SCHEDULE 14A INFORMATION
PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES
EXCHANGE ACT OF 1934
PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES
EXCHANGE ACT OF 1934
Filed by the Registrant þ
Filed by a Party other than the Registrant o
Check the appropriate box:
o | Preliminary Proxy Statement | |
o | Confidential, for Use of Commission Only (as permitted by Rule 14a-6(e)(2)) | |
þ | Definitive Proxy Statement | |
o | Definitive Additional Materials | |
o | Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 |
STI Classic Variable Trust
(Name of Person(s) filing Proxy Statement, if other than Registrant)
Payment of Filing Fee (Check the appropriate box):
þ | No fee required. | |
o | Fee computed on table below per Exchange Act Rules 14a-6(I)(1) and 0-11. |
(1) | Title of each class of securities to which transaction applies: | ||
(2) | Aggregate number of securities to which transaction applies: | ||
(3) | Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined): | ||
(4) | Proposed maximum aggregate value of transaction: | ||
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o | Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. |
(1) | Amount Previously Paid: | ||
(2) | Form, Schedule or Registration Statement No.: | ||
(3) | Filing Party: | ||
(4) | Date Filed: |
IMPORTANT SHAREHOLDER INFORMATION
STI CLASSIC FUNDS
STI CLASSIC VARIABLE TRUST
STI CLASSIC VARIABLE TRUST
This document contains a proxy statement and proxy card. A proxy card is, in essence, a ballot. When you vote your proxy, you tell us how to vote on your behalf on important issues relating to your Funds. If you complete and sign the proxy, we will vote it exactly as you tell us. If you simply sign the proxy without specifying a vote, your shares will be voted in accordance with the recommendations of the Board of Trustees.
We urge you to take the time to read the proxy statement and to provide your instructions by using any of the methods shown on your proxy card. Voting your proxy, and doing so promptly, will help enable the Funds to avoid additional expenses that could be incurred if the Funds are required to makefollow-up solicitations because shareholders do not return their proxies in sufficient numbers.
Please take a few moments to exercise your right to vote. Thank you.
STI CLASSIC FUNDS
STI CLASSIC VARIABLE TRUST
STI CLASSIC VARIABLE TRUST
101 Federal Street
Boston, Massachusetts 02110
to be held on January 30, 2008
Notice is hereby given that a Special Meeting of Shareholders of the STI Classic Funds and the STI Classic Variable Trust (each a “Trust” and together, the “Trusts”) will be held at the offices of Citi Fund Services Ohio, Inc., 100 Summer Street, Suite 1500, Boston, MA 02110, on January 30, 2008 at 9:30 a.m. Eastern Time (the “Special Meeting”). The Special Meeting is being called for the purpose of considering the proposal set forth below and to transact such other business as may be properly brought before the Special Meeting.
PROPOSAL: To consider and vote on the election of members to the Board of Trustees of the Trusts.
Only shareholders of the Trusts at the close of business on November 30, 2007, are entitled to notice of, and to vote at, the Special Meeting or any adjournment thereof.
Shareholders are requested to execute and return promptly the accompanying proxy card which is being solicited by the Board of Trustees of the Trusts. You may execute the proxy card by one of the three methods described in the proxy card. Returning the proxy card is important to ensure a quorum at the meeting. Proxies may be revoked at any time before they are exercised by submitting a written notice of revocation or a subsequently executed proxy or by attending the meeting and voting in the person. Do not return the proxy voting card if you are voting by telephone or internet. It is important that your vote be received by the close of business on January 29, 2008.
Julia Short
President
Dated: December 20, 2007
TABLE OF CONTENTS
QUESTIONS & ANSWERS
FOR SPECIAL MEETING OF SHAREHOLDERS OF
THE STI CLASSIC FUNDS AND THE STI CLASSIC VARIABLE TRUST
Q. | Why is the Board of Trustees proposing the election of the Trustees? | |
A. | The Board of Trustees recommends that shareholders elect Jeffrey M. Biggar, George C. Guynn, Sidney E. Harris, Warren Y. Jobe, Connie D. McDaniel, Clarence H. Ridley and Charles D. Winslow (collectively, the “nominees”). The Board of Trustees believes it is in shareholders’ best interests to have the breadth and depth of talent represented by these nominees. If elected, the nominees will serve as the full Board of Trustees of the Trusts. | |
Q. | Who gets to vote? | |
A. | All shareholders of the Trusts as of November 30, 2007 are eligible and entitled to vote. | |
Q. | How does the Trusts’ Board of Trustees recommend that I vote? | |
A. | After careful consideration, the Board of Trustees of the Trusts unanimously recommends that you vote “FOR” the proposed nominees. | |
Q. | How can I vote? | |
A. | You may vote by mail, telephone or the internet. Please refer to the simple instructions on the next page for information regarding voting. If your proxy is properly returned by the close of business on January 29, 2008, your proxy will be voted in accordance with your instructions.If a proxy card is not marked to indicate voting instructions but is signed, dated and returned, it will be treated as an instruction to vote the shares “FOR” the election of all nominees. | |
Q. | Who should I call with questions about this proxy? | |
A. | If you have any questions regarding this proxy, please contact the STI Classic Funds directly at 1-888-STI-FUND. |
STI CLASSIC FUNDS
STI CLASSIC VARIABLE TRUST
STI CLASSIC VARIABLE TRUST
101 Federal Street
Boston, Massachusetts 02110
January 30, 2008
This joint proxy statement is furnished by the Board of Trustees (the “Board”) of the STI Classic Funds and the STI Classic Variable Trust (each a “Trust” and together, the “Trusts”) in connection with the solicitation of proxies for use at the special meeting of shareholders (the “Special Meeting”) of each Trust to be held on Wednesday, January 30, 2008, at 9:30 a.m. Eastern Time, or at any adjournment thereof, at the offices of Citi Fund Services Ohio, Inc., 100 Summer Street, Suite 1500, Boston, MA 02110. It is expected that for shareholders in the STI Classic Funds, the Notice of Special Meeting and instructions for accessing the proxy statement and voting via the internet, will be mailed to shareholders on or about December 20, 2007 and for the shareholders in the STI Classic Variable Trust, the Notice of Special Meeting, the proxy statement and the proxy card will also be mailed on or about December 20, 2007.
Summary
At the Special Meeting, all shareholders of the Trusts will be asked to vote on the following proposal:
Proposal: Election of all the nominees to the Board of Trustees of the Trusts
If you do not expect to be present at the Special Meeting and wish your shares to be voted, please vote your proxy by mail, telephone or internet allowing sufficient time for the proxy to be received on or before the close of business on January 29, 2008. If your proxy is properly returned by that date, shares represented by your proxy will be voted at the Special Meeting in accordance with your instructions. However, if no instructions are specified on the proxy with respect to a proposal, the proxy will be votedFORthe election of all the nominees and in accordance with the judgment of the persons appointed as proxies upon any other matter that may properly come before the Special Meeting. Shareholders may revoke their proxies at any time prior to the time they are voted by giving written notice to the Secretary of the Trusts, by delivering a subsequently dated proxy, or by attending and voting at the Special Meeting.
The close of business on November 30, 2007 has been fixed as the record date (the “Record Date”) for the determination of shareholders entitled to notice of, and to vote at, the Special Meeting and any adjournment thereof. Each full share will be entitled to one vote at the Special Meeting and each fraction of a share will be entitled to the fraction of a vote equal to the proportion of a full share represented by the fractional share. Please see Appendix A for the outstanding shares of the Trusts as of the Record Date.
Expenses
The expenses of the Special Meeting will be prorated to each series of the Trusts based on the relative net assets of the Trusts. The Special Meeting is estimated to cost approximately $335,000 and includes such expenses as the cost of preparing and mailing the Notice of Special Meeting, providing the internet location and related personnel support for viewing the proxy statement and providing access to the internet voting site for the Special Meeting. The solicitation of proxies will be largely by internet, but may include telephonic, mail or oral communication by officers and service providers of the Trusts.
Upon request, each Trust will furnish to its shareholders, without charge, a copy of its Annual Report (for STI Classic Funds, fiscal year ended March 31, 2007, and for STI Classic Variable Trust, fiscal year ended December 31, 2006) and its Semi-Annual Report (for the STI Classic Funds, for the period ended September 30, 2007 and for the STI Classic Variable Trust for the period ended June 30, 2007). Shareholders may obtain the Annual and Semi-Annual Reports by writing to the Trusts at 3435 Stelzer Road, Columbus, Ohio 43219, by calling 1-888-STI-FUND, on the Trusts’ website atwww.sticlassicfunds.com, or on the Securities and Exchange Commission’s website at www.sec.gov.
Proposal: Election of Trustees
Summary
At the Special Meeting, it is proposed that seven Trustees be elected to hold office until their successors are duly elected and qualified. The persons named in the accompanying proxy intend, in the absence of contrary instructions, to vote all proxies on behalf of the shareholders for the election of Jeffrey M. Biggar, George C. Guynn, Sidney E. Harris, Warren Y. Jobe, Connie D. McDaniel, Clarence H. Ridley and Charles D. Winslow (collectively, the “Nominees”).For the reasons discussed below, the Board recommends that shareholders vote “FOR” the election of all Nominees.
The Board currently consists of seven Trustees, five of whom have been elected by shareholder vote and two of whom have been appointed by the Board. One Trustee, F. Wendell Gooch, will retire from the Board on December 31, 2007. At a meeting held on November 13, 2007, the Board approved the nomination of Ms. McDaniel, Dr. Harris and Messrs. Biggar, Jobe, Ridley and Winslow, each of whom is a current member of the Board. If elected by shareholders at the Special Meeting, they will continue to serve as members of the Board. At the meeting, the Board also approved the nomination of Mr. Guynn as a Trustee candidate to fill the vacancy created by the retirement of Mr. Gooch. If elected by shareholders at the Special Meeting, Mr. Guynn will begin serving as a Trustee immediately after the Special Meeting.
Section 16(a) of the 1940 Act requires the trustees of an investment company to be elected by shareholder vote. Nonetheless, the 1940 Act permits a board to fill vacancies on the board, without seeking shareholder approval, if immediately after filling vacancies at least two-thirds of the members have been elected by shareholders. However, if at any time less than a majority of members have been elected by shareholders, a shareholder meeting to elect members must be held within 60 days.
If Mr. Guynn were appointed by the Board to fill the vacancy created by the retirement of Mr. Gooch, the Board would have less than two-thirds of its members elected by shareholder vote. In light of the legal requirements under the 1940 Act, the Board has determined that it would be in the best interests of the shareholders to call a shareholder meeting at this time and recommend the election of each Nominee.
Each of the Nominees has consented to being named in this proxy statement and serving as a Trustee if elected. The Trusts know of no reason why any Nominee would be unable or unwilling to serve if elected. Because the Trusts do not hold regular annual shareholder meetings, each Nominee, if elected, will hold office until the earlier of his resignation or his successor is duly appointed or elected and qualified.
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Information Regarding Nominees
The following information is provided for each Nominee.
Number of | ||||||||||||
Portfolios in | ||||||||||||
Position | Term of | the STI Fund | ||||||||||
Held | Office and | Complex† | ||||||||||
Name, Business Address, State | with the | Length of | Principal Occupation(s) | Overseen by | Other Directorships | |||||||
of Residence, Date of Birth | Trusts | Time Served | During the Past 5 Years | Trustees | Held by Trustee | |||||||
Nominee for Interested Trustee*: | ||||||||||||
Clarence H. Ridley 3435 Stelzer Road Columbus, OH 43219 (Georgia) DOB 06/42 | Current Trustee | Indefinite; since November 2001 | Chairman, Haverty Furniture Companies | 54 | Crawford & Co.; Haverty Furniture Companies |
Number of | ||||||||||||
Portfolios in | ||||||||||||
Position | Term of | the STI Fund | ||||||||||
Held | Office and | Complex | ||||||||||
Name, Business Address, State | with the | Length of | Principal Occupation(s) | Overseen by | Other Directorships | |||||||
of Residence, Date of Birth | Trusts | Time Served | During the Past 5 Years | Trustees | Held by Trustee | |||||||
Nominees for Independent Trustees**: | ||||||||||||
Jeffrey M. Biggar 3435 Stelzer Road Columbus, OH 43219 (Ohio) DOB 02/50 | Current Trustee | Indefinite; since January 2007 | Retired. Chief Executive Officer and Senior Managing Director, Sterling (National City Corp.) (2002-2006) | 54 | None | |||||||
George C. Guynn 3435 Stelzer Road Columbus, OH 43219 (Georgia) DOB 12/42 | Nominee for Trustee | N/A | Retired. President(1996-October 2006) and Chief Executive Officer (1995-October 2006) of the Federal Reserve Bank of Atlanta | 54 | Genuine Parts Company; Oxford Industries | |||||||
Sidney E. Harris 3435 Stelzer Road Columbus, OH 43219 (Georgia) DOB 07/49 | Current Trustee | Indefinite; since November 2004 | Professor (since 1997), Dean (1997-2004), J. Mack Robinson College of Business, Georgia State University | 54 | ServiceMaster Company; Total System Services, Inc. | |||||||
Warren Y. Jobe 3435 Stelzer Road Columbus, OH 43219 (Georgia) DOB 11/40 | Current Trustee | Indefinite; since November 2004 | Retired. Executive Vice President, Georgia Power Company and Senior Vice President, Southern Company (1998-2001) | 54 | WellPoint, Inc; UniSource Energy Corp.; HomeBanc Corp. | |||||||
Connie D. McDaniel 3435 Stelzer Road Columbus, OH 43219 (Georgia) DOB 04/58 | Current Trustee | Indefinite; since May 2005 | Vice President Global Finance Transformation (since 2007), Vice President and Controller (1999-2007), TheCoca-Cola Company | 54 | None | |||||||
Charles D. Winslow 3435 Stelzer Road Columbus, OH 43219 (Florida) DOB 07/35 | Current Trustee | Indefinite; since November 2004 | Retired. Formerly Partner, Accenture (consulting) | 54 | None |
† | The STI Fund Complex includes the STI Classic Funds and the STI Classic Variable Trust. | |
* | Mr. Ridley may be deemed an “interested person” of the Trusts as that term is defined in the 1940 Act because of a material business relationship with the parent of the Adviser. | |
** | Trustees who are not “interested persons” of the Trusts as defined in the 1940 Act. |
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Compensation of Trustees and Officers
The officers of the Trusts do not receive any direct compensation from the Trusts. Each Trustee who is not an officer, employee or director of the Trusts’ investment adviser or its affiliates receives an aggregate annual fee plus a fee per meeting attended (plus reimbursement for reasonable out-of-pocket expenses incurred in connection with attendance at Board and committee meetings) from the relevant Trust. Payment of such fees and expenses is allocated between the Trusts. The aggregate compensation payable by the Trusts to each of the Trustees serving during their respective fiscal years is set forth in the compensation tables below.
STI CLASSIC FUNDS
(fiscal year end March 31, 2007)
Pension or | ||||||||||||||||
Retirement | Total Compensation | |||||||||||||||
Aggregate | Benefits Accrued | Estimated Annual | from the | |||||||||||||
Compensation from | as Part of Fund | Benefits upon | Trust and Fund | |||||||||||||
Name of Trustee | the Trust ($)(1) | Expenses | Retirement | Complex ($) | ||||||||||||
Interested Trustees | ||||||||||||||||
Richard W. Courts, II(2) | 50,000 | N/A | N/A | 50,000 | ||||||||||||
Clarence H. Ridley | 77,000 | N/A | N/A | 77,000 | ||||||||||||
Independent Trustees | ||||||||||||||||
Jeffrey M. Biggar(2) | 19,000 | N/A | N/A | 19,000 | ||||||||||||
Thomas Gallagher(2) | 90,500 | N/A | N/A | 90,500 | ||||||||||||
F. Wendell Gooch | 102,000 | N/A | N/A | 102,000 | ||||||||||||
Sidney E. Harris | 96,250 | N/A | N/A | 96,250 | ||||||||||||
Warren Y. Jobe | 91,000 | N/A | N/A | 91,000 | ||||||||||||
Connie McDaniel | 91,000 | N/A | N/A | 91,000 | ||||||||||||
James O. Robbins(2) | 92,000 | N/A | N/A | 92,000 | ||||||||||||
Charles D. Winslow | 91,000 | N/A | N/A | 91,000 |
(1) | Amounts include payments deferred by Trustees for the fiscal year ended March 31, 2007. The total amount of deferred compensation (including interest) accrued for the Trustees is as follows: Biggar ($18,755), Gooch ($23,603), Harris ($7,930) and Robbins ($18,713). | |
(2) | Mr. Biggar became a Trustee effective January 1, 2007. Messrs. Courts and Gallagher resigned as Trustees effective December 31, 2006. Mr. Robbins ceased being a Trustee on October 10, 2007. Mr. Gooch resigned as Trustee effective December 31, 2007. |
STI CLASSIC VARIABLE TRUST
(fiscal year end December 31, 2006)
Pension or | ||||||||||||||||
Retirement | Total Compensation | |||||||||||||||
Aggregate | Benefits Accrued | Estimated Annual | from the | |||||||||||||
Compensation from | as Part of Fund | Benefits upon | Trust and Fund | |||||||||||||
Name of Trustee | the Trust ($) | Expenses | Retirement | Complex ($) | ||||||||||||
Interested Trustees | ||||||||||||||||
Richard W. Courts, II(1) | 314 | N/A | N/A | 74,000 | ||||||||||||
Clarence H. Ridley | 279 | N/A | N/A | 55,000 | ||||||||||||
Independent Trustees | ||||||||||||||||
Jeffrey M. Biggar | 0 | N/A | N/A | 0 | ||||||||||||
Thomas Gallagher(1) | 477 | N/A | N/A | 113,000 | ||||||||||||
F. Wendell Gooch(1) | 419 | N/A | N/A | 99,000 | ||||||||||||
Sidney E. Harris | 361 | N/A | N/A | 85,500 | ||||||||||||
Warren Y. Jobe | 370 | N/A | N/A | 87,500 | ||||||||||||
Connie McDaniel | 370 | N/A | N/A | 87,500 | ||||||||||||
James O. Robbins(1) | 376 | N/A | N/A | 89,000 | ||||||||||||
Charles D. Winslow | 376 | N/A | N/A | 87,500 |
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(1) | Mr. Biggar became a Trustee effective January 1, 2007. Messrs. Courts and Gallagher resigned as Trustees effective December 31, 2006. Mr. Robbins ceased being a Trustee on October 10, 2007. Mr. Gooch resigned as Trustee effective December 31, 2007. |
Deferred Compensation Plan. The Trustees adopted a Deferred Compensation Plan designed to comply with section 409A of the Internal Revenue Code. Pursuant to the Deferred Compensation Plan, each Trustee may elect to defer receipt of between 30% to 100% of his or her aggregate annual compensation from the Trusts, and such amount is placed into a deferral account. Deferred amounts accumulate at an earnings rate determined by the return of one or more Funds as designated by the Trustees. Amounts deferred and accumulated earning on such amounts are unfunded and are general unsecured liabilities of the each respective Trust until paid to the Trustees. Messrs. Biggar, Gooch and Harris are the only Trustees who currently are deferring compensation under the Deferred Compensation Plan.
Ownership of Fund Securities
The tables below show the dollar range of equity securities beneficially owned by each Nominee as of the most recent fiscal year end for each Trust, March 31, 2007 and December 31, 2006, respectively.
STI CLASSIC FUNDS
Aggregate Dollar Range | ||||
of Shares in all | ||||
Investment Companies | ||||
Overseen by Trustee in | ||||
Family of Investment | ||||
Trustee | Dollar Range of Fund Shares | Companies | ||
Interested Trustee | ||||
Clarence H. Ridley | $50,001-$100,000 (Small Cap Value Equity Fund) Over $100,000 (International Equity Fund) $1-$10,000 (Prime Quality Money Market) Over $100,000 (Tax-Exempt Money Market) | Over $100,000 | ||
Independent Trustees | ||||
Jeffrey M. Biggar | None | None | ||
Sidney E. Harris | $50,001-$100,000 (Prime Quality Money Market) $10,001-$50,000 (International Equity Fund) | $50,001-$100,000 | ||
Warren Jobe | Over $100,000 (Prime Quality Money Market Fund) $50,001-$100,000 (Small Cap Growth Stock Fund) | Over $100,000 | ||
Connie D. McDaniel | $50,001-$100,000 (Prime Quality Money Market Fund) $10,001-$50,000 (Large Cap Core Equity Fund) $10,001-$50,000 (Mid Cap Core Equity Fund) $1-$10,000 (Small Cap Growth Stock Fund) | Over $100,000 | ||
Charles D. Winslow | $1-$10,000 (Prime Quality Money Market Fund) $1-$10,000 (Aggressive Growth Stock Fund) $50,001-$100,000 (Large Cap Growth Stock Fund) $1-$10,000 (Large Cap Value Equity Fund) $1-$10,000 (Small Cap Growth Stock Fund) | Over $100,000 |
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STI CLASSIC VARIABLE TRUST
Aggregate Dollar Range of | ||||
Equity Securities in all Funds | ||||
Dollar Range of | Overseen or to be Overseen by | |||
Equity Securities | Trustee or Nominee in Family of | |||
Name of Nominee | in the Fund | Investment Companies | ||
Interested Trustee: | ||||
Clarence H. Ridley | None | Over $100,000 | ||
Independent Trustees: | ||||
Jeffrey M. Biggar | None | None | ||
Sidney E. Harris | None | $50,001-$100,000 | ||
Warren Y. Jobe | None | Over $100,000 | ||
Connie D. McDaniel | None | Over $100,000 | ||
Charles D. Winslow | None | $50,001-$100,000 |
As of June 30, 2007, the Trustees and Officers of the Trusts as a group owned less than 1% of the outstanding shares of each class of the STI Classic Funds and as of December 30, 2006 the Trustees and Officers of the Trusts owned less than 1% of the outstanding shares of each of the STI Classic Variable Trust.
Meetings and Committees of the Board of Trustees
The Board held four regular meetings during STI Classic Funds’ most recent fiscal year ended March 31, 2007, and four regular meetings during STI Classic Variable Trust’s most recent fiscal year ended December 31, 2006. In addition, the Board held two special meetings during STI Classic Funds’ most recent fiscal year and two special meetings during STI Classic Variable Trust’s most recent fiscal year.
The Board has an Audit Committee, which operates pursuant to a written charter approved by the Board and is composed exclusively of Independent Trustees. On behalf of each Trust, the Audit Committee makes recommendations to the full Board with respect to the engagement of independent auditors. The Audit Committee reviews, with the independent auditors, the results of the audit engagement and matters having a material effect on the Trusts’ financial operations. Messrs. Biggar, Gooch, Harris and Winslow and Ms. McDaniel currently serve as members of the Audit Committee. Mr. Gooch is Chairman of the Audit Committee. The Audit Committee meets periodically, as necessary, and met three times in the most recently completed fiscal year for the STI Classic Funds and twice in the most recent completed fiscal year for the STI Classic Variable Trust.
The Board also has a Governance and Nominating Committee, which operates pursuant to a written charter approved by the Board and is composed exclusively of Independent Trustees. The Governance and Nominating Committee’s principal responsibility is to consider, recommend, and nominate trustee candidates to the Board. The Governance and Nominating Committee’s charter does not have specific procedures in place to consider nominees recommended by shareholders, but the Governance and Nominating Committee would consider such nominees if submitted in accordance withRule 14a-8 of the Securities Exchange Act of 1934 in conjunction with a shareholder meeting to consider the election of Trustees. The members of the Governance and Nominating Committee currently are Messrs. Gooch, Harris and Jobe. Mr. Jobe is Chairman of the Governance and Nominating Committee. The Governance and Nominating Committee met twice during STI Classic Funds’ most recent fiscal year and once during STI Classic Variable Trust’s most recent fiscal year.
Communications with the Board
Shareholders wishing to submit written communications to the Board should send their communicationsc/o Citi Fund Services Ohio, Inc., 3435 Stelzer Road, Columbus, Ohio 43219. Any such communications received will be reviewed by the Board at its next regularly scheduled meeting.
Board Approval of the Election of Trustees
At the meeting of the Board held on November 13, 2007, the Board voted to approve the Special Meeting to elect each of the Nominees as Trustee of the Trusts. In voting to approve the Special Meeting to elect the Nominees,
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the Board considered the Nominees’ experience and qualifications and determined that each Nominee is qualified to serve or continue to serve as a Trustee.
Shareholder Approval of the Election of Trustees
At the Special Meeting, it is proposed that seven Trustees be elected to hold office until their successors are duly elected and qualified. The election of Trustees requires the affirmative vote of a plurality of all votes cast at the Special Meeting, provided that a majority of the shares entitled to vote are present in person or by proxy at the Special Meeting. The persons named in the accompanying proxy intend, in the absence of contrary instructions, to vote all proxies on behalf of the shareholders for the election of the Nominees. If you return your proxy but give no voting instructions, your shares will be votedFORall Nominees named herein.
THE BOARD OF TRUSTEES RECOMMENDS THAT YOU
VOTEFOR EACH OF THE NOMINEES
VOTEFOR EACH OF THE NOMINEES
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ADDITIONAL INFORMATION
Officers of the Trusts
Information about the Trusts’ current officers is set forth below.
Term of Office | ||||||
Name, Address | Position(s) Held | and Length of | ||||
and Date of Birth | with Trust | Time Served | Principal Occupation(s) During the Past 5 Years | |||
Officers: | ||||||
Julia R. Short 50 Hurt Plaza Suite 1400 Atlanta, GA 30303 DOB 11/72 | President and Chief Executive Officer | One year; since June 2007 | Managing Director, Product Manager, Trusco Capital Management, Inc. (since 2004); Relationship Manager, SEI Investments (financial services) (1994-2004) | |||
Deborah A. Lamb 50 Hurt Plaza Suite 1400 Atlanta, GA 30303 DOB 10/52 | Executive Vice President; Assistant Secretary; Chief Compliance Officer | One year; since September 2004; since November 2003; since August 2004 (respectively) | Chief Compliance Officer, Managing Director, Trusco Capital Management, Inc. (since 2003); President, Investment Industry Consultants, LLC (2000-2003); Director of Compliance, INVESCO, Inc. (1995-2000) | |||
Martin R. Dean 3435 Stelzer Road Columbus, OH 43219 DOB 11/63 | Treasurer; Chief Financial Officer and Chief Accounting Officer | One year; since March 2007 | Vice President, Fund Administration, Citi Fund Services Ohio, Inc. | |||
Cynthia J. Surprise 3435 Stelzer Road Columbus, OH 43219 DOB 07/46 | Secretary and Chief Legal Officer | One year; since February 2005 | Senior Counsel, Legal Services, Citi Fund Services Ohio, Inc. (since 2004); Director and Counsel, Investors Bank & Trust Company (1999-2004) | |||
Jennifer A. English 3435 Stelzer Road Columbus, OH 43219 DOB 03/72 | Assistant Secretary | One year; since November 2005 | Counsel, Legal Services, Citi Fund Services Ohio, Inc. (since 2005); Assistant Counsel, PFPC Inc. (2002-2005) | |||
Trent Statczar 3435 Stelzer Road Columbus, OH 43219 DOB 08/71 | Assistant Treasurer | One Year; since November 2007 | Vice President, Citi Fund Services Ohio, Inc. (since 1993) |
Investment Adviser
Trusco Capital Management, Inc., 50 Hurt Plaza, Suite 1400, Atlanta, Georgia 30303, serves as the Trusts’ investment adviser and is an indirect wholly-owned subsidiary of SunTrust Banks, Inc., 303 Peachtree Street, NE, Atlanta, Georgia 30308.
Administrator
Citi Fund Services Ohio, Inc. (the “Administrator”), an Ohio corporation, has its principal business offices at 3435 Stelzer Road, Columbus, Ohio 43219. The Administrator and its affiliates provide administration services to other investment companies.
Distributor and Principal Underwriter
Foreside Distribution Services, L.P. (the “Distributor”), located at 100 Summer Street, Suite 1500, Boston, Massachusetts 02110, serves as the Trusts’ distributor. The Distributor is a wholly-owned indirect subsidiary of Foreside Financial Group, LLC.
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5% Shareholders
As of the Record Date, the following persons listed on Appendix B were the only persons who were record owners or, to the knowledge of the Trusts, were beneficial owners of 5% or more of the outstanding shares of the Fund:
Independent Accountants of the Trust
PricewaterhouseCoopers LLP (“PwC”) serves as independent accountants for the Trusts. PwC has informed the Trusts that it has no material direct or indirect financial interest in the Trusts. Representatives of PwC are not expected to be present at the Special Meeting.
Audit Fees. Audit fees include amounts related to the audit of the Trusts’ annual financial statements and services normally provided by PwC in connection with the Trusts’ statutory and regulatory filings. During the fiscal years ended March 31, 2006 and March 31, 2007, STI Classic Funds was billed $775,780 and $729,216, respectively, in audit fees. During the fiscal years ended December 31, 2006 and December 31, 2005 the STI Classic Variable Trust was billed $106,300 and $100,200, respectively, in audit fees.
Audit-Related Fees. Below are the aggregate fees billed in the Trusts’ last two fiscal years for assurance and related services by PwC that are reasonably related to the performance of the audit of the Trust’s financial statements and are not reported under “Audit Fees” above.
STI Classic Funds
All Other Fees and | ||||||||||||
All Fees and Services to | All Fees and Services to | Services to Service | ||||||||||
the Trust that were | Service Affiliates that | Affiliates that did not | ||||||||||
Pre-Approved | were Pre-Approved | Require Pre-Approval | ||||||||||
Fiscal Year Ended 2007 | $ | 836,886 | (1) | $ | 157,500 | (2) | $ | 3,173,698 | (3) | |||
Fiscal Year Ended 2006 | $ | 884,950 | (1) | $ | 95,000 | (2) | $ | 2,896,422 | (3) |
(1) | Services related to security count examinations underRule 17f-2 of the 1940 Act for 2007 and 2006 fiscal years. | |
(2) | Services related to the audit of the controls around custody operations at SunTrust Bank (SAS No. 70). | |
(3) | Non-audit services relate principally to certain technical accounting advice on financial products of the SunTrust Bank; review of certain registration statements and regulatory filings; issuance of comfort letters;agreed-upon procedures engagements; and, tax compliance service to other entities controlled by SunTrust Banks, Inc. |
STI Classic Variable Trust
All Other Fees and | ||||||||||||
All Fees and Services to | All Fees and Services to | Services to Service | ||||||||||
the Trust that were | Service Affiliates that | Affiliates that did not | ||||||||||
Pre-Approved | were Pre-Approved | Require Pre-Approval | ||||||||||
Fiscal Year Ended 2006 | $ | 118,000 | (1) | $ | 157,500 | (2) | $ | 4,281,759 | (3) | |||
Fiscal Year Ended 2005 | $ | 111,300 | (1) | $ | 95,000 | (2) | $ | 3,684,363 | (3) |
(1) | Services related to security count examinations underRule 17f-2 of the 1940 Act for 2006 and 2005 fiscal years. | |
(2) | Services related to the audit of the controls around custody operations at SunTrust Bank (SAS No. 70). | |
(3) | Non-audit services relate principally to certain technical accounting advice on financial products of the SunTrust Bank; review of certain registration statements and regulatory filings; issuance of comfort letters;agreed-upon procedures engagements; and, tax compliance service to other entities controlled by SunTrust Banks, Inc. |
Tax Fees. PwC did not bill the Trusts for any services related to tax compliance, tax advice, or tax planning during either Trust’s two most recently completed fiscal years.
All Other Fees. PwC did not bill the Trusts for other products and services, other than the services reported above, for either Trust’s two most recently completed fiscal years.
9
Aggregate Non-Audit Fees. The aggregate non-audit fees billed by PwC for the Trusts’ last two fiscal years were $3,100,592 and $3,438,868 and $3,790,463 and $4,450,959, respectively, for services rendered to STI Classic Funds and STI Classic Variable Trust and related entities, respectively.
Audit Committee Pre-Approval Policies and Procedures. The Trusts’ Audit Committee has adopted pre-approval policies and procedures to provide a framework for the Audit Committee’s consideration of audit and non-audit services by the Trusts’ independent accountants. The policies and procedures require that any audit and non-audit services provided to the Trust, and any non-audit services provided to certain of the Trusts’ service providers that relate directly to the operations and financial reporting of each Trust, are subject to approval by the Audit Committee before such services are provided. The policies and procedures also provide for Audit Committee ratification of inadvertent non-audit services subject to certain conditions. In addition, the Audit Committee has delegated to the Chairman of the Audit Committee the authority to approve certain non-audit services to the extent such services are not otherwise pre-approved by the entire Audit Committee.
Board Consideration of Non-Audit Services. The Trusts’ Audit Committee has reviewed and considered whether the provision of non-audit services that were rendered to the Trusts’ investment adviser, and any entity controlling, controlled by, or under common control with the investment adviser that provides ongoing services to each Trust, that were not pre-approved pursuant to paragraph (c)(7) (ii) ofRule 2-01 ofRegulation S-X is compatible with maintaining PwC’s independence.
Submission of Shareholder Proposals
The Trusts are each organized as a business trust under the laws of the Commonwealth of Massachusetts. As such, neither Trust is required to, and does not, have annual meetings. Nonetheless, the Board may call a special meeting of shareholders for action by shareholder vote as may be required by the 1940 Act or as required or permitted by the Declaration of Trust and By-Laws of each Trust. Shareholders who wish to present a proposal for action at a future meeting should submit a written proposal to each Trust for inclusion in a future proxy statement. The Board will give consideration to shareholder suggestions as to nominees for the Board. Shareholders retain the right to request that a meeting of the shareholders be held for the purpose of considering matters requiring shareholder approval.
Voting and Other Matters
Abstentions and “broker non-votes” will not be counted for or against the proposal but will be counted for purposes of determining whether a quorum is present. The Trusts believe that brokers who hold shares as record owners for beneficial owners have the authority under the rules of the various stock exchanges to vote those shares with respect to the proposals when they have not received instructions from beneficial owners.
No business other than the matters described above is expected to come before the Special Meeting, but should any matter incident to the conduct of the Special Meeting or any question as to an adjournment of the Special Meeting arise, the persons named in the enclosed proxy will vote thereon according to their best judgment in the interest of the Trusts.
SHAREHOLDERS WHO DO NOT EXPECT TO BE PRESENT AT THE SPECIAL MEETING AND WHO WISH TO HAVE THEIR SHARES VOTED ARE REQUESTED TO VOTE BY MAIL, TELEPHONE OR INTERNET AS EXPLAINED IN THE INSTRUCTIONS INCLUDED ON YOUR PROXY CARD.
By Order of the Trustees,
Julia Short
President
Dated: December 20, 2007
10
APPENDIX A
Outstanding | ||||
Fund and Class Name | Shares | |||
AGGRESSIVE GROWTH STOCK FUND — A | 69,341.179 | |||
AGGRESSIVE GROWTH STOCK FUND — C | 234,455.064 | |||
AGGRESSIVE GROWTH STOCK FUND — I | 24,785,273.579 | |||
CLASSIC INST MUNI CASH RESERVE MM — IS | 66,755,641.900 | |||
CLASSIC INST US TREAS SEC MNY MRKT FD-IS | 1,501,565,189.660 | |||
CLASSIC INSTL CASH MGMT MNY MRKT-IS | 4,358,180,088.730 | |||
CLASSIC INSTL US GOVT SEC MNY MRKT FD-IS | 1,401,982,420.680 | |||
CLASSIC INSTL US TREAS SEC MNY MKT FD-CT | 1,398,579,434.960 | |||
EMERGING GROWTH STOCK FUND — A | 58,861.073 | |||
EMERGING GROWTH STOCK FUND — C | 8,846.474 | |||
EMERGING GROWTH STOCK FUND — I | 8,935,306.068 | |||
GEORGIA TAX-EXEMPT BOND FUND — A | 512,669.409 | |||
GEORGIA TAX-EXEMPT BOND FUND — C | 543,536.879 | |||
GEORGIA TAX-EXEMPT BOND FUND — I | 15,491,934.499 | |||
HIGH GRADE MUNICIPAL BOND FUND — A | 225,607.438 | |||
HIGH GRADE MUNICIPAL BOND FUND — C | 500,457.742 | |||
HIGH GRADE MUNICIPAL BOND FUND — I | 15,292,653.670 | |||
HIGH INCOME FUND — A | 140,964.026 | |||
HIGH INCOME FUND — C | 3,375,786.892 | |||
HIGH INCOME FUND — I | 5,369,439.606 | |||
INTERMEDIATE BOND FUND — A | 97,953.239 | |||
INTERMEDIATE BOND FUND — I | 55,463,371.852 | |||
INTERNATIONAL EQUITY FUND — A | 933,594.197 | |||
INTERNATIONAL EQUITY FUND — C | 482,787.437 | |||
INTERNATIONAL EQUITY FUND — I | 66,390,911.556 | |||
INTERNATIONAL EQUITY INDEX FUND — A | 357,267.979 | |||
INTERNATIONAL EQUITY INDEX FUND — C | 379,606.384 | |||
INTERNATIONAL EQUITY INDEX FUND — I | 53,782,471.193 | |||
INVESTMENT GRADE BOND FUND — A | 1,478,249.416 | |||
INVESTMENT GRADE BOND FUND — C | 778,048.814 | |||
INVESTMENT GRADE BOND FUND — I | 34,052,075.952 | |||
INVESTMENT GRADE TAX-EXEMPT BD FD — A | 943,639.822 | |||
INVESTMENT GRADE TAX-EXEMPT BD FD — C | 546,688.123 | |||
INVESTMENT GRADE TAX-EXEMPT BD FD — I | 44,280,517.847 | |||
LARGE CAP CORE EQUITY FUND — A | 2,457,163.387 | |||
LARGE CAP CORE EQUITY FUND — C | 3,378,571.325 | |||
LARGE CAP CORE EQUITY FUND — I | 81,168,698.113 | |||
LARGE CAP GROWTH STOCK FUND — A | 5,771,073.993 | |||
LARGE CAP GROWTH STOCK FUND — C | 2,742,025.238 | |||
LARGE CAP GROWTH STOCK FUND — I | 46,319,217.213 | |||
LARGE CAP QUANTITATIVE EQUITY FUND — A | 75,932.071 | |||
LARGE CAP QUANTITATIVE EQUITY FUND — C | 87,651.254 | |||
LARGE CAP QUANTITATIVE EQUITY FUND — I | 18,295,337.059 |
A-1
Outstanding | ||||
Fund and Class Name | Shares | |||
LARGE CAP VALUE EQUITY FUND — A | 3,802,727.386 | |||
LARGE CAP VALUE EQUITY FUND — C | 2,328,389.157 | |||
LARGE CAP VALUE EQUITY FUND — I | 66,111,573.608 | |||
LIFE VISION AGGRESSIVE GROWTH FUND — A | 264,129.819 | |||
LIFE VISION AGGRESSIVE GROWTH FUND — B | 390,604.455 | |||
LIFE VISION AGGRESSIVE GROWTH FUND — C | 140,718.150 | |||
LIFE VISION AGGRESSIVE GROWTH FUND — I | 2,532,401.659 | |||
LIFE VISION CONSERVATIVE FUND — A | 49,399.873 | |||
LIFE VISION CONSERVATIVE FUND — B | 406,138.413 | |||
LIFE VISION CONSERVATIVE FUND — C | 67,273.239 | |||
LIFE VISION CONSERVATIVE FUND — I | 406,859.321 | |||
LIFE VISION GROWTH AND INCOME — C | 461,487.382 | |||
LIFE VISION GROWTH AND INCOME FUND — A | 423,341.074 | |||
LIFE VISION GROWTH AND INCOME FUND — B | 1,226,303.563 | |||
LIFE VISION GROWTH AND INCOME FUND — I | 6,084,061.686 | |||
LIFE VISION MODERATE GROWTH FUND — A | 912,728.517 | |||
LIFE VISION MODERATE GROWTH FUND — B | 1,100,164.600 | |||
LIFE VISION MODERATE GROWTH FUND — C | 2,029,697.730 | |||
LIFE VISION MODERATE GROWTH FUND — I | 15,283,073.335 | |||
LIFE VISION TARGET DATE 2015 — A | 1,474.913 | |||
LIFE VISION TARGET DATE 2015 — C | 10.000 | |||
LIFE VISION TARGET DATE 2015 — I | 234,681.956 | |||
LIFE VISION TARGET DATE 2025 — A | 4,242.689 | |||
LIFE VISION TARGET DATE 2025 — C | 10.000 | |||
LIFE VISION TARGET DATE 2025 — I | 462,596.501 | |||
LIFE VISION TARGET DATE 2035 — A | 3,209.706 | |||
LIFE VISION TARGET DATE 2035 — C | 10.000 | |||
LIFE VISION TARGET DATE 2035 — I | 177,322.306 | |||
LIMITED DURATION FUND — I | 4,871,369.573 | |||
LIMITED TERM FEDERAL MORTGAGE SEC — A | 307,556.162 | |||
LIMITED TERM FEDERAL MORTGAGE SEC — C | 1,217,562.215 | |||
LIMITED TERM FEDERAL MORTGAGE SEC — I | 11,037,879.065 | |||
MARYLAND MUNICIPAL BOND FUND — A | 4,467.251 | |||
MARYLAND MUNICIPAL BOND FUND — C | 603,065.931 | |||
MARYLAND MUNICIPAL BOND FUND — I | 3,517,423.526 | |||
MID-CAP CORE EQUITY FUND — A | 797,254.647 | |||
MID-CAP CORE EQUITY FUND — C | 768,275.321 | |||
MID-CAP CORE EQUITY FUND — I | 17,468,078.257 | |||
MID-CAP VALUE EQUITY FUND — A | 395,249.336 | |||
MID-CAP VALUE EQUITY FUND — C | 398,551.167 | |||
MID-CAP VALUE EQUITY FUND — I | 21,980,371.355 | |||
NORTH CAROLINA TAX EXEMPT BOND FD — A | 68,395.822 | |||
NORTH CAROLINA TAX-EXEMPT BOND FUND — I | 4,163,879.119 | |||
PRIME QUALITY MONEY MARKET FUND — A | 6,614,856,639.271 |
A-2
Outstanding | ||||
Fund and Class Name | Shares | |||
PRIME QUALITY MONEY MARKET FUND — C | 3,969,860.835 | |||
PRIME QUALITY MONEY MARKET FUND — I | 3,617,380,244.439 | |||
SEIX FLOATING RATE HIGH INCOME FUND — A | 958,756.850 | |||
SEIX FLOATING RATE HIGH INCOME FUND — C | 25,556.688 | |||
SEIX FLOATING RATE HIGH INCOME FUND — I | 80,010,805.552 | |||
SEIX HIGH YIELD FUND — A | 2,473,249.537 | |||
SEIX HIGH YIELD FUND — C | 436,488.333 | |||
SEIX HIGH YIELD FUND — I | 72,379,606.850 | |||
SELECT LARGE CAP GROWTH STOCK — A | 30,777.627 | |||
SELECT LARGE CAP GROWTH STOCK — C | 1,101,397.235 | |||
SELECT LARGE CAP GROWTH STOCK — I | 3,252,661.533 | |||
SHORT-TERM BOND FUND — A | 378,384.143 | |||
SHORT-TERM BOND FUND — C | 387,880.490 | |||
SHORT-TERM BOND FUND — I | 37,932,635.568 | |||
SHORT-TERM U.S. TREASURY SEC FUND — A | 382,245.148 | |||
SHORT-TERM U.S. TREASURY SEC FUND — C | 921,544.824 | |||
SHORT-TERM U.S. TREASURY SEC FUND — I | 5,834,311.984 | |||
SMALL CAP GROWTH STOCK FUND — A | 1,020,561.697 | |||
SMALL CAP GROWTH STOCK FUND — C | 956,336.259 | |||
SMALL CAP GROWTH STOCK FUND — I | 27,625,469.820 | |||
SMALL CAP VALUE EQUITY FUND — A | 378,671.903 | |||
SMALL CAP VALUE EQUITY FUND — C | 1,774,227.399 | |||
SMALL CAP VALUE EQUITY FUND — I | 34,045,824.544 | |||
STRATEGIC INCOME FUND — A | 127,626.978 | |||
STRATEGIC INCOME FUND — C | 2,861,611.302 | |||
STRATEGIC INCOME FUND — I | 7,284,531.999 | |||
TAX EXEMPT MONEY MARKET FUND — A | 595,074,302.100 | |||
TAX EXEMPT MONEY MARKET FUND — I | 1,411,239,913.740 | |||
TOTAL RETURN BOND FUND — A | 26,038.213 | |||
TOTAL RETURN BOND FUND — C | 3,520.879 | |||
TOTAL RETURN BOND FUND — I | 63,735,078.562 | |||
U.S. GOVERNMENT SECURITIES FUND — A | 396,115.132 | |||
U.S. GOVERNMENT SECURITIES FUND — C | 418,612.725 | |||
U.S. GOVERNMENT SECURITIES FUND — I | 59,394,368.553 | |||
U.S. GOVT SECURITIES MONEY MARKET FD-A | 315,161,879.343 | |||
U.S. GOVT SECURITIES MONEY MARKET FD-I | 775,994,530.576 | |||
ULTRA SHORT BOND FUND — I | 8,235,837.772 | |||
US GOVT SECURITIES ULTRA SHORT BOND FD-I | 4,532,474.190 | |||
US TREASURY MONEY MARKET FUND — A | 84,950,081.890 | |||
US TREASURY MONEY MARKET FUND — I | 1,113,309,498.570 | |||
VIRGINIA INTERMEDIATE MUNICIPAL BOND-A | 635,073.331 | |||
VIRGINIA INTERMEDIATE MUNICIPAL BOND-C | 305,967.061 | |||
VIRGINIA INTERMEDIATE MUNICIPAL BOND-I | 19,907,090.359 | |||
VIRGINIA TAX FREE MONEY MARKET — A | 441,438,505.580 |
A-3
Outstanding | ||||
Fund and Class Name | Shares | |||
VIRGINIA TAX FREE MONEY MARKET — I | 274,380,494.410 | |||
TOTAL STI CLASSIC FUND SHARES OUTSTANDING | 25,083,302,064.571 | |||
LARGE CAP CORE EQUITY FUND — VT | 1,079,576.060 | |||
LARGE CAP GROWTH STOCK FUND — VT | 1,963,480.657 | |||
LARGE CAP VALUE EQUITY FUND — VT | 1,651,410.682 | |||
MID-CAP CORE EQUITY FUND — VT | 824,750.646 | |||
SMALL CAP VALUE EQUITY FUND — VT | 1,454,746.618 | |||
TOTAL STI CLASSIC VARIABLE TRUST SHARES OUTSTANDING | 6,973,964.663 |
A-4
APPENDIX B
Percent of | ||||
Name and Address of Owner | Class Owner | |||
AGGRESSIVE GROWTH STOCK FUND — CLASS A | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 93.40 | % | ||
AGGRESSIVE GROWTH STOCK FUND — CLASS C | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 93.18 | % | ||
AGGRESSIVE GROWTH STOCK FUND — CLASS I | ||||
SEI PRIVATE TRUST COMPANY C/O SUNTRUST BANK ONE FREEDOM VALLEY DRIVE ATTN MUTUAL FUNDS OAKS PA 19456 | 89.84 | % | ||
TRUSTMAN SUNTRUST BANKS MUTUAL FUND RECONCILIATION UNIT MAIL CENTER 3144 P O BOX 105870 ATLANTA GA 303485870 | 8.13 | % | ||
CLASSIC INSTITUTIONAL MUNICIPAL CASH RESERVE MONEY MARKET FUND — INSTITUTIONAL CLASS | ||||
SUNTRUST BANK MAIL CENTER 313 P O BOX 105504 ATTN SUSAN GRIDER ATLANTA GA 303485504 | 100 | % | ||
CLASSIC INSTITUTIONAL US TREASURY SECURITIES MONEY MARKET FUND — INSTITUTIONAL CLASS | ||||
SUNTRUST BANK MAIL CENTER 3133 P O BOX 105504 ATTN SUSAN GRIDER ATLANTA GA 303485504 | 38.29 | % | ||
SUNTRUST ROBINSON HUMPREY INC. 303 PEACHTREE ST 24TH FL ATTN AUTHERINE WILLIAMS MC GA ATLANTA GA 303083201 | 28.42 | % | ||
HARE & CO. THE BANK OF NEW YORK MELLON 111 SANDERS CREEK PKWY EAST SYRACUSE, NY 13057 | 18.97 | % | ||
LOCKHEED MARTININVESTMENTS INC. THE COMMONS SUITE 3 3510 SILVERSIDE RD WILMINGTON, DE | 6.74 | % |
B-1
Percent of | ||||
Name and Address of Owner | Class Owner | |||
CLASSIC INSTITUTIONAL CASH MANAGEMENT MONEY MARKET — INSTITUTIONAL CLASS | ||||
SUNTRUST BANK MAIL CENTER 3133 P O BOX 105504 ATTN SUSAN GRIDER ATLANTA GA30348-5504 | 62.22 | % | ||
SUNTRUST ROBINSON HUMPREY INC. 303 PEACHTREE ST 24TH FL ATTN AUTHERINE WILLIAMS MC GA ATLANTA GA 303083201 | 29.65 | % | ||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 6.29 | % | ||
CLASSIC INSTL US GOVERNMENT SECURITIES MONEY MARKT FUND — INSTITUTIONAL CLASS | ||||
SUNTRUST BANK MAIL CENTER 3133 P O BOX 105504 ATTN SUSAN GRIDER ATLANTA GA 303485504 | 77.73 | % | ||
SUNTRUST ROBINSON HUMPREY INC. 303 PEACHTREE ST 24TH FL ATTN AUTHERINE WILLIAMS MC GA ATLANTA GA 303083201 | 22.27 | % | ||
CLASSIC INSTITUTIONAL US TREASURY SECURITIES MONEY MARKET FUND — CORPORATE TRUST | ||||
SUNTRUST BANK MAIL CENTER 3133 P O BOX 105504 ATTN SUSAN GRIDER ATLANTA GA 303485504 | 99.41 | % | ||
EMERGING GROWTH STOCK FUND — CLASS A | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 85.33 | % | ||
FIRST CLEARING, LLC 10750 WHEAT FIRST DRIVE GLEN ALLEN VA 23060 | 12.70 | % | ||
EMERGING GROWTH STOCK FUND — CLASS C | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 81.59 | % | ||
FIRST CLEARING, LLC 10750 WHEAT FIRST DRIVE GLEN ALLEN VA 23060 | 11.81 | % |
B-2
Percent of | ||||
Name and Address of Owner | Class Owner | |||
EMERGING GROWTH STOCK FUND — CLASS C | ||||
SCOTTRADE, INC. ATTN: MUTUAL FUNDS DEPT 12800 CORPORATE HILL DRIVE PO BOX 31759 ST LOUIS MO 63131 | 6.59 | % | ||
EMERGING GROWTH STOCK FUND — CLASS I | ||||
SEI PRIVATE TRUST COMPANY C/O SUNTRUST BANK ONE FREEDOM VALLEY DRIVE ATTN MUTUAL FUNDS OAKS PA 19456 | 99.48 | % | ||
GEORGIA TAX-EXEMPT BOND FUND — CLASS A | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 85.73 | % | ||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 5.65 | % | ||
GEORGIA TAX-EXEMPT BOND FUND — CLASS C | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 95.65 | % | ||
GEORGIA TAX-EXEMPT BOND FUND — CLASS I | ||||
SEI PRIVATE TRUST COMPANY C/O SUNTRUST BANK ONE FREEDOM VALLEY DRIVE ATTN MUTUAL FUNDS OAKS PA 19456 | 99.93 | % | ||
HIGH GRADE MUNICIPAL BOND FUND — CLASS A | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 81.47 | % | ||
RBC DAIN RAUSHER INC. 60 SOUTH 6TH ST. DAIN BOSWORTH PLAZA MINNEAPOLIS, MN 55402 | 8.57 | % | ||
HIGH GRADE MUNICIPAL BOND FUND — CLASS C | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 90.36 | % |
B-3
Percent of | ||||
Name and Address of Owner | Class Owner | |||
HIGH GRADE MUNICIPAL BOND FUND — CLASS I | ||||
SEI PRIVATE TRUST COMPANY C/O SUNTRUST BANK ONE FREEDOM VALLEY DRIVE ATTN MUTUAL FUNDS OAKS PA 19456 | 99.84 | % | ||
HIGH INCOME FUND — CLASS A | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 83.67 | % | ||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 11.22 | % | ||
LINSCO/PRIVATE LEDGER CORP. ONE BEACON STREET 22ND FLOOR BOSTON MA 02108 | 9.965 | % | ||
HIGH INCOME FUND — CLASS C | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 95.40 | % | ||
HIGH INCOME FUND — CLASS I | ||||
SEI PRIVATE TRUST COMPANY C/O SUNTRUST BANK ONE FREEDOM VALLEY DRIVE ATTN MUTUAL FUNDS OAKS PA 19456 | 71.70 | % | ||
SUNTRUST BANK AND VARIOUS BENEFIT PLANS C/O FASCORE RECORDKEEPER 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 801115002 | 27.23 | % | ||
INTERMEDIATE BOND FUND — CLASS A | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 99.50 | % | ||
INTERMEDIATE BOND FUND — CLASS I | ||||
SEI PRIVATE TRUST COMPANY C/O SUNTRUST BANK ONE FREEDOM VALLEY DRIVE ATTN MUTUAL FUNDS OAKS PA 19456 | 97.40 | % | ||
INTERNATIONAL EQUITY FUND — CLASS A | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 71.87 | % |
B-4
Percent of | ||||
Name and Address of Owner | Class Owner | |||
INTERNATIONAL EQUITY FUND — CLASS A | ||||
NATIONWIDE INVESTMENT SERVICES CORP. ATTENTION: ACCOUNTING ONE NATIONWIDE PLAZA 1-13-G1 COLUMBUS OH 43215 | 11.78 | % | ||
INTERNATIONAL EQUITY FUND — CLASS C | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 96.93 | % | ||
INTERNATIONAL EQUITY FUND — CLASS I | ||||
SEI PRIVATE TRUST COMPANY C/O SUNTRUST BANK ONE FREEDOM VALLEY DRIVE ATTN MUTUAL FUNDS OAKS PA 19456 | 96.61 | % | ||
INTERNATIONAL EQUITY INDEX FUND — CLASS A | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 73.39 | % | ||
MG TRUST COMPANY CUST FB CAPITAL PACIFIC LLC 401 K PR 700 17TH STREET SUITE 300 DENVER CO 80202 | 7.01 | % | ||
INTERNATIONAL EQUITY INDEX FUND — CLASS C | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 96.89 | % | ||
INTERNATIONAL EQUITY INDEX FUND — CLASS I | ||||
SEI PRIVATE TRUST COMPANY C/O SUNTRUST BANK ONE FREEDOM VALLEY DRIVE ATTN MUTUAL FUNDS OAKS PA 19456 | 82.38 | % | ||
TRUSTMAN SUNTRUST BANKS MUTUAL FUND RECONCILIATION UNIT MAIL CENTER 3144 P O BOX 105870 ATLANTA GA 303485870 | 9.78 | % | ||
INVESTMENT GRADE BOND FUND — CLASS A | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 44.23 | % |
B-5
Percent of | ||||
Name and Address of Owner | Class Owner | |||
INVESTMENT GRADE BOND FUND — CLASS A | ||||
NATIONWIDE INVESTMENT SERVICES CORP. ATTENTION: ACCOUNTING ONE NATIONWIDE PLAZA 1-13-G1 COLUMBUS OH 43215 | 28.60 | % | ||
INVESTMENT GRADE BOND FUND — CLASS C | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 94.71 | % | ||
INVESTMENT GRADE BOND FUND — CLASS I | ||||
SEI PRIVATE TRUST COMPANY C/O SUNTRUST BANK ONE FREEDOM VALLEY DRIVE ATTN MUTUAL FUNDS OAKS PA 19456 | 58.92 | % | ||
SUNTRUST BANK AND VARIOUS BENEFIT PLANS C/O FASCORE RECORDKEEPER 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 801115002 | 24.35 | % | ||
TRUSTMAN SUNTRUST BANKS MUTUAL FUND RECONCILIATION UNIT MAIL CENTER 3144 P O BOX 105870 ATLANTA GA 303485870 | 14.52 | % | ||
INVESTMENT GRADE TAX-EXEMPT BOND FUND — CLASS A | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 38.13 | % | ||
MARION G NELSON P O BOX 2531 PANAMA CITY FL 324022531 | 10.60 | % | ||
PENCE & HEATON ELECTRICAL CONTRACT 5715 TAFT ST HOLLYWOOD FL 330214528 | 8.17 | % | ||
INVESTMENT GRADE TAX-EXEMPT BOND FUND — CLASS C | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 92.59 | % | ||
INVESTMENT GRADE TAX-EXEMPT BOND FUND — CLASS I | ||||
SEI PRIVATE TRUST COMPANY C/O SUNTRUST BANK ONE FREEDOM VALLEY DRIVE ATTN MUTUAL FUNDS OAKS PA 19456 | 70.71 | % |
B-6
Percent of | ||||
Name and Address of Owner | Class Owner | |||
INVESTMENT GRADE TAX-EXEMPT BOND FUND — CLASS I | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 25.36 | % | ||
LARGE CAP CORE EQUITY FUND — CLASS A | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 72.43 | % | ||
NATIONWIDE INVESTMENT SERVICES CORP. ATTENTION: ACCOUNTING ONE NATIONWIDE PLAZA 1-13-G1 COLUMBUS OH 43215 | 10.75 | % | ||
LARGE CAP CORE EQUITY FUND — CLASS C | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 96.38 | % | ||
LARGE CAP CORE EQUITY FUND — CLASS I | ||||
SEI PRIVATE TRUST COMPANY C/O SUNTRUST BANK ONE FREEDOM VALLEY DRIVE ATTN MUTUAL FUNDS OAKS PA 19456 | 84.52 | % | ||
TRUSTMAN SUNTRUST BANKS MUTUAL FUND RECONCILIATION UNIT MAIL CENTER 3144 P O BOX 105870 ATLANTA GA 303485870 | 10.02 | % | ||
LARGE CAP GROWTH STOCK FUND — CLASS A | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 43.59 | % | ||
NATIONWIDE INVESTMENT SERVICES CORP. ATTENTION: ACCOUNTING ONE NATIONWIDE PLAZA 1-13-G1 COLUMBUS OH 43215 | 9.58 | % | ||
LARGE CAP GROWTH STOCK FUND — CLASS C | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 93.50 | % | ||
LARGE CAP GROWTH STOCK FUND — CLASS I | ||||
SEI PRIVATE TRUST COMPANY C/O SUNTRUST BANK ONE FREEDOM VALLEY DRIVE ATTN MUTUAL FUNDS OAKS PA 19456 | 75.49 | % |
B-7
Percent of | ||||
Name and Address of Owner | Class Owner | |||
LARGE CAP GROWTH STOCK FUND — CLASS I | ||||
TRUSTMAN SUNTRUST BANKS MUTUAL FUND RECONCILIATION UNIT MAIL CENTER 3144 P O BOX 105870 ATLANTA GA30348-5870 | 17.73 | % | ||
SUNTRUST BANK AND VARIOUS BENEFIT PLANS C/O FASCORE RECORDKEEPER 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 801115002 | 5.67 | % | ||
LARGE CAP QUANTITATIVE EQUITY FUND — CLASS A | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 87.94 | % | ||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 5.28 | % | ||
LARGE CAP QUANTITATIVE EQUITY FUND — CLASS C | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 98.87 | % | ||
LARGE CAP QUANTITATIVE EQUITY FUND — CLASS I | ||||
SEI PRIVATE TRUST COMPANY C/O SUNTRUST BANK ONE FREEDOM VALLEY DRIVE ATTN MUTUAL FUNDS OAKS PA 19456 | 99.35 | % | ||
LARGE CAP VALUE EQUITY FUND — CLASS A | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 51.72 | % | ||
LARGE CAP VALUE EQUITY FUND — CLASS A | ||||
NATIONWIDE INVESTMENT SERVICES CORP. ATTENTION: ACCOUNTING ONE NATIONWIDE PLAZA 1-13-G1 COLUMBUS OH 43215 | 7.27 | % | ||
LARGE CAP VALUE EQUITY FUND — CLASS C | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 85.95 | % |
B-8
Percent of | ||||
Name and Address of Owner | Class Owner | |||
LARGE CAP VALUE EQUITY FUND — CLASS I | ||||
SEI PRIVATE TRUST COMPANY C/O SUNTRUST BANK ONE FREEDOM VALLEY DRIVE ATTN MUTUAL FUNDS OAKS PA 19456 | 75.43 | % | ||
TRUSTMAN SUNTRUST BANKS MUTUAL FUND RECONCILIATION UNIT MAIL CENTER 3144 P O BOX 105870 ATLANTA GA 303485870 | 13.92 | % | ||
SUNTRUST BANK AND VARIOUS BENEFIT PLANS C/O FASCORE RECORDKEEPER 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 801115002 | 10.35 | % | ||
LIFE VISION AGGRESSIVE GROWTH FUND — CLASS A | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 97.85 | % | ||
LIFE VISION AGGRESSIVE GROWTH FUND — CLASS B | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 91.14 | % | ||
LIFE VISION AGGRESSIVE GROWTH FUND — CLASS C | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 94.70 | % | ||
LIFE VISION AGGRESSIVE GROWTH FUND — CLASS I | ||||
SUNTRUST BANK AND VARIOUS BENEFIT PLANS C/O FASCORE RECORDKEEPER 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 801115002 | 86.66 | % | ||
LIFE VISION AGGRESSIVE GROWTH FUND — CLASS I | ||||
SEI PRIVATE TRUST COMPANY C/O SUNTRUST BANK ONE FREEDOM VALLEY DRIVE ATTN MUTUAL FUNDS OAKS PA 19456 | 12.72 | % | ||
LIFE VISION CONSERVATIVE FUND — CLASS A | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 100 | % |
B-9
Percent of | ||||
Name and Address of Owner | Class Owner | |||
LIFE VISION CONSERVATIVE FUND — CLASS B | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 95.56 | % | ||
LIFE VISION CONSERVATIVE FUND — CLASS C | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 100 | % | ||
LIFE VISION CONSERVATIVE FUND — CLASS I | ||||
SUNTRUST BANK AND VARIOUS BENEFIT PLANS C/O FASCORE RECORDKEEPER 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 801115002 | 71.16 | % | ||
SEI PRIVATE TRUST COMPANY C/O SUNTRUST BANK ONE FREEDOM VALLEY DRIVE ATTN MUTUAL FUNDS OAKS PA 19456 | 28.73 | % | ||
LIFE VISION GROWTH AND INCOME — CLASS C | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 98.50 | % | ||
LIFE VISION GROWTH AND INCOME FUND — CLASS A | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 93.88 | % | ||
LIFE VISION GROWTH AND INCOME FUND — CLASS B | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 96.61 | % | ||
LIFE VISION GROWTH AND INCOME FUND — CLASS I | ||||
SUNTRUST BANK AND VARIOUS BENEFIT PLANS C/O FASCORE RECORDKEEPER 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 801115002 | 96.48 | % | ||
LIFE VISION MODERATE GROWTH FUND — CLASS A | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 88.60 | % | ||
LIFE VISION MODERATE GROWTH FUND — CLASS B | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 98.50 | % |
B-10
Percent of | ||||
Name and Address of Owner | Class Owner | |||
LIFE VISION MODERATE GROWTH FUND — CLASS C | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 97.40 | % | ||
LIFE VISION MODERATE GROWTH FUND — CLASS I | ||||
SUNTRUST BANK AND VARIOUS BENEFIT PLANS C/O FASCORE RECORDKEEPER 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 801115002 | 79.85 | % | ||
SEI PRIVATE TRUST COMPANY C/O SUNTRUST BANK ONE FREEDOM VALLEY DRIVE ATTN MUTUAL FUNDS OAKS PA 19456 | 18.01 | % | ||
LIFE VISION TARGET DATE 2015 — CLASS A | ||||
CHERLY A BLOOM IRA 6101 KRISTA DR SPRING HILL, FL34609-8956 | 72.98 | % | ||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK, NY 10281 | 26.33 | % | ||
LIFE VISION TARGET DATE 2015 — CLASS C | ||||
CITI FUND SERVICES OHIO INC SEED ACCOUNT 3435 STELZER RD ATTN CORPORATE FINANCE COLUMBUS OH 43219 | 100 | % | ||
LIFE VISION TARGET DATE 2015 CLASS I | ||||
SUNTRUST BANK AND VARIOUS BENEFIT PLANS C/O FASCORE RECORDKEEPER 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 801115002 | 100 | % | ||
LIFE VISION TARGET DATE 2025 — CLASS A | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 99.76 | % | ||
LIFE VISION TARGET DATE 2025 — CLASS C | ||||
CITI FUND SERVICES OHIO INC SEED ACCOUNT 3435 STELZER RD ATTN CORPORATE FINANCE COLUMBUS OH 43219 | 100 | % | ||
LIFE VISION TARGET DATE 2025 — CLASS I | ||||
SUNTRUST BANK AND VARIOUS BENEFIT PLANS C/O FASCORE RECORDKEEPER 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 801115002 | 99.44 | % |
B-11
Percent of | ||||
Name and Address of Owner | Class Owner | |||
LIFE VISION TARGET DATE 2035 — CLASS A | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 99.68 | % | ||
LIFE VISION TARGET DATE 2035 — CLASS C | ||||
CITI FUND SERVICES OHIO INC SEED ACCOUNT 3435 STELZER RD ATTN CORPORATE FINANCE COLUMBUS OH 43219 | 100 | % | ||
LIFE VISION TARGET DATE 2035 — CLASS I | ||||
SUNTRUST BANK AND VARIOUS BENEFIT PLANS C/O FASCORE RECORDKEEPER 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 801115002 | 100 | % | ||
LIMITED DURATION FUND — CLASS I | ||||
SEIX ADVISORS AS MANAGER FOR INTERNATIONAL FELLOWSHIP FOUNDATION 10 MOUNTAINVIEW RD STE C200 C/O ELLEN WESH-SEIX ADVISORS UPPER SADDLE RIVER NJ 07458 | 49.92 | % | ||
LIMITED DURATION FUND — CLASS I | ||||
SEIX ADVISORS AS MANAGER OHIO TUITION TRUST AUTHORITY 10 MOUNTAINVIEW RD STE C200 SADDLE RIVER NJ 074581937 | 28.80 | % | ||
LIMITED DURATION FUND — CLASS I | ||||
SEI PRIVATE TRUST COMPANY C/O SUNTRUST BANK ONE FREEDOM VALLEY DRIVE ATTN MUTUAL FUNDS OAKS PA 19456 | 10.70 | % | ||
SEIX AS MANAGER FOR IIE-WHITAKER 10 MOUNTAINVIEW RDSUITE C-200 UPPER SADDLE RIVER NJ 07458 | 5.59 | % | ||
LIMITED TERM FEDERAL MORTGAGE SECURITIES — CLASS A | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 70.92 | % | ||
NATIONWIDE INVESTMENT SERVICES CORP. ATTENTION: ACCOUNTING ONE NATIONWIDE PLAZA 1-13-G1 COLUMBUS OH 43215 | 15.15 | % | ||
LIMITED TERM FEDERAL MORTGAGE SECURITIES — CLASS C | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 97.57 | % |
B-12
Percent of | ||||
Name and Address of Owner | Class Owner | |||
LIMITED TERM FEDERAL MORTGAGE SECURITIES — CLASS I | ||||
SEI PRIVATE TRUST COMPANY C/O SUNTRUST BANK ONE FREEDOM VALLEY DRIVE ATTN MUTUAL FUNDS OAKS PA 19456 | 91.55 | % | ||
SUNTRUST BANK AND VARIOUS BENEFIT PLANS C/O FASCORE RECORDKEEPER 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 801115002 | 7.27 | % | ||
MARYLAND MUNICIPAL BOND FUND — CLASS A | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 100 | % | ||
MARYLAND MUNICIPAL BOND FUND — CLASS C | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 97.66 | % | ||
MARYLAND MUNICIPAL BOND FUND — CLASS I | ||||
SEI PRIVATE TRUST COMPANY C/O SUNTRUST BANK ONE FREEDOM VALLEY DRIVE ATTN MUTUAL FUNDS OAKS PA 19456 | 100 | % | ||
MID-CAP CORE EQUITY FUND — CLASS A | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 64.81 | % | ||
MID-CAP CORE EQUITY FUND — CLASS A | ||||
NATIONWIDE INVESTMENT SERVICES CORP. ATTENTION: ACCOUNTING ONE NATIONWIDE PLAZA 1-13-G1 COLUMBUS OH 43215 | 13.49 | % | ||
MID-CAP CORE EQUITY FUND — CLASS C | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 95.17 | % | ||
MID-CAP CORE EQUITY FUND — CLASS I | ||||
SEI PRIVATE TRUST COMPANY C/O SUNTRUST BANK ONE FREEDOM VALLEY DRIVE ATTN MUTUAL FUNDS OAKS PA 19456 | 71.29 | % |
B-13
Percent of | ||||
Name and Address of Owner | Class Owner | |||
MID-CAP CORE EQUITY FUND — CLASS I | ||||
TRUSTMAN SUNTRUST BANKS MUTUAL FUND RECONCILIATION UNIT MAIL CENTER 3144 P O BOX 105870 ATLANTA GA 303485870 | 22.64 | % | ||
SUNTRUST BANK AND VARIOUS BENEFIT PLANS C/O FASCORE RECORDKEEPER 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE, CO80111-5002 | 5.28 | % | ||
MID-CAP VALUE EQUITY FUND — CLASS A | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 71.59 | % | ||
LINSCO/PRIVATE LEDGER CORP. ONE BEACON STREET 22ND FLOOR BOSTON, MA 02108 | 13.67 | % | ||
MID-CAP VALUE EQUITY FUND — CLASS A | ||||
FULTON FINANCIAL ADV TTEE SCHENKE TOOL COMPANY PO BOX 3215 LANCASTER, PA 17604 | 7.53 | % | ||
MID-CAP VALUE EQUITY FUND — CLASS C | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 96.91 | % | ||
MID-CAP VALUE EQUITY FUND — CLASS I | ||||
SEI PRIVATE TRUST COMPANY C/O SUNTRUST BANK ONE FREEDOM VALLEY DRIVE ATTN MUTUAL FUNDS OAKS PA 19456 | 95.33 | % | ||
NORTH CAROLINA TAX EXEMPT BOND FUND — CLASS A | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 100 | % | ||
NORTH CAROLINA TAX-EXEMPT BOND FUND — CLASS I | ||||
SEI PRIVATE TRUST COMPANY C/O SUNTRUST BANK ONE FREEDOM VALLEY DRIVE ATTN MUTUAL FUNDS OAKS PA 19456 | 99.85 | % |
B-14
Percent of | ||||
Name and Address of Owner | Class Owner | |||
PRIME QUALITY MONEY MARKET FUND — CLASS A | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 99.55 | % | ||
PRIME QUALITY MONEY MARKET FUND — CLASS C | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 94.10 | % | ||
PRIME QUALITY MONEY MARKET FUND — CLASS I | ||||
SUNTRUST BANK MAIL CENTER 3133 P O BOX 105504 ATTN SUSAN GRIDER ATLANTA GA 303485504 | 86.83 | % | ||
SUNTRUST BANK AND VARIOUS BENEFIT PLANS C/O FASCORE RECORDKEEPER 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO80111-5002 | 8.80 | % | ||
SEIX FLOATING RATE HIGH INCOME FUND — CLASS A | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 55.10 | % | ||
LINSCO/PRIVATE LEDGER CORP. ONE BEACON STREET 22ND FLOOR BOSTON, MA 02108 | 40.94 | % | ||
SEIX FLOATING RATE HIGH INCOME FUND — CLASS C | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 100 | % | ||
SEIX FLOATING RATE HIGH INCOME FUND — CLASS I | ||||
SEI PRIVATE TRUST COMPANY C/O SUNTRUST BANK ONE FREEDOM VALLEY DRIVE ATTN MUTUAL FUNDS OAKS PA 19456 | 21.15 | % | ||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 13.49 | % | ||
CHARLES SCHWAB & CO., INC. 101 MONTGOMERY STREET MS:SF101MONT-22-241 SAN FRANCISCO, CA 94104 | 10.13 | % | ||
LASALLE NATIONAL BANK P O BOX 1443 CHICAGO IL 60690 | 7.06 | % |
B-15
Percent of | ||||
Name and Address of Owner | Class Owner | |||
SEIX FLOATING RATE HIGH INCOME FUND — CLASS I | ||||
SEIX AS MANAGER ATTN MICHELLE GALLO 10 MOUNTAINVIEW ROADSUITE C-200 UPPER SADDLE RIVER NJ 07458 | 6.50 | % | ||
SEIX ADVISORS AS MANAGER FOR INTERNATIONAL FELLOWSHIP FOUNDATION 10 MOUNTAINVIEW RD STE C200 C/O ELLEN WESH-SEIX ADVISORS UPPER SADDLE RIVER NJ 07458 | 5.25 | % | ||
SEIX HIGH YIELD FUND — CLASS A | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 98.24 | % | ||
SEIX HIGH YIELD FUND — CLASS C | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 99.83 | % | ||
SEIX HIGH YIELD FUND — CLASS I | ||||
SEI PRIVATE TRUST COMPANY C/O SUNTRUST BANK ONE FREEDOM VALLEY DRIVE ATTN MUTUAL FUNDS OAKS PA 19456 | 12.40 | % | ||
WELLS FARGO BANK NA FBO SVERDLIN LIV TR DTD 4 10 2007 — IMA PO BOX 1533 MINNEAPOLIS MN 55480 | 10.53 | % | ||
MAC & CO STATE OF MARYLAND MUTUAL FUND OPERATIONS 525 WILLIAM PENN PL PO BOX 3198 PITTSBURGH PA15219-1707 | 7.41 | % | ||
MINISTER OF FINANCE PROV OF NOVA SCOTIA NOVA SCOTIA TEACHERS PENSION FUND 1723 HOLLIS ST PO BOX 187 HALIFAX, NOVA SCOTIA CAD B3J-2N3 | 5.01 | % | ||
SELECT LARGE CAP GROWTH STOCK — CLASS A | ||||
MORGAN STANLEY DW INC. 2000 WESTCHESTER AVE LD PURCHASE, NY 10577 | 35.39 | % | ||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 33.93 | % |
B-16
Percent of | ||||
Name and Address of Owner | Class Owner | |||
SELECT LARGE CAP GROWTH STOCK — CLASS A | ||||
MORGAN STANLEY DW INC. 2000 WESTCHESTER AVE LD PURCHASE, NY 10577 | 20.17 | % | ||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 5.95 | % | ||
SELECT LARGE CAP GROWTH STOCK — CLASS C | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 95.02 | % | ||
SELECT LARGE CAP GROWTH STOCK — CLASS I | ||||
SEI PRIVATE TRUST COMPANY C/O SUNTRUST BANK ONE FREEDOM VALLEY DRIVE ATTN MUTUAL FUNDS OAKS PA 19456 | 100 | % | ||
SHORT-TERM BOND FUND — CLASS A | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 71.74 | % | ||
NATIONWIDE INVESTMENT SERVICES CORP. ATTENTION: ACCOUNTING ONE NATIONWIDE PLAZA 1-13-G1 COLUMBUS OH 43215 | 22.52 | % | ||
SHORT-TERM BOND FUND — CLASS C | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 98.24 | % | ||
SHORT-TERM BOND FUND — CLASS I | ||||
SEI PRIVATE TRUST COMPANY C/O SUNTRUST BANK ONE FREEDOM VALLEY DRIVE ATTN MUTUAL FUNDS OAKS PA 19456 | 91.12 | % | ||
TRUSTMAN SUNTRUST BANKS MUTUAL FUND RECONCILIATION UNIT MAIL CENTER 3144 P O BOX 105870 ATLANTA GA 303485870 | 7.00 | % | ||
SHORT-TERM U.S. TREASURY SECURITIES FUND — CLASS A | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 54.29 | % |
B-17
Percent of | ||||
Name and Address of Owner | Class Owner | |||
SHORT-TERM U.S. TREASURY SECURITIES FUND — CLASS A | ||||
NATIONWIDE INVESTMENT SERVICES CORP. ATTENTION: ACCOUNTING ONE NATIONWIDE PLAZA 1-13-G1 COLUMBUS OH 43215 | 34.54 | % | ||
SHORT-TERM U.S. TREASURY SECURITIES FUND — CLASS C | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 93.59 | % | ||
SHORT-TERM U.S. TREASURY SECURITIES FUND — CLASS I | ||||
SEI PRIVATE TRUST COMPANY C/O SUNTRUST BANK ONE FREEDOM VALLEY DRIVE ATTN MUTUAL FUNDS OAKS PA 19456 | 62.17 | % | ||
CENCO AMG 7TH FLOOR PO BOX 10566 BIRMINGHAM AL 352960566 | 22.39 | % | ||
SUNTRUST BANK AND VARIOUS BENEFIT PLANS C/O FASCORE RECORDKEEPER 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 801115002 | 15.43 | % | ||
SMALL CAP GROWTH STOCK FUND — CLASS A | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 34.41 | % | ||
NATIONWIDE INVESTMENT SERVICES CORP. ATTENTION: ACCOUNTING ONE NATIONWIDE PLAZA 1-13-G1 COLUMBUS OH 43215 | 16.39 | % | ||
SMALL CAP GROWTH STOCK FUND — CLASS C | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 78.12 | % | ||
SMALL CAP GROWTH STOCK FUND — CLASS I | ||||
SEI PRIVATE TRUST COMPANY C/O SUNTRUST BANK ONE FREEDOM VALLEY DRIVE ATTN MUTUAL FUNDS OAKS PA 19456 | 30.97 | % | ||
GREAT WEST LIFE & ANNUITY COMPANY 8515 E ORCHARD RD 2T2 C/O FASCORP RECORDKEEPER GREENWOOD VLG CO 801115002 | 27.08 | % |
B-18
Percent of | ||||
Name and Address of Owner | Class Owner | |||
SMALL CAP GROWTH STOCK FUND — CLASS I | ||||
TRUSTMAN SUNTRUST BANKS MUTUAL FUND RECONCILIATION UNIT MAIL CENTER 3144 P O BOX 105870 ATLANTA GA 303485870 | 15.13 | % | ||
SUNTRUST BANK AND VARIOUS BENEFIT PLANS C/O FASCORE RECORDKEEPER 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 801115002 | 9.74 | % | ||
SMALL CAP VALUE EQUITY FUND — CLASS A | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 60.90 | % | ||
HOLLOWWAVE CO C O STATE STREET BANK BOX 5496 BOSTON MA 022065496 | 31.62 | % | ||
SMALL CAP VALUE EQUITY FUND — CLASS C | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 93.50 | % | ||
SMALL CAP VALUE EQUITY FUND — CLASS I | ||||
SEI PRIVATE TRUST COMPANY C/O SUNTRUST BANK ONE FREEDOM VALLEY DRIVE ATTN MUTUAL FUNDS OAKS PA 19456 | 46.98 | % | ||
SUNTRUST BANK AND VARIOUS BENEFIT PLANS C/O FASCORE RECORDKEEPER 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 801115002 | 23.67 | % | ||
STATE STREET BANK 10/01/02 STATE OF MICHIGAN 401K 105 ROSEMONT AVE WESTWOOD MA 02090 | 6.98 | % | ||
JPMORGAN CHASE BANK AS TRUSTEE COCA-COLA ENTERPRISES BARGAINING EMPLOYEES 401K PLAN PO BOX 419784 C/O JPMORGAN RPS MGMT RPTG TEAM KANSAS CITY MO 64141 | 6.78 | % | ||
NATIONWIDE INVESTMENT SERVICES CORP. ATTENTION: ACCOUNTING ONE NATIONWIDE PLAZA 1-13-G1 COLUMBUS OH 43215 | 5.29 | % |
B-19
Percent of | ||||
Name and Address of Owner | Class Owner | |||
STRATEGIC INCOME FUND — CLASS A | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 82.91 | % | ||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 10.71 | % | ||
STRATEGIC INCOME FUND — CLASS C | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 96.99 | % | ||
STRATEGIC INCOME FUND — CLASS I | ||||
SEI PRIVATE TRUST COMPANY C/O SUNTRUST BANK ONE FREEDOM VALLEY DRIVE ATTN MUTUAL FUNDS OAKS PA 19456 | 99.32 | % | ||
TAX EXEMPT MONEY MARKET FUND — CLASS A | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 99.79 | % | ||
TAX EXEMPT MONEY MARKET FUND — CLASS I | ||||
SUNTRUST BANK MAIL CENTER 3133 P O BOX 105504 ATTN SUSAN GRIDER ATLANTA GA30348-5504 | 100 | % | ||
TOTAL RETURN BOND FUND — CLASS A | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 76.76 | % | ||
SMITH BARNEY INC OPEN END MUTUAL FUNDS ATT CARMELA POIDOMANI NEW YORK, NY 10001 | 23.24 | % | ||
TOTAL RETURN BOND FUND — CLASS C | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 100 | % | ||
TOTAL RETURN BOND FUND — CLASS I | ||||
SEI PRIVATE TRUST COMPANY C/O SUNTRUST BANK ONE FREEDOM VALLEY DRIVE ATTN MUTUAL FUNDS OAKS PA 19456 | 93.44 | % |
B-20
Percent of | ||||
Name and Address of Owner | Class Owner | |||
U.S. GOVERNMENT SECURITIES FUND — CLASS A | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 72.981 | % | ||
MORGAN KEEGAN & COMPANY, INC. 50 N. FRONT STREET MEMPHIS, TN 38103 | 7.36 | % | ||
NATIONWIDE INVESTMENT SERVICES CORP. ATTENTION: ACCOUNTING ONE NATIONWIDE PLAZA 1-13-G1 COLUMBUS, OH 43215 | 5.35 | % | ||
U.S. GOVERNMENT SECURITIES FUND — CLASS C | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 97.64 | % | ||
U.S. GOVERNMENT SECURITIES FUND — CLASS I | ||||
SEI PRIVATE TRUST COMPANY C/O SUNTRUST BANK ONE FREEDOM VALLEY DRIVE ATTN MUTUAL FUNDS OAKS PA 19456 | 94.00 | % | ||
SUNTRUST BANK AND VARIOUS BENEFIT PLANS C/O FASCORE RECORDKEEPER 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 801115002 | 5.67 | % | ||
U.S. GOVT SECURITIES MONEY MARKET FUND — CLASS A | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 92.40 | % | ||
U.S. GOVT SECURITIES MONEY MARKET FUND — CLASS I | ||||
SUNTRUST BANK MAIL CENTER 3133 P O BOX 105504 ATTN SUSAN GRIDER ATLANTA GA 303485504 | 98.98 | % | ||
ULTRA SHORT BOND FUND — CLASS I | ||||
SEI PRIVATE TRUST COMPANY C/O SUNTRUST BANK ONE FREEDOM VALLEY DRIVE ATTN MUTUAL FUNDS OAKS PA 19456 | 83.30 | % | ||
STATE STREET BANK AS CUSTODIAN FOR UNIVERSITY HEALTH SERVICES INC 125 SUNNYNOLL CT STE 200 WINSTON-SALEM NC 27106 | 16.36 | % |
B-21
Percent of | ||||
Name and Address of Owner | Class Owner | |||
US GOVT SECURITIES ULTRA SHORT BOND FUND — CLASS I | ||||
SEI PRIVATE TRUST COMPANY C/O SUNTRUST BANK ONE FREEDOM VALLEY DRIVE ATTN MUTUAL FUNDS OAKS PA 19456 | 96.01 | % | ||
US TREASURY MONEY MARKET FUND — CLASS A | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 99.95 | % | ||
US TREASURY MONEY MARKET FUND — CLASS I | ||||
SUNTRUST BANK P O BOX 105504 ATTN SUSAN GRIDER ATLANTA GA 303485504 | 99.11 | % | ||
VIRGINIA INTERMEDIATE MUNICIPAL BOND — CLASS A | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 83.70 | % | ||
PERSHING LLC 1 PERSHING PLAZA 14TH FLOOR JERSEY CITY NJ 07399 | 5.70 | % | ||
VIRGINIA INTERMEDIATE MUNICIPAL BOND — CLASS C | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 98.67 | % | ||
VIRGINIA INTERMEDIATE MUNICIPAL BOND — CLASS I | ||||
SEI PRIVATE TRUST COMPANY C/O SUNTRUST BANK ONE FREEDOM VALLEY DRIVE ATTN MUTUAL FUNDS OAKS PA 19456 | 99.72 | % | ||
VIRGINIA TAX FREE MONEY MARKET — CLASS A | ||||
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY STREET ONE WORLD FINANCIAL CENTER NEW YORK NY 10281 | 100 | % | ||
VIRGINIA TAX FREE MONEY MARKET — CLASS I | ||||
SUNTRUST BANK P O BOX 105504 ATTN SUSAN GRIDER ATLANTA GA 303485504 | 82.40 | % | ||
SUNTRUST ROBINSON HUMPHREY INC. 303 PEACHTREE ST 24TH FL ATTN AUTHERINE WILLIAMS MC GA ATLANTA GA 303083201 | 17.60 | % |
B-22
Percent of | ||||
Name and Address of Owner | Class Owner | |||
LARGE CAP CORE EQUITY FUND — VT | ||||
AMERICAN ENTERPRISE LIFE INS CO. 222 AXP FINANCIAL CENTER MINNEAPOLIS, MN55474-0014 | 36.21 | % | ||
HARTFORD LIFE INSURANCE COMPANY 200 HOPEMEADOW STREET SIMSBURY, CT 06089 | 30.58 | % | ||
ALLSTATE LIFE AND ANNUITY COMPANY FINANCIAL CONTROL UNIT 544 LAKEVIEW PKWY ATTN: DANETTE RICHARDSON VERNON HILLS, IL60061-1826 | 27.52 | % | ||
TRANSAMERICA LIFE INSURANCE COMPANY 4333 EDGEWOOD RD NE CEDAR RAPIDS, IA52499-0001 | 5.20 | % | ||
LARGE CAP GROWTH STOCK FUND — VT | ||||
ALLSTATE LIFE AND ANNUITY COMPANY FINANCIAL CONTROL UNIT 544 LAKEVIEW PKWY ATTN: DANETTE RICHARDSON VERNON HILLS, IL60061-1826 | 44.63 | % | ||
HARTFORD LIFE INSURANCE COMPANY 200 HOPEMEADOW STREET SIMSBURY, CT 06089 | 31.64 | % | ||
LARGE CAP GROWTH STOCK FUND — VT | ||||
AMERICAN ENTERPRISE LIFE INS CO. 222 AXP FINANCIAL CENTER MINNEAPOLIS, MN55474-0014 | 15.57 | % | ||
LINCOLN BENEFIT LIFE CO. VARIABLE ALLSTATE LIFE INSURANCE CO. ATTN: ACCOUNTING COE 544 LAKEVIEW PKWY VERNON HILLS, IL60061-1826 | 6.46 | % | ||
LARGE CAP VALUE EQUITY FUND — VT | ||||
ALLSTATE LIFE AND ANNUITY COMPANY FINANCIAL CONTROL UNIT 544 LAKEVIEW PKWY ATTN: DANETTE RICHARDSON VERNON HILLS, IL60061-1826 | 52.25 | % | ||
HARTFORD LIFE INSURANCE COMPANY 200 HOPEMEADOW STREET SIMSBURY, CT 06089 | 29.66 | % | ||
LINCOLN BENEFIT LIFE CO. VARIABLE ALLSTATE LIFE INSURANCE CO. ATTN: ACCOUNTING COE 544 LAKEVIEW PKWY VERNON HILLS, IL60061-1826 | 13.51 | % |
B-23
Percent of | ||||
Name and Address of Owner | Class Owner | |||
MID-CAP CORE EQUITY FUND — VT | ||||
ALLSTATE LIFE AND ANNUITY COMPANY FINANCIAL CONTROL UNIT 544 LAKEVIEW PKWY ATTN: DANETTE RICHARDSON VERNON HILLS, IL60061-1826 | 59.36 | % | ||
HARTFORD LIFE INSURANCE COMPANY 200 HOPEMEADOW STREET SIMSBURY, CT 06089 | 34.87 | % | ||
SMALL CAP VALUE EQUITY FUND — VT | ||||
ALLSTATE LIFE AND ANNUITY COMPANY FINANCIAL CONTROL UNIT 544 LAKEVIEW PKWY ATTN: DANETTE RICHARDSON VERNON HILLS, IL60061-1826 | 43.12 | % | ||
AMERICAN ENTERPRISE LIFE INS CO. 222 AXP FINANCIAL CENTER MINNEAPOLIS, MN55474-0014 | 43.02 | % | ||
TRANSAMERICA LIFE INSURANCE COMPANY 4333 EDGEWOOD RD NE CEDAR RAPIDS, IA52499-0001 | 7.91 | % | ||
SMALL CAP VALUE EQUITY FUND — VT | ||||
GREAT WEST LIFE & ANNUITY COMPANY 8515 E ORCHARD RT 2T2 C/O FASCORP RECORDKEEPER GREENWOOD VILLAGE, CO80111-5022 | 5.38 | % |
B-24
PROXY TABULATOR P.O. BOX 9112 FARMINGDALE, NY 11735 Vote by Phone Vote by Internet Vote by Mail 1) Read the Proxy Statement and have your 1) Read the Proxy Statement and have 1) Read the Proxy Statement and have Voting Instruction Card available. your Voting Instruction Card available. your Voting Instruction Card available. 2) Call 1-888-221-0697 2) Log on to www.proxyweb.com 2) Check the appropriate boxes on reverse. 3) Follow the recorded instructions. 3) Follow the on-screen instructions. 3) Sign and date Voting Instruction Card. 4) Do not return this paper ballot. 4) Do not return this paper ballot. 4) Return promptly in the enclosed envelope. STI CLASSIC FUNDS VOTING INSTRUCTION CARD STI CLASSIC VARIABLE TRUST THIS VOTING INSTRUCTION CARD IS SOLICITED BY THE BOARD OF TRUSTEES SPECIAL MEETING OF SHAREHOLDERS JANUARY 30, 2008 The undersigned hereby appoints the above-referenced Insurance Company and hereby authorizes them to represent and to vote, as designated on reverse, at the Special Meeting of Shareholders on January 30, 2008, and at any adjournments thereof, all shares of the Fund attributable to his or her contract or interest therein as directed on the reverse side of this Voting Instruction Card. IF THIS VOTING INSTRUCTION CARD IS SIGNED AND RETURNED WITH NO CHOICES INDICATED, THE SHARES WILL BE VOTED “FOR” THE PROPOSALS. If you fail to return this Voting Instruction Card, the Insurance Company will vote all shares attributable to your account value in proportion to all voting instructions for the Fund actually received from contract owners in the Separate Account when applicable. Date: ___, 200___Signature(s) (if held jointly) (Please sign in box) This voting instruction card must be signed by the beneficial owner of Fund shares. If signed as attorney, executor, guardian or in some representative capacity or as an officer of a corporation, please add title as such. |
THIS VOTING INSTRUCTION CARD WILL BE VOTED AS SPECIFIED. IF NO SPECIFICATION IS MADE, THIS PROXY WILL BE VOTED “FOR” THE PROPOSAL. Please fill in box(es) as shown using black or blue ink or number 2 pencil. X 0 PLEASE DO NOT USE FINE POINT PENS. FOR all WITHHOLD nominees AUTHORITY PROPOSAL 1. To consider and vote on the election of members to the Board of Trustees of the Trusts. (except as to vote for all marked to the nominees contrary at left). listed at left. (01) Jeffrey M. Biggar (04) Warren Y. Jobe (06) Clarence H. Ridley (02) George C. Guynn (05) Connie D. McDaniel (07) Charles D. Winslow (03) Sidney E. Harris 0 0 Instructions: To withhold authority to vote for any nominee(s), write the number of the nominee(s) on the line above. PLEASE VOTE, SIGN AND DATE THIS VOTING INSTRUCTION CARD AND RETURN IT IN THE POSTAGE-PAID ENVELOPE. |