||||
| 1.4 | Elect Elaine Ullian | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For |
Time Warner Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| TWX | CUSIP 887317105 | 01/16/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Special | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Reverse Stock Split | Mgmt | For | For | For |
Time Warner Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| TWX | CUSIP 887317303 | 05/28/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Herbert Allison Jr. | Mgmt | For | For | For | |||||
| 2 | Elect James Barksdale | Mgmt | For | For | For | |||||
| 3 | Elect Jeffrey Bewkes | Mgmt | For | For | For | |||||
| 4 | Elect Stephen Bollenbach | Mgmt | For | For | For | |||||
| 5 | Elect Frank Caufield | Mgmt | For | For | For | |||||
| 6 | Elect Robert Clark | Mgmt | For | Against | Against | |||||
| 7 | Elect Mathias Döpfner | Mgmt | For | For | For | |||||
| 8 | Elect Jessica Einhorn | Mgmt | For | For | For | |||||
| 9 | Elect Michael Miles | Mgmt | For | Against | Against | |||||
| 10 | Elect Kenneth Novack | Mgmt | For | Against | Against | |||||
| 11 | Elect Deborah Wright | Mgmt | For | For | For | |||||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 13 | Annual Incentive Plan for Executive Officers | Mgmt | For | For | For | |||||
| 14 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||||
| 15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||||
| 16 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For |
Tyco International Limited
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| TYC | CUSIP G9143X208 | 03/12/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Special | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Reincorporation from Bermuda to Switzerland | Mgmt | For | For | For | |||||
| 2 | Change of Par Value | Mgmt | For | For | For | |||||
| 3 | TO CONSIDER AND APPROVE THE NAME OF TYCO INTERNATIONAL LTD. | Mgmt | For | For | For | |||||
| 4 | Change of Company Purpose | Mgmt | For | For | For | |||||
| 5 | Approval of the Swiss Articles of Association | Mgmt | For | For | For | |||||
| 6 | Confirmation of Swiss Law as the Authoritative Legislation Governing the Company | Mgmt | For | For | For | |||||
| 7 | Approval of Schaffhausen, Switzerland as the Company’s Principal Place of Business | Mgmt | For | For | For | |||||
| 8 | Appointment of Special Auditor | Mgmt | For | For | For | |||||
| 9 | Appointment of Statutory Auditor | Mgmt | For | For | For | |||||
| 10 | Approval of Dividend in the Form of a Reduction of Registered Captial | Mgmt | For | For | For | |||||
| 11 | Right to Adjourn Meeting | Mgmt | For | For | For |
Tyco International Limited
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| TYC | CUSIP G9143X208 | 03/12/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Edward Breen | Mgmt | For | For | For | |||||
| 1.2 | Elect Timothy Donahue | Mgmt | For | For | For | |||||
| 1.3 | Elect Brian Duperreault | Mgmt | For | For | For | |||||
| 1.4 | Elect Bruce Gordon | Mgmt | For | For | For | |||||
| 1.5 | Elect Rajiv Gupta | Mgmt | For | Withhold | Against | |||||
| 1.6 | Elect John Krol | Mgmt | For | For | For | |||||
| 1.7 | Elect Brendan O’Neill | Mgmt | For | Withhold | Against | |||||
| 1.8 | Elect William Stavropoulos | Mgmt | For | For | For | |||||
| 1.9 | Elect Sandra Wijnberg | Mgmt | For | For | For | |||||
| 1.10 | Elect Jerome York | Mgmt | For | Withhold | Against | |||||
| 1.11 | Elect R. David Yost | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Amendments To The Companys 2004 Stock And Incentive Plan. | Mgmt | For | For | For |
UNILEVER PLC — ADR
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| UL | CUSIP 904767704 | 10/28/2008 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Special | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | To Elect Mr P Polman As A Director. | Mgmt | For | For | For |
United Technologies Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| UTX | CUSIP 913017109 | 04/08/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Louis Chenevert | Mgmt | For | For | For | |||||
| 1.2 | Elect George David | Mgmt | For | For | For | |||||
| 1.3 | Elect John Faraci | Mgmt | For | For | For | |||||
| 1.4 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||||
| 1.5 | Elect Jamie Gorelick | Mgmt | For | For | For | |||||
| 1.6 | Elect Carlos Gutierrez | Mgmt | For | For | For | |||||
| 1.7 | Elect Edward Kangas | Mgmt | For | For | For | |||||
| 1.8 | Elect Charles Lee | Mgmt | For | For | For | |||||
| 1.9 | Elect Richard McCormick | Mgmt | For | Withhold | Against | |||||
| 1.10 | Elect Harold McGraw III | Mgmt | For | For | For | |||||
| 1.11 | Elect Richard Myers | Mgmt | For | For | For | |||||
| 1.12 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||||
| 1.13 | Elect André Villeneuve | Mgmt | For | For | For | |||||
| 1.14 | Elect Christine Whitman | Mgmt | For | For | For | |||||
| 2 | Appointment Of Independent Auditors | Mgmt | For | For | For | |||||
| 3 | Shareowner Proposal: Offsets For Foreign Military Sales | ShrHoldr | Against | Against | For |
Unitedhealth Group Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| UNH | CUSIP 91324P102 | 06/02/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect William Ballard, Jr. | Mgmt | For | Against | Against | |||||
| 2 | Elect Richard Burke | Mgmt | For | Against | Against | |||||
| 3 | Elect Robert Darretta | Mgmt | For | For | For | |||||
| 4 | Elect Stephen Hemsley | Mgmt | For | Against | Against | |||||
| 5 | Elect Michele Hooper | Mgmt | For | Against | Against | |||||
| 6 | Elect Douglas Leatherdale | Mgmt | For | Against | Against | |||||
| 7 | Elect Glenn Renwick | Mgmt | For | For | For | |||||
| 8 | Elect Kenneth Shine | Mgmt | For | For | For | |||||
| 9 | Elect Gail Wilensky | Mgmt | For | Against | Against | |||||
| 10 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
| 11 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | For | Against |
Wal Mart Stores Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| WMT | CUSIP 931142103 | 06/05/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Aida Alvarez | Mgmt | For | For | For | |||||
| 2 | Elect James Breyer | Mgmt | For | For | For | |||||
| 3 | Elect M. Michele Burns | Mgmt | For | Against | Against | |||||
| 4 | Elect James Cash, Jr. | Mgmt | For | For | For | |||||
| 5 | Elect Roger Corbett | Mgmt | For | For | For | |||||
| 6 | Elect Douglas Daft | Mgmt | For | For | For | |||||
| 7 | Elect Michael Duke | Mgmt | For | For | For | |||||
| 8 | Elect Gregory Penner | Mgmt | For | For | For | |||||
| 9 | Elect Allen Questrom | Mgmt | For | For | For | |||||
| 10 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For | |||||
| 11 | Elect Arne Sorenson | Mgmt | For | For | For | |||||
| 12 | Elect Jim Walton | Mgmt | For | For | For | |||||
| 13 | Elect S. Robson Walton | Mgmt | For | For | For | |||||
| 14 | Elect Christopher Williams | Mgmt | For | For | For | |||||
| 15 | Elect Linda Wolf | Mgmt | For | For | For | |||||
| 16 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 17 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Expression Anti-Bias Policy | ShrHoldr | Against | Against | For | |||||
| 18 | Shareholder Proposal Regarding Pay for Superior Performance | ShrHoldr | Against | Against | For | |||||
| 19 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | For | Against | |||||
| 20 | Shareholder Proposal Regarding Reviewing Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||||
| 21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||||
| 22 | Shareholder Proposal Regarding Incentive Compensation in the Form of Stock Options | ShrHoldr | Against | Against | For |
Walt Disney Company
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| DIS | CUSIP 254687106 | 03/10/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Election Of Director: Susan E. Arnold | Mgmt | For | For | For | |||||
| 2 | Election Of Director: John E. Bryson | Mgmt | For | For | For | |||||
| 3 | Election Of Director: John S. Chen | Mgmt | For | For | For | |||||
| 4 | Election Of Director: Judith L. Estrin | Mgmt | For | For | For | |||||
| 5 | Election Of Director: Robert A. Iger | Mgmt | For | For | For | |||||
| 6 | Election Of Director: Steven P. Jobs | Mgmt | For | For | For | |||||
| 7 | Election Of Director: Fred H. Langhammer | Mgmt | For | For | For | |||||
| 8 | Election Of Director: Aylwin B. Lewis | Mgmt | For | For | For | |||||
| 9 | Election Of Director: Monica C. Lozano | Mgmt | For | For | For | |||||
| 10 | Election Of Director: Robert W. Matschullat | Mgmt | For | For | For | |||||
| 11 | Election Of Director: John E. Pepper, Jr. | Mgmt | For | For | For | |||||
| 12 | Election Of Director: Orin C. Smith | Mgmt | For | For | For | |||||
| 13 | Ratification Of Auditor | Mgmt | For | For | For | |||||
| 14 | Amendment To The 2005 Stock Incentive Plan | Mgmt | For | For | For | |||||
| 15 | Amendment To The 2002 Executive Performance Plan | Mgmt | For | For | For | |||||
| 16 | Shareholder Proposal Regarding Political Contributions Reporting | ShrHoldr | Against | Against | For | |||||
| 17 | To Approve The Shareholder Proposal Relating To Death Benefit Payments. | ShrHoldr | Against | Against | For | |||||
| 18 | Shareholder Proposal Regarding Advisory Vote On Executive Compensation (Say On Pay) | ShrHoldr | Against | For | Against |
Wells Fargo & Co
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| WFC | CUSIP 949746101 | 04/28/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Election Of Director: John D. Baker II | Mgmt | For | Against | Against | |||||
| 2 | Election Of Director: John S. Chen | Mgmt | For | For | For | |||||
| 3 | Election Of Director: Lloyd H. Dean | Mgmt | For | For | For | |||||
| 4 | Election Of Director: Susan E. Engel | Mgmt | For | For | For | |||||
| 5 | Election Of Director: Enrique Hernandez, Jr. | Mgmt | For | For | For | |||||
| 6 | Election Of Director: Donald M. James | Mgmt | For | Against | Against | |||||
| 7 | Election Of Director: Robert L. Joss | Mgmt | For | For | For | |||||
| 8 | Election Of Director: Richard M. Kovacevich | Mgmt | For | For | For | |||||
| 9 | Election Of Director: Richard D. Mccormick | Mgmt | For | For | For | |||||
| 10 | Election Of Director: Mackey J. Mcdonald | Mgmt | For | Against | Against | |||||
| 11 | Election Of Director: Cynthia H. Milligan | Mgmt | For | Against | Against | |||||
| 12 | Election Of Director: Nicholas G. Moore | Mgmt | For | For | For | |||||
| 13 | Election Of Director: Philip J. Quigley | Mgmt | For | Against | Against | |||||
| 14 | Election Of Director: Donald B. Rice | Mgmt | For | Against | Against | |||||
| 15 | Election Of Director: Judith M. Runstad | Mgmt | For | For | For | |||||
| 16 | Election Of Director: Stephen W. Sanger | Mgmt | For | For | For | |||||
| 17 | Election Of Director: Robert K. Steel | Mgmt | For | For | For | |||||
| 18 | Election Of Director: John G. Stumpf | Mgmt | For | For | For | |||||
| 19 | Election Of Director: Susan G. Swenson | Mgmt | For | For | For | |||||
| 20 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 21 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 22 | Amendment to the Long-Term Incentive Compensation Plan | Mgmt | For | Against | Against | |||||
| 23 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||||
| 24 | Stockholder Proposal Regarding A Report On Political Contributions. | ShrHoldr | Against | Against | For |
Item 1: Proxy Voting Record — Item 1 Proxy Voting Record —
Registrant : RidgeWorth Variable Trust
Fund Name : RidgeWorth Variable Trust Large Cap Growth Stock Fund
07/01/2008 — 06/30/2009
In all markets, for all statuses, for
Adobe Systems Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| ADBE | CUSIP9 00724F101 | 04/01/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Election Of Class II Director: Robert K. Burgess | Mgmt | For | For | For | |||||
| 2 | Election Of Class II Director: Carol Mills | Mgmt | For | For | For | |||||
| 3 | Election Of Class II Director: Daniel Rosensweig | Mgmt | For | For | For | |||||
| 4 | Election Of Class II Director: Robert Sedgewick | Mgmt | For | For | For | |||||
| 5 | Election Of Class II Director: John E. Warnock | Mgmt | For | For | For | |||||
| 6 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | For | For | |||||
| 7 | Ratification of Auditor | Mgmt | For | For | For |
Allergan Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| AGN | CUSIP9 018490102 | 04/30/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Election Of Director: Herbert W. Boyer, Ph.D. | Mgmt | For | For | For | |||||
| 2 | Election Of Director: Robert A. Ingram | Mgmt | For | For | For | |||||
| 3 | Election Of Director: David E.I. Pyott | Mgmt | For | For | For | |||||
| 4 | Election Of Director: Russell T. Ray | Mgmt | For | For | For | |||||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 6 | Shareholder Proposal Regarding Additional Animal Testing Disclosure | ShrHoldr | Against | Against | For |
Amgen Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| AMGN | CUSIP9 031162100 | 05/06/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect David Baltimore | Mgmt | For | For | For | |||||
| 2 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | |||||
| 3 | Elect François de Carbonnel | Mgmt | For | For | For | |||||
| 4 | Elect Jerry Choate | Mgmt | For | For | For | |||||
| 5 | Elect Vance Coffman | Mgmt | For | For | For | |||||
| 6 | Elect Frederick Gluck | Mgmt | For | Against | Against | |||||
| 7 | Elect Frank Herringer | Mgmt | For | For | For | |||||
| 8 | Elect Gilbert Omenn | Mgmt | For | For | For | |||||
| 9 | Elect Judith Pelham | Mgmt | For | For | For | |||||
| 10 | Elect J. Paul Reason | Mgmt | For | For | For | |||||
| 11 | Elect Leonard Schaeffer | Mgmt | For | For | For | |||||
| 12 | Elect Kevin Sharer | Mgmt | For | For | For | |||||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 14 | 2009 Equity Incentive Plan | Mgmt | For | For | For | |||||
| 15 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
| 16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||||
| 17 | Shareholder Proposal Regarding Reincorporation | ShrHoldr | Against | Against | For |
Analog Devices Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| ADI | CUSIP9 032654105 | 03/10/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect James Champy | Mgmt | For | For | For | |||||
| 2 | Elect Yves-Andre Istel | Mgmt | For | For | For | |||||
| 3 | Elect Neil Novich | Mgmt | For | For | For | |||||
| 4 | Elect Kenton Sicchitano | Mgmt | For | For | For | |||||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 6 | Shareholder Proposal to Declassify the Board | ShrHoldr | Against | For | Against |
Apple Computers Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| AAPL | CUSIP9 037833100 | 02/25/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect William Campbell | Mgmt | For | Withhold | Against | |||||
| 1.2 | Elect Millard Drexler | Mgmt | For | Withhold | Against | |||||
| 1.3 | Elect Albert Gore, Jr. | Mgmt | For | Withhold | Against | |||||
| 1.4 | Elect Steven Jobs | Mgmt | For | For | For | |||||
| 1.5 | Elect Andrea Jung | Mgmt | For | For | For | |||||
| 1.6 | Elect Arthur Levinson | Mgmt | For | For | For | |||||
| 1.7 | Elect Eric Schmidt | Mgmt | For | For | For | |||||
| 1.8 | Elect Jerome York | Mgmt | For | Withhold | Against | |||||
| 2 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||||
| 3 | Shareholder Proposal Regarding Adoption of Principles for Health Care Reform | ShrHoldr | Against | Against | For | |||||
| 4 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||||
| 5 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | For | Against |
Baxter International Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| BAX | CUSIP9 071813109 | 05/05/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Walter Boomer | Mgmt | For | For | For | |||||
| 2 | Elect James Gavin III | Mgmt | For | For | For | |||||
| 3 | Elect Peter Hellman | Mgmt | For | For | For | |||||
| 4 | Elect K.J. Storm | Mgmt | For | For | For | |||||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 6 | Shareholder Proposal Regarding Animal Testing | ShrHoldr | Against | Against | For |
Becton Dickinson & Company
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| BDX | CUSIP9 075887109 | 02/03/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Claire Fraser-Liggett | Mgmt | For | For | For | |||||
| 1.2 | Elect Edward Ludwig | Mgmt | For | For | For | |||||
| 1.3 | Elect Willard Overlock, Jr. | Mgmt | For | For | For | |||||
| 1.4 | Elect Bertram Scott | Mgmt | For | For | For | |||||
| 2 | Ratification Of Selection Of Independent Registered Public Accounting Firm. | Mgmt | For | For | For | |||||
| 3 | Amendment To Bd S Restated Certificate Of Incorporation. | Mgmt | For | For | For | |||||
| 4 | Amendment To The 2004 Employee And Director Equity-Based Compensation Plan. | Mgmt | For | For | For | |||||
| 5 | Approval Of Material Terms Of Performance Goals. | Mgmt | For | For | For | |||||
| 6 | Special Shareholder Meetings. | ShrHoldr | Against | For | Against | |||||
| 7 | Cumulative Voting. | ShrHoldr | Against | For | Against |
Cameron International Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| CAM | CUSIP9 13342B105 | 05/13/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect C. Baker Cunningham | Mgmt | For | For | For | |||||
| 1.2 | Elect Sheldon Erikson | Mgmt | For | For | For | |||||
| 1.3 | Elect Douglas Foshee | Mgmt | For | For | For | |||||
| 2 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | Against | Against | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For |
Caterpillar Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| CAT | CUSIP9 149123101 | 06/10/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Daniel Dickenson | Mgmt | For | For | For | |||||
| 1.2 | Elect David Goode | Mgmt | For | For | For | |||||
| 1.3 | Elect James Owens | Mgmt | For | For | For | |||||
| 1.4 | Elect Charles Powell | Mgmt | For | Withhold | Against | |||||
| 1.5 | Elect Joshua Smith | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||||
| 4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||||
| 5 | Shareholder Proposal Regarding Disclosure of Foreign Military Sales | ShrHoldr | Against | Against | For | |||||
| 6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||||
| 7 | Shareholder Proposal Regarding Compensation Consultants | ShrHoldr | Against | For | Against | |||||
| 8 | Shareholder Proposal Regarding Independent Chairman | ShrHoldr | Against | For | Against | |||||
| 9 | Shareholder Proposal Regarding Report on Lobbying Priorities | ShrHoldr | Against | Against | For |
Charles Schwab Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| SCHW | CUSIP9 808513105 | 05/14/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Nancy Bechtle | Mgmt | For | For | For | |||||
| 2 | Elect Walter Bettinger II | Mgmt | For | For | For | |||||
| 3 | Elect C. Preston Butcher | Mgmt | For | For | For | |||||
| 4 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||||
| 5 | Shareholder Proposal Regarding the Approval of Survivor Benefits (Golden Coffins) | ShrHoldr | Against | Against | For | |||||
| 6 | Shareholder Proposal Regarding Corporate Executive Bonus Plan | ShrHoldr | Against | Against | For |
Cisco Systems Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| CSCO | CUSIP9 17275R102 | 11/13/2008 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Election Of Director: Carol A. Bartz | Mgmt | For | For | For | |||||
| 2 | Election Of Director: M. Michele Burns | Mgmt | For | For | For | |||||
| 3 | Election Of Director: Michael D. Capellas | Mgmt | For | For | For | |||||
| 4 | Election Of Director: Larry R. Carter | Mgmt | For | For | For | |||||
| 5 | Election Of Director: John T. Chambers | Mgmt | For | For | For | |||||
| 6 | Election Of Director: Brian L. Halla | Mgmt | For | For | For | |||||
| 7 | Election Of Director: Dr. John L. Hennessy | Mgmt | For | For | For | |||||
| 8 | Election Of Director: Richard M. Kovacevich | Mgmt | For | For | For | |||||
| 9 | Election Of Director: Roderick C. Mcgeary | Mgmt | For | For | For | |||||
| 10 | Election Of Director: Michael K. Powell | Mgmt | For | For | For | |||||
| 11 | Election Of Director: Steven M. West | Mgmt | For | For | For | |||||
| 12 | Election Of Director: Jerry Yang | Mgmt | For | For | For | |||||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 14 | Shareholder Proposal Regarding Formation of a Board Committee on Human Rights | ShrHoldr | Against | Against | For | |||||
| 15 | Shareholder Proposal Regarding Report on Internet Fragmentation | ShrHoldr | Against | Against | For |
Colgate-Palmolive Company
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| CL | CUSIP9 194162103 | 05/08/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect John Cahill | Mgmt | For | For | For | |||||
| 2 | Elect Jill Conway | Mgmt | For | For | For | |||||
| 3 | Elect Ian Cook | Mgmt | For | For | For | |||||
| 4 | Elect Ellen Hancock | Mgmt | For | For | For | |||||
| 5 | Elect David Johnson | Mgmt | For | For | For | |||||
| 6 | Elect Richard Kogan | Mgmt | For | For | For | |||||
| 7 | Elect Delano Lewis | Mgmt | For | For | For | |||||
| 8 | Elect J. Pedro Reinhard | Mgmt | For | For | For | |||||
| 9 | Elect Stephen Sadove | Mgmt | For | For | For | |||||
| 10 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 11 | 2009 Executive Incentive Compensation Plan | Mgmt | For | For | For | |||||
| 12 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For |
Costco Wholesale Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| COST | CUSIP9 22160K105 | 01/28/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect James Sinegal | Mgmt | For | For | For | |||||
| 1.2 | Elect Jeffrey Brotman | Mgmt | For | For | For | |||||
| 1.3 | Elect Richard Galanti | Mgmt | For | For | For | |||||
| 1.4 | Elect Daniel Evans | Mgmt | For | For | For | |||||
| 1.5 | Elect Jeffrey Raikes | Mgmt | For | For | For | |||||
| 2 | Ratification Of Selection Of Independent Auditors. | Mgmt | For | For | For |
Covance Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| CVD | CUSIP9 222816100 | 05/07/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Robert Barchi | Mgmt | For | For | For | |||||
| 1.2 | Elect Sandra Helton | Mgmt | For | For | For | |||||
| 1.3 | Elect Joseph Scodari | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Shareholder Proposal Regarding Animal Welfare | ShrHoldr | Against | Against | For |
CVS Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| CVS | CUSIP9 126650100 | 05/06/2009 | Voted |
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Edwin Banks | Mgmt | For | For | For | |||||
| 2 | Elect C. David Brown II | Mgmt | For | For | For | |||||
| 3 | Elect David Dorman | Mgmt | For | For | For | |||||
| 4 | Elect Kristen Gibney Williams | Mgmt | For | For | For | |||||
| 5 | Elect Marian Heard | Mgmt | For | For | For | |||||
| 6 | Elect William Joyce | Mgmt | For | For | For | |||||
| 7 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||||
| 8 | Elect Terrence Murray | Mgmt | For | For | For | |||||
| 9 | Elect C.A. Lance Piccolo | Mgmt | For | For | For | |||||
| 10 | Elect Sheli Rosenberg | Mgmt | For | For | For | |||||
| 11 | Elect Thomas Ryan | Mgmt | For | For | For | |||||
| 12 | Elect Richard Swift | Mgmt | For | For | For | |||||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 14 | Shareholder Proposal Regarding Special Shareholder Meetings | ShrHoldr | Against | For | Against | |||||
| 15 | Shareholder Proposal Regarding Independent Chairman of the Board | ShrHoldr | Against | Against | For | |||||
| 16 | Shareholder Proposal Regarding Political Contributions and Expenditures | ShrHoldr | Against | Against | For | |||||
| 17 | Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay) | ShrHoldr | Against | For | Against |
EMC Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| EMC | CUSIP9 268648102 | 05/06/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Michael Brown | Mgmt | For | For | For | |||||
| 2 | Elect Randolph Cowen | Mgmt | For | For | For | |||||
| 3 | Elect Michael Cronin | Mgmt | For | For | For | |||||
| 4 | Elect Gail Deegan | Mgmt | For | For | For | |||||
| 5 | Elect John Egan | Mgmt | For | For | For | |||||
| 6 | Elect W. Paul Fitzgerald | Mgmt | For | For | For | |||||
| 7 | Elect Edmund Kelly | Mgmt | For | For | For | |||||
| 8 | Elect Windle Priem | Mgmt | For | For | For | |||||
| 9 | Elect Paul Sagan | Mgmt | For | For | For | |||||
| 10 | Elect David Strohm | Mgmt | For | For | For | |||||
| 11 | Elect Joseph Tucci | Mgmt | For | For | For | |||||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 13 | Amendment to the 1989 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
| 14 | Amendment to Shareholders’ Right to Call a Special Meeting | Mgmt | For | For | For | |||||
| 15 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | For | Against |
Emerson Electric Company
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| EMR | CUSIP9 291011104 | 02/03/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
| 1.1 | Elect August Busch III | Mgmt | For | For | For | |||||
| 1.2 | Elect Arthur Golden | Mgmt | For | For | For | |||||
| 1.3 | Elect Harriet Green | Mgmt | For | For | For | |||||
| 1.4 | Elect William Johnson | Mgmt | For | For | For | |||||
| 1.5 | Elect John Menzer | Mgmt | For | For | For | |||||
| 1.6 | Elect Vernon Loucks, Jr. | Mgmt | For | For | For | |||||
| 2 | Ratification Of KPMG LLP As Independent Registered Public Accounting Firm. | Mgmt | For | For | For |
Express Scripts Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| ESRX | CUSIP9 302182100 | 05/27/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Gary Benanav | Mgmt | For | For | For | |||||
| 1.2 | Elect Frank Borelli | Mgmt | For | For | For | |||||
| 1.3 | Elect Maura Breen | Mgmt | For | For | For | |||||
| 1.4 | Elect Nicholas LaHowchic | Mgmt | For | For | For | |||||
| 1.5 | Elect Thomas Mac Mahon | Mgmt | For | For | For | |||||
| 1.6 | Elect Frank Mergenthaler | Mgmt | For | For | For | |||||
| 1.7 | Elect Woodrow Myers, Jr. | Mgmt | For | For | For | |||||
| 1.8 | Elect John Parker, Jr. | Mgmt | For | For | For | |||||
| 1.9 | Elect George Paz | Mgmt | For | For | For | |||||
| 1.10 | Elect Samuel Skinner | Mgmt | For | For | For | |||||
| 1.11 | Elect Seymour Sternberg | Mgmt | For | For | For | |||||
| 1.12 | Elect Barrett Toan | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For |
Exxon Mobil Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| XOM | CUSIP9 30231G102 | 05/27/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Michael Boskin | Mgmt | For | For | For | |||||
| 1.2 | Elect Larry Faulkner | Mgmt | For | For | For | |||||
| 1.3 | Elect Kenneth Frazier | Mgmt | For | For | For | |||||
| 1.4 | Elect William George | Mgmt | For | For | For | |||||
| 1.5 | Elect Reatha King | Mgmt | For | For | For | |||||
| 1.6 | Elect Marilyn Nelson | Mgmt | For | For | For | |||||
| 1.7 | Elect Samuel Palmisano | Mgmt | For | For | For | |||||
| 1.8 | Elect Steven Reinemund | Mgmt | For | For | For | |||||
| 1.9 | Elect Rex Tillerson | Mgmt | For | For | For | |||||
| 1.10 | Elect Edward Whitacre, Jr. | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||||
| 4 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||||
| 5 | Shareholder Proposal Regarding Reincorporation | ShrHoldr | Against | Against | For | |||||
| 6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||||
| 7 | Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay) | ShrHoldr | Against | For | Against | |||||
| 8 | Shareholder Proposal Regarding Executive Compensation Report | ShrHoldr | Against | Against | For | |||||
| 9 | Shareholder Proposal Regarding Corporate Sponsorships Report | ShrHoldr | Against | Against | For | |||||
| 10 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Expression Anti-Bias Policy | ShrHoldr | Against | Against | For | |||||
| 11 | Shareholder Proposal Regarding Greenhouse Gas Emissions Goals | ShrHoldr | Against | Against | For | |||||
| 12 | Shareholder Proposal Regarding a Climate Change and Technology Report | ShrHoldr | Against | Against | For | |||||
| 13 | Shareholder Proposal Regarding Renewable Energy Policy | ShrHoldr | Against | Against | For |
First Solar Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| FSLR | CUSIP9 336433107 | 06/04/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Michael Ahearn | Mgmt | For | For | For | |||||
| 1.2 | Elect Craig Kennedy | Mgmt | For | For | For | |||||
| 1.3 | Elect James Nolan | Mgmt | For | Withhold | Against | |||||
| 1.4 | Elect J. Thomas Presby | Mgmt | For | For | For | |||||
| 1.5 | Elect Paul Stebbins | Mgmt | For | For | For | |||||
| 1.6 | Elect Michael Sweeney | Mgmt | For | For | For | |||||
| 1.7 | Elect José Villarreal | Mgmt | For | Withhold | Against | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For |
Gilead Sciences Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| GILD | CUSIP9 375558103 | 05/06/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Paul Berg | Mgmt | For | For | For | |||||
| 1.2 | Elect John Cogan | Mgmt | For | For | For | |||||
| 1.3 | Elect Etienne Davignon | Mgmt | For | For | For | |||||
| 1.4 | Elect James Denny | Mgmt | For | For | For | |||||
| 1.5 | Elect Carla Hills | Mgmt | For | For | For | |||||
| 1.6 | Elect John Madigan | Mgmt | For | For | For | |||||
| 1.7 | Elect John Martin | Mgmt | For | For | For | |||||
| 1.8 | Elect Gordon Moore | Mgmt | For | For | For | |||||
| 1.9 | Elect Nicholas Moore | Mgmt | For | For | For | |||||
| 1.10 | Elect Richard Whitley | Mgmt | For | For | For | |||||
| 1.11 | Elect Gayle Wilson | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | Against | Against |
Google Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| GOOG | CUSIP9 38259P508 | 05/07/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Eric Schmidt | Mgmt | For | For | For | |||||
| 1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||||
| 1.3 | Elect Larry Page | Mgmt | For | For | For | |||||
| 1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||||
| 1.5 | Elect John Hennessy | Mgmt | For | Withhold | Against | |||||
| 1.6 | Elect Arthur Levinson | Mgmt | For | Withhold | Against | |||||
| 1.7 | Elect Ann Mather | Mgmt | For | For | For | |||||
| 1.8 | Elect Paul Otellini | Mgmt | For | Withhold | Against | |||||
| 1.9 | Elect K. Shriram | Mgmt | For | For | For | |||||
| 1.10 | Elect Shirley Tilghman | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Amendment to the 2004 Stock Plan | Mgmt | For | Against | Against | |||||
| 4 | Shareholder proposal regarding political contribution disclosure | ShrHoldr | For | Against | Against | |||||
| 5 | Shareholder proposal regarding internet censorship | ShrHoldr | Against | Against | For | |||||
| 6 | Shareholder proposal regarding health care reform | ShrHoldr | Against | Against | For |
Hewlett-Packard Company
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| HPQ | CUSIP9 428236103 | 03/18/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Election Of Director: L. T. Babbio, Jr. | Mgmt | For | Against | Against | |||||
| 2 | Election Of Director: S. M. Baldauf | Mgmt | For | For | For | |||||
| 3 | Election Of Director: R. L. Gupta | Mgmt | For | Against | Against | |||||
| 4 | Election Of Director: J. H. Hammergren | Mgmt | For | For | For | |||||
| 5 | Election Of Director: M. V. Hurd | Mgmt | For | For | For | |||||
| 6 | Election Of Director: J. Z. Hyatt | Mgmt | For | For | For | |||||
| 7 | Election Of Director: J. R. Joyce | Mgmt | For | For | For | |||||
| 8 | Election Of Director: R. L. Ryan | Mgmt | For | For | For | |||||
| 9 | Election Of Director: L. S. Salhany | Mgmt | For | For | For | |||||
| 10 | Election Of Director: G. K. Thompson | Mgmt | For | For | For | |||||
| 11 | Ratification of Auditor | Mgmt | For | For | For |
Honeywell International Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| HON | CUSIP9 438516106 | 04/27/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Election Of Director: Gordon M. Bethune | Mgmt | For | For | For | |||||
| 2 | Election Of Director: Jaime Chico Pardo | Mgmt | For | Against | Against | |||||
| 3 | Election Of Director: David M. Cote | Mgmt | For | For | For | |||||
| 4 | Election Of Director: D. Scott Davis | Mgmt | For | For | For | |||||
| 5 | Election Of Director: Linnet F. Deily | Mgmt | For | For | For | |||||
| 6 | Election Of Director: Clive R. Hollick | Mgmt | For | For | For | |||||
| 7 | Election Of Director: George Paz | Mgmt | For | For | For | |||||
| 8 | Election Of Director: Bradley T. Sheares | Mgmt | For | For | For | |||||
| 9 | Election Of Director: John R. Stafford | Mgmt | For | Against | Against | |||||
| 10 | Election Of Director: Michael W. Wright | Mgmt | For | Against | Against | |||||
| 11 | Approval Of Independent Accountants | Mgmt | For | For | For | |||||
| 12 | Cumulative Voting | ShrHoldr | Against | For | Against | |||||
| 13 | Principles For Health Care Reform | ShrHoldr | Against | Against | For | |||||
| 14 | Executive Compensation Advisory Vote | ShrHoldr | Against | For | Against | |||||
| 15 | Tax Gross-Up Payments | ShrHoldr | Against | Against | For | |||||
| 16 | Special Shareowner Meetings | ShrHoldr | Against | For | Against |
Hunt JB Transportation Services Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| JBHT | CUSIP9 445658107 | 04/30/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Sharilyn Gasaway | Mgmt | For | For | For | |||||
| 1.2 | Elect Coleman Peterson | Mgmt | For | For | For | |||||
| 1.3 | Elect James Robo | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For |
Illinois Tool Works
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| ITW | CUSIP9 452308109 | 05/08/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect William Aldinger III | Mgmt | For | For | For | |||||
| 2 | Elect Marvin Brailsford | Mgmt | For | Against | Against | |||||
| 3 | Elect Susan Crown | Mgmt | For | For | For | |||||
| 4 | Elect Don Davis, Jr. | Mgmt | For | For | For | |||||
| 5 | Elect Robert McCormack | Mgmt | For | For | For | |||||
| 6 | Elect Robert Morrison | Mgmt | For | For | For | |||||
| 7 | Elect James Skinner | Mgmt | For | For | For | |||||
| 8 | Elect Harold Smith | Mgmt | For | For | For | |||||
| 9 | Elect David Speer | Mgmt | For | For | For | |||||
| 10 | Elect Pamela Strobel | Mgmt | For | For | For | |||||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 12 | Shareholder Proposal Regarding Approval of SERP Benefits | ShrHoldr | Against | Against | For |
Intel Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| INTC | CUSIP9 458140100 | 05/20/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | |||||
| 2 | Elect Susan Decker | Mgmt | For | For | For | |||||
| 3 | Elect John Donahoe | Mgmt | For | For | For | |||||
| 4 | Elect Reed Hundt | Mgmt | For | For | For | |||||
| 5 | Elect Paul Otellini | Mgmt | For | For | For | |||||
| 6 | Elect James Plummer | Mgmt | For | For | For | |||||
| 7 | Elect David Pottruck | Mgmt | For | For | For | |||||
| 8 | Elect Jane Shaw | Mgmt | For | For | For | |||||
| 9 | Elect John Thornton | Mgmt | For | For | For | |||||
| 10 | Elect Frank Yeary | Mgmt | For | For | For | |||||
| 11 | Elect David Yoffie | Mgmt | For | For | For | |||||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 13 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||||
| 14 | Stock Option Exchange Program | Mgmt | For | For | For | |||||
| 15 | Advisory Vote On Executive Compensation | Mgmt | For | For | For | |||||
| 16 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||||
| 17 | Shareholder Proposal Regarding Human Right to Water | ShrHoldr | Against | Against | For |
International Business Machine Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| IBM | CUSIP9 459200101 | 04/28/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Election Of Director: A.J.P. Belda | Mgmt | For | Against | Against | |||||
| 2 | Election Of Director: C. Black | Mgmt | For | Against | Against | |||||
| 3 | Election Of Director: W.R. Brody | Mgmt | For | For | For | |||||
| 4 | Election Of Director: K.I. Chenault | Mgmt | For | For | For | |||||
| 5 | Election Of Director: M.L. Eskew | Mgmt | For | Against | Against | |||||
| 6 | Election Of Director: S.A. Jackson | Mgmt | For | For | For | |||||
| 7 | Election Of Director: T. Nishimuro | Mgmt | For | For | For | |||||
| 8 | Election Of Director: J.W. Owens | Mgmt | For | For | For | |||||
| 9 | Election Of Director: S.J. Palmisano | Mgmt | For | For | For | |||||
| 10 | Election Of Director: J.E. Spero | Mgmt | For | For | For | |||||
| 11 | Election Of Director: S. Taurel | Mgmt | For | For | For | |||||
| 12 | Election Of Director: L.H. Zambrano | Mgmt | For | For | For | |||||
| 13 | Ratification Of Auditor | Mgmt | For | For | For | |||||
| 14 | Approval Of Long-Term Incentive Performance Terms | Mgmt | For | For | For | |||||
| 15 | Stockholder Proposal On Cumulative Voting | ShrHoldr | Against | For | Against | |||||
| 16 | Stockholder Proposal On Executive Compensation And Pension Income | ShrHoldr | Against | Against | For | |||||
| 17 | Stockholder Proposal On Advisory Vote On Executive Compensation | ShrHoldr | Against | For | Against |
Intuitive Surgical Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| ISRG | CUSIP9 46120E602 | 04/22/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Gary Guthart | Mgmt | For | For | For | |||||
| 1.2 | Elect Mark Rubash | Mgmt | For | Withhold | Against | |||||
| 1.3 | Elect Lonnie Smith | Mgmt | For | For | For |
Juniper Networks Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| JNPR | CUSIP9 48203R104 | 05/28/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Scott Kriens | Mgmt | For | For | For | |||||
| 1.2 | Elect Stratton Sclavos | Mgmt | For | For | For | |||||
| 1.3 | Elect William Stensrud | Mgmt | For | For | For | |||||
| 2 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For |
Kohls Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| KSS | CUSIP9 500255104 | 05/14/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Peter Boneparth | Mgmt | For | For | For | |||||
| 2 | Elect Steven Burd | Mgmt | For | For | For | |||||
| 3 | Elect John Herma | Mgmt | For | For | For | |||||
| 4 | Elect Dale Jones | Mgmt | For | For | For | |||||
| 5 | Elect William Kellogg | Mgmt | For | For | For | |||||
| 6 | Elect Kevin Mansell | Mgmt | For | For | For | |||||
| 7 | Elect R. Lawrence Montgomery | Mgmt | For | For | For | |||||
| 8 | Elect Frank Sica | Mgmt | For | For | For | |||||
| 9 | Elect Peter Sommerhauser | Mgmt | For | Against | Against | |||||
| 10 | Elect Stephanie Streeter | Mgmt | For | For | For | |||||
| 11 | Elect Stephen Watson | Mgmt | For | For | For | |||||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 13 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against |
Lowe’s Companies Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| LOW | CUSIP9 548661107 | 05/29/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Peter Browning | Mgmt | For | Withhold | Against | |||||
| 1.2 | Elect Marshall Larsen | Mgmt | For | For | For | |||||
| 1.3 | Elect Stephen Page | Mgmt | For | For | For | |||||
| 1.4 | Elect O. Temple Sloan, Jr. | Mgmt | For | Withhold | Against | |||||
| 2 | Amendment to the 2006 Long Term Incentive Plan | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 4 | Amendment to the Articles of Incorporation to Eliminate All Remaining Supermajority Requirements | Mgmt | For | For | For | |||||
| 5 | Shareholder Proposal Regarding Reincorporation | ShrHoldr | Against | Against | For | |||||
| 6 | Shareholder Proposal Regarding Principles of Health Care Reform | ShrHoldr | Against | Against | For | |||||
| 7 | Shareholder Proposal Regarding Independent Chairman | ShrHoldr | Against | Against | For |
McAfee Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| MFE | CUSIP9 579064106 | 04/27/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Election Of Director: Mr. Leslie G. Denend | Mgmt | For | Against | Against | |||||
| 2 | Election Of Director: Mr. David G. Dewalt | Mgmt | For | For | For | |||||
| 3 | Election Of Director: Mr. Charles J. Robel | Mgmt | For | Against | Against | |||||
| 4 | Amendment To Declassify The Board | Mgmt | For | For | For | |||||
| 5 | Approval Of The Amendments To Our 1997 Stock Incentive Plan, As Amended | Mgmt | For | For | For | |||||
| 6 | Amendment to the 2002 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
| 7 | Amendment to the 1993 Stock Option Plan for Outside Directors | Mgmt | For | Against | Against | |||||
| 8 | Ratification of Auditor | Mgmt | For | For | For |
McDonalds Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| MCD | CUSIP9 580135101 | 05/27/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Robert Eckert | Mgmt | For | For | For | |||||
| 2 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||||
| 3 | Elect Jeanne Jackson | Mgmt | For | For | For | |||||
| 4 | Elect Andrew McKenna | Mgmt | For | For | For | |||||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 6 | Amendment to the 2001 Omnibus Stock Ownership Plan | Mgmt | For | For | For | |||||
| 7 | 2009 Cash Incentive Plan | Mgmt | For | For | For | |||||
| 8 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | For | Against | |||||
| 9 | Shareholder Proposal Regarding Cage-free Eggs | ShrHoldr | Against | Against | For |
Microsoft Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| MSFT | CUSIP9 594918104 | 11/19/2008 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Election Of Director: Steven A. Ballmer | Mgmt | For | For | For | |||||
| 2 | Election Of Director: James I. Cash Jr. | Mgmt | For | For | For | |||||
| 3 | Election Of Director: Dina Dublon | Mgmt | For | For | For | |||||
| 4 | Election Of Director: William H. Gates III | Mgmt | For | For | For | |||||
| 5 | Election Of Director: Raymond V. Gilmartin | Mgmt | For | For | For | |||||
| 6 | Election Of Director: Reed Hastings | Mgmt | For | For | For | |||||
| 7 | Election Of Director: David F. Marquardt | Mgmt | For | For | For | |||||
| 8 | Election Of Director: Charles H. Noski | Mgmt | For | For | For | |||||
| 9 | Election Of Director: Helmut Panke | Mgmt | For | For | For | |||||
| 10 | Executive Officer Incentive Plan | Mgmt | For | For | For | |||||
| 11 | Amendment To The 1999 Stock Option Plan For Non-Employee Directors | Mgmt | For | For | For | |||||
| 12 | Ratification Of Auditor | Mgmt | For | For | For | |||||
| 13 | Shareholder Proposal - Adoption Of Policies On Internet Censorship | ShrHoldr | Against | Against | For | |||||
| 14 | Shareholder Proposal - Establishment Of Board Committee On Human Rights | ShrHoldr | Against | Against | For | |||||
| 15 | Shareholder Proposal - Disclosure Of Charitable Contributions | ShrHoldr | Against | Against | For |
Monsanto Company
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| MON | CUSIP9 61166W101 | 01/14/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Election Of Director: Janice L. Fields | Mgmt | For | For | For | |||||
| 2 | Election Of Director: Hugh Grant | Mgmt | For | For | For | |||||
| 3 | Election Of Director: C. Steven Mcmillan | Mgmt | For | For | For | |||||
| 4 | Election Of Director: Robert J. Stevens | Mgmt | For | For | For | |||||
| 5 | Ratification of Auditor | Mgmt | For | For | For |
Mosaic Co.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| MOS | CUSIP9 61945A107 | 10/09/2008 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Director David B. Mathis | Mgmt | For | For | For | |||||
| 1.2 | Elect Director James L. Popowich | Mgmt | For | For | For | |||||
| 1.3 | Elect Director James T. Prokopanko | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Steven M. Seibert | Mgmt | For | For | For | |||||
| 2 | Ratify Auditors | Mgmt | For | For | For |
Nike, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| NKE | CUSIP9 654106103 | 09/22/2008 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Director Jill K. Conway | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Alan B. Graf, Jr. | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Jeanne P. Jackson | Mgmt | For | For | For | |||||
| 2.0 | Ratify Auditors | Mgmt | For | For | For |
Northern Trust Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| NTRS | CUSIP9 665859104 | 04/21/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Linda Walker Bynoe | Mgmt | For | For | For | |||||
| 1.2 | Elect Nicholas Chabraja | Mgmt | For | For | For | |||||
| 1.3 | Elect Susan Crown | Mgmt | For | For | For | |||||
| 1.4 | Elect Dipak Jain | Mgmt | For | For | For | |||||
| 1.5 | Elect Arthur Kelly | Mgmt | For | For | For | |||||
| 1.6 | Elect Robert McCormack | Mgmt | For | For | For | |||||
| 1.7 | Elect Edward Mooney | Mgmt | For | For | For | |||||
| 1.8 | Elect William Osborn | Mgmt | For | For | For | |||||
| 1.9 | Elect John Rowe | Mgmt | For | For | For | |||||
| 1.10 | Elect Harold Smith | Mgmt | For | For | For | |||||
| 1.11 | Elect William Smithburg | Mgmt | For | For | For | |||||
| 1.12 | Elect Enrique Sosa | Mgmt | For | For | For | |||||
| 1.13 | Elect Charles Tribbett III | Mgmt | For | For | For | |||||
| 1.14 | Elect Frederick Waddell | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
NOVARTIS- ADR
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| NVS | CUSIP9 66987V109 | 02/24/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Accounts And Reports | Mgmt | For | For | For | |||||
| 2 | Ratification Of Board And Management Acts | Mgmt | For | For | For | |||||
| 3 | Allocation Of Profits/Dividends | Mgmt | For | For | For | |||||
| 4 | Reduction Of Share Capital | Mgmt | For | For | For | |||||
| 5 | Shareholder Proposal Regarding An Advisory Vote On Compensation (Say On Pay) | Mgmt | Against | For | Against | |||||
| 6 | Amendments To The Articles Of Incorporation - Purpose | Mgmt | For | For | For | |||||
| 7 | Amendments To The Articles Of Incorporation - Auditors | Mgmt | For | For | For | |||||
| 8 | Re-Election Of Prof. Srikant M. Datar Ph.D. For A Three-Year Term | Mgmt | For | For | For | |||||
| 9 | Re-Election Of Andreas Von Planta Ph.D. For A Three-Year Term | Mgmt | For | For | For | |||||
| 10 | Re-Election Of Dr.-Ing. Wendelin Wiedeking For A Three-Year Term | Mgmt | For | For | For | |||||
| 11 | Re-Election Of Prof. Rolf M. Zinkernagel M.D. For A Three-Year Term | Mgmt | For | For | For | |||||
| 12 | Election Of Prof. William Brody, M.D., Ph.D. For A Three-Year Term | Mgmt | For | For | For | |||||
| 13 | Appointment Of The Auditor | Mgmt | For | For | For | |||||
| 14 | Additional And/Or Counter-Proposals Presented At The Meeting | Mgmt | For | Against | Against |
Occidental Petroleum Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| OXY | CUSIP9 674599105 | 05/01/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Spencer Abraham | Mgmt | For | For | For | |||||
| 2 | Elect Ronald Burkle | Mgmt | For | For | For | |||||
| 3 | Elect John Chalsty | Mgmt | For | For | For | |||||
| 4 | Elect Edward Djerejian | Mgmt | For | For | For | |||||
| 5 | Elect John Feick | Mgmt | For | For | For | |||||
| 6 | Elect Ray Irani | Mgmt | For | For | For | |||||
| 7 | Elect Irvin Maloney | Mgmt | For | For | For | |||||
| 8 | Elect Avedick Poladian | Mgmt | For | For | For | |||||
| 9 | Elect Rodolfo Segovia | Mgmt | For | For | For | |||||
| 10 | Elect Aziz Syriani | Mgmt | For | For | For | |||||
| 11 | Elect Rosemary Tomich | Mgmt | For | For | For | |||||
| 12 | Elect Walter Weisman | Mgmt | For | For | For | |||||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 14 | Amendment to Permit Shareholders to Call a Special Meeting | Mgmt | For | For | For | |||||
| 15 | Shareholder Proposal Regarding Report on Host Country Regulations | ShrHoldr | Against | Against | For |
Oracle Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| ORCL | SEDOL 2661568 | 10/10/2008 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Jeffrey Henley | Mgmt | For | For | For | |||||
| 1.2 | Elect Lawrence Ellison | Mgmt | For | For | For | |||||
| 1.3 | Elect Donald Lucas | Mgmt | For | For | For | |||||
| 1.4 | Elect Michael Boskin | Mgmt | For | For | For | |||||
| 1.5 | Elect Jack Kemp | Mgmt | For | For | For | |||||
| 1.6 | Elect Jeffrey Berg | Mgmt | For | For | For | |||||
| 1.7 | Elect Safra Catz | Mgmt | For | For | For | |||||
| 1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||||
| 1.9 | Elect H. Raymond Bingham | Mgmt | For | For | For | |||||
| 1.10 | Elect Charles Phillips, Jr. | Mgmt | For | For | For | |||||
| 1.11 | Elect Naomi Seligman | Mgmt | For | For | For | |||||
| 1.12 | Elect George Conrades | Mgmt | For | For | For | |||||
| 1.13 | Elect Bruce Chizen | Mgmt | For | For | For | |||||
| 2 | 2009 Executive Bonus Plan | Mgmt | For | Against | Against | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 4 | Stockholder Proposal On Advisory Vote On Executive Compensation. | ShrHoldr | Against | Against | For |
Oracle Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| ORCL | CUSIP9 68389X105 | 10/10/2008 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Director Jeffrey O. Henley | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Lawrence J. Ellison | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Donald L. Lucas | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Michael J. Boskin | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Jack F. Kemp | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Jeffrey S. Berg | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Safra A. Catz | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Hector Garcia-Molina | Mgmt | For | For | For | |||||
| 1.9 | Elect Director H. Raymond Bingham | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Charles E. Phillips, Jr. | Mgmt | For | For | For | |||||
| 1.11 | Elect Director Naomi O. Seligman | Mgmt | For | For | For | |||||
| 1.12 | Elect Director George H. Conrades | Mgmt | For | For | For | |||||
| 1.13 | Elect Director Bruce R. Chizen | Mgmt | For | For | For | |||||
| 2 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | For | |||||
| 3 | Ratify Auditors | Mgmt | For | For | For | |||||
| 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | ShrHldr | Against | Against | For |
Pepsico Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| PEP | CUSIP9 713448108 | 05/06/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Shona Brown | Mgmt | For | For | For | |||||
| 2 | Elect Ian Cook | Mgmt | For | For | For | |||||
| 3 | Elect Dina Dublon | Mgmt | For | For | For | |||||
| 4 | Elect Victor Dzau | Mgmt | For | For | For | |||||
| 5 | Elect Ray Hunt | Mgmt | For | For | For | |||||
| 6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||||
| 7 | Elect Arthur Martinez | Mgmt | For | For | For | |||||
| 8 | Elect Indra Nooyi | Mgmt | For | For | For | |||||
| 9 | Elect Sharon Rockefeller | Mgmt | For | For | For | |||||
| 10 | Elect James Schiro | Mgmt | For | For | For | |||||
| 11 | Elect Lloyd Trotter | Mgmt | For | For | For | |||||
| 12 | Elect Daniel Vasella | Mgmt | For | For | For | |||||
| 13 | Elect Michael White | Mgmt | For | For | For | |||||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 15 | Executive Incentive Compensation Plan | Mgmt | For | For | For | |||||
| 16 | Shareholder Proposal Regarding Report on Beverage Container Recycling Program | ShrHoldr | Against | Against | For | |||||
| 17 | Shareholder Proposal Regarding Genetically Engineered Products | ShrHoldr | Against | Against | For | |||||
| 18 | Shareholder Regarding Reviewing Charitable Spending | ShrHoldr | Against | Against | For | |||||
| 19 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | For | Against |
PHILLIP MORRIS
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| PM | CUSIP9 718172109 | 05/05/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Harold Brown | Mgmt | For | For | For | |||||
| 2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | |||||
| 3 | Elect Louis Camilleri | Mgmt | For | For | For | |||||
| 4 | Elect J. Dudley Fishburn | Mgmt | For | For | For | |||||
| 5 | Elect Graham MacKay | Mgmt | For | For | For | |||||
| 6 | Elect Sergio Marchionne | Mgmt | For | Against | Against | |||||
| 7 | Elect Lucio Noto | Mgmt | For | For | For | |||||
| 8 | Elect Carlos Slim Helú | Mgmt | For | For | For | |||||
| 9 | Elect Stephen Wolf | Mgmt | For | For | For | |||||
| 10 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 11 | Approval of Material Terms of the 2008 Performance Incentive Plan | Mgmt | For | For | For |
Praxair Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| PX | CUSIP9 74005P104 | 04/28/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Stephen Angel | Mgmt | For | For | For | |||||
| 1.2 | Elect Nance Dicciani | Mgmt | For | For | For | |||||
| 1.3 | Elect Edward Galante | Mgmt | For | For | For | |||||
| 1.4 | Elect Claire Gargalli | Mgmt | For | For | For | |||||
| 1.5 | Elect Ira Hall | Mgmt | For | For | For | |||||
| 1.6 | Elect Raymond LeBoeuf | Mgmt | For | For | For | |||||
| 1.7 | Elect Larry McVay | Mgmt | For | For | For | |||||
| 1.8 | Elect Wayne Smith | Mgmt | For | For | For | |||||
| 1.9 | Elect H. Mitchell Watson, Jr. | Mgmt | For | For | For | |||||
| 1.10 | Elect Robert Wood | Mgmt | For | For | For | |||||
| 2 | Proposal To Approve The 2009 Praxair, Inc. Long Term Incentive Plan | Mgmt | For | For | For | |||||
| 3 | Proposal To Ratify The Appointment Of The Independent Auditor | Mgmt | For | For | For |
Qualcomm Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| QCOM | CUSIP9 747525103 | 03/03/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Barbara Alexander | Mgmt | For | For | For | |||||
| 1.2 | Elect Stephen Bennett | Mgmt | For | For | For | |||||
| 1.3 | Elect Donald Cruickshank | Mgmt | For | For | For | |||||
| 1.4 | Elect Raymond Dittamore | Mgmt | For | For | For | |||||
| 1.5 | Elect Thomas Horton | Mgmt | For | For | For | |||||
| 1.6 | Elect Irwin Jacobs | Mgmt | For | For | For | |||||
| 1.7 | Elect Paul Jacobs | Mgmt | For | For | For | |||||
| 1.8 | Elect Robert Kahn | Mgmt | For | For | For | |||||
| 1.9 | Elect Sherry Lansing | Mgmt | For | For | For | |||||
| 1.10 | Elect Duane Nelles | Mgmt | For | For | For | |||||
| 1.11 | Elect Marc Stern | Mgmt | For | For | For | |||||
| 1.12 | Elect Brent Scowcroft | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For |
Raytheon Company
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| RTN | CUSIP9 755111507 | 05/28/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Vernon Clark | Mgmt | For | For | For | |||||
| 2 | Elect John Deutch | Mgmt | For | Against | Against | |||||
| 3 | Elect Frederic Poses | Mgmt | For | For | For | |||||
| 4 | Elect Michael Ruettgers | Mgmt | For | For | For | |||||
| 5 | Elect Ronald Skates | Mgmt | For | For | For | |||||
| 6 | Elect William Spivey | Mgmt | For | For | For | |||||
| 7 | Elect Linda Stuntz | Mgmt | For | For | For | |||||
| 8 | Elect William Swanson | Mgmt | For | For | For | |||||
| 9 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 10 | Shareholder Proposal Regarding Advisory Vote on Compensation | ShrHoldr | Against | For | Against | |||||
| 11 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||||
| 12 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||||
| 13 | Shareholder Proposal Regarding Adoption of Health Care Reform Principles | ShrHoldr | Against | Against | For | |||||
| 14 | Shareholder Proposal Regarding Supplemental Executive Retirement Plans | ShrHoldr | Against | Against | For |
Research In Motion Ltd
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| RIM | CUSIP9 760975102 | 07/15/2008 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | Canada |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.0 | Elect James Balsillie, Mike Lazaridis, James Estill, David Kerr, Roger Martin, John Richardson, Barbara Stymiest and John Wetmore as Directors | Mgmt | For | For | For | |||||
| 2.0 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For |
Schlumberger Limited
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| SLB | CUSIP9 806857108 | 04/08/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Philippe Camus | Mgmt | For | For | For | |||||
| 1.2 | Elect Jamie Gorelick | Mgmt | For | For | For | |||||
| 1.3 | Elect Andrew Gould | Mgmt | For | For | For | |||||
| 1.4 | Elect Tony Isaac | Mgmt | For | For | For | |||||
| 1.5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||||
| 1.6 | Elect Adrian Lajous | Mgmt | For | For | For | |||||
| 1.7 | Elect Michael Marks | Mgmt | For | For | For | |||||
| 1.8 | Elect Leo Reif | Mgmt | For | For | For | |||||
| 1.9 | Elect Tore Sandvold | Mgmt | For | For | For | |||||
| 1.10 | Elect Henri Seydoux | Mgmt | For | For | For | |||||
| 1.11 | Elect Linda Stuntz | Mgmt | For | For | For | |||||
| 2 | Proposal To Adopt And Approve Of Financials And Dividends | Mgmt | For | For | For | |||||
| 3 | Shareholder Proposal Regarding An Advisory Vote On Compensation Report (Say On Pay) | ShrHoldr | Against | For | Against | |||||
| 4 | Proposal To Approve Of Independent Registered Public Accounting Firm | Mgmt | For | For | For |
Southwest Energy Company
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| SWN | CUSIP9 845467109 | 05/19/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Lewis Epley, Jr. | Mgmt | For | Withhold | Against | |||||
| 1.2 | Elect Robert Howard | Mgmt | For | Withhold | Against | |||||
| 1.3 | Elect Harold Korell | Mgmt | For | Withhold | Against | |||||
| 1.4 | Elect Vello Kuuskraa | Mgmt | For | Withhold | Against | |||||
| 1.5 | Elect Kenneth Mourton | Mgmt | For | Withhold | Against | |||||
| 1.6 | Elect Charles Scharlau | Mgmt | For | Withhold | Against | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For |
Target Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| TGT | CUSIP9 87612E106 | 05/28/2009 | Take No Action | |||||||
| Meeting Type | Country of Trade | |||||||||
| Proxy Contest | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Fix the Number of Directors at Twelve | ShrHoldr | N/A | TNA | N/A | |||||
| 2.1 | Elect William Ackman | ShrHoldr | N/A | TNA | N/A | |||||
| 2.2 | Elect Michael Ashner | ShrHoldr | N/A | TNA | N/A | |||||
| 2.3 | Elect James Donald | ShrHoldr | N/A | TNA | N/A | |||||
| 2.4 | Elect Richard Vague | ShrHoldr | N/A | TNA | N/A | |||||
| 3 | Elect Ronald Gilson | ShrHoldr | N/A | TNA | N/A | |||||
| 4 | Ratification of Auditor | ShrHoldr | N/A | TNA | N/A | |||||
| 5 | Amendment to the Long-Term Incentive Plan | ShrHoldr | N/A | TNA | N/A | |||||
| 6 | Shareholder Proposal Regarding Advisory Vote on Compensation | ShrHoldr | N/A | TNA | N/A |
Target Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| TGT | CUSIP9 87612E106 | 05/28/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Fix the Number of Directors at Twelve | Mgmt | For | For | For | |||||
| 2 | Elect Mary Dillon | Mgmt | For | For | For | |||||
| 3 | Elect Richard Kovacevich | Mgmt | For | For | For | |||||
| 4 | Elect George Tamke | Mgmt | For | For | For | |||||
| 5 | Elect Solomon Trujillo | Mgmt | For | For | For | |||||
| 6 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 7 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||||
| 8 | Shareholder Proposal Regarding Advisory Vote on Compensation | ShrHoldr | Against | For | Against |
The Directv Group Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| DTV | CUSIP9 25459L106 | 06/02/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Chase Carey | Mgmt | For | For | For | |||||
| 1.2 | Elect Mark Carleton | Mgmt | For | Withhold | Against | |||||
| 1.3 | Elect Peter Lund | Mgmt | For | Withhold | Against | |||||
| 1.4 | Elect Haïm Saban | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
| 3 | Shareholder Proposal Regarding Health Care Reform Principles | ShrHoldr | Against | Against | For | |||||
| 4 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against |
Thermo Electron Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| TMO | CUSIP9 883556102 | 05/20/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Judy Lewent | Mgmt | For | For | For | |||||
| 1.2 | Elect Peter Manning | Mgmt | For | For | For | |||||
| 1.3 | Elect Jim Manzi | Mgmt | For | For | For | |||||
| 1.4 | Elect Elaine Ullian | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For |
TJX Companies Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| TJX | CUSIP9 872540109 | 06/02/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Jose Alvarez | Mgmt | For | For | For | |||||
| 1.2 | Elect Alan Bennett | Mgmt | For | For | For | |||||
| 1.3 | Elect David Brandon | Mgmt | For | Withhold | Against | |||||
| 1.4 | Elect Bernard Cammarata | Mgmt | For | For | For | |||||
| 1.5 | Elect David Ching | Mgmt | For | For | For | |||||
| 1.6 | Elect Michael Hines | Mgmt | For | For | For | |||||
| 1.7 | Elect Amy Lane | Mgmt | For | For | For | |||||
| 1.8 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||||
| 1.9 | Elect John O’Brien | Mgmt | For | For | For | |||||
| 1.10 | Elect Robert Shapiro | Mgmt | For | For | For | |||||
| 1.11 | Elect Willow Shire | Mgmt | For | Withhold | Against | |||||
| 1.12 | Elect Fletcher Wiley | Mgmt | For | For | For | |||||
| 2 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For |
Transocean Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| RIG | CUSIP9 G90073100 | 12/08/2008 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Special | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Reincorporation from the Cayman Islands to Switzerland | Mgmt | For | For | For | |||||
| 2 | Right to Adjourn Meeting | Mgmt | For | For | For |
TRANSOCEAN, LTD.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| RIG | CUSIP9 H8817H100 | 05/15/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||||
| 2 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 4 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
| 5 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||||
| 6 | Elect W. Richard Anderson | Mgmt | For | For | For | |||||
| 7 | Elect Richard George | Mgmt | For | For | For | |||||
| 8 | Elect Robert Long | Mgmt | For | For | For | |||||
| 9 | Elect Edward Muller | Mgmt | For | For | For | |||||
| 10 | Elect Victor Grijalva | Mgmt | For | For | For | |||||
| 11 | Appointment of Auditor | Mgmt | For | For | For |
TRANSOCEAN, LTD.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| RIG | CUSIP9 H8817H100 | 05/15/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||||
| 2 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 4 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
| 5 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||||
| 6 | Elect W. Richard Anderson | Mgmt | For | For | For | |||||
| 7 | Elect Richard George | Mgmt | For | For | For | |||||
| 8 | Elect Robert Long | Mgmt | For | For | For | |||||
| 9 | Elect Edward Muller | Mgmt | For | For | For | |||||
| 10 | Elect Victor Grijalva | Mgmt | For | For | For | |||||
| 11 | Appointment of Auditor | Mgmt | For | For | For |
Union Pacific Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| UNP | CUSIP9 907818108 | 05/14/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Andrew Card, Jr. | Mgmt | For | For | For | |||||
| 2 | Elect Erroll Davis, Jr. | Mgmt | For | For | For | |||||
| 3 | Elect Thomas Donohue | Mgmt | For | Against | Against | |||||
| 4 | Elect Archie Dunham | Mgmt | For | For | For | |||||
| 5 | Elect Judith Hope | Mgmt | For | For | For | |||||
| 6 | Elect Charles Krulak | Mgmt | For | For | For | |||||
| 7 | Elect Michael McCarthy | Mgmt | For | For | For | |||||
| 8 | Elect Michael McConnell | Mgmt | For | For | For | |||||
| 9 | Elect Thomas McLarty III | Mgmt | For | For | For | |||||
| 10 | Elect Steven Rogel | Mgmt | For | Against | Against | |||||
| 11 | Elect José Villarreal | Mgmt | For | For | For | |||||
| 12 | Elect James Young | Mgmt | For | For | For | |||||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 14 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For |
United Parcel Service Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| UPS | CUSIP9 911312106 | 05/07/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect F. Duane Ackerman | Mgmt | For | Withhold | Against | |||||
| 1.2 | Elect Michael Burns | Mgmt | For | For | For | |||||
| 1.3 | Elect D. Scott Davis | Mgmt | For | For | For | |||||
| 1.4 | Elect Stuart Eizenstat | Mgmt | For | For | For | |||||
| 1.5 | Elect Michael Eskew | Mgmt | For | For | For | |||||
| 1.6 | Elect William Johnson | Mgmt | For | For | For | |||||
| 1.7 | Elect Ann Livermore | Mgmt | For | For | For | |||||
| 1.8 | Elect Rudy Markham | Mgmt | For | For | For | |||||
| 1.9 | Elect John Thompson | Mgmt | For | For | For | |||||
| 1.10 | Elect Carol Tome | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | 2009 Omnibus Incentive Compensation Plan | Mgmt | For | Against | Against |
VISA INC.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| V | CUSIP9 92826C839 | 04/21/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Hani Al-Qadi | Mgmt | For | For | For | |||||
| 2 | Elect Charles Doyle | Mgmt | For | For | For | |||||
| 3 | Elect Peter Hawkins | Mgmt | For | For | For | |||||
| 4 | Elect David McKay | Mgmt | For | For | For | |||||
| 5 | Elect Charles Scharf | Mgmt | For | For | For | |||||
| 6 | Elect Segismundo Schulin-Zeuthen | Mgmt | For | For | For | |||||
| 7 | Elect Thomas Campbell | Mgmt | For | For | For | |||||
| 8 | Elect Gary Coughlan | Mgmt | For | For | For | |||||
| 9 | Elect Mary Cranston | Mgmt | For | For | For | |||||
| 10 | Elect Francisco Fernandez-Carbajal | Mgmt | For | For | For | |||||
| 11 | Elect Suzanne Johnson | Mgmt | For | For | For | |||||
| 12 | Elect Joseph Saunders | Mgmt | For | For | For | |||||
| 13 | Ratification of Auditor | Mgmt | For | For | For |
Visa Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| V | CUSIP9 92826C839 | 10/14/2008 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Special | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Amend Certificate of Incorporation to Declassify the Board of Directors and Eliminate Certain Provisions | Mgmt | For | For | For |
Visa Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| V | CUSIP9 92826C839 | 12/16/2008 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Special | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Amendment Regarding the Retrospective Responsibility Plan | Mgmt | For | For | For |
Wal Mart Stores Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| WMT | CUSIP9 931142103 | 06/05/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Aida Alvarez | Mgmt | For | For | For | |||||
| 2 | Elect James Breyer | Mgmt | For | For | For | |||||
| 3 | Elect M. Michele Burns | Mgmt | For | Against | Against | |||||
| 4 | Elect James Cash, Jr. | Mgmt | For | For | For | |||||
| 5 | Elect Roger Corbett | Mgmt | For | For | For | |||||
| 6 | Elect Douglas Daft | Mgmt | For | For | For | |||||
| 7 | Elect Michael Duke | Mgmt | For | For | For | |||||
| 8 | Elect Gregory Penner | Mgmt | For | For | For | |||||
| 9 | Elect Allen Questrom | Mgmt | For | For | For | |||||
| 10 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For | |||||
| 11 | Elect Arne Sorenson | Mgmt | For | For | For | |||||
| 12 | Elect Jim Walton | Mgmt | For | For | For | |||||
| 13 | Elect S. Robson Walton | Mgmt | For | For | For | |||||
| 14 | Elect Christopher Williams | Mgmt | For | For | For | |||||
| 15 | Elect Linda Wolf | Mgmt | For | For | For | |||||
| 16 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 17 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Expression Anti-Bias Policy | ShrHoldr | Against | Against | For | |||||
| 18 | Shareholder Proposal Regarding Pay for Superior Performance | ShrHoldr | Against | Against | For | |||||
| 19 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | For | Against | |||||
| 20 | Shareholder Proposal Regarding Reviewing Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||||
| 21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||||
| 22 | Shareholder Proposal Regarding Incentive Compensation in the Form of Stock Options | ShrHoldr | Against | Against | For |
Waste Management Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| WMI | CUSIP9 94106L109 | 05/08/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Pastora Cafferty | Mgmt | For | Against | Against | |||||
| 2 | Elect Frank Clark | Mgmt | For | Against | Against | |||||
| 3 | Elect Patrick Gross | Mgmt | For | Against | Against | |||||
| 4 | Elect John Pope | Mgmt | For | Against | Against | |||||
| 5 | Elect W. Robert Reum | Mgmt | For | Against | Against | |||||
| 6 | Elect Steven Rothmeier | Mgmt | For | Against | Against | |||||
| 7 | Elect David Steiner | Mgmt | For | For | For | |||||
| 8 | Elect Thomas Weidemeyer | Mgmt | For | For | For | |||||
| 9 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
| 10 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
| 11 | 2009 Stock Incentive Plan | Mgmt | For | For | For | |||||
| 12 | Shareholder Proposal Regarding Political Contributions and Expenditures | ShrHoldr | Against | Against | For | |||||
| 13 | Shareholder Proposal Regarding Elimination of Supermajority Voting | ShrHoldr | Against | For | Against |
Wells Fargo & Co
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| WFC | CUSIP9 949746101 | 04/28/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Election Of Director: John D. Baker II | Mgmt | For | Against | Against | |||||
| 2 | Election Of Director: John S. Chen | Mgmt | For | For | For | |||||
| 3 | Election Of Director: Lloyd H. Dean | Mgmt | For | For | For | |||||
| 4 | Election Of Director: Susan E. Engel | Mgmt | For | For | For | |||||
| 5 | Election Of Director: Enrique Hernandez, Jr. | Mgmt | For | For | For | |||||
| 6 | Election Of Director: Donald M. James | Mgmt | For | Against | Against | |||||
| 7 | Election Of Director: Robert L. Joss | Mgmt | For | For | For | |||||
| 8 | Election Of Director: Richard M. Kovacevich | Mgmt | For | For | For | |||||
| 9 | Election Of Director: Richard D. Mccormick | Mgmt | For | For | For | |||||
| 10 | Election Of Director: Mackey J. Mcdonald | Mgmt | For | Against | Against | |||||
| 11 | Election Of Director: Cynthia H. Milligan | Mgmt | For | Against | Against | |||||
| 12 | Election Of Director: Nicholas G. Moore | Mgmt | For | For | For | |||||
| 13 | Election Of Director: Philip J. Quigley | Mgmt | For | Against | Against | |||||
| 14 | Election Of Director: Donald B. Rice | Mgmt | For | Against | Against | |||||
| 15 | Election Of Director: Judith M. Runstad | Mgmt | For | For | For | |||||
| 16 | Election Of Director: Stephen W. Sanger | Mgmt | For | For | For | |||||
| 17 | Election Of Director: Robert K. Steel | Mgmt | For | For | For | |||||
| 18 | Election Of Director: John G. Stumpf | Mgmt | For | For | For | |||||
| 19 | Election Of Director: Susan G. Swenson | Mgmt | For | For | For | |||||
| 20 | Advisory Vote On Executive Compensation | Mgmt | For | For | For | |||||
| 21 | Ratification Of Auditor | Mgmt | For | For | For | |||||
| 22 | Amendment To The Long-Term Incentive Compensation Plan | Mgmt | For | Against | Against | |||||
| 23 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||||
| 24 | Stockholder Proposal Regarding A Report On Political Contributions | ShrHoldr | Against | Against | For |
Yahoo!, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| YHOO | CUSIP9 984332106 | 08/01/2008 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Contest | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Director Roy J. Bostock | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Ronald W. Burkle | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Eric Hippeau | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Vyomesh Joshi | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Arthur H. Kern | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Robert A. Kotick | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Mary Agnes Wilderotter | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Gary L. Wilson | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Jerry Yang | Mgmt | For | For | For | |||||
| 2.0 | Ratify Auditors | Mgmt | For | For | For | |||||
| 3.0 | Pay For Superior Performance | ShrHldr | Against | For | Against | |||||
| 4.0 | Adopt Policies to Protect Freedom of Access to the Internet | ShrHldr | Against | For | Against | |||||
| 5.0 | Amend Bylaws to Establish a Board Committee on Human Rights | ShrHldr | Against | Against | For |
Yahoo!, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| YHOO | CUSIP9 984332106 | 08/01/2008 | Take No Action | |||||||
| Meeting Type | Country of Trade | |||||||||
| Contest | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Director Lucian A. Bebchuk | ShrHldr | For | TNA | N/A | |||||
| 1.2 | Elect Director Frank J. Biondi, Jr. | ShrHldr | For | TNA | N/A | |||||
| 1.3 | Elect Director John H. Chapple | ShrHldr | For | TNA | N/A | |||||
| 1.4 | Elect Director Mark Cuban | ShrHldr | For | TNA | N/A | |||||
| 1.5 | Elect Director Adam Dell | ShrHldr | For | TNA | N/A | |||||
| 1.6 | Elect Director Carl C. Icahn | ShrHldr | For | TNA | N/A | |||||
| 1.7 | Elect Director Keith A, Meister | ShrHldr | For | TNA | N/A | |||||
| 1.8 | Elect Director Edward H. Meyer | ShrHldr | For | TNA | N/A | |||||
| 1.9 | Elect Director Brian S. Posner | ShrHldr | For | TNA | N/A | |||||
| 2.0 | Ratify Auditors | ShrHldr | For | TNA | N/A | |||||
| 3.0 | Pay For Superior Performance | ShrHldr | For | TNA | N/A | |||||
| 4.0 | Adopt Policies to Protect Freedom of Access to the Internet | ShrHldr | Against | TNA | N/A | |||||
| 5.0 | Amend Bylaws to Establish a Board Committee on Human Rights | ShrHldr | Against | TNA | N/A |
Item 1: Proxy Voting Record — Item 1 Proxy Voting Record —
Registrant : RidgeWorth Variable Trust
Fund Name : RidgeWorth Variable Trust Mid-Cap Core Equity Fund
07/01/2008 — 06/30/2009
In all markets, for all statuses, for
Adobe Systems Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| ADBE | CUSIP 00724F101 | 04/01/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Election Of Class II Director: Robert K. Burgess | Mgmt | For | For | For | |||||
| 2 | Election Of Class II Director: Carol Mills | Mgmt | For | For | For | |||||
| 3 | Election Of Class II Director: Daniel Rosensweig | Mgmt | For | For | For | |||||
| 4 | Election Of Class II Director: Robert Sedgewick | Mgmt | For | For | For | |||||
| 5 | Election Of Class II Director: John E. Warnock | Mgmt | For | For | For | |||||
| 6 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | For | For | |||||
| 7 | Ratification of Auditor | Mgmt | For | For | For |
Advance Auto Parts Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| AAP | CUSIP 00751Y106 | 05/20/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect John Bergstrom | Mgmt | For | For | For | |||||
| 1.2 | Elect John Brouillard | Mgmt | For | For | For | |||||
| 1.3 | Elect Darren Jackson | Mgmt | For | For | For | |||||
| 1.4 | Elect William Oglesby | Mgmt | For | For | For | |||||
| 1.5 | Elect Gilbert Ray | Mgmt | For | For | For | |||||
| 1.6 | Elect Carlos Saladrigas | Mgmt | For | For | For | |||||
| 1.7 | Elect Francesca Spinelli | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For |
Agilent Technologies Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| A | CUSIP 00846U101 | 03/11/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect William Sullivan | Mgmt | For | For | For | |||||
| 1.2 | Elect Robert Herbold | Mgmt | For | For | For | |||||
| 1.3 | Elect Koh Boon Hwee | Mgmt | For | Withhold | Against | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | The Approval Of The Agilent Technologies, Inc. 2009 Stock Plan | Mgmt | For | For | For |
Air Products & Chemicals Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| APD | CUSIP 009158106 | 01/22/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Mario Baeza | Mgmt | For | For | For | |||||
| 1.2 | Elect Edward Hagenlocker | Mgmt | For | For | For | |||||
| 1.3 | Elect John McGlade | Mgmt | For | For | For | |||||
| 1.4 | Elect Charles Noski | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For |
Albemarle Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| ALB | CUSIP 012653101 | 05/13/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect J. Alfred Broaddus, Jr. | Mgmt | For | For | For | |||||
| 1.2 | Elect R. William Ide III | Mgmt | For | For | For | |||||
| 1.3 | Elect Richard Morrill | Mgmt | For | For | For | |||||
| 1.4 | Elect Jim Nokes | Mgmt | For | For | For | |||||
| 1.5 | Elect Mark Rohr | Mgmt | For | For | For | |||||
| 1.6 | Elect John Sherman, Jr. | Mgmt | For | For | For | |||||
| 1.7 | Elect Charles Stewart | Mgmt | For | For | For | |||||
| 1.8 | Elect Harriet Taggart | Mgmt | For | For | For | |||||
| 1.9 | Elect Anne Whittemore | Mgmt | For | For | For | |||||
| 2 | Amendment to the 2008 Incentive Plan | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For |
Altera Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| ALTR | CUSIP 021441100 | 05/12/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect John Daane | Mgmt | For | For | For | |||||
| 2 | Elect Robert Finocchio, Jr. | Mgmt | For | For | For | |||||
| 3 | Elect Kevin McGarity | Mgmt | For | For | For | |||||
| 4 | Elect Gregory Myers | Mgmt | For | For | For | |||||
| 5 | Elect Krish Prabhu | Mgmt | For | For | For | |||||
| 6 | Elect John Shoemaker | Mgmt | For | For | For | |||||
| 7 | Elect Susan Wang | Mgmt | For | For | For | |||||
| 8 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | For | |||||
| 9 | Amendment to the 1987 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
| 10 | Ratification of Auditor | Mgmt | For | For | For |
Amdocs Limited
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| DOX | CUSIP G02602103 | 01/22/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Bruce Anderson | Mgmt | For | For | For | |||||
| 1.2 | Elect Adrian Gardner | Mgmt | For | For | For | |||||
| 1.3 | Elect Charles Foster | Mgmt | For | For | For | |||||
| 1.4 | Elect James Kahan | Mgmt | For | For | For | |||||
| 1.5 | Elect Zohar Zisapel | Mgmt | For | For | For | |||||
| 1.6 | Elect Dov Baharav | Mgmt | For | For | For | |||||
| 1.7 | Elect Julian Brodsky | Mgmt | For | For | For | |||||
| 1.8 | Elect Eli Gelman | Mgmt | For | For | For | |||||
| 1.9 | Elect Nehemia Lemelbaum | Mgmt | For | For | For | |||||
| 1.10 | Elect John McLennan | Mgmt | For | For | For | |||||
| 1.11 | Elect Robert Minicucci | Mgmt | For | For | For | |||||
| 1.12 | Elect Simon Olswang | Mgmt | For | For | For | |||||
| 2 | Amendments to Memorandum and Articles of Incorporation | Mgmt | For | Against | Against | |||||
| 3 | Approval Of Consolidated Financial Statements For Fiscal Year 2008 | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For |
American Eagle Outfitters
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| AEO | CUSIP 02553E106 | 06/16/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Janice Page | Mgmt | For | Against | Against | |||||
| 2 | Elect J. Thomas Presby | Mgmt | For | Against | Against | |||||
| 3 | Elect Gerald Wedren | Mgmt | For | Against | Against | |||||
| 4 | Amendment to the 2005 Stock Award and Incentive Plan | Mgmt | For | For | For | |||||
| 5 | Ratification of Auditor | Mgmt | For | For | For |
Ameriprise Financial Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| AMP | CUSIP 03076C106 | 04/22/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Election Of Director: Warren D. Knowlton | Mgmt | For | Against | Against | |||||
| 2 | Election Of Director: Jeffrey Noddle | Mgmt | For | For | For | |||||
| 3 | Election Of Director: Robert F. Sharpe, Jr. | Mgmt | For | Against | Against | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For |
Anadarko Petroleum Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| APC | CUSIP 032511107 | 05/19/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Robert Allison, Jr. | Mgmt | For | For | For | |||||
| 2 | Elect Peter Fluor | Mgmt | For | For | For | |||||
| 3 | Elect John Poduska, Sr. | Mgmt | For | Against | Against | |||||
| 4 | Elect Paula Reynolds | Mgmt | For | For | For | |||||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 6 | Repeal of Classified Board | Mgmt | For | For | For | |||||
| 7 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Expression Anti-Bias Policy | ShrHoldr | Against | Against | For |
Analog Devices Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| ADI | CUSIP 032654105 | 03/10/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect James Champy | Mgmt | For | For | For | |||||
| 2 | Elect Yves-Andre Istel | Mgmt | For | For | For | |||||
| 3 | Elect Neil Novich | Mgmt | For | For | For | |||||
| 4 | Elect Kenton Sicchitano | Mgmt | For | For | For | |||||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 6 | Shareholder Proposal to Declassify the Board | ShrHoldr | Against | For | Against |
Arch Capital Group Limited
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| ACGL | CUSIP G0450A105 | 05/06/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Constantine Iordanou | Mgmt | For | For | For | |||||
| 1.2 | Elect James Meenaghan | Mgmt | For | For | For | |||||
| 1.3 | Elect John Pasquesi | Mgmt | For | For | For | |||||
| 1.4 | Elect William Beveridge | Mgmt | For | For | For | |||||
| 1.5 | Elect Dennis Brand | Mgmt | For | For | For | |||||
| 1.6 | Elect Knud Christensen | Mgmt | For | For | For | |||||
| 1.7 | Elect Graham Collis | Mgmt | For | Withhold | Against | |||||
| 1.8 | Elect William Cooney | Mgmt | For | For | For | |||||
| 1.9 | Elect Elizabeth Fullerton-Rome | Mgmt | For | For | For | |||||
| 1.10 | Elect Rutger Funnekotter | Mgmt | For | For | For | |||||
| 1.11 | Elect Marc Grandisson | Mgmt | For | For | For | |||||
| 1.12 | Elect Michael Greene | Mgmt | For | For | For | |||||
| 1.13 | Elect John Hele | Mgmt | For | Withhold | Against | |||||
| 1.14 | Elect David Hipkin | Mgmt | For | For | For | |||||
| 1.15 | Elect W. Preston Hutchings | Mgmt | For | For | For | |||||
| 1.16 | Elect Constantine Iordanou | Mgmt | For | For | For | |||||
| 1.17 | Elect Wolbert Kamphuijs | Mgmt | For | For | For | |||||
| 1.18 | Elect Michael Kier | Mgmt | For | For | For | |||||
| 1.19 | Elect Mark Lyons | Mgmt | For | For | For | |||||
| 1.20 | Elect Michael Murphy | Mgmt | For | For | For | |||||
| 1.21 | Elect Martin Nilsen | Mgmt | For | For | For | |||||
| 1.22 | Elect Nicholas Papadopoulo | Mgmt | For | For | For | |||||
| 1.23 | Elect Michael Quinn | Mgmt | For | For | For | |||||
| 1.24 | Elect Maamoun Rajeh | Mgmt | For | For | For | |||||
| 1.25 | Elect Paul Robotham | Mgmt | For | Withhold | Against | |||||
| 1.26 | Elect Soren Scheuer | Mgmt | For | For | For | |||||
| 1.27 | Elect Budhi Singh | Mgmt | For | For | For | |||||
| 1.28 | Elect Helmut Sohler | Mgmt | For | For | For | |||||
| 1.29 | Elect Robert Van Gieson | Mgmt | For | For | For | |||||
| 1.30 | Elect Angus Watson | Mgmt | For | For | For | |||||
| 1.31 | Elect James Weatherstone | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For |
Arch Coal Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| ACI | CUSIP 039380100 | 04/23/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Frank Burke | Mgmt | For | For | For | |||||
| 1.2 | Elect Patricia Godley | Mgmt | For | For | For | |||||
| 1.3 | Elect Thomas Lockhart | Mgmt | For | For | For | |||||
| 1.4 | Elect Wesley Taylor | Mgmt | For | For | For | |||||
| 2 | Ratification Of The Appointment Of Independent Public Accounting Firm | Mgmt | For | For | For |
Bard CR Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| BCR | CUSIP 067383109 | 04/15/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Marc Breslawsky | Mgmt | For | For | For | |||||
| 1.2 | Elect Herbert Henkel | Mgmt | For | Withhold | Against | |||||
| 1.3 | Elect Tommy Thompson | Mgmt | For | For | For | |||||
| 1.4 | Elect Timothy Ring | Mgmt | For | For | For | |||||
| 2 | Amendment to the Executive Bonus Plan | Mgmt | For | For | For | |||||
| 3 | Amendment to the 2003 Long Term Incentive Plan | Mgmt | For | Against | Against | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For |
Becton Dickinson & Company
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| BDX | CUSIP 075887109 | 02/03/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Claire Fraser-Liggett | Mgmt | For | For | For | |||||
| 1.2 | Elect Edward Ludwig | Mgmt | For | For | For | |||||
| 1.3 | Elect Willard Overlock, Jr. | Mgmt | For | For | For | |||||
| 1.4 | Elect Bertram Scott | Mgmt | For | For | For | |||||
| 2 | Ratification Of Selection Of Independent Registered Public Accounting Firm | Mgmt | For | For | For | |||||
| 3 | Amendment To BDs Restated Certificate Of Incorporation | Mgmt | For | For | For | |||||
| 4 | Amendment To The 2004 Employee And Director Equity-Based Compensation Plan | Mgmt | For | For | For | |||||
| 5 | Approval Of Material Terms Of Performance Goals | Mgmt | For | For | For | |||||
| 6 | Special Shareholder Meetings | ShrHoldr | Against | For | Against | |||||
| 7 | Cumulative Voting | ShrHoldr | Against | For | Against |
BMC Software, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| BMC | CUSIP 055921100 | 07/22/2008 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Director B. Garland Cupp | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Robert E. Beauchamp | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Jon E. Barfield | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Gary Bloom | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Meldon K. Gafner | Mgmt | For | For | For | |||||
| 1.6 | Elect Director P. Thomas Jenkins | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Louis J. Lavigne, Jr. | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Kathleen A. O’Neil | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Tom C. Tinsley | Mgmt | For | For | For | |||||
| 2.0 | Ratify Auditors | Mgmt | For | For | For |
Borgwarner Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| BWA | CUSIP 099724106 | 04/29/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Phyllis Bonanno | Mgmt | For | For | For | |||||
| 1.2 | Elect Alexis Michas | Mgmt | For | For | For | |||||
| 1.3 | Elect Richard Schaum | Mgmt | For | For | For | |||||
| 1.4 | Elect Thomas Stallkamp | Mgmt | For | For | For | |||||
| 1.5 | Elect Dennis Cuneo | Mgmt | For | For | For | |||||
| 2 | Amendment to the 2004 Stock Incentive Plan | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For |
Cadbury Plc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| CBY | CUSIP 12721E102 | 05/14/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 3 | Directors’ Remuneration Report | Mgmt | For | For | For | |||||
| 4 | Elect Roger Carr | Mgmt | For | For | For | |||||
| 5 | Elect Todd Stitzer | Mgmt | For | For | For | |||||
| 6 | Elect Baroness Hogg | Mgmt | For | For | For | |||||
| 7 | Elect Colin Day | Mgmt | For | For | For | |||||
| 8 | Elect Andrew Bonfield | Mgmt | For | For | For | |||||
| 9 | Appointment of Auditor | Mgmt | For | For | For | |||||
| 10 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | |||||
| 11 | EU Political Donations | Mgmt | For | For | For | |||||
| 12 | Authority to Issue Shares w/Preemptive Rights | Mgmt | For | Against | Against | |||||
| 13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
| 14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
| 15 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against |
Cameron International Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| CAM | CUSIP 13342B105 | 05/13/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect C. Baker Cunningham | Mgmt | For | For | For | |||||
| 1.2 | Elect Sheldon Erikson | Mgmt | For | For | For | |||||
| 1.3 | Elect Douglas Foshee | Mgmt | For | For | For | |||||
| 2 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | Against | Against | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For |
Cephalon Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| CEPH | CUSIP 156708109 | 05/12/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Frank Baldino, Jr. | Mgmt | For | For | For | |||||
| 1.2 | Elect William Egan | Mgmt | For | For | For | |||||
| 1.3 | Elect Martyn Greenacre | Mgmt | For | For | For | |||||
| 1.4 | Elect Vaughn Kailian | Mgmt | For | For | For | |||||
| 1.5 | Elect Kevin Moley | Mgmt | For | For | For | |||||
| 1.6 | Elect Charles Sanders | Mgmt | For | For | For | |||||
| 1.7 | Elect Gail Wilensky | Mgmt | For | For | For | |||||
| 1.8 | Elect Dennis Winger | Mgmt | For | For | For | |||||
| 2 | Amendment to the 2004 Equity Compensation Plan | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For |
Church & Dwight Company Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| CHD | CUSIP 171340102 | 04/30/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect T. Rosie Albright | Mgmt | For | For | For | |||||
| 1.2 | Elect Ravichandra Saligram | Mgmt | For | For | For | |||||
| 1.3 | Elect Robert Shearer | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For |
Cimarex Energy Company
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| XEC | CUSIP 171798101 | 05/20/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Jerry Box | Mgmt | For | For | For | |||||
| 2 | Elect Paul Holleman | Mgmt | For | For | For | |||||
| 3 | Elect Michael Sullivan | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For |
Clorox Company
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| CLX | CUSIP 189054109 | 11/19/2008 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Daniel Boggan, Jr. As A Director | Mgmt | For | For | For | |||||
| 2 | Elect Richard H. Carmona As A Director | Mgmt | For | For | For | |||||
| 3 | Elect Tully M. Friedman As A Director | Mgmt | For | For | For | |||||
| 4 | Elect George J. Harad As A Director | Mgmt | For | For | For | |||||
| 5 | Elect Donald R. Knauss As A Director | Mgmt | For | For | For | |||||
| 6 | Elect Robert W. Matschullat As A Director | Mgmt | For | For | For | |||||
| 7 | Elect Gary G. Michael As A Director | Mgmt | For | For | For | |||||
| 8 | Elect Edward A. Mueller As A Director | Mgmt | For | For | For | |||||
| 9 | Elect Jan L. Murley As A Director | Mgmt | For | For | For | |||||
| 10 | Elect Pamela Thomas-Graham As A Director | Mgmt | For | For | For | |||||
| 11 | Elect Carolyn M. Ticknor As A Director | Mgmt | For | For | For | |||||
| 12 | Ratification Of Auditor | Mgmt | For | For | For |
Cooper Industries Limited
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| CBE | CUSIP G24182100 | 04/27/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Ivor Evans | Mgmt | For | Withhold | Against | |||||
| 1.2 | Elect Kirk Hachigian | Mgmt | For | For | For | |||||
| 1.3 | Elect Lawrence Kingsley | Mgmt | For | For | For | |||||
| 1.4 | Elect James Wilson | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Shareholder Proposal Regarding the International Labor Organization Human Rights Standards | ShrHoldr | Against | Against | For |
Copart Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| CPRT | CUSIP 217204106 | 04/14/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Special | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Approval of Stock Option Grant to Certain Executives | Mgmt | For | For | For |
Copart Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| CPRT | CUSIP 217204106 | 12/11/2008 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Willis Johnson | Mgmt | For | For | For | |||||
| 1.2 | Elect A. Jayson Adair | Mgmt | For | For | For | |||||
| 1.3 | Elect James Meeks | Mgmt | For | For | For | |||||
| 1.4 | Elect Steven Cohan | Mgmt | For | For | For | |||||
| 1.5 | Elect Daniel Englander | Mgmt | For | For | For | |||||
| 1.6 | Elect Barry Rosenstein | Mgmt | For | For | For | |||||
| 1.7 | Elect Thomas Smith | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For |
Core Laboratories
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| CLB | CUSIP N22717107 | 01/29/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Special | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Share Repurchase | Mgmt | For | For | For |
Core Laboratories
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| CLB | CUSIP N22717107 | 05/14/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Richard Bergmark | Mgmt | For | Withhold | Against | |||||
| 1.2 | Elect Alexander Vriesendorp | Mgmt | For | For | For | |||||
| 2 | Accounts and Reports | Mgmt | For | Abstain | Against | |||||
| 3 | Authority to Issue Common and Preference Shares w/Preemptive Rights | Mgmt | For | For | For | |||||
| 4 | Authority to Issue Common and Preference Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
| 5 | Ratification of Auditor | Mgmt | For | For | For |
CSX Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| CSX | CUSIP 126408103 | 05/06/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Donna Alvarado | Mgmt | For | For | For | |||||
| 1.2 | Elect Alexandre Behring | Mgmt | For | For | For | |||||
| 1.3 | Elect John Breaux | Mgmt | For | For | For | |||||
| 1.4 | Elect Steven Halverson | Mgmt | For | For | For | |||||
| 1.5 | Elect Edward Kelly, III | Mgmt | For | For | For | |||||
| 1.6 | Elect Gilbert Lamphere | Mgmt | For | For | For | |||||
| 1.7 | Elect John McPherson | Mgmt | For | For | For | |||||
| 1.8 | Elect Timothy O’Toole | Mgmt | For | For | For | |||||
| 1.9 | Elect David Ratcliffe | Mgmt | For | Withhold | Against | |||||
| 1.10 | Elect Donald Shepard | Mgmt | For | For | For | |||||
| 1.11 | Elect Michael Ward | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For |
Curtiss Wright Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| CW | CUSIP 231561101 | 05/08/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Martin Benante | Mgmt | For | For | For | |||||
| 1.2 | Elect S. Marce Fuller | Mgmt | For | Withhold | Against | |||||
| 1.3 | Elect Allen Kozinski | Mgmt | For | For | For | |||||
| 1.4 | Elect Carl Miller | Mgmt | For | For | For | |||||
| 1.5 | Elect William Mitchell | Mgmt | For | For | For | |||||
| 1.6 | Elect John Myers | Mgmt | For | Withhold | Against | |||||
| 1.7 | Elect John Nathman | Mgmt | For | For | For | |||||
| 1.8 | Elect William Sihler | Mgmt | For | For | For | |||||
| 1.9 | Elect Albert Smith | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For |
Darden Restaurants, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| DRI | CUSIP 237194105 | 09/12/2008 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Director Leonard L. Berry | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Odie C. Donald | Mgmt | For | For | For | |||||
| 1.3 | Elect Director David H. Hughes | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Charles A Ledsinger, Jr. | Mgmt | For | For | For | |||||
| 1.5 | Elect Director William M. Lewis, Jr. | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Connie Mack, III | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Andrew H. (Drew) Madsen | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Clarence Otis, Jr. | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Michael D. Rose | Mgmt | For | For | For | |||||
| 1.10 | Elect Director Maria A. Sastre | Mgmt | For | For | For | |||||
| 1.11 | Elect Director Jack A. Smith | Mgmt | For | For | For | |||||
| 2.0 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 3.0 | Ratify Auditors | Mgmt | For | For | For |
Diamond Offshore Drilling Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| DO | CUSIP 25271C102 | 05/19/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect James Tisch | Mgmt | For | For | For | |||||
| 1.2 | Elect Lawrence Dickerson | Mgmt | For | For | For | |||||
| 1.3 | Elect John Bolton | Mgmt | For | For | For | |||||
| 1.4 | Elect Charles Fabrikant | Mgmt | For | For | For | |||||
| 1.5 | Elect Paul Gaffney, II | Mgmt | For | For | For | |||||
| 1.6 | Elect Edward Grebow | Mgmt | For | For | For | |||||
| 1.7 | Elect Herbert Hofmann | Mgmt | For | For | For | |||||
| 1.8 | Elect Arthur Rebell | Mgmt | For | Withhold | Against | |||||
| 1.9 | Elect Raymond Troubh | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For |
Discover Financial Services
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| DFS | CUSIP 254709108 | 04/21/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Election Of Director: Jeffrey S. Aronin | Mgmt | For | For | For | |||||
| 2 | Election Of Director: Mary K. Bush | Mgmt | For | For | For | |||||
| 3 | Election Of Director: Gregory C. Case | Mgmt | For | For | For | |||||
| 4 | Election Of Director: Robert M. Devlin | Mgmt | For | For | For | |||||
| 5 | Election Of Director: Cynthia A. Glassman | Mgmt | For | For | For | |||||
| 6 | Election Of Director: Richard H. Lenny | Mgmt | For | For | For | |||||
| 7 | Election Of Director: Thomas G. Maheras | Mgmt | For | For | For | |||||
| 8 | Election Of Director: Michael M. Moskow | Mgmt | For | For | For | |||||
| 9 | Election Of Director: David W. Nelms | Mgmt | For | For | For | |||||
| 10 | Election Of Director: E. Follin Smith | Mgmt | For | For | For | |||||
| 11 | Election Of Director: Lawrence A. Weinbach | Mgmt | For | For | For | |||||
| 12 | Amendment to the 2007 Omnibus Incentive Plan | Mgmt | For | For | For | |||||
| 13 | Ratification of Auditor | Mgmt | For | For | For |
Dover Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| DOV | CUSIP 260003108 | 05/07/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect David Benson | Mgmt | For | For | For | |||||
| 2 | Elect Robert Cremin | Mgmt | For | For | For | |||||
| 3 | Elect Thomas Derosa | Mgmt | For | For | For | |||||
| 4 | Elect Jean-Pierre Ergas | Mgmt | For | For | For | |||||
| 5 | Elect Peter Francis | Mgmt | For | For | For | |||||
| 6 | Elect Kristiane Graham | Mgmt | For | For | For | |||||
| 7 | Elect James Koley | Mgmt | For | For | For | |||||
| 8 | Elect Robert Livingston | Mgmt | For | For | For | |||||
| 9 | Elect Richard Lochridge | Mgmt | For | For | For | |||||
| 10 | Elect Bernard Rethore | Mgmt | For | For | For | |||||
| 11 | Elect Michael Stubbs | Mgmt | For | For | For | |||||
| 12 | Elect Mary Winston | Mgmt | For | For | For | |||||
| 13 | Amendment to the 2005 Equity and Cash Incentive Plan | Mgmt | For | For | For | |||||
| 14 | Amendment to the Executive Officer Annual Incentive Plan | Mgmt | For | For | For | |||||
| 15 | Shareholder Proposal Regarding Report on Climate Change | ShrHoldr | Against | Against | For | |||||
| 16 | Ratification of Auditor | Mgmt | For | For | For |
Dr Pepper Snapple Group Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| DPS | CUSIP 26138E109 | 05/19/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Pamela Patsley | Mgmt | For | For | For | |||||
| 2 | Elect M. Anne Szostak | Mgmt | For | For | For | |||||
| 3 | Elect Michael Weinstein | Mgmt | For | For | For | |||||
| 4 | Management Incentive Plan | Mgmt | For | For | For | |||||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 6 | 2009 Omnibus Stock Incentive Plan | Mgmt | For | For | For |
Eaton Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| ETN | CUSIP 278058102 | 04/22/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Election Of Director: Alexander M. Cutler | Mgmt | For | For | For | |||||
| 2 | Election Of Director: Arthur E. Johnson | Mgmt | For | For | For | |||||
| 3 | Election Of Director: Deborah L. Mccoy | Mgmt | For | Against | Against | |||||
| 4 | Election Of Director: Gary L. Tooker | Mgmt | For | For | For | |||||
| 5 | Approve The Proposed 2009 Stock Plan | Mgmt | For | For | For | |||||
| 6 | Ratify The Appointment Of Ernst & Young LLP As Independent Auditor For 2009 | Mgmt | For | For | For |
Edison International Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| EIX | CUSIP 281020107 | 04/23/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Vanessa Chang | Mgmt | For | For | For | |||||
| 1.2 | Elect France Córdova | Mgmt | For | For | For | |||||
| 1.3 | Elect Theodore Craver, Jr. | Mgmt | For | For | For | |||||
| 1.4 | Elect Charles Curtis | Mgmt | For | For | For | |||||
| 1.5 | Elect Bradford Freeman | Mgmt | For | For | For | |||||
| 1.6 | Elect Luis Nogales | Mgmt | For | For | For | |||||
| 1.7 | Elect Ronald Olson | Mgmt | For | Withhold | Against | |||||
| 1.8 | Elect James Rosser | Mgmt | For | For | For | |||||
| 1.9 | Elect Richard Schlosberg, III | Mgmt | For | For | For | |||||
| 1.10 | Elect Thomas Sutton | Mgmt | For | For | For | |||||
| 1.11 | Elect Brett White | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Amendment to the 2007 Performance Incentive Plan | Mgmt | For | Against | Against | |||||
| 4 | Shareholder Proposal Regarding Shareholder Say On Executive Pay | ShrHoldr | Against | For | Against |
Endo Pharmaceuticals Holdings Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| ENDP | CUSIP 29264F205 | 05/27/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect John Delucca | Mgmt | For | For | For | |||||
| 1.2 | Elect David Holveck | Mgmt | For | For | For | |||||
| 1.3 | Elect Nancy Hutson | Mgmt | For | For | For | |||||
| 1.4 | Elect Michael Hyatt | Mgmt | For | For | For | |||||
| 1.5 | Elect Roger Kimmel | Mgmt | For | For | For | |||||
| 1.6 | Elect Clive Meanwell | Mgmt | For | For | For | |||||
| 1.7 | Elect William P. Montague | Mgmt | For | For | For | |||||
| 1.8 | Elect Joseph Scodari | Mgmt | For | For | For | |||||
| 1.9 | Elect William Spengler | Mgmt | For | For | For | |||||
| 2 | Amendment to the 2007 Stock Incentive Plan | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For |
Equity Residential
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| EQR | CUSIP 29476L107 | 06/11/2009 | Voted | |||||||
| Meeting Type | Country of Trade | |||||||||
| Annual | United States |
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect John Alexander | Mgmt | For | For | For | |||||
| 1.2 | Elect Charles Atwood | Mgmt | For | For | For | |||||
| 1.3 | Elect Boone Knox | Mgmt | For | For | For | |||||
| 1.4 | Elect John Neal | Mgmt | For | For | For | |||||
| 1.5 | Elect David Neithercut | Mgmt | For | For | For | |||||
| 1.6 | Elect Sheli Rosenberg | Mgmt | For | For | For | |||||
| 1.7 | Elect Gerald Spector | Mgmt | For | For | For | |||||
| 1.8 | Elect B. Joseph White | Mgmt | For | For | For | |||||
| 1.9 | Elect Samuel Zell | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Shareholder Proposal Regarding Majority Vote for Election of Trustees | ShrHoldr | Against | For | Against |
Express Scripts Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| ESRX | CUSIP 302182100 | 05/27/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Gary Benanav | Mgmt | For | For | For | |||||
| 1.2 | Elect Frank Borelli | Mgmt | For | For | For | |||||
| 1.3 | Elect Maura Breen | Mgmt | For | For | For | |||||
| 1.4 | Elect Nicholas LaHowchic | Mgmt | For | For | For | |||||
| 1.5 | Elect Thomas Mac Mahon | Mgmt | For | For | For | |||||
| 1.6 | Elect Frank Mergenthaler | Mgmt | For | For | For | |||||
| 1.7 | Elect Woodrow Myers, Jr. | Mgmt | For | For | For | |||||
| 1.8 | Elect John Parker, Jr. | Mgmt | For | For | For | |||||
| 1.9 | Elect George Paz | Mgmt | For | For | For | |||||
| 1.10 | Elect Samuel Skinner | Mgmt | For | For | For | |||||
| 1.11 | Elect Seymour Sternberg | Mgmt | For | For | For | |||||
| 1.12 | Elect Barrett Toan | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For |
Fluor Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| FLR | CUSIP 343412102 | 05/06/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Peter Barker | Mgmt | For | For | For | |||||
| 2 | Elect Alan Boeckmann | Mgmt | For | For | For | |||||
| 3 | Elect Vilma Martinez | Mgmt | For | For | For | |||||
| 4 | Elect Dean O’Hare | Mgmt | For | Against | Against | |||||
| 5 | Ratification of Auditor | Mgmt | For | For | For |
FMC Corp Com
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| FMCPRC | CUSIP 302491303 | 04/28/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Patricia Buffler | Mgmt | For | For | For | |||||
| 2 | Elect G. Peter D’Aloia | Mgmt | For | For | For | |||||
| 3 | Elect C. Scott Greer | Mgmt | For | For | For | |||||
| 4 | Elect Paul Norris | Mgmt | For | For | For | |||||
| 5 | Elect Dirk Kempthorne | Mgmt | For | For | For | |||||
| 6 | Ratification of Auditor | Mgmt | For | For | For |
Goodrich Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| GR | CUSIP 382388106 | 04/21/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Diane Creel | Mgmt | For | For | For | |||||
| 1.2 | Elect George Davidson, Jr. | Mgmt | For | For | For | |||||
| 1.3 | Elect Harris Deloach, Jr. | Mgmt | For | For | For | |||||
| 1.4 | Elect James Griffith | Mgmt | For | For | For | |||||
| 1.5 | Elect William Holland | Mgmt | For | For | For | |||||
| 1.6 | Elect John Jumper | Mgmt | For | For | For | |||||
| 1.7 | Elect Marshall Larsen | Mgmt | For | For | For | |||||
| 1.8 | Elect Lloyd Newton | Mgmt | For | For | For | |||||
| 1.9 | Elect Douglas Olesen | Mgmt | For | For | For | |||||
| 1.10 | Elect Alfred Rankin, Jr. | Mgmt | For | For | For | |||||
| 1.11 | Elect A. Thomas Young | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against |
Harris Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| HRS | CUSIP 413875105 | 10/24/2008 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Lewis Hay III | Mgmt | For | For | For | |||||
| 2 | Election Of A Director For A Three-Year Term Expiring In 2011: Karen Katen | Mgmt | For | For | For | |||||
| 3 | Elect Stephen Kaufman | Mgmt | For | For | For | |||||
| 4 | Elect Hansel Tookes II | Mgmt | For | For | For | |||||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 6 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
| 7 | Declassification of Board | Mgmt | For | For | For |
Hartford Financial Services Group
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| HIG | CUSIP 416515104 | 03/26/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Special | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Conversion of Series C Preferred Stock Pursuant to the Investment Agreement | Mgmt | For | For | For |
HCP, INC.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| HCP | CUSIP 40414L109 | 04/23/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Robert Fanning, Jr. | Mgmt | For | For | For | |||||
| 1.2 | Elect James Flaherty III | Mgmt | For | For | For | |||||
| 1.3 | Elect Christine Garvey | Mgmt | For | For | For | |||||
| 1.4 | Elect David Henry | Mgmt | For | For | For | |||||
| 1.5 | Elect Lauralee Martin | Mgmt | For | For | For | |||||
| 1.6 | Elect Michael McKee | Mgmt | For | For | For | |||||
| 1.7 | Elect Harold Messmer, Jr. | Mgmt | For | For | For | |||||
| 1.8 | Elect Peter Rhein | Mgmt | For | For | For | |||||
| 1.9 | Elect Kenneth Roath | Mgmt | For | For | For | |||||
| 1.10 | Elect Richard Rosenberg | Mgmt | For | For | For | |||||
| 1.11 | Elect Joseph Sullivan | Mgmt | For | For | For | |||||
| 2 | To Approve Amendments To HCPS 2006 Performance Incentive Plan | Mgmt | For | Against | Against | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For |
Hudson City Bancorp Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| HCBK | CUSIP 443683107 | 04/21/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Denis Salamone | Mgmt | For | For | For | |||||
| 1.2 | Elect Michael Azzara | Mgmt | For | For | For | |||||
| 1.3 | Elect Victoria Bruni | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For |
Invesco Ltd
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| IVZ | CUSIP G491BT108 | 05/21/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Martin Flanagan | Mgmt | For | For | For | |||||
| 2 | Elect Ben Johnson, III | Mgmt | For | For | For | |||||
| 3 | Elect J. Thomas Presby | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For |
J Crew Group Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| JCG | CUSIP 46612H402 | 06/04/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect James Coulter | Mgmt | For | For | For | |||||
| 1.2 | Elect Millard Drexler | Mgmt | For | For | For | |||||
| 1.3 | Elect Steven Grand-Jean | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For |
Jack In The Box Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| JACK | CUSIP 466367109 | 02/13/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Michael Alpert | Mgmt | For | For | For | |||||
| 1.2 | Elect David Goebel | Mgmt | For | For | For | |||||
| 1.3 | Elect Anne Gust | Mgmt | For | For | For | |||||
| 1.4 | Elect Murray Hutchison | Mgmt | For | For | For | |||||
| 1.5 | Elect Linda Lang | Mgmt | For | For | For | |||||
| 1.6 | Elect Michael Murphy | Mgmt | For | For | For | |||||
| 1.7 | Elect David Tehle | Mgmt | For | For | For | |||||
| 1.8 | Elect Winifred Webb | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For |
Jones Lang Lasalle Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| JLL | CUSIP 48020Q107 | 05/28/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Colin Dyer | Mgmt | For | For | For | |||||
| 2 | Elect Darryl Hartley-Leonard | Mgmt | For | For | For | |||||
| 3 | Elect DeAnne Julius | Mgmt | For | For | For | |||||
| 4 | Elect Ming Lu | Mgmt | For | For | For | |||||
| 5 | Elect Lauralee Martin | Mgmt | For | Against | Against | |||||
| 6 | Elect Sheila Penrose | Mgmt | For | For | For | |||||
| 7 | Elect David Rickard | Mgmt | For | For | For | |||||
| 8 | Elect Roger Staubach | Mgmt | For | For | For | |||||
| 9 | Elect Thomas Theobald | Mgmt | For | For | For | |||||
| 10 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 11 | Transaction of Other Business | Mgmt | For | Against | Against |
Juniper Networks Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| JNPR | CUSIP 48203R104 | 05/28/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Scott Kriens | Mgmt | For | For | For | |||||
| 1.2 | Elect Stratton Sclavos | Mgmt | For | For | For | |||||
| 1.3 | Elect William Stensrud | Mgmt | For | For | For | |||||
| 2 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For |
L3 Communications Holdings Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| LLL | CUSIP 502424104 | 04/28/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Robert Millard | Mgmt | For | For | For | |||||
| 1.2 | Elect Arthur Simon | Mgmt | For | For | For | |||||
| 2 | 2009 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For |
Laboratory Corp American
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| LH | CUSIP 50540R409 | 05/06/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Thomas Mac Mahon | Mgmt | For | For | For | |||||
| 2 | Elect Kerrii Anderson | Mgmt | For | For | For | |||||
| 3 | Elect Jean-Luc Bélingard | Mgmt | For | Against | Against | |||||
| 4 | Elect David King | Mgmt | For | For | For | |||||
| 5 | Elect Wendy Lane | Mgmt | For | For | For | |||||
| 6 | Elect Robert Mittelstaedt, Jr. | Mgmt | For | Against | Against | |||||
| 7 | Elect Arthur Rubenstein | Mgmt | For | For | For | |||||
| 8 | Elect M. Keith Weikel | Mgmt | For | For | For | |||||
| 9 | Elect R. Sanders Williams | Mgmt | For | For | For | |||||
| 10 | Ratification of Auditor | Mgmt | For | For | For |
LORILLARD INC
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| LO | CUSIP 544147101 | 05/21/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Robert Almon | Mgmt | For | For | For | |||||
| 1.2 | Elect Kit Dietz | Mgmt | For | Withhold | Against | |||||
| 1.3 | Elect Nigel Travis | Mgmt | For | For | For | |||||
| 2 | 2008 Incentive Compensation Plan | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For |
M & T Bank Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| MTB | CUSIP 55261F104 | 04/21/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Brent Baird | Mgmt | For | For | For | |||||
| 1.2 | Elect Robert Bennett | Mgmt | For | For | For | |||||
| 1.3 | Elect C. Angela Bontempo | Mgmt | For | For | For | |||||
| 1.4 | Elect Robert Brady | Mgmt | For | Withhold | Against | |||||
| 1.5 | Elect Michael Buckley | Mgmt | For | For | For | |||||
| 1.6 | Elect T. Jefferson Cunningham, III | Mgmt | For | For | For | |||||
| 1.7 | Elect Mark Czarnecki | Mgmt | For | For | For | |||||
| 1.8 | Elect Colm Doherty | Mgmt | For | For | For | |||||
| 1.9 | Elect Patrick Hodgson | Mgmt | For | For | For | |||||
| 1.10 | Elect Richard King | Mgmt | For | For | For | |||||
| 1.11 | Elect Jorge Pereira | Mgmt | For | For | For | |||||
| 1.12 | Elect Michael Pinto | Mgmt | For | For | For | |||||
| 1.13 | Elect Melinda Rich | Mgmt | For | For | For | |||||
| 1.14 | Elect Robert Sadler, Jr. | Mgmt | For | For | For | |||||
| 1.15 | Elect Eugene Sheehy | Mgmt | For | For | For | |||||
| 1.16 | Elect Herbert Washington | Mgmt | For | For | For | |||||
| 1.17 | Elect Robert Wilmers | Mgmt | For | For | For | |||||
| 2 | 2009 Equity Incentive Compensation Plan | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For |
Markel Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| MKL | CUSIP 570535104 | 05/11/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect J. Alfred Broaddus, Jr. | Mgmt | For | For | For | |||||
| 1.2 | Elect Douglas Eby | Mgmt | For | For | For | |||||
| 1.3 | Elect Leslie Grandis | Mgmt | For | Withhold | Against | |||||
| 1.4 | Elect Stewart Kasen | Mgmt | For | For | For | |||||
| 1.5 | Elect Alan Kirshner | Mgmt | For | For | For | |||||
| 1.6 | Elect Lemuel Lewis | Mgmt | For | For | For | |||||
| 1.7 | Elect Anthony Markel | Mgmt | For | For | For | |||||
| 1.8 | Elect Steven Markel | Mgmt | For | For | For | |||||
| 1.9 | Elect Jay Weinberg | Mgmt | For | Withhold | Against | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For |
Mattel Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| MAT | CUSIP 577081102 | 05/13/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Michael Dolan | Mgmt | For | For | For | |||||
| 2 | Elect Robert Eckert | Mgmt | For | For | For | |||||
| 3 | Elect Frances Fergusson | Mgmt | For | For | For | |||||
| 4 | Elect Tully Friedman | Mgmt | For | For | For | |||||
| 5 | Elect Dominic Ng | Mgmt | For | For | For | |||||
| 6 | Elect Vasant Prabhu | Mgmt | For | For | For | |||||
| 7 | Elect Andrea Rich | Mgmt | For | For | For | |||||
| 8 | Elect Ronald Sargent | Mgmt | For | For | For | |||||
| 9 | Elect Dean Scarborough | Mgmt | For | For | For | |||||
| 10 | Elect Christopher Sinclair | Mgmt | For | For | For | |||||
| 11 | Elect G. Craig Sullivan | Mgmt | For | Against | Against | |||||
| 12 | Elect Kathy White | Mgmt | For | For | For | |||||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 14 | Shareholder Proposal Regarding Company Product Responsibility | ShrHoldr | Against | Against | For | |||||
| 15 | Shareholder Proposal Regarding Right to Call Special Meeting | ShrHoldr | Against | For | Against |
McGraw-Hill Companies Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| MHP | CUSIP 580645109 | 04/29/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Sir Michael Rake | Mgmt | For | For | For | |||||
| 1.2 | Elect Kurt Schmoke | Mgmt | For | Withhold | Against | |||||
| 1.3 | Elect Sidney Taurel | Mgmt | For | Withhold | Against | |||||
| 2 | Vote To Reapprove Performance Goals Under Our 2002 Stock Incentive Plan | Mgmt | For | For | For | |||||
| 3 | Ratification Of Auditor | Mgmt | For | For | For | |||||
| 4 | Shareholder Proposal Requesting Election Of Each Director Annually | ShrHoldr | Against | For | Against | |||||
| 5 | Shareholder Proposal Requesting Adoption Of Simple Majority Vote | ShrHoldr | Against | For | Against | |||||
| 6 | Shareholder Proposal Regarding Disclosure Of Political Contributions | ShrHoldr | Against | Against | For | |||||
| 7 | Shareholder Proposal Requesting Election Of Directors By Majority Vote | ShrHoldr | Against | For | Against | |||||
| 8 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For |
MDU Resources Group Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| MDU | CUSIP 552690109 | 04/28/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Election Of Director: Thomas Everist | Mgmt | For | For | For | |||||
| 2 | Election Of Director: Karen B. Fagg | Mgmt | For | For | For | |||||
| 3 | Election Of Director: A. Bart Holaday | Mgmt | For | For | For | |||||
| 4 | Election Of Director: Thomas C. Knudson | Mgmt | For | For | For | |||||
| 5 | Election Of Director: Richard H. Lewis | Mgmt | For | For | For | |||||
| 6 | Election Of Director: Patricia L. Moss | Mgmt | For | For | For | |||||
| 7 | Election Of Director: Harry J. Pearce | Mgmt | For | For | For | |||||
| 8 | Election Of Director: Sister Thomas Welder, O.S.B. | Mgmt | For | For | For | |||||
| 9 | Ratification Of Deloitte & Touche Llp As Our Independent Auditors For 2009 | Mgmt | For | For | For |
Mohawk Industries
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| MHK | CUSIP 608190104 | 05/13/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Bruce Bruckmann | Mgmt | For | For | For | |||||
| 1.2 | Elect Frans De Cock | Mgmt | For | For | For | |||||
| 1.3 | Elect Larry McCurdy | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For |
Murphy Oil Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| MUR | CUSIP 626717102 | 05/13/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Frank Blue | Mgmt | For | For | For | |||||
| 1.2 | Elect Claiborne Deming | Mgmt | For | For | For | |||||
| 1.3 | Elect Robert Hermes | Mgmt | For | Withhold | Against | |||||
| 1.4 | Elect James Kelley | Mgmt | For | For | For | |||||
| 1.5 | Elect R. Madison Murphy | Mgmt | For | For | For | |||||
| 1.6 | Elect William Nolan, Jr. | Mgmt | For | For | For | |||||
| 1.7 | Elect Ivar Ramberg | Mgmt | For | For | For | |||||
| 1.8 | Elect Neal Schmale | Mgmt | For | For | For | |||||
| 1.9 | Elect David Smith | Mgmt | For | For | For | |||||
| 1.10 | Elect Caroline Theus | Mgmt | For | For | For | |||||
| 1.11 | Elect David Wood | Mgmt | For | For | For | |||||
| 2 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Expression Anti-Bias Policy | ShrHoldr | Against | Against | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For |
Nasdaq Stock Market Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| NDAQ | CUSIP 631103108 | 05/20/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Soud Ba’alawy | Mgmt | For | For | For | |||||
| 1.2 | Elect Urban Bäckström | Mgmt | For | For | For | |||||
| 1.3 | Elect H. Furlong Baldwin | Mgmt | For | For | For | |||||
| 1.4 | Elect Michael Casey | Mgmt | For | For | For | |||||
| 1.5 | Elect Lon Gorman | Mgmt | For | For | For | |||||
| 1.6 | Elect Robert Greifeld | Mgmt | For | For | For | |||||
| 1.7 | Elect Glenn Hutchins | Mgmt | For | For | For | |||||
| 1.8 | Elect Birgitta Kantola | Mgmt | For | For | For | |||||
| 1.9 | Elect Essa Kazim | Mgmt | For | For | For | |||||
| 1.10 | Elect John Markese | Mgmt | For | For | For | |||||
| 1.11 | Elect Hans Munk Nielsen | Mgmt | For | For | For | |||||
| 1.12 | Elect Thomas O’Neill | Mgmt | For | For | For | |||||
| 1.13 | Elect James Riepe | Mgmt | For | For | For | |||||
| 1.14 | Elect Michael Splinter | Mgmt | For | For | For | |||||
| 1.15 | Elect Lars Wedenborn | Mgmt | For | For | For | |||||
| 1.16 | Elect Deborah Wince-Smith | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For |
NCR Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| NCR | CUSIP 62886E108 | 04/22/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect William Nuti | Mgmt | For | For | For | |||||
| 1.2 | Elect Gary Daichendt | Mgmt | For | For | For | |||||
| 1.3 | Elect Robert DeRodes | Mgmt | For | For | For | |||||
| 1.4 | Elect Quincy Allen | Mgmt | For | For | For | |||||
| 1.5 | Elect Richard Clemmer | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For |
Noble Energy Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| NBL | CUSIP 655044105 | 04/28/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Jeffrey Berenson | Mgmt | For | For | For | |||||
| 1.2 | Elect Michael Cawley | Mgmt | For | For | For | |||||
| 1.3 | Elect Edward Cox | Mgmt | For | For | For | |||||
| 1.4 | Elect Charles Davidson | Mgmt | For | For | For | |||||
| 1.5 | Elect Thomas Edelman | Mgmt | For | For | For | |||||
| 1.6 | Elect Eric Grubman | Mgmt | For | For | For | |||||
| 1.7 | Elect Kirby Hedrick | Mgmt | For | For | For | |||||
| 1.8 | Elect Scott Urban | Mgmt | For | For | For | |||||
| 1.9 | Elect William Van Kleef | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Amendment to the 1992 Stock Option and Restricted Stock Plan | Mgmt | For | Against | Against |
Nordstrom Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| JWN | CUSIP 655664100 | 05/19/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Phyllis Campbell | Mgmt | For | For | For | |||||
| 2 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||||
| 3 | Elect Robert Miller | Mgmt | For | For | For | |||||
| 4 | Elect Blake Nordstrom | Mgmt | For | For | For | |||||
| 5 | Elect Erik Nordstrom | Mgmt | For | For | For | |||||
| 6 | Elect Peter Nordstrom | Mgmt | For | For | For | |||||
| 7 | Elect Philip Satre | Mgmt | For | For | For | |||||
| 8 | Elect Robert Walter | Mgmt | For | For | For | |||||
| 9 | Elect Alison Winter | Mgmt | For | For | For | |||||
| 10 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 11 | Executive Management Bonus Plan | Mgmt | For | For | For |
Northern Trust Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| NTRS | CUSIP 665859104 | 04/21/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Linda Walker Bynoe | Mgmt | For | For | For | |||||
| 1.2 | Elect Nicholas Chabraja | Mgmt | For | For | For | |||||
| 1.3 | Elect Susan Crown | Mgmt | For | For | For | |||||
| 1.4 | Elect Dipak Jain | Mgmt | For | For | For | |||||
| 1.5 | Elect Arthur Kelly | Mgmt | For | For | For | |||||
| 1.6 | Elect Robert McCormack | Mgmt | For | For | For | |||||
| 1.7 | Elect Edward Mooney | Mgmt | For | For | For | |||||
| 1.8 | Elect William Osborn | Mgmt | For | For | For | |||||
| 1.9 | Elect John Rowe | Mgmt | For | For | For | |||||
| 1.10 | Elect Harold Smith | Mgmt | For | For | For | |||||
| 1.11 | Elect William Smithburg | Mgmt | For | For | For | |||||
| 1.12 | Elect Enrique Sosa | Mgmt | For | For | For | |||||
| 1.13 | Elect Charles Tribbett III | Mgmt | For | For | For | |||||
| 1.14 | Elect Frederick Waddell | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Ntelos Holdings Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| NTLS | CUSIP 67020Q107 | 05/05/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Timothy Biltz | Mgmt | For | Withhold | Against | |||||
| 1.2 | Elect Daniel Fine | Mgmt | For | For | For | |||||
| 1.3 | Elect Daniel Heneghan | Mgmt | For | Withhold | Against | |||||
| 1.4 | Elect Eric Hertz | Mgmt | For | Withhold | Against | |||||
| 1.5 | Elect Michael Huber | Mgmt | For | For | For | |||||
| 1.6 | Elect Julia North | Mgmt | For | For | For | |||||
| 1.7 | Elect Jerry Vaughn | Mgmt | For | Withhold | Against | |||||
| 1.8 | Elect James Quarforth | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | Against | Against |
OGE Energy Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| OGE | CUSIP 670837103 | 05/21/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Wayne Brunetti | Mgmt | For | For | For | |||||
| 1.2 | Elect John Groendyke | Mgmt | For | Withhold | Against | |||||
| 1.3 | Elect Robert Kelley | Mgmt | For | For | For | |||||
| 1.4 | Elect Robert Lorenz | Mgmt | For | Withhold | Against | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against |
Omnicom Group Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| OMC | CUSIP 681919106 | 05/19/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect John Wren | Mgmt | For | For | For | |||||
| 1.2 | Elect Bruce Crawford | Mgmt | For | For | For | |||||
| 1.3 | Elect Alan Batkin | Mgmt | For | For | For | |||||
| 1.4 | Elect Robert Clark | Mgmt | For | For | For | |||||
| 1.5 | Elect Leonard Coleman, Jr. | Mgmt | For | For | For | |||||
| 1.6 | Elect Errol Cook | Mgmt | For | For | For | |||||
| 1.7 | Elect Susan Denison | Mgmt | For | For | For | |||||
| 1.8 | Elect Michael Henning | Mgmt | For | For | For | |||||
| 1.9 | Elect John Murphy | Mgmt | For | For | For | |||||
| 1.10 | Elect John Purcell | Mgmt | For | For | For | |||||
| 1.11 | Elect Linda Johnson Rice | Mgmt | For | For | For | |||||
| 1.12 | Elect Gary Roubos | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For |
Oneok Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| OKE | CUSIP 682680103 | 05/21/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect James Day | Mgmt | For | For | For | |||||
| 2 | Elect Julie Edwards | Mgmt | For | For | For | |||||
| 3 | Elect William Ford | Mgmt | For | For | For | |||||
| 4 | Elect John Gibson | Mgmt | For | For | For | |||||
| 5 | Elect David Kyle | Mgmt | For | For | For | |||||
| 6 | Elect Bert Mackie | Mgmt | For | For | For | |||||
| 7 | Elect Jim Mogg | Mgmt | For | For | For | |||||
| 8 | Elect Pattye Moore | Mgmt | For | For | For | |||||
| 9 | Elect Gary Parker | Mgmt | For | For | For | |||||
| 10 | Elect Eduardo Rodriguez | Mgmt | For | For | For | |||||
| 11 | Elect David Tippeconnic | Mgmt | For | For | For | |||||
| 12 | Ratification of Auditor | Mgmt | For | For | For |
Paccar Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| PCAR | CUSIP 693718108 | 04/28/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Mark Pigott | Mgmt | For | For | For | |||||
| 1.2 | Elect William Reed, Jr. | Mgmt | For | For | For | |||||
| 1.3 | Elect Warren Staley | Mgmt | For | For | For | |||||
| 1.4 | Elect Charles Williamson | Mgmt | For | For | For | |||||
| 2 | Stockholder Proposal Regarding The Annual Election Of All Directors | ShrHoldr | Against | For | Against | |||||
| 3 | Stockholder Proposal Regarding A Director Vote Threshold | ShrHoldr | Against | For | Against |
Packaging Corp. Of America
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| PKG | CUSIP 695156109 | 05/27/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Cheryl Beebe | Mgmt | For | For | For | |||||
| 1.2 | Elect Henry Frigon | Mgmt | For | For | For | |||||
| 1.3 | Elect Hasan Jameel | Mgmt | For | For | For | |||||
| 1.4 | Elect Samuel Mencoff | Mgmt | For | For | For | |||||
| 1.5 | Elect Roger Porter | Mgmt | For | For | For | |||||
| 1.6 | Elect Paul Stecko | Mgmt | For | For | For | |||||
| 1.7 | Elect James Woodrum | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Amendment to the 1999 Long-Term Equity Incentive Plan | Mgmt | For | For | For |
Pepco Holdings Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| POM | CUSIP 713291102 | 05/15/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Jack Dunn, IV | Mgmt | For | For | For | |||||
| 1.2 | Elect Terence Golden | Mgmt | For | For | For | |||||
| 1.3 | Elect Patrick Harker | Mgmt | For | For | For | |||||
| 1.4 | Elect Frank Heintz | Mgmt | For | For | For | |||||
| 1.5 | Elect Barbara Krumsiek | Mgmt | For | For | For | |||||
| 1.6 | Elect George MacCormack | Mgmt | For | For | For | |||||
| 1.7 | Elect Lawrence Nussdorf | Mgmt | For | For | For | |||||
| 1.8 | Elect Joseph Rigby | Mgmt | For | For | For | |||||
| 1.9 | Elect Frank Ross | Mgmt | For | For | For | |||||
| 1.10 | Elect Pauline Schneider | Mgmt | For | Withhold | Against | |||||
| 1.11 | Elect Lester Silverman | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For |
PG & E Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| PCG | CUSIP 69331C108 | 05/13/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect David Andrews | Mgmt | For | For | For | |||||
| 2 | Elect C. Lee Cox | Mgmt | For | For | For | |||||
| 3 | Elect Peter Darbee | Mgmt | For | For | For | |||||
| 4 | Elect Maryellen Herringer | Mgmt | For | For | For | |||||
| 5 | Elect Roger Kimmel | Mgmt | For | For | For | |||||
| 6 | Elect Richard Meserve | Mgmt | For | For | For | |||||
| 7 | Elect Forrest Miller | Mgmt | For | For | For | |||||
| 8 | Elect Barbara Rambo | Mgmt | For | For | For | |||||
| 9 | Elect Barry Williams | Mgmt | For | For | For | |||||
| 10 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 11 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||||
| 12 | Shareholder Proposal Regarding Reincorporation in North Dakota | ShrHoldr | Against | Against | For |
Polycom Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| PLCM | CUSIP 73172K104 | 05/27/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Robert Hagerty | Mgmt | For | For | For | |||||
| 1.2 | Elect Michael Kourey | Mgmt | For | Withhold | Against | |||||
| 1.3 | Elect Betsy Atkins | Mgmt | For | For | For | |||||
| 1.4 | Elect David DeWalt | Mgmt | For | For | For | |||||
| 1.5 | Elect John Kelley, Jr. | Mgmt | For | For | For | |||||
| 1.6 | Elect D. Scott Mercer | Mgmt | For | For | For | |||||
| 1.7 | Elect William Owens | Mgmt | For | For | For | |||||
| 1.8 | Elect Kevin Parker | Mgmt | For | For | For | |||||
| 2 | Amendments to the 2004 Equity Incentive Plan and the 1996 Stock Incentive Plan | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For |
Progressive Corp. Ohio
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| PGR | CUSIP 743315103 | 04/24/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Election Of Director: Roger N. Farah | Mgmt | For | For | For | |||||
| 2 | Election Of Director: Stephen R. Hardis | Mgmt | For | Against | Against | |||||
| 3 | Election Of Director: Norman S. Matthews | Mgmt | For | For | For | |||||
| 4 | Election Of Director: Bradley T. Sheares, Ph.D. | Mgmt | For | For | For | |||||
| 5 | Adoption of Advance Notice Requirement Regarding Shareholder Proposals | Mgmt | For | For | For | |||||
| 6 | Adoption of Advance Notice Requirement Regarding Director Nominations | Mgmt | For | For | For | |||||
| 7 | Ratification of Auditor | Mgmt | For | For | For |
Public Storage Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| PSA | CUSIP 74460D109 | 05/07/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect B. Wayne Hughes | Mgmt | For | Withhold | Against | |||||
| 1.2 | Elect Ronald Havner, Jr. | Mgmt | For | For | For | |||||
| 1.3 | Elect Dann Angeloff | Mgmt | For | Withhold | Against | |||||
| 1.4 | Elect William Baker | Mgmt | For | Withhold | Against | |||||
| 1.5 | Elect John Evans | Mgmt | For | For | For | |||||
| 1.6 | Elect Tamara Hughes Gustavson | Mgmt | For | For | For | |||||
| 1.7 | Elect Uri Harkham | Mgmt | For | For | For | |||||
| 1.8 | Elect B. Wayne Hughes, Jr. | Mgmt | For | For | For | |||||
| 1.9 | Elect Harvey Lenkin | Mgmt | For | For | For | |||||
| 1.10 | Elect Gary Pruitt | Mgmt | For | For | For | |||||
| 1.11 | Elect Daniel Staton | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For |
Raymond James Financial Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| RJF | CUSIP 754730109 | 02/19/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Shelley Broader | Mgmt | For | For | For | |||||
| 1.2 | Elect Francis Godbold | Mgmt | For | For | For | |||||
| 1.3 | Elect H. William Habermeyer, Jr. | Mgmt | For | For | For | |||||
| 1.4 | Elect Chet Helck | Mgmt | For | For | For | |||||
| 1.5 | Elect Thomas James | Mgmt | For | For | For | |||||
| 1.6 | Elect Paul Reilly | Mgmt | For | For | For | |||||
| 1.7 | Elect Robert Saltzman | Mgmt | For | For | For | |||||
| 1.8 | Elect Kenneth Shields | Mgmt | For | Withhold | Against | |||||
| 1.9 | Elect Hardwick Simmons | Mgmt | For | For | For | |||||
| 1.10 | Elect Susan Story | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | To Approve An Amendment To The 2005 Restricted Stock Plan | Mgmt | For | For | For | |||||
| 4 | To Approve An Amendment To The 2003 Employee Stock Purchase Plan | Mgmt | For | For | For |
Rockwell Automation Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| ROK | CUSIP 773903109 | 02/04/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Betty Alewine | Mgmt | For | For | For | |||||
| 1.2 | Elect Verne Istock | Mgmt | For | For | For | |||||
| 1.3 | Elect Donald Parfet | Mgmt | For | For | For | |||||
| 1.4 | Elect David Speer | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For |
Ross Stores Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| ROST | CUSIP 778296103 | 05/20/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Michael Balmuth | Mgmt | For | For | For | |||||
| 1.2 | Elect K. Gunnar Bjorklund | Mgmt | For | For | For | |||||
| 1.3 | Elect Sharon Garrett | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For |
SCRIPPS NETWORKS INTERACTIVE INC
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| SNI | CUSIP 811065101 | 04/29/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect David Galloway | Mgmt | For | For | For | |||||
| 1.2 | Elect Dale Pond | Mgmt | For | For | For | |||||
| 1.3 | Elect Ronald Tysoe | Mgmt | For | Withhold | Against |
SL Green Realty Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| SLG | CUSIP 78440X101 | 06/11/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Stephen Green | Mgmt | For | Withhold | Against | |||||
| 1.2 | Elect John Alschuler, Jr. | Mgmt | For | Withhold | Against | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For |
Smucker JM Company
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| SJMB | CUSIP 832696405 | 10/16/2008 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Special | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Approval of the Acquisition | Mgmt | For | For | For | |||||
| 2 | Technical Amendments to Charter/Bylaw | Mgmt | For | For | For | |||||
| 3 | Right to Adjourn Meeting | Mgmt | For | For | For |
Spectra Energy Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| SE | CUSIP 847560109 | 05/07/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Amendment to Declassify the Board | Mgmt | For | For | For | |||||
| 2.1 | Elect Gregory Ebel | Mgmt | For | For | For | |||||
| 2.2 | Elect Peter Hamilton | Mgmt | For | For | For | |||||
| 2.3 | Elect Michael Phelps | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For |
Stancorp Financial Group Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| SFG | CUSIP 852891100 | 05/04/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Virginia Anderson | Mgmt | For | For | For | |||||
| 1.2 | Elect Stanley Fallis | Mgmt | For | For | For | |||||
| 1.3 | Elect Peter Kohler | Mgmt | For | For | For | |||||
| 1.4 | Elect Eric Parsons | Mgmt | For | For | For | |||||
| 1.5 | Elect Mary Sammons | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For |
Steel Dynamics Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| STLD | CUSIP 858119100 | 05/21/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Keith Busse | Mgmt | For | For | For | |||||
| 1.2 | Elect Mark Millett | Mgmt | For | For | For | |||||
| 1.3 | Elect Richard Teets, Jr. | Mgmt | For | For | For | |||||
| 1.4 | Elect John Bates | Mgmt | For | Withhold | Against | |||||
| 1.5 | Elect Frank Byrne | Mgmt | For | For | For | |||||
| 1.6 | Elect Paul Edgerley | Mgmt | For | For | For | |||||
| 1.7 | Elect Richard Freeland | Mgmt | For | For | For | |||||
| 1.8 | Elect Jürgen Kolb | Mgmt | For | Withhold | Against | |||||
| 1.9 | Elect James Marcuccilli | Mgmt | For | For | For | |||||
| 1.10 | Elect Joseph Ruffolo | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Transaction of Other Business | Mgmt | For | Against | Against |
Sybase Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| SY | CUSIP 871130100 | 04/14/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect John Chen | Mgmt | For | For | For | |||||
| 1.2 | Elect Richard Alberding | Mgmt | For | For | For | |||||
| 1.3 | Elect Michael Daniels | Mgmt | For | For | For | |||||
| 1.4 | Elect Alan Salisbury | Mgmt | For | For | For | |||||
| 1.5 | Elect Jack Sum | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Amendment to the 2003 Stock Plan | Mgmt | For | For | For |
T Rowe Price Group Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| TROW | CUSIP 74144T108 | 04/08/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Election Of Director: Edward C. Bernard | Mgmt | For | For | For | |||||
| 2 | Election Of Director: James T. Brady | Mgmt | For | For | For | |||||
| 3 | Election Of Director: J. Alfred Broaddus, Jr. | Mgmt | For | For | For | |||||
| 4 | Election Of Director: Donald B. Hebb, Jr. | Mgmt | For | Against | Against | |||||
| 5 | Election Of Director: James A.C. Kennedy | Mgmt | For | For | For | |||||
| 6 | Election Of Director: Brian C. Rogers | Mgmt | For | For | For | |||||
| 7 | Election Of Director: Dr. Alfred Sommer | Mgmt | For | For | For | |||||
| 8 | Election Of Director: Dwight S. Taylor | Mgmt | For | For | For | |||||
| 9 | Election Of Director: Anne Marie Whittemore | Mgmt | For | Against | Against | |||||
| 10 | Ratification of Auditor | Mgmt | For | For | For |
Telephone & Data Systems Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| TDS | CUSIP 879433100 | 05/21/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
| 1.1 | Elect Clarence Davis | Mgmt | For | For | For | |||||
| 1.2 | Elect Christopher O’Leary | Mgmt | For | For | For | |||||
| 1.3 | Elect Gary Sugarman | Mgmt | For | For | For | |||||
| 1.4 | Elect Herbert Wander | Mgmt | For | Withhold | Against | |||||
| 2 | Amendment to the Compensation Plan for Non-Employee Directors | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 4 | Shareholder Proposal Regarding Recapitalization Plan | ShrHoldr | Against | For | Against |
TERADATA CORPORATION
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| TDC | CUSIP 88076W103 | 04/28/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Election Of Director: Peter L. Fiore | Mgmt | For | For | For | |||||
| 2 | Election Of Director: Michael F. Koehler | Mgmt | For | For | For | |||||
| 3 | Election Of Director: James M. Ringler | Mgmt | For | For | For | |||||
| 4 | Approval Of The Appointment Of Independent Auditors For 2009 | Mgmt | For | For | For | |||||
| 5 | Approval Of The Teradata Corporation 2007 Stock Incentive Plan | Mgmt | For | For | For | |||||
| 6 | Approval Of The Teradata Corporation Management Incentive Plan | Mgmt | For | For | For |
The Western Union Company
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| WU | CUSIP 959802109 | 05/13/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Roberto Mendoza | Mgmt | For | For | For | |||||
| 2 | Elect Michael Miles, Jr. | Mgmt | For | For | For | |||||
| 3 | Elect Dennis Stevenson | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For |
Thermo Electron Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| TMO | CUSIP 883556102 | 05/20/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Judy Lewent | Mgmt | For | For | For | |||||
| 1.2 | Elect Peter Manning | Mgmt | For | For | For | |||||
| 1.3 | Elect Jim Manzi | Mgmt | For | For | For | |||||
| 1.4 | Elect Elaine Ullian | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For |
Toro Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| TTC | CUSIP 891092108 | 03/18/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Janet Cooper | Mgmt | For | For | For | |||||
| 1.2 | Elect Gary Ellis | Mgmt | For | For | For | |||||
| 1.3 | Elect Gregg Steinhafel | Mgmt | For | For | For | |||||
| 2 | Amendment to the 2000 Directors Stock Plan | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For |
Universal Health Services Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| UHS | CUSIP 913903100 | 05/20/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
Weingarten Realty Investors
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| WRI | CUSIP 948741103 | 05/01/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Stanford Alexander | Mgmt | For | For | For | |||||
| 1.2 | Elect Andrew Alexander | Mgmt | For | For | For | |||||
| 1.3 | Elect James Crownover | Mgmt | For | For | For | |||||
| 1.4 | Elect Robert Cruikshank | Mgmt | For | For | For | |||||
| 1.5 | Elect Melvin Dow | Mgmt | For | Withhold | Against | |||||
| 1.6 | Elect Stephen Lasher | Mgmt | For | For | For | |||||
| 1.7 | Elect Douglas Schnitzer | Mgmt | For | For | For | |||||
| 1.8 | Elect C.Park Shaper | Mgmt | For | For | For | |||||
| 1.9 | Elect Marc Shapiro | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For |
Xcel Energy Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| XEL | CUSIP 98389B100 | 05/20/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect C. Coney Burgess | Mgmt | For | For | For | |||||
| 2 | Elect Fredric Corrigan | Mgmt | For | For | For | |||||
| 3 | Elect Richard Davis | Mgmt | For | For | For | |||||
| 4 | Elect Richard Kelly | Mgmt | For | For | For | |||||
| 5 | Elect Albert Moreno | Mgmt | For | For | For | |||||
| 6 | Elect Margaret Preska | Mgmt | For | For | For | |||||
| 7 | Elect A. Patricia Sampson | Mgmt | For | For | For | |||||
| 8 | Elect Richard Truly | Mgmt | For | For | For | |||||
| 9 | Elect David Westerlund | Mgmt | For | For | For | |||||
| 10 | Elect Timothy Wolf | Mgmt | For | For | For | |||||
| 11 | Ratification of Auditor | Mgmt | For | For | For |
Xilinx, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| XLNX | CUSIP 983919101 | 08/14/2008 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
| 1.1 | Elect Director Willem P. Roelandts | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Moshe N. Gavrielov | Mgmt | For | For | For | |||||
| 1.3 | Elect Director John L. Doyle | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Jerald G. Fishman | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Philip T. Gianos | Mgmt | For | For | For | |||||
| 1.6 | Elect Director William G. Howard, Jr. | Mgmt | For | For | For | |||||
| 1.7 | Elect Director J. Michael Patterson | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Marshall C. Turner | Mgmt | For | For | For | |||||
| 1.9 | Elect Director E.W. Vanderslice | Mgmt | For | For | For | |||||
| 2.0 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
| 3.0 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 4.0 | Ratify Auditors | Mgmt | For | For | For |
Item 1: Proxy Voting Record — Item 1 Proxy Voting Record —
Registrant : RidgeWorth Variable Trust
Fund Name : RidgeWorth Variable Trust Small Cap Value Equity Fund
07/01/2008 — 06/30/2009
In all markets, for all statuses, for
ABM Industries Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| ABM | CUSIP 000957100 | 03/03/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Linda Chavez | Mgmt | For | Withhold | Against | |||||
| 1.2 | Elect Henrik Slipsager | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For |
Aceto Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| ACET | CUSIP 004446100 | 12/04/2008 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Leonard Schwartz | Mgmt | For | For | For | |||||
| 1.2 | Elect Robert Wiesen | Mgmt | For | For | For | |||||
| 1.3 | Elect Stanley Fischer | Mgmt | For | For | For | |||||
| 1.4 | Elect Albert Eilender | Mgmt | For | For | For | |||||
| 1.5 | Elect Hans Noetzli | Mgmt | For | For | For | |||||
| 1.6 | Elect William Britton | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For |
Advance Auto Parts Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| AAP | CUSIP 00751Y106 | 05/20/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect John Bergstrom | Mgmt | For | For | For | |||||
| 1.2 | Elect John Brouillard | Mgmt | For | For | For | |||||
| 1.3 | Elect Darren Jackson | Mgmt | For | For | For | |||||
| 1.4 | Elect William Oglesby | Mgmt | For | For | For | |||||
| 1.5 | Elect Gilbert Ray | Mgmt | For | For | For | |||||
| 1.6 | Elect Carlos Saladrigas | Mgmt | For | For | For | |||||
| 1.7 | Elect Francesca Spinelli | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For |
Advantest Corporation — ADR
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| ATE | CUSIP 00762U200 | 06/25/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Amendments to Articles | Mgmt | For | For | For | |||||
| 2.1 | Elect Toshio Maruyama | Mgmt | For | Withhold | Against | |||||
| 2.2 | Elect Naoyuki Akikusa | Mgmt | For | For | For | |||||
| 2.3 | Elect Yasushige Hagio | Mgmt | For | For | For | |||||
| 2.4 | Elect Takashi Tokunoh | Mgmt | For | For | For | |||||
| 2.5 | Elect Hiroshi Tsukahara | Mgmt | For | For | For | |||||
| 2.6 | Elect Yuhichi Kurita | Mgmt | For | For | For | |||||
| 2.7 | Elect Hiroyasu Sawai | Mgmt | For | For | For | |||||
| 2.8 | Elect Haruo Matsuno | Mgmt | For | For | For | |||||
| 2.9 | Elect Shinichiroh Kuroe | Mgmt | For | For | For |
Analogic Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| ALOG | CUSIP 032657207 | 01/26/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect James Judge | Mgmt | For | For | For | |||||
| 1.2 | Elect Gerald Wilson | Mgmt | For | For | For | |||||
| 2 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For |
Aptargroup Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| ATR | CUSIP 038336103 | 05/06/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Stefan Baustert | Mgmt | For | For | For | |||||
| 1.2 | Elect Rodney Goldstein | Mgmt | For | For | For | |||||
| 1.3 | Elect Leo Guthart | Mgmt | For | For | For | |||||
| 1.4 | Elect Ralf Wunderlich | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For |
Arch Coal Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| ACI | CUSIP 039380100 | 04/23/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Frank Burke | Mgmt | For | For | For | |||||
| 1.2 | Elect Patricia Godley | Mgmt | For | For | For | |||||
| 1.3 | Elect Thomas Lockhart | Mgmt | For | For | For | |||||
| 1.4 | Elect Wesley Taylor | Mgmt | For | For | For | |||||
| 2 | Ratification Of The Appointment Of Independent Public Accounting Firm | Mgmt | For | For | For |
Banco Latinoamericano De Exportaciones
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| BLX | CUSIP P16994132 | 04/15/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||||
| 2 | Appointment of Auditor | Mgmt | For | For | For | |||||
| 3.1 | Elect Gonzalo Menéndez Duque | Mgmt | For | For | For | |||||
| 3.2 | Elect Jaime Rivera | Mgmt | For | For | For | |||||
| 3.3 | Elect Will Wood | Mgmt | For | For | For | |||||
| 4 | Change of Company Name | Mgmt | For | For | For | |||||
| 5 | Amendment to Corporate Purpose | Mgmt | For | For | For | |||||
| 6 | Authority to Increase Preferred Shares | Mgmt | For | Against | Against | |||||
| 7 | Authority to Issue New Class of Common Shares | Mgmt | For | Against | Against |
Bank Of Hawaii Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| BOH | CUSIP 062540109 | 04/24/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect S. Haunani Apoliona | Mgmt | For | For | For | |||||
| 1.2 | Elect Mary Bitterman | Mgmt | For | For | For | |||||
| 1.3 | Elect Mark Burak | Mgmt | For | For | For | |||||
| 1.4 | Elect Michael Chun | Mgmt | For | For | For | |||||
| 1.5 | Elect Clinton Churchill | Mgmt | For | For | For | |||||
| 1.6 | Elect David Heenan | Mgmt | For | For | For | |||||
| 1.7 | Elect Peter Ho | Mgmt | For | For | For | |||||
| 1.8 | Elect Robert Huret | Mgmt | For | For | For | |||||
| 1.9 | Elect Allan Landon | Mgmt | For | For | For | |||||
| 1.10 | Elect Kent Lucien | Mgmt | For | Withhold | Against | |||||
| 1.11 | Elect Martin Stein | Mgmt | For | For | For | |||||
| 1.12 | Elect Donald Takaki | Mgmt | For | For | For | |||||
| 1.13 | Elect Barbara Tanabe | Mgmt | For | For | For | |||||
| 1.14 | Elect Robert Wo, Jr. | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Amendment to the 2004 Stock and Incentive Compensation Plan | Mgmt | For | For | For |
Bebe Stores Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| BEBE | CUSIP 075571109 | 11/05/2008 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Manny Mashouf | Mgmt | For | For | For | |||||
| 1.2 | Elect Barbara Bass | Mgmt | For | For | For | |||||
| 1.3 | Elect Cynthia Cohen | Mgmt | For | For | For | |||||
| 1.4 | Elect Corrado Federico | Mgmt | For | For | For | |||||
| 1.5 | Elect Caden Wang | Mgmt | For | For | For | |||||
| 1.6 | Elect Gregory Scott | Mgmt | For | For | For | |||||
| 2 | Amendment to the 1997 Stock Plan | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For |
Beckman Coulter Inc Com
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| BEC | CUSIP 075811109 | 04/23/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Peter Dervan | Mgmt | For | For | For | |||||
| 1.2 | Elect Scott Garrett | Mgmt | For | For | For | |||||
| 1.3 | Elect Susan Nowakowski | Mgmt | For | For | For | |||||
| 1.4 | Elect Glenn Schafer | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Amendment Of The Companys 2007 Long-Term Incentive Plan | Mgmt | For | For | For |
Bemis Company Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| BMS | CUSIP 081437105 | 05/07/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect William Bolton | Mgmt | For | For | For | |||||
| 1.2 | Elect Barbara Johnson | Mgmt | For | For | For | |||||
| 1.3 | Elect Paul Peercy | Mgmt | For | For | For | |||||
| 1.4 | Elect Gene Wulf | Mgmt | For | Withhold | Against | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Amendment to the 1997 Executive Officer Performance Plan | Mgmt | For | For | For | |||||
| 4 | Amendment to the 2007 Stock Incentive Plan | Mgmt | For | For | For | |||||
| 5 | Shareholder Proposal Regarding a Report on Executive Compensation | ShrHoldr | Against | Against | For |
Black Box Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| BBOX | CUSIP 091826107 | 08/12/2008 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Director William F. Andrews | Mgmt | For | For | For | |||||
| 1.2 | Elect Director R. Terry Blakemore | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Richard L. Crouch | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Thomas W. Golonski | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Thomas G. Greig | Mgmt | For | For | For | |||||
| 1.6 | Elect Director E.A. Nicholson, Ph.D. | Mgmt | For | For | For | |||||
| 2.0 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 3.0 | Ratify Auditors | Mgmt | For | For | For |
Brinks Company
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| BCO | CUSIP 109696104 | 05/01/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Roger Ackerman | Mgmt | For | For | For | |||||
| 1.2 | Elect Betty Alewine | Mgmt | For | For | For | |||||
| 1.3 | Elect Michael Herling | Mgmt | For | For | For | |||||
| 1.4 | Elect Thomas Schievelbein | Mgmt | For | For | For | |||||
| 1.5 | Elect Robert Strang | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For |
Carbo Ceramics Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| CRR | CUSIP 140781105 | 05/19/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Chad Deaton | Mgmt | For | For | For | |||||
| 1.2 | Elect James Jennings | Mgmt | For | For | For | |||||
| 1.3 | Elect Gary Kolstad | Mgmt | For | For | For | |||||
| 1.4 | Elect Henry Lentz | Mgmt | For | For | For | |||||
| 1.5 | Elect Randy Limbacher | Mgmt | For | For | For | |||||
| 1.6 | Elect William Morris | Mgmt | For | For | For | |||||
| 1.7 | Elect Robert Rubin | Mgmt | For | For | For | |||||
| 2 | Omnibus Incentive Plan | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For |
Cash American International
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| CSH | CUSIP 14754D100 | 04/22/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Daniel Berce | Mgmt | For | For | For | |||||
| 1.2 | Elect Jack Daugherty | Mgmt | For | For | For | |||||
| 1.3 | Elect Daniel Feehan | Mgmt | For | For | For | |||||
| 1.4 | Elect Albert Goldstein | Mgmt | For | Withhold | Against | |||||
| 1.5 | Elect James Graves | Mgmt | For | For | For | |||||
| 1.6 | Elect B.D. Hunter | Mgmt | For | For | For | |||||
| 1.7 | Elect Timothy McKibben | Mgmt | For | For | For | |||||
| 1.8 | Elect Alfred Micallef | Mgmt | For | For | For | |||||
| 2 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
| 3 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 5 | Shareholder Proposal Regarding Anti-Predatory Lending Policies | ShrHoldr | Against | Against | For |
Cbrl Group Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| CBRL | CUSIP 12489V106 | 11/25/2008 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect James Carreker | Mgmt | For | For | For | |||||
| 1.2 | Elect Robert Dale | Mgmt | For | For | For | |||||
| 1.3 | Elect Richard Dobkin | Mgmt | For | For | For | |||||
| 1.4 | Elect Robert Hilton | Mgmt | For | For | For | |||||
| 1.5 | Elect Charles Jones, Jr. | Mgmt | For | For | For | |||||
| 1.6 | Elect B.F. Lowery | Mgmt | For | For | For | |||||
| 1.7 | Elect Martha Mitchell | Mgmt | For | For | For | |||||
| 1.8 | Elect Andrea Weiss | Mgmt | For | For | For | |||||
| 1.9 | Elect Jimmie White | Mgmt | For | For | For | |||||
| 1.10 | Elect Michael Woodhouse | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Company Name Change | Mgmt | For | For | For | |||||
| 4 | Amendment to the Stock Option Plan | Mgmt | For | For | For | |||||
| 5 | Amendment to the 2002 Omnibus Incentive Compensation Plan Regarding Performance Criteria | Mgmt | For | For | For | |||||
| 6 | Amendment to the 2002 Omnibus Incentive Compensation Plan Regarding Share Incresae | Mgmt | For | For | For |
City National Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| CYN | CUSIP 178566105 | 05/27/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Kenneth Coleman | Mgmt | For | For | For | |||||
| 1.2 | Elect Peter Thomas | Mgmt | For | For | For | |||||
| 1.3 | Elect Bruce Rosenblum | Mgmt | For | For | For | |||||
| 1.4 | Elect Christopher Warmuth | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
| 4 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against |
Cliffs Natural Resources Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| CLF | CUSIP 18683K101 | 05/12/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Ronald Cambre | Mgmt | For | Withhold | Against | |||||
| 1.2 | Elect Joseph Carrabba | Mgmt | For | Withhold | Against | |||||
| 1.3 | Elect Susan Cunningham | Mgmt | For | Withhold | Against | |||||
| 1.4 | Elect Barry Eldridge | Mgmt | For | Withhold | Against | |||||
| 1.5 | Elect Susan Green | Mgmt | For | Withhold | Against | |||||
| 1.6 | Elect James Ireland III | Mgmt | For | Withhold | Against | |||||
| 1.7 | Elect Francis McAllister | Mgmt | For | Withhold | Against | |||||
| 1.8 | Elect Roger Phillips | Mgmt | For | Withhold | Against | |||||
| 1.9 | Elect Richard Riederer | Mgmt | For | Withhold | Against | |||||
| 1.10 | Elect Alan Schwartz | Mgmt | For | Withhold | Against | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For |
COHU Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| COHU | CUSIP 192576106 | 05/12/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Harry Casari | Mgmt | For | For | For | |||||
| 1.2 | Elect Harold Harrigian | Mgmt | For | For | For | |||||
| 2 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For |
Comfort Systems USA Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| FIX | CUSIP 199908104 | 05/15/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect William Murdy | Mgmt | For | For | For | |||||
| 1.2 | Elect Darcy Anderson | Mgmt | For | For | For | |||||
| 1.3 | Elect Herman Bulls | Mgmt | For | For | For | |||||
| 1.4 | Elect Alfred Giardenelli, Jr. | Mgmt | For | For | For | |||||
| 1.5 | Elect Alan Krusi | Mgmt | For | For | For | |||||
| 1.6 | Elect Franklin Myers | Mgmt | For | For | For | |||||
| 1.7 | Elect James Schultz | Mgmt | For | For | For | |||||
| 1.8 | Elect Robert Wagner, Jr. | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For |
Cooper Companies Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| COO | CUSIP 216648402 | 03/18/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect A. Thomas Bender | Mgmt | For | For | For | |||||
| 1.2 | Elect Michael Kalkstein | Mgmt | For | For | For | |||||
| 1.3 | Elect Jody Lindell | Mgmt | For | For | For | |||||
| 1.4 | Elect Moses Marx | Mgmt | For | Withhold | Against | |||||
| 1.5 | Elect Donald Press | Mgmt | For | For | For | |||||
| 1.6 | Elect Steven Rosenberg | Mgmt | For | For | For | |||||
| 1.7 | Elect Allan Rubenstein | Mgmt | For | Withhold | Against | |||||
| 1.8 | Elect Robert Weiss | Mgmt | For | For | For | |||||
| 1.9 | Elect Stanley Zinberg | Mgmt | For | Withhold | Against | |||||
| 2 | Amendment to the 2007 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
| 3 | Amendment to the 2006 Long-Term Incentive Plan for Non-Employee Directors | Mgmt | For | For | For | |||||
| 4 | Ratification of Auditor | Mgmt | For | For | For |
Core Laboratories
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| CLB | CUSIP N22717107 | 01/29/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Special | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Share Repurchase | Mgmt | For | For | For |
Core Laboratories
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| CLB | CUSIP N22717107 | 05/14/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Richard Bergmark | Mgmt | For | Withhold | Against | |||||
| 1.2 | Elect Alexander Vriesendorp | Mgmt | For | For | For | |||||
| 2 | Accounts and Reports | Mgmt | For | Abstain | Against | |||||
| 3 | Authority to Issue Common and Preference Shares w/Preemptive Rights | Mgmt | For | For | For | |||||
| 4 | Authority to Issue Common and Preference Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
| 5 | Ratification of Auditor | Mgmt | For | For | For |
Cubic Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| CUB | CUSIP 229669106 | 02/24/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Walter J. Zable | Mgmt | For | For | For | |||||
| 1.2 | Elect Walter C. Zable | Mgmt | For | For | For | |||||
| 1.3 | Elect Bruce Blakley | Mgmt | For | For | For | |||||
| 1.4 | Elect William Boyle | Mgmt | For | Withhold | Against | |||||
| 1.5 | Elect Raymond deKozan | Mgmt | For | For | For | |||||
| 1.6 | Elect Edwin Guiles | Mgmt | For | For | For | |||||
| 1.7 | Elect Raymond Peet | Mgmt | For | For | For | |||||
| 1.8 | Elect Robert Sullivan | Mgmt | For | For | For | |||||
| 1.9 | Elect John Warner, Jr. | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For |
Cullen Frost Bankers Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| CFR | CUSIP 229899109 | 04/23/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Crawford Edwards | Mgmt | For | For | For | |||||
| 1.2 | Elect Ruben Escobedo | Mgmt | For | For | For | |||||
| 1.3 | Elect Patrick Frost | Mgmt | For | For | For | |||||
| 1.4 | Elect David Haemisegger | Mgmt | For | For | For | |||||
| 1.5 | Elect Robert McClane | Mgmt | For | For | For | |||||
| 2 | Amendment to the 2005 Omnibus Incentive Plan | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For |
Evercore Partners Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| EVR | CUSIP 29977A105 | 06/03/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Roger Altman | Mgmt | For | For | For | |||||
| 1.2 | Elect Pedro Aspe | Mgmt | For | For | For | |||||
| 1.3 | Elect Francois de Saint Phalle | Mgmt | For | For | For | |||||
| 1.4 | Elect Gail Harris | Mgmt | For | For | For | |||||
| 1.5 | Elect Curt Hessler | Mgmt | For | For | For | |||||
| 1.6 | Elect Anthony Pritzker | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For |
Fair Isaac Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| FICDL | CUSIP 303250104 | 02/03/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect A. George Battle | Mgmt | For | For | For | |||||
| 1.2 | Elect Nicholas Graziano | Mgmt | For | For | For | |||||
| 1.3 | Elect Mark Greene | Mgmt | For | For | For | |||||
| 1.4 | Elect Alex Hart | Mgmt | For | For | For | |||||
| 1.5 | Elect James Kirsner | Mgmt | For | For | For | |||||
| 1.6 | Elect William Lansing | Mgmt | For | For | For | |||||
| 1.7 | Elect Allan Loren | Mgmt | For | For | For | |||||
| 1.8 | Elect John McFarlane | Mgmt | For | For | For | |||||
| 1.9 | Elect Margaret Taylor | Mgmt | For | For | For | |||||
| 1.10 | Elect Duane White | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For |
Forward Air Corp. Commerce
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| FWRD | CUSIP 349853101 | 05/12/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Bruce Campbell | Mgmt | For | For | For | |||||
| 1.2 | Elect C. Robert Campbell | Mgmt | For | For | For | |||||
| 1.3 | Elect Richard Hanselman | Mgmt | For | For | For | |||||
| 1.4 | Elect C. John Langley, Jr. | Mgmt | For | For | For | |||||
| 1.5 | Elect Tracy Leinbach | Mgmt | For | For | For | |||||
| 1.6 | Elect G. Michael Lynch | Mgmt | For | For | For | |||||
| 1.7 | Elect Ray Mundy | Mgmt | For | For | For | |||||
| 1.8 | Elect Gary Paxton | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For |
Glacier Bancorp Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| GBCI | CUSIP 37637Q105 | 04/29/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Michael Blodnick | Mgmt | For | For | For | |||||
| 1.2 | Elect James English | Mgmt | For | For | For | |||||
| 1.3 | Elect Allen Fetscher | Mgmt | For | For | For | |||||
| 1.4 | Elect Dallas Herron | Mgmt | For | For | For | |||||
| 1.5 | Elect Jon Hippler | Mgmt | For | For | For | |||||
| 1.6 | Elect Craig Langel | Mgmt | For | For | For | |||||
| 1.7 | Elect L. Peter Larson | Mgmt | For | For | For | |||||
| 1.8 | Elect Douglas McBride | Mgmt | For | For | For | |||||
| 1.9 | Elect John Murdoch | Mgmt | For | For | For | |||||
| 1.10 | Elect Everit Sliter | Mgmt | For | Withhold | Against |
Grupo Aeroportuario Del Centro Norte
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| OMAB | CUSIP 400501102 | 04/24/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Approval of Reports Discussed in Proposals 1 and 2 | Mgmt | For | Abstain | Against | |||||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
| 3 | Election of Directors | Mgmt | For | For | For | |||||
| 4 | Directors’ Fees | Mgmt | For | For | For | |||||
| 5 | Election of Meeting Delegates | Mgmt | For | For | For |
Grupo Aeroportuario Del Pacifico SA
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| PAC | CUSIP 400506101 | 04/28/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Report of the CEO | Mgmt | For | For | For | |||||
| 2 | Report of the Board of Directors | Mgmt | For | For | For | |||||
| 3 | Report of the Audit and Corporate Governance Committee Chairman | Mgmt | For | For | For | |||||
| 4 | Report of Tax Compliance | Mgmt | For | For | For | |||||
| 5 | Report on Board Activities | Mgmt | For | For | For | |||||
| 6 | Accounts and Reports | Mgmt | For | Abstain | Against | |||||
| 7 | Allocation of Profits | Mgmt | For | For | For | |||||
| 8 | Allocation of Dividends | Mgmt | For | For | For | |||||
| 9 | Allocation of Dividends | Mgmt | For | For | For | |||||
| 10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
| 11 | Election of Directors — Class BB | Mgmt | For | Abstain | Against | |||||
| 12 | Acknowledgment of Significant Shareholders | Mgmt | For | For | For | |||||
| 13 | Election of Directors — Class B | Mgmt | For | Abstain | Against | |||||
| 14 | Elect Laura Diez Barroso Azcarraga | Mgmt | For | For | For | |||||
| 15 | Directors’ Fees | Mgmt | For | Abstain | Against | |||||
| 16 | Board Committee Size | Mgmt | For | Abstain | Against | |||||
| 17 | Election of Nominating and Compensation Committee Member — Class B | Mgmt | For | Abstain | Against | |||||
| 18 | Board Committee Size | Mgmt | For | Abstain | Against | |||||
| 19 | Election of Audit and Corporate Governance Committee Chairman | Mgmt | For | Abstain | Against | |||||
| 20 | Related Party Transactions | Mgmt | For | Abstain | Against | |||||
| 21 | Authority to Carry Out Formalities | Mgmt | For | For | For |
HCC Insurance Holdings
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| HCC | CUSIP 404132102 | 05/21/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Frank Bramanti | Mgmt | For | For | For | |||||
| 1.2 | Elect Walter Duer | Mgmt | For | For | For | |||||
| 1.3 | Elect Edward Ellis, Jr. | Mgmt | For | Withhold | Against | |||||
| 1.4 | Elect James Flagg | Mgmt | For | For | For | |||||
| 1.5 | Elect Thomas Hamilton | Mgmt | For | For | For | |||||
| 1.6 | Elect John Molbeck, Jr. | Mgmt | For | For | For | |||||
| 1.7 | Elect James Oesterreicher | Mgmt | For | For | For | |||||
| 1.8 | Elect Robert Rosholt | Mgmt | For | For | For | |||||
| 1.9 | Elect Christopher Williams | Mgmt | For | For | For | |||||
| 1.10 | Elect Scott Wise | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For |
Heartland Express Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| HTLD | CUSIP 422347104 | 05/07/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Benjamin Allen | Mgmt | For | For | For | |||||
| 1.2 | Elect Richard Jacobson | Mgmt | For | Withhold | Against | |||||
| 1.3 | Elect Lawrence Crouse | Mgmt | For | For | For | |||||
| 1.4 | Elect Russell Gerdin | Mgmt | For | For | For | |||||
| 1.5 | Elect Michael Gerdin | Mgmt | For | For | For | |||||
| 1.6 | Elect James Pratt | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For |
Herman Miller, Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| MLHR | CUSIP 600544100 | 09/30/2008 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Director C. William Pollard | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Mary Vermeer Andringa | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Lord Brian Griffiths | Mgmt | For | For | For | |||||
| 1.4 | Elect Director J. Barry Griswell | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Brian C. Walker | Mgmt | For | For | For | |||||
| 2.0 | Ratify Auditors | Mgmt | For | For | For |
Holly Corp Com
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| HOC | CUSIP 435758305 | 05/14/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Buford Berry | Mgmt | For | For | For | |||||
| 1.2 | Elect Matthew Clifton | Mgmt | For | For | For | |||||
| 1.3 | Elect Leldon Echols | Mgmt | For | For | For | |||||
| 1.4 | Elect Marcus Hickerson | Mgmt | For | Withhold | Against | |||||
| 1.5 | Elect Thomas Matthews, II | Mgmt | For | For | For | |||||
| 1.6 | Elect Robert McKenzie | Mgmt | For | For | For | |||||
| 1.7 | Elect Jack Reid | Mgmt | For | For | For | |||||
| 1.8 | Elect Paul Stoffel | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For |
Horizon Financial Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| HRZB | CUSIP 44041F105 | 07/22/2008 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Director V. Lawrence Evans | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Richard R. Haggen | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Richard P. Jacobson | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Robert C. Tauscher | Mgmt | For | For | For |
Interface Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| IFSIA | CUSIP 458665106 | 05/21/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Dianne Dillon-Ridgley | Mgmt | For | Withhold | Against | |||||
| 1.2 | Elect June Henton | Mgmt | For | Withhold | Against | |||||
| 1.3 | Elect Christopher Kennedy | Mgmt | For | Withhold | Against | |||||
| 1.4 | Elect K. David Kohler | Mgmt | For | For | For | |||||
| 1.5 | Elect Thomas Oliver | Mgmt | For | Withhold | Against | |||||
| 2 | Executive Bonus Plan | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For |
Intersil Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| ISIL | CUSIP 46069S109 | 05/06/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect David Bell | Mgmt | For | For | For | |||||
| 1.2 | Elect Robert Conn | Mgmt | For | For | For | |||||
| 1.3 | Elect James Diller | Mgmt | For | For | For | |||||
| 1.4 | Elect Gary Gist | Mgmt | For | For | For | |||||
| 1.5 | Elect Mercedes Johnson | Mgmt | For | For | For | |||||
| 1.6 | Elect Gregory Lang | Mgmt | For | For | For | |||||
| 1.7 | Elect Jan Peeters | Mgmt | For | For | For | |||||
| 1.8 | Elect Robert Pokelwaldt | Mgmt | For | For | For | |||||
| 1.9 | Elect James Urry | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Amendment to the Intersil Corporation Employee Stock Purchase Plan | Mgmt | For | For | For |
Kaydon Cap
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| KDN | CUSIP 486587108 | 05/21/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Mark Alexander | Mgmt | For | For | For | |||||
| 1.2 | Elect David Brandon | Mgmt | For | Withhold | Against | |||||
| 1.3 | Elect Patrick Coyne | Mgmt | For | For | For | |||||
| 1.4 | Elect William Gerber | Mgmt | For | For | For | |||||
| 1.5 | Elect Timothy O’Donovan | Mgmt | For | For | For | |||||
| 1.6 | Elect James O’Leary | Mgmt | For | For | For | |||||
| 1.7 | Elect Thomas Sullivan | Mgmt | For | Withhold | Against | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For |
KBR Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| KBR | CUSIP 48242W106 | 05/14/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect W. Frank Blount | Mgmt | For | For | For | |||||
| 1.2 | Elect Loren Carroll | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Shareholder Proposal Regarding a Board Committee on Human Rights | ShrHoldr | Against | Against | For | |||||
| 4 | Shareholder Proposal Regarding Committee to Review Alleged Misconduct in Iraq | ShrHoldr | Against | Against | For |
Keithley Instruments
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| KEI | CUSIP 487584104 | 02/07/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Joseph Keithley | Mgmt | For | For | For | |||||
| 1.2 | Elect Brian Bachman | Mgmt | For | For | For | |||||
| 1.3 | Elect James Griswold | Mgmt | For | For | For | |||||
| 1.4 | Elect Leon Hendrix, Jr. | Mgmt | For | For | For | |||||
| 1.5 | Elect Brian Jackman | Mgmt | For | For | For | |||||
| 1.6 | Elect N. Mohan Reddy | Mgmt | For | For | For | |||||
| 1.7 | Elect Thomas Saponas | Mgmt | For | For | For | |||||
| 1.8 | Elect Barbara Scherer | Mgmt | For | For | For | |||||
| 2 | To Approve The Keithley Instruments, Inc. 2009 Stock Incentive Plan | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For |
KMG Chemicals Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| KMGB | CUSIP 482564101 | 12/02/2008 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect David Hatcher | Mgmt | For | For | For | |||||
| 1.2 | Elect J. Neal Butler | Mgmt | For | For | For | |||||
| 1.3 | Elect Gerald Ermentrout | Mgmt | For | For | For | |||||
| 1.4 | Elect Christopher Fraser | Mgmt | For | For | For | |||||
| 1.5 | Elect George Gilman | Mgmt | For | For | For | |||||
| 1.6 | Elect Fred Leonard, III | Mgmt | For | For | For | |||||
| 1.7 | Elect Charles Mears | Mgmt | For | For | For | |||||
| 1.8 | Elect Stephen Thorington | Mgmt | For | For | For | |||||
| 1.9 | Elect Richard Urbanowski | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For |
Knight Transportation Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| KNX | CUSIP 499064103 | 05/21/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Gary Knight | Mgmt | For | For | For | |||||
| 1.2 | Elect G.D. Madden | Mgmt | For | For | For | |||||
| 1.3 | Elect Kathryn Munro | Mgmt | For | For | For | |||||
| 2 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
| 3 | Amendment to the 2003 Stock Option and Equity Incentive Plan | Mgmt | For | For | For | |||||
| 4 | Option Exchange Program | Mgmt | For | Against | Against | |||||
| 5 | Ratification of Auditor | Mgmt | For | For | For |
Lazard Limited
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| LAZ | CUSIP G54050102 | 04/28/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Steven Heyer | Mgmt | For | Withhold | Against | |||||
| 1.2 | Elect Sylvia Jay | Mgmt | For | Withhold | Against | |||||
| 1.3 | Elect Vernon Jordan, Jr. | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For |
LSI Industries Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| LYTS | CUSIP 50216C108 | 11/20/2008 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Gary Kreider | Mgmt | For | TNA | N/A | |||||
| 1.2 | Elect Dennis Meyer | Mgmt | For | TNA | N/A | |||||
| 1.3 | Elect Wilfred O’Gara | Mgmt | For | TNA | N/A | |||||
| 1.4 | Elect Robert Ready | Mgmt | For | TNA | N/A | |||||
| 1.5 | Elect Mark Serrianne | Mgmt | For | TNA | N/A | |||||
| 1.6 | Elect James Sferra | Mgmt | For | TNA | N/A | |||||
| 2 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||||
| 3 | Amendment to Regulations Regarding Board Right to Amend Regulations | Mgmt | For | TNA | N/A |
Manpower Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| MAN | CUSIP 56418H100 | 04/28/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Jeffrey Joerres | Mgmt | For | For | For | |||||
| 1.2 | Elect John Walter | Mgmt | For | For | For | |||||
| 1.3 | Elect Marc Bolland | Mgmt | For | For | For | |||||
| 1.4 | Elect Ulice Payne, Jr. | Mgmt | For | For | For | |||||
| 2 | Ratification of the appointment of Roberto Mendoza to the Board of Directors | Mgmt | For | For | For | |||||
| 3 | Ratification Of Deloitte & Touche LLP As Independent Auditors For 2009 | Mgmt | For | For | For | |||||
| 4 | Approval Of Amendment To The 2003 Equity Incentive Plan Of Manpower Inc. | Mgmt | For | For | For | |||||
| 5 | Shareholder Proposal Regarding Implementation of the MacBride Principles in Northern Ireland | ShrHoldr | Against | Against | For |
Mentor Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| MNT | CUSIP 587188103 | 09/29/2008 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.0 | Approve Formation of Holding Company | Mgmt | For | For | For | |||||
| 2.1 | Elect Director Michael L. Emmons | Mgmt | For | For | For | |||||
| 2.2 | Elect Director Walter W. Faster | Mgmt | For | For | For | |||||
| 2.3 | Elect Director Margaret H. Jordan | Mgmt | For | For | For | |||||
| 2.4 | Elect Director Joshua H. Levine | Mgmt | For | For | For | |||||
| 2.5 | Elect Director Katherine S. Napier | Mgmt | For | For | For | |||||
| 2.6 | Elect Director Burt E. Rosen | Mgmt | For | For | For | |||||
| 2.7 | Elect Director Joseph E. Whitters | Mgmt | For | For | For | |||||
| 3.0 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
| 4.0 | Ratify Auditors | Mgmt | For | For | For |
Meredith Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| MDP | CUSIP 589433101 | 11/05/2008 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Alfred Drewes | Mgmt | For | For | For | |||||
| 1.2 | Elect David Londoner | Mgmt | For | For | For | |||||
| 1.3 | Elect Philip Marineau | Mgmt | For | For | For | |||||
| 1.4 | Elect Elizabeth Tallett | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Amendment to the Employee Stock Purchase Plan of 2002 | Mgmt | For | For | For | |||||
| 4 | To Vote On Shareholder Proposals, If Properly Presented At The Meeting. | ShrHoldr | Against | Against | For |
Meridian Bioscience Commerce
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| VIVO | CUSIP 589584101 | 01/22/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Election Of Director: James A. Buzard | Mgmt | For | For | For | |||||
| 2 | Election Of Director: John A. Kraeutler | Mgmt | For | For | For | |||||
| 3 | Election Of Director: Gary P. Kreider | Mgmt | For | For | For | |||||
| 4 | Election Of Director: William J. Motto | Mgmt | For | For | For | |||||
| 5 | Election Of Director: David C. Phillips | Mgmt | For | For | For | |||||
| 6 | Election Of Director: Robert J. Ready | Mgmt | For | For | For | |||||
| 7 | Ratification of Auditor | Mgmt | For | For | For |
Movado Group Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| MOV | CUSIP 624580106 | 06/18/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Margaret Adame | Mgmt | For | For | For | |||||
| 1.2 | Elect Richard Cote | Mgmt | For | For | For | |||||
| 1.3 | Elect Efraim Grinberg | Mgmt | For | For | For | |||||
| 1.4 | Elect Alan Howard | Mgmt | For | For | For | |||||
| 1.5 | Elect Richard Isserman | Mgmt | For | For | For | |||||
| 1.6 | Elect Nathan Leventhal | Mgmt | For | For | For | |||||
| 1.7 | Elect Donald Oresman | Mgmt | For | For | For | |||||
| 1.8 | Elect Leonard Silverstein | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Amendment to the 1996 Stock Incentive Plan | Mgmt | For | Against | Against |
Multi-Color Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| LABL | CUSIP 625383104 | 08/14/2008 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Director Robert R. Buck | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Charles B. Connolly | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Francis D. Gerace | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Lorrence T. Kellar | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Roger A. Keller | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Thomas M. Mohr | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Nigel A. Vinecombe | Mgmt | For | For | For | |||||
| 2.0 | Ratify Auditors | Mgmt | For | For | For |
Nalco Holding Company
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| NLC | CUSIP 62985Q101 | 05/01/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect J. Erik Fyrwald | Mgmt | For | For | For | |||||
| 1.2 | Elect Richard Marchese | Mgmt | For | For | For | |||||
| 1.3 | Elect Paul Norris | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For |
Olin Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| OLN | CUSIP 680665205 | 04/23/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Gray Benoist | Mgmt | For | For | For | |||||
| 1.2 | Elect Donald Bogus | Mgmt | For | For | For | |||||
| 1.3 | Elect John O’Connor | Mgmt | For | For | For | |||||
| 1.4 | Elect Philip Schulz | Mgmt | For | For | For | |||||
| 1.5 | Elect Vincent Smith | Mgmt | For | For | For | |||||
| 2 | Approval Of The 2009 Long Term Incentive Plan | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For |
Packaging Corp. Of America
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| PKG | CUSIP 695156109 | 05/27/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Cheryl Beebe | Mgmt | For | For | For | |||||
| 1.2 | Elect Henry Frigon | Mgmt | For | For | For | |||||
| 1.3 | Elect Hasan Jameel | Mgmt | For | For | For | |||||
| 1.4 | Elect Samuel Mencoff | Mgmt | For | For | For | |||||
| 1.5 | Elect Roger Porter | Mgmt | For | For | For | |||||
| 1.6 | Elect Paul Stecko | Mgmt | For | For | For | |||||
| 1.7 | Elect James Woodrum | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Amendment to the 1999 Long-Term Equity Incentive Plan | Mgmt | For | For | For |
Pharmaceutical Product Development Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| PPDI | CUSIP 717124101 | 05/20/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Stuart Bondurant | Mgmt | For | For | For | |||||
| 1.2 | Elect Fredric Eshelman | Mgmt | For | For | For | |||||
| 1.3 | Elect Frederick Frank | Mgmt | For | For | For | |||||
| 1.4 | Elect David Grange | Mgmt | For | For | For | |||||
| 1.5 | Elect Catherine Klema | Mgmt | For | For | For | |||||
| 1.6 | Elect Terry Magnuson | Mgmt | For | For | For | |||||
| 1.7 | Elect Ernest Mario | Mgmt | For | For | For | |||||
| 1.8 | Elect John McNeill, Jr. | Mgmt | For | For | For | |||||
| 2 | Amendment to the 1995 Equity Compensation Plan | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 4 | Transaction of Other Business | Mgmt | For | Against | Against |
Pricesmart Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| PSMT | CUSIP 741511109 | 01/28/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Gonzalo Barrutieta | Mgmt | For | For | For | |||||
| 1.2 | Elect Murray Galinson | Mgmt | For | For | For | |||||
| 1.3 | Elect Katherine Hensley | Mgmt | For | For | For | |||||
| 1.4 | Elect Leon Janks | Mgmt | For | For | For | |||||
| 1.5 | Elect Lawrence Krause | Mgmt | For | For | For | |||||
| 1.6 | Elect Jose Luis Laparte | Mgmt | For | For | For | |||||
| 1.7 | Elect Jack McGrory | Mgmt | For | For | For | |||||
| 1.8 | Elect Robert Price | Mgmt | For | For | For | |||||
| 1.9 | Elect Keene Wolcott | Mgmt | For | For | For | |||||
| 2 | Amendment to the 2001 Equity Participation Plan | Mgmt | For | For | For | |||||
| 3 | Amendment to the 2002 Equity Participation Plan | Mgmt | For | For | For |
Primedia Company Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| PRM | CUSIP 74157K846 | 05/20/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect David Bell | Mgmt | For | For | For | |||||
| 1.2 | Elect Beverly Chell | Mgmt | For | Withhold | Against | |||||
| 1.3 | Elect Daniel Ciporin | Mgmt | For | For | For | |||||
| 1.4 | Elect Meyer Feldberg | Mgmt | For | For | For | |||||
| 1.5 | Elect Perry Golkin | Mgmt | For | Withhold | Against | |||||
| 1.6 | Elect H. John Greeniaus | Mgmt | For | Withhold | Against | |||||
| 1.7 | Elect Dean Nelson | Mgmt | For | For | For | |||||
| 1.8 | Elect Kevin Smith | Mgmt | For | For | For | |||||
| 1.9 | Elect Charles Stubbs | Mgmt | For | For | For | |||||
| 1.10 | Elect Thomas Uger | Mgmt | For | Withhold | Against | |||||
| 2 | Ratification of Auditor | Mgmt | For | Against | Against |
Raymond James Financial Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| RJF | CUSIP 754730109 | 02/19/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Shelley Broader | Mgmt | For | For | For | |||||
| 1.2 | Elect Francis Godbold | Mgmt | For | For | For | |||||
| 1.3 | Elect H. William Habermeyer, Jr. | Mgmt | For | For | For | |||||
| 1.4 | Elect Chet Helck | Mgmt | For | For | For | |||||
| 1.5 | Elect Thomas James | Mgmt | For | For | For | |||||
| 1.6 | Elect Paul Reilly | Mgmt | For | For | For | |||||
| 1.7 | Elect Robert Saltzman | Mgmt | For | For | For | |||||
| 1.8 | Elect Kenneth Shields | Mgmt | For | Withhold | Against | |||||
| 1.9 | Elect Hardwick Simmons | Mgmt | For | For | For | |||||
| 1.10 | Elect Susan Story | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | To Approve An Amendment To The 2005 Restricted Stock Plan | Mgmt | For | For | For | |||||
| 4 | To Approve An Amendment To The 2003 Employee Stock Purchase Plan | Mgmt | For | For | For |
Regis Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| RGS | CUSIP 758932107 | 10/23/2008 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Rolf Bjelland | Mgmt | For | For | For | |||||
| 1.2 | Elect Paul Finkelstein | Mgmt | For | For | For | |||||
| 1.3 | Elect Thomas Gregory | Mgmt | For | For | For | |||||
| 1.4 | Elect Van Zandt Hawn | Mgmt | For | For | For | |||||
| 1.5 | Elect Susan Hoyt | Mgmt | For | For | For | |||||
| 1.6 | Elect David Kunin | Mgmt | For | For | For | |||||
| 1.7 | Elect Stephen Watson | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Transaction of Other Business | Mgmt | For | Against | Against |
Ritchie Brothers Auctioneers
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| RBA | CUSIP 767744105 | 04/17/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Robert Murdoch | Mgmt | For | For | For | |||||
| 1.2 | Elect Peter Blake | Mgmt | For | For | For | |||||
| 1.3 | Elect Eric Patel | Mgmt | For | For | For | |||||
| 1.4 | Elect Beverley Briscoe | Mgmt | For | For | For | |||||
| 1.5 | Elect Edward Pitoniak | Mgmt | For | For | For | |||||
| 1.6 | Elect Christopher Zimmerman | Mgmt | For | For | For | |||||
| 1.7 | Elect James Micali | Mgmt | For | For | For | |||||
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For |
SABESP, Companhia Saneamento Basico Sao Paulo
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| CUSIP 20441A102 | 07/28/2008 | Voted | ||||||||
Meeting Type | Country of Trade | |||||||||
| Special | Brazil | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.0 | Amend Articles | Mgmt | For | For | For | |||||
| 2.0 | Elect Director | Mgmt | For | For | For |
Sensient Technologies Corp. Commerce
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| SXT | CUSIP 81725T100 | 04/23/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Hank Brown | Mgmt | For | For | For | |||||
| 1.2 | Elect Fergus Clydesdale | Mgmt | For | For | For | |||||
| 1.3 | Elect James Croft | Mgmt | For | For | For | |||||
| 1.4 | Elect William Hickey | Mgmt | For | Withhold | Against | |||||
| 1.5 | Elect Kenneth Manning | Mgmt | For | For | For | |||||
| 1.6 | Elect Peter Salmon | Mgmt | For | For | For | |||||
| 1.7 | Elect Elaine Wedral | Mgmt | For | For | For | |||||
| 1.8 | Elect Essie Whitelaw | Mgmt | For | Withhold | Against | |||||
| 2 | Amended and Restated Incentive Compensation Plan for Elected Corporate Officers | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For |
Signet Jewelers Ltd.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| CUSIP 82668L872 | 08/19/2008 | Voted | ||||||||
Meeting Type | Country of Trade | |||||||||
| Special | United Kingdom | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.0 | The Proposed Scheme. | Mgmt | For | For | For | |||||
| 2.0 | To: (I) Authorise The Directors To Take All Action Necessary Or Appropriate To Implement The Scheme; (Ii) Cancel The Share Capital Of The Company; (Iii) Increase The Share Capital By The Creation Of The New Signet Shares | Mgmt | For | For | For | |||||
| 3.0 | To Approve In Principle The Operation Of Each Of The Signet Jewelers Limited Share Plans. | Mgmt | For | For | For |
Sothebys Holdings Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| BID | CUSIP 835898107 | 05/07/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect John Angelo | Mgmt | For | For | For | |||||
| 1.2 | Elect Michael Blakenham | Mgmt | For | For | For | |||||
| 1.3 | Elect The Duke of Devonshire | Mgmt | For | Withhold | Against | |||||
| 1.4 | Elect Allen Questrom | Mgmt | For | For | For | |||||
| 1.5 | Elect William Ruprecht | Mgmt | For | For | For | |||||
| 1.6 | Elect Michael Sovern | Mgmt | For | For | For | |||||
| 1.7 | Elect Donald Stewart | Mgmt | For | For | For | |||||
| 1.8 | Elect Robert Taubman | Mgmt | For | For | For | |||||
| 1.9 | Elect Diana Taylor | Mgmt | For | For | For | |||||
| 1.10 | Elect Dennis Weibling | Mgmt | For | For | For | |||||
| 1.11 | Elect Robin Woodhead | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For |
Stage Stores Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| SGE | CUSIP 85254C305 | 06/04/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect Alan Barocas | Mgmt | For | For | For | |||||
| 2 | Elect Michael Glazer | Mgmt | For | For | For | |||||
| 3 | Elect Andrew Hall | Mgmt | For | For | For | |||||
| 4 | Elect John Mentzer | Mgmt | For | For | For | |||||
| 5 | Elect William Montgoris | Mgmt | For | For | For | |||||
| 6 | Elect Sharon Mosse | Mgmt | For | For | For | |||||
| 7 | Elect James Scarborough | Mgmt | For | For | For | |||||
| 8 | Elect David Schwartz | Mgmt | For | For | For | |||||
| 9 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 10 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | For | For |
Steris Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| STE | CUSIP 859152100 | 07/24/2008 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Director Richard C. Breeden | Mgmt | For | For | For | |||||
| 1.2 | Elect Director Cynthia L. Feldmann | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Robert H. Fields | Mgmt | For | For | For | |||||
| 1.4 | Elect Director Jacqueline B. Kosecoff | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Raymond A. Lancaster | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Kevin M. McMullen | Mgmt | For | For | For | |||||
| 1.7 | Elect Director J.B. Richey | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Walter M Rosebrough, Jr. | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Mohsen M. Sohi | Mgmt | For | For | For | |||||
| 1.10 | Elect Director John P. Wareham | Mgmt | For | For | For | |||||
| 1.11 | Elect Director Loyal W. Wilson | Mgmt | For | For | For | |||||
| 1.12 | Elect Director Michael B. Wood | Mgmt | For | For | For | |||||
| 2.0 | Ratify Auditors | Mgmt | For | For | For |
Teleflex Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| TFX | CUSIP 879369106 | 05/01/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Jeffrey Black | Mgmt | For | For | For | |||||
| 1.2 | Elect Sigismundus Lubsen | Mgmt | For | For | For | |||||
| 1.3 | Elect Stuart Randle | Mgmt | For | For | For | |||||
| 1.4 | Elect Harold Yoh, III | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For |
THE ENSIGN GROUP, INC
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| ENSG | CUSIP 29358P101 | 05/20/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Christopher Christensen | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Reapproval of Performance Goals | Mgmt | For | For | For |
The Washington Post Company
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| WPO | CUSIP 939640108 | 05/14/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Christopher Davis | Mgmt | For | For | For | |||||
| 1.2 | Elect John Dotson, Jr. | Mgmt | For | For | For | |||||
| 1.3 | Elect Ronald Olson | Mgmt | For | Withhold | Against | |||||
| 2 | Amendment to the Incentive Compensation Plan | Mgmt | For | For | For |
Thor Industries Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| THO | CUSIP 885160101 | 12/09/2008 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Wade Thompson | Mgmt | For | For | For | |||||
| 1.2 | Elect Jan Suwinski | Mgmt | For | For | For | |||||
| 2 | Approve 2008 Annual Incentive Plan | Mgmt | For | For | For |
Tidewater Inc.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| TDW | CUSIP 886423102 | 07/31/2008 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Director M. Jay Allison | Mgmt | For | For | For | |||||
| 1.2 | Elect Director James C. Day | Mgmt | For | For | For | |||||
| 1.3 | Elect Director Richard T. Du Moulin | Mgmt | For | For | For | |||||
| 1.4 | Elect Director J. Wayne Leonard | Mgmt | For | For | For | |||||
| 1.5 | Elect Director Richard A. Pattarozzi | Mgmt | For | For | For | |||||
| 1.6 | Elect Director Nicholas Sutton | Mgmt | For | For | For | |||||
| 1.7 | Elect Director Cindy B. Taylor | Mgmt | For | For | For | |||||
| 1.8 | Elect Director Dean E. Taylor | Mgmt | For | For | For | |||||
| 1.9 | Elect Director Jack E. Thompson | Mgmt | For | For | For | |||||
| 2.0 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | For | |||||
| 3.0 | Ratify Auditors | Mgmt | For | For | For |
UMB Financial Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| UMBF | CUSIP 902788108 | 04/21/2009 | Voted | |||||||||
Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect J. Mariner Kemper | Mgmt | For | For | For | |||||
| 1.2 | Elect John Mize, Jr. | Mgmt | For | For | For | |||||
| 1.3 | Elect Thomas Sanders | Mgmt | For | For | For | |||||
| 1.4 | Elect L. Joshua Sosland | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against |
Valspar Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| VAL | CUSIP 920355104 | 02/25/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect John Bode | Mgmt | For | For | For | |||||
| 1.2 | Elect Susan Boren | Mgmt | For | For | For | |||||
| 1.3 | Elect Jeffrey Curler | Mgmt | For | For | For | |||||
| 1.4 | Elect Stephen Newlin | Mgmt | For | For | For | |||||
| 2 | To Approve The Valspar Corporation 2009 Omnibus Equity Plan | Mgmt | For | For | For | |||||
| 3 | Ratification of Auditor | Mgmt | For | For | For |
Vital Signs Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| VITL | CUSIP 928469105 | 10/29/2008 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Special | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Approval of Merger | Mgmt | For | For | For |
Washington Real Estate Investment Trust
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| WRE | CUSIP 939653101 | 05/18/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect John Derrick, Jr. | Mgmt | For | For | For | |||||
| 1.2 | Elect Charles Nason | Mgmt | For | For | For | |||||
| 1.3 | Elect Thomas Russell, III | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For |
Watson Wyatt Worldwide Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| WW | CUSIP 942712100 | 11/14/2008 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1 | Elect John Gabarro | Mgmt | For | For | For | |||||
| 2 | Elect John Haley | Mgmt | For | For | For | |||||
| 3 | Elect R. Michael McCullough | Mgmt | For | For | For | |||||
| 4 | Elect Brendan O’Neill | Mgmt | For | For | For | |||||
| 5 | Elect Linda Rabbitt | Mgmt | For | For | For | |||||
| 6 | Elect Gilbert Ray | Mgmt | For | For | For | |||||
| 7 | Elect John Wright | Mgmt | For | For | For | |||||
| 8 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 9 | Amendment to the 2001 Deferred Stock Unit For Selected Employees | Mgmt | For | For | For |
Wesco Financial Corp.
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| WSC | CUSIP 950817106 | 05/06/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect Charles Munger | Mgmt | For | Withhold | Against | |||||
| 1.2 | Elect Carolyn Carlburg | Mgmt | For | Withhold | Against | |||||
| 1.3 | Elect Robert Denham | Mgmt | For | For | For | |||||
| 1.4 | Elect Robert Flaherty | Mgmt | For | For | For | |||||
| 1.5 | Elect Peter Kaufman | Mgmt | For | For | For | |||||
| 1.6 | Elect Elizabeth Peters | Mgmt | For | For | For | |||||
| 2 | Transaction of Other Business | Mgmt | For | Against | Against |
Williams Sonoma Inc
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
| WSM | CUSIP 969904101 | 05/22/2009 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
| Annual | United States | |||||||||
| For/Agnst | ||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | Mgmt | |||||
| 1.1 | Elect W. Howard Lester | Mgmt | For | For | For | |||||
| 1.2 | Elect Adrian Bellamy | Mgmt | For | For | For | |||||
| 1.3 | Elect Patrick Connolly | Mgmt | For | For | For | |||||
| 1.4 | Elect Adrian Dillon | Mgmt | For | For | For | |||||
| 1.5 | Elect Anthony Greener | Mgmt | For | For | For | |||||
| 1.6 | Elect Ted Hall | Mgmt | For | For | For | |||||
| 1.7 | Elect Michael Lynch | Mgmt | For | For | For | |||||
| 1.8 | Elect Richard Robertson | Mgmt | For | For | For | |||||
| 1.9 | Elect David Zenoff | Mgmt | For | For | For | |||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||
| 3 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For |
Any ballot marked ‘Abstain’ is considered to have been voted. Ballots marked ‘Abstain’ are considered to have been voted against management’s recommendation if management’s recommendation is ‘For’ or ‘Against,’ and for management’s recommendation if management’s recommendation is ‘Abstain.’ Where management has recommended that shareholders ‘Abstain’ from voting on a ballot item, a ballot marked ‘For’ or ‘Against’ is considered to have been voted against management’s recommendation to ‘Abstain.’
Where management has made no recommendation on a ballot item, ‘NA’ is used to indicate that there is no management recommendation that a shareholder may vote ‘For’ or ‘Against.’
Any ballot marked as ‘Take No Action’ is neither a vote cast for or against management and ‘NA’ is used to represent this.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant RidgeWorth Variable Trust
| By (Signature and Title) | /s/ Julia R. Short |
Date August 28, 2009