FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
February 25, 2004
Date of Report (Date of earliest event reported)
StockerYale, Inc.
| Massachusetts (State or other jurisdiction of incorporation) | 000-27372 (Commission File No.) | 04-2114473 (IRS Employer Identification No.) |
32 Hampshire Road, Salem, New Hampshire
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code:
(603) 893-8778
Not applicable
(Former name or former address, if changed since last report)
Item 5. Other Events and Regulation FD Disclosure.
Press Release, issued February 25, 2004.
On February 25, 2004, StockerYale issued the press release attached hereto as Exhibit 99.1 concerning the placement of common stock and a convertible note to institutional investors. The press release is incorporated herein by this reference.
Item 7. Financial Statements and Exhibits.
(a) Financial statements of businesses acquired.
Not applicable.
(b) Pro forma financial information.
Not applicable.
(c) Exhibits:
Exhibit 99 | Press Release |
| Exhibit 10.1 | Securities Purchase Agreement |
Exhibit 10.2 | Registration Rights Agreement |
Exhibit 10.3 | Mortgage |
Exhibit 10.4 | Secured Convertible Note |
Exhibit 10.5 | Common Stock Purchase Warrant |
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| StockerYale, Inc. | ||||||
| Date: | February 25, 2004 | By: | /s/ Francis J. O'Brien Francis J. O'Brien | |||