FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-07319
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Fidelity Covington Trust
245 SUMMER STREET, BOSTON, MA 02210
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE)
CYNTHIA LO BESSETTE, SECRETARY AND CHIEF LEGAL OFFICER, 245 SUMMER STREET, BOSTON, MA 02210
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-563-7000
DATE OF FISCAL YEAR END: 7/31, 8/31, 10/31
DATE OF REPORTING PERIOD: 07/01/2019 - 06/30/2020
SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE INVESTMENT COMPANY ACT OF 1940, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THERE UNTO DULY AUTHORIZED.
Fidelity Covington Trust
BY: /s/STACIE M. SMITH*
STACIE M. SMITH, TREASURER
DATE: 08/10/2020 02:33:36 PM
*BY: /s/ MARK LUNDVALL
MARK LUNDVALL, VICE PRESIDENT, FIDELITY MANAGEMENT & RESEARCH COMPANY, PURSUANT TO A POWER OF ATTORNEY DATED JUNE 1, 2019 AND FILED HEREWITH.
VOTE SUMMARY REPORT
FIDELITY BLUE CHIP GROWTH ETF
07/01/2019 - 06/30/2020
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
FIDELITY BLUE CHIP VALUE ETF
07/01/2019 - 06/30/2020
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
FIDELITY DIVIDEND ETF FOR RISING RATES - SUB-ADVISER: GEODE
07/01/2019 - 06/30/2020
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
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3M COMPANY
MEETING DATE: MAY 12, 2020 | TICKER: MMM SECURITY ID: 88579Y101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas "Tony" K. Brown | Management | For | For |
| 1b | Elect Director Pamela J. Craig | Management | For | For |
| 1c | Elect Director David B. Dillon | Management | For | For |
| 1d | Elect Director Michael L. Eskew | Management | For | For |
| 1e | Elect Director Herbert L. Henkel | Management | For | For |
| 1f | Elect Director Amy E. Hood | Management | For | For |
| 1g | Elect Director Muhtar Kent | Management | For | For |
| 1h | Elect Director Dambisa F. Moyo | Management | For | For |
| 1i | Elect Director Gregory R. Page | Management | For | For |
| 1j | Elect Director Michael F. Roman | Management | For | For |
| 1k | Elect Director Patricia A. Woertz | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Consider Pay Disparity Between Executives and Other Employees | Shareholder | Against | Against |
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ABBVIE INC.
MEETING DATE: MAY 08, 2020 | TICKER: ABBV SECURITY ID: 00287Y109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Alpern | Management | For | For |
| 1.2 | Elect Director Edward M. Liddy | Management | For | For |
| 1.3 | Elect Director Melody B. Meyer | Management | For | For |
| 1.4 | Elect Director Frederick H. Waddell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | Shareholder | Against | Against |
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ACTIVISION BLIZZARD, INC.
MEETING DATE: JUN 11, 2020 | TICKER: ATVI SECURITY ID: 00507V109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Reveta Bowers | Management | For | For |
| 1b | Elect Director Robert Corti | Management | For | For |
| 1c | Elect Director Hendrik Hartong, III | Management | For | For |
| 1d | Elect Director Brian Kelly | Management | For | For |
| 1e | Elect Director Robert Kotick | Management | For | For |
| 1f | Elect Director Barry Meyer | Management | For | For |
| 1g | Elect Director Robert Morgado | Management | For | For |
| 1h | Elect Director Peter Nolan | Management | For | For |
| 1i | Elect Director Dawn Ostroff | Management | For | For |
| 1j | Elect Director Casey Wasserman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Report on Political Contributions Disclosure | Shareholder | Against | For |
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AGNC INVESTMENT CORP.
MEETING DATE: APR 23, 2020 | TICKER: AGNC SECURITY ID: 00123Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donna J. Blank | Management | For | For |
| 1.2 | Elect Director Morris A. Davis | Management | For | For |
| 1.3 | Elect Director John D. Fisk | Management | For | For |
| 1.4 | Elect Director Prue B. Larocca | Management | For | For |
| 1.5 | Elect Director Paul E. Mullings | Management | For | For |
| 1.6 | Elect Director Frances R. Spark | Management | For | For |
| 1.7 | Elect Director Gary D. Kain | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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AIR PRODUCTS AND CHEMICALS, INC.
MEETING DATE: JAN 23, 2020 | TICKER: APD SECURITY ID: 009158106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Susan K. Carter | Management | For | For |
| 1b | Elect Director Charles I. Cogut | Management | For | For |
| 1c | Elect Director Chadwick C. Deaton | Management | For | For |
| 1d | Elect Director Seifollah (Seifi) Ghasemi | Management | For | For |
| 1e | Elect Director David H. Y. Ho | Management | For | For |
| 1f | Elect Director Margaret G. McGlynn | Management | For | For |
| 1g | Elect Director Edward L. Monser | Management | For | For |
| 1h | Elect Director Matthew H. Paull | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
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ALTRIA GROUP, INC.
MEETING DATE: MAY 14, 2020 | TICKER: MO SECURITY ID: 02209S103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Elect Director John T. Casteen, III | Management | For | For |
| 1b | Elect Director Dinyar S. Devitre | Management | For | For |
| 1c | Elect Director Thomas F. Farrell, II | Management | For | For |
| 1d | Elect Director Debra J. Kelly-Ennis | Management | For | For |
| 1e | Elect Director W. Leo Kiely, III | Management | For | For |
| 1f | Elect Director Kathryn B. McQuade | Management | For | For |
| 1g | Elect Director George Munoz | Management | For | For |
| 1h | Elect Director Mark E. Newman | Management | For | For |
| 1i | Elect Director Nabil Y. Sakkab | Management | For | For |
| 1j | Elect Director Virginia E. Shanks | Management | For | For |
| 1k | Elect Director Howard A. Willard, III *Withdrawn Resolution* | Management | None | None |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 6 | Report on Underage Tobacco Prevention Policies | Shareholder | Against | For |
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ALUMINA LIMITED
MEETING DATE: MAY 20, 2020 | TICKER: AWC SECURITY ID: Q0269M109
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Peter Day as Director | Management | For | For |
| 4 | Approve Grant of Performance Rights to Mike Ferraro | Management | For | For |
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AMERICAN TOWER CORPORATION
MEETING DATE: MAY 18, 2020 | TICKER: AMT SECURITY ID: 03027X100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas A. Bartlett | Management | For | For |
| 1b | Elect Director Raymond P. Dolan | Management | For | For |
| 1c | Elect Director Robert D. Hormats | Management | For | For |
| 1d | Elect Director Gustavo Lara Cantu | Management | For | For |
| 1e | Elect Director Grace D. Lieblein | Management | For | For |
| 1f | Elect Director Craig Macnab | Management | For | For |
| 1g | Elect Director JoAnn A. Reed | Management | For | For |
| 1h | Elect Director Pamela D.A. Reeve | Management | For | For |
| 1i | Elect Director David E. Sharbutt | Management | For | For |
| 1j | Elect Director Bruce L. Tanner | Management | For | For |
| 1k | Elect Director Samme L. Thompson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions and Expenditures | Shareholder | Against | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
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AMGEN INC.
MEETING DATE: MAY 19, 2020 | TICKER: AMGN SECURITY ID: 031162100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Wanda M. Austin | Management | For | For |
| 1b | Elect Director Robert A. Bradway | Management | For | For |
| 1c | Elect Director Brian J. Druker | Management | For | For |
| 1d | Elect Director Robert A. Eckert | Management | For | For |
| 1e | Elect Director Greg C. Garland | Management | For | For |
| 1f | Elect Director Fred Hassan | Management | For | For |
| 1g | Elect Director Charles M. Holley, Jr. | Management | For | For |
| 1h | Elect Director Tyler Jacks | Management | For | For |
| 1i | Elect Director Ellen J. Kullman | Management | For | For |
| 1j | Elect Director Ronald D. Sugar | Management | For | For |
| 1k | Elect Director R. Sanders Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
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APPLE INC.
MEETING DATE: FEB 26, 2020 | TICKER: AAPL SECURITY ID: 037833100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James Bell | Management | For | For |
| 1b | Elect Director Tim Cook | Management | For | For |
| 1c | Elect Director Al Gore | Management | For | For |
| 1d | Elect Director Andrea Jung | Management | For | For |
| 1e | Elect Director Art Levinson | Management | For | For |
| 1f | Elect Director Ron Sugar | Management | For | For |
| 1g | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Proxy Access Amendments | Shareholder | Against | Against |
| 5 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 6 | Report on Freedom of Expression and Access to Information Policies | Shareholder | Against | For |
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APPLIED MATERIALS, INC.
MEETING DATE: MAR 12, 2020 | TICKER: AMAT SECURITY ID: 038222105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Judy Bruner | Management | For | For |
| 1b | Elect Director Xun (Eric) Chen | Management | For | For |
| 1c | Elect Director Aart J. de Geus | Management | For | For |
| 1d | Elect Director Gary E. Dickerson | Management | For | For |
| 1e | Elect Director Stephen R. Forrest | Management | For | For |
| 1f | Elect Director Thomas J. Iannotti | Management | For | For |
| 1g | Elect Director Alexander A. Karsner | Management | For | For |
| 1h | Elect Director Adrianna C. Ma | Management | For | For |
| 1i | Elect Director Yvonne McGill | Management | For | For |
| 1j | Elect Director Scott A. McGregor | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Management | For | For |
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AT&T INC.
MEETING DATE: APR 24, 2020 | TICKER: T SECURITY ID: 00206R102
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Randall L. Stephenson | Management | For | For |
| 1.2 | Elect Director Samuel A. Di Piazza, Jr. | Management | For | For |
| 1.3 | Elect Director Richard W. Fisher | Management | For | For |
| 1.4 | Elect Director Scott T. Ford | Management | For | For |
| 1.5 | Elect Director Glenn H. Hutchins | Management | For | For |
| 1.6 | Elect Director William E. Kennard | Management | For | For |
| 1.7 | Elect Director Debra L. Lee | Management | For | For |
| 1.8 | Elect Director Stephen J. Luczo | Management | For | For |
| 1.9 | Elect Director Michael B. McCallister | Management | For | For |
| 1.10 | Elect Director Beth E. Mooney | Management | For | For |
| 1.11 | Elect Director Matthew K. Rose | Management | For | For |
| 1.12 | Elect Director Cynthia B. Taylor | Management | For | For |
| 1.13 | Elect Director Geoffrey Y. Yang | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Approve Nomination of Employee Representative Director | Shareholder | Against | Against |
| 6 | Improve Guiding Principles of Executive Compensation | Shareholder | Against | Against |
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BANK OF AMERICA CORPORATION
MEETING DATE: APR 22, 2020 | TICKER: BAC SECURITY ID: 060505104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Elect Director Sharon L. Allen | Management | For | For |
| 1b | Elect Director Susan S. Bies | Management | For | For |
| 1c | Elect Director Jack O. Bovender, Jr. | Management | For | For |
| 1d | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 1e | Elect Director Pierre J.P. de Weck | Management | For | For |
| 1f | Elect Director Arnold W. Donald | Management | For | For |
| 1g | Elect Director Linda P. Hudson | Management | For | For |
| 1h | Elect Director Monica C. Lozano | Management | For | For |
| 1i | Elect Director Thomas J. May | Management | For | For |
| 1j | Elect Director Brian T. Moynihan | Management | For | For |
| 1k | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1l | Elect Director Denise L. Ramos | Management | For | For |
| 1m | Elect Director Clayton S. Rose | Management | For | For |
| 1n | Elect Director Michael D. White | Management | For | For |
| 1o | Elect Director Thomas D. Woods | Management | For | For |
| 1p | Elect Director R. David Yost | Management | For | For |
| 1q | Elect Director Maria T. Zuber | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 6 | Report on Gender Pay Gap | Shareholder | Against | Against |
| 7 | Review of Statement of the Purpose of a Corporation and Report on Recommended Changes to Governance Documents, Policies, and Practices | Shareholder | Against | Against |
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BRITISH AMERICAN TOBACCO PLC
MEETING DATE: APR 30, 2020 | TICKER: BATS SECURITY ID: G1510J102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 4 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 5 | Re-elect Jack Bowles as Director | Management | For | For |
| 6 | Re-elect Richard Burrows as Director | Management | For | For |
| 7 | Re-elect Sue Farr as Director | Management | For | For |
| 8 | Re-elect Dr Marion Helmes as Director | Management | For | For |
| 9 | Re-elect Luc Jobin as Director | Management | For | For |
| 10 | Re-elect Holly Koeppel as Director | Management | For | For |
| 11 | Re-elect Savio Kwan as Director | Management | For | For |
| 12 | Re-elect Dimitri Panayotopoulos as Director | Management | For | For |
| 13 | Elect Jeremy Fowden as Director | Management | For | For |
| 14 | Elect Tadeu Marroco as Director | Management | For | For |
| 15 | Authorise Issue of Equity | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Approve Restricted Share Plan | Management | For | For |
| 19 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
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BROADCOM INC.
MEETING DATE: MAR 30, 2020 | TICKER: AVGO SECURITY ID: 11135F101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Hock E. Tan | Management | For | For |
| 1b | Elect Director Henry Samueli | Management | For | For |
| 1c | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1d | Elect Director Diane M. Bryant | Management | For | For |
| 1e | Elect Director Gayla J. Delly | Management | For | For |
| 1f | Elect Director Raul J. Fernandez | Management | For | For |
| 1g | Elect Director Check Kian Low | Management | For | For |
| 1h | Elect Director Justine F. Page | Management | For | For |
| 1i | Elect Director Harry L. You | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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CABLE ONE, INC.
MEETING DATE: MAY 15, 2020 | TICKER: CABO SECURITY ID: 12685J105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mary E. Meduski | Management | For | For |
| 1b | Elect Director Alan G. Spoon | Management | For | For |
| 1c | Elect Director Wallace R. Weitz | Management | For | Against |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
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CARDINAL HEALTH, INC.
MEETING DATE: NOV 06, 2019 | TICKER: CAH SECURITY ID: 14149Y108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Colleen F. Arnold | Management | For | For |
| 1.2 | Elect Director Carrie S. Cox | Management | For | For |
| 1.3 | Elect Director Calvin Darden | Management | For | For |
| 1.4 | Elect Director Bruce L. Downey | Management | For | For |
| 1.5 | Elect Director Patricia A. Hemingway Hall | Management | For | For |
| 1.6 | Elect Director Akhil Johri | Management | For | For |
| 1.7 | Elect Director Michael C. Kaufmann | Management | For | For |
| 1.8 | Elect Director Gregory B. Kenny | Management | For | For |
| 1.9 | Elect Director Nancy Killefer | Management | For | For |
| 1.10 | Elect Director J. Michael Losh | Management | For | For |
| 1.11 | Elect Director Dean A. Scarborough | Management | For | For |
| 1.12 | Elect Director John H. Weiland | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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CATERPILLAR INC.
MEETING DATE: JUN 10, 2020 | TICKER: CAT SECURITY ID: 149123101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kelly A. Ayotte | Management | For | For |
| 1.2 | Elect Director David L. Calhoun | Management | For | For |
| 1.3 | Elect Director Daniel M. Dickinson | Management | For | For |
| 1.4 | Elect Director Juan Gallardo | Management | For | For |
| 1.5 | Elect Director William A. Osborn | Management | For | For |
| 1.6 | Elect Director Debra L. Reed-Klages | Management | For | For |
| 1.7 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1.8 | Elect Director Susan C. Schwab | Management | For | For |
| 1.9 | Elect Director D. James Umpleby, III | Management | For | For |
| 1.10 | Elect Director Miles D. White | Management | For | For |
| 1.11 | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 5 | Require Independent Board Chair | Shareholder | Against | Against |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
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CENTERPOINT ENERGY, INC.
MEETING DATE: APR 24, 2020 | TICKER: CNP SECURITY ID: 15189T107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Leslie D. Biddle | Management | For | For |
| 1b | Elect Director Milton Carroll | Management | For | For |
| 1c | Elect Director Scott J. McLean | Management | For | For |
| 1d | Elect Director Martin H. Nesbitt | Management | For | For |
| 1e | Elect Director Theodore F. Pound | Management | For | For |
| 1f | Elect Director Susan O. Rheney | Management | For | For |
| 1g | Elect Director Phillip R. Smith | Management | For | For |
| 1h | Elect Director John W. Somerhalder, II | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
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CENTURYLINK, INC.
MEETING DATE: MAY 20, 2020 | TICKER: CTL SECURITY ID: 156700106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Martha H. Bejar | Management | For | For |
| 1b | Elect Director Virginia Boulet | Management | For | For |
| 1c | Elect Director Peter C. Brown | Management | For | For |
| 1d | Elect Director Kevin P. Chilton | Management | For | For |
| 1e | Elect Director Steven "Terry" Clontz | Management | For | For |
| 1f | Elect Director T. Michael Glenn | Management | For | For |
| 1g | Elect Director W. Bruce Hanks | Management | For | For |
| 1h | Elect Director Hal S. Jones | Management | For | For |
| 1i | Elect Director Michael J. Roberts | Management | For | For |
| 1j | Elect Director Laurie A. Siegel | Management | For | For |
| 1k | Elect Director Jeffrey K. Storey | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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CHEVRON CORPORATION
MEETING DATE: MAY 27, 2020 | TICKER: CVX SECURITY ID: 166764100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Wanda M. Austin | Management | For | For |
| 1b | Elect Director John B. Frank | Management | For | For |
| 1c | Elect Director Alice P. Gast | Management | For | For |
| 1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1e | Elect Director Charles W. Moorman, IV | Management | For | For |
| 1f | Elect Director Dambisa F. Moyo | Management | For | For |
| 1g | Elect Director Debra Reed-Klages | Management | For | For |
| 1h | Elect Director Ronald D. Sugar | Management | For | For |
| 1i | Elect Director D. James Umpleby, III | Management | For | For |
| 1j | Elect Director Michael K. Wirth | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 5 | Establish Board Committee on Climate Risk | Shareholder | Against | Against |
| 6 | Report on Climate Lobbying Aligned with Paris Agreement Goals | Shareholder | Against | For |
| 7 | Report on Petrochemical Risk | Shareholder | Against | For |
| 8 | Report on Human Rights Practices | Shareholder | Against | Against |
| 9 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| 10 | Require Independent Board Chair | Shareholder | Against | Against |
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|---|
CINEMARK HOLDINGS, INC.
MEETING DATE: MAY 21, 2020 | TICKER: CNK SECURITY ID: 17243V102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nancy Loewe | Management | For | For |
| 1.2 | Elect Director Steven P. Rosenberg | Management | For | For |
| 1.3 | Elect Director Enrique F. Senior | Management | For | For |
| 1.4 | Elect Director Nina G. Vaca | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CISCO SYSTEMS, INC.
MEETING DATE: DEC 10, 2019 | TICKER: CSCO SECURITY ID: 17275R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director M. Michele Burns | Management | For | For |
| 1b | Elect Director Wesley G. Bush | Management | For | For |
| 1c | Elect Director Michael D. Capellas | Management | For | For |
| 1d | Elect Director Mark Garrett | Management | For | For |
| 1e | Elect Director Kristina M. Johnson | Management | For | For |
| 1f | Elect Director Roderick C. McGeary | Management | For | For |
| 1g | Elect Director Charles H. Robbins | Management | For | For |
| 1h | Elect Director Arun Sarin | Management | For | For |
| 1i | Elect Director Brenton L. Saunders | Management | For | For |
| 1j | Elect Director Carol B. Tome | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
COMCAST CORPORATION
MEETING DATE: JUN 03, 2020 | TICKER: CMCSA SECURITY ID: 20030N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Director Madeline S. Bell | Management | For | For |
| 1.3 | Elect Director Naomi M. Bergman | Management | For | For |
| 1.4 | Elect Director Edward D. Breen | Management | For | Withhold |
| 1.5 | Elect Director Gerald L. Hassell | Management | For | Withhold |
| 1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.7 | Elect Director Maritza G. Montiel | Management | For | For |
| 1.8 | Elect Director Asuka Nakahara | Management | For | For |
| 1.9 | Elect Director David C. Novak | Management | For | Withhold |
| 1.10 | Elect Director Brian L. Roberts | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | Against |
| 4 | Amend Restricted Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 7 | Require Independent Board Chair | Shareholder | Against | Against |
| 8 | Report on Risks Posed by Failing to Prevent Sexual Harassment | Shareholder | Against | Against |
| |
|---|
CORNING INCORPORATED
MEETING DATE: APR 30, 2020 | TICKER: GLW SECURITY ID: 219350105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Donald W. Blair | Management | For | For |
| 1b | Elect Director Leslie A. Brun | Management | For | For |
| 1c | Elect Director Stephanie A. Burns | Management | For | For |
| 1d | Elect Director Richard T. Clark | Management | For | For |
| 1e | Elect Director Robert F. Cummings, Jr. | Management | For | For |
| 1f | Elect Director Deborah A. Henretta | Management | For | For |
| 1g | Elect Director Daniel P. Huttenlocher | Management | For | For |
| 1h | Elect Director Kurt M. Landgraf | Management | For | For |
| 1i | Elect Director Kevin J. Martin | Management | For | For |
| 1j | Elect Director Deborah D. Rieman | Management | For | For |
| 1k | Elect Director Hansel E. Tookes, II | Management | For | For |
| 1l | Elect Director Wendell P. Weeks | Management | For | For |
| 1m | Elect Director Mark S. Wrighton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
CROWN CASTLE INTERNATIONAL CORP.
MEETING DATE: MAY 14, 2020 | TICKER: CCI SECURITY ID: 22822V101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director P. Robert Bartolo | Management | For | For |
| 1b | Elect Director Jay A. Brown | Management | For | For |
| 1c | Elect Director Cindy Christy | Management | For | For |
| 1d | Elect Director Ari Q. Fitzgerald | Management | For | For |
| 1e | Elect Director Robert E. Garrison, II | Management | For | For |
| 1f | Elect Director Andrea J. Goldsmith | Management | For | For |
| 1g | Elect Director Lee W. Hogan | Management | For | For |
| 1h | Elect Director Edward C. Hutcheson, Jr. | Management | For | For |
| 1i | Elect Director J. Landis Martin | Management | For | For |
| 1j | Elect Director Robert F. McKenzie | Management | For | For |
| 1k | Elect Director Anthony J. Melone | Management | For | For |
| 1l | Elect Director W. Benjamin Moreland | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CUMMINS INC.
MEETING DATE: MAY 12, 2020 | TICKER: CMI SECURITY ID: 231021106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director N. Thomas Linebarger | Management | For | For |
| 2 | Elect Director Robert J. Bernhard | Management | For | For |
| 3 | Elect Director Franklin R. Chang Diaz | Management | For | For |
| 4 | Elect Director Bruno V. Di Leo Allen | Management | For | For |
| 5 | Elect Director Stephen B. Dobbs | Management | For | For |
| 6 | Elect Director Robert K. Herdman | Management | For | For |
| 7 | Elect Director Alexis M. Herman | Management | For | For |
| 8 | Elect Director Thomas J. Lynch | Management | For | For |
| 9 | Elect Director William I. Miller | Management | For | For |
| 10 | Elect Director Georgia R. Nelson | Management | For | For |
| 11 | Elect Director Karen H. Quintos | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 14 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| |
|---|
CVS HEALTH CORPORATION
MEETING DATE: MAY 14, 2020 | TICKER: CVS SECURITY ID: 126650100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Fernando Aguirre | Management | For | For |
| 1b | Elect Director C. David Brown, II | Management | For | For |
| 1c | Elect Director Alecia A. DeCoudreaux | Management | For | For |
| 1d | Elect Director Nancy-Ann M. DeParle | Management | For | For |
| 1e | Elect Director David W. Dorman | Management | For | For |
| 1f | Elect Director Roger N. Farah | Management | For | For |
| 1g | Elect Director Anne M. Finucane | Management | For | For |
| 1h | Elect Director Edward J. Ludwig | Management | For | For |
| 1i | Elect Director Larry J. Merlo | Management | For | For |
| 1j | Elect Director Jean-Pierre Millon | Management | For | For |
| 1k | Elect Director Mary L. Schapiro | Management | For | For |
| 1l | Elect Director William C. Weldon | Management | For | For |
| 1m | Elect Director Tony L. White | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Amend Shareholder Written Consent Provisions | Shareholder | Against | Against |
| 7 | Require Independent Board Chairman | Shareholder | Against | For |
| |
|---|
DELTA AIR LINES, INC.
MEETING DATE: JUN 18, 2020 | TICKER: DAL SECURITY ID: 247361702
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Edward H. Bastian | Management | For | For |
| 1b | Elect Director Francis S. Blake | Management | For | For |
| 1c | Elect Director Ashton B. Carter | Management | For | For |
| 1d | Elect Director David G. DeWalt | Management | For | For |
| 1e | Elect Director William H. Easter, III | Management | For | For |
| 1f | Elect Director Christopher A. Hazleton | Management | For | For |
| 1g | Elect Director Michael P. Huerta | Management | For | For |
| 1h | Elect Director Jeanne P. Jackson | Management | For | For |
| 1i | Elect Director George N. Mattson | Management | For | For |
| 1j | Elect Director Sergio A. L. Rial | Management | For | For |
| 1k | Elect Director David S. Taylor | Management | For | For |
| 1l | Elect Director Kathy N. Waller | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 5 | Report on Climate Lobbying | Shareholder | Against | For |
| 6 | Report on Political Contributions | Shareholder | Against | For |
| 7 | Report on Sexual Harassment Policy | Shareholder | Against | Against |
| |
|---|
DOMINION ENERGY, INC.
MEETING DATE: MAY 06, 2020 | TICKER: D SECURITY ID: 25746U109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James A. Bennett | Management | For | For |
| 1b | Elect Director Helen E. Dragas | Management | For | For |
| 1c | Elect Director James O. Ellis, Jr. | Management | For | For |
| 1d | Elect Director Thomas F. Farrell, II | Management | For | For |
| 1e | Elect Director D. Maybank Hagood | Management | For | For |
| 1f | Elect Director John W. Harris | Management | For | For |
| 1g | Elect Director Ronald W. Jibson | Management | For | For |
| 1h | Elect Director Mark J. Kington | Management | For | For |
| 1i | Elect Director Joseph M. Rigby | Management | For | For |
| 1j | Elect Director Pamela J. Royal | Management | For | For |
| 1k | Elect Director Robert H. Spilman, Jr. | Management | For | For |
| 1l | Elect Director Susan N. Story | Management | For | For |
| 1m | Elect Director Michael E. Szymanczyk | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
DOW INC.
MEETING DATE: APR 09, 2020 | TICKER: DOW SECURITY ID: 260557103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Samuel R. Allen | Management | For | For |
| 1b | Elect Director Ajay Banga | Management | For | For |
| 1c | Elect Director Jacqueline K. Barton | Management | For | For |
| 1d | Elect Director James A. Bell | Management | For | For |
| 1e | Elect Director Wesley G. Bush | Management | For | For |
| 1f | Elect Director Richard K. Davis | Management | For | For |
| 1g | Elect Director Jeff M. Fettig | Management | For | For |
| 1h | Elect Director Jim Fitterling | Management | For | For |
| 1i | Elect Director Jacqueline C. Hinman | Management | For | For |
| 1j | Elect Director Jill S. Wyant | Management | For | For |
| 1k | Elect Director Daniel W. Yohannes | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
DUKE ENERGY CORPORATION
MEETING DATE: MAY 07, 2020 | TICKER: DUK SECURITY ID: 26441C204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael G. Browning | Management | For | For |
| 1.2 | Elect Director Annette K. Clayton | Management | For | For |
| 1.3 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
| 1.4 | Elect Director Robert M. Davis | Management | For | For |
| 1.5 | Elect Director Daniel R. DiMicco | Management | For | For |
| 1.6 | Elect Director Nicholas C. Fanandakis | Management | For | For |
| 1.7 | Elect Director Lynn J. Good | Management | For | For |
| 1.8 | Elect Director John T. Herron | Management | For | For |
| 1.9 | Elect Director William E. Kennard | Management | For | For |
| 1.10 | Elect Director E. Marie McKee | Management | For | For |
| 1.11 | Elect Director Marya M. Rose | Management | For | For |
| 1.12 | Elect Director Thomas E. Skains | Management | For | For |
| 1.13 | Elect Director William E. Webster, Jr. | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Eliminate Supermajority Vote Requirement | Shareholder | None | For |
| 6 | Report on Political Contributions | Shareholder | Against | For |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| |
|---|
DUPONT DE NEMOURS, INC.
MEETING DATE: MAY 27, 2020 | TICKER: DD SECURITY ID: 26614N102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Amy G. Brady | Management | For | For |
| 1b | Elect Director Edward D. Breen | Management | For | For |
| 1c | Elect Director Ruby R. Chandy | Management | For | For |
| 1d | Elect Director Franklin K. Clyburn, Jr. | Management | For | For |
| 1e | Elect Director Terrence R. Curtin | Management | For | For |
| 1f | Elect Director Alexander M. Cutler | Management | For | For |
| 1g | Elect Director Eleuthere I. du Pont | Management | For | For |
| 1h | Elect Director Rajiv L. Gupta | Management | For | For |
| 1i | Elect Director Luther C. Kissam | Management | For | For |
| 1j | Elect Director Frederick M. Lowery | Management | For | For |
| 1k | Elect Director Raymond J. Milchovich | Management | For | For |
| 1l | Elect Director Steven M. Sterin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| 6 | Approve Creation of an Employee Board Advisory Position | Shareholder | Against | Against |
| |
|---|
EATON CORPORATION PLC
MEETING DATE: APR 22, 2020 | TICKER: ETN SECURITY ID: G29183103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Craig Arnold | Management | For | For |
| 1b | Elect Director Christopher M. Connor | Management | For | For |
| 1c | Elect Director Michael J. Critelli | Management | For | For |
| 1d | Elect Director Richard H. Fearon | Management | For | For |
| 1e | Elect Director Olivier Leonetti | Management | For | For |
| 1f | Elect Director Deborah L. McCoy | Management | For | For |
| 1g | Elect Director Silvio Napoli | Management | For | For |
| 1h | Elect Director Gregory R. Page | Management | For | For |
| 1i | Elect Director Sandra Pianalto | Management | For | For |
| 1j | Elect Director Lori J. Ryerkerk | Management | For | For |
| 1k | Elect Director Gerald B. Smith | Management | For | For |
| 1l | Elect Director Dorothy C. Thompson | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | For |
| 6 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For |
| 7 | Authorize Share Repurchase of Issued Share Capital | Management | For | For |
| |
|---|
EMERSON ELECTRIC CO.
MEETING DATE: FEB 04, 2020 | TICKER: EMR SECURITY ID: 291011104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Martin S. Craighead | Management | For | For |
| 1.2 | Elect Director David N. Farr | Management | For | For |
| 1.3 | Elect Director Gloria A. Flach | Management | For | For |
| 1.4 | Elect Director Matthew S. Levatich | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| |
|---|
EXELON CORPORATION
MEETING DATE: APR 28, 2020 | TICKER: EXC SECURITY ID: 30161N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Anthony Anderson | Management | For | For |
| 1b | Elect Director Ann Berzin | Management | For | For |
| 1c | Elect Director Laurie Brlas | Management | For | For |
| 1d | Elect Director Christopher M. Crane | Management | For | For |
| 1e | Elect Director Yves C. de Balmann | Management | For | For |
| 1f | Elect Director Nicholas DeBenedictis | Management | For | For |
| 1g | Elect Director Linda P. Jojo | Management | For | For |
| 1h | Elect Director Paul Joskow | Management | For | For |
| 1i | Elect Director Robert J. Lawless | Management | For | For |
| 1j | Elect Director John Richardson | Management | For | For |
| 1k | Elect Director Mayo Shattuck, III | Management | For | For |
| 1l | Elect Director John F. Young | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
EXXON MOBIL CORPORATION
MEETING DATE: MAY 27, 2020 | TICKER: XOM SECURITY ID: 30231G102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Susan K. Avery | Management | For | For |
| 1.2 | Elect Director Angela F. Braly | Management | For | For |
| 1.3 | Elect Director Ursula M. Burns | Management | For | For |
| 1.4 | Elect Director Kenneth C. Frazier | Management | For | For |
| 1.5 | Elect Director Joseph L. Hooley | Management | For | For |
| 1.6 | Elect Director Steven A. Kandarian | Management | For | For |
| 1.7 | Elect Director Douglas R. Oberhelman | Management | For | For |
| 1.8 | Elect Director Samuel J. Palmisano | Management | For | For |
| 1.9 | Elect Director William C. Weldon | Management | For | For |
| 1.10 | Elect Director Darren W. Woods | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chair | Shareholder | Against | Against |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| 6 | Report on Costs & Benefits of Climate-Related Expenditures | Shareholder | Against | Against |
| 7 | Report on Risks of Petrochemical Operations in Flood Prone Areas | Shareholder | Against | Against |
| 8 | Report on Political Contributions | Shareholder | Against | For |
| 9 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| |
|---|
FORD MOTOR COMPANY
MEETING DATE: MAY 14, 2020 | TICKER: F SECURITY ID: 345370860
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kimberly A. Casiano | Management | For | For |
| 1b | Elect Director Anthony F. Earley, Jr. | Management | For | Against |
| 1c | Elect Director Edsel B. Ford, II | Management | For | For |
| 1d | Elect Director William Clay Ford, Jr. | Management | For | For |
| 1e | Elect Director James P. Hackett | Management | For | For |
| 1f | Elect Director William W. Helman, IV | Management | For | For |
| 1g | Elect Director William E. Kennard | Management | For | For |
| 1h | Elect Director John C. Lechleiter | Management | For | Against |
| 1i | Elect Director Beth E. Mooney | Management | For | For |
| 1j | Elect Director John L. Thornton | Management | For | Against |
| 1k | Elect Director John B. Veihmeyer | Management | For | For |
| 1l | Elect Director Lynn M. Vojvodich | Management | For | For |
| 1m | Elect Director John S. Weinberg | Management | For | Against |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| |
|---|
GAMING AND LEISURE PROPERTIES, INC.
MEETING DATE: JUN 11, 2020 | TICKER: GLPI SECURITY ID: 36467J108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter M. Carlino | Management | For | For |
| 1.2 | Elect Director Carol ("Lili") Lynton | Management | For | For |
| 1.3 | Elect Director Joseph W. Marshall, III | Management | For | For |
| 1.4 | Elect Director James B. Perry | Management | For | For |
| 1.5 | Elect Director Barry F. Schwartz | Management | For | For |
| 1.6 | Elect Director Earl C. Shanks | Management | For | For |
| 1.7 | Elect Director E. Scott Urdang | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GENERAL DYNAMICS CORPORATION
MEETING DATE: MAY 06, 2020 | TICKER: GD SECURITY ID: 369550108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James S. Crown | Management | For | For |
| 1b | Elect Director Rudy F. deLeon | Management | For | For |
| 1c | Elect Director Cecil D. Haney | Management | For | For |
| 1d | Elect Director Mark M. Malcolm | Management | For | For |
| 1e | Elect Director James N. Mattis | Management | For | For |
| 1f | Elect Director Phebe N. Novakovic | Management | For | For |
| 1g | Elect Director C. Howard Nye | Management | For | For |
| 1h | Elect Director William A. Osborn | Management | For | For |
| 1i | Elect Director Catherine B. Reynolds | Management | For | For |
| 1j | Elect Director Laura J. Schumacher | Management | For | For |
| 1k | Elect Director John G. Stratton | Management | For | For |
| 1l | Elect Director Peter A. Wall | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| |
|---|
GENERAL MOTORS COMPANY
MEETING DATE: JUN 16, 2020 | TICKER: GM SECURITY ID: 37045V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mary T. Barra | Management | For | For |
| 1b | Elect Director Wesley G. Bush | Management | For | For |
| 1c | Elect Director Linda R. Gooden | Management | For | For |
| 1d | Elect Director Joseph Jimenez | Management | For | For |
| 1e | Elect Director Jane L. Mendillo | Management | For | For |
| 1f | Elect Director Judith A. Miscik | Management | For | For |
| 1g | Elect Director Patricia F. Russo | Management | For | For |
| 1h | Elect Director Thomas M. Schoewe | Management | For | For |
| 1i | Elect Director Theodore M. Solso | Management | For | For |
| 1j | Elect Director Carol M. Stephenson | Management | For | For |
| 1k | Elect Director Devin N. Wenig | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 7 | Amend Proxy Access Right | Shareholder | Against | Against |
| 8 | Report on Human Rights Policy Implementation | Shareholder | Against | For |
| 9 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| |
|---|
GILEAD SCIENCES, INC.
MEETING DATE: MAY 06, 2020 | TICKER: GILD SECURITY ID: 375558103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jacqueline K. Barton | Management | For | For |
| 1b | Elect Director Sandra J. Horning | Management | For | For |
| 1c | Elect Director Kelly A. Kramer | Management | For | For |
| 1d | Elect Director Kevin E. Lofton | Management | For | For |
| 1e | Elect Director Harish Manwani | Management | For | For |
| 1f | Elect Director Daniel P. O'Day | Management | For | For |
| 1g | Elect Director Richard J. Whitley | Management | For | For |
| 1h | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chair | Shareholder | Against | Against |
| 5 | Eliminate the Ownership Threshold for Stockholders to Request a Record Date to Take Action by Written Consent | Shareholder | Against | Against |
| |
|---|
GLAXOSMITHKLINE PLC
MEETING DATE: MAY 06, 2020 | TICKER: GSK SECURITY ID: G3910J112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Elect Sir Jonathan Symonds as Director | Management | For | For |
| 5 | Elect Charles Bancroft as Director | Management | For | For |
| 6 | Re-elect Emma Walmsley as Director | Management | For | For |
| 7 | Re-elect Vindi Banga as Director | Management | For | For |
| 8 | Re-elect Dr Hal Barron as Director | Management | For | For |
| 9 | Re-elect Dr Vivienne Cox as Director | Management | For | For |
| 10 | Re-elect Lynn Elsenhans as Director | Management | For | For |
| 11 | Re-elect Dr Laurie Glimcher as Director | Management | For | For |
| 12 | Re-elect Dr Jesse Goodman as Director | Management | For | For |
| 13 | Re-elect Judy Lewent as Director | Management | For | For |
| 14 | Re-elect Iain Mackay as Director | Management | For | For |
| 15 | Re-elect Urs Rohner as Director | Management | For | For |
| 16 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 17 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 19 | Authorise Issue of Equity | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 23 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | For | For |
| 24 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
HEWLETT PACKARD ENTERPRISE COMPANY
MEETING DATE: APR 01, 2020 | TICKER: HPE SECURITY ID: 42824C109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Daniel Ammann | Management | For | For |
| 1b | Elect Director Pamela L. Carter | Management | For | For |
| 1c | Elect Director Jean M. Hobby | Management | For | For |
| 1d | Elect Director George R. Kurtz | Management | For | For |
| 1e | Elect Director Raymond J. Lane | Management | For | For |
| 1f | Elect Director Ann M. Livermore | Management | For | For |
| 1g | Elect Director Antonio F. Neri | Management | For | For |
| 1h | Elect Director Charles H. Noski | Management | For | For |
| 1i | Elect Director Raymond E. Ozzie | Management | For | For |
| 1j | Elect Director Gary M. Reiner | Management | For | For |
| 1k | Elect Director Patricia F. Russo | Management | For | For |
| 1l | Elect Director Lip-Bu Tan | Management | For | For |
| 1m | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| |
|---|
HONEYWELL INTERNATIONAL INC.
MEETING DATE: APR 27, 2020 | TICKER: HON SECURITY ID: 438516106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Darius Adamczyk | Management | For | For |
| 1B | Elect Director Duncan B. Angove | Management | For | For |
| 1C | Elect Director William S. Ayer | Management | For | For |
| 1D | Elect Director Kevin Burke | Management | For | For |
| 1E | Elect Director D. Scott Davis | Management | For | For |
| 1F | Elect Director Linnet F. Deily | Management | For | For |
| 1G | Elect Director Deborah Flint | Management | For | For |
| 1H | Elect Director Judd Gregg | Management | For | For |
| 1I | Elect Director Clive Hollick | Management | For | For |
| 1J | Elect Director Grace D. Lieblein | Management | For | For |
| 1K | Elect Director Raymond T. Odierno | Management | For | For |
| 1L | Elect Director George Paz | Management | For | For |
| 1M | Elect Director Robin L. Washington | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 4 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| |
|---|
HONGKONG LAND HOLDINGS LTD.
MEETING DATE: MAY 06, 2020 | TICKER: H78 SECURITY ID: G4587L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Robert Wong as Director | Management | For | For |
| 4 | Re-elect Simon Dixon as Director | Management | For | For |
| 5 | Re-elect Yiu Kai Pang as Director | Management | For | Against |
| 6 | Ratify Auditors and Authorise Their Remuneration | Management | For | For |
| 7 | Authorise Issue of Equity | Management | For | For |
| |
|---|
HOST HOTELS & RESORTS, INC.
MEETING DATE: MAY 15, 2020 | TICKER: HST SECURITY ID: 44107P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary L. Baglivo | Management | For | For |
| 1.2 | Elect Director Sheila C. Bair | Management | For | For |
| 1.3 | Elect Director Richard E. Marriott | Management | For | For |
| 1.4 | Elect Director Sandeep L. Mathrani | Management | For | For |
| 1.5 | Elect Director John B. Morse, Jr. | Management | For | For |
| 1.6 | Elect Director Mary Hogan Preusse | Management | For | For |
| 1.7 | Elect Director Walter C. Rakowich | Management | For | For |
| 1.8 | Elect Director James F. Risoleo | Management | For | For |
| 1.9 | Elect Director Gordon H. Smith | Management | For | For |
| 1.10 | Elect Director A. William Stein | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
HP INC.
MEETING DATE: MAY 12, 2020 | TICKER: HPQ SECURITY ID: 40434L105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Aida M. Alvarez | Management | For | For |
| 1.2 | Elect Director Shumeet Banerji | Management | For | For |
| 1.3 | Elect Director Robert R. Bennett | Management | For | For |
| 1.4 | Elect Director Charles "Chip" V. Bergh | Management | For | For |
| 1.5 | Elect Director Stacy Brown-Philpot | Management | For | For |
| 1.6 | Elect Director Stephanie A. Burns | Management | For | For |
| 1.7 | Elect Director Mary Anne Citrino | Management | For | For |
| 1.8 | Elect Director Richard L. Clemmer | Management | For | For |
| 1.9 | Elect Director Enrique Lores | Management | For | For |
| 1.10 | Elect Director Yoky Matsuoka | Management | For | For |
| 1.11 | Elect Director Stacey Mobley | Management | For | For |
| 1.12 | Elect Director Subra Suresh | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
ILLINOIS TOOL WORKS INC.
MEETING DATE: MAY 08, 2020 | TICKER: ITW SECURITY ID: 452308109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Daniel J. Brutto | Management | For | For |
| 1b | Elect Director Susan Crown | Management | For | For |
| 1c | Elect Director James W. Griffith | Management | For | For |
| 1d | Elect Director Jay L. Henderson | Management | For | For |
| 1e | Elect Director Richard H. Lenny | Management | For | For |
| 1f | Elect Director E. Scott Santi | Management | For | For |
| 1g | Elect Director David B. Smith, Jr. | Management | For | For |
| 1h | Elect Director Pamela B. Strobel | Management | For | For |
| 1i | Elect Director Kevin M. Warren | Management | For | For |
| 1j | Elect Director Anre D. Williams | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
IMPERIAL BRANDS PLC
MEETING DATE: FEB 05, 2020 | TICKER: IMB SECURITY ID: G4720C107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Susan Clark as Director | Management | For | For |
| 5 | Re-elect Alison Cooper as Director | Management | For | For |
| 6 | Re-elect Therese Esperdy as Director | Management | For | For |
| 7 | Re-elect Simon Langelier as Director | Management | For | For |
| 8 | Re-elect Matthew Phillips as Director | Management | For | For |
| 9 | Re-elect Steven Stanbrook as Director | Management | For | For |
| 10 | Elect Jonathan Stanton as Director | Management | For | For |
| 11 | Re-elect Oliver Tant as Director | Management | For | For |
| 12 | Re-elect Karen Witts as Director | Management | For | For |
| 13 | Appoint Ernst & Young LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 16 | Authorise Issue of Equity | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
INTEL CORPORATION
MEETING DATE: MAY 14, 2020 | TICKER: INTC SECURITY ID: 458140100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James J. Goetz | Management | For | For |
| 1b | Elect Director Alyssa Henry | Management | For | For |
| 1c | Elect Director Omar Ishrak | Management | For | For |
| 1d | Elect Director Risa Lavizzo-Mourey | Management | For | For |
| 1e | Elect Director Tsu-Jae King Liu | Management | For | For |
| 1f | Elect Director Gregory D. Smith | Management | For | For |
| 1g | Elect Director Robert 'Bob' H. Swan | Management | For | For |
| 1h | Elect Director Andrew Wilson | Management | For | For |
| 1i | Elect Director Frank D. Yeary | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 6 | Report on Global Median Gender/Racial Pay Gap | Shareholder | Against | Against |
| |
|---|
INTERNATIONAL BUSINESS MACHINES CORPORATION
MEETING DATE: APR 28, 2020 | TICKER: IBM SECURITY ID: 459200101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas Buberl | Management | For | For |
| 1.2 | Elect Director Michael L. Eskew | Management | For | For |
| 1.3 | Elect Director David N. Farr | Management | For | For |
| 1.4 | Elect Director Alex Gorsky | Management | For | For |
| 1.5 | Elect Director Michelle J. Howard | Management | For | For |
| 1.6 | Elect Director Arvind Krishna | Management | For | For |
| 1.7 | Elect Director Andrew N. Liveris | Management | For | For |
| 1.8 | Elect Director Frederick William McNabb, III | Management | For | For |
| 1.9 | Elect Director Martha E. Pollack | Management | For | For |
| 1.10 | Elect Director Virginia M. Rometty | Management | For | For |
| 1.11 | Elect Director Joseph R. Swedish | Management | For | For |
| 1.12 | Elect Director Sidney Taurel | Management | For | For |
| 1.13 | Elect Director Peter R. Voser | Management | For | For |
| 1.14 | Elect Director Frederick H. Waddell | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Governing Documents to allow Removal of Directors | Shareholder | Against | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
INTERNATIONAL PAPER COMPANY
MEETING DATE: MAY 11, 2020 | TICKER: IP SECURITY ID: 460146103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William J. Burns | Management | For | For |
| 1b | Elect Director Christopher M. Connor | Management | For | For |
| 1c | Elect Director Ahmet C. Dorduncu | Management | For | For |
| 1d | Elect Director Ilene S. Gordon | Management | For | For |
| 1e | Elect Director Anders Gustafsson | Management | For | For |
| 1f | Elect Director Jacqueline C. Hinman | Management | For | For |
| 1g | Elect Director Clinton A. Lewis, Jr. | Management | For | For |
| 1h | Elect Director Kathryn D. Sullivan | Management | For | For |
| 1i | Elect Director Mark S. Sutton | Management | For | For |
| 1j | Elect Director J. Steven Whisler | Management | For | For |
| 1k | Elect Director Ray G. Young | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| |
|---|
INVESCO LTD.
MEETING DATE: MAY 14, 2020 | TICKER: IVZ SECURITY ID: G491BT108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sarah E. Beshar | Management | For | For |
| 1.2 | Elect Director Martin L. Flanagan | Management | For | For |
| 1.3 | Elect Director William F. Glavin, Jr. | Management | For | For |
| 1.4 | Elect Director C. Robert Henrikson | Management | For | For |
| 1.5 | Elect Director Denis Kessler | Management | For | For |
| 1.6 | Elect Director Nigel Sheinwald | Management | For | For |
| 1.7 | Elect Director G. Richard Wagoner, Jr. | Management | For | For |
| 1.8 | Elect Director Phoebe A. Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
IRON MOUNTAIN INCORPORATED
MEETING DATE: MAY 13, 2020 | TICKER: IRM SECURITY ID: 46284V101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jennifer Allerton | Management | For | For |
| 1b | Elect Director Pamela M. Arway | Management | For | For |
| 1c | Elect Director Clarke H. Bailey | Management | For | For |
| 1d | Elect Director Kent P. Dauten | Management | For | For |
| 1e | Elect Director Paul F. Deninger | Management | For | For |
| 1f | Elect Director Monte Ford | Management | For | For |
| 1g | Elect Director Per-Kristian Halvorsen | Management | For | For |
| 1h | Elect Director Robin L. Matlock | Management | For | For |
| 1i | Elect Director William L. Meaney | Management | For | For |
| 1j | Elect Director Wendy J. Murdock | Management | For | For |
| 1k | Elect Director Walter C. Rakowich | Management | For | For |
| 1l | Elect Director Doyle R. Simons | Management | For | For |
| 1m | Elect Director Alfred J. Verrecchia | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
JARDINE MATHESON HOLDINGS LTD.
MEETING DATE: MAY 07, 2020 | TICKER: J36 SECURITY ID: G50736100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect David Hsu as Director | Management | For | For |
| 4 | Re-elect Adam Keswick as Director | Management | For | Abstain |
| 5 | Re-elect Anthony Nightingale as Director | Management | For | Against |
| 6 | Re-elect John Witt as Director | Management | For | For |
| 7 | Ratify Auditors and Authorise Their Remuneration | Management | For | For |
| 8 | Authorise Issue of Equity | Management | For | For |
| |
|---|
JARDINE STRATEGIC HOLDINGS LTD.
MEETING DATE: MAY 07, 2020 | TICKER: J37 SECURITY ID: G50764102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect David Hsu as Director | Management | For | For |
| 4 | Re-elect Adam Keswick as Director | Management | For | Abstain |
| 5 | Elect Lincoln Leong as Director | Management | For | For |
| 6 | Ratify Auditors and Authorise Their Remuneration | Management | For | For |
| 7 | Authorise Issue of Equity | Management | For | For |
| |
|---|
JOHNSON & JOHNSON
MEETING DATE: APR 23, 2020 | TICKER: JNJ SECURITY ID: 478160104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mary C. Beckerle | Management | For | For |
| 1b | Elect Director D. Scott Davis | Management | For | For |
| 1c | Elect Director Ian E. L. Davis | Management | For | For |
| 1d | Elect Director Jennifer A. Doudna | Management | For | For |
| 1e | Elect Director Alex Gorsky | Management | For | For |
| 1f | Elect Director Marillyn A. Hewson | Management | For | For |
| 1g | Elect Director Hubert Joly | Management | For | For |
| 1h | Elect Director Mark B. McClellan | Management | For | For |
| 1i | Elect Director Anne M. Mulcahy | Management | For | For |
| 1j | Elect Director Charles Prince | Management | For | For |
| 1k | Elect Director A. Eugene Washington | Management | For | For |
| 1l | Elect Director Mark A. Weinberger | Management | For | For |
| 1m | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Certificate of Incorporation to Permit Removal of Directors With or Without Cause | Management | For | For |
| 5 | Require Independent Board Chair | Shareholder | Against | Against |
| 6 | Report on Governance Measures Implemented Related to Opioids | Shareholder | Against | For |
| |
|---|
JOHNSON CONTROLS INTERNATIONAL PLC
MEETING DATE: MAR 04, 2020 | TICKER: JCI SECURITY ID: G51502105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jean Blackwell | Management | For | For |
| 1b | Elect Director Pierre Cohade | Management | For | For |
| 1c | Elect Director Michael E. Daniels | Management | For | For |
| 1d | Elect Director Juan Pablo del Valle Perochena | Management | For | For |
| 1e | Elect Director W. Roy Dunbar | Management | For | For |
| 1f | Elect Director Gretchen R. Haggerty | Management | For | For |
| 1g | Elect Director Simone Menne | Management | For | For |
| 1h | Elect Director George R. Oliver | Management | For | For |
| 1i | Elect Director Jurgen Tinggren | Management | For | For |
| 1j | Elect Director Mark Vergnano | Management | For | For |
| 1k | Elect Director R. David Yost | Management | For | For |
| 1l | Elect Director John D. Young | Management | For | For |
| 2a | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 2b | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 3 | Authorize Market Purchases of Company Shares | Management | For | For |
| 4 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Approve the Directors' Authority to Allot Shares | Management | For | For |
| 7 | Approve the Disapplication of Statutory Pre-Emption Rights | Management | For | For |
| |
|---|
JPMORGAN CHASE & CO.
MEETING DATE: MAY 19, 2020 | TICKER: JPM SECURITY ID: 46625H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Linda B. Bammann | Management | For | For |
| 1b | Elect Director Stephen B. Burke | Management | For | For |
| 1c | Elect Director Todd A. Combs | Management | For | For |
| 1d | Elect Director James S. Crown | Management | For | For |
| 1e | Elect Director James Dimon | Management | For | For |
| 1f | Elect Director Timothy P. Flynn | Management | For | For |
| 1g | Elect Director Mellody Hobson | Management | For | For |
| 1h | Elect Director Michael A. Neal | Management | For | For |
| 1i | Elect Director Lee R. Raymond | Management | For | For |
| 1j | Elect Director Virginia M. Rometty | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 4 | Require Independent Board Chair | Shareholder | Against | Against |
| 5 | Report on Reputational Risk Related to Canadian Oil Sands, Oil Sands Pipeline Companies and Arctic Oil and Gas Exploration and Production. | Shareholder | Against | Against |
| 6 | Report on Climate Change | Shareholder | Against | For |
| 7 | Amend Shareholder Written Consent Provisions | Shareholder | Against | Against |
| 8 | Report on Charitable Contributions | Shareholder | Against | Against |
| 9 | Report on Gender/Racial Pay Gap | Shareholder | Against | Against |
| |
|---|
KIMCO REALTY CORPORATION
MEETING DATE: APR 28, 2020 | TICKER: KIM SECURITY ID: 49446R109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Milton Cooper | Management | For | For |
| 1b | Elect Director Philip E. Coviello | Management | For | For |
| 1c | Elect Director Conor C. Flynn | Management | For | For |
| 1d | Elect Director Frank Lourenso | Management | For | For |
| 1e | Elect Director Colombe M. Nicholas | Management | For | For |
| 1f | Elect Director Mary Hogan Preusse | Management | For | For |
| 1g | Elect Director Valerie Richardson | Management | For | For |
| 1h | Elect Director Richard B. Saltzman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Pricewaterhouse Coopers LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
KOHL'S CORPORATION
MEETING DATE: MAY 13, 2020 | TICKER: KSS SECURITY ID: 500255104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael J. Bender | Management | For | For |
| 1b | Elect Director Peter Boneparth | Management | For | For |
| 1c | Elect Director Steven A. Burd | Management | For | For |
| 1d | Elect Director Yael Cosset | Management | For | For |
| 1e | Elect Director H. Charles Floyd | Management | For | For |
| 1f | Elect Director Michelle Gass | Management | For | For |
| 1g | Elect Director Jonas Prising | Management | For | For |
| 1h | Elect Director John E. Schlifske | Management | For | For |
| 1i | Elect Director Adrianne Shapira | Management | For | For |
| 1j | Elect Director Frank V. Sica | Management | For | For |
| 1k | Elect Director Stephanie A. Streeter | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Adopt Vendor Policy Regarding Oversight on Animal Welfare Throughout the Supply Chain | Shareholder | Against | Against |
| |
|---|
L BRANDS, INC.
MEETING DATE: MAY 14, 2020 | TICKER: LB SECURITY ID: 501797104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3.1 | Elect Director Donna A. James | Management | For | For |
| 3.2 | Elect Director Michael G. Morris | Management | For | For |
| 3.3 | Elect Director Robert H. Schottenstein | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LINDE PLC
MEETING DATE: JUL 26, 2019 | TICKER: LIN SECURITY ID: G5494J103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Wolfgang H. Reitzle | Management | For | For |
| 1b | Elect Director Stephen F. Angel | Management | For | For |
| 1c | Elect Director Ann-Kristin Achleitner | Management | For | For |
| 1d | Elect Director Clemens A. H. Borsig | Management | For | For |
| 1e | Elect Director Nance K. Dicciani | Management | For | For |
| 1f | Elect Director Thomas Enders | Management | For | For |
| 1g | Elect Director Franz Fehrenbach | Management | For | For |
| 1h | Elect Director Edward G. Galante | Management | For | For |
| 1i | Elect Director Larry D. McVay | Management | For | For |
| 1j | Elect Director Victoria E. Ossadnik | Management | For | For |
| 1k | Elect Director Martin H. Richenhagen | Management | For | For |
| 1l | Elect Director Robert L. Wood | Management | For | For |
| 2a | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 2b | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 3 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
LOCKHEED MARTIN CORPORATION
MEETING DATE: APR 23, 2020 | TICKER: LMT SECURITY ID: 539830109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel F. Akerson | Management | For | For |
| 1.2 | Elect Director David B. Burritt | Management | For | For |
| 1.3 | Elect Director Bruce A. Carlson | Management | For | For |
| 1.4 | Elect Director Joseph F. Dunford, Jr. | Management | For | For |
| 1.5 | Elect Director James O. Ellis, Jr. | Management | For | For |
| 1.6 | Elect Director Thomas J. Falk | Management | For | For |
| 1.7 | Elect Director Ilene S. Gordon | Management | For | For |
| 1.8 | Elect Director Marillyn A. Hewson | Management | For | For |
| 1.9 | Elect Director Vicki A. Hollub | Management | For | For |
| 1.10 | Elect Director Jeh C. Johnson | Management | For | For |
| 1.11 | Elect Director Debra L. Reed-Klages | Management | For | For |
| 1.12 | Elect Director James D. Taiclet, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
LOWE'S COMPANIES, INC.
MEETING DATE: MAY 29, 2020 | TICKER: LOW SECURITY ID: 548661107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raul Alvarez | Management | For | For |
| 1.2 | Elect Director David H. Batchelder | Management | For | For |
| 1.3 | Elect Director Angela F. Braly | Management | For | For |
| 1.4 | Elect Director Sandra B. Cochran | Management | For | For |
| 1.5 | Elect Director Laurie Z. Douglas | Management | For | For |
| 1.6 | Elect Director Richard W. Dreiling | Management | For | For |
| 1.7 | Elect Director Marvin R. Ellison | Management | For | For |
| 1.8 | Elect Director Brian C. Rogers | Management | For | For |
| 1.9 | Elect Director Bertram L. Scott | Management | For | For |
| 1.10 | Elect Director Lisa W. Wardell | Management | For | For |
| 1.11 | Elect Director Eric C. Wiseman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| |
|---|
LYONDELLBASELL INDUSTRIES N.V.
MEETING DATE: SEP 12, 2019 | TICKER: LYB SECURITY ID: N53745100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 2 | Approve the Cancellation of Shares | Management | For | For |
| |
|---|
LYONDELLBASELL INDUSTRIES N.V.
MEETING DATE: MAY 29, 2020 | TICKER: LYB SECURITY ID: N53745100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jacques Aigrain | Management | For | For |
| 1b | Elect Director Lincoln Benet | Management | For | For |
| 1c | Elect Director Jagjeet (Jeet) Bindra | Management | For | For |
| 1d | Elect Director Robin Buchanan | Management | For | For |
| 1e | Elect Director Stephen Cooper | Management | For | For |
| 1f | Elect Director Nance Dicciani | Management | For | For |
| 1g | Elect Director Claire Farley | Management | For | For |
| 1h | Elect Director Isabella (Bella) Goren | Management | For | For |
| 1i | Elect Director Michael Hanley | Management | For | For |
| 1j | Elect Director Albert Manifold | Management | For | For |
| 1k | Elect Director Bhavesh (Bob) Patel | Management | For | For |
| 2 | Approve Discharge of the Members of the Board of Directors | Management | For | For |
| 3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Dividends of USD 4.20 Per Share | Management | For | For |
| 8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 9 | Approve Cancellation of Shares | Management | For | For |
| |
|---|
MACQUARIE INFRASTRUCTURE CORPORATION
MEETING DATE: MAY 14, 2020 | TICKER: MIC SECURITY ID: 55608B105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Amanda M. Brock | Management | For | For |
| 1b | Elect Director Norman H. Brown, Jr. | Management | For | For |
| 1c | Elect Director Christopher Frost | Management | For | For |
| 1d | Elect Director Maria Jelescu-Dreyfus | Management | For | For |
| 1e | Elect Director Ronald Kirk | Management | For | For |
| 1f | Elect Director H.E. (Jack) Lentz | Management | For | For |
| 1g | Elect Director Ouma Sananikone | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MACY'S, INC.
MEETING DATE: MAY 15, 2020 | TICKER: M SECURITY ID: 55616P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David P. Abney | Management | For | For |
| 1b | Elect Director Francis S. Blake | Management | For | For |
| 1c | Elect Director Torrence N. Boone | Management | For | For |
| 1d | Elect Director John A. Bryant | Management | For | For |
| 1e | Elect Director Deirdre P. Connelly | Management | For | For |
| 1f | Elect Director Jeff Gennette | Management | For | For |
| 1g | Elect Director Leslie D. Hale | Management | For | For |
| 1h | Elect Director William H. Lenehan | Management | For | For |
| 1i | Elect Director Sara Levinson | Management | For | For |
| 1j | Elect Director Joyce M. Roche | Management | For | For |
| 1k | Elect Director Paul C. Varga | Management | For | For |
| 1l | Elect Director Marna C. Whittington | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MCDONALD'S CORPORATION
MEETING DATE: MAY 21, 2020 | TICKER: MCD SECURITY ID: 580135101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lloyd Dean | Management | For | For |
| 1b | Elect Director Robert Eckert | Management | For | For |
| 1c | Elect Director Catherine Engelbert | Management | For | For |
| 1d | Elect Director Margaret Georgiadis | Management | For | For |
| 1e | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1f | Elect Director Christopher Kempczinski | Management | For | For |
| 1g | Elect Director Richard Lenny | Management | For | For |
| 1h | Elect Director John Mulligan | Management | For | For |
| 1i | Elect Director Sheila Penrose | Management | For | For |
| 1j | Elect Director John Rogers, Jr. | Management | For | For |
| 1k | Elect Director Paul Walsh | Management | For | For |
| 1l | Elect Director Miles White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| 6 | Report on Sugar and Public Health | Shareholder | Against | Against |
| |
|---|
MICRO FOCUS INTERNATIONAL PLC
MEETING DATE: MAR 25, 2020 | TICKER: MCRO SECURITY ID: G6117L194
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Remuneration Policy | Management | For | For |
| 5 | Elect Greg Lock as Director | Management | For | For |
| 6 | Re-elect Stephen Murdoch as Director | Management | For | For |
| 7 | Re-elect Brian McArthur-Muscroft as Director | Management | For | For |
| 8 | Re-elect Karen Slatford as Director | Management | For | For |
| 9 | Re-elect Richard Atkins as Director | Management | For | For |
| 10 | Re-elect Amanda Brown as Director | Management | For | For |
| 11 | Re-elect Lawton Fitt as Director | Management | For | For |
| 12 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise Issue of Equity | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
MICROSOFT CORPORATION
MEETING DATE: DEC 04, 2019 | TICKER: MSFT SECURITY ID: 594918104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William H. Gates, III | Management | For | For |
| 1.2 | Elect Director Reid G. Hoffman | Management | For | For |
| 1.3 | Elect Director Hugh F. Johnston | Management | For | For |
| 1.4 | Elect Director Teri L. List-Stoll | Management | For | For |
| 1.5 | Elect Director Satya Nadella | Management | For | For |
| 1.6 | Elect Director Sandra E. Peterson | Management | For | For |
| 1.7 | Elect Director Penny S. Pritzker | Management | For | For |
| 1.8 | Elect Director Charles W. Scharf | Management | For | For |
| 1.9 | Elect Director Arne M. Sorenson | Management | For | For |
| 1.10 | Elect Director John W. Stanton | Management | For | For |
| 1.11 | Elect Director John W. Thompson | Management | For | For |
| 1.12 | Elect Director Emma N. Walmsley | Management | For | For |
| 1.13 | Elect Director Padmasree Warrior | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Employee Representation on the Board of Directors | Shareholder | Against | Against |
| 5 | Report on Gender Pay Gap | Shareholder | Against | Against |
| |
|---|
MORGAN STANLEY
MEETING DATE: MAY 21, 2020 | TICKER: MS SECURITY ID: 617446448
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Elizabeth Corley | Management | For | For |
| 1b | Elect Director Alistair Darling | Management | For | For |
| 1c | Elect Director Thomas H. Glocer | Management | For | For |
| 1d | Elect Director James P. Gorman | Management | For | For |
| 1e | Elect Director Robert H. Herz | Management | For | For |
| 1f | Elect Director Nobuyuki Hirano | Management | For | For |
| 1g | Elect Director Stephen J. Luczo | Management | For | For |
| 1h | Elect Director Jami Miscik | Management | For | For |
| 1i | Elect Director Dennis M. Nally | Management | For | For |
| 1j | Elect Director Takeshi Ogasawara | Management | For | For |
| 1k | Elect Director Hutham S. Olayan | Management | For | For |
| 1l | Elect Director Mary L. Schapiro | Management | For | For |
| 1m | Elect Director Perry M. Traquina | Management | For | For |
| 1n | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NEXSTAR MEDIA GROUP, INC.
MEETING DATE: JUN 03, 2020 | TICKER: NXST SECURITY ID: 65336K103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis A. Miller | Management | For | For |
| 1.2 | Elect Director John R. Muse | Management | For | For |
| 1.3 | Elect Director I. Martin Pompadur | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NIKE, INC.
MEETING DATE: SEP 19, 2019 | TICKER: NKE SECURITY ID: 654106103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan B. Graf, Jr. | Management | For | For |
| 1.2 | Elect Director Peter B. Henry | Management | For | For |
| 1.3 | Elect Director Michelle A. Peluso | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
NORFOLK SOUTHERN CORPORATION
MEETING DATE: MAY 14, 2020 | TICKER: NSC SECURITY ID: 655844108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas D. Bell, Jr. | Management | For | For |
| 1b | Elect Director Mitchell E. Daniels, Jr. | Management | For | For |
| 1c | Elect Director Marcela E. Donadio | Management | For | For |
| 1d | Elect Director John C. Huffard, Jr. | Management | For | For |
| 1e | Elect Director Christopher T. Jones | Management | For | For |
| 1f | Elect Director Thomas C. Kelleher | Management | For | For |
| 1g | Elect Director Steven F. Leer | Management | For | For |
| 1h | Elect Director Michael D. Lockhart | Management | For | For |
| 1i | Elect Director Amy E. Miles | Management | For | For |
| 1j | Elect Director Claude Mongeau | Management | For | For |
| 1k | Elect Director Jennifer F. Scanlon | Management | For | For |
| 1l | Elect Director James A. Squires | Management | For | For |
| 1m | Elect Director John R. Thompson | Management | For | For |
| 2a | Amend Articles Re: Voting Standard for Amendment of Articles | Management | For | For |
| 2b | Amend Articles Re: Simple Majority Voting Standard to Approve Merger, Share Exchange, Conversion, Sale,or Dissolution of the Corporation | Management | For | For |
| 2c | Amend Articles Re: Simple Majority Voting Standard to Approve Re-Domestication of the Corporation and Affiliated Transactions | Management | For | For |
| 3 | Ratify KPMG LLP as Auditor | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
NUCOR CORPORATION
MEETING DATE: MAY 14, 2020 | TICKER: NUE SECURITY ID: 670346105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lloyd J. Austin, III | Management | For | For |
| 1.2 | Elect Director Patrick J. Dempsey | Management | For | For |
| 1.3 | Elect Director Christopher J. Kearney | Management | For | For |
| 1.4 | Elect Director Laurette T. Koellner | Management | For | For |
| 1.5 | Elect Director Joseph D. Rupp | Management | For | For |
| 1.6 | Elect Director Leon J. Topalian | Management | For | For |
| 1.7 | Elect Director John H. Walker | Management | For | For |
| 1.8 | Elect Director Nadja Y. West | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
OCCIDENTAL PETROLEUM CORPORATION
MEETING DATE: DEC 31, 2019 | TICKER: OXY SECURITY ID: 674599105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Proxy Card) |
| 1 | Revoke Consent to Request to Fix a Record Date | Shareholder | For | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Card |
| 1 | Consent to Request to Fix a Record Date | Shareholder | For | Did Not Vote |
| |
|---|
OLD REPUBLIC INTERNATIONAL CORPORATION
MEETING DATE: MAY 22, 2020 | TICKER: ORI SECURITY ID: 680223104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles J. Kovaleski | Management | For | Withhold |
| 1.2 | Elect Director Craig R. Smiddy | Management | For | For |
| 1.3 | Elect Director Arnold L. Steiner | Management | For | Withhold |
| 1.4 | Elect Director Fredricka Taubitz | Management | For | Withhold |
| 1.5 | Elect Director Aldo C. Zucaro | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
OMNICOM GROUP INC.
MEETING DATE: JUN 09, 2020 | TICKER: OMC SECURITY ID: 681919106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John D. Wren | Management | For | For |
| 1.2 | Elect Director Mary C. Choksi | Management | For | For |
| 1.3 | Elect Director Leonard S. Coleman, Jr. | Management | For | For |
| 1.4 | Elect Director Susan S. Denison | Management | For | For |
| 1.5 | Elect Director Ronnie S. Hawkins | Management | For | For |
| 1.6 | Elect Director Deborah J. Kissire | Management | For | For |
| 1.7 | Elect Director Gracia C. Martore | Management | For | For |
| 1.8 | Elect Director Linda Johnson Rice | Management | For | For |
| 1.9 | Elect Director Valerie M. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| |
|---|
PACCAR INC
MEETING DATE: APR 21, 2020 | TICKER: PCAR SECURITY ID: 693718108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark C. Pigott | Management | For | For |
| 1.2 | Elect Director Dame Alison J. Carnwath | Management | For | For |
| 1.3 | Elect Director Franklin L. Feder | Management | For | For |
| 1.4 | Elect Director R. Preston Feight | Management | For | For |
| 1.5 | Elect Director Beth E. Ford | Management | For | For |
| 1.6 | Elect Director Kirk S. Hachigian | Management | For | For |
| 1.7 | Elect Director Roderick C. McGeary | Management | For | For |
| 1.8 | Elect Director John M. Pigott | Management | For | For |
| 1.9 | Elect Director Mark A. Schulz | Management | For | For |
| 1.10 | Elect Director Gregory M. E. Spierkel | Management | For | For |
| 1.11 | Elect Director Charles R. Williamson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Certificate of Incorporation to Confirm Shareholders Right to Call Special Meetings | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
PACWEST BANCORP
MEETING DATE: MAY 12, 2020 | TICKER: PACW SECURITY ID: 695263103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Tanya M. Acker | Management | For | For |
| 1B | Elect Director Paul R. Burke | Management | For | For |
| 1C | Elect Director Craig A. Carlson | Management | For | For |
| 1D | Elect Director John M. Eggemeyer, III | Management | For | For |
| 1E | Elect Director C. William Hosler | Management | For | For |
| 1F | Elect Director Susan E. Lester | Management | For | For |
| 1G | Elect Director Arnold W. Messer | Management | For | For |
| 1H | Elect Director Roger H. Molvar | Management | For | For |
| 1I | Elect Director James J. Pieczynski | Management | For | For |
| 1J | Elect Director Daniel B. Platt | Management | For | For |
| 1K | Elect Director Robert A. Stine | Management | For | For |
| 1L | Elect Director Matthew P. Wagner | Management | For | For |
| 1M | Elect Director Mark T. Yung | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
PANDORA AS
MEETING DATE: DEC 04, 2019 | TICKER: PNDORA SECURITY ID: K7681L102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Peter A. Ruzicka as New Director | Management | For | Did Not Vote |
| 2 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | Did Not Vote |
| |
|---|
PANDORA AS
MEETING DATE: MAR 11, 2020 | TICKER: PNDORA SECURITY ID: K7681L102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 3 | Approve Remuneration of Directors for 2020 in the Amount of DKK 1.5 Million for Chairman, DKK 750,000 for Vice Chairman, and DKK 500,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 4 | Approve Allocation of Income and Dividends of DKK 9 Per Share | Management | For | Did Not Vote |
| 5.1 | Reelect Peter A. Ruzicka (Chair) as Director | Management | For | Did Not Vote |
| 5.2 | Reelect Christian Frigast (Vice Chair) as Director | Management | For | Did Not Vote |
| 5.3 | Reelect Andrea Dawn Alvey as Director | Management | For | Did Not Vote |
| 5.4 | Reelect Ronica Wang as Director | Management | For | Did Not Vote |
| 5.5 | Reelect Birgitta Stymne Goransson as Director | Management | For | Did Not Vote |
| 5.6 | Reelect Isabelle Parize as Director | Management | For | Did Not Vote |
| 5.7 | Elect Catherine Spindler as New Director | Management | For | Did Not Vote |
| 5.8 | Elect Marianne Kirkegaard as New Director | Management | For | Did Not Vote |
| 6 | Ratify Ernst & Young as Auditor | Management | For | Did Not Vote |
| 7 | Approve Discharge of Management and Board | Management | For | Did Not Vote |
| 8.1 | Approve DKK 8 Million Reduction in Share Capital via Share Cancellation | Management | For | Did Not Vote |
| 8.2 | Amend Articles Re: Agenda of Annual General Meeting | Management | For | Did Not Vote |
| 8.3 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 8.4 | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
| 8.5 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | Did Not Vote |
| 9 | Other Business | Management | None | None |
| |
|---|
PARK HOTELS & RESORTS INC.
MEETING DATE: APR 24, 2020 | TICKER: PK SECURITY ID: 700517105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
| 1B | Elect Director Gordon M. Bethune | Management | For | For |
| 1C | Elect Director Patricia M. Bedient | Management | For | For |
| 1D | Elect Director Thomas D. Eckert | Management | For | For |
| 1E | Elect Director Geoffrey M. Garrett | Management | For | For |
| 1F | Elect Director Christie B. Kelly | Management | For | For |
| 1G | Elect Director Joseph I. Lieberman | Management | For | For |
| 1H | Elect Director Thomas A. Natelli | Management | For | For |
| 1I | Elect Director Timothy J. Naughton | Management | For | For |
| 1J | Elect Director Stephen I. Sadove | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
PFIZER INC.
MEETING DATE: APR 23, 2020 | TICKER: PFE SECURITY ID: 717081103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald E. Blaylock | Management | For | For |
| 1.2 | Elect Director Albert Bourla | Management | For | For |
| 1.3 | Elect Director W. Don Cornwell | Management | For | For |
| 1.4 | Elect Director Joseph J. Echevarria | Management | For | For |
| 1.5 | Elect Director Scott Gottlieb | Management | For | For |
| 1.6 | Elect Director Helen H. Hobbs | Management | For | For |
| 1.7 | Elect Director Susan Hockfield | Management | For | For |
| 1.8 | Elect Director James M. Kilts | Management | For | For |
| 1.9 | Elect Director Dan R. Littman | Management | For | For |
| 1.10 | Elect Director Shantanu Narayen | Management | For | For |
| 1.11 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1.12 | Elect Director James Quincey | Management | For | For |
| 1.13 | Elect Director James C. Smith | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Amend Proxy Access Right | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 7 | Require Independent Board Chair | Shareholder | Against | Against |
| 8 | Report on Gender Pay Gap | Shareholder | Against | Against |
| 9 | Elect Director Susan Desmond-Hellmann | Management | For | For |
| |
|---|
PHILIP MORRIS INTERNATIONAL INC.
MEETING DATE: MAY 06, 2020 | TICKER: PM SECURITY ID: 718172109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Andre Calantzopoulos | Management | For | For |
| 1b | Elect Director Louis C. Camilleri | Management | For | For |
| 1c | Elect Director Werner Geissler | Management | For | For |
| 1d | Elect Director Lisa A. Hook | Management | For | For |
| 1e | Elect Director Jennifer Li | Management | For | For |
| 1f | Elect Director Jun Makihara | Management | For | For |
| 1g | Elect Director Kalpana Morparia | Management | For | For |
| 1h | Elect Director Lucio A. Noto | Management | For | For |
| 1i | Elect Director Frederik Paulsen | Management | For | For |
| 1j | Elect Director Robert B. Polet | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers SA as Auditor | Management | For | For |
| |
|---|
PPL CORPORATION
MEETING DATE: MAY 13, 2020 | TICKER: PPL SECURITY ID: 69351T106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John W. Conway | Management | For | For |
| 1b | Elect Director Steven G. Elliott | Management | For | For |
| 1c | Elect Director Raja Rajamannar | Management | For | For |
| 1d | Elect Director Craig A. Rogerson | Management | For | For |
| 1e | Elect Director Vincent Sorgi | Management | For | For |
| 1f | Elect Director William H. Spence | Management | For | For |
| 1g | Elect Director Natica von Althann | Management | For | For |
| 1h | Elect Director Keith H. Williamson | Management | For | For |
| 1i | Elect Director Phoebe A. Wood | Management | For | For |
| 1j | Elect Director Armando Zagalo de Lima | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
PROLOGIS, INC.
MEETING DATE: APR 29, 2020 | TICKER: PLD SECURITY ID: 74340W103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Hamid R. Moghadam | Management | For | For |
| 1b | Elect Director Cristina G. Bita | Management | For | For |
| 1c | Elect Director George L. Fotiades | Management | For | For |
| 1d | Elect Director Lydia H. Kennard | Management | For | For |
| 1e | Elect Director Irving F. Lyons, III | Management | For | For |
| 1f | Elect Director Avid Modjtabai | Management | For | For |
| 1g | Elect Director David P. O'Connor | Management | For | For |
| 1h | Elect Director Olivier Piani | Management | For | For |
| 1i | Elect Director Jeffrey L. Skelton | Management | For | For |
| 1j | Elect Director Carl B. Webb | Management | For | For |
| 1k | Elect Director William D. Zollars | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
PRUDENTIAL FINANCIAL, INC.
MEETING DATE: MAY 12, 2020 | TICKER: PRU SECURITY ID: 744320102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
| 1.2 | Elect Director Gilbert F. Casellas | Management | For | For |
| 1.3 | Elect Director Robert M. Falzon | Management | For | For |
| 1.4 | Elect Director Martina Hund-Mejean | Management | For | For |
| 1.5 | Elect Director Karl J. Krapek | Management | For | For |
| 1.6 | Elect Director Peter R. Lighte | Management | For | For |
| 1.7 | Elect Director Charles F. Lowrey | Management | For | For |
| 1.8 | Elect Director George Paz | Management | For | For |
| 1.9 | Elect Director Sandra Pianalto | Management | For | For |
| 1.10 | Elect Director Christine A. Poon | Management | For | For |
| 1.11 | Elect Director Douglas A. Scovanner | Management | For | For |
| 1.12 | Elect Director Michael A. Todman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
PUBLIC STORAGE
MEETING DATE: APR 21, 2020 | TICKER: PSA SECURITY ID: 74460D109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald L. Havner, Jr. | Management | For | For |
| 1.2 | Elect Director Tamara Hughes Gustavson | Management | For | For |
| 1.3 | Elect Director Uri P. Harkham | Management | For | For |
| 1.4 | Elect Director Leslie S. Heisz | Management | For | For |
| 1.5 | Elect Director B. Wayne Hughes, Jr. | Management | For | For |
| 1.6 | Elect Director Avedick B. Poladian | Management | For | For |
| 1.7 | Elect Director Gary E. Pruitt | Management | For | For |
| 1.8 | Elect Director John Reyes | Management | For | For |
| 1.9 | Elect Director Joseph D. Russell, Jr. | Management | For | For |
| 1.10 | Elect Director Tariq M. Shaukat | Management | For | For |
| 1.11 | Elect Director Ronald P. Spogli | Management | For | For |
| 1.12 | Elect Director Daniel C. Staton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
QUALCOMM INCORPORATED
MEETING DATE: MAR 10, 2020 | TICKER: QCOM SECURITY ID: 747525103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mark Fields | Management | For | For |
| 1b | Elect Director Jeffrey W. Henderson | Management | For | For |
| 1c | Elect Director Ann M. Livermore | Management | For | For |
| 1d | Elect Director Harish Manwani | Management | For | For |
| 1e | Elect Director Mark D. McLaughlin | Management | For | For |
| 1f | Elect Director Steve Mollenkopf | Management | For | For |
| 1g | Elect Director Clark T. "Sandy" Randt, Jr. | Management | For | For |
| 1h | Elect Director Irene B. Rosenfeld | Management | For | For |
| 1i | Elect Director Kornelis "Neil" Smit | Management | For | For |
| 1j | Elect Director Anthony J. Vinciquerra | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
RAYTHEON TECHNOLOGIES CORPORATION
MEETING DATE: APR 27, 2020 | TICKER: RTX SECURITY ID: 913017109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lloyd J. Austin, III | Management | For | For |
| 1b | Elect Director Gregory J. Hayes | Management | For | For |
| 1c | Elect Director Marshall O. Larsen | Management | For | For |
| 1d | Elect Director Robert K. (Kelly) Ortberg | Management | For | For |
| 1e | Elect Director Margaret L. O'Sullivan | Management | For | For |
| 1f | Elect Director Denise L. Ramos | Management | For | For |
| 1g | Elect Director Fredric G. Reynolds | Management | For | For |
| 1h | Elect Director Brian C. Rogers | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Adopt Simple Majority Vote | Shareholder | None | For |
| 5 | Report on Plant Closures | Shareholder | Against | Against |
| |
|---|
ROYAL MAIL PLC
MEETING DATE: JUL 18, 2019 | TICKER: RMG SECURITY ID: G7368G108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Keith Williams as Director | Management | For | For |
| 6 | Re-elect Rico Back as Director | Management | For | For |
| 7 | Re-elect Stuart Simpson as Director | Management | For | For |
| 8 | Elect Maria da Cunha as Director | Management | For | For |
| 9 | Elect Michael Findlay as Director | Management | For | For |
| 10 | Re-elect Rita Griffin as Director | Management | For | For |
| 11 | Re-elect Simon Thompson as Director | Management | For | For |
| 12 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 13 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 15 | Authorise Issue of Equity | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
SCHLUMBERGER N.V.
MEETING DATE: APR 01, 2020 | TICKER: SLB SECURITY ID: 806857108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Patrick de La Chevardiere | Management | For | For |
| 1b | Elect Director Miguel M. Galuccio | Management | For | For |
| 1c | Elect Director Olivier Le Peuch | Management | For | For |
| 1d | Elect Director Tatiana A. Mitrova | Management | For | For |
| 1e | Elect Director Lubna S. Olayan | Management | For | For |
| 1f | Elect Director Mark G. Papa | Management | For | For |
| 1g | Elect Director Leo Rafael Reif | Management | For | For |
| 1h | Elect Director Henri Seydoux | Management | For | For |
| 1i | Elect Director Jeff W. Sheets | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt and Approve Financials and Dividends | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
SEAGATE TECHNOLOGY PLC
MEETING DATE: OCT 29, 2019 | TICKER: STX SECURITY ID: G7945M107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William D. Mosley | Management | For | For |
| 1b | Elect Director Stephen J. Luczo | Management | For | For |
| 1c | Elect Director Mark W. Adams | Management | For | For |
| 1d | Elect Director Judy Bruner | Management | For | For |
| 1e | Elect Director Michael R. Cannon | Management | For | For |
| 1f | Elect Director William T. Coleman | Management | For | For |
| 1g | Elect Director Jay L. Geldmacher | Management | For | For |
| 1h | Elect Director Dylan G. Haggart | Management | For | For |
| 1i | Elect Director Stephanie Tilenius | Management | For | For |
| 1j | Elect Director Edward J. Zander | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Authorize Board to Allot and Issue Shares | Management | For | For |
| 6 | Authorize Board to Opt-Out of Statutory Pre-Emption Rights | Management | For | For |
| 7 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| |
|---|
SERVICE PROPERTIES TRUST
MEETING DATE: JUN 10, 2020 | TICKER: SVC SECURITY ID: 81761L102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John L. Harrington | Management | For | Against |
| 1.2 | Elect Director John G. Murray | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
SIMON PROPERTY GROUP, INC.
MEETING DATE: MAY 12, 2020 | TICKER: SPG SECURITY ID: 828806109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Glyn F. Aeppel | Management | For | For |
| 1b | Elect Director Larry C. Glasscock | Management | For | For |
| 1c | Elect Director Karen N. Horn | Management | For | For |
| 1d | Elect Director Allan Hubbard | Management | For | For |
| 1e | Elect Director Reuben S. Leibowitz | Management | For | For |
| 1f | Elect Director Gary M. Rodkin | Management | For | For |
| 1g | Elect Director Stefan M. Selig | Management | For | For |
| 1h | Elect Director Daniel C. Smith | Management | For | For |
| 1i | Elect Director J. Albert Smith, Jr. | Management | For | For |
| 1j | Elect Director Marta R. Stewart | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
SIRIUS XM HOLDINGS INC.
MEETING DATE: JUN 04, 2020 | TICKER: SIRI SECURITY ID: 82968B103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joan L. Amble | Management | For | For |
| 1.2 | Elect Director George W. Bodenheimer | Management | For | For |
| 1.3 | Elect Director Mark D. Carleton | Management | For | Withhold |
| 1.4 | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1.5 | Elect Director James P. Holden | Management | For | For |
| 1.6 | Elect Director Gregory B. Maffei | Management | For | Withhold |
| 1.7 | Elect Director Evan D. Malone | Management | For | For |
| 1.8 | Elect Director James E. Meyer | Management | For | For |
| 1.9 | Elect Director James F. Mooney | Management | For | For |
| 1.10 | Elect Director Michael Rapino | Management | For | For |
| 1.11 | Elect Director Kristina M. Salen | Management | For | For |
| 1.12 | Elect Director Carl E. Vogel | Management | For | For |
| 1.13 | Elect Director David M. Zaslav | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
SSE PLC
MEETING DATE: JUL 18, 2019 | TICKER: SSE SECURITY ID: G8842P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Gregor Alexander as Director | Management | For | For |
| 6 | Re-elect Sue Bruce as Director | Management | For | For |
| 7 | Re-elect Tony Cocker as Director | Management | For | For |
| 8 | Re-elect Crawford Gillies as Director | Management | For | For |
| 9 | Re-elect Richard Gillingwater as Director | Management | For | For |
| 10 | Re-elect Peter Lynas as Director | Management | For | For |
| 11 | Re-elect Helen Mahy as Director | Management | For | For |
| 12 | Re-elect Alistair Phillips-Davies as Director | Management | For | For |
| 13 | Re-elect Martin Pibworth as Director | Management | For | For |
| 14 | Elect Melanie Smith as Director | Management | For | For |
| 15 | Appoint Ernst & Young LLP as Auditors | Management | For | For |
| 16 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
STARBUCKS CORPORATION
MEETING DATE: MAR 18, 2020 | TICKER: SBUX SECURITY ID: 855244109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard E. Allison, Jr. | Management | For | For |
| 1b | Elect Director Rosalind G. Brewer | Management | For | For |
| 1c | Elect Director Andrew Campion | Management | For | For |
| 1d | Elect Director Mary N. Dillon | Management | For | For |
| 1e | Elect Director Isabel Ge Mahe | Management | For | For |
| 1f | Elect Director Mellody Hobson | Management | For | For |
| 1g | Elect Director Kevin R. Johnson | Management | For | For |
| 1h | Elect Director Jorgen Vig Knudstorp | Management | For | For |
| 1i | Elect Director Satya Nadella | Management | For | For |
| 1j | Elect Director Joshua Cooper Ramo | Management | For | For |
| 1k | Elect Director Clara Shih | Management | For | For |
| 1l | Elect Director Javier G. Teruel | Management | For | For |
| 1m | Elect Director Myron E. Ullman, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Risks of Omitting Viewpoint and Ideology from EEO Policy | Shareholder | Against | Against |
| |
|---|
STARWOOD PROPERTY TRUST, INC.
MEETING DATE: APR 29, 2020 | TICKER: STWD SECURITY ID: 85571B105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard D. Bronson | Management | For | For |
| 1.2 | Elect Director Jeffrey G. Dishner | Management | For | For |
| 1.3 | Elect Director Camille J. Douglas | Management | For | For |
| 1.4 | Elect Director Solomon J. Kumin | Management | For | For |
| 1.5 | Elect Director Fred S. Ridley | Management | For | For |
| 1.6 | Elect Director Barry S. Sternlicht | Management | For | For |
| 1.7 | Elect Director Strauss Zelnick | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
TARGA RESOURCES CORP.
MEETING DATE: MAY 19, 2020 | TICKER: TRGP SECURITY ID: 87612G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles R. Crisp | Management | For | For |
| 1.2 | Elect Director Laura C. Fulton | Management | For | For |
| 1.3 | Elect Director James W. Whalen | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
TEGNA, INC.
MEETING DATE: APR 30, 2020 | TICKER: TGNA SECURITY ID: 87901J105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (Gold Proxy Card) |
| 1.1 | Elect Director Gina L. Bianchini | Management | For | Did Not Vote |
| 1.2 | Elect Director Howard D. Elias | Management | For | Did Not Vote |
| 1.3 | Elect Director Stuart J. Epstein | Management | For | Did Not Vote |
| 1.4 | Elect Director Lidia Fonseca | Management | For | Did Not Vote |
| 1.5 | Elect Director Karen H. Grimes | Management | For | Did Not Vote |
| 1.6 | Elect Director David T. Lougee | Management | For | Did Not Vote |
| 1.7 | Elect Director Scott K. McCune | Management | For | Did Not Vote |
| 1.8 | Elect Director Henry W. McGee | Management | For | Did Not Vote |
| 1.9 | Elect Director Susan Ness | Management | For | Did Not Vote |
| 1.10 | Elect Director Bruce P. Nolop | Management | For | Did Not Vote |
| 1.11 | Elect Director Neal Shapiro | Management | For | Did Not Vote |
| 1.12 | Elect Director Melinda C. Witmer | Management | For | Did Not Vote |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 4 | Approve Omnibus Stock Plan | Management | For | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (White Proxy Card) |
| 1.1 | Elect Director Soohyung Kim | Shareholder | For | For |
| 1.2 | Elect Director Colleen B. Brown | Shareholder | For | For |
| 1.3 | Elect Director Ellen McClain Haime | Shareholder | For | For |
| 1.4 | Elect Director Deborah McDermott | Shareholder | For | For |
| 1.5 | Management Nominee Gina L. Bianchini | Shareholder | For | For |
| 1.6 | Management Nominee Stuart J. Epstein | Shareholder | For | For |
| 1.7 | Management Nominee Lidia Fonseca | Shareholder | For | For |
| 1.8 | Management Nominee Karen H. Grimes | Shareholder | For | For |
| 1.9 | Management Nominee David T. Lougee | Shareholder | For | For |
| 1.10 | Management Nominee Henry W. McGee | Shareholder | For | For |
| 1.11 | Management Nominee Susan Ness | Shareholder | For | For |
| 1.12 | Management Nominee Melinda C. Witmer | Shareholder | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For |
| 4 | Approve Omnibus Stock Plan | Management | Against | For |
| |
|---|
TEXAS INSTRUMENTS INCORPORATED
MEETING DATE: APR 23, 2020 | TICKER: TXN SECURITY ID: 882508104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mark A. Blinn | Management | For | For |
| 1b | Elect Director Todd M. Bluedorn | Management | For | For |
| 1c | Elect Director Janet F. Clark | Management | For | For |
| 1d | Elect Director Carrie S. Cox | Management | For | For |
| 1e | Elect Director Martin S. Craighead | Management | For | For |
| 1f | Elect Director Jean M. Hobby | Management | For | For |
| 1g | Elect Director Michael D. Hsu | Management | For | For |
| 1h | Elect Director Ronald Kirk | Management | For | For |
| 1i | Elect Director Pamela H. Patsley | Management | For | For |
| 1j | Elect Director Robert E. Sanchez | Management | For | For |
| 1k | Elect Director Richard k. Templeton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
THE COCA-COLA COMPANY
MEETING DATE: APR 22, 2020 | TICKER: KO SECURITY ID: 191216100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Herbert A. Allen | Management | For | For |
| 1.2 | Elect Director Marc Bolland | Management | For | For |
| 1.3 | Elect Director Ana Botin | Management | For | For |
| 1.4 | Elect Director Christopher C. Davis | Management | For | For |
| 1.5 | Elect Director Barry Diller | Management | For | For |
| 1.6 | Elect Director Helene D. Gayle | Management | For | For |
| 1.7 | Elect Director Alexis M. Herman | Management | For | For |
| 1.8 | Elect Director Robert A. Kotick | Management | For | For |
| 1.9 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1.10 | Elect Director James Quincey | Management | For | For |
| 1.11 | Elect Director Caroline J. Tsay | Management | For | For |
| 1.12 | Elect Director David B. Weinberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 4 | Report on the Health Impacts and Risks of Sugar in the Company's Products | Shareholder | Against | Against |
| |
|---|
THE GOLDMAN SACHS GROUP, INC.
MEETING DATE: APR 30, 2020 | TICKER: GS SECURITY ID: 38141G104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director M. Michele Burns | Management | For | For |
| 1b | Elect Director Drew G. Faust | Management | For | For |
| 1c | Elect Director Mark A. Flaherty | Management | For | For |
| 1d | Elect Director Ellen J. Kullman | Management | For | For |
| 1e | Elect Director Lakshmi N. Mittal | Management | For | For |
| 1f | Elect Director Adebayo O. Ogunlesi | Management | For | For |
| 1g | Elect Director Peter Oppenheimer | Management | For | For |
| 1h | Elect Director David M. Solomon | Management | For | For |
| 1i | Elect Director Jan E. Tighe | Management | For | For |
| 1j | Elect Director David A. Viniar | Management | For | For |
| 1k | Elect Director Mark O. Winkelman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 5 | Review of Statement on the Purpose of a Corporation | Shareholder | Against | Against |
| |
|---|
THE HOME DEPOT, INC.
MEETING DATE: MAY 21, 2020 | TICKER: HD SECURITY ID: 437076102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gerard J. Arpey | Management | For | For |
| 1b | Elect Director Ari Bousbib | Management | For | For |
| 1c | Elect Director Jeffery H. Boyd | Management | For | For |
| 1d | Elect Director Gregory D. Brenneman | Management | For | For |
| 1e | Elect Director J. Frank Brown | Management | For | For |
| 1f | Elect Director Albert P. Carey | Management | For | For |
| 1g | Elect Director Helena B. Foulkes | Management | For | For |
| 1h | Elect Director Linda R. Gooden | Management | For | For |
| 1i | Elect Director Wayne M. Hewett | Management | For | For |
| 1j | Elect Director Manuel Kadre | Management | For | For |
| 1k | Elect Director Stephanie C. Linnartz | Management | For | For |
| 1l | Elect Director Craig A. Menear | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Shareholder Written Consent Provisions | Shareholder | Against | Against |
| 5 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | Against | Against |
| 6 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Against |
| 7 | Report on Congruency Political Analysis and Electioneering Expenditures | Shareholder | Against | Against |
| |
|---|
THE INTERPUBLIC GROUP OF COMPANIES, INC.
MEETING DATE: MAY 21, 2020 | TICKER: IPG SECURITY ID: 460690100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jocelyn Carter-Miller | Management | For | For |
| 1.2 | Elect Director Mary J. Steele Guilfoile | Management | For | For |
| 1.3 | Elect Director Dawn Hudson | Management | For | For |
| 1.4 | Elect Director Jonathan F. Miller | Management | For | For |
| 1.5 | Elect Director Patrick Q. Moore | Management | For | For |
| 1.6 | Elect Director Michael I. Roth | Management | For | For |
| 1.7 | Elect Director Linda S. Sanford | Management | For | For |
| 1.8 | Elect Director David M. Thomas | Management | For | For |
| 1.9 | Elect Director E. Lee Wyatt, Jr. | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| |
|---|
THE KRAFT HEINZ COMPANY
MEETING DATE: SEP 12, 2019 | TICKER: KHC SECURITY ID: 500754106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gregory E. Abel | Management | For | For |
| 1b | Elect Director Alexandre Behring | Management | For | For |
| 1c | Elect Director Joao M. Castro-Neves | Management | For | For |
| 1d | Elect Director Tracy Britt Cool | Management | For | For |
| 1e | Elect Director John T. Cahill | Management | For | For |
| 1f | Elect Director Feroz Dewan | Management | For | For |
| 1g | Elect Director Jeanne P. Jackson | Management | For | For |
| 1h | Elect Director Jorge Paulo Lemann | Management | For | For |
| 1i | Elect Director John C. Pope | Management | For | For |
| 1j | Elect Director Alexandre Van Damme | Management | For | For |
| 1k | Elect Director George Zoghbi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Report on Protein Diversification | Shareholder | Against | Against |
| 5 | Report on Efforts to Reduce Pesticide Use in the Company's Supply Chain | Shareholder | Against | For |
| |
|---|
THE NEW YORK TIMES COMPANY
MEETING DATE: APR 22, 2020 | TICKER: NYT SECURITY ID: 650111107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert E. Denham | Management | For | For |
| 1.2 | Elect Director Rachel Glaser | Management | For | For |
| 1.3 | Elect Director John W. Rogers, Jr. | Management | For | For |
| 1.4 | Elect Director Rebecca Van Dyck | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
THE PROCTER & GAMBLE COMPANY
MEETING DATE: OCT 08, 2019 | TICKER: PG SECURITY ID: 742718109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Francis S. Blake | Management | For | For |
| 1b | Elect Director Angela F. Braly | Management | For | For |
| 1c | Elect Director Amy L. Chang | Management | For | For |
| 1d | Elect Director Scott D. Cook | Management | For | For |
| 1e | Elect Director Joseph Jimenez | Management | For | For |
| 1f | Elect Director Terry J. Lundgren | Management | For | For |
| 1g | Elect Director Christine M. McCarthy | Management | For | For |
| 1h | Elect Director W. James McNerney, Jr. | Management | For | For |
| 1i | Elect Director Nelson Peltz | Management | For | For |
| 1j | Elect Director David S. Taylor | Management | For | For |
| 1k | Elect Director Margaret C. Whitman | Management | For | For |
| 1l | Elect Director Patricia A. Woertz | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
THE SOUTHERN COMPANY
MEETING DATE: MAY 27, 2020 | TICKER: SO SECURITY ID: 842587107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Janaki Akella | Management | For | For |
| 1b | Elect Director Juanita Powell Baranco | Management | For | For |
| 1c | Elect Director Jon A. Boscia | Management | For | For |
| 1d | Elect Director Henry A. 'Hal' Clark, III | Management | For | For |
| 1e | Elect Director Anthony F. 'Tony' Earley, Jr. | Management | For | For |
| 1f | Elect Director Thomas A. Fanning | Management | For | For |
| 1g | Elect Director David J. Grain | Management | For | For |
| 1h | Elect Director Donald M. James | Management | For | For |
| 1i | Elect Director John D. Johns | Management | For | For |
| 1j | Elect Director Dale E. Klein | Management | For | For |
| 1k | Elect Director Ernest J. Moniz | Management | For | For |
| 1l | Elect Director William G. Smith, Jr. | Management | For | For |
| 1m | Elect Director Steven R. Specker | Management | For | For |
| 1n | Elect Director E. Jenner Wood, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chair | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| |
|---|
THE TJX COMPANIES, INC.
MEETING DATE: JUN 09, 2020 | TICKER: TJX SECURITY ID: 872540109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Zein Abdalla | Management | For | For |
| 1b | Elect Director Alan M. Bennett | Management | For | For |
| 1c | Elect Director Rosemary T. Berkery | Management | For | For |
| 1d | Elect Director David T. Ching | Management | For | For |
| 1e | Elect Director Ernie Herrman | Management | For | For |
| 1f | Elect Director Michael F. Hines | Management | For | For |
| 1g | Elect Director Amy B. Lane | Management | For | For |
| 1h | Elect Director Carol Meyrowitz | Management | For | For |
| 1i | Elect Director Jackwyn L. Nemerov | Management | For | For |
| 1j | Elect Director John F. O'Brien | Management | For | For |
| 1k | Elect Director Willow B. Shire | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Reduction of Chemical Footprint | Shareholder | Against | Against |
| 5 | Report on Animal Welfare | Shareholder | Against | Against |
| 6 | Report on Pay Disparity | Shareholder | Against | Against |
| 7 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
THE WALT DISNEY COMPANY
MEETING DATE: MAR 11, 2020 | TICKER: DIS SECURITY ID: 254687106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Susan E. Arnold | Management | For | For |
| 1b | Elect Director Mary T. Barra | Management | For | For |
| 1c | Elect Director Safra A. Catz | Management | For | For |
| 1d | Elect Director Francis A. deSouza | Management | For | For |
| 1e | Elect Director Michael B.G. Froman | Management | For | For |
| 1f | Elect Director Robert A. Iger | Management | For | For |
| 1g | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1h | Elect Director Mark G. Parker | Management | For | For |
| 1i | Elect Director Derica W. Rice | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| |
|---|
THE WILLIAMS COMPANIES, INC.
MEETING DATE: APR 28, 2020 | TICKER: WMB SECURITY ID: 969457100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan S. Armstrong | Management | For | Against |
| 1.2 | Elect Director Stephen W. Bergstrom | Management | For | Against |
| 1.3 | Elect Director Nancy K. Buese | Management | For | Against |
| 1.4 | Elect Director Stephen I. Chazen | Management | For | Against |
| 1.5 | Elect Director Charles I. Cogut | Management | For | Against |
| 1.6 | Elect Director Michael A. Creel | Management | For | Against |
| 1.7 | Elect Director Vicki L. Fuller | Management | For | Against |
| 1.8 | Elect Director Peter A. Ragauss | Management | For | Against |
| 1.9 | Elect Director Scott D. Sheffield | Management | For | Against |
| 1.10 | Elect Director Murray D. Smith | Management | For | Against |
| 1.11 | Elect Director William H. Spence | Management | For | Against |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
UNION PACIFIC CORPORATION
MEETING DATE: MAY 14, 2020 | TICKER: UNP SECURITY ID: 907818108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Andrew H. Card, Jr. | Management | For | For |
| 1b | Elect Director William J. DeLaney | Management | For | For |
| 1c | Elect Director David B. Dillon | Management | For | For |
| 1d | Elect Director Lance M. Fritz | Management | For | For |
| 1e | Elect Director Deborah C. Hopkins | Management | For | For |
| 1f | Elect Director Jane H. Lute | Management | For | For |
| 1g | Elect Director Michael R. McCarthy | Management | For | For |
| 1h | Elect Director Thomas F. McLarty, III | Management | For | For |
| 1i | Elect Director Bhavesh V. Patel | Management | For | For |
| 1j | Elect Director Jose H. Villarreal | Management | For | For |
| 1k | Elect Director Christopher J. Williams | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Report on Climate Change | Shareholder | Against | Against |
| |
|---|
UNITED PARCEL SERVICE, INC.
MEETING DATE: MAY 14, 2020 | TICKER: UPS SECURITY ID: 911312106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David P. Abney | Management | For | For |
| 1b | Elect Director Rodney C. Adkins | Management | For | For |
| 1c | Elect Director Michael J. Burns | Management | For | For |
| 1d | Elect Director William R. Johnson | Management | For | For |
| 1e | Elect Director Ann M. Livermore | Management | For | For |
| 1f | Elect Director Rudy H.P. Markham | Management | For | For |
| 1g | Elect Director Franck J. Moison | Management | For | For |
| 1h | Elect Director Clark 'Sandy' T. Randt, Jr. | Management | For | For |
| 1i | Elect Director Christiana Smith Shi | Management | For | For |
| 1j | Elect Director John T. Stankey | Management | For | For |
| 1k | Elect Director Carol B. Tome | Management | For | For |
| 1l | Elect Director Kevin Warsh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 6 | Report on Climate Change | Shareholder | Against | For |
| |
|---|
UNITED TECHNOLOGIES CORPORATION
MEETING DATE: OCT 11, 2019 | TICKER: UTX SECURITY ID: 913017109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
UNITEDHEALTH GROUP INCORPORATED
MEETING DATE: JUN 01, 2020 | TICKER: UNH SECURITY ID: 91324P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard T. Burke | Management | For | For |
| 1b | Elect Director Timothy P. Flynn | Management | For | For |
| 1c | Elect Director Stephen J. Hemsley | Management | For | For |
| 1d | Elect Director Michele J. Hooper | Management | For | For |
| 1e | Elect Director F. William McNabb, III | Management | For | For |
| 1f | Elect Director Valerie C. Montgomery Rice | Management | For | For |
| 1g | Elect Director John H. Noseworthy | Management | For | For |
| 1h | Elect Director Glenn M. Renwick | Management | For | For |
| 1i | Elect Director David S. Wichmann | Management | For | For |
| 1j | Elect Director Gail R. Wilensky | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| |
|---|
VENTAS, INC.
MEETING DATE: MAY 18, 2020 | TICKER: VTR SECURITY ID: 92276F100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 2a | Elect Director Melody C. Barnes | Management | For | For |
| 2b | Elect Director Debra A. Cafaro | Management | For | For |
| 2c | Elect Director Jay M. Gellert | Management | For | For |
| 2d | Elect Director Richard I. Gilchrist | Management | For | For |
| 2e | Elect Director Matthew J. Lustig | Management | For | For |
| 2f | Elect Director Roxanne M. Martino | Management | For | For |
| 2g | Elect Director Sean P. Nolan | Management | For | For |
| 2h | Elect Director Walter C. Rakowich | Management | For | For |
| 2i | Elect Director Robert D. Reed | Management | For | For |
| 2j | Elect Director James D. Shelton | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
VERIZON COMMUNICATIONS INC.
MEETING DATE: MAY 07, 2020 | TICKER: VZ SECURITY ID: 92343V104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
| 1.2 | Elect Director Mark T. Bertolini | Management | For | For |
| 1.3 | Elect Director Vittorio Colao | Management | For | For |
| 1.4 | Elect Director Melanie L. Healey | Management | For | For |
| 1.5 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1.6 | Elect Director Daniel H. Schulman | Management | For | For |
| 1.7 | Elect Director Rodney E. Slater | Management | For | For |
| 1.8 | Elect Director Hans E. Vestberg | Management | For | For |
| 1.9 | Elect Director Gregory G. Weaver | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Eliminate Above-Market Earnings in Executive Retirement Plans | Shareholder | Against | Against |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 7 | Assess Feasibility of Data Privacy as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 8 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| |
|---|
WEINGARTEN REALTY INVESTORS
MEETING DATE: APR 29, 2020 | TICKER: WRI SECURITY ID: 948741103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Andrew M. Alexander | Management | For | For |
| 1b | Elect Director Stanford J. Alexander | Management | For | For |
| 1c | Elect Director Shelaghmichael C. Brown | Management | For | For |
| 1d | Elect Director Stephen A. Lasher | Management | For | For |
| 1e | Elect Director Thomas L. Ryan | Management | For | For |
| 1f | Elect Director Douglas W. Schnitzer | Management | For | For |
| 1g | Elect Director C. Park Shaper | Management | For | For |
| 1h | Elect Director Marc J. Shapiro | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WELLS FARGO & COMPANY
MEETING DATE: APR 28, 2020 | TICKER: WFC SECURITY ID: 949746101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Steven D. Black | Management | For | For |
| 1b | Elect Director Celeste A. Clark | Management | For | For |
| 1c | Elect Director Theodore F. Craver, Jr. | Management | For | For |
| 1d | Elect Director Wayne M. Hewett | Management | For | For |
| 1e | Elect Director Donald M. James | Management | For | For |
| 1f | Elect Director Maria R. Morris | Management | For | For |
| 1g | Elect Director Charles H. Noski | Management | For | For |
| 1h | Elect Director Richard B. Payne, Jr. | Management | For | For |
| 1i | Elect Director Juan A. Pujadas | Management | For | For |
| 1j | Elect Director Ronald L. Sargent | Management | For | For |
| 1k | Elect Director Charles W. Scharf | Management | For | For |
| 1l | Elect Director Suzanne M. Vautrinot | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| 5 | Report on Incentive-Based Compensation and Risks of Material Losses | Shareholder | Against | Against |
| 6 | Report on Global Median Gender Pay Gap | Shareholder | Against | Against |
| |
|---|
WESTERN DIGITAL CORPORATION
MEETING DATE: NOV 14, 2019 | TICKER: WDC SECURITY ID: 958102105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kimberly E. Alexy | Management | For | For |
| 1b | Elect Director Martin I. Cole | Management | For | For |
| 1c | Elect Director Kathleen A. Cote | Management | For | For |
| 1d | Elect Director Tunc Doluca | Management | For | For |
| 1e | Elect Director Len J. Lauer | Management | For | For |
| 1f | Elect Director Matthew E. Massengill | Management | For | For |
| 1g | Elect Director Stephen D. Milligan | Management | For | For |
| 1h | Elect Director Stephanie A. Streeter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
WESTROCK COMPANY
MEETING DATE: JAN 31, 2020 | TICKER: WRK SECURITY ID: 96145D105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Colleen F. Arnold | Management | For | For |
| 1b | Elect Director Timothy J. Bernlohr | Management | For | For |
| 1c | Elect Director J. Powell Brown | Management | For | For |
| 1d | Elect Director Terrell K. Crews | Management | For | For |
| 1e | Elect Director Russell M. Currey | Management | For | For |
| 1f | Elect Director Suzan F. Harrison | Management | For | For |
| 1g | Elect Director John A. Luke, Jr. | Management | For | For |
| 1h | Elect Director Gracia C. Martore | Management | For | For |
| 1i | Elect Director James E. Nevels | Management | For | For |
| 1j | Elect Director Timothy H. Powers | Management | For | For |
| 1k | Elect Director Steven C. Voorhees | Management | For | For |
| 1l | Elect Director Bettina M. Whyte | Management | For | For |
| 1m | Elect Director Alan D. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
WM MORRISON SUPERMARKETS PLC
MEETING DATE: JUN 11, 2020 | TICKER: MRW SECURITY ID: G62748119
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Approve 2020 Sharesave Scheme | Management | For | For |
| 6 | Re-elect Andrew Higginson as Director | Management | For | For |
| 7 | Re-elect David Potts as Director | Management | For | For |
| 8 | Re-elect Trevor Strain as Director | Management | For | For |
| 9 | Elect Michael Gleeson as Director | Management | For | For |
| 10 | Re-elect Rooney Anand as Director | Management | For | For |
| 11 | Re-elect Kevin Havelock as Director | Management | For | For |
| 12 | Re-elect Belinda Richards as Director | Management | For | For |
| 13 | Re-elect Paula Vennells as Director | Management | For | For |
| 14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 17 | Authorise Issue of Equity | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
WYNN RESORTS LTD.
MEETING DATE: JUN 25, 2020 | TICKER: WYNN SECURITY ID: 983134107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard J. Byrne | Management | For | For |
| 1.2 | Elect Director Patricia Mulroy | Management | For | For |
| 1.3 | Elect Director Clark T. Randt, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY HIGH DIVIDEND ETF - SUB-ADVISER: GEODE
07/01/2019 - 06/30/2020
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
3M COMPANY
MEETING DATE: MAY 12, 2020 | TICKER: MMM SECURITY ID: 88579Y101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas "Tony" K. Brown | Management | For | For |
| 1b | Elect Director Pamela J. Craig | Management | For | For |
| 1c | Elect Director David B. Dillon | Management | For | For |
| 1d | Elect Director Michael L. Eskew | Management | For | For |
| 1e | Elect Director Herbert L. Henkel | Management | For | For |
| 1f | Elect Director Amy E. Hood | Management | For | For |
| 1g | Elect Director Muhtar Kent | Management | For | For |
| 1h | Elect Director Dambisa F. Moyo | Management | For | For |
| 1i | Elect Director Gregory R. Page | Management | For | For |
| 1j | Elect Director Michael F. Roman | Management | For | For |
| 1k | Elect Director Patricia A. Woertz | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Consider Pay Disparity Between Executives and Other Employees | Shareholder | Against | Against |
| |
|---|
ABBVIE INC.
MEETING DATE: MAY 08, 2020 | TICKER: ABBV SECURITY ID: 00287Y109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Alpern | Management | For | For |
| 1.2 | Elect Director Edward M. Liddy | Management | For | For |
| 1.3 | Elect Director Melody B. Meyer | Management | For | For |
| 1.4 | Elect Director Frederick H. Waddell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | Shareholder | Against | Against |
| |
|---|
ACTIVISION BLIZZARD, INC.
MEETING DATE: JUN 11, 2020 | TICKER: ATVI SECURITY ID: 00507V109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Reveta Bowers | Management | For | For |
| 1b | Elect Director Robert Corti | Management | For | For |
| 1c | Elect Director Hendrik Hartong, III | Management | For | For |
| 1d | Elect Director Brian Kelly | Management | For | For |
| 1e | Elect Director Robert Kotick | Management | For | For |
| 1f | Elect Director Barry Meyer | Management | For | For |
| 1g | Elect Director Robert Morgado | Management | For | For |
| 1h | Elect Director Peter Nolan | Management | For | For |
| 1i | Elect Director Dawn Ostroff | Management | For | For |
| 1j | Elect Director Casey Wasserman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Report on Political Contributions Disclosure | Shareholder | Against | For |
| |
|---|
AGNC INVESTMENT CORP.
MEETING DATE: APR 23, 2020 | TICKER: AGNC SECURITY ID: 00123Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donna J. Blank | Management | For | For |
| 1.2 | Elect Director Morris A. Davis | Management | For | For |
| 1.3 | Elect Director John D. Fisk | Management | For | For |
| 1.4 | Elect Director Prue B. Larocca | Management | For | For |
| 1.5 | Elect Director Paul E. Mullings | Management | For | For |
| 1.6 | Elect Director Frances R. Spark | Management | For | For |
| 1.7 | Elect Director Gary D. Kain | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
ALTRIA GROUP, INC.
MEETING DATE: MAY 14, 2020 | TICKER: MO SECURITY ID: 02209S103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John T. Casteen, III | Management | For | For |
| 1b | Elect Director Dinyar S. Devitre | Management | For | For |
| 1c | Elect Director Thomas F. Farrell, II | Management | For | For |
| 1d | Elect Director Debra J. Kelly-Ennis | Management | For | For |
| 1e | Elect Director W. Leo Kiely, III | Management | For | For |
| 1f | Elect Director Kathryn B. McQuade | Management | For | For |
| 1g | Elect Director George Munoz | Management | For | For |
| 1h | Elect Director Mark E. Newman | Management | For | For |
| 1i | Elect Director Nabil Y. Sakkab | Management | For | For |
| 1j | Elect Director Virginia E. Shanks | Management | For | For |
| 1k | Elect Director Howard A. Willard, III *Withdrawn Resolution* | Management | None | None |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 6 | Report on Underage Tobacco Prevention Policies | Shareholder | Against | For |
| |
|---|
ALUMINA LIMITED
MEETING DATE: MAY 20, 2020 | TICKER: AWC SECURITY ID: Q0269M109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Peter Day as Director | Management | For | For |
| 4 | Approve Grant of Performance Rights to Mike Ferraro | Management | For | For |
| |
|---|
AMERICAN TOWER CORPORATION
MEETING DATE: MAY 18, 2020 | TICKER: AMT SECURITY ID: 03027X100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas A. Bartlett | Management | For | For |
| 1b | Elect Director Raymond P. Dolan | Management | For | For |
| 1c | Elect Director Robert D. Hormats | Management | For | For |
| 1d | Elect Director Gustavo Lara Cantu | Management | For | For |
| 1e | Elect Director Grace D. Lieblein | Management | For | For |
| 1f | Elect Director Craig Macnab | Management | For | For |
| 1g | Elect Director JoAnn A. Reed | Management | For | For |
| 1h | Elect Director Pamela D.A. Reeve | Management | For | For |
| 1i | Elect Director David E. Sharbutt | Management | For | For |
| 1j | Elect Director Bruce L. Tanner | Management | For | For |
| 1k | Elect Director Samme L. Thompson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions and Expenditures | Shareholder | Against | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| |
|---|
AMGEN INC.
MEETING DATE: MAY 19, 2020 | TICKER: AMGN SECURITY ID: 031162100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Wanda M. Austin | Management | For | For |
| 1b | Elect Director Robert A. Bradway | Management | For | For |
| 1c | Elect Director Brian J. Druker | Management | For | For |
| 1d | Elect Director Robert A. Eckert | Management | For | For |
| 1e | Elect Director Greg C. Garland | Management | For | For |
| 1f | Elect Director Fred Hassan | Management | For | For |
| 1g | Elect Director Charles M. Holley, Jr. | Management | For | For |
| 1h | Elect Director Tyler Jacks | Management | For | For |
| 1i | Elect Director Ellen J. Kullman | Management | For | For |
| 1j | Elect Director Ronald D. Sugar | Management | For | For |
| 1k | Elect Director R. Sanders Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
APPLE INC.
MEETING DATE: FEB 26, 2020 | TICKER: AAPL SECURITY ID: 037833100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James Bell | Management | For | For |
| 1b | Elect Director Tim Cook | Management | For | For |
| 1c | Elect Director Al Gore | Management | For | For |
| 1d | Elect Director Andrea Jung | Management | For | For |
| 1e | Elect Director Art Levinson | Management | For | For |
| 1f | Elect Director Ron Sugar | Management | For | For |
| 1g | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Proxy Access Amendments | Shareholder | Against | Against |
| 5 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 6 | Report on Freedom of Expression and Access to Information Policies | Shareholder | Against | For |
| |
|---|
APPLIED MATERIALS, INC.
MEETING DATE: MAR 12, 2020 | TICKER: AMAT SECURITY ID: 038222105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Judy Bruner | Management | For | For |
| 1b | Elect Director Xun (Eric) Chen | Management | For | For |
| 1c | Elect Director Aart J. de Geus | Management | For | For |
| 1d | Elect Director Gary E. Dickerson | Management | For | For |
| 1e | Elect Director Stephen R. Forrest | Management | For | For |
| 1f | Elect Director Thomas J. Iannotti | Management | For | For |
| 1g | Elect Director Alexander A. Karsner | Management | For | For |
| 1h | Elect Director Adrianna C. Ma | Management | For | For |
| 1i | Elect Director Yvonne McGill | Management | For | For |
| 1j | Elect Director Scott A. McGregor | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Management | For | For |
| |
|---|
AT&T INC.
MEETING DATE: APR 24, 2020 | TICKER: T SECURITY ID: 00206R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Randall L. Stephenson | Management | For | For |
| 1.2 | Elect Director Samuel A. Di Piazza, Jr. | Management | For | For |
| 1.3 | Elect Director Richard W. Fisher | Management | For | For |
| 1.4 | Elect Director Scott T. Ford | Management | For | For |
| 1.5 | Elect Director Glenn H. Hutchins | Management | For | For |
| 1.6 | Elect Director William E. Kennard | Management | For | For |
| 1.7 | Elect Director Debra L. Lee | Management | For | For |
| 1.8 | Elect Director Stephen J. Luczo | Management | For | For |
| 1.9 | Elect Director Michael B. McCallister | Management | For | For |
| 1.10 | Elect Director Beth E. Mooney | Management | For | For |
| 1.11 | Elect Director Matthew K. Rose | Management | For | For |
| 1.12 | Elect Director Cynthia B. Taylor | Management | For | For |
| 1.13 | Elect Director Geoffrey Y. Yang | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Approve Nomination of Employee Representative Director | Shareholder | Against | Against |
| 6 | Improve Guiding Principles of Executive Compensation | Shareholder | Against | Against |
| |
|---|
BANK OF AMERICA CORPORATION
MEETING DATE: APR 22, 2020 | TICKER: BAC SECURITY ID: 060505104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sharon L. Allen | Management | For | For |
| 1b | Elect Director Susan S. Bies | Management | For | For |
| 1c | Elect Director Jack O. Bovender, Jr. | Management | For | For |
| 1d | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 1e | Elect Director Pierre J.P. de Weck | Management | For | For |
| 1f | Elect Director Arnold W. Donald | Management | For | For |
| 1g | Elect Director Linda P. Hudson | Management | For | For |
| 1h | Elect Director Monica C. Lozano | Management | For | For |
| 1i | Elect Director Thomas J. May | Management | For | For |
| 1j | Elect Director Brian T. Moynihan | Management | For | For |
| 1k | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1l | Elect Director Denise L. Ramos | Management | For | For |
| 1m | Elect Director Clayton S. Rose | Management | For | For |
| 1n | Elect Director Michael D. White | Management | For | For |
| 1o | Elect Director Thomas D. Woods | Management | For | For |
| 1p | Elect Director R. David Yost | Management | For | For |
| 1q | Elect Director Maria T. Zuber | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 6 | Report on Gender Pay Gap | Shareholder | Against | Against |
| 7 | Review of Statement of the Purpose of a Corporation and Report on Recommended Changes to Governance Documents, Policies, and Practices | Shareholder | Against | Against |
| |
|---|
BRITISH AMERICAN TOBACCO PLC
MEETING DATE: APR 30, 2020 | TICKER: BATS SECURITY ID: G1510J102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 4 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 5 | Re-elect Jack Bowles as Director | Management | For | For |
| 6 | Re-elect Richard Burrows as Director | Management | For | For |
| 7 | Re-elect Sue Farr as Director | Management | For | For |
| 8 | Re-elect Dr Marion Helmes as Director | Management | For | For |
| 9 | Re-elect Luc Jobin as Director | Management | For | For |
| 10 | Re-elect Holly Koeppel as Director | Management | For | For |
| 11 | Re-elect Savio Kwan as Director | Management | For | For |
| 12 | Re-elect Dimitri Panayotopoulos as Director | Management | For | For |
| 13 | Elect Jeremy Fowden as Director | Management | For | For |
| 14 | Elect Tadeu Marroco as Director | Management | For | For |
| 15 | Authorise Issue of Equity | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Approve Restricted Share Plan | Management | For | For |
| 19 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
BROADCOM INC.
MEETING DATE: MAR 30, 2020 | TICKER: AVGO SECURITY ID: 11135F101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Hock E. Tan | Management | For | For |
| 1b | Elect Director Henry Samueli | Management | For | For |
| 1c | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1d | Elect Director Diane M. Bryant | Management | For | For |
| 1e | Elect Director Gayla J. Delly | Management | For | For |
| 1f | Elect Director Raul J. Fernandez | Management | For | For |
| 1g | Elect Director Check Kian Low | Management | For | For |
| 1h | Elect Director Justine F. Page | Management | For | For |
| 1i | Elect Director Harry L. You | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CABLE ONE, INC.
MEETING DATE: MAY 15, 2020 | TICKER: CABO SECURITY ID: 12685J105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mary E. Meduski | Management | For | For |
| 1b | Elect Director Alan G. Spoon | Management | For | For |
| 1c | Elect Director Wallace R. Weitz | Management | For | Against |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| |
|---|
CARDINAL HEALTH, INC.
MEETING DATE: NOV 06, 2019 | TICKER: CAH SECURITY ID: 14149Y108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Colleen F. Arnold | Management | For | For |
| 1.2 | Elect Director Carrie S. Cox | Management | For | For |
| 1.3 | Elect Director Calvin Darden | Management | For | For |
| 1.4 | Elect Director Bruce L. Downey | Management | For | For |
| 1.5 | Elect Director Patricia A. Hemingway Hall | Management | For | For |
| 1.6 | Elect Director Akhil Johri | Management | For | For |
| 1.7 | Elect Director Michael C. Kaufmann | Management | For | For |
| 1.8 | Elect Director Gregory B. Kenny | Management | For | For |
| 1.9 | Elect Director Nancy Killefer | Management | For | For |
| 1.10 | Elect Director J. Michael Losh | Management | For | For |
| 1.11 | Elect Director Dean A. Scarborough | Management | For | For |
| 1.12 | Elect Director John H. Weiland | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CATERPILLAR INC.
MEETING DATE: JUN 10, 2020 | TICKER: CAT SECURITY ID: 149123101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kelly A. Ayotte | Management | For | For |
| 1.2 | Elect Director David L. Calhoun | Management | For | For |
| 1.3 | Elect Director Daniel M. Dickinson | Management | For | For |
| 1.4 | Elect Director Juan Gallardo | Management | For | For |
| 1.5 | Elect Director William A. Osborn | Management | For | For |
| 1.6 | Elect Director Debra L. Reed-Klages | Management | For | For |
| 1.7 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1.8 | Elect Director Susan C. Schwab | Management | For | For |
| 1.9 | Elect Director D. James Umpleby, III | Management | For | For |
| 1.10 | Elect Director Miles D. White | Management | For | For |
| 1.11 | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 5 | Require Independent Board Chair | Shareholder | Against | Against |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
CENTURYLINK, INC.
MEETING DATE: MAY 20, 2020 | TICKER: CTL SECURITY ID: 156700106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Martha H. Bejar | Management | For | For |
| 1b | Elect Director Virginia Boulet | Management | For | For |
| 1c | Elect Director Peter C. Brown | Management | For | For |
| 1d | Elect Director Kevin P. Chilton | Management | For | For |
| 1e | Elect Director Steven "Terry" Clontz | Management | For | For |
| 1f | Elect Director T. Michael Glenn | Management | For | For |
| 1g | Elect Director W. Bruce Hanks | Management | For | For |
| 1h | Elect Director Hal S. Jones | Management | For | For |
| 1i | Elect Director Michael J. Roberts | Management | For | For |
| 1j | Elect Director Laurie A. Siegel | Management | For | For |
| 1k | Elect Director Jeffrey K. Storey | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CHEVRON CORPORATION
MEETING DATE: MAY 27, 2020 | TICKER: CVX SECURITY ID: 166764100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Wanda M. Austin | Management | For | For |
| 1b | Elect Director John B. Frank | Management | For | For |
| 1c | Elect Director Alice P. Gast | Management | For | For |
| 1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1e | Elect Director Charles W. Moorman, IV | Management | For | For |
| 1f | Elect Director Dambisa F. Moyo | Management | For | For |
| 1g | Elect Director Debra Reed-Klages | Management | For | For |
| 1h | Elect Director Ronald D. Sugar | Management | For | For |
| 1i | Elect Director D. James Umpleby, III | Management | For | For |
| 1j | Elect Director Michael K. Wirth | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 5 | Establish Board Committee on Climate Risk | Shareholder | Against | Against |
| 6 | Report on Climate Lobbying Aligned with Paris Agreement Goals | Shareholder | Against | For |
| 7 | Report on Petrochemical Risk | Shareholder | Against | For |
| 8 | Report on Human Rights Practices | Shareholder | Against | Against |
| 9 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| 10 | Require Independent Board Chair | Shareholder | Against | Against |
| |
|---|
CINEMARK HOLDINGS, INC.
MEETING DATE: MAY 21, 2020 | TICKER: CNK SECURITY ID: 17243V102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nancy Loewe | Management | For | For |
| 1.2 | Elect Director Steven P. Rosenberg | Management | For | For |
| 1.3 | Elect Director Enrique F. Senior | Management | For | For |
| 1.4 | Elect Director Nina G. Vaca | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CISCO SYSTEMS, INC.
MEETING DATE: DEC 10, 2019 | TICKER: CSCO SECURITY ID: 17275R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director M. Michele Burns | Management | For | For |
| 1b | Elect Director Wesley G. Bush | Management | For | For |
| 1c | Elect Director Michael D. Capellas | Management | For | For |
| 1d | Elect Director Mark Garrett | Management | For | For |
| 1e | Elect Director Kristina M. Johnson | Management | For | For |
| 1f | Elect Director Roderick C. McGeary | Management | For | For |
| 1g | Elect Director Charles H. Robbins | Management | For | For |
| 1h | Elect Director Arun Sarin | Management | For | For |
| 1i | Elect Director Brenton L. Saunders | Management | For | For |
| 1j | Elect Director Carol B. Tome | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
COMCAST CORPORATION
MEETING DATE: JUN 03, 2020 | TICKER: CMCSA SECURITY ID: 20030N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Director Madeline S. Bell | Management | For | For |
| 1.3 | Elect Director Naomi M. Bergman | Management | For | For |
| 1.4 | Elect Director Edward D. Breen | Management | For | Withhold |
| 1.5 | Elect Director Gerald L. Hassell | Management | For | Withhold |
| 1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.7 | Elect Director Maritza G. Montiel | Management | For | For |
| 1.8 | Elect Director Asuka Nakahara | Management | For | For |
| 1.9 | Elect Director David C. Novak | Management | For | Withhold |
| 1.10 | Elect Director Brian L. Roberts | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | Against |
| 4 | Amend Restricted Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 7 | Require Independent Board Chair | Shareholder | Against | Against |
| 8 | Report on Risks Posed by Failing to Prevent Sexual Harassment | Shareholder | Against | Against |
| |
|---|
CORNING INCORPORATED
MEETING DATE: APR 30, 2020 | TICKER: GLW SECURITY ID: 219350105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Donald W. Blair | Management | For | For |
| 1b | Elect Director Leslie A. Brun | Management | For | For |
| 1c | Elect Director Stephanie A. Burns | Management | For | For |
| 1d | Elect Director Richard T. Clark | Management | For | For |
| 1e | Elect Director Robert F. Cummings, Jr. | Management | For | For |
| 1f | Elect Director Deborah A. Henretta | Management | For | For |
| 1g | Elect Director Daniel P. Huttenlocher | Management | For | For |
| 1h | Elect Director Kurt M. Landgraf | Management | For | For |
| 1i | Elect Director Kevin J. Martin | Management | For | For |
| 1j | Elect Director Deborah D. Rieman | Management | For | For |
| 1k | Elect Director Hansel E. Tookes, II | Management | For | For |
| 1l | Elect Director Wendell P. Weeks | Management | For | For |
| 1m | Elect Director Mark S. Wrighton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
CROWN CASTLE INTERNATIONAL CORP.
MEETING DATE: MAY 14, 2020 | TICKER: CCI SECURITY ID: 22822V101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director P. Robert Bartolo | Management | For | For |
| 1b | Elect Director Jay A. Brown | Management | For | For |
| 1c | Elect Director Cindy Christy | Management | For | For |
| 1d | Elect Director Ari Q. Fitzgerald | Management | For | For |
| 1e | Elect Director Robert E. Garrison, II | Management | For | For |
| 1f | Elect Director Andrea J. Goldsmith | Management | For | For |
| 1g | Elect Director Lee W. Hogan | Management | For | For |
| 1h | Elect Director Edward C. Hutcheson, Jr. | Management | For | For |
| 1i | Elect Director J. Landis Martin | Management | For | For |
| 1j | Elect Director Robert F. McKenzie | Management | For | For |
| 1k | Elect Director Anthony J. Melone | Management | For | For |
| 1l | Elect Director W. Benjamin Moreland | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CUMMINS INC.
MEETING DATE: MAY 12, 2020 | TICKER: CMI SECURITY ID: 231021106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director N. Thomas Linebarger | Management | For | For |
| 2 | Elect Director Robert J. Bernhard | Management | For | For |
| 3 | Elect Director Franklin R. Chang Diaz | Management | For | For |
| 4 | Elect Director Bruno V. Di Leo Allen | Management | For | For |
| 5 | Elect Director Stephen B. Dobbs | Management | For | For |
| 6 | Elect Director Robert K. Herdman | Management | For | For |
| 7 | Elect Director Alexis M. Herman | Management | For | For |
| 8 | Elect Director Thomas J. Lynch | Management | For | For |
| 9 | Elect Director William I. Miller | Management | For | For |
| 10 | Elect Director Georgia R. Nelson | Management | For | For |
| 11 | Elect Director Karen H. Quintos | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 14 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| |
|---|
DELTA AIR LINES, INC.
MEETING DATE: JUN 18, 2020 | TICKER: DAL SECURITY ID: 247361702
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Edward H. Bastian | Management | For | For |
| 1b | Elect Director Francis S. Blake | Management | For | For |
| 1c | Elect Director Ashton B. Carter | Management | For | For |
| 1d | Elect Director David G. DeWalt | Management | For | For |
| 1e | Elect Director William H. Easter, III | Management | For | For |
| 1f | Elect Director Christopher A. Hazleton | Management | For | For |
| 1g | Elect Director Michael P. Huerta | Management | For | For |
| 1h | Elect Director Jeanne P. Jackson | Management | For | For |
| 1i | Elect Director George N. Mattson | Management | For | For |
| 1j | Elect Director Sergio A. L. Rial | Management | For | For |
| 1k | Elect Director David S. Taylor | Management | For | For |
| 1l | Elect Director Kathy N. Waller | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 5 | Report on Climate Lobbying | Shareholder | Against | For |
| 6 | Report on Political Contributions | Shareholder | Against | For |
| 7 | Report on Sexual Harassment Policy | Shareholder | Against | Against |
| |
|---|
DUPONT DE NEMOURS, INC.
MEETING DATE: MAY 27, 2020 | TICKER: DD SECURITY ID: 26614N102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Amy G. Brady | Management | For | For |
| 1b | Elect Director Edward D. Breen | Management | For | For |
| 1c | Elect Director Ruby R. Chandy | Management | For | For |
| 1d | Elect Director Franklin K. Clyburn, Jr. | Management | For | For |
| 1e | Elect Director Terrence R. Curtin | Management | For | For |
| 1f | Elect Director Alexander M. Cutler | Management | For | For |
| 1g | Elect Director Eleuthere I. du Pont | Management | For | For |
| 1h | Elect Director Rajiv L. Gupta | Management | For | For |
| 1i | Elect Director Luther C. Kissam | Management | For | For |
| 1j | Elect Director Frederick M. Lowery | Management | For | For |
| 1k | Elect Director Raymond J. Milchovich | Management | For | For |
| 1l | Elect Director Steven M. Sterin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| 6 | Approve Creation of an Employee Board Advisory Position | Shareholder | Against | Against |
| |
|---|
EATON CORPORATION PLC
MEETING DATE: APR 22, 2020 | TICKER: ETN SECURITY ID: G29183103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Craig Arnold | Management | For | For |
| 1b | Elect Director Christopher M. Connor | Management | For | For |
| 1c | Elect Director Michael J. Critelli | Management | For | For |
| 1d | Elect Director Richard H. Fearon | Management | For | For |
| 1e | Elect Director Olivier Leonetti | Management | For | For |
| 1f | Elect Director Deborah L. McCoy | Management | For | For |
| 1g | Elect Director Silvio Napoli | Management | For | For |
| 1h | Elect Director Gregory R. Page | Management | For | For |
| 1i | Elect Director Sandra Pianalto | Management | For | For |
| 1j | Elect Director Lori J. Ryerkerk | Management | For | For |
| 1k | Elect Director Gerald B. Smith | Management | For | For |
| 1l | Elect Director Dorothy C. Thompson | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | For |
| 6 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For |
| 7 | Authorize Share Repurchase of Issued Share Capital | Management | For | For |
| |
|---|
EMERSON ELECTRIC CO.
MEETING DATE: FEB 04, 2020 | TICKER: EMR SECURITY ID: 291011104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Martin S. Craighead | Management | For | For |
| 1.2 | Elect Director David N. Farr | Management | For | For |
| 1.3 | Elect Director Gloria A. Flach | Management | For | For |
| 1.4 | Elect Director Matthew S. Levatich | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| |
|---|
EXXON MOBIL CORPORATION
MEETING DATE: MAY 27, 2020 | TICKER: XOM SECURITY ID: 30231G102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Susan K. Avery | Management | For | For |
| 1.2 | Elect Director Angela F. Braly | Management | For | For |
| 1.3 | Elect Director Ursula M. Burns | Management | For | For |
| 1.4 | Elect Director Kenneth C. Frazier | Management | For | For |
| 1.5 | Elect Director Joseph L. Hooley | Management | For | For |
| 1.6 | Elect Director Steven A. Kandarian | Management | For | For |
| 1.7 | Elect Director Douglas R. Oberhelman | Management | For | For |
| 1.8 | Elect Director Samuel J. Palmisano | Management | For | For |
| 1.9 | Elect Director William C. Weldon | Management | For | For |
| 1.10 | Elect Director Darren W. Woods | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chair | Shareholder | Against | Against |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| 6 | Report on Costs & Benefits of Climate-Related Expenditures | Shareholder | Against | Against |
| 7 | Report on Risks of Petrochemical Operations in Flood Prone Areas | Shareholder | Against | Against |
| 8 | Report on Political Contributions | Shareholder | Against | For |
| 9 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| |
|---|
FORD MOTOR COMPANY
MEETING DATE: MAY 14, 2020 | TICKER: F SECURITY ID: 345370860
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kimberly A. Casiano | Management | For | For |
| 1b | Elect Director Anthony F. Earley, Jr. | Management | For | Against |
| 1c | Elect Director Edsel B. Ford, II | Management | For | For |
| 1d | Elect Director William Clay Ford, Jr. | Management | For | For |
| 1e | Elect Director James P. Hackett | Management | For | For |
| 1f | Elect Director William W. Helman, IV | Management | For | For |
| 1g | Elect Director William E. Kennard | Management | For | For |
| 1h | Elect Director John C. Lechleiter | Management | For | Against |
| 1i | Elect Director Beth E. Mooney | Management | For | For |
| 1j | Elect Director John L. Thornton | Management | For | Against |
| 1k | Elect Director John B. Veihmeyer | Management | For | For |
| 1l | Elect Director Lynn M. Vojvodich | Management | For | For |
| 1m | Elect Director John S. Weinberg | Management | For | Against |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| |
|---|
GAMING AND LEISURE PROPERTIES, INC.
MEETING DATE: JUN 11, 2020 | TICKER: GLPI SECURITY ID: 36467J108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter M. Carlino | Management | For | For |
| 1.2 | Elect Director Carol ("Lili") Lynton | Management | For | For |
| 1.3 | Elect Director Joseph W. Marshall, III | Management | For | For |
| 1.4 | Elect Director James B. Perry | Management | For | For |
| 1.5 | Elect Director Barry F. Schwartz | Management | For | For |
| 1.6 | Elect Director Earl C. Shanks | Management | For | For |
| 1.7 | Elect Director E. Scott Urdang | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GENERAL DYNAMICS CORPORATION
MEETING DATE: MAY 06, 2020 | TICKER: GD SECURITY ID: 369550108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James S. Crown | Management | For | For |
| 1b | Elect Director Rudy F. deLeon | Management | For | For |
| 1c | Elect Director Cecil D. Haney | Management | For | For |
| 1d | Elect Director Mark M. Malcolm | Management | For | For |
| 1e | Elect Director James N. Mattis | Management | For | For |
| 1f | Elect Director Phebe N. Novakovic | Management | For | For |
| 1g | Elect Director C. Howard Nye | Management | For | For |
| 1h | Elect Director William A. Osborn | Management | For | For |
| 1i | Elect Director Catherine B. Reynolds | Management | For | For |
| 1j | Elect Director Laura J. Schumacher | Management | For | For |
| 1k | Elect Director John G. Stratton | Management | For | For |
| 1l | Elect Director Peter A. Wall | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| |
|---|
GENERAL MOTORS COMPANY
MEETING DATE: JUN 16, 2020 | TICKER: GM SECURITY ID: 37045V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mary T. Barra | Management | For | For |
| 1b | Elect Director Wesley G. Bush | Management | For | For |
| 1c | Elect Director Linda R. Gooden | Management | For | For |
| 1d | Elect Director Joseph Jimenez | Management | For | For |
| 1e | Elect Director Jane L. Mendillo | Management | For | For |
| 1f | Elect Director Judith A. Miscik | Management | For | For |
| 1g | Elect Director Patricia F. Russo | Management | For | For |
| 1h | Elect Director Thomas M. Schoewe | Management | For | For |
| 1i | Elect Director Theodore M. Solso | Management | For | For |
| 1j | Elect Director Carol M. Stephenson | Management | For | For |
| 1k | Elect Director Devin N. Wenig | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 7 | Amend Proxy Access Right | Shareholder | Against | Against |
| 8 | Report on Human Rights Policy Implementation | Shareholder | Against | For |
| 9 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| |
|---|
GILEAD SCIENCES, INC.
MEETING DATE: MAY 06, 2020 | TICKER: GILD SECURITY ID: 375558103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jacqueline K. Barton | Management | For | For |
| 1b | Elect Director Sandra J. Horning | Management | For | For |
| 1c | Elect Director Kelly A. Kramer | Management | For | For |
| 1d | Elect Director Kevin E. Lofton | Management | For | For |
| 1e | Elect Director Harish Manwani | Management | For | For |
| 1f | Elect Director Daniel P. O'Day | Management | For | For |
| 1g | Elect Director Richard J. Whitley | Management | For | For |
| 1h | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chair | Shareholder | Against | Against |
| 5 | Eliminate the Ownership Threshold for Stockholders to Request a Record Date to Take Action by Written Consent | Shareholder | Against | Against |
| |
|---|
GLAXOSMITHKLINE PLC
MEETING DATE: MAY 06, 2020 | TICKER: GSK SECURITY ID: G3910J112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Elect Sir Jonathan Symonds as Director | Management | For | For |
| 5 | Elect Charles Bancroft as Director | Management | For | For |
| 6 | Re-elect Emma Walmsley as Director | Management | For | For |
| 7 | Re-elect Vindi Banga as Director | Management | For | For |
| 8 | Re-elect Dr Hal Barron as Director | Management | For | For |
| 9 | Re-elect Dr Vivienne Cox as Director | Management | For | For |
| 10 | Re-elect Lynn Elsenhans as Director | Management | For | For |
| 11 | Re-elect Dr Laurie Glimcher as Director | Management | For | For |
| 12 | Re-elect Dr Jesse Goodman as Director | Management | For | For |
| 13 | Re-elect Judy Lewent as Director | Management | For | For |
| 14 | Re-elect Iain Mackay as Director | Management | For | For |
| 15 | Re-elect Urs Rohner as Director | Management | For | For |
| 16 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 17 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 19 | Authorise Issue of Equity | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 23 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | For | For |
| 24 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
HEWLETT PACKARD ENTERPRISE COMPANY
MEETING DATE: APR 01, 2020 | TICKER: HPE SECURITY ID: 42824C109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Daniel Ammann | Management | For | For |
| 1b | Elect Director Pamela L. Carter | Management | For | For |
| 1c | Elect Director Jean M. Hobby | Management | For | For |
| 1d | Elect Director George R. Kurtz | Management | For | For |
| 1e | Elect Director Raymond J. Lane | Management | For | For |
| 1f | Elect Director Ann M. Livermore | Management | For | For |
| 1g | Elect Director Antonio F. Neri | Management | For | For |
| 1h | Elect Director Charles H. Noski | Management | For | For |
| 1i | Elect Director Raymond E. Ozzie | Management | For | For |
| 1j | Elect Director Gary M. Reiner | Management | For | For |
| 1k | Elect Director Patricia F. Russo | Management | For | For |
| 1l | Elect Director Lip-Bu Tan | Management | For | For |
| 1m | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| |
|---|
HONEYWELL INTERNATIONAL INC.
MEETING DATE: APR 27, 2020 | TICKER: HON SECURITY ID: 438516106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Darius Adamczyk | Management | For | For |
| 1B | Elect Director Duncan B. Angove | Management | For | For |
| 1C | Elect Director William S. Ayer | Management | For | For |
| 1D | Elect Director Kevin Burke | Management | For | For |
| 1E | Elect Director D. Scott Davis | Management | For | For |
| 1F | Elect Director Linnet F. Deily | Management | For | For |
| 1G | Elect Director Deborah Flint | Management | For | For |
| 1H | Elect Director Judd Gregg | Management | For | For |
| 1I | Elect Director Clive Hollick | Management | For | For |
| 1J | Elect Director Grace D. Lieblein | Management | For | For |
| 1K | Elect Director Raymond T. Odierno | Management | For | For |
| 1L | Elect Director George Paz | Management | For | For |
| 1M | Elect Director Robin L. Washington | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 4 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| |
|---|
HONGKONG LAND HOLDINGS LTD.
MEETING DATE: MAY 06, 2020 | TICKER: H78 SECURITY ID: G4587L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Robert Wong as Director | Management | For | For |
| 4 | Re-elect Simon Dixon as Director | Management | For | For |
| 5 | Re-elect Yiu Kai Pang as Director | Management | For | Against |
| 6 | Ratify Auditors and Authorise Their Remuneration | Management | For | For |
| 7 | Authorise Issue of Equity | Management | For | For |
| |
|---|
HP INC.
MEETING DATE: MAY 12, 2020 | TICKER: HPQ SECURITY ID: 40434L105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Aida M. Alvarez | Management | For | For |
| 1.2 | Elect Director Shumeet Banerji | Management | For | For |
| 1.3 | Elect Director Robert R. Bennett | Management | For | For |
| 1.4 | Elect Director Charles "Chip" V. Bergh | Management | For | For |
| 1.5 | Elect Director Stacy Brown-Philpot | Management | For | For |
| 1.6 | Elect Director Stephanie A. Burns | Management | For | For |
| 1.7 | Elect Director Mary Anne Citrino | Management | For | For |
| 1.8 | Elect Director Richard L. Clemmer | Management | For | For |
| 1.9 | Elect Director Enrique Lores | Management | For | For |
| 1.10 | Elect Director Yoky Matsuoka | Management | For | For |
| 1.11 | Elect Director Stacey Mobley | Management | For | For |
| 1.12 | Elect Director Subra Suresh | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
ILLINOIS TOOL WORKS INC.
MEETING DATE: MAY 08, 2020 | TICKER: ITW SECURITY ID: 452308109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Daniel J. Brutto | Management | For | For |
| 1b | Elect Director Susan Crown | Management | For | For |
| 1c | Elect Director James W. Griffith | Management | For | For |
| 1d | Elect Director Jay L. Henderson | Management | For | For |
| 1e | Elect Director Richard H. Lenny | Management | For | For |
| 1f | Elect Director E. Scott Santi | Management | For | For |
| 1g | Elect Director David B. Smith, Jr. | Management | For | For |
| 1h | Elect Director Pamela B. Strobel | Management | For | For |
| 1i | Elect Director Kevin M. Warren | Management | For | For |
| 1j | Elect Director Anre D. Williams | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
IMPERIAL BRANDS PLC
MEETING DATE: FEB 05, 2020 | TICKER: IMB SECURITY ID: G4720C107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Susan Clark as Director | Management | For | For |
| 5 | Re-elect Alison Cooper as Director | Management | For | For |
| 6 | Re-elect Therese Esperdy as Director | Management | For | For |
| 7 | Re-elect Simon Langelier as Director | Management | For | For |
| 8 | Re-elect Matthew Phillips as Director | Management | For | For |
| 9 | Re-elect Steven Stanbrook as Director | Management | For | For |
| 10 | Elect Jonathan Stanton as Director | Management | For | For |
| 11 | Re-elect Oliver Tant as Director | Management | For | For |
| 12 | Re-elect Karen Witts as Director | Management | For | For |
| 13 | Appoint Ernst & Young LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 16 | Authorise Issue of Equity | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
INTEL CORPORATION
MEETING DATE: MAY 14, 2020 | TICKER: INTC SECURITY ID: 458140100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James J. Goetz | Management | For | For |
| 1b | Elect Director Alyssa Henry | Management | For | For |
| 1c | Elect Director Omar Ishrak | Management | For | For |
| 1d | Elect Director Risa Lavizzo-Mourey | Management | For | For |
| 1e | Elect Director Tsu-Jae King Liu | Management | For | For |
| 1f | Elect Director Gregory D. Smith | Management | For | For |
| 1g | Elect Director Robert 'Bob' H. Swan | Management | For | For |
| 1h | Elect Director Andrew Wilson | Management | For | For |
| 1i | Elect Director Frank D. Yeary | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 6 | Report on Global Median Gender/Racial Pay Gap | Shareholder | Against | Against |
| |
|---|
INTERNATIONAL BUSINESS MACHINES CORPORATION
MEETING DATE: APR 28, 2020 | TICKER: IBM SECURITY ID: 459200101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas Buberl | Management | For | For |
| 1.2 | Elect Director Michael L. Eskew | Management | For | For |
| 1.3 | Elect Director David N. Farr | Management | For | For |
| 1.4 | Elect Director Alex Gorsky | Management | For | For |
| 1.5 | Elect Director Michelle J. Howard | Management | For | For |
| 1.6 | Elect Director Arvind Krishna | Management | For | For |
| 1.7 | Elect Director Andrew N. Liveris | Management | For | For |
| 1.8 | Elect Director Frederick William McNabb, III | Management | For | For |
| 1.9 | Elect Director Martha E. Pollack | Management | For | For |
| 1.10 | Elect Director Virginia M. Rometty | Management | For | For |
| 1.11 | Elect Director Joseph R. Swedish | Management | For | For |
| 1.12 | Elect Director Sidney Taurel | Management | For | For |
| 1.13 | Elect Director Peter R. Voser | Management | For | For |
| 1.14 | Elect Director Frederick H. Waddell | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Governing Documents to allow Removal of Directors | Shareholder | Against | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
INTERNATIONAL PAPER COMPANY
MEETING DATE: MAY 11, 2020 | TICKER: IP SECURITY ID: 460146103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William J. Burns | Management | For | For |
| 1b | Elect Director Christopher M. Connor | Management | For | For |
| 1c | Elect Director Ahmet C. Dorduncu | Management | For | For |
| 1d | Elect Director Ilene S. Gordon | Management | For | For |
| 1e | Elect Director Anders Gustafsson | Management | For | For |
| 1f | Elect Director Jacqueline C. Hinman | Management | For | For |
| 1g | Elect Director Clinton A. Lewis, Jr. | Management | For | For |
| 1h | Elect Director Kathryn D. Sullivan | Management | For | For |
| 1i | Elect Director Mark S. Sutton | Management | For | For |
| 1j | Elect Director J. Steven Whisler | Management | For | For |
| 1k | Elect Director Ray G. Young | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| |
|---|
INVESCO LTD.
MEETING DATE: MAY 14, 2020 | TICKER: IVZ SECURITY ID: G491BT108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sarah E. Beshar | Management | For | For |
| 1.2 | Elect Director Martin L. Flanagan | Management | For | For |
| 1.3 | Elect Director William F. Glavin, Jr. | Management | For | For |
| 1.4 | Elect Director C. Robert Henrikson | Management | For | For |
| 1.5 | Elect Director Denis Kessler | Management | For | For |
| 1.6 | Elect Director Nigel Sheinwald | Management | For | For |
| 1.7 | Elect Director G. Richard Wagoner, Jr. | Management | For | For |
| 1.8 | Elect Director Phoebe A. Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
IRON MOUNTAIN INCORPORATED
MEETING DATE: MAY 13, 2020 | TICKER: IRM SECURITY ID: 46284V101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jennifer Allerton | Management | For | For |
| 1b | Elect Director Pamela M. Arway | Management | For | For |
| 1c | Elect Director Clarke H. Bailey | Management | For | For |
| 1d | Elect Director Kent P. Dauten | Management | For | For |
| 1e | Elect Director Paul F. Deninger | Management | For | For |
| 1f | Elect Director Monte Ford | Management | For | For |
| 1g | Elect Director Per-Kristian Halvorsen | Management | For | For |
| 1h | Elect Director Robin L. Matlock | Management | For | For |
| 1i | Elect Director William L. Meaney | Management | For | For |
| 1j | Elect Director Wendy J. Murdock | Management | For | For |
| 1k | Elect Director Walter C. Rakowich | Management | For | For |
| 1l | Elect Director Doyle R. Simons | Management | For | For |
| 1m | Elect Director Alfred J. Verrecchia | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
JARDINE MATHESON HOLDINGS LTD.
MEETING DATE: MAY 07, 2020 | TICKER: J36 SECURITY ID: G50736100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect David Hsu as Director | Management | For | For |
| 4 | Re-elect Adam Keswick as Director | Management | For | Abstain |
| 5 | Re-elect Anthony Nightingale as Director | Management | For | Against |
| 6 | Re-elect John Witt as Director | Management | For | For |
| 7 | Ratify Auditors and Authorise Their Remuneration | Management | For | For |
| 8 | Authorise Issue of Equity | Management | For | For |
| |
|---|
JARDINE STRATEGIC HOLDINGS LTD.
MEETING DATE: MAY 07, 2020 | TICKER: J37 SECURITY ID: G50764102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect David Hsu as Director | Management | For | For |
| 4 | Re-elect Adam Keswick as Director | Management | For | Abstain |
| 5 | Elect Lincoln Leong as Director | Management | For | For |
| 6 | Ratify Auditors and Authorise Their Remuneration | Management | For | For |
| 7 | Authorise Issue of Equity | Management | For | For |
| |
|---|
JOHNSON & JOHNSON
MEETING DATE: APR 23, 2020 | TICKER: JNJ SECURITY ID: 478160104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mary C. Beckerle | Management | For | For |
| 1b | Elect Director D. Scott Davis | Management | For | For |
| 1c | Elect Director Ian E. L. Davis | Management | For | For |
| 1d | Elect Director Jennifer A. Doudna | Management | For | For |
| 1e | Elect Director Alex Gorsky | Management | For | For |
| 1f | Elect Director Marillyn A. Hewson | Management | For | For |
| 1g | Elect Director Hubert Joly | Management | For | For |
| 1h | Elect Director Mark B. McClellan | Management | For | For |
| 1i | Elect Director Anne M. Mulcahy | Management | For | For |
| 1j | Elect Director Charles Prince | Management | For | For |
| 1k | Elect Director A. Eugene Washington | Management | For | For |
| 1l | Elect Director Mark A. Weinberger | Management | For | For |
| 1m | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Certificate of Incorporation to Permit Removal of Directors With or Without Cause | Management | For | For |
| 5 | Require Independent Board Chair | Shareholder | Against | Against |
| 6 | Report on Governance Measures Implemented Related to Opioids | Shareholder | Against | For |
| |
|---|
JOHNSON CONTROLS INTERNATIONAL PLC
MEETING DATE: MAR 04, 2020 | TICKER: JCI SECURITY ID: G51502105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jean Blackwell | Management | For | For |
| 1b | Elect Director Pierre Cohade | Management | For | For |
| 1c | Elect Director Michael E. Daniels | Management | For | For |
| 1d | Elect Director Juan Pablo del Valle Perochena | Management | For | For |
| 1e | Elect Director W. Roy Dunbar | Management | For | For |
| 1f | Elect Director Gretchen R. Haggerty | Management | For | For |
| 1g | Elect Director Simone Menne | Management | For | For |
| 1h | Elect Director George R. Oliver | Management | For | For |
| 1i | Elect Director Jurgen Tinggren | Management | For | For |
| 1j | Elect Director Mark Vergnano | Management | For | For |
| 1k | Elect Director R. David Yost | Management | For | For |
| 1l | Elect Director John D. Young | Management | For | For |
| 2a | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 2b | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 3 | Authorize Market Purchases of Company Shares | Management | For | For |
| 4 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Approve the Directors' Authority to Allot Shares | Management | For | For |
| 7 | Approve the Disapplication of Statutory Pre-Emption Rights | Management | For | For |
| |
|---|
JPMORGAN CHASE & CO.
MEETING DATE: MAY 19, 2020 | TICKER: JPM SECURITY ID: 46625H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Linda B. Bammann | Management | For | For |
| 1b | Elect Director Stephen B. Burke | Management | For | For |
| 1c | Elect Director Todd A. Combs | Management | For | For |
| 1d | Elect Director James S. Crown | Management | For | For |
| 1e | Elect Director James Dimon | Management | For | For |
| 1f | Elect Director Timothy P. Flynn | Management | For | For |
| 1g | Elect Director Mellody Hobson | Management | For | For |
| 1h | Elect Director Michael A. Neal | Management | For | For |
| 1i | Elect Director Lee R. Raymond | Management | For | For |
| 1j | Elect Director Virginia M. Rometty | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 4 | Require Independent Board Chair | Shareholder | Against | Against |
| 5 | Report on Reputational Risk Related to Canadian Oil Sands, Oil Sands Pipeline Companies and Arctic Oil and Gas Exploration and Production. | Shareholder | Against | Against |
| 6 | Report on Climate Change | Shareholder | Against | For |
| 7 | Amend Shareholder Written Consent Provisions | Shareholder | Against | Against |
| 8 | Report on Charitable Contributions | Shareholder | Against | Against |
| 9 | Report on Gender/Racial Pay Gap | Shareholder | Against | Against |
| |
|---|
KIMCO REALTY CORPORATION
MEETING DATE: APR 28, 2020 | TICKER: KIM SECURITY ID: 49446R109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Milton Cooper | Management | For | For |
| 1b | Elect Director Philip E. Coviello | Management | For | For |
| 1c | Elect Director Conor C. Flynn | Management | For | For |
| 1d | Elect Director Frank Lourenso | Management | For | For |
| 1e | Elect Director Colombe M. Nicholas | Management | For | For |
| 1f | Elect Director Mary Hogan Preusse | Management | For | For |
| 1g | Elect Director Valerie Richardson | Management | For | For |
| 1h | Elect Director Richard B. Saltzman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Pricewaterhouse Coopers LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
KOHL'S CORPORATION
MEETING DATE: MAY 13, 2020 | TICKER: KSS SECURITY ID: 500255104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael J. Bender | Management | For | For |
| 1b | Elect Director Peter Boneparth | Management | For | For |
| 1c | Elect Director Steven A. Burd | Management | For | For |
| 1d | Elect Director Yael Cosset | Management | For | For |
| 1e | Elect Director H. Charles Floyd | Management | For | For |
| 1f | Elect Director Michelle Gass | Management | For | For |
| 1g | Elect Director Jonas Prising | Management | For | For |
| 1h | Elect Director John E. Schlifske | Management | For | For |
| 1i | Elect Director Adrianne Shapira | Management | For | For |
| 1j | Elect Director Frank V. Sica | Management | For | For |
| 1k | Elect Director Stephanie A. Streeter | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Adopt Vendor Policy Regarding Oversight on Animal Welfare Throughout the Supply Chain | Shareholder | Against | Against |
| |
|---|
L BRANDS, INC.
MEETING DATE: MAY 14, 2020 | TICKER: LB SECURITY ID: 501797104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3.1 | Elect Director Donna A. James | Management | For | For |
| 3.2 | Elect Director Michael G. Morris | Management | For | For |
| 3.3 | Elect Director Robert H. Schottenstein | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LOCKHEED MARTIN CORPORATION
MEETING DATE: APR 23, 2020 | TICKER: LMT SECURITY ID: 539830109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel F. Akerson | Management | For | For |
| 1.2 | Elect Director David B. Burritt | Management | For | For |
| 1.3 | Elect Director Bruce A. Carlson | Management | For | For |
| 1.4 | Elect Director Joseph F. Dunford, Jr. | Management | For | For |
| 1.5 | Elect Director James O. Ellis, Jr. | Management | For | For |
| 1.6 | Elect Director Thomas J. Falk | Management | For | For |
| 1.7 | Elect Director Ilene S. Gordon | Management | For | For |
| 1.8 | Elect Director Marillyn A. Hewson | Management | For | For |
| 1.9 | Elect Director Vicki A. Hollub | Management | For | For |
| 1.10 | Elect Director Jeh C. Johnson | Management | For | For |
| 1.11 | Elect Director Debra L. Reed-Klages | Management | For | For |
| 1.12 | Elect Director James D. Taiclet, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
LOWE'S COMPANIES, INC.
MEETING DATE: MAY 29, 2020 | TICKER: LOW SECURITY ID: 548661107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raul Alvarez | Management | For | For |
| 1.2 | Elect Director David H. Batchelder | Management | For | For |
| 1.3 | Elect Director Angela F. Braly | Management | For | For |
| 1.4 | Elect Director Sandra B. Cochran | Management | For | For |
| 1.5 | Elect Director Laurie Z. Douglas | Management | For | For |
| 1.6 | Elect Director Richard W. Dreiling | Management | For | For |
| 1.7 | Elect Director Marvin R. Ellison | Management | For | For |
| 1.8 | Elect Director Brian C. Rogers | Management | For | For |
| 1.9 | Elect Director Bertram L. Scott | Management | For | For |
| 1.10 | Elect Director Lisa W. Wardell | Management | For | For |
| 1.11 | Elect Director Eric C. Wiseman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| |
|---|
LYONDELLBASELL INDUSTRIES N.V.
MEETING DATE: MAY 29, 2020 | TICKER: LYB SECURITY ID: N53745100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jacques Aigrain | Management | For | For |
| 1b | Elect Director Lincoln Benet | Management | For | For |
| 1c | Elect Director Jagjeet (Jeet) Bindra | Management | For | For |
| 1d | Elect Director Robin Buchanan | Management | For | For |
| 1e | Elect Director Stephen Cooper | Management | For | For |
| 1f | Elect Director Nance Dicciani | Management | For | For |
| 1g | Elect Director Claire Farley | Management | For | For |
| 1h | Elect Director Isabella (Bella) Goren | Management | For | For |
| 1i | Elect Director Michael Hanley | Management | For | For |
| 1j | Elect Director Albert Manifold | Management | For | For |
| 1k | Elect Director Bhavesh (Bob) Patel | Management | For | For |
| 2 | Approve Discharge of the Members of the Board of Directors | Management | For | For |
| 3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Dividends of USD 4.20 Per Share | Management | For | For |
| 8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 9 | Approve Cancellation of Shares | Management | For | For |
| |
|---|
MACQUARIE INFRASTRUCTURE CORPORATION
MEETING DATE: MAY 14, 2020 | TICKER: MIC SECURITY ID: 55608B105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Amanda M. Brock | Management | For | For |
| 1b | Elect Director Norman H. Brown, Jr. | Management | For | For |
| 1c | Elect Director Christopher Frost | Management | For | For |
| 1d | Elect Director Maria Jelescu-Dreyfus | Management | For | For |
| 1e | Elect Director Ronald Kirk | Management | For | For |
| 1f | Elect Director H.E. (Jack) Lentz | Management | For | For |
| 1g | Elect Director Ouma Sananikone | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MACY'S, INC.
MEETING DATE: MAY 15, 2020 | TICKER: M SECURITY ID: 55616P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David P. Abney | Management | For | For |
| 1b | Elect Director Francis S. Blake | Management | For | For |
| 1c | Elect Director Torrence N. Boone | Management | For | For |
| 1d | Elect Director John A. Bryant | Management | For | For |
| 1e | Elect Director Deirdre P. Connelly | Management | For | For |
| 1f | Elect Director Jeff Gennette | Management | For | For |
| 1g | Elect Director Leslie D. Hale | Management | For | For |
| 1h | Elect Director William H. Lenehan | Management | For | For |
| 1i | Elect Director Sara Levinson | Management | For | For |
| 1j | Elect Director Joyce M. Roche | Management | For | For |
| 1k | Elect Director Paul C. Varga | Management | For | For |
| 1l | Elect Director Marna C. Whittington | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MCDONALD'S CORPORATION
MEETING DATE: MAY 21, 2020 | TICKER: MCD SECURITY ID: 580135101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lloyd Dean | Management | For | For |
| 1b | Elect Director Robert Eckert | Management | For | For |
| 1c | Elect Director Catherine Engelbert | Management | For | For |
| 1d | Elect Director Margaret Georgiadis | Management | For | For |
| 1e | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1f | Elect Director Christopher Kempczinski | Management | For | For |
| 1g | Elect Director Richard Lenny | Management | For | For |
| 1h | Elect Director John Mulligan | Management | For | For |
| 1i | Elect Director Sheila Penrose | Management | For | For |
| 1j | Elect Director John Rogers, Jr. | Management | For | For |
| 1k | Elect Director Paul Walsh | Management | For | For |
| 1l | Elect Director Miles White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| 6 | Report on Sugar and Public Health | Shareholder | Against | Against |
| |
|---|
MERCK & CO., INC.
MEETING DATE: MAY 26, 2020 | TICKER: MRK SECURITY ID: 58933Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Leslie A. Brun | Management | For | For |
| 1b | Elect Director Thomas R. Cech | Management | For | For |
| 1c | Elect Director Mary Ellen Coe | Management | For | For |
| 1d | Elect Director Pamela J. Craig | Management | For | For |
| 1e | Elect Director Kenneth C. Frazier | Management | For | For |
| 1f | Elect Director Thomas H. Glocer | Management | For | For |
| 1g | Elect Director Risa J. Lavizzo-Mourey | Management | For | For |
| 1h | Elect Director Paul B. Rothman | Management | For | For |
| 1i | Elect Director Patricia F. Russo | Management | For | For |
| 1j | Elect Director Christine E. Seidman | Management | For | For |
| 1k | Elect Director Inge G. Thulin | Management | For | For |
| 1l | Elect Director Kathy J. Warden | Management | For | For |
| 1m | Elect Director Peter C. Wendell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 5 | Report on Corporate Tax Savings Allocation | Shareholder | Against | Against |
| |
|---|
MFA FINANCIAL, INC.
MEETING DATE: JUN 10, 2020 | TICKER: MFA SECURITY ID: 55272X102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Laurie S. Goodman | Management | For | For |
| 1b | Elect Director Craig L. Knutson | Management | For | For |
| 1c | Elect Director Richard C. Wald | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MICRO FOCUS INTERNATIONAL PLC
MEETING DATE: MAR 25, 2020 | TICKER: MCRO SECURITY ID: G6117L194
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Remuneration Policy | Management | For | For |
| 5 | Elect Greg Lock as Director | Management | For | For |
| 6 | Re-elect Stephen Murdoch as Director | Management | For | For |
| 7 | Re-elect Brian McArthur-Muscroft as Director | Management | For | For |
| 8 | Re-elect Karen Slatford as Director | Management | For | For |
| 9 | Re-elect Richard Atkins as Director | Management | For | For |
| 10 | Re-elect Amanda Brown as Director | Management | For | For |
| 11 | Re-elect Lawton Fitt as Director | Management | For | For |
| 12 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise Issue of Equity | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
MICROSOFT CORPORATION
MEETING DATE: DEC 04, 2019 | TICKER: MSFT SECURITY ID: 594918104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William H. Gates, III | Management | For | For |
| 1.2 | Elect Director Reid G. Hoffman | Management | For | For |
| 1.3 | Elect Director Hugh F. Johnston | Management | For | For |
| 1.4 | Elect Director Teri L. List-Stoll | Management | For | For |
| 1.5 | Elect Director Satya Nadella | Management | For | For |
| 1.6 | Elect Director Sandra E. Peterson | Management | For | For |
| 1.7 | Elect Director Penny S. Pritzker | Management | For | For |
| 1.8 | Elect Director Charles W. Scharf | Management | For | For |
| 1.9 | Elect Director Arne M. Sorenson | Management | For | For |
| 1.10 | Elect Director John W. Stanton | Management | For | For |
| 1.11 | Elect Director John W. Thompson | Management | For | For |
| 1.12 | Elect Director Emma N. Walmsley | Management | For | For |
| 1.13 | Elect Director Padmasree Warrior | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Employee Representation on the Board of Directors | Shareholder | Against | Against |
| 5 | Report on Gender Pay Gap | Shareholder | Against | Against |
| |
|---|
NEW YORK COMMUNITY BANCORP, INC.
MEETING DATE: JUN 03, 2020 | TICKER: NYCB SECURITY ID: 649445103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Dominick Ciampa | Management | For | For |
| 1b | Elect Director Leslie D. Dunn | Management | For | For |
| 1c | Elect Director Lawrence Rosano, Jr. | Management | For | For |
| 1d | Elect Director Robert Wann | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Declassify the Board of Directors | Shareholder | Against | For |
| 7 | Establish Term Limits for Directors | Shareholder | Against | Against |
| |
|---|
NEXSTAR MEDIA GROUP, INC.
MEETING DATE: JUN 03, 2020 | TICKER: NXST SECURITY ID: 65336K103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis A. Miller | Management | For | For |
| 1.2 | Elect Director John R. Muse | Management | For | For |
| 1.3 | Elect Director I. Martin Pompadur | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NIKE, INC.
MEETING DATE: SEP 19, 2019 | TICKER: NKE SECURITY ID: 654106103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan B. Graf, Jr. | Management | For | For |
| 1.2 | Elect Director Peter B. Henry | Management | For | For |
| 1.3 | Elect Director Michelle A. Peluso | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
NORFOLK SOUTHERN CORPORATION
MEETING DATE: MAY 14, 2020 | TICKER: NSC SECURITY ID: 655844108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas D. Bell, Jr. | Management | For | For |
| 1b | Elect Director Mitchell E. Daniels, Jr. | Management | For | For |
| 1c | Elect Director Marcela E. Donadio | Management | For | For |
| 1d | Elect Director John C. Huffard, Jr. | Management | For | For |
| 1e | Elect Director Christopher T. Jones | Management | For | For |
| 1f | Elect Director Thomas C. Kelleher | Management | For | For |
| 1g | Elect Director Steven F. Leer | Management | For | For |
| 1h | Elect Director Michael D. Lockhart | Management | For | For |
| 1i | Elect Director Amy E. Miles | Management | For | For |
| 1j | Elect Director Claude Mongeau | Management | For | For |
| 1k | Elect Director Jennifer F. Scanlon | Management | For | For |
| 1l | Elect Director James A. Squires | Management | For | For |
| 1m | Elect Director John R. Thompson | Management | For | For |
| 2a | Amend Articles Re: Voting Standard for Amendment of Articles | Management | For | For |
| 2b | Amend Articles Re: Simple Majority Voting Standard to Approve Merger, Share Exchange, Conversion, Sale,or Dissolution of the Corporation | Management | For | For |
| 2c | Amend Articles Re: Simple Majority Voting Standard to Approve Re-Domestication of the Corporation and Affiliated Transactions | Management | For | For |
| 3 | Ratify KPMG LLP as Auditor | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
NUCOR CORPORATION
MEETING DATE: MAY 14, 2020 | TICKER: NUE SECURITY ID: 670346105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lloyd J. Austin, III | Management | For | For |
| 1.2 | Elect Director Patrick J. Dempsey | Management | For | For |
| 1.3 | Elect Director Christopher J. Kearney | Management | For | For |
| 1.4 | Elect Director Laurette T. Koellner | Management | For | For |
| 1.5 | Elect Director Joseph D. Rupp | Management | For | For |
| 1.6 | Elect Director Leon J. Topalian | Management | For | For |
| 1.7 | Elect Director John H. Walker | Management | For | For |
| 1.8 | Elect Director Nadja Y. West | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
OCCIDENTAL PETROLEUM CORPORATION
MEETING DATE: DEC 31, 2019 | TICKER: OXY SECURITY ID: 674599105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Proxy Card) |
| 1 | Revoke Consent to Request to Fix a Record Date | Shareholder | For | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Card |
| 1 | Consent to Request to Fix a Record Date | Shareholder | For | Did Not Vote |
| |
|---|
OCCIDENTAL PETROLEUM CORPORATION
MEETING DATE: MAY 29, 2020 | TICKER: OXY SECURITY ID: 674599105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephen I. Chazen | Management | For | For |
| 1b | Elect Director Andrew Gould | Management | For | For |
| 1c | Elect Director Nicholas Graziano | Management | For | For |
| 1d | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1e | Elect Director Vicki Hollub | Management | For | For |
| 1f | Elect Director William R. Klesse | Management | For | For |
| 1g | Elect Director Andrew N. Langham | Management | For | For |
| 1h | Elect Director Jack B. Moore | Management | For | For |
| 1i | Elect Director Margarita Palau-Hernandez | Management | For | For |
| 1j | Elect Director Avedick B. Poladian | Management | For | For |
| 1k | Elect Director Robert M. Shearer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Approve Issuance of the Warrant Shares Upon Exercise of the Warrant | Management | For | For |
| 6 | Increase Authorized Common Stock | Management | For | For |
| 7 | Amend Charter to Enhance Shareholders' Ability to Act by Written Consent | Management | For | For |
| 8 | Reduce Ownership Threshold for Shareholders to Call Special Meeting and Approve Certain Additional Amendments | Management | For | For |
| 9 | Approve Shareholder Rights Plan (Poison Pill) | Management | For | Against |
| |
|---|
OLD REPUBLIC INTERNATIONAL CORPORATION
MEETING DATE: MAY 22, 2020 | TICKER: ORI SECURITY ID: 680223104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles J. Kovaleski | Management | For | Withhold |
| 1.2 | Elect Director Craig R. Smiddy | Management | For | For |
| 1.3 | Elect Director Arnold L. Steiner | Management | For | Withhold |
| 1.4 | Elect Director Fredricka Taubitz | Management | For | Withhold |
| 1.5 | Elect Director Aldo C. Zucaro | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
OMNICOM GROUP INC.
MEETING DATE: JUN 09, 2020 | TICKER: OMC SECURITY ID: 681919106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John D. Wren | Management | For | For |
| 1.2 | Elect Director Mary C. Choksi | Management | For | For |
| 1.3 | Elect Director Leonard S. Coleman, Jr. | Management | For | For |
| 1.4 | Elect Director Susan S. Denison | Management | For | For |
| 1.5 | Elect Director Ronnie S. Hawkins | Management | For | For |
| 1.6 | Elect Director Deborah J. Kissire | Management | For | For |
| 1.7 | Elect Director Gracia C. Martore | Management | For | For |
| 1.8 | Elect Director Linda Johnson Rice | Management | For | For |
| 1.9 | Elect Director Valerie M. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| |
|---|
PACCAR INC
MEETING DATE: APR 21, 2020 | TICKER: PCAR SECURITY ID: 693718108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark C. Pigott | Management | For | For |
| 1.2 | Elect Director Dame Alison J. Carnwath | Management | For | For |
| 1.3 | Elect Director Franklin L. Feder | Management | For | For |
| 1.4 | Elect Director R. Preston Feight | Management | For | For |
| 1.5 | Elect Director Beth E. Ford | Management | For | For |
| 1.6 | Elect Director Kirk S. Hachigian | Management | For | For |
| 1.7 | Elect Director Roderick C. McGeary | Management | For | For |
| 1.8 | Elect Director John M. Pigott | Management | For | For |
| 1.9 | Elect Director Mark A. Schulz | Management | For | For |
| 1.10 | Elect Director Gregory M. E. Spierkel | Management | For | For |
| 1.11 | Elect Director Charles R. Williamson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Certificate of Incorporation to Confirm Shareholders Right to Call Special Meetings | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
PANDORA AS
MEETING DATE: DEC 04, 2019 | TICKER: PNDORA SECURITY ID: K7681L102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Peter A. Ruzicka as New Director | Management | For | Did Not Vote |
| 2 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | Did Not Vote |
| |
|---|
PANDORA AS
MEETING DATE: MAR 11, 2020 | TICKER: PNDORA SECURITY ID: K7681L102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 3 | Approve Remuneration of Directors for 2020 in the Amount of DKK 1.5 Million for Chairman, DKK 750,000 for Vice Chairman, and DKK 500,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 4 | Approve Allocation of Income and Dividends of DKK 9 Per Share | Management | For | Did Not Vote |
| 5.1 | Reelect Peter A. Ruzicka (Chair) as Director | Management | For | Did Not Vote |
| 5.2 | Reelect Christian Frigast (Vice Chair) as Director | Management | For | Did Not Vote |
| 5.3 | Reelect Andrea Dawn Alvey as Director | Management | For | Did Not Vote |
| 5.4 | Reelect Ronica Wang as Director | Management | For | Did Not Vote |
| 5.5 | Reelect Birgitta Stymne Goransson as Director | Management | For | Did Not Vote |
| 5.6 | Reelect Isabelle Parize as Director | Management | For | Did Not Vote |
| 5.7 | Elect Catherine Spindler as New Director | Management | For | Did Not Vote |
| 5.8 | Elect Marianne Kirkegaard as New Director | Management | For | Did Not Vote |
| 6 | Ratify Ernst & Young as Auditor | Management | For | Did Not Vote |
| 7 | Approve Discharge of Management and Board | Management | For | Did Not Vote |
| 8.1 | Approve DKK 8 Million Reduction in Share Capital via Share Cancellation | Management | For | Did Not Vote |
| 8.2 | Amend Articles Re: Agenda of Annual General Meeting | Management | For | Did Not Vote |
| 8.3 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 8.4 | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
| 8.5 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | Did Not Vote |
| 9 | Other Business | Management | None | None |
| |
|---|
PARK HOTELS & RESORTS INC.
MEETING DATE: APR 24, 2020 | TICKER: PK SECURITY ID: 700517105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
| 1B | Elect Director Gordon M. Bethune | Management | For | For |
| 1C | Elect Director Patricia M. Bedient | Management | For | For |
| 1D | Elect Director Thomas D. Eckert | Management | For | For |
| 1E | Elect Director Geoffrey M. Garrett | Management | For | For |
| 1F | Elect Director Christie B. Kelly | Management | For | For |
| 1G | Elect Director Joseph I. Lieberman | Management | For | For |
| 1H | Elect Director Thomas A. Natelli | Management | For | For |
| 1I | Elect Director Timothy J. Naughton | Management | For | For |
| 1J | Elect Director Stephen I. Sadove | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
PEPSICO, INC.
MEETING DATE: MAY 06, 2020 | TICKER: PEP SECURITY ID: 713448108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Shona L. Brown | Management | For | For |
| 1b | Elect Director Cesar Conde | Management | For | For |
| 1c | Elect Director Ian Cook | Management | For | For |
| 1d | Elect Director Dina Dublon | Management | For | For |
| 1e | Elect Director Richard W. Fisher | Management | For | For |
| 1f | Elect Director Michelle Gass | Management | For | For |
| 1g | Elect Director Ramon L. Laguarta | Management | For | For |
| 1h | Elect Director David C. Page | Management | For | For |
| 1i | Elect Director Robert C. Pohlad | Management | For | For |
| 1j | Elect Director Daniel Vasella | Management | For | For |
| 1k | Elect Director Darren Walker | Management | For | For |
| 1l | Elect Director Alberto Weisser | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| 5 | Report on Sugar and Public Health | Shareholder | Against | Against |
| |
|---|
PFIZER INC.
MEETING DATE: APR 23, 2020 | TICKER: PFE SECURITY ID: 717081103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald E. Blaylock | Management | For | For |
| 1.2 | Elect Director Albert Bourla | Management | For | For |
| 1.3 | Elect Director W. Don Cornwell | Management | For | For |
| 1.4 | Elect Director Joseph J. Echevarria | Management | For | For |
| 1.5 | Elect Director Scott Gottlieb | Management | For | For |
| 1.6 | Elect Director Helen H. Hobbs | Management | For | For |
| 1.7 | Elect Director Susan Hockfield | Management | For | For |
| 1.8 | Elect Director James M. Kilts | Management | For | For |
| 1.9 | Elect Director Dan R. Littman | Management | For | For |
| 1.10 | Elect Director Shantanu Narayen | Management | For | For |
| 1.11 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1.12 | Elect Director James Quincey | Management | For | For |
| 1.13 | Elect Director James C. Smith | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Amend Proxy Access Right | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 7 | Require Independent Board Chair | Shareholder | Against | Against |
| 8 | Report on Gender Pay Gap | Shareholder | Against | Against |
| 9 | Elect Director Susan Desmond-Hellmann | Management | For | For |
| |
|---|
PHILIP MORRIS INTERNATIONAL INC.
MEETING DATE: MAY 06, 2020 | TICKER: PM SECURITY ID: 718172109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Andre Calantzopoulos | Management | For | For |
| 1b | Elect Director Louis C. Camilleri | Management | For | For |
| 1c | Elect Director Werner Geissler | Management | For | For |
| 1d | Elect Director Lisa A. Hook | Management | For | For |
| 1e | Elect Director Jennifer Li | Management | For | For |
| 1f | Elect Director Jun Makihara | Management | For | For |
| 1g | Elect Director Kalpana Morparia | Management | For | For |
| 1h | Elect Director Lucio A. Noto | Management | For | For |
| 1i | Elect Director Frederik Paulsen | Management | For | For |
| 1j | Elect Director Robert B. Polet | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers SA as Auditor | Management | For | For |
| |
|---|
PROLOGIS, INC.
MEETING DATE: APR 29, 2020 | TICKER: PLD SECURITY ID: 74340W103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Hamid R. Moghadam | Management | For | For |
| 1b | Elect Director Cristina G. Bita | Management | For | For |
| 1c | Elect Director George L. Fotiades | Management | For | For |
| 1d | Elect Director Lydia H. Kennard | Management | For | For |
| 1e | Elect Director Irving F. Lyons, III | Management | For | For |
| 1f | Elect Director Avid Modjtabai | Management | For | For |
| 1g | Elect Director David P. O'Connor | Management | For | For |
| 1h | Elect Director Olivier Piani | Management | For | For |
| 1i | Elect Director Jeffrey L. Skelton | Management | For | For |
| 1j | Elect Director Carl B. Webb | Management | For | For |
| 1k | Elect Director William D. Zollars | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
PRUDENTIAL FINANCIAL, INC.
MEETING DATE: MAY 12, 2020 | TICKER: PRU SECURITY ID: 744320102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
| 1.2 | Elect Director Gilbert F. Casellas | Management | For | For |
| 1.3 | Elect Director Robert M. Falzon | Management | For | For |
| 1.4 | Elect Director Martina Hund-Mejean | Management | For | For |
| 1.5 | Elect Director Karl J. Krapek | Management | For | For |
| 1.6 | Elect Director Peter R. Lighte | Management | For | For |
| 1.7 | Elect Director Charles F. Lowrey | Management | For | For |
| 1.8 | Elect Director George Paz | Management | For | For |
| 1.9 | Elect Director Sandra Pianalto | Management | For | For |
| 1.10 | Elect Director Christine A. Poon | Management | For | For |
| 1.11 | Elect Director Douglas A. Scovanner | Management | For | For |
| 1.12 | Elect Director Michael A. Todman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
PUBLIC STORAGE
MEETING DATE: APR 21, 2020 | TICKER: PSA SECURITY ID: 74460D109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald L. Havner, Jr. | Management | For | For |
| 1.2 | Elect Director Tamara Hughes Gustavson | Management | For | For |
| 1.3 | Elect Director Uri P. Harkham | Management | For | For |
| 1.4 | Elect Director Leslie S. Heisz | Management | For | For |
| 1.5 | Elect Director B. Wayne Hughes, Jr. | Management | For | For |
| 1.6 | Elect Director Avedick B. Poladian | Management | For | For |
| 1.7 | Elect Director Gary E. Pruitt | Management | For | For |
| 1.8 | Elect Director John Reyes | Management | For | For |
| 1.9 | Elect Director Joseph D. Russell, Jr. | Management | For | For |
| 1.10 | Elect Director Tariq M. Shaukat | Management | For | For |
| 1.11 | Elect Director Ronald P. Spogli | Management | For | For |
| 1.12 | Elect Director Daniel C. Staton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
QUALCOMM INCORPORATED
MEETING DATE: MAR 10, 2020 | TICKER: QCOM SECURITY ID: 747525103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mark Fields | Management | For | For |
| 1b | Elect Director Jeffrey W. Henderson | Management | For | For |
| 1c | Elect Director Ann M. Livermore | Management | For | For |
| 1d | Elect Director Harish Manwani | Management | For | For |
| 1e | Elect Director Mark D. McLaughlin | Management | For | For |
| 1f | Elect Director Steve Mollenkopf | Management | For | For |
| 1g | Elect Director Clark T. "Sandy" Randt, Jr. | Management | For | For |
| 1h | Elect Director Irene B. Rosenfeld | Management | For | For |
| 1i | Elect Director Kornelis "Neil" Smit | Management | For | For |
| 1j | Elect Director Anthony J. Vinciquerra | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
RAYTHEON TECHNOLOGIES CORPORATION
MEETING DATE: APR 27, 2020 | TICKER: RTX SECURITY ID: 913017109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lloyd J. Austin, III | Management | For | For |
| 1b | Elect Director Gregory J. Hayes | Management | For | For |
| 1c | Elect Director Marshall O. Larsen | Management | For | For |
| 1d | Elect Director Robert K. (Kelly) Ortberg | Management | For | For |
| 1e | Elect Director Margaret L. O'Sullivan | Management | For | For |
| 1f | Elect Director Denise L. Ramos | Management | For | For |
| 1g | Elect Director Fredric G. Reynolds | Management | For | For |
| 1h | Elect Director Brian C. Rogers | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Adopt Simple Majority Vote | Shareholder | None | For |
| 5 | Report on Plant Closures | Shareholder | Against | Against |
| |
|---|
ROYAL MAIL PLC
MEETING DATE: JUL 18, 2019 | TICKER: RMG SECURITY ID: G7368G108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Keith Williams as Director | Management | For | For |
| 6 | Re-elect Rico Back as Director | Management | For | For |
| 7 | Re-elect Stuart Simpson as Director | Management | For | For |
| 8 | Elect Maria da Cunha as Director | Management | For | For |
| 9 | Elect Michael Findlay as Director | Management | For | For |
| 10 | Re-elect Rita Griffin as Director | Management | For | For |
| 11 | Re-elect Simon Thompson as Director | Management | For | For |
| 12 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 13 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 15 | Authorise Issue of Equity | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
SCHLUMBERGER N.V.
MEETING DATE: APR 01, 2020 | TICKER: SLB SECURITY ID: 806857108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Patrick de La Chevardiere | Management | For | For |
| 1b | Elect Director Miguel M. Galuccio | Management | For | For |
| 1c | Elect Director Olivier Le Peuch | Management | For | For |
| 1d | Elect Director Tatiana A. Mitrova | Management | For | For |
| 1e | Elect Director Lubna S. Olayan | Management | For | For |
| 1f | Elect Director Mark G. Papa | Management | For | For |
| 1g | Elect Director Leo Rafael Reif | Management | For | For |
| 1h | Elect Director Henri Seydoux | Management | For | For |
| 1i | Elect Director Jeff W. Sheets | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt and Approve Financials and Dividends | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
SEAGATE TECHNOLOGY PLC
MEETING DATE: OCT 29, 2019 | TICKER: STX SECURITY ID: G7945M107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William D. Mosley | Management | For | For |
| 1b | Elect Director Stephen J. Luczo | Management | For | For |
| 1c | Elect Director Mark W. Adams | Management | For | For |
| 1d | Elect Director Judy Bruner | Management | For | For |
| 1e | Elect Director Michael R. Cannon | Management | For | For |
| 1f | Elect Director William T. Coleman | Management | For | For |
| 1g | Elect Director Jay L. Geldmacher | Management | For | For |
| 1h | Elect Director Dylan G. Haggart | Management | For | For |
| 1i | Elect Director Stephanie Tilenius | Management | For | For |
| 1j | Elect Director Edward J. Zander | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Authorize Board to Allot and Issue Shares | Management | For | For |
| 6 | Authorize Board to Opt-Out of Statutory Pre-Emption Rights | Management | For | For |
| 7 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| |
|---|
SERVICE PROPERTIES TRUST
MEETING DATE: JUN 10, 2020 | TICKER: SVC SECURITY ID: 81761L102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John L. Harrington | Management | For | Against |
| 1.2 | Elect Director John G. Murray | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
SIMON PROPERTY GROUP, INC.
MEETING DATE: MAY 12, 2020 | TICKER: SPG SECURITY ID: 828806109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Glyn F. Aeppel | Management | For | For |
| 1b | Elect Director Larry C. Glasscock | Management | For | For |
| 1c | Elect Director Karen N. Horn | Management | For | For |
| 1d | Elect Director Allan Hubbard | Management | For | For |
| 1e | Elect Director Reuben S. Leibowitz | Management | For | For |
| 1f | Elect Director Gary M. Rodkin | Management | For | For |
| 1g | Elect Director Stefan M. Selig | Management | For | For |
| 1h | Elect Director Daniel C. Smith | Management | For | For |
| 1i | Elect Director J. Albert Smith, Jr. | Management | For | For |
| 1j | Elect Director Marta R. Stewart | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
SIRIUS XM HOLDINGS INC.
MEETING DATE: JUN 04, 2020 | TICKER: SIRI SECURITY ID: 82968B103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joan L. Amble | Management | For | For |
| 1.2 | Elect Director George W. Bodenheimer | Management | For | For |
| 1.3 | Elect Director Mark D. Carleton | Management | For | Withhold |
| 1.4 | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1.5 | Elect Director James P. Holden | Management | For | For |
| 1.6 | Elect Director Gregory B. Maffei | Management | For | Withhold |
| 1.7 | Elect Director Evan D. Malone | Management | For | For |
| 1.8 | Elect Director James E. Meyer | Management | For | For |
| 1.9 | Elect Director James F. Mooney | Management | For | For |
| 1.10 | Elect Director Michael Rapino | Management | For | For |
| 1.11 | Elect Director Kristina M. Salen | Management | For | For |
| 1.12 | Elect Director Carl E. Vogel | Management | For | For |
| 1.13 | Elect Director David M. Zaslav | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
SSE PLC
MEETING DATE: JUL 18, 2019 | TICKER: SSE SECURITY ID: G8842P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Gregor Alexander as Director | Management | For | For |
| 6 | Re-elect Sue Bruce as Director | Management | For | For |
| 7 | Re-elect Tony Cocker as Director | Management | For | For |
| 8 | Re-elect Crawford Gillies as Director | Management | For | For |
| 9 | Re-elect Richard Gillingwater as Director | Management | For | For |
| 10 | Re-elect Peter Lynas as Director | Management | For | For |
| 11 | Re-elect Helen Mahy as Director | Management | For | For |
| 12 | Re-elect Alistair Phillips-Davies as Director | Management | For | For |
| 13 | Re-elect Martin Pibworth as Director | Management | For | For |
| 14 | Elect Melanie Smith as Director | Management | For | For |
| 15 | Appoint Ernst & Young LLP as Auditors | Management | For | For |
| 16 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
STARBUCKS CORPORATION
MEETING DATE: MAR 18, 2020 | TICKER: SBUX SECURITY ID: 855244109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard E. Allison, Jr. | Management | For | For |
| 1b | Elect Director Rosalind G. Brewer | Management | For | For |
| 1c | Elect Director Andrew Campion | Management | For | For |
| 1d | Elect Director Mary N. Dillon | Management | For | For |
| 1e | Elect Director Isabel Ge Mahe | Management | For | For |
| 1f | Elect Director Mellody Hobson | Management | For | For |
| 1g | Elect Director Kevin R. Johnson | Management | For | For |
| 1h | Elect Director Jorgen Vig Knudstorp | Management | For | For |
| 1i | Elect Director Satya Nadella | Management | For | For |
| 1j | Elect Director Joshua Cooper Ramo | Management | For | For |
| 1k | Elect Director Clara Shih | Management | For | For |
| 1l | Elect Director Javier G. Teruel | Management | For | For |
| 1m | Elect Director Myron E. Ullman, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Risks of Omitting Viewpoint and Ideology from EEO Policy | Shareholder | Against | Against |
| |
|---|
STARWOOD PROPERTY TRUST, INC.
MEETING DATE: APR 29, 2020 | TICKER: STWD SECURITY ID: 85571B105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard D. Bronson | Management | For | For |
| 1.2 | Elect Director Jeffrey G. Dishner | Management | For | For |
| 1.3 | Elect Director Camille J. Douglas | Management | For | For |
| 1.4 | Elect Director Solomon J. Kumin | Management | For | For |
| 1.5 | Elect Director Fred S. Ridley | Management | For | For |
| 1.6 | Elect Director Barry S. Sternlicht | Management | For | For |
| 1.7 | Elect Director Strauss Zelnick | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
TARGA RESOURCES CORP.
MEETING DATE: MAY 19, 2020 | TICKER: TRGP SECURITY ID: 87612G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles R. Crisp | Management | For | For |
| 1.2 | Elect Director Laura C. Fulton | Management | For | For |
| 1.3 | Elect Director James W. Whalen | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
TEGNA, INC.
MEETING DATE: APR 30, 2020 | TICKER: TGNA SECURITY ID: 87901J105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (Gold Proxy Card) |
| 1.1 | Elect Director Gina L. Bianchini | Management | For | Did Not Vote |
| 1.2 | Elect Director Howard D. Elias | Management | For | Did Not Vote |
| 1.3 | Elect Director Stuart J. Epstein | Management | For | Did Not Vote |
| 1.4 | Elect Director Lidia Fonseca | Management | For | Did Not Vote |
| 1.5 | Elect Director Karen H. Grimes | Management | For | Did Not Vote |
| 1.6 | Elect Director David T. Lougee | Management | For | Did Not Vote |
| 1.7 | Elect Director Scott K. McCune | Management | For | Did Not Vote |
| 1.8 | Elect Director Henry W. McGee | Management | For | Did Not Vote |
| 1.9 | Elect Director Susan Ness | Management | For | Did Not Vote |
| 1.10 | Elect Director Bruce P. Nolop | Management | For | Did Not Vote |
| 1.11 | Elect Director Neal Shapiro | Management | For | Did Not Vote |
| 1.12 | Elect Director Melinda C. Witmer | Management | For | Did Not Vote |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 4 | Approve Omnibus Stock Plan | Management | For | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (White Proxy Card) |
| 1.1 | Elect Director Soohyung Kim | Shareholder | For | For |
| 1.2 | Elect Director Colleen B. Brown | Shareholder | For | For |
| 1.3 | Elect Director Ellen McClain Haime | Shareholder | For | For |
| 1.4 | Elect Director Deborah McDermott | Shareholder | For | For |
| 1.5 | Management Nominee Gina L. Bianchini | Shareholder | For | For |
| 1.6 | Management Nominee Stuart J. Epstein | Shareholder | For | For |
| 1.7 | Management Nominee Lidia Fonseca | Shareholder | For | For |
| 1.8 | Management Nominee Karen H. Grimes | Shareholder | For | For |
| 1.9 | Management Nominee David T. Lougee | Shareholder | For | For |
| 1.10 | Management Nominee Henry W. McGee | Shareholder | For | For |
| 1.11 | Management Nominee Susan Ness | Shareholder | For | For |
| 1.12 | Management Nominee Melinda C. Witmer | Shareholder | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For |
| 4 | Approve Omnibus Stock Plan | Management | Against | For |
| |
|---|
TEXAS INSTRUMENTS INCORPORATED
MEETING DATE: APR 23, 2020 | TICKER: TXN SECURITY ID: 882508104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mark A. Blinn | Management | For | For |
| 1b | Elect Director Todd M. Bluedorn | Management | For | For |
| 1c | Elect Director Janet F. Clark | Management | For | For |
| 1d | Elect Director Carrie S. Cox | Management | For | For |
| 1e | Elect Director Martin S. Craighead | Management | For | For |
| 1f | Elect Director Jean M. Hobby | Management | For | For |
| 1g | Elect Director Michael D. Hsu | Management | For | For |
| 1h | Elect Director Ronald Kirk | Management | For | For |
| 1i | Elect Director Pamela H. Patsley | Management | For | For |
| 1j | Elect Director Robert E. Sanchez | Management | For | For |
| 1k | Elect Director Richard k. Templeton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
THE GOLDMAN SACHS GROUP, INC.
MEETING DATE: APR 30, 2020 | TICKER: GS SECURITY ID: 38141G104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director M. Michele Burns | Management | For | For |
| 1b | Elect Director Drew G. Faust | Management | For | For |
| 1c | Elect Director Mark A. Flaherty | Management | For | For |
| 1d | Elect Director Ellen J. Kullman | Management | For | For |
| 1e | Elect Director Lakshmi N. Mittal | Management | For | For |
| 1f | Elect Director Adebayo O. Ogunlesi | Management | For | For |
| 1g | Elect Director Peter Oppenheimer | Management | For | For |
| 1h | Elect Director David M. Solomon | Management | For | For |
| 1i | Elect Director Jan E. Tighe | Management | For | For |
| 1j | Elect Director David A. Viniar | Management | For | For |
| 1k | Elect Director Mark O. Winkelman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 5 | Review of Statement on the Purpose of a Corporation | Shareholder | Against | Against |
| |
|---|
THE HOME DEPOT, INC.
MEETING DATE: MAY 21, 2020 | TICKER: HD SECURITY ID: 437076102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gerard J. Arpey | Management | For | For |
| 1b | Elect Director Ari Bousbib | Management | For | For |
| 1c | Elect Director Jeffery H. Boyd | Management | For | For |
| 1d | Elect Director Gregory D. Brenneman | Management | For | For |
| 1e | Elect Director J. Frank Brown | Management | For | For |
| 1f | Elect Director Albert P. Carey | Management | For | For |
| 1g | Elect Director Helena B. Foulkes | Management | For | For |
| 1h | Elect Director Linda R. Gooden | Management | For | For |
| 1i | Elect Director Wayne M. Hewett | Management | For | For |
| 1j | Elect Director Manuel Kadre | Management | For | For |
| 1k | Elect Director Stephanie C. Linnartz | Management | For | For |
| 1l | Elect Director Craig A. Menear | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Shareholder Written Consent Provisions | Shareholder | Against | Against |
| 5 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | Against | Against |
| 6 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Against |
| 7 | Report on Congruency Political Analysis and Electioneering Expenditures | Shareholder | Against | Against |
| |
|---|
THE INTERPUBLIC GROUP OF COMPANIES, INC.
MEETING DATE: MAY 21, 2020 | TICKER: IPG SECURITY ID: 460690100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jocelyn Carter-Miller | Management | For | For |
| 1.2 | Elect Director Mary J. Steele Guilfoile | Management | For | For |
| 1.3 | Elect Director Dawn Hudson | Management | For | For |
| 1.4 | Elect Director Jonathan F. Miller | Management | For | For |
| 1.5 | Elect Director Patrick Q. Moore | Management | For | For |
| 1.6 | Elect Director Michael I. Roth | Management | For | For |
| 1.7 | Elect Director Linda S. Sanford | Management | For | For |
| 1.8 | Elect Director David M. Thomas | Management | For | For |
| 1.9 | Elect Director E. Lee Wyatt, Jr. | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| |
|---|
THE KRAFT HEINZ COMPANY
MEETING DATE: SEP 12, 2019 | TICKER: KHC SECURITY ID: 500754106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gregory E. Abel | Management | For | For |
| 1b | Elect Director Alexandre Behring | Management | For | For |
| 1c | Elect Director Joao M. Castro-Neves | Management | For | For |
| 1d | Elect Director Tracy Britt Cool | Management | For | For |
| 1e | Elect Director John T. Cahill | Management | For | For |
| 1f | Elect Director Feroz Dewan | Management | For | For |
| 1g | Elect Director Jeanne P. Jackson | Management | For | For |
| 1h | Elect Director Jorge Paulo Lemann | Management | For | For |
| 1i | Elect Director John C. Pope | Management | For | For |
| 1j | Elect Director Alexandre Van Damme | Management | For | For |
| 1k | Elect Director George Zoghbi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Report on Protein Diversification | Shareholder | Against | Against |
| 5 | Report on Efforts to Reduce Pesticide Use in the Company's Supply Chain | Shareholder | Against | For |
| |
|---|
THE NEW YORK TIMES COMPANY
MEETING DATE: APR 22, 2020 | TICKER: NYT SECURITY ID: 650111107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert E. Denham | Management | For | For |
| 1.2 | Elect Director Rachel Glaser | Management | For | For |
| 1.3 | Elect Director John W. Rogers, Jr. | Management | For | For |
| 1.4 | Elect Director Rebecca Van Dyck | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
THE PROCTER & GAMBLE COMPANY
MEETING DATE: OCT 08, 2019 | TICKER: PG SECURITY ID: 742718109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Francis S. Blake | Management | For | For |
| 1b | Elect Director Angela F. Braly | Management | For | For |
| 1c | Elect Director Amy L. Chang | Management | For | For |
| 1d | Elect Director Scott D. Cook | Management | For | For |
| 1e | Elect Director Joseph Jimenez | Management | For | For |
| 1f | Elect Director Terry J. Lundgren | Management | For | For |
| 1g | Elect Director Christine M. McCarthy | Management | For | For |
| 1h | Elect Director W. James McNerney, Jr. | Management | For | For |
| 1i | Elect Director Nelson Peltz | Management | For | For |
| 1j | Elect Director David S. Taylor | Management | For | For |
| 1k | Elect Director Margaret C. Whitman | Management | For | For |
| 1l | Elect Director Patricia A. Woertz | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
THE TJX COMPANIES, INC.
MEETING DATE: JUN 09, 2020 | TICKER: TJX SECURITY ID: 872540109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Zein Abdalla | Management | For | For |
| 1b | Elect Director Alan M. Bennett | Management | For | For |
| 1c | Elect Director Rosemary T. Berkery | Management | For | For |
| 1d | Elect Director David T. Ching | Management | For | For |
| 1e | Elect Director Ernie Herrman | Management | For | For |
| 1f | Elect Director Michael F. Hines | Management | For | For |
| 1g | Elect Director Amy B. Lane | Management | For | For |
| 1h | Elect Director Carol Meyrowitz | Management | For | For |
| 1i | Elect Director Jackwyn L. Nemerov | Management | For | For |
| 1j | Elect Director John F. O'Brien | Management | For | For |
| 1k | Elect Director Willow B. Shire | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Reduction of Chemical Footprint | Shareholder | Against | Against |
| 5 | Report on Animal Welfare | Shareholder | Against | Against |
| 6 | Report on Pay Disparity | Shareholder | Against | Against |
| 7 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
THE WALT DISNEY COMPANY
MEETING DATE: MAR 11, 2020 | TICKER: DIS SECURITY ID: 254687106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Susan E. Arnold | Management | For | For |
| 1b | Elect Director Mary T. Barra | Management | For | For |
| 1c | Elect Director Safra A. Catz | Management | For | For |
| 1d | Elect Director Francis A. deSouza | Management | For | For |
| 1e | Elect Director Michael B.G. Froman | Management | For | For |
| 1f | Elect Director Robert A. Iger | Management | For | For |
| 1g | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1h | Elect Director Mark G. Parker | Management | For | For |
| 1i | Elect Director Derica W. Rice | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| |
|---|
THE WILLIAMS COMPANIES, INC.
MEETING DATE: APR 28, 2020 | TICKER: WMB SECURITY ID: 969457100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan S. Armstrong | Management | For | Against |
| 1.2 | Elect Director Stephen W. Bergstrom | Management | For | Against |
| 1.3 | Elect Director Nancy K. Buese | Management | For | Against |
| 1.4 | Elect Director Stephen I. Chazen | Management | For | Against |
| 1.5 | Elect Director Charles I. Cogut | Management | For | Against |
| 1.6 | Elect Director Michael A. Creel | Management | For | Against |
| 1.7 | Elect Director Vicki L. Fuller | Management | For | Against |
| 1.8 | Elect Director Peter A. Ragauss | Management | For | Against |
| 1.9 | Elect Director Scott D. Sheffield | Management | For | Against |
| 1.10 | Elect Director Murray D. Smith | Management | For | Against |
| 1.11 | Elect Director William H. Spence | Management | For | Against |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
UNION PACIFIC CORPORATION
MEETING DATE: MAY 14, 2020 | TICKER: UNP SECURITY ID: 907818108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Andrew H. Card, Jr. | Management | For | For |
| 1b | Elect Director William J. DeLaney | Management | For | For |
| 1c | Elect Director David B. Dillon | Management | For | For |
| 1d | Elect Director Lance M. Fritz | Management | For | For |
| 1e | Elect Director Deborah C. Hopkins | Management | For | For |
| 1f | Elect Director Jane H. Lute | Management | For | For |
| 1g | Elect Director Michael R. McCarthy | Management | For | For |
| 1h | Elect Director Thomas F. McLarty, III | Management | For | For |
| 1i | Elect Director Bhavesh V. Patel | Management | For | For |
| 1j | Elect Director Jose H. Villarreal | Management | For | For |
| 1k | Elect Director Christopher J. Williams | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Report on Climate Change | Shareholder | Against | Against |
| |
|---|
UNITED PARCEL SERVICE, INC.
MEETING DATE: MAY 14, 2020 | TICKER: UPS SECURITY ID: 911312106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David P. Abney | Management | For | For |
| 1b | Elect Director Rodney C. Adkins | Management | For | For |
| 1c | Elect Director Michael J. Burns | Management | For | For |
| 1d | Elect Director William R. Johnson | Management | For | For |
| 1e | Elect Director Ann M. Livermore | Management | For | For |
| 1f | Elect Director Rudy H.P. Markham | Management | For | For |
| 1g | Elect Director Franck J. Moison | Management | For | For |
| 1h | Elect Director Clark 'Sandy' T. Randt, Jr. | Management | For | For |
| 1i | Elect Director Christiana Smith Shi | Management | For | For |
| 1j | Elect Director John T. Stankey | Management | For | For |
| 1k | Elect Director Carol B. Tome | Management | For | For |
| 1l | Elect Director Kevin Warsh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 6 | Report on Climate Change | Shareholder | Against | For |
| |
|---|
UNITED TECHNOLOGIES CORPORATION
MEETING DATE: OCT 11, 2019 | TICKER: UTX SECURITY ID: 913017109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
UNITEDHEALTH GROUP INCORPORATED
MEETING DATE: JUN 01, 2020 | TICKER: UNH SECURITY ID: 91324P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard T. Burke | Management | For | For |
| 1b | Elect Director Timothy P. Flynn | Management | For | For |
| 1c | Elect Director Stephen J. Hemsley | Management | For | For |
| 1d | Elect Director Michele J. Hooper | Management | For | For |
| 1e | Elect Director F. William McNabb, III | Management | For | For |
| 1f | Elect Director Valerie C. Montgomery Rice | Management | For | For |
| 1g | Elect Director John H. Noseworthy | Management | For | For |
| 1h | Elect Director Glenn M. Renwick | Management | For | For |
| 1i | Elect Director David S. Wichmann | Management | For | For |
| 1j | Elect Director Gail R. Wilensky | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| |
|---|
VENTAS, INC.
MEETING DATE: MAY 18, 2020 | TICKER: VTR SECURITY ID: 92276F100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 2a | Elect Director Melody C. Barnes | Management | For | For |
| 2b | Elect Director Debra A. Cafaro | Management | For | For |
| 2c | Elect Director Jay M. Gellert | Management | For | For |
| 2d | Elect Director Richard I. Gilchrist | Management | For | For |
| 2e | Elect Director Matthew J. Lustig | Management | For | For |
| 2f | Elect Director Roxanne M. Martino | Management | For | For |
| 2g | Elect Director Sean P. Nolan | Management | For | For |
| 2h | Elect Director Walter C. Rakowich | Management | For | For |
| 2i | Elect Director Robert D. Reed | Management | For | For |
| 2j | Elect Director James D. Shelton | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
VERIZON COMMUNICATIONS INC.
MEETING DATE: MAY 07, 2020 | TICKER: VZ SECURITY ID: 92343V104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
| 1.2 | Elect Director Mark T. Bertolini | Management | For | For |
| 1.3 | Elect Director Vittorio Colao | Management | For | For |
| 1.4 | Elect Director Melanie L. Healey | Management | For | For |
| 1.5 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1.6 | Elect Director Daniel H. Schulman | Management | For | For |
| 1.7 | Elect Director Rodney E. Slater | Management | For | For |
| 1.8 | Elect Director Hans E. Vestberg | Management | For | For |
| 1.9 | Elect Director Gregory G. Weaver | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Eliminate Above-Market Earnings in Executive Retirement Plans | Shareholder | Against | Against |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 7 | Assess Feasibility of Data Privacy as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 8 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| |
|---|
WEINGARTEN REALTY INVESTORS
MEETING DATE: APR 29, 2020 | TICKER: WRI SECURITY ID: 948741103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Andrew M. Alexander | Management | For | For |
| 1b | Elect Director Stanford J. Alexander | Management | For | For |
| 1c | Elect Director Shelaghmichael C. Brown | Management | For | For |
| 1d | Elect Director Stephen A. Lasher | Management | For | For |
| 1e | Elect Director Thomas L. Ryan | Management | For | For |
| 1f | Elect Director Douglas W. Schnitzer | Management | For | For |
| 1g | Elect Director C. Park Shaper | Management | For | For |
| 1h | Elect Director Marc J. Shapiro | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WELLS FARGO & COMPANY
MEETING DATE: APR 28, 2020 | TICKER: WFC SECURITY ID: 949746101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Steven D. Black | Management | For | For |
| 1b | Elect Director Celeste A. Clark | Management | For | For |
| 1c | Elect Director Theodore F. Craver, Jr. | Management | For | For |
| 1d | Elect Director Wayne M. Hewett | Management | For | For |
| 1e | Elect Director Donald M. James | Management | For | For |
| 1f | Elect Director Maria R. Morris | Management | For | For |
| 1g | Elect Director Charles H. Noski | Management | For | For |
| 1h | Elect Director Richard B. Payne, Jr. | Management | For | For |
| 1i | Elect Director Juan A. Pujadas | Management | For | For |
| 1j | Elect Director Ronald L. Sargent | Management | For | For |
| 1k | Elect Director Charles W. Scharf | Management | For | For |
| 1l | Elect Director Suzanne M. Vautrinot | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| 5 | Report on Incentive-Based Compensation and Risks of Material Losses | Shareholder | Against | Against |
| 6 | Report on Global Median Gender Pay Gap | Shareholder | Against | Against |
| |
|---|
WELLTOWER INC.
MEETING DATE: APR 30, 2020 | TICKER: WELL SECURITY ID: 95040Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kenneth J. Bacon | Management | For | For |
| 1b | Elect Director Thomas J. DeRosa | Management | For | For |
| 1c | Elect Director Karen B. DeSalvo | Management | For | For |
| 1d | Elect Director Jeffrey H. Donahue | Management | For | For |
| 1e | Elect Director Sharon M. Oster | Management | For | For |
| 1f | Elect Director Sergio D. Rivera | Management | For | For |
| 1g | Elect Director Johnese M. Spisso | Management | For | For |
| 1h | Elect Director Kathryn M. Sullivan | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WESTERN DIGITAL CORPORATION
MEETING DATE: NOV 14, 2019 | TICKER: WDC SECURITY ID: 958102105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kimberly E. Alexy | Management | For | For |
| 1b | Elect Director Martin I. Cole | Management | For | For |
| 1c | Elect Director Kathleen A. Cote | Management | For | For |
| 1d | Elect Director Tunc Doluca | Management | For | For |
| 1e | Elect Director Len J. Lauer | Management | For | For |
| 1f | Elect Director Matthew E. Massengill | Management | For | For |
| 1g | Elect Director Stephen D. Milligan | Management | For | For |
| 1h | Elect Director Stephanie A. Streeter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
WM MORRISON SUPERMARKETS PLC
MEETING DATE: JUN 11, 2020 | TICKER: MRW SECURITY ID: G62748119
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Approve 2020 Sharesave Scheme | Management | For | For |
| 6 | Re-elect Andrew Higginson as Director | Management | For | For |
| 7 | Re-elect David Potts as Director | Management | For | For |
| 8 | Re-elect Trevor Strain as Director | Management | For | For |
| 9 | Elect Michael Gleeson as Director | Management | For | For |
| 10 | Re-elect Rooney Anand as Director | Management | For | For |
| 11 | Re-elect Kevin Havelock as Director | Management | For | For |
| 12 | Re-elect Belinda Richards as Director | Management | For | For |
| 13 | Re-elect Paula Vennells as Director | Management | For | For |
| 14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 17 | Authorise Issue of Equity | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
WYNN RESORTS LTD.
MEETING DATE: JUN 25, 2020 | TICKER: WYNN SECURITY ID: 983134107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard J. Byrne | Management | For | For |
| 1.2 | Elect Director Patricia Mulroy | Management | For | For |
| 1.3 | Elect Director Clark T. Randt, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY HIGH YIELD FACTOR ETF
07/01/2019 - 06/30/2020
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
FIDELITY INTERNATIONAL HIGH DIVIDEND ETF - SUB-ADVISER: GEODE
07/01/2019 - 06/30/2020
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
ABN AMRO BANK NV
MEETING DATE: DEC 17, 2019 | TICKER: ABN SECURITY ID: N0162C102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting and Announcements | Management | None | None |
| 2a | Announce Vacancies on the Supervisory Board | Management | None | None |
| 2b | Opportunity to Make Recommendations | Management | None | None |
| 2ci | Announce Intention to Appoint Laetitia Griffith as Supervisory Board Member | Management | None | None |
| 2cii | Opportunity for the Employee Council to Explain its Position | Management | None | None |
| 2ciii | Verbal Explanation and Motivation by Laetitia Griffith | Management | None | None |
| 2civ | Elect Laetitia Griffith to Supervisory Board | Management | For | For |
| 3 | Close Meeting | Management | None | None |
| |
|---|
ADECCO GROUP AG
MEETING DATE: APR 16, 2020 | TICKER: ADEN SECURITY ID: H00392318
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Allocation of Income and Dividends of CHF 2.50 per Share | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4.1 | Approve Remuneration of Directors in the Amount of CHF 5.1 Million | Management | For | Did Not Vote |
| 4.2 | Approve Remuneration of Executive Committee in the Amount of CHF 35 Million | Management | For | Did Not Vote |
| 5.1.1 | Reelect Jean-Christophe Deslarzes as Director | Management | For | Did Not Vote |
| 5.1.2 | Reelect Ariane Gorin as Director | Management | For | Did Not Vote |
| 5.1.3 | Reelect Alexander Gut as Director | Management | For | Did Not Vote |
| 5.1.4 | Reelect Didier Lamouche as Director | Management | For | Did Not Vote |
| 5.1.5 | Reelect David Prince as Director | Management | For | Did Not Vote |
| 5.1.6 | Reelect Kathleen Taylor as Director | Management | For | Did Not Vote |
| 5.1.7 | Reelect Regula Wallimann as Director | Management | For | Did Not Vote |
| 5.1.8 | Elect Jean-Christophe Deslarzes as Board Chairman | Management | For | Did Not Vote |
| 5.1.9 | Elect Rachel Duan as Director | Management | For | Did Not Vote |
| 5.2.1 | Reappoint Kathleen Taylor as Member of the Compensation Committee | Management | For | Did Not Vote |
| 5.2.2 | Reappoint Didier Lamouche as Member of the Compensation Committee | Management | For | Did Not Vote |
| 5.2.3 | Appoint Rachel Duan as Member of the Compensation Committee | Management | For | Did Not Vote |
| 5.3 | Designate Keller KLG as Independent Proxy | Management | For | Did Not Vote |
| 5.4 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
| 6 | Approve Reduction in Share Capital via Cancellation of 220,000 Treasury Shares | Management | For | Did Not Vote |
| 7 | Transact Other Business (Voting) | Management | For | Did Not Vote |
| |
|---|
AGL ENERGY LIMITED
MEETING DATE: SEP 19, 2019 | TICKER: AGL SECURITY ID: Q01630195
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2 | Approve Remuneration Report | Management | For | For |
| 3a | Elect Jacqueline Hey as Director | Management | For | For |
| 3b | Elect Diane Smith-Gander as Director | Management | For | For |
| 3c | Elect Patricia McKenzie as Director | Management | For | For |
| 4 | Approve Grant of Performance Rights under the AGL Long Term Incentive Plan to Brett Redman | Management | For | For |
| 5a | Approve the Amendments to the Company's Constitution | Shareholder | Against | Against |
| 5b | Approve Transition Planning Disclosure | Shareholder | Against | Against |
| 6 | Approve Public Health Risks of Coal Operations | Shareholder | Against | Against |
| |
|---|
ASML HOLDING NV
MEETING DATE: APR 22, 2020 | TICKER: ASML SECURITY ID: N07059202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Discuss the Company's Business, Financial Situation and Sustainability | Management | None | None |
| 3.a | Approve Remuneration Report | Management | For | For |
| 3.b | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3.c | Receive Clarification on Company's Reserves and Dividend Policy | Management | None | None |
| 3.d | Approve Dividends of EUR 2.40 Per Share | Management | For | For |
| 4.a | Approve Discharge of Management Board | Management | For | For |
| 4.b | Approve Discharge of Supervisory Board | Management | For | For |
| 5 | Approve Number of Shares for Management Board | Management | For | For |
| 6 | Approve Certain Adjustments to the Remuneration Policy for Management Board | Management | For | For |
| 7 | Approve Remuneration Policy for Supervisory Board | Management | For | For |
| 8.a | Announce Vacancies on the Supervisory Board | Management | None | None |
| 8.b | Opportunity to Make Recommendations | Management | None | None |
| 8.c | Announce Intention to Reappoint A.P. Aris and Appoint D.W.A. East and D.M. Durcan to Supervisory Board | Management | None | None |
| 8.d | Reelect A.P. (Annet) Aris to Supervisory Board | Management | For | For |
| 8.e | Elect D.M. (Mark) Durcan to Supervisory Board | Management | For | For |
| 8.f | Elect D.W.A. (Warren) East to Supervisory Board | Management | For | For |
| 8.g | Receive Information on the Composition of the Supervisory Board | Management | None | None |
| 9 | Ratify KPMG as Auditors | Management | For | For |
| 10.a | Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital for General Purposes | Management | For | For |
| 10.b | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 10.a | Management | For | For |
| 10.c | Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition | Management | For | For |
| 10.d | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 10.c | Management | For | For |
| 11.a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11.b | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Authorize Cancellation of Repurchased Shares | Management | For | For |
| 13 | Other Business (Non-Voting) | Management | None | None |
| 14 | Close Meeting | Management | None | None |
| |
|---|
ASTELLAS PHARMA, INC.
MEETING DATE: JUN 18, 2020 | TICKER: 4503 SECURITY ID: J03393105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hatanaka, Yoshihiko | Management | For | For |
| 1.2 | Elect Director Yasukawa, Kenji | Management | For | For |
| 1.3 | Elect Director Okamura, Naoki | Management | For | For |
| 1.4 | Elect Director Sekiyama, Mamoru | Management | For | For |
| 1.5 | Elect Director Yamagami, Keiko | Management | For | For |
| 1.6 | Elect Director Kawabe, Hiroshi | Management | For | For |
| 1.7 | Elect Director Ishizuka, Tatsuro | Management | For | For |
| 2.1 | Elect Director and Audit Committee Member Yoshimitsu, Toru | Management | For | For |
| 2.2 | Elect Director and Audit Committee Member Sasaki, Hiro | Management | For | For |
| 2.3 | Elect Director and Audit Committee Member Takahashi, Raita | Management | For | For |
| |
|---|
ASTRAZENECA PLC
MEETING DATE: APR 29, 2020 | TICKER: AZN SECURITY ID: G0593M107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5a | Re-elect Leif Johansson as Director | Management | For | For |
| 5b | Re-elect Pascal Soriot as Director | Management | For | For |
| 5c | Re-elect Marc Dunoyer as Director | Management | For | For |
| 5d | Re-elect Genevieve Berger as Director | Management | For | For |
| 5e | Re-elect Philip Broadley as Director | Management | For | For |
| 5f | Re-elect Graham Chipchase as Director | Management | For | For |
| 5g | Elect Michel Demare as Director | Management | For | For |
| 5h | Re-elect Deborah DiSanzo as Director | Management | For | For |
| 5i | Re-elect Sheri McCoy as Director | Management | For | For |
| 5j | Re-elect Tony Mok as Director | Management | For | For |
| 5k | Re-elect Nazneen Rahman as Director | Management | For | For |
| 5l | Re-elect Marcus Wallenberg as Director | Management | For | For |
| 6 | Approve Remuneration Report | Management | For | For |
| 7 | Approve Remuneration Policy | Management | For | For |
| 8 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 9 | Authorise Issue of Equity | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 11 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 12 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 13 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 14 | Approve Performance Share Plan | Management | For | For |
| |
|---|
BANCO SANTANDER SA
MEETING DATE: JUL 22, 2019 | TICKER: SAN SECURITY ID: E19790109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Shares in Connection with Acquisition of Shares of Banco Santander Mexico SA, Institucion de Banca Multiple, Grupo Financiero Santander Mexico | Management | For | For |
| 2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
BANCO SANTANDER SA
MEETING DATE: APR 02, 2020 | TICKER: SAN SECURITY ID: E19790109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.A | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 1.B | Approve Non-Financial Information Statement | Management | For | For |
| 1.C | Approve Discharge of Board | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3.A | Fix Number of Directors at 15 | Management | For | For |
| 3.B | Elect Luis Isasi Fernandez de Bobadilla as Director | Management | For | For |
| 3.C | Elect Sergio Agapito Lires Rial as Director | Management | For | For |
| 3.D | Ratify Appointment of and Elect Pamela Ann Walkden as Director | Management | For | For |
| 3.E | Reelect Ana Patricia Botin-Sanz de Sautuola y O'Shea as Director | Management | For | For |
| 3.F | Reelect Rodrigo Echenique Gordillo as Director | Management | For | For |
| 3.G | Reelect Esther Gimenez-Salinas i Colomer as Director | Management | For | For |
| 3.H | Reelect Sol Daurella Comadran as Director | Management | For | For |
| 4 | Ratify Appointment of PricewaterhouseCoopers as Auditor | Management | For | For |
| 5 | Authorize Share Repurchase Program | Management | For | For |
| 6 | Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 10 Percent | Management | For | For |
| 7.A | Approve Scrip Dividends | Management | For | For |
| 7.B | Approve Scrip Dividends | Management | For | For |
| 8 | Authorize Issuance of Non-Convertible Debt Securities up to EUR 50 Billion | Management | For | For |
| 9 | Approve Remuneration Policy | Management | For | For |
| 10 | Approve Remuneration of Directors | Management | For | For |
| 11 | Fix Maximum Variable Compensation Ratio | Management | For | For |
| 12.A | Approve Deferred Multiyear Objectives Variable Remuneration Plan | Management | For | For |
| 12.B | Approve Deferred and Conditional Variable Remuneration Plan | Management | For | For |
| 12.C | Approve Digital Transformation Award | Management | For | For |
| 12.D | Approve Buy-out Policy | Management | For | For |
| 12.E | Approve Employee Stock Purchase Plan | Management | For | For |
| 13 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 14 | Advisory Vote on Remuneration Report | Management | For | For |
| |
|---|
BASF SE
MEETING DATE: JUN 18, 2020 | TICKER: BAS SECURITY ID: D06216317
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 3.30 per Share | Management | For | For |
| 3 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
| 4 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2020 | Management | For | For |
| 6 | Elect Kurt Bock to the Supervisory Board | Management | For | For |
| 7 | Approve Remuneration Policy for the Management Board | Management | For | For |
| 8 | Amend Articles Re: Supervisory Board Term of Office | Management | For | For |
| 9 | Amend Articles Re: Remuneration of Supervisory Board Members | Management | For | For |
| 10 | Approve Remuneration of Supervisory Board | Management | For | For |
| |
|---|
BAYER AG
MEETING DATE: APR 28, 2020 | TICKER: BAYN SECURITY ID: D0712D163
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.80 per Share for Fiscal 2019 | Management | For | For |
| 2 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
| 3 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
| 4.1 | Elect Ertharin Cousin to the Supervisory Board | Management | For | For |
| 4.2 | Elect Otmar Wiestler to the Supervisory Board | Management | For | For |
| 4.3 | Elect Horst Baier to the Supervisory Board | Management | For | For |
| 5 | Approve Remuneration Policy for the Management Board | Management | For | For |
| 6 | Approve Remuneration Policy for the Supervisory Board | Management | For | For |
| 7 | Amend Articles Re: Supervisory Board Term of Office | Management | For | For |
| 8 | Ratify Deloitte GmbH as Auditors for Fiscal 2020 | Management | For | For |
| |
|---|
BAYERISCHE MOTOREN WERKE AG
MEETING DATE: MAY 14, 2020 | TICKER: BMW SECURITY ID: D12096109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 2.50 per Ordinary Share and EUR 2.52 per Preferred Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2020 | Management | For | For |
| 6.1 | Elect Norbert Reithofer to the Supervisory Board | Management | For | Against |
| 6.2 | Elect Anke Schaeferkordt to the Supervisory Board | Management | For | For |
| 7 | Approve Remuneration of Supervisory Board | Management | For | For |
| |
|---|
BE SEMICONDUCTOR INDUSTRIES NV
MEETING DATE: APR 30, 2020 | TICKER: BESI SECURITY ID: N13107144
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Annual Report | Management | None | None |
| 3 | Approve Remuneration Report | Management | For | Against |
| 4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 5.a | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 5.b | Approve Dividends of EUR 1.01 Per Share | Management | For | For |
| 6.a | Approve Discharge of Management Board | Management | For | For |
| 6.b | Approve Discharge of Supervisory Board | Management | For | For |
| 7.a | Approve Remuneration Policy for Management Board | Management | For | Against |
| 7.b | Approve Remuneration Policy for Supervisory Board | Management | For | For |
| 8 | Reelect Mona Elnaggar to Supervisory Board | Management | For | For |
| 9 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Approve Reduction in Share Capital through Cancellation of Shares | Management | For | For |
| 12 | Other Business (Non-Voting) | Management | None | None |
| 13 | Close Meeting | Management | None | None |
| |
|---|
BOC HONG KONG (HOLDINGS) LIMITED
MEETING DATE: JUN 29, 2020 | TICKER: 2388 SECURITY ID: Y0920U103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Wang Jiang as Director | Management | For | For |
| 3b | Elect Gao Yingxin as Director | Management | None | None |
| 3c | Elect Sun Yu as Director | Management | For | For |
| 3d | Elect Koh Beng Seng as Director | Management | For | For |
| 3e | Elect Tung Savio Wai-Hok as Director | Management | For | For |
| 3f | Elect Cheng Eva as Director | Management | For | For |
| 4 | Approve Ernst & Young as Auditor and Authorize Board or Duly Authorized Committee of the Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| |
|---|
BOC HONG KONG (HOLDINGS) LIMITED
MEETING DATE: JUN 29, 2020 | TICKER: 2388 SECURITY ID: Y0920U103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Continuing Connected Transactions and the New Caps | Management | For | For |
| |
|---|
BOUYGUES SA
MEETING DATE: APR 23, 2020 | TICKER: EN SECURITY ID: F11487125
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Absence of Dividend | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Against |
| 5 | Approve Remuneration Policy of Corporate Officers | Management | For | Against |
| 6 | Approve Remuneration Policy of Directors | Management | For | For |
| 7 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 8 | Approve Compensation of Martin Bouygues | Management | For | Against |
| 9 | Approve Compensation of Olivier Bouygues | Management | For | Against |
| 10 | Approve Compensation of Philippe Marien | Management | For | Against |
| 11 | Approve Compensation of Olivier Roussat | Management | For | Against |
| 12 | Reelect Alexandre de Rothschild as Director | Management | For | For |
| 13 | Elect Benoit Maes as Director | Management | For | For |
| 14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| 15 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 16 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer | Management | For | Against |
| 17 | Amend Articles 4, 8, 13, 12, 14, 15 and 16 of Bylaws to Comply with Legal Changes | Management | For | For |
| 18 | Delegate Power to the Board of Directors to Amend the Bylaws to Comply with Legal Changes | Management | For | Against |
| 19 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
BP PLC
MEETING DATE: MAY 27, 2020 | TICKER: BP SECURITY ID: G12793108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4(a) | Elect Bernard Looney as Director | Management | For | For |
| 4(b) | Re-elect Brian Gilvary as Director | Management | For | For |
| 4(c) | Re-elect Dame Alison Carnwath as Director | Management | For | For |
| 4(d) | Re-elect Pamela Daley as Director | Management | For | For |
| 4(e) | Re-elect Sir Ian Davis as Director | Management | For | For |
| 4(f) | Re-elect Dame Ann Dowling as Director | Management | For | For |
| 4(g) | Re-elect Helge Lund as Director | Management | For | For |
| 4(h) | Re-elect Melody Meyer as Director | Management | For | For |
| 4(i) | Re-elect Brendan Nelson as Director | Management | For | For |
| 4(j) | Re-elect Paula Reynolds as Director | Management | For | For |
| 4(k) | Re-elect Sir John Sawers as Director | Management | For | For |
| 5 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 6 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 7 | Approve Executive Directors' Incentive Plan | Management | For | For |
| 8 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 9 | Authorise Issue of Equity | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 11 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 12 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 13 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
BRITISH AMERICAN TOBACCO PLC
MEETING DATE: APR 30, 2020 | TICKER: BATS SECURITY ID: G1510J102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 4 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 5 | Re-elect Jack Bowles as Director | Management | For | For |
| 6 | Re-elect Richard Burrows as Director | Management | For | For |
| 7 | Re-elect Sue Farr as Director | Management | For | For |
| 8 | Re-elect Dr Marion Helmes as Director | Management | For | For |
| 9 | Re-elect Luc Jobin as Director | Management | For | For |
| 10 | Re-elect Holly Koeppel as Director | Management | For | For |
| 11 | Re-elect Savio Kwan as Director | Management | For | For |
| 12 | Re-elect Dimitri Panayotopoulos as Director | Management | For | For |
| 13 | Elect Jeremy Fowden as Director | Management | For | For |
| 14 | Elect Tadeu Marroco as Director | Management | For | For |
| 15 | Authorise Issue of Equity | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Approve Restricted Share Plan | Management | For | For |
| 19 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
CANADIAN APARTMENT PROPERTIES REAL ESTATE INVESTMENT TRUST
MEETING DATE: JUN 01, 2020 | TICKER: CAR.UN SECURITY ID: 134921105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Trustees Harold Burke | Management | For | For |
| 1.2 | Elect Trustees Gina Parvaneh Cody | Management | For | For |
| 1.3 | Elect Trustees Mark Kenney | Management | For | For |
| 1.4 | Elect Trustees Poonam Puri | Management | For | For |
| 1.5 | Elect Trustees Jamie Schwartz | Management | For | For |
| 1.6 | Elect Trustees Michael Stein | Management | For | For |
| 1.7 | Elect Trustees Elaine Todres | Management | For | For |
| 1.8 | Elect Trustees Rene Tremblay | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Trustees to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
DAITO TRUST CONSTRUCTION CO., LTD.
MEETING DATE: JUN 26, 2020 | TICKER: 1878 SECURITY ID: J11151107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 345 | Management | For | For |
| |
|---|
DANONE SA
MEETING DATE: JUN 26, 2020 | TICKER: BN SECURITY ID: F12033134
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.10 per Share | Management | For | For |
| 4 | Reelect Gregg L. Engles as Director | Management | For | Against |
| 5 | Reelect Gaelle Olivier as Director | Management | For | For |
| 6 | Reelect Isabelle Seillier as Director | Management | For | For |
| 7 | Reelect Jean-Michel Severino as Director | Management | For | For |
| 8 | Reelect Lionel Zinsou-Derlin as Director | Management | For | For |
| 9 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 10 | Approve Compensation of Emmanuel Faber, Chairman and CEO | Management | For | For |
| 11 | Approve Remuneration Policy of Corporate Officers | Management | For | For |
| 12 | Approve Remuneration Policy of Directors | Management | For | For |
| 13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 14 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
| 15 | Authorize up to 0.2 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 16 | Amend Article 15 of Bylaws Re: Employee Representatives | Management | For | For |
| 17 | Amend Article 19 of Bylaws Re: Related Parties Agreements | Management | For | For |
| 18 | Amend Article 21 of Bylaws Re: Alternate Auditors | Management | For | For |
| 19 | Amend Articles 20 and 27 of Bylaws Re: Directors Remuneration and Powers of General Meeting | Management | For | For |
| 20 | Amend Article 1 of Bylaws Re: Adopt the French (Societe a Mission) Status | Management | For | For |
| 21 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
DBS GROUP HOLDINGS LTD.
MEETING DATE: APR 30, 2020 | TICKER: D05 SECURITY ID: Y20246107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Directors' Fees | Management | For | For |
| 4 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Elect Peter Seah Lim Huat as Director | Management | For | Against |
| 6 | Elect Ho Tian Yee as Director | Management | For | For |
| 7 | Elect Olivier Lim Tse Ghow as Director | Management | For | For |
| 8 | Elect Ow Foong Pheng as Director | Management | For | Against |
| 9 | Approve Grant of Awards and Issuance of Shares Under the DBSH Share Plan | Management | For | For |
| 10 | Approve Grant of Awards and Issuance of Shares Under the California Sub-Plan to the DBSH Share Plan | Management | For | For |
| 11 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 12 | Approve Issuance of Shares Pursuant to the DBSH Scrip Dividend Scheme | Management | For | For |
| 13 | Authorize Share Repurchase Program | Management | For | For |
| |
|---|
DEUTSCHE LUFTHANSA AG
MEETING DATE: MAY 05, 2020 | TICKER: LHA SECURITY ID: D1908N106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
| 5.1 | Reelect Stephan Sturm to the Supervisory Board | Management | For | For |
| 5.2 | Elect Erich Clementi to the Supervisory Board | Management | For | For |
| 5.3 | Elect Thomas Enders to the Supervisory Board | Management | For | For |
| 5.4 | Elect Harald Krueger to the Supervisory Board | Management | For | For |
| 5.5 | Elect Astrid Stange to the Supervisory Board | Management | For | For |
| 6 | Approve Remuneration Policy | Management | For | For |
| 7 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion; Approve Creation of EUR 122.4 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 8 | Amend Articles Re: Exclusion of Preemptive Rights Against Contributions in Kind | Management | For | For |
| 9 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2020 | Management | For | For |
| |
|---|
DEUTSCHE LUFTHANSA AG
MEETING DATE: JUN 25, 2020 | TICKER: LHA SECURITY ID: D1908N106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve EUR 306 Million Increase in Share Capital for Private Placement | Management | For | For |
| |
|---|
E.ON SE
MEETING DATE: MAY 28, 2020 | TICKER: EOAN SECURITY ID: D24914133
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.46 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
| 5.1 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2020 | Management | For | For |
| 5.2 | Ratify PricewaterhouseCoopers GmbH as Auditors for Half-Year and Quarterly Reports 2020 | Management | For | For |
| 5.3 | Ratify KPMG AG as Auditors for the First Quarter of Fiscal 2021 | Management | For | For |
| 6.1 | Elect Ulrich Grillo to the Supervisory Board | Management | For | For |
| 6.2 | Elect Rolf Martin Schmitz to the Supervisory Board | Management | For | For |
| 6.3 | Elect Deborah Wilkens to the Supervisory Board | Management | For | For |
| 7 | Approve Creation of EUR 528 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of EUR 264 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 9 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 10 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
| |
|---|
ENBRIDGE INC.
MEETING DATE: MAY 05, 2020 | TICKER: ENB SECURITY ID: 29250N105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pamela L. Carter | Management | For | For |
| 1.2 | Elect Director Marcel R. Coutu | Management | For | For |
| 1.3 | Elect Director Susan M. Cunningham | Management | For | For |
| 1.4 | Elect Director Gregory L. Ebel | Management | For | For |
| 1.5 | Elect Director J. Herb England | Management | For | For |
| 1.6 | Elect Director Charles W. Fischer | Management | For | For |
| 1.7 | Elect Director Gregory J. Goff | Management | For | For |
| 1.8 | Elect Director V. Maureen Kempston Darkes | Management | For | For |
| 1.9 | Elect Director Teresa S. Madden | Management | For | For |
| 1.10 | Elect Director Al Monaco | Management | For | For |
| 1.11 | Elect Director Dan C. Tutcher | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Shareholder Rights Plan | Management | For | For |
| 4 | Amend By-Law No. 1 of Enbridge | Management | For | For |
| 5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
GLAXOSMITHKLINE PLC
MEETING DATE: MAY 06, 2020 | TICKER: GSK SECURITY ID: G3910J112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Elect Sir Jonathan Symonds as Director | Management | For | For |
| 5 | Elect Charles Bancroft as Director | Management | For | For |
| 6 | Re-elect Emma Walmsley as Director | Management | For | For |
| 7 | Re-elect Vindi Banga as Director | Management | For | For |
| 8 | Re-elect Dr Hal Barron as Director | Management | For | For |
| 9 | Re-elect Dr Vivienne Cox as Director | Management | For | For |
| 10 | Re-elect Lynn Elsenhans as Director | Management | For | For |
| 11 | Re-elect Dr Laurie Glimcher as Director | Management | For | For |
| 12 | Re-elect Dr Jesse Goodman as Director | Management | For | For |
| 13 | Re-elect Judy Lewent as Director | Management | For | For |
| 14 | Re-elect Iain Mackay as Director | Management | For | For |
| 15 | Re-elect Urs Rohner as Director | Management | For | For |
| 16 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 17 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 19 | Authorise Issue of Equity | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 23 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | For | For |
| 24 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
HASEKO CORP.
MEETING DATE: JUN 26, 2020 | TICKER: 1808 SECURITY ID: J18984153
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 50 | Management | For | For |
| 2.1 | Elect Director Tsuji, Noriaki | Management | For | For |
| 2.2 | Elect Director Ikegami, Kazuo | Management | For | For |
| 2.3 | Elect Director Tani, Junichi | Management | For | For |
| 2.4 | Elect Director Tani, Nobuhiro | Management | For | For |
| 2.5 | Elect Director Murakawa, Toshiyuki | Management | For | For |
| 2.6 | Elect Director Naraoka, Shoji | Management | For | For |
| 2.7 | Elect Director Koizumi, Masahito | Management | For | For |
| 2.8 | Elect Director Kumano, Satoshi | Management | For | For |
| 2.9 | Elect Director Takahashi, Osamu | Management | For | For |
| 2.10 | Elect Director Ichimura, Kazuhiko | Management | For | For |
| 2.11 | Elect Director Kogami, Tadashi | Management | For | For |
| 2.12 | Elect Director Nagasaki, Mami | Management | For | For |
| 2.13 | Elect Director Ogura, Toshikatsu | Management | For | For |
| 3 | Appoint Statutory Auditor Takuma, Hiroyuki | Management | For | For |
| |
|---|
HONDA MOTOR CO., LTD.
MEETING DATE: JUN 19, 2020 | TICKER: 7267 SECURITY ID: J22302111
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mikoshiba, Toshiaki | Management | For | For |
| 1.2 | Elect Director Hachigo, Takahiro | Management | For | For |
| 1.3 | Elect Director Kuraishi, Seiji | Management | For | For |
| 1.4 | Elect Director Takeuchi, Kohei | Management | For | For |
| 1.5 | Elect Director Mibe, Toshihiro | Management | For | For |
| 1.6 | Elect Director Koide, Hiroko | Management | For | For |
| 1.7 | Elect Director Kokubu, Fumiya | Management | For | For |
| 1.8 | Elect Director Ito, Takanobu | Management | For | For |
| |
|---|
HONGKONG LAND HOLDINGS LTD.
MEETING DATE: MAY 06, 2020 | TICKER: H78 SECURITY ID: G4587L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Robert Wong as Director | Management | For | For |
| 4 | Re-elect Simon Dixon as Director | Management | For | For |
| 5 | Re-elect Yiu Kai Pang as Director | Management | For | Against |
| 6 | Ratify Auditors and Authorise Their Remuneration | Management | For | For |
| 7 | Authorise Issue of Equity | Management | For | For |
| |
|---|
HSBC HOLDINGS PLC
MEETING DATE: APR 24, 2020 | TICKER: HSBA SECURITY ID: G4634U169
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3a | Elect Noel Quinn as Director | Management | For | For |
| 3b | Re-elect Laura Cha as Director | Management | For | For |
| 3c | Re-elect Henri de Castries as Director | Management | For | For |
| 3d | Re-elect Irene Lee as Director | Management | For | For |
| 3e | Re-elect Jose Antonio Meade Kuribrena as Director | Management | For | For |
| 3f | Re-elect Heidi Miller as Director | Management | For | For |
| 3g | Re-elect David Nish as Director | Management | For | For |
| 3h | Re-elect Ewen Stevenson as Director | Management | For | For |
| 3i | Re-elect Jackson Tai as Director | Management | For | For |
| 3j | Re-elect Mark Tucker as Director | Management | For | For |
| 3k | Re-elect Pauline van der Meer Mohr as Director | Management | For | For |
| 4 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Authorise the Group Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 6 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 7 | Authorise Issue of Equity | Management | For | For |
| 8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 9 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 10 | Authorise Directors to Allot Any Repurchased Shares | Management | For | For |
| 11 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 12 | Authorise Issue of Equity in Relation to Contingent Convertible Securities | Management | For | For |
| 13 | Authorise Issue of Equity without Pre-emptive Rights in Relation to Contingent Convertible Securities | Management | For | For |
| 14 | Amend Share Plan 2011 | Management | For | For |
| 15 | Amend Savings-Related Share Option Plan (UK) | Management | For | For |
| 16 | Amend UK Share Incentive Plan and International Employee Share Purchase Plan | Management | For | For |
| 17 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 18 | Remove the "State Deduction" Feature of the Post 1974 Midland Bank Defined Benefit Pension Scheme | Shareholder | Against | Against |
| |
|---|
IMPERIAL BRANDS PLC
MEETING DATE: FEB 05, 2020 | TICKER: IMB SECURITY ID: G4720C107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Susan Clark as Director | Management | For | For |
| 5 | Re-elect Alison Cooper as Director | Management | For | For |
| 6 | Re-elect Therese Esperdy as Director | Management | For | For |
| 7 | Re-elect Simon Langelier as Director | Management | For | For |
| 8 | Re-elect Matthew Phillips as Director | Management | For | For |
| 9 | Re-elect Steven Stanbrook as Director | Management | For | For |
| 10 | Elect Jonathan Stanton as Director | Management | For | For |
| 11 | Re-elect Oliver Tant as Director | Management | For | For |
| 12 | Re-elect Karen Witts as Director | Management | For | For |
| 13 | Appoint Ernst & Young LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 16 | Authorise Issue of Equity | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
ING GROEP NV
MEETING DATE: APR 28, 2020 | TICKER: INGA SECURITY ID: N4578E595
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2.a | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 2.b | Receive Announcements on Sustainability | Management | None | None |
| 2.c | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
| 2.d | Approve Remuneration Report | Management | For | For |
| 2.e | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3.a | Receive Explanation on Profit Retention and Distribution Policy | Management | None | None |
| 3.b | Approve Dividends of EUR 0.69 Per Share | Management | None | None |
| 4.a | Approve Discharge of Management Board | Management | For | For |
| 4.b | Approve Discharge of Supervisory Board | Management | For | For |
| 5 | Approve Remuneration Policy for Management Board | Management | For | For |
| 6 | Approve Remuneration Policy for Supervisory Board | Management | For | For |
| 7 | Amend Articles of Association | Management | For | For |
| 8.a | Elect Juan Colombas to Supervisory Board | Management | For | For |
| 8.b | Elect Herman Hulst to Supervisory Board | Management | For | For |
| 8.c | Elect Harold Naus to Supervisory Board | Management | For | For |
| 9.a | Grant Board Authority to Issue Shares | Management | For | For |
| 9.b | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| |
|---|
INTER PIPELINE LTD.
MEETING DATE: MAY 07, 2020 | TICKER: IPL SECURITY ID: 45833V109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard Shaw | Management | For | For |
| 1.2 | Elect Director Christian Bayle | Management | For | For |
| 1.3 | Elect Director Peter Cella | Management | For | For |
| 1.4 | Elect Director Julie Dill | Management | For | For |
| 1.5 | Elect Director Duane Keinick | Management | For | For |
| 1.6 | Elect Director Arthur Korpach | Management | For | For |
| 1.7 | Elect Director Alison Taylor Love | Management | For | For |
| 1.8 | Elect Director Margaret McKenzie | Management | For | For |
| 1.9 | Elect Director Brant Sangster | Management | For | For |
| 1.10 | Elect Director Shelley Brown | Management | For | For |
| 1.11 | Elect Director Wayne Smith | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Approve Shareholder Rights Plan | Management | For | For |
| 5 | Approve Reduction in Stated Capital | Management | For | For |
| |
|---|
INTESA SANPAOLO SPA
MEETING DATE: APR 27, 2020 | TICKER: ISP SECURITY ID: T55067101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1b | Approve Allocation of Income | Management | For | For |
| 2a | Elect Andrea Sironi as Director | Management | For | For |
| 2b | Elect Roberto Franchini as Director | Shareholder | None | For |
| 3a | Approve Remuneration Policy | Management | For | For |
| 3b | Approve Second Section of the Remuneration Report | Management | For | For |
| 3c | Approve Fixed-Variable Compensation Ratio | Management | For | For |
| 3d | Approve 2019 and 2020 Annual Incentive Plans | Management | For | For |
| 4a | Authorize Share Repurchase Program and Reissuance of Repurchased Shares to Service Annual Incentive Plan | Management | For | For |
| 4b | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 1 | Approve Issuance of Shares to Be Subscribed through a Contribution in Kind of Shares of Unione di Banche Italiane SpA | Management | For | For |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
| |
|---|
JAPAN POST HOLDINGS CO. LTD.
MEETING DATE: JUN 17, 2020 | TICKER: 6178 SECURITY ID: J2800D109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Masuda, Hiroya | Management | For | For |
| 1.2 | Elect Director Ikeda, Norito | Management | For | For |
| 1.3 | Elect Director Kinugawa, Kazuhide | Management | For | For |
| 1.4 | Elect Director Senda, Tetsuya | Management | For | For |
| 1.5 | Elect Director Mimura, Akio | Management | For | For |
| 1.6 | Elect Director Ishihara, Kunio | Management | For | For |
| 1.7 | Elect Director Charles D. Lake II | Management | For | For |
| 1.8 | Elect Director Hirono, Michiko | Management | For | For |
| 1.9 | Elect Director Okamoto, Tsuyoshi | Management | For | For |
| 1.10 | Elect Director Koezuka, Miharu | Management | For | For |
| 1.11 | Elect Director Akiyama, Sakie | Management | For | For |
| 1.12 | Elect Director Kaiami, Makoto | Management | For | For |
| 1.13 | Elect Director Satake, Akira | Management | For | For |
| |
|---|
JAPAN TOBACCO INC.
MEETING DATE: MAR 19, 2020 | TICKER: 2914 SECURITY ID: J27869106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 77 | Management | For | For |
| 2 | Amend Articles to Amend Provisions on Director Titles | Management | For | For |
| 3.1 | Elect Director Tango, Yasutake | Management | For | For |
| 3.2 | Elect Director Iwai, Mutsuo | Management | For | For |
| 3.3 | Elect Director Terabatake, Masamichi | Management | For | For |
| 3.4 | Elect Director Minami, Naohiro | Management | For | For |
| 3.5 | Elect Director Hirowatari, Kiyohide | Management | For | For |
| 3.6 | Elect Director Yamashita, Kazuhito | Management | For | For |
| 3.7 | Elect Director Koda, Main | Management | For | For |
| 3.8 | Elect Director Watanabe, Koichiro | Management | For | For |
| 3.9 | Elect Director Nagashima, Yukiko | Management | For | For |
| 4 | Approve Restricted Stock Plan and Performance Share Plan | Management | For | For |
| |
|---|
JARDINE MATHESON HOLDINGS LTD.
MEETING DATE: MAY 07, 2020 | TICKER: J36 SECURITY ID: G50736100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect David Hsu as Director | Management | For | For |
| 4 | Re-elect Adam Keswick as Director | Management | For | Abstain |
| 5 | Re-elect Anthony Nightingale as Director | Management | For | Against |
| 6 | Re-elect John Witt as Director | Management | For | For |
| 7 | Ratify Auditors and Authorise Their Remuneration | Management | For | For |
| 8 | Authorise Issue of Equity | Management | For | For |
| |
|---|
JFE HOLDINGS, INC.
MEETING DATE: JUN 19, 2020 | TICKER: 5411 SECURITY ID: J2817M100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kakigi, Koji | Management | For | For |
| 1.2 | Elect Director Kitano, Yoshihisa | Management | For | For |
| 1.3 | Elect Director Terahata, Masashi | Management | For | For |
| 1.4 | Elect Director Oda, Naosuke | Management | For | For |
| 1.5 | Elect Director Oshita, Hajime | Management | For | For |
| 1.6 | Elect Director Yamamoto, Masami | Management | For | For |
| 1.7 | Elect Director Kemori, Nobumasa | Management | For | For |
| 1.8 | Elect Director Ando, Yoshiko | Management | For | For |
| |
|---|
KLEPIERRE SA
MEETING DATE: APR 30, 2020 | TICKER: LI SECURITY ID: F5396X102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.20 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Approve Termination Package of Jean-Marc Jestin, Chairman of the Management Board | Management | For | For |
| 6 | Approve Termination Package of Jean-Michel Gault, Vice-CEO | Management | For | For |
| 7 | Reelect Catherine Simoni as Supervisory Board Member | Management | For | For |
| 8 | Reelect Florence Von Erb as Supervisory Board Member | Management | For | For |
| 9 | Reelect Stanley Shashoua as Supervisory Board Member | Management | For | For |
| 10 | Approve Remuneration Policy of Chairman of the Supervisory Board and Members | Management | For | For |
| 11 | Approve Remuneration Policy of Chairman of the Management Board | Management | For | For |
| 12 | Approve Remuneration Policy of Management Board Members | Management | For | For |
| 13 | Approve Compensation Report of Chairman of the Supervisory Board and Members, Chairman of the Management Board and Members | Management | For | For |
| 14 | Approve Compensation of Chairman of the Supervisory Board | Management | For | For |
| 15 | Approve Compensation of Chairman of the Management Board | Management | For | For |
| 16 | Approve Compensation of Vice-CEO | Management | For | For |
| 17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 18 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 19 | Amend Article 7 of Bylaws Re: Shareholding Disclosure Thresholds | Management | For | For |
| 20 | Amend Article 15 of Bylaws Re: Board Members Deliberation via Written Consultation | Management | For | For |
| 21 | Amend Article 17 of Bylaws Re: Supervisory Board Members Remuneration | Management | For | For |
| 22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
KOMATSU LTD.
MEETING DATE: JUN 18, 2020 | TICKER: 6301 SECURITY ID: J35759125
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 39 | Management | For | For |
| 2.1 | Elect Director Ohashi, Tetsuji | Management | For | For |
| 2.2 | Elect Director Ogawa, Hiroyuki | Management | For | For |
| 2.3 | Elect Director Moriyama, Masayuki | Management | For | For |
| 2.4 | Elect Director Mizuhara, Kiyoshi | Management | For | For |
| 2.5 | Elect Director Urano, Kuniko | Management | For | For |
| 2.6 | Elect Director Kigawa, Makoto | Management | For | For |
| 2.7 | Elect Director Kunibe, Takeshi | Management | For | For |
| 2.8 | Elect Director Arthur M. Mitchell | Management | For | For |
| 3 | Appoint Statutory Auditor Sasaki, Terumi | Management | For | For |
| |
|---|
KONINKLIJKE PHILIPS NV
MEETING DATE: APR 30, 2020 | TICKER: PHIA SECURITY ID: N7637U112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | President's Speech | Management | None | None |
| 2.a | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2.b | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2.c | Approve Dividends of EUR 0.85 Per Share | Management | For | For |
| 2.d | Approve Remuneration Report | Management | For | For |
| 2.e | Approve Discharge of Management Board | Management | For | For |
| 2.f | Approve Discharge of Supervisory Board | Management | For | For |
| 3.a | Approve Remuneration Policy for Management Board | Management | For | For |
| 3.b | Approve Long Term Incentive Plan for Management Board Members | Management | For | For |
| 3.c | Approve Remuneration Policy for Supervisory Board | Management | For | For |
| 4.a | Reelect N. Dhawan to Supervisory Board | Management | For | For |
| 4.b | Elect F. Sijbesma to Supervisory Board | Management | For | For |
| 4.c | Elect P. Loscher to Supervisory Board | Management | For | For |
| 5.a | Grant Board Authority to Issue Shares | Management | For | For |
| 5.b | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Approve Cancellation of Repurchased Shares | Management | For | For |
| 8 | Other Business (Non-Voting) | Management | None | None |
| |
|---|
KONINKLIJKE PHILIPS NV
MEETING DATE: JUN 26, 2020 | TICKER: PHIA SECURITY ID: N7637U112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Dividends of EUR 0.85 Per Share | Management | For | For |
| |
|---|
MICRO FOCUS INTERNATIONAL PLC
MEETING DATE: MAR 25, 2020 | TICKER: MCRO SECURITY ID: G6117L194
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Remuneration Policy | Management | For | For |
| 5 | Elect Greg Lock as Director | Management | For | For |
| 6 | Re-elect Stephen Murdoch as Director | Management | For | For |
| 7 | Re-elect Brian McArthur-Muscroft as Director | Management | For | For |
| 8 | Re-elect Karen Slatford as Director | Management | For | For |
| 9 | Re-elect Richard Atkins as Director | Management | For | For |
| 10 | Re-elect Amanda Brown as Director | Management | For | For |
| 11 | Re-elect Lawton Fitt as Director | Management | For | For |
| 12 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise Issue of Equity | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
MITSUBISHI CORP.
MEETING DATE: JUN 19, 2020 | TICKER: 8058 SECURITY ID: J43830116
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 68 | Management | For | For |
| 2.1 | Elect Director Kobayashi, Ken | Management | For | For |
| 2.2 | Elect Director Kakiuchi, Takehiko | Management | For | For |
| 2.3 | Elect Director Masu, Kazuyuki | Management | For | For |
| 2.4 | Elect Director Yoshida, Shinya | Management | For | For |
| 2.5 | Elect Director Murakoshi, Akira | Management | For | For |
| 2.6 | Elect Director Sakakida, Masakazu | Management | For | For |
| 2.7 | Elect Director Nishiyama, Akihiko | Management | For | For |
| 2.8 | Elect Director Saiki, Akitaka | Management | For | For |
| 2.9 | Elect Director Tatsuoka, Tsuneyoshi | Management | For | For |
| 2.10 | Elect Director Miyanaga, Shunichi | Management | For | For |
| 2.11 | Elect Director Akiyama, Sakie | Management | For | For |
| 3.1 | Appoint Statutory Auditor Takayama, Yasuko | Management | For | For |
| 3.2 | Appoint Statutory Auditor Sato, Rieko | Management | For | For |
| 3.3 | Appoint Statutory Auditor Nakao, Takeshi | Management | For | For |
| |
|---|
MITSUI & CO., LTD.
MEETING DATE: JUN 19, 2020 | TICKER: 8031 SECURITY ID: J44690139
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 40 | Management | For | For |
| 2.1 | Elect Director Iijima, Masami | Management | For | For |
| 2.2 | Elect Director Yasunaga, Tatsuo | Management | For | For |
| 2.3 | Elect Director Takebe, Yukio | Management | For | For |
| 2.4 | Elect Director Uchida, Takakazu | Management | For | For |
| 2.5 | Elect Director Hori, Kenichi | Management | For | For |
| 2.6 | Elect Director Fujiwara, Hirotatsu | Management | For | For |
| 2.7 | Elect Director Kometani, Yoshio | Management | For | For |
| 2.8 | Elect Director Omachi, Shinichiro | Management | For | For |
| 2.9 | Elect Director Yoshikawa, Miki | Management | For | For |
| 2.10 | Elect Director Kobayashi, Izumi | Management | For | For |
| 2.11 | Elect Director Jenifer Rogers | Management | For | For |
| 2.12 | Elect Director Samuel Walsh | Management | For | For |
| 2.13 | Elect Director Uchiyamada, Takeshi | Management | For | For |
| 2.14 | Elect Director Egawa, Masako | Management | For | For |
| |
|---|
MOWI ASA
MEETING DATE: JUN 03, 2020 | TICKER: MOWI SECURITY ID: R4S04H101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 2 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 3 | Receive Briefing on the Business | Management | None | None |
| 4 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income | Management | For | Did Not Vote |
| 5 | Discuss Company's Corporate Governance Statement | Management | None | None |
| 6 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 7 | Approval of the Guidelines for Allocation of Options | Management | For | Did Not Vote |
| 8 | Approve Remuneration of Directors in the Amount of NOK 1.2 Million for Chair, NOK 675,000 for Vice Chair and NOK 500,000 for Other Directors; Approve Remuneration for Audit Committee | Management | For | Did Not Vote |
| 9 | Approve Remuneration of Nomination Committee | Management | For | Did Not Vote |
| 10 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 11a | Elect Alf-Helge Aarskog (Vice Chair) as New Director | Management | For | Did Not Vote |
| 11b | Elect Bjarne Tellmann as New Director | Management | For | Did Not Vote |
| 11c | Elect Solveig Strand as New Director | Management | For | Did Not Vote |
| 11d | Reelect Cecilie Fredriksen as Director | Management | For | Did Not Vote |
| 12 | Elect Anne Lise Ellingsen Gryte as New Member and Chair of Nominating Committee | Management | For | Did Not Vote |
| 13 | Authorize Board to Distribute Dividends | Management | For | Did Not Vote |
| 14 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 15a | Approve Creation of NOK 387.8 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 15b | Authorize Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 3.2 Billion; Approve Creation of NOK 387.8 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
| 16 | Approval of an Application to be Exempt from the Obligation to Establish a Corporate Assembly | Management | For | Did Not Vote |
| |
|---|
NATIONAL AUSTRALIA BANK LIMITED
MEETING DATE: DEC 18, 2019 | TICKER: NAB SECURITY ID: Q65336119
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve the Spill Resolution | Management | Against | Against |
| 4a | Elect Philip Chronican as Director | Management | For | For |
| 4b | Elect Douglas McKay as Director | Management | For | For |
| 4c | Elect Kathryn Fagg as Director | Management | For | For |
| 5a | Approve Selective Capital Reduction of Convertible Preference Shares Under the CPS II Terms | Management | For | For |
| 5b | Approve Selective Capital Reduction of Convertible Preference Shares Outside the CPS II Terms | Management | For | For |
| 6a | Approve the Amendments to the Company's Constitution | Shareholder | Against | Against |
| 6b | Approve Transition Planning Disclosure | Shareholder | Against | Against |
| 7 | Approve Lobbying Inconsistent with the Goals of the Paris Agreement | Shareholder | Against | Against |
| |
|---|
NESTLE SA
MEETING DATE: APR 23, 2020 | TICKER: NESN SECURITY ID: H57312649
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of CHF 2.70 per Share | Management | For | Did Not Vote |
| 4.1.a | Reelect Paul Bulcke as Director and Board Chairman | Management | For | Did Not Vote |
| 4.1.b | Reelect Ulf Schneider as Director | Management | For | Did Not Vote |
| 4.1.c | Reelect Henri de Castries as Director | Management | For | Did Not Vote |
| 4.1.d | Reelect Renato Fassbind as Director | Management | For | Did Not Vote |
| 4.1.e | Reelect Ann Veneman as Director | Management | For | Did Not Vote |
| 4.1.f | Reelect Eva Cheng as Director | Management | For | Did Not Vote |
| 4.1.g | Reelect Patrick Aebischer as Director | Management | For | Did Not Vote |
| 4.1.h | Reelect Ursula Burns as Director | Management | For | Did Not Vote |
| 4.1.i | Reelect Kasper Rorsted as Director | Management | For | Did Not Vote |
| 4.1.j | Reelect Pablo Isla as Director | Management | For | Did Not Vote |
| 4.1.k | Reelect Kimberly Ross as Director | Management | For | Did Not Vote |
| 4.1.l | Reelect Dick Boer as Director | Management | For | Did Not Vote |
| 4.1.m | Reelect Dinesh Paliwal as Director | Management | For | Did Not Vote |
| 4.2 | Elect Hanne Jimenez de Mora as Director | Management | For | Did Not Vote |
| 4.3.1 | Appoint Patrick Aebischer as Member of the Compensation Committee | Management | For | Did Not Vote |
| 4.3.2 | Appoint Ursula Burns as Member of the Compensation Committee | Management | For | Did Not Vote |
| 4.3.3 | Appoint Pablo Isla as Member of the Compensation Committee | Management | For | Did Not Vote |
| 4.3.4 | Appoint Dick Boer as Member of the Compensation Committee | Management | For | Did Not Vote |
| 4.4 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
| 4.5 | Designate Hartmann Dreyer as Independent Proxy | Management | For | Did Not Vote |
| 5.1 | Approve Remuneration of Directors in the Amount of CHF 10 Million | Management | For | Did Not Vote |
| 5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 55 Million | Management | For | Did Not Vote |
| 6 | Approve CHF 9.5 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 7 | Transact Other Business (Voting) | Management | Against | Did Not Vote |
| |
|---|
NISSAN MOTOR CO., LTD.
MEETING DATE: FEB 18, 2020 | TICKER: 7201 SECURITY ID: J57160129
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Uchida, Makoto | Management | For | For |
| 1.2 | Elect Director Ashwani Gupta | Management | For | For |
| 1.3 | Elect Director Sakamoto, Hideyuki | Management | For | For |
| 1.4 | Elect Director Pierre Fleuriot | Management | For | For |
| |
|---|
NISSAN MOTOR CO., LTD.
MEETING DATE: JUN 29, 2020 | TICKER: 7201 SECURITY ID: J57160129
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kimura, Yasushi | Management | For | For |
| 1.2 | Elect Director Jean-Dominique Senard | Management | For | For |
| 1.3 | Elect Director Toyoda, Masakazu | Management | For | For |
| 1.4 | Elect Director Ihara, Keiko | Management | For | For |
| 1.5 | Elect Director Nagai, Moto | Management | For | For |
| 1.6 | Elect Director Bernard Delmas | Management | For | For |
| 1.7 | Elect Director Andrew House | Management | For | For |
| 1.8 | Elect Director Jenifer Rogers | Management | For | For |
| 1.9 | Elect Director Pierre Fleuriot | Management | For | For |
| 1.10 | Elect Director Uchida, Makoto | Management | For | For |
| 1.11 | Elect Director Ashwani Gupta | Management | For | For |
| 1.12 | Elect Director Sakamoto, Hideyuki | Management | For | For |
| |
|---|
NORDEA BANK ABP
MEETING DATE: MAY 28, 2020 | TICKER: NDA.SE SECURITY ID: X5S8VL105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 5 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8 | Approve Allocation of Income; Authorize Board to Decide on the Distribution of Dividends of up to EUR 0.40 Per Share | Management | For | Did Not Vote |
| 9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 10 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 11 | Approve Remuneration of Directors in the Amount of EUR 300,000 for Chairman, EUR 145,000 for Vice Chairman, and EUR 95,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 12 | Fix Number of Directors at Ten | Management | For | Did Not Vote |
| 13 | Reelect Torbjorn Magnusson (Chairperson), Nigel Hinshelwood, Birger Steen, Sarah Russell, Robin Lawther, Pernille Erenbjerg, Kari Jordan, Petra van Hoeken and John Maltby as Directors; Elect Jonas Synnergren as New Director | Management | For | Did Not Vote |
| 14 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 15 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 16 | Approve Instructions for Shareholders' Nomination Board | Management | For | Did Not Vote |
| 17 | Approve Issuance of Convertible Instruments without Preemptive Rights | Management | For | Did Not Vote |
| 18.a | Authorize Share Repurchase Program in the Securities Trading Business | Management | For | Did Not Vote |
| 18.b | Authorize Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 19.a | Authorize Share Repurchase Program and Reissuance and/or Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 19.b | Approve Issuance of up to 30 Million Shares without Preemptive Rights | Management | For | Did Not Vote |
| 20 | Close Meeting | Management | None | None |
| |
|---|
NOVARTIS AG
MEETING DATE: FEB 28, 2020 | TICKER: NOVN SECURITY ID: H5820Q150
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of CHF 2.95 per Share | Management | For | Did Not Vote |
| 4 | Approve CHF 30.2 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 5.1 | Approve Remuneration of Directors in the Amount of CHF 9 Million | Management | For | Did Not Vote |
| 5.2 | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 93 Million | Management | For | Did Not Vote |
| 5.3 | Approve Remuneration Report | Management | For | Did Not Vote |
| 6.1 | Reelect Joerg Reinhardt as Director and Board Chairman | Management | For | Did Not Vote |
| 6.2 | Reelect Nancy Andrews as Director | Management | For | Did Not Vote |
| 6.3 | Reelect Ton Buechner as Director | Management | For | Did Not Vote |
| 6.4 | Reelect Patrice Bula as Director | Management | For | Did Not Vote |
| 6.5 | Reelect Srikant Datar as Director | Management | For | Did Not Vote |
| 6.6 | Reelect Elizabeth Doherty as Director | Management | For | Did Not Vote |
| 6.7 | Reelect Ann Fudge as Director | Management | For | Did Not Vote |
| 6.8 | Reelect Frans van Houten as Director | Management | For | Did Not Vote |
| 6.9 | Reelect Andreas von Planta as Director | Management | For | Did Not Vote |
| 6.10 | Reelect Charles Sawyers as Director | Management | For | Did Not Vote |
| 6.11 | Reelect Enrico Vanni as Director | Management | For | Did Not Vote |
| 6.12 | Reelect William Winters as Director | Management | For | Did Not Vote |
| 6.13 | Elect Bridgette Heller as Director | Management | For | Did Not Vote |
| 6.14 | Elect Simon Moroney as Director | Management | For | Did Not Vote |
| 7.1 | Reappoint Patrice Bula as Member of the Compensation Committee | Management | For | Did Not Vote |
| 7.2 | Reappoint Srikant Datar as Member of the Compensation Committee | Management | For | Did Not Vote |
| 7.3 | Reappoint Enrico Vanni as Member of the Compensation Committee | Management | For | Did Not Vote |
| 7.4 | Reappoint William Winters as Member of the Compensation Committee | Management | For | Did Not Vote |
| 7.5 | Appoint Bridgette Heller as Member of the Compensation Committee | Management | For | Did Not Vote |
| 8 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
| 9 | Designate Peter Zahn as Independent Proxy | Management | For | Did Not Vote |
| 10 | Transact Other Business (Voting) | Management | For | Did Not Vote |
| |
|---|
NOVO NORDISK A/S
MEETING DATE: MAR 26, 2020 | TICKER: NOVO.B SECURITY ID: K72807132
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 3.1 | Receive Remuneration Report 2019 | Management | None | None |
| 3.2a | Approve Remuneration of Directors for 2019 in the Aggregate Amount of DKK 19.4 Million | Management | For | Did Not Vote |
| 3.2b | Approve Remuneration of Directors for 2020 in the Amount of DKK 2.2 Million for the Chairman, DKK 1.4 Million for the Vice Chairman, and DKK 720,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 3.3 | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
| 3.4 | Amend Articles Re: Voting on the Company's Remuneration Report at Annual General Meetings | Management | For | Did Not Vote |
| 4 | Approve Allocation of Income and Dividends | Management | For | Did Not Vote |
| 5.1 | Reelect Helge Lund as Director and Chairman | Management | For | Did Not Vote |
| 5.2 | Reelect Jeppe Christiansen as Director and Deputy Chairman | Management | For | Did Not Vote |
| 5.3a | Reelect Brian Daniels as Director | Management | For | Did Not Vote |
| 5.3b | Reelect Laurence Debroux as Director | Management | For | Did Not Vote |
| 5.3c | Reelect Andreas Fibig as Director | Management | For | Did Not Vote |
| 5.3d | Reelect Sylvie Gregoire as Director | Management | For | Did Not Vote |
| 5.3e | Reelect Liz Hewitt as Director | Management | For | Did Not Vote |
| 5.3f | Reelect Kasim Kutay as Director | Management | For | Did Not Vote |
| 5.3g | Reelect Martin Mackay as Director | Management | For | Did Not Vote |
| 6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 7.1 | Approve DKK 10 Million Reduction in Share Capital via B Share Cancellation | Management | For | Did Not Vote |
| 7.2 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 7.3a | Approve Creation of Pool of Capital for the Benefit of Employees | Management | For | Did Not Vote |
| 7.3b | Approve Creation of Pool of Capital with Preemptive Rights | Management | For | Did Not Vote |
| 7.3c | Approve Creation of Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 7.4 | Approve Donation to the World Diabetes Foundation | Management | For | Did Not Vote |
| 8 | Disclosure of the Ratio between Executive and Employee Remuneration in the Annual Reports | Shareholder | Against | Did Not Vote |
| 9 | Other Business | Management | None | None |
| |
|---|
NUTRIEN LTD.
MEETING DATE: MAY 06, 2020 | TICKER: NTR SECURITY ID: 67077M108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher M. Burley | Management | For | For |
| 1.2 | Elect Director Maura J. Clark | Management | For | For |
| 1.3 | Elect Director David C. Everitt | Management | For | For |
| 1.4 | Elect Director Russell K. Girling | Management | For | For |
| 1.5 | Elect Director Miranda C. Hubbs | Management | For | For |
| 1.6 | Elect Director Alice D. Laberge | Management | For | For |
| 1.7 | Elect Director Consuelo E. Madere | Management | For | For |
| 1.8 | Elect Director Charles V. Magro | Management | For | For |
| 1.9 | Elect Director Keith G. Martell | Management | For | For |
| 1.10 | Elect Director Aaron W. Regent | Management | For | For |
| 1.11 | Elect Director Mayo M. Schmidt | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
ORION OYJ
MEETING DATE: MAY 06, 2020 | TICKER: ORNBV SECURITY ID: X6002Y112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 5 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8 | Approve Allocation of Income and Dividends of EUR 1.50 Per Share; Authorize Board to Donate up to EUR 250,000 | Management | For | Did Not Vote |
| 9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 10 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 11 | Approve Remuneration of Directors in the Amount of EUR 84,000 for Chairman, EUR 55,000 for Vice Chairman, and EUR 42,000 for Other Directors; Approve Meeting Fees | Management | For | Did Not Vote |
| 12 | Fix Number of Directors at Seven | Management | For | Did Not Vote |
| 13 | Reelect Pia Kalsta, Ari Lehtoranta, Timo Maasilta, Hilpi Rautelin, Eija Ronkainen and Mikael Silvennoinen (Chairman) as Directors; Elect Kari Jussi Aho as New Director | Management | For | Did Not Vote |
| 14 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 15 | Ratify KPMG as Auditors | Management | For | Did Not Vote |
| 16 | Approve Forfeiture of Shares in Orion Corporation on Joint Account | Management | For | Did Not Vote |
| 17 | Close Meeting | Management | None | None |
| |
|---|
PANDORA AS
MEETING DATE: DEC 04, 2019 | TICKER: PNDORA SECURITY ID: K7681L102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Peter A. Ruzicka as New Director | Management | For | Did Not Vote |
| 2 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | Did Not Vote |
| |
|---|
PANDORA AS
MEETING DATE: MAR 11, 2020 | TICKER: PNDORA SECURITY ID: K7681L102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 3 | Approve Remuneration of Directors for 2020 in the Amount of DKK 1.5 Million for Chairman, DKK 750,000 for Vice Chairman, and DKK 500,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 4 | Approve Allocation of Income and Dividends of DKK 9 Per Share | Management | For | Did Not Vote |
| 5.1 | Reelect Peter A. Ruzicka (Chair) as Director | Management | For | Did Not Vote |
| 5.2 | Reelect Christian Frigast (Vice Chair) as Director | Management | For | Did Not Vote |
| 5.3 | Reelect Andrea Dawn Alvey as Director | Management | For | Did Not Vote |
| 5.4 | Reelect Ronica Wang as Director | Management | For | Did Not Vote |
| 5.5 | Reelect Birgitta Stymne Goransson as Director | Management | For | Did Not Vote |
| 5.6 | Reelect Isabelle Parize as Director | Management | For | Did Not Vote |
| 5.7 | Elect Catherine Spindler as New Director | Management | For | Did Not Vote |
| 5.8 | Elect Marianne Kirkegaard as New Director | Management | For | Did Not Vote |
| 6 | Ratify Ernst & Young as Auditor | Management | For | Did Not Vote |
| 7 | Approve Discharge of Management and Board | Management | For | Did Not Vote |
| 8.1 | Approve DKK 8 Million Reduction in Share Capital via Share Cancellation | Management | For | Did Not Vote |
| 8.2 | Amend Articles Re: Agenda of Annual General Meeting | Management | For | Did Not Vote |
| 8.3 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 8.4 | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
| 8.5 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | Did Not Vote |
| 9 | Other Business | Management | None | None |
| |
|---|
PERSIMMON PLC
MEETING DATE: APR 29, 2020 | TICKER: PSN SECURITY ID: G70202109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | Abstain |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Remuneration Report | Management | For | For |
| 5 | Re-elect Roger Devlin as Director | Management | For | For |
| 6 | Re-elect David Jenkinson as Director | Management | For | For |
| 7 | Re-elect Michael Killoran as Director | Management | For | For |
| 8 | Re-elect Nigel Mills as Director | Management | For | For |
| 9 | Re-elect Rachel Kentleton as Director | Management | For | For |
| 10 | Re-elect Simon Litherland as Director | Management | For | For |
| 11 | Re-elect Marion Sears as Director | Management | For | For |
| 12 | Elect Joanna Place as Director | Management | For | For |
| 13 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise Issue of Equity | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
PEUGEOT SA
MEETING DATE: JUN 25, 2020 | TICKER: UG SECURITY ID: F72313111
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
| 4 | Ratify Appointment of Zhang Zutong as Supervisory Board Member | Management | For | Against |
| 5 | Reelect Catherine Bradley as Supervisory Board Member | Management | For | For |
| 6 | Approve Remuneration Policy of Carlos Tavares, Chairman of the Management Board | Management | For | Against |
| 7 | Approve Remuneration Policy of Olivier Bourges, Michael Lohscheller, Maxime Picat as Members of the Management Board | Management | For | Against |
| 8 | Approve Remuneration Policy of Louis Gallois, Chairman of the Supervisory Board | Management | For | For |
| 9 | Approve Remuneration Policy of Members of the Supervisory Board | Management | For | For |
| 10 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 11 | Approve Compensation of Carlos Tavares, Chairman of the Management Board | Management | For | Against |
| 12 | Approve Compensation of Olivier Bourges, Member of the Management Board Since March 1, 2019 | Management | For | Against |
| 13 | Approve Compensation of Michael Lohscheller, Member of the Management Board Since Sept. 1, 2019 | Management | For | Against |
| 14 | Approve Compensation of Maxime Picat, Member of the Management Board | Management | For | Against |
| 15 | Approve Compensation of Jean-Christophe Quemard, Member of the Management Board Until Aug. 31, 2019 | Management | For | Against |
| 16 | Approve Compensation of Louis Gallois, Chairman of the Supervisory Board | Management | For | For |
| 17 | Approve Transaction with Etablissements Peugeot Freres and FFP Re: Engagement Letter | Management | For | For |
| 18 | Approve Transaction with Bpifrance Participations and Lion Participations Re: Engagement Letter | Management | For | For |
| 19 | Approve Transaction with Dongfeng Motor Group Re: Buyout Agreement | Management | For | For |
| 20 | Waiver of the Establishment of a Special Negotiation Group Re: Merger Agreement Between Company and Fiat Chrysler Automobiles | Management | For | For |
| 21 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 22 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 23 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer | Management | For | Against |
| 24 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 25 | Amend Article 10 of Bylaws Re: Employee Representative | Management | For | For |
| 26 | Amend Article 12 of Bylaws Re: Payment of Dividends | Management | For | For |
| 27 | Ratify Change Location of Registered Office to Centre Technique de Velizy, Route de Gisy, 78140 Velizy-Villacoublay and Amend Article 4 of Bylaws Accordingly | Management | For | For |
| 28 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
POWER FINANCIAL CORPORATION
MEETING DATE: FEB 11, 2020 | TICKER: PWF SECURITY ID: 73927C100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reorganization Plan | Management | For | Against |
| |
|---|
REPSOL SA
MEETING DATE: MAY 07, 2020 | TICKER: REP SECURITY ID: E8471S130
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 2 | Approve Non-Financial Information Statement | Management | For | For |
| 3 | Approve Treatment of Net Loss | Management | For | For |
| 4 | Approve Creation of Reserves Not Arising from Profits and Approve Transfer of Reserves for the Transition to the 2007 Spanish General Accounting Plan Account to Voluntary Reserves | Management | For | For |
| 5 | Approve Discharge of Board | Management | For | For |
| 6 | Approve Scrip Dividends | Management | For | For |
| 7 | Approve Scrip Dividends | Management | For | For |
| 8 | Approve Reduction in Share Capital via Amortization of Treasury Shares | Management | For | For |
| 9 | Approve Share Matching Program | Management | For | For |
| 10 | Approve Long-Term Incentive Plan | Management | For | For |
| 11 | Advisory Vote on Remuneration Report | Management | For | For |
| 12 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
RIO TINTO PLC
MEETING DATE: APR 08, 2020 | TICKER: RIO SECURITY ID: G75754104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report for UK Law Purposes | Management | For | For |
| 3 | Approve Remuneration Report for Australian Law Purposes | Management | For | For |
| 4 | Approve the Potential Termination of Benefits for Australian Law Purposes | Management | For | For |
| 5 | Elect Hinda Gharbi as Director | Management | For | For |
| 6 | Elect Jennifer Nason as Director | Management | For | For |
| 7 | Elect Ngaire Woods as Director | Management | For | For |
| 8 | Re-elect Megan Clark as Director | Management | For | For |
| 9 | Re-elect David Constable as Director | Management | For | For |
| 10 | Re-elect Simon Henry as Director | Management | For | For |
| 11 | Re-elect Jean-Sebastien Jacques as Director | Management | For | For |
| 12 | Re-elect Sam Laidlaw as Director | Management | For | For |
| 13 | Re-elect Michael L'Estrange as Director | Management | For | For |
| 14 | Re-elect Simon McKeon as Director | Management | For | For |
| 15 | Re-elect Jakob Stausholm as Director | Management | For | For |
| 16 | Re-elect Simon Thompson as Director | Management | For | For |
| 17 | Appoint KPMG LLP as Auditors | Management | For | For |
| 18 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 19 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 20 | Amend Articles of Association Re: General Updates and Changes | Management | For | For |
| 21 | Amend Articles of Association Re: Hybrid and Contemporaneous General Meetings | Management | For | For |
| 22 | Authorise Issue of Equity | Management | For | For |
| 23 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 24 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 25 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
ROYAL AHOLD DELHAIZE NV
MEETING DATE: APR 08, 2020 | TICKER: AD SECURITY ID: N0074E105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 4 | Adopt Financial Statements | Management | For | For |
| 5 | Approve Dividends of EUR 0.76 Per Share | Management | For | For |
| 6 | Approve Remuneration Report | Management | For | For |
| 7 | Approve Discharge of Management Board | Management | For | For |
| 8 | Approve Discharge of Supervisory Board | Management | For | For |
| 9 | Approve Remuneration Policy for Management Board Members | Management | For | For |
| 10 | Approve Remuneration Policy for Supervisory Board Members | Management | For | For |
| 11 | Elect Frank van Zanten to Supervisory Board | Management | For | For |
| 12 | Elect Helen Weir to Supervisory Board | Management | For | For |
| 13 | Reelect Mary Anne Citrino to Supervisory Board | Management | For | For |
| 14 | Reelect Dominique Leroy to Supervisory Board | Management | For | For |
| 15 | Reelect Bill McEwan to Supervisory Board | Management | For | For |
| 16 | Reelect Kevin Holt to Management Board | Management | For | For |
| 17 | Elect Natalie Knight to Management Board | Management | For | For |
| 18 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 19 | Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital | Management | For | For |
| 20 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 21 | Authorize Board to Acquire Common Shares | Management | For | For |
| 22 | Approve Cancellation of Repurchased Shares | Management | For | For |
| 23 | Close Meeting | Management | None | None |
| |
|---|
ROYAL DUTCH SHELL PLC
MEETING DATE: MAY 19, 2020 | TICKER: RDSB SECURITY ID: G7690A118
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Elect Dick Boer as Director | Management | For | For |
| 5 | Elect Andrew Mackenzie as Director | Management | For | For |
| 6 | Elect Martina Hund-Mejean as Director | Management | For | For |
| 7 | Re-elect Ben van Beurden as Director | Management | For | For |
| 8 | Re-elect Neil Carson as Director | Management | For | For |
| 9 | Re-elect Ann Godbehere as Director | Management | For | For |
| 10 | Re-elect Euleen Goh as Director | Management | For | For |
| 11 | Re-elect Charles Holliday as Director | Management | For | For |
| 12 | Re-elect Catherine Hughes as Director | Management | For | For |
| 13 | Re-elect Sir Nigel Sheinwald as Director | Management | For | For |
| 14 | Re-elect Jessica Uhl as Director | Management | For | For |
| 15 | Re-elect Gerrit Zalm as Director | Management | For | For |
| 16 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 17 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise Issue of Equity | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Request Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions | Shareholder | Against | Against |
| |
|---|
ROYAL MAIL PLC
MEETING DATE: JUL 18, 2019 | TICKER: RMG SECURITY ID: G7368G108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Keith Williams as Director | Management | For | For |
| 6 | Re-elect Rico Back as Director | Management | For | For |
| 7 | Re-elect Stuart Simpson as Director | Management | For | For |
| 8 | Elect Maria da Cunha as Director | Management | For | For |
| 9 | Elect Michael Findlay as Director | Management | For | For |
| 10 | Re-elect Rita Griffin as Director | Management | For | For |
| 11 | Re-elect Simon Thompson as Director | Management | For | For |
| 12 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 13 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 15 | Authorise Issue of Equity | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
SANDS CHINA LTD.
MEETING DATE: JUN 19, 2020 | TICKER: 1928 SECURITY ID: G7800X107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Elect Sheldon Gary Adelson as Director | Management | For | Against |
| 2b | Elect Charles Daniel Forman as Director | Management | For | For |
| 2c | Elect Victor Patrick Hoog Antink as Director | Management | For | For |
| 2d | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 3 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 7 | Approve the Amendment Agreement to the Service Contract of Dr. Wong Ying Wai (Wilfred) | Management | For | For |
| |
|---|
SANOFI
MEETING DATE: APR 28, 2020 | TICKER: SAN SECURITY ID: F5548N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Treatment of Losses and Dividends of EUR 3.15 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Ratify Appointment of Paul Hudson as Director | Management | For | For |
| 6 | Reelect Laurent Attal as Director | Management | For | For |
| 7 | Reelect Carole Piwnica as Director | Management | For | For |
| 8 | Reelect Diane Souza as Director | Management | For | For |
| 9 | Reelect Thomas Sudhof as Director | Management | For | For |
| 10 | Elect Rachel Duan as Director | Management | For | For |
| 11 | Elect Lise Kingo as Director | Management | For | For |
| 12 | Approve Remuneration of Directors in the Aggregate Amount of EUR 2 Million | Management | For | For |
| 13 | Approve Remuneration Policy of Directors | Management | For | For |
| 14 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
| 15 | Approve Remuneration Policy of CEO | Management | For | For |
| 16 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 17 | Approve Compensation of Serge Weinberg, Chairman of the Board | Management | For | For |
| 18 | Approve Compensation of Paul Hudson, CEO Since Sept. 1, 2019 | Management | For | For |
| 19 | Approve Compensation of Olivier Brandicourt, CEO Until Aug. 31, 2019 | Management | For | Against |
| 20 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 21 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
SAP SE
MEETING DATE: MAY 20, 2020 | TICKER: SAP SECURITY ID: D66992104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.58 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2020 | Management | For | For |
| 6.1 | Approve Creation of EUR 250 Million Pool of Capital with Preemptive Rights | Management | For | For |
| 6.2 | Approve Creation of EUR 250 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 7 | Approve Remuneration Policy for the Management Board | Management | For | For |
| 8 | Approve Remuneration Policy for the Supervisory Board | Management | For | For |
| |
|---|
SEKISUI HOUSE, LTD.
MEETING DATE: APR 23, 2020 | TICKER: 1928 SECURITY ID: J70746136
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 41 | Management | For | For |
| 2 | Amend Articles to Amend Business Lines - Reduce Directors' Term - Remove All Provisions on Advisory Positions | Management | For | For |
| 3.1 | Elect Director Abe, Toshinori | Management | For | Against |
| 3.2 | Elect Director Inagaki, Shiro | Management | For | Against |
| 3.3 | Elect Director Nakai, Yoshihiro | Management | For | For |
| 3.4 | Elect Director Uchida, Takashi | Management | For | For |
| 3.5 | Elect Director Wakui, Shiro | Management | For | For |
| 3.6 | Elect Director Yoshimaru, Yukiko | Management | For | For |
| 3.7 | Elect Director Kitazawa, Toshifumi | Management | For | For |
| 3.8 | Elect Director Tanaka, Satoshi | Management | For | For |
| 3.9 | Elect Director Nishida, Kumpei | Management | For | For |
| 3.10 | Elect Director Horiuchi, Yosuke | Management | For | For |
| 3.11 | Elect Director Miura, Toshiharu | Management | For | For |
| 3.12 | Elect Director Ishii, Toru | Management | For | For |
| 4 | Appoint Statutory Auditor Wada, Yoritomo | Management | For | For |
| 5 | Approve Annual Bonus | Management | For | For |
| 6 | Approve Performance-Based Annual Bonus Ceiling for Directors | Management | For | For |
| 7 | Approve Performance Share Plan and Restricted Stock Plan | Management | For | For |
| 8.1 | Elect Shareholder Director Nominee Christopher Douglas Brady | Shareholder | Against | For |
| 8.2 | Elect Shareholder Director Nominee Pamela Fennel Jacobs | Shareholder | Against | Against |
| 8.3 | Elect Shareholder Director Nominee Okada, Yasushi | Shareholder | Against | Against |
| 8.4 | Elect Shareholder Director Nominee Saeki, Terumichi | Shareholder | Against | Against |
| 8.5 | Elect Shareholder Director Nominee Iwasaki, Jiro | Shareholder | Against | Against |
| 8.6 | Elect Shareholder Director Nominee Saito, Makoto | Shareholder | Against | Against |
| 8.7 | Elect Shareholder Director Nominee Kato, Hitomi | Shareholder | Against | Against |
| 8.8 | Elect Shareholder Director Nominee Suguro, Fumiyasu | Shareholder | Against | Against |
| 8.9 | Elect Shareholder Director Nominee Fujiwara, Motohiko | Shareholder | Against | Against |
| 8.10 | Elect Shareholder Director Nominee Yamada, Koji | Shareholder | Against | Against |
| 8.11 | Elect Shareholder Director Nominee Wada, Isami | Shareholder | Against | Against |
| |
|---|
SINGAPORE TELECOMMUNICATIONS LIMITED
MEETING DATE: JUL 23, 2019 | TICKER: Z74 SECURITY ID: Y79985209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Christina Hon Kwee Fong (Christina Ong) as Director | Management | For | For |
| 4 | Elect Simon Claude Israel as Director | Management | For | For |
| 5 | Elect Dominic Stephen Barton as Director | Management | For | For |
| 6 | Elect Bradley Joseph Horowitz as Director | Management | For | For |
| 7 | Elect Gail Patricia Kelly as Director | Management | For | For |
| 8 | Approve Directors' Fees | Management | For | For |
| 9 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 10 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 11 | Approve Grant of Awards and Issuance of Shares Under the Singtel Performance Share Plan 2012 | Management | For | Against |
| 12 | Authorize Share Repurchase Program | Management | For | For |
| |
|---|
SNC-LAVALIN GROUP INC.
MEETING DATE: MAY 07, 2020 | TICKER: SNC SECURITY ID: 78460T105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary C. Baughman | Management | For | For |
| 1.2 | Elect Director Mary-Ann Bell | Management | For | For |
| 1.3 | Elect Director Christie J.B. Clark | Management | For | For |
| 1.4 | Elect Director Isabelle Courville | Management | For | For |
| 1.5 | Elect Director Ian L. Edwards | Management | For | For |
| 1.6 | Elect Director Kevin G. Lynch | Management | For | For |
| 1.7 | Elect Director Steven L. Newman | Management | For | For |
| 1.8 | Elect Director Michael B. Pedersen | Management | For | For |
| 1.9 | Elect Director Jean Raby | Management | For | For |
| 1.10 | Elect Director Zin Smati | Management | For | For |
| 1.11 | Elect Director Benita M. Warmbold | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Shareholder Rights Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 5 | SP 1: Integrate ESG Criteria into Performance Evaluation of Executive Officers | Shareholder | Against | Against |
| 6 | SP 2: Maintain Head Office in Quebec | Shareholder | Against | Against |
| 7 | Amend Bylaw No. 2005-1 | Management | For | For |
| |
|---|
SOCIETE GENERALE SA
MEETING DATE: MAY 19, 2020 | TICKER: GLE SECURITY ID: F8591M517
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 5 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
| 6 | Approve Remuneration Policy of CEO and Vice-CEOs | Management | For | For |
| 7 | Approve Remuneration Policy of Directors | Management | For | For |
| 8 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 9 | Approve Compensation of Lorenzo Bini Smaghi, Chairman of the Board | Management | For | For |
| 10 | Approve Compensation of Frederic Oudea, CEO | Management | For | For |
| 11 | Approve Compensation of Philippe Aymerich, Vice-CEO | Management | For | For |
| 12 | Approve Compensation of Severin Cabannes, Vice-CEO | Management | For | For |
| 13 | Approve Compensation of Philippe Heim, Vice-CEO | Management | For | For |
| 14 | Approve Compensation of Diony Lebot, Vice-CEO | Management | For | For |
| 15 | Approve the Aggregate Remuneration Granted in 2019 to Certain Senior Management, Responsible Officers, and Risk-Takers | Management | For | For |
| 16 | Reelect Juan Maria Nin Genova as Director | Management | For | For |
| 17 | Elect Annette Messemer as Director | Management | For | For |
| 18 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | For |
| 19 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 352 Million | Management | For | For |
| 20 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 106.67 Million | Management | For | For |
| 21 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 22 | Authorize Issuance of Convertible Bonds for Private Placements without Preemptive Rights, up to Aggregate Nominal Amount of EUR 106.67 Million | Management | For | For |
| 23 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 24 | Authorize up to 1.2 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Regulated Persons | Management | For | For |
| 25 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 26 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 27 | Amend Article 6 of Bylaws Re: Shareholding Disclosure Thresholds | Management | For | For |
| 28 | Amend Article 6 of Bylaws Re: Employees Participation in Capital | Management | For | For |
| 29 | Amend Article 7 of Bylaws Re: Board Composition | Management | For | For |
| 30 | Amend Article 10 of Bylaws Re: Board Members Deliberation via Written Consultation | Management | For | For |
| 31 | Amend Articles 1, 2, 3, 5, 6, 8, 11, 12, 13, 14, 15, 17, 18 and 20 of Bylaws to Compy with Legal Changes | Management | For | For |
| 32 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
SOJITZ CORP.
MEETING DATE: JUN 18, 2020 | TICKER: 2768 SECURITY ID: J7608R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 8.5 | Management | For | For |
| 2 | Amend Articles to Clarify Director Authority on Shareholder Meetings - Amend Provisions on Director Titles - Clarify Director Authority on Board Meetings | Management | For | For |
| 3.1 | Elect Director Fujimoto, Masayoshi | Management | For | For |
| 3.2 | Elect Director Tanaka, Seiichi | Management | For | For |
| 3.3 | Elect Director Hirai, Ryutaro | Management | For | For |
| 3.4 | Elect Director Goto, Masao | Management | For | For |
| 3.5 | Elect Director Naito, Kayoko | Management | For | For |
| 3.6 | Elect Director Otsuka, Norio | Management | For | For |
| 3.7 | Elect Director Saiki, Naoko | Management | For | For |
| 4.1 | Appoint Statutory Auditor Hamatsuka, Junichi | Management | For | For |
| 4.2 | Appoint Statutory Auditor Kushibiki, Masaaki | Management | For | For |
| 4.3 | Appoint Statutory Auditor Nagasawa, Michiko | Management | For | For |
| |
|---|
SONIC HEALTHCARE LIMITED
MEETING DATE: NOV 19, 2019 | TICKER: SHL SECURITY ID: Q8563C107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Jane Wilson as Director | Management | For | For |
| 2 | Elect Philip Dubois as Director | Management | For | Against |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Grant of Long-Term Incentives to Colin Goldschmidt | Management | For | For |
| 5 | Approve Grant of Long-Term Incentives to Chris Wilks | Management | For | For |
| |
|---|
SSE PLC
MEETING DATE: JUL 18, 2019 | TICKER: SSE SECURITY ID: G8842P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Gregor Alexander as Director | Management | For | For |
| 6 | Re-elect Sue Bruce as Director | Management | For | For |
| 7 | Re-elect Tony Cocker as Director | Management | For | For |
| 8 | Re-elect Crawford Gillies as Director | Management | For | For |
| 9 | Re-elect Richard Gillingwater as Director | Management | For | For |
| 10 | Re-elect Peter Lynas as Director | Management | For | For |
| 11 | Re-elect Helen Mahy as Director | Management | For | For |
| 12 | Re-elect Alistair Phillips-Davies as Director | Management | For | For |
| 13 | Re-elect Martin Pibworth as Director | Management | For | For |
| 14 | Elect Melanie Smith as Director | Management | For | For |
| 15 | Appoint Ernst & Young LLP as Auditors | Management | For | For |
| 16 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
SUMITOMO CORP.
MEETING DATE: JUN 19, 2020 | TICKER: 8053 SECURITY ID: J77282119
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 35 | Management | For | For |
| 2.1 | Elect Director Nakamura, Kuniharu | Management | For | For |
| 2.2 | Elect Director Hyodo, Masayuki | Management | For | For |
| 2.3 | Elect Director Nambu, Toshikazu | Management | For | For |
| 2.4 | Elect Director Yamano, Hideki | Management | For | For |
| 2.5 | Elect Director Seishima, Takayuki | Management | For | For |
| 2.6 | Elect Director Shiomi, Masaru | Management | For | For |
| 2.7 | Elect Director Ehara, Nobuyoshi | Management | For | For |
| 2.8 | Elect Director Ishida, Koji | Management | For | For |
| 2.9 | Elect Director Iwata, Kimie | Management | For | For |
| 2.10 | Elect Director Yamazaki, Hisashi | Management | For | For |
| 2.11 | Elect Director Ide, Akiko | Management | For | For |
| 3.1 | Appoint Statutory Auditor Nagai, Toshio | Management | For | For |
| 3.2 | Appoint Statutory Auditor Kato, Yoshitaka | Management | For | For |
| 4 | Approve Annual Bonus | Management | For | For |
| |
|---|
SUMITOMO MITSUI FINANCIAL GROUP, INC.
MEETING DATE: JUN 26, 2020 | TICKER: 8316 SECURITY ID: J7771X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 100 | Management | For | For |
| 2.1 | Elect Director Kunibe, Takeshi | Management | For | For |
| 2.2 | Elect Director Ota, Jun | Management | For | For |
| 2.3 | Elect Director Takashima, Makoto | Management | For | For |
| 2.4 | Elect Director Nagata, Haruyuki | Management | For | For |
| 2.5 | Elect Director Nakashima, Toru | Management | For | For |
| 2.6 | Elect Director Inoue, Atsuhiko | Management | For | For |
| 2.7 | Elect Director Mikami, Toru | Management | For | For |
| 2.8 | Elect Director Shimizu, Yoshihiko | Management | For | For |
| 2.9 | Elect Director Matsumoto, Masayuki | Management | For | Against |
| 2.10 | Elect Director Arthur M. Mitchell | Management | For | For |
| 2.11 | Elect Director Yamazaki, Shozo | Management | For | For |
| 2.12 | Elect Director Kono, Masaharu | Management | For | For |
| 2.13 | Elect Director Tsutsui, Yoshinobu | Management | For | For |
| 2.14 | Elect Director Shimbo, Katsuyoshi | Management | For | For |
| 2.15 | Elect Director Sakurai, Eriko | Management | For | For |
| |
|---|
THE BANK OF NOVA SCOTIA
MEETING DATE: APR 07, 2020 | TICKER: BNS SECURITY ID: 064149107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nora A. Aufreiter | Management | For | For |
| 1.2 | Elect Director Guillermo E. Babatz | Management | For | For |
| 1.3 | Elect Director Scott B. Bonham | Management | For | For |
| 1.4 | Elect Director Charles H. Dallara | Management | For | For |
| 1.5 | Elect Director Tiff Macklem | Management | For | For |
| 1.6 | Elect Director Michael D. Penner | Management | For | For |
| 1.7 | Elect Director Brian J. Porter | Management | For | For |
| 1.8 | Elect Director Una M. Power | Management | For | For |
| 1.9 | Elect Director Aaron W. Regent | Management | For | For |
| 1.10 | Elect Director Indira V. Samarasekera | Management | For | For |
| 1.11 | Elect Director Susan L. Segal | Management | For | For |
| 1.12 | Elect Director L. Scott Thomson | Management | For | For |
| 1.13 | Elect Director Benita M. Warmbold | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | SP 1: Disclose the Compensation Ratio (Equity Ratio) Used by the Compensation Committee | Shareholder | Against | Against |
| 5 | SP 2: Upgrade Computer Systems to Increase Competitiveness while Ensuring Greater Protection of Personal Information | Shareholder | Against | Against |
| 6 | SP 3: Set a Diversity Target of More than 40% of the Board Members for the Next Five Years | Shareholder | Against | Against |
| 7 | SP 4: Revise Human Rights Policies | Shareholder | Against | Against |
| |
|---|
THE KANSAI ELECTRIC POWER CO., INC.
MEETING DATE: JUN 25, 2020 | TICKER: 9503 SECURITY ID: J30169106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 25 | Management | For | For |
| 2 | Amend Articles to Adopt Board Structure with Three Committees - Clarify Director Authority on Shareholder Meetings - Amend Provisions on Director Titles - Clarify Director Authority on Board Meetings - Indemnify Directors | Management | For | For |
| 3.1 | Elect Director Sakakibara, Sadayuki | Management | For | For |
| 3.2 | Elect Director Okihara, Takamune | Management | For | Against |
| 3.3 | Elect Director Kobayashi, Tetsuya | Management | For | Against |
| 3.4 | Elect Director Sasaki, Shigeo | Management | For | For |
| 3.5 | Elect Director Kaga, Atsuko | Management | For | For |
| 3.6 | Elect Director Tomono, Hiroshi | Management | For | For |
| 3.7 | Elect Director Takamatsu, Kazuko | Management | For | For |
| 3.8 | Elect Director Naito, Fumio | Management | For | For |
| 3.9 | Elect Director Morimoto, Takashi | Management | For | Against |
| 3.10 | Elect Director Misono, Toyokazu | Management | For | Against |
| 3.11 | Elect Director Inada, Koji | Management | For | Against |
| 3.12 | Elect Director Sugimoto, Yasushi | Management | For | Against |
| 3.13 | Elect Director Yamaji, Susumu | Management | For | For |
| 4 | Amend Articles to Add Provision that Utility will Operate to Realize Energy Safety and Sustainability | Shareholder | Against | Against |
| 5 | Amend Articles to Keep Shareholder Meeting Minutes and Disclose Them to Public | Shareholder | Against | Against |
| 6 | Amend Articles to Add Provisions Concerning Management Based on CSR (Information Disclosure and Dialogue) | Shareholder | Against | Against |
| 7 | Amend Articles to Add Provisions Concerning Management Based on CSR (Facility Safety Enhancement) | Shareholder | Against | Against |
| 8 | Amend Articles to Add Provisions Concerning Management Based on CSR (Withdrawal from Coal-Fired Power Generation Business) | Shareholder | Against | Against |
| 9 | Amend Articles to Add Provision on Appropriate Bidding Process for Procurement and Subcontracting | Shareholder | Against | Against |
| 10 | Abolish Equity Compensation System for Directors | Shareholder | Against | Against |
| 11 | Approve Alternative Allocation of Income, with a Final Dividend of JPY 1 Higher Than Management Proposal | Shareholder | Against | Against |
| 12 | Remove Incumbent Director Morimoto, Takashi | Shareholder | Against | For |
| 13 | Amend Articles to Require Individual Compensation Disclosure for Directors | Shareholder | Against | For |
| 14 | Amend Articles to Add Provision on Abolition of Advisory Positions | Shareholder | Against | For |
| 15 | Amend Articles to Establish Donation Committee | Shareholder | Against | Against |
| 16 | Amend Articles to Prohibit Financial Support to Nuclear Power Generation Business at Other Companies | Shareholder | Against | Against |
| 17 | Amend Articles to Ban Reprocessing of Spent Nuclear Fuels | Shareholder | Against | Against |
| 18 | Amend Articles to Ban Acceptance of Gift Items and Business Entertainment beyond Commercial Practice | Shareholder | Against | Against |
| 19 | Amend Articles to Establish Promotion Committee on Nuclear Power Phase-Out | Shareholder | Against | Against |
| 20 | Amend Articles to Promote Maximum Disclosure to Gain Trust from Society | Shareholder | Against | Against |
| 21 | Amend Articles to Require Individual Compensation Disclosure for Directors | Shareholder | Against | For |
| 22 | Amend Articles to Encourage Dispersed Renewable Energy | Shareholder | Against | Against |
| 23 | Amend Articles to Request the Government to Develop Necessary Legal System to Stabilize Electricity Rate | Shareholder | Against | Against |
| 24 | Amend Articles to Demolish All Nuclear Power Plants | Shareholder | Against | Against |
| 25 | Amend Articles to Establish Work Environment where Employees Think About Safety of Nuclear Power Generation | Shareholder | Against | Against |
| 26 | Amend Articles to Ban Hiring or Service on the Board or at the Company by Former Government Officials | Shareholder | Against | Against |
| 27 | Amend Articles to Reduce Maximum Board Size and Require Majority Outsider Board | Shareholder | Against | Against |
| 28 | Amend Articles to Require Individual Disclosure of Compensation Received after Directors' Departure from the Board | Shareholder | Against | For |
| 29 | Amend Articles to End Reliance on Nuclear Power | Shareholder | Against | Against |
| |
|---|
TOKYO ELECTRON LTD.
MEETING DATE: JUN 23, 2020 | TICKER: 8035 SECURITY ID: J86957115
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tsuneishi, Tetsuo | Management | For | For |
| 1.2 | Elect Director Kawai, Toshiki | Management | For | For |
| 1.3 | Elect Director Sasaki, Sadao | Management | For | For |
| 1.4 | Elect Director Nunokawa, Yoshikazu | Management | For | For |
| 1.5 | Elect Director Nagakubo, Tatsuya | Management | For | For |
| 1.6 | Elect Director Sunohara, Kiyoshi | Management | For | For |
| 1.7 | Elect Director Ikeda, Seisu | Management | For | For |
| 1.8 | Elect Director Mitano, Yoshinobu | Management | For | For |
| 1.9 | Elect Director Charles D Lake II | Management | For | For |
| 1.10 | Elect Director Sasaki, Michio | Management | For | For |
| 1.11 | Elect Director Eda, Makiko | Management | For | For |
| 2.1 | Appoint Statutory Auditor Hama, Masataka | Management | For | For |
| 2.2 | Appoint Statutory Auditor Miura, Ryota | Management | For | For |
| 3 | Approve Annual Bonus | Management | For | For |
| 4 | Approve Deep Discount Stock Option Plan | Management | For | For |
| 5 | Approve Deep Discount Stock Option Plan | Management | For | For |
| 6 | Approve Trust-Type Equity Compensation Plan | Management | For | For |
| |
|---|
TOTAL SA
MEETING DATE: MAY 29, 2020 | TICKER: FP SECURITY ID: F92124100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.68 per Share and Option for Stock Dividend Program | Management | For | For |
| 4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 6 | Reelect Patricia Barbizet as Director | Management | For | For |
| 7 | Reelect Marie-Christine Coisne-Roquette as Director | Management | For | For |
| 8 | Reelect Mark Cutifani as Director | Management | For | For |
| 9 | Elect Jerome Contamine as Director | Management | For | For |
| 10 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 11 | Approve Remuneration Policy of Directors | Management | For | For |
| 12 | Approve Compensation of Patrick Pouyanne, Chairman and CEO | Management | For | For |
| 13 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 14 | Approve Change of Corporate Form to Societe Europeenne (SE) and Amend Bylaws Accordingly | Management | For | For |
| 15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2.5 Billion | Management | For | For |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 650 Million | Management | For | For |
| 17 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 650 Million | Management | For | For |
| 18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 16 and 17 | Management | For | For |
| 19 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 21 | Authorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plans | Management | For | For |
| A | Instruct Company to Set and Publish Targets for Greenhouse Gas (GHG) Emissions Aligned with the Goal of the Paris Climate Agreement and Amend Article 19 of Bylaws Accordingly | Shareholder | Against | Against |
| |
|---|
TOYOTA MOTOR CORP.
MEETING DATE: JUN 11, 2020 | TICKER: 7203 SECURITY ID: J92676113
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Uchiyamada, Takeshi | Management | For | For |
| 1.2 | Elect Director Hayakawa, Shigeru | Management | For | For |
| 1.3 | Elect Director Toyoda, Akio | Management | For | For |
| 1.4 | Elect Director Kobayashi, Koji | Management | For | For |
| 1.5 | Elect Director Terashi, Shigeki | Management | For | For |
| 1.6 | Elect Director James Kuffner | Management | For | For |
| 1.7 | Elect Director Sugawara, Ikuro | Management | For | For |
| 1.8 | Elect Director Sir Philip Craven | Management | For | For |
| 1.9 | Elect Director Kudo, Teiko | Management | For | For |
| 2 | Appoint Alternate Statutory Auditor Sakai, Ryuji | Management | For | For |
| 3 | Amend Articles to Amend Business Lines | Management | For | For |
| |
|---|
UBS GROUP AG
MEETING DATE: APR 29, 2020 | TICKER: UBSG SECURITY ID: H42097107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of USD 0.365 per Share | Management | For | Did Not Vote |
| 4 | Approve Discharge of Board and Senior Management for Fiscal 2019, excluding French Cross-Border Matter | Management | For | Did Not Vote |
| 5.1 | Reelect Axel Weber as Director and Board Chairman | Management | For | Did Not Vote |
| 5.2 | Reelect Jeremy Anderson as Director | Management | For | Did Not Vote |
| 5.3 | Reelect William Dudley as Director | Management | For | Did Not Vote |
| 5.4 | Reelect Reto Francioni as Director | Management | For | Did Not Vote |
| 5.5 | Reelect Fred Hu as Director | Management | For | Did Not Vote |
| 5.6 | Reelect Julie Richardson as Director | Management | For | Did Not Vote |
| 5.7 | Reelect Beatrice di Mauro as Director | Management | For | Did Not Vote |
| 5.8 | Reelect Dieter Wemmer as Director | Management | For | Did Not Vote |
| 5.9 | Reelect Jeanette Wong as Director | Management | For | Did Not Vote |
| 6.1 | Elect Mark Hughes as Director | Management | For | Did Not Vote |
| 6.2 | Elect Nathalie Rachou as Director | Management | For | Did Not Vote |
| 7.1 | Appoint Julie Richardson as Member of the Compensation Committee | Management | For | Did Not Vote |
| 7.2 | Appoint Reto Francioni as Member of the Compensation Committee | Management | For | Did Not Vote |
| 7.3 | Appoint Dieter Wemmer as Member of the Compensation Committee | Management | For | Did Not Vote |
| 7.4 | Appoint Jeanette Wong as Member of the Compensation Committee | Management | For | Did Not Vote |
| 8.1 | Approve Remuneration of Directors in the Amount of CHF 13 Million | Management | For | Did Not Vote |
| 8.2 | Approve Variable Remuneration of Executive Committee in the Amount of CHF 70.3 Million | Management | For | Did Not Vote |
| 8.3 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 33 Million | Management | For | Did Not Vote |
| 9 | Designate ADB Altorfer Duss & Beilstein AG as Independent Proxy | Management | For | Did Not Vote |
| 10 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
| 11 | Transact Other Business (Voting) | Management | For | Did Not Vote |
| |
|---|
UNILEVER NV
MEETING DATE: APR 30, 2020 | TICKER: UNA SECURITY ID: N8981F289
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Discussion of the Annual Report and Accounts for the 2019 Financial Year | Management | None | None |
| 2 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Discharge of Executive Directors | Management | For | For |
| 5 | Approve Discharge of Non-Executive Directors | Management | For | For |
| 6 | Reelect N Andersen as Non-Executive Director | Management | For | For |
| 7 | Reelect L Cha as Non-Executive Director | Management | For | For |
| 8 | Reelect V Colao as Non-Executive Director | Management | For | For |
| 9 | Reelect J Hartmann as Non-Executive Director | Management | For | For |
| 10 | Reelect A Jope as Executive Director | Management | For | For |
| 11 | Reelect A Jung as Non-Executive Director | Management | For | For |
| 12 | Reelect S Kilsby as Non-Executive Director | Management | For | For |
| 13 | Reelect S Masiyiwa as Non-Executive Director | Management | For | For |
| 14 | Reelect Y Moon as Non-Executive Director | Management | For | For |
| 15 | Reelect G Pitkethly as Executive Director | Management | For | For |
| 16 | Reelect J Rishton as Director | Management | For | For |
| 17 | Reelect F Sijbesma as Director | Management | For | For |
| 18 | Ratify KPMG as Auditors | Management | For | For |
| 19 | Grant Board Authority to Issue Shares | Management | For | For |
| 20 | Authorize Board to Exclude Preemptive Rights from Share Issuances for General Corporate Purposes | Management | For | For |
| 21 | Authorize Board to Exclude Preemptive Rights from Share Issuances for Acquisition or Specified Capital Investment Purposes | Management | For | For |
| 22 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 23 | Approve Reduction in Share Capital through Cancellation of Ordinary Shares | Management | For | For |
| |
|---|
VENTURE CORPORATION LIMITED
MEETING DATE: JUN 03, 2020 | TICKER: V03 SECURITY ID: Y9361F111
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Jonathan S. Huberman as Director | Management | For | For |
| 4 | Elect Han Thong Kwang as Director | Management | For | For |
| 5 | Approve Directors' Fees | Management | For | For |
| 6 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 8 | Approve Grant of Options and Issuance of Shares Under the Venture Corporation Executives' Share Option Scheme 2015 | Management | For | Against |
| 9 | Authorize Share Repurchase Program | Management | For | For |
| |
|---|
VODAFONE GROUP PLC
MEETING DATE: JUL 23, 2019 | TICKER: VOD SECURITY ID: G93882192
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Elect Sanjiv Ahuja as Director | Management | For | For |
| 3 | Elect David Thodey as Director | Management | For | For |
| 4 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
| 5 | Re-elect Nick Read as Director | Management | For | For |
| 6 | Re-elect Margherita Della Valle as Director | Management | For | For |
| 7 | Re-elect Sir Crispin Davis as Director | Management | For | For |
| 8 | Re-elect Michel Demare as Director | Management | For | For |
| 9 | Re-elect Dame Clara Furse as Director | Management | For | For |
| 10 | Re-elect Valerie Gooding as Director | Management | For | For |
| 11 | Re-elect Renee James as Director | Management | For | For |
| 12 | Re-elect Maria Amparo Moraleda Martinez as Director | Management | For | For |
| 13 | Re-elect David Nish as Director | Management | For | For |
| 14 | Approve Final Dividend | Management | For | For |
| 15 | Approve Remuneration Report | Management | For | For |
| 16 | Appoint Ernst & Young LLP as Auditors | Management | For | For |
| 17 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise Issue of Equity | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 23 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
VOLVO AB
MEETING DATE: JUN 18, 2020 | TICKER: VOLV.B SECURITY ID: 928856301
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2.1 | Designate Erik Sjoman as Inspector of Minutes of Meeting | Management | For | Did Not Vote |
| 2.2 | Designate Martin Jonasson as Inspector of Minutes of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 6 | Receive Financial Statements and Statutory Reports; Receive President's Report | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
| 9.1 | Approve Discharge of Matti Alahuhta | Management | For | Did Not Vote |
| 9.2 | Approve Discharge of Eckhard Cordes | Management | For | Did Not Vote |
| 9.3 | Approve Discharge of Eric Elzvik | Management | For | Did Not Vote |
| 9.4 | Approve Discharge of James W. Griffith | Management | For | Did Not Vote |
| 9.5 | Approve Discharge of Martin Lundstedt (as Board Member) | Management | For | Did Not Vote |
| 9.6 | Approve Discharge of Kathryn V. Marinello | Management | For | Did Not Vote |
| 9.7 | Approve Discharge of Martina Merz | Management | For | Did Not Vote |
| 9.8 | Approve Discharge of Hanne de Mora | Management | For | Did Not Vote |
| 9.9 | Approve Discharge of Helena Stjernholm | Management | For | Did Not Vote |
| 9.10 | Approve Discharge of Carl-Henric Svanberg | Management | For | Did Not Vote |
| 9.11 | Approve Discharge of Lars Ask (Employee Representative) | Management | For | Did Not Vote |
| 9.12 | Approve Discharge of Mats Henning (Employee Representative) | Management | For | Did Not Vote |
| 9.13 | Approve Discharge of Mikael Sallstrom (Employee Representative) | Management | For | Did Not Vote |
| 9.14 | Approve Discharge of Camilla Johansson (Deputy Employee Representative) | Management | For | Did Not Vote |
| 9.15 | Approve Discharge of Mari Larsson (Deputy Employee Representative) | Management | For | Did Not Vote |
| 9.16 | Approve Discharge of Martin Lundstedt (as CEO) | Management | For | Did Not Vote |
| 10.1 | Determine Number of Members (11) of Board | Management | For | Did Not Vote |
| 10.2 | Determine Number of Deputy Members (0) of Board | Management | For | Did Not Vote |
| 11 | Approve Remuneration of Directors in the Amount of SEK 3.6 Million for Chairman and SEK 1.1 Million for Other Directors except CEO; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 12.1 | Reelect Matti Alahuhta as Director | Management | For | Did Not Vote |
| 12.2 | Reelect Eckhard Cordes as Director | Management | For | Did Not Vote |
| 12.3 | Reelect Eric Elzvik as Director | Management | For | Did Not Vote |
| 12.4 | Reelect James Griffith as Director | Management | For | Did Not Vote |
| 12.5 | Elect Kurt Jofs as new Director | Management | For | Did Not Vote |
| 12.6 | Reelect Martin Lundstedt as Director | Management | For | Did Not Vote |
| 12.7 | Reelect Kathryn Marinello as Director | Management | For | Did Not Vote |
| 12.8 | Reelect Martina Merz as Director | Management | For | Did Not Vote |
| 12.9 | Reelect Hanne de Mora as Director | Management | For | Did Not Vote |
| 12.10 | Reelect Helena Stjernholm as Director | Management | For | Did Not Vote |
| 12.11 | Reelect Carl-Henric Svenberg as Director | Management | For | Did Not Vote |
| 13 | Reelect Carl-Henric Svanberg as Board Chairman | Management | For | Did Not Vote |
| 14.1 | Elect Bengt Kjell to Serve on Nomination Committee | Management | For | Did Not Vote |
| 14.2 | Elect Anders Oscarsson to Serve on Nomination Committee | Management | For | Did Not Vote |
| 14.3 | Elect Ramsay Brufer to Serve on Nomination Committee | Management | For | Did Not Vote |
| 14.4 | Elect Carine Smith Ihenacho to Serve on Nomination Committee | Management | For | Did Not Vote |
| 14.5 | Elect Chairman of the Board to Serve on Nomination Committee | Management | For | Did Not Vote |
| 15 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 16 | Amend Articles Re: Editorial Changes to Company Name; Notification of Participation in the General Meeting; Powers of Attorney and Postal Voting; Share Registrar | Management | For | Did Not Vote |
| 17 | Approve SEK 114 Million Reduction in Share Capital via Share Cancellation for Allocation to Non-Restricted Equity; Approve Capitalization of Reserves of SEK 122 Million for a Bonus Issue | Management | For | Did Not Vote |
| 18 | Limit Contributions to Chalmers University of Technology Foundation to a Maximum of SEK 4 Million Per Year | Shareholder | None | Did Not Vote |
| |
|---|
WESFARMERS LIMITED
MEETING DATE: NOV 14, 2019 | TICKER: WES SECURITY ID: Q95870103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2a | Elect Vanessa Miscamble Wallace as Director | Management | For | For |
| 2b | Elect Jennifer Anne Westacott as Director | Management | For | For |
| 2c | Elect Michael (Mike) Roche as Director | Management | For | For |
| 2d | Elect Sharon Lee Warburton as Director | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Grant of Restricted Shares and Performance Shares to Robert Scott | Management | For | For |
| |
|---|
WESTPAC BANKING CORP.
MEETING DATE: DEC 12, 2019 | TICKER: WBC SECURITY ID: Q97417101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2a | Elect Nerida Caesar as Director | Management | For | Against |
| 2b | ***Withdrawn Resolution*** Elect Ewen Crouch as Director | Management | None | None |
| 2c | Elect Steven Harker as Director | Management | For | For |
| 2d | Elect Peter Marriott as Director | Management | For | Against |
| 2e | Elect Margaret Seale as Director | Management | For | For |
| 3 | ***Withdrawn Resolution*** Approve Grant of Performance Share Rights to Brian Hartzer | Management | None | None |
| 4 | Approve Remuneration Report | Management | For | Against |
| 5 | Approve Conditional Spill Resolution | Management | Against | Against |
| 6a | Approve the Amendments to the Company's Constitution | Shareholder | Against | Against |
| 6b | Approve Disclosure of Strategies and Targets for Reduction in Fossil Fuel Exposure | Shareholder | Against | Against |
| |
|---|
WHARF REAL ESTATE INVESTMENT COMPANY LIMITED
MEETING DATE: MAY 07, 2020 | TICKER: 1997 SECURITY ID: G9593A104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Elect Kevin Chung Ying Hui as Director | Management | For | For |
| 2b | Elect Alexander Siu Kee Au as Director | Management | For | For |
| 2c | Elect Richard Gareth Williams as Director | Management | For | For |
| 2d | Elect Eng Kiong Yeoh as Director | Management | For | For |
| 3 | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| |
|---|
WM MORRISON SUPERMARKETS PLC
MEETING DATE: JUN 11, 2020 | TICKER: MRW SECURITY ID: G62748119
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Approve 2020 Sharesave Scheme | Management | For | For |
| 6 | Re-elect Andrew Higginson as Director | Management | For | For |
| 7 | Re-elect David Potts as Director | Management | For | For |
| 8 | Re-elect Trevor Strain as Director | Management | For | For |
| 9 | Elect Michael Gleeson as Director | Management | For | For |
| 10 | Re-elect Rooney Anand as Director | Management | For | For |
| 11 | Re-elect Kevin Havelock as Director | Management | For | For |
| 12 | Re-elect Belinda Richards as Director | Management | For | For |
| 13 | Re-elect Paula Vennells as Director | Management | For | For |
| 14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 17 | Authorise Issue of Equity | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
WOODSIDE PETROLEUM LTD.
MEETING DATE: APR 30, 2020 | TICKER: WPL SECURITY ID: 980228100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2a | Elect Ian Macfarlane as Director | Management | For | For |
| 2b | Elect Larry Archibald as Director | Management | For | For |
| 2c | Elect Swee Chen Goh as Director | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | Against |
| 4a | Approve the Amendments to the Company's Constitution | Shareholder | Against | Against |
| 4b | Approve Paris Goals and Targets | Shareholder | Against | For |
| 4c | Approve Climate Related Lobbying | Shareholder | Against | For |
| 4d | Approve Reputation Advertising Activities | Shareholder | Against | Against |
| |
|---|
WPP PLC
MEETING DATE: OCT 24, 2019 | TICKER: WPP SECURITY ID: G9788D103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Matters Relating to the Sale by the Company of 60 Percent of their Kantar Business | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY INTERNATIONAL VALUE FACTOR ETF - SUB-ADVISER: GEODE
07/01/2019 - 06/30/2020
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
ADECCO GROUP AG
MEETING DATE: APR 16, 2020 | TICKER: ADEN SECURITY ID: H00392318
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Allocation of Income and Dividends of CHF 2.50 per Share | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4.1 | Approve Remuneration of Directors in the Amount of CHF 5.1 Million | Management | For | Did Not Vote |
| 4.2 | Approve Remuneration of Executive Committee in the Amount of CHF 35 Million | Management | For | Did Not Vote |
| 5.1.1 | Reelect Jean-Christophe Deslarzes as Director | Management | For | Did Not Vote |
| 5.1.2 | Reelect Ariane Gorin as Director | Management | For | Did Not Vote |
| 5.1.3 | Reelect Alexander Gut as Director | Management | For | Did Not Vote |
| 5.1.4 | Reelect Didier Lamouche as Director | Management | For | Did Not Vote |
| 5.1.5 | Reelect David Prince as Director | Management | For | Did Not Vote |
| 5.1.6 | Reelect Kathleen Taylor as Director | Management | For | Did Not Vote |
| 5.1.7 | Reelect Regula Wallimann as Director | Management | For | Did Not Vote |
| 5.1.8 | Elect Jean-Christophe Deslarzes as Board Chairman | Management | For | Did Not Vote |
| 5.1.9 | Elect Rachel Duan as Director | Management | For | Did Not Vote |
| 5.2.1 | Reappoint Kathleen Taylor as Member of the Compensation Committee | Management | For | Did Not Vote |
| 5.2.2 | Reappoint Didier Lamouche as Member of the Compensation Committee | Management | For | Did Not Vote |
| 5.2.3 | Appoint Rachel Duan as Member of the Compensation Committee | Management | For | Did Not Vote |
| 5.3 | Designate Keller KLG as Independent Proxy | Management | For | Did Not Vote |
| 5.4 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
| 6 | Approve Reduction in Share Capital via Cancellation of 220,000 Treasury Shares | Management | For | Did Not Vote |
| 7 | Transact Other Business (Voting) | Management | For | Did Not Vote |
| |
|---|
AGL ENERGY LIMITED
MEETING DATE: SEP 19, 2019 | TICKER: AGL SECURITY ID: Q01630195
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2 | Approve Remuneration Report | Management | For | For |
| 3a | Elect Jacqueline Hey as Director | Management | For | For |
| 3b | Elect Diane Smith-Gander as Director | Management | For | For |
| 3c | Elect Patricia McKenzie as Director | Management | For | For |
| 4 | Approve Grant of Performance Rights under the AGL Long Term Incentive Plan to Brett Redman | Management | For | For |
| 5a | Approve the Amendments to the Company's Constitution | Shareholder | Against | Against |
| 5b | Approve Transition Planning Disclosure | Shareholder | Against | Against |
| 6 | Approve Public Health Risks of Coal Operations | Shareholder | Against | Against |
| |
|---|
AIA GROUP LIMITED
MEETING DATE: MAY 29, 2020 | TICKER: 1299 SECURITY ID: Y002A1105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Edmund Sze-Wing Tse as Director | Management | For | For |
| 4 | Elect Jack Chak-Kwong So as Director | Management | For | For |
| 5 | Elect Mohamed Azman Yahya Director | Management | For | For |
| 6 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7B | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 8 | Approve New Share Option Scheme and Terminate Existing Share Option Scheme | Management | For | For |
| |
|---|
AIR CANADA
MEETING DATE: JUN 25, 2020 | TICKER: AC SECURITY ID: 008911877
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Amee Chande | Management | For | For |
| 1.2 | Elect Director Christie J.B. Clark | Management | For | For |
| 1.3 | Elect Director Gary A. Doer | Management | For | For |
| 1.4 | Elect Director Rob Fyfe | Management | For | For |
| 1.5 | Elect Director Michael M. Green | Management | For | For |
| 1.6 | Elect Director Jean Marc Huot | Management | For | For |
| 1.7 | Elect Director Madeleine Paquin | Management | For | For |
| 1.8 | Elect Director Calin Rovinescu | Management | For | For |
| 1.9 | Elect Director Vagn Sorensen | Management | For | For |
| 1.10 | Elect Director Kathleen Taylor | Management | For | For |
| 1.11 | Elect Director Annette Verschuren | Management | For | For |
| 1.12 | Elect Director Michael M. Wilson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Approve Shareholder Rights Plan | Management | For | For |
| A | The Undersigned Certifies The Shares Represented by this Proxy Are Owned And Controlled By: FOR = Canadian, AGT = Non-Canadian Holder Authorized To Provide Air Service, ABN = Non-Canadian Who Is Not A Non-Canadian Holder Authorized To Provide Air Service. | Management | None | Abstain |
| B | The Undersigned Hereby Certifies that the Shares Owned and Controlled by the Undersigned, Including the Shares Held by Persons in Affiliation with the Undersigned, Represent 10% or More of the Company's Issued and Outstanding Shares. | Management | None | Against |
| |
|---|
ALIMENTATION COUCHE-TARD INC.
MEETING DATE: SEP 18, 2019 | TICKER: ATD.B SECURITY ID: 01626P403
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 2.1 | Elect Director Alain Bouchard | Management | For | For |
| 2.2 | Elect Director Melanie Kau | Management | For | For |
| 2.3 | Elect Director Jean Bernier | Management | For | For |
| 2.4 | Elect Director Nathalie Bourque | Management | For | For |
| 2.5 | Elect Director Eric Boyko | Management | For | For |
| 2.6 | Elect Director Jacques D'Amours | Management | For | For |
| 2.7 | Elect Director Richard Fortin | Management | For | For |
| 2.8 | Elect Director Brian Hannasch | Management | For | For |
| 2.9 | Elect Director Marie Josee Lamothe | Management | For | For |
| 2.10 | Elect Director Monique F. Leroux | Management | For | For |
| 2.11 | Elect Director Real Plourde | Management | For | For |
| 2.12 | Elect Director Daniel Rabinowicz | Management | For | For |
| 2.13 | Elect Director Louis Tetu | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
ALLIANZ SE
MEETING DATE: MAY 06, 2020 | TICKER: ALV SECURITY ID: D03080112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 9.60 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
| 5 | Approve Affiliation Agreement with Allianz Africa Holding GmbH | Management | For | For |
| |
|---|
ARCELORMITTAL SA
MEETING DATE: JUN 13, 2020 | TICKER: MT SECURITY ID: L0302D210
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Board's and Auditor's Reports | Management | None | None |
| I | Approve Consolidated Financial Statements | Management | For | For |
| II | Approve Financial Statements | Management | For | For |
| III | Approve Omission of Dividends | Management | For | For |
| IV | Approve Allocation of Income | Management | For | For |
| V | Approve Remuneration Policy | Management | For | For |
| VI | Approve Remuneration Report | Management | For | For |
| VII | Approve Remuneration of the Directors, Members and Chairs of the Audit Committee, Members and Chairs of the Other Committee, and CEO | Management | For | For |
| VIII | Approve Discharge of Directors | Management | For | For |
| IX | Reelect Lakshmi N. Mittal as Director | Management | For | For |
| X | Reelect Bruno Lafont as Director | Management | For | For |
| XI | Reelect Michel Wurth as Director | Management | For | For |
| XII | Elect Aditya Mittal as Director | Management | For | For |
| XIII | Elect Etienne Schneider as Director | Management | For | For |
| XIV | Approve Share Repurchase | Management | For | For |
| XV | Ratify Deloitte as Auditor | Management | For | For |
| XVI | Approve Share Plan Grant Under the Performance Share Unit Plan | Management | For | For |
| 1 | Increase Authorized Share Capital, Authorize Board to Limit or Suspend the Preferential Subscription Right of Existing Shareholders, and Amend Articles 5.2 and 5.5 of the Articles of Association | Management | For | For |
| |
|---|
ASSICURAZIONI GENERALI SPA
MEETING DATE: APR 27, 2020 | TICKER: G SECURITY ID: T05040109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1b | Approve Allocation of Income | Management | For | For |
| 2a.1 | Slate Submitted by Mediobanca Spa | Shareholder | None | For |
| 2a.2 | Slate Submitted by Institutional Investors (Assogestioni) | Shareholder | None | Against |
| 2b | Approve Internal Auditors' Remuneration | Management | For | For |
| 3a | Approve Remuneration Policy | Management | For | For |
| 3b | Approve Second Section of the Remuneration Report | Management | For | Against |
| 4a | Approve Group Long Term Incentive Plan | Management | For | For |
| 4b | Authorize Share Repurchase Program and Reissuance of Repurchased Shares to Service Group Long Term Incentive Plan | Management | For | For |
| 4c | Authorize Board to Increase Capital to Service Group Long Term Incentive Plan | Management | For | For |
| 5a | Approve Performance Share Plan | Management | For | For |
| 5b | Authorize Share Repurchase Program and Reissuance of Repurchased Shares to Service Performance Share Plan | Management | For | For |
| 5c | Authorize Board to Increase Capital to Service Performance Share Plan | Management | For | For |
| 6a | Amend Company Bylaws Re: Article 3.1 | Management | For | For |
| 6b | Amend Company Bylaws Re: Article 9.1 | Management | For | For |
| 6c | Amend Company Bylaws Re: Article 33.7 | Management | For | For |
| 6d | Amend Company Bylaws Re: Article 28.1 | Management | For | For |
| 6e | Amend Company Bylaws Re: Article 28.2 | Management | For | For |
| 6f | Amend Company Bylaws Re: Articles 28.4, 28.10, 28.13 | Management | For | For |
| 6g | Amend Company Bylaws Re: Articles 28.5 and 28.6 | Management | For | For |
| 6h | Amend Company Bylaws Re: Article 28.10 | Management | For | For |
| |
|---|
ASTELLAS PHARMA, INC.
MEETING DATE: JUN 18, 2020 | TICKER: 4503 SECURITY ID: J03393105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hatanaka, Yoshihiko | Management | For | For |
| 1.2 | Elect Director Yasukawa, Kenji | Management | For | For |
| 1.3 | Elect Director Okamura, Naoki | Management | For | For |
| 1.4 | Elect Director Sekiyama, Mamoru | Management | For | For |
| 1.5 | Elect Director Yamagami, Keiko | Management | For | For |
| 1.6 | Elect Director Kawabe, Hiroshi | Management | For | For |
| 1.7 | Elect Director Ishizuka, Tatsuro | Management | For | For |
| 2.1 | Elect Director and Audit Committee Member Yoshimitsu, Toru | Management | For | For |
| 2.2 | Elect Director and Audit Committee Member Sasaki, Hiro | Management | For | For |
| 2.3 | Elect Director and Audit Committee Member Takahashi, Raita | Management | For | For |
| |
|---|
ATOS SE
MEETING DATE: JUN 16, 2020 | TICKER: ATO SECURITY ID: F06116101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
| 4 | Ratify Appointment of Elie Girard as Director | Management | For | For |
| 5 | Ratify Appointment of Cedrik Neike as Director | Management | For | For |
| 6 | Reelect Nicolas Bazire as Director | Management | For | For |
| 7 | Reelect Valerie Bernis as Director | Management | For | For |
| 8 | Reelect Colette Neuville as Director | Management | For | For |
| 9 | Reelect Cedrik Neike as Director | Management | For | For |
| 10 | Elect Jean Fleming as Representative of Employee Shareholders to the Board | Management | For | For |
| 11 | Renew Appointment of Grant Thornton as Auditor | Management | For | For |
| 12 | Acknowledge End of Mandate of IGEC as Alternate Auditor and Decision Not to Replace | Management | For | For |
| 13 | Approve Transaction with Worldline Re: Separation Agreement | Management | For | For |
| 14 | Approve Compensation of Thierry Breton, Chairman and CEO Until Oct. 31, 2019 | Management | For | For |
| 15 | Approve Compensation of Bertrand Meunier, Chairman of the Board Since Nov. 1, 2019 | Management | For | For |
| 16 | Approve Compensation of Elie Girard, Vice-CEO Since April 2, 2019 Until Oct. 31, 2019 | Management | For | For |
| 17 | Approve Compensation of Elie Girard, CEO Since Nov. 1, 2019 | Management | For | For |
| 18 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 19 | Approve Remuneration Policy of Directors | Management | For | For |
| 20 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
| 21 | Approve Remuneration Policy of CEO | Management | For | For |
| 22 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 23 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 24 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to 30 Percent of Issued Share Capital | Management | For | For |
| 25 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to 10 Percent of Issued Share Capital | Management | For | For |
| 26 | Approve Issuance of Equity or Equity-Linked Securities for up to 10 Percent of Issued Capital Per Year for Private Placements | Management | For | For |
| 27 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 28 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 29 | Authorize Capitalization of Reserves of Up to EUR 5,111 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 30 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 31 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
| 32 | Authorize up to 0.9 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 33 | Amend Article 16 of Bylaws Re: Employee Representative | Management | For | For |
| 34 | Amend Articles 20 and 26 of Bylaws Re: Board Remuneration | Management | For | For |
| 35 | Amend Article 18 of Bylaws Re: Written Consultation | Management | For | For |
| 36 | Amend Article 10 of Bylaws Re: Shareholding Disclosure Thresholds | Management | For | For |
| 37 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
AUSTRALIA & NEW ZEALAND BANKING GROUP LIMITED
MEETING DATE: DEC 17, 2019 | TICKER: ANZ SECURITY ID: Q09504137
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2a | Elect Paul Dominic O'Sullivan as Director | Management | For | For |
| 2b | Elect Graeme Richard Liebelt as Director | Management | For | For |
| 2c | Elect Sarah Jane Halton as Director | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve the Spill Resolution | Management | Against | Against |
| 5 | Approve Grant of Performance Rights to Shayne Elliott | Management | For | For |
| 6 | Approve the Amendments to the Company's Constitution | Shareholder | Against | Against |
| 7 | Approve Transition Planning Disclosure | Shareholder | Against | Against |
| 8 | Approve Suspension of Memberships of Industry Associations That Are Involved in Lobbying Inconsistent with the Goals of the Paris Agreement | Shareholder | Against | Against |
| |
|---|
AVIVA PLC
MEETING DATE: MAY 26, 2020 | TICKER: AV SECURITY ID: G0683Q109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend (Withdrawn) | Management | For | Abstain |
| 4 | Elect Amanda Blanc as Director | Management | For | For |
| 5 | Elect George Culmer as Director | Management | For | For |
| 6 | Elect Patrick Flynn as Director | Management | For | For |
| 7 | Elect Jason Windsor as Director | Management | For | For |
| 8 | Re-elect Patricia Cross as Director | Management | For | For |
| 9 | Re-elect Belen Romana Garcia as Director | Management | For | For |
| 10 | Re-elect Michael Mire as Director | Management | For | For |
| 11 | Re-elect Sir Adrian Montague as Director | Management | For | For |
| 12 | Re-elect Maurice Tulloch as Director | Management | For | For |
| 13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 16 | Authorise Issue of Equity | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 19 | Authorise Issue of Equity in Relation to Any Issuance of SII Instruments | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights in Relation to Any Issuance of SII Instruments | Management | For | For |
| 21 | Authorise Issue of Sterling New Preference Shares | Management | For | For |
| 22 | Authorise Issue of Sterling New Preference Shares without Pre-emptive Rights | Management | For | For |
| 23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 24 | Authorise Market Purchase of 8 3/4 % Preference Shares | Management | For | For |
| 25 | Authorise Market Purchase of 8 3/8 % Preference Shares | Management | For | For |
| 26 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
BABCOCK INTERNATIONAL GROUP PLC
MEETING DATE: JUL 18, 2019 | TICKER: BAB SECURITY ID: G0689Q152
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect Ruth Cairnie as Director | Management | For | For |
| 5 | Re-elect Sir David Omand as Director | Management | For | For |
| 6 | Re-elect Victoire de Margerie as Director | Management | For | For |
| 7 | Re-elect Ian Duncan as Director | Management | For | For |
| 8 | Re-elect Lucy Dimes as Director | Management | For | For |
| 9 | Re-elect Myles Lee as Director | Management | For | For |
| 10 | Re-elect Kjersti Wiklund as Director | Management | For | For |
| 11 | Re-elect Jeff Randall as Director | Management | For | For |
| 12 | Re-elect Archie Bethel as Director | Management | For | For |
| 13 | Re-elect Franco Martinelli as Director | Management | For | For |
| 14 | Re-elect John Davies as Director | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 16 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 18 | Authorise Issue of Equity | Management | For | For |
| 19 | Approve Performance Share Plan | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
BANCO SANTANDER SA
MEETING DATE: APR 02, 2020 | TICKER: SAN SECURITY ID: E19790109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.A | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 1.B | Approve Non-Financial Information Statement | Management | For | For |
| 1.C | Approve Discharge of Board | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3.A | Fix Number of Directors at 15 | Management | For | For |
| 3.B | Elect Luis Isasi Fernandez de Bobadilla as Director | Management | For | For |
| 3.C | Elect Sergio Agapito Lires Rial as Director | Management | For | For |
| 3.D | Ratify Appointment of and Elect Pamela Ann Walkden as Director | Management | For | For |
| 3.E | Reelect Ana Patricia Botin-Sanz de Sautuola y O'Shea as Director | Management | For | For |
| 3.F | Reelect Rodrigo Echenique Gordillo as Director | Management | For | For |
| 3.G | Reelect Esther Gimenez-Salinas i Colomer as Director | Management | For | For |
| 3.H | Reelect Sol Daurella Comadran as Director | Management | For | For |
| 4 | Ratify Appointment of PricewaterhouseCoopers as Auditor | Management | For | For |
| 5 | Authorize Share Repurchase Program | Management | For | For |
| 6 | Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 10 Percent | Management | For | For |
| 7.A | Approve Scrip Dividends | Management | For | For |
| 7.B | Approve Scrip Dividends | Management | For | For |
| 8 | Authorize Issuance of Non-Convertible Debt Securities up to EUR 50 Billion | Management | For | For |
| 9 | Approve Remuneration Policy | Management | For | For |
| 10 | Approve Remuneration of Directors | Management | For | For |
| 11 | Fix Maximum Variable Compensation Ratio | Management | For | For |
| 12.A | Approve Deferred Multiyear Objectives Variable Remuneration Plan | Management | For | For |
| 12.B | Approve Deferred and Conditional Variable Remuneration Plan | Management | For | For |
| 12.C | Approve Digital Transformation Award | Management | For | For |
| 12.D | Approve Buy-out Policy | Management | For | For |
| 12.E | Approve Employee Stock Purchase Plan | Management | For | For |
| 13 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 14 | Advisory Vote on Remuneration Report | Management | For | For |
| |
|---|
BARCLAYS PLC
MEETING DATE: MAY 07, 2020 | TICKER: BARC SECURITY ID: G08036124
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Elect Dawn Fitzpatrick as Director | Management | For | For |
| 5 | Elect Mohamed A. El-Erian as Director | Management | For | For |
| 6 | Elect Brian Gilvary as Director | Management | For | For |
| 7 | Re-elect Mike Ashley as Director | Management | For | For |
| 8 | Re-elect Tim Breedon as Director | Management | For | For |
| 9 | Re-elect Sir Ian Cheshire as Director | Management | For | For |
| 10 | Re-elect Mary Anne Citrino as Director | Management | For | For |
| 11 | Re-elect Mary Francis as Director | Management | For | For |
| 12 | Re-elect Crawford Gillies as Director | Management | For | For |
| 13 | Re-elect Nigel Higgins as Director | Management | For | For |
| 14 | Re-elect Tushar Morzaria as Director | Management | For | For |
| 15 | Re-elect Diane Schueneman as Director | Management | For | For |
| 16 | Re-elect James Staley as Director | Management | For | For |
| 17 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 18 | Authorise the Board Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 19 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 20 | Authorise Issue of Equity | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 23 | Authorise Issue of Equity in Relation to the Issuance of Contingent Equity Conversion Notes | Management | For | For |
| 24 | Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes | Management | For | For |
| 25 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 26 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 27 | Approve SAYE Share Option Scheme | Management | For | For |
| 28 | Amend Share Value Plan | Management | For | For |
| 29 | Approve Barclays' Commitment in Tackling Climate Change | Management | For | For |
| 30 | Approve ShareAction Requisitioned Resolution | Shareholder | Against | Against |
| |
|---|
BAYER AG
MEETING DATE: APR 28, 2020 | TICKER: BAYN SECURITY ID: D0712D163
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.80 per Share for Fiscal 2019 | Management | For | For |
| 2 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
| 3 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
| 4.1 | Elect Ertharin Cousin to the Supervisory Board | Management | For | For |
| 4.2 | Elect Otmar Wiestler to the Supervisory Board | Management | For | For |
| 4.3 | Elect Horst Baier to the Supervisory Board | Management | For | For |
| 5 | Approve Remuneration Policy for the Management Board | Management | For | For |
| 6 | Approve Remuneration Policy for the Supervisory Board | Management | For | For |
| 7 | Amend Articles Re: Supervisory Board Term of Office | Management | For | For |
| 8 | Ratify Deloitte GmbH as Auditors for Fiscal 2020 | Management | For | For |
| |
|---|
BHP GROUP LIMITED
MEETING DATE: NOV 07, 2019 | TICKER: BHP SECURITY ID: Q1498M100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Appoint Ernst & Young as Auditor of the Company | Management | For | For |
| 3 | Authorize the Risk and Audit Committee to Fix Remuneration of the Auditors | Management | For | For |
| 4 | Approve General Authority to Issue Shares in BHP Group Plc | Management | For | For |
| 5 | Approve General Authority to Issue Shares in BHP Group Plc for Cash | Management | For | For |
| 6 | Approve the Repurchase of Shares in BHP Group Plc | Management | For | For |
| 7 | Approve Remuneration Policy | Management | For | For |
| 8 | Approve Remuneration Report for UK Law Purposes | Management | For | For |
| 9 | Approve Remuneration Report for Australian Law Purposes | Management | For | For |
| 10 | Approve the Grant of Awards to Andrew Mackenzie | Management | For | For |
| 11 | Elect Ian Cockerill as Director | Management | For | For |
| 12 | Elect Susan Kilsby as Director | Management | For | For |
| 13 | Elect Terry Bowen as Director | Management | For | For |
| 14 | Elect Malcolm Broomhead as Director | Management | For | For |
| 15 | Elect Anita Frew as Director | Management | For | For |
| 16 | Elect Andrew Mackenzie as Director | Management | For | For |
| 17 | Elect Lindsay Maxsted as Director | Management | For | For |
| 18 | Elect John Mogford as Director | Management | For | For |
| 19 | Elect Shriti Vadera as Director | Management | For | For |
| 20 | Elect Ken MacKenzie as Director | Management | For | For |
| 21 | Amend Constitution of BHP Group Limited | Shareholder | Against | Against |
| 22 | Approve Suspension of Memberships of Industry Associations That Are Involved in Lobbying Inconsistent with the Goals of the Paris Agreement | Shareholder | Against | Against |
| |
|---|
BHP GROUP PLC
MEETING DATE: OCT 17, 2019 | TICKER: BHP SECURITY ID: G10877127
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Appoint Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Authorise the Risk and Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 4 | Authorise Issue of Equity | Management | For | For |
| 5 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 6 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 7 | Approve Remuneration Policy | Management | For | For |
| 8 | Approve Remuneration Report for UK Law Purposes | Management | For | For |
| 9 | Approve Remuneration Report for Australian Law Purposes | Management | For | For |
| 10 | Approve Grant of Awards under the Group's Incentive Plans to Andrew Mackenzie | Management | For | For |
| 11 | Elect Ian Cockerill as Director | Management | For | For |
| 12 | Elect Susan Kilsby as Director | Management | For | For |
| 13 | Re-elect Terry Bowen as Director | Management | For | For |
| 14 | Re-elect Malcolm Broomhead as Director | Management | For | For |
| 15 | Re-elect Anita Frew as Director | Management | For | For |
| 16 | Re-elect Andrew Mackenzie as Director | Management | For | For |
| 17 | Re-elect Lindsay Maxsted as Director | Management | For | For |
| 18 | Re-elect John Mogford as Director | Management | For | For |
| 19 | Re-elect Shriti Vadera as Director | Management | For | For |
| 20 | Re-elect Ken MacKenzie as Director | Management | For | For |
| 21 | Amend Constitution of BHP Group Limited | Shareholder | Against | Against |
| 22 | Approve Suspension of Memberships of Industry Associations That Are Involved in Lobbying Inconsistent with the Goals of the Paris Agreement | Shareholder | Against | Against |
| |
|---|
BOC HONG KONG (HOLDINGS) LIMITED
MEETING DATE: JUN 29, 2020 | TICKER: 2388 SECURITY ID: Y0920U103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Wang Jiang as Director | Management | For | For |
| 3b | Elect Gao Yingxin as Director | Management | None | None |
| 3c | Elect Sun Yu as Director | Management | For | For |
| 3d | Elect Koh Beng Seng as Director | Management | For | For |
| 3e | Elect Tung Savio Wai-Hok as Director | Management | For | For |
| 3f | Elect Cheng Eva as Director | Management | For | For |
| 4 | Approve Ernst & Young as Auditor and Authorize Board or Duly Authorized Committee of the Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| |
|---|
BOC HONG KONG (HOLDINGS) LIMITED
MEETING DATE: JUN 29, 2020 | TICKER: 2388 SECURITY ID: Y0920U103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Continuing Connected Transactions and the New Caps | Management | For | For |
| |
|---|
BRITISH AMERICAN TOBACCO PLC
MEETING DATE: APR 30, 2020 | TICKER: BATS SECURITY ID: G1510J102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 4 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 5 | Re-elect Jack Bowles as Director | Management | For | For |
| 6 | Re-elect Richard Burrows as Director | Management | For | For |
| 7 | Re-elect Sue Farr as Director | Management | For | For |
| 8 | Re-elect Dr Marion Helmes as Director | Management | For | For |
| 9 | Re-elect Luc Jobin as Director | Management | For | For |
| 10 | Re-elect Holly Koeppel as Director | Management | For | For |
| 11 | Re-elect Savio Kwan as Director | Management | For | For |
| 12 | Re-elect Dimitri Panayotopoulos as Director | Management | For | For |
| 13 | Elect Jeremy Fowden as Director | Management | For | For |
| 14 | Elect Tadeu Marroco as Director | Management | For | For |
| 15 | Authorise Issue of Equity | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Approve Restricted Share Plan | Management | For | For |
| 19 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
CANADIAN APARTMENT PROPERTIES REAL ESTATE INVESTMENT TRUST
MEETING DATE: JUN 01, 2020 | TICKER: CAR.UN SECURITY ID: 134921105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Trustees Harold Burke | Management | For | For |
| 1.2 | Elect Trustees Gina Parvaneh Cody | Management | For | For |
| 1.3 | Elect Trustees Mark Kenney | Management | For | For |
| 1.4 | Elect Trustees Poonam Puri | Management | For | For |
| 1.5 | Elect Trustees Jamie Schwartz | Management | For | For |
| 1.6 | Elect Trustees Michael Stein | Management | For | For |
| 1.7 | Elect Trustees Elaine Todres | Management | For | For |
| 1.8 | Elect Trustees Rene Tremblay | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Trustees to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
CANADIAN NATURAL RESOURCES LIMITED
MEETING DATE: MAY 07, 2020 | TICKER: CNQ SECURITY ID: 136385101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Catherine M. Best | Management | For | For |
| 1.2 | Elect Director M. Elizabeth Cannon | Management | For | For |
| 1.3 | Elect Director N. Murray Edwards | Management | For | For |
| 1.4 | Elect Director Christopher L. Fong | Management | For | For |
| 1.5 | Elect Director Gordon D. Giffin | Management | For | For |
| 1.6 | Elect Director Wilfred A. Gobert | Management | For | For |
| 1.7 | Elect Director Steve W. Laut | Management | For | For |
| 1.8 | Elect Director Tim S. McKay | Management | For | For |
| 1.9 | Elect Director Frank J. McKenna | Management | For | For |
| 1.10 | Elect Director David A. Tuer | Management | For | For |
| 1.11 | Elect Director Annette M. Verschuren | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
CAPGEMINI SE
MEETING DATE: MAY 20, 2020 | TICKER: CAP SECURITY ID: F4973Q101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.35 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Approve Compensation of Paul Hermelin, Chairman and CEO | Management | For | For |
| 6 | Approve Compensation of Thierry Delaporte, Vice-CEO | Management | For | For |
| 7 | Approve Compensation of Aiman Ezzat, Vice-CEO | Management | For | For |
| 8 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 9 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 10 | Approve Remuneration Policy of Vice-CEOs | Management | For | For |
| 11 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
| 12 | Approve Remuneration Policy of CEO | Management | For | For |
| 13 | Approve Remuneration Policy of Directors | Management | For | For |
| 14 | Reelect Sian Herbert-Jones as Director | Management | For | For |
| 15 | Elect Belen Moscoso del Prado Lopez-Doriga as Director | Management | For | For |
| 16 | Elect Aiman Ezzat as Director | Management | For | For |
| 17 | Elect Lucia Sinapi-Thomas as Director Shareholder Representative | Management | For | For |
| 17A | Elect Claire Sauvanaud as Director Shareholder Representative | Management | Against | Against |
| 18 | Renew Appointment of PricewaterhouseCoopers Audit as Auditor | Management | For | For |
| 19 | Appoint Mazars as Auditor | Management | For | For |
| 20 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 21 | Amend Articles 7 and 17 of Bylaws to Comply with Legal Changes | Management | For | For |
| 22 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 23 | Authorize Capitalization of Reserves of Up to EUR 1.5 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
| 24 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 540 Million | Management | For | For |
| 25 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 135 Million | Management | For | For |
| 26 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 135 Million | Management | For | For |
| 27 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights Under Items 25 and 26 | Management | For | For |
| 28 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 29 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 30 | Authorize up to 1.2 Percent of Issued Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Employees and Executive Officers | Management | For | For |
| 31 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 32 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
| 33 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
CARNIVAL PLC
MEETING DATE: APR 06, 2020 | TICKER: CCL SECURITY ID: G19081101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Re-elect Micky Arison as Director of Carnival Corporation and as a Director of Carnival plc | Management | For | For |
| 2 | Re-elect Sir Jonathon Band as Director of Carnival Corporation and as a Director of Carnival plc | Management | For | For |
| 3 | Re-elect Jason Cahilly as Director of Carnival Corporation and as a Director of Carnival plc | Management | For | For |
| 4 | Re-elect Helen Deeble as Director of Carnival Corporation and as a Director of Carnival plc | Management | For | For |
| 5 | Re-elect Arnold Donald as Director of Carnival Corporation and as a Director of Carnival plc | Management | For | For |
| 6 | Re-elect Richard Glasier as Director of Carnival Corporation and as a Director of Carnival plc | Management | For | For |
| 7 | Re-elect Katie Lahey as Director of Carnival Corporation and as a Director of Carnival plc | Management | For | For |
| 8 | Re-elect Sir John Parker as Director of Carnival Corporation and as a Director of Carnival plc | Management | For | For |
| 9 | Re-elect Stuart Subotnick as Director of Carnival Corporation and as a Director of Carnival plc | Management | For | For |
| 10 | Re-elect Laura Weil as Director of Carnival Corporation and as a Director of Carnival plc | Management | For | For |
| 11 | Re-elect Randall Weisenburger as Director of Carnival Corporation and as a Director of Carnival plc | Management | For | For |
| 12 | Advisory Vote to Approve Executive Compensation | Management | For | For |
| 13 | Approve Remuneration Report | Management | For | For |
| 14 | Approve Remuneration Policy | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers LLP as Independent Auditors of Carnival plc; Ratify the Selection of the U.S. Firm of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm of Carnival Corporation | Management | For | For |
| 16 | Authorise the Audit Committee of Carnival plc to Fix Remuneration of Auditors | Management | For | For |
| 17 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 18 | Authorise Issue of Equity | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Approve Stock Plan | Management | For | For |
| 22 | Approve UK Employee Share Purchase Plan | Management | For | For |
| |
|---|
CENTRICA PLC
MEETING DATE: MAY 22, 2020 | TICKER: CNA SECURITY ID: G2018Z143
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Heidi Mottram as Director | Management | For | For |
| 4 | Re-elect Joan Gillman as Director | Management | For | For |
| 5 | Re-elect Stephen Hester as Director | Management | For | For |
| 6 | Re-elect Richard Hookway as Director | Management | For | For |
| 7 | Re-elect Pam Kaur as Director | Management | For | For |
| 8 | Re-elect Kevin O'Byrne as Director | Management | For | For |
| 9 | Re-elect Chris O'Shea as Director | Management | For | For |
| 10 | Re-elect Sarwjit Sambhi as Director | Management | For | For |
| 11 | Re-elect Scott Wheway as Director | Management | For | For |
| 12 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 15 | Authorise Issue of Equity | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
CHUBU ELECTRIC POWER CO., INC.
MEETING DATE: JUN 25, 2020 | TICKER: 9502 SECURITY ID: J06510101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 25 | Management | For | For |
| 2 | Amend Articles to Amend Business Lines | Management | For | For |
| 3.1 | Elect Director Katsuno, Satoru | Management | For | For |
| 3.2 | Elect Director Hayashi, Kingo | Management | For | For |
| 3.3 | Elect Director Kurata, Chiyoji | Management | For | For |
| 3.4 | Elect Director Hiraiwa, Yoshiro | Management | For | For |
| 3.5 | Elect Director Mizutani, Hitoshi | Management | For | For |
| 3.6 | Elect Director Otani, Shinya | Management | For | For |
| 3.7 | Elect Director Hashimoto, Takayuki | Management | For | For |
| 3.8 | Elect Director Shimao, Tadashi | Management | For | For |
| 3.9 | Elect Director Kurihara, Mitsue | Management | For | For |
| 4.1 | Appoint Statutory Auditor Kataoka, Akinori | Management | For | For |
| 4.2 | Appoint Statutory Auditor Nagatomi, Fumiko | Management | For | For |
| 4.3 | Appoint Statutory Auditor Takada, Hiroshi | Management | For | For |
| 5 | Amend Articles to Exit from Nuclear Power Generation Business | Shareholder | Against | Against |
| 6 | Amend Articles to Prohibit Financial Support to Japan Atomic Power Company | Shareholder | Against | Against |
| 7 | Amend Articles to Terminate Contracts to Purchase Electricity Generated with Nuclear Power from Other Companies | Shareholder | Against | Against |
| 8 | Amend Articles to Ban Reprocessing of Spent Nuclear Fuels | Shareholder | Against | Against |
| 9 | Amend Articles to Ban Procurement of Electricity Generated with Coal-Fired Power | Shareholder | Against | Against |
| |
|---|
CK ASSET HOLDINGS LIMITED
MEETING DATE: OCT 09, 2019 | TICKER: 1113 SECURITY ID: G2177B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Proposed Recommended Cash Acquisition of the Entire Issued and to be Issued Share Capital of Greene King Plc | Management | For | For |
| |
|---|
CK ASSET HOLDINGS LIMITED
MEETING DATE: MAY 14, 2020 | TICKER: 1113 SECURITY ID: G2177B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3.1 | Elect Li Tzar Kuoi, Victor as Director | Management | For | For |
| 3.2 | Elect Chiu Kwok Hung, Justin as Director | Management | For | Against |
| 3.3 | Elect Cheong Ying Chew, Henry as Director | Management | For | For |
| 3.4 | Elect Hung Siu-lin, Katherine as Director | Management | For | For |
| 3.5 | Elect Colin Stevens Russel as Director | Management | For | For |
| 4 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5.1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5.2 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 6 | Amend Articles of Association | Management | For | For |
| |
|---|
CLP HOLDINGS LTD.
MEETING DATE: MAY 08, 2020 | TICKER: 2 SECURITY ID: Y1660Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Elect Michael Kadoorie as Director | Management | For | For |
| 2b | Elect William Elkin Mocatta as Director | Management | For | For |
| 2c | Elect Roderick Ian Eddington as Director | Management | For | For |
| 3 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| |
|---|
COMPAGNIE DE SAINT-GOBAIN SA
MEETING DATE: JUN 04, 2020 | TICKER: SGO SECURITY ID: F80343100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
| 4 | Reelect Ieda Gomes Yell as Director | Management | For | For |
| 5 | Reelect Jean-Dominique Senard as Director | Management | For | For |
| 6 | Ratify Appointment of Sibylle Daunis as Representative of Employee Shareholders to the Board | Management | For | For |
| 7 | Elect Jean-Francois Cirelli as Director | Management | For | For |
| 8 | Approve Compensation of Pierre-Andre de Chalendar, Chairman and CEO | Management | For | For |
| 9 | Approve Compensation of Benoit Bazin, Vice-CEO | Management | For | For |
| 10 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 11 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 12 | Approve Remuneration Policy of Vice-CEO | Management | For | For |
| 13 | Approve Remuneration Policy of Directors | Management | For | For |
| 14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 15 | Ratify Change Location of Registered Office to Saint-Gobain Tower, 12 Place de l Iris, 92400 Courbevoie and Amend Article 4 of Bylaws Accordingly | Management | For | For |
| 16 | Amend Article 9 of Bylaws Re: Employee Representative | Management | For | For |
| 17 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
CREDIT SUISSE GROUP AG
MEETING DATE: APR 30, 2020 | TICKER: CSGN SECURITY ID: H3698D419
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Approve Remuneration Report | Management | For | Did Not Vote |
| 1.2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of CHF 0.14 per Share | Management | For | Did Not Vote |
| 4 | Approve CHF 4.3 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 5.1.a | Reelect Urs Rohner as Director and Board Chairman | Management | For | Did Not Vote |
| 5.1.b | Reelect Iris Bohnet as Director | Management | For | Did Not Vote |
| 5.1.c | Reelect Christian Gellerstad as Director | Management | For | Did Not Vote |
| 5.1.d | Reelect Andreas Gottschling as Director | Management | For | Did Not Vote |
| 5.1.e | Reelect Michael Klein as Director | Management | For | Did Not Vote |
| 5.1.f | Reelect Shan Li as Director | Management | For | Did Not Vote |
| 5.1.g | Reelect Seraina Macia as Director | Management | For | Did Not Vote |
| 5.1.h | Reelect Kai Nargolwala as Director | Management | For | Did Not Vote |
| 5.1.i | Reelect Ana Pessoa as Director | Management | For | Did Not Vote |
| 5.1.j | Reelect Joaquin Ribeiro as Director | Management | For | Did Not Vote |
| 5.1.k | Reelect Severin Schwan as Director | Management | For | Did Not Vote |
| 5.1.l | Reelect John Tiner as Director | Management | For | Did Not Vote |
| 5.1.m | Elect Richard Meddings as Director | Management | For | Did Not Vote |
| 5.2.1 | Reappoint Iris Bohnet as Member of the Compensation Committee | Management | For | Did Not Vote |
| 5.2.2 | Reappoint Christian Gellerstad as Member of the Compensation Committee | Management | For | Did Not Vote |
| 5.2.3 | Reappoint Michael Klein as Member of the Compensation Committee | Management | For | Did Not Vote |
| 5.2.4 | Reappoint Kai Nargolwala as Member of the Compensation Committee | Management | For | Did Not Vote |
| 6.1 | Approve Remuneration of Directors in the Amount of CHF 12 Million | Management | For | Did Not Vote |
| 6.2.1 | Approve Short-Term Variable Remuneration of Executive Committee in the Amount of CHF 22.4 Million | Management | For | Did Not Vote |
| 6.2.2 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 31 Million | Management | For | Did Not Vote |
| 6.2.3 | Approve Long-Term Variable Remuneration of Executive Committee in the Amount of CHF 28.6 Million | Management | For | Did Not Vote |
| 7.1 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
| 7.2 | Ratify BDO AG as Special Auditors | Management | For | Did Not Vote |
| 7.3 | Designate Keller KLG as Independent Proxy | Management | For | Did Not Vote |
| 8.1 | Additional Voting Instructions - Shareholder Proposals (Voting) | Management | Against | Did Not Vote |
| 8.2 | Additional Voting Instructions - Board of Directors Proposals (Voting) | Management | For | Did Not Vote |
| |
|---|
CSL LIMITED
MEETING DATE: OCT 16, 2019 | TICKER: CSL SECURITY ID: Q3018U109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2a | Elect Marie McDonald as Director | Management | For | For |
| 2b | Elect Megan Clark AC as Director | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4a | Approve Grant of Performance Share Units to Paul Perreault | Management | For | For |
| 4b | Approve Grant of Performance Share Units to Andrew Cuthbertson AO | Management | For | For |
| |
|---|
DAIWA HOUSE INDUSTRY CO., LTD.
MEETING DATE: JUN 26, 2020 | TICKER: 1925 SECURITY ID: J11508124
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 60 | Management | For | For |
| 2.1 | Elect Director Yoshii, Keiichi | Management | For | For |
| 2.2 | Elect Director Ishibashi, Tamio | Management | For | For |
| 2.3 | Elect Director Kosokabe, Takeshi | Management | For | For |
| 2.4 | Elect Director Otomo, Hirotsugu | Management | For | For |
| 2.5 | Elect Director Urakawa, Tatsuya | Management | For | For |
| 2.6 | Elect Director Dekura, Kazuhito | Management | For | For |
| 2.7 | Elect Director Ariyoshi, Yoshinori | Management | For | For |
| 2.8 | Elect Director Shimonishi, Keisuke | Management | For | For |
| 2.9 | Elect Director Ichiki, Nobuya | Management | For | For |
| 2.10 | Elect Director Kimura, Kazuyoshi | Management | For | For |
| 2.11 | Elect Director Shigemori, Yutaka | Management | For | For |
| 2.12 | Elect Director Yabu, Yukiko | Management | For | For |
| 2.13 | Elect Director Kuwano, Yukinori | Management | For | For |
| 2.14 | Elect Director Seki, Miwa | Management | For | For |
| 3 | Appoint Statutory Auditor Watanabe, Akihisa | Management | For | For |
| 4 | Approve Annual Bonus | Management | For | For |
| 5 | Appoint Ernst & Young ShinNihon LLC as New External Audit Firm | Management | For | For |
| |
|---|
DEUTSCHE LUFTHANSA AG
MEETING DATE: MAY 05, 2020 | TICKER: LHA SECURITY ID: D1908N106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
| 5.1 | Reelect Stephan Sturm to the Supervisory Board | Management | For | For |
| 5.2 | Elect Erich Clementi to the Supervisory Board | Management | For | For |
| 5.3 | Elect Thomas Enders to the Supervisory Board | Management | For | For |
| 5.4 | Elect Harald Krueger to the Supervisory Board | Management | For | For |
| 5.5 | Elect Astrid Stange to the Supervisory Board | Management | For | For |
| 6 | Approve Remuneration Policy | Management | For | For |
| 7 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion; Approve Creation of EUR 122.4 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 8 | Amend Articles Re: Exclusion of Preemptive Rights Against Contributions in Kind | Management | For | For |
| 9 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2020 | Management | For | For |
| |
|---|
DEUTSCHE LUFTHANSA AG
MEETING DATE: JUN 25, 2020 | TICKER: LHA SECURITY ID: D1908N106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve EUR 306 Million Increase in Share Capital for Private Placement | Management | For | For |
| |
|---|
ENEL SPA
MEETING DATE: MAY 14, 2020 | TICKER: ENEL SECURITY ID: T3679P115
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 4 | Fix Number of Directors | Management | For | For |
| 5 | Fix Board Terms for Directors | Management | For | For |
| 6.1 | Slate 1 Submitted by Ministry of Economy and Finance | Shareholder | None | Against |
| 6.2 | Slate 2 Submitted by Institutional Investors (Assogestioni) | Shareholder | None | For |
| 7 | Elect Michele Alberto Fabiano Crisostomo as Board Chair | Shareholder | None | For |
| 8 | Approve Remuneration of Directors | Management | For | For |
| 9 | Approve Long Term Incentive Plan | Management | For | For |
| 10.1 | Approve Remuneration Policy | Management | For | For |
| 10.2 | Approve Second Section of the Remuneration Report | Management | For | For |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
| |
|---|
ENI SPA
MEETING DATE: MAY 13, 2020 | TICKER: ENI SECURITY ID: T3643A145
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Fix Number of Directors | Management | For | For |
| 4 | Fix Board Terms for Directors | Management | For | For |
| 5.1 | Slate Submitted by Ministry of Economy and Finance | Shareholder | None | For |
| 5.2 | Slate Submitted by Institutional Investors (Assogestioni) | Shareholder | None | Against |
| 6 | Elect Lucia Calvosa as Board Chair | Shareholder | None | For |
| 7 | Approve Remuneration of Directors | Shareholder | None | For |
| 8.1 | Slate Submitted by Ministry of Economy and Finance | Shareholder | None | For |
| 8.2 | Slate Submitted by Institutional Investors (Assogestioni) | Shareholder | None | Against |
| 9 | Appoint Chairman of Internal Statutory Auditors | Shareholder | None | For |
| 10 | Approve Internal Auditors' Remuneration | Shareholder | None | For |
| 11 | Approve Long Term Incentive Plan 2020-2022 | Management | For | For |
| 12 | Approve Remuneration Policy | Management | For | For |
| 13 | Approve Second Section of the Remuneration Report | Management | For | For |
| 14 | Authorize Cancellation of Treasury Shares without Reduction of Share Capital; Amend Article 5.1 | Management | For | For |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
| |
|---|
EQUINOR ASA
MEETING DATE: MAY 14, 2020 | TICKER: EQNR SECURITY ID: R2R90P103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Registration of Attending Shareholders and Proxies | Management | None | None |
| 3 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 6 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of USD 0.27 Per Share | Management | For | Did Not Vote |
| 7 | Approve Board to Distribute Dividends | Management | For | Did Not Vote |
| 8 | Approve NOK 202.4 Million Reduction in Share Capital via Share Cancellation | Management | For | Did Not Vote |
| 9 | Instruct Company to Set and Publish Targets Aligned with the Goal of the Paris Climate Agreement to Limit Global Warming | Shareholder | Against | Did Not Vote |
| 10 | Instruct Company to Stop all Exploration Activity and Test Drilling for Fossil Energy resources | Shareholder | Against | Did Not Vote |
| 11 | Instruct Company to Consider the Health Effects of Global Warming due to Fossil Energy in the Company's Further Strategy | Shareholder | Against | Did Not Vote |
| 12 | Instruct Company to Refrain from Oil and Gas Exploration and Production Activities in Certain Areas | Shareholder | Against | Did Not Vote |
| 13 | Instruct Company to Stop All Oil and Gas Activities Outside the Norwegian Continental Shelf | Shareholder | Against | Did Not Vote |
| 14 | Instruct Board to Present New Direction for the Company Including Phasing Out of All Exploration Activities Within Two Years | Shareholder | Against | Did Not Vote |
| 15 | Approve Company's Corporate Governance Statement | Management | For | Did Not Vote |
| 16.1 | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Advisory) | Management | For | Did Not Vote |
| 16.2 | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Binding) | Management | For | Did Not Vote |
| 17 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 18 | Elect All Members and Deputy Members of Corporate Assembly Bundled | Management | For | Did Not Vote |
| 18.1 | Reelect Tone Lunde Bakker (Chair) as Member of Corporate Assembly | Management | For | Did Not Vote |
| 18.2 | Reelect Nils Bastiansen (Vice Chair) as Member of Corporate Assembly | Management | For | Did Not Vote |
| 18.3 | Reelect Greger Mannsverk as Member of Corporate Assembly | Management | For | Did Not Vote |
| 18.4 | Reelect Terje Venold as Member of Corporate Assembly | Management | For | Did Not Vote |
| 18.5 | Reelect Kjersti Kleven as Member of Corporate Assembly | Management | For | Did Not Vote |
| 18.6 | Reelect Finn Kinserdal as Member of Corporate Assembly | Management | For | Did Not Vote |
| 18.7 | Reelect Jarle Roth as Member of Corporate Assembly | Management | For | Did Not Vote |
| 18.8 | Reelect Kari Skeidsvoll Moe as Member of Corporate Assembly | Management | For | Did Not Vote |
| 18.9 | Elect Kjerstin Fyllingen as Member of Corporate Assembly | Management | For | Did Not Vote |
| 18.10 | Elect Kjerstin Rasmussen Braathen as Member of Corporate Assembly | Management | For | Did Not Vote |
| 18.11 | Elect Mari Rege as Member of Corporate Assembly | Management | For | Did Not Vote |
| 18.12 | Elect Brynjar Kristian Forbergskog as Member of Corporate Assembly | Management | For | Did Not Vote |
| 18.13 | Elect Knut Nesse as 1st Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
| 18.14 | Elect Trond Straume as 2nd Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
| 18.15 | Reelect Nina Kivijervi Jonassen as 3rd Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
| 18.16 | Reelect Martin Wien Fjell as 4th Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
| 19 | Approve Remuneration of Corporate Assembly | Management | For | Did Not Vote |
| 20 | Elect All Members of Nominating Committee Bundled | Management | For | Did Not Vote |
| 20.1 | Reelect Tone Lunde Bakker (Chair) as Member of Nominating Committee | Management | For | Did Not Vote |
| 20.2 | Elect Bjorn Stale Haavik as Member of Nominating Committee with Personal Deputy Andreas Hilding Eriksen | Management | For | Did Not Vote |
| 20.3 | Reelect Jarle Roth as Member of Nominating Committee | Management | For | Did Not Vote |
| 20.4 | Reelect Berit L. Henriksen as Member of Nominating Committee | Management | For | Did Not Vote |
| 21 | Approve Remuneration of Nominating Committee | Management | For | Did Not Vote |
| 22 | Approve Equity Plan Financing | Management | For | Did Not Vote |
| 23 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| |
|---|
ESSITY AB
MEETING DATE: APR 02, 2020 | TICKER: ESSITY.B SECURITY ID: W3R06F100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting; Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 5 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Receive President's Report | Management | None | None |
| 8.a | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8.b | Approve Allocation of Income and Dividends of SEK 6.25 Per Share | Management | For | Did Not Vote |
| 8.c | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 9 | Determine Number of Members (9) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 10 | Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | Did Not Vote |
| 11 | Approve Remuneration of Directors in the Amount of SEK 2.4 Million for Chairman and SEK 800,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 12.a | Reelect Ewa Bjorling as Director | Management | For | Did Not Vote |
| 12.b | Reelect Par Boman as Director | Management | For | Did Not Vote |
| 12.c | Reelect Maija-Liisa Friman as Director | Management | For | Did Not Vote |
| 12.d | Reelect Annemarie Gardshol as Director | Management | For | Did Not Vote |
| 12.e | Reelect Magnus Groth as Director | Management | For | Did Not Vote |
| 12.f | Reelect Bert Nordberg as Director | Management | For | Did Not Vote |
| 12.g | Reelect Louise Svanberg as Director | Management | For | Did Not Vote |
| 12.h | Reelect Lars Rebien Sorensen as Director | Management | For | Did Not Vote |
| 12.i | Reelect Barbara M. Thoralfsson as Director | Management | For | Did Not Vote |
| 13 | Reelect Par Boman as Board Chairman | Management | For | Did Not Vote |
| 14 | Ratify Ernst & Young as Auditors | Management | For | Did Not Vote |
| 15 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
| 16 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 17 | Amend Articles of Association Re: Participation in the General Meeting | Management | For | Did Not Vote |
| 18 | Close Meeting | Management | None | None |
| |
|---|
FAIRFAX FINANCIAL HOLDINGS LIMITED
MEETING DATE: APR 16, 2020 | TICKER: FFH SECURITY ID: 303901102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anthony F. Griffiths | Management | For | For |
| 1.2 | Elect Director Robert J. Gunn | Management | For | For |
| 1.3 | Elect Director Karen L. Jurjevich | Management | For | For |
| 1.4 | Elect Director R. William McFarland | Management | For | For |
| 1.5 | Elect Director Christine N. McLean | Management | For | For |
| 1.6 | Elect Director Timothy R. Price | Management | For | For |
| 1.7 | Elect Director Brandon W. Sweitzer | Management | For | For |
| 1.8 | Elect Director Lauren C. Templeton | Management | For | For |
| 1.9 | Elect Director Benjamin P. Watsa | Management | For | For |
| 1.10 | Elect Director V. Prem Watsa | Management | For | For |
| 1.11 | Elect Director William C. Weldon | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
FIAT CHRYSLER AUTOMOBILES NV
MEETING DATE: JUN 26, 2020 | TICKER: FCA SECURITY ID: N31738102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2.a | Receive Director's Report (Non-Voting) | Management | None | None |
| 2.b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2.c | Approve Remuneration Report | Management | For | For |
| 2.d | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2.e | Approve Discharge of Directors | Management | For | For |
| 3.a | Reelect John Elkann as Executive Director | Management | For | For |
| 3.b | Reelect Michael Manley as Executive Director | Management | For | For |
| 3.c | Reelect Richard K. Palmer as Executive Director | Management | For | For |
| 4.a | Reelect Ronald L. Thompson as Non-Executive Director | Management | For | For |
| 4.b | Reelect John Abbott as Non-Executive Director | Management | For | Against |
| 4.c | Reelect Andrea Agnelli as Non-Executive Director | Management | For | Against |
| 4.d | Reelect Tiberto Brandolini d'Adda as Non-Executive Director | Management | For | For |
| 4.e | Reelect Glenn Earle as Non-Executive Director | Management | For | For |
| 4.f | Reelect Valerie A. Mars as Non-Executive Director | Management | For | For |
| 4.g | Reelect Michelangelo A. Volpi as Non-Executive Director | Management | For | Against |
| 4.h | Reelect Patience Wheatcroft as Non-Executive Director | Management | For | For |
| 4.i | Reelect Ermenegildo Zegna as Non-Executive Director | Management | For | For |
| 5 | Ratify Ernst & Young Accountants LLP as Auditors | Management | For | For |
| 6.1 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Merger or Acquisition | Management | For | For |
| 6.2 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 6.3 | Grant Board Authority to Issue Special Voting Shares and Right to Subscription Up to Maximum Aggregate Special Voting Shares | Management | For | Against |
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 8 | Amend Remuneration Policy | Management | For | For |
| 9 | Amend Special Voting Shares' Terms and Conditions | Management | For | For |
| 10 | Close Meeting | Management | None | None |
| |
|---|
FUJIFILM HOLDINGS CORP.
MEETING DATE: JUN 26, 2020 | TICKER: 4901 SECURITY ID: J14208102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 47.5 | Management | For | For |
| 2.1 | Elect Director Komori, Shigetaka | Management | For | For |
| 2.2 | Elect Director Sukeno, Kenji | Management | For | For |
| 2.3 | Elect Director Tamai, Koichi | Management | For | For |
| 2.4 | Elect Director Iwasaki, Takashi | Management | For | For |
| 2.5 | Elect Director Ishikawa, Takatoshi | Management | For | For |
| 2.6 | Elect Director Okada, Junji | Management | For | For |
| 2.7 | Elect Director Goto, Teiichi | Management | For | For |
| 2.8 | Elect Director Kawada, Tatsuo | Management | For | For |
| 2.9 | Elect Director Kitamura, Kunitaro | Management | For | For |
| 2.10 | Elect Director Eda, Makiko | Management | For | For |
| 2.11 | Elect Director Shimada, Takashi | Management | For | For |
| 3.1 | Appoint Statutory Auditor Hanada, Nobuo | Management | For | For |
| 3.2 | Appoint Statutory Auditor Inagawa, Tatsuya | Management | For | For |
| |
|---|
FUJITSU LTD.
MEETING DATE: JUN 22, 2020 | TICKER: 6702 SECURITY ID: J15708159
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tokita, Takahito | Management | For | For |
| 1.2 | Elect Director Furuta, Hidenori | Management | For | For |
| 1.3 | Elect Director Isobe, Takeshi | Management | For | For |
| 1.4 | Elect Director Yamamoto, Masami | Management | For | For |
| 1.5 | Elect Director Yokota, Jun | Management | For | For |
| 1.6 | Elect Director Mukai, Chiaki | Management | For | For |
| 1.7 | Elect Director Abe, Atsushi | Management | For | For |
| 1.8 | Elect Director Kojo, Yoshiko | Management | For | For |
| 1.9 | Elect Director Scott Callon | Management | For | For |
| 2.1 | Appoint Statutory Auditor Yamamuro, Megumi | Management | For | For |
| 2.2 | Appoint Statutory Auditor Makuta, Hideo | Management | For | For |
| 3 | Appoint Alternate Statutory Auditor Namba, Koichi | Management | For | For |
| |
|---|
GENTING SINGAPORE LIMITED
MEETING DATE: MAY 28, 2020 | TICKER: G13 SECURITY ID: Y2692C139
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Tan Hee Teck as Director | Management | For | For |
| 4 | Elect Koh Seow Chuan as Director | Management | For | For |
| 5 | Approve Directors' Fees | Management | For | For |
| 6 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Approve Mandate for Interested Person Transactions | Management | For | For |
| 8 | Authorize Share Repurchase Program | Management | For | For |
| |
|---|
GLAXOSMITHKLINE PLC
MEETING DATE: MAY 06, 2020 | TICKER: GSK SECURITY ID: G3910J112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Elect Sir Jonathan Symonds as Director | Management | For | For |
| 5 | Elect Charles Bancroft as Director | Management | For | For |
| 6 | Re-elect Emma Walmsley as Director | Management | For | For |
| 7 | Re-elect Vindi Banga as Director | Management | For | For |
| 8 | Re-elect Dr Hal Barron as Director | Management | For | For |
| 9 | Re-elect Dr Vivienne Cox as Director | Management | For | For |
| 10 | Re-elect Lynn Elsenhans as Director | Management | For | For |
| 11 | Re-elect Dr Laurie Glimcher as Director | Management | For | For |
| 12 | Re-elect Dr Jesse Goodman as Director | Management | For | For |
| 13 | Re-elect Judy Lewent as Director | Management | For | For |
| 14 | Re-elect Iain Mackay as Director | Management | For | For |
| 15 | Re-elect Urs Rohner as Director | Management | For | For |
| 16 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 17 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 19 | Authorise Issue of Equity | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 23 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | For | For |
| 24 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
GLENCORE PLC
MEETING DATE: JUN 02, 2020 | TICKER: GLEN SECURITY ID: G39420107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Re-elect Anthony Hayward as Director | Management | For | For |
| 3 | Re-elect Ivan Glasenberg as Director | Management | For | For |
| 4 | Re-elect Peter Coates as Director | Management | For | For |
| 5 | Re-elect Leonhard Fischer as Director | Management | For | For |
| 6 | Re-elect Martin Gilbert as Director | Management | For | For |
| 7 | Re-elect John Mack as Director | Management | For | For |
| 8 | Re-elect Gill Marcus as Director | Management | For | For |
| 9 | Re-elect Patrice Merrin as Director | Management | For | For |
| 10 | Elect Kalidas Madhavpeddi as Director | Management | For | For |
| 11 | Approve Remuneration Policy | Management | For | For |
| 12 | Approve Remuneration Report | Management | For | For |
| 13 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise Issue of Equity | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| |
|---|
HASEKO CORP.
MEETING DATE: JUN 26, 2020 | TICKER: 1808 SECURITY ID: J18984153
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 50 | Management | For | For |
| 2.1 | Elect Director Tsuji, Noriaki | Management | For | For |
| 2.2 | Elect Director Ikegami, Kazuo | Management | For | For |
| 2.3 | Elect Director Tani, Junichi | Management | For | For |
| 2.4 | Elect Director Tani, Nobuhiro | Management | For | For |
| 2.5 | Elect Director Murakawa, Toshiyuki | Management | For | For |
| 2.6 | Elect Director Naraoka, Shoji | Management | For | For |
| 2.7 | Elect Director Koizumi, Masahito | Management | For | For |
| 2.8 | Elect Director Kumano, Satoshi | Management | For | For |
| 2.9 | Elect Director Takahashi, Osamu | Management | For | For |
| 2.10 | Elect Director Ichimura, Kazuhiko | Management | For | For |
| 2.11 | Elect Director Kogami, Tadashi | Management | For | For |
| 2.12 | Elect Director Nagasaki, Mami | Management | For | For |
| 2.13 | Elect Director Ogura, Toshikatsu | Management | For | For |
| 3 | Appoint Statutory Auditor Takuma, Hiroyuki | Management | For | For |
| |
|---|
HEINEKEN HOLDING NV
MEETING DATE: APR 23, 2020 | TICKER: HEIO SECURITY ID: N39338194
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Director's Board Report (Non-Voting) | Management | None | None |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Adopt Financial Statements | Management | For | For |
| 4 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 5 | Approve Discharge of Directors | Management | For | For |
| 6.a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6.b | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
| 6.c | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 7 | Approve Remuneration Policy | Management | For | For |
| 8 | Ratify Deloitte as Auditors | Management | For | For |
| 9.a | Amend Articles 7, 10 and 11 Paragraph 1 of the Articles of Association | Management | For | For |
| 9.b | Amend Article 11 Paragraph 10 of the Articles of Association | Management | For | Against |
| 10 | Elect Jean-Francois van Boxmeer as Non-Executive Director | Management | For | Against |
| |
|---|
HONDA MOTOR CO., LTD.
MEETING DATE: JUN 19, 2020 | TICKER: 7267 SECURITY ID: J22302111
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mikoshiba, Toshiaki | Management | For | For |
| 1.2 | Elect Director Hachigo, Takahiro | Management | For | For |
| 1.3 | Elect Director Kuraishi, Seiji | Management | For | For |
| 1.4 | Elect Director Takeuchi, Kohei | Management | For | For |
| 1.5 | Elect Director Mibe, Toshihiro | Management | For | For |
| 1.6 | Elect Director Koide, Hiroko | Management | For | For |
| 1.7 | Elect Director Kokubu, Fumiya | Management | For | For |
| 1.8 | Elect Director Ito, Takanobu | Management | For | For |
| |
|---|
HONGKONG LAND HOLDINGS LTD.
MEETING DATE: MAY 06, 2020 | TICKER: H78 SECURITY ID: G4587L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Robert Wong as Director | Management | For | For |
| 4 | Re-elect Simon Dixon as Director | Management | For | For |
| 5 | Re-elect Yiu Kai Pang as Director | Management | For | Against |
| 6 | Ratify Auditors and Authorise Their Remuneration | Management | For | For |
| 7 | Authorise Issue of Equity | Management | For | For |
| |
|---|
ITOCHU CORP.
MEETING DATE: JUN 19, 2020 | TICKER: 8001 SECURITY ID: J2501P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 42.5 | Management | For | For |
| 2.1 | Elect Director Okafuji, Masahiro | Management | For | For |
| 2.2 | Elect Director Suzuki, Yoshihisa | Management | For | For |
| 2.3 | Elect Director Yoshida, Tomofumi | Management | For | For |
| 2.4 | Elect Director Fukuda, Yuji | Management | For | For |
| 2.5 | Elect Director Kobayashi, Fumihiko | Management | For | For |
| 2.6 | Elect Director Hachimura, Tsuyoshi | Management | For | For |
| 2.7 | Elect Director Muraki, Atsuko | Management | For | For |
| 2.8 | Elect Director Mochizuki, Harufumi | Management | For | For |
| 2.9 | Elect Director Kawana, Masatoshi | Management | For | For |
| 2.10 | Elect Director Nakamori, Makiko | Management | For | For |
| 3 | Appoint Statutory Auditor Kyoda, Makoto | Management | For | For |
| |
|---|
J SAINSBURY PLC
MEETING DATE: JUL 04, 2019 | TICKER: SBRY SECURITY ID: G77732173
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect Martin Scicluna as Director | Management | For | For |
| 5 | Re-elect Matt Brittin as Director | Management | For | For |
| 6 | Re-elect Brian Cassin as Director | Management | For | For |
| 7 | Re-elect Mike Coupe as Director | Management | For | For |
| 8 | Re-elect Jo Harlow as Director | Management | For | For |
| 9 | Re-elect David Keens as Director | Management | For | For |
| 10 | Re-elect Kevin O'Byrne as Director | Management | For | For |
| 11 | Re-elect Dame Susan Rice as Director | Management | For | For |
| 12 | Re-elect John Rogers as Director | Management | For | For |
| 13 | Re-elect Jean Tomlin as Director | Management | For | For |
| 14 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise Issue of Equity | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 19 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 20 | Authorise Market Purchase Ordinary Shares | Management | For | For |
| 21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
JAPAN TOBACCO INC.
MEETING DATE: MAR 19, 2020 | TICKER: 2914 SECURITY ID: J27869106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 77 | Management | For | For |
| 2 | Amend Articles to Amend Provisions on Director Titles | Management | For | For |
| 3.1 | Elect Director Tango, Yasutake | Management | For | For |
| 3.2 | Elect Director Iwai, Mutsuo | Management | For | For |
| 3.3 | Elect Director Terabatake, Masamichi | Management | For | For |
| 3.4 | Elect Director Minami, Naohiro | Management | For | For |
| 3.5 | Elect Director Hirowatari, Kiyohide | Management | For | For |
| 3.6 | Elect Director Yamashita, Kazuhito | Management | For | For |
| 3.7 | Elect Director Koda, Main | Management | For | For |
| 3.8 | Elect Director Watanabe, Koichiro | Management | For | For |
| 3.9 | Elect Director Nagashima, Yukiko | Management | For | For |
| 4 | Approve Restricted Stock Plan and Performance Share Plan | Management | For | For |
| |
|---|
JARDINE MATHESON HOLDINGS LTD.
MEETING DATE: MAY 07, 2020 | TICKER: J36 SECURITY ID: G50736100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect David Hsu as Director | Management | For | For |
| 4 | Re-elect Adam Keswick as Director | Management | For | Abstain |
| 5 | Re-elect Anthony Nightingale as Director | Management | For | Against |
| 6 | Re-elect John Witt as Director | Management | For | For |
| 7 | Ratify Auditors and Authorise Their Remuneration | Management | For | For |
| 8 | Authorise Issue of Equity | Management | For | For |
| |
|---|
JXTG HOLDINGS, INC.
MEETING DATE: JUN 25, 2020 | TICKER: 5020 SECURITY ID: J29699105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 11 | Management | For | For |
| 2 | Amend Articles to Change Company Name | Management | For | For |
| 3.1 | Elect Director Sugimori, Tsutomu | Management | For | For |
| 3.2 | Elect Director Ota, Katsuyuki | Management | For | For |
| 3.3 | Elect Director Adachi, Hiroji | Management | For | For |
| 3.4 | Elect Director Hosoi, Hiroshi | Management | For | For |
| 3.5 | Elect Director Murayama, Seiichi | Management | For | For |
| 3.6 | Elect Director Yokoi, Yoshikazu | Management | For | For |
| 3.7 | Elect Director Iwase, Junichi | Management | For | For |
| 3.8 | Elect Director Yatabe, Yasushi | Management | For | For |
| 3.9 | Elect Director Ota, Hiroko | Management | For | For |
| 3.10 | Elect Director Otsuka, Mutsutake | Management | For | For |
| 3.11 | Elect Director Miyata, Yoshiiku | Management | For | For |
| 4.1 | Elect Director and Audit Committee Member Kato, Hitoshi | Management | For | For |
| 4.2 | Elect Director and Audit Committee Member Ouchi, Yoshiaki | Management | For | For |
| 4.3 | Elect Director and Audit Committee Member Nishioka, Seiichiro | Management | For | For |
| 4.4 | Elect Director and Audit Committee Member Oka, Toshiko | Management | For | Against |
| 5 | Approve Trust-Type Equity Compensation Plan | Management | For | For |
| |
|---|
KDDI CORP.
MEETING DATE: JUN 17, 2020 | TICKER: 9433 SECURITY ID: J31843105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 60 | Management | For | For |
| 2.1 | Elect Director Tanaka, Takashi | Management | For | For |
| 2.2 | Elect Director Takahashi, Makoto | Management | For | For |
| 2.3 | Elect Director Shoji, Takashi | Management | For | For |
| 2.4 | Elect Director Muramoto, Shinichi | Management | For | For |
| 2.5 | Elect Director Mori, Keiichi | Management | For | For |
| 2.6 | Elect Director Morita, Kei | Management | For | For |
| 2.7 | Elect Director Amamiya, Toshitake | Management | For | For |
| 2.8 | Elect Director Takeyama, Hirokuni | Management | For | For |
| 2.9 | Elect Director Yoshimura, Kazuyuki | Management | For | For |
| 2.10 | Elect Director Yamaguchi, Goro | Management | For | For |
| 2.11 | Elect Director Yamamoto, Keiji | Management | For | For |
| 2.12 | Elect Director Oyagi, Shigeo | Management | For | For |
| 2.13 | Elect Director Kano, Riyo | Management | For | For |
| 2.14 | Elect Director Goto, Shigeki | Management | For | For |
| 3.1 | Appoint Statutory Auditor Takagi, Kenichiro | Management | For | For |
| 3.2 | Appoint Statutory Auditor Honto, Shin | Management | For | For |
| 3.3 | Appoint Statutory Auditor Matsumiya, Toshihiko | Management | For | For |
| 3.4 | Appoint Statutory Auditor Karube, Jun | Management | For | For |
| |
|---|
LEGAL & GENERAL GROUP PLC
MEETING DATE: MAY 21, 2020 | TICKER: LGEN SECURITY ID: G54404127
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Michelle Scrimgeour as Director | Management | For | For |
| 4 | Re-elect Henrietta Baldock as Director | Management | For | For |
| 5 | Re-elect Philip Broadley as Director | Management | For | For |
| 6 | Re-elect Jeff Davies as Director | Management | For | For |
| 7 | Re-elect Sir John Kingman as Director | Management | For | For |
| 8 | Re-elect Lesley Knox as Director | Management | For | For |
| 9 | Re-elect George Lewis as Director | Management | For | For |
| 10 | Re-elect Kerrigan Procter as Director | Management | For | For |
| 11 | Re-elect Toby Strauss as Director | Management | For | For |
| 12 | Re-elect Julia Wilson as Director | Management | For | For |
| 13 | Re-elect Nigel Wilson as Director | Management | For | For |
| 14 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Approve Remuneration Policy | Management | For | For |
| 17 | Approve Remuneration Report | Management | For | For |
| 18 | Authorise Issue of Equity | Management | For | For |
| 19 | Authorise Issue of Equity in Connection with the Issue of Contingent Convertible Securities | Management | For | For |
| 20 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 23 | Authorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Contingent Convertible Securities | Management | For | For |
| 24 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 25 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
MACQUARIE GROUP LIMITED
MEETING DATE: JUL 25, 2019 | TICKER: MQG SECURITY ID: Q57085286
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2a | Elect Michael J Hawker as Director | Management | For | For |
| 2b | Elect Michael J Coleman as Director | Management | For | For |
| 2c | Elect Philip M Coffey as Director | Management | For | For |
| 2d | Elect Jillian R Broadbent as Director | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Participation of Shemara Wikramanayake in the Macquarie Group Employee Retained Equity Plan | Management | For | For |
| 5 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | Management | For | For |
| 6 | Approve Issuance of Macquarie Group Capital Notes 4 | Management | For | For |
| |
|---|
MANULIFE FINANCIAL CORP.
MEETING DATE: MAY 07, 2020 | TICKER: MFC SECURITY ID: 56501R106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronalee H. Ambrose | Management | For | For |
| 1.2 | Elect Director Guy L.T. Bainbridge | Management | For | For |
| 1.3 | Elect Director Joseph P. Caron | Management | For | For |
| 1.4 | Elect Director John M. Cassaday | Management | For | For |
| 1.5 | Elect Director Susan F. Dabarno | Management | For | For |
| 1.6 | Elect Director Julie E. Dickson | Management | For | For |
| 1.7 | Elect Director Sheila S. Fraser | Management | For | For |
| 1.8 | Elect Director Roy Gori | Management | For | For |
| 1.9 | Elect Director Tsun-yan Hsieh | Management | For | For |
| 1.10 | Elect Director Donald R. Lindsay | Management | For | For |
| 1.11 | Elect Director John R.V. Palmer | Management | For | For |
| 1.12 | Elect Director C. James Prieur | Management | For | For |
| 1.13 | Elect Director Andrea S. Rosen | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
MARUBENI CORP.
MEETING DATE: JUN 19, 2020 | TICKER: 8002 SECURITY ID: J39788138
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles to Change Location of Head Office | Management | For | For |
| 2.1 | Elect Director Kokubu, Fumiya | Management | For | For |
| 2.2 | Elect Director Takahara, Ichiro | Management | For | For |
| 2.3 | Elect Director Kakinoki, Masumi | Management | For | For |
| 2.4 | Elect Director Ishizuki, Mutsumi | Management | For | For |
| 2.5 | Elect Director Oikawa, Kenichiro | Management | For | For |
| 2.6 | Elect Director Furuya, Takayuki | Management | For | For |
| 2.7 | Elect Director Kitabata, Takao | Management | For | For |
| 2.8 | Elect Director Takahashi, Kyohei | Management | For | For |
| 2.9 | Elect Director Okina, Yuri | Management | For | For |
| 2.10 | Elect Director Hatchoji, Takashi | Management | For | For |
| 2.11 | Elect Director Kitera, Masato | Management | For | For |
| 3.1 | Appoint Statutory Auditor Kikuchi, Yoichi | Management | For | For |
| 3.2 | Appoint Statutory Auditor Nishiyama, Shigeru | Management | For | For |
| 4 | Approve Compensation Ceiling for Directors | Management | For | For |
| |
|---|
MERCK KGAA
MEETING DATE: MAY 28, 2020 | TICKER: MRK SECURITY ID: D5357W103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports for Fiscal 2019 | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.30 per Share | Management | For | For |
| 4 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
| 5 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
| 6 | Ratify KPMG AG as Auditors for Fiscal 2020 | Management | For | For |
| 7 | Approve Affiliation Agreement with BSSN UG | Management | For | For |
| |
|---|
MICRO FOCUS INTERNATIONAL PLC
MEETING DATE: MAR 25, 2020 | TICKER: MCRO SECURITY ID: G6117L194
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Remuneration Policy | Management | For | For |
| 5 | Elect Greg Lock as Director | Management | For | For |
| 6 | Re-elect Stephen Murdoch as Director | Management | For | For |
| 7 | Re-elect Brian McArthur-Muscroft as Director | Management | For | For |
| 8 | Re-elect Karen Slatford as Director | Management | For | For |
| 9 | Re-elect Richard Atkins as Director | Management | For | For |
| 10 | Re-elect Amanda Brown as Director | Management | For | For |
| 11 | Re-elect Lawton Fitt as Director | Management | For | For |
| 12 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise Issue of Equity | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
MITSUBISHI CORP.
MEETING DATE: JUN 19, 2020 | TICKER: 8058 SECURITY ID: J43830116
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 68 | Management | For | For |
| 2.1 | Elect Director Kobayashi, Ken | Management | For | For |
| 2.2 | Elect Director Kakiuchi, Takehiko | Management | For | For |
| 2.3 | Elect Director Masu, Kazuyuki | Management | For | For |
| 2.4 | Elect Director Yoshida, Shinya | Management | For | For |
| 2.5 | Elect Director Murakoshi, Akira | Management | For | For |
| 2.6 | Elect Director Sakakida, Masakazu | Management | For | For |
| 2.7 | Elect Director Nishiyama, Akihiko | Management | For | For |
| 2.8 | Elect Director Saiki, Akitaka | Management | For | For |
| 2.9 | Elect Director Tatsuoka, Tsuneyoshi | Management | For | For |
| 2.10 | Elect Director Miyanaga, Shunichi | Management | For | For |
| 2.11 | Elect Director Akiyama, Sakie | Management | For | For |
| 3.1 | Appoint Statutory Auditor Takayama, Yasuko | Management | For | For |
| 3.2 | Appoint Statutory Auditor Sato, Rieko | Management | For | For |
| 3.3 | Appoint Statutory Auditor Nakao, Takeshi | Management | For | For |
| |
|---|
MITSUBISHI UFJ FINANCIAL GROUP, INC.
MEETING DATE: JUN 29, 2020 | TICKER: 8306 SECURITY ID: J44497105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 12.5 | Management | For | For |
| 2.1 | Elect Director Fujii, Mariko | Management | For | For |
| 2.2 | Elect Director Honda, Keiko | Management | For | For |
| 2.3 | Elect Director Kato, Kaoru | Management | For | For |
| 2.4 | Elect Director Matsuyama, Haruka | Management | For | For |
| 2.5 | Elect Director Toby S. Myerson | Management | For | For |
| 2.6 | Elect Director Nomoto, Hirofumi | Management | For | Against |
| 2.7 | Elect Director Shingai, Yasushi | Management | For | For |
| 2.8 | Elect Director Tarisa Watanagase | Management | For | For |
| 2.9 | Elect Director Yamate, Akira | Management | For | For |
| 2.10 | Elect Director Okamoto, Junichi | Management | For | For |
| 2.11 | Elect Director Ogura, Ritsuo | Management | For | For |
| 2.12 | Elect Director Hirano, Nobuyuki | Management | For | For |
| 2.13 | Elect Director Mike, Kanetsugu | Management | For | For |
| 2.14 | Elect Director Araki, Saburo | Management | For | For |
| 2.15 | Elect Director Nagashima, Iwao | Management | For | For |
| 2.16 | Elect Director Kamezawa, Hironori | Management | For | For |
| |
|---|
MITSUI & CO., LTD.
MEETING DATE: JUN 19, 2020 | TICKER: 8031 SECURITY ID: J44690139
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 40 | Management | For | For |
| 2.1 | Elect Director Iijima, Masami | Management | For | For |
| 2.2 | Elect Director Yasunaga, Tatsuo | Management | For | For |
| 2.3 | Elect Director Takebe, Yukio | Management | For | For |
| 2.4 | Elect Director Uchida, Takakazu | Management | For | For |
| 2.5 | Elect Director Hori, Kenichi | Management | For | For |
| 2.6 | Elect Director Fujiwara, Hirotatsu | Management | For | For |
| 2.7 | Elect Director Kometani, Yoshio | Management | For | For |
| 2.8 | Elect Director Omachi, Shinichiro | Management | For | For |
| 2.9 | Elect Director Yoshikawa, Miki | Management | For | For |
| 2.10 | Elect Director Kobayashi, Izumi | Management | For | For |
| 2.11 | Elect Director Jenifer Rogers | Management | For | For |
| 2.12 | Elect Director Samuel Walsh | Management | For | For |
| 2.13 | Elect Director Uchiyamada, Takeshi | Management | For | For |
| 2.14 | Elect Director Egawa, Masako | Management | For | For |
| |
|---|
MS&AD INSURANCE GROUP HOLDINGS, INC.
MEETING DATE: JUN 25, 2020 | TICKER: 8725 SECURITY ID: J4687C105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 75 | Management | For | For |
| 2.1 | Elect Director Karasawa, Yasuyoshi | Management | For | For |
| 2.2 | Elect Director Kanasugi, Yasuzo | Management | For | For |
| 2.3 | Elect Director Hara, Noriyuki | Management | For | For |
| 2.4 | Elect Director Higuchi, Tetsuji | Management | For | For |
| 2.5 | Elect Director Tamura, Satoru | Management | For | For |
| 2.6 | Elect Director Fukuda, Masahito | Management | For | For |
| 2.7 | Elect Director Suzuki, Hisahito | Management | For | For |
| 2.8 | Elect Director Bando, Mariko | Management | For | For |
| 2.9 | Elect Director Arima, Akira | Management | For | For |
| 2.10 | Elect Director Ikeo, Kazuhito | Management | For | For |
| 2.11 | Elect Director Tobimatsu, Junichi | Management | For | For |
| 2.12 | Elect Director Rochelle Kopp | Management | For | For |
| 3 | Appoint Statutory Auditor Chiyoda, Kunio | Management | For | For |
| |
|---|
NESTLE SA
MEETING DATE: APR 23, 2020 | TICKER: NESN SECURITY ID: H57312649
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of CHF 2.70 per Share | Management | For | Did Not Vote |
| 4.1.a | Reelect Paul Bulcke as Director and Board Chairman | Management | For | Did Not Vote |
| 4.1.b | Reelect Ulf Schneider as Director | Management | For | Did Not Vote |
| 4.1.c | Reelect Henri de Castries as Director | Management | For | Did Not Vote |
| 4.1.d | Reelect Renato Fassbind as Director | Management | For | Did Not Vote |
| 4.1.e | Reelect Ann Veneman as Director | Management | For | Did Not Vote |
| 4.1.f | Reelect Eva Cheng as Director | Management | For | Did Not Vote |
| 4.1.g | Reelect Patrick Aebischer as Director | Management | For | Did Not Vote |
| 4.1.h | Reelect Ursula Burns as Director | Management | For | Did Not Vote |
| 4.1.i | Reelect Kasper Rorsted as Director | Management | For | Did Not Vote |
| 4.1.j | Reelect Pablo Isla as Director | Management | For | Did Not Vote |
| 4.1.k | Reelect Kimberly Ross as Director | Management | For | Did Not Vote |
| 4.1.l | Reelect Dick Boer as Director | Management | For | Did Not Vote |
| 4.1.m | Reelect Dinesh Paliwal as Director | Management | For | Did Not Vote |
| 4.2 | Elect Hanne Jimenez de Mora as Director | Management | For | Did Not Vote |
| 4.3.1 | Appoint Patrick Aebischer as Member of the Compensation Committee | Management | For | Did Not Vote |
| 4.3.2 | Appoint Ursula Burns as Member of the Compensation Committee | Management | For | Did Not Vote |
| 4.3.3 | Appoint Pablo Isla as Member of the Compensation Committee | Management | For | Did Not Vote |
| 4.3.4 | Appoint Dick Boer as Member of the Compensation Committee | Management | For | Did Not Vote |
| 4.4 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
| 4.5 | Designate Hartmann Dreyer as Independent Proxy | Management | For | Did Not Vote |
| 5.1 | Approve Remuneration of Directors in the Amount of CHF 10 Million | Management | For | Did Not Vote |
| 5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 55 Million | Management | For | Did Not Vote |
| 6 | Approve CHF 9.5 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 7 | Transact Other Business (Voting) | Management | Against | Did Not Vote |
| |
|---|
NIKON CORP.
MEETING DATE: JUN 26, 2020 | TICKER: 7731 SECURITY ID: 654111103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 10 | Management | For | For |
| 2.1 | Elect Director Ushida, Kazuo | Management | For | For |
| 2.2 | Elect Director Umatate, Toshikazu | Management | For | For |
| 2.3 | Elect Director Odajima, Takumi | Management | For | For |
| 2.4 | Elect Director Tokunari, Muneaki | Management | For | For |
| 2.5 | Elect Director Negishi, Akio | Management | For | For |
| 2.6 | Elect Director Murayama, Shigeru | Management | For | For |
| 3.1 | Elect Director and Audit Committee Member Tsurumi, Atsushi | Management | For | For |
| 3.2 | Elect Director and Audit Committee Member Ishihara, Kunio | Management | For | Against |
| 3.3 | Elect Director and Audit Committee Member Hiruta, Shiro | Management | For | For |
| 3.4 | Elect Director and Audit Committee Member Yamagami, Asako | Management | For | For |
| |
|---|
NIPPON TELEGRAPH & TELEPHONE CORP.
MEETING DATE: JUN 23, 2020 | TICKER: 9432 SECURITY ID: J59396101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 47.5 | Management | For | For |
| 2.1 | Elect Director Shinohara, Hiromichi | Management | For | For |
| 2.2 | Elect Director Sawada, Jun | Management | For | For |
| 2.3 | Elect Director Shimada, Akira | Management | For | For |
| 2.4 | Elect Director Shibutani, Naoki | Management | For | For |
| 2.5 | Elect Director Shirai, Katsuhiko | Management | For | For |
| 2.6 | Elect Director Sakakibara, Sadayuki | Management | For | For |
| 2.7 | Elect Director Sakamura, Ken | Management | For | For |
| 2.8 | Elect Director Takegawa, Keiko | Management | For | For |
| 3 | Appoint Statutory Auditor Takahashi, Kanae | Management | For | For |
| |
|---|
NN GROUP NV
MEETING DATE: MAY 28, 2020 | TICKER: NN SECURITY ID: N64038107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Annual Report | Management | None | None |
| 3.A | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3.B | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 4.A | Approve Discharge of Management Board | Management | For | For |
| 4.B | Approve Discharge of Supervisory Board | Management | For | For |
| 5 | Discussion of Supervisory Board Profile | Management | None | None |
| 6.A | Reelect Clara Streit to Supervisory Board | Management | For | For |
| 6.B | Reelect Robert Jenkins to Supervisory Board | Management | For | For |
| 7.A | Approve Remuneration Report | Management | For | For |
| 7.B | Approve Remuneration Policy for Management Board | Management | For | For |
| 7.C | Approve Remuneration Policy for Supervisory Board | Management | For | For |
| 7.D | Amend Articles of Association | Management | For | For |
| 8.A.1 | Grant Board Authority to Issue Ordinary Shares Up To 10 Percent of Issued Capital | Management | For | For |
| 8.A.2 | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 8.A.1 | Management | For | For |
| 8.B | Grant Board Authority to Issue Shares Up To 20 Percent of Issued Capital in Connection with a Rights Issue | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10 | Approve Reduction in Share Capital through Cancellation of Shares | Management | For | For |
| 11 | Close Meeting | Management | None | None |
| |
|---|
NOVARTIS AG
MEETING DATE: FEB 28, 2020 | TICKER: NOVN SECURITY ID: H5820Q150
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of CHF 2.95 per Share | Management | For | Did Not Vote |
| 4 | Approve CHF 30.2 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 5.1 | Approve Remuneration of Directors in the Amount of CHF 9 Million | Management | For | Did Not Vote |
| 5.2 | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 93 Million | Management | For | Did Not Vote |
| 5.3 | Approve Remuneration Report | Management | For | Did Not Vote |
| 6.1 | Reelect Joerg Reinhardt as Director and Board Chairman | Management | For | Did Not Vote |
| 6.2 | Reelect Nancy Andrews as Director | Management | For | Did Not Vote |
| 6.3 | Reelect Ton Buechner as Director | Management | For | Did Not Vote |
| 6.4 | Reelect Patrice Bula as Director | Management | For | Did Not Vote |
| 6.5 | Reelect Srikant Datar as Director | Management | For | Did Not Vote |
| 6.6 | Reelect Elizabeth Doherty as Director | Management | For | Did Not Vote |
| 6.7 | Reelect Ann Fudge as Director | Management | For | Did Not Vote |
| 6.8 | Reelect Frans van Houten as Director | Management | For | Did Not Vote |
| 6.9 | Reelect Andreas von Planta as Director | Management | For | Did Not Vote |
| 6.10 | Reelect Charles Sawyers as Director | Management | For | Did Not Vote |
| 6.11 | Reelect Enrico Vanni as Director | Management | For | Did Not Vote |
| 6.12 | Reelect William Winters as Director | Management | For | Did Not Vote |
| 6.13 | Elect Bridgette Heller as Director | Management | For | Did Not Vote |
| 6.14 | Elect Simon Moroney as Director | Management | For | Did Not Vote |
| 7.1 | Reappoint Patrice Bula as Member of the Compensation Committee | Management | For | Did Not Vote |
| 7.2 | Reappoint Srikant Datar as Member of the Compensation Committee | Management | For | Did Not Vote |
| 7.3 | Reappoint Enrico Vanni as Member of the Compensation Committee | Management | For | Did Not Vote |
| 7.4 | Reappoint William Winters as Member of the Compensation Committee | Management | For | Did Not Vote |
| 7.5 | Appoint Bridgette Heller as Member of the Compensation Committee | Management | For | Did Not Vote |
| 8 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
| 9 | Designate Peter Zahn as Independent Proxy | Management | For | Did Not Vote |
| 10 | Transact Other Business (Voting) | Management | For | Did Not Vote |
| |
|---|
NOVO NORDISK A/S
MEETING DATE: MAR 26, 2020 | TICKER: NOVO.B SECURITY ID: K72807132
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 3.1 | Receive Remuneration Report 2019 | Management | None | None |
| 3.2a | Approve Remuneration of Directors for 2019 in the Aggregate Amount of DKK 19.4 Million | Management | For | Did Not Vote |
| 3.2b | Approve Remuneration of Directors for 2020 in the Amount of DKK 2.2 Million for the Chairman, DKK 1.4 Million for the Vice Chairman, and DKK 720,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 3.3 | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
| 3.4 | Amend Articles Re: Voting on the Company's Remuneration Report at Annual General Meetings | Management | For | Did Not Vote |
| 4 | Approve Allocation of Income and Dividends | Management | For | Did Not Vote |
| 5.1 | Reelect Helge Lund as Director and Chairman | Management | For | Did Not Vote |
| 5.2 | Reelect Jeppe Christiansen as Director and Deputy Chairman | Management | For | Did Not Vote |
| 5.3a | Reelect Brian Daniels as Director | Management | For | Did Not Vote |
| 5.3b | Reelect Laurence Debroux as Director | Management | For | Did Not Vote |
| 5.3c | Reelect Andreas Fibig as Director | Management | For | Did Not Vote |
| 5.3d | Reelect Sylvie Gregoire as Director | Management | For | Did Not Vote |
| 5.3e | Reelect Liz Hewitt as Director | Management | For | Did Not Vote |
| 5.3f | Reelect Kasim Kutay as Director | Management | For | Did Not Vote |
| 5.3g | Reelect Martin Mackay as Director | Management | For | Did Not Vote |
| 6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 7.1 | Approve DKK 10 Million Reduction in Share Capital via B Share Cancellation | Management | For | Did Not Vote |
| 7.2 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 7.3a | Approve Creation of Pool of Capital for the Benefit of Employees | Management | For | Did Not Vote |
| 7.3b | Approve Creation of Pool of Capital with Preemptive Rights | Management | For | Did Not Vote |
| 7.3c | Approve Creation of Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 7.4 | Approve Donation to the World Diabetes Foundation | Management | For | Did Not Vote |
| 8 | Disclosure of the Ratio between Executive and Employee Remuneration in the Annual Reports | Shareholder | Against | Did Not Vote |
| 9 | Other Business | Management | None | None |
| |
|---|
OPEN TEXT CORPORATION
MEETING DATE: SEP 04, 2019 | TICKER: OTEX SECURITY ID: 683715106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director P. Thomas Jenkins | Management | For | For |
| 1.2 | Elect Director Mark J. Barrenechea | Management | For | For |
| 1.3 | Elect Director Randy Fowlie | Management | For | For |
| 1.4 | Elect Director David Fraser | Management | For | For |
| 1.5 | Elect Director Gail E. Hamilton | Management | For | For |
| 1.6 | Elect Director Stephen J. Sadler | Management | For | For |
| 1.7 | Elect Director Harmit Singh | Management | For | For |
| 1.8 | Elect Director Michael Slaunwhite | Management | For | For |
| 1.9 | Elect Director Katharine B. Stevenson | Management | For | For |
| 1.10 | Elect Director Carl Jurgen Tinggren | Management | For | For |
| 1.11 | Elect Director Deborah Weinstein | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Approve Shareholder Rights Plan | Management | For | For |
| |
|---|
PANDORA AS
MEETING DATE: DEC 04, 2019 | TICKER: PNDORA SECURITY ID: K7681L102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Peter A. Ruzicka as New Director | Management | For | Did Not Vote |
| 2 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | Did Not Vote |
| |
|---|
PANDORA AS
MEETING DATE: MAR 11, 2020 | TICKER: PNDORA SECURITY ID: K7681L102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 3 | Approve Remuneration of Directors for 2020 in the Amount of DKK 1.5 Million for Chairman, DKK 750,000 for Vice Chairman, and DKK 500,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 4 | Approve Allocation of Income and Dividends of DKK 9 Per Share | Management | For | Did Not Vote |
| 5.1 | Reelect Peter A. Ruzicka (Chair) as Director | Management | For | Did Not Vote |
| 5.2 | Reelect Christian Frigast (Vice Chair) as Director | Management | For | Did Not Vote |
| 5.3 | Reelect Andrea Dawn Alvey as Director | Management | For | Did Not Vote |
| 5.4 | Reelect Ronica Wang as Director | Management | For | Did Not Vote |
| 5.5 | Reelect Birgitta Stymne Goransson as Director | Management | For | Did Not Vote |
| 5.6 | Reelect Isabelle Parize as Director | Management | For | Did Not Vote |
| 5.7 | Elect Catherine Spindler as New Director | Management | For | Did Not Vote |
| 5.8 | Elect Marianne Kirkegaard as New Director | Management | For | Did Not Vote |
| 6 | Ratify Ernst & Young as Auditor | Management | For | Did Not Vote |
| 7 | Approve Discharge of Management and Board | Management | For | Did Not Vote |
| 8.1 | Approve DKK 8 Million Reduction in Share Capital via Share Cancellation | Management | For | Did Not Vote |
| 8.2 | Amend Articles Re: Agenda of Annual General Meeting | Management | For | Did Not Vote |
| 8.3 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 8.4 | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
| 8.5 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | Did Not Vote |
| 9 | Other Business | Management | None | None |
| |
|---|
PEUGEOT SA
MEETING DATE: JUN 25, 2020 | TICKER: UG SECURITY ID: F72313111
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
| 4 | Ratify Appointment of Zhang Zutong as Supervisory Board Member | Management | For | Against |
| 5 | Reelect Catherine Bradley as Supervisory Board Member | Management | For | For |
| 6 | Approve Remuneration Policy of Carlos Tavares, Chairman of the Management Board | Management | For | Against |
| 7 | Approve Remuneration Policy of Olivier Bourges, Michael Lohscheller, Maxime Picat as Members of the Management Board | Management | For | Against |
| 8 | Approve Remuneration Policy of Louis Gallois, Chairman of the Supervisory Board | Management | For | For |
| 9 | Approve Remuneration Policy of Members of the Supervisory Board | Management | For | For |
| 10 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 11 | Approve Compensation of Carlos Tavares, Chairman of the Management Board | Management | For | Against |
| 12 | Approve Compensation of Olivier Bourges, Member of the Management Board Since March 1, 2019 | Management | For | Against |
| 13 | Approve Compensation of Michael Lohscheller, Member of the Management Board Since Sept. 1, 2019 | Management | For | Against |
| 14 | Approve Compensation of Maxime Picat, Member of the Management Board | Management | For | Against |
| 15 | Approve Compensation of Jean-Christophe Quemard, Member of the Management Board Until Aug. 31, 2019 | Management | For | Against |
| 16 | Approve Compensation of Louis Gallois, Chairman of the Supervisory Board | Management | For | For |
| 17 | Approve Transaction with Etablissements Peugeot Freres and FFP Re: Engagement Letter | Management | For | For |
| 18 | Approve Transaction with Bpifrance Participations and Lion Participations Re: Engagement Letter | Management | For | For |
| 19 | Approve Transaction with Dongfeng Motor Group Re: Buyout Agreement | Management | For | For |
| 20 | Waiver of the Establishment of a Special Negotiation Group Re: Merger Agreement Between Company and Fiat Chrysler Automobiles | Management | For | For |
| 21 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 22 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 23 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer | Management | For | Against |
| 24 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 25 | Amend Article 10 of Bylaws Re: Employee Representative | Management | For | For |
| 26 | Amend Article 12 of Bylaws Re: Payment of Dividends | Management | For | For |
| 27 | Ratify Change Location of Registered Office to Centre Technique de Velizy, Route de Gisy, 78140 Velizy-Villacoublay and Amend Article 4 of Bylaws Accordingly | Management | For | For |
| 28 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
PUBLICIS GROUPE SA
MEETING DATE: MAY 27, 2020 | TICKER: PUB SECURITY ID: F7607Z165
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.15 per Share | Management | For | For |
| 4 | Approve Stock Dividend Program | Management | For | For |
| 5 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 6 | Approve Remuneration Policy of Chairman of Supervisory Board | Management | For | For |
| 7 | Approve Remuneration Policy of Supervisory Board Members | Management | For | For |
| 8 | Approve Remuneration Policy of Chairman of Management Board | Management | For | For |
| 9 | Approve Remuneration Policy of Management Board Members | Management | For | For |
| 10 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 11 | Approve Compensation of Maurice Levy, Chairman of Supervisory Board | Management | For | For |
| 12 | Approve Compensation of Arthur Sadoun, Chairman of the Management Board | Management | For | For |
| 13 | Approve Compensation of Jean-Michel Etienne, Management Board Member | Management | For | For |
| 14 | Approve Compensation of Anne-Gabrielle Heilbronner, Management Board Member | Management | For | For |
| 15 | Approve Compensation of Steve King, Management Board Member | Management | For | For |
| 16 | Reelect Sophie Dulac as Supervisory Board Member | Management | For | For |
| 17 | Reelect Thomas H. Glocer as Supervisory Board Member | Management | For | For |
| 18 | Reelect Marie-Josee Kravis as Supervisory Board Member | Management | For | For |
| 19 | Reelect Andre Kudelski as Supervisory Board Member | Management | For | For |
| 20 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 21 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 30 Million | Management | For | For |
| 22 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 9 Million | Management | For | For |
| 23 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 9 Million | Management | For | For |
| 24 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 25 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
| 26 | Authorize Capitalization of Reserves of Up to EUR 30 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 27 | Authorize Capital Increase of Up to EUR 9 Million for Future Exchange Offers | Management | For | For |
| 28 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 29 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 30 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
| 31 | Amend Articles 6, 7 and 17 of Bylaws to Comply with Legal Changes | Management | For | For |
| 32 | Amend Article 13 of Bylaws Re: Employee Representatives | Management | For | For |
| 33 | Amend Article 15 of Bylaws Re: Board Members Deliberation via Written Consultation | Management | For | For |
| 34 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
RANDSTAD NV
MEETING DATE: JUN 18, 2020 | TICKER: RAND SECURITY ID: N7291Y137
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2a | Receive Report of Executive Board and Supervisory Board (Non-Voting) | Management | None | None |
| 2b | Approve Remuneration Report | Management | For | For |
| 2c | Amend Articles of Association Re: Transitory Provision for the Dividend on the Preference Shares B | Management | For | For |
| 2d | Adopt Financial Statements | Management | For | For |
| 2e | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 3a | Approve Discharge of Management Board | Management | For | For |
| 3b | Approve Discharge of Supervisory Board | Management | For | For |
| 4a | Approve Remuneration Policy for Management Board Members | Management | For | For |
| 4b | Approve Remuneration Policy for Supervisory Board Members | Management | For | For |
| 5 | Elect Rene Steenvoorden to Management Board | Management | For | For |
| 6a | Elect Helene Auriol Potier to Supervisory Board | Management | For | For |
| 6b | Reelect Wout Dekker to Supervisory Board | Management | For | For |
| 7a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restrict/Exclude Preemptive Rights | Management | For | For |
| 7b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7c | Authorize Cancel Repurchase of Up to 10 Percent of Issued Share Capital under Item 7b | Management | For | For |
| 8 | Reelect Sjoerd van Keulen as Board Member of Stichting Administratiekantoor Preferente Aandelen Randstad | Management | For | For |
| 9 | Ratify Deloitte as Auditors | Management | For | For |
| 10 | Other Business (Non-Voting) | Management | None | None |
| 11 | Close Meeting | Management | None | None |
| |
|---|
RENAULT SA
MEETING DATE: JUN 19, 2020 | TICKER: RNO SECURITY ID: F77098105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
| 4 | Receive Auditors' Report on Equity Securities Remuneration | Management | For | For |
| 5 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 6 | Ratify Appointment of Joji Tagawa as Director | Management | For | For |
| 7 | Renew Appointment of KPMG as Auditor | Management | For | For |
| 8 | Appoint Mazars as Auditor | Management | For | For |
| 9 | Approve Compensation of Corporate Officers | Management | For | For |
| 10 | Approve Compensation of Jean-Dominique Senard, Chairman of the Board | Management | For | For |
| 11 | Approve Compensation of Thierry Bollore, CEO | Management | For | For |
| 12 | Approve Compensation of Clotilde Delbos, Interim-CEO | Management | For | For |
| 13 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
| 14 | Approve Remuneration Policy of CEO | Management | For | For |
| 15 | Approve Remuneration Policy of Interim-CEO | Management | For | For |
| 16 | Approve Remuneration Policy of Directors | Management | For | For |
| 17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 18 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 19 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 350 Million | Management | For | For |
| 20 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 120 Million | Management | For | For |
| 21 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 60 Million | Management | For | For |
| 22 | Authorize Capital Increase of Up to EUR 120 Million for Future Exchange Offers | Management | For | For |
| 23 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 24 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
| 25 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 26 | Amend Article 11 of Bylaws Re: Employee Shareholder Representative | Management | For | For |
| 27 | Amend Article 20 of Bylaws Re: Alternate Auditors | Management | For | For |
| 28 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
RIO TINTO PLC
MEETING DATE: APR 08, 2020 | TICKER: RIO SECURITY ID: G75754104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report for UK Law Purposes | Management | For | For |
| 3 | Approve Remuneration Report for Australian Law Purposes | Management | For | For |
| 4 | Approve the Potential Termination of Benefits for Australian Law Purposes | Management | For | For |
| 5 | Elect Hinda Gharbi as Director | Management | For | For |
| 6 | Elect Jennifer Nason as Director | Management | For | For |
| 7 | Elect Ngaire Woods as Director | Management | For | For |
| 8 | Re-elect Megan Clark as Director | Management | For | For |
| 9 | Re-elect David Constable as Director | Management | For | For |
| 10 | Re-elect Simon Henry as Director | Management | For | For |
| 11 | Re-elect Jean-Sebastien Jacques as Director | Management | For | For |
| 12 | Re-elect Sam Laidlaw as Director | Management | For | For |
| 13 | Re-elect Michael L'Estrange as Director | Management | For | For |
| 14 | Re-elect Simon McKeon as Director | Management | For | For |
| 15 | Re-elect Jakob Stausholm as Director | Management | For | For |
| 16 | Re-elect Simon Thompson as Director | Management | For | For |
| 17 | Appoint KPMG LLP as Auditors | Management | For | For |
| 18 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 19 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 20 | Amend Articles of Association Re: General Updates and Changes | Management | For | For |
| 21 | Amend Articles of Association Re: Hybrid and Contemporaneous General Meetings | Management | For | For |
| 22 | Authorise Issue of Equity | Management | For | For |
| 23 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 24 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 25 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
ROYAL AHOLD DELHAIZE NV
MEETING DATE: APR 08, 2020 | TICKER: AD SECURITY ID: N0074E105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 4 | Adopt Financial Statements | Management | For | For |
| 5 | Approve Dividends of EUR 0.76 Per Share | Management | For | For |
| 6 | Approve Remuneration Report | Management | For | For |
| 7 | Approve Discharge of Management Board | Management | For | For |
| 8 | Approve Discharge of Supervisory Board | Management | For | For |
| 9 | Approve Remuneration Policy for Management Board Members | Management | For | For |
| 10 | Approve Remuneration Policy for Supervisory Board Members | Management | For | For |
| 11 | Elect Frank van Zanten to Supervisory Board | Management | For | For |
| 12 | Elect Helen Weir to Supervisory Board | Management | For | For |
| 13 | Reelect Mary Anne Citrino to Supervisory Board | Management | For | For |
| 14 | Reelect Dominique Leroy to Supervisory Board | Management | For | For |
| 15 | Reelect Bill McEwan to Supervisory Board | Management | For | For |
| 16 | Reelect Kevin Holt to Management Board | Management | For | For |
| 17 | Elect Natalie Knight to Management Board | Management | For | For |
| 18 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 19 | Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital | Management | For | For |
| 20 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 21 | Authorize Board to Acquire Common Shares | Management | For | For |
| 22 | Approve Cancellation of Repurchased Shares | Management | For | For |
| 23 | Close Meeting | Management | None | None |
| |
|---|
ROYAL DUTCH SHELL PLC
MEETING DATE: MAY 19, 2020 | TICKER: RDSB SECURITY ID: G7690A118
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Elect Dick Boer as Director | Management | For | For |
| 5 | Elect Andrew Mackenzie as Director | Management | For | For |
| 6 | Elect Martina Hund-Mejean as Director | Management | For | For |
| 7 | Re-elect Ben van Beurden as Director | Management | For | For |
| 8 | Re-elect Neil Carson as Director | Management | For | For |
| 9 | Re-elect Ann Godbehere as Director | Management | For | For |
| 10 | Re-elect Euleen Goh as Director | Management | For | For |
| 11 | Re-elect Charles Holliday as Director | Management | For | For |
| 12 | Re-elect Catherine Hughes as Director | Management | For | For |
| 13 | Re-elect Sir Nigel Sheinwald as Director | Management | For | For |
| 14 | Re-elect Jessica Uhl as Director | Management | For | For |
| 15 | Re-elect Gerrit Zalm as Director | Management | For | For |
| 16 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 17 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise Issue of Equity | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Request Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions | Shareholder | Against | Against |
| |
|---|
ROYAL MAIL PLC
MEETING DATE: JUL 18, 2019 | TICKER: RMG SECURITY ID: G7368G108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Keith Williams as Director | Management | For | For |
| 6 | Re-elect Rico Back as Director | Management | For | For |
| 7 | Re-elect Stuart Simpson as Director | Management | For | For |
| 8 | Elect Maria da Cunha as Director | Management | For | For |
| 9 | Elect Michael Findlay as Director | Management | For | For |
| 10 | Re-elect Rita Griffin as Director | Management | For | For |
| 11 | Re-elect Simon Thompson as Director | Management | For | For |
| 12 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 13 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 15 | Authorise Issue of Equity | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
RWE AG
MEETING DATE: JUN 26, 2020 | TICKER: RWE SECURITY ID: D6629K109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.80 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2020 | Management | For | For |
| 6 | Approve Affiliation Agreement with GBV Vierunddreissigste Gesellschaft fuer Beteiligungsverwaltung mbH | Management | For | For |
| |
|---|
SANOFI
MEETING DATE: APR 28, 2020 | TICKER: SAN SECURITY ID: F5548N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Treatment of Losses and Dividends of EUR 3.15 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Ratify Appointment of Paul Hudson as Director | Management | For | For |
| 6 | Reelect Laurent Attal as Director | Management | For | For |
| 7 | Reelect Carole Piwnica as Director | Management | For | For |
| 8 | Reelect Diane Souza as Director | Management | For | For |
| 9 | Reelect Thomas Sudhof as Director | Management | For | For |
| 10 | Elect Rachel Duan as Director | Management | For | For |
| 11 | Elect Lise Kingo as Director | Management | For | For |
| 12 | Approve Remuneration of Directors in the Aggregate Amount of EUR 2 Million | Management | For | For |
| 13 | Approve Remuneration Policy of Directors | Management | For | For |
| 14 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
| 15 | Approve Remuneration Policy of CEO | Management | For | For |
| 16 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 17 | Approve Compensation of Serge Weinberg, Chairman of the Board | Management | For | For |
| 18 | Approve Compensation of Paul Hudson, CEO Since Sept. 1, 2019 | Management | For | For |
| 19 | Approve Compensation of Olivier Brandicourt, CEO Until Aug. 31, 2019 | Management | For | Against |
| 20 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 21 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
SAP SE
MEETING DATE: MAY 20, 2020 | TICKER: SAP SECURITY ID: D66992104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.58 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2020 | Management | For | For |
| 6.1 | Approve Creation of EUR 250 Million Pool of Capital with Preemptive Rights | Management | For | For |
| 6.2 | Approve Creation of EUR 250 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 7 | Approve Remuneration Policy for the Management Board | Management | For | For |
| 8 | Approve Remuneration Policy for the Supervisory Board | Management | For | For |
| |
|---|
SCHNEIDER ELECTRIC SE
MEETING DATE: APR 23, 2020 | TICKER: SU SECURITY ID: F86921107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.55 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Approve Termination Package of Emmanuel Babeau, Vice-CEO | Management | For | For |
| 6 | Approve Compensation Report | Management | For | For |
| 7 | Approve Compensation of Jean-Pascal Tricoire, Chairman and CEO | Management | For | For |
| 8 | Approve Compensation of Emmanuel Babeau, Vice-CEO | Management | For | For |
| 9 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 10 | Approve Remuneration Policy of Emmanuel Babeau, Vice-CEO | Management | For | For |
| 11 | Approve Remuneration Policy of Board Members | Management | For | For |
| 12 | Reelect Leo Apotheker as Director | Management | For | For |
| 13 | Reelect Cecile Cabanis as Director | Management | For | For |
| 14 | Reelect Fred Kindle as Director | Management | For | For |
| 15 | Reelect Willy Kissling as Director | Management | For | For |
| 16 | Elect Jill Lee as Director | Management | For | For |
| 17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 18 | Amend Article 11 of Bylaws to Comply with New Regulation Re: Employee Representatives | Management | For | For |
| 19 | Amend Articles 13 and 16 of Bylaws to Comply with New Regulation | Management | For | For |
| 20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 21 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
| 22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
SHIONOGI & CO., LTD.
MEETING DATE: JUN 23, 2020 | TICKER: 4507 SECURITY ID: J74229105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 53 | Management | For | For |
| 2.1 | Elect Director Teshirogi, Isao | Management | For | For |
| 2.2 | Elect Director Sawada, Takuko | Management | For | For |
| 2.3 | Elect Director Ando, Keiichi | Management | For | For |
| 2.4 | Elect Director Ozaki, Hiroshi | Management | For | For |
| 2.5 | Elect Director Takatsuki, Fumi | Management | For | For |
| 3.1 | Appoint Statutory Auditor Kato, Ikuo | Management | For | For |
| 3.2 | Appoint Statutory Auditor Okuhara, Shuichi | Management | For | For |
| |
|---|
SHOWA DENKO K.K.
MEETING DATE: MAR 26, 2020 | TICKER: 4004 SECURITY ID: J75046136
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 80 | Management | For | For |
| 2 | Amend Articles to Clarify Director Authority on Shareholder Meetings - Amend Provisions on Director Titles | Management | For | For |
| 3.1 | Elect Director Morikawa, Kohei | Management | For | For |
| 3.2 | Elect Director Takahashi, Hidehito | Management | For | For |
| 3.3 | Elect Director Takeuchi, Motohiro | Management | For | For |
| 3.4 | Elect Director Ichikawa, Hideo | Management | For | For |
| 3.5 | Elect Director Sakai, Hiroshi | Management | For | For |
| 3.6 | Elect Director Oshima, Masaharu | Management | For | For |
| 3.7 | Elect Director Nishioka, Kiyoshi | Management | For | For |
| 3.8 | Elect Director Isshiki, Kozo | Management | For | For |
| 3.9 | Elect Director Morikawa, Noriko | Management | For | For |
| 4.1 | Appoint Statutory Auditor Tanaka, Jun | Management | For | For |
| 4.2 | Appoint Statutory Auditor Saito, Kiyomi | Management | For | For |
| 4.3 | Appoint Statutory Auditor Yajima, Masako | Management | For | For |
| |
|---|
SOCIETE GENERALE SA
MEETING DATE: MAY 19, 2020 | TICKER: GLE SECURITY ID: F8591M517
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 5 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
| 6 | Approve Remuneration Policy of CEO and Vice-CEOs | Management | For | For |
| 7 | Approve Remuneration Policy of Directors | Management | For | For |
| 8 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 9 | Approve Compensation of Lorenzo Bini Smaghi, Chairman of the Board | Management | For | For |
| 10 | Approve Compensation of Frederic Oudea, CEO | Management | For | For |
| 11 | Approve Compensation of Philippe Aymerich, Vice-CEO | Management | For | For |
| 12 | Approve Compensation of Severin Cabannes, Vice-CEO | Management | For | For |
| 13 | Approve Compensation of Philippe Heim, Vice-CEO | Management | For | For |
| 14 | Approve Compensation of Diony Lebot, Vice-CEO | Management | For | For |
| 15 | Approve the Aggregate Remuneration Granted in 2019 to Certain Senior Management, Responsible Officers, and Risk-Takers | Management | For | For |
| 16 | Reelect Juan Maria Nin Genova as Director | Management | For | For |
| 17 | Elect Annette Messemer as Director | Management | For | For |
| 18 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | For |
| 19 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 352 Million | Management | For | For |
| 20 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 106.67 Million | Management | For | For |
| 21 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 22 | Authorize Issuance of Convertible Bonds for Private Placements without Preemptive Rights, up to Aggregate Nominal Amount of EUR 106.67 Million | Management | For | For |
| 23 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 24 | Authorize up to 1.2 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Regulated Persons | Management | For | For |
| 25 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 26 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 27 | Amend Article 6 of Bylaws Re: Shareholding Disclosure Thresholds | Management | For | For |
| 28 | Amend Article 6 of Bylaws Re: Employees Participation in Capital | Management | For | For |
| 29 | Amend Article 7 of Bylaws Re: Board Composition | Management | For | For |
| 30 | Amend Article 10 of Bylaws Re: Board Members Deliberation via Written Consultation | Management | For | For |
| 31 | Amend Articles 1, 2, 3, 5, 6, 8, 11, 12, 13, 14, 15, 17, 18 and 20 of Bylaws to Compy with Legal Changes | Management | For | For |
| 32 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
SONY CORP.
MEETING DATE: JUN 26, 2020 | TICKER: 6758 SECURITY ID: J76379106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles to Change Company Name | Management | For | For |
| 2.1 | Elect Director Yoshida, Kenichiro | Management | For | For |
| 2.2 | Elect Director Totoki, Hiroki | Management | For | For |
| 2.3 | Elect Director Sumi, Shuzo | Management | For | For |
| 2.4 | Elect Director Tim Schaaff | Management | For | For |
| 2.5 | Elect Director Matsunaga, Kazuo | Management | For | For |
| 2.6 | Elect Director Oka, Toshiko | Management | For | For |
| 2.7 | Elect Director Akiyama, Sakie | Management | For | For |
| 2.8 | Elect Director Wendy Becker | Management | For | For |
| 2.9 | Elect Director Hatanaka, Yoshihiko | Management | For | For |
| 2.10 | Elect Director Adam Crozier | Management | For | For |
| 2.11 | Elect Director Kishigami, Keiko | Management | For | For |
| 2.12 | Elect Director Joseph A. Kraft Jr | Management | For | For |
| 3 | Approve Stock Option Plan | Management | For | For |
| |
|---|
SUMITOMO CORP.
MEETING DATE: JUN 19, 2020 | TICKER: 8053 SECURITY ID: J77282119
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 35 | Management | For | For |
| 2.1 | Elect Director Nakamura, Kuniharu | Management | For | For |
| 2.2 | Elect Director Hyodo, Masayuki | Management | For | For |
| 2.3 | Elect Director Nambu, Toshikazu | Management | For | For |
| 2.4 | Elect Director Yamano, Hideki | Management | For | For |
| 2.5 | Elect Director Seishima, Takayuki | Management | For | For |
| 2.6 | Elect Director Shiomi, Masaru | Management | For | For |
| 2.7 | Elect Director Ehara, Nobuyoshi | Management | For | For |
| 2.8 | Elect Director Ishida, Koji | Management | For | For |
| 2.9 | Elect Director Iwata, Kimie | Management | For | For |
| 2.10 | Elect Director Yamazaki, Hisashi | Management | For | For |
| 2.11 | Elect Director Ide, Akiko | Management | For | For |
| 3.1 | Appoint Statutory Auditor Nagai, Toshio | Management | For | For |
| 3.2 | Appoint Statutory Auditor Kato, Yoshitaka | Management | For | For |
| 4 | Approve Annual Bonus | Management | For | For |
| |
|---|
SUNCOR ENERGY INC.
MEETING DATE: MAY 06, 2020 | TICKER: SU SECURITY ID: 867224107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patricia M. Bedient | Management | For | For |
| 1.2 | Elect Director Mel E. Benson | Management | For | For |
| 1.3 | Elect Director John D. Gass | Management | For | For |
| 1.4 | Elect Director Dennis M. Houston | Management | For | For |
| 1.5 | Elect Director Mark S. Little | Management | For | For |
| 1.6 | Elect Director Brian P. MacDonald | Management | For | For |
| 1.7 | Elect Director Maureen McCaw | Management | For | For |
| 1.8 | Elect Director Lorraine Mitchelmore | Management | For | For |
| 1.9 | Elect Director Eira M. Thomas | Management | For | For |
| 1.10 | Elect Director Michael M. Wilson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
TECK RESOURCES LIMITED
MEETING DATE: APR 21, 2020 | TICKER: TECK.B SECURITY ID: 878742204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mayank M. Ashar | Management | For | For |
| 1.2 | Elect Director Quan Chong | Management | For | Withhold |
| 1.3 | Elect Director Edward C. Dowling | Management | For | For |
| 1.4 | Elect Director Eiichi Fukuda | Management | For | For |
| 1.5 | Elect Director Toru Higo | Management | For | For |
| 1.6 | Elect Director Norman B. Keevil, III | Management | For | For |
| 1.7 | Elect Director Donald R. Lindsay | Management | For | For |
| 1.8 | Elect Director Sheila A. Murray | Management | For | For |
| 1.9 | Elect Director Tracey L. McVicar | Management | For | For |
| 1.10 | Elect Director Kenneth W. Pickering | Management | For | For |
| 1.11 | Elect Director Una M. Power | Management | For | For |
| 1.12 | Elect Director Timothy R. Snider | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Amend Stock Option Plan | Management | For | For |
| |
|---|
TOTAL SA
MEETING DATE: MAY 29, 2020 | TICKER: FP SECURITY ID: F92124100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.68 per Share and Option for Stock Dividend Program | Management | For | For |
| 4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 6 | Reelect Patricia Barbizet as Director | Management | For | For |
| 7 | Reelect Marie-Christine Coisne-Roquette as Director | Management | For | For |
| 8 | Reelect Mark Cutifani as Director | Management | For | For |
| 9 | Elect Jerome Contamine as Director | Management | For | For |
| 10 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 11 | Approve Remuneration Policy of Directors | Management | For | For |
| 12 | Approve Compensation of Patrick Pouyanne, Chairman and CEO | Management | For | For |
| 13 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 14 | Approve Change of Corporate Form to Societe Europeenne (SE) and Amend Bylaws Accordingly | Management | For | For |
| 15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2.5 Billion | Management | For | For |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 650 Million | Management | For | For |
| 17 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 650 Million | Management | For | For |
| 18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 16 and 17 | Management | For | For |
| 19 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 21 | Authorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plans | Management | For | For |
| A | Instruct Company to Set and Publish Targets for Greenhouse Gas (GHG) Emissions Aligned with the Goal of the Paris Climate Agreement and Amend Article 19 of Bylaws Accordingly | Shareholder | Against | Against |
| |
|---|
UNICREDIT SPA
MEETING DATE: APR 09, 2020 | TICKER: UCG SECURITY ID: T9T23L642
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Dividend Distribution | Management | For | For |
| 4 | Approve Elimination of Negative Reserves | Management | For | For |
| 5.1 | Approve Decrease in Size of Board | Management | For | For |
| 5.2 | Elect Beatriz Lara Bartolome as Director | Management | For | For |
| 5.3 | Elect Diego De Giorgi as Director | Management | For | For |
| 6 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Approve 2020 Group Incentive System | Management | For | For |
| 8 | Approve Remuneration Policy | Management | For | For |
| 9 | Approve Second Section of the Remuneration Report | Management | For | For |
| 10 | Approve Long-Term Incentive Plan | Management | For | For |
| 11 | Authorize Share Repurchase Program | Management | For | For |
| 1 | Authorize Board to Increase Capital to Service 2019 Group Incentive System | Management | For | For |
| 2 | Authorize Board to Increase Capital to Service 2020 Group Incentive System | Management | For | For |
| 3 | Amend Company Bylaws Re: Clause 6 | Management | For | For |
| 4 | Authorize Cancellation of Repurchased Shares | Management | For | For |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
| |
|---|
UNILEVER NV
MEETING DATE: APR 30, 2020 | TICKER: UNA SECURITY ID: N8981F289
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Discussion of the Annual Report and Accounts for the 2019 Financial Year | Management | None | None |
| 2 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Discharge of Executive Directors | Management | For | For |
| 5 | Approve Discharge of Non-Executive Directors | Management | For | For |
| 6 | Reelect N Andersen as Non-Executive Director | Management | For | For |
| 7 | Reelect L Cha as Non-Executive Director | Management | For | For |
| 8 | Reelect V Colao as Non-Executive Director | Management | For | For |
| 9 | Reelect J Hartmann as Non-Executive Director | Management | For | For |
| 10 | Reelect A Jope as Executive Director | Management | For | For |
| 11 | Reelect A Jung as Non-Executive Director | Management | For | For |
| 12 | Reelect S Kilsby as Non-Executive Director | Management | For | For |
| 13 | Reelect S Masiyiwa as Non-Executive Director | Management | For | For |
| 14 | Reelect Y Moon as Non-Executive Director | Management | For | For |
| 15 | Reelect G Pitkethly as Executive Director | Management | For | For |
| 16 | Reelect J Rishton as Director | Management | For | For |
| 17 | Reelect F Sijbesma as Director | Management | For | For |
| 18 | Ratify KPMG as Auditors | Management | For | For |
| 19 | Grant Board Authority to Issue Shares | Management | For | For |
| 20 | Authorize Board to Exclude Preemptive Rights from Share Issuances for General Corporate Purposes | Management | For | For |
| 21 | Authorize Board to Exclude Preemptive Rights from Share Issuances for Acquisition or Specified Capital Investment Purposes | Management | For | For |
| 22 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 23 | Approve Reduction in Share Capital through Cancellation of Ordinary Shares | Management | For | For |
| |
|---|
UNILEVER PLC
MEETING DATE: APR 29, 2020 | TICKER: ULVR SECURITY ID: G92087165
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Nils Andersen as Director | Management | For | For |
| 4 | Re-elect Laura Cha as Director | Management | For | For |
| 5 | Re-elect Vittorio Colao as Director | Management | For | For |
| 6 | Re-elect Dr Judith Hartmann as Director | Management | For | For |
| 7 | Re-elect Alan Jope as Director | Management | For | For |
| 8 | Re-elect Andrea Jung as Director | Management | For | For |
| 9 | Re-elect Susan Kilsby as Director | Management | For | For |
| 10 | Re-elect Strive Masiyiwa as Director | Management | For | For |
| 11 | Re-elect Youngme Moon as Director | Management | For | For |
| 12 | Re-elect Graeme Pitkethly as Director | Management | For | For |
| 13 | Re-elect John Rishton as Director | Management | For | For |
| 14 | Re-elect Feike Sijbesma as Director | Management | For | For |
| 15 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 18 | Authorise Issue of Equity | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
VODAFONE GROUP PLC
MEETING DATE: JUL 23, 2019 | TICKER: VOD SECURITY ID: G93882192
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Elect Sanjiv Ahuja as Director | Management | For | For |
| 3 | Elect David Thodey as Director | Management | For | For |
| 4 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
| 5 | Re-elect Nick Read as Director | Management | For | For |
| 6 | Re-elect Margherita Della Valle as Director | Management | For | For |
| 7 | Re-elect Sir Crispin Davis as Director | Management | For | For |
| 8 | Re-elect Michel Demare as Director | Management | For | For |
| 9 | Re-elect Dame Clara Furse as Director | Management | For | For |
| 10 | Re-elect Valerie Gooding as Director | Management | For | For |
| 11 | Re-elect Renee James as Director | Management | For | For |
| 12 | Re-elect Maria Amparo Moraleda Martinez as Director | Management | For | For |
| 13 | Re-elect David Nish as Director | Management | For | For |
| 14 | Approve Final Dividend | Management | For | For |
| 15 | Approve Remuneration Report | Management | For | For |
| 16 | Appoint Ernst & Young LLP as Auditors | Management | For | For |
| 17 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise Issue of Equity | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 23 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
VOLVO AB
MEETING DATE: JUN 18, 2020 | TICKER: VOLV.B SECURITY ID: 928856301
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2.1 | Designate Erik Sjoman as Inspector of Minutes of Meeting | Management | For | Did Not Vote |
| 2.2 | Designate Martin Jonasson as Inspector of Minutes of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 6 | Receive Financial Statements and Statutory Reports; Receive President's Report | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
| 9.1 | Approve Discharge of Matti Alahuhta | Management | For | Did Not Vote |
| 9.2 | Approve Discharge of Eckhard Cordes | Management | For | Did Not Vote |
| 9.3 | Approve Discharge of Eric Elzvik | Management | For | Did Not Vote |
| 9.4 | Approve Discharge of James W. Griffith | Management | For | Did Not Vote |
| 9.5 | Approve Discharge of Martin Lundstedt (as Board Member) | Management | For | Did Not Vote |
| 9.6 | Approve Discharge of Kathryn V. Marinello | Management | For | Did Not Vote |
| 9.7 | Approve Discharge of Martina Merz | Management | For | Did Not Vote |
| 9.8 | Approve Discharge of Hanne de Mora | Management | For | Did Not Vote |
| 9.9 | Approve Discharge of Helena Stjernholm | Management | For | Did Not Vote |
| 9.10 | Approve Discharge of Carl-Henric Svanberg | Management | For | Did Not Vote |
| 9.11 | Approve Discharge of Lars Ask (Employee Representative) | Management | For | Did Not Vote |
| 9.12 | Approve Discharge of Mats Henning (Employee Representative) | Management | For | Did Not Vote |
| 9.13 | Approve Discharge of Mikael Sallstrom (Employee Representative) | Management | For | Did Not Vote |
| 9.14 | Approve Discharge of Camilla Johansson (Deputy Employee Representative) | Management | For | Did Not Vote |
| 9.15 | Approve Discharge of Mari Larsson (Deputy Employee Representative) | Management | For | Did Not Vote |
| 9.16 | Approve Discharge of Martin Lundstedt (as CEO) | Management | For | Did Not Vote |
| 10.1 | Determine Number of Members (11) of Board | Management | For | Did Not Vote |
| 10.2 | Determine Number of Deputy Members (0) of Board | Management | For | Did Not Vote |
| 11 | Approve Remuneration of Directors in the Amount of SEK 3.6 Million for Chairman and SEK 1.1 Million for Other Directors except CEO; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 12.1 | Reelect Matti Alahuhta as Director | Management | For | Did Not Vote |
| 12.2 | Reelect Eckhard Cordes as Director | Management | For | Did Not Vote |
| 12.3 | Reelect Eric Elzvik as Director | Management | For | Did Not Vote |
| 12.4 | Reelect James Griffith as Director | Management | For | Did Not Vote |
| 12.5 | Elect Kurt Jofs as new Director | Management | For | Did Not Vote |
| 12.6 | Reelect Martin Lundstedt as Director | Management | For | Did Not Vote |
| 12.7 | Reelect Kathryn Marinello as Director | Management | For | Did Not Vote |
| 12.8 | Reelect Martina Merz as Director | Management | For | Did Not Vote |
| 12.9 | Reelect Hanne de Mora as Director | Management | For | Did Not Vote |
| 12.10 | Reelect Helena Stjernholm as Director | Management | For | Did Not Vote |
| 12.11 | Reelect Carl-Henric Svenberg as Director | Management | For | Did Not Vote |
| 13 | Reelect Carl-Henric Svanberg as Board Chairman | Management | For | Did Not Vote |
| 14.1 | Elect Bengt Kjell to Serve on Nomination Committee | Management | For | Did Not Vote |
| 14.2 | Elect Anders Oscarsson to Serve on Nomination Committee | Management | For | Did Not Vote |
| 14.3 | Elect Ramsay Brufer to Serve on Nomination Committee | Management | For | Did Not Vote |
| 14.4 | Elect Carine Smith Ihenacho to Serve on Nomination Committee | Management | For | Did Not Vote |
| 14.5 | Elect Chairman of the Board to Serve on Nomination Committee | Management | For | Did Not Vote |
| 15 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 16 | Amend Articles Re: Editorial Changes to Company Name; Notification of Participation in the General Meeting; Powers of Attorney and Postal Voting; Share Registrar | Management | For | Did Not Vote |
| 17 | Approve SEK 114 Million Reduction in Share Capital via Share Cancellation for Allocation to Non-Restricted Equity; Approve Capitalization of Reserves of SEK 122 Million for a Bonus Issue | Management | For | Did Not Vote |
| 18 | Limit Contributions to Chalmers University of Technology Foundation to a Maximum of SEK 4 Million Per Year | Shareholder | None | Did Not Vote |
| |
|---|
VONOVIA SE
MEETING DATE: JUN 30, 2020 | TICKER: VNA SECURITY ID: D9581T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.57 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2020 | Management | For | For |
| |
|---|
WESFARMERS LIMITED
MEETING DATE: NOV 14, 2019 | TICKER: WES SECURITY ID: Q95870103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2a | Elect Vanessa Miscamble Wallace as Director | Management | For | For |
| 2b | Elect Jennifer Anne Westacott as Director | Management | For | For |
| 2c | Elect Michael (Mike) Roche as Director | Management | For | For |
| 2d | Elect Sharon Lee Warburton as Director | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Grant of Restricted Shares and Performance Shares to Robert Scott | Management | For | For |
| |
|---|
WILMAR INTERNATIONAL LIMITED
MEETING DATE: JUN 12, 2020 | TICKER: F34 SECURITY ID: Y9586L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Directors' Fees | Management | For | For |
| 4 | Elect Kwah Thiam Hock as Director | Management | For | For |
| 5 | Approve Kwah Thiam Hock to Continue Office as Independent Director | Management | For | For |
| 6 | Elect Tay Kah Chye as Director | Management | For | For |
| 7 | Approve Tay Kah Chye to Continue Office as Independent Director | Management | For | For |
| 8 | Elect Kuok Khoon Hua as Director | Management | For | For |
| 9 | Elect Kuok Khoon Ean as Director | Management | For | For |
| 10 | Elect Teo Siong Seng as Director | Management | For | For |
| 11 | Elect Soh Gim Teik as Director | Management | For | For |
| 12 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 13 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 14 | Approve Grant of Options and Issuance of Shares Under the Wilmar Executives Share Option Scheme 2019 | Management | For | Against |
| 15 | Approve Mandate for Interested Person Transactions | Management | For | For |
| 16 | Authorize Share Repurchase Program | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY LOW VOLATILITY FACTOR ETF - SUB-ADVISER: GEODE
07/01/2019 - 06/30/2020
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
3M COMPANY
MEETING DATE: MAY 12, 2020 | TICKER: MMM SECURITY ID: 88579Y101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas "Tony" K. Brown | Management | For | For |
| 1b | Elect Director Pamela J. Craig | Management | For | For |
| 1c | Elect Director David B. Dillon | Management | For | For |
| 1d | Elect Director Michael L. Eskew | Management | For | For |
| 1e | Elect Director Herbert L. Henkel | Management | For | For |
| 1f | Elect Director Amy E. Hood | Management | For | For |
| 1g | Elect Director Muhtar Kent | Management | For | For |
| 1h | Elect Director Dambisa F. Moyo | Management | For | For |
| 1i | Elect Director Gregory R. Page | Management | For | For |
| 1j | Elect Director Michael F. Roman | Management | For | For |
| 1k | Elect Director Patricia A. Woertz | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Consider Pay Disparity Between Executives and Other Employees | Shareholder | Against | Against |
| |
|---|
ACCENTURE PLC
MEETING DATE: JAN 30, 2020 | TICKER: ACN SECURITY ID: G1151C101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jaime Ardila | Management | For | For |
| 1b | Elect Director Herbert Hainer | Management | For | For |
| 1c | Elect Director Nancy McKinstry | Management | For | For |
| 1d | Elect Director Gilles C. Pelisson | Management | For | For |
| 1e | Elect Director Paula A. Price | Management | For | For |
| 1f | Elect Director Venkata (Murthy) Renduchintala | Management | For | For |
| 1g | Elect Director David Rowland | Management | For | For |
| 1h | Elect Director Arun Sarin | Management | For | For |
| 1i | Elect Director Julie Sweet | Management | For | For |
| 1j | Elect Director Frank K. Tang | Management | For | For |
| 1k | Elect Director Tracey T. Travis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Board to Allot and Issue Shares | Management | For | For |
| 6 | Authorize Board to Opt-Out of Statutory Pre-Emption Rights | Management | For | For |
| 7 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| |
|---|
AFLAC INCORPORATED
MEETING DATE: MAY 04, 2020 | TICKER: AFL SECURITY ID: 001055102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Daniel P. Amos | Management | For | For |
| 1b | Elect Director W. Paul Bowers | Management | For | For |
| 1c | Elect Director Toshihiko Fukuzawa | Management | For | For |
| 1d | Elect Director Thomas J. Kenny | Management | For | For |
| 1e | Elect Director Georgette D. Kiser | Management | For | For |
| 1f | Elect Director Karole F. Lloyd | Management | For | For |
| 1g | Elect Director Nobuchika Mori | Management | For | For |
| 1h | Elect Director Joseph L. Moskowitz | Management | For | For |
| 1i | Elect Director Barbara K. Rimer | Management | For | For |
| 1j | Elect Director Katherine T. Rohrer | Management | For | For |
| 1k | Elect Director Melvin T. Stith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
AIR PRODUCTS AND CHEMICALS, INC.
MEETING DATE: JAN 23, 2020 | TICKER: APD SECURITY ID: 009158106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Susan K. Carter | Management | For | For |
| 1b | Elect Director Charles I. Cogut | Management | For | For |
| 1c | Elect Director Chadwick C. Deaton | Management | For | For |
| 1d | Elect Director Seifollah (Seifi) Ghasemi | Management | For | For |
| 1e | Elect Director David H. Y. Ho | Management | For | For |
| 1f | Elect Director Margaret G. McGlynn | Management | For | For |
| 1g | Elect Director Edward L. Monser | Management | For | For |
| 1h | Elect Director Matthew H. Paull | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
ALPHABET INC.
MEETING DATE: JUN 03, 2020 | TICKER: GOOGL SECURITY ID: 02079K305
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Sundar Pichai | Management | For | For |
| 1.4 | Elect Director John L. Hennessy | Management | For | For |
| 1.5 | Elect Director Frances H. Arnold | Management | For | For |
| 1.6 | Elect Director L. John Doerr | Management | For | Withhold |
| 1.7 | Elect Director Roger W. Ferguson Jr. | Management | For | For |
| 1.8 | Elect Director Ann Mather | Management | For | For |
| 1.9 | Elect Director Alan R. Mulally | Management | For | Withhold |
| 1.10 | Elect Director K. Ram Shiram | Management | For | Withhold |
| 1.11 | Elect Director Robin L. Washington | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 6 | Report on Arbitration of Employment-Related Claims | Shareholder | Against | For |
| 7 | Establish Human Rights Risk Oversight Committee | Shareholder | Against | For |
| 8 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| 9 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | For |
| 10 | Report on Takedown Requests | Shareholder | Against | For |
| 11 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 12 | Report on Gender/Racial Pay Gap | Shareholder | Against | Against |
| 13 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Shareholder | Against | Against |
| 14 | Report on Whistleblower Policies and Practices | Shareholder | Against | Against |
| |
|---|
AMDOCS LIMITED
MEETING DATE: JAN 31, 2020 | TICKER: DOX SECURITY ID: G02602103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert A. Minicucci | Management | For | For |
| 1.2 | Elect Director Adrian Gardner | Management | For | For |
| 1.3 | Elect Director James S. Kahan | Management | For | For |
| 1.4 | Elect Director Rafael de la Vega | Management | For | For |
| 1.5 | Elect Director Giora Yaron | Management | For | For |
| 1.6 | Elect Director Eli Gelman | Management | For | For |
| 1.7 | Elect Director Richard T.C. LeFave | Management | For | For |
| 1.8 | Elect Director John A. MacDonald | Management | For | For |
| 1.9 | Elect Director Shuky Sheffer | Management | For | For |
| 1.10 | Elect Director Yvette Kanouff | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve an Increase in the Quarterly Cash Dividend Rate | Management | For | For |
| 4 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
AMEREN CORPORATION
MEETING DATE: MAY 07, 2020 | TICKER: AEE SECURITY ID: 023608102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Warner L. Baxter | Management | For | For |
| 1b | Elect Director Cynthia J. Brinkley | Management | For | For |
| 1c | Elect Director Catherine S. Brune | Management | For | For |
| 1d | Elect Director J. Edward Coleman | Management | For | For |
| 1e | Elect Director Ward H. Dickson | Management | For | For |
| 1f | Elect Director Noelle K. Eder | Management | For | For |
| 1g | Elect Director Ellen M. Fitzsimmons | Management | For | For |
| 1h | Elect Director Rafael Flores | Management | For | For |
| 1i | Elect Director Richard J. Harshman | Management | For | For |
| 1j | Elect Director Craig S. Ivey | Management | For | For |
| 1k | Elect Director James C. Johnson | Management | For | For |
| 1l | Elect Director Steven H. Lipstein | Management | For | For |
| 1m | Elect Director Stephen R. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
AMERICAN ELECTRIC POWER COMPANY, INC.
MEETING DATE: APR 21, 2020 | TICKER: AEP SECURITY ID: 025537101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nicholas K. Akins | Management | For | For |
| 1.2 | Elect Director David J. Anderson | Management | For | For |
| 1.3 | Elect Director J. Barnie Beasley, Jr. | Management | For | For |
| 1.4 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
| 1.5 | Elect Director Art A. Garcia | Management | For | For |
| 1.6 | Elect Director Linda A. Goodspeed | Management | For | For |
| 1.7 | Elect Director Thomas E. Hoaglin | Management | For | For |
| 1.8 | Elect Director Sandra Beach Lin | Management | For | For |
| 1.9 | Elect Director Margaret M. McCarthy | Management | For | For |
| 1.10 | Elect Director Richard C. Notebaert | Management | For | For |
| 1.11 | Elect Director Stephen S. Rasmussen | Management | For | For |
| 1.12 | Elect Director Oliver G. Richard, III | Management | For | For |
| 1.13 | Elect Director Sara Martinez Tucker | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMERICAN TOWER CORPORATION
MEETING DATE: MAY 18, 2020 | TICKER: AMT SECURITY ID: 03027X100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas A. Bartlett | Management | For | For |
| 1b | Elect Director Raymond P. Dolan | Management | For | For |
| 1c | Elect Director Robert D. Hormats | Management | For | For |
| 1d | Elect Director Gustavo Lara Cantu | Management | For | For |
| 1e | Elect Director Grace D. Lieblein | Management | For | For |
| 1f | Elect Director Craig Macnab | Management | For | For |
| 1g | Elect Director JoAnn A. Reed | Management | For | For |
| 1h | Elect Director Pamela D.A. Reeve | Management | For | For |
| 1i | Elect Director David E. Sharbutt | Management | For | For |
| 1j | Elect Director Bruce L. Tanner | Management | For | For |
| 1k | Elect Director Samme L. Thompson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions and Expenditures | Shareholder | Against | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| |
|---|
ANTHEM, INC.
MEETING DATE: MAY 21, 2020 | TICKER: ANTM SECURITY ID: 036752103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gail K. Boudreaux | Management | For | For |
| 1.2 | Elect Director R. Kerry Clark | Management | For | For |
| 1.3 | Elect Director Robert L. Dixon, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| |
|---|
AON PLC
MEETING DATE: JUN 19, 2020 | TICKER: AON SECURITY ID: G0403H108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lester B. Knight | Management | For | For |
| 1.2 | Elect Director Gregory C. Case | Management | For | For |
| 1.3 | Elect Director Jin-Yong Cai | Management | For | For |
| 1.4 | Elect Director Jeffrey C. Campbell | Management | For | For |
| 1.5 | Elect Director Fulvio Conti | Management | For | For |
| 1.6 | Elect Director Cheryl A. Francis | Management | For | For |
| 1.7 | Elect Director J. Michael Losh | Management | For | For |
| 1.8 | Elect Director Richard B. Myers | Management | For | For |
| 1.9 | Elect Director Richard C. Notebaert | Management | For | For |
| 1.10 | Elect Director Gloria Santona | Management | For | For |
| 1.11 | Elect Director Carolyn Y. Woo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Ratify Ernst & Young Chartered Accountants as Statutory Auditor | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| |
|---|
APTARGROUP, INC.
MEETING DATE: MAY 06, 2020 | TICKER: ATR SECURITY ID: 038336103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director George L. Fotiades | Management | For | For |
| 1b | Elect Director B. Craig Owens | Management | For | For |
| 1c | Elect Director Joanne C. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
ARCH CAPITAL GROUP LTD.
MEETING DATE: MAY 08, 2020 | TICKER: ACGL SECURITY ID: G0450A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Louis J. Paglia | Management | For | For |
| 1b | Elect Director Brian S. Posner | Management | For | For |
| 1c | Elect Director John D. Vollaro | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4a | Elect Director Robert Appleby as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4b | Elect Director Dennis R. Brand as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4c | Elect Director Graham B.R. Collis as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4d | Elect Director Matthew Dragonetti as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4e | Elect Director Seamus Fearon as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4f | Elect Director Beau H. Franklin as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4g | Elect Director Jerome Halgan as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4h | Elect Director James Haney as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4i | Elect Director W. Preston Hutchings as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4j | Elect Director Pierre Jal as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4k | Elect Director Francois Morin as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4l | Elect Director David J. Mulholland as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4m | Elect Director Tim Peckett as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4n | Elect Director Maamoun Rajeh as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4o | Elect Director Roderick Romeo as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| |
|---|
ARTHUR J. GALLAGHER & CO.
MEETING DATE: MAY 12, 2020 | TICKER: AJG SECURITY ID: 363576109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sherry S. Barrat | Management | For | For |
| 1b | Elect Director William L. Bax | Management | For | For |
| 1c | Elect Director D. John Coldman | Management | For | For |
| 1d | Elect Director Frank E. English, Jr. | Management | For | For |
| 1e | Elect Director J. Patrick Gallagher, Jr. | Management | For | For |
| 1f | Elect Director David S. Johnson | Management | For | For |
| 1g | Elect Director Kay W. McCurdy | Management | For | For |
| 1h | Elect Director Christopher C. Miskel | Management | For | For |
| 1i | Elect Director Ralph J. Nicoletti | Management | For | For |
| 1j | Elect Director Norman L. Rosenthal | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt a Policy on Board Diversity | Shareholder | Against | Against |
| |
|---|
AT&T INC.
MEETING DATE: APR 24, 2020 | TICKER: T SECURITY ID: 00206R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Randall L. Stephenson | Management | For | For |
| 1.2 | Elect Director Samuel A. Di Piazza, Jr. | Management | For | For |
| 1.3 | Elect Director Richard W. Fisher | Management | For | For |
| 1.4 | Elect Director Scott T. Ford | Management | For | For |
| 1.5 | Elect Director Glenn H. Hutchins | Management | For | For |
| 1.6 | Elect Director William E. Kennard | Management | For | For |
| 1.7 | Elect Director Debra L. Lee | Management | For | For |
| 1.8 | Elect Director Stephen J. Luczo | Management | For | For |
| 1.9 | Elect Director Michael B. McCallister | Management | For | For |
| 1.10 | Elect Director Beth E. Mooney | Management | For | For |
| 1.11 | Elect Director Matthew K. Rose | Management | For | For |
| 1.12 | Elect Director Cynthia B. Taylor | Management | For | For |
| 1.13 | Elect Director Geoffrey Y. Yang | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Approve Nomination of Employee Representative Director | Shareholder | Against | Against |
| 6 | Improve Guiding Principles of Executive Compensation | Shareholder | Against | Against |
| |
|---|
AUTOMATIC DATA PROCESSING, INC.
MEETING DATE: NOV 12, 2019 | TICKER: ADP SECURITY ID: 053015103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Peter Bisson | Management | For | For |
| 1b | Elect Director Richard T. Clark | Management | For | For |
| 1c | Elect Director R. Glenn Hubbard | Management | For | For |
| 1d | Elect Director John P. Jones | Management | For | For |
| 1e | Elect Director Francine S. Katsoudas | Management | For | For |
| 1f | Elect Director Thomas J. Lynch | Management | For | For |
| 1g | Elect Director Scott F. Powers | Management | For | For |
| 1h | Elect Director William J. Ready | Management | For | For |
| 1i | Elect Director Carlos A. Rodriguez | Management | For | For |
| 1j | Elect Director Sandra S. Wijnberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
AUTOZONE, INC.
MEETING DATE: DEC 18, 2019 | TICKER: AZO SECURITY ID: 053332102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas H. Brooks | Management | For | For |
| 1.2 | Elect Director Linda A. Goodspeed | Management | For | For |
| 1.3 | Elect Director Earl G. Graves, Jr. | Management | For | For |
| 1.4 | Elect Director Enderson Guimaraes | Management | For | For |
| 1.5 | Elect Director Michael M. Calbert | Management | For | For |
| 1.6 | Elect Director D. Bryan Jordan | Management | For | For |
| 1.7 | Elect Director Gale V. King | Management | For | For |
| 1.8 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
| 1.9 | Elect Director William C. Rhodes, III | Management | For | For |
| 1.10 | Elect Director Jill A. Soltau | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AVALONBAY COMMUNITIES, INC.
MEETING DATE: MAY 12, 2020 | TICKER: AVB SECURITY ID: 053484101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Glyn F. Aeppel | Management | For | For |
| 1b | Elect Director Terry S. Brown | Management | For | For |
| 1c | Elect Director Alan B. Buckelew | Management | For | For |
| 1d | Elect Director Ronald L. Havner, Jr. | Management | For | For |
| 1e | Elect Director Stephen P. Hills | Management | For | For |
| 1f | Elect Director Richard J. Lieb | Management | For | For |
| 1g | Elect Director Timothy J. Naughton | Management | For | For |
| 1h | Elect Director H. Jay Sarles | Management | For | For |
| 1i | Elect Director Susan Swanezy | Management | For | For |
| 1j | Elect Director W. Edward Walter | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement for Future Charter Amendments and Other Extraordinary Actions | Management | For | For |
| |
|---|
BALL CORPORATION
MEETING DATE: APR 29, 2020 | TICKER: BLL SECURITY ID: 058498106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Hayes | Management | For | Withhold |
| 1.2 | Elect Director Cathy D. Ross | Management | For | Withhold |
| 1.3 | Elect Director Betty Sapp | Management | For | For |
| 1.4 | Elect Director Stuart A. Taylor, II | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BLACKSTONE MORTGAGE TRUST, INC.
MEETING DATE: JUN 11, 2020 | TICKER: BXMT SECURITY ID: 09257W100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael B. Nash | Management | For | For |
| 1.2 | Elect Director Stephen D. Plavin | Management | For | For |
| 1.3 | Elect Director Leonard W. Cotton | Management | For | For |
| 1.4 | Elect Director Thomas E. Dobrowski | Management | For | For |
| 1.5 | Elect Director Martin L. Edelman | Management | For | For |
| 1.6 | Elect Director Henry N. Nassau | Management | For | For |
| 1.7 | Elect Director Jonathan L. Pollack | Management | For | For |
| 1.8 | Elect Director Lynne B. Sagalyn | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BRIGHT HORIZONS FAMILY SOLUTIONS INC.
MEETING DATE: JUN 16, 2020 | TICKER: BFAM SECURITY ID: 109194100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephen H. Kramer | Management | For | For |
| 1b | Elect Director Sara Lawrence-Lightfoot | Management | For | For |
| 1c | Elect Director David H. Lissy | Management | For | For |
| 1d | Elect Director Cathy E. Minehan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
BROADRIDGE FINANCIAL SOLUTIONS, INC.
MEETING DATE: NOV 14, 2019 | TICKER: BR SECURITY ID: 11133T103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Leslie A. Brun | Management | For | For |
| 1b | Elect Director Pamela L. Carter | Management | For | For |
| 1c | Elect Director Richard J. Daly | Management | For | For |
| 1d | Elect Director Robert N. Duelks | Management | For | For |
| 1e | Elect Director Timothy C. Gokey | Management | For | For |
| 1f | Elect Director Brett A. Keller | Management | For | For |
| 1g | Elect Director Maura A. Markus | Management | For | For |
| 1h | Elect Director Thomas J. Perna | Management | For | For |
| 1i | Elect Director Alan J. Weber | Management | For | For |
| 1j | Elect Director Amit K. Zavery | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
BROWN & BROWN, INC.
MEETING DATE: MAY 06, 2020 | TICKER: BRO SECURITY ID: 115236101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Hyatt Brown | Management | For | For |
| 1.2 | Elect Director Samuel P. Bell, III | Management | For | For |
| 1.3 | Elect Director Hugh M. Brown | Management | For | For |
| 1.4 | Elect Director J. Powell Brown | Management | For | For |
| 1.5 | Elect Director Lawrence L. Gellerstedt, III | Management | For | For |
| 1.6 | Elect Director James C. Hays | Management | For | For |
| 1.7 | Elect Director Theodore J. Hoepner | Management | For | For |
| 1.8 | Elect Director James S. Hunt | Management | For | For |
| 1.9 | Elect Director Toni Jennings | Management | For | For |
| 1.10 | Elect Director Timothy R.M. Main | Management | For | For |
| 1.11 | Elect Director H. Palmer Proctor, Jr. | Management | For | For |
| 1.12 | Elect Director Wendell S. Reilly | Management | For | For |
| 1.13 | Elect Director Chilton D. Varner | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
C.H. ROBINSON WORLDWIDE, INC.
MEETING DATE: MAY 07, 2020 | TICKER: CHRW SECURITY ID: 12541W209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott P. Anderson | Management | For | For |
| 1.2 | Elect Director Robert C. Biesterfeld, Jr. | Management | For | For |
| 1.3 | Elect Director Wayne M. Fortun | Management | For | For |
| 1.4 | Elect Director Timothy C. Gokey | Management | For | For |
| 1.5 | Elect Director Mary J. Steele Guilfoile | Management | For | For |
| 1.6 | Elect Director Jodee A. Kozlak | Management | For | For |
| 1.7 | Elect Director Brian P. Short | Management | For | For |
| 1.8 | Elect Director James B. Stake | Management | For | For |
| 1.9 | Elect Director Paula C. Tolliver | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
CABLE ONE, INC.
MEETING DATE: MAY 15, 2020 | TICKER: CABO SECURITY ID: 12685J105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mary E. Meduski | Management | For | For |
| 1b | Elect Director Alan G. Spoon | Management | For | For |
| 1c | Elect Director Wallace R. Weitz | Management | For | Against |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| |
|---|
CBOE GLOBAL MARKETS, INC.
MEETING DATE: MAY 12, 2020 | TICKER: CBOE SECURITY ID: 12503M108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Edward T. Tilly | Management | For | For |
| 1b | Elect Director Eugene S. Sunshine | Management | For | For |
| 1c | Elect Director William M. Farrow, III | Management | For | For |
| 1d | Elect Director Edward J. Fitzpatrick | Management | For | For |
| 1e | Elect Director Janet P. Froetscher | Management | For | For |
| 1f | Elect Director Jill R. Goodman | Management | For | For |
| 1g | Elect Director Roderick A. Palmore | Management | For | For |
| 1h | Elect Director James E. Parisi | Management | For | For |
| 1i | Elect Director Joseph P. Ratterman | Management | For | For |
| 1j | Elect Director Michael L. Richter | Management | For | For |
| 1k | Elect Director Jill E. Sommers | Management | For | For |
| 1l | Elect Director Fredric J. Tomczyk | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
CHEVRON CORPORATION
MEETING DATE: MAY 27, 2020 | TICKER: CVX SECURITY ID: 166764100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Wanda M. Austin | Management | For | For |
| 1b | Elect Director John B. Frank | Management | For | For |
| 1c | Elect Director Alice P. Gast | Management | For | For |
| 1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1e | Elect Director Charles W. Moorman, IV | Management | For | For |
| 1f | Elect Director Dambisa F. Moyo | Management | For | For |
| 1g | Elect Director Debra Reed-Klages | Management | For | For |
| 1h | Elect Director Ronald D. Sugar | Management | For | For |
| 1i | Elect Director D. James Umpleby, III | Management | For | For |
| 1j | Elect Director Michael K. Wirth | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 5 | Establish Board Committee on Climate Risk | Shareholder | Against | Against |
| 6 | Report on Climate Lobbying Aligned with Paris Agreement Goals | Shareholder | Against | For |
| 7 | Report on Petrochemical Risk | Shareholder | Against | For |
| 8 | Report on Human Rights Practices | Shareholder | Against | Against |
| 9 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| 10 | Require Independent Board Chair | Shareholder | Against | Against |
| |
|---|
CHUBB LIMITED
MEETING DATE: MAY 20, 2020 | TICKER: CB SECURITY ID: H1467J104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2.1 | Allocate Disposable Profit | Management | For | Did Not Vote |
| 2.2 | Approve Dividend Distribution From Legal Reserves Through Capital Contributions Reserve Subaccount | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board of Directors | Management | For | Did Not Vote |
| 4.1 | Ratify PricewaterhouseCoopers AG (Zurich) as Statutory Auditor | Management | For | Did Not Vote |
| 4.2 | Ratify PricewaterhouseCoopers LLP (United States) as Independent Registered Accounting Firm | Management | For | Did Not Vote |
| 4.3 | Ratify BDO AG (Zurich) as Special Audit Firm | Management | For | Did Not Vote |
| 5.1 | Elect Director Evan G. Greenberg | Management | For | Did Not Vote |
| 5.2 | Elect Director Michael G. Atieh | Management | For | Did Not Vote |
| 5.3 | Elect Director Sheila P. Burke | Management | For | Did Not Vote |
| 5.4 | Elect Director James I. Cash | Management | For | Did Not Vote |
| 5.5 | Elect Director Mary Cirillo | Management | For | Did Not Vote |
| 5.6 | Elect Director Michael P. Connors | Management | For | Did Not Vote |
| 5.7 | Elect Director John A. Edwardson | Management | For | Did Not Vote |
| 5.8 | Elect Director Robert J. Hugin | Management | For | Did Not Vote |
| 5.9 | Elect Director Robert W. Scully | Management | For | Did Not Vote |
| 5.10 | Elect Director Eugene B. Shanks, Jr. | Management | For | Did Not Vote |
| 5.11 | Elect Director Theodore E. Shasta | Management | For | Did Not Vote |
| 5.12 | Elect Director David H. Sidwell | Management | For | Did Not Vote |
| 5.13 | Elect Director Olivier Steimer | Management | For | Did Not Vote |
| 5.14 | Elect Director Frances F. Townsend | Management | For | Did Not Vote |
| 6 | Elect Evan G. Greenberg as Board Chairman | Management | For | Did Not Vote |
| 7.1 | Elect Michael P. Connors as Member of the Compensation Committee | Management | For | Did Not Vote |
| 7.2 | Elect Mary Cirillo as Member of the Compensation Committee | Management | For | Did Not Vote |
| 7.3 | Elect John A. Edwardson as Member of the Compensation Committee | Management | For | Did Not Vote |
| 7.4 | Elect Frances F. Townsend as Member of the Compensation Committee | Management | For | Did Not Vote |
| 8 | Designate Homburger AG as Independent Proxy | Management | For | Did Not Vote |
| 9 | Issue Shares Without Preemptive Rights | Management | For | Did Not Vote |
| 10 | Approve CHF 52,613,190.00 Reduction in Share Capital via Cancellation in Nominal Value of CHF 24.15 each | Management | For | Did Not Vote |
| 11.1 | Approve the Maximum Aggregate Remuneration of Directors | Management | For | Did Not Vote |
| 11.2 | Approve Remuneration of Executive Management in the Amount of USD 46 Million for Fiscal 2021 | Management | For | Did Not Vote |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 13 | Transact Other Business (Voting) | Management | For | Did Not Vote |
| |
|---|
CHURCH & DWIGHT CO., INC.
MEETING DATE: APR 30, 2020 | TICKER: CHD SECURITY ID: 171340102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James R. Craigie | Management | For | For |
| 1b | Elect Director Bradley C. Irwin | Management | For | For |
| 1c | Elect Director Penry W. Price | Management | For | For |
| 1d | Elect Director Janet S. Vergis | Management | For | For |
| 1e | Elect Director Arthur B. Winkleblack | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Provide Right to Call Special Meeting | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement to Amend Certain Provisions | Management | For | For |
| 5 | Approve Advance Notice Requirement | Management | For | For |
| 6 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
CIGNA CORPORATION
MEETING DATE: APR 22, 2020 | TICKER: CI SECURITY ID: 125523100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David M. Cordani | Management | For | For |
| 1.2 | Elect Director William J. DeLaney | Management | For | For |
| 1.3 | Elect Director Eric J. Foss | Management | For | For |
| 1.4 | Elect Director Elder Granger | Management | For | For |
| 1.5 | Elect Director Isaiah Harris, Jr. | Management | For | For |
| 1.6 | Elect Director Roman Martinez, IV | Management | For | For |
| 1.7 | Elect Director Kathleen M. Mazzarella | Management | For | For |
| 1.8 | Elect Director Mark B. McClellan | Management | For | For |
| 1.9 | Elect Director John M. Partridge | Management | For | For |
| 1.10 | Elect Director William L. Roper | Management | For | For |
| 1.11 | Elect Director Eric C. Wiseman | Management | For | For |
| 1.12 | Elect Director Donna F. Zarcone | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| 5 | Report on Gender Pay Gap | Shareholder | Against | Against |
| |
|---|
CME GROUP INC.
MEETING DATE: MAY 06, 2020 | TICKER: CME SECURITY ID: 12572Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Terrence A. Duffy | Management | For | For |
| 1b | Elect Director Timothy S. Bitsberger | Management | For | For |
| 1c | Elect Director Charles P. Carey | Management | For | For |
| 1d | Elect Director Dennis H. Chookaszian | Management | For | For |
| 1e | Elect Director Bryan T. Durkin | Management | For | For |
| 1f | Elect Director Ana Dutra | Management | For | For |
| 1g | Elect Director Martin J. Gepsman | Management | For | For |
| 1h | Elect Director Larry G. Gerdes | Management | For | For |
| 1i | Elect Director Daniel R. Glickman | Management | For | For |
| 1j | Elect Director Daniel G. Kaye | Management | For | For |
| 1k | Elect Director Phyllis M. Lockett | Management | For | For |
| 1l | Elect Director Deborah J. Lucas | Management | For | For |
| 1m | Elect Director Terry L. Savage | Management | For | For |
| 1n | Elect Director Rahael Seifu | Management | For | For |
| 1o | Elect Director William R. Shepard | Management | For | For |
| 1p | Elect Director Howard J. Siegel | Management | For | For |
| 1q | Elect Director Dennis A. Suskind | Management | For | For |
| 2 | Ratify Ernst & Young as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CMS ENERGY CORPORATION
MEETING DATE: MAY 01, 2020 | TICKER: CMS SECURITY ID: 125896100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jon E. Barfield | Management | For | For |
| 1b | Elect Director Deborah H. Butler | Management | For | For |
| 1c | Elect Director Kurt L. Darrow | Management | For | For |
| 1d | Elect Director William D. Harvey | Management | For | For |
| 1e | Elect Director Patricia K. Poppe | Management | For | For |
| 1f | Elect Director John G. Russell | Management | For | For |
| 1g | Elect Director Suzanne F. Shank | Management | For | For |
| 1h | Elect Director Myrna M. Soto | Management | For | For |
| 1i | Elect Director John G. Sznewajs | Management | For | For |
| 1j | Elect Director Ronald J. Tanski | Management | For | For |
| 1k | Elect Director Laura H. Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | For |
| |
|---|
COMCAST CORPORATION
MEETING DATE: JUN 03, 2020 | TICKER: CMCSA SECURITY ID: 20030N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Director Madeline S. Bell | Management | For | For |
| 1.3 | Elect Director Naomi M. Bergman | Management | For | For |
| 1.4 | Elect Director Edward D. Breen | Management | For | Withhold |
| 1.5 | Elect Director Gerald L. Hassell | Management | For | Withhold |
| 1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.7 | Elect Director Maritza G. Montiel | Management | For | For |
| 1.8 | Elect Director Asuka Nakahara | Management | For | For |
| 1.9 | Elect Director David C. Novak | Management | For | Withhold |
| 1.10 | Elect Director Brian L. Roberts | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | Against |
| 4 | Amend Restricted Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 7 | Require Independent Board Chair | Shareholder | Against | Against |
| 8 | Report on Risks Posed by Failing to Prevent Sexual Harassment | Shareholder | Against | Against |
| |
|---|
CONSOLIDATED EDISON, INC.
MEETING DATE: MAY 18, 2020 | TICKER: ED SECURITY ID: 209115104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George Campbell, Jr. | Management | For | For |
| 1.2 | Elect Director Ellen V. Futter | Management | For | For |
| 1.3 | Elect Director John F. Killian | Management | For | For |
| 1.4 | Elect Director John McAvoy | Management | For | For |
| 1.5 | Elect Director William J. Mulrow | Management | For | For |
| 1.6 | Elect Director Armando J. Olivera | Management | For | For |
| 1.7 | Elect Director Michael W. Ranger | Management | For | For |
| 1.8 | Elect Director Linda S. Sanford | Management | For | For |
| 1.9 | Elect Director Deirdre Stanley | Management | For | For |
| 1.10 | Elect Director L. Frederick Sutherland | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CROWN CASTLE INTERNATIONAL CORP.
MEETING DATE: MAY 14, 2020 | TICKER: CCI SECURITY ID: 22822V101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director P. Robert Bartolo | Management | For | For |
| 1b | Elect Director Jay A. Brown | Management | For | For |
| 1c | Elect Director Cindy Christy | Management | For | For |
| 1d | Elect Director Ari Q. Fitzgerald | Management | For | For |
| 1e | Elect Director Robert E. Garrison, II | Management | For | For |
| 1f | Elect Director Andrea J. Goldsmith | Management | For | For |
| 1g | Elect Director Lee W. Hogan | Management | For | For |
| 1h | Elect Director Edward C. Hutcheson, Jr. | Management | For | For |
| 1i | Elect Director J. Landis Martin | Management | For | For |
| 1j | Elect Director Robert F. McKenzie | Management | For | For |
| 1k | Elect Director Anthony J. Melone | Management | For | For |
| 1l | Elect Director W. Benjamin Moreland | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DANAHER CORPORATION
MEETING DATE: MAY 05, 2020 | TICKER: DHR SECURITY ID: 235851102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Linda Hefner Filler | Management | For | For |
| 1.2 | Elect Director Thomas P. Joyce, Jr. | Management | For | For |
| 1.3 | Elect Director Teri List-Stoll | Management | For | Against |
| 1.4 | Elect Director Walter G. Lohr, Jr. | Management | For | Against |
| 1.5 | Elect Director Jessica L. Mega | Management | For | For |
| 1.6 | Elect Director Pardis C. Sabeti | Management | For | For |
| 1.7 | Elect Director Mitchell P. Rales | Management | For | For |
| 1.8 | Elect Director Steven M. Rales | Management | For | For |
| 1.9 | Elect Director John T. Schwieters | Management | For | Against |
| 1.10 | Elect Director Alan G. Spoon | Management | For | For |
| 1.11 | Elect Director Raymond C. Stevens | Management | For | For |
| 1.12 | Elect Director Elias A. Zerhouni | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| |
|---|
DARDEN RESTAURANTS, INC.
MEETING DATE: SEP 18, 2019 | TICKER: DRI SECURITY ID: 237194105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Margaret Shan Atkins | Management | For | For |
| 1.2 | Elect Director James P. Fogarty | Management | For | For |
| 1.3 | Elect Director Cynthia T. Jamison | Management | For | For |
| 1.4 | Elect Director Eugene I. (Gene) Lee, Jr. | Management | For | For |
| 1.5 | Elect Director Nana Mensah | Management | For | For |
| 1.6 | Elect Director William S. Simon | Management | For | For |
| 1.7 | Elect Director Charles M. (Chuck) Sonsteby | Management | For | For |
| 1.8 | Elect Director Timothy J. Wilmott | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
DOLLAR GENERAL CORPORATION
MEETING DATE: MAY 27, 2020 | TICKER: DG SECURITY ID: 256677105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Warren F. Bryant | Management | For | For |
| 1b | Elect Director Michael M. Calbert | Management | For | For |
| 1c | Elect Director Sandra B. Cochran *Withdrawn Resolution* | Management | None | None |
| 1d | Elect Director Patricia D. Fili-Krushel | Management | For | For |
| 1e | Elect Director Timothy I. McGuire | Management | For | For |
| 1f | Elect Director William C. Rhodes, III | Management | For | For |
| 1g | Elect Director Debra A. Sandler | Management | For | For |
| 1h | Elect Director Ralph E. Santana | Management | For | For |
| 1i | Elect Director Todd J. Vasos | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Approve Charter Amendment to Replace Supermajority Vote Requirements with a Majority Vote Requirement | Management | For | For |
| 5 | Approve Bylaw Amendment to Replace Supermajority Vote Requirements with a Majority Vote Requirement | Management | For | For |
| |
|---|
DTE ENERGY COMPANY
MEETING DATE: MAY 07, 2020 | TICKER: DTE SECURITY ID: 233331107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gerard M. Anderson | Management | For | For |
| 1.2 | Elect Director David A. Brandon | Management | For | For |
| 1.3 | Elect Director Charles G. McClure, Jr. | Management | For | For |
| 1.4 | Elect Director Gail J. McGovern | Management | For | For |
| 1.5 | Elect Director Mark A. Murray | Management | For | For |
| 1.6 | Elect Director Gerardo Norcia | Management | For | For |
| 1.7 | Elect Director Ruth G. Shaw | Management | For | For |
| 1.8 | Elect Director Robert C. Skaggs, Jr. | Management | For | For |
| 1.9 | Elect Director David A. Thomas | Management | For | For |
| 1.10 | Elect Director Gary H. Torgow | Management | For | For |
| 1.11 | Elect Director James H. Vandenberghe | Management | For | For |
| 1.12 | Elect Director Valerie M. Williams | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | For |
| |
|---|
DUKE ENERGY CORPORATION
MEETING DATE: MAY 07, 2020 | TICKER: DUK SECURITY ID: 26441C204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael G. Browning | Management | For | For |
| 1.2 | Elect Director Annette K. Clayton | Management | For | For |
| 1.3 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
| 1.4 | Elect Director Robert M. Davis | Management | For | For |
| 1.5 | Elect Director Daniel R. DiMicco | Management | For | For |
| 1.6 | Elect Director Nicholas C. Fanandakis | Management | For | For |
| 1.7 | Elect Director Lynn J. Good | Management | For | For |
| 1.8 | Elect Director John T. Herron | Management | For | For |
| 1.9 | Elect Director William E. Kennard | Management | For | For |
| 1.10 | Elect Director E. Marie McKee | Management | For | For |
| 1.11 | Elect Director Marya M. Rose | Management | For | For |
| 1.12 | Elect Director Thomas E. Skains | Management | For | For |
| 1.13 | Elect Director William E. Webster, Jr. | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Eliminate Supermajority Vote Requirement | Shareholder | None | For |
| 6 | Report on Political Contributions | Shareholder | Against | For |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| |
|---|
ECOLAB INC.
MEETING DATE: MAY 07, 2020 | TICKER: ECL SECURITY ID: 278865100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 1b | Elect Director Shari L. Ballard | Management | For | For |
| 1c | Elect Director Barbara J. Beck | Management | For | For |
| 1d | Elect Director Jeffrey M. Ettinger | Management | For | For |
| 1e | Elect Director Arthur J. Higgins | Management | For | For |
| 1f | Elect Director Michael Larson | Management | For | For |
| 1g | Elect Director David W. MacLennan | Management | For | For |
| 1h | Elect Director Tracy B. McKibben | Management | For | For |
| 1i | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1j | Elect Director Victoria J. Reich | Management | For | For |
| 1k | Elect Director Suzanne M. Vautrinot | Management | For | For |
| 1l | Elect Director John J. Zillmer | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| |
|---|
ELI LILLY AND COMPANY
MEETING DATE: MAY 04, 2020 | TICKER: LLY SECURITY ID: 532457108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael L. Eskew | Management | For | Against |
| 1b | Elect Director William G. Kaelin, Jr. | Management | For | For |
| 1c | Elect Director David A. Ricks | Management | For | For |
| 1d | Elect Director Marschall S. Runge | Management | For | For |
| 1e | Elect Director Karen Walker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Eliminate Supermajority Voting Provisions | Management | For | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 7 | Report on Forced Swim Test | Shareholder | Against | Against |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| 9 | Disclose Board Matrix Including Ideological Perspectives | Shareholder | Against | Against |
| 10 | Report on Integrating Drug Pricing Risks into Senior Executive Compensation Arrangements | Shareholder | Against | Against |
| 11 | Adopt Policy on Bonus Banking | Shareholder | Against | For |
| 12 | Clawback Disclosure of Recoupment Activity from Senior Officers | Shareholder | Against | For |
| |
|---|
EQUITY LIFESTYLE PROPERTIES, INC.
MEETING DATE: APR 28, 2020 | TICKER: ELS SECURITY ID: 29472R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew Berkenfield | Management | For | For |
| 1.2 | Elect Director Philip Calian | Management | For | For |
| 1.3 | Elect Director David Contis | Management | For | For |
| 1.4 | Elect Director Constance Freedman | Management | For | For |
| 1.5 | Elect Director Thomas Heneghan | Management | For | For |
| 1.6 | Elect Director Tao Huang | Management | For | For |
| 1.7 | Elect Director Marguerite Nader | Management | For | For |
| 1.8 | Elect Director Scott Peppet | Management | For | For |
| 1.9 | Elect Director Sheli Rosenberg | Management | For | For |
| 1.10 | Elect Director Samuel Zell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
ESSEX PROPERTY TRUST, INC.
MEETING DATE: MAY 12, 2020 | TICKER: ESS SECURITY ID: 297178105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith R. Guericke | Management | For | For |
| 1.2 | Elect Director Maria R. Hawthorne | Management | For | For |
| 1.3 | Elect Director Amal M. Johnson | Management | For | For |
| 1.4 | Elect Director Mary Kasaris | Management | For | For |
| 1.5 | Elect Director Irving F. Lyons, III | Management | For | For |
| 1.6 | Elect Director George M. Marcus | Management | For | For |
| 1.7 | Elect Director Thomas E. Robinson | Management | For | For |
| 1.8 | Elect Director Michael J. Schall | Management | For | For |
| 1.9 | Elect Director Byron A. Scordelis | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EXPONENT, INC.
MEETING DATE: MAY 28, 2020 | TICKER: EXPO SECURITY ID: 30214U102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Catherine Ford Corrigan | Management | For | For |
| 1.2 | Elect Director Paul R. Johnston | Management | For | For |
| 1.3 | Elect Director Carol Lindstrom | Management | For | For |
| 1.4 | Elect Director Karen A. Richardson | Management | For | For |
| 1.5 | Elect Director John B. Shoven | Management | For | For |
| 1.6 | Elect Director Debra L. Zumwalt | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EXXON MOBIL CORPORATION
MEETING DATE: MAY 27, 2020 | TICKER: XOM SECURITY ID: 30231G102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Susan K. Avery | Management | For | For |
| 1.2 | Elect Director Angela F. Braly | Management | For | For |
| 1.3 | Elect Director Ursula M. Burns | Management | For | For |
| 1.4 | Elect Director Kenneth C. Frazier | Management | For | For |
| 1.5 | Elect Director Joseph L. Hooley | Management | For | For |
| 1.6 | Elect Director Steven A. Kandarian | Management | For | For |
| 1.7 | Elect Director Douglas R. Oberhelman | Management | For | For |
| 1.8 | Elect Director Samuel J. Palmisano | Management | For | For |
| 1.9 | Elect Director William C. Weldon | Management | For | For |
| 1.10 | Elect Director Darren W. Woods | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chair | Shareholder | Against | Against |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| 6 | Report on Costs & Benefits of Climate-Related Expenditures | Shareholder | Against | Against |
| 7 | Report on Risks of Petrochemical Operations in Flood Prone Areas | Shareholder | Against | Against |
| 8 | Report on Political Contributions | Shareholder | Against | For |
| 9 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| |
|---|
FEDERAL REALTY INVESTMENT TRUST
MEETING DATE: MAY 06, 2020 | TICKER: FRT SECURITY ID: 313747206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jon E. Bortz | Management | For | For |
| 1.2 | Elect Director David W. Faeder | Management | For | For |
| 1.3 | Elect Director Elizabeth I. Holland | Management | For | For |
| 1.4 | Elect Director Mark S. Ordan | Management | For | For |
| 1.5 | Elect Director Gail P. Steinel | Management | For | For |
| 1.6 | Elect Director Joseph S. Vassalluzzo | Management | For | For |
| 1.7 | Elect Director Donald C. Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
FIDELITY NATIONAL INFORMATION SERVICES, INC.
MEETING DATE: JUL 24, 2019 | TICKER: FIS SECURITY ID: 31620M106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
FIDELITY NATIONAL INFORMATION SERVICES, INC.
MEETING DATE: MAY 28, 2020 | TICKER: FIS SECURITY ID: 31620M106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lee Adrean | Management | For | For |
| 1b | Elect Director Ellen R. Alemany | Management | For | For |
| 1c | Elect Director Lisa A. Hook | Management | For | For |
| 1d | Elect Director Keith W. Hughes | Management | For | For |
| 1e | Elect Director Gary L. Lauer | Management | For | For |
| 1f | Elect Director Gary A. Norcross | Management | For | For |
| 1g | Elect Director Louise M. Parent | Management | For | For |
| 1h | Elect Director Brian T. Shea | Management | For | For |
| 1i | Elect Director James B. Stallings, Jr. | Management | For | For |
| 1j | Elect Director Jeffrey E. Stiefler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
FISERV, INC.
MEETING DATE: MAY 14, 2020 | TICKER: FISV SECURITY ID: 337738108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank J. Bisignano | Management | For | For |
| 1.2 | Elect Director Alison Davis | Management | For | For |
| 1.3 | Elect Director Henrique de Castro | Management | For | For |
| 1.4 | Elect Director Harry F. DiSimone | Management | For | For |
| 1.5 | Elect Director Dennis F. Lynch | Management | For | For |
| 1.6 | Elect Director Heidi G. Miller | Management | For | For |
| 1.7 | Elect Director Scott C. Nuttall | Management | For | For |
| 1.8 | Elect Director Denis J. O'Leary | Management | For | For |
| 1.9 | Elect Director Doyle R. Simons | Management | For | For |
| 1.10 | Elect Director Jeffery W. Yabuki | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | For |
| |
|---|
GENPACT LIMITED
MEETING DATE: MAY 20, 2020 | TICKER: G SECURITY ID: G3922B107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director N.V. "Tiger" Tyagarajan | Management | For | For |
| 1.2 | Elect Director James Madden | Management | For | For |
| 1.3 | Elect Director Ajay Agrawal | Management | For | For |
| 1.4 | Elect Director Stacey Cartwright | Management | For | For |
| 1.5 | Elect Director Laura Conigliaro | Management | For | For |
| 1.6 | Elect Director Carol Lindstrom | Management | For | For |
| 1.7 | Elect Director CeCelia Morken | Management | For | For |
| 1.8 | Elect Director Mark Nunnelly | Management | For | For |
| 1.9 | Elect Director Mark Verdi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG as Auditors | Management | For | For |
| |
|---|
H&R BLOCK, INC.
MEETING DATE: SEP 12, 2019 | TICKER: HRB SECURITY ID: 093671105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Angela N. Archon | Management | For | For |
| 1b | Elect Director Paul J. Brown | Management | For | For |
| 1c | Elect Director Robert A. Gerard | Management | For | For |
| 1d | Elect Director Richard A. Johnson | Management | For | For |
| 1e | Elect Director Jeffrey J. Jones, II | Management | For | For |
| 1f | Elect Director David Baker Lewis | Management | For | For |
| 1g | Elect Director Victoria J. Reich | Management | For | For |
| 1h | Elect Director Bruce C. Rohde | Management | For | For |
| 1i | Elect Director Matthew E. Winter | Management | For | For |
| 1j | Elect Director Christianna Wood | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HONEYWELL INTERNATIONAL INC.
MEETING DATE: APR 27, 2020 | TICKER: HON SECURITY ID: 438516106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Darius Adamczyk | Management | For | For |
| 1B | Elect Director Duncan B. Angove | Management | For | For |
| 1C | Elect Director William S. Ayer | Management | For | For |
| 1D | Elect Director Kevin Burke | Management | For | For |
| 1E | Elect Director D. Scott Davis | Management | For | For |
| 1F | Elect Director Linnet F. Deily | Management | For | For |
| 1G | Elect Director Deborah Flint | Management | For | For |
| 1H | Elect Director Judd Gregg | Management | For | For |
| 1I | Elect Director Clive Hollick | Management | For | For |
| 1J | Elect Director Grace D. Lieblein | Management | For | For |
| 1K | Elect Director Raymond T. Odierno | Management | For | For |
| 1L | Elect Director George Paz | Management | For | For |
| 1M | Elect Director Robin L. Washington | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 4 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| |
|---|
HORMEL FOODS CORPORATION
MEETING DATE: JAN 28, 2020 | TICKER: HRL SECURITY ID: 440452100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Prama Bhatt | Management | For | For |
| 1b | Elect Director Gary C. Bhojwani | Management | For | For |
| 1c | Elect Director Terrell K. Crews | Management | For | For |
| 1d | Elect Director Stephen M. Lacy | Management | For | For |
| 1e | Elect Director Elsa A. Murano | Management | For | For |
| 1f | Elect Director Susan K. Nestegard | Management | For | For |
| 1g | Elect Director William A. Newlands | Management | For | For |
| 1h | Elect Director Dakota A. Pippins | Management | For | For |
| 1i | Elect Director Christopher J. Policinski | Management | For | For |
| 1j | Elect Director Jose Luis Prado | Management | For | For |
| 1k | Elect Director Sally J. Smith | Management | For | For |
| 1l | Elect Director James P. Snee | Management | For | For |
| 1m | Elect Director Steven A. White | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
IHS MARKIT LTD.
MEETING DATE: APR 16, 2020 | TICKER: INFO SECURITY ID: G47567105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lance Uggla | Management | For | For |
| 1b | Elect Director John Browne | Management | For | For |
| 1c | Elect Director Ruann F. Ernst | Management | For | For |
| 1d | Elect Director William E. Ford | Management | For | For |
| 1e | Elect Director Jean-Paul L. Montupet | Management | For | For |
| 1f | Elect Director Deborah K. Orida | Management | For | For |
| 1g | Elect Director James A. Rosenthal | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
INTEL CORPORATION
MEETING DATE: MAY 14, 2020 | TICKER: INTC SECURITY ID: 458140100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James J. Goetz | Management | For | For |
| 1b | Elect Director Alyssa Henry | Management | For | For |
| 1c | Elect Director Omar Ishrak | Management | For | For |
| 1d | Elect Director Risa Lavizzo-Mourey | Management | For | For |
| 1e | Elect Director Tsu-Jae King Liu | Management | For | For |
| 1f | Elect Director Gregory D. Smith | Management | For | For |
| 1g | Elect Director Robert 'Bob' H. Swan | Management | For | For |
| 1h | Elect Director Andrew Wilson | Management | For | For |
| 1i | Elect Director Frank D. Yeary | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 6 | Report on Global Median Gender/Racial Pay Gap | Shareholder | Against | Against |
| |
|---|
INTERCONTINENTAL EXCHANGE, INC.
MEETING DATE: MAY 15, 2020 | TICKER: ICE SECURITY ID: 45866F104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sharon Y. Bowen | Management | For | For |
| 1b | Elect Director Charles R. Crisp | Management | For | For |
| 1c | Elect Director Duriya M. Farooqui | Management | For | For |
| 1d | Elect Director Jean-Marc Forneri | Management | For | For |
| 1e | Elect Director The Right Hon. the Lord Hague of Richmond | Management | For | For |
| 1f | Elect Director Frederick W. Hatfield | Management | For | For |
| 1g | Elect Director Thomas E. Noonan | Management | For | For |
| 1h | Elect Director Frederic V. Salerno | Management | For | For |
| 1i | Elect Director Jeffrey C. Sprecher | Management | For | For |
| 1j | Elect Director Judith A. Sprieser | Management | For | For |
| 1k | Elect Director Vincent Tese | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
INTERNATIONAL FLAVORS & FRAGRANCES INC.
MEETING DATE: MAY 06, 2020 | TICKER: IFF SECURITY ID: 459506101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Marcello V. Bottoli | Management | For | For |
| 1b | Elect Director Michael L. Ducker | Management | For | For |
| 1c | Elect Director David R. Epstein | Management | For | For |
| 1d | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
| 1e | Elect Director John F. Ferraro | Management | For | For |
| 1f | Elect Director Andreas Fibig | Management | For | For |
| 1g | Elect Director Christina Gold | Management | For | For |
| 1h | Elect Director Katherine M. Hudson | Management | For | For |
| 1i | Elect Director Dale F. Morrison | Management | For | For |
| 1j | Elect Director Li-Huei Tsai | Management | For | For |
| 1k | Elect Director Stephen Williamson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
JACK HENRY & ASSOCIATES, INC.
MEETING DATE: NOV 14, 2019 | TICKER: JKHY SECURITY ID: 426281101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Matthew C. Flanigan | Management | For | For |
| 1.2 | Elect Director John F. Prim | Management | For | For |
| 1.3 | Elect Director Thomas H. Wilson, Jr. | Management | For | For |
| 1.4 | Elect Director Jacque R. Fiegel | Management | For | For |
| 1.5 | Elect Director Thomas A. Wimsett | Management | For | For |
| 1.6 | Elect Director Laura G. Kelly | Management | For | For |
| 1.7 | Elect Director Shruti S. Miyashiro | Management | For | For |
| 1.8 | Elect Director Wesley A. Brown | Management | For | For |
| 1.9 | Elect Director David B. Foss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers, LLP as Auditors | Management | For | For |
| |
|---|
JOHNSON & JOHNSON
MEETING DATE: APR 23, 2020 | TICKER: JNJ SECURITY ID: 478160104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mary C. Beckerle | Management | For | For |
| 1b | Elect Director D. Scott Davis | Management | For | For |
| 1c | Elect Director Ian E. L. Davis | Management | For | For |
| 1d | Elect Director Jennifer A. Doudna | Management | For | For |
| 1e | Elect Director Alex Gorsky | Management | For | For |
| 1f | Elect Director Marillyn A. Hewson | Management | For | For |
| 1g | Elect Director Hubert Joly | Management | For | For |
| 1h | Elect Director Mark B. McClellan | Management | For | For |
| 1i | Elect Director Anne M. Mulcahy | Management | For | For |
| 1j | Elect Director Charles Prince | Management | For | For |
| 1k | Elect Director A. Eugene Washington | Management | For | For |
| 1l | Elect Director Mark A. Weinberger | Management | For | For |
| 1m | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Certificate of Incorporation to Permit Removal of Directors With or Without Cause | Management | For | For |
| 5 | Require Independent Board Chair | Shareholder | Against | Against |
| 6 | Report on Governance Measures Implemented Related to Opioids | Shareholder | Against | For |
| |
|---|
KINDER MORGAN, INC.
MEETING DATE: MAY 13, 2020 | TICKER: KMI SECURITY ID: 49456B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard D. Kinder | Management | For | For |
| 1.2 | Elect Director Steven J. Kean | Management | For | For |
| 1.3 | Elect Director Kimberly A. Dang | Management | For | For |
| 1.4 | Elect Director Ted A. Gardner | Management | For | For |
| 1.5 | Elect Director Anthony W. Hall, Jr. | Management | For | For |
| 1.6 | Elect Director Gary L. Hultquist | Management | For | For |
| 1.7 | Elect Director Ronald L. Kuehn, Jr. | Management | For | For |
| 1.8 | Elect Director Deborah A. Macdonald | Management | For | For |
| 1.9 | Elect Director Michael C. Morgan | Management | For | For |
| 1.10 | Elect Director Arthur C. Reichstetter | Management | For | For |
| 1.11 | Elect Director Fayez Sarofim | Management | For | For |
| 1.12 | Elect Director C. Park Shaper | Management | For | For |
| 1.13 | Elect Director William A. Smith | Management | For | For |
| 1.14 | Elect Director Joel V. Staff | Management | For | For |
| 1.15 | Elect Director Robert F. Vagt | Management | For | For |
| 1.16 | Elect Director Perry M. Waughtal | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LINDE PLC
MEETING DATE: JUL 26, 2019 | TICKER: LIN SECURITY ID: G5494J103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Wolfgang H. Reitzle | Management | For | For |
| 1b | Elect Director Stephen F. Angel | Management | For | For |
| 1c | Elect Director Ann-Kristin Achleitner | Management | For | For |
| 1d | Elect Director Clemens A. H. Borsig | Management | For | For |
| 1e | Elect Director Nance K. Dicciani | Management | For | For |
| 1f | Elect Director Thomas Enders | Management | For | For |
| 1g | Elect Director Franz Fehrenbach | Management | For | For |
| 1h | Elect Director Edward G. Galante | Management | For | For |
| 1i | Elect Director Larry D. McVay | Management | For | For |
| 1j | Elect Director Victoria E. Ossadnik | Management | For | For |
| 1k | Elect Director Martin H. Richenhagen | Management | For | For |
| 1l | Elect Director Robert L. Wood | Management | For | For |
| 2a | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 2b | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 3 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
LOCKHEED MARTIN CORPORATION
MEETING DATE: APR 23, 2020 | TICKER: LMT SECURITY ID: 539830109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel F. Akerson | Management | For | For |
| 1.2 | Elect Director David B. Burritt | Management | For | For |
| 1.3 | Elect Director Bruce A. Carlson | Management | For | For |
| 1.4 | Elect Director Joseph F. Dunford, Jr. | Management | For | For |
| 1.5 | Elect Director James O. Ellis, Jr. | Management | For | For |
| 1.6 | Elect Director Thomas J. Falk | Management | For | For |
| 1.7 | Elect Director Ilene S. Gordon | Management | For | For |
| 1.8 | Elect Director Marillyn A. Hewson | Management | For | For |
| 1.9 | Elect Director Vicki A. Hollub | Management | For | For |
| 1.10 | Elect Director Jeh C. Johnson | Management | For | For |
| 1.11 | Elect Director Debra L. Reed-Klages | Management | For | For |
| 1.12 | Elect Director James D. Taiclet, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
MARSH & MCLENNAN COMPANIES, INC.
MEETING DATE: MAY 21, 2020 | TICKER: MMC SECURITY ID: 571748102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Anthony K. Anderson | Management | For | For |
| 1b | Elect Director Oscar Fanjul | Management | For | For |
| 1c | Elect Director Daniel S. Glaser | Management | For | For |
| 1d | Elect Director H. Edward Hanway | Management | For | For |
| 1e | Elect Director Deborah C. Hopkins | Management | For | For |
| 1f | Elect Director Tamara Ingram | Management | For | For |
| 1g | Elect Director Jane H. Lute | Management | For | For |
| 1h | Elect Director Steven A. Mills | Management | For | For |
| 1i | Elect Director Bruce P. Nolop | Management | For | For |
| 1j | Elect Director Marc D. Oken | Management | For | For |
| 1k | Elect Director Morton O. Schapiro | Management | For | For |
| 1l | Elect Director Lloyd M. Yates | Management | For | For |
| 1m | Elect Director R. David Yost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
MASTERCARD INCORPORATED
MEETING DATE: JUN 16, 2020 | TICKER: MA SECURITY ID: 57636Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard Haythornthwaite | Management | For | For |
| 1b | Elect Director Ajay Banga | Management | For | For |
| 1c | Elect Director Richard K. Davis | Management | For | For |
| 1d | Elect Director Steven J. Freiberg | Management | For | For |
| 1e | Elect Director Julius Genachowski | Management | For | For |
| 1f | Elect Director Choon Phong Goh | Management | For | For |
| 1g | Elect Director Merit E. Janow | Management | For | For |
| 1h | Elect Director Oki Matsumoto | Management | For | For |
| 1i | Elect Director Youngme Moon | Management | For | For |
| 1j | Elect Director Rima Qureshi | Management | For | For |
| 1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 1l | Elect Director Gabrielle Sulzberger | Management | For | For |
| 1m | Elect Director Jackson Tai | Management | For | For |
| 1n | Elect Director Lance Uggla | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
MCDONALD'S CORPORATION
MEETING DATE: MAY 21, 2020 | TICKER: MCD SECURITY ID: 580135101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lloyd Dean | Management | For | For |
| 1b | Elect Director Robert Eckert | Management | For | For |
| 1c | Elect Director Catherine Engelbert | Management | For | For |
| 1d | Elect Director Margaret Georgiadis | Management | For | For |
| 1e | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1f | Elect Director Christopher Kempczinski | Management | For | For |
| 1g | Elect Director Richard Lenny | Management | For | For |
| 1h | Elect Director John Mulligan | Management | For | For |
| 1i | Elect Director Sheila Penrose | Management | For | For |
| 1j | Elect Director John Rogers, Jr. | Management | For | For |
| 1k | Elect Director Paul Walsh | Management | For | For |
| 1l | Elect Director Miles White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| 6 | Report on Sugar and Public Health | Shareholder | Against | Against |
| |
|---|
MEDTRONIC PLC
MEETING DATE: DEC 06, 2019 | TICKER: MDT SECURITY ID: G5960L103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard H. Anderson | Management | For | For |
| 1b | Elect Director Craig Arnold | Management | For | For |
| 1c | Elect Director Scott C. Donnelly | Management | For | For |
| 1d | Elect Director Andrea J. Goldsmith | Management | For | For |
| 1e | Elect Director Randall J. Hogan, III | Management | For | For |
| 1f | Elect Director Omar Ishrak | Management | For | For |
| 1g | Elect Director Michael O. Leavitt | Management | For | For |
| 1h | Elect Director James T. Lenehan | Management | For | For |
| 1i | Elect Director Geoffrey S. Martha | Management | For | For |
| 1j | Elect Director Elizabeth G. Nabel | Management | For | For |
| 1k | Elect Director Denise M. O'Leary | Management | For | For |
| 1l | Elect Director Kendall J. Powell | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Renew the Board's Authority to Issue Shares Under Irish Law | Management | For | For |
| 5 | Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law | Management | For | For |
| 6 | Authorize Overseas Market Purchases of Ordinary Shares | Management | For | For |
| |
|---|
MERCK & CO., INC.
MEETING DATE: MAY 26, 2020 | TICKER: MRK SECURITY ID: 58933Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Leslie A. Brun | Management | For | For |
| 1b | Elect Director Thomas R. Cech | Management | For | For |
| 1c | Elect Director Mary Ellen Coe | Management | For | For |
| 1d | Elect Director Pamela J. Craig | Management | For | For |
| 1e | Elect Director Kenneth C. Frazier | Management | For | For |
| 1f | Elect Director Thomas H. Glocer | Management | For | For |
| 1g | Elect Director Risa J. Lavizzo-Mourey | Management | For | For |
| 1h | Elect Director Paul B. Rothman | Management | For | For |
| 1i | Elect Director Patricia F. Russo | Management | For | For |
| 1j | Elect Director Christine E. Seidman | Management | For | For |
| 1k | Elect Director Inge G. Thulin | Management | For | For |
| 1l | Elect Director Kathy J. Warden | Management | For | For |
| 1m | Elect Director Peter C. Wendell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 5 | Report on Corporate Tax Savings Allocation | Shareholder | Against | Against |
| |
|---|
MFA FINANCIAL, INC.
MEETING DATE: JUN 10, 2020 | TICKER: MFA SECURITY ID: 55272X102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Laurie S. Goodman | Management | For | For |
| 1b | Elect Director Craig L. Knutson | Management | For | For |
| 1c | Elect Director Richard C. Wald | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MICROSOFT CORPORATION
MEETING DATE: DEC 04, 2019 | TICKER: MSFT SECURITY ID: 594918104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William H. Gates, III | Management | For | For |
| 1.2 | Elect Director Reid G. Hoffman | Management | For | For |
| 1.3 | Elect Director Hugh F. Johnston | Management | For | For |
| 1.4 | Elect Director Teri L. List-Stoll | Management | For | For |
| 1.5 | Elect Director Satya Nadella | Management | For | For |
| 1.6 | Elect Director Sandra E. Peterson | Management | For | For |
| 1.7 | Elect Director Penny S. Pritzker | Management | For | For |
| 1.8 | Elect Director Charles W. Scharf | Management | For | For |
| 1.9 | Elect Director Arne M. Sorenson | Management | For | For |
| 1.10 | Elect Director John W. Stanton | Management | For | For |
| 1.11 | Elect Director John W. Thompson | Management | For | For |
| 1.12 | Elect Director Emma N. Walmsley | Management | For | For |
| 1.13 | Elect Director Padmasree Warrior | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Employee Representation on the Board of Directors | Shareholder | Against | Against |
| 5 | Report on Gender Pay Gap | Shareholder | Against | Against |
| |
|---|
MID-AMERICA APARTMENT COMMUNITIES, INC.
MEETING DATE: MAY 19, 2020 | TICKER: MAA SECURITY ID: 59522J103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director H. Eric Bolton, Jr. | Management | For | For |
| 1b | Elect Director Russell R. French | Management | For | For |
| 1c | Elect Director Alan B. Graf, Jr. | Management | For | For |
| 1d | Elect Director Toni Jennings | Management | For | For |
| 1e | Elect Director James K. Lowder | Management | For | For |
| 1f | Elect Director Thomas H. Lowder | Management | For | For |
| 1g | Elect Director Monica McGurk | Management | For | For |
| 1h | Elect Director Claude B. Nielsen | Management | For | For |
| 1i | Elect Director Philip W. Norwood | Management | For | For |
| 1j | Elect Director W. Reid Sanders | Management | For | For |
| 1k | Elect Director Gary Shorb | Management | For | For |
| 1l | Elect Director David P. Stockert | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
NATIONAL HEALTH INVESTORS, INC.
MEETING DATE: MAY 06, 2020 | TICKER: NHI SECURITY ID: 63633D104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director W. Andrew Adams | Management | For | Against |
| 1b | Elect Director Robert A. McCabe, Jr. | Management | For | For |
| 1c | Elect Director Charlotte A. Swafford | Management | For | For |
| 1d | Elect Director Robert G. Adams | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
NATIONAL RETAIL PROPERTIES, INC.
MEETING DATE: MAY 12, 2020 | TICKER: NNN SECURITY ID: 637417106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pamela K. Beall | Management | For | For |
| 1.2 | Elect Director Steven D. Cosler | Management | For | For |
| 1.3 | Elect Director Don DeFosset | Management | For | For |
| 1.4 | Elect Director David M. Fick | Management | For | For |
| 1.5 | Elect Director Edward J. Fritsch | Management | For | For |
| 1.6 | Elect Director Kevin B. Habicht | Management | For | For |
| 1.7 | Elect Director Betsy D. Holden | Management | For | For |
| 1.8 | Elect Director Julian E. Whitehurst | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
NEXTERA ENERGY, INC.
MEETING DATE: MAY 21, 2020 | TICKER: NEE SECURITY ID: 65339F101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sherry S. Barrat | Management | For | For |
| 1b | Elect Director James L. Camaren | Management | For | For |
| 1c | Elect Director Kenneth B. Dunn | Management | For | For |
| 1d | Elect Director Naren K. Gursahaney | Management | For | For |
| 1e | Elect Director Kirk S. Hachigian | Management | For | For |
| 1f | Elect Director Toni Jennings | Management | For | For |
| 1g | Elect Director Amy B. Lane | Management | For | For |
| 1h | Elect Director David L. Porges | Management | For | For |
| 1i | Elect Director James L. Robo | Management | For | For |
| 1j | Elect Director Rudy E. Schupp | Management | For | For |
| 1k | Elect Director John L. Skolds | Management | For | For |
| 1l | Elect Director William H. Swanson | Management | For | For |
| 1m | Elect Director Darryl L. Wilson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
NIKE, INC.
MEETING DATE: SEP 19, 2019 | TICKER: NKE SECURITY ID: 654106103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan B. Graf, Jr. | Management | For | For |
| 1.2 | Elect Director Peter B. Henry | Management | For | For |
| 1.3 | Elect Director Michelle A. Peluso | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
NORTHROP GRUMMAN CORPORATION
MEETING DATE: MAY 20, 2020 | TICKER: NOC SECURITY ID: 666807102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kathy J. Warden | Management | For | For |
| 1.2 | Elect Director Marianne C. Brown | Management | For | For |
| 1.3 | Elect Director Donald E. Felsinger | Management | For | For |
| 1.4 | Elect Director Ann M. Fudge | Management | For | For |
| 1.5 | Elect Director Bruce S. Gordon | Management | For | For |
| 1.6 | Elect Director William H. Hernandez | Management | For | For |
| 1.7 | Elect Director Madeleine A. Kleiner | Management | For | For |
| 1.8 | Elect Director Karl J. Krapek | Management | For | For |
| 1.9 | Elect Director Gary Roughead | Management | For | For |
| 1.10 | Elect Director Thomas M. Schoewe | Management | For | For |
| 1.11 | Elect Director James S. Turley | Management | For | For |
| 1.12 | Elect Director Mark A. Welsh, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Human Rights Impact Assessment | Shareholder | Against | Against |
| 5 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | Shareholder | Against | Against |
| |
|---|
O'REILLY AUTOMOTIVE, INC.
MEETING DATE: MAY 14, 2020 | TICKER: ORLY SECURITY ID: 67103H107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David O'Reilly | Management | For | For |
| 1b | Elect Director Larry O'Reilly | Management | For | For |
| 1c | Elect Director Greg Henslee | Management | For | For |
| 1d | Elect Director Jay D. Burchfield | Management | For | For |
| 1e | Elect Director Thomas T. Hendrickson | Management | For | For |
| 1f | Elect Director John R. Murphy | Management | For | For |
| 1g | Elect Director Dana M. Perlman | Management | For | For |
| 1h | Elect Director Maria A. Sastre | Management | For | For |
| 1i | Elect Director Andrea M. Weiss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
| 5 | Amend Articles of Incorporation | Management | For | For |
| 6 | Report on Material Human Capital Risks | Shareholder | Against | For |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
OCCIDENTAL PETROLEUM CORPORATION
MEETING DATE: MAY 29, 2020 | TICKER: OXY SECURITY ID: 674599105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephen I. Chazen | Management | For | For |
| 1b | Elect Director Andrew Gould | Management | For | For |
| 1c | Elect Director Nicholas Graziano | Management | For | For |
| 1d | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1e | Elect Director Vicki Hollub | Management | For | For |
| 1f | Elect Director William R. Klesse | Management | For | For |
| 1g | Elect Director Andrew N. Langham | Management | For | For |
| 1h | Elect Director Jack B. Moore | Management | For | For |
| 1i | Elect Director Margarita Palau-Hernandez | Management | For | For |
| 1j | Elect Director Avedick B. Poladian | Management | For | For |
| 1k | Elect Director Robert M. Shearer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Approve Issuance of the Warrant Shares Upon Exercise of the Warrant | Management | For | For |
| 6 | Increase Authorized Common Stock | Management | For | For |
| 7 | Amend Charter to Enhance Shareholders' Ability to Act by Written Consent | Management | For | For |
| 8 | Reduce Ownership Threshold for Shareholders to Call Special Meeting and Approve Certain Additional Amendments | Management | For | For |
| 9 | Approve Shareholder Rights Plan (Poison Pill) | Management | For | Against |
| |
|---|
OMNICOM GROUP INC.
MEETING DATE: JUN 09, 2020 | TICKER: OMC SECURITY ID: 681919106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John D. Wren | Management | For | For |
| 1.2 | Elect Director Mary C. Choksi | Management | For | For |
| 1.3 | Elect Director Leonard S. Coleman, Jr. | Management | For | For |
| 1.4 | Elect Director Susan S. Denison | Management | For | For |
| 1.5 | Elect Director Ronnie S. Hawkins | Management | For | For |
| 1.6 | Elect Director Deborah J. Kissire | Management | For | For |
| 1.7 | Elect Director Gracia C. Martore | Management | For | For |
| 1.8 | Elect Director Linda Johnson Rice | Management | For | For |
| 1.9 | Elect Director Valerie M. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| |
|---|
ONEOK, INC.
MEETING DATE: MAY 20, 2020 | TICKER: OKE SECURITY ID: 682680103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian L. Derksen | Management | For | For |
| 1.2 | Elect Director Julie H. Edwards | Management | For | For |
| 1.3 | Elect Director John W. Gibson | Management | For | For |
| 1.4 | Elect Director Mark W. Helderman | Management | For | For |
| 1.5 | Elect Director Randall J. Larson | Management | For | For |
| 1.6 | Elect Director Steven J. Malcolm | Management | For | For |
| 1.7 | Elect Director Jim W. Mogg | Management | For | For |
| 1.8 | Elect Director Pattye L. Moore | Management | For | For |
| 1.9 | Elect Director Gary D. Parker | Management | For | For |
| 1.10 | Elect Director Eduardo A. Rodriguez | Management | For | For |
| 1.11 | Elect Director Terry K. Spencer | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ORACLE CORPORATION
MEETING DATE: NOV 19, 2019 | TICKER: ORCL SECURITY ID: 68389X105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey S. Berg | Management | For | Withhold |
| 1.2 | Elect Director Michael J. Boskin | Management | For | For |
| 1.3 | Elect Director Safra A. Catz | Management | For | For |
| 1.4 | Elect Director Bruce R. Chizen | Management | For | Withhold |
| 1.5 | Elect Director George H. Conrades | Management | For | Withhold |
| 1.6 | Elect Director Lawrence J. Ellison | Management | For | For |
| 1.7 | Elect Director Rona A. Fairhead | Management | For | For |
| 1.8 | Elect Director Hector Garcia-Molina *Withdrawn Resolution* | Management | None | None |
| 1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
| 1.10 | Elect Director Mark V. Hurd - Deceased | Management | None | None |
| 1.11 | Elect Director Renee J. James | Management | For | For |
| 1.12 | Elect Director Charles W. Moorman, IV | Management | For | Withhold |
| 1.13 | Elect Director Leon E. Panetta | Management | For | Withhold |
| 1.14 | Elect Director William G. Parrett | Management | For | For |
| 1.15 | Elect Director Naomi O. Seligman | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Report on Gender Pay Gap | Shareholder | Against | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
PAYCHEX, INC.
MEETING DATE: OCT 17, 2019 | TICKER: PAYX SECURITY ID: 704326107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director B. Thomas Golisano | Management | For | For |
| 1b | Elect Director Thomas F. Bonadio | Management | For | For |
| 1c | Elect Director Joseph G. Doody | Management | For | For |
| 1d | Elect Director David J.S. Flaschen | Management | For | For |
| 1e | Elect Director Pamela A. Joseph | Management | For | For |
| 1f | Elect Director Martin Mucci | Management | For | For |
| 1g | Elect Director Joseph M. Tucci | Management | For | For |
| 1h | Elect Director Joseph M. Velli | Management | For | For |
| 1i | Elect Director Kara Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
PAYPAL HOLDINGS, INC.
MEETING DATE: MAY 21, 2020 | TICKER: PYPL SECURITY ID: 70450Y103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Rodney C. Adkins | Management | For | For |
| 1b | Elect Director Jonathan Christodoro | Management | For | For |
| 1c | Elect Director John J. Donahoe | Management | For | For |
| 1d | Elect Director David W. Dorman | Management | For | For |
| 1e | Elect Director Belinda J. Johnson | Management | For | For |
| 1f | Elect Director Gail J. McGovern | Management | For | For |
| 1g | Elect Director Deborah M. Messemer | Management | For | For |
| 1h | Elect Director David M. Moffett | Management | For | For |
| 1i | Elect Director Ann M. Sarnoff | Management | For | For |
| 1j | Elect Director Daniel H. Schulman | Management | For | For |
| 1k | Elect Director Frank D. Yeary | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 5 | Adopt Human and Indigenous People's Rights Policy | Shareholder | Against | Against |
| |
|---|
PEPSICO, INC.
MEETING DATE: MAY 06, 2020 | TICKER: PEP SECURITY ID: 713448108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Shona L. Brown | Management | For | For |
| 1b | Elect Director Cesar Conde | Management | For | For |
| 1c | Elect Director Ian Cook | Management | For | For |
| 1d | Elect Director Dina Dublon | Management | For | For |
| 1e | Elect Director Richard W. Fisher | Management | For | For |
| 1f | Elect Director Michelle Gass | Management | For | For |
| 1g | Elect Director Ramon L. Laguarta | Management | For | For |
| 1h | Elect Director David C. Page | Management | For | For |
| 1i | Elect Director Robert C. Pohlad | Management | For | For |
| 1j | Elect Director Daniel Vasella | Management | For | For |
| 1k | Elect Director Darren Walker | Management | For | For |
| 1l | Elect Director Alberto Weisser | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| 5 | Report on Sugar and Public Health | Shareholder | Against | Against |
| |
|---|
PFIZER INC.
MEETING DATE: APR 23, 2020 | TICKER: PFE SECURITY ID: 717081103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald E. Blaylock | Management | For | For |
| 1.2 | Elect Director Albert Bourla | Management | For | For |
| 1.3 | Elect Director W. Don Cornwell | Management | For | For |
| 1.4 | Elect Director Joseph J. Echevarria | Management | For | For |
| 1.5 | Elect Director Scott Gottlieb | Management | For | For |
| 1.6 | Elect Director Helen H. Hobbs | Management | For | For |
| 1.7 | Elect Director Susan Hockfield | Management | For | For |
| 1.8 | Elect Director James M. Kilts | Management | For | For |
| 1.9 | Elect Director Dan R. Littman | Management | For | For |
| 1.10 | Elect Director Shantanu Narayen | Management | For | For |
| 1.11 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1.12 | Elect Director James Quincey | Management | For | For |
| 1.13 | Elect Director James C. Smith | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Amend Proxy Access Right | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 7 | Require Independent Board Chair | Shareholder | Against | Against |
| 8 | Report on Gender Pay Gap | Shareholder | Against | Against |
| 9 | Elect Director Susan Desmond-Hellmann | Management | For | For |
| |
|---|
PHILLIPS 66
MEETING DATE: MAY 06, 2020 | TICKER: PSX SECURITY ID: 718546104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Charles M. Holley | Management | For | For |
| 1b | Elect Director Glenn F. Tilton | Management | For | For |
| 1c | Elect Director Marna C. Whittington | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Risks of Gulf Coast Petrochemical Investments | Shareholder | Against | For |
| |
|---|
PUBLIC STORAGE
MEETING DATE: APR 21, 2020 | TICKER: PSA SECURITY ID: 74460D109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald L. Havner, Jr. | Management | For | For |
| 1.2 | Elect Director Tamara Hughes Gustavson | Management | For | For |
| 1.3 | Elect Director Uri P. Harkham | Management | For | For |
| 1.4 | Elect Director Leslie S. Heisz | Management | For | For |
| 1.5 | Elect Director B. Wayne Hughes, Jr. | Management | For | For |
| 1.6 | Elect Director Avedick B. Poladian | Management | For | For |
| 1.7 | Elect Director Gary E. Pruitt | Management | For | For |
| 1.8 | Elect Director John Reyes | Management | For | For |
| 1.9 | Elect Director Joseph D. Russell, Jr. | Management | For | For |
| 1.10 | Elect Director Tariq M. Shaukat | Management | For | For |
| 1.11 | Elect Director Ronald P. Spogli | Management | For | For |
| 1.12 | Elect Director Daniel C. Staton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
RAYTHEON COMPANY
MEETING DATE: OCT 11, 2019 | TICKER: RTN SECURITY ID: 755111507
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
REALTY INCOME CORPORATION
MEETING DATE: MAY 12, 2020 | TICKER: O SECURITY ID: 756109104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kathleen R. Allen | Management | For | For |
| 1b | Elect Director A. Larry Chapman | Management | For | For |
| 1c | Elect Director Reginald H. Gilyard | Management | For | For |
| 1d | Elect Director Priya Cherian Huskins | Management | For | For |
| 1e | Elect Director Christie B. Kelly | Management | For | For |
| 1f | Elect Director Gerardo I. Lopez | Management | For | For |
| 1g | Elect Director Michael D. McKee | Management | For | For |
| 1h | Elect Director Gregory T. McLaughlin | Management | For | For |
| 1i | Elect Director Ronald L. Merriman | Management | For | For |
| 1j | Elect Director Sumit Roy | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
REPUBLIC SERVICES, INC.
MEETING DATE: MAY 08, 2020 | TICKER: RSG SECURITY ID: 760759100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Manuel Kadre | Management | For | For |
| 1b | Elect Director Tomago Collins | Management | For | For |
| 1c | Elect Director Thomas W. Handley | Management | For | For |
| 1d | Elect Director Jennifer M. Kirk | Management | For | For |
| 1e | Elect Director Michael Larson | Management | For | For |
| 1f | Elect Director Kim S. Pegula | Management | For | For |
| 1g | Elect Director Donald W. Slager | Management | For | For |
| 1h | Elect Director James P. Snee | Management | For | For |
| 1i | Elect Director Sandra M. Volpe | Management | For | For |
| 1j | Elect Director Katharine B. Weymouth | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
RESMED INC.
MEETING DATE: NOV 21, 2019 | TICKER: RMD SECURITY ID: 761152107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Carol Burt | Management | For | For |
| 1b | Elect Director Jan De Witte | Management | For | For |
| 1c | Elect Director Rich Sulpizio | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ROLLINS, INC.
MEETING DATE: APR 28, 2020 | TICKER: ROL SECURITY ID: 775711104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. Randall Rollins | Management | For | Withhold |
| 1.2 | Elect Director Henry B. Tippie | Management | For | For |
| 1.3 | Elect Director James B. Williams | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SIMON PROPERTY GROUP, INC.
MEETING DATE: MAY 12, 2020 | TICKER: SPG SECURITY ID: 828806109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Glyn F. Aeppel | Management | For | For |
| 1b | Elect Director Larry C. Glasscock | Management | For | For |
| 1c | Elect Director Karen N. Horn | Management | For | For |
| 1d | Elect Director Allan Hubbard | Management | For | For |
| 1e | Elect Director Reuben S. Leibowitz | Management | For | For |
| 1f | Elect Director Gary M. Rodkin | Management | For | For |
| 1g | Elect Director Stefan M. Selig | Management | For | For |
| 1h | Elect Director Daniel C. Smith | Management | For | For |
| 1i | Elect Director J. Albert Smith, Jr. | Management | For | For |
| 1j | Elect Director Marta R. Stewart | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
SONOCO PRODUCTS COMPANY
MEETING DATE: APR 15, 2020 | TICKER: SON SECURITY ID: 835495102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harry A. Cockrell | Management | For | For |
| 1.2 | Elect Director R. Howard Coker | Management | For | For |
| 1.3 | Elect Director Pamela L. Davies | Management | For | For |
| 1.4 | Elect Director Theresa J. Drew | Management | For | For |
| 1.5 | Elect Director Philippe Guillemot | Management | For | For |
| 1.6 | Elect Director John R. Haley | Management | For | For |
| 1.7 | Elect Director Robert R. Hill, Jr. | Management | For | For |
| 1.8 | Elect Director Richard G. Kyle | Management | For | For |
| 1.9 | Elect Director Blythe J. McGarvie | Management | For | For |
| 1.10 | Elect Director James M. Micali | Management | For | For |
| 1.11 | Elect Director Sundaram Nagarajan | Management | For | For |
| 1.12 | Elect Director Marc. D. Oken | Management | For | For |
| 1.13 | Elect Director Thomas E. Whiddon | Management | For | For |
| 1.14 | Elect Director Lloyd M. Yates | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Articles of Incorporation and Article III, Section 7, of the By-Laws Relating to the Vote Required for the Removal of Directors | Management | For | For |
| 5 | Amend Articles of Incorporation Relating to Quorum or Voting Requirement for Shareholders | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement | Management | For | For |
| 7 | Provide Right to Call Special Meeting | Shareholder | For | For |
| |
|---|
STARBUCKS CORPORATION
MEETING DATE: MAR 18, 2020 | TICKER: SBUX SECURITY ID: 855244109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard E. Allison, Jr. | Management | For | For |
| 1b | Elect Director Rosalind G. Brewer | Management | For | For |
| 1c | Elect Director Andrew Campion | Management | For | For |
| 1d | Elect Director Mary N. Dillon | Management | For | For |
| 1e | Elect Director Isabel Ge Mahe | Management | For | For |
| 1f | Elect Director Mellody Hobson | Management | For | For |
| 1g | Elect Director Kevin R. Johnson | Management | For | For |
| 1h | Elect Director Jorgen Vig Knudstorp | Management | For | For |
| 1i | Elect Director Satya Nadella | Management | For | For |
| 1j | Elect Director Joshua Cooper Ramo | Management | For | For |
| 1k | Elect Director Clara Shih | Management | For | For |
| 1l | Elect Director Javier G. Teruel | Management | For | For |
| 1m | Elect Director Myron E. Ullman, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Risks of Omitting Viewpoint and Ideology from EEO Policy | Shareholder | Against | Against |
| |
|---|
STARWOOD PROPERTY TRUST, INC.
MEETING DATE: APR 29, 2020 | TICKER: STWD SECURITY ID: 85571B105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard D. Bronson | Management | For | For |
| 1.2 | Elect Director Jeffrey G. Dishner | Management | For | For |
| 1.3 | Elect Director Camille J. Douglas | Management | For | For |
| 1.4 | Elect Director Solomon J. Kumin | Management | For | For |
| 1.5 | Elect Director Fred S. Ridley | Management | For | For |
| 1.6 | Elect Director Barry S. Sternlicht | Management | For | For |
| 1.7 | Elect Director Strauss Zelnick | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
STRYKER CORPORATION
MEETING DATE: MAY 05, 2020 | TICKER: SYK SECURITY ID: 863667101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mary K. Brainerd | Management | For | For |
| 1b | Elect Director Srikant M. Datar | Management | For | For |
| 1c | Elect Director Roch Doliveux | Management | For | For |
| 1d | Elect Director Allan C. Golston | Management | For | For |
| 1e | Elect Director Kevin A. Lobo | Management | For | For |
| 1f | Elect Director Sherilyn S. McCoy | Management | For | For |
| 1g | Elect Director Andrew K. Silvernail | Management | For | For |
| 1h | Elect Director Lisa M. Skeete Tatum | Management | For | For |
| 1i | Elect Director Ronda E. Stryker | Management | For | For |
| 1j | Elect Director Rajeev Suri | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Non-Management Employee Representation on the Board of Directors | Shareholder | Against | Against |
| |
|---|
SUN COMMUNITIES, INC.
MEETING DATE: MAY 22, 2020 | TICKER: SUI SECURITY ID: 866674104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gary A. Shiffman | Management | For | For |
| 1b | Elect Director Meghan G. Baivier | Management | For | For |
| 1c | Elect Director Stephanie W. Bergeron | Management | For | For |
| 1d | Elect Director Brian M. Hermelin | Management | For | For |
| 1e | Elect Director Ronald A. Klein | Management | For | For |
| 1f | Elect Director Clunet R. Lewis | Management | For | For |
| 1g | Elect Director Arthur A. Weiss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditor | Management | For | For |
| |
|---|
T-MOBILE US, INC.
MEETING DATE: JUN 04, 2020 | TICKER: TMUS SECURITY ID: 872590104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marcelo Claure | Management | For | Withhold |
| 1.2 | Elect Director Srikant M. Datar | Management | For | For |
| 1.3 | Elect Director Ronald D. Fisher | Management | For | Withhold |
| 1.4 | Elect Director Srini Gopalan | Management | For | Withhold |
| 1.5 | Elect Director Lawrence H. Guffey | Management | For | For |
| 1.6 | Elect Director Timotheus Hottges | Management | For | Withhold |
| 1.7 | Elect Director Christian P. Illek | Management | For | Withhold |
| 1.8 | Elect Director Stephen Kappes | Management | For | For |
| 1.9 | Elect Director Raphael Kubler | Management | For | Withhold |
| 1.10 | Elect Director Thorsten Langheim | Management | For | Withhold |
| 1.11 | Elect Director G. Michael (Mike) Sievert | Management | For | Withhold |
| 1.12 | Elect Director Teresa A. Taylor | Management | For | For |
| 1.13 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Limit Accelerated Vesting of Equity Awards Upon a Change in Control | Shareholder | Against | For |
| |
|---|
THE CLOROX COMPANY
MEETING DATE: NOV 20, 2019 | TICKER: CLX SECURITY ID: 189054109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Amy Banse | Management | For | For |
| 1.2 | Elect Director Richard H. Carmona | Management | For | For |
| 1.3 | Elect Director Benno Dorer | Management | For | For |
| 1.4 | Elect Director Spencer C. Fleischer | Management | For | For |
| 1.5 | Elect Director Esther Lee | Management | For | For |
| 1.6 | Elect Director A.D. David Mackay | Management | For | For |
| 1.7 | Elect Director Robert W. Matschullat | Management | For | For |
| 1.8 | Elect Director Matthew J. Shattock | Management | For | For |
| 1.9 | Elect Director Pamela Thomas-Graham | Management | For | For |
| 1.10 | Elect Director Russell J. Weiner | Management | For | For |
| 1.11 | Elect Director Christopher J. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations | Management | For | For |
| |
|---|
THE COCA-COLA COMPANY
MEETING DATE: APR 22, 2020 | TICKER: KO SECURITY ID: 191216100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Herbert A. Allen | Management | For | For |
| 1.2 | Elect Director Marc Bolland | Management | For | For |
| 1.3 | Elect Director Ana Botin | Management | For | For |
| 1.4 | Elect Director Christopher C. Davis | Management | For | For |
| 1.5 | Elect Director Barry Diller | Management | For | For |
| 1.6 | Elect Director Helene D. Gayle | Management | For | For |
| 1.7 | Elect Director Alexis M. Herman | Management | For | For |
| 1.8 | Elect Director Robert A. Kotick | Management | For | For |
| 1.9 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1.10 | Elect Director James Quincey | Management | For | For |
| 1.11 | Elect Director Caroline J. Tsay | Management | For | For |
| 1.12 | Elect Director David B. Weinberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 4 | Report on the Health Impacts and Risks of Sugar in the Company's Products | Shareholder | Against | Against |
| |
|---|
THE HERSHEY COMPANY
MEETING DATE: MAY 12, 2020 | TICKER: HSY SECURITY ID: 427866108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pamela M. Arway | Management | For | For |
| 1.2 | Elect Director James W. Brown | Management | For | For |
| 1.3 | Elect Director Michele G. Buck | Management | For | For |
| 1.4 | Elect Director Victor L. Crawford | Management | For | For |
| 1.5 | Elect Director Charles A. Davis | Management | For | For |
| 1.6 | Elect Director Mary Kay Haben | Management | For | For |
| 1.7 | Elect Director James C. Katzman | Management | For | For |
| 1.8 | Elect Director M. Diane Koken | Management | For | For |
| 1.9 | Elect Director Robert M. Malcolm | Management | For | For |
| 1.10 | Elect Director Anthony J. Palmer | Management | For | For |
| 1.11 | Elect Director Juan R. Perez | Management | For | For |
| 1.12 | Elect Director Wendy L. Schoppert | Management | For | For |
| 1.13 | Elect Director David L. Shedlarz | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE HOME DEPOT, INC.
MEETING DATE: MAY 21, 2020 | TICKER: HD SECURITY ID: 437076102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gerard J. Arpey | Management | For | For |
| 1b | Elect Director Ari Bousbib | Management | For | For |
| 1c | Elect Director Jeffery H. Boyd | Management | For | For |
| 1d | Elect Director Gregory D. Brenneman | Management | For | For |
| 1e | Elect Director J. Frank Brown | Management | For | For |
| 1f | Elect Director Albert P. Carey | Management | For | For |
| 1g | Elect Director Helena B. Foulkes | Management | For | For |
| 1h | Elect Director Linda R. Gooden | Management | For | For |
| 1i | Elect Director Wayne M. Hewett | Management | For | For |
| 1j | Elect Director Manuel Kadre | Management | For | For |
| 1k | Elect Director Stephanie C. Linnartz | Management | For | For |
| 1l | Elect Director Craig A. Menear | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Shareholder Written Consent Provisions | Shareholder | Against | Against |
| 5 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | Against | Against |
| 6 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Against |
| 7 | Report on Congruency Political Analysis and Electioneering Expenditures | Shareholder | Against | Against |
| |
|---|
THE PROCTER & GAMBLE COMPANY
MEETING DATE: OCT 08, 2019 | TICKER: PG SECURITY ID: 742718109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Francis S. Blake | Management | For | For |
| 1b | Elect Director Angela F. Braly | Management | For | For |
| 1c | Elect Director Amy L. Chang | Management | For | For |
| 1d | Elect Director Scott D. Cook | Management | For | For |
| 1e | Elect Director Joseph Jimenez | Management | For | For |
| 1f | Elect Director Terry J. Lundgren | Management | For | For |
| 1g | Elect Director Christine M. McCarthy | Management | For | For |
| 1h | Elect Director W. James McNerney, Jr. | Management | For | For |
| 1i | Elect Director Nelson Peltz | Management | For | For |
| 1j | Elect Director David S. Taylor | Management | For | For |
| 1k | Elect Director Margaret C. Whitman | Management | For | For |
| 1l | Elect Director Patricia A. Woertz | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
THE SHERWIN-WILLIAMS COMPANY
MEETING DATE: APR 22, 2020 | TICKER: SHW SECURITY ID: 824348106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kerrii B. Anderson | Management | For | For |
| 1.2 | Elect Director Arthur F. Anton | Management | For | For |
| 1.3 | Elect Director Jeff M. Fettig | Management | For | For |
| 1.4 | Elect Director Richard J. Kramer | Management | For | For |
| 1.5 | Elect Director Susan J. Kropf | Management | For | For |
| 1.6 | Elect Director John G. Morikis | Management | For | For |
| 1.7 | Elect Director Christine A. Poon | Management | For | For |
| 1.8 | Elect Director Michael H. Thaman | Management | For | For |
| 1.9 | Elect Director Matthew Thornton, III | Management | For | For |
| 1.10 | Elect Director Steven H. Wunning | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
THE TJX COMPANIES, INC.
MEETING DATE: JUN 09, 2020 | TICKER: TJX SECURITY ID: 872540109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Zein Abdalla | Management | For | For |
| 1b | Elect Director Alan M. Bennett | Management | For | For |
| 1c | Elect Director Rosemary T. Berkery | Management | For | For |
| 1d | Elect Director David T. Ching | Management | For | For |
| 1e | Elect Director Ernie Herrman | Management | For | For |
| 1f | Elect Director Michael F. Hines | Management | For | For |
| 1g | Elect Director Amy B. Lane | Management | For | For |
| 1h | Elect Director Carol Meyrowitz | Management | For | For |
| 1i | Elect Director Jackwyn L. Nemerov | Management | For | For |
| 1j | Elect Director John F. O'Brien | Management | For | For |
| 1k | Elect Director Willow B. Shire | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Reduction of Chemical Footprint | Shareholder | Against | Against |
| 5 | Report on Animal Welfare | Shareholder | Against | Against |
| 6 | Report on Pay Disparity | Shareholder | Against | Against |
| 7 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
THE TORO COMPANY
MEETING DATE: MAR 17, 2020 | TICKER: TTC SECURITY ID: 891092108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey M. Ettinger | Management | For | For |
| 1.2 | Elect Director Katherine J. Harless | Management | For | For |
| 1.3 | Elect Director D. Christian Koch | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE WALT DISNEY COMPANY
MEETING DATE: MAR 11, 2020 | TICKER: DIS SECURITY ID: 254687106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Susan E. Arnold | Management | For | For |
| 1b | Elect Director Mary T. Barra | Management | For | For |
| 1c | Elect Director Safra A. Catz | Management | For | For |
| 1d | Elect Director Francis A. deSouza | Management | For | For |
| 1e | Elect Director Michael B.G. Froman | Management | For | For |
| 1f | Elect Director Robert A. Iger | Management | For | For |
| 1g | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1h | Elect Director Mark G. Parker | Management | For | For |
| 1i | Elect Director Derica W. Rice | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| |
|---|
UDR, INC.
MEETING DATE: MAY 21, 2020 | TICKER: UDR SECURITY ID: 902653104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Katherine A. Cattanach | Management | For | For |
| 1b | Elect Director Jon A. Grove | Management | For | For |
| 1c | Elect Director Mary Ann King | Management | For | For |
| 1d | Elect Director James D. Klingbeil | Management | For | For |
| 1e | Elect Director Clint D. McDonnough | Management | For | For |
| 1f | Elect Director Robert A. McNamara | Management | For | For |
| 1g | Elect Director Mark R. Patterson | Management | For | For |
| 1h | Elect Director Thomas W. Toomey | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNITEDHEALTH GROUP INCORPORATED
MEETING DATE: JUN 01, 2020 | TICKER: UNH SECURITY ID: 91324P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard T. Burke | Management | For | For |
| 1b | Elect Director Timothy P. Flynn | Management | For | For |
| 1c | Elect Director Stephen J. Hemsley | Management | For | For |
| 1d | Elect Director Michele J. Hooper | Management | For | For |
| 1e | Elect Director F. William McNabb, III | Management | For | For |
| 1f | Elect Director Valerie C. Montgomery Rice | Management | For | For |
| 1g | Elect Director John H. Noseworthy | Management | For | For |
| 1h | Elect Director Glenn M. Renwick | Management | For | For |
| 1i | Elect Director David S. Wichmann | Management | For | For |
| 1j | Elect Director Gail R. Wilensky | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| |
|---|
VERISK ANALYTICS, INC.
MEETING DATE: MAY 20, 2020 | TICKER: VRSK SECURITY ID: 92345Y106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Christopher M. Foskett | Management | For | For |
| 1b | Elect Director David B. Wright | Management | For | For |
| 1c | Elect Director Annell R. Bay | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
VERIZON COMMUNICATIONS INC.
MEETING DATE: MAY 07, 2020 | TICKER: VZ SECURITY ID: 92343V104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
| 1.2 | Elect Director Mark T. Bertolini | Management | For | For |
| 1.3 | Elect Director Vittorio Colao | Management | For | For |
| 1.4 | Elect Director Melanie L. Healey | Management | For | For |
| 1.5 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1.6 | Elect Director Daniel H. Schulman | Management | For | For |
| 1.7 | Elect Director Rodney E. Slater | Management | For | For |
| 1.8 | Elect Director Hans E. Vestberg | Management | For | For |
| 1.9 | Elect Director Gregory G. Weaver | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Eliminate Above-Market Earnings in Executive Retirement Plans | Shareholder | Against | Against |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 7 | Assess Feasibility of Data Privacy as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 8 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| |
|---|
VISA INC.
MEETING DATE: JAN 28, 2020 | TICKER: V SECURITY ID: 92826C839
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lloyd A. Carney | Management | For | For |
| 1b | Elect Director Mary B. Cranston | Management | For | For |
| 1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1d | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1e | Elect Director Ramon L. Laguarta | Management | For | For |
| 1f | Elect Director John F. Lundgren | Management | For | For |
| 1g | Elect Director Robert W. Matschullat | Management | For | For |
| 1h | Elect Director Denise M. Morrison | Management | For | For |
| 1i | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1j | Elect Director John A. C. Swainson | Management | For | For |
| 1k | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
VULCAN MATERIALS COMPANY
MEETING DATE: MAY 08, 2020 | TICKER: VMC SECURITY ID: 929160109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Melissa H. Anderson | Management | For | For |
| 1b | Elect Director O. B. Grayson Hall, Jr. | Management | For | For |
| 1c | Elect Director James T. Prokopanko | Management | For | For |
| 1d | Elect Director George Willis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
W. P. CAREY INC.
MEETING DATE: JUN 11, 2020 | TICKER: WPC SECURITY ID: 92936U109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mark A. Alexander | Management | For | For |
| 1b | Elect Director Peter J. Farrell | Management | For | For |
| 1c | Elect Director Robert J. Flanagan | Management | For | For |
| 1d | Elect Director Jason E. Fox | Management | For | For |
| 1e | Elect Director Axel K.A. Hansing | Management | For | For |
| 1f | Elect Director Jean Hoysradt | Management | For | For |
| 1g | Elect Director Margaret G. Lewis | Management | For | For |
| 1h | Elect Director Christopher J. Niehaus | Management | For | For |
| 1i | Elect Director Nick J.M. van Ommen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
W.R. BERKLEY CORPORATION
MEETING DATE: JUN 12, 2020 | TICKER: WRB SECURITY ID: 084423102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Maria Luisa Ferre | Management | For | Against |
| 1b | Elect Director Jack H. Nusbaum | Management | For | Against |
| 1c | Elect Director Mark L. Shapiro | Management | For | Against |
| 1d | Elect Director Jonathan Talisman | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
WALMART INC.
MEETING DATE: JUN 03, 2020 | TICKER: WMT SECURITY ID: 931142103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Cesar Conde | Management | For | For |
| 1b | Elect Director Timothy P. Flynn | Management | For | For |
| 1c | Elect Director Sarah J. Friar | Management | For | For |
| 1d | Elect Director Carla A. Harris | Management | For | For |
| 1e | Elect Director Thomas W. Horton | Management | For | For |
| 1f | Elect Director Marissa A. Mayer | Management | For | For |
| 1g | Elect Director C. Douglas McMillon | Management | For | For |
| 1h | Elect Director Gregory B. Penner | Management | For | For |
| 1i | Elect Director Steven S Reinemund | Management | For | For |
| 1j | Elect Director S. Robson Walton | Management | For | For |
| 1k | Elect Director Steuart L. Walton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Report on Impacts of Single-Use Plastic Bags | Shareholder | Against | Against |
| 6 | Report on Supplier Antibiotics Use Standards | Shareholder | Against | Against |
| 7 | Adopt Policy to Include Hourly Associates as Director Candidates | Shareholder | Against | Against |
| 8 | Report on Strengthening Prevention of Workplace Sexual Harassment | Shareholder | Against | Against |
| |
|---|
WASTE MANAGEMENT, INC.
MEETING DATE: MAY 12, 2020 | TICKER: WM SECURITY ID: 94106L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Frank M. Clark, Jr. | Management | For | For |
| 1b | Elect Director James C. Fish, Jr. | Management | For | For |
| 1c | Elect Director Andres R. Gluski | Management | For | For |
| 1d | Elect Director Victoria M. Holt | Management | For | For |
| 1e | Elect Director Kathleen M. Mazzarella | Management | For | For |
| 1f | Elect Director William B. Plummer | Management | For | For |
| 1g | Elect Director John C. Pope | Management | For | For |
| 1h | Elect Director Thomas H. Weidemeyer | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
WEC ENERGY GROUP, INC.
MEETING DATE: MAY 06, 2020 | TICKER: WEC SECURITY ID: 92939U106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patricia W. Chadwick | Management | For | For |
| 1.2 | Elect Director Curt S. Culver | Management | For | For |
| 1.3 | Elect Director Danny L. Cunningham | Management | For | For |
| 1.4 | Elect Director William M. Farrow, III | Management | For | For |
| 1.5 | Elect Director Thomas J. Fischer | Management | For | For |
| 1.6 | Elect Director J. Kevin Fletcher | Management | For | For |
| 1.7 | Elect Director Maria C. Green | Management | For | For |
| 1.8 | Elect Director Gale E. Klappa | Management | For | For |
| 1.9 | Elect Director Henry W. Knueppel | Management | For | For |
| 1.10 | Elect Director Thomas K. Lane | Management | For | For |
| 1.11 | Elect Director Ulice Payne, Jr. | Management | For | For |
| 1.12 | Elect Director Mary Ellen Stanek | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
WELLTOWER INC.
MEETING DATE: APR 30, 2020 | TICKER: WELL SECURITY ID: 95040Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kenneth J. Bacon | Management | For | For |
| 1b | Elect Director Thomas J. DeRosa | Management | For | For |
| 1c | Elect Director Karen B. DeSalvo | Management | For | For |
| 1d | Elect Director Jeffrey H. Donahue | Management | For | For |
| 1e | Elect Director Sharon M. Oster | Management | For | For |
| 1f | Elect Director Sergio D. Rivera | Management | For | For |
| 1g | Elect Director Johnese M. Spisso | Management | For | For |
| 1h | Elect Director Kathryn M. Sullivan | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
XCEL ENERGY INC.
MEETING DATE: MAY 22, 2020 | TICKER: XEL SECURITY ID: 98389B100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lynn Casey | Management | For | For |
| 1b | Elect Director Ben Fowke | Management | For | For |
| 1c | Elect Director Netha N. Johnson | Management | For | For |
| 1d | Elect Director George Kehl | Management | For | For |
| 1e | Elect Director Richard T. O'Brien | Management | For | For |
| 1f | Elect Director David K. Owens | Management | For | For |
| 1g | Elect Director Christopher J. Policinski | Management | For | For |
| 1h | Elect Director James T. Prokopanko | Management | For | For |
| 1i | Elect Director A. Patricia Sampson | Management | For | For |
| 1j | Elect Director James J. Sheppard | Management | For | For |
| 1k | Elect Director David A. Westerlund | Management | For | For |
| 1l | Elect Director Kim Williams | Management | For | For |
| 1m | Elect Director Timothy V. Wolf | Management | For | For |
| 1n | Elect Director Daniel Yohannes | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Costs and Benefits of Climate-Related Activities | Shareholder | Against | Against |
| |
|---|
YUM! BRANDS, INC.
MEETING DATE: MAY 14, 2020 | TICKER: YUM SECURITY ID: 988498101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Paget L. Alves | Management | For | For |
| 1b | Elect Director Keith Barr | Management | For | For |
| 1c | Elect Director Michael J. Cavanagh | Management | For | For |
| 1d | Elect Director Christopher M. Connor | Management | For | For |
| 1e | Elect Director Brian C. Cornell | Management | For | For |
| 1f | Elect Director Tanya L. Domier | Management | For | For |
| 1g | Elect Director David W. Gibbs | Management | For | For |
| 1h | Elect Director Mirian M. Graddick-Weir | Management | For | For |
| 1i | Elect Director Thomas C. Nelson | Management | For | For |
| 1j | Elect Director P. Justin Skala | Management | For | For |
| 1k | Elect Director Elane B. Stock | Management | For | For |
| 1l | Elect Director Annie Young-Scrivner | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Supply Chain Impact on Deforestation | Shareholder | Against | For |
| |
|---|
ZOETIS INC.
MEETING DATE: MAY 20, 2020 | TICKER: ZTS SECURITY ID: 98978V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gregory Norden | Management | For | For |
| 1b | Elect Director Louise M. Parent | Management | For | For |
| 1c | Elect Director Kristin C. Peck | Management | For | For |
| 1d | Elect Director Robert W. Scully | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditor | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY MOMENTUM FACTOR ETF - SUB-ADVISER: GEODE
07/01/2019 - 06/30/2020
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
ADVANCED MICRO DEVICES, INC.
MEETING DATE: MAY 07, 2020 | TICKER: AMD SECURITY ID: 007903107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John E. Caldwell | Management | For | For |
| 1b | Elect Director Nora M. Denzel | Management | For | For |
| 1c | Elect Director Mark Durcan | Management | For | For |
| 1d | Elect Director Michael P. Gregoire | Management | For | For |
| 1e | Elect Director Joseph A. Householder | Management | For | For |
| 1f | Elect Director John W. Marren | Management | For | For |
| 1g | Elect Director Lisa T. Su | Management | For | For |
| 1h | Elect Director Abhi Y. Talwalkar | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
AIR PRODUCTS AND CHEMICALS, INC.
MEETING DATE: JAN 23, 2020 | TICKER: APD SECURITY ID: 009158106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Susan K. Carter | Management | For | For |
| 1b | Elect Director Charles I. Cogut | Management | For | For |
| 1c | Elect Director Chadwick C. Deaton | Management | For | For |
| 1d | Elect Director Seifollah (Seifi) Ghasemi | Management | For | For |
| 1e | Elect Director David H. Y. Ho | Management | For | For |
| 1f | Elect Director Margaret G. McGlynn | Management | For | For |
| 1g | Elect Director Edward L. Monser | Management | For | For |
| 1h | Elect Director Matthew H. Paull | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
ALEXANDRIA REAL ESTATE EQUITIES, INC.
MEETING DATE: JUN 08, 2020 | TICKER: ARE SECURITY ID: 015271109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joel S. Marcus | Management | For | For |
| 1.2 | Elect Director Steven R. Hash | Management | For | For |
| 1.3 | Elect Director John L. Atkins, III | Management | For | Against |
| 1.4 | Elect Director James P. Cain | Management | For | Against |
| 1.5 | Elect Director Maria C. Freire | Management | For | Against |
| 1.6 | Elect Director Jennifer Friel Goldstein | Management | For | For |
| 1.7 | Elect Director Richard H. Klein | Management | For | For |
| 1.8 | Elect Director James H. Richardson | Management | For | For |
| 1.9 | Elect Director Michael A. Woronoff | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
ALLIANT ENERGY CORPORATION
MEETING DATE: MAY 21, 2020 | TICKER: LNT SECURITY ID: 018802108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patrick E. Allen | Management | For | For |
| 1.2 | Elect Director Michael D. Garcia | Management | For | For |
| 1.3 | Elect Director Singleton B. McAllister | Management | For | For |
| 1.4 | Elect Director Susan D. Whiting | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
ALPHABET INC.
MEETING DATE: JUN 03, 2020 | TICKER: GOOGL SECURITY ID: 02079K305
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Sundar Pichai | Management | For | For |
| 1.4 | Elect Director John L. Hennessy | Management | For | For |
| 1.5 | Elect Director Frances H. Arnold | Management | For | For |
| 1.6 | Elect Director L. John Doerr | Management | For | Withhold |
| 1.7 | Elect Director Roger W. Ferguson Jr. | Management | For | For |
| 1.8 | Elect Director Ann Mather | Management | For | For |
| 1.9 | Elect Director Alan R. Mulally | Management | For | Withhold |
| 1.10 | Elect Director K. Ram Shiram | Management | For | Withhold |
| 1.11 | Elect Director Robin L. Washington | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 6 | Report on Arbitration of Employment-Related Claims | Shareholder | Against | For |
| 7 | Establish Human Rights Risk Oversight Committee | Shareholder | Against | For |
| 8 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| 9 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | For |
| 10 | Report on Takedown Requests | Shareholder | Against | For |
| 11 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 12 | Report on Gender/Racial Pay Gap | Shareholder | Against | Against |
| 13 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Shareholder | Against | Against |
| 14 | Report on Whistleblower Policies and Practices | Shareholder | Against | Against |
| |
|---|
AMAZON.COM, INC.
MEETING DATE: MAY 27, 2020 | TICKER: AMZN SECURITY ID: 023135106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jeffrey P. Bezos | Management | For | For |
| 1b | Elect Director Rosalind G. Brewer | Management | For | For |
| 1c | Elect Director Jamie S. Gorelick | Management | For | For |
| 1d | Elect Director Daniel P. Huttenlocher | Management | For | For |
| 1e | Elect Director Judith A. McGrath | Management | For | For |
| 1f | Elect Director Indra K. Nooyi | Management | For | For |
| 1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1h | Elect Director Thomas O. Ryder | Management | For | For |
| 1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 1j | Elect Director Wendell P. Weeks | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
| 5 | Report on Management of Food Waste | Shareholder | Against | Against |
| 6 | Report on Customers' Use of its Surveillance and Computer Vision Products or Cloud-Based Services | Shareholder | Against | For |
| 7 | Report on Potential Human Rights Impacts of Customers' Use of Rekognition | Shareholder | Against | For |
| 8 | Report on Products Promoting Hate Speech and Sales of Offensive Products | Shareholder | Against | For |
| 9 | Require Independent Board Chairman | Shareholder | Against | Against |
| 10 | Report on Global Median Gender/Racial Pay Gap | Shareholder | Against | Against |
| 11 | Report on Reducing Environmental and Health Harms to Communities of Color | Shareholder | Against | Against |
| 12 | Report on Viewpoint Discrimination | Shareholder | Against | Against |
| 13 | Report on Promotion Velocity | Shareholder | Against | Against |
| 14 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| 15 | Human Rights Risk Assessment | Shareholder | Against | Against |
| 16 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| |
|---|
AMERICAN ELECTRIC POWER COMPANY, INC.
MEETING DATE: APR 21, 2020 | TICKER: AEP SECURITY ID: 025537101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nicholas K. Akins | Management | For | For |
| 1.2 | Elect Director David J. Anderson | Management | For | For |
| 1.3 | Elect Director J. Barnie Beasley, Jr. | Management | For | For |
| 1.4 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
| 1.5 | Elect Director Art A. Garcia | Management | For | For |
| 1.6 | Elect Director Linda A. Goodspeed | Management | For | For |
| 1.7 | Elect Director Thomas E. Hoaglin | Management | For | For |
| 1.8 | Elect Director Sandra Beach Lin | Management | For | For |
| 1.9 | Elect Director Margaret M. McCarthy | Management | For | For |
| 1.10 | Elect Director Richard C. Notebaert | Management | For | For |
| 1.11 | Elect Director Stephen S. Rasmussen | Management | For | For |
| 1.12 | Elect Director Oliver G. Richard, III | Management | For | For |
| 1.13 | Elect Director Sara Martinez Tucker | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMERICAN TOWER CORPORATION
MEETING DATE: MAY 18, 2020 | TICKER: AMT SECURITY ID: 03027X100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas A. Bartlett | Management | For | For |
| 1b | Elect Director Raymond P. Dolan | Management | For | For |
| 1c | Elect Director Robert D. Hormats | Management | For | For |
| 1d | Elect Director Gustavo Lara Cantu | Management | For | For |
| 1e | Elect Director Grace D. Lieblein | Management | For | For |
| 1f | Elect Director Craig Macnab | Management | For | For |
| 1g | Elect Director JoAnn A. Reed | Management | For | For |
| 1h | Elect Director Pamela D.A. Reeve | Management | For | For |
| 1i | Elect Director David E. Sharbutt | Management | For | For |
| 1j | Elect Director Bruce L. Tanner | Management | For | For |
| 1k | Elect Director Samme L. Thompson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions and Expenditures | Shareholder | Against | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| |
|---|
AMETEK, INC.
MEETING DATE: MAY 06, 2020 | TICKER: AME SECURITY ID: 031100100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas A. Amato | Management | For | For |
| 1b | Elect Director Anthony J. Conti | Management | For | For |
| 1c | Elect Director Gretchen W. McClain | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
AMGEN INC.
MEETING DATE: MAY 19, 2020 | TICKER: AMGN SECURITY ID: 031162100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Wanda M. Austin | Management | For | For |
| 1b | Elect Director Robert A. Bradway | Management | For | For |
| 1c | Elect Director Brian J. Druker | Management | For | For |
| 1d | Elect Director Robert A. Eckert | Management | For | For |
| 1e | Elect Director Greg C. Garland | Management | For | For |
| 1f | Elect Director Fred Hassan | Management | For | For |
| 1g | Elect Director Charles M. Holley, Jr. | Management | For | For |
| 1h | Elect Director Tyler Jacks | Management | For | For |
| 1i | Elect Director Ellen J. Kullman | Management | For | For |
| 1j | Elect Director Ronald D. Sugar | Management | For | For |
| 1k | Elect Director R. Sanders Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
AON PLC
MEETING DATE: FEB 04, 2020 | TICKER: AON SECURITY ID: G0408V102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scheme of Arrangement | Management | For | For |
| 2 | Approve Reduction of Share Capital and Creation of Distributable Profits | Management | For | For |
| 3 | Approve Terms of an Off-Exchange Buyback and Cancellation of Class B Ordinary Shares | Management | For | For |
| 4 | Approve Delisting of Shares from the New York Stock Exchange | Management | For | For |
| 5 | Adjourn Meeting | Management | For | Against |
| |
|---|
AON PLC
MEETING DATE: FEB 04, 2020 | TICKER: AON SECURITY ID: G0408V111
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scheme of Arrangement | Management | For | For |
| |
|---|
APPLE INC.
MEETING DATE: FEB 26, 2020 | TICKER: AAPL SECURITY ID: 037833100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James Bell | Management | For | For |
| 1b | Elect Director Tim Cook | Management | For | For |
| 1c | Elect Director Al Gore | Management | For | For |
| 1d | Elect Director Andrea Jung | Management | For | For |
| 1e | Elect Director Art Levinson | Management | For | For |
| 1f | Elect Director Ron Sugar | Management | For | For |
| 1g | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Proxy Access Amendments | Shareholder | Against | Against |
| 5 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 6 | Report on Freedom of Expression and Access to Information Policies | Shareholder | Against | For |
| |
|---|
APPLIED MATERIALS, INC.
MEETING DATE: MAR 12, 2020 | TICKER: AMAT SECURITY ID: 038222105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Judy Bruner | Management | For | For |
| 1b | Elect Director Xun (Eric) Chen | Management | For | For |
| 1c | Elect Director Aart J. de Geus | Management | For | For |
| 1d | Elect Director Gary E. Dickerson | Management | For | For |
| 1e | Elect Director Stephen R. Forrest | Management | For | For |
| 1f | Elect Director Thomas J. Iannotti | Management | For | For |
| 1g | Elect Director Alexander A. Karsner | Management | For | For |
| 1h | Elect Director Adrianna C. Ma | Management | For | For |
| 1i | Elect Director Yvonne McGill | Management | For | For |
| 1j | Elect Director Scott A. McGregor | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Management | For | For |
| |
|---|
ARCH CAPITAL GROUP LTD.
MEETING DATE: MAY 08, 2020 | TICKER: ACGL SECURITY ID: G0450A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Louis J. Paglia | Management | For | For |
| 1b | Elect Director Brian S. Posner | Management | For | For |
| 1c | Elect Director John D. Vollaro | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4a | Elect Director Robert Appleby as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4b | Elect Director Dennis R. Brand as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4c | Elect Director Graham B.R. Collis as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4d | Elect Director Matthew Dragonetti as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4e | Elect Director Seamus Fearon as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4f | Elect Director Beau H. Franklin as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4g | Elect Director Jerome Halgan as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4h | Elect Director James Haney as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4i | Elect Director W. Preston Hutchings as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4j | Elect Director Pierre Jal as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4k | Elect Director Francois Morin as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4l | Elect Director David J. Mulholland as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4m | Elect Director Tim Peckett as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4n | Elect Director Maamoun Rajeh as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4o | Elect Director Roderick Romeo as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| |
|---|
ARROWHEAD PHARMACEUTICALS, INC.
MEETING DATE: MAR 19, 2020 | TICKER: ARWR SECURITY ID: 04280A100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher Anzalone | Management | For | For |
| 1.2 | Elect Director Marianne De Backer | Management | For | For |
| 1.3 | Elect Director Mauro Ferrari | Management | For | For |
| 1.4 | Elect Director Douglass Given | Management | For | For |
| 1.5 | Elect Director Michael S. Perry | Management | For | For |
| 1.6 | Elect Director William Waddill | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Ratify Rose, Snyder & Jacobs LLP as Auditors | Management | For | For |
| |
|---|
AT&T INC.
MEETING DATE: APR 24, 2020 | TICKER: T SECURITY ID: 00206R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Randall L. Stephenson | Management | For | For |
| 1.2 | Elect Director Samuel A. Di Piazza, Jr. | Management | For | For |
| 1.3 | Elect Director Richard W. Fisher | Management | For | For |
| 1.4 | Elect Director Scott T. Ford | Management | For | For |
| 1.5 | Elect Director Glenn H. Hutchins | Management | For | For |
| 1.6 | Elect Director William E. Kennard | Management | For | For |
| 1.7 | Elect Director Debra L. Lee | Management | For | For |
| 1.8 | Elect Director Stephen J. Luczo | Management | For | For |
| 1.9 | Elect Director Michael B. McCallister | Management | For | For |
| 1.10 | Elect Director Beth E. Mooney | Management | For | For |
| 1.11 | Elect Director Matthew K. Rose | Management | For | For |
| 1.12 | Elect Director Cynthia B. Taylor | Management | For | For |
| 1.13 | Elect Director Geoffrey Y. Yang | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Approve Nomination of Employee Representative Director | Shareholder | Against | Against |
| 6 | Improve Guiding Principles of Executive Compensation | Shareholder | Against | Against |
| |
|---|
ATLASSIAN CORPORATION PLC
MEETING DATE: DEC 04, 2019 | TICKER: TEAM SECURITY ID: G06242104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Appoint Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Elect Director Shona L. Brown | Management | For | For |
| 7 | Elect Director Michael Cannon-Brookes | Management | For | For |
| 8 | Elect Director Scott Farquhar | Management | For | For |
| 9 | Elect Director Heather Mirjahangir Fernandez | Management | For | For |
| 10 | Elect Director Sasan Goodarzi | Management | For | For |
| 11 | Elect Director Jay Parikh | Management | For | For |
| 12 | Elect Director Enrique Salem | Management | For | For |
| 13 | Elect Director Steven Sordello | Management | For | For |
| 14 | Elect Director Richard P. Wong | Management | For | For |
| |
|---|
AUTOZONE, INC.
MEETING DATE: DEC 18, 2019 | TICKER: AZO SECURITY ID: 053332102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas H. Brooks | Management | For | For |
| 1.2 | Elect Director Linda A. Goodspeed | Management | For | For |
| 1.3 | Elect Director Earl G. Graves, Jr. | Management | For | For |
| 1.4 | Elect Director Enderson Guimaraes | Management | For | For |
| 1.5 | Elect Director Michael M. Calbert | Management | For | For |
| 1.6 | Elect Director D. Bryan Jordan | Management | For | For |
| 1.7 | Elect Director Gale V. King | Management | For | For |
| 1.8 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
| 1.9 | Elect Director William C. Rhodes, III | Management | For | For |
| 1.10 | Elect Director Jill A. Soltau | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BANK OF AMERICA CORPORATION
MEETING DATE: APR 22, 2020 | TICKER: BAC SECURITY ID: 060505104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sharon L. Allen | Management | For | For |
| 1b | Elect Director Susan S. Bies | Management | For | For |
| 1c | Elect Director Jack O. Bovender, Jr. | Management | For | For |
| 1d | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 1e | Elect Director Pierre J.P. de Weck | Management | For | For |
| 1f | Elect Director Arnold W. Donald | Management | For | For |
| 1g | Elect Director Linda P. Hudson | Management | For | For |
| 1h | Elect Director Monica C. Lozano | Management | For | For |
| 1i | Elect Director Thomas J. May | Management | For | For |
| 1j | Elect Director Brian T. Moynihan | Management | For | For |
| 1k | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1l | Elect Director Denise L. Ramos | Management | For | For |
| 1m | Elect Director Clayton S. Rose | Management | For | For |
| 1n | Elect Director Michael D. White | Management | For | For |
| 1o | Elect Director Thomas D. Woods | Management | For | For |
| 1p | Elect Director R. David Yost | Management | For | For |
| 1q | Elect Director Maria T. Zuber | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 6 | Report on Gender Pay Gap | Shareholder | Against | Against |
| 7 | Review of Statement of the Purpose of a Corporation and Report on Recommended Changes to Governance Documents, Policies, and Practices | Shareholder | Against | Against |
| |
|---|
BRISTOL-MYERS SQUIBB COMPANY
MEETING DATE: MAY 05, 2020 | TICKER: BMY SECURITY ID: 110122108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Peter J. Arduini | Management | For | For |
| 1B | Elect Director Robert Bertolini | Management | For | For |
| 1C | Elect Director Michael W. Bonney | Management | For | For |
| 1D | Elect Director Giovanni Caforio | Management | For | For |
| 1E | Elect Director Matthew W. Emmens | Management | For | For |
| 1F | Elect Director Julia A. Haller | Management | For | For |
| 1G | Elect Director Dinesh C. Paliwal | Management | For | For |
| 1H | Elect Director Theodore R. Samuels | Management | For | For |
| 1I | Elect Director Vicki L. Sato | Management | For | For |
| 1J | Elect Director Gerald L. Storch | Management | For | For |
| 1K | Elect Director Karen H. Vousden | Management | For | For |
| 1L | Elect Director Phyllis R. Yale | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
BROWN & BROWN, INC.
MEETING DATE: MAY 06, 2020 | TICKER: BRO SECURITY ID: 115236101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Hyatt Brown | Management | For | For |
| 1.2 | Elect Director Samuel P. Bell, III | Management | For | For |
| 1.3 | Elect Director Hugh M. Brown | Management | For | For |
| 1.4 | Elect Director J. Powell Brown | Management | For | For |
| 1.5 | Elect Director Lawrence L. Gellerstedt, III | Management | For | For |
| 1.6 | Elect Director James C. Hays | Management | For | For |
| 1.7 | Elect Director Theodore J. Hoepner | Management | For | For |
| 1.8 | Elect Director James S. Hunt | Management | For | For |
| 1.9 | Elect Director Toni Jennings | Management | For | For |
| 1.10 | Elect Director Timothy R.M. Main | Management | For | For |
| 1.11 | Elect Director H. Palmer Proctor, Jr. | Management | For | For |
| 1.12 | Elect Director Wendell S. Reilly | Management | For | For |
| 1.13 | Elect Director Chilton D. Varner | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CABLE ONE, INC.
MEETING DATE: MAY 15, 2020 | TICKER: CABO SECURITY ID: 12685J105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mary E. Meduski | Management | For | For |
| 1b | Elect Director Alan G. Spoon | Management | For | For |
| 1c | Elect Director Wallace R. Weitz | Management | For | Against |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| |
|---|
CDW CORPORATION
MEETING DATE: MAY 21, 2020 | TICKER: CDW SECURITY ID: 12514G108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Steven W. Alesio | Management | For | For |
| 1b | Elect Director Barry K. Allen | Management | For | For |
| 1c | Elect Director Lynda M. Clarizio | Management | For | For |
| 1d | Elect Director Christine A. Leahy | Management | For | For |
| 1e | Elect Director David W. Nelms | Management | For | For |
| 1f | Elect Director Joseph R. Swedish | Management | For | For |
| 1g | Elect Director Donna F. Zarcone | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| |
|---|
CHARTER COMMUNICATIONS, INC.
MEETING DATE: APR 28, 2020 | TICKER: CHTR SECURITY ID: 16119P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director W. Lance Conn | Management | For | For |
| 1b | Elect Director Kim C. Goodman | Management | For | For |
| 1c | Elect Director Craig A. Jacobson | Management | For | For |
| 1d | Elect Director Gregory B. Maffei | Management | For | For |
| 1e | Elect Director John D. Markley, Jr. | Management | For | For |
| 1f | Elect Director David C. Merritt | Management | For | For |
| 1g | Elect Director James E. Meyer | Management | For | For |
| 1h | Elect Director Steven A. Miron | Management | For | Against |
| 1i | Elect Director Balan Nair | Management | For | For |
| 1j | Elect Director Michael A. Newhouse | Management | For | For |
| 1k | Elect Director Mauricio Ramos | Management | For | For |
| 1l | Elect Director Thomas M. Rutledge | Management | For | For |
| 1m | Elect Director Eric L. Zinterhofer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
CHEVRON CORPORATION
MEETING DATE: MAY 27, 2020 | TICKER: CVX SECURITY ID: 166764100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Wanda M. Austin | Management | For | For |
| 1b | Elect Director John B. Frank | Management | For | For |
| 1c | Elect Director Alice P. Gast | Management | For | For |
| 1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1e | Elect Director Charles W. Moorman, IV | Management | For | For |
| 1f | Elect Director Dambisa F. Moyo | Management | For | For |
| 1g | Elect Director Debra Reed-Klages | Management | For | For |
| 1h | Elect Director Ronald D. Sugar | Management | For | For |
| 1i | Elect Director D. James Umpleby, III | Management | For | For |
| 1j | Elect Director Michael K. Wirth | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 5 | Establish Board Committee on Climate Risk | Shareholder | Against | Against |
| 6 | Report on Climate Lobbying Aligned with Paris Agreement Goals | Shareholder | Against | For |
| 7 | Report on Petrochemical Risk | Shareholder | Against | For |
| 8 | Report on Human Rights Practices | Shareholder | Against | Against |
| 9 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| 10 | Require Independent Board Chair | Shareholder | Against | Against |
| |
|---|
CHIPOTLE MEXICAN GRILL, INC.
MEETING DATE: MAY 19, 2020 | TICKER: CMG SECURITY ID: 169656105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Albert S. Baldocchi | Management | For | For |
| 1.2 | Elect Director Patricia Fili-Krushel | Management | For | For |
| 1.3 | Elect Director Neil W. Flanzraich | Management | For | For |
| 1.4 | Elect Director Robin Hickenlooper | Management | For | For |
| 1.5 | Elect Director Scott Maw | Management | For | For |
| 1.6 | Elect Director Ali Namvar | Management | For | For |
| 1.7 | Elect Director Brian Niccol | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Against |
| 5 | Require Independent Board Chair | Shareholder | Against | Against |
| 6 | Report on Employment-Related Arbitration | Shareholder | Against | For |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
CISCO SYSTEMS, INC.
MEETING DATE: DEC 10, 2019 | TICKER: CSCO SECURITY ID: 17275R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director M. Michele Burns | Management | For | For |
| 1b | Elect Director Wesley G. Bush | Management | For | For |
| 1c | Elect Director Michael D. Capellas | Management | For | For |
| 1d | Elect Director Mark Garrett | Management | For | For |
| 1e | Elect Director Kristina M. Johnson | Management | For | For |
| 1f | Elect Director Roderick C. McGeary | Management | For | For |
| 1g | Elect Director Charles H. Robbins | Management | For | For |
| 1h | Elect Director Arun Sarin | Management | For | For |
| 1i | Elect Director Brenton L. Saunders | Management | For | For |
| 1j | Elect Director Carol B. Tome | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
COSTCO WHOLESALE CORPORATION
MEETING DATE: JAN 22, 2020 | TICKER: COST SECURITY ID: 22160K105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Susan L. Decker | Management | For | For |
| 1.2 | Elect Director Richard A. Galanti | Management | For | For |
| 1.3 | Elect Director Sally Jewell | Management | For | For |
| 1.4 | Elect Director Charles T. Munger | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Articles of Incorporation to Provide Directors May Be Removed With or Without Cause | Management | For | For |
| 5 | Disclose Board Diversity and Qualifications Matrix | Shareholder | Against | Against |
| |
|---|
COUPA SOFTWARE INCORPORATED
MEETING DATE: MAY 27, 2020 | TICKER: COUP SECURITY ID: 22266L106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Scott Thompson | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CROWN CASTLE INTERNATIONAL CORP.
MEETING DATE: MAY 14, 2020 | TICKER: CCI SECURITY ID: 22822V101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director P. Robert Bartolo | Management | For | For |
| 1b | Elect Director Jay A. Brown | Management | For | For |
| 1c | Elect Director Cindy Christy | Management | For | For |
| 1d | Elect Director Ari Q. Fitzgerald | Management | For | For |
| 1e | Elect Director Robert E. Garrison, II | Management | For | For |
| 1f | Elect Director Andrea J. Goldsmith | Management | For | For |
| 1g | Elect Director Lee W. Hogan | Management | For | For |
| 1h | Elect Director Edward C. Hutcheson, Jr. | Management | For | For |
| 1i | Elect Director J. Landis Martin | Management | For | For |
| 1j | Elect Director Robert F. McKenzie | Management | For | For |
| 1k | Elect Director Anthony J. Melone | Management | For | For |
| 1l | Elect Director W. Benjamin Moreland | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CROWN HOLDINGS, INC.
MEETING DATE: APR 23, 2020 | TICKER: CCK SECURITY ID: 228368106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John W. Conway | Management | For | For |
| 1.2 | Elect Director Timothy J. Donahue | Management | For | For |
| 1.3 | Elect Director Richard H. Fearon | Management | For | For |
| 1.4 | Elect Director Andrea J. Funk | Management | For | For |
| 1.5 | Elect Director Stephen J. Hagge | Management | For | For |
| 1.6 | Elect Director Rose Lee | Management | For | For |
| 1.7 | Elect Director James H. Miller | Management | For | For |
| 1.8 | Elect Director Josef M. Muller | Management | For | For |
| 1.9 | Elect Director B. Craig Owens | Management | For | For |
| 1.10 | Elect Director Caesar F. Sweitzer | Management | For | For |
| 1.11 | Elect Director Jim L. Turner | Management | For | For |
| 1.12 | Elect Director William S. Urkiel | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chair | Shareholder | Against | Against |
| |
|---|
DANAHER CORPORATION
MEETING DATE: MAY 05, 2020 | TICKER: DHR SECURITY ID: 235851102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Linda Hefner Filler | Management | For | For |
| 1.2 | Elect Director Thomas P. Joyce, Jr. | Management | For | For |
| 1.3 | Elect Director Teri List-Stoll | Management | For | Against |
| 1.4 | Elect Director Walter G. Lohr, Jr. | Management | For | Against |
| 1.5 | Elect Director Jessica L. Mega | Management | For | For |
| 1.6 | Elect Director Pardis C. Sabeti | Management | For | For |
| 1.7 | Elect Director Mitchell P. Rales | Management | For | For |
| 1.8 | Elect Director Steven M. Rales | Management | For | For |
| 1.9 | Elect Director John T. Schwieters | Management | For | Against |
| 1.10 | Elect Director Alan G. Spoon | Management | For | For |
| 1.11 | Elect Director Raymond C. Stevens | Management | For | For |
| 1.12 | Elect Director Elias A. Zerhouni | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| |
|---|
DEXCOM, INC.
MEETING DATE: MAY 21, 2020 | TICKER: DXCM SECURITY ID: 252131107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard A. Collins | Management | For | For |
| 1b | Elect Director Mark G. Foletta | Management | For | For |
| 1c | Elect Director Eric J. Topol | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DOLLAR GENERAL CORPORATION
MEETING DATE: MAY 27, 2020 | TICKER: DG SECURITY ID: 256677105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Warren F. Bryant | Management | For | For |
| 1b | Elect Director Michael M. Calbert | Management | For | For |
| 1c | Elect Director Sandra B. Cochran *Withdrawn Resolution* | Management | None | None |
| 1d | Elect Director Patricia D. Fili-Krushel | Management | For | For |
| 1e | Elect Director Timothy I. McGuire | Management | For | For |
| 1f | Elect Director William C. Rhodes, III | Management | For | For |
| 1g | Elect Director Debra A. Sandler | Management | For | For |
| 1h | Elect Director Ralph E. Santana | Management | For | For |
| 1i | Elect Director Todd J. Vasos | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Approve Charter Amendment to Replace Supermajority Vote Requirements with a Majority Vote Requirement | Management | For | For |
| 5 | Approve Bylaw Amendment to Replace Supermajority Vote Requirements with a Majority Vote Requirement | Management | For | For |
| |
|---|
EASTGROUP PROPERTIES, INC.
MEETING DATE: MAY 21, 2020 | TICKER: EGP SECURITY ID: 277276101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director D. Pike Aloian | Management | For | For |
| 1b | Elect Director H.C. Bailey, Jr. | Management | For | For |
| 1c | Elect Director H. Eric Bolton, Jr. | Management | For | For |
| 1d | Elect Director Donald F. Colleran | Management | For | For |
| 1e | Elect Director Hayden C. Eaves, III | Management | For | For |
| 1f | Elect Director David H. Hoster, II | Management | For | For |
| 1g | Elect Director Marshall A. Loeb | Management | For | For |
| 1h | Elect Director Mary E. McCormick | Management | For | For |
| 1i | Elect Director Leland R. Speed | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ECOLAB INC.
MEETING DATE: MAY 07, 2020 | TICKER: ECL SECURITY ID: 278865100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 1b | Elect Director Shari L. Ballard | Management | For | For |
| 1c | Elect Director Barbara J. Beck | Management | For | For |
| 1d | Elect Director Jeffrey M. Ettinger | Management | For | For |
| 1e | Elect Director Arthur J. Higgins | Management | For | For |
| 1f | Elect Director Michael Larson | Management | For | For |
| 1g | Elect Director David W. MacLennan | Management | For | For |
| 1h | Elect Director Tracy B. McKibben | Management | For | For |
| 1i | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1j | Elect Director Victoria J. Reich | Management | For | For |
| 1k | Elect Director Suzanne M. Vautrinot | Management | For | For |
| 1l | Elect Director John J. Zillmer | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| |
|---|
EDWARDS LIFESCIENCES CORPORATION
MEETING DATE: MAY 07, 2020 | TICKER: EW SECURITY ID: 28176E108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael A. Mussallem | Management | For | For |
| 1b | Elect Director Kieran T. Gallahue | Management | For | For |
| 1c | Elect Director Leslie S. Heisz | Management | For | For |
| 1d | Elect Director William J. Link | Management | For | For |
| 1e | Elect Director Steven R. Loranger | Management | For | For |
| 1f | Elect Director Martha H. Marsh | Management | For | For |
| 1g | Elect Director Ramona Sequeira | Management | For | For |
| 1h | Elect Director Nicholas J. Valeriani | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Approve Stock Split | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
ENTERGY CORPORATION
MEETING DATE: MAY 08, 2020 | TICKER: ETR SECURITY ID: 29364G103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John R. Burbank | Management | For | For |
| 1b | Elect Director Patrick J. Condon | Management | For | For |
| 1c | Elect Director Leo P. Denault | Management | For | For |
| 1d | Elect Director Kirkland H. Donald | Management | For | For |
| 1e | Elect Director Philip L. Frederickson | Management | For | For |
| 1f | Elect Director Alexis M. Herman | Management | For | For |
| 1g | Elect Director M. Elise Hyland | Management | For | For |
| 1h | Elect Director Stuart L. Levenick | Management | For | For |
| 1i | Elect Director Blanche Lambert Lincoln | Management | For | For |
| 1j | Elect Director Karen A. Puckett | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EQUINIX, INC.
MEETING DATE: JUN 18, 2020 | TICKER: EQIX SECURITY ID: 29444U700
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas Bartlett | Management | For | For |
| 1.2 | Elect Director Nanci Caldwell | Management | For | For |
| 1.3 | Elect Director Adaire Fox-Martin | Management | For | For |
| 1.4 | Elect Director Gary Hromadko | Management | For | For |
| 1.5 | Elect Director William Luby | Management | For | For |
| 1.6 | Elect Director Irving Lyons, III | Management | For | For |
| 1.7 | Elect Director Charles Meyers | Management | For | For |
| 1.8 | Elect Director Christopher Paisley | Management | For | For |
| 1.9 | Elect Director Sandra Rivera | Management | For | For |
| 1.10 | Elect Director Peter Van Camp | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | For |
| |
|---|
EQUITY LIFESTYLE PROPERTIES, INC.
MEETING DATE: APR 28, 2020 | TICKER: ELS SECURITY ID: 29472R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew Berkenfield | Management | For | For |
| 1.2 | Elect Director Philip Calian | Management | For | For |
| 1.3 | Elect Director David Contis | Management | For | For |
| 1.4 | Elect Director Constance Freedman | Management | For | For |
| 1.5 | Elect Director Thomas Heneghan | Management | For | For |
| 1.6 | Elect Director Tao Huang | Management | For | For |
| 1.7 | Elect Director Marguerite Nader | Management | For | For |
| 1.8 | Elect Director Scott Peppet | Management | For | For |
| 1.9 | Elect Director Sheli Rosenberg | Management | For | For |
| 1.10 | Elect Director Samuel Zell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
EQUITY RESIDENTIAL
MEETING DATE: JUN 25, 2020 | TICKER: EQR SECURITY ID: 29476L107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raymond Bennett | Management | For | For |
| 1.2 | Elect Director Linda Walker Bynoe | Management | For | For |
| 1.3 | Elect Director Connie K. Duckworth | Management | For | For |
| 1.4 | Elect Director Mary Kay Haben | Management | For | For |
| 1.5 | Elect Director Tahsinul Zia Huque | Management | For | For |
| 1.6 | Elect Director Bradley A. Keywell | Management | For | For |
| 1.7 | Elect Director John E. Neal | Management | For | For |
| 1.8 | Elect Director David J. Neithercut | Management | For | For |
| 1.9 | Elect Director Mark J. Parrell | Management | For | For |
| 1.10 | Elect Director Mark S. Shapiro | Management | For | For |
| 1.11 | Elect Director Stephen E. Sterrett | Management | For | For |
| 1.12 | Elect Director Samuel Zell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FACEBOOK, INC.
MEETING DATE: MAY 27, 2020 | TICKER: FB SECURITY ID: 30303M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peggy Alford | Management | For | For |
| 1.2 | Elect Director Marc L. Andreessen | Management | For | Withhold |
| 1.3 | Elect Director Andrew W. Houston | Management | For | For |
| 1.4 | Elect Director Nancy Killefer | Management | For | For |
| 1.5 | Elect Director Robert M. Kimmitt | Management | For | For |
| 1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1.7 | Elect Director Peter A. Thiel | Management | For | Withhold |
| 1.8 | Elect Director Tracey T. Travis | Management | For | For |
| 1.9 | Elect Director Mark Zuckerberg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Non-Employee Director Compensation Policy | Management | For | Against |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Require Independent Board Chair | Shareholder | Against | For |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 7 | Report on Political Advertising | Shareholder | Against | For |
| 8 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Shareholder | Against | Against |
| 9 | Report on Civil and Human Rights Risk Assessment | Shareholder | Against | Against |
| 10 | Report on Online Child Sexual Exploitation | Shareholder | Against | For |
| 11 | Report on Median Gender/Racial Pay Gap | Shareholder | Against | Against |
| |
|---|
FIDELITY NATIONAL FINANCIAL, INC.
MEETING DATE: JUN 10, 2020 | TICKER: FNF SECURITY ID: 31620R303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William P. Foley, II | Management | For | For |
| 1.2 | Elect Director Douglas K. Ammerman | Management | For | For |
| 1.3 | Elect Director Thomas M. Hagerty | Management | For | For |
| 1.4 | Elect Director Peter O. Shea, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
FIDELITY NATIONAL INFORMATION SERVICES, INC.
MEETING DATE: MAY 28, 2020 | TICKER: FIS SECURITY ID: 31620M106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lee Adrean | Management | For | For |
| 1b | Elect Director Ellen R. Alemany | Management | For | For |
| 1c | Elect Director Lisa A. Hook | Management | For | For |
| 1d | Elect Director Keith W. Hughes | Management | For | For |
| 1e | Elect Director Gary L. Lauer | Management | For | For |
| 1f | Elect Director Gary A. Norcross | Management | For | For |
| 1g | Elect Director Louise M. Parent | Management | For | For |
| 1h | Elect Director Brian T. Shea | Management | For | For |
| 1i | Elect Director James B. Stallings, Jr. | Management | For | For |
| 1j | Elect Director Jeffrey E. Stiefler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
FIRSTENERGY CORP.
MEETING DATE: MAY 19, 2020 | TICKER: FE SECURITY ID: 337932107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Anderson | Management | For | For |
| 1.2 | Elect Director Steven J. Demetriou | Management | For | For |
| 1.3 | Elect Director Julia L. Johnson | Management | For | For |
| 1.4 | Elect Director Charles E. Jones | Management | For | For |
| 1.5 | Elect Director Donald T. Misheff | Management | For | For |
| 1.6 | Elect Director Thomas N. Mitchell | Management | For | For |
| 1.7 | Elect Director James F. O'Neil, III | Management | For | For |
| 1.8 | Elect Director Christopher D. Pappas | Management | For | For |
| 1.9 | Elect Director Sandra Pianalto | Management | For | For |
| 1.10 | Elect Director Luis A. Reyes | Management | For | For |
| 1.11 | Elect Director Leslie M. Turner | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Amend Code of Regulations to Authorize Board to Make Certain Future Amendments | Management | For | For |
| 6 | Amend Proxy Access Right | Shareholder | Against | Against |
| |
|---|
FISERV, INC.
MEETING DATE: MAY 14, 2020 | TICKER: FISV SECURITY ID: 337738108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank J. Bisignano | Management | For | For |
| 1.2 | Elect Director Alison Davis | Management | For | For |
| 1.3 | Elect Director Henrique de Castro | Management | For | For |
| 1.4 | Elect Director Harry F. DiSimone | Management | For | For |
| 1.5 | Elect Director Dennis F. Lynch | Management | For | For |
| 1.6 | Elect Director Heidi G. Miller | Management | For | For |
| 1.7 | Elect Director Scott C. Nuttall | Management | For | For |
| 1.8 | Elect Director Denis J. O'Leary | Management | For | For |
| 1.9 | Elect Director Doyle R. Simons | Management | For | For |
| 1.10 | Elect Director Jeffery W. Yabuki | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | For |
| |
|---|
FTI CONSULTING, INC.
MEETING DATE: JUN 03, 2020 | TICKER: FCN SECURITY ID: 302941109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Brenda J. Bacon | Management | For | For |
| 1b | Elect Director Mark S. Bartlett | Management | For | For |
| 1c | Elect Director Claudio Costamagna | Management | For | For |
| 1d | Elect Director Vernon Ellis | Management | For | For |
| 1e | Elect Director Nicholas C. Fanandakis | Management | For | For |
| 1f | Elect Director Steven H. Gunby | Management | For | For |
| 1g | Elect Director Gerard E. Holthaus | Management | For | For |
| 1h | Elect Director Laureen E. Seeger | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GENERAC HOLDINGS INC.
MEETING DATE: JUN 18, 2020 | TICKER: GNRC SECURITY ID: 368736104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marcia J. Avedon | Management | For | For |
| 1.2 | Elect Director Bennett J. Morgan | Management | For | For |
| 1.3 | Elect Director Dominick P. Zarcone | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GLOBAL PAYMENTS INC.
MEETING DATE: APR 29, 2020 | TICKER: GPN SECURITY ID: 37940X102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director F. Thaddeus Arroyo | Management | For | For |
| 1b | Elect Director Robert H.B. Baldwin, Jr. | Management | For | Against |
| 1c | Elect Director John G. Bruno | Management | For | For |
| 1d | Elect Director Kriss Cloninger, III | Management | For | For |
| 1e | Elect Director William I. Jacobs | Management | For | For |
| 1f | Elect Director Joia M. Johnson | Management | For | For |
| 1g | Elect Director Ruth Ann Marshall | Management | For | For |
| 1h | Elect Director Connie D. McDaniel | Management | For | For |
| 1i | Elect Director William B. Plummer | Management | For | For |
| 1j | Elect Director Jeffrey S. Sloan | Management | For | For |
| 1k | Elect Director John T. Turner | Management | For | For |
| 1l | Elect Director M. Troy Woods | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
HESS CORPORATION
MEETING DATE: JUN 03, 2020 | TICKER: HES SECURITY ID: 42809H107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Terrence J. Checki | Management | For | For |
| 1b | Elect Director Leonard S. Coleman, Jr. | Management | For | For |
| 1c | Elect Director Joaquin Duato | Management | For | For |
| 1d | Elect Director John B. Hess | Management | For | For |
| 1e | Elect Director Edith E. Holiday | Management | For | For |
| 1f | Elect Director Marc S. Lipschultz | Management | For | For |
| 1g | Elect Director David McManus | Management | For | For |
| 1h | Elect Director Kevin O. Meyers | Management | For | For |
| 1i | Elect Director James H. Quigley | Management | For | For |
| 1j | Elect Director William G. Schrader | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
HILTON WORLDWIDE HOLDINGS INC.
MEETING DATE: JUN 05, 2020 | TICKER: HLT SECURITY ID: 43300A203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Christopher J. Nassetta | Management | For | For |
| 1b | Elect Director Jonathan D. Gray | Management | For | For |
| 1c | Elect Director Charlene T. Begley | Management | For | For |
| 1d | Elect Director Melanie L. Healey | Management | For | For |
| 1e | Elect Director Raymond E. Mabus, Jr. | Management | For | For |
| 1f | Elect Director Judith A. McHale | Management | For | For |
| 1g | Elect Director John G. Schreiber | Management | For | For |
| 1h | Elect Director Elizabeth A. Smith | Management | For | For |
| 1i | Elect Director Douglas M. Steenland | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
HOWMET AEROSPACE INC.
MEETING DATE: JUN 15, 2020 | TICKER: HWM SECURITY ID: 443201108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James F. Albaugh | Management | For | For |
| 1b | Elect Director Amy E. Alving | Management | For | For |
| 1c | Elect Director Joseph S. Cantie | Management | For | For |
| 1d | Elect Director Robert F. Leduc | Management | For | For |
| 1e | Elect Director David J. Miller | Management | For | For |
| 1f | Elect Director Jody G. Miller | Management | For | For |
| 1g | Elect Director Tolga I. Oal | Management | For | For |
| 1h | Elect Director Nicole W. Piasecki | Management | For | For |
| 1i | Elect Director John C. Plant | Management | For | For |
| 1j | Elect Director Ulrich R. Schmidt | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| |
|---|
INSULET CORPORATION
MEETING DATE: MAY 29, 2020 | TICKER: PODD SECURITY ID: 45784P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sally W. Crawford | Management | For | For |
| 1.2 | Elect Director Michael R. Minogue | Management | For | For |
| 1.3 | Elect Director Corinne H. Nevinny | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
INVITATION HOMES, INC.
MEETING DATE: MAY 20, 2020 | TICKER: INVH SECURITY ID: 46187W107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bryce Blair | Management | For | For |
| 1.2 | Elect Director Dallas B. Tanner | Management | For | For |
| 1.3 | Elect Director Jana Cohen Barbe | Management | For | For |
| 1.4 | Elect Director Richard D. Bronson | Management | For | For |
| 1.5 | Elect Director Michael D. Fascitelli | Management | For | For |
| 1.6 | Elect Director Jeffrey E. Kelter | Management | For | For |
| 1.7 | Elect Director Joseph D. Margolis | Management | For | For |
| 1.8 | Elect Director John B. Rhea | Management | For | For |
| 1.9 | Elect Director J. Heidi Roizen | Management | For | For |
| 1.10 | Elect Director Janice L. Sears | Management | For | For |
| 1.11 | Elect Director William J. Stein | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
JPMORGAN CHASE & CO.
MEETING DATE: MAY 19, 2020 | TICKER: JPM SECURITY ID: 46625H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Linda B. Bammann | Management | For | For |
| 1b | Elect Director Stephen B. Burke | Management | For | For |
| 1c | Elect Director Todd A. Combs | Management | For | For |
| 1d | Elect Director James S. Crown | Management | For | For |
| 1e | Elect Director James Dimon | Management | For | For |
| 1f | Elect Director Timothy P. Flynn | Management | For | For |
| 1g | Elect Director Mellody Hobson | Management | For | For |
| 1h | Elect Director Michael A. Neal | Management | For | For |
| 1i | Elect Director Lee R. Raymond | Management | For | For |
| 1j | Elect Director Virginia M. Rometty | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 4 | Require Independent Board Chair | Shareholder | Against | Against |
| 5 | Report on Reputational Risk Related to Canadian Oil Sands, Oil Sands Pipeline Companies and Arctic Oil and Gas Exploration and Production. | Shareholder | Against | Against |
| 6 | Report on Climate Change | Shareholder | Against | For |
| 7 | Amend Shareholder Written Consent Provisions | Shareholder | Against | Against |
| 8 | Report on Charitable Contributions | Shareholder | Against | Against |
| 9 | Report on Gender/Racial Pay Gap | Shareholder | Against | Against |
| |
|---|
KINDER MORGAN, INC.
MEETING DATE: MAY 13, 2020 | TICKER: KMI SECURITY ID: 49456B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard D. Kinder | Management | For | For |
| 1.2 | Elect Director Steven J. Kean | Management | For | For |
| 1.3 | Elect Director Kimberly A. Dang | Management | For | For |
| 1.4 | Elect Director Ted A. Gardner | Management | For | For |
| 1.5 | Elect Director Anthony W. Hall, Jr. | Management | For | For |
| 1.6 | Elect Director Gary L. Hultquist | Management | For | For |
| 1.7 | Elect Director Ronald L. Kuehn, Jr. | Management | For | For |
| 1.8 | Elect Director Deborah A. Macdonald | Management | For | For |
| 1.9 | Elect Director Michael C. Morgan | Management | For | For |
| 1.10 | Elect Director Arthur C. Reichstetter | Management | For | For |
| 1.11 | Elect Director Fayez Sarofim | Management | For | For |
| 1.12 | Elect Director C. Park Shaper | Management | For | For |
| 1.13 | Elect Director William A. Smith | Management | For | For |
| 1.14 | Elect Director Joel V. Staff | Management | For | For |
| 1.15 | Elect Director Robert F. Vagt | Management | For | For |
| 1.16 | Elect Director Perry M. Waughtal | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
L3HARRIS TECHNOLOGIES, INC.
MEETING DATE: APR 24, 2020 | TICKER: LHX SECURITY ID: 502431109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sallie B. Bailey | Management | For | For |
| 1b | Elect Director William M. Brown | Management | For | For |
| 1c | Elect Director Peter W. Chiarelli | Management | For | For |
| 1d | Elect Director Thomas A. Corcoran | Management | For | For |
| 1e | Elect Director Thomas A. Dattilo | Management | For | For |
| 1f | Elect Director Roger B. Fradin | Management | For | For |
| 1g | Elect Director Lewis Hay, III | Management | For | For |
| 1h | Elect Director Lewis Kramer | Management | For | For |
| 1i | Elect Director Christopher E. Kubasik | Management | For | For |
| 1j | Elect Director Rita S. Lane | Management | For | For |
| 1k | Elect Director Robert B. Millard | Management | For | For |
| 1l | Elect Director Lloyd W. Newton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement and Fair Price Requirements for Business Combinations | Management | For | For |
| 5 | Amend Certificate of Incorporation to Eliminate the Anti-Greenmail Provision | Management | For | For |
| 6 | Amend Certificate of Incorporation to Eliminate Cumulative Voting Provision | Management | For | For |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
LEIDOS HOLDINGS, INC.
MEETING DATE: MAY 01, 2020 | TICKER: LDOS SECURITY ID: 525327102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gregory R. Dahlberg | Management | For | For |
| 1b | Elect Director David G. Fubini | Management | For | For |
| 1c | Elect Director Miriam E. John | Management | For | For |
| 1d | Elect Director Frank Kendall, III | Management | For | For |
| 1e | Elect Director Robert C. Kovarik, Jr. | Management | For | For |
| 1f | Elect Director Harry M.J. Kraemer, Jr. | Management | For | For |
| 1g | Elect Director Roger A. Krone | Management | For | For |
| 1h | Elect Director Gary S. May | Management | For | For |
| 1i | Elect Director Surya N. Mohapatra | Management | For | For |
| 1j | Elect Director Lawrence C. Nussdorf | Management | For | For |
| 1k | Elect Director Robert S. Shapard | Management | For | For |
| 1l | Elect Director Susan M. Stalnecker | Management | For | For |
| 1m | Elect Director Noel B. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Eliminate Cumulative Voting | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 6 | Amend Proxy Access Right | Shareholder | Against | Against |
| |
|---|
LINDE PLC
MEETING DATE: JUL 26, 2019 | TICKER: LIN SECURITY ID: G5494J103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Wolfgang H. Reitzle | Management | For | For |
| 1b | Elect Director Stephen F. Angel | Management | For | For |
| 1c | Elect Director Ann-Kristin Achleitner | Management | For | For |
| 1d | Elect Director Clemens A. H. Borsig | Management | For | For |
| 1e | Elect Director Nance K. Dicciani | Management | For | For |
| 1f | Elect Director Thomas Enders | Management | For | For |
| 1g | Elect Director Franz Fehrenbach | Management | For | For |
| 1h | Elect Director Edward G. Galante | Management | For | For |
| 1i | Elect Director Larry D. McVay | Management | For | For |
| 1j | Elect Director Victoria E. Ossadnik | Management | For | For |
| 1k | Elect Director Martin H. Richenhagen | Management | For | For |
| 1l | Elect Director Robert L. Wood | Management | For | For |
| 2a | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 2b | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 3 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
LOCKHEED MARTIN CORPORATION
MEETING DATE: APR 23, 2020 | TICKER: LMT SECURITY ID: 539830109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel F. Akerson | Management | For | For |
| 1.2 | Elect Director David B. Burritt | Management | For | For |
| 1.3 | Elect Director Bruce A. Carlson | Management | For | For |
| 1.4 | Elect Director Joseph F. Dunford, Jr. | Management | For | For |
| 1.5 | Elect Director James O. Ellis, Jr. | Management | For | For |
| 1.6 | Elect Director Thomas J. Falk | Management | For | For |
| 1.7 | Elect Director Ilene S. Gordon | Management | For | For |
| 1.8 | Elect Director Marillyn A. Hewson | Management | For | For |
| 1.9 | Elect Director Vicki A. Hollub | Management | For | For |
| 1.10 | Elect Director Jeh C. Johnson | Management | For | For |
| 1.11 | Elect Director Debra L. Reed-Klages | Management | For | For |
| 1.12 | Elect Director James D. Taiclet, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
LULULEMON ATHLETICA INC.
MEETING DATE: JUN 03, 2020 | TICKER: LULU SECURITY ID: 550021109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael Casey | Management | For | For |
| 1b | Elect Director Glenn Murphy | Management | For | For |
| 1c | Elect Director David M. Mussafer | Management | For | For |
| 1d | Elect Director Stephanie Ferris | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Policy to Eliminate the Sale of Items Containing Down Feathers | Shareholder | Against | Against |
| |
|---|
MARKETAXESS HOLDINGS INC.
MEETING DATE: JUN 10, 2020 | TICKER: MKTX SECURITY ID: 57060D108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard M. McVey | Management | For | For |
| 1b | Elect Director Nancy Altobello | Management | For | For |
| 1c | Elect Director Steven L. Begleiter | Management | For | For |
| 1d | Elect Director Stephen P. Casper | Management | For | For |
| 1e | Elect Director Jane Chwick | Management | For | For |
| 1f | Elect Director Christopher R. Concannon | Management | For | For |
| 1g | Elect Director William F. Cruger | Management | For | For |
| 1h | Elect Director Justin G. Gmelich | Management | For | For |
| 1i | Elect Director Richard G. Ketchum | Management | For | For |
| 1j | Elect Director Emily H. Portney | Management | For | For |
| 1k | Elect Director Richard L. Prager | Management | For | For |
| 1l | Elect Director John Steinhardt | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
MARTIN MARIETTA MATERIALS, INC.
MEETING DATE: MAY 14, 2020 | TICKER: MLM SECURITY ID: 573284106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dorothy M. Ables | Management | For | For |
| 1.2 | Elect Director Sue W. Cole | Management | For | For |
| 1.3 | Elect Director Smith W. Davis | Management | For | For |
| 1.4 | Elect Director John J. Koraleski | Management | For | For |
| 1.5 | Elect Director C. Howard Nye | Management | For | For |
| 1.6 | Elect Director Laree E. Perez | Management | For | For |
| 1.7 | Elect Director Thomas H. Pike | Management | For | For |
| 1.8 | Elect Director Michael J. Quillen | Management | For | For |
| 1.9 | Elect Director Donald W. Slager | Management | For | For |
| 1.10 | Elect Director David C. Wajsgras | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MASTERCARD INCORPORATED
MEETING DATE: JUN 16, 2020 | TICKER: MA SECURITY ID: 57636Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard Haythornthwaite | Management | For | For |
| 1b | Elect Director Ajay Banga | Management | For | For |
| 1c | Elect Director Richard K. Davis | Management | For | For |
| 1d | Elect Director Steven J. Freiberg | Management | For | For |
| 1e | Elect Director Julius Genachowski | Management | For | For |
| 1f | Elect Director Choon Phong Goh | Management | For | For |
| 1g | Elect Director Merit E. Janow | Management | For | For |
| 1h | Elect Director Oki Matsumoto | Management | For | For |
| 1i | Elect Director Youngme Moon | Management | For | For |
| 1j | Elect Director Rima Qureshi | Management | For | For |
| 1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 1l | Elect Director Gabrielle Sulzberger | Management | For | For |
| 1m | Elect Director Jackson Tai | Management | For | For |
| 1n | Elect Director Lance Uggla | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
MERCK & CO., INC.
MEETING DATE: MAY 26, 2020 | TICKER: MRK SECURITY ID: 58933Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Leslie A. Brun | Management | For | For |
| 1b | Elect Director Thomas R. Cech | Management | For | For |
| 1c | Elect Director Mary Ellen Coe | Management | For | For |
| 1d | Elect Director Pamela J. Craig | Management | For | For |
| 1e | Elect Director Kenneth C. Frazier | Management | For | For |
| 1f | Elect Director Thomas H. Glocer | Management | For | For |
| 1g | Elect Director Risa J. Lavizzo-Mourey | Management | For | For |
| 1h | Elect Director Paul B. Rothman | Management | For | For |
| 1i | Elect Director Patricia F. Russo | Management | For | For |
| 1j | Elect Director Christine E. Seidman | Management | For | For |
| 1k | Elect Director Inge G. Thulin | Management | For | For |
| 1l | Elect Director Kathy J. Warden | Management | For | For |
| 1m | Elect Director Peter C. Wendell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 5 | Report on Corporate Tax Savings Allocation | Shareholder | Against | Against |
| |
|---|
MERCURY SYSTEMS, INC.
MEETING DATE: OCT 23, 2019 | TICKER: MRCY SECURITY ID: 589378108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James K. Bass | Management | For | For |
| 1.2 | Elect Director Michael A. Daniels | Management | For | For |
| 1.3 | Elect Director Lisa S. Disbrow | Management | For | For |
| 1.4 | Elect Director Barry R. Nearhos | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
MICROSOFT CORPORATION
MEETING DATE: DEC 04, 2019 | TICKER: MSFT SECURITY ID: 594918104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William H. Gates, III | Management | For | For |
| 1.2 | Elect Director Reid G. Hoffman | Management | For | For |
| 1.3 | Elect Director Hugh F. Johnston | Management | For | For |
| 1.4 | Elect Director Teri L. List-Stoll | Management | For | For |
| 1.5 | Elect Director Satya Nadella | Management | For | For |
| 1.6 | Elect Director Sandra E. Peterson | Management | For | For |
| 1.7 | Elect Director Penny S. Pritzker | Management | For | For |
| 1.8 | Elect Director Charles W. Scharf | Management | For | For |
| 1.9 | Elect Director Arne M. Sorenson | Management | For | For |
| 1.10 | Elect Director John W. Stanton | Management | For | For |
| 1.11 | Elect Director John W. Thompson | Management | For | For |
| 1.12 | Elect Director Emma N. Walmsley | Management | For | For |
| 1.13 | Elect Director Padmasree Warrior | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Employee Representation on the Board of Directors | Shareholder | Against | Against |
| 5 | Report on Gender Pay Gap | Shareholder | Against | Against |
| |
|---|
MID-AMERICA APARTMENT COMMUNITIES, INC.
MEETING DATE: MAY 19, 2020 | TICKER: MAA SECURITY ID: 59522J103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director H. Eric Bolton, Jr. | Management | For | For |
| 1b | Elect Director Russell R. French | Management | For | For |
| 1c | Elect Director Alan B. Graf, Jr. | Management | For | For |
| 1d | Elect Director Toni Jennings | Management | For | For |
| 1e | Elect Director James K. Lowder | Management | For | For |
| 1f | Elect Director Thomas H. Lowder | Management | For | For |
| 1g | Elect Director Monica McGurk | Management | For | For |
| 1h | Elect Director Claude B. Nielsen | Management | For | For |
| 1i | Elect Director Philip W. Norwood | Management | For | For |
| 1j | Elect Director W. Reid Sanders | Management | For | For |
| 1k | Elect Director Gary Shorb | Management | For | For |
| 1l | Elect Director David P. Stockert | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
MOODY'S CORPORATION
MEETING DATE: APR 21, 2020 | TICKER: MCO SECURITY ID: 615369105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Basil L. Anderson | Management | For | For |
| 1b | Elect Director Jorge A. Bermudez | Management | For | For |
| 1c | Elect Director Therese Esperdy | Management | For | For |
| 1d | Elect Director Vincent A. Forlenza | Management | For | For |
| 1e | Elect Director Kathryn M. Hill | Management | For | For |
| 1f | Elect Director Raymond W. McDaniel, Jr. | Management | For | For |
| 1g | Elect Director Henry A. McKinnell, Jr. | Management | For | For |
| 1h | Elect Director Leslie F. Seidman | Management | For | For |
| 1i | Elect Director Bruce Van Saun | Management | For | For |
| 2a | Eliminate Supermajority Vote Requirements to Amend Charter and Bylaws | Management | For | For |
| 2b | Eliminate Supermajority Vote Requirement to Remove Directors | Management | For | For |
| 2c | Eliminate Supermajority Vote Requirement for Filling Open Board Seats | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MSCI INC.
MEETING DATE: APR 28, 2020 | TICKER: MSCI SECURITY ID: 55354G100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Henry A. Fernandez | Management | For | For |
| 1b | Elect Director Robert G. Ashe | Management | For | For |
| 1c | Elect Director Benjamin F. duPont | Management | For | For |
| 1d | Elect Director Wayne Edmunds | Management | For | For |
| 1e | Elect Director Catherine R. Kinney | Management | For | For |
| 1f | Elect Director Jacques P. Perold | Management | For | For |
| 1g | Elect Director Sandy C. Rattray | Management | For | For |
| 1h | Elect Director Linda H. Riefler | Management | For | For |
| 1i | Elect Director Marcus L. Smith | Management | For | For |
| 1j | Elect Director Paula Volent | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
NEWMONT CORPORATION
MEETING DATE: APR 21, 2020 | TICKER: NEM SECURITY ID: 651639106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory H. Boyce | Management | For | For |
| 1.2 | Elect Director Bruce R. Brook | Management | For | For |
| 1.3 | Elect Director J. Kofi Bucknor | Management | For | For |
| 1.4 | Elect Director Maura Clark | Management | For | For |
| 1.5 | Elect Director Matthew Coon Come | Management | For | For |
| 1.6 | Elect Director Noreen Doyle | Management | For | For |
| 1.7 | Elect Director Veronica M. Hagen | Management | For | For |
| 1.8 | Elect Director Rene Medori | Management | For | For |
| 1.9 | Elect Director Jane Nelson | Management | For | For |
| 1.10 | Elect Director Thomas Palmer | Management | For | For |
| 1.11 | Elect Director Julio M. Quintana | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
NEXTERA ENERGY, INC.
MEETING DATE: MAY 21, 2020 | TICKER: NEE SECURITY ID: 65339F101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sherry S. Barrat | Management | For | For |
| 1b | Elect Director James L. Camaren | Management | For | For |
| 1c | Elect Director Kenneth B. Dunn | Management | For | For |
| 1d | Elect Director Naren K. Gursahaney | Management | For | For |
| 1e | Elect Director Kirk S. Hachigian | Management | For | For |
| 1f | Elect Director Toni Jennings | Management | For | For |
| 1g | Elect Director Amy B. Lane | Management | For | For |
| 1h | Elect Director David L. Porges | Management | For | For |
| 1i | Elect Director James L. Robo | Management | For | For |
| 1j | Elect Director Rudy E. Schupp | Management | For | For |
| 1k | Elect Director John L. Skolds | Management | For | For |
| 1l | Elect Director William H. Swanson | Management | For | For |
| 1m | Elect Director Darryl L. Wilson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
NIKE, INC.
MEETING DATE: SEP 19, 2019 | TICKER: NKE SECURITY ID: 654106103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan B. Graf, Jr. | Management | For | For |
| 1.2 | Elect Director Peter B. Henry | Management | For | For |
| 1.3 | Elect Director Michelle A. Peluso | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
NORTHROP GRUMMAN CORPORATION
MEETING DATE: MAY 20, 2020 | TICKER: NOC SECURITY ID: 666807102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kathy J. Warden | Management | For | For |
| 1.2 | Elect Director Marianne C. Brown | Management | For | For |
| 1.3 | Elect Director Donald E. Felsinger | Management | For | For |
| 1.4 | Elect Director Ann M. Fudge | Management | For | For |
| 1.5 | Elect Director Bruce S. Gordon | Management | For | For |
| 1.6 | Elect Director William H. Hernandez | Management | For | For |
| 1.7 | Elect Director Madeleine A. Kleiner | Management | For | For |
| 1.8 | Elect Director Karl J. Krapek | Management | For | For |
| 1.9 | Elect Director Gary Roughead | Management | For | For |
| 1.10 | Elect Director Thomas M. Schoewe | Management | For | For |
| 1.11 | Elect Director James S. Turley | Management | For | For |
| 1.12 | Elect Director Mark A. Welsh, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Human Rights Impact Assessment | Shareholder | Against | Against |
| 5 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | Shareholder | Against | Against |
| |
|---|
NVIDIA CORPORATION
MEETING DATE: JUN 09, 2020 | TICKER: NVDA SECURITY ID: 67066G104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert K. Burgess | Management | For | For |
| 1b | Elect Director Tench Coxe | Management | For | For |
| 1c | Elect Director Persis S. Drell | Management | For | For |
| 1d | Elect Director Jen-Hsun Huang | Management | For | For |
| 1e | Elect Director Dawn Hudson | Management | For | For |
| 1f | Elect Director Harvey C. Jones | Management | For | For |
| 1g | Elect Director Michael G. McCaffery | Management | For | For |
| 1h | Elect Director Stephen C. Neal | Management | For | For |
| 1i | Elect Director Mark L. Perry | Management | For | For |
| 1j | Elect Director A. Brooke Seawell | Management | For | For |
| 1k | Elect Director Mark A. Stevens | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
ONEOK, INC.
MEETING DATE: MAY 20, 2020 | TICKER: OKE SECURITY ID: 682680103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian L. Derksen | Management | For | For |
| 1.2 | Elect Director Julie H. Edwards | Management | For | For |
| 1.3 | Elect Director John W. Gibson | Management | For | For |
| 1.4 | Elect Director Mark W. Helderman | Management | For | For |
| 1.5 | Elect Director Randall J. Larson | Management | For | For |
| 1.6 | Elect Director Steven J. Malcolm | Management | For | For |
| 1.7 | Elect Director Jim W. Mogg | Management | For | For |
| 1.8 | Elect Director Pattye L. Moore | Management | For | For |
| 1.9 | Elect Director Gary D. Parker | Management | For | For |
| 1.10 | Elect Director Eduardo A. Rodriguez | Management | For | For |
| 1.11 | Elect Director Terry K. Spencer | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PHILLIPS 66
MEETING DATE: MAY 06, 2020 | TICKER: PSX SECURITY ID: 718546104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Charles M. Holley | Management | For | For |
| 1b | Elect Director Glenn F. Tilton | Management | For | For |
| 1c | Elect Director Marna C. Whittington | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Risks of Gulf Coast Petrochemical Investments | Shareholder | Against | For |
| |
|---|
PROLOGIS, INC.
MEETING DATE: APR 29, 2020 | TICKER: PLD SECURITY ID: 74340W103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Hamid R. Moghadam | Management | For | For |
| 1b | Elect Director Cristina G. Bita | Management | For | For |
| 1c | Elect Director George L. Fotiades | Management | For | For |
| 1d | Elect Director Lydia H. Kennard | Management | For | For |
| 1e | Elect Director Irving F. Lyons, III | Management | For | For |
| 1f | Elect Director Avid Modjtabai | Management | For | For |
| 1g | Elect Director David P. O'Connor | Management | For | For |
| 1h | Elect Director Olivier Piani | Management | For | For |
| 1i | Elect Director Jeffrey L. Skelton | Management | For | For |
| 1j | Elect Director Carl B. Webb | Management | For | For |
| 1k | Elect Director William D. Zollars | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
REXFORD INDUSTRIAL REALTY, INC.
MEETING DATE: MAY 26, 2020 | TICKER: REXR SECURITY ID: 76169C100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard Ziman | Management | For | For |
| 1.2 | Elect Director Howard Schwimmer | Management | For | For |
| 1.3 | Elect Director Michael S. Frankel | Management | For | For |
| 1.4 | Elect Director Robert L. Antin | Management | For | For |
| 1.5 | Elect Director Steven C. Good | Management | For | For |
| 1.6 | Elect Director Diana J. Ingram | Management | For | For |
| 1.7 | Elect Director Tyler H. Rose | Management | For | For |
| 1.8 | Elect Director Peter E. Schwab | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ROSS STORES, INC.
MEETING DATE: MAY 20, 2020 | TICKER: ROST SECURITY ID: 778296103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael Balmuth | Management | For | For |
| 1b | Elect Director K. Gunnar Bjorklund | Management | For | For |
| 1c | Elect Director Michael J. Bush | Management | For | For |
| 1d | Elect Director Norman A. Ferber | Management | For | For |
| 1e | Elect Director Sharon D. Garrett | Management | For | For |
| 1f | Elect Director Stephen D. Milligan | Management | For | For |
| 1g | Elect Director Patricia H. Mueller | Management | For | For |
| 1h | Elect Director George P. Orban | Management | For | For |
| 1i | Elect Director Gregory L. Quesnel | Management | For | For |
| 1j | Elect Director Larree M. Renda | Management | For | For |
| 1k | Elect Director Barbara Rentler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
S&P GLOBAL INC.
MEETING DATE: MAY 13, 2020 | TICKER: SPGI SECURITY ID: 78409V104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marco Alvera | Management | For | For |
| 1.2 | Elect Director William J. Amelio | Management | For | For |
| 1.3 | Elect Director William D. Green | Management | For | For |
| 1.4 | Elect Director Charles E. Haldeman, Jr. | Management | For | For |
| 1.5 | Elect Director Stephanie C. Hill | Management | For | For |
| 1.6 | Elect Director Rebecca J. Jacoby | Management | For | For |
| 1.7 | Elect Director Monique F. Leroux | Management | For | For |
| 1.8 | Elect Director Maria R. Morris | Management | For | For |
| 1.9 | Elect Director Douglas L. Peterson | Management | For | For |
| 1.10 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1.11 | Elect Director Kurt L. Schmoke | Management | For | For |
| 1.12 | Elect Director Richard E. Thornburgh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
SBA COMMUNICATIONS CORPORATION
MEETING DATE: MAY 14, 2020 | TICKER: SBAC SECURITY ID: 78410G104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven E. Bernstein | Management | For | For |
| 1.2 | Elect Director Duncan H. Cocroft | Management | For | For |
| 1.3 | Elect Director Fidelma Russo | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
SEMPRA ENERGY
MEETING DATE: MAY 05, 2020 | TICKER: SRE SECURITY ID: 816851109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan L. Boeckmann | Management | For | For |
| 1.2 | Elect Director Kathleen L. Brown | Management | For | For |
| 1.3 | Elect Director Andres Conesa | Management | For | For |
| 1.4 | Elect Director Maria Contreras-Sweet | Management | For | For |
| 1.5 | Elect Director Pablo A. Ferrero | Management | For | For |
| 1.6 | Elect Director William D. Jones | Management | For | For |
| 1.7 | Elect Director Jeffrey W. Martin | Management | For | For |
| 1.8 | Elect Director Bethany J. Mayer | Management | For | For |
| 1.9 | Elect Director Michael N. Mears | Management | For | For |
| 1.10 | Elect Director Jack T. Taylor | Management | For | For |
| 1.11 | Elect Director Cynthia L. Walker | Management | For | For |
| 1.12 | Elect Director Cynthia J. Warner | Management | For | For |
| 1.13 | Elect Director James C. Yardley | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chair | Shareholder | Against | Against |
| |
|---|
SITEONE LANDSCAPE SUPPLY, INC.
MEETING DATE: MAY 13, 2020 | TICKER: SITE SECURITY ID: 82982L103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William (Bill) W. Douglas, III | Management | For | For |
| 1.2 | Elect Director Jeri L. Isbell | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
SPIRIT REALTY CAPITAL, INC.
MEETING DATE: JUN 08, 2020 | TICKER: SRC SECURITY ID: 84860W300
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jackson Hsieh | Management | For | For |
| 1.2 | Elect Director Kevin M. Charlton | Management | For | For |
| 1.3 | Elect Director Todd A. Dunn | Management | For | For |
| 1.4 | Elect Director Elizabeth F. Frank | Management | For | For |
| 1.5 | Elect Director Richard I. Gilchrist | Management | For | For |
| 1.6 | Elect Director Diana M. Laing | Management | For | For |
| 1.7 | Elect Director Sheli Z. Rosenberg | Management | For | For |
| 1.8 | Elect Director Thomas D. Senkbeil | Management | For | For |
| 1.9 | Elect Director Nicholas P. Shepherd | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
STARBUCKS CORPORATION
MEETING DATE: MAR 18, 2020 | TICKER: SBUX SECURITY ID: 855244109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard E. Allison, Jr. | Management | For | For |
| 1b | Elect Director Rosalind G. Brewer | Management | For | For |
| 1c | Elect Director Andrew Campion | Management | For | For |
| 1d | Elect Director Mary N. Dillon | Management | For | For |
| 1e | Elect Director Isabel Ge Mahe | Management | For | For |
| 1f | Elect Director Mellody Hobson | Management | For | For |
| 1g | Elect Director Kevin R. Johnson | Management | For | For |
| 1h | Elect Director Jorgen Vig Knudstorp | Management | For | For |
| 1i | Elect Director Satya Nadella | Management | For | For |
| 1j | Elect Director Joshua Cooper Ramo | Management | For | For |
| 1k | Elect Director Clara Shih | Management | For | For |
| 1l | Elect Director Javier G. Teruel | Management | For | For |
| 1m | Elect Director Myron E. Ullman, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Risks of Omitting Viewpoint and Ideology from EEO Policy | Shareholder | Against | Against |
| |
|---|
SUN COMMUNITIES, INC.
MEETING DATE: MAY 22, 2020 | TICKER: SUI SECURITY ID: 866674104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gary A. Shiffman | Management | For | For |
| 1b | Elect Director Meghan G. Baivier | Management | For | For |
| 1c | Elect Director Stephanie W. Bergeron | Management | For | For |
| 1d | Elect Director Brian M. Hermelin | Management | For | For |
| 1e | Elect Director Ronald A. Klein | Management | For | For |
| 1f | Elect Director Clunet R. Lewis | Management | For | For |
| 1g | Elect Director Arthur A. Weiss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditor | Management | For | For |
| |
|---|
SYNOPSYS, INC.
MEETING DATE: APR 09, 2020 | TICKER: SNPS SECURITY ID: 871607107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Aart J. de Geus | Management | For | For |
| 1.2 | Elect Director Chi-Foon Chan | Management | For | For |
| 1.3 | Elect Director Janice D. Chaffin | Management | For | For |
| 1.4 | Elect Director Bruce R. Chizen | Management | For | For |
| 1.5 | Elect Director Mercedes Johnson | Management | For | For |
| 1.6 | Elect Director Chrysostomos L. "Max" Nikias | Management | For | For |
| 1.7 | Elect Director John Schwarz | Management | For | For |
| 1.8 | Elect Director Roy Vallee | Management | For | For |
| 1.9 | Elect Director Steven C. Walske | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
T. ROWE PRICE GROUP, INC.
MEETING DATE: MAY 12, 2020 | TICKER: TROW SECURITY ID: 74144T108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mark S. Bartlett | Management | For | For |
| 1b | Elect Director Mary K. Bush | Management | For | For |
| 1c | Elect Director Dina Dublon | Management | For | For |
| 1d | Elect Director Freeman A. Hrabowski, III | Management | For | For |
| 1e | Elect Director Robert F. MacLellan | Management | For | For |
| 1f | Elect Director Olympia J. Snowe | Management | For | For |
| 1g | Elect Director Robert J. Stevens | Management | For | For |
| 1h | Elect Director William J. Stromberg | Management | For | For |
| 1i | Elect Director Richard R. Verma | Management | For | For |
| 1j | Elect Director Sandra S. Wijnberg | Management | For | For |
| 1k | Elect Director Alan D. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Report on and Assess Proxy Voting Policies in Relation to Climate Change Position | Shareholder | Against | Against |
| |
|---|
TARGET CORPORATION
MEETING DATE: JUN 10, 2020 | TICKER: TGT SECURITY ID: 87612E106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 1b | Elect Director George S. Barrett | Management | For | For |
| 1c | Elect Director Brian C. Cornell | Management | For | For |
| 1d | Elect Director Calvin Darden | Management | For | For |
| 1e | Elect Director Robert L. Edwards | Management | For | For |
| 1f | Elect Director Melanie L. Healey | Management | For | For |
| 1g | Elect Director Donald R. Knauss | Management | For | For |
| 1h | Elect Director Monica C. Lozano | Management | For | For |
| 1i | Elect Director Mary E. Minnick | Management | For | For |
| 1j | Elect Director Kenneth L. Salazar | Management | For | For |
| 1k | Elect Director Dmitri L. Stockton | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
TELEDYNE TECHNOLOGIES INCORPORATED
MEETING DATE: APR 22, 2020 | TICKER: TDY SECURITY ID: 879360105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roxanne S. Austin | Management | For | For |
| 1.2 | Elect Director Kenneth C. Dahlberg | Management | For | For |
| 1.3 | Elect Director Robert A. Malone | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TERADYNE, INC.
MEETING DATE: MAY 08, 2020 | TICKER: TER SECURITY ID: 880770102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Michael A. Bradley | Management | For | For |
| 1B | Elect Director Edwin J. Gillis | Management | For | For |
| 1C | Elect Director Timothy E. Guertin | Management | For | For |
| 1D | Elect Director Mark E. Jagiela | Management | For | For |
| 1E | Elect Director Mercedes Johnson | Management | For | For |
| 1F | Elect Director Marilyn Matz | Management | For | For |
| 1G | Elect Director Paul J. Tufano | Management | For | For |
| 1H | Elect Director Roy A. Vallee | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
TERRENO REALTY CORPORATION
MEETING DATE: MAY 05, 2020 | TICKER: TRNO SECURITY ID: 88146M101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director W. Blake Baird | Management | For | For |
| 1b | Elect Director Michael A. Coke | Management | For | For |
| 1c | Elect Director Linda Assante | Management | For | For |
| 1d | Elect Director LeRoy E. Carlson | Management | For | For |
| 1e | Elect Director David M. Lee | Management | For | For |
| 1f | Elect Director Gabriela Franco Parcella | Management | For | For |
| 1g | Elect Director Douglas M. Pasquale | Management | For | For |
| 1h | Elect Director Dennis Polk | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
TEXAS INSTRUMENTS INCORPORATED
MEETING DATE: APR 23, 2020 | TICKER: TXN SECURITY ID: 882508104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mark A. Blinn | Management | For | For |
| 1b | Elect Director Todd M. Bluedorn | Management | For | For |
| 1c | Elect Director Janet F. Clark | Management | For | For |
| 1d | Elect Director Carrie S. Cox | Management | For | For |
| 1e | Elect Director Martin S. Craighead | Management | For | For |
| 1f | Elect Director Jean M. Hobby | Management | For | For |
| 1g | Elect Director Michael D. Hsu | Management | For | For |
| 1h | Elect Director Ronald Kirk | Management | For | For |
| 1i | Elect Director Pamela H. Patsley | Management | For | For |
| 1j | Elect Director Robert E. Sanchez | Management | For | For |
| 1k | Elect Director Richard k. Templeton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
THE ALLSTATE CORPORATION
MEETING DATE: MAY 19, 2020 | TICKER: ALL SECURITY ID: 020002101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kermit R. Crawford | Management | For | For |
| 1b | Elect Director Michael L. Eskew | Management | For | For |
| 1c | Elect Director Margaret M. Keane | Management | For | For |
| 1d | Elect Director Siddharth N. (Bobby) Mehta | Management | For | For |
| 1e | Elect Director Jacques P. Perold | Management | For | For |
| 1f | Elect Director Andrea Redmond | Management | For | For |
| 1g | Elect Director Gregg M. Sherrill | Management | For | For |
| 1h | Elect Director Judith A. Sprieser | Management | For | For |
| 1i | Elect Director Perry M. Traquina | Management | For | For |
| 1j | Elect Director Thomas J. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
THE ESTEE LAUDER COMPANIES INC.
MEETING DATE: NOV 15, 2019 | TICKER: EL SECURITY ID: 518439104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald S. Lauder | Management | For | For |
| 1.2 | Elect Director William P. Lauder | Management | For | Withhold |
| 1.3 | Elect Director Richard D. Parsons | Management | For | Withhold |
| 1.4 | Elect Director Lynn Forester de Rothschild | Management | For | For |
| 1.5 | Elect Director Jennifer Tejada | Management | For | For |
| 1.6 | Elect Director Richard F. Zannino | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
THE HARTFORD FINANCIAL SERVICES GROUP, INC.
MEETING DATE: MAY 20, 2020 | TICKER: HIG SECURITY ID: 416515104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert B. Allardice, III | Management | For | For |
| 1b | Elect Director Larry D. De Shon | Management | For | For |
| 1c | Elect Director Carlos Dominguez | Management | For | For |
| 1d | Elect Director Trevor Fetter | Management | For | For |
| 1e | Elect Director Kathryn A. Mikells | Management | For | For |
| 1f | Elect Director Michael G. Morris | Management | For | For |
| 1g | Elect Director Teresa W. Roseborough | Management | For | For |
| 1h | Elect Director Virginia P. Ruesterholz | Management | For | For |
| 1i | Elect Director Christopher J. Swift | Management | For | For |
| 1j | Elect Director Matt Winter | Management | For | For |
| 1k | Elect Director Greig Woodring | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
THE HERSHEY COMPANY
MEETING DATE: MAY 12, 2020 | TICKER: HSY SECURITY ID: 427866108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pamela M. Arway | Management | For | For |
| 1.2 | Elect Director James W. Brown | Management | For | For |
| 1.3 | Elect Director Michele G. Buck | Management | For | For |
| 1.4 | Elect Director Victor L. Crawford | Management | For | For |
| 1.5 | Elect Director Charles A. Davis | Management | For | For |
| 1.6 | Elect Director Mary Kay Haben | Management | For | For |
| 1.7 | Elect Director James C. Katzman | Management | For | For |
| 1.8 | Elect Director M. Diane Koken | Management | For | For |
| 1.9 | Elect Director Robert M. Malcolm | Management | For | For |
| 1.10 | Elect Director Anthony J. Palmer | Management | For | For |
| 1.11 | Elect Director Juan R. Perez | Management | For | For |
| 1.12 | Elect Director Wendy L. Schoppert | Management | For | For |
| 1.13 | Elect Director David L. Shedlarz | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE HOME DEPOT, INC.
MEETING DATE: MAY 21, 2020 | TICKER: HD SECURITY ID: 437076102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gerard J. Arpey | Management | For | For |
| 1b | Elect Director Ari Bousbib | Management | For | For |
| 1c | Elect Director Jeffery H. Boyd | Management | For | For |
| 1d | Elect Director Gregory D. Brenneman | Management | For | For |
| 1e | Elect Director J. Frank Brown | Management | For | For |
| 1f | Elect Director Albert P. Carey | Management | For | For |
| 1g | Elect Director Helena B. Foulkes | Management | For | For |
| 1h | Elect Director Linda R. Gooden | Management | For | For |
| 1i | Elect Director Wayne M. Hewett | Management | For | For |
| 1j | Elect Director Manuel Kadre | Management | For | For |
| 1k | Elect Director Stephanie C. Linnartz | Management | For | For |
| 1l | Elect Director Craig A. Menear | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Shareholder Written Consent Provisions | Shareholder | Against | Against |
| 5 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | Against | Against |
| 6 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Against |
| 7 | Report on Congruency Political Analysis and Electioneering Expenditures | Shareholder | Against | Against |
| |
|---|
THE PROCTER & GAMBLE COMPANY
MEETING DATE: OCT 08, 2019 | TICKER: PG SECURITY ID: 742718109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Francis S. Blake | Management | For | For |
| 1b | Elect Director Angela F. Braly | Management | For | For |
| 1c | Elect Director Amy L. Chang | Management | For | For |
| 1d | Elect Director Scott D. Cook | Management | For | For |
| 1e | Elect Director Joseph Jimenez | Management | For | For |
| 1f | Elect Director Terry J. Lundgren | Management | For | For |
| 1g | Elect Director Christine M. McCarthy | Management | For | For |
| 1h | Elect Director W. James McNerney, Jr. | Management | For | For |
| 1i | Elect Director Nelson Peltz | Management | For | For |
| 1j | Elect Director David S. Taylor | Management | For | For |
| 1k | Elect Director Margaret C. Whitman | Management | For | For |
| 1l | Elect Director Patricia A. Woertz | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
THE SHERWIN-WILLIAMS COMPANY
MEETING DATE: APR 22, 2020 | TICKER: SHW SECURITY ID: 824348106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kerrii B. Anderson | Management | For | For |
| 1.2 | Elect Director Arthur F. Anton | Management | For | For |
| 1.3 | Elect Director Jeff M. Fettig | Management | For | For |
| 1.4 | Elect Director Richard J. Kramer | Management | For | For |
| 1.5 | Elect Director Susan J. Kropf | Management | For | For |
| 1.6 | Elect Director John G. Morikis | Management | For | For |
| 1.7 | Elect Director Christine A. Poon | Management | For | For |
| 1.8 | Elect Director Michael H. Thaman | Management | For | For |
| 1.9 | Elect Director Matthew Thornton, III | Management | For | For |
| 1.10 | Elect Director Steven H. Wunning | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
THE SOUTHERN COMPANY
MEETING DATE: MAY 27, 2020 | TICKER: SO SECURITY ID: 842587107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Janaki Akella | Management | For | For |
| 1b | Elect Director Juanita Powell Baranco | Management | For | For |
| 1c | Elect Director Jon A. Boscia | Management | For | For |
| 1d | Elect Director Henry A. 'Hal' Clark, III | Management | For | For |
| 1e | Elect Director Anthony F. 'Tony' Earley, Jr. | Management | For | For |
| 1f | Elect Director Thomas A. Fanning | Management | For | For |
| 1g | Elect Director David J. Grain | Management | For | For |
| 1h | Elect Director Donald M. James | Management | For | For |
| 1i | Elect Director John D. Johns | Management | For | For |
| 1j | Elect Director Dale E. Klein | Management | For | For |
| 1k | Elect Director Ernest J. Moniz | Management | For | For |
| 1l | Elect Director William G. Smith, Jr. | Management | For | For |
| 1m | Elect Director Steven R. Specker | Management | For | For |
| 1n | Elect Director E. Jenner Wood, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chair | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| |
|---|
THE WALT DISNEY COMPANY
MEETING DATE: MAR 11, 2020 | TICKER: DIS SECURITY ID: 254687106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Susan E. Arnold | Management | For | For |
| 1b | Elect Director Mary T. Barra | Management | For | For |
| 1c | Elect Director Safra A. Catz | Management | For | For |
| 1d | Elect Director Francis A. deSouza | Management | For | For |
| 1e | Elect Director Michael B.G. Froman | Management | For | For |
| 1f | Elect Director Robert A. Iger | Management | For | For |
| 1g | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1h | Elect Director Mark G. Parker | Management | For | For |
| 1i | Elect Director Derica W. Rice | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| |
|---|
THERMO FISHER SCIENTIFIC INC.
MEETING DATE: MAY 20, 2020 | TICKER: TMO SECURITY ID: 883556102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Marc N. Casper | Management | For | For |
| 1b | Elect Director Nelson J. Chai | Management | For | For |
| 1c | Elect Director C. Martin Harris | Management | For | For |
| 1d | Elect Director Tyler Jacks | Management | For | For |
| 1e | Elect Director Judy C. Lewent | Management | For | For |
| 1f | Elect Director Thomas J. Lynch | Management | For | For |
| 1g | Elect Director Jim P. Manzi | Management | For | For |
| 1h | Elect Director James C. Mullen | Management | For | For |
| 1i | Elect Director Lars R. Sorensen | Management | For | For |
| 1j | Elect Director Debora L. Spar | Management | For | For |
| 1k | Elect Director Scott M. Sperling | Management | For | For |
| 1l | Elect Director Dion J. Weisler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| |
|---|
TOPBUILD CORP.
MEETING DATE: APR 27, 2020 | TICKER: BLD SECURITY ID: 89055F103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Alec C. Covington | Management | For | For |
| 1b | Elect Director Gerald Volas | Management | For | For |
| 1c | Elect Director Carl T. Camden | Management | For | For |
| 1d | Elect Director Joseph S. Cantie | Management | For | For |
| 1e | Elect Director Tina M. Donikowski | Management | For | For |
| 1f | Elect Director Mark A. Petrarca | Management | For | For |
| 1g | Elect Director Nancy M. Taylor | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TRANSDIGM GROUP INCORPORATED
MEETING DATE: OCT 03, 2019 | TICKER: TDG SECURITY ID: 893641100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Stock Option Plan | Management | For | Against |
| |
|---|
TRANSDIGM GROUP INCORPORATED
MEETING DATE: JUN 29, 2020 | TICKER: TDG SECURITY ID: 893641100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Barr | Management | For | For |
| 1.2 | Elect Director William Dries *Withdrawn Resolution* | Management | None | None |
| 1.3 | Elect Director Mervin Dunn | Management | For | For |
| 1.4 | Elect Director Michael S. Graff | Management | For | For |
| 1.5 | Elect Director Sean P. Hennessy | Management | For | For |
| 1.6 | Elect Director W. Nicholas Howley | Management | For | For |
| 1.7 | Elect Director Raymond F. Laubenthal | Management | For | For |
| 1.8 | Elect Director Gary E. McCullough | Management | For | For |
| 1.9 | Elect Director Michele Santana | Management | For | For |
| 1.10 | Elect Director Robert J. Small | Management | For | For |
| 1.11 | Elect Director John Staer | Management | For | For |
| 1.12 | Elect Director Kevin Stein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Adopt Quantitative Company-wide GHG Goals | Shareholder | Against | For |
| |
|---|
TYSON FOODS, INC.
MEETING DATE: FEB 06, 2020 | TICKER: TSN SECURITY ID: 902494103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John Tyson | Management | For | For |
| 1b | Elect Director Gaurdie E. Banister, Jr. | Management | For | For |
| 1c | Elect Director Dean Banks | Management | For | For |
| 1d | Elect Director Mike Beebe | Management | For | For |
| 1e | Elect Director Mikel A. Durham | Management | For | For |
| 1f | Elect Director Jonathan D. Mariner | Management | For | For |
| 1g | Elect Director Kevin M. McNamara | Management | For | For |
| 1h | Elect Director Cheryl S. Miller | Management | For | For |
| 1i | Elect Director Jeffrey K. Schomburger | Management | For | For |
| 1j | Elect Director Robert Thurber | Management | For | For |
| 1k | Elect Director Barbara A. Tyson | Management | For | Against |
| 1l | Elect Director Noel White | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Deforestation Impacts in Company's Supply Chain | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 6 | Report on Human Rights Risk Assessment Process | Shareholder | Against | For |
| 7 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Against |
| |
|---|
VALERO ENERGY CORPORATION
MEETING DATE: APR 30, 2020 | TICKER: VLO SECURITY ID: 91913Y100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director H. Paulett Eberhart | Management | For | For |
| 1B | Elect Director Joseph W. Gorder | Management | For | For |
| 1C | Elect Director Kimberly S. Greene | Management | For | For |
| 1D | Elect Director Deborah P. Majoras | Management | For | For |
| 1E | Elect Director Eric D. Mullins | Management | For | For |
| 1F | Elect Director Donald L. Nickles | Management | For | For |
| 1G | Elect Director Philip J. Pfeiffer | Management | For | For |
| 1H | Elect Director Robert A. Profusek | Management | For | For |
| 1I | Elect Director Stephen M. Waters | Management | For | For |
| 1J | Elect Director Randall J. Weisenburger | Management | For | For |
| 1K | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
VISA INC.
MEETING DATE: JAN 28, 2020 | TICKER: V SECURITY ID: 92826C839
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lloyd A. Carney | Management | For | For |
| 1b | Elect Director Mary B. Cranston | Management | For | For |
| 1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1d | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1e | Elect Director Ramon L. Laguarta | Management | For | For |
| 1f | Elect Director John F. Lundgren | Management | For | For |
| 1g | Elect Director Robert W. Matschullat | Management | For | For |
| 1h | Elect Director Denise M. Morrison | Management | For | For |
| 1i | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1j | Elect Director John A. C. Swainson | Management | For | For |
| 1k | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
VULCAN MATERIALS COMPANY
MEETING DATE: MAY 08, 2020 | TICKER: VMC SECURITY ID: 929160109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Melissa H. Anderson | Management | For | For |
| 1b | Elect Director O. B. Grayson Hall, Jr. | Management | For | For |
| 1c | Elect Director James T. Prokopanko | Management | For | For |
| 1d | Elect Director George Willis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
WALMART INC.
MEETING DATE: JUN 03, 2020 | TICKER: WMT SECURITY ID: 931142103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Cesar Conde | Management | For | For |
| 1b | Elect Director Timothy P. Flynn | Management | For | For |
| 1c | Elect Director Sarah J. Friar | Management | For | For |
| 1d | Elect Director Carla A. Harris | Management | For | For |
| 1e | Elect Director Thomas W. Horton | Management | For | For |
| 1f | Elect Director Marissa A. Mayer | Management | For | For |
| 1g | Elect Director C. Douglas McMillon | Management | For | For |
| 1h | Elect Director Gregory B. Penner | Management | For | For |
| 1i | Elect Director Steven S Reinemund | Management | For | For |
| 1j | Elect Director S. Robson Walton | Management | For | For |
| 1k | Elect Director Steuart L. Walton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Report on Impacts of Single-Use Plastic Bags | Shareholder | Against | Against |
| 6 | Report on Supplier Antibiotics Use Standards | Shareholder | Against | Against |
| 7 | Adopt Policy to Include Hourly Associates as Director Candidates | Shareholder | Against | Against |
| 8 | Report on Strengthening Prevention of Workplace Sexual Harassment | Shareholder | Against | Against |
| |
|---|
WEC ENERGY GROUP, INC.
MEETING DATE: MAY 06, 2020 | TICKER: WEC SECURITY ID: 92939U106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patricia W. Chadwick | Management | For | For |
| 1.2 | Elect Director Curt S. Culver | Management | For | For |
| 1.3 | Elect Director Danny L. Cunningham | Management | For | For |
| 1.4 | Elect Director William M. Farrow, III | Management | For | For |
| 1.5 | Elect Director Thomas J. Fischer | Management | For | For |
| 1.6 | Elect Director J. Kevin Fletcher | Management | For | For |
| 1.7 | Elect Director Maria C. Green | Management | For | For |
| 1.8 | Elect Director Gale E. Klappa | Management | For | For |
| 1.9 | Elect Director Henry W. Knueppel | Management | For | For |
| 1.10 | Elect Director Thomas K. Lane | Management | For | For |
| 1.11 | Elect Director Ulice Payne, Jr. | Management | For | For |
| 1.12 | Elect Director Mary Ellen Stanek | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
WEST PHARMACEUTICAL SERVICES, INC.
MEETING DATE: MAY 05, 2020 | TICKER: WST SECURITY ID: 955306105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mark A. Buthman | Management | For | For |
| 1b | Elect Director William F. Feehery | Management | For | For |
| 1c | Elect Director Robert F. Friel | Management | For | For |
| 1d | Elect Director Eric M. Green | Management | For | For |
| 1e | Elect Director Thomas W. Hofmann | Management | For | For |
| 1f | Elect Director Paula A. Johnson | Management | For | For |
| 1g | Elect Director Deborah L. V. Keller | Management | For | For |
| 1h | Elect Director Myla P. Lai-Goldman | Management | For | For |
| 1i | Elect Director Douglas A. Michels | Management | For | For |
| 1j | Elect Director Paolo Pucci | Management | For | For |
| 1k | Elect Director Patrick J. Zenner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
XCEL ENERGY INC.
MEETING DATE: MAY 22, 2020 | TICKER: XEL SECURITY ID: 98389B100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lynn Casey | Management | For | For |
| 1b | Elect Director Ben Fowke | Management | For | For |
| 1c | Elect Director Netha N. Johnson | Management | For | For |
| 1d | Elect Director George Kehl | Management | For | For |
| 1e | Elect Director Richard T. O'Brien | Management | For | For |
| 1f | Elect Director David K. Owens | Management | For | For |
| 1g | Elect Director Christopher J. Policinski | Management | For | For |
| 1h | Elect Director James T. Prokopanko | Management | For | For |
| 1i | Elect Director A. Patricia Sampson | Management | For | For |
| 1j | Elect Director James J. Sheppard | Management | For | For |
| 1k | Elect Director David A. Westerlund | Management | For | For |
| 1l | Elect Director Kim Williams | Management | For | For |
| 1m | Elect Director Timothy V. Wolf | Management | For | For |
| 1n | Elect Director Daniel Yohannes | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Costs and Benefits of Climate-Related Activities | Shareholder | Against | Against |
| |
|---|
XILINX, INC.
MEETING DATE: AUG 08, 2019 | TICKER: XLNX SECURITY ID: 983919101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis Segers | Management | For | For |
| 1.2 | Elect Director Raman K. Chitkara | Management | For | For |
| 1.3 | Elect Director Saar Gillai | Management | For | For |
| 1.4 | Elect Director Ronald S. Jankov | Management | For | For |
| 1.5 | Elect Director Mary Louise Krakauer | Management | For | For |
| 1.6 | Elect Director Thomas H. Lee | Management | For | For |
| 1.7 | Elect Director J. Michael Patterson | Management | For | For |
| 1.8 | Elect Director Victor Peng | Management | For | For |
| 1.9 | Elect Director Marshall C. Turner | Management | For | For |
| 1.10 | Elect Director Elizabeth W. Vanderslice | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
ZOETIS INC.
MEETING DATE: MAY 20, 2020 | TICKER: ZTS SECURITY ID: 98978V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gregory Norden | Management | For | For |
| 1b | Elect Director Louise M. Parent | Management | For | For |
| 1c | Elect Director Kristin C. Peck | Management | For | For |
| 1d | Elect Director Robert W. Scully | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditor | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY MSCI COMMUNICATION SERVICES INDEX ETF - SUB-ADVISER: BLACKROCK (FORMERLY KNOWN AS FIDELITY MSCI TELECOMMUNICATION SERVICES INDEX ETF - SUB-ADVISER: BLACKROCK)
07/01/2019 - 06/30/2020
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
ACTIVISION BLIZZARD, INC.
MEETING DATE: JUN 11, 2020 | TICKER: ATVI SECURITY ID: 00507V109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Reveta Bowers | Management | For | For |
| 1b | Elect Director Robert Corti | Management | For | For |
| 1c | Elect Director Hendrik Hartong, III | Management | For | For |
| 1d | Elect Director Brian Kelly | Management | For | For |
| 1e | Elect Director Robert Kotick | Management | For | For |
| 1f | Elect Director Barry Meyer | Management | For | For |
| 1g | Elect Director Robert Morgado | Management | For | For |
| 1h | Elect Director Peter Nolan | Management | For | For |
| 1i | Elect Director Dawn Ostroff | Management | For | For |
| 1j | Elect Director Casey Wasserman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Report on Political Contributions Disclosure | Shareholder | Against | Against |
| |
|---|
ALPHABET INC.
MEETING DATE: JUN 03, 2020 | TICKER: GOOGL SECURITY ID: 02079K305
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Sundar Pichai | Management | For | For |
| 1.4 | Elect Director John L. Hennessy | Management | For | For |
| 1.5 | Elect Director Frances H. Arnold | Management | For | For |
| 1.6 | Elect Director L. John Doerr | Management | For | For |
| 1.7 | Elect Director Roger W. Ferguson Jr. | Management | For | For |
| 1.8 | Elect Director Ann Mather | Management | For | Withhold |
| 1.9 | Elect Director Alan R. Mulally | Management | For | For |
| 1.10 | Elect Director K. Ram Shiram | Management | For | For |
| 1.11 | Elect Director Robin L. Washington | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 6 | Report on Arbitration of Employment-Related Claims | Shareholder | Against | Against |
| 7 | Establish Human Rights Risk Oversight Committee | Shareholder | Against | Against |
| 8 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| 9 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 10 | Report on Takedown Requests | Shareholder | Against | Against |
| 11 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 12 | Report on Gender/Racial Pay Gap | Shareholder | Against | Against |
| 13 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Shareholder | Against | Against |
| 14 | Report on Whistleblower Policies and Practices | Shareholder | Against | Against |
| |
|---|
ALTICE USA, INC.
MEETING DATE: JUN 10, 2020 | TICKER: ATUS SECURITY ID: 02156K103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Patrick Drahi | Management | For | Against |
| 1b | Elect Director Gerrit Jan Bakker | Management | For | For |
| 1c | Elect Director Manon Brouillette | Management | For | Against |
| 1d | Elect Director David Drahi | Management | For | For |
| 1e | Elect Director Dexter Goei | Management | For | For |
| 1f | Elect Director Mark Mullen | Management | For | Against |
| 1g | Elect Director Dennis Okhuijsen | Management | For | For |
| 1h | Elect Director Charles Stewart | Management | For | For |
| 1i | Elect Director Raymond Svider | Management | For | Against |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
AMC NETWORKS INC.
MEETING DATE: JUN 11, 2020 | TICKER: AMCX SECURITY ID: 00164V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jonathan F. Miller | Management | For | For |
| 1.2 | Elect Director Leonard Tow | Management | For | For |
| 1.3 | Elect Director David E. Van Zandt | Management | For | For |
| 1.4 | Elect Director Carl E. Vogel | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
ANGI HOMESERVICES INC.
MEETING DATE: JUN 24, 2020 | TICKER: ANGI SECURITY ID: 00183L102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas R. Evans | Management | For | For |
| 1.2 | Elect Director Alesia J. Haas | Management | For | For |
| 1.3 | Elect Director Angela R. Hicks Bowman | Management | For | For |
| 1.4 | Elect Director Joseph Levin | Management | For | Withhold |
| 1.5 | Elect Director William B. Ridenour | Management | For | For |
| 1.6 | Elect Director Glenn H. Schiffman | Management | For | For |
| 1.7 | Elect Director Craig Smith | Management | For | For |
| 1.8 | Elect Director Mark Stein | Management | For | For |
| 1.9 | Elect Director Suzy Welch | Management | For | For |
| 1.10 | Elect Director Gregg Winiarski | Management | For | For |
| 1.11 | Elect Director Yilu Zhao | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
AT&T INC.
MEETING DATE: APR 24, 2020 | TICKER: T SECURITY ID: 00206R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Randall L. Stephenson | Management | For | For |
| 1.2 | Elect Director Samuel A. Di Piazza, Jr. | Management | For | For |
| 1.3 | Elect Director Richard W. Fisher | Management | For | For |
| 1.4 | Elect Director Scott T. Ford | Management | For | For |
| 1.5 | Elect Director Glenn H. Hutchins | Management | For | For |
| 1.6 | Elect Director William E. Kennard | Management | For | For |
| 1.7 | Elect Director Debra L. Lee | Management | For | For |
| 1.8 | Elect Director Stephen J. Luczo | Management | For | For |
| 1.9 | Elect Director Michael B. McCallister | Management | For | For |
| 1.10 | Elect Director Beth E. Mooney | Management | For | For |
| 1.11 | Elect Director Matthew K. Rose | Management | For | For |
| 1.12 | Elect Director Cynthia B. Taylor | Management | For | For |
| 1.13 | Elect Director Geoffrey Y. Yang | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Approve Nomination of Employee Representative Director | Shareholder | Against | Against |
| 6 | Improve Guiding Principles of Executive Compensation | Shareholder | Against | Against |
| |
|---|
BANDWIDTH INC.
MEETING DATE: MAY 21, 2020 | TICKER: BAND SECURITY ID: 05988J103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David A. Morken | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
BOINGO WIRELESS, INC.
MEETING DATE: JUN 04, 2020 | TICKER: WIFI SECURITY ID: 09739C102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Lance Rosenzweig | Management | For | For |
| 1B | Elect Director Mike Finley | Management | For | For |
| 1C | Elect Director Maury Austin | Management | For | For |
| 1D | Elect Director Roy Chestnutt | Management | For | For |
| 1E | Elect Director Michele Choka | Management | For | For |
| 1F | Elect Director Chuck Davis | Management | For | For |
| 1G | Elect Director David Hagan | Management | For | For |
| 1H | Elect Director Terrell Jones | Management | For | For |
| 1I | Elect Director Kathy Misunas | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BOSTON OMAHA CORPORATION
MEETING DATE: MAY 30, 2020 | TICKER: BOMN SECURITY ID: 101044105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bradford B. Briner | Management | For | For |
| 1.2 | Elect Director Brendan J. Keating | Management | For | For |
| 1.3 | Elect Director Frank H. Kenan, II | Management | For | Withhold |
| 1.4 | Elect Director Jeffrey C. Royal | Management | For | Withhold |
| 1.5 | Elect Director Vishnu Srinivasan | Management | For | Withhold |
| 2 | Ratify MaloneBailey, LLP as Auditors | Management | For | For |
| 3 | Amend Certificate of Incorporation | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CABLE ONE, INC.
MEETING DATE: MAY 15, 2020 | TICKER: CABO SECURITY ID: 12685J105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mary E. Meduski | Management | For | For |
| 1b | Elect Director Alan G. Spoon | Management | For | For |
| 1c | Elect Director Wallace R. Weitz | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| |
|---|
CARDLYTICS, INC.
MEETING DATE: ��JUN 02, 2020 | TICKER: CDLX SECURITY ID: 14161W105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lynne M. Laube | Management | For | For |
| 1.2 | Elect Director John ("Jack") Klinck | Management | For | For |
| 1.3 | Elect Director Tony Weisman | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
CARGURUS, INC.
MEETING DATE: JUN 02, 2020 | TICKER: CARG SECURITY ID: 141788109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ian Smith | Management | For | For |
| 1.2 | Elect Director Langley Steinert | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CARS.COM INC.
MEETING DATE: OCT 30, 2019 | TICKER: CARS SECURITY ID: 14575E105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott Forbes | Management | For | For |
| 1.2 | Elect Director Jerri DeVard | Management | For | For |
| 1.3 | Elect Director Jill Greenthal | Management | For | For |
| 1.4 | Elect Director Thomas Hale | Management | For | For |
| 1.5 | Elect Director Michael Kelly | Management | For | For |
| 1.6 | Elect Director Donald A. McGovern, Jr. | Management | For | For |
| 1.7 | Elect Director Greg Revelle | Management | For | For |
| 1.8 | Elect Director Bala Subramanian | Management | For | For |
| 1.9 | Elect Director T. Alex Vetter | Management | For | For |
| 1.10 | Elect Director Bryan Wiener | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
CARS.COM INC.
MEETING DATE: MAY 14, 2020 | TICKER: CARS SECURITY ID: 14575E105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jerri DeVard | Management | For | For |
| 1.2 | Elect Director Scott Forbes | Management | For | For |
| 1.3 | Elect Director Jill Greenthal | Management | For | For |
| 1.4 | Elect Director Thomas Hale | Management | For | For |
| 1.5 | Elect Director Michael Kelly | Management | For | For |
| 1.6 | Elect Director Donald A. McGovern, Jr. | Management | For | For |
| 1.7 | Elect Director Greg Revelle | Management | For | For |
| 1.8 | Elect Director Bala Subramanian | Management | For | For |
| 1.9 | Elect Director T. Alex Vetter | Management | For | For |
| 1.10 | Elect Director Bryan Wiener | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CENTURYLINK, INC.
MEETING DATE: MAY 20, 2020 | TICKER: CTL SECURITY ID: 156700106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Martha H. Bejar | Management | For | For |
| 1b | Elect Director Virginia Boulet | Management | For | For |
| 1c | Elect Director Peter C. Brown | Management | For | For |
| 1d | Elect Director Kevin P. Chilton | Management | For | For |
| 1e | Elect Director Steven "Terry" Clontz | Management | For | For |
| 1f | Elect Director T. Michael Glenn | Management | For | For |
| 1g | Elect Director W. Bruce Hanks | Management | For | For |
| 1h | Elect Director Hal S. Jones | Management | For | For |
| 1i | Elect Director Michael J. Roberts | Management | For | For |
| 1j | Elect Director Laurie A. Siegel | Management | For | For |
| 1k | Elect Director Jeffrey K. Storey | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CHARTER COMMUNICATIONS, INC.
MEETING DATE: APR 28, 2020 | TICKER: CHTR SECURITY ID: 16119P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director W. Lance Conn | Management | For | For |
| 1b | Elect Director Kim C. Goodman | Management | For | For |
| 1c | Elect Director Craig A. Jacobson | Management | For | For |
| 1d | Elect Director Gregory B. Maffei | Management | For | Against |
| 1e | Elect Director John D. Markley, Jr. | Management | For | For |
| 1f | Elect Director David C. Merritt | Management | For | For |
| 1g | Elect Director James E. Meyer | Management | For | Against |
| 1h | Elect Director Steven A. Miron | Management | For | For |
| 1i | Elect Director Balan Nair | Management | For | For |
| 1j | Elect Director Michael A. Newhouse | Management | For | For |
| 1k | Elect Director Mauricio Ramos | Management | For | For |
| 1l | Elect Director Thomas M. Rutledge | Management | For | For |
| 1m | Elect Director Eric L. Zinterhofer | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
CINEMARK HOLDINGS, INC.
MEETING DATE: MAY 21, 2020 | TICKER: CNK SECURITY ID: 17243V102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nancy Loewe | Management | For | For |
| 1.2 | Elect Director Steven P. Rosenberg | Management | For | For |
| 1.3 | Elect Director Enrique F. Senior | Management | For | For |
| 1.4 | Elect Director Nina G. Vaca | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CLEAR CHANNEL OUTDOOR HOLDINGS, INC.
MEETING DATE: MAY 19, 2020 | TICKER: CCO SECURITY ID: 18453H106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Dionne | Management | For | For |
| 1.2 | Elect Director Andrew Hobson | Management | For | For |
| 1.3 | Elect Director Joe Marchese | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
COGENT COMMUNICATIONS HOLDINGS, INC.
MEETING DATE: MAY 06, 2020 | TICKER: CCOI SECURITY ID: 19239V302
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dave Schaeffer | Management | For | For |
| 1.2 | Elect Director D. Blake Bath | Management | For | For |
| 1.3 | Elect Director Steven D. Brooks | Management | For | For |
| 1.4 | Elect Director Lewis H. Ferguson, III | Management | For | For |
| 1.5 | Elect Director Carolyn Katz | Management | For | For |
| 1.6 | Elect Director Sheryl Kennedy | Management | For | For |
| 1.7 | Elect Director Marc Montagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COMCAST CORPORATION
MEETING DATE: JUN 03, 2020 | TICKER: CMCSA SECURITY ID: 20030N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Director Madeline S. Bell | Management | For | For |
| 1.3 | Elect Director Naomi M. Bergman | Management | For | For |
| 1.4 | Elect Director Edward D. Breen | Management | For | For |
| 1.5 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.7 | Elect Director Maritza G. Montiel | Management | For | For |
| 1.8 | Elect Director Asuka Nakahara | Management | For | For |
| 1.9 | Elect Director David C. Novak | Management | For | For |
| 1.10 | Elect Director Brian L. Roberts | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| 4 | Amend Restricted Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 7 | Require Independent Board Chair | Shareholder | Against | Against |
| 8 | Report on Risks Posed by Failing to Prevent Sexual Harassment | Shareholder | Against | Against |
| |
|---|
CONSOLIDATED COMMUNICATIONS HOLDINGS, INC.
MEETING DATE: APR 27, 2020 | TICKER: CNSL SECURITY ID: 209034107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Currey | Management | For | Withhold |
| 1.2 | Elect Director Maribeth S. Rahe | Management | For | For |
| 1.3 | Elect Director C. Robert Udell, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DISCOVERY, INC.
MEETING DATE: JUN 18, 2020 | TICKER: DISCA SECURITY ID: 25470F104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert R. Bennett | Management | For | Withhold |
| 1.2 | Elect Director John C. Malone | Management | For | Withhold |
| 1.3 | Elect Director David M. Zaslav | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Simple Majority Vote | Shareholder | Against | Against |
| |
|---|
DISH NETWORK CORPORATION
MEETING DATE: MAY 01, 2020 | TICKER: DISH SECURITY ID: 25470M109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kathleen Q. Abernathy | Management | For | For |
| 1.2 | Elect Director George R. Brokaw | Management | For | For |
| 1.3 | Elect Director James DeFranco | Management | For | For |
| 1.4 | Elect Director Cantey M. Ergen | Management | For | For |
| 1.5 | Elect Director Charles W. Ergen | Management | For | For |
| 1.6 | Elect Director Afshin Mohebbi | Management | For | For |
| 1.7 | Elect Director Tom A. Ortolf | Management | For | For |
| 1.8 | Elect Director Joseph T. Proietti | Management | For | For |
| 1.9 | Elect Director Carl E. Vogel | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ELECTRONIC ARTS INC.
MEETING DATE: AUG 08, 2019 | TICKER: EA SECURITY ID: 285512109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Leonard S. Coleman | Management | For | For |
| 1b | Elect Director Jay C. Hoag | Management | For | For |
| 1c | Elect Director Jeffrey T. Huber | Management | For | For |
| 1d | Elect Director Lawrence F. Probst, III | Management | For | For |
| 1e | Elect Director Talbott Roche | Management | For | For |
| 1f | Elect Director Richard A. Simonson | Management | For | For |
| 1g | Elect Director Luis A. Ubinas | Management | For | For |
| 1h | Elect Director Heidi J. Ueberroth | Management | For | For |
| 1i | Elect Director Andrew Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right for Shareholders Holding 25% or More of the Common Stock to Call Special Meetings | Management | For | For |
| 6 | Provide Right for Shareholders Holding 15% or More of the Common Stock to Call Special Meetings | Shareholder | Against | Against |
| |
|---|
EMERALD HOLDING, INC.
MEETING DATE: MAY 13, 2020 | TICKER: EEX SECURITY ID: 29103W104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Alicea | Management | For | For |
| 1.2 | Elect Director Sally Shankland *Withdrawn Resolution* | Management | None | None |
| 1.3 | Elect Director Emmanuelle Skala | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| |
|---|
ENTERCOM COMMUNICATIONS CORP.
MEETING DATE: MAY 05, 2020 | TICKER: ETM SECURITY ID: 293639100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David J. Field | Management | For | For |
| 1.2 | Elect Director Joseph M. Field | Management | For | For |
| 1.3 | Elect Director David J. Berkman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
EVENTBRITE, INC.
MEETING DATE: MAY 21, 2020 | TICKER: EB SECURITY ID: 29975E109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Katherine August-deWilde | Management | For | For |
| 1.2 | Elect Director Julia Hartz | Management | For | For |
| 1.3 | Elect Director Helen Riley | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
EVERQUOTE, INC.
MEETING DATE: JUN 11, 2020 | TICKER: EVER SECURITY ID: 30041R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Blundin | Management | For | For |
| 1.2 | Elect Director Sanju Bansal | Management | For | For |
| 1.3 | Elect Director Seth Birnbaum | Management | For | For |
| 1.4 | Elect Director Paul Deninger | Management | For | For |
| 1.5 | Elect Director John Lunny | Management | For | For |
| 1.6 | Elect Director George Neble | Management | For | For |
| 1.7 | Elect Director John Shields | Management | For | For |
| 1.8 | Elect Director Mira Wilczek | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
FACEBOOK, INC.
MEETING DATE: MAY 27, 2020 | TICKER: FB SECURITY ID: 30303M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peggy Alford | Management | For | For |
| 1.2 | Elect Director Marc L. Andreessen | Management | For | Withhold |
| 1.3 | Elect Director Andrew W. Houston | Management | For | For |
| 1.4 | Elect Director Nancy Killefer | Management | For | For |
| 1.5 | Elect Director Robert M. Kimmitt | Management | For | For |
| 1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1.7 | Elect Director Peter A. Thiel | Management | For | For |
| 1.8 | Elect Director Tracey T. Travis | Management | For | For |
| 1.9 | Elect Director Mark Zuckerberg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Non-Employee Director Compensation Policy | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Require Independent Board Chair | Shareholder | Against | Against |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 7 | Report on Political Advertising | Shareholder | Against | Against |
| 8 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Shareholder | Against | Against |
| 9 | Report on Civil and Human Rights Risk Assessment | Shareholder | Against | Against |
| 10 | Report on Online Child Sexual Exploitation | Shareholder | Against | Against |
| 11 | Report on Median Gender/Racial Pay Gap | Shareholder | Against | Against |
| |
|---|
FOX CORPORATION
MEETING DATE: NOV 14, 2019 | TICKER: FOXA SECURITY ID: 35137L204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director K. Rupert Murdoch | Management | For | For |
| 1b | Elect Director Lachlan K. Murdoch | Management | For | For |
| 1c | Elect Director Chase Carey | Management | For | For |
| 1d | Elect Director Anne Dias | Management | For | For |
| 1e | Elect Director Roland A. Hernandez | Management | For | For |
| 1f | Elect Director Jacques Nasser | Management | For | For |
| 1g | Elect Director Paul D. Ryan | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
GANNETT CO., INC.
MEETING DATE: NOV 14, 2019 | TICKER: GCI SECURITY ID: 36473H104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
GANNETT CO., INC.
MEETING DATE: JUN 08, 2020 | TICKER: GCI SECURITY ID: 36472T109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mayur Gupta | Management | For | For |
| 1.2 | Elect Director Theodore P. Janulis | Management | For | For |
| 1.3 | Elect Director John Jeffry Louis, III | Management | For | For |
| 1.4 | Elect Director Maria M. Miller | Management | For | For |
| 1.5 | Elect Director Michael E. Reed | Management | For | For |
| 1.6 | Elect Director Debra A. Sandler | Management | For | For |
| 1.7 | Elect Director Kevin M. Sheehan | Management | For | For |
| 1.8 | Elect Director Barbara W. Wall | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 5A | Eliminate Supermajority Vote Requirement to Amend Certain Provisions of Certificate of Incorporation | Management | For | For |
| 5B | Eliminate Supermajority Vote Requirement to Amend Bylaws | Management | For | For |
| 5C | Eliminate Supermajority Vote Requirement to Remove and Appoint Directors | Management | For | For |
| 6 | Prepare an Annual "Journalism Report" | Shareholder | None | Against |
| |
|---|
GCI LIBERTY, INC.
MEETING DATE: MAY 19, 2020 | TICKER: GLIBA SECURITY ID: 36164V305
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald A. Duncan | Management | For | For |
| 1.2 | Elect Director Donne F. Fisher | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GLOBALSTAR, INC.
MEETING DATE: JUN 16, 2020 | TICKER: GSAT SECURITY ID: 378973408
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James F. Lynch | Management | For | For |
| 1b | Elect Director Timothy E. Taylor | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GLU MOBILE INC.
MEETING DATE: JUN 18, 2020 | TICKER: GLUU SECURITY ID: 379890106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Darla Anderson | Management | For | For |
| 1.2 | Elect Director Ben Feder | Management | For | For |
| 1.3 | Elect Director Hany M. Nada | Management | For | For |
| 1.4 | Elect Director Benjamin T. Smith, IV | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
GOGO INC.
MEETING DATE: APR 29, 2020 | TICKER: GOGO SECURITY ID: 38046C109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hugh W. Jones | Management | For | For |
| 1.2 | Elect Director Oakleigh Thorne | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Approve Stock Option Exchange Program | Management | For | Against |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
GRAY TELEVISION, INC.
MEETING DATE: MAY 06, 2020 | TICKER: GTN SECURITY ID: 389375106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hilton H. Howell, Jr. | Management | For | For |
| 1.2 | Elect Director Howell W. Newton | Management | For | For |
| 1.3 | Elect Director Richard L. Boger | Management | For | For |
| 1.4 | Elect Director T. L. (Gene) Elder | Management | For | For |
| 1.5 | Elect Director Luis A. Garcia | Management | For | For |
| 1.6 | Elect Director Richard B. Hare | Management | For | For |
| 1.7 | Elect Director Robin R. Howell | Management | For | For |
| 1.8 | Elect Director Donald P. (Pat) LaPlatney | Management | For | For |
| 1.9 | Elect Director Paul H. McTear | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify RSM US LLP as Auditors | Management | For | For |
| |
|---|
HEMISPHERE MEDIA GROUP, INC.
MEETING DATE: MAY 21, 2020 | TICKER: HMTV SECURITY ID: 42365Q103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter M. Kern | Management | For | For |
| 1.2 | Elect Director Leo Hindery, Jr. | Management | For | For |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
IAC/INTERACTIVECORP
MEETING DATE: JUN 25, 2020 | TICKER: IAC SECURITY ID: 44919P508
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reclassification of Shares of Common Stock | Management | For | For |
| 2 | Amend Certificate of Incorporation | Management | For | Against |
| 3 | Restrict Right to Act by Written Consent | Management | For | Against |
| 4 | Amend Certificate of Incorporation to Change Company Name to Match Group, Inc. and to Rename the IAC Class M Common Stock | Management | For | For |
| 5 | Issue Shares in Connection with the Transaction Agreement | Management | For | For |
| 6 | Approve Stock Option Plan | Management | For | For |
| 7 | Adjourn Meeting | Management | For | Against |
| 8.1 | Elect Director Chelsea Clinton | Management | For | For |
| 8.2 | Elect Director Barry Diller | Management | For | For |
| 8.3 | Elect Director Michael D. Eisner | Management | For | For |
| 8.4 | Elect Director Bonnie S. Hammer | Management | For | For |
| 8.5 | Elect Director Victor A. Kaufman | Management | For | For |
| 8.6 | Elect Director Joseph Levin | Management | For | For |
| 8.7 | Elect Director Bryan Lourd | Management | For | For |
| 8.8 | Elect Director David Rosenblatt | Management | For | For |
| 8.9 | Elect Director Alan G. Spoon | Management | For | Withhold |
| 8.10 | Elect Director Alexander von Furstenberg | Management | For | For |
| 8.11 | Elect Director Richard F. Zannino | Management | For | For |
| 9 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
IHEARTMEDIA, INC.
MEETING DATE: JUN 15, 2020 | TICKER: IHRT SECURITY ID: 45174J509
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary Barber | Management | For | For |
| 1.2 | Elect Director Brad Gerstner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
IMAX CORPORATION
MEETING DATE: JUN 03, 2020 | TICKER: IMAX SECURITY ID: 45245E109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Neil S. Braun | Management | For | Withhold |
| 1.2 | Elect Director Eric A. Demirian | Management | For | For |
| 1.3 | Elect Director Kevin Douglas | Management | For | For |
| 1.4 | Elect Director Richard L. Gelfond | Management | For | For |
| 1.5 | Elect Director David W. Leebron | Management | For | Withhold |
| 1.6 | Elect Director Michael MacMillan | Management | For | Withhold |
| 1.7 | Elect Director Dana Settle | Management | For | For |
| 1.8 | Elect Director Darren Throop | Management | For | For |
| 1.9 | Elect Director Bradley J. Wechsler | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
IRIDIUM COMMUNICATIONS INC.
MEETING DATE: MAY 14, 2020 | TICKER: IRDM SECURITY ID: 46269C102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert H. Niehaus | Management | For | For |
| 1.2 | Elect Director Thomas C. Canfield | Management | For | For |
| 1.3 | Elect Director Matthew J. Desch | Management | For | For |
| 1.4 | Elect Director Thomas J. Fitzpatrick | Management | For | For |
| 1.5 | Elect Director Jane L. Harman | Management | For | For |
| 1.6 | Elect Director Alvin B. Krongard | Management | For | For |
| 1.7 | Elect Director Suzanne E. McBride | Management | For | For |
| 1.8 | Elect Director Eric T. Olson | Management | For | For |
| 1.9 | Elect Director Steven B. Pfeiffer | Management | For | For |
| 1.10 | Elect Director Parker W. Rush | Management | For | For |
| 1.11 | Elect Director Henrik O. Schliemann | Management | For | For |
| 1.12 | Elect Director Barry J. West | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
JOHN WILEY & SONS, INC.
MEETING DATE: SEP 26, 2019 | TICKER: JW.A SECURITY ID: 968223206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Beth A. Birnbaum | Management | For | For |
| 1.2 | Elect Director David C. Dobson | Management | For | For |
| 1.3 | Elect Director William Pence | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LIBERTY GLOBAL PLC
MEETING DATE: JUN 30, 2020 | TICKER: LBTYA SECURITY ID: G5480U104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Miranda Curtis | Management | For | For |
| 2 | Elect Director John W. Dick | Management | For | Against |
| 3 | Elect Director JC Sparkman | Management | For | Against |
| 4 | Elect Director J. David Wargo | Management | For | Against |
| 5 | Approve Remuneration Report | Management | For | Against |
| 6 | Approve Remuneration Policy | Management | For | Against |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 8 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 9 | Ratify KPMG LLP (U.S.) as Auditors | Management | For | For |
| 10 | Ratify KPMG LLP (U.K.) as Auditors | Management | For | For |
| 11 | Authorize the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 13 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 14 | Authorize Share Repurchase Program | Management | For | For |
| |
|---|
LIBERTY MEDIA CORPORATION
MEETING DATE: MAY 21, 2020 | TICKER: FWONA SECURITY ID: 531229409
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Evan D. Malone | Management | For | For |
| 1.2 | Elect Director David E. Rapley | Management | For | Withhold |
| 1.3 | Elect Director Larry E. Romrell | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
LIBERTY MEDIA CORPORATION
MEETING DATE: MAY 21, 2020 | TICKER: FWONA SECURITY ID: 531229706
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Evan D. Malone | Management | For | For |
| 1.2 | Elect Director David E. Rapley | Management | For | Withhold |
| 1.3 | Elect Director Larry E. Romrell | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
LIBERTY TRIPADVISOR HOLDINGS, INC.
MEETING DATE: MAY 19, 2020 | TICKER: LTRPA SECURITY ID: 531465102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Chris Mueller | Management | For | Withhold |
| 1.2 | Elect Director Albert E. Rosenthaler | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Approve Reverse Stock Split | Management | For | For |
| |
|---|
LIONS GATE ENTERTAINMENT CORP.
MEETING DATE: SEP 10, 2019 | TICKER: LGF.A SECURITY ID: 535919401
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael Burns | Management | For | For |
| 1b | Elect Director Gordon Crawford | Management | For | For |
| 1c | Elect Director Arthur Evrensel | Management | For | For |
| 1d | Elect Director Jon Feltheimer | Management | For | For |
| 1e | Elect Director Emily Fine | Management | For | For |
| 1f | Elect Director Michael T. Fries | Management | For | Against |
| 1g | Elect Director Lucian Grainge | Management | For | For |
| 1h | Elect Director Susan McCaw | Management | For | For |
| 1i | Elect Director Mark H. Rachesky | Management | For | For |
| 1j | Elect Director Daniel Sanchez | Management | For | For |
| 1k | Elect Director Daryl Simm | Management | For | For |
| 1l | Elect Director Hardwick Simmons | Management | For | For |
| 1m | Elect Director David M. Zaslav | Management | For | Against |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
LIONS GATE ENTERTAINMENT CORP.
MEETING DATE: APR 02, 2020 | TICKER: LGF.A SECURITY ID: 535919401
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Stock Option and Share Appreciation Rights Exchange Program | Management | For | For |
| |
|---|
LIVE NATION ENTERTAINMENT, INC.
MEETING DATE: JUN 03, 2020 | TICKER: LYV SECURITY ID: 538034109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Maverick Carter | Management | For | For |
| 1.2 | Elect Director Ariel Emanuel | Management | For | For |
| 1.3 | Elect Director Ping Fu | Management | For | For |
| 1.4 | Elect Director Jeffrey T. Hinson | Management | For | For |
| 1.5 | Elect Director Chad Hollingsworth | Management | For | For |
| 1.6 | Elect Director James Iovine | Management | For | For |
| 1.7 | Elect Director James S. Kahan | Management | For | For |
| 1.8 | Elect Director Gregory B. Maffei | Management | For | Against |
| 1.9 | Elect Director Randall T. Mays | Management | For | Against |
| 1.10 | Elect Director Michael Rapino | Management | For | For |
| 1.11 | Elect Director Mark S. Shapiro | Management | For | For |
| 1.12 | Elect Director Dana Walden | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
MATCH GROUP, INC.
MEETING DATE: JUN 25, 2020 | TICKER: MTCH SECURITY ID: 57665R106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Classify the Board of Directors | Management | For | Against |
| 3 | Restrict Right to Act by Written Consent | Management | For | Against |
| 4 | Adjourn Meeting | Management | For | Against |
| |
|---|
MEREDITH CORPORATION
MEETING DATE: NOV 13, 2019 | TICKER: MDP SECURITY ID: 589433101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen M. Lacy | Management | For | For |
| 1.2 | Elect Director Christopher Roberts, III | Management | For | For |
| 1.3 | Elect Director D. Mell Meredith Frazier | Management | For | For |
| 1.4 | Elect Director Beth J. Kaplan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
MSG NETWORKS INC.
MEETING DATE: DEC 06, 2019 | TICKER: MSGN SECURITY ID: 553573106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph J. Lhota | Management | For | For |
| 1.2 | Elect Director Joel M. Litvin | Management | For | Withhold |
| 1.3 | Elect Director John L. Sykes | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| |
|---|
NATIONAL CINEMEDIA, INC.
MEETING DATE: APR 28, 2020 | TICKER: NCMI SECURITY ID: 635309107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark B. Segall | Management | For | For |
| 1.2 | Elect Director David E. Glazek | Management | For | For |
| 1.3 | Elect Director Lawrence A. Goodman | Management | For | For |
| 1.4 | Elect Director David R. Haas *Withdrawn Resolution* | Management | None | None |
| 1.5 | Elect Director Kurt C. Hall | Management | For | For |
| 1.6 | Elect Director Thomas F. Lesinski | Management | For | For |
| 1.7 | Elect Director Lee Roy Mitchell | Management | For | For |
| 1.8 | Elect Director Donna Reisman | Management | For | For |
| 1.9 | Elect Director Renana Teperberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify 2019 Equity Grants to Thomas F. Lesinski | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
NETFLIX, INC.
MEETING DATE: JUN 04, 2020 | TICKER: NFLX SECURITY ID: 64110L106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Reed Hastings | Management | For | For |
| 1b | Elect Director Jay C. Hoag | Management | For | Withhold |
| 1c | Elect Director Mathias Dopfner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Against |
| 6 | Adopt Simple Majority Vote | Shareholder | Against | For |
| 7 | Report on Risks of Omitting Viewpoint and Ideology from EEO Policy | Shareholder | Against | Against |
| |
|---|
NEW MEDIA INVESTMENT GROUP INC.
MEETING DATE: NOV 14, 2019 | TICKER: NEWM SECURITY ID: 64704V106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
NEXSTAR MEDIA GROUP, INC.
MEETING DATE: JUN 03, 2020 | TICKER: NXST SECURITY ID: 65336K103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis A. Miller | Management | For | For |
| 1.2 | Elect Director John R. Muse | Management | For | Withhold |
| 1.3 | Elect Director I. Martin Pompadur | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
OMNICOM GROUP INC.
MEETING DATE: JUN 09, 2020 | TICKER: OMC SECURITY ID: 681919106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John D. Wren | Management | For | For |
| 1.2 | Elect Director Mary C. Choksi | Management | For | For |
| 1.3 | Elect Director Leonard S. Coleman, Jr. | Management | For | For |
| 1.4 | Elect Director Susan S. Denison | Management | For | For |
| 1.5 | Elect Director Ronnie S. Hawkins | Management | For | For |
| 1.6 | Elect Director Deborah J. Kissire | Management | For | For |
| 1.7 | Elect Director Gracia C. Martore | Management | For | For |
| 1.8 | Elect Director Linda Johnson Rice | Management | For | For |
| 1.9 | Elect Director Valerie M. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| |
|---|
ORBCOMM INC.
MEETING DATE: APR 22, 2020 | TICKER: ORBC SECURITY ID: 68555P100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc J. Eisenberg | Management | For | For |
| 1.2 | Elect Director Timothy Kelleher | Management | For | For |
| 1.3 | Elect Director John Major | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PDVWIRELESS, INC.
MEETING DATE: AUG 06, 2019 | TICKER: ATEX SECURITY ID: 69290R104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian D. McAuley | Management | For | For |
| 1.2 | Elect Director Morgan E. O'Brien | Management | For | For |
| 1.3 | Elect Director T. Clark Akers | Management | For | For |
| 1.4 | Elect Director Rachelle B. Chong | Management | For | For |
| 1.5 | Elect Director Greg W. Cominos | Management | For | For |
| 1.6 | Elect Director Gregory A. Haller | Management | For | For |
| 1.7 | Elect Director Mark J. Hennessy | Management | For | For |
| 1.8 | Elect Director Singleton B. McAllister | Management | For | For |
| 1.9 | Elect Director Paul Saleh | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Change Company Name to Anterix Inc. | Management | For | For |
| |
|---|
PINTEREST, INC.
MEETING DATE: MAY 21, 2020 | TICKER: PINS SECURITY ID: 72352L106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jeffrey Jordan | Management | For | For |
| 1b | Elect Director Jeremy Levine | Management | For | For |
| 1c | Elect Director Gokul Rajaram | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
QUINSTREET, INC.
MEETING DATE: NOV 15, 2019 | TICKER: QNST SECURITY ID: 74874Q100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stuart M. Huizinga | Management | For | For |
| 1.2 | Elect Director David Pauldine | Management | For | For |
| 1.3 | Elect Director James Simons | Management | For | Withhold |
| 1.4 | Elect Director Matthew Glickman | Management | For | For |
| 1.5 | Elect Director Andrew Sheehan | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ROKU, INC.
MEETING DATE: JUN 10, 2020 | TICKER: ROKU SECURITY ID: 77543R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Alan Henricks | Management | For | For |
| 2a | Elect Director Neil Hunt | Management | For | For |
| 2b | Elect Director Anthony Wood | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| |
|---|
SCHOLASTIC CORPORATION
MEETING DATE: SEP 18, 2019 | TICKER: SCHL SECURITY ID: 807066105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James W. Barge | Management | For | For |
| 1.2 | Elect Director John L. Davies | Management | For | For |
| |
|---|
SHENANDOAH TELECOMMUNICATIONS COMPANY
MEETING DATE: APR 21, 2020 | TICKER: SHEN SECURITY ID: 82312B106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Tracy Fitzsimmons | Management | For | For |
| 1b | Elect Director John W. Flora | Management | For | For |
| 1c | Elect Director Kenneth L. Quaglio | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SINCLAIR BROADCAST GROUP, INC.
MEETING DATE: JUN 04, 2020 | TICKER: SBGI SECURITY ID: 829226109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David D. Smith | Management | For | For |
| 1.2 | Elect Director Frederick G. Smith | Management | For | For |
| 1.3 | Elect Director J. Duncan Smith | Management | For | For |
| 1.4 | Elect Director Robert E. Smith | Management | For | Withhold |
| 1.5 | Elect Director Howard E. Friedman | Management | For | For |
| 1.6 | Elect Director Lawrence E. McCanna | Management | For | For |
| 1.7 | Elect Director Daniel C. Keith | Management | For | For |
| 1.8 | Elect Director Martin R. Leader | Management | For | For |
| 1.9 | Elect Director Benson E. Legg | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
SIRIUS XM HOLDINGS INC.
MEETING DATE: JUN 04, 2020 | TICKER: SIRI SECURITY ID: 82968B103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joan L. Amble | Management | For | For |
| 1.2 | Elect Director George W. Bodenheimer | Management | For | For |
| 1.3 | Elect Director Mark D. Carleton | Management | For | For |
| 1.4 | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1.5 | Elect Director James P. Holden | Management | For | For |
| 1.6 | Elect Director Gregory B. Maffei | Management | For | Withhold |
| 1.7 | Elect Director Evan D. Malone | Management | For | For |
| 1.8 | Elect Director James E. Meyer | Management | For | For |
| 1.9 | Elect Director James F. Mooney | Management | For | For |
| 1.10 | Elect Director Michael Rapino | Management | For | For |
| 1.11 | Elect Director Kristina M. Salen | Management | For | For |
| 1.12 | Elect Director Carl E. Vogel | Management | For | Withhold |
| 1.13 | Elect Director David M. Zaslav | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
SPOK HOLDINGS, INC.
MEETING DATE: JUL 29, 2019 | TICKER: SPOK SECURITY ID: 84863T106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director N. Blair Butterfield | Management | For | For |
| 1b | Elect Director Stacia A. Hylton | Management | For | For |
| 1c | Elect Director Vincent D. Kelly | Management | For | For |
| 1d | Elect Director Brian O'Reilly | Management | For | For |
| 1e | Elect Director Matthew Oristano | Management | For | For |
| 1f | Elect Director Todd Stein | Management | For | For |
| 1g | Elect Director Samme L. Thompson | Management | For | For |
| 1h | Elect Director Royce Yudkoff | Management | For | For |
| 2 | RatifyGrant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
T-MOBILE US, INC.
MEETING DATE: JUN 04, 2020 | TICKER: TMUS SECURITY ID: 872590104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marcelo Claure | Management | For | For |
| 1.2 | Elect Director Srikant M. Datar | Management | For | For |
| 1.3 | Elect Director Ronald D. Fisher | Management | For | For |
| 1.4 | Elect Director Srini Gopalan | Management | For | For |
| 1.5 | Elect Director Lawrence H. Guffey | Management | For | For |
| 1.6 | Elect Director Timotheus Hottges | Management | For | For |
| 1.7 | Elect Director Christian P. Illek | Management | For | Withhold |
| 1.8 | Elect Director Stephen Kappes | Management | For | For |
| 1.9 | Elect Director Raphael Kubler | Management | For | Withhold |
| 1.10 | Elect Director Thorsten Langheim | Management | For | Withhold |
| 1.11 | Elect Director G. Michael (Mike) Sievert | Management | For | For |
| 1.12 | Elect Director Teresa A. Taylor | Management | For | For |
| 1.13 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Limit Accelerated Vesting of Equity Awards Upon a Change in Control | Shareholder | Against | For |
| |
|---|
TAKE-TWO INTERACTIVE SOFTWARE, INC.
MEETING DATE: SEP 18, 2019 | TICKER: TTWO SECURITY ID: 874054109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Strauss Zelnick | Management | For | For |
| 1.2 | Elect Director Michael Dornemann | Management | For | For |
| 1.3 | Elect Director J Moses | Management | For | For |
| 1.4 | Elect Director Michael Sheresky | Management | For | For |
| 1.5 | Elect Director LaVerne Srinivasan | Management | For | For |
| 1.6 | Elect Director Susan Tolson | Management | For | For |
| 1.7 | Elect Director Paul Viera | Management | For | For |
| 1.8 | Elect Director Roland Hernandez | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
TECHTARGET, INC.
MEETING DATE: JUN 09, 2020 | TICKER: TTGT SECURITY ID: 87874R100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Cotoia | Management | For | For |
| 1.2 | Elect Director Roger M. Marino | Management | For | For |
| 1.3 | Elect Director Christina G. Van Houten | Management | For | For |
| 2 | Ratify Stowe & Degon, LLC as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TEGNA, INC.
MEETING DATE: APR 30, 2020 | TICKER: TGNA SECURITY ID: 87901J105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (Gold Proxy Card) |
| 1.1 | Elect Director Gina L. Bianchini | Management | For | For |
| 1.2 | Elect Director Howard D. Elias | Management | For | For |
| 1.3 | Elect Director Stuart J. Epstein | Management | For | For |
| 1.4 | Elect Director Lidia Fonseca | Management | For | For |
| 1.5 | Elect Director Karen H. Grimes | Management | For | For |
| 1.6 | Elect Director David T. Lougee | Management | For | For |
| 1.7 | Elect Director Scott K. McCune | Management | For | For |
| 1.8 | Elect Director Henry W. McGee | Management | For | For |
| 1.9 | Elect Director Susan Ness | Management | For | For |
| 1.10 | Elect Director Bruce P. Nolop | Management | For | For |
| 1.11 | Elect Director Neal Shapiro | Management | For | For |
| 1.12 | Elect Director Melinda C. Witmer | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (White Proxy Card) |
| 1.1 | Elect Director Soohyung Kim | Shareholder | For | Did Not Vote |
| 1.2 | Elect Director Colleen B. Brown | Shareholder | For | Did Not Vote |
| 1.3 | Elect Director Ellen McClain Haime | Shareholder | For | Did Not Vote |
| 1.4 | Elect Director Deborah McDermott | Shareholder | For | Did Not Vote |
| 1.5 | Management Nominee Gina L. Bianchini | Shareholder | For | Did Not Vote |
| 1.6 | Management Nominee Stuart J. Epstein | Shareholder | For | Did Not Vote |
| 1.7 | Management Nominee Lidia Fonseca | Shareholder | For | Did Not Vote |
| 1.8 | Management Nominee Karen H. Grimes | Shareholder | For | Did Not Vote |
| 1.9 | Management Nominee David T. Lougee | Shareholder | For | Did Not Vote |
| 1.10 | Management Nominee Henry W. McGee | Shareholder | For | Did Not Vote |
| 1.11 | Management Nominee Susan Ness | Shareholder | For | Did Not Vote |
| 1.12 | Management Nominee Melinda C. Witmer | Shareholder | For | Did Not Vote |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | Did Not Vote |
| 4 | Approve Omnibus Stock Plan | Management | Against | Did Not Vote |
| |
|---|
TELEPHONE AND DATA SYSTEMS, INC.
MEETING DATE: MAY 21, 2020 | TICKER: TDS SECURITY ID: 879433829
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Clarence A. Davis | Management | For | For |
| 1.2 | Elect Director George W. Off | Management | For | For |
| 1.3 | Elect Director Wade Oosterman | Management | For | For |
| 1.4 | Elect Director Gary L. Sugarman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| |
|---|
THE E.W. SCRIPPS COMPANY
MEETING DATE: MAY 04, 2020 | TICKER: SSP SECURITY ID: 811054402
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lauren Rich Fine | Management | For | For |
| 1b | Elect Director Wonya Y. Lucas | Management | For | For |
| 1c | Elect Director Kim Williams | Management | For | For |
| |
|---|
THE INTERPUBLIC GROUP OF COMPANIES, INC.
MEETING DATE: MAY 21, 2020 | TICKER: IPG SECURITY ID: 460690100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jocelyn Carter-Miller | Management | For | For |
| 1.2 | Elect Director Mary J. Steele Guilfoile | Management | For | For |
| 1.3 | Elect Director Dawn Hudson | Management | For | For |
| 1.4 | Elect Director Jonathan F. Miller | Management | For | For |
| 1.5 | Elect Director Patrick Q. Moore | Management | For | For |
| 1.6 | Elect Director Michael I. Roth | Management | For | For |
| 1.7 | Elect Director Linda S. Sanford | Management | For | For |
| 1.8 | Elect Director David M. Thomas | Management | For | For |
| 1.9 | Elect Director E. Lee Wyatt, Jr. | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| |
|---|
THE MADISON SQUARE GARDEN COMPANY
MEETING DATE: DEC 11, 2019 | TICKER: MSG SECURITY ID: 55825T103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank J. Biondi, Jr. *Withdrawn Resolution* | Management | None | None |
| 1.2 | Elect Director Matthew C. Blank | Management | For | For |
| 1.3 | Elect Director Joseph J. Lhota | Management | For | For |
| 1.4 | Elect Director Richard D. Parsons | Management | For | For |
| 1.5 | Elect Director Nelson Peltz | Management | For | For |
| 1.6 | Elect Director Frederic V. Salerno | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE MARCUS CORPORATION
MEETING DATE: MAY 06, 2020 | TICKER: MCS SECURITY ID: 566330106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen H. Marcus | Management | For | For |
| 1.2 | Elect Director Diane Marcus Gershowitz | Management | For | For |
| 1.3 | Elect Director Allan H. Selig | Management | For | For |
| 1.4 | Elect Director Timothy E. Hoeksema | Management | For | For |
| 1.5 | Elect Director Bruce J. Olson | Management | For | For |
| 1.6 | Elect Director Philip L. Milstein | Management | For | For |
| 1.7 | Elect Director Gregory S. Marcus | Management | For | For |
| 1.8 | Elect Director Brian J. Stark | Management | For | For |
| 1.9 | Elect Director Katherine M. Gehl | Management | For | For |
| 1.10 | Elect Director David M. Baum | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| |
|---|
THE NEW YORK TIMES COMPANY
MEETING DATE: APR 22, 2020 | TICKER: NYT SECURITY ID: 650111107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert E. Denham | Management | For | For |
| 1.2 | Elect Director Rachel Glaser | Management | For | For |
| 1.3 | Elect Director John W. Rogers, Jr. | Management | For | For |
| 1.4 | Elect Director Rebecca Van Dyck | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
THE WALT DISNEY COMPANY
MEETING DATE: MAR 11, 2020 | TICKER: DIS SECURITY ID: 254687106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Susan E. Arnold | Management | For | For |
| 1b | Elect Director Mary T. Barra | Management | For | For |
| 1c | Elect Director Safra A. Catz | Management | For | For |
| 1d | Elect Director Francis A. deSouza | Management | For | For |
| 1e | Elect Director Michael B.G. Froman | Management | For | For |
| 1f | Elect Director Robert A. Iger | Management | For | For |
| 1g | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1h | Elect Director Mark G. Parker | Management | For | For |
| 1i | Elect Director Derica W. Rice | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| |
|---|
TRIBUNE PUBLISHING COMPANY
MEETING DATE: MAY 21, 2020 | TICKER: TPCO SECURITY ID: 89609W107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carol Crenshaw | Management | For | For |
| 1.2 | Elect Director Philip G. Franklin | Management | For | For |
| 1.3 | Elect Director Terry Jimenez | Management | For | For |
| 1.4 | Elect Director Christopher Minnetian | Management | For | For |
| 1.5 | Elect Director Dana Goldsmith Needleman | Management | For | For |
| 1.6 | Elect Director Richard A. Reck | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
TRIPADVISOR, INC.
MEETING DATE: JUN 09, 2020 | TICKER: TRIP SECURITY ID: 896945201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory B. Maffei | Management | For | Withhold |
| 1.2 | Elect Director Stephen Kaufer | Management | For | For |
| 1.3 | Elect Director Jay C. Hoag | Management | For | Withhold |
| 1.4 | Elect Director Betsy L. Morgan | Management | For | For |
| 1.5 | Elect Director M. Greg O'Hara | Management | For | For |
| 1.6 | Elect Director Jeremy Philips | Management | For | For |
| 1.7 | Elect Director Albert E. Rosenthaler | Management | For | For |
| 1.8 | Elect Director Trynka Shineman Blake | Management | For | For |
| 1.9 | Elect Director Robert S. Wiesenthal | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
TRUECAR, INC.
MEETING DATE: MAY 21, 2020 | TICKER: TRUE SECURITY ID: 89785L107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher W. Claus | Management | For | For |
| 1.2 | Elect Director Philip G.J. McKoy | Management | For | For |
| 1.3 | Elect Director John W. Mendel | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TWITTER, INC.
MEETING DATE: MAY 27, 2020 | TICKER: TWTR SECURITY ID: 90184L102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Omid R. Kordestani | Management | For | For |
| 1b | Elect Director Ngozi Okonjo-Iweala | Management | For | For |
| 1c | Elect Director Bret Taylor | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Report on Risks of Omitting Viewpoint and Ideology from EEO Policy | Shareholder | Against | Against |
| |
|---|
UNITED STATES CELLULAR CORPORATION
MEETING DATE: MAY 19, 2020 | TICKER: USM SECURITY ID: 911684108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Samuel Crowley | Management | For | Withhold |
| 1.2 | Elect Director Gregory P. Josefowicz | Management | For | For |
| 1.3 | Elect Director Cecelia D. Stewart | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VERIZON COMMUNICATIONS INC.
MEETING DATE: MAY 07, 2020 | TICKER: VZ SECURITY ID: 92343V104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
| 1.2 | Elect Director Mark T. Bertolini | Management | For | For |
| 1.3 | Elect Director Vittorio Colao | Management | For | For |
| 1.4 | Elect Director Melanie L. Healey | Management | For | For |
| 1.5 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1.6 | Elect Director Daniel H. Schulman | Management | For | For |
| 1.7 | Elect Director Rodney E. Slater | Management | For | For |
| 1.8 | Elect Director Hans E. Vestberg | Management | For | For |
| 1.9 | Elect Director Gregory G. Weaver | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Eliminate Above-Market Earnings in Executive Retirement Plans | Shareholder | Against | Against |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 7 | Assess Feasibility of Data Privacy as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 8 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | Against |
| |
|---|
VONAGE HOLDINGS CORP.
MEETING DATE: JUN 11, 2020 | TICKER: VG SECURITY ID: 92886T201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Hamid Akhavan | Management | For | For |
| 1b | Elect Director Jan Hauser | Management | For | For |
| 1c | Elect Director Priscilla Hung | Management | For | For |
| 1d | Elect Director Carolyn Katz | Management | For | For |
| 1e | Elect Director Alan Masarek | Management | For | For |
| 1f | Elect Director Michael J. McConnell | Management | For | For |
| 1g | Elect Director John J. Roberts | Management | For | For |
| 1h | Elect Director Gary Steele | Management | For | Against |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WIDEOPENWEST, INC.
MEETING DATE: MAY 07, 2020 | TICKER: WOW SECURITY ID: 96758W101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jill Bright | Management | For | For |
| 1b | Elect Director Brian Cassidy | Management | For | For |
| 1c | Elect Director Angela Courtin | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ZAYO GROUP HOLDINGS, INC.
MEETING DATE: JUL 26, 2019 | TICKER: ZAYO SECURITY ID: 98919V105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
ZAYO GROUP HOLDINGS, INC.
MEETING DATE: NOV 05, 2019 | TICKER: ZAYO SECURITY ID: 98919V105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rick Connor | Management | For | For |
| 1.2 | Elect Director Cathy Morris | Management | For | For |
| 1.3 | Elect Director Emily White | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ZYNGA INC.
MEETING DATE: MAY 19, 2020 | TICKER: ZNGA SECURITY ID: 98986T108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mark Pincus | Management | For | For |
| 1b | Elect Director Frank Gibeau | Management | For | For |
| 1c | Elect Director Regina E. Dugan | Management | For | For |
| 1d | Elect Director William "Bing" Gordon | Management | For | For |
| 1e | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
| 1f | Elect Director Carol G. Mills | Management | For | For |
| 1g | Elect Director Janice M. Roberts | Management | For | For |
| 1h | Elect Director Ellen F. Siminoff | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
VOTE SUMMARY REPORT
FIDELITY MSCI CONSUMER DISCRETIONARY INDEX ETF - SUB-ADVISER: BLACKROCK
07/01/2019 - 06/30/2020
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
1-800-FLOWERS.COM, INC.
MEETING DATE: DEC 09, 2019 | TICKER: FLWS SECURITY ID: 68243Q106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Geralyn R. Breig | Management | For | For |
| 1.2 | Elect Director Celia R. Brown | Management | For | For |
| 1.3 | Elect Director James A. Cannavino | Management | For | For |
| 1.4 | Elect Director Eugene F. DeMark | Management | For | For |
| 1.5 | Elect Director Leonard J. Elmore | Management | For | For |
| 1.6 | Elect Director Adam Hanft | Management | For | For |
| 1.7 | Elect Director Sean Hegarty | Management | For | For |
| 1.8 | Elect Director Christopher G. McCann | Management | For | For |
| 1.9 | Elect Director James F. McCann | Management | For | For |
| 1.10 | Elect Director Katherine Oliver | Management | For | For |
| 1.11 | Elect Director Larry Zarin | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
AARON'S, INC.
MEETING DATE: JUN 18, 2020 | TICKER: AAN SECURITY ID: 002535300
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kelly H. Barrett | Management | For | For |
| 1b | Elect Director Kathy T. Betty | Management | For | For |
| 1c | Elect Director Douglas C. Curling | Management | For | For |
| 1d | Elect Director Cynthia N. Day | Management | For | For |
| 1e | Elect Director Curtis L. Doman | Management | For | For |
| 1f | Elect Director Walter G. Ehmer | Management | For | For |
| 1g | Elect Director Hubert L. Harris, Jr. | Management | For | For |
| 1h | Elect Director John W. Robinson, III | Management | For | For |
| 1i | Elect Director Ray M. Robinson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 4 | Approve Formation of Holding Company | Management | For | For |
| |
|---|
ABERCROMBIE & FITCH CO.
MEETING DATE: MAY 20, 2020 | TICKER: ANF SECURITY ID: 002896207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kerrii B. Anderson | Management | For | For |
| 1b | Elect Director Terry L. Burman | Management | For | For |
| 1c | Elect Director Felix Carbullido | Management | For | For |
| 1d | Elect Director Susie Coulter | Management | For | For |
| 1e | Elect Director Sarah M. Gallagher | Management | For | For |
| 1f | Elect Director James A. Goldman | Management | For | For |
| 1g | Elect Director Michael E. Greenlees | Management | For | For |
| 1h | Elect Director Archie M. Griffin | Management | For | For |
| 1i | Elect Director Fran Horowitz | Management | For | For |
| 1j | Elect Director Helen E. McCluskey | Management | For | For |
| 1k | Elect Director Charles R. Perrin | Management | For | For |
| 1l | Elect Director Nigel Travis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Non-Associate Director Omnibus Stock Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
ACUSHNET HOLDINGS CORP.
MEETING DATE: JUN 08, 2020 | TICKER: GOLF SECURITY ID: 005098108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Maher | Management | For | For |
| 1.2 | Elect Director Yoon Soo (Gene) Yoon | Management | For | For |
| 1.3 | Elect Director Jennifer Estabrook | Management | For | For |
| 1.4 | Elect Director Gregory Hewett | Management | For | For |
| 1.5 | Elect Director Sean Sullivan | Management | For | For |
| 1.6 | Elect Director Steven Tishman | Management | For | For |
| 1.7 | Elect Director Walter (Wally) Uihlein | Management | For | For |
| 1.8 | Elect Director Keun Chang (Kevin) Yoon | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ADIENT PLC
MEETING DATE: MAR 12, 2020 | TICKER: ADNT SECURITY ID: G0084W101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Julie L. Bushman | Management | For | For |
| 1b | Elect Director Peter H. Carlin | Management | For | For |
| 1c | Elect Director Raymond L. Conner | Management | For | For |
| 1d | Elect Director Douglas G. Del Grosso | Management | For | For |
| 1e | Elect Director Richard Goodman | Management | For | For |
| 1f | Elect Director Jose M. Gutierrez | Management | For | For |
| 1g | Elect Director Frederick A. "Fritz" Henderson | Management | For | For |
| 1h | Elect Director Barb J. Samardzich | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Non Employee Director Restricted Stock Plan | Management | For | For |
| |
|---|
ADTALEM GLOBAL EDUCATION INC.
MEETING DATE: NOV 06, 2019 | TICKER: ATGE SECURITY ID: 00737L103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven M. Altschuler | Management | For | For |
| 1.2 | Elect Director William W. Burke | Management | For | For |
| 1.3 | Elect Director Donna J. Hrinak | Management | For | For |
| 1.4 | Elect Director Georgette Kiser | Management | For | For |
| 1.5 | Elect Director Lyle Logan | Management | For | For |
| 1.6 | Elect Director Michael W. Malafronte | Management | For | For |
| 1.7 | Elect Director Lisa W. Wardell | Management | For | For |
| 1.8 | Elect Director James D. White | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
ADVANCE AUTO PARTS, INC.
MEETING DATE: MAY 15, 2020 | TICKER: AAP SECURITY ID: 00751Y106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John F. Bergstrom | Management | For | For |
| 1b | Elect Director Brad W. Buss | Management | For | For |
| 1c | Elect Director John F. Ferraro | Management | For | For |
| 1d | Elect Director Thomas R. Greco | Management | For | For |
| 1e | Elect Director Jeffrey J. Jones, II | Management | For | For |
| 1f | Elect Director Eugene I. Lee, Jr. | Management | For | For |
| 1g | Elect Director Sharon L. McCollam | Management | For | For |
| 1h | Elect Director Douglas A. Pertz | Management | For | For |
| 1i | Elect Director Nigel Travis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
AMAZON.COM, INC.
MEETING DATE: MAY 27, 2020 | TICKER: AMZN SECURITY ID: 023135106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jeffrey P. Bezos | Management | For | For |
| 1b | Elect Director Rosalind G. Brewer | Management | For | For |
| 1c | Elect Director Jamie S. Gorelick | Management | For | For |
| 1d | Elect Director Daniel P. Huttenlocher | Management | For | For |
| 1e | Elect Director Judith A. McGrath | Management | For | For |
| 1f | Elect Director Indra K. Nooyi | Management | For | For |
| 1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1h | Elect Director Thomas O. Ryder | Management | For | For |
| 1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 1j | Elect Director Wendell P. Weeks | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
| 5 | Report on Management of Food Waste | Shareholder | Against | Against |
| 6 | Report on Customers' Use of its Surveillance and Computer Vision Products or Cloud-Based Services | Shareholder | Against | Against |
| 7 | Report on Potential Human Rights Impacts of Customers' Use of Rekognition | Shareholder | Against | Against |
| 8 | Report on Products Promoting Hate Speech and Sales of Offensive Products | Shareholder | Against | Against |
| 9 | Require Independent Board Chairman | Shareholder | Against | Against |
| 10 | Report on Global Median Gender/Racial Pay Gap | Shareholder | Against | Against |
| 11 | Report on Reducing Environmental and Health Harms to Communities of Color | Shareholder | Against | Against |
| 12 | Report on Viewpoint Discrimination | Shareholder | Against | Against |
| 13 | Report on Promotion Velocity | Shareholder | Against | Against |
| 14 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| 15 | Human Rights Risk Assessment | Shareholder | Against | Against |
| 16 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| |
|---|
AMERICA'S CAR-MART, INC.
MEETING DATE: AUG 28, 2019 | TICKER: CRMT SECURITY ID: 03062T105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ann G. Bordelon | Management | For | For |
| 1.2 | Elect Director Ray C. Dillon | Management | For | For |
| 1.3 | Elect Director Daniel J. Englander | Management | For | For |
| 1.4 | Elect Director William H. Henderson | Management | For | For |
| 1.5 | Elect Director Jim von Gremp | Management | For | For |
| 1.6 | Elect Director Joshua G. Welch | Management | For | For |
| 1.7 | Elect Director Jeffrey A. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
AMERICAN AXLE & MANUFACTURING HOLDINGS, INC.
MEETING DATE: MAY 07, 2020 | TICKER: AXL SECURITY ID: 024061103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James A. McCaslin | Management | For | For |
| 1.2 | Elect Director William P. Miller, II | Management | For | For |
| 1.3 | Elect Director Sandra E. Pierce | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| |
|---|
AMERICAN EAGLE OUTFITTERS, INC.
MEETING DATE: JUN 04, 2020 | TICKER: AEO SECURITY ID: 02553E106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sujatha Chandrasekaran | Management | For | For |
| 1.2 | Elect Director Jay L. Schottenstein | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMERICAN OUTDOOR BRANDS CORPORATION
MEETING DATE: SEP 24, 2019 | TICKER: AOBC SECURITY ID: 02874P103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry M. Monheit | Management | For | For |
| 1.2 | Elect Director Robert L. Scott | Management | For | For |
| 1.3 | Elect Director Anita D. Britt | Management | For | For |
| 1.4 | Elect Director P. James Debney | Management | For | For |
| 1.5 | Elect Director John B. Furman | Management | For | For |
| 1.6 | Elect Director Gregory J. Gluchowski, Jr. | Management | For | For |
| 1.7 | Elect Director Michael F. Golden | Management | For | For |
| 1.8 | Elect Director Mitchell A. Saltz | Management | For | For |
| 1.9 | Elect Director I. Marie Wadecki | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Adopt a Comprehensive Human Rights Policy | Shareholder | Against | Against |
| |
|---|
AMERICAN PUBLIC EDUCATION, INC.
MEETING DATE: MAY 15, 2020 | TICKER: APEI SECURITY ID: 02913V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Eric C. Andersen | Management | For | For |
| 1b | Elect Director Barbara G. Fast | Management | For | For |
| 1c | Elect Director Jean C. Halle | Management | For | For |
| 1d | Elect Director Barbara 'Bobbi' L. Kurshan | Management | For | For |
| 1e | Elect Director Timothy J. Landon | Management | For | For |
| 1f | Elect Director William G. Robinson, Jr. | Management | For | For |
| 1g | Elect Director Angela Selden | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| |
|---|
APTIV PLC
MEETING DATE: APR 23, 2020 | TICKER: APTV SECURITY ID: G6095L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Kevin P. Clark | Management | For | Did Not Vote |
| 2 | Elect Director Nancy E. Cooper | Management | For | Did Not Vote |
| 3 | Elect Director Nicholas M. Donofrio | Management | For | Did Not Vote |
| 4 | Elect Director Rajiv L. Gupta | Management | For | Did Not Vote |
| 5 | Elect Director Joseph L. Hooley | Management | For | Did Not Vote |
| 6 | Elect Director Sean O. Mahoney | Management | For | Did Not Vote |
| 7 | Elect Director Paul M. Meister | Management | For | Did Not Vote |
| 8 | Elect Director Robert K. Ortberg | Management | For | Did Not Vote |
| 9 | Elect Director Colin J. Parris | Management | For | Did Not Vote |
| 10 | Elect Director Ana G. Pinczuk | Management | For | Did Not Vote |
| 11 | Elect Director Lawrence A. Zimmerman | Management | For | Did Not Vote |
| 12 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Did Not Vote |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| |
|---|
ARAMARK
MEETING DATE: JAN 29, 2020 | TICKER: ARMK SECURITY ID: 03852U106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Susan M. Cameron | Management | For | For |
| 1b | Elect Director Greg Creed | Management | For | For |
| 1c | Elect Director Calvin Darden | Management | For | For |
| 1d | Elect Director Richard W. Dreiling | Management | For | For |
| 1e | Elect Director Irene M. Esteves | Management | For | For |
| 1f | Elect Director Daniel J. Heinrich | Management | For | For |
| 1g | Elect Director Paul C. Hilal | Management | For | For |
| 1h | Elect Director Karen M. King | Management | For | For |
| 1i | Elect Director Stephen I. Sadove | Management | For | For |
| 1j | Elect Director Arthur B. Winkleblack | Management | For | For |
| 1k | Elect Director John J. Zillmer | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Permit Shareholders to Call a Special Meeting of Shareholders and Delete Certain Obsolete Provisions | Management | For | For |
| |
|---|
ASBURY AUTOMOTIVE GROUP, INC.
MEETING DATE: APR 21, 2020 | TICKER: ABG SECURITY ID: 043436104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas J. Reddin | Management | For | For |
| 1.2 | Elect Director Joel Alsfine | Management | For | For |
| 1.3 | Elect Director Thomas C. DeLoach, Jr. | Management | For | For |
| 1.4 | Elect Director David W. Hult | Management | For | For |
| 1.5 | Elect Director Juanita T. James | Management | For | For |
| 1.6 | Elect Director Philip F. Maritz | Management | For | For |
| 1.7 | Elect Director Maureen F. Morrison | Management | For | For |
| 1.8 | Elect Director Bridget Ryan-Berman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
AT HOME GROUP INC.
MEETING DATE: JUN 26, 2020 | TICKER: HOME SECURITY ID: 04650Y100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lewis L. Bird, III | Management | For | For |
| 1.2 | Elect Director Elisabeth B. Charles | Management | For | For |
| 1.3 | Elect Director Joanne C. Crevoiserat | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
AUTOLIV, INC.
MEETING DATE: MAY 07, 2020 | TICKER: ALV SECURITY ID: 052800109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mikael Bratt | Management | For | For |
| 1.2 | Elect Director Jan Carlson | Management | For | Withhold |
| 1.3 | Elect Director Hasse Johansson | Management | For | For |
| 1.4 | Elect Director Leif Johansson | Management | For | For |
| 1.5 | Elect Director David E. Kepler | Management | For | For |
| 1.6 | Elect Director Franz-Josef Kortum | Management | For | For |
| 1.7 | Elect Director Min Liu | Management | For | For |
| 1.8 | Elect Director Xiaozhi Liu | Management | For | For |
| 1.9 | Elect Director James M. Ringler | Management | For | Withhold |
| 1.10 | Elect Director Thaddeus J. "Ted" Senko | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young AB as Auditor | Management | For | For |
| |
|---|
AUTONATION, INC.
MEETING DATE: APR 22, 2020 | TICKER: AN SECURITY ID: 05329W102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Mike Jackson | Management | For | For |
| 1B | Elect Director Thomas J. Baltimore, Jr. | Management | For | Against |
| 1C | Elect Director Rick L. Burdick | Management | For | For |
| 1D | Elect Director David B. Edelson | Management | For | For |
| 1E | Elect Director Steven L. Gerard | Management | For | For |
| 1F | Elect Director Robert R. Grusky | Management | For | For |
| 1G | Elect Director Lisa Lutoff-Perlo | Management | For | For |
| 1H | Elect Director G. Mike Mikan | Management | For | For |
| 1I | Elect Director Cheryl Miller | Management | For | For |
| 1J | Elect Director Jacqueline A. Travisano | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Call A Special Meeting | Shareholder | Against | Against |
| |
|---|
AUTOZONE, INC.
MEETING DATE: DEC 18, 2019 | TICKER: AZO SECURITY ID: 053332102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas H. Brooks | Management | For | For |
| 1.2 | Elect Director Linda A. Goodspeed | Management | For | For |
| 1.3 | Elect Director Earl G. Graves, Jr. | Management | For | For |
| 1.4 | Elect Director Enderson Guimaraes | Management | For | For |
| 1.5 | Elect Director Michael M. Calbert | Management | For | For |
| 1.6 | Elect Director D. Bryan Jordan | Management | For | For |
| 1.7 | Elect Director Gale V. King | Management | For | For |
| 1.8 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
| 1.9 | Elect Director William C. Rhodes, III | Management | For | For |
| 1.10 | Elect Director Jill A. Soltau | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BEAZER HOMES USA, INC.
MEETING DATE: FEB 05, 2020 | TICKER: BZH SECURITY ID: 07556Q881
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Elizabeth S. Acton | Management | For | For |
| 1b | Elect Director Laurent Alpert | Management | For | For |
| 1c | Elect Director Allan P. Merrill | Management | For | For |
| 1d | Elect Director Peter M. Orser | Management | For | For |
| 1e | Elect Director Norma A. Provencio | Management | For | For |
| 1f | Elect Director Danny R. Shepherd | Management | For | For |
| 1g | Elect Director David J. Spitz | Management | For | For |
| 1h | Elect Director C. Christian Winkle | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
BED BATH & BEYOND INC.
MEETING DATE: JUL 25, 2019 | TICKER: BBBY SECURITY ID: 075896100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Patrick R. Gaston | Management | For | For |
| 1b | Elect Director Mary A. Winston | Management | For | For |
| 1c | Elect Director Stephanie Bell-Rose | Management | For | For |
| 1d | Elect Director Harriet Edelman | Management | For | For |
| 1e | Elect Director John E. Fleming | Management | For | For |
| 1f | Elect Director Sue E. Gove | Management | For | For |
| 1g | Elect Director Jeffrey A. Kirwan | Management | For | For |
| 1h | Elect Director Johnathan B. (JB) Osborne | Management | For | For |
| 1i | Elect Director Harsha Ramalingam | Management | For | For |
| 1j | Elect Director Virginia P. Ruesterholz | Management | For | For |
| 1k | Elect Director Joshua E. Schechter | Management | For | For |
| 1l | Elect Director Andrea Weiss | Management | For | For |
| 1m | Elect Director Ann Yerger | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BEST BUY CO., INC.
MEETING DATE: JUN 11, 2020 | TICKER: BBY SECURITY ID: 086516101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Corie S. Barry | Management | For | For |
| 1b | Elect Director Lisa M. Caputo | Management | For | For |
| 1c | Elect Director J. Patrick Doyle | Management | For | For |
| 1d | Elect Director Kathy J. Higgins Victor | Management | For | For |
| 1e | Elect Director David W. Kenny | Management | For | For |
| 1f | Elect Director Karen A. McLoughlin | Management | For | For |
| 1g | Elect Director Thomas L. "Tommy" Millner | Management | For | For |
| 1h | Elect Director Claudia F. Munce | Management | For | For |
| 1i | Elect Director Richelle P. Parham | Management | For | For |
| 1j | Elect Director Eugene A. Woods | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement to Amend, Alter or Repeal the Provisions of Article IX | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement to Amend Section 1, Election of Directors, of Article III of the Amended and Restated By-laws | Management | For | For |
| 7 | Eliminate Supermajority Vote Requirement to Amend, Alter or Repeal the Provisions of Article X | Management | For | For |
| 8 | Amend the Anti-Greenmail Provision Voting Standard in Article X, Section 2 | Management | For | For |
| |
|---|
BIG LOTS, INC.
MEETING DATE: JUN 10, 2020 | TICKER: BIG SECURITY ID: 089302103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James R. Chambers | Management | For | For |
| 1.2 | Elect Director Andrew C. Clarke | Management | For | For |
| 1.3 | Elect Director Sebastian J. DiGrande | Management | For | For |
| 1.4 | Elect Director Aaron Goldstein | Management | For | For |
| 1.5 | Elect Director Marla C. Gottschalk | Management | For | For |
| 1.6 | Elect Director Cynthia T. Jamison | Management | For | For |
| 1.7 | Elect Director Thomas A. Kingsbury | Management | For | For |
| 1.8 | Elect Director Christopher J. McCormick | Management | For | For |
| 1.9 | Elect Director Nancy A. Reardon | Management | For | For |
| 1.10 | Elect Director Wendy L. Schoppert | Management | For | For |
| 1.11 | Elect Director Bruce K. Thorn | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
BLOOMIN' BRANDS, INC.
MEETING DATE: MAY 29, 2020 | TICKER: BLMN SECURITY ID: 094235108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James R. Craigie | Management | For | For |
| 1.2 | Elect Director David J. Deno | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| 6 | Report on Greenhouse Gas Emissions Disclosure | Shareholder | Against | Against |
| |
|---|
BOOKING HOLDINGS INC.
MEETING DATE: JUN 04, 2020 | TICKER: BKNG SECURITY ID: 09857L108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
| 1.2 | Elect Director Jeffery H. Boyd | Management | For | For |
| 1.3 | Elect Director Glenn D. Fogel | Management | For | For |
| 1.4 | Elect Director Mirian M. Graddick-Weir | Management | For | For |
| 1.5 | Elect Director Wei Hopeman | Management | For | For |
| 1.6 | Elect Director Robert J. Mylod, Jr. | Management | For | For |
| 1.7 | Elect Director Charles H. Noski | Management | For | For |
| 1.8 | Elect Director Nicholas J. Read | Management | For | For |
| 1.9 | Elect Director Thomas E. Rothman | Management | For | For |
| 1.10 | Elect Director Bob van Dijk | Management | For | For |
| 1.11 | Elect Director Lynn M. Vojvodich | Management | For | For |
| 1.12 | Elect Director Vanessa A. Wittman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
BOOT BARN HOLDINGS, INC.
MEETING DATE: AUG 28, 2019 | TICKER: BOOT SECURITY ID: 099406100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Greg Bettinelli | Management | For | For |
| 1.2 | Elect Director James G. Conroy | Management | For | For |
| 1.3 | Elect Director Lisa G. Laube | Management | For | For |
| 1.4 | Elect Director Anne MacDonald | Management | For | For |
| 1.5 | Elect Director Brenda I. Morris | Management | For | For |
| 1.6 | Elect Director Peter Starrett | Management | For | For |
| 1.7 | Elect Director Brad Weston | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
BORGWARNER INC.
MEETING DATE: APR 29, 2020 | TICKER: BWA SECURITY ID: 099724106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Dennis C. Cuneo | Management | For | For |
| 1b | Elect Director Michael S. Hanley | Management | For | For |
| 1c | Elect Director Frederic B. Lissalde | Management | For | For |
| 1d | Elect Director Paul A. Mascarenas | Management | For | For |
| 1e | Elect Director John R. McKernan, Jr. | Management | For | For |
| 1f | Elect Director Deborah D. McWhinney | Management | For | For |
| 1g | Elect Director Alexis P. Michas | Management | For | For |
| 1h | Elect Director Vicki L. Sato | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| |
|---|
BOYD GAMING CORPORATION
MEETING DATE: APR 09, 2020 | TICKER: BYD SECURITY ID: 103304101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John R. Bailey | Management | For | For |
| 1.2 | Elect Director Robert L. Boughner | Management | For | For |
| 1.3 | Elect Director William R. Boyd | Management | For | For |
| 1.4 | Elect Director William S. Boyd | Management | For | For |
| 1.5 | Elect Director Marianne Boyd Johnson | Management | For | For |
| 1.6 | Elect Director Keith E. Smith | Management | For | For |
| 1.7 | Elect Director Christine J. Spadafor | Management | For | For |
| 1.8 | Elect Director A. Randall Thoman | Management | For | For |
| 1.9 | Elect Director Peter M. Thomas | Management | For | For |
| 1.10 | Elect Director Paul W. Whetsell | Management | For | For |
| 1.11 | Elect Director Veronica J. Wilson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
BRIGHT HORIZONS FAMILY SOLUTIONS INC.
MEETING DATE: JUN 16, 2020 | TICKER: BFAM SECURITY ID: 109194100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephen H. Kramer | Management | For | For |
| 1b | Elect Director Sara Lawrence-Lightfoot | Management | For | For |
| 1c | Elect Director David H. Lissy | Management | For | For |
| 1d | Elect Director Cathy E. Minehan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
BRINKER INTERNATIONAL, INC.
MEETING DATE: NOV 20, 2019 | TICKER: EAT SECURITY ID: 109641100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John W. Chidsey *Withdrawn Resolution* | Management | None | None |
| 1.2 | Elect Director Cynthia (Cindy) L. Davis | Management | For | For |
| 1.3 | Elect Director Joseph M. DePinto | Management | For | For |
| 1.4 | Elect Director Harriet Edelman | Management | For | For |
| 1.5 | Elect Director William T. Giles | Management | For | For |
| 1.6 | Elect Director James C. Katzman | Management | For | For |
| 1.7 | Elect Director George R. Mrkonic | Management | For | For |
| 1.8 | Elect Director Prashant N. Ranade | Management | For | For |
| 1.9 | Elect Director Wyman T. Roberts | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BRUNSWICK CORPORATION
MEETING DATE: MAY 06, 2020 | TICKER: BC SECURITY ID: 117043109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Nancy E. Cooper | Management | For | For |
| 1b | Elect Director David C. Everitt | Management | For | For |
| 1c | Elect Director Lauren P. Flaherty | Management | For | For |
| 1d | Elect Director Joseph W. McClanathan | Management | For | For |
| 1e | Elect Director Jane L. Warner | Management | For | For |
| 1f | Elect Director Roger J. Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
BURLINGTON STORES, INC.
MEETING DATE: MAY 20, 2020 | TICKER: BURL SECURITY ID: 122017106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ted English | Management | For | For |
| 1.2 | Elect Director Jordan Hitch | Management | For | For |
| 1.3 | Elect Director Mary Ann Tocio | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
CAESARS ENTERTAINMENT CORPORATION
MEETING DATE: JUL 02, 2019 | TICKER: CZR SECURITY ID: 127686103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas Benninger | Management | For | For |
| 1b | Elect Director Juliana Chugg | Management | For | For |
| 1c | Elect Director Keith Cozza | Management | For | Withhold |
| 1d | Elect Director John Dionne | Management | For | For |
| 1e | Elect Director James Hunt | Management | For | For |
| 1f | Elect Director Courtney R. Mather | Management | For | Withhold |
| 1g | Elect Director Anthony Rodio | Management | For | For |
| 1h | Elect Director Richard Schifter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Amendment to the Company's Charter to Restrict the Company's Ability to Adopt Any "Rights Plan" or "Poison Pill" | Management | For | For |
| |
|---|
CAESARS ENTERTAINMENT CORPORATION
MEETING DATE: NOV 15, 2019 | TICKER: CZR SECURITY ID: 127686103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
CALERES, INC.
MEETING DATE: MAY 28, 2020 | TICKER: CAL SECURITY ID: 129500104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mahendra R. Gupta | Management | For | For |
| 1.2 | Elect Director Carla C. Hendra | Management | For | For |
| 1.3 | Elect Director Wenda Harris Millard | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| |
|---|
CALLAWAY GOLF COMPANY
MEETING DATE: MAY 12, 2020 | TICKER: ELY SECURITY ID: 131193104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Oliver G. (Chip) Brewer, III | Management | For | For |
| 1.2 | Elect Director Samuel H. Armacost | Management | For | For |
| 1.3 | Elect Director Scott H. Baxter | Management | For | For |
| 1.4 | Elect Director John C. Cushman, III | Management | For | For |
| 1.5 | Elect Director Laura J. Flanagan | Management | For | For |
| 1.6 | Elect Director Russell L. Fleischer | Management | For | For |
| 1.7 | Elect Director John F. Lundgren | Management | For | For |
| 1.8 | Elect Director Adebayo O. Ogunlesi | Management | For | For |
| 1.9 | Elect Director Linda B. Segre | Management | For | For |
| 1.10 | Elect Director Anthony S. Thornley | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Cumulative Voting | Management | For | For |
| |
|---|
CAMPING WORLD HOLDINGS, INC.
MEETING DATE: MAY 15, 2020 | TICKER: CWH SECURITY ID: 13462K109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen Adams | Management | For | Withhold |
| 1.2 | Elect Director Mary J. George | Management | For | For |
| 1.3 | Elect Director K. Dillon Schickli | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CAPRI HOLDINGS LIMITED
MEETING DATE: AUG 01, 2019 | TICKER: CPRI SECURITY ID: G1890L107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Judy Gibbons | Management | For | For |
| 1b | Elect Director Jane Thompson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
CARMAX, INC.
MEETING DATE: JUN 23, 2020 | TICKER: KMX SECURITY ID: 143130102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Peter J. Bensen | Management | For | For |
| 1b | Elect Director Ronald E. Blaylock | Management | For | For |
| 1c | Elect Director Sona Chawla | Management | For | For |
| 1d | Elect Director Thomas J. Folliard | Management | For | For |
| 1e | Elect Director Shira Goodman | Management | For | For |
| 1f | Elect Director Robert J. Hombach | Management | For | For |
| 1g | Elect Director David W. McCreight | Management | For | For |
| 1h | Elect Director William D. Nash | Management | For | For |
| 1i | Elect Director Mark F. O'Neil | Management | For | For |
| 1j | Elect Director Pietro Satriano | Management | For | For |
| 1k | Elect Director Marcella Shinder | Management | For | For |
| 1l | Elect Director Mitchell D. Steenrod | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
CARNIVAL CORPORATION
MEETING DATE: APR 06, 2020 | TICKER: CCL SECURITY ID: 143658300
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Re-elect Micky Arison as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 2 | Re-elect Jonathon Band as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 3 | Re-elect Jason Glen Cahilly as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 4 | Re-elect Helen Deeble as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 5 | Re-elect Arnold W. Donald as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 6 | Re-elect Richard J. Glasier as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 7 | Re-elect Katie Lahey as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 8 | Re-elect John Parker as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 9 | Re-elect Stuart Subotnick as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 10 | Re-elect Laura Weil as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 11 | Re-elect Randall J. Weisenburger as a Director of Carnival Corporation and as a Director of Carnival plc. | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Approve Directors' Remuneration Report other than Remuneration Report Set out in Section B of Part II (in accordance with legal requirements applicable to UK companies) | Management | For | For |
| 14 | Approve Directors' Remuneration Policy (in accordance with legal requirements applicable to UK companies) | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers LLP as Independent Auditors of Carnival plc; Ratify the Selection of the U.S. Firm of PricewaterhouseCoopers LLP as the Independent Registered Certified Public Accounting Firm of Carnival Corporation | Management | For | For |
| 16 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 17 | Receive the UK Accounts and Reports of the Directors and Auditors of Carnival plc for the year ended November 30, 2019 (in accordance with legal requirements applicable to UK companies). | Management | For | For |
| 18 | Approve Issuance of Equity | Management | For | For |
| 19 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 20 | Authorize Share Repurchase Program | Management | For | For |
| 21 | Approve Omnibus Stock Plan | Management | For | For |
| 22 | Approve UK Employee Share Purchase Plan | Management | For | For |
| |
|---|
CARRIAGE SERVICES, INC.
MEETING DATE: MAY 19, 2020 | TICKER: CSV SECURITY ID: 143905107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas B. Meehan | Management | For | Withhold |
| 1.2 | Elect Director Donald D. Patteson, Jr. | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
CARROLS RESTAURANT GROUP, INC.
MEETING DATE: AUG 29, 2019 | TICKER: TAST SECURITY ID: 14574X104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel T. Accordino | Management | For | For |
| 1.2 | Elect Director Matthew Perelman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Conversion of Securities | Management | For | For |
| 4 | Amend Certificate of Incorporation | Management | For | For |
| 5 | Provide Directors May Only Be Removed for Cause | Management | For | For |
| 6 | Amend Certificate of Incorporation | Management | For | For |
| 7 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
CARROLS RESTAURANT GROUP, INC.
MEETING DATE: JUN 15, 2020 | TICKER: TAST SECURITY ID: 14574X104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Hannah S. Craven | Management | For | Against |
| 1b | Elect Director Lawrence E. Hyatt | Management | For | For |
| 1c | Elect Director Alexander Sloane | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
CARTER'S, INC.
MEETING DATE: MAY 14, 2020 | TICKER: CRI SECURITY ID: 146229109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Hali Borenstein | Management | For | For |
| 1b | Elect Director Amy Woods Brinkley | Management | For | For |
| 1c | Elect Director Giuseppina Buonfantino | Management | For | For |
| 1d | Elect Director Michael D. Casey | Management | For | For |
| 1e | Elect Director A. Bruce Cleverly | Management | For | For |
| 1f | Elect Director Jevin S. Eagle | Management | For | For |
| 1g | Elect Director Mark P. Hipp | Management | For | For |
| 1h | Elect Director William J. Montgoris | Management | For | For |
| 1i | Elect Director Richard A. Noll | Management | For | For |
| 1j | Elect Director Gretchen W. Price | Management | For | For |
| 1k | Elect Director David Pulver | Management | For | For |
| 1l | Elect Director Thomas E. Whiddon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
CARVANA CO.
MEETING DATE: APR 21, 2020 | TICKER: CVNA SECURITY ID: 146869102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Maroone | Management | For | For |
| 1.2 | Elect Director Neha Parikh | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CAVCO INDUSTRIES, INC.
MEETING DATE: JUL 09, 2019 | TICKER: CVCO SECURITY ID: 149568107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. Greenblatt | Management | For | For |
| 1.2 | Elect Director Richard A. Kerley | Management | For | For |
| 1.3 | Elect Director Julia W. Sze | Management | For | For |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CENTURY COMMUNITIES, INC.
MEETING DATE: MAY 06, 2020 | TICKER: CCS SECURITY ID: 156504300
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dale Francescon | Management | For | For |
| 1.2 | Elect Director Robert J. Francescon | Management | For | For |
| 1.3 | Elect Director John P. Box | Management | For | Withhold |
| 1.4 | Elect Director Keith R. Guericke | Management | For | For |
| 1.5 | Elect Director James M. Lippman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CHEGG, INC.
MEETING DATE: JUN 03, 2020 | TICKER: CHGG SECURITY ID: 163092109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Renee Budig | Management | For | For |
| 1.2 | Elect Director Dan Rosensweig | Management | For | For |
| 1.3 | Elect Director Ted Schlein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
CHICO'S FAS, INC.
MEETING DATE: JUN 25, 2020 | TICKER: CHS SECURITY ID: 168615102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David F. Walker | Management | For | For |
| 1b | Elect Director Bonnie R. Brooks | Management | For | For |
| 1c | Elect Director Janice L. Fields | Management | For | For |
| 1d | Elect Director Deborah L. Kerr | Management | For | For |
| 1e | Elect Director Molly Langenstein | Management | For | For |
| 1f | Elect Director John J. Mahoney | Management | For | For |
| 1g | Elect Director Kim Roy | Management | For | For |
| 1h | Elect Director William S. Simon | Management | For | For |
| 1i | Elect Director Stephen E. Watson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| |
|---|
CHIPOTLE MEXICAN GRILL, INC.
MEETING DATE: MAY 19, 2020 | TICKER: CMG SECURITY ID: 169656105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Albert S. Baldocchi | Management | For | For |
| 1.2 | Elect Director Patricia Fili-Krushel | Management | For | For |
| 1.3 | Elect Director Neil W. Flanzraich | Management | For | For |
| 1.4 | Elect Director Robin Hickenlooper | Management | For | For |
| 1.5 | Elect Director Scott Maw | Management | For | For |
| 1.6 | Elect Director Ali Namvar | Management | For | For |
| 1.7 | Elect Director Brian Niccol | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Against |
| 5 | Require Independent Board Chair | Shareholder | Against | Against |
| 6 | Report on Employment-Related Arbitration | Shareholder | Against | Against |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
CHOICE HOTELS INTERNATIONAL, INC.
MEETING DATE: MAY 01, 2020 | TICKER: CHH SECURITY ID: 169905106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barbara T. Alexander | Management | For | For |
| 1.2 | Elect Director Brian B. Bainum | Management | For | For |
| 1.3 | Elect Director Stewart W. Bainum, Jr. | Management | For | For |
| 1.4 | Elect Director William L. Jews | Management | For | For |
| 1.5 | Elect Director Monte J.M. Koch | Management | For | For |
| 1.6 | Elect Director Liza K. Landsman | Management | For | For |
| 1.7 | Elect Director Patrick S. Pacious | Management | For | For |
| 1.8 | Elect Director Ervin R. Shames | Management | For | For |
| 1.9 | Elect Director Maureen D. Sullivan | Management | For | For |
| 1.10 | Elect Director John P. Tague | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
CHURCHILL DOWNS INCORPORATED
MEETING DATE: APR 21, 2020 | TICKER: CHDN SECURITY ID: 171484108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Fealy | Management | For | For |
| 1.2 | Elect Director Douglas C. Grissom | Management | For | For |
| 1.3 | Elect Director Daniel P. Harrington | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CHUY'S HOLDINGS, INC.
MEETING DATE: AUG 01, 2019 | TICKER: CHUY SECURITY ID: 171604101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Saed Mohseni | Management | For | For |
| 1.2 | Elect Director Ira Zecher | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify RSM US LLP as Auditors | Management | For | For |
| |
|---|
COLUMBIA SPORTSWEAR COMPANY
MEETING DATE: JUN 03, 2020 | TICKER: COLM SECURITY ID: 198516106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy P. Boyle | Management | For | For |
| 1.2 | Elect Director Stephen E. Babson | Management | For | For |
| 1.3 | Elect Director Andy D. Bryant | Management | For | For |
| 1.4 | Elect Director Walter T. Klenz | Management | For | For |
| 1.5 | Elect Director Kevin Mansell | Management | For | For |
| 1.6 | Elect Director Ronald E. Nelson | Management | For | For |
| 1.7 | Elect Director Sabrina L. Simmons | Management | For | For |
| 1.8 | Elect Director Malia H. Wasson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
CONN'S, INC.
MEETING DATE: MAY 28, 2020 | TICKER: CONN SECURITY ID: 208242107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James H. Haworth | Management | For | For |
| 1.2 | Elect Director Sue E. Gove | Management | For | For |
| 1.3 | Elect Director Bob L. Martin | Management | For | For |
| 1.4 | Elect Director Douglas H. Martin | Management | For | For |
| 1.5 | Elect Director Norman L. Miller | Management | For | For |
| 1.6 | Elect Director William E. Saunders, Jr. | Management | For | For |
| 1.7 | Elect Director William (David) Schofman | Management | For | For |
| 1.8 | Elect Director Oded Shein | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
COOPER TIRE & RUBBER COMPANY
MEETING DATE: MAY 08, 2020 | TICKER: CTB SECURITY ID: 216831107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven M. Chapman | Management | For | For |
| 1.2 | Elect Director Susan F. Davis | Management | For | For |
| 1.3 | Elect Director Kathryn P. Dickson | Management | For | For |
| 1.4 | Elect Director John J. Holland | Management | For | For |
| 1.5 | Elect Director Bradley E. Hughes | Management | For | For |
| 1.6 | Elect Director Tracey I. Joubert | Management | For | For |
| 1.7 | Elect Director Gary S. Michel | Management | For | For |
| 1.8 | Elect Director Brian C. Walker | Management | For | For |
| 1.9 | Elect Director Robert D. Welding | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COOPER-STANDARD HOLDINGS INC.
MEETING DATE: MAY 21, 2020 | TICKER: CPS SECURITY ID: 21676P103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John G. Boss | Management | For | For |
| 1b | Elect Director Jeffrey S. Edwards | Management | For | For |
| 1c | Elect Director Richard J. Freeland | Management | For | For |
| 1d | Elect Director Adriana E. Macouzet-Flores | Management | For | For |
| 1e | Elect Director David J. Mastrocola | Management | For | For |
| 1f | Elect Director Justin E. Mirro | Management | For | For |
| 1g | Elect Director Robert J. Remenar | Management | For | For |
| 1h | Elect Director Sonya F. Sepahban | Management | For | For |
| 1i | Elect Director Thomas W. Sidlik | Management | For | For |
| 1j | Elect Director Stephen A. Van Oss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| |
|---|
CORE-MARK HOLDING COMPANY, INC.
MEETING DATE: MAY 19, 2020 | TICKER: CORE SECURITY ID: 218681104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stuart W. Booth | Management | For | For |
| 1b | Elect Director Gary F. Colter | Management | For | For |
| 1c | Elect Director Rocky Dewbre | Management | For | For |
| 1d | Elect Director Laura Flanagan | Management | For | For |
| 1e | Elect Director Robert G. Gross | Management | For | For |
| 1f | Elect Director Scott E. McPherson | Management | For | For |
| 1g | Elect Director Diane Randolph | Management | For | For |
| 1h | Elect Director Harvey L. Tepner | Management | For | For |
| 1i | Elect Director Randolph I. Thornton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| |
|---|
CRACKER BARREL OLD COUNTRY STORE, INC.
MEETING DATE: NOV 21, 2019 | TICKER: CBRL SECURITY ID: 22410J106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas H. Barr | Management | For | For |
| 1.2 | Elect Director Carl T. Berquist | Management | For | For |
| 1.3 | Elect Director Sandra B. Cochran | Management | For | For |
| 1.4 | Elect Director Meg G. Crofton | Management | For | For |
| 1.5 | Elect Director Richard J. Dobkin | Management | For | For |
| 1.6 | Elect Director Norman E. Johnson | Management | For | For |
| 1.7 | Elect Director William W. McCarten | Management | For | For |
| 1.8 | Elect Director Coleman H. Peterson | Management | For | For |
| 1.9 | Elect Director Andrea M. Weiss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
CROCS, INC.
MEETING DATE: JUN 10, 2020 | TICKER: CROX SECURITY ID: 227046109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas J. Smach | Management | For | For |
| 1.2 | Elect Director Beth J. Kaplan | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
D.R. HORTON, INC.
MEETING DATE: JAN 22, 2020 | TICKER: DHI SECURITY ID: 23331A109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Donald R. Horton | Management | For | For |
| 1b | Elect Director Barbara K. Allen | Management | For | For |
| 1c | Elect Director Brad S. Anderson | Management | For | For |
| 1d | Elect Director Michael R. Buchanan | Management | For | For |
| 1e | Elect Director Michael W. Hewatt | Management | For | For |
| 1f | Elect Director Maribess L. Miller | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
DANA INCORPORATED
MEETING DATE: APR 22, 2020 | TICKER: DAN SECURITY ID: 235825205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rachel A. Gonzalez | Management | For | For |
| 1.2 | Elect Director James K. Kamsickas | Management | For | For |
| 1.3 | Elect Director Virginia A. Kamsky | Management | For | For |
| 1.4 | Elect Director Bridget E. Karlin | Management | For | For |
| 1.5 | Elect Director Raymond E. Mabus, Jr. | Management | For | For |
| 1.6 | Elect Director Michael J. Mack, Jr. | Management | For | For |
| 1.7 | Elect Director R. Bruce McDonald | Management | For | For |
| 1.8 | Elect Director Diarmuid B. O'Connell | Management | For | For |
| 1.9 | Elect Director Keith E. Wandell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| |
|---|
DARDEN RESTAURANTS, INC.
MEETING DATE: SEP 18, 2019 | TICKER: DRI SECURITY ID: 237194105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Margaret Shan Atkins | Management | For | For |
| 1.2 | Elect Director James P. Fogarty | Management | For | For |
| 1.3 | Elect Director Cynthia T. Jamison | Management | For | For |
| 1.4 | Elect Director Eugene I. (Gene) Lee, Jr. | Management | For | For |
| 1.5 | Elect Director Nana Mensah | Management | For | For |
| 1.6 | Elect Director William S. Simon | Management | For | For |
| 1.7 | Elect Director Charles M. (Chuck) Sonsteby | Management | For | For |
| 1.8 | Elect Director Timothy J. Wilmott | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
DAVE & BUSTER'S ENTERTAINMENT, INC.
MEETING DATE: JUN 23, 2020 | TICKER: PLAY SECURITY ID: 238337109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hamish A. Dodds | Management | For | For |
| 1.2 | Elect Director Michael J. Griffith | Management | For | For |
| 1.3 | Elect Director Jonathan S. Halkyard | Management | For | For |
| 1.4 | Elect Director John C. Hockin | Management | For | For |
| 1.5 | Elect Director Brian A. Jenkins | Management | For | For |
| 1.6 | Elect Director Stephen M. King | Management | For | For |
| 1.7 | Elect Director Patricia H. Mueller | Management | For | For |
| 1.8 | Elect Director Kevin M. Sheehan | Management | For | For |
| 1.9 | Elect Director Jennifer Storms | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
DECKERS OUTDOOR CORPORATION
MEETING DATE: SEP 13, 2019 | TICKER: DECK SECURITY ID: 243537107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John M. Gibbons | Management | For | For |
| 1.2 | Elect Director Nelson C. Chan | Management | For | For |
| 1.3 | Elect Director Cynthia (Cindy) L. Davis | Management | For | For |
| 1.4 | Elect Director Michael F. Devine, III | Management | For | For |
| 1.5 | Elect Director Dave Powers | Management | For | For |
| 1.6 | Elect Director James E. Quinn | Management | For | For |
| 1.7 | Elect Director Lauri M. Shanahan | Management | For | For |
| 1.8 | Elect Director Brian A. Spaly | Management | For | For |
| 1.9 | Elect Director Bonita C. Stewart | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DEL TACO RESTAURANTS, INC.
MEETING DATE: JUN 19, 2020 | TICKER: TACO SECURITY ID: 245496104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lawrence F. Levy | Management | For | Withhold |
| 1.2 | Elect Director Eileen Aptman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DELPHI TECHNOLOGIES PLC
MEETING DATE: JUN 25, 2020 | TICKER: DLPH SECURITY ID: G2709G107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
DELPHI TECHNOLOGIES PLC
MEETING DATE: JUN 25, 2020 | TICKER: DLPH SECURITY ID: G2709G107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scheme of Arrangement | Management | For | For |
| |
|---|
DENNY'S CORPORATION
MEETING DATE: MAY 20, 2020 | TICKER: DENN SECURITY ID: 24869P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Bernadette S. Aulestia | Management | For | For |
| 1b | Elect Director Gregg R. Dedrick | Management | For | For |
| 1c | Elect Director Jose M. Gutierrez | Management | For | For |
| 1d | Elect Director Brenda J. Lauderback | Management | For | For |
| 1e | Elect Director Robert E. Marks | Management | For | For |
| 1f | Elect Director John C. Miller | Management | For | For |
| 1g | Elect Director Donald C. Robinson | Management | For | For |
| 1h | Elect Director Laysha Ward | Management | For | For |
| 1i | Elect Director F. Mark Wolfinger | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DICK'S SPORTING GOODS, INC.
MEETING DATE: JUN 10, 2020 | TICKER: DKS SECURITY ID: 253393102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward W. Stack | Management | For | For |
| 1.2 | Elect Director Lauren R. Hobart | Management | For | For |
| 1.3 | Elect Director Lawrence J. Schorr | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DILLARD'S, INC.
MEETING DATE: MAY 16, 2020 | TICKER: DDS SECURITY ID: 254067101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Frank R. Mori | Management | For | Against |
| 1b | Elect Director Reynie Rutledge | Management | For | For |
| 1c | Elect Director J.C. Watts, Jr. | Management | For | For |
| 1d | Elect Director Nick White | Management | For | Against |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DINE BRANDS GLOBAL, INC.
MEETING DATE: MAY 12, 2020 | TICKER: DIN SECURITY ID: 254423106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard M. Berk | Management | For | For |
| 1.2 | Elect Director Daniel J. Brestle | Management | For | For |
| 1.3 | Elect Director Susan M. Collyns | Management | For | For |
| 1.4 | Elect Director Larry A. Kay | Management | For | For |
| 1.5 | Elect Director Caroline W. Nahas | Management | For | For |
| 1.6 | Elect Director Douglas M. Pasquale | Management | For | For |
| 1.7 | Elect Director Gilbert T. Ray | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Engage an Investment Banking Firm to Effectuate a Spin-Off of the Company's IHOP Business Unit | Shareholder | Against | Against |
| |
|---|
DOLLAR GENERAL CORPORATION
MEETING DATE: MAY 27, 2020 | TICKER: DG SECURITY ID: 256677105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Warren F. Bryant | Management | For | For |
| 1b | Elect Director Michael M. Calbert | Management | For | For |
| 1c | Elect Director Sandra B. Cochran *Withdrawn Resolution* | Management | None | None |
| 1d | Elect Director Patricia D. Fili-Krushel | Management | For | For |
| 1e | Elect Director Timothy I. McGuire | Management | For | For |
| 1f | Elect Director William C. Rhodes, III | Management | For | For |
| 1g | Elect Director Debra A. Sandler | Management | For | For |
| 1h | Elect Director Ralph E. Santana | Management | For | For |
| 1i | Elect Director Todd J. Vasos | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Approve Charter Amendment to Replace Supermajority Vote Requirements with a Majority Vote Requirement | Management | For | For |
| 5 | Approve Bylaw Amendment to Replace Supermajority Vote Requirements with a Majority Vote Requirement | Management | For | For |
| |
|---|
DOLLAR TREE, INC.
MEETING DATE: JUN 11, 2020 | TICKER: DLTR SECURITY ID: 256746108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Arnold S. Barron | Management | For | For |
| 1b | Elect Director Gregory M. Bridgeford | Management | For | For |
| 1c | Elect Director Thomas W. Dickson | Management | For | For |
| 1d | Elect Director Lemuel E. Lewis | Management | For | For |
| 1e | Elect Director Jeffrey G. Naylor | Management | For | For |
| 1f | Elect Director Gary M. Philbin | Management | For | For |
| 1g | Elect Director Bob Sasser | Management | For | For |
| 1h | Elect Director Thomas A. Saunders, III | Management | For | For |
| 1i | Elect Director Stephanie P. Stahl | Management | For | For |
| 1j | Elect Director Carrie A. Wheeler | Management | For | For |
| 1k | Elect Director Thomas E. Whiddon | Management | For | For |
| 1l | Elect Director Carl P. Zeithaml | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Report on Greenhouse Gas Emissions Goals | Shareholder | Against | Against |
| |
|---|
DOMINO'S PIZZA, INC.
MEETING DATE: APR 21, 2020 | TICKER: DPZ SECURITY ID: 25754A201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. Brandon | Management | For | For |
| 1.2 | Elect Director Richard E. Allison, Jr. | Management | For | For |
| 1.3 | Elect Director C. Andrew Ballard | Management | For | For |
| 1.4 | Elect Director Andrew B. Balson | Management | For | For |
| 1.5 | Elect Director Corie S. Barry | Management | For | For |
| 1.6 | Elect Director Diana F. Cantor | Management | For | For |
| 1.7 | Elect Director Richard L. Federico | Management | For | For |
| 1.8 | Elect Director James A. Goldman | Management | For | For |
| 1.9 | Elect Director Patricia E. Lopez | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DORMAN PRODUCTS, INC.
MEETING DATE: MAY 14, 2020 | TICKER: DORM SECURITY ID: 258278100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Steven L. Berman | Management | For | For |
| 1b | Elect Director Kevin M. Olsen | Management | For | For |
| 1c | Elect Director John J. Gavin | Management | For | For |
| 1d | Elect Director Paul R. Lederer | Management | For | For |
| 1e | Elect Director Richard T. Riley | Management | For | For |
| 1f | Elect Director Kelly A. Romano | Management | For | For |
| 1g | Elect Director G. Michael Stakias | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditor | Management | For | For |
| |
|---|
DUNKIN' BRANDS GROUP, INC.
MEETING DATE: MAY 13, 2020 | TICKER: DNKN SECURITY ID: 265504100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Linda Boff | Management | For | For |
| 1b | Elect Director Irene Chang Britt | Management | For | For |
| 1c | Elect Director Michael F. Hines | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
EBAY INC.
MEETING DATE: JUN 29, 2020 | TICKER: EBAY SECURITY ID: 278642103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Anthony J. Bates | Management | For | For |
| 1b | Elect Director Adriane M. Brown | Management | For | For |
| 1c | Elect Director Jesse A. Cohn | Management | For | For |
| 1d | Elect Director Diana Farrell | Management | For | For |
| 1e | Elect Director Logan D. Green | Management | For | For |
| 1f | Elect Director Bonnie S. Hammer | Management | For | For |
| 1g | Elect Director Jamie Iannone | Management | For | For |
| 1h | Elect Director Kathleen C. Mitic | Management | For | For |
| 1i | Elect Director Matthew J. Murphy | Management | For | For |
| 1j | Elect Director Pierre M. Omidyar | Management | For | For |
| 1k | Elect Director Paul S. Pressler | Management | For | For |
| 1l | Elect Director Robert H. Swan | Management | For | For |
| 1m | Elect Director Perry M. Traquina | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
EL POLLO LOCO HOLDINGS, INC.
MEETING DATE: JUN 02, 2020 | TICKER: LOCO SECURITY ID: 268603107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Samuel N. Borgese | Management | For | Withhold |
| 1.2 | Elect Director Mark Buller | Management | For | For |
| 1.3 | Elect Director John M. Roth | Management | For | Withhold |
| 2 | Ratify BDO USA, LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
ELDORADO RESORTS, INC.
MEETING DATE: NOV 15, 2019 | TICKER: ERI SECURITY ID: 28470R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Change State of Incorporation from Nevada to Delaware | Management | For | For |
| 3 | Approve the ERI A&R Nevada Charter | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
ELDORADO RESORTS, INC.
MEETING DATE: JUN 29, 2020 | TICKER: ERI SECURITY ID: 28470R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary L. Carano | Management | For | For |
| 1.2 | Elect Director Bonnie Biumi | Management | For | For |
| 1.3 | Elect Director Frank J. Fahrenkopf | Management | For | Withhold |
| 1.4 | Elect Director James B. Hawkins | Management | For | For |
| 1.5 | Elect Director Gregory J. Kozicz | Management | For | For |
| 1.6 | Elect Director Michael E. Pegram | Management | For | For |
| 1.7 | Elect Director Thomas R. Reeg | Management | For | For |
| 1.8 | Elect Director David P. Tomick | Management | For | Withhold |
| 1.9 | Elect Director Roger P. Wagner | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ESH HOSPITALITY, INC.
MEETING DATE: MAY 28, 2020 | TICKER: SECURITY ID: 30224P211
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce N. Haase | Management | For | For |
| 1.2 | Elect Director Douglas G. Geoga | Management | For | For |
| 1.3 | Elect Director Kapila K. Anand | Management | For | For |
| 1.4 | Elect Director Neil T. Brown | Management | For | For |
| 1.5 | Elect Director Lisa Palmer | Management | For | For |
| 1.6 | Elect Director Steven E. Kent | Management | For | For |
| 1.7 | Elect Director Simon M. Turner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
ETHAN ALLEN INTERIORS INC.
MEETING DATE: NOV 13, 2019 | TICKER: ETH SECURITY ID: 297602104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director M. Farooq Kathwari | Management | For | For |
| 1b | Elect Director James B. Carlson | Management | For | For |
| 1c | Elect Director John J. Dooner, Jr. | Management | For | For |
| 1d | Elect Director Domenick J. Esposito | Management | For | For |
| 1e | Elect Director Mary Garrett | Management | For | For |
| 1f | Elect Director James W. Schmotter | Management | For | For |
| 1g | Elect Director Tara I. Stacom | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
ETSY, INC.
MEETING DATE: JUN 02, 2020 | TICKER: ETSY SECURITY ID: 29786A106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director M. Michele Burns | Management | For | For |
| 1b | Elect Director Josh Silverman | Management | For | For |
| 1c | Elect Director Fred Wilson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EVERI HOLDINGS INC.
MEETING DATE: JUN 16, 2020 | TICKER: EVRI SECURITY ID: 30034T103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Linster W. Fox | Management | For | For |
| 1.2 | Elect Director Maureen T. Mullarkey | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
EXPEDIA GROUP, INC.
MEETING DATE: DEC 03, 2019 | TICKER: EXPE SECURITY ID: 30212P303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Samuel Altman | Management | For | For |
| 1b | Elect Director Susan C. Athey | Management | For | For |
| 1c | Elect Director A. George 'Skip' Battle | Management | For | For |
| 1d | Elect Director Chelsea Clinton | Management | For | For |
| 1e | Elect Director Barry Diller | Management | For | For |
| 1f | Elect Director Craig A. Jacobson | Management | For | Withhold |
| 1g | Elect Director Victor A. Kaufman | Management | For | Withhold |
| 1h | Elect Director Peter M. Kern | Management | For | For |
| 1i | Elect Director Dara Khosrowshahi | Management | For | Withhold |
| 1j | Elect Director Mark D. Okerstrom | Management | For | For |
| 1k | Elect Director Alexander von Furstenberg | Management | For | For |
| 1l | Elect Director Julie Whalen | Management | For | For |
| 2a | Approve Securities Transfer Restrictions | Management | For | For |
| 2b | Approve Change-of-Control Clause | Management | For | For |
| 3 | Ratify Ernst & Young as Auditors | Management | For | For |
| |
|---|
EXPEDIA GROUP, INC.
MEETING DATE: JUN 10, 2020 | TICKER: EXPE SECURITY ID: 30212P303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Samuel Altman | Management | For | For |
| 1b | Elect Director Susan C. Athey | Management | For | For |
| 1c | Elect Director A. George 'Skip' Battle | Management | For | For |
| 1d | Elect Director Chelsea Clinton | Management | For | For |
| 1e | Elect Director Barry Diller | Management | For | For |
| 1f | Elect Director Jon T. Gieselman | Management | For | For |
| 1g | Elect Director Craig A. Jacobson | Management | For | For |
| 1h | Elect Director Peter M. Kern | Management | For | For |
| 1i | Elect Director Dara Khosrowshahi | Management | For | For |
| 1j | Elect Director Greg Mondre | Management | For | For |
| 1k | Elect Director David Sambur | Management | For | For |
| 1l | Elect Director Alexander von Furstenberg | Management | For | For |
| 1m | Elect Director Julie Whalen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young as Auditors | Management | For | For |
| 5 | Report on Political Contributions and Expenditures | Shareholder | Against | Against |
| |
|---|
EXTENDED STAY AMERICA, INC.
MEETING DATE: MAY 28, 2020 | TICKER: STAY SECURITY ID: 30224P200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce N. Haase | Management | For | For |
| 1.2 | Elect Director Douglas G. Geoga | Management | For | For |
| 1.3 | Elect Director Kapila K. Anand | Management | For | For |
| 1.4 | Elect Director Ellen Keszler | Management | For | For |
| 1.5 | Elect Director Jodie W. McLean | Management | For | For |
| 1.6 | Elect Director Thomas F. O'Toole | Management | For | For |
| 1.7 | Elect Director Richard F. Wallman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
FIVE BELOW, INC.
MEETING DATE: JUN 16, 2020 | TICKER: FIVE SECURITY ID: 33829M101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Joel D. Anderson | Management | For | For |
| 1b | Elect Director Kathleen S. Barclay | Management | For | For |
| 1c | Elect Director Thomas M. Ryan | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FLOOR & DECOR HOLDINGS, INC.
MEETING DATE: MAY 13, 2020 | TICKER: FND SECURITY ID: 339750101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David B. Kaplan | Management | For | For |
| 1b | Elect Director Peter M. Starrett | Management | For | For |
| 1c | Elect Director George Vincent West | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FOOT LOCKER, INC.
MEETING DATE: MAY 20, 2020 | TICKER: FL SECURITY ID: 344849104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Maxine Clark | Management | For | For |
| 1B | Elect Director Alan D. Feldman | Management | For | For |
| 1C | Elect Director Richard A. Johnson | Management | For | For |
| 1D | Elect Director Guillermo G. Marmol | Management | For | For |
| 1E | Elect Director Matthew M. McKenna | Management | For | For |
| 1F | Elect Director Darlene Nicosia | Management | For | For |
| 1G | Elect Director Steven Oakland | Management | For | For |
| 1H | Elect Director Ulice Payne, Jr. | Management | For | For |
| 1I | Elect Director Kimberly Underhill | Management | For | For |
| 1J | Elect Director Tristan Walker | Management | For | For |
| 1K | Elect Director Dona D. Young | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditor | Management | For | For |
| |
|---|
FORD MOTOR COMPANY
MEETING DATE: MAY 14, 2020 | TICKER: F SECURITY ID: 345370860
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kimberly A. Casiano | Management | For | For |
| 1b | Elect Director Anthony F. Earley, Jr. | Management | For | For |
| 1c | Elect Director Edsel B. Ford, II | Management | For | For |
| 1d | Elect Director William Clay Ford, Jr. | Management | For | For |
| 1e | Elect Director James P. Hackett | Management | For | For |
| 1f | Elect Director William W. Helman, IV | Management | For | For |
| 1g | Elect Director William E. Kennard | Management | For | For |
| 1h | Elect Director John C. Lechleiter | Management | For | For |
| 1i | Elect Director Beth E. Mooney | Management | For | For |
| 1j | Elect Director John L. Thornton | Management | For | For |
| 1k | Elect Director John B. Veihmeyer | Management | For | For |
| 1l | Elect Director Lynn M. Vojvodich | Management | For | For |
| 1m | Elect Director John S. Weinberg | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| |
|---|
FOSSIL GROUP, INC.
MEETING DATE: MAY 20, 2020 | TICKER: FOSL SECURITY ID: 34988V106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark R. Belgya | Management | For | For |
| 1.2 | Elect Director William B. Chiasson | Management | For | For |
| 1.3 | Elect Director Kim Harriss Jones | Management | For | For |
| 1.4 | Elect Director Kosta N. Kartsotis | Management | For | For |
| 1.5 | Elect Director Kevin Mansell | Management | For | For |
| 1.6 | Elect Director Diane L. Neal | Management | For | For |
| 1.7 | Elect Director Gail B. Tifford | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
FOX FACTORY HOLDING CORP.
MEETING DATE: MAY 07, 2020 | TICKER: FOXF SECURITY ID: 35138V102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dudley W. Mendenhall | Management | For | For |
| 1.2 | Elect Director Elizabeth A. Fetter | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FRONTDOOR, INC.
MEETING DATE: MAY 13, 2020 | TICKER: FTDR SECURITY ID: 35905A109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard P. Fox | Management | For | For |
| 1b | Elect Director Brian P. McAndrews | Management | For | For |
| 1c | Elect Director Rexford J. Tibbens | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FUNKO, INC.
MEETING DATE: MAY 27, 2020 | TICKER: FNKO SECURITY ID: 361008105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ken Brotman | Management | For | For |
| 1.2 | Elect Director Diane Irvine | Management | For | For |
| 1.3 | Elect Director Sarah Kirshbaum Levy | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
G-III APPAREL GROUP, LTD.
MEETING DATE: JUN 11, 2020 | TICKER: GIII SECURITY ID: 36237H101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Morris Goldfarb | Management | For | For |
| 1.2 | Elect Director Sammy Aaron | Management | For | For |
| 1.3 | Elect Director Thomas J. Brosig | Management | For | For |
| 1.4 | Elect Director Alan Feller | Management | For | For |
| 1.5 | Elect Director Jeffrey Goldfarb | Management | For | For |
| 1.6 | Elect Director Victor Herrero | Management | For | For |
| 1.7 | Elect Director Jeanette Nostra | Management | For | For |
| 1.8 | Elect Director Laura Pomerantz | Management | For | For |
| 1.9 | Elect Director Willem van Bokhorst | Management | For | For |
| 1.10 | Elect Director Cheryl L. Vitali | Management | For | For |
| 1.11 | Elect Director Richard White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
GAMESTOP CORP.
MEETING DATE: JUN 12, 2020 | TICKER: GME SECURITY ID: 36467W109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (Blue Proxy Card) |
| 1.1 | Elect Director Jerome L. Davis | Management | For | Did Not Vote |
| 1.2 | Elect Director Lizabeth Dunn | Management | For | Did Not Vote |
| 1.3 | Elect Director Raul J. Fernandez | Management | For | Did Not Vote |
| 1.4 | Elect Director Reginald Fils-Aime | Management | For | Did Not Vote |
| 1.5 | Elect Director Thomas N. Kelly, Jr. | Management | For | Did Not Vote |
| 1.6 | Elect Director George E. Sherman | Management | For | Did Not Vote |
| 1.7 | Elect Director William Simon | Management | For | Did Not Vote |
| 1.8 | Elect Director James Symancyk | Management | For | Did Not Vote |
| 1.9 | Elect Director Carrie W. Teffner | Management | For | Did Not Vote |
| 1.10 | Elect Director Kathy P. Vrabeck | Management | For | Did Not Vote |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (White Proxy Card) |
| 1.1 | Elect Director Paul J. Evans | Shareholder | For | For |
| 1.2 | Elect Director Kurtis J. Wolf | Shareholder | For | Withhold |
| 1.3 | Management Nominee Lizabeth Dunn | Shareholder | For | For |
| 1.4 | Management Nominee Raul J. Fernandez | Shareholder | For | For |
| 1.5 | Management Nominee Reginald Fils-Aime | Shareholder | For | For |
| 1.6 | Management Nominee George E. Sherman | Shareholder | For | For |
| 1.7 | Management Nominee William Simon | Shareholder | For | For |
| 1.8 | Management Nominee James Symancyk | Shareholder | For | For |
| 1.9 | Management Nominee Carrie W. Teffner | Shareholder | For | For |
| 1.10 | Management Nominee Kathy P. Vrabeck | Shareholder | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | None | For |
| |
|---|
GARMIN LTD.
MEETING DATE: JUN 05, 2020 | TICKER: GRMN SECURITY ID: H2906T109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Dividends | Management | For | For |
| 4 | Approve Discharge of Board and Senior Management | Management | For | For |
| 5.1 | Elect Director Jonathan C. Burrell | Management | For | Against |
| 5.2 | Elect Director Joseph J. Hartnett | Management | For | Against |
| 5.3 | Elect Director Min H. Kao | Management | For | For |
| 5.4 | Elect Director Catherine A. Lewis | Management | For | For |
| 5.5 | Elect Director Charles W. Peffer | Management | For | Against |
| 5.6 | Elect Director Clifton A. Pemble | Management | For | For |
| 6 | Elect Min H. Kao as Board Chairman | Management | For | For |
| 7.1 | Appoint Jonathan C. Burrell as Member of the Compensation Committee | Management | For | For |
| 7.2 | Appoint Joseph J. Hartnett as Member of the Compensation Committee | Management | For | For |
| 7.3 | Appoint Catherine A. Lewis as Member of the Compensation Committee | Management | For | For |
| 7.4 | Appoint Charles W. Peffer as Member of the Compensation Committee | Management | For | For |
| 8 | Designate Wuersch & Gering LLP as Independent Proxy | Management | For | For |
| 9 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Approve Fiscal Year 2021 Maximum Aggregate Compensation for the Executive Management | Management | For | For |
| 12 | Approve Maximum Aggregate Compensation for the Board of Directors for the Period Between the 2020 AGM and the 2021 AGM | Management | For | For |
| 13 | Approve the Renewal of Authorized Share Capital without Preemptive Rights | Management | For | For |
| |
|---|
GARRETT MOTION INC.
MEETING DATE: MAY 28, 2020 | TICKER: GTX SECURITY ID: 366505105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Courtney M. Enghauser | Management | For | For |
| 1b | Elect Director Carsten J. Reinhardt | Management | For | For |
| 1c | Elect Director Jerome Stoll | Management | For | For |
| 2 | Ratify Deloitte SA as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GENERAL MOTORS COMPANY
MEETING DATE: JUN 16, 2020 | TICKER: GM SECURITY ID: 37045V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mary T. Barra | Management | For | For |
| 1b | Elect Director Wesley G. Bush | Management | For | For |
| 1c | Elect Director Linda R. Gooden | Management | For | For |
| 1d | Elect Director Joseph Jimenez | Management | For | For |
| 1e | Elect Director Jane L. Mendillo | Management | For | For |
| 1f | Elect Director Judith A. Miscik | Management | For | For |
| 1g | Elect Director Patricia F. Russo | Management | For | For |
| 1h | Elect Director Thomas M. Schoewe | Management | For | For |
| 1i | Elect Director Theodore M. Solso | Management | For | For |
| 1j | Elect Director Carol M. Stephenson | Management | For | For |
| 1k | Elect Director Devin N. Wenig | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 7 | Amend Proxy Access Right | Shareholder | Against | Against |
| 8 | Report on Human Rights Policy Implementation | Shareholder | Against | Against |
| 9 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| |
|---|
GENESCO INC.
MEETING DATE: JUN 25, 2020 | TICKER: GCO SECURITY ID: 371532102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joanna Barsh | Management | For | For |
| 1.2 | Elect Director Matthew C. Diamond | Management | For | For |
| 1.3 | Elect Director Marty G. Dickens | Management | For | For |
| 1.4 | Elect Director Thurgood Marshall, Jr. | Management | For | For |
| 1.5 | Elect Director Kathleen Mason | Management | For | For |
| 1.6 | Elect Director Kevin P. McDermott | Management | For | For |
| 1.7 | Elect Director Mimi E. Vaughn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
GENTEX CORPORATION
MEETING DATE: MAY 21, 2020 | TICKER: GNTX SECURITY ID: 371901109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leslie Brown | Management | For | For |
| 1.2 | Elect Director Steve Downing | Management | For | For |
| 1.3 | Elect Director Gary Goode | Management | For | For |
| 1.4 | Elect Director James Hollars | Management | For | For |
| 1.5 | Elect Director John Mulder | Management | For | For |
| 1.6 | Elect Director Richard Schaum | Management | For | For |
| 1.7 | Elect Director Kathleen Starkoff | Management | For | For |
| 1.8 | Elect Director Brian Walker | Management | For | For |
| 1.9 | Elect Director James Wallace | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GENTHERM INCORPORATED
MEETING DATE: MAY 21, 2020 | TICKER: THRM SECURITY ID: 37253A103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sophie Desormiere | Management | For | For |
| 1.2 | Elect Director Phillip M. Eyler | Management | For | For |
| 1.3 | Elect Director Yvonne Hao | Management | For | For |
| 1.4 | Elect Director Ronald Hundzinski | Management | For | For |
| 1.5 | Elect Director Charles Kummeth | Management | For | For |
| 1.6 | Elect Director Byron Shaw, II | Management | For | For |
| 1.7 | Elect Director John Stacey | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
GENUINE PARTS COMPANY
MEETING DATE: APR 27, 2020 | TICKER: GPC SECURITY ID: 372460105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elizabeth W. Camp | Management | For | For |
| 1.2 | Elect Director Richard Cox, Jr. | Management | For | For |
| 1.3 | Elect Director Paul D. Donahue | Management | For | For |
| 1.4 | Elect Director Gary P. Fayard | Management | For | For |
| 1.5 | Elect Director P. Russell Hardin | Management | For | For |
| 1.6 | Elect Director John R. Holder | Management | For | For |
| 1.7 | Elect Director Donna W. Hyland | Management | For | For |
| 1.8 | Elect Director John D. Johns | Management | For | For |
| 1.9 | Elect Director Jean-Jacques Lafont | Management | For | For |
| 1.10 | Elect Director Robert C. "Robin" Loudermilk, Jr. | Management | For | For |
| 1.11 | Elect Director Wendy B. Needham | Management | For | For |
| 1.12 | Elect Director E. Jenner Wood, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Report on EEO | Shareholder | Against | For |
| |
|---|
GOLDEN ENTERTAINMENT, INC.
MEETING DATE: JUN 03, 2020 | TICKER: GDEN SECURITY ID: 381013101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Blake L. Sartini | Management | For | For |
| 1.2 | Elect Director Lyle A. Berman | Management | For | For |
| 1.3 | Elect Director Ann Dozier | Management | For | For |
| 1.4 | Elect Director Mark A. Lipparelli | Management | For | For |
| 1.5 | Elect Director Anthony A. Marnell, III | Management | For | For |
| 1.6 | Elect Director Robert L. Miodunski | Management | For | For |
| 1.7 | Elect Director Terrence L. Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
GOPRO, INC.
MEETING DATE: JUN 02, 2020 | TICKER: GPRO SECURITY ID: 38268T103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nicholas Woodman | Management | For | For |
| 1.2 | Elect Director Tyrone Ahmad-Taylor | Management | For | For |
| 1.3 | Elect Director Kenneth Goldman | Management | For | Withhold |
| 1.4 | Elect Director Peter Gotcher | Management | For | For |
| 1.5 | Elect Director James Lanzone | Management | For | For |
| 1.6 | Elect Director Alexander Lurie | Management | For | Withhold |
| 1.7 | Elect Director Susan Lyne | Management | For | For |
| 1.8 | Elect Director Frederic Welts | Management | For | For |
| 1.9 | Elect Director Lauren Zalaznick | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GRAHAM HOLDINGS COMPANY
MEETING DATE: MAY 07, 2020 | TICKER: GHC SECURITY ID: 384637104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher C. Davis | Management | For | For |
| 1.2 | Elect Director Anne M. Mulcahy | Management | For | For |
| 1.3 | Elect Director Larry D. Thompson | Management | For | For |
| |
|---|
GRAND CANYON EDUCATION, INC.
MEETING DATE: JUN 11, 2020 | TICKER: LOPE SECURITY ID: 38526M106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian E. Mueller | Management | For | For |
| 1.2 | Elect Director Sara R. Dial | Management | For | For |
| 1.3 | Elect Director Jack A. Henry | Management | For | For |
| 1.4 | Elect Director Lisa Graham Keegan | Management | For | For |
| 1.5 | Elect Director Chevy Humphrey | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditor | Management | For | For |
| |
|---|
GREEN BRICK PARTNERS, INC.
MEETING DATE: JUN 23, 2020 | TICKER: GRBK SECURITY ID: 392709101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elizabeth K. Blake | Management | For | For |
| 1.2 | Elect Director Harry Brandler | Management | For | For |
| 1.3 | Elect Director James R. Brickman | Management | For | For |
| 1.4 | Elect Director David Einhorn | Management | For | For |
| 1.5 | Elect Director John R. Farris | Management | For | For |
| 1.6 | Elect Director Kathleen Olsen | Management | For | For |
| 1.7 | Elect Director Richard S. Press | Management | For | For |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GROUP 1 AUTOMOTIVE, INC.
MEETING DATE: MAY 13, 2020 | TICKER: GPI SECURITY ID: 398905109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carin M. Barth | Management | For | For |
| 1.2 | Elect Director Earl J. Hesterberg | Management | For | For |
| 1.3 | Elect Director Lincoln Pereira | Management | For | For |
| 1.4 | Elect Director Stephen D. Quinn | Management | For | For |
| 1.5 | Elect Director Steven P. Stanbrook | Management | For | For |
| 1.6 | Elect Director Charles L. Szews | Management | For | For |
| 1.7 | Elect Director Anne Taylor | Management | For | For |
| 1.8 | Elect Director Max P. Watson, Jr. | Management | For | For |
| 1.9 | Elect Director MaryAnn Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
GROUPON, INC.
MEETING DATE: JUN 09, 2020 | TICKER: GRPN SECURITY ID: 399473107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Angelakis | Management | For | For |
| 1.2 | Elect Director Peter Barris | Management | For | For |
| 1.3 | Elect Director Robert Bass | Management | For | For |
| 1.4 | Elect Director Eric Lefkofsky | Management | For | For |
| 1.5 | Elect Director Theodore Leonsis | Management | For | For |
| 1.6 | Elect Director Valerie Mosley | Management | For | For |
| 1.7 | Elect Director Helen Vaid | Management | For | For |
| 1.8 | Elect Director Deborah Wahl | Management | For | For |
| 1.9 | Elect Director Ann Ziegler | Management | For | For |
| 2 | Approve Reverse Stock Split | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GRUBHUB INC.
MEETING DATE: MAY 19, 2020 | TICKER: GRUB SECURITY ID: 400110102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lloyd Frink | Management | For | For |
| 1.2 | Elect Director Girish Lakshman | Management | For | For |
| 1.3 | Elect Director Keith Richman | Management | For | Withhold |
| 1.4 | Elect Director Arthur Francis Starrs, III | Management | For | For |
| 2 | Ratify Crowe LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
GUESS, INC.
MEETING DATE: JUN 12, 2020 | TICKER: GES SECURITY ID: 401617105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carlos Alberini | Management | For | For |
| 1.2 | Elect Director Deborah Weinswig | Management | For | For |
| 1.3 | Elect Director Alex Yemenidjian | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| |
|---|
H&R BLOCK, INC.
MEETING DATE: SEP 12, 2019 | TICKER: HRB SECURITY ID: 093671105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Angela N. Archon | Management | For | For |
| 1b | Elect Director Paul J. Brown | Management | For | For |
| 1c | Elect Director Robert A. Gerard | Management | For | For |
| 1d | Elect Director Richard A. Johnson | Management | For | For |
| 1e | Elect Director Jeffrey J. Jones, II | Management | For | For |
| 1f | Elect Director David Baker Lewis | Management | For | For |
| 1g | Elect Director Victoria J. Reich | Management | For | For |
| 1h | Elect Director Bruce C. Rohde | Management | For | For |
| 1i | Elect Director Matthew E. Winter | Management | For | For |
| 1j | Elect Director Christianna Wood | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HAMILTON BEACH BRANDS HOLDING COMPANY
MEETING DATE: MAY 12, 2020 | TICKER: HBB SECURITY ID: 40701T104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark R. Belgya | Management | For | For |
| 1.2 | Elect Director J.C. Butler, Jr. | Management | For | Withhold |
| 1.3 | Elect Director Paul D. Furlow | Management | For | For |
| 1.4 | Elect Director John P. Jumper | Management | For | For |
| 1.5 | Elect Director Dennis W. LaBarre | Management | For | For |
| 1.6 | Elect Director Michael S. Miller | Management | For | For |
| 1.7 | Elect Director Alfred M. Rankin, Jr. | Management | For | Withhold |
| 1.8 | Elect Director Thomas T. Rankin | Management | For | For |
| 1.9 | Elect Director James A. Ratner | Management | For | For |
| 1.10 | Elect Director Gregory H. Trepp | Management | For | For |
| 1.11 | Elect Director Clara R. Williams | Management | For | For |
| 2 | Amend Restricted Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| |
|---|
HANESBRANDS INC.
MEETING DATE: APR 28, 2020 | TICKER: HBI SECURITY ID: 410345102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Geralyn R. Breig | Management | For | For |
| 1b | Elect Director Gerald W. Evans, Jr. | Management | For | For |
| 1c | Elect Director Bobby J. Griffin | Management | For | For |
| 1d | Elect Director James C. Johnson | Management | For | For |
| 1e | Elect Director Franck J. Moison | Management | For | For |
| 1f | Elect Director Robert F. Moran | Management | For | For |
| 1g | Elect Director Ronald L. Nelson | Management | For | For |
| 1h | Elect Director Ann E. Ziegler | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
HARLEY-DAVIDSON, INC.
MEETING DATE: MAY 21, 2020 | TICKER: HOG SECURITY ID: 412822108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Troy Alstead | Management | For | For |
| 1.2 | Elect Director R. John Anderson | Management | For | For |
| 1.3 | Elect Director Michael J. Cave | Management | For | For |
| 1.4 | Elect Director Allan Golston | Management | For | For |
| 1.5 | Elect Director Sara L. Levinson | Management | For | For |
| 1.6 | Elect Director N. Thomas Linebarger | Management | For | For |
| 1.7 | Elect Director Brian R. Niccol | Management | For | For |
| 1.8 | Elect Director Maryrose T. Sylvester | Management | For | For |
| 1.9 | Elect Director Jochen Zeitz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Provide Proxy Access Right | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| |
|---|
HASBRO, INC.
MEETING DATE: MAY 14, 2020 | TICKER: HAS SECURITY ID: 418056107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth A. Bronfin | Management | For | For |
| 1.2 | Elect Director Michael R. Burns | Management | For | For |
| 1.3 | Elect Director Hope F. Cochran | Management | For | For |
| 1.4 | Elect Director Crispin H. Davis | Management | For | For |
| 1.5 | Elect Director John A. Frascotti | Management | For | For |
| 1.6 | Elect Director Lisa Gersh | Management | For | For |
| 1.7 | Elect Director Brian D. Goldner | Management | For | For |
| 1.8 | Elect Director Alan G. Hassenfeld | Management | For | For |
| 1.9 | Elect Director Tracy A. Leinbach | Management | For | For |
| 1.10 | Elect Director Edward M. Philip | Management | For | For |
| 1.11 | Elect Director Richard S. Stoddart | Management | For | For |
| 1.12 | Elect Director Mary Beth West | Management | For | For |
| 1.13 | Elect Director Linda K. Zecher | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditor | Management | For | For |
| |
|---|
HAVERTY FURNITURE COMPANIES, INC.
MEETING DATE: MAY 15, 2020 | TICKER: HVT SECURITY ID: 419596101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director L. Allison Dukes | Management | For | For |
| 1.2 | Elect Director G. Thomas Hough | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditor | Management | For | For |
| |
|---|
HAVERTY FURNITURE COMPANIES, INC.
MEETING DATE: JUN 12, 2020 | TICKER: HVT SECURITY ID: 419596101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HELEN OF TROY LIMITED
MEETING DATE: AUG 21, 2019 | TICKER: HELE SECURITY ID: G4388N106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gary B. Abromovitz | Management | For | For |
| 1b | Elect Director Krista L. Berry | Management | For | For |
| 1c | Elect Director Vincent D. Carson | Management | For | For |
| 1d | Elect Director Thurman K. Case | Management | For | For |
| 1e | Elect Director Timothy F. Meeker | Management | For | For |
| 1f | Elect Director Julien R. Mininberg | Management | For | For |
| 1g | Elect Director Beryl B. Raff | Management | For | For |
| 1h | Elect Director William F. Susetka | Management | For | For |
| 1i | Elect Director Darren G. Woody | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
HIBBETT SPORTS, INC.
MEETING DATE: MAY 28, 2020 | TICKER: HIBB SECURITY ID: 428567101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anthony F. Crudele | Management | For | For |
| 1.2 | Elect Director James A. Hilt | Management | For | For |
| 1.3 | Elect Director Jamere Jackson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
HILTON GRAND VACATIONS INC.
MEETING DATE: MAY 07, 2020 | TICKER: HGV SECURITY ID: 43283X105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark D. Wang | Management | For | For |
| 1.2 | Elect Director Leonard A. Potter | Management | For | For |
| 1.3 | Elect Director Brenda J. Bacon | Management | For | For |
| 1.4 | Elect Director David W. Johnson | Management | For | For |
| 1.5 | Elect Director Mark H. Lazarus | Management | For | For |
| 1.6 | Elect Director Pamela H. Patsley | Management | For | For |
| 1.7 | Elect Director Paul W. Whetsell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HILTON WORLDWIDE HOLDINGS INC.
MEETING DATE: JUN 05, 2020 | TICKER: HLT SECURITY ID: 43300A203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Christopher J. Nassetta | Management | For | For |
| 1b | Elect Director Jonathan D. Gray | Management | For | For |
| 1c | Elect Director Charlene T. Begley | Management | For | For |
| 1d | Elect Director Melanie L. Healey | Management | For | For |
| 1e | Elect Director Raymond E. Mabus, Jr. | Management | For | For |
| 1f | Elect Director Judith A. McHale | Management | For | For |
| 1g | Elect Director John G. Schreiber | Management | For | For |
| 1h | Elect Director Elizabeth A. Smith | Management | For | For |
| 1i | Elect Director Douglas M. Steenland | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
HOOKER FURNITURE CORPORATION
MEETING DATE: JUN 11, 2020 | TICKER: HOFT SECURITY ID: 439038100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul B. Toms, Jr. | Management | For | For |
| 1.2 | Elect Director W. Christopher Beeler, Jr. | Management | For | For |
| 1.3 | Elect Director Paulette Garafalo | Management | For | For |
| 1.4 | Elect Director Tonya H. Jackson | Management | For | For |
| 1.5 | Elect Director E. Larry Ryder | Management | For | For |
| 1.6 | Elect Director Ellen C. Taaffe | Management | For | For |
| 1.7 | Elect Director Henry G. Williamson, Jr. | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify KPMG LLP as Auditor | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HOUGHTON MIFFLIN HARCOURT COMPANY
MEETING DATE: MAY 19, 2020 | TICKER: HMHC SECURITY ID: 44157R109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel Allen | Management | For | For |
| 1.2 | Elect Director L. Gordon Crovitz | Management | For | For |
| 1.3 | Elect Director Jean S. Desravines | Management | For | For |
| 1.4 | Elect Director Lawrence K. Fish | Management | For | For |
| 1.5 | Elect Director Jill A. Greenthal | Management | For | For |
| 1.6 | Elect Director John F. Killian | Management | For | For |
| 1.7 | Elect Director John J. Lynch, Jr. | Management | For | For |
| 1.8 | Elect Director John R. McKernan, Jr. | Management | For | For |
| 1.9 | Elect Director Tracey D. Weber | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
INSTALLED BUILDING PRODUCTS, INC.
MEETING DATE: MAY 28, 2020 | TICKER: IBP SECURITY ID: 45780R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael T. Miller | Management | For | For |
| 1.2 | Elect Director Vikas Verma | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTERNATIONAL SPEEDWAY CORPORATION
MEETING DATE: OCT 16, 2019 | TICKER: ISCA SECURITY ID: 460335201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
IROBOT CORPORATION
MEETING DATE: MAY 20, 2020 | TICKER: IRBT SECURITY ID: 462726100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Andrew Miller | Management | For | For |
| 1b | Elect Director Elisha Finney | Management | For | For |
| 1c | Elect Director Michelle V. Stacy | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
JACK IN THE BOX INC.
MEETING DATE: FEB 28, 2020 | TICKER: JACK SECURITY ID: 466367109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jean M. Birch | Management | For | For |
| 1b | Elect Director Leonard A. Comma | Management | For | For |
| 1c | Elect Director John P. Gainor | Management | For | For |
| 1d | Elect Director David L. Goebel | Management | For | For |
| 1e | Elect Director Sharon P. John | Management | For | For |
| 1f | Elect Director Madeleine A. Kleiner | Management | For | For |
| 1g | Elect Director Michael W. Murphy | Management | For | For |
| 1h | Elect Director James M. Myers | Management | For | For |
| 1i | Elect Director David M. Tehle | Management | For | For |
| 1j | Elect Director Vivien M. Yeung | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
JOHNSON OUTDOORS INC.
MEETING DATE: FEB 27, 2020 | TICKER: JOUT SECURITY ID: 479167108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Terry E. London | Management | For | For |
| 1.2 | Elect Director John M. Fahey, Jr. | Management | For | For |
| 1.3 | Elect Director William ("Bill") D. Perez | Management | For | For |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
K12 INC.
MEETING DATE: DEC 13, 2019 | TICKER: LRN SECURITY ID: 48273U102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Aida M. Alvarez | Management | For | For |
| 1.2 | Elect Director Craig R. Barrett | Management | For | For |
| 1.3 | Elect Director Guillermo Bron | Management | For | For |
| 1.4 | Elect Director Robert L. Cohen | Management | For | For |
| 1.5 | Elect Director Nathaniel A. Davis | Management | For | For |
| 1.6 | Elect Director John M. Engler | Management | For | For |
| 1.7 | Elect Director Steven B. Fink | Management | For | For |
| 1.8 | Elect Director Robert E. Knowling, Jr. | Management | For | For |
| 1.9 | Elect Director Liza McFadden | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
KB HOME
MEETING DATE: APR 09, 2020 | TICKER: KBH SECURITY ID: 48666K109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dorene C. Dominguez | Management | For | For |
| 1.2 | Elect Director Timothy W. Finchem | Management | For | For |
| 1.3 | Elect Director Stuart A. Gabriel | Management | For | For |
| 1.4 | Elect Director Thomas W. Gilligan | Management | For | For |
| 1.5 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
| 1.6 | Elect Director Robert L. Johnson | Management | For | For |
| 1.7 | Elect Director Melissa Lora | Management | For | For |
| 1.8 | Elect Director Jeffrey T. Mezger | Management | For | For |
| 1.9 | Elect Director James C. Weaver | Management | For | For |
| 1.10 | Elect Director Michael M. Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
KOHL'S CORPORATION
MEETING DATE: MAY 13, 2020 | TICKER: KSS SECURITY ID: 500255104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael J. Bender | Management | For | For |
| 1b | Elect Director Peter Boneparth | Management | For | For |
| 1c | Elect Director Steven A. Burd | Management | For | For |
| 1d | Elect Director Yael Cosset | Management | For | For |
| 1e | Elect Director H. Charles Floyd | Management | For | For |
| 1f | Elect Director Michelle Gass | Management | For | For |
| 1g | Elect Director Jonas Prising | Management | For | For |
| 1h | Elect Director John E. Schlifske | Management | For | For |
| 1i | Elect Director Adrianne Shapira | Management | For | For |
| 1j | Elect Director Frank V. Sica | Management | For | For |
| 1k | Elect Director Stephanie A. Streeter | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Adopt Vendor Policy Regarding Oversight on Animal Welfare Throughout the Supply Chain | Shareholder | Against | Against |
| |
|---|
KONTOOR BRANDS, INC.
MEETING DATE: APR 21, 2020 | TICKER: KTB SECURITY ID: 50050N103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Juliana L. Chugg | Management | For | For |
| 1.2 | Elect Director Shelley Stewart, Jr. | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
L BRANDS, INC.
MEETING DATE: MAY 14, 2020 | TICKER: LB SECURITY ID: 501797104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3.1 | Elect Director Donna A. James | Management | For | For |
| 3.2 | Elect Director Michael G. Morris | Management | For | For |
| 3.3 | Elect Director Robert H. Schottenstein | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LA-Z-BOY INCORPORATED
MEETING DATE: AUG 27, 2019 | TICKER: LZB SECURITY ID: 505336107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kurt L. Darrow | Management | For | For |
| 1.2 | Elect Director Sarah M. Gallagher | Management | For | For |
| 1.3 | Elect Director Edwin J. Holman | Management | For | For |
| 1.4 | Elect Director Janet E. Kerr | Management | For | For |
| 1.5 | Elect Director Michael T. Lawton | Management | For | For |
| 1.6 | Elect Director H. George Levy | Management | For | For |
| 1.7 | Elect Director W. Alan McCollough | Management | For | For |
| 1.8 | Elect Director Rebecca L. O'Grady | Management | For | For |
| 1.9 | Elect Director Lauren B. Peters | Management | For | For |
| 1.10 | Elect Director Nido R. Qubein | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LANDS' END, INC.
MEETING DATE: MAY 12, 2020 | TICKER: LE SECURITY ID: 51509F105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert Galvin | Management | For | For |
| 1.2 | Elect Director Jerome S. Griffith | Management | For | For |
| 1.3 | Elect Director Elizabeth Leykum | Management | For | For |
| 1.4 | Elect Director Josephine Linden | Management | For | For |
| 1.5 | Elect Director John T. McClain | Management | For | For |
| 1.6 | Elect Director Maureen Mullen | Management | For | For |
| 1.7 | Elect Director Jignesh Patel | Management | For | For |
| 1.8 | Elect Director Jonah Staw | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
LAS VEGAS SANDS CORP.
MEETING DATE: MAY 14, 2020 | TICKER: LVS SECURITY ID: 517834107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sheldon G. Adelson | Management | For | For |
| 1.2 | Elect Director Irwin Chafetz | Management | For | For |
| 1.3 | Elect Director Micheline Chau | Management | For | For |
| 1.4 | Elect Director Patrick Dumont | Management | For | For |
| 1.5 | Elect Director Charles D. Forman | Management | For | For |
| 1.6 | Elect Director Robert G. Goldstein | Management | For | For |
| 1.7 | Elect Director George Jamieson | Management | For | For |
| 1.8 | Elect Director Charles A. Koppelman | Management | For | For |
| 1.9 | Elect Director Lewis Kramer | Management | For | For |
| 1.10 | Elect Director David F. Levi | Management | For | For |
| 1.11 | Elect Director Xuan Yan | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LAUREATE EDUCATION, INC.
MEETING DATE: MAY 11, 2020 | TICKER: LAUR SECURITY ID: 518613203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian F. Carroll | Management | For | For |
| 1.2 | Elect Director Andrew B. Cohen | Management | For | For |
| 1.3 | Elect Director William L. Cornog | Management | For | For |
| 1.4 | Elect Director Pedro del Corro | Management | For | For |
| 1.5 | Elect Director Michael J. Durham | Management | For | For |
| 1.6 | Elect Director Kenneth W. Freeman | Management | For | For |
| 1.7 | Elect Director George Munoz | Management | For | For |
| 1.8 | Elect Director Judith Rodin | Management | For | For |
| 1.9 | Elect Director Eilif Serck-Hanssen | Management | For | For |
| 1.10 | Elect Director Ian K. Snow | Management | For | For |
| 1.11 | Elect Director Steven M. Taslitz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| |
|---|
LCI INDUSTRIES
MEETING DATE: MAY 21, 2020 | TICKER: LCII SECURITY ID: 50189K103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James F. Gero | Management | For | For |
| 1b | Elect Director Frank J. Crespo | Management | For | For |
| 1c | Elect Director Brendan J. Deely | Management | For | For |
| 1d | Elect Director Ronald J. Fenech | Management | For | For |
| 1e | Elect Director Tracy D. Graham | Management | For | For |
| 1f | Elect Director Virginia L. Henkels | Management | For | For |
| 1g | Elect Director Jason D. Lippert | Management | For | For |
| 1h | Elect Director Kieran M. O'Sullivan | Management | For | For |
| 1i | Elect Director David A. Reed | Management | For | For |
| 1j | Elect Director John A. Sirpilla | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
LEAR CORPORATION
MEETING DATE: MAY 21, 2020 | TICKER: LEA SECURITY ID: 521865204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas P. Capo | Management | For | For |
| 1b | Elect Director Mei-Wei Cheng | Management | For | For |
| 1c | Elect Director Jonathan F. Foster | Management | For | For |
| 1d | Elect Director Mary Lou Jepsen | Management | For | For |
| 1e | Elect Director Kathleen A. Ligocki | Management | For | For |
| 1f | Elect Director Conrad L. Mallett, Jr. | Management | For | For |
| 1g | Elect Director Raymond E. Scott | Management | For | For |
| 1h | Elect Director Gregory C. Smith | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Human Rights Impact Assessment | Shareholder | Against | Against |
| |
|---|
LEGGETT & PLATT, INCORPORATED
MEETING DATE: MAY 15, 2020 | TICKER: LEG SECURITY ID: 524660107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mark A. Blinn | Management | For | For |
| 1b | Elect Director Robert E. Brunner | Management | For | For |
| 1c | Elect Director Mary Campbell | Management | For | For |
| 1d | Elect Director J. Mitchell Dolloff | Management | For | For |
| 1e | Elect Director Manuel A. Fernandez | Management | For | For |
| 1f | Elect Director Karl G. Glassman | Management | For | For |
| 1g | Elect Director Joseph W. McClanathan | Management | For | For |
| 1h | Elect Director Judy C. Odom | Management | For | For |
| 1i | Elect Director Srikanth Padmanabhan | Management | For | For |
| 1j | Elect Director Jai Shah | Management | For | For |
| 1k | Elect Director Phoebe A. Wood | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LENNAR CORPORATION
MEETING DATE: APR 07, 2020 | TICKER: LEN SECURITY ID: 526057104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Rick Beckwitt | Management | For | For |
| 1b | Elect Director Irving Bolotin | Management | For | For |
| 1c | Elect Director Steven L. Gerard | Management | For | For |
| 1d | Elect Director Tig Gilliam | Management | For | For |
| 1e | Elect Director Sherrill W. Hudson | Management | For | For |
| 1f | Elect Director Jonathan M. Jaffe | Management | For | For |
| 1g | Elect Director Sidney Lapidus | Management | For | For |
| 1h | Elect Director Teri P. McClure | Management | For | For |
| 1i | Elect Director Stuart Miller | Management | For | For |
| 1j | Elect Director Armando Olivera | Management | For | For |
| 1k | Elect Director Jeffrey Sonnenfeld | Management | For | For |
| 1l | Elect Director Scott Stowell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
LEVI STRAUSS & CO.
MEETING DATE: APR 08, 2020 | TICKER: LEVI SECURITY ID: 52736R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jill Beraud | Management | For | For |
| 1.2 | Elect Director Spencer C. Fleischer | Management | For | For |
| 1.3 | Elect Director Christopher J. McCormick | Management | For | For |
| 1.4 | Elect Director Stephen C. Neal | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
LGI HOMES, INC.
MEETING DATE: APR 30, 2020 | TICKER: LGIH SECURITY ID: 50187T106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ryan Edone | Management | For | For |
| 1.2 | Elect Director Duncan Gage | Management | For | For |
| 1.3 | Elect Director Eric Lipar | Management | For | For |
| 1.4 | Elect Director Laura Miller | Management | For | For |
| 1.5 | Elect Director Bryan Sansbury | Management | For | Withhold |
| 1.6 | Elect Director Steven Smith | Management | For | Withhold |
| 1.7 | Elect Director Robert Vahradian | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LIBERTY EXPEDIA HOLDINGS, INC.
MEETING DATE: JUL 26, 2019 | TICKER: LEXEA SECURITY ID: 53046P109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
LINDBLAD EXPEDITIONS HOLDINGS, INC.
MEETING DATE: JUN 10, 2020 | TICKER: LIND SECURITY ID: 535219109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director L. Dyson Dryden | Management | For | For |
| 1.2 | Elect Director John M. Fahey | Management | For | For |
| 1.3 | Elect Director Catherine B. Reynolds | Management | For | For |
| 1.4 | Elect Director Sarah Farrell | Management | For | For |
| 1.5 | Elect Director Thomas S. (Tad) Smith, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Marcum LLP as Auditors | Management | For | For |
| |
|---|
LITHIA MOTORS, INC.
MEETING DATE: APR 23, 2020 | TICKER: LAD SECURITY ID: 536797103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sidney B. DeBoer | Management | For | For |
| 1b | Elect Director Bryan B. DeBoer | Management | For | For |
| 1c | Elect Director Susan O. Cain | Management | For | For |
| 1d | Elect Director Shauna F. McIntyre | Management | For | For |
| 1e | Elect Director Louis P. Miramontes | Management | For | For |
| 1f | Elect Director Kenneth E. Roberts | Management | For | For |
| 1g | Elect Director David J. Robino | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
LKQ CORPORATION
MEETING DATE: MAY 12, 2020 | TICKER: LKQ SECURITY ID: 501889208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Patrick Berard | Management | For | For |
| 1b | Elect Director Meg A. Divitto | Management | For | For |
| 1c | Elect Director Robert M. Hanser | Management | For | For |
| 1d | Elect Director Joseph M. Holsten | Management | For | For |
| 1e | Elect Director Blythe J. McGarvie | Management | For | For |
| 1f | Elect Director John W. Mendel | Management | For | For |
| 1g | Elect Director Jody G. Miller | Management | For | For |
| 1h | Elect Director John F. O'Brien | Management | For | For |
| 1i | Elect Director Guhan Subramanian | Management | For | For |
| 1j | Elect Director Xavier Urbain | Management | For | For |
| 1k | Elect Director Dominick Zarcone | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LOWE'S COMPANIES, INC.
MEETING DATE: MAY 29, 2020 | TICKER: LOW SECURITY ID: 548661107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raul Alvarez | Management | For | For |
| 1.2 | Elect Director David H. Batchelder | Management | For | For |
| 1.3 | Elect Director Angela F. Braly | Management | For | For |
| 1.4 | Elect Director Sandra B. Cochran | Management | For | For |
| 1.5 | Elect Director Laurie Z. Douglas | Management | For | For |
| 1.6 | Elect Director Richard W. Dreiling | Management | For | For |
| 1.7 | Elect Director Marvin R. Ellison | Management | For | For |
| 1.8 | Elect Director Brian C. Rogers | Management | For | For |
| 1.9 | Elect Director Bertram L. Scott | Management | For | For |
| 1.10 | Elect Director Lisa W. Wardell | Management | For | For |
| 1.11 | Elect Director Eric C. Wiseman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| |
|---|
LULULEMON ATHLETICA INC.
MEETING DATE: JUN 03, 2020 | TICKER: LULU SECURITY ID: 550021109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael Casey | Management | For | For |
| 1b | Elect Director Glenn Murphy | Management | For | For |
| 1c | Elect Director David M. Mussafer | Management | For | For |
| 1d | Elect Director Stephanie Ferris | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Policy to Eliminate the Sale of Items Containing Down Feathers | Shareholder | Against | Against |
| |
|---|
LUMBER LIQUIDATORS HOLDINGS, INC.
MEETING DATE: MAY 20, 2020 | TICKER: LL SECURITY ID: 55003T107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. Levin | Management | For | For |
| 1.2 | Elect Director Martin F. Roper | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
M.D.C. HOLDINGS, INC.
MEETING DATE: APR 20, 2020 | TICKER: MDC SECURITY ID: 552676108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David D. Mandarich | Management | For | For |
| 1.2 | Elect Director Paris G. Reece, III | Management | For | For |
| 1.3 | Elect Director David Siegel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
M/I HOMES, INC.
MEETING DATE: MAY 11, 2020 | TICKER: MHO SECURITY ID: 55305B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Phillip G. Creek | Management | For | For |
| 1.2 | Elect Director Nancy J. Kramer | Management | For | For |
| 1.3 | Elect Director Norman L. Traeger | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
MACY'S, INC.
MEETING DATE: MAY 15, 2020 | TICKER: M SECURITY ID: 55616P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David P. Abney | Management | For | For |
| 1b | Elect Director Francis S. Blake | Management | For | For |
| 1c | Elect Director Torrence N. Boone | Management | For | For |
| 1d | Elect Director John A. Bryant | Management | For | For |
| 1e | Elect Director Deirdre P. Connelly | Management | For | For |
| 1f | Elect Director Jeff Gennette | Management | For | For |
| 1g | Elect Director Leslie D. Hale | Management | For | For |
| 1h | Elect Director William H. Lenehan | Management | For | For |
| 1i | Elect Director Sara Levinson | Management | For | For |
| 1j | Elect Director Joyce M. Roche | Management | For | For |
| 1k | Elect Director Paul C. Varga | Management | For | For |
| 1l | Elect Director Marna C. Whittington | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MALIBU BOATS, INC.
MEETING DATE: NOV 06, 2019 | TICKER: MBUU SECURITY ID: 56117J100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael K. Hooks | Management | For | For |
| 1.2 | Elect Director Jack D. Springer | Management | For | For |
| 1.3 | Elect Director John E. Stokely | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
MARINE PRODUCTS CORPORATION
MEETING DATE: APR 28, 2020 | TICKER: MPX SECURITY ID: 568427108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. Randall Rollins | Management | For | For |
| 1.2 | Elect Director Henry B. Tippie | Management | For | Withhold |
| 1.3 | Elect Director James B. Williams | Management | For | Withhold |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MARINEMAX, INC.
MEETING DATE: FEB 20, 2020 | TICKER: HZO SECURITY ID: 567908108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Clint Moore | Management | For | For |
| 1b | Elect Director Evelyn V. Follit | Management | For | For |
| 1c | Elect Director William Brett McGill | Management | For | For |
| 1d | Elect Director Michael H. McLamb | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
MARRIOTT INTERNATIONAL, INC.
MEETING DATE: MAY 08, 2020 | TICKER: MAR SECURITY ID: 571903202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director J.W. Marriott, Jr. | Management | For | For |
| 1b | Elect Director Bruce W. Duncan | Management | For | For |
| 1c | Elect Director Deborah Marriott Harrison | Management | For | For |
| 1d | Elect Director Frederick A. "Fritz" Henderson | Management | For | For |
| 1e | Elect Director Eric Hippeau | Management | For | For |
| 1f | Elect Director Lawrence W. Kellner | Management | For | For |
| 1g | Elect Director Debra L. Lee | Management | For | For |
| 1h | Elect Director Aylwin B. Lewis | Management | For | For |
| 1i | Elect Director Margaret M. McCarthy | Management | For | For |
| 1j | Elect Director George Munoz | Management | For | For |
| 1k | Elect Director Susan C. Schwab | Management | For | For |
| 1l | Elect Director Arne M. Sorenson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Shareholder | Against | For |
| 5 | Prepare Employment Diversity Report | Shareholder | Against | Against |
| |
|---|
MARRIOTT VACATIONS WORLDWIDE CORPORATION
MEETING DATE: MAY 12, 2020 | TICKER: VAC SECURITY ID: 57164Y107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C.E. Andrews | Management | For | For |
| 1.2 | Elect Director William W. McCarten | Management | For | For |
| 1.3 | Elect Director William J. Shaw | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
MASTERCRAFT BOAT HOLDINGS, INC.
MEETING DATE: OCT 23, 2019 | TICKER: MCFT SECURITY ID: 57637H103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jaclyn Baumgarten | Management | For | For |
| 1.2 | Elect Director Roch Lambert | Management | For | For |
| 1.3 | Elect Director Peter G. Leemputte | Management | For | For |
| 2 | Amend Certificate of Incorporation to Declassify the Board | Management | For | For |
| 3 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
MATTEL, INC.
MEETING DATE: JUN 10, 2020 | TICKER: MAT SECURITY ID: 577081102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director R. Todd Bradley | Management | For | For |
| 1b | Elect Director Adriana Cisneros | Management | For | For |
| 1c | Elect Director Michael J. Dolan | Management | For | For |
| 1d | Elect Director Ynon Kreiz | Management | For | For |
| 1e | Elect Director Soren T. Laursen | Management | For | For |
| 1f | Elect Director Ann Lewnes | Management | For | For |
| 1g | Elect Director Roger Lynch | Management | For | For |
| 1h | Elect Director Dominic Ng | Management | For | For |
| 1i | Elect Director Judy D. Olian | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Require Independent Board Chair | Shareholder | Against | Against |
| |
|---|
MCDONALD'S CORPORATION
MEETING DATE: MAY 21, 2020 | TICKER: MCD SECURITY ID: 580135101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lloyd Dean | Management | For | For |
| 1b | Elect Director Robert Eckert | Management | For | For |
| 1c | Elect Director Catherine Engelbert | Management | For | For |
| 1d | Elect Director Margaret Georgiadis | Management | For | For |
| 1e | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1f | Elect Director Christopher Kempczinski | Management | For | For |
| 1g | Elect Director Richard Lenny | Management | For | For |
| 1h | Elect Director John Mulligan | Management | For | For |
| 1i | Elect Director Sheila Penrose | Management | For | For |
| 1j | Elect Director John Rogers, Jr. | Management | For | For |
| 1k | Elect Director Paul Walsh | Management | For | For |
| 1l | Elect Director Miles White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| 6 | Report on Sugar and Public Health | Shareholder | Against | Against |
| |
|---|
MERCADOLIBRE, INC.
MEETING DATE: JUN 08, 2020 | TICKER: MELI SECURITY ID: 58733R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Susan Segal | Management | For | For |
| 1.2 | Elect Director Mario Eduardo Vazquez | Management | For | For |
| 1.3 | Elect Director Alejandro Nicolas Aguzin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Co. S.A. as Auditors | Management | For | For |
| |
|---|
MERITAGE HOMES CORPORATION
MEETING DATE: MAY 21, 2020 | TICKER: MTH SECURITY ID: 59001A102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven J. Hilton | Management | For | For |
| 1.2 | Elect Director Raymond Oppel | Management | For | For |
| 1.3 | Elect Director Dana C. Bradford | Management | For | For |
| 1.4 | Elect Director Deborah Ann Henretta | Management | For | For |
| 1.5 | Elect Director P. Kelly Mooney | Management | For | For |
| 1.6 | Elect Director Joseph Keough | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MGM RESORTS INTERNATIONAL
MEETING DATE: MAY 06, 2020 | TICKER: MGM SECURITY ID: 552953101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William W. Grounds | Management | For | For |
| 1b | Elect Director Alexis M. Herman | Management | For | For |
| 1c | Elect Director Roland Hernandez | Management | For | For |
| 1d | Elect Director Mary Chris Jammet | Management | For | For |
| 1e | Elect Director John Kilroy | Management | For | For |
| 1f | Elect Director Rose McKinney-James | Management | For | For |
| 1g | Elect Director Keith A. Meister | Management | For | For |
| 1h | Elect Director Paul Salem | Management | For | For |
| 1i | Elect Director Gregory M. Spierkel | Management | For | For |
| 1j | Elect Director Jan G. Swartz | Management | For | For |
| 1k | Elect Director Daniel J. Taylor | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MODINE MANUFACTURING COMPANY
MEETING DATE: JUL 25, 2019 | TICKER: MOD SECURITY ID: 607828100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David G. Bills | Management | For | For |
| 1b | Elect Director Thomas A. Burke | Management | For | For |
| 1c | Elect Director Charles P. Cooley | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
MOHAWK INDUSTRIES, INC.
MEETING DATE: MAY 21, 2020 | TICKER: MHK SECURITY ID: 608190104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Karen A. Smith Bogart | Management | For | For |
| 1.2 | Elect Director Jeffrey S. Lorberbaum | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MONARCH CASINO & RESORT, INC.
MEETING DATE: JUN 09, 2020 | TICKER: MCRI SECURITY ID: 609027107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Farahi | Management | For | For |
| 1.2 | Elect Director Craig F. Sullivan | Management | For | For |
| 1.3 | Elect Director Paul Andrews | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MONRO, INC.
MEETING DATE: AUG 13, 2019 | TICKER: MNRO SECURITY ID: 610236101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frederick M. Danziger | Management | For | For |
| 1.2 | Elect Director Stephen C. McCluski | Management | For | For |
| 1.3 | Elect Director Robert E. Mellor | Management | For | For |
| 1.4 | Elect Director Peter J. Solomon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
MOTORCAR PARTS OF AMERICA, INC.
MEETING DATE: SEP 05, 2019 | TICKER: MPAA SECURITY ID: 620071100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Selwyn Joffe | Management | For | For |
| 1.2 | Elect Director Scott J. Adelson | Management | For | For |
| 1.3 | Elect Director David Bryan | Management | For | For |
| 1.4 | Elect Director Rudolph J. Borneo | Management | For | For |
| 1.5 | Elect Director Joseph Ferguson | Management | For | For |
| 1.6 | Elect Director Philip Gay | Management | For | For |
| 1.7 | Elect Director Duane Miller | Management | For | For |
| 1.8 | Elect Director Jeffrey Mirvis | Management | For | For |
| 1.9 | Elect Director Barbara L. Whittaker | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MOVADO GROUP, INC.
MEETING DATE: JUN 25, 2020 | TICKER: MOV SECURITY ID: 624580106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter A. Bridgman | Management | For | For |
| 1.2 | Elect Director Alexander Grinberg | Management | For | For |
| 1.3 | Elect Director Efraim Grinberg | Management | For | For |
| 1.4 | Elect Director Alan H. Howard | Management | For | For |
| 1.5 | Elect Director Richard Isserman | Management | For | For |
| 1.6 | Elect Director Ann Kirschner | Management | For | For |
| 1.7 | Elect Director Stephen Sadove | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MURPHY USA INC.
MEETING DATE: MAY 07, 2020 | TICKER: MUSA SECURITY ID: 626755102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Claiborne P. Deming | Management | For | For |
| 1.2 | Elect Director Jack T. Taylor | Management | For | For |
| 1.3 | Elect Director Jeanne L. Phillips | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditor | Management | For | For |
| |
|---|
NATIONAL VISION HOLDINGS, INC.
MEETING DATE: JUN 10, 2020 | TICKER: EYE SECURITY ID: 63845R107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David M. Tehle | Management | For | For |
| 1.2 | Elect Director Thomas V. Taylor, Jr. | Management | For | For |
| 1.3 | Elect Director Virginia A. Hepner | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NEWELL BRANDS INC.
MEETING DATE: MAY 11, 2020 | TICKER: NWL SECURITY ID: 651229106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Bridget Ryan Berman | Management | For | For |
| 1b | Elect Director Patrick D. Campbell | Management | For | For |
| 1c | Elect Director James R. Craigie | Management | For | For |
| 1d | Elect Director Debra A. Crew | Management | For | For |
| 1e | Elect Director Brett M. Icahn | Management | For | For |
| 1f | Elect Director Gerardo I. Lopez | Management | For | For |
| 1g | Elect Director Courtney R. Mather | Management | For | For |
| 1h | Elect Director Ravichandra K. Saligram | Management | For | For |
| 1i | Elect Director Judith A. Sprieser | Management | For | For |
| 1j | Elect Director Robert A. Steele | Management | For | For |
| 1k | Elect Director Steven J. Strobel | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NIKE, INC.
MEETING DATE: SEP 19, 2019 | TICKER: NKE SECURITY ID: 654106103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan B. Graf, Jr. | Management | For | For |
| 1.2 | Elect Director Peter B. Henry | Management | For | For |
| 1.3 | Elect Director Michelle A. Peluso | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
NORDSTROM, INC.
MEETING DATE: MAY 20, 2020 | TICKER: JWN SECURITY ID: 655664100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Shellye L. Archambeau | Management | For | For |
| 1b | Elect Director Stacy Brown-Philpot | Management | For | For |
| 1c | Elect Director Tanya L. Domier | Management | For | For |
| 1d | Elect Director James L. Donald | Management | For | For |
| 1e | Elect Director Kirsten A. Green | Management | For | For |
| 1f | Elect Director Glenda G. McNeal | Management | For | For |
| 1g | Elect Director Erik B. Nordstrom | Management | For | For |
| 1h | Elect Director Peter E. Nordstrom | Management | For | For |
| 1i | Elect Director Brad D. Smith | Management | For | For |
| 1j | Elect Director Bradley D. Tilden | Management | For | For |
| 1k | Elect Director Mark J. Tritton | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
NORWEGIAN CRUISE LINE HOLDINGS LTD.
MEETING DATE: JUN 18, 2020 | TICKER: NCLH SECURITY ID: G66721104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David M. Abrams | Management | For | For |
| 1b | Elect Director John W. Chidsey | Management | For | For |
| 1c | Elect Director Russell W. Galbut | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
NVR, INC.
MEETING DATE: MAY 05, 2020 | TICKER: NVR SECURITY ID: 62944T105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C. E. Andrews | Management | For | For |
| 1.2 | Elect Director Sallie B. Bailey | Management | For | For |
| 1.3 | Elect Director Thomas D. Eckert | Management | For | For |
| 1.4 | Elect Director Alfred E. Festa | Management | For | For |
| 1.5 | Elect Director Manuel H. Johnson | Management | For | For |
| 1.6 | Elect Director Alexandra A. Jung | Management | For | For |
| 1.7 | Elect Director Mel Martinez | Management | For | For |
| 1.8 | Elect Director William A. Moran | Management | For | For |
| 1.9 | Elect Director David A. Preiser | Management | For | For |
| 1.10 | Elect Director W. Grady Rosier | Management | For | For |
| 1.11 | Elect Director Susan Williamson Ross | Management | For | For |
| 1.12 | Elect Director Dwight C. Schar | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
O'REILLY AUTOMOTIVE, INC.
MEETING DATE: MAY 14, 2020 | TICKER: ORLY SECURITY ID: 67103H107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David O'Reilly | Management | For | For |
| 1b | Elect Director Larry O'Reilly | Management | For | For |
| 1c | Elect Director Greg Henslee | Management | For | For |
| 1d | Elect Director Jay D. Burchfield | Management | For | For |
| 1e | Elect Director Thomas T. Hendrickson | Management | For | For |
| 1f | Elect Director John R. Murphy | Management | For | For |
| 1g | Elect Director Dana M. Perlman | Management | For | For |
| 1h | Elect Director Maria A. Sastre | Management | For | For |
| 1i | Elect Director Andrea M. Weiss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
| 5 | Amend Articles of Incorporation | Management | For | For |
| 6 | Report on Material Human Capital Risks | Shareholder | Against | Against |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
OFFICE DEPOT, INC.
MEETING DATE: MAY 11, 2020 | TICKER: ODP SECURITY ID: 676220106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Quincy L. Allen | Management | For | For |
| 1b | Elect Director Kristin A. Campbell | Management | For | For |
| 1c | Elect Director Cynthia T. Jamison | Management | For | For |
| 1d | Elect Director Francesca Ruiz de Luzuriaga | Management | For | For |
| 1e | Elect Director Shashank Samant | Management | For | For |
| 1f | Elect Director Gerry P. Smith | Management | For | For |
| 1g | Elect Director David M. Szymanski | Management | For | For |
| 1h | Elect Director Joseph S. Vassalluzzo | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Reverse Stock Split | Management | For | For |
| |
|---|
OLLIE'S BARGAIN OUTLET HOLDINGS, INC.
MEETING DATE: JUN 22, 2020 | TICKER: OLLI SECURITY ID: 681116109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Alissa Ahlman | Management | For | For |
| 1B | Elect Director Robert Fisch | Management | For | For |
| 1C | Elect Director John Swygert | Management | For | For |
| 1D | Elect Director Richard Zannino | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
ONESPAWORLD HOLDINGS LIMITED
MEETING DATE: JUN 10, 2020 | TICKER: OSW SECURITY ID: P73684113
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven J. Heyer | Management | For | For |
| 1.2 | Elect Director Andrew R. Heyer | Management | For | For |
| 1.3 | Elect Director Leonard Fluxman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 4 | Authorize a New Class of Non-Voting Common Share | Management | For | For |
| |
|---|
OVERSTOCK.COM, INC.
MEETING DATE: FEB 13, 2020 | TICKER: OSTK SECURITY ID: 690370101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend the Series A-1 Certificate of Designation | Management | For | Against |
| 2 | Reduce Authorized Series B Preferred Stock | Management | For | Against |
| 3 | Approve the Alternative Series A-1 Preferred Proposal | Management | For | Against |
| 4 | Amend Voting Rights of Holders of the Series A-1 Preferred Stock | Management | For | Against |
| 5 | Amend Voting Rights of Holders of the Series B Preferred Stock | Management | For | Against |
| |
|---|
OXFORD INDUSTRIES, INC.
MEETING DATE: JUN 16, 2020 | TICKER: OXM SECURITY ID: 691497309
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis M. Love | Management | For | For |
| 1.2 | Elect Director Clyde C. Tuggle | Management | For | For |
| 1.3 | Elect Director E. Jenner Wood, III | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PAPA JOHN'S INTERNATIONAL, INC.
MEETING DATE: APR 23, 2020 | TICKER: PZZA SECURITY ID: 698813102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Christopher L. Coleman | Management | For | For |
| 1b | Elect Director Michael R. Dubin | Management | For | For |
| 1c | Elect Director Olivia F. Kirtley | Management | For | For |
| 1d | Elect Director Laurette T. Koellner | Management | For | For |
| 1e | Elect Director Robert M. Lynch | Management | For | For |
| 1f | Elect Director Jocelyn C. Mangan | Management | For | For |
| 1g | Elect Director Sonya E. Medina | Management | For | For |
| 1h | Elect Director Shaquille R. O'Neal | Management | For | For |
| 1i | Elect Director Anthony M. Sanfilippo | Management | For | For |
| 1j | Elect Director Jeffrey C. Smith | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PENN NATIONAL GAMING, INC.
MEETING DATE: JUN 10, 2020 | TICKER: PENN SECURITY ID: 707569109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jane Scaccetti | Management | For | For |
| 1.2 | Elect Director Jay A. Snowden | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PENSKE AUTOMOTIVE GROUP, INC.
MEETING DATE: MAY 13, 2020 | TICKER: PAG SECURITY ID: 70959W103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John D. Barr | Management | For | For |
| 1.2 | Elect Director Lisa A. Davis | Management | For | For |
| 1.3 | Elect Director Wolfgang Durheimer | Management | For | For |
| 1.4 | Elect Director Michael R. Eisenson | Management | For | For |
| 1.5 | Elect Director Robert H. Kurnick, Jr. | Management | For | For |
| 1.6 | Elect Director Kimberly J. McWaters | Management | For | For |
| 1.7 | Elect Director Greg Penske | Management | For | For |
| 1.8 | Elect Director Roger S. Penske | Management | For | For |
| 1.9 | Elect Director Sandra E. Pierce | Management | For | For |
| 1.10 | Elect Director Greg C. Smith | Management | For | For |
| 1.11 | Elect Director Ronald G. Steinhart | Management | For | For |
| 1.12 | Elect Director H. Brian Thompson | Management | For | For |
| 1.13 | Elect Director Masashi Yamanaka | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PERDOCEO EDUCATION CORPORATION
MEETING DATE: MAY 28, 2020 | TICKER: PRDO SECURITY ID: 71363P106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Dennis H. Chookaszian | Management | For | For |
| 1b | Elect Director Kenda B. Gonzales | Management | For | For |
| 1c | Elect Director Patrick W. Gross | Management | For | For |
| 1d | Elect Director William D. Hansen | Management | For | For |
| 1e | Elect Director Gregory L. Jackson | Management | For | For |
| 1f | Elect Director Thomas B. Lally | Management | For | For |
| 1g | Elect Director Todd S. Nelson | Management | For | For |
| 1h | Elect Director Leslie T. Thornton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditor | Management | For | For |
| |
|---|
PETMED EXPRESS, INC.
MEETING DATE: JUL 26, 2019 | TICKER: PETS SECURITY ID: 716382106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Menderes Akdag | Management | For | For |
| 1.2 | Elect Director Leslie C.G. Campbell | Management | For | For |
| 1.3 | Elect Director Frank J. Formica | Management | For | For |
| 1.4 | Elect Director Gian M. Fulgoni | Management | For | For |
| 1.5 | Elect Director Ronald J. Korn | Management | For | For |
| 1.6 | Elect Director Robert C. Schweitzer | Management | For | For |
| 2 | Amend Bylaws | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify RSM US LLP as Auditors | Management | For | For |
| 5 | Adopt Simple Majority Vote | Shareholder | Against | For |
| |
|---|
PLANET FITNESS, INC.
MEETING DATE: APR 30, 2020 | TICKER: PLNT SECURITY ID: 72703H101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen Spinelli, Jr. | Management | For | For |
| 1.2 | Elect Director Enshalla Anderson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PLAYA HOTELS & RESORTS N.V.
MEETING DATE: JUN 25, 2020 | TICKER: PLYA SECURITY ID: N70544106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Bruce D. Wardinski | Management | For | For |
| 1b | Elect Director Richard B. Fried | Management | For | For |
| 1c | Elect Director Gloria Guevara | Management | For | For |
| 1d | Elect Director Charles Floyd | Management | For | For |
| 1e | Elect Director Hal Stanley Jones | Management | For | For |
| 1f | Elect Director Elizabeth Lieberman | Management | For | For |
| 1g | Elect Director Karl Peterson | Management | For | For |
| 1h | Elect Director Christopher W. Zacca | Management | For | For |
| 2 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Ratify Deloitte Accountants B.V. as Auditors | Management | For | For |
| 5 | Approve Discharge of Directors and Auditors | Management | For | For |
| 6 | Authorization of the Board to Acquire Shares and Depositary Receipts for Shares in the Capital of the Company | Management | For | For |
| 7 | Amend Articles of Association to Remove Ability to Issue Bearer Shares | Management | For | For |
| |
|---|
PLAYAGS, INC.
MEETING DATE: SEP 10, 2019 | TICKER: AGS SECURITY ID: 72814N104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Adam Chibib | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
POLARIS INC.
MEETING DATE: APR 30, 2020 | TICKER: PII SECURITY ID: 731068102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director George W. Bilicic | Management | For | For |
| 1b | Elect Director Gary E. Hendrickson | Management | For | For |
| 1c | Elect Director Gwenne A. Henricks | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst &Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
POOL CORPORATION
MEETING DATE: APR 29, 2020 | TICKER: POOL SECURITY ID: 73278L105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Peter D. Arvan | Management | For | For |
| 1b | Elect Director Andrew W. Code | Management | For | For |
| 1c | Elect Director Timothy M. Graven | Management | For | For |
| 1d | Elect Director Debra S. Oler | Management | For | For |
| 1e | Elect Director Manuel J. Perez de la Mesa | Management | For | For |
| 1f | Elect Director Harlan F. Seymour | Management | For | For |
| 1g | Elect Director Robert C. Sledd | Management | For | For |
| 1h | Elect Director John E. Stokely | Management | For | For |
| 1i | Elect Director David G. Whalen | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PULTEGROUP, INC.
MEETING DATE: MAY 07, 2020 | TICKER: PHM SECURITY ID: 745867101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Brian P. Anderson | Management | For | For |
| 1b | Elect Director Bryce Blair | Management | For | For |
| 1c | Elect Director Richard W. Dreiling | Management | For | For |
| 1d | Elect Director Thomas J. Folliard | Management | For | For |
| 1e | Elect Director Cheryl W. Grise | Management | For | For |
| 1f | Elect Director Andre J. Hawaux | Management | For | For |
| 1g | Elect Director Ryan R. Marshall | Management | For | For |
| 1h | Elect Director John R. Peshkin | Management | For | For |
| 1i | Elect Director Scott F. Powers | Management | For | For |
| 1j | Elect Director Lila Snyder | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PVH CORP.
MEETING DATE: JUN 18, 2020 | TICKER: PVH SECURITY ID: 693656100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mary Baglivo | Management | For | For |
| 1b | Elect Director Brent Callinicos | Management | For | For |
| 1c | Elect Director Emanuel Chirico | Management | For | For |
| 1d | Elect Director Joseph B. Fuller | Management | For | For |
| 1e | Elect Director V. James Marino | Management | For | For |
| 1f | Elect Director G. Penny McIntyre | Management | For | For |
| 1g | Elect Director Amy McPherson | Management | For | For |
| 1h | Elect Director Henry Nasella | Management | For | For |
| 1i | Elect Director Edward R. Rosenfeld | Management | For | For |
| 1j | Elect Director Craig Rydin | Management | For | For |
| 1k | Elect Director Judith Amanda Sourry Knox | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| |
|---|
QUOTIENT TECHNOLOGY INC.
MEETING DATE: JUN 03, 2020 | TICKER: QUOT SECURITY ID: 749119103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew Jody Gessow | Management | For | For |
| 1.2 | Elect Director David Oppenheimer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
QURATE RETAIL, INC.
MEETING DATE: MAY 21, 2020 | TICKER: QRTEA SECURITY ID: 74915M100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Fiona P. Dias | Management | For | For |
| 1.2 | Elect Director Evan D. Malone | Management | For | For |
| 1.3 | Elect Director David E. Rapley | Management | For | For |
| 1.4 | Elect Director Larry E. Romrell | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
RALPH LAUREN CORPORATION
MEETING DATE: AUG 01, 2019 | TICKER: RL SECURITY ID: 751212101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank A. Bennack, Jr. | Management | For | For |
| 1.2 | Elect Director Joel L. Fleishman | Management | For | For |
| 1.3 | Elect Director Michael A. George | Management | For | Withhold |
| 1.4 | Elect Director Hubert Joly | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
RED ROBIN GOURMET BURGERS, INC.
MEETING DATE: MAY 21, 2020 | TICKER: RRGB SECURITY ID: 75689M101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Anthony S. Ackil | Management | For | For |
| 1b | Elect Director Thomas G. Conforti | Management | For | For |
| 1c | Elect Director Cambria W. Dunaway | Management | For | For |
| 1d | Elect Director G.J. Hart | Management | For | For |
| 1e | Elect Director Kalen F. Holmes | Management | For | For |
| 1f | Elect Director Glenn B. Kaufman | Management | For | For |
| 1g | Elect Director Steven K. Lumpkin | Management | For | For |
| 1h | Elect Director Paul J.B. Murphy, III | Management | For | For |
| 1i | Elect Director David A. Pace | Management | For | For |
| 1j | Elect Director Allison Page | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
RED ROCK RESORTS, INC.
MEETING DATE: JUN 11, 2020 | TICKER: RRR SECURITY ID: 75700L108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank J. Fertitta, III | Management | For | For |
| 1.2 | Elect Director Lorenzo J. Fertitta | Management | For | For |
| 1.3 | Elect Director Robert A. Cashell, Jr. | Management | For | Withhold |
| 1.4 | Elect Director Robert E. Lewis | Management | For | Withhold |
| 1.5 | Elect Director James E. Nave | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
REGIS CORPORATION
MEETING DATE: OCT 22, 2019 | TICKER: RGS SECURITY ID: 758932107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Daniel G. Beltzman | Management | For | For |
| 1b | Elect Director Virginia Gambale | Management | For | For |
| 1c | Elect Director David J. Grissen | Management | For | For |
| 1d | Elect Director Mark S. Light | Management | For | For |
| 1e | Elect Director Michael J. Merriman | Management | For | For |
| 1f | Elect Director M. Ann Rhoades | Management | For | For |
| 1g | Elect Director Hugh E. Sawyer, III | Management | For | For |
| 1h | Elect Director David P. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
RENT-A-CENTER, INC.
MEETING DATE: JUN 02, 2020 | TICKER: RCII SECURITY ID: 76009N100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey J. Brown | Management | For | For |
| 1.2 | Elect Director Mitchell E. Fadel | Management | For | For |
| 1.3 | Elect Director Christopher B. Hetrick | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
REVOLVE GROUP, INC.
MEETING DATE: JUN 12, 2020 | TICKER: RVLV SECURITY ID: 76156B107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Michael ('Mike') Karanikolas | Management | For | For |
| 1B | Elect Director Michael Mente | Management | For | For |
| 1C | Elect Director Hadley Mullin | Management | For | For |
| 1D | Elect Director Jennifer Baxter Moser | Management | For | For |
| 1E | Elect Director Marc Stolzman | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
RH
MEETING DATE: JUL 24, 2019 | TICKER: RH SECURITY ID: 74967X103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eri Chaya | Management | For | For |
| 1.2 | Elect Director Mark Demilio | Management | For | For |
| 1.3 | Elect Director Leonard Schlesinger | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
ROSS STORES, INC.
MEETING DATE: MAY 20, 2020 | TICKER: ROST SECURITY ID: 778296103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael Balmuth | Management | For | For |
| 1b | Elect Director K. Gunnar Bjorklund | Management | For | For |
| 1c | Elect Director Michael J. Bush | Management | For | For |
| 1d | Elect Director Norman A. Ferber | Management | For | For |
| 1e | Elect Director Sharon D. Garrett | Management | For | For |
| 1f | Elect Director Stephen D. Milligan | Management | For | For |
| 1g | Elect Director Patricia H. Mueller | Management | For | For |
| 1h | Elect Director George P. Orban | Management | For | For |
| 1i | Elect Director Gregory L. Quesnel | Management | For | For |
| 1j | Elect Director Larree M. Renda | Management | For | For |
| 1k | Elect Director Barbara Rentler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
ROYAL CARIBBEAN CRUISES LTD.
MEETING DATE: MAY 28, 2020 | TICKER: RCL SECURITY ID: V7780T103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John F. Brock | Management | For | For |
| 1b | Elect Director Richard D. Fain | Management | For | For |
| 1c | Elect Director Stephen R. Howe, Jr. | Management | For | For |
| 1d | Elect Director William L. Kimsey | Management | For | For |
| 1e | Elect Director Maritza G. Montiel | Management | For | For |
| 1f | Elect Director Ann S. Moore | Management | For | For |
| 1g | Elect Director Eyal M. Ofer | Management | For | For |
| 1h | Elect Director William K. Reilly | Management | For | For |
| 1i | Elect Director Vagn O. Sorensen | Management | For | Against |
| 1j | Elect Director Donald Thompson | Management | For | For |
| 1k | Elect Director Arne Alexander Wilhelmsen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Against |
| 5 | Require Independent Board Chair | Shareholder | Against | Against |
| |
|---|
RUTH'S HOSPITALITY GROUP, INC.
MEETING DATE: JUN 16, 2020 | TICKER: RUTH SECURITY ID: 783332109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael P. O'Donnell | Management | For | For |
| 1b | Elect Director Robin P. Selati | Management | For | For |
| 1c | Elect Director Giannella Alvarez | Management | For | For |
| 1d | Elect Director Mary L. Baglivo | Management | For | For |
| 1e | Elect Director Carla R. Cooper | Management | For | For |
| 1f | Elect Director Cheryl J. Henry | Management | For | For |
| 1g | Elect Director Stephen M. King | Management | For | For |
| 1h | Elect Director Marie L. Perry | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
SALLY BEAUTY HOLDINGS, INC.
MEETING DATE: JAN 30, 2020 | TICKER: SBH SECURITY ID: 79546E104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy R. Baer | Management | For | For |
| 1.2 | Elect Director Christian A. Brickman | Management | For | For |
| 1.3 | Elect Director Marshall E. Eisenberg | Management | For | For |
| 1.4 | Elect Director Diana S. Ferguson | Management | For | For |
| 1.5 | Elect Director Dorlisa K. Flur | Management | For | For |
| 1.6 | Elect Director Linda Heasley | Management | For | For |
| 1.7 | Elect Director Robert R. McMaster | Management | For | For |
| 1.8 | Elect Director John A. Miller | Management | For | For |
| 1.9 | Elect Director P. Kelly Mooney | Management | For | For |
| 1.10 | Elect Director Susan R. Mulder | Management | For | For |
| 1.11 | Elect Director Denise Paulonis | Management | For | For |
| 1.12 | Elect Director Edward W. Rabin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
SCIENTIFIC GAMES CORPORATION
MEETING DATE: JUN 10, 2020 | TICKER: SGMS SECURITY ID: 80874P109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald O. Perelman | Management | For | For |
| 1.2 | Elect Director Barry L. Cottle | Management | For | For |
| 1.3 | Elect Director Peter A. Cohen | Management | For | Withhold |
| 1.4 | Elect Director Richard M. Haddrill | Management | For | For |
| 1.5 | Elect Director Jack A. Markell | Management | For | For |
| 1.6 | Elect Director Michael J. Regan | Management | For | Withhold |
| 1.7 | Elect Director Barry F. Schwartz | Management | For | For |
| 1.8 | Elect Director Frances F. Townsend | Management | For | For |
| 1.9 | Elect Director Maria T. Vullo | Management | For | Withhold |
| 1.10 | Elect Director Kneeland C. Youngblood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
SEAWORLD ENTERTAINMENT, INC.
MEETING DATE: JUN 10, 2020 | TICKER: SEAS SECURITY ID: 81282V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ronald Bension | Management | For | For |
| 1b | Elect Director James Chambers | Management | For | For |
| 1c | Elect Director William Gray | Management | For | For |
| 1d | Elect Director Charles Koppelman | Management | For | For |
| 1e | Elect Director Yoshikazu Maruyama | Management | For | For |
| 1f | Elect Director Thomas E. Moloney | Management | For | For |
| 1g | Elect Director Neha Jogani Narang | Management | For | For |
| 1h | Elect Director Scott I. Ross | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
SERVICE CORPORATION INTERNATIONAL
MEETING DATE: MAY 13, 2020 | TICKER: SCI SECURITY ID: 817565104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Alan R. Buckwalter | Management | For | For |
| 1b | Elect Director Jakki L. Haussler | Management | For | For |
| 1c | Elect Director Victor L. Lund | Management | For | For |
| 1d | Elect Director Clifton H. Morris, Jr. | Management | For | For |
| 1e | Elect Director Ellen Ochoa | Management | For | For |
| 1f | Elect Director Thomas L. Ryan | Management | For | For |
| 1g | Elect Director W. Blair Waltrip | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SERVICEMASTER GLOBAL HOLDINGS, INC.
MEETING DATE: MAY 26, 2020 | TICKER: SERV SECURITY ID: 81761R109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Deborah H. Caplan | Management | For | For |
| 1B | Elect Director Naren K. Gursahaney | Management | For | For |
| 1C | Elect Director Mark E. Tomkins | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| |
|---|
SHAKE SHACK INC.
MEETING DATE: JUN 10, 2020 | TICKER: SHAK SECURITY ID: 819047101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Randy Garutti | Management | For | For |
| 1b | Elect Director Joshua Silverman | Management | For | For |
| 1c | Elect Director Jonathan D. Sokoloff | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SHOE CARNIVAL, INC.
MEETING DATE: JUN 11, 2020 | TICKER: SCVL SECURITY ID: 824889109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director J. Wayne Weaver | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
SHUTTERFLY, INC.
MEETING DATE: AUG 28, 2019 | TICKER: SFLY SECURITY ID: 82568P304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
SHUTTERSTOCK, INC.
MEETING DATE: JUN 04, 2020 | TICKER: SSTK SECURITY ID: 825690100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Deirdre Bigley | Management | For | For |
| 1.2 | Elect Director Jeffrey Epstein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
SIGNET JEWELERS LIMITED
MEETING DATE: JUN 12, 2020 | TICKER: SIG SECURITY ID: G81276100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director H. Todd Stitzer | Management | For | For |
| 1b | Elect Director Virginia "Gina" C. Drosos | Management | For | For |
| 1c | Elect Director R. Mark Graf | Management | For | For |
| 1d | Elect Director Zackery Hicks | Management | For | For |
| 1e | Elect Director Sharon L. McCollam | Management | For | For |
| 1f | Elect Director Helen McCluskey | Management | For | For |
| 1g | Elect Director Nancy A. Reardon | Management | For | For |
| 1h | Elect Director Jonathan Seiffer | Management | For | For |
| 1i | Elect Director Brian Tilzer | Management | For | For |
| 1j | Elect Director Eugenia Ulasewicz | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
SIX FLAGS ENTERTAINMENT CORPORATION
MEETING DATE: MAY 06, 2020 | TICKER: SIX SECURITY ID: 83001A102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director B. Ben Baldanza | Management | For | For |
| 1.2 | Elect Director Selim Bassoul | Management | For | For |
| 1.3 | Elect Director Kurt M. Cellar | Management | For | For |
| 1.4 | Elect Director Nancy A. Krejsa | Management | For | For |
| 1.5 | Elect Director Richard W. Roedel | Management | For | For |
| 1.6 | Elect Director Arik Ruchim | Management | For | For |
| 1.7 | Elect Director Michael Spanos | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SKECHERS U.S.A., INC.
MEETING DATE: MAY 21, 2020 | TICKER: SKX SECURITY ID: 830566105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Katherine Blair | Management | For | For |
| 1.2 | Elect Director Geyer Kosinski | Management | For | For |
| 1.3 | Elect Director Richard Rappaport | Management | For | For |
| 1.4 | Elect Director Richard Siskind | Management | For | For |
| 2 | Adopt a Comprehensive Human Rights Policy | Shareholder | Against | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SKYLINE CHAMPION CORPORATION
MEETING DATE: JUL 30, 2019 | TICKER: SKY SECURITY ID: 830830105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith Anderson | Management | For | For |
| 1.2 | Elect Director Timothy J. Bernlohr | Management | For | For |
| 1.3 | Elect Director Michael Berman | Management | For | For |
| 1.4 | Elect Director John C. Firth | Management | For | For |
| 1.5 | Elect Director Michael Kaufman | Management | For | For |
| 1.6 | Elect Director Gary E. Robinette | Management | For | For |
| 1.7 | Elect Director Mark J. Yost | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SLEEP NUMBER CORPORATION
MEETING DATE: MAY 13, 2020 | TICKER: SNBR SECURITY ID: 83125X103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Julie M. Howard | Management | For | For |
| 1.2 | Elect Director Kathleen L. Nedorostek | Management | For | For |
| 1.3 | Elect Director Jean-Michel Valette | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| |
|---|
SONIC AUTOMOTIVE, INC.
MEETING DATE: APR 29, 2020 | TICKER: SAH SECURITY ID: 83545G102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director O. Bruton Smith | Management | For | For |
| 1b | Elect Director David Bruton Smith | Management | For | For |
| 1c | Elect Director Jeff Dyke | Management | For | For |
| 1d | Elect Director William I. Belk | Management | For | Against |
| 1e | Elect Director William R. Brooks | Management | For | For |
| 1f | Elect Director Victor H. Doolan | Management | For | Against |
| 1g | Elect Director John W. Harris, III | Management | For | Against |
| 1h | Elect Director Robert Heller | Management | For | For |
| 1i | Elect Director Marcus G. Smith | Management | For | For |
| 1j | Elect Director R. Eugene Taylor | Management | For | Against |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| |
|---|
SONOS, INC.
MEETING DATE: FEB 27, 2020 | TICKER: SONO SECURITY ID: 83570H108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas Conrad | Management | For | For |
| 1.2 | Elect Director Julius Genachowski | Management | For | For |
| 1.3 | Elect Director Michelangelo Volpi | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
SOTHEBY'S
MEETING DATE: SEP 05, 2019 | TICKER: BID SECURITY ID: 835898107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
STAMPS.COM INC.
MEETING DATE: JUN 10, 2020 | TICKER: STMP SECURITY ID: 852857200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kenneth T. McBride | Management | For | For |
| 1b | Elect Director Theodore R. Samuels, II | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
STANDARD MOTOR PRODUCTS, INC.
MEETING DATE: MAY 19, 2020 | TICKER: SMP SECURITY ID: 853666105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John P. Gethin | Management | For | For |
| 1.2 | Elect Director Pamela Forbes Lieberman | Management | For | For |
| 1.3 | Elect Director Patrick S. McClymont | Management | For | For |
| 1.4 | Elect Director Joseph W. McDonnell | Management | For | For |
| 1.5 | Elect Director Alisa C. Norris | Management | For | For |
| 1.6 | Elect Director Eric P. Sills | Management | For | For |
| 1.7 | Elect Director Lawrence I. Sills | Management | For | For |
| 1.8 | Elect Director William H. Turner | Management | For | For |
| 1.9 | Elect Director Richard S. Ward | Management | For | For |
| 1.10 | Elect Director Roger M. Widmann | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
STARBUCKS CORPORATION
MEETING DATE: MAR 18, 2020 | TICKER: SBUX SECURITY ID: 855244109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard E. Allison, Jr. | Management | For | For |
| 1b | Elect Director Rosalind G. Brewer | Management | For | For |
| 1c | Elect Director Andrew Campion | Management | For | For |
| 1d | Elect Director Mary N. Dillon | Management | For | For |
| 1e | Elect Director Isabel Ge Mahe | Management | For | For |
| 1f | Elect Director Mellody Hobson | Management | For | For |
| 1g | Elect Director Kevin R. Johnson | Management | For | For |
| 1h | Elect Director Jorgen Vig Knudstorp | Management | For | For |
| 1i | Elect Director Satya Nadella | Management | For | For |
| 1j | Elect Director Joshua Cooper Ramo | Management | For | For |
| 1k | Elect Director Clara Shih | Management | For | For |
| 1l | Elect Director Javier G. Teruel | Management | For | For |
| 1m | Elect Director Myron E. Ullman, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Risks of Omitting Viewpoint and Ideology from EEO Policy | Shareholder | Against | Against |
| |
|---|
STEVEN MADDEN, LTD.
MEETING DATE: JUN 05, 2020 | TICKER: SHOO SECURITY ID: 556269108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward R. Rosenfeld | Management | For | For |
| 1.2 | Elect Director Al Ferrara | Management | For | For |
| 1.3 | Elect Director Mitchell S. Klipper | Management | For | For |
| 1.4 | Elect Director Rose Peabody Lynch | Management | For | For |
| 1.5 | Elect Director Peter Migliorini | Management | For | For |
| 1.6 | Elect Director Ravi Sachdev | Management | For | For |
| 1.7 | Elect Director Thomas H. Schwartz | Management | For | For |
| 1.8 | Elect Director Robert G. Smith | Management | For | For |
| 1.9 | Elect Director Amelia Newton Varela | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
STITCH FIX, INC.
MEETING DATE: DEC 19, 2019 | TICKER: SFIX SECURITY ID: 860897107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Steven Anderson | Management | For | For |
| 1b | Elect Director Marka Hansen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
STONERIDGE, INC.
MEETING DATE: MAY 19, 2020 | TICKER: SRI SECURITY ID: 86183P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jonathan B. DeGaynor | Management | For | For |
| 1.2 | Elect Director Jeffrey P. Draime | Management | For | For |
| 1.3 | Elect Director Douglas C. Jacobs | Management | For | For |
| 1.4 | Elect Director Ira C. Kaplan | Management | For | For |
| 1.5 | Elect Director Kim Korth | Management | For | For |
| 1.6 | Elect Director William M. Lasky | Management | For | For |
| 1.7 | Elect Director George S. Mayes, Jr. | Management | For | For |
| 1.8 | Elect Director Paul J. Schlather | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
STRATEGIC EDUCATION, INC.
MEETING DATE: APR 28, 2020 | TICKER: STRA SECURITY ID: 86272C103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert S. Silberman | Management | For | For |
| 1.2 | Elect Director J. Kevin Gilligan | Management | For | For |
| 1.3 | Elect Director Robert R. Grusky | Management | For | For |
| 1.4 | Elect Director Charlotte F. Beason | Management | For | For |
| 1.5 | Elect Director Rita D. Brogley | Management | For | For |
| 1.6 | Elect Director John T. Casteen, III | Management | For | For |
| 1.7 | Elect Director H. James Dallas | Management | For | For |
| 1.8 | Elect Director Nathaniel C. Fick | Management | For | For |
| 1.9 | Elect Director Karl McDonnell | Management | For | For |
| 1.10 | Elect Director G. Thomas Waite, III | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
STURM, RUGER & COMPANY, INC.
MEETING DATE: MAY 13, 2020 | TICKER: RGR SECURITY ID: 864159108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John A. Cosentino, Jr. | Management | For | For |
| 1b | Elect Director Michael O. Fifer | Management | For | For |
| 1c | Elect Director Sandra S. Froman | Management | For | For |
| 1d | Elect Director C. Michael Jacobi | Management | For | Withhold |
| 1e | Elect Director Christopher J. Killoy | Management | For | For |
| 1f | Elect Director Terrence G. O'Connor | Management | For | Withhold |
| 1g | Elect Director Amir P. Rosenthal | Management | For | Withhold |
| 1h | Elect Director Ronald C. Whitaker | Management | For | For |
| 1i | Elect Director Phillip C. Widman | Management | For | For |
| 2 | Ratify RSM US LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TAPESTRY, INC.
MEETING DATE: NOV 07, 2019 | TICKER: TPR SECURITY ID: 876030107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Darrell Cavens | Management | For | For |
| 1B | Elect Director David Denton | Management | For | For |
| 1C | Elect Director Anne Gates | Management | For | For |
| 1D | Elect Director Andrea Guerra | Management | For | For |
| 1E | Elect Director Susan Kropf | Management | For | For |
| 1F | Elect Director Annabelle Yu Long | Management | For | For |
| 1G | Elect Director Ivan Menezes | Management | For | For |
| 1H | Elect Director Jide Zeitlin | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
TARGET CORPORATION
MEETING DATE: JUN 10, 2020 | TICKER: TGT SECURITY ID: 87612E106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 1b | Elect Director George S. Barrett | Management | For | For |
| 1c | Elect Director Brian C. Cornell | Management | For | For |
| 1d | Elect Director Calvin Darden | Management | For | For |
| 1e | Elect Director Robert L. Edwards | Management | For | For |
| 1f | Elect Director Melanie L. Healey | Management | For | For |
| 1g | Elect Director Donald R. Knauss | Management | For | For |
| 1h | Elect Director Monica C. Lozano | Management | For | For |
| 1i | Elect Director Mary E. Minnick | Management | For | For |
| 1j | Elect Director Kenneth L. Salazar | Management | For | For |
| 1k | Elect Director Dmitri L. Stockton | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
TAYLOR MORRISON HOME CORPORATION
MEETING DATE: JAN 30, 2020 | TICKER: TMHC SECURITY ID: 87724P106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
TAYLOR MORRISON HOME CORPORATION
MEETING DATE: MAY 28, 2020 | TICKER: TMHC SECURITY ID: 87724P106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffry L. Flake | Management | For | For |
| 1.2 | Elect Director Gary H. Hunt | Management | For | For |
| 1.3 | Elect Director Peter Lane | Management | For | For |
| 1.4 | Elect Director William H. Lyon | Management | For | For |
| 1.5 | Elect Director Anne L. Mariucci | Management | For | For |
| 1.6 | Elect Director Andrea (Andi) Owen | Management | For | For |
| 1.7 | Elect Director Sheryl D. Palmer | Management | For | For |
| 1.8 | Elect Director Denise F. Warren | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
TEMPUR SEALY INTERNATIONAL, INC.
MEETING DATE: MAY 07, 2020 | TICKER: TPX SECURITY ID: 88023U101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Evelyn S. Dilsaver | Management | For | For |
| 1b | Elect Director Cathy R. Gates | Management | For | For |
| 1c | Elect Director John A. Heil | Management | For | For |
| 1d | Elect Director Jon L. Luther | Management | For | For |
| 1e | Elect Director Richard W. Neu | Management | For | For |
| 1f | Elect Director Arik W. Ruchim | Management | For | For |
| 1g | Elect Director Scott L. Thompson | Management | For | For |
| 1h | Elect Director Robert B. Trussell, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TENNECO INC.
MEETING DATE: MAY 12, 2020 | TICKER: TEN SECURITY ID: 880349105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Roy V. Armes | Management | For | For |
| 1b | Elect Director SungHwan Cho | Management | For | For |
| 1c | Elect Director Thomas C. Freyman | Management | For | For |
| 1d | Elect Director Denise Gray | Management | For | For |
| 1e | Elect Director Brian J. Kesseler | Management | For | For |
| 1f | Elect Director Dennis J. Letham | Management | For | For |
| 1g | Elect Director James S. Metcalf | Management | For | For |
| 1h | Elect Director Aleksandra ("Aleks") A. Miziolek | Management | For | For |
| 1i | Elect Director Gregg M. Sherrill | Management | For | For |
| 1j | Elect Director Charles K. Stevens, III | Management | For | For |
| 1k | Elect Director Jane L. Warner | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
TEXAS ROADHOUSE, INC.
MEETING DATE: MAY 14, 2020 | TICKER: TXRH SECURITY ID: 882681109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory N. Moore | Management | For | For |
| 1.2 | Elect Director W. Kent Taylor | Management | For | For |
| 1.3 | Elect Director Curtis A. Warfield | Management | For | For |
| 1.4 | Elect Director Kathleen M. Widmer | Management | For | For |
| 1.5 | Elect Director James R. Zarley | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE BUCKLE, INC.
MEETING DATE: JUN 01, 2020 | TICKER: BKE SECURITY ID: 118440106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel J. Hirschfeld | Management | For | For |
| 1.2 | Elect Director Dennis H. Nelson | Management | For | For |
| 1.3 | Elect Director Thomas B. Heacock | Management | For | For |
| 1.4 | Elect Director Kari G. Smith | Management | For | For |
| 1.5 | Elect Director Hank M. Bounds | Management | For | For |
| 1.6 | Elect Director Bill L. Fairfield | Management | For | For |
| 1.7 | Elect Director Bruce L. Hoberman | Management | For | For |
| 1.8 | Elect Director Michael E. Huss | Management | For | For |
| 1.9 | Elect Director Angie J. Klein | Management | For | For |
| 1.10 | Elect Director John P. Peetz, III | Management | For | For |
| 1.11 | Elect Director Karen B. Rhoads | Management | For | For |
| 1.12 | Elect Director James E. Shada | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| |
|---|
THE CATO CORPORATION
MEETING DATE: MAY 21, 2020 | TICKER: CATO SECURITY ID: 149205106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pamela L. Davies | Management | For | For |
| 1.2 | Elect Director Thomas B. Henson | Management | For | For |
| 1.3 | Elect Director Bryan F. Kennedy, III | Management | For | For |
| 2 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
| 3 | Amend Bylaws | Management | For | For |
| 4 | Amend Bylaws | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| |
|---|
THE CHEESECAKE FACTORY INCORPORATED
MEETING DATE: MAY 28, 2020 | TICKER: CAKE SECURITY ID: 163072101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David Overton | Management | For | For |
| 1b | Elect Director Edie A. Ames | Management | For | For |
| 1c | Elect Director Alexander L. Cappello | Management | For | For |
| 1d | Elect Director Jerome L. Kransdorf | Management | For | For |
| 1e | Elect Director Janice L. Meyer | Management | For | For |
| 1f | Elect Director Laurence B. Mindel | Management | For | For |
| 1g | Elect Director David B. Pittaway | Management | For | For |
| 1h | Elect Director Herbert Simon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE CHILDREN'S PLACE, INC.
MEETING DATE: MAY 14, 2020 | TICKER: PLCE SECURITY ID: 168905107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Joseph Alutto | Management | For | For |
| 1b | Elect Director John E. Bachman | Management | For | For |
| 1c | Elect Director Marla Malcolm Beck | Management | For | For |
| 1d | Elect Director Elizabeth J. Boland | Management | For | For |
| 1e | Elect Director Jane Elfers | Management | For | For |
| 1f | Elect Director Joseph Gromek | Management | For | For |
| 1g | Elect Director Norman Matthews | Management | For | For |
| 1h | Elect Director Robert L. Mettler | Management | For | For |
| 1i | Elect Director Debby Reiner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE CONTAINER STORE GROUP, INC.
MEETING DATE: AUG 28, 2019 | TICKER: TCS SECURITY ID: 210751103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy J. Flynn | Management | For | For |
| 1.2 | Elect Director Robert E. Jordan | Management | For | For |
| 1.3 | Elect Director Walter Robb | Management | For | For |
| 1.4 | Elect Director Wendi Sturgis | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
THE GAP, INC.
MEETING DATE: MAY 19, 2020 | TICKER: GPS SECURITY ID: 364760108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Amy Bohutinsky | Management | For | For |
| 1b | Elect Director John J. Fisher | Management | For | For |
| 1c | Elect Director Robert J. Fisher | Management | For | For |
| 1d | Elect Director William S. Fisher | Management | For | For |
| 1e | Elect Director Tracy Gardner | Management | For | For |
| 1f | Elect Director Isabella D. Goren | Management | For | For |
| 1g | Elect Director Bob L. Martin | Management | For | For |
| 1h | Elect Director Amy Miles | Management | For | For |
| 1i | Elect Director Jorge P. Montoya | Management | For | For |
| 1j | Elect Director Chris O'Neill | Management | For | For |
| 1k | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 1l | Elect Director Elizabeth A. Smith | Management | For | For |
| 1m | Elect Director Sonia Syngal | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE GOODYEAR TIRE & RUBBER COMPANY
MEETING DATE: APR 06, 2020 | TICKER: GT SECURITY ID: 382550101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James A. Firestone | Management | For | For |
| 1b | Elect Director Werner Geissler | Management | For | For |
| 1c | Elect Director Peter S. Hellman | Management | For | For |
| 1d | Elect Director Laurette T. Koellner | Management | For | For |
| 1e | Elect Director Richard J. Kramer | Management | For | For |
| 1f | Elect Director W. Alan McCollough | Management | For | For |
| 1g | Elect Director John E. McGlade | Management | For | For |
| 1h | Elect Director Roderick A. Palmore | Management | For | For |
| 1i | Elect Director Hera K. Siu | Management | For | For |
| 1j | Elect Director Stephanie A. Streeter | Management | For | For |
| 1k | Elect Director Michael R. Wessel | Management | For | For |
| 1l | Elect Director Thomas L. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| |
|---|
THE HOME DEPOT, INC.
MEETING DATE: MAY 21, 2020 | TICKER: HD SECURITY ID: 437076102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gerard J. Arpey | Management | For | For |
| 1b | Elect Director Ari Bousbib | Management | For | For |
| 1c | Elect Director Jeffery H. Boyd | Management | For | For |
| 1d | Elect Director Gregory D. Brenneman | Management | For | For |
| 1e | Elect Director J. Frank Brown | Management | For | For |
| 1f | Elect Director Albert P. Carey | Management | For | For |
| 1g | Elect Director Helena B. Foulkes | Management | For | For |
| 1h | Elect Director Linda R. Gooden | Management | For | For |
| 1i | Elect Director Wayne M. Hewett | Management | For | For |
| 1j | Elect Director Manuel Kadre | Management | For | For |
| 1k | Elect Director Stephanie C. Linnartz | Management | For | For |
| 1l | Elect Director Craig A. Menear | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Shareholder Written Consent Provisions | Shareholder | Against | Against |
| 5 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | Against | Against |
| 6 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Against |
| 7 | Report on Congruency Political Analysis and Electioneering Expenditures | Shareholder | Against | Against |
| |
|---|
THE MICHAELS COMPANIES, INC.
MEETING DATE: JUN 10, 2020 | TICKER: MIK SECURITY ID: 59408Q106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Josh Bekenstein | Management | For | Withhold |
| 1.2 | Elect Director Ashley Buchanan | Management | For | For |
| 1.3 | Elect Director Mark S. Cosby | Management | For | For |
| 1.4 | Elect Director Ryan Cotton | Management | For | For |
| 1.5 | Elect Director Monte E. Ford | Management | For | For |
| 1.6 | Elect Director Karen Kaplan | Management | For | For |
| 1.7 | Elect Director Matthew S. Levin | Management | For | For |
| 1.8 | Elect Director John J. Mahoney | Management | For | For |
| 1.9 | Elect Director James A. Quella | Management | For | For |
| 1.10 | Elect Director Beryl B. Raff | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
| |
|---|
THE REALREAL, INC.
MEETING DATE: JUN 16, 2020 | TICKER: REAL SECURITY ID: 88339P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Michael A. Kumin | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
THE RUBICON PROJECT, INC.
MEETING DATE: MAR 30, 2020 | TICKER: RUBI SECURITY ID: 78112V102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
THE TJX COMPANIES, INC.
MEETING DATE: JUN 09, 2020 | TICKER: TJX SECURITY ID: 872540109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Zein Abdalla | Management | For | For |
| 1b | Elect Director Alan M. Bennett | Management | For | For |
| 1c | Elect Director Rosemary T. Berkery | Management | For | For |
| 1d | Elect Director David T. Ching | Management | For | For |
| 1e | Elect Director Ernie Herrman | Management | For | For |
| 1f | Elect Director Michael F. Hines | Management | For | For |
| 1g | Elect Director Amy B. Lane | Management | For | For |
| 1h | Elect Director Carol Meyrowitz | Management | For | For |
| 1i | Elect Director Jackwyn L. Nemerov | Management | For | For |
| 1j | Elect Director John F. O'Brien | Management | For | For |
| 1k | Elect Director Willow B. Shire | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Reduction of Chemical Footprint | Shareholder | Against | Against |
| 5 | Report on Animal Welfare | Shareholder | Against | Against |
| 6 | Report on Pay Disparity | Shareholder | Against | Against |
| 7 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
THE WENDY'S COMPANY
MEETING DATE: MAY 27, 2020 | TICKER: WEN SECURITY ID: 95058W100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Nelson Peltz | Management | For | For |
| 1b | Elect Director Peter W. May | Management | For | For |
| 1c | Elect Director Kristin A. Dolan | Management | For | For |
| 1d | Elect Director Kenneth W. Gilbert | Management | For | For |
| 1e | Elect Director Dennis M. Kass | Management | For | For |
| 1f | Elect Director Joseph A. Levato | Management | For | For |
| 1g | Elect Director Michelle 'Mich' J. Mathews-Spradlin | Management | For | For |
| 1h | Elect Director Matthew H. Peltz | Management | For | For |
| 1i | Elect Director Todd A. Penegor | Management | For | For |
| 1j | Elect Director Peter H. Rothschild | Management | For | For |
| 1k | Elect Director Arthur B. Winkleblack | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THOR INDUSTRIES, INC.
MEETING DATE: DEC 13, 2019 | TICKER: THO SECURITY ID: 885160101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew E. Graves | Management | For | Withhold |
| 1.2 | Elect Director Amelia A. Huntington | Management | For | For |
| 1.3 | Elect Director Wilson Jones | Management | For | Withhold |
| 1.4 | Elect Director Christopher Klein | Management | For | For |
| 1.5 | Elect Director J. Allen Kosowsky | Management | For | Withhold |
| 1.6 | Elect Director Robert W. Martin | Management | For | For |
| 1.7 | Elect Director Peter B. Orthwein | Management | For | For |
| 1.8 | Elect Director Jan H. Suwinski | Management | For | For |
| 1.9 | Elect Director James L. Ziemer | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TIFFANY & CO.
MEETING DATE: FEB 04, 2020 | TICKER: TIF SECURITY ID: 886547108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
TIFFANY & CO.
MEETING DATE: JUN 01, 2020 | TICKER: TIF SECURITY ID: 886547108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Alessandro Bogliolo | Management | For | For |
| 1b | Elect Director Rose Marie Bravo | Management | For | For |
| 1c | Elect Director Hafize Gaye Erkan | Management | For | For |
| 1d | Elect Director Roger N. Farah | Management | For | For |
| 1e | Elect Director Jane Hertzmark Hudis | Management | For | For |
| 1f | Elect Director Abby F. Kohnstamm | Management | For | For |
| 1g | Elect Director James E. Lillie | Management | For | For |
| 1h | Elect Director William A. Shutzer | Management | For | For |
| 1i | Elect Director Robert S. Singer | Management | For | For |
| 1j | Elect Director Annie Young-Scrivner | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TILE SHOP HOLDINGS, INC.
MEETING DATE: JUL 16, 2019 | TICKER: TTS SECURITY ID: 88677Q109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter J. Jacullo, III | Management | For | Withhold |
| 1.2 | Elect Director Cabell H. Lolmaugh | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
TOLL BROTHERS, INC.
MEETING DATE: MAR 10, 2020 | TICKER: TOL SECURITY ID: 889478103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert I. Toll | Management | For | For |
| 1.2 | Elect Director Douglas C. Yearley, Jr. | Management | For | For |
| 1.3 | Elect Director Edward G. Boehne | Management | For | For |
| 1.4 | Elect Director Richard J. Braemer | Management | For | For |
| 1.5 | Elect Director Stephen F. East | Management | For | For |
| 1.6 | Elect Director Christine N. Garvey | Management | For | For |
| 1.7 | Elect Director Karen H. Grimes | Management | For | For |
| 1.8 | Elect Director Carl B. Marbach | Management | For | For |
| 1.9 | Elect Director John A. McLean | Management | For | For |
| 1.10 | Elect Director Stephen A. Novick | Management | For | For |
| 1.11 | Elect Director Wendell E. Pritchett | Management | For | For |
| 1.12 | Elect Director Paul E. Shapiro | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TOPBUILD CORP.
MEETING DATE: APR 27, 2020 | TICKER: BLD SECURITY ID: 89055F103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Alec C. Covington | Management | For | For |
| 1b | Elect Director Gerald Volas | Management | For | For |
| 1c | Elect Director Carl T. Camden | Management | For | For |
| 1d | Elect Director Joseph S. Cantie | Management | For | For |
| 1e | Elect Director Tina M. Donikowski | Management | For | For |
| 1f | Elect Director Mark A. Petrarca | Management | For | For |
| 1g | Elect Director Nancy M. Taylor | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TRACTOR SUPPLY COMPANY
MEETING DATE: MAY 07, 2020 | TICKER: TSCO SECURITY ID: 892356106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cynthia T. Jamison | Management | For | For |
| 1.2 | Elect Director Ricardo Cardenas | Management | For | For |
| 1.3 | Elect Director Denise L. Jackson | Management | For | For |
| 1.4 | Elect Director Thomas A. Kingsbury | Management | For | For |
| 1.5 | Elect Director Ramkumar Krishnan | Management | For | For |
| 1.6 | Elect Director George MacKenzie | Management | For | For |
| 1.7 | Elect Director Edna K. Morris | Management | For | For |
| 1.8 | Elect Director Mark J. Weikel | Management | For | For |
| 1.9 | Elect Director Harry A. Lawton, III | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| |
|---|
TRI POINTE GROUP, INC.
MEETING DATE: APR 22, 2020 | TICKER: TPH SECURITY ID: 87265H109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas F. Bauer | Management | For | For |
| 1.2 | Elect Director Lawrence B. Burrows | Management | For | For |
| 1.3 | Elect Director Daniel S. Fulton | Management | For | For |
| 1.4 | Elect Director Steven J. Gilbert | Management | For | For |
| 1.5 | Elect Director Vicki D. McWilliams | Management | For | For |
| 1.6 | Elect Director Constance B. Moore | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
TUPPERWARE BRANDS CORPORATION
MEETING DATE: MAY 20, 2020 | TICKER: TUP SECURITY ID: 899896104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Susan M. Cameron | Management | For | For |
| 1.2 | Elect Director Kriss Cloninger, III | Management | For | For |
| 1.3 | Elect Director Meg Crofton | Management | For | For |
| 1.4 | Elect Director Miguel Fernandez | Management | For | For |
| 1.5 | Elect Director Richard Goudis | Management | For | For |
| 1.6 | Elect Director Aedhmar Hynes | Management | For | For |
| 1.7 | Elect Director Christopher D. O'Leary | Management | For | For |
| 1.8 | Elect Director Richard T. Riley | Management | For | For |
| 1.9 | Elect Director Mauro Schnaidman | Management | For | For |
| 1.10 | Elect Director M. Anne Szostak | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
TWIN RIVER WORLDWIDE HOLDINGS, INC.
MEETING DATE: MAY 19, 2020 | TICKER: TRWH SECURITY ID: 90171V204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George T. Papanier | Management | For | For |
| 1.2 | Elect Director Jeffrey W. Rollins | Management | For | For |
| 2 | Ratify Deloitte & Touche, LLP as Auditors | Management | For | For |
| |
|---|
ULTA BEAUTY, INC.
MEETING DATE: JUN 03, 2020 | TICKER: ULTA SECURITY ID: 90384S303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michelle L. Collins | Management | For | For |
| 1.2 | Elect Director Patricia A. Little | Management | For | For |
| 1.3 | Elect Director Michael C. Smith | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNDER ARMOUR, INC.
MEETING DATE: MAY 27, 2020 | TICKER: UAA SECURITY ID: 904311107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin A. Plank | Management | For | For |
| 1.2 | Elect Director George W. Bodenheimer | Management | For | For |
| 1.3 | Elect Director Douglas E. Coltharp | Management | For | For |
| 1.4 | Elect Director Jerri L. DeVard | Management | For | For |
| 1.5 | Elect Director Mohamed A. El-Erian | Management | For | For |
| 1.6 | Elect Director Patrik Frisk | Management | For | For |
| 1.7 | Elect Director Karen W. Katz | Management | For | For |
| 1.8 | Elect Director Eric T. Olson | Management | For | For |
| 1.9 | Elect Director Harvey L. Sanders | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Charter to Allow Shareholders to Amend Bylaws | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
UNIFI, INC.
MEETING DATE: OCT 30, 2019 | TICKER: UFI SECURITY ID: 904677200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert J. Bishop | Management | For | For |
| 1b | Elect Director Albert P. Carey | Management | For | For |
| 1c | Elect Director Thomas H. Caudle, Jr. | Management | For | For |
| 1d | Elect Director Archibald Cox, Jr. | Management | For | For |
| 1e | Elect Director James M. Kilts | Management | For | Against |
| 1f | Elect Director Kenneth G. Langone | Management | For | For |
| 1g | Elect Director James D. Mead | Management | For | For |
| 1h | Elect Director Suzanne M. Present | Management | For | For |
| 1i | Elect Director Eva T. Zlotnicka | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
UNIVERSAL ELECTRONICS INC.
MEETING DATE: JUN 09, 2020 | TICKER: UEIC SECURITY ID: 913483103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul D. Arling | Management | For | For |
| 1.2 | Elect Director Satjiv S. Chahil | Management | For | For |
| 1.3 | Elect Director Sue Ann R. Hamilton | Management | For | For |
| 1.4 | Elect Director William C. Mulligan | Management | For | For |
| 1.5 | Elect Director J.C. Sparkman | Management | For | For |
| 1.6 | Elect Director Gregory P. Stapleton | Management | For | For |
| 1.7 | Elect Director Carl E. Vogel | Management | For | Withhold |
| 1.8 | Elect Director Edward K. Zinser | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
URBAN OUTFITTERS, INC.
MEETING DATE: JUN 02, 2020 | TICKER: URBN SECURITY ID: 917047102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward N. Antoian | Management | For | For |
| 1.2 | Elect Director Sukhinder Singh Cassidy | Management | For | For |
| 1.3 | Elect Director Harry S. Cherken, Jr. | Management | For | Against |
| 1.4 | Elect Director Scott Galloway | Management | For | For |
| 1.5 | Elect Director Margaret A. Hayne | Management | For | For |
| 1.6 | Elect Director Richard A. Hayne | Management | For | For |
| 1.7 | Elect Director Elizabeth Ann Lambert | Management | For | For |
| 1.8 | Elect Director Wesley S. McDonald | Management | For | For |
| 1.9 | Elect Director Todd R. Morgenfeld | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VAIL RESORTS, INC.
MEETING DATE: DEC 05, 2019 | TICKER: MTN SECURITY ID: 91879Q109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Susan L. Decker | Management | For | For |
| 1b | Elect Director Robert A. Katz | Management | For | For |
| 1c | Elect Director John T. Redmond | Management | For | For |
| 1d | Elect Director Michele Romanow | Management | For | For |
| 1e | Elect Director Hilary A. Schneider | Management | For | For |
| 1f | Elect Director D. Bruce Sewell | Management | For | For |
| 1g | Elect Director John F. Sorte | Management | For | For |
| 1h | Elect Director Peter A. Vaughn | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VEONEER, INC.
MEETING DATE: MAY 06, 2020 | TICKER: VNE SECURITY ID: 92336X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary Louise Cummings | Management | For | For |
| 1.2 | Elect Director Kazuhiko Sakamoto | Management | For | For |
| 1.3 | Elect Director Wolfgang Ziebart | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Ratify Ernst & Young AB as Auditors | Management | For | For |
| |
|---|
VERA BRADLEY, INC.
MEETING DATE: JUN 02, 2020 | TICKER: VRA SECURITY ID: 92335C106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barbara Bradley Baekgaard | Management | For | For |
| 1.2 | Elect Director Kristina Cashman | Management | For | For |
| 1.3 | Elect Director Mary Lou Kelley | Management | For | For |
| 1.4 | Elect Director John E. Kyees | Management | For | For |
| 1.5 | Elect Director Frances P. Philip | Management | For | For |
| 1.6 | Elect Director Carrie M. Tharp | Management | For | For |
| 1.7 | Elect Director Robert Wallstrom | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
VF CORPORATION
MEETING DATE: JUL 16, 2019 | TICKER: VFC SECURITY ID: 918204108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard T. Carucci | Management | For | For |
| 1.2 | Elect Director Juliana L. Chugg | Management | For | For |
| 1.3 | Elect Director Benno Dorer | Management | For | For |
| 1.4 | Elect Director Mark S. Hoplamazian | Management | For | For |
| 1.5 | Elect Director Laura W. Lang | Management | For | For |
| 1.6 | Elect Director W. Alan McCollough | Management | For | For |
| 1.7 | Elect Director W. Rodney McMullen | Management | For | For |
| 1.8 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1.9 | Elect Director Steven E. Rendle | Management | For | For |
| 1.10 | Elect Director Carol L. Roberts | Management | For | For |
| 1.11 | Elect Director Matthew J. Shattock | Management | For | For |
| 1.12 | Elect Director Veronica B. Wu | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
VISTA OUTDOOR INC.
MEETING DATE: AUG 06, 2019 | TICKER: VSTO SECURITY ID: 928377100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director April H. Foley | Management | For | For |
| 1b | Elect Director Tig H. Krekel | Management | For | For |
| 1c | Elect Director Michael D. Robinson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
VISTEON CORPORATION
MEETING DATE: JUN 03, 2020 | TICKER: VC SECURITY ID: 92839U206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James J. Barrese | Management | For | For |
| 1b | Elect Director Naomi M. Bergman | Management | For | For |
| 1c | Elect Director Jeffrey D. Jones | Management | For | For |
| 1d | Elect Director Sachin S. Lawande | Management | For | For |
| 1e | Elect Director Joanne M. Maguire | Management | For | For |
| 1f | Elect Director Robert J. Manzo | Management | For | For |
| 1g | Elect Director Francis M. Scricco | Management | For | For |
| 1h | Elect Director David L. Treadwell | Management | For | For |
| 1i | Elect Director Rouzbeh Yassini-Fard | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
WAYFAIR INC.
MEETING DATE: MAY 12, 2020 | TICKER: W SECURITY ID: 94419L101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Niraj Shah | Management | For | For |
| 1b | Elect Director Steven Conine | Management | For | For |
| 1c | Elect Director Julie Bradley | Management | For | For |
| 1d | Elect Director Andrea Jung | Management | For | For |
| 1e | Elect Director Michael Kumin | Management | For | For |
| 1f | Elect Director James Miller *Withdrawn Resolution* | Management | None | None |
| 1g | Elect Director Jeffrey Naylor | Management | For | For |
| 1h | Elect Director Anke Schaferkordt | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WHIRLPOOL CORPORATION
MEETING DATE: APR 21, 2020 | TICKER: WHR SECURITY ID: 963320106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Samuel R. Allen | Management | For | For |
| 1b | Elect Director Marc R. Bitzer | Management | For | For |
| 1c | Elect Director Greg Creed | Management | For | For |
| 1d | Elect Director Gary T. DiCamillo | Management | For | For |
| 1e | Elect Director Diane M. Dietz | Management | For | For |
| 1f | Elect Director Gerri T. Elliott | Management | For | For |
| 1g | Elect Director Jennifer A. LaClair | Management | For | For |
| 1h | Elect Director John D. Liu | Management | For | For |
| 1i | Elect Director James M. Loree | Management | For | For |
| 1j | Elect Director Harish Manwani | Management | For | For |
| 1k | Elect Director Patricia K. Poppe | Management | For | For |
| 1l | Elect Director Larry O. Spencer | Management | For | For |
| 1m | Elect Director Michael D. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
WILLIAM LYON HOMES
MEETING DATE: JAN 30, 2020 | TICKER: WLH SECURITY ID: 552074700
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
WILLIAMS-SONOMA, INC.
MEETING DATE: JUN 03, 2020 | TICKER: WSM SECURITY ID: 969904101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Laura Alber | Management | For | For |
| 1.2 | Elect Director Scott Dahnke | Management | For | For |
| 1.3 | Elect Director Anne Mulcahy | Management | For | For |
| 1.4 | Elect Director William Ready | Management | For | For |
| 1.5 | Elect Director Sabrina Simmons | Management | For | For |
| 1.6 | Elect Director Frits van Paasschen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
WINGSTOP INC.
MEETING DATE: JUN 08, 2020 | TICKER: WING SECURITY ID: 974155103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lynn Crump-Caine | Management | For | For |
| 1.2 | Elect Director Wesley S. McDonald | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Certificate of Incorporation to Remove Certain Provisions | Management | For | For |
| |
|---|
WINMARK CORPORATION
MEETING DATE: APR 29, 2020 | TICKER: WINA SECURITY ID: 974250102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Six | Management | For | For |
| 2.1 | Elect Director Brett D. Heffes | Management | For | For |
| 2.2 | Elect Director Lawrence A. Barbetta | Management | For | For |
| 2.3 | Elect Director Jenele C. Grassle | Management | For | For |
| 2.4 | Elect Director Kirk A. MacKenzie | Management | For | For |
| 2.5 | Elect Director Paul C. Reyelts | Management | For | Withhold |
| 2.6 | Elect Director Mark L. Wilson | Management | For | Withhold |
| 3 | Approve Stock Option Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
WINNEBAGO INDUSTRIES, INC.
MEETING DATE: DEC 17, 2019 | TICKER: WGO SECURITY ID: 974637100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert M. Chiusano | Management | For | For |
| 1.2 | Elect Director Richard (Rick) D. Moss | Management | For | For |
| 1.3 | Elect Director John M. Murabito | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
WOLVERINE WORLD WIDE, INC.
MEETING DATE: APR 30, 2020 | TICKER: WWW SECURITY ID: 978097103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William K. Gerber | Management | For | For |
| 1b | Elect Director Blake W. Krueger | Management | For | For |
| 1c | Elect Director Nicholas T. Long | Management | For | For |
| 1d | Elect Director Michael A. Volkema | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
WW INTERNATIONAL, INC.
MEETING DATE: MAY 06, 2020 | TICKER: WW SECURITY ID: 98262P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raymond Debbane | Management | For | For |
| 1.2 | Elect Director Tracey D. Brown | Management | For | For |
| 1.3 | Elect Director Jennifer Dulski | Management | For | For |
| 1.4 | Elect Director Jonas M. Fajgenbaum | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Approve Option Agreement with Oprah Winfrey | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WYNDHAM DESTINATIONS, INC.
MEETING DATE: MAY 14, 2020 | TICKER: WYND SECURITY ID: 98310W108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Louise F. Brady | Management | For | For |
| 1.2 | Elect Director Michael D. Brown | Management | For | For |
| 1.3 | Elect Director James E. Buckman | Management | For | For |
| 1.4 | Elect Director George Herrera | Management | For | For |
| 1.5 | Elect Director Stephen P. Holmes | Management | For | For |
| 1.6 | Elect Director Denny Marie Post | Management | For | For |
| 1.7 | Elect Director Ronald L. Rickles | Management | For | For |
| 1.8 | Elect Director Michael H. Wargotz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
WYNDHAM HOTELS & RESORTS, INC.
MEETING DATE: MAY 12, 2020 | TICKER: WH SECURITY ID: 98311A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Myra J. Biblowit | Management | For | For |
| 1.2 | Elect Director Bruce B. Churchill | Management | For | For |
| 1.3 | Elect Director Pauline D.E. Richards | Management | For | For |
| 2a | Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation and Bylaws | Management | For | For |
| 2b | Eliminate Supermajority Vote Requirement to Remove Directors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
WYNN RESORTS LTD.
MEETING DATE: JUN 25, 2020 | TICKER: WYNN SECURITY ID: 983134107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard J. Byrne | Management | For | For |
| 1.2 | Elect Director Patricia Mulroy | Management | For | For |
| 1.3 | Elect Director Clark T. Randt, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
YETI HOLDINGS, INC.
MEETING DATE: MAY 20, 2020 | TICKER: YETI SECURITY ID: 98585X104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary Lou Kelley | Management | For | For |
| 1.2 | Elect Director Dustan E. McCoy | Management | For | For |
| 1.3 | Elect Director Robert K. Shearer | Management | For | For |
| 2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
YUM! BRANDS, INC.
MEETING DATE: MAY 14, 2020 | TICKER: YUM SECURITY ID: 988498101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Paget L. Alves | Management | For | For |
| 1b | Elect Director Keith Barr | Management | For | For |
| 1c | Elect Director Michael J. Cavanagh | Management | For | For |
| 1d | Elect Director Christopher M. Connor | Management | For | For |
| 1e | Elect Director Brian C. Cornell | Management | For | For |
| 1f | Elect Director Tanya L. Domier | Management | For | For |
| 1g | Elect Director David W. Gibbs | Management | For | For |
| 1h | Elect Director Mirian M. Graddick-Weir | Management | For | For |
| 1i | Elect Director Thomas C. Nelson | Management | For | For |
| 1j | Elect Director P. Justin Skala | Management | For | For |
| 1k | Elect Director Elane B. Stock | Management | For | For |
| 1l | Elect Director Annie Young-Scrivner | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Supply Chain Impact on Deforestation | Shareholder | Against | Against |
| |
|---|
ZUMIEZ INC.
MEETING DATE: JUN 03, 2020 | TICKER: ZUMZ SECURITY ID: 989817101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Thomas D. Campion | Management | For | For |
| 1B | Elect Director Sarah (Sally) G. McCoy | Management | For | For |
| 1C | Elect Director Ernest R. Johnson | Management | For | For |
| 1D | Elect Director Liliana Gil Valletta | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Moss Adams LLP as Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY MSCI CONSUMER STAPLES INDEX ETF - SUB-ADVISER: BLACKROCK
07/01/2019 - 06/30/2020
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
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ALTRIA GROUP, INC.
MEETING DATE: MAY 14, 2020 | TICKER: MO SECURITY ID: 02209S103
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Elect Director John T. Casteen, III | Management | For | For |
| 1b | Elect Director Dinyar S. Devitre | Management | For | For |
| 1c | Elect Director Thomas F. Farrell, II | Management | For | For |
| 1d | Elect Director Debra J. Kelly-Ennis | Management | For | For |
| 1e | Elect Director W. Leo Kiely, III | Management | For | For |
| 1f | Elect Director Kathryn B. McQuade | Management | For | For |
| 1g | Elect Director George Munoz | Management | For | For |
| 1h | Elect Director Mark E. Newman | Management | For | For |
| 1i | Elect Director Nabil Y. Sakkab | Management | For | For |
| 1j | Elect Director Virginia E. Shanks | Management | For | For |
| 1k | Elect Director Howard A. Willard, III *Withdrawn Resolution* | Management | None | None |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 6 | Report on Underage Tobacco Prevention Policies | Shareholder | Against | Against |
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ARCHER-DANIELS-MIDLAND COMPANY
MEETING DATE: MAY 07, 2020 | TICKER: ADM SECURITY ID: 039483102
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Elect Director Michael S. Burke | Management | For | For |
| 1b | Elect Director Terrell K. Crews | Management | For | For |
| 1c | Elect Director Pierre Dufour | Management | For | For |
| 1d | Elect Director Donald E. Felsinger | Management | For | For |
| 1e | Elect Director Suzan F. Harrison | Management | For | For |
| 1f | Elect Director Juan R. Luciano | Management | For | For |
| 1g | Elect Director Patrick J. Moore | Management | For | For |
| 1h | Elect Director Francisco J. Sanchez | Management | For | For |
| 1i | Elect Director Debra A. Sandler | Management | For | For |
| 1j | Elect Director Lei Z. Schlitz | Management | For | For |
| 1k | Elect Director Kelvin R. Westbrook | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
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AVON PRODUCTS, INC.
MEETING DATE: NOV 13, 2019 | TICKER: AVP SECURITY ID: 054303102
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
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B&G FOODS, INC.
MEETING DATE: MAY 12, 2020 | TICKER: BGS SECURITY ID: 05508R106
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director DeAnn L. Brunts | Management | For | For |
| 1.2 | Elect Director Charles F. Marcy | Management | For | For |
| 1.3 | Elect Director Robert D. Mills | Management | For | For |
| 1.4 | Elect Director Dennis M. Mullen | Management | For | For |
| 1.5 | Elect Director Cheryl M. Palmer | Management | For | For |
| 1.6 | Elect Director Alfred Poe | Management | For | For |
| 1.7 | Elect Director Kenneth G. Romanzi | Management | For | For |
| 1.8 | Elect Director Stephen C. Sherrill | Management | For | For |
| 1.9 | Elect Director David L. Wenner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
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BEYOND MEAT, INC.
MEETING DATE: MAY 21, 2020 | TICKER: BYND SECURITY ID: 08862E109
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Seth Goldman | Management | For | For |
| 1.2 | Elect Director Christopher Isaac "Biz" Stone | Management | For | For |
| 1.3 | Elect Director Kathy N. Waller | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
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BJ'S WHOLESALE CLUB HOLDINGS, INC.
MEETING DATE: JUN 18, 2020 | TICKER: BJ SECURITY ID: 05550J101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Maile Clark | Management | For | For |
| 1.2 | Elect Director Thomas A. Kingsbury | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
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BUNGE LIMITED
MEETING DATE: MAY 21, 2020 | TICKER: BG SECURITY ID: G16962105
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Elect Director Sheila Bair | Management | For | For |
| 1b | Elect Director Vinita Bali | Management | For | Against |
| 1c | Elect Director Carol M. Browner | Management | For | For |
| 1d | Elect Director Andrew Ferrier | Management | For | For |
| 1e | Elect Director Paul Fribourg | Management | For | For |
| 1f | Elect Director J. Erik Fyrwald | Management | For | For |
| 1g | Elect Director Gregory A. Heckman | Management | For | For |
| 1h | Elect Director Bernardo Hees | Management | For | For |
| 1i | Elect Director Kathleen Hyle | Management | For | For |
| 1j | Elect Director Henry W. (Jay) Winship | Management | For | For |
| 1k | Elect Director Mark N. Zenuk | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
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CAL-MAINE FOODS, INC.
MEETING DATE: OCT 04, 2019 | TICKER: CALM SECURITY ID: 128030202
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Adolphus B. Baker | Management | For | For |
| 1.2 | Elect Director Max P. Bowman | Management | For | For |
| 1.3 | Elect Director Letitia C. Hughes | Management | For | For |
| 1.4 | Elect Director Sherman L. Miller | Management | For | For |
| 1.5 | Elect Director James E. Poole | Management | For | Withhold |
| 1.6 | Elect Director Steve W. Sanders | Management | For | Withhold |
| 2 | Ratify Frost, PLLC as Auditors | Management | For | For |
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CALAVO GROWERS, INC.
MEETING DATE: APR 22, 2020 | TICKER: CVGW SECURITY ID: 128246105
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Lecil E. Cole | Management | For | For |
| 1.2 | Elect Director Steven Hollister | Management | For | For |
| 1.3 | Elect Director James D. Helin | Management | For | For |
| 1.4 | Elect Director Donald M. Sanders | Management | For | For |
| 1.5 | Elect Director Marc L. Brown | Management | For | For |
| 1.6 | Elect Director Michael A. DiGregorio | Management | For | For |
| 1.7 | Elect Director Scott Van Der Kar | Management | For | For |
| 1.8 | Elect Director J. Link Leavens | Management | For | For |
| 1.9 | Elect Director Dorcas H. Thille | Management | For | For |
| 1.10 | Elect Director John M. Hunt | Management | For | For |
| 1.11 | Elect Director Egidio Carbone, Jr. | Management | For | Withhold |
| 1.12 | Elect Director Harold Edwards | Management | For | Withhold |
| 1.13 | Elect Director Kathleen M. Holmgren | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Majority of Independent Directors on Board | Shareholder | Against | Against |
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CAMPBELL SOUP COMPANY
MEETING DATE: NOV 20, 2019 | TICKER: CPB SECURITY ID: 134429109
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Fabiola R. Arredondo | Management | For | For |
| 1.2 | Elect Director Howard M. Averill | Management | For | For |
| 1.3 | Elect Director John P. (JP) Bilbrey | Management | For | For |
| 1.4 | Elect Director Mark A. Clouse | Management | For | For |
| 1.5 | Elect Director Bennett Dorrance | Management | For | For |
| 1.6 | Elect Director Maria Teresa (Tessa) Hilado | Management | For | For |
| 1.7 | Elect Director Sarah Hofstetter | Management | For | For |
| 1.8 | Elect Director Marc B. Lautenbach | Management | For | For |
| 1.9 | Elect Director Mary Alice Dorrance Malone | Management | For | For |
| 1.10 | Elect Director Keith R. McLoughlin | Management | For | For |
| 1.11 | Elect Director Kurt T. Schmidt | Management | For | For |
| 1.12 | Elect Director Archbold D. van Beuren | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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CASEY'S GENERAL STORES, INC.
MEETING DATE: SEP 04, 2019 | TICKER: CASY SECURITY ID: 147528103
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director H. Lynn Horak | Management | For | For |
| 1.2 | Elect Director Judy A. Schmeling | Management | For | For |
| 1.3 | Elect Director Allison M. Wing | Management | For | For |
| 1.4 | Elect Director Darren M. Rebelez | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Change Range for Size of the Board | Management | For | For |
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CENTRAL GARDEN & PET COMPANY
MEETING DATE: FEB 11, 2020 | TICKER: CENT SECURITY ID: 153527106
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director John B. Balousek | Management | For | Withhold |
| 1.2 | Elect Director William E. Brown | Management | For | For |
| 1.3 | Elect Director Timothy P. Cofer | Management | For | For |
| 1.4 | Elect Director Thomas J. Colligan | Management | For | For |
| 1.5 | Elect Director Michael J. Edwards | Management | For | For |
| 1.6 | Elect Director Michael J. Griffith | Management | For | For |
| 1.7 | Elect Director Christopher T. Metz | Management | For | For |
| 1.8 | Elect Director Brooks M. Pennington, III | Management | For | For |
| 1.9 | Elect Director John R. Ranelli | Management | For | For |
| 1.10 | Elect Director Mary Beth Springer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
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CHURCH & DWIGHT CO., INC.
MEETING DATE: APR 30, 2020 | TICKER: CHD SECURITY ID: 171340102
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Elect Director James R. Craigie | Management | For | For |
| 1b | Elect Director Bradley C. Irwin | Management | For | For |
| 1c | Elect Director Penry W. Price | Management | For | For |
| 1d | Elect Director Janet S. Vergis | Management | For | For |
| 1e | Elect Director Arthur B. Winkleblack | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Provide Right to Call Special Meeting | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement to Amend Certain Provisions | Management | For | For |
| 5 | Approve Advance Notice Requirement | Management | For | For |
| 6 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
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COCA-COLA CONSOLIDATED, INC.
MEETING DATE: MAY 12, 2020 | TICKER: COKE SECURITY ID: 191098102
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director J. Frank Harrison, III | Management | For | For |
| 1.2 | Elect Director Sharon A. Decker | Management | For | For |
| 1.3 | Elect Director Morgan H. Everett | Management | For | For |
| 1.4 | Elect Director James R. Helvey, III | Management | For | For |
| 1.5 | Elect Director William H. Jones | Management | For | For |
| 1.6 | Elect Director Umesh M. Kasbekar | Management | For | For |
| 1.7 | Elect Director David M. Katz | Management | For | For |
| 1.8 | Elect Director Jennifer K. Mann | Management | For | For |
| 1.9 | Elect Director James H. Morgan | Management | For | For |
| 1.10 | Elect Director John W. Murrey, III | Management | For | For |
| 1.11 | Elect Director Sue Anne H. Wells | Management | For | For |
| 1.12 | Elect Director Dennis A. Wicker | Management | For | For |
| 1.13 | Elect Director Richard T. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Approve Recapitalization Plan for All Stock to Have One-vote per Share | Shareholder | Against | For |
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COLGATE-PALMOLIVE COMPANY
MEETING DATE: MAY 08, 2020 | TICKER: CL SECURITY ID: 194162103
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Elect Director John P. Bilbrey | Management | For | For |
| 1b | Elect Director John T. Cahill | Management | For | For |
| 1c | Elect Director Lisa M. Edwards | Management | For | For |
| 1d | Elect Director Helene D. Gayle | Management | For | For |
| 1e | Elect Director C. Martin Harris | Management | For | For |
| 1f | Elect Director Martina Hund-Mejean | Management | For | For |
| 1g | Elect Director Lorrie M. Norrington | Management | For | For |
| 1h | Elect Director Michael B. Polk | Management | For | For |
| 1i | Elect Director Stephen I. Sadove | Management | For | For |
| 1j | Elect Director Noel R. Wallace | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
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CONAGRA BRANDS, INC.
MEETING DATE: SEP 19, 2019 | TICKER: CAG SECURITY ID: 205887102
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Elect Director Anil Arora | Management | For | For |
| 1b | Elect Director Thomas "Tony" K. Brown | Management | For | For |
| 1c | Elect Director Stephen G. Butler | Management | For | For |
| 1d | Elect Director Sean M. Connolly | Management | For | For |
| 1e | Elect Director Joie A. Gregor | Management | For | For |
| 1f | Elect Director Rajive Johri | Management | For | For |
| 1g | Elect Director Richard H. Lenny | Management | For | For |
| 1h | Elect Director Melissa Lora | Management | For | For |
| 1i | Elect Director Ruth Ann Marshall | Management | For | For |
| 1j | Elect Director Craig P. Omtvedt | Management | For | For |
| 1k | Elect Director Scott Ostfeld | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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CONSTELLATION BRANDS, INC.
MEETING DATE: JUL 16, 2019 | TICKER: STZ SECURITY ID: 21036P108
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Jennifer M. Daniels | Management | For | For |
| 1.2 | Elect Director Jerry Fowden | Management | For | Withhold |
| 1.3 | Elect Director Ernesto M. Hernandez | Management | For | For |
| 1.4 | Elect Director Susan Somersille Johnson | Management | For | For |
| 1.5 | Elect Director James A. Locke, III | Management | For | Withhold |
| 1.6 | Elect Director Daniel J. McCarthy | Management | For | For |
| 1.7 | Elect Director William A. Newlands | Management | For | For |
| 1.8 | Elect Director Richard Sands | Management | For | For |
| 1.9 | Elect Director Robert Sands | Management | For | For |
| 1.10 | Elect Director Judy A. Schmeling | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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COSTCO WHOLESALE CORPORATION
MEETING DATE: JAN 22, 2020 | TICKER: COST SECURITY ID: 22160K105
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Susan L. Decker | Management | For | For |
| 1.2 | Elect Director Richard A. Galanti | Management | For | For |
| 1.3 | Elect Director Sally Jewell | Management | For | For |
| 1.4 | Elect Director Charles T. Munger | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Articles of Incorporation to Provide Directors May Be Removed With or Without Cause | Management | For | For |
| 5 | Disclose Board Diversity and Qualifications Matrix | Shareholder | Against | Against |
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COTY INC.
MEETING DATE: NOV 05, 2019 | TICKER: COTY SECURITY ID: 222070203
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Beatrice Ballini | Management | For | For |
| 1.2 | Elect Director Sabine Chalmers | Management | For | For |
| 1.3 | Elect Director Joachim Creus | Management | For | For |
| 1.4 | Elect Director Pierre Denis | Management | For | For |
| 1.5 | Elect Director Olivier Goudet | Management | For | For |
| 1.6 | Elect Director Peter Harf | Management | For | For |
| 1.7 | Elect Director Pierre Laubies | Management | For | For |
| 1.8 | Elect Director Paul S. Michaels | Management | For | For |
| 1.9 | Elect Director Erhard Schoewel | Management | For | For |
| 1.10 | Elect Director Robert Singer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
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DARLING INGREDIENTS INC.
MEETING DATE: MAY 05, 2020 | TICKER: DAR SECURITY ID: 237266101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Elect Director Randall C. Stuewe | Management | For | For |
| 1b | Elect Director Charles Adair | Management | For | For |
| 1c | Elect Director Beth Albright | Management | For | For |
| 1d | Elect Director Linda Goodspeed | Management | For | For |
| 1e | Elect Director Dirk Kloosterboer | Management | For | For |
| 1f | Elect Director Mary R. Korby | Management | For | For |
| 1g | Elect Director Charles Macaluso | Management | For | For |
| 1h | Elect Director Gary W. Mize | Management | For | For |
| 1i | Elect Director Michael E. Rescoe | Management | For | For |
| 1j | Elect Director Nicole M. Ringenberg | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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EDGEWELL PERSONAL CARE COMPANY
MEETING DATE: FEB 06, 2020 | TICKER: EPC SECURITY ID: 28035Q102
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Elect Director Robert W. Black | Management | For | For |
| 1b | Elect Director George R. Corbin | Management | For | For |
| 1c | Elect Director Daniel J. Heinrich | Management | For | For |
| 1d | Elect Director Carla C. Hendra | Management | For | For |
| 1e | Elect Director R. David Hoover | Management | For | For |
| 1f | Elect Director John C. Hunter, III | Management | For | For |
| 1g | Elect Director James C. Johnson | Management | For | For |
| 1h | Elect Director Rod R. Little | Management | For | For |
| 1i | Elect Director Joseph D. O'Leary | Management | For | For |
| 1j | Elect Director Rakesh Sachdev | Management | For | For |
| 1k | Elect Director Gary K. Waring | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
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ENERGIZER HOLDINGS, INC.
MEETING DATE: JAN 27, 2020 | TICKER: ENR SECURITY ID: 29272W109
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Elect Director Carlos Abrams-Rivera | Management | For | For |
| 1b | Elect Director Bill G. Armstrong | Management | For | For |
| 1c | Elect Director Cynthia J. Brinkley | Management | For | For |
| 1d | Elect Director Rebecca Frankiewicz | Management | For | For |
| 1e | Elect Director Alan R. Hoskins | Management | For | For |
| 1f | Elect Director Kevin J. Hunt | Management | For | For |
| 1g | Elect Director James C. Johnson | Management | For | For |
| 1h | Elect Director John E. Klein | Management | For | For |
| 1i | Elect Director Patrick J. Moore | Management | For | For |
| 1j | Elect Director Nneka L. Rimmer | Management | For | For |
| 1k | Elect Director Robert V. Vitale | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
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FARMER BROS. CO.
MEETING DATE: DEC 10, 2019 | TICKER: FARM SECURITY ID: 307675108
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Proxy Card) |
| 1.1 | Elect Director Charles F. Marcy | Management | For | For |
| 1.2 | Elect Director D. Deverl Maserang, II | Management | For | For |
| 1.3 | Elect Director Christopher P. Mottern | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Non-Binding Proposal Urging the Board of Directors to Provide for the Phased-In Declassification of the Board of Directors | Shareholder | Abstain | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Proxy Card) |
| 1.1 | Elect Director Thomas William Mortensen | Shareholder | For | Did Not Vote |
| 1.2 | Elect Director Jonathan Michael Waite | Shareholder | For | Did Not Vote |
| 1.3 | Elect Director D. Deverl Maserang, II | Shareholder | For | Did Not Vote |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Abstain | Did Not Vote |
| 4 | Declassify the Board of Directors | Management | For | Did Not Vote |
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FLOWERS FOODS, INC.
MEETING DATE: MAY 21, 2020 | TICKER: FLO SECURITY ID: 343498101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director George E. Deese | Management | For | For |
| 1b | Elect Director Rhonda Gass | Management | For | For |
| 1c | Elect Director Benjamin H. Griswold, IV | Management | For | For |
| 1d | Elect Director Margaret G. Lewis | Management | For | For |
| 1e | Elect Director A. Ryals McMullian | Management | For | For |
| 1f | Elect Director James T. Spear | Management | For | For |
| 1g | Elect Director Melvin T. Stith | Management | For | For |
| 1h | Elect Director C. Martin Wood, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Management | For | For |
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FRESH DEL MONTE PRODUCE INC.
MEETING DATE: APR 28, 2020 | TICKER: FDP SECURITY ID: G36738105
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Michael J. Berthelot | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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FRESHPET, INC.
MEETING DATE: SEP 26, 2019 | TICKER: FRPT SECURITY ID: 358039105
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. David Basto | Management | For | For |
| 1.2 | Elect Director Lawrence S. Coben | Management | For | For |
| 1.3 | Elect Director Walter N. George, III | Management | For | For |
| 1.4 | Elect Director Craig D. Steeneck | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
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GENERAL MILLS, INC.
MEETING DATE: SEP 24, 2019 | TICKER: GIS SECURITY ID: 370334104
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director R. Kerry Clark | Management | For | For |
| 1b | Elect Director David M. Cordani | Management | For | For |
| 1c | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
| 1d | Elect Director Jeffrey L. Harmening | Management | For | For |
| 1e | Elect Director Maria G. Henry | Management | For | For |
| 1f | Elect Director Elizabeth C. Lempres | Management | For | For |
| 1g | Elect Director Diane L. Neal | Management | For | For |
| 1h | Elect Director Steve Odland | Management | For | For |
| 1i | Elect Director Maria A. Sastre | Management | For | For |
| 1j | Elect Director Eric D. Sprunk | Management | For | For |
| 1k | Elect Director Jorge A. Uribe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
GROCERY OUTLET HOLDING CORP.
MEETING DATE: JUN 08, 2020 | TICKER: GO SECURITY ID: 39874R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth W. Alterman | Management | For | For |
| 1.2 | Elect Director John E. Bachman | Management | For | For |
| 1.3 | Elect Director Thomas F. Herman | Management | For | For |
| 1.4 | Elect Director Erik D. Ragatz | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
HERBALIFE NUTRITION LTD.
MEETING DATE: APR 29, 2020 | TICKER: HLF SECURITY ID: G4412G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Agwunobi | Management | For | For |
| 1.2 | Elect Director James L. Nelson | Management | For | Against |
| 1.3 | Elect Director Richard H. Carmona | Management | For | For |
| 1.4 | Elect Director Jonathan Christodoro | Management | For | Against |
| 1.5 | Elect Director Hunter C. Gary | Management | For | For |
| 1.6 | Elect Director Nicholas Graziano | Management | For | Against |
| 1.7 | Elect Director Alan LeFevre | Management | For | For |
| 1.8 | Elect Director Jesse A. Lynn | Management | For | For |
| 1.9 | Elect Director Juan Miguel Mendoza | Management | For | For |
| 1.10 | Elect Director Michael Montelongo | Management | For | For |
| 1.11 | Elect Director Maria Otero | Management | For | For |
| 1.12 | Elect Director Margarita Palau-Hernandez | Management | For | For |
| 1.13 | Elect Director John Tartol | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Articles of Association to Eliminate the Casting Vote | Management | For | For |
| 4 | Amend Articles of Association | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| |
|---|
HORMEL FOODS CORPORATION
MEETING DATE: JAN 28, 2020 | TICKER: HRL SECURITY ID: 440452100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Prama Bhatt | Management | For | For |
| 1b | Elect Director Gary C. Bhojwani | Management | For | For |
| 1c | Elect Director Terrell K. Crews | Management | For | For |
| 1d | Elect Director Stephen M. Lacy | Management | For | For |
| 1e | Elect Director Elsa A. Murano | Management | For | For |
| 1f | Elect Director Susan K. Nestegard | Management | For | For |
| 1g | Elect Director William A. Newlands | Management | For | Against |
| 1h | Elect Director Dakota A. Pippins | Management | For | For |
| 1i | Elect Director Christopher J. Policinski | Management | For | For |
| 1j | Elect Director Jose Luis Prado | Management | For | For |
| 1k | Elect Director Sally J. Smith | Management | For | For |
| 1l | Elect Director James P. Snee | Management | For | For |
| 1m | Elect Director Steven A. White | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HOSTESS BRANDS, INC.
MEETING DATE: JUN 04, 2020 | TICKER: TWNK SECURITY ID: 44109J106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 3.1 | Elect Director Andrew P. Callahan | Management | For | For |
| 3.2 | Elect Director Gretchen R. Crist | Management | For | For |
| 3.3 | Elect Director Ioannis Skoufalos | Management | For | For |
| 3.4 | Elect Director Laurence Bodner | Management | For | For |
| 3.5 | Elect Director Rachel P. Cullen | Management | For | For |
| 3.6 | Elect Director Jerry D. Kaminski | Management | For | For |
| 3.7 | Elect Director C. Dean Metropoulos | Management | For | For |
| 3.8 | Elect Director Craig D. Steeneck | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
INGLES MARKETS, INC.
MEETING DATE: FEB 11, 2020 | TICKER: IMKTA SECURITY ID: 457030104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ernest E. Ferguson | Management | For | For |
| 1.2 | Elect Director John R. Lowden | Management | For | For |
| |
|---|
INGREDION INCORPORATED
MEETING DATE: MAY 20, 2020 | TICKER: INGR SECURITY ID: 457187102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Luis Aranguren-Trellez | Management | For | For |
| 1b | Elect Director David B. Fischer | Management | For | For |
| 1c | Elect Director Paul Hanrahan | Management | For | For |
| 1d | Elect Director Rhonda L. Jordan | Management | For | For |
| 1e | Elect Director Gregory B. Kenny | Management | For | For |
| 1f | Elect Director Barbara A. Klein | Management | For | For |
| 1g | Elect Director Victoria J. Reich | Management | For | For |
| 1h | Elect Director Stephan B. Tanda | Management | For | For |
| 1i | Elect Director Jorge A. Uribe | Management | For | For |
| 1j | Elect Director Dwayne A. Wilson | Management | For | For |
| 1k | Elect Director James P. Zallie | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
INTER PARFUMS, INC.
MEETING DATE: SEP 12, 2019 | TICKER: IPAR SECURITY ID: 458334109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean Madar | Management | For | For |
| 1.2 | Elect Director Philippe Benacin | Management | For | For |
| 1.3 | Elect Director Russell Greenberg | Management | For | For |
| 1.4 | Elect Director Philippe Santi | Management | For | For |
| 1.5 | Elect Director Francois Heilbronn | Management | For | Withhold |
| 1.6 | Elect Director Robert Bensoussan | Management | For | For |
| 1.7 | Elect Director Patrick Choel | Management | For | Withhold |
| 1.8 | Elect Director Michel Dyens | Management | For | For |
| 1.9 | Elect Director Veronique Gabai-Pinsky | Management | For | For |
| 1.10 | Elect Director Gilbert Harrison | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| |
|---|
J & J SNACK FOODS CORP.
MEETING DATE: FEB 11, 2020 | TICKER: JJSF SECURITY ID: 466032109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gerald B. Shreiber | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
JOHN B. SANFILIPPO & SON, INC.
MEETING DATE: OCT 30, 2019 | TICKER: JBSS SECURITY ID: 800422107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jim Edgar | Management | For | Withhold |
| 1.2 | Elect Director Ellen C. Taaffe | Management | For | For |
| 1.3 | Elect Director Daniel M. Wright | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KELLOGG COMPANY
MEETING DATE: APR 24, 2020 | TICKER: K SECURITY ID: 487836108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephanie Burns | Management | For | For |
| 1b | Elect Director Steve Cahillane | Management | For | For |
| 1c | Elect Director Richard Dreiling | Management | For | For |
| 1d | Elect Director La June Montgomery Tabron | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| 6 | Adopt Simple Majority Vote | Shareholder | Against | Against |
| |
|---|
KIMBERLY-CLARK CORPORATION
MEETING DATE: APR 29, 2020 | TICKER: KMB SECURITY ID: 494368103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Abelardo E. Bru | Management | For | For |
| 1.2 | Elect Director Robert W. Decherd | Management | For | For |
| 1.3 | Elect Director Michael D. Hsu | Management | For | For |
| 1.4 | Elect Director Mae C. Jemison | Management | For | For |
| 1.5 | Elect Director S. Todd Maclin | Management | For | For |
| 1.6 | Elect Director Sherilyn S. McCoy | Management | For | For |
| 1.7 | Elect Director Christa S. Quarles | Management | For | For |
| 1.8 | Elect Director Ian C. Read | Management | For | For |
| 1.9 | Elect Director Dunia A. Shive | Management | For | For |
| 1.10 | Elect Director Mark T. Smucker | Management | For | For |
| 1.11 | Elect Director Michael D. White | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
LAMB WESTON HOLDINGS, INC.
MEETING DATE: SEP 26, 2019 | TICKER: LW SECURITY ID: 513272104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Peter J. Bensen | Management | For | For |
| 1b | Elect Director Charles A. Blixt | Management | For | For |
| 1c | Elect Director Andre J. Hawaux | Management | For | For |
| 1d | Elect Director W.G. Jurgensen | Management | For | For |
| 1e | Elect Director Thomas P. Maurer | Management | For | For |
| 1f | Elect Director Hala G. Moddelmog | Management | For | For |
| 1g | Elect Director Maria Renna Sharpe | Management | For | For |
| 1h | Elect Director Thomas P. Werner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Report on Pesticide Use in the Company's Supply Chain | Shareholder | Against | Against |
| |
|---|
LANCASTER COLONY CORPORATION
MEETING DATE: NOV 13, 2019 | TICKER: LANC SECURITY ID: 513847103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barbara L. Brasier | Management | For | For |
| 1.2 | Elect Director David A. Ciesinski | Management | For | For |
| 1.3 | Elect Director Kenneth L. Cooke | Management | For | For |
| 1.4 | Elect Director Alan F. Harris | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
LANDEC CORPORATION
MEETING DATE: OCT 16, 2019 | TICKER: LNDC SECURITY ID: 514766104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Albert D. Bolles | Management | For | For |
| 1.2 | Elect Director Deborah Carosella | Management | For | For |
| 1.3 | Elect Director Tonia Pankopf | Management | For | For |
| 1.4 | Elect Director Craig A. Barbarosh | Management | For | For |
| 1.5 | Elect Director Charles Macaluso | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MEDIFAST, INC.
MEETING DATE: JUN 15, 2020 | TICKER: MED SECURITY ID: 58470H101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey J. Brown | Management | For | For |
| 1.2 | Elect Director Kevin G. Byrnes | Management | For | For |
| 1.3 | Elect Director Daniel R. Chard | Management | For | For |
| 1.4 | Elect Director Constance J. Hallquist | Management | For | For |
| 1.5 | Elect Director Michael A. Hoer | Management | For | For |
| 1.6 | Elect Director Michael C. MacDonald | Management | For | For |
| 1.7 | Elect Director Carl E. Sassano | Management | For | For |
| 1.8 | Elect Director Scott Schlackman | Management | For | For |
| 1.9 | Elect Director Andrea B. Thomas | Management | For | For |
| 1.10 | Elect Director Ming Xian | Management | For | For |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MGP INGREDIENTS, INC.
MEETING DATE: JUN 30, 2020 | TICKER: MGPI SECURITY ID: 55303J106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James L. Bareuther | Management | For | For |
| 1b | Elect Director Terrence P. Dunn | Management | For | For |
| 1c | Elect Director Anthony P. Foglio | Management | For | For |
| 1d | Elect Director Kerry A. Walsh Skelly | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MOLSON COORS BEVERAGE COMPANY
MEETING DATE: MAY 20, 2020 | TICKER: TAP SECURITY ID: 60871R209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roger G. Eaton | Management | For | For |
| 1.2 | Elect Director Charles M. Herington | Management | For | For |
| 1.3 | Elect Director H. Sanford Riley | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MONDELEZ INTERNATIONAL, INC.
MEETING DATE: MAY 13, 2020 | TICKER: MDLZ SECURITY ID: 609207105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lewis W.K. Booth | Management | For | For |
| 1.2 | Elect Director Charles E. Bunch | Management | For | For |
| 1.3 | Elect Director Debra A. Crew | Management | For | For |
| 1.4 | Elect Director Lois D. Juliber | Management | For | For |
| 1.5 | Elect Director Peter W. May | Management | For | For |
| 1.6 | Elect Director Jorge S. Mesquita | Management | For | For |
| 1.7 | Elect Director Fredric G. Reynolds | Management | For | For |
| 1.8 | Elect Director Christiana S. Shi | Management | For | For |
| 1.9 | Elect Director Patrick T. Siewert | Management | For | For |
| 1.10 | Elect Director Michael A. Todman | Management | For | For |
| 1.11 | Elect Director Jean-Francois M. L. van Boxmeer | Management | For | For |
| 1.12 | Elect Director Dirk Van de Put | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Consider Pay Disparity Between Executives and Other Employees | Shareholder | Against | Against |
| |
|---|
MONSTER BEVERAGE CORPORATION
MEETING DATE: JUN 03, 2020 | TICKER: MNST SECURITY ID: 61174X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rodney C. Sacks | Management | For | For |
| 1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
| 1.3 | Elect Director Mark J. Hall | Management | For | For |
| 1.4 | Elect Director Kathleen E. Ciaramello | Management | For | For |
| 1.5 | Elect Director Gary P. Fayard | Management | For | For |
| 1.6 | Elect Director Jeanne P. Jackson | Management | For | For |
| 1.7 | Elect Director Steven G. Pizula | Management | For | For |
| 1.8 | Elect Director Benjamin M. Polk | Management | For | For |
| 1.9 | Elect Director Sydney Selati | Management | For | For |
| 1.10 | Elect Director Mark S. Vidergauz | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
NATIONAL BEVERAGE CORP.
MEETING DATE: OCT 04, 2019 | TICKER: FIZZ SECURITY ID: 635017106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Cecil D. Conlee | Management | For | For |
| 1b | Elect Director Stanley M. Sheridan | Management | For | Withhold |
| |
|---|
NU SKIN ENTERPRISES, INC.
MEETING DATE: JUN 03, 2020 | TICKER: NUS SECURITY ID: 67018T105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Daniel W. Campbell | Management | For | For |
| 1b | Elect Director Andrew D. Lipman | Management | For | For |
| 1c | Elect Director Steven J. Lund | Management | For | For |
| 1d | Elect Director Laura Nathanson | Management | For | For |
| 1e | Elect Director Thomas R. Pisano | Management | For | For |
| 1f | Elect Director Zheqing (Simon) Shen | Management | For | For |
| 1g | Elect Director Ritch N. Wood | Management | For | For |
| 1h | Elect Director Edwina D. Woodbury | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
PEPSICO, INC.
MEETING DATE: MAY 06, 2020 | TICKER: PEP SECURITY ID: 713448108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Shona L. Brown | Management | For | For |
| 1b | Elect Director Cesar Conde | Management | For | For |
| 1c | Elect Director Ian Cook | Management | For | For |
| 1d | Elect Director Dina Dublon | Management | For | For |
| 1e | Elect Director Richard W. Fisher | Management | For | For |
| 1f | Elect Director Michelle Gass | Management | For | For |
| 1g | Elect Director Ramon L. Laguarta | Management | For | For |
| 1h | Elect Director David C. Page | Management | For | For |
| 1i | Elect Director Robert C. Pohlad | Management | For | For |
| 1j | Elect Director Daniel Vasella | Management | For | For |
| 1k | Elect Director Darren Walker | Management | For | For |
| 1l | Elect Director Alberto Weisser | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| 5 | Report on Sugar and Public Health | Shareholder | Against | Against |
| |
|---|
PERFORMANCE FOOD GROUP COMPANY
MEETING DATE: NOV 13, 2019 | TICKER: PFGC SECURITY ID: 71377A103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director George L. Holm | Management | For | For |
| 1b | Elect Director Arthur B. Winkleblack - Withdrawn | Management | None | None |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement for Amending Government Documents and Removing Directors | Management | For | For |
| 7 | Provide Right to Call Special Meeting | Management | For | For |
| |
|---|
PHILIP MORRIS INTERNATIONAL INC.
MEETING DATE: MAY 06, 2020 | TICKER: PM SECURITY ID: 718172109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Andre Calantzopoulos | Management | For | For |
| 1b | Elect Director Louis C. Camilleri | Management | For | For |
| 1c | Elect Director Werner Geissler | Management | For | For |
| 1d | Elect Director Lisa A. Hook | Management | For | For |
| 1e | Elect Director Jennifer Li | Management | For | For |
| 1f | Elect Director Jun Makihara | Management | For | For |
| 1g | Elect Director Kalpana Morparia | Management | For | For |
| 1h | Elect Director Lucio A. Noto | Management | For | For |
| 1i | Elect Director Frederik Paulsen | Management | For | For |
| 1j | Elect Director Robert B. Polet | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers SA as Auditor | Management | For | For |
| |
|---|
PILGRIM'S PRIDE CORPORATION
MEETING DATE: APR 29, 2020 | TICKER: PPC SECURITY ID: 72147K108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gilberto Tomazoni | Management | For | For |
| 1.2 | Elect Director Denilson Molina | Management | For | For |
| 1.3 | Elect Director Wallim Cruz De Vasconcellos Junior | Management | For | For |
| 1.4 | Elect Director Vincent Trius | Management | For | For |
| 1.5 | Elect Director Andre Nogueira de Souza | Management | For | For |
| 1.6 | Elect Director Farha Aslam | Management | For | For |
| 2.1 | Elect Director Michael L. Cooper | Management | For | For |
| 2.2 | Elect Director Charles Macaluso | Management | For | For |
| 2.3 | Elect Director Arquimedes A. Celis | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| 5 | Report on Reduction of Water Pollution | Shareholder | Against | Against |
| 6 | Report on Human Rights Due Diligence Process | Shareholder | Against | Against |
| 7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
POST HOLDINGS, INC.
MEETING DATE: JAN 30, 2020 | TICKER: POST SECURITY ID: 737446104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert E. Grote | Management | For | For |
| 1.2 | Elect Director David W. Kemper | Management | For | For |
| 1.3 | Elect Director Robert V. Vitale | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PRICESMART, INC.
MEETING DATE: FEB 06, 2020 | TICKER: PSMT SECURITY ID: 741511109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sherry S. Bahrambeygui | Management | For | For |
| 1.2 | Elect Director Jeffrey Fisher | Management | For | For |
| 1.3 | Elect Director Gordon H. Hanson | Management | For | For |
| 1.4 | Elect Director Beatriz V. Infante | Management | For | For |
| 1.5 | Elect Director Leon C. Janks | Management | For | For |
| 1.6 | Elect Director Mitchell G. Lynn | Management | For | For |
| 1.7 | Elect Director Gary Malino | Management | For | For |
| 1.8 | Elect Director Robert E. Price | Management | For | For |
| 1.9 | Elect Director Edgar Zurcher | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
RITE AID CORPORATION
MEETING DATE: JUL 17, 2019 | TICKER: RAD SECURITY ID: 767754872
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Bruce G. Bodaken | Management | For | For |
| 1b | Elect Director Elizabeth "Busy" Burr | Management | For | For |
| 1c | Elect Director Robert E. Knowling, Jr. | Management | For | For |
| 1d | Elect Director Kevin E. Lofton | Management | For | For |
| 1e | Elect Director Louis P. Miramontes | Management | For | For |
| 1f | Elect Director Arun Nayar | Management | For | For |
| 1g | Elect Director Katherine Quinn | Management | For | For |
| 1h | Elect Director Marcy Syms | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| |
|---|
SANDERSON FARMS, INC.
MEETING DATE: FEB 13, 2020 | TICKER: SAFM SECURITY ID: 800013104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Barksdale | Management | For | For |
| 1.2 | Elect Director Lampkin Butts | Management | For | For |
| 1.3 | Elect Director Beverly W. Hogan | Management | For | For |
| 1.4 | Elect Director Phil K. Livingston | Management | For | For |
| 1.5 | Elect Director Joe F. Sanderson, Jr. | Management | For | For |
| 1.1 | Elect Director Sonia Perez | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 6 | Report on Water Resource Risks | Shareholder | Against | Against |
| 7 | Report on Human Rights Due Diligence | Shareholder | Against | Against |
| |
|---|
SEABOARD CORPORATION
MEETING DATE: APR 27, 2020 | TICKER: SEB SECURITY ID: 811543107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven J. Bresky | Management | For | For |
| 1.2 | Elect Director David A. Adamsen | Management | For | Withhold |
| 1.3 | Elect Director Douglas W. Baena | Management | For | For |
| 1.4 | Elect Director Paul M. Squires | Management | For | For |
| 1.5 | Elect Director Edward I. Shifman, Jr. | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
SPARTANNASH COMPANY
MEETING DATE: MAY 20, 2020 | TICKER: SPTN SECURITY ID: 847215100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director M. Shan Atkins | Management | For | For |
| 1.2 | Elect Director Dennis Eidson | Management | For | For |
| 1.3 | Elect Director Frank M. Gambino | Management | For | For |
| 1.4 | Elect Director Douglas A. Hacker | Management | For | For |
| 1.5 | Elect Director Yvonne R. Jackson | Management | For | For |
| 1.6 | Elect Director Matthew Mannelly | Management | For | For |
| 1.7 | Elect Director Elizabeth A. Nickels | Management | For | For |
| 1.8 | Elect Director Hawthorne L. Proctor | Management | For | For |
| 1.9 | Elect Director William R. Voss | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
SPECTRUM BRANDS HOLDINGS, INC.
MEETING DATE: JUL 10, 2019 | TICKER: SPB SECURITY ID: 84790A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sherianne James | Management | For | For |
| 1.2 | Elect Director Norman S. Matthews | Management | For | For |
| 1.3 | Elect Director Joseph S. Steinberg | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SPROUTS FARMERS MARKET, INC.
MEETING DATE: APR 28, 2020 | TICKER: SFM SECURITY ID: 85208M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joel D. Anderson | Management | For | For |
| 1.2 | Elect Director Terri Funk Graham | Management | For | For |
| 1.3 | Elect Director Doug G. Rauch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
SYSCO CORPORATION
MEETING DATE: NOV 15, 2019 | TICKER: SYY SECURITY ID: 871829107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas L. Bene | Management | For | For |
| 1b | Elect Director Daniel J. Brutto | Management | For | For |
| 1c | Elect Director John M. Cassaday | Management | For | For |
| 1d | Elect Director Joshua D. Frank | Management | For | For |
| 1e | Elect Director Larry C. Glasscock | Management | For | For |
| 1f | Elect Director Bradley M. Halverson | Management | For | For |
| 1g | Elect Director John M. Hinshaw | Management | For | For |
| 1h | Elect Director Hans-Joachim Koerber | Management | For | For |
| 1i | Elect Director Stephanie A. Lundquist | Management | For | For |
| 1j | Elect Director Nancy S. Newcomb | Management | For | For |
| 1k | Elect Director Nelson Peltz | Management | For | For |
| 1l | Elect Director Edward D. Shirley | Management | For | For |
| 1m | Elect Director Sheila G. Talton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
THE ANDERSONS, INC.
MEETING DATE: MAY 08, 2020 | TICKER: ANDE SECURITY ID: 034164103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patrick E. Bowe | Management | For | For |
| 1.2 | Elect Director Michael J. Anderson, Sr. | Management | For | For |
| 1.3 | Elect Director Gerard M. Anderson | Management | For | For |
| 1.4 | Elect Director Stephen F. Dowdle | Management | For | For |
| 1.5 | Elect Director Pamela S. Hershberger | Management | For | For |
| 1.6 | Elect Director Catherine M. Kilbane | Management | For | For |
| 1.7 | Elect Director Robert J. King, Jr. | Management | For | For |
| 1.8 | Elect Director Ross W. Manire | Management | For | For |
| 1.9 | Elect Director Patrick S. Mullin | Management | For | For |
| 1.10 | Elect Director John T. Stout, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
THE BOSTON BEER COMPANY, INC.
MEETING DATE: MAY 14, 2020 | TICKER: SAM SECURITY ID: 100557107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Meghan V. Joyce | Management | For | For |
| 1.2 | Elect Director Michael Spillane | Management | For | For |
| 1.3 | Elect Director Jean-Michel Valette | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE CHEFS' WAREHOUSE, INC.
MEETING DATE: MAY 15, 2020 | TICKER: CHEF SECURITY ID: 163086101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Dominick Cerbone | Management | For | For |
| 1b | Elect Director Joseph Cugine | Management | For | Against |
| 1c | Elect Director Steven F. Goldstone | Management | For | For |
| 1d | Elect Director Alan Guarino | Management | For | Against |
| 1e | Elect Director Stephen Hanson | Management | For | Against |
| 1f | Elect Director Katherine Oliver | Management | For | For |
| 1g | Elect Director Christopher Pappas | Management | For | For |
| 1h | Elect Director John Pappas | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE CLOROX COMPANY
MEETING DATE: NOV 20, 2019 | TICKER: CLX SECURITY ID: 189054109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Amy Banse | Management | For | For |
| 1.2 | Elect Director Richard H. Carmona | Management | For | For |
| 1.3 | Elect Director Benno Dorer | Management | For | For |
| 1.4 | Elect Director Spencer C. Fleischer | Management | For | For |
| 1.5 | Elect Director Esther Lee | Management | For | For |
| 1.6 | Elect Director A.D. David Mackay | Management | For | For |
| 1.7 | Elect Director Robert W. Matschullat | Management | For | For |
| 1.8 | Elect Director Matthew J. Shattock | Management | For | For |
| 1.9 | Elect Director Pamela Thomas-Graham | Management | For | For |
| 1.10 | Elect Director Russell J. Weiner | Management | For | For |
| 1.11 | Elect Director Christopher J. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations | Management | For | For |
| |
|---|
THE COCA-COLA COMPANY
MEETING DATE: APR 22, 2020 | TICKER: KO SECURITY ID: 191216100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Herbert A. Allen | Management | For | For |
| 1.2 | Elect Director Marc Bolland | Management | For | For |
| 1.3 | Elect Director Ana Botin | Management | For | For |
| 1.4 | Elect Director Christopher C. Davis | Management | For | For |
| 1.5 | Elect Director Barry Diller | Management | For | For |
| 1.6 | Elect Director Helene D. Gayle | Management | For | For |
| 1.7 | Elect Director Alexis M. Herman | Management | For | For |
| 1.8 | Elect Director Robert A. Kotick | Management | For | For |
| 1.9 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1.10 | Elect Director James Quincey | Management | For | For |
| 1.11 | Elect Director Caroline J. Tsay | Management | For | For |
| 1.12 | Elect Director David B. Weinberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 4 | Report on the Health Impacts and Risks of Sugar in the Company's Products | Shareholder | Against | Against |
| |
|---|
THE ESTEE LAUDER COMPANIES INC.
MEETING DATE: NOV 15, 2019 | TICKER: EL SECURITY ID: 518439104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald S. Lauder | Management | For | For |
| 1.2 | Elect Director William P. Lauder | Management | For | For |
| 1.3 | Elect Director Richard D. Parsons | Management | For | For |
| 1.4 | Elect Director Lynn Forester de Rothschild | Management | For | For |
| 1.5 | Elect Director Jennifer Tejada | Management | For | For |
| 1.6 | Elect Director Richard F. Zannino | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
THE HAIN CELESTIAL GROUP, INC.
MEETING DATE: NOV 19, 2019 | TICKER: HAIN SECURITY ID: 405217100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard A. Beck | Management | For | For |
| 1b | Elect Director Celeste A. Clark | Management | For | For |
| 1c | Elect Director Dean Hollis | Management | For | For |
| 1d | Elect Director Shervin J. Korangy | Management | For | For |
| 1e | Elect Director Roger Meltzer | Management | For | For |
| 1f | Elect Director Mark L. Schiller | Management | For | For |
| 1g | Elect Director Michael B. Sims | Management | For | For |
| 1h | Elect Director Glenn W. Welling | Management | For | For |
| 1i | Elect Director Dawn M. Zier | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
THE HERSHEY COMPANY
MEETING DATE: MAY 12, 2020 | TICKER: HSY SECURITY ID: 427866108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pamela M. Arway | Management | For | For |
| 1.2 | Elect Director James W. Brown | Management | For | For |
| 1.3 | Elect Director Michele G. Buck | Management | For | For |
| 1.4 | Elect Director Victor L. Crawford | Management | For | For |
| 1.5 | Elect Director Charles A. Davis | Management | For | For |
| 1.6 | Elect Director Mary Kay Haben | Management | For | For |
| 1.7 | Elect Director James C. Katzman | Management | For | For |
| 1.8 | Elect Director M. Diane Koken | Management | For | For |
| 1.9 | Elect Director Robert M. Malcolm | Management | For | For |
| 1.10 | Elect Director Anthony J. Palmer | Management | For | For |
| 1.11 | Elect Director Juan R. Perez | Management | For | For |
| 1.12 | Elect Director Wendy L. Schoppert | Management | For | For |
| 1.13 | Elect Director David L. Shedlarz | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE J. M. SMUCKER COMPANY
MEETING DATE: AUG 14, 2019 | TICKER: SJM SECURITY ID: 832696405
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Kathryn W. Dindo | Management | For | For |
| 1b | Elect Director Paul J. Dolan | Management | For | For |
| 1c | Elect Director Jay L. Henderson | Management | For | For |
| 1d | Elect Director Gary A. Oatey | Management | For | For |
| 1e | Elect Director Kirk L. Perry | Management | For | For |
| 1f | Elect Director Sandra Pianalto | Management | For | For |
| 1g | Elect Director Nancy Lopez Russell | Management | For | For |
| 1h | Elect Director Alex Shumate | Management | For | For |
| 1i | Elect Director Mark T. Smucker | Management | For | For |
| 1j | Elect Director Richard K. Smucker | Management | For | For |
| 1k | Elect Director Timothy P. Smucker | Management | For | For |
| 1l | Elect Director Dawn C. Willoughby | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE KRAFT HEINZ COMPANY
MEETING DATE: SEP 12, 2019 | TICKER: KHC SECURITY ID: 500754106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gregory E. Abel | Management | For | For |
| 1b | Elect Director Alexandre Behring | Management | For | For |
| 1c | Elect Director Joao M. Castro-Neves | Management | For | For |
| 1d | Elect Director Tracy Britt Cool | Management | For | For |
| 1e | Elect Director John T. Cahill | Management | For | For |
| 1f | Elect Director Feroz Dewan | Management | For | For |
| 1g | Elect Director Jeanne P. Jackson | Management | For | For |
| 1h | Elect Director Jorge Paulo Lemann | Management | For | For |
| 1i | Elect Director John C. Pope | Management | For | For |
| 1j | Elect Director Alexandre Van Damme | Management | For | For |
| 1k | Elect Director George Zoghbi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Report on Protein Diversification | Shareholder | Against | Against |
| 5 | Report on Efforts to Reduce Pesticide Use in the Company's Supply Chain | Shareholder | Against | Against |
| |
|---|
THE KRAFT HEINZ COMPANY
MEETING DATE: MAY 07, 2020 | TICKER: KHC SECURITY ID: 500754106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gregory E. Abel | Management | For | For |
| 1b | Elect Director Alexandre Behring | Management | For | For |
| 1c | Elect Director John T. Cahill | Management | For | For |
| 1d | Elect Director Joao M. Castro-Neves | Management | For | For |
| 1e | Elect Director Timothy Kenesey | Management | For | For |
| 1f | Elect Director Jorge Paulo Lemann | Management | For | For |
| 1g | Elect Director Susan Mulder | Management | For | For |
| 1h | Elect Director John C. Pope | Management | For | For |
| 1i | Elect Director Elio Leoni Sceti | Management | For | For |
| 1j | Elect Director Alexandre Van Damme | Management | For | For |
| 1k | Elect Director George Zoghbi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement | Shareholder | Against | Against |
| |
|---|
THE KROGER CO.
MEETING DATE: JUN 25, 2020 | TICKER: KR SECURITY ID: 501044101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Nora A. Aufreiter | Management | For | For |
| 1b | Elect Director Anne Gates | Management | For | For |
| 1c | Elect Director Karen M. Hoguet | Management | For | For |
| 1d | Elect Director Susan J. Kropf | Management | For | For |
| 1e | Elect Director W. Rodney McMullen | Management | For | For |
| 1f | Elect Director Clyde R. Moore | Management | For | For |
| 1g | Elect Director Ronald L. Sargent | Management | For | For |
| 1h | Elect Director Bobby S. Shackouls | Management | For | For |
| 1i | Elect Director Mark S. Sutton | Management | For | For |
| 1j | Elect Director Ashok Vemuri | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLC as Auditor | Management | For | For |
| 4 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | Against |
| 5 | Report on Human Rights Due Diligence Process in Operations and Supply Chain | Shareholder | Against | Against |
| |
|---|
THE PROCTER & GAMBLE COMPANY
MEETING DATE: OCT 08, 2019 | TICKER: PG SECURITY ID: 742718109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Francis S. Blake | Management | For | For |
| 1b | Elect Director Angela F. Braly | Management | For | For |
| 1c | Elect Director Amy L. Chang | Management | For | For |
| 1d | Elect Director Scott D. Cook | Management | For | For |
| 1e | Elect Director Joseph Jimenez | Management | For | For |
| 1f | Elect Director Terry J. Lundgren | Management | For | For |
| 1g | Elect Director Christine M. McCarthy | Management | For | For |
| 1h | Elect Director W. James McNerney, Jr. | Management | For | For |
| 1i | Elect Director Nelson Peltz | Management | For | For |
| 1j | Elect Director David S. Taylor | Management | For | For |
| 1k | Elect Director Margaret C. Whitman | Management | For | For |
| 1l | Elect Director Patricia A. Woertz | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
THE SIMPLY GOOD FOODS COMPANY
MEETING DATE: JAN 22, 2020 | TICKER: SMPL SECURITY ID: 82900L102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James M. Kilts | Management | For | For |
| 1.2 | Elect Director David J. West | Management | For | For |
| 1.3 | Elect Director Michelle P. Goolsby | Management | For | For |
| 1.4 | Elect Director Brian K. Ratzan | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Declassify the Board of Directors | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement | Management | For | For |
| |
|---|
TREEHOUSE FOODS, INC.
MEETING DATE: APR 30, 2020 | TICKER: THS SECURITY ID: 89469A104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark R. Hunter | Management | For | For |
| 1.2 | Elect Director Ann M. Sardini | Management | For | For |
| 1.3 | Elect Director Jean E. Spence | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
TURNING POINT BRANDS, INC.
MEETING DATE: APR 28, 2020 | TICKER: TPB SECURITY ID: 90041L105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory H. A. Baxter | Management | For | For |
| 1.2 | Elect Director H. C. Charles Diao | Management | For | For |
| 1.3 | Elect Director Ashley Davis Frushone | Management | For | For |
| 1.4 | Elect Director David Glazek | Management | For | For |
| 1.5 | Elect Director Peggy H. Hebard | Management | For | For |
| 1.6 | Elect Director Lawrence S. Wexler | Management | For | For |
| 1.7 | Elect Director Arnold Zimmerman | Management | For | For |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| |
|---|
TYSON FOODS, INC.
MEETING DATE: FEB 06, 2020 | TICKER: TSN SECURITY ID: 902494103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John Tyson | Management | For | For |
| 1b | Elect Director Gaurdie E. Banister, Jr. | Management | For | For |
| 1c | Elect Director Dean Banks | Management | For | For |
| 1d | Elect Director Mike Beebe | Management | For | For |
| 1e | Elect Director Mikel A. Durham | Management | For | For |
| 1f | Elect Director Jonathan D. Mariner | Management | For | For |
| 1g | Elect Director Kevin M. McNamara | Management | For | For |
| 1h | Elect Director Cheryl S. Miller | Management | For | For |
| 1i | Elect Director Jeffrey K. Schomburger | Management | For | For |
| 1j | Elect Director Robert Thurber | Management | For | For |
| 1k | Elect Director Barbara A. Tyson | Management | For | For |
| 1l | Elect Director Noel White | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Deforestation Impacts in Company's Supply Chain | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 6 | Report on Human Rights Risk Assessment Process | Shareholder | Against | For |
| 7 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Against |
| |
|---|
UNITED NATURAL FOODS, INC.
MEETING DATE: DEC 18, 2019 | TICKER: UNFI SECURITY ID: 911163103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Eric F. Artz | Management | For | For |
| 1b | Elect Director Ann Torre Bates | Management | For | For |
| 1c | Elect Director Denise M. Clark | Management | For | For |
| 1d | Elect Director Daphne J. Dufresne | Management | For | For |
| 1e | Elect Director Michael S. Funk | Management | For | For |
| 1f | Elect Director James P. Heffernan | Management | For | For |
| 1g | Elect Director James Muehlbauer | Management | For | For |
| 1h | Elect Director Peter A. Roy | Management | For | For |
| 1i | Elect Director Steven L. Spinner | Management | For | For |
| 1j | Elect Director Jack Stahl | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
UNIVERSAL CORPORATION
MEETING DATE: AUG 28, 2019 | TICKER: UVV SECURITY ID: 913456109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas H. Johnson | Management | For | For |
| 1.2 | Elect Director Michael T. Lawton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
US FOODS HOLDING CORP.
MEETING DATE: MAY 13, 2020 | TICKER: USFD SECURITY ID: 912008109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Court D. Carruthers | Management | For | For |
| 1b | Elect Director David M. Tehle | Management | For | For |
| 1c | Elect Director Ann E. Ziegler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| |
|---|
USANA HEALTH SCIENCES, INC.
MEETING DATE: MAY 01, 2020 | TICKER: USNA SECURITY ID: 90328M107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin G. Guest | Management | For | For |
| 1.2 | Elect Director Robert Anciaux | Management | For | For |
| 1.3 | Elect Director Gilbert A. Fuller | Management | For | For |
| 1.4 | Elect Director Feng Peng | Management | For | For |
| 1.5 | Elect Director Peggie J. Pelosi | Management | For | For |
| 1.6 | Elect Director Frederic J. Winssinger | Management | For | For |
| 1.7 | Elect Director Timothy E. Wood | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VECTOR GROUP LTD.
MEETING DATE: MAY 28, 2020 | TICKER: VGR SECURITY ID: 92240M108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bennett S. LeBow | Management | For | For |
| 1.2 | Elect Director Howard M. Lorber | Management | For | For |
| 1.3 | Elect Director Ronald J. Bernstein | Management | For | For |
| 1.4 | Elect Director Stanley S. Arkin | Management | For | Withhold |
| 1.5 | Elect Director Henry C. Beinstein | Management | For | Withhold |
| 1.6 | Elect Director Paul V. Carlucci | Management | For | For |
| 1.7 | Elect Director Jean E. Sharpe | Management | For | Withhold |
| 1.8 | Elect Director Barry Watkins | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Adopt Proxy Access Right | Shareholder | Against | Against |
| |
|---|
VILLAGE SUPER MARKET, INC.
MEETING DATE: DEC 13, 2019 | TICKER: VLGEA SECURITY ID: 927107409
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert Sumas | Management | For | For |
| 1.2 | Elect Director William Sumas | Management | For | For |
| 1.3 | Elect Director John P. Sumas | Management | For | For |
| 1.4 | Elect Director Nicholas Sumas | Management | For | For |
| 1.5 | Elect Director John J. Sumas | Management | For | For |
| 1.6 | Elect Director Kevin Begley | Management | For | For |
| 1.7 | Elect Director Steven Crystal | Management | For | Withhold |
| 1.8 | Elect Director Peter R. Lavoy | Management | For | For |
| 1.9 | Elect Director Stephen F. Rooney | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
WALGREENS BOOTS ALLIANCE, INC.
MEETING DATE: JAN 30, 2020 | TICKER: WBA SECURITY ID: 931427108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jose E. Almeida | Management | For | For |
| 1b | Elect Director Janice M. Babiak | Management | For | For |
| 1c | Elect Director David J. Brailer | Management | For | For |
| 1d | Elect Director William C. Foote | Management | For | For |
| 1e | Elect Director Ginger L. Graham | Management | For | For |
| 1f | Elect Director John A. Lederer | Management | For | For |
| 1g | Elect Director Dominic P. Murphy | Management | For | For |
| 1h | Elect Director Stefano Pessina | Management | For | For |
| 1i | Elect Director Nancy M. Schlichting | Management | For | For |
| 1j | Elect Director James A. Skinner | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Adopt a Policy on Bonus Banking *Withdrawn Resolution* | Shareholder | None | None |
| 6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| |
|---|
WALMART INC.
MEETING DATE: JUN 03, 2020 | TICKER: WMT SECURITY ID: 931142103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Cesar Conde | Management | For | For |
| 1b | Elect Director Timothy P. Flynn | Management | For | For |
| 1c | Elect Director Sarah J. Friar | Management | For | For |
| 1d | Elect Director Carla A. Harris | Management | For | For |
| 1e | Elect Director Thomas W. Horton | Management | For | For |
| 1f | Elect Director Marissa A. Mayer | Management | For | For |
| 1g | Elect Director C. Douglas McMillon | Management | For | For |
| 1h | Elect Director Gregory B. Penner | Management | For | For |
| 1i | Elect Director Steven S Reinemund | Management | For | For |
| 1j | Elect Director S. Robson Walton | Management | For | For |
| 1k | Elect Director Steuart L. Walton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Report on Impacts of Single-Use Plastic Bags | Shareholder | Against | Against |
| 6 | Report on Supplier Antibiotics Use Standards | Shareholder | Against | Against |
| 7 | Adopt Policy to Include Hourly Associates as Director Candidates | Shareholder | Against | Against |
| 8 | Report on Strengthening Prevention of Workplace Sexual Harassment | Shareholder | Against | Against |
| |
|---|
WD-40 COMPANY
MEETING DATE: DEC 10, 2019 | TICKER: WDFC SECURITY ID: 929236107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel T. Carter | Management | For | For |
| 1.2 | Elect Director Melissa Claassen | Management | For | For |
| 1.3 | Elect Director Eric P. Etchart | Management | For | For |
| 1.4 | Elect Director Trevor I. Mihalik | Management | For | For |
| 1.5 | Elect Director David B. Pendarvis | Management | For | For |
| 1.6 | Elect Director Daniel E. Pittard | Management | For | For |
| 1.7 | Elect Director Garry O. Ridge | Management | For | For |
| 1.8 | Elect Director Gregory A. Sandfort | Management | For | For |
| 1.9 | Elect Director Anne G. Saunders | Management | For | For |
| 1.10 | Elect Director Neal E. Schmale | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
WEIS MARKETS, INC.
MEETING DATE: APR 30, 2020 | TICKER: WMK SECURITY ID: 948849104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jonathan H. Weis | Management | For | For |
| 1.2 | Elect Director Harold G. Graber | Management | For | For |
| 1.3 | Elect Director Dennis G. Hatchell | Management | For | For |
| 1.4 | Elect Director Edward J. Lauth, III | Management | For | Withhold |
| 1.5 | Elect Director Gerrald B. Silverman | Management | For | Withhold |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | Three Years |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
VOTE SUMMARY REPORT
FIDELITY MSCI ENERGY INDEX ETF - SUB-ADVISER: BLACKROCK
07/01/2019 - 06/30/2020
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
ANADARKO PETROLEUM CORPORATION
MEETING DATE: AUG 08, 2019 | TICKER: APC SECURITY ID: 032511107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| |
|---|
ANTERO MIDSTREAM CORPORATION
MEETING DATE: JUN 17, 2020 | TICKER: AM SECURITY ID: 03676B102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Howard Keenan, Jr. | Management | For | For |
| 1.2 | Elect Director Peter A. Dea | Management | For | For |
| 1.3 | Elect Director Janine J. McArdle | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
ANTERO RESOURCES CORPORATION
MEETING DATE: JUN 17, 2020 | TICKER: AR SECURITY ID: 03674X106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul M. Rady | Management | For | For |
| 1.2 | Elect Director Glen C. Warren, Jr. | Management | For | For |
| 1.3 | Elect Director Thomas B. Tyree, Jr. | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Reverse Stock Split | Management | For | For |
| |
|---|
APACHE CORPORATION
MEETING DATE: MAY 14, 2020 | TICKER: APA SECURITY ID: 037411105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Annell R. Bay | Management | For | For |
| 2 | Elect Director John J. Christmann, IV | Management | For | For |
| 3 | Elect Director Juliet S. Ellis | Management | For | For |
| 4 | Elect Director Chansoo Joung | Management | For | For |
| 5 | Elect Director Rene R. Joyce | Management | For | For |
| 6 | Elect Director John E. Lowe | Management | For | For |
| 7 | Elect Director William C. Montgomery | Management | For | For |
| 8 | Elect Director Amy H. Nelson | Management | For | For |
| 9 | Elect Director Daniel W. Rabun | Management | For | For |
| 10 | Elect Director Peter A. Ragauss | Management | For | For |
| 11 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
APERGY CORPORATION
MEETING DATE: MAY 12, 2020 | TICKER: APY SECURITY ID: 03755L104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary P. Luquette | Management | For | For |
| 1.2 | Elect Director Daniel W. Rabun | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
APERGY CORPORATION
MEETING DATE: MAY 28, 2020 | TICKER: APY SECURITY ID: 03755L104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
ARCH COAL INC.
MEETING DATE: APR 30, 2020 | TICKER: ARCH SECURITY ID: 039380407
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patrick J. Bartels, Jr. | Management | For | Withhold |
| 1.2 | Elect Director James N. Chapman | Management | For | Withhold |
| 1.3 | Elect Director John W. Eaves | Management | For | For |
| 1.4 | Elect Director Sherman K. Edmiston, III | Management | For | For |
| 1.5 | Elect Director Robert B. Hamill | Management | For | For |
| 1.6 | Elect Director Holly Keller Koeppel | Management | For | For |
| 1.7 | Elect Director Patrick A. Kriegshauser | Management | For | For |
| 1.8 | Elect Director Paul A. Lang | Management | For | For |
| 1.9 | Elect Director Richard A. Navarre | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| |
|---|
ARCHROCK, INC.
MEETING DATE: APR 30, 2020 | TICKER: AROC SECURITY ID: 03957W106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anne-Marie N. Ainsworth | Management | For | For |
| 1.2 | Elect Director Wendell R. Brooks | Management | For | For |
| 1.3 | Elect Director D. Bradley Childers | Management | For | For |
| 1.4 | Elect Director Gordon T. Hall | Management | For | For |
| 1.5 | Elect Director Frances Powell Hawes | Management | For | For |
| 1.6 | Elect Director Jeffery D. Hildebrand | Management | For | For |
| 1.7 | Elect Director J.W.G. "Will" Honeybourne | Management | For | For |
| 1.8 | Elect Director James H. Lytal | Management | For | For |
| 1.9 | Elect Director Edmund P. Segner, III | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BAKER HUGHES COMPANY
MEETING DATE: MAY 14, 2020 | TICKER: BKR SECURITY ID: 05722G100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Geoffrey Beattie | Management | For | For |
| 1.2 | Elect Director Gregory D. Brenneman | Management | For | For |
| 1.3 | Elect Director Cynthia B. Carroll | Management | For | For |
| 1.4 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 1.5 | Elect Director Nelda J. Connors | Management | For | Withhold |
| 1.6 | Elect Director Gregory L. Ebel | Management | For | For |
| 1.7 | Elect Director Lynn L. Elsenhans | Management | For | For |
| 1.8 | Elect Director John G. Rice | Management | For | Withhold |
| 1.9 | Elect Director Lorenzo Simonelli | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
BERRY CORPORATION (BRY)
MEETING DATE: MAY 05, 2020 | TICKER: BRY SECURITY ID: 08579X101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. Trem Smith | Management | For | For |
| 1.2 | Elect Director Cary Baetz | Management | For | For |
| 1.3 | Elect Director Brent Buckley | Management | For | For |
| 1.4 | Elect Director Anne Mariucci | Management | For | For |
| 1.5 | Elect Director Don Paul | Management | For | For |
| 1.6 | Elect Director C. Kent Potter | Management | For | For |
| 1.7 | Elect Director Eugene Voiland | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
BONANZA CREEK ENERGY, INC.
MEETING DATE: JUN 03, 2020 | TICKER: BCEI SECURITY ID: 097793400
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carrie L. Hudak | Management | For | For |
| 1.2 | Elect Director Eric T. Greager | Management | For | For |
| 1.3 | Elect Director Paul Keglevic | Management | For | For |
| 1.4 | Elect Director Brian Steck | Management | For | For |
| 1.5 | Elect Director Jack E. Vaughn | Management | For | For |
| 1.6 | Elect Director Scott D. Vogel | Management | For | For |
| 1.7 | Elect Director Jeffrey E. Wojahn | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BRIGHAM MINERALS, INC.
MEETING DATE: MAY 28, 2020 | TICKER: MNRL SECURITY ID: 10918L103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director W. Howard Keenan, Jr. | Management | For | For |
| 1b | Elect Director James R. Levy | Management | For | For |
| 1c | Elect Director Richard K. Stoneburner | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
C&J ENERGY SERVICES, INC.
MEETING DATE: OCT 22, 2019 | TICKER: CJ SECURITY ID: 12674R100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
CABOT OIL & GAS CORPORATION
MEETING DATE: APR 30, 2020 | TICKER: COG SECURITY ID: 127097103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dorothy M. Ables | Management | For | For |
| 1.2 | Elect Director Rhys J. Best | Management | For | For |
| 1.3 | Elect Director Robert S. Boswell | Management | For | For |
| 1.4 | Elect Director Amanda M. Brock | Management | For | For |
| 1.5 | Elect Director Peter B. Delaney | Management | For | For |
| 1.6 | Elect Director Dan O. Dinges | Management | For | For |
| 1.7 | Elect Director Robert Kelley | Management | For | For |
| 1.8 | Elect Director W. Matt Ralls | Management | For | For |
| 1.9 | Elect Director Marcus A. Watts | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CACTUS, INC.
MEETING DATE: MAY 20, 2020 | TICKER: WHD SECURITY ID: 127203107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott Bender | Management | For | For |
| 1.2 | Elect Director Bruce Rothstein | Management | For | For |
| 1.3 | Elect Director Gary Rosenthal | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
CALIFORNIA RESOURCES CORPORATION
MEETING DATE: MAY 06, 2020 | TICKER: CRC SECURITY ID: 13057Q206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William E. Albrecht | Management | For | For |
| 1.2 | Elect Director Justin A. Gannon | Management | For | For |
| 1.3 | Elect Director Harry T. McMahon | Management | For | For |
| 1.4 | Elect Director Richard W. Moncrief | Management | For | For |
| 1.5 | Elect Director Avedick B. Poladian | Management | For | For |
| 1.6 | Elect Director Anita M. Powers | Management | For | For |
| 1.7 | Elect Director Laurie A. Siegel | Management | For | For |
| 1.8 | Elect Director Robert V. Sinnott | Management | For | For |
| 1.9 | Elect Director Todd A. Stevens | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CALLON PETROLEUM COMPANY
MEETING DATE: DEC 20, 2019 | TICKER: CPE SECURITY ID: 13123X102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Issue Shares in Connection with Merger | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Advisory Vote on Golden Parachutes *Withdrawn resolution* | Management | None | None |
| 5 | Adjourn Meeting | Management | For | For |
| |
|---|
CALLON PETROLEUM COMPANY
MEETING DATE: JUN 08, 2020 | TICKER: CPE SECURITY ID: 13123X102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Matthew R. Bob | Management | For | For |
| 1.2 | Elect Director Anthony J. Nocchiero | Management | For | For |
| 1.3 | Elect Director James M. Trimble | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 5 | Approve Reverse Stock Split | Management | For | For |
| 6 | Reduce Authorized Common Stock | Management | For | For |
| |
|---|
CARRIZO OIL & GAS, INC.
MEETING DATE: DEC 20, 2019 | TICKER: CRZO SECURITY ID: 144577103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
CENTENNIAL RESOURCE DEVELOPMENT, INC.
MEETING DATE: APR 29, 2020 | TICKER: CDEV SECURITY ID: 15136A102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Maire A. Baldwin | Management | For | For |
| 1b | Elect Director Steven J. Shapiro | Management | For | For |
| 1c | Elect Director Robert M. Tichio | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
CHENIERE ENERGY, INC.
MEETING DATE: MAY 14, 2020 | TICKER: LNG SECURITY ID: 16411R208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director G. Andrea Botta | Management | For | Against |
| 1B | Elect Director Jack A. Fusco | Management | For | For |
| 1C | Elect Director Vicky A. Bailey | Management | For | For |
| 1D | Elect Director Nuno Brandolini | Management | For | For |
| 1E | Elect Director Michele A. Evans | Management | For | For |
| 1F | Elect Director David I. Foley | Management | For | For |
| 1G | Elect Director David B. Kilpatrick | Management | For | For |
| 1H | Elect Director Andrew Langham | Management | For | Against |
| 1I | Elect Director Courtney R. Mather | Management | For | For |
| 1J | Elect Director Donald F. Robillard, Jr. | Management | For | For |
| 1K | Elect Director Neal A. Shear | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Report on Plans to Address Stranded Carbon Asset Risks | Shareholder | Against | Against |
| |
|---|
CHESAPEAKE ENERGY CORPORATION
MEETING DATE: APR 13, 2020 | TICKER: CHK SECURITY ID: 165167107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reverse Stock Split | Management | For | For |
| 2 | Reduce Authorized Common Stock | Management | For | For |
| |
|---|
CHEVRON CORPORATION
MEETING DATE: MAY 27, 2020 | TICKER: CVX SECURITY ID: 166764100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Wanda M. Austin | Management | For | For |
| 1b | Elect Director John B. Frank | Management | For | For |
| 1c | Elect Director Alice P. Gast | Management | For | For |
| 1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1e | Elect Director Charles W. Moorman, IV | Management | For | For |
| 1f | Elect Director Dambisa F. Moyo | Management | For | For |
| 1g | Elect Director Debra Reed-Klages | Management | For | For |
| 1h | Elect Director Ronald D. Sugar | Management | For | For |
| 1i | Elect Director D. James Umpleby, III | Management | For | For |
| 1j | Elect Director Michael K. Wirth | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 5 | Establish Board Committee on Climate Risk | Shareholder | Against | Against |
| 6 | Report on Climate Lobbying Aligned with Paris Agreement Goals | Shareholder | Against | For |
| 7 | Report on Petrochemical Risk | Shareholder | Against | Against |
| 8 | Report on Human Rights Practices | Shareholder | Against | Against |
| 9 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| 10 | Require Independent Board Chair | Shareholder | Against | Against |
| |
|---|
CIMAREX ENERGY CO.
MEETING DATE: MAY 06, 2020 | TICKER: XEC SECURITY ID: 171798101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kathleen A. Hogenson | Management | For | For |
| 1.2 | Elect Director Paul N. Eckley | Management | For | For |
| 1.3 | Elect Director Thomas E. Jorden | Management | For | For |
| 1.4 | Elect Director Floyd R. Price | Management | For | For |
| 1.5 | Elect Director Frances M. Vallejo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
CLEAN ENERGY FUELS CORP.
MEETING DATE: MAY 15, 2020 | TICKER: CLNE SECURITY ID: 184499101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lizabeth Ardisana | Management | For | For |
| 1.2 | Elect Director Philippe Charleux | Management | For | For |
| 1.3 | Elect Director John S. Herrington | Management | For | For |
| 1.4 | Elect Director Andrew J. Littlefair | Management | For | For |
| 1.5 | Elect Director James C. Miller, III | Management | For | For |
| 1.6 | Elect Director Philippe Montanteme | Management | For | For |
| 1.7 | Elect Director Stephen A. Scully | Management | For | For |
| 1.8 | Elect Director Kenneth M. Socha | Management | For | For |
| 1.9 | Elect Director Vincent C. Taormina | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
CNX RESOURCES CORPORATION
MEETING DATE: MAY 06, 2020 | TICKER: CNX SECURITY ID: 12653C108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director J. Palmer Clarkson | Management | For | Against |
| 1b | Elect Director Nicholas J. DeIuliis | Management | For | For |
| 1c | Elect Director Maureen E. Lally-Green | Management | For | For |
| 1d | Elect Director Bernard Lanigan, Jr. | Management | For | For |
| 1e | Elect Director William N. Thorndike, Jr. | Management | For | For |
| 1f | Elect Director Ian McGuire | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
CONCHO RESOURCES INC.
MEETING DATE: APR 27, 2020 | TICKER: CXO SECURITY ID: 20605P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy A. Leach | Management | For | For |
| 1.2 | Elect Director William H. Easter, III | Management | For | Against |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CONOCOPHILLIPS
MEETING DATE: MAY 12, 2020 | TICKER: COP SECURITY ID: 20825C104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Charles E. Bunch | Management | For | For |
| 1b | Elect Director Caroline Maury Devine | Management | For | For |
| 1c | Elect Director John V. Faraci | Management | For | For |
| 1d | Elect Director Jody Freeman | Management | For | For |
| 1e | Elect Director Gay Huey Evans | Management | For | For |
| 1f | Elect Director Jeffrey A. Joerres | Management | For | For |
| 1g | Elect Director Ryan M. Lance | Management | For | For |
| 1h | Elect Director William H. McRaven | Management | For | For |
| 1i | Elect Director Sharmila Mulligan | Management | For | For |
| 1j | Elect Director Arjun N. Murti | Management | For | For |
| 1k | Elect Director Robert A. Niblock | Management | For | For |
| 1l | Elect Director David T. Seaton | Management | For | For |
| 1m | Elect Director R. A. Walker | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CONSOL ENERGY INC.
MEETING DATE: MAY 08, 2020 | TICKER: CEIX SECURITY ID: 20854L108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William P. Powell | Management | For | Withhold |
| 1.2 | Elect Director John T. Mills | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirements | Management | For | For |
| |
|---|
CONTINENTAL RESOURCES, INC.
MEETING DATE: MAY 14, 2020 | TICKER: CLR SECURITY ID: 212015101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William B. Berry | Management | For | For |
| 1.2 | Elect Director Shelly Lambertz | Management | For | For |
| 1.3 | Elect Director Timothy G. Taylor | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CORE LABORATORIES N.V.
MEETING DATE: MAY 20, 2020 | TICKER: CLB SECURITY ID: N22717107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Harvey Klingensmith | Management | For | For |
| 1b | Elect Director Monique van Dijken Eeuwijk | Management | For | For |
| 2 | Ratify KPMG as Auditors | Management | For | For |
| 3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Cancellation of Repurchased Shares | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
| 7 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 8a | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8b | Approve Remuneration Report | Management | For | For |
| 8c | Approve Remuneration Policy for Management Board and Supervisory Board | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
CVR ENERGY, INC.
MEETING DATE: JUN 03, 2020 | TICKER: CVI SECURITY ID: 12662P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patricia A. Agnello | Management | For | For |
| 1.2 | Elect Director SungHwan Cho | Management | For | For |
| 1.3 | Elect Director Jaffrey (Jay) A. Firestone | Management | For | For |
| 1.4 | Elect Director Jonathan Frates | Management | For | Withhold |
| 1.5 | Elect Director Hunter C. Gary | Management | For | Withhold |
| 1.6 | Elect Director David L. Lamp | Management | For | For |
| 1.7 | Elect Director Stephen A. Mongillo | Management | For | Withhold |
| 1.8 | Elect Director James M. Strock | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
DELEK US HOLDINGS, INC.
MEETING DATE: MAY 05, 2020 | TICKER: DK SECURITY ID: 24665A103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ezra Uzi Yemin | Management | For | For |
| 1.2 | Elect Director William J. Finnerty | Management | For | Withhold |
| 1.3 | Elect Director Richard J. Marcogliese | Management | For | For |
| 1.4 | Elect Director Gary M. Sullivan, Jr. | Management | For | Withhold |
| 1.5 | Elect Director Vicky Sutil | Management | For | For |
| 1.6 | Elect Director David Wiessman | Management | For | For |
| 1.7 | Elect Director Shlomo Zohar | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
DENBURY RESOURCES INC.
MEETING DATE: MAY 28, 2020 | TICKER: DNR SECURITY ID: 247916208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John P. Dielwart | Management | For | For |
| 1b | Elect Director Michael B. Decker | Management | For | For |
| 1c | Elect Director Christian S. Kendall | Management | For | For |
| 1d | Elect Director Gregory L. McMichael | Management | For | For |
| 1e | Elect Director Kevin O. Meyers | Management | For | For |
| 1f | Elect Director Lynn A. Peterson | Management | For | For |
| 1g | Elect Director Randy Stein | Management | For | For |
| 1h | Elect Director Mary M. VanDeWeghe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve Reverse Stock Split | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
DEVON ENERGY CORPORATION
MEETING DATE: JUN 03, 2020 | TICKER: DVN SECURITY ID: 25179M103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barbara M. Baumann | Management | For | For |
| 1.2 | Elect Director John E. Bethancourt | Management | For | For |
| 1.3 | Elect Director Ann G. Fox | Management | For | For |
| 1.4 | Elect Director David A. Hager | Management | For | For |
| 1.5 | Elect Director Robert H. Henry | Management | For | For |
| 1.6 | Elect Director Michael M. Kanovsky | Management | For | For |
| 1.7 | Elect Director John Krenicki, Jr. | Management | For | For |
| 1.8 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
| 1.9 | Elect Director Duane C. Radtke | Management | For | For |
| 1.10 | Elect Director Keith O. Rattie | Management | For | For |
| 1.11 | Elect Director Mary P. Ricciardello | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DIAMOND OFFSHORE DRILLING, INC.
MEETING DATE: MAY 13, 2020 | TICKER: DOFSQ SECURITY ID: 25271C102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James S. Tisch | Management | For | Against |
| 1.2 | Elect Director Marc Edwards | Management | For | For |
| 1.3 | Elect Director Anatol Feygin | Management | For | Against |
| 1.4 | Elect Director Paul G. Gaffney, II | Management | For | Against |
| 1.5 | Elect Director Alan H. Howard | Management | For | For |
| 1.6 | Elect Director Peter McTeague | Management | For | For |
| 1.7 | Elect Director Kenneth I. Siegel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| |
|---|
DIAMOND S SHIPPING INC.
MEETING DATE: MAY 29, 2020 | TICKER: DSSI SECURITY ID: Y20676105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Alexandra Kate Blankenship | Management | For | For |
| 1B | Elect Director Gerasimos (Jerry) G. Kalogiratos | Management | For | For |
| 1C | Elect Director Harold (Hal) L. Malone, III | Management | For | For |
| 1D | Elect Director Nadim Z. Qureshi | Management | For | For |
| 1E | Elect Director Craig H. Stevenson, Jr. | Management | For | For |
| 1F | Elect Director Bart H. Veldhuizen | Management | For | For |
| 1G | Elect Director George Cambanis | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
DIAMONDBACK ENERGY, INC.
MEETING DATE: JUN 03, 2020 | TICKER: FANG SECURITY ID: 25278X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven E. West | Management | For | For |
| 1.2 | Elect Director Travis D. Stice | Management | For | For |
| 1.3 | Elect Director Vincent K. Brooks | Management | For | For |
| 1.4 | Elect Director Michael P. Cross | Management | For | For |
| 1.5 | Elect Director David L. Houston | Management | For | For |
| 1.6 | Elect Director Stephanie K. Mains | Management | For | For |
| 1.7 | Elect Director Mark L. Plaumann | Management | For | For |
| 1.8 | Elect Director Melanie M. Trent | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
DMC GLOBAL, INC.
MEETING DATE: MAY 20, 2020 | TICKER: BOOM SECURITY ID: 23291C103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David C. Aldous | Management | For | For |
| 1.2 | Elect Director Andrea E. Bertone | Management | For | For |
| 1.3 | Elect Director Yvon Pierre Cariou | Management | For | For |
| 1.4 | Elect Director Robert A. Cohen | Management | For | For |
| 1.5 | Elect Director Richard P. Graff | Management | For | For |
| 1.6 | Elect Director Kevin T. Longe | Management | For | For |
| 1.7 | Elect Director Clifton Peter Rose | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| |
|---|
DRIL-QUIP, INC.
MEETING DATE: MAY 14, 2020 | TICKER: DRQ SECURITY ID: 262037104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Blake T. DeBerry | Management | For | For |
| 1.2 | Elect Director John V. Lovoi | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EOG RESOURCES, INC.
MEETING DATE: APR 30, 2020 | TICKER: EOG SECURITY ID: 26875P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Janet F. Clark | Management | For | For |
| 1b | Elect Director Charles R. Crisp | Management | For | For |
| 1c | Elect Director Robert P. Daniels | Management | For | For |
| 1d | Elect Director James C. Day | Management | For | For |
| 1e | Elect Director C. Christopher Gaut | Management | For | For |
| 1f | Elect Director Julie J. Robertson | Management | For | For |
| 1g | Elect Director Donald F. Textor | Management | For | For |
| 1h | Elect Director William R. Thomas | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EQT CORPORATION
MEETING DATE: JUL 10, 2019 | TICKER: EQT SECURITY ID: 26884L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (Gold Universal Proxy Card) |
| 1A | Elect Director Philip G. Behrman | Management | For | Did Not Vote |
| 1B | Elect Director Janet L. Carrig | Management | For | Did Not Vote |
| 1C | Elect Director Christina A. Cassotis | Management | For | Did Not Vote |
| 1D | Elect Director William M. Lambert | Management | For | Did Not Vote |
| 1E | Elect Director Gerald F. MacCleary | Management | For | Did Not Vote |
| 1F | Elect Director James T. McManus, II | Management | For | Did Not Vote |
| 1G | Elect Director Valerie A. Mitchell | Management | For | Did Not Vote |
| 1H | Elect Director Robert J. McNally | Management | For | Did Not Vote |
| 1I | Elect Director Anita M. Powers | Management | For | Did Not Vote |
| 1J | Elect Director Daniel J. Rice, IV | Management | For | Did Not Vote |
| 1K | Elect Director Stephen A. Thorington | Management | For | Did Not Vote |
| 1L | Elect Director Christine J. Toretti | Management | For | Did Not Vote |
| 1M | Rice Group Nominee Lydia I. Beebe | Shareholder | Against | Did Not Vote |
| 1N | Rice Group Nominee Lee M. Canaan | Shareholder | Against | Did Not Vote |
| 1O | Rice Group Nominee Kathryn J. Jackson | Shareholder | Against | Did Not Vote |
| 1P | Rice Group Nominee John F. McCartney | Shareholder | Against | Did Not Vote |
| 1Q | Rice Group Nominee Toby Z. Rice | Shareholder | Against | Did Not Vote |
| 1R | Rice Group Nominee Hallie A. Vanderhider | Shareholder | Against | Did Not Vote |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 3 | Approve Omnibus Stock Plan | Management | For | Did Not Vote |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (White Universal Proxy Card) |
| 1A | Elect Director Lydia I. Beebe | Shareholder | For | For |
| 1B | Elect Director Lee M. Canaan | Shareholder | For | For |
| 1C | Elect Director Kathryn J. Jackson | Shareholder | For | For |
| 1D | Elect Director John F. McCartney | Shareholder | For | For |
| 1E | Elect Director Daniel J. Rice, IV | Shareholder | For | For |
| 1F | Elect Director Toby Z. Rice | Shareholder | For | For |
| 1G | Elect Director Hallie A. Vanderhider | Shareholder | For | For |
| 1H | Management Nominee Philip G. Behrman | Shareholder | For | For |
| 1I | Management Nominee Janet L. Carrig | Shareholder | For | For |
| 1J | Management Nominee James T. McManus, II | Shareholder | For | For |
| 1K | Management Nominee Anita M. Powers | Shareholder | For | For |
| 1L | Management Nominee Stephen A. Thorington | Shareholder | For | For |
| 1M | Management Nominee Christina A. Cassotis | Shareholder | Against | Withhold |
| 1N | Management Nominee William M. Lambert | Shareholder | Against | Withhold |
| 1O | Management Nominee Gerald F. MacCleary | Shareholder | Against | Withhold |
| 1P | Management Nominee Valerie A. Mitchell | Shareholder | Against | Withhold |
| 1Q | Management Nominee Robert J. McNally | Shareholder | Against | Withhold |
| 1R | Management Nominee Christine J. Toretti | Shareholder | Against | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | None | For |
| |
|---|
EQT CORPORATION
MEETING DATE: MAY 01, 2020 | TICKER: EQT SECURITY ID: 26884L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lydia I. Beebe | Management | For | For |
| 1.2 | Elect Director Philip G. Behrman | Management | For | For |
| 1.3 | Elect Director Lee M. Canaan | Management | For | For |
| 1.4 | Elect Director Janet L. Carrig | Management | For | For |
| 1.5 | Elect Director Kathryn J. Jackson | Management | For | For |
| 1.6 | Elect Director John F. McCartney | Management | For | For |
| 1.7 | Elect Director James T. McManus, II | Management | For | For |
| 1.8 | Elect Director Anita M. Powers | Management | For | For |
| 1.9 | Elect Director Daniel J. Rice, IV | Management | For | For |
| 1.10 | Elect Director Toby Z. Rice | Management | For | For |
| 1.11 | Elect Director Stephen A. Thorington | Management | For | For |
| 1.12 | Elect Director Hallie A. Vanderhider | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Eliminate Supermajority Vote Requirement for Amending Governing Documents and Removing Directors | Management | For | For |
| 4 | Provide Right to Call Special Meeting | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
EQUITRANS MIDSTREAM CORPORATION
MEETING DATE: MAY 20, 2020 | TICKER: ETRN SECURITY ID: 294600101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Vicky A. Bailey | Management | For | For |
| 1.2 | Elect Director Sarah M. Barpoulis | Management | For | For |
| 1.3 | Elect Director Kenneth M. Burke | Management | For | For |
| 1.4 | Elect Director Patricia K. Collawn | Management | For | Withhold |
| 1.5 | Elect Director Margaret K. Dorman | Management | For | For |
| 1.6 | Elect Director Thomas F. Karam | Management | For | For |
| 1.7 | Elect Director D. Mark Leland | Management | For | For |
| 1.8 | Elect Director Norman J. Szydlowski | Management | For | For |
| 1.9 | Elect Director Robert F. Vagt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
EQUITRANS MIDSTREAM CORPORATION
MEETING DATE: JUN 15, 2020 | TICKER: ETRN SECURITY ID: 294600101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
EXTERRAN CORPORATION
MEETING DATE: MAY 08, 2020 | TICKER: EXTN SECURITY ID: 30227H106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William M. Goodyear | Management | For | For |
| 1b | Elect Director James C. Gouin | Management | For | For |
| 1c | Elect Director John P. Ryan | Management | For | For |
| 1d | Elect Director Christopher T. Seaver | Management | For | For |
| 1e | Elect Director Hatem Soliman | Management | For | For |
| 1f | Elect Director Mark R. Sotir | Management | For | For |
| 1g | Elect Director Andrew J. Way | Management | For | For |
| 1h | Elect Director Ieda Gomes Yell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
EXTRACTION OIL & GAS, INC.
MEETING DATE: JUN 08, 2020 | TICKER: XOG SECURITY ID: 30227M105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John S. Gaensbauer | Management | For | For |
| 1.2 | Elect Director Wayne W. Murdy | Management | For | For |
| 1.3 | Elect Director Matthew R. Owens | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Reverse Stock Split | Management | For | For |
| 5 | Reduce Authorized Common Stock | Management | For | For |
| |
|---|
EXXON MOBIL CORPORATION
MEETING DATE: MAY 27, 2020 | TICKER: XOM SECURITY ID: 30231G102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Susan K. Avery | Management | For | For |
| 1.2 | Elect Director Angela F. Braly | Management | For | Against |
| 1.3 | Elect Director Ursula M. Burns | Management | For | For |
| 1.4 | Elect Director Kenneth C. Frazier | Management | For | Against |
| 1.5 | Elect Director Joseph L. Hooley | Management | For | For |
| 1.6 | Elect Director Steven A. Kandarian | Management | For | For |
| 1.7 | Elect Director Douglas R. Oberhelman | Management | For | For |
| 1.8 | Elect Director Samuel J. Palmisano | Management | For | For |
| 1.9 | Elect Director William C. Weldon | Management | For | For |
| 1.10 | Elect Director Darren W. Woods | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chair | Shareholder | Against | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| 6 | Report on Costs & Benefits of Climate-Related Expenditures | Shareholder | Against | Against |
| 7 | Report on Risks of Petrochemical Operations in Flood Prone Areas | Shareholder | Against | Against |
| 8 | Report on Political Contributions | Shareholder | Against | Against |
| 9 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| |
|---|
FRANK'S INTERNATIONAL N.V.
MEETING DATE: JUN 10, 2020 | TICKER: FI SECURITY ID: N33462107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael E. McMahon | Management | For | For |
| 1b | Elect Director Robert W. Drummond | Management | For | Against |
| 1c | Elect Director Michael C. Kearney | Management | For | For |
| 1d | Elect Director L. Don Miller | Management | For | For |
| 1e | Elect Director D. Keith Mosing | Management | For | Against |
| 1f | Elect Director Kirkland D. Mosing | Management | For | For |
| 1g | Elect Director Erich L. Mosing | Management | For | For |
| 1h | Elect Director Melanie M. Trent | Management | For | For |
| 1i | Elect Director Alexander Vriesendorp | Management | For | Against |
| 2 | Appoint Melissa Cougle, Steven Russell and John Symington as Managing Directors | Management | For | For |
| 3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Discharge of Supervisory Board | Management | For | For |
| 5 | Approve Discharge of Management Board | Management | For | For |
| 6 | Ratify KPMG Accountants N.V as Auditors | Management | For | For |
| 7 | Ratify KPMG LLP as Auditors | Management | For | For |
| 8 | Approve Remuneration of Supervisory Board | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| |
|---|
GRAN TIERRA ENERGY INC.
MEETING DATE: MAY 06, 2020 | TICKER: GTE SECURITY ID: 38500T101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter J. Dey | Management | For | Against |
| 1.2 | Elect Director Gary S. Guidry | Management | For | For |
| 1.3 | Elect Director Evan Hazell | Management | For | For |
| 1.4 | Elect Director Robert B. Hodgins | Management | For | Against |
| 1.5 | Elect Director Ronald W. Royal | Management | For | For |
| 1.6 | Elect Director Sondra Scott | Management | For | For |
| 1.7 | Elect Director David P. Smith | Management | For | For |
| 1.8 | Elect Director Brooke Wade | Management | For | Against |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GREEN PLAINS INC.
MEETING DATE: MAY 06, 2020 | TICKER: GPRE SECURITY ID: 393222104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jim Anderson | Management | For | For |
| 1.2 | Elect Director Wayne Hoovestol | Management | For | Withhold |
| 1.3 | Elect Director Ejnar Knudsen | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HALLIBURTON COMPANY
MEETING DATE: MAY 19, 2020 | TICKER: HAL SECURITY ID: 406216101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Abdulaziz F. Al Khayyal | Management | For | For |
| 1b | Elect Director William E. Albrecht | Management | For | For |
| 1c | Elect Director M. Katherine Banks | Management | For | For |
| 1d | Elect Director Alan M. Bennett | Management | For | For |
| 1e | Elect Director Milton Carroll | Management | For | For |
| 1f | Elect Director Nance K. Dicciani | Management | For | For |
| 1g | Elect Director Murry S. Gerber | Management | For | For |
| 1h | Elect Director Patricia Hemingway Hall | Management | For | For |
| 1i | Elect Director Robert A. Malone | Management | For | For |
| 1j | Elect Director Jeffrey A. Miller | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
HELIX ENERGY SOLUTIONS GROUP, INC.
MEETING DATE: MAY 20, 2020 | TICKER: HLX SECURITY ID: 42330P107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Amy H. Nelson | Management | For | For |
| 1.2 | Elect Director William L. Transier | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HELMERICH & PAYNE, INC.
MEETING DATE: MAR 03, 2020 | TICKER: HP SECURITY ID: 423452101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Delaney M. Bellinger | Management | For | For |
| 1b | Elect Director Kevin G. Cramton | Management | For | For |
| 1c | Elect Director Randy A. Foutch | Management | For | For |
| 1d | Elect Director Hans Helmerich | Management | For | For |
| 1e | Elect Director John W. Lindsay | Management | For | For |
| 1f | Elect Director Jose R. Mas | Management | For | Against |
| 1g | Elect Director Thomas A. Petrie | Management | For | For |
| 1h | Elect Director Donald F. Robillard, Jr. | Management | For | For |
| 1i | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1j | Elect Director Mary M. VanDeWeghe | Management | For | For |
| 1k | Elect Director John D. Zeglis | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
HESS CORPORATION
MEETING DATE: JUN 03, 2020 | TICKER: HES SECURITY ID: 42809H107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Terrence J. Checki | Management | For | For |
| 1b | Elect Director Leonard S. Coleman, Jr. | Management | For | For |
| 1c | Elect Director Joaquin Duato | Management | For | For |
| 1d | Elect Director John B. Hess | Management | For | For |
| 1e | Elect Director Edith E. Holiday | Management | For | For |
| 1f | Elect Director Marc S. Lipschultz | Management | For | For |
| 1g | Elect Director David McManus | Management | For | For |
| 1h | Elect Director Kevin O. Meyers | Management | For | For |
| 1i | Elect Director James H. Quigley | Management | For | For |
| 1j | Elect Director William G. Schrader | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
HOLLYFRONTIER CORPORATION
MEETING DATE: MAY 13, 2020 | TICKER: HFC SECURITY ID: 436106108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Anne-Marie N. Ainsworth | Management | For | For |
| 1b | Elect Director Douglas Y. Bech | Management | For | For |
| 1c | Elect Director Anna C. Catalano | Management | For | For |
| 1d | Elect Director Leldon E. Echols | Management | For | For |
| 1e | Elect Director Michael C. Jennings | Management | For | For |
| 1f | Elect Director R. Craig Knocke | Management | For | For |
| 1g | Elect Director Robert J. Kostelnik | Management | For | For |
| 1h | Elect Director James H. Lee | Management | For | For |
| 1i | Elect Director Franklin Myers | Management | For | For |
| 1j | Elect Director Michael E. Rose | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
INTERNATIONAL SEAWAYS, INC.
MEETING DATE: JUN 22, 2020 | TICKER: INSW SECURITY ID: Y41053102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Doug Wheat | Management | For | For |
| 1.2 | Elect Director Timothy J. Bernlohr | Management | For | For |
| 1.3 | Elect Director Ian T. Blackley | Management | For | For |
| 1.4 | Elect Director Randee E. Day | Management | For | For |
| 1.5 | Elect Director David I. Greenberg | Management | For | For |
| 1.6 | Elect Director Joseph I. Kronsberg | Management | For | Withhold |
| 1.7 | Elect Director Ty E. Wallach | Management | For | For |
| 1.8 | Elect Director Gregory A. Wright | Management | For | For |
| 1.9 | Elect Director Lois K. Zabrocky | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
JAGGED PEAK ENERGY INC.
MEETING DATE: JAN 09, 2020 | TICKER: JAG SECURITY ID: 47009K107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
KEANE GROUP, INC.
MEETING DATE: OCT 22, 2019 | TICKER: FRAC SECURITY ID: 48669A108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
KINDER MORGAN, INC.
MEETING DATE: MAY 13, 2020 | TICKER: KMI SECURITY ID: 49456B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard D. Kinder | Management | For | For |
| 1.2 | Elect Director Steven J. Kean | Management | For | For |
| 1.3 | Elect Director Kimberly A. Dang | Management | For | For |
| 1.4 | Elect Director Ted A. Gardner | Management | For | For |
| 1.5 | Elect Director Anthony W. Hall, Jr. | Management | For | For |
| 1.6 | Elect Director Gary L. Hultquist | Management | For | For |
| 1.7 | Elect Director Ronald L. Kuehn, Jr. | Management | For | For |
| 1.8 | Elect Director Deborah A. Macdonald | Management | For | For |
| 1.9 | Elect Director Michael C. Morgan | Management | For | For |
| 1.10 | Elect Director Arthur C. Reichstetter | Management | For | For |
| 1.11 | Elect Director Fayez Sarofim | Management | For | For |
| 1.12 | Elect Director C. Park Shaper | Management | For | For |
| 1.13 | Elect Director William A. Smith | Management | For | For |
| 1.14 | Elect Director Joel V. Staff | Management | For | For |
| 1.15 | Elect Director Robert F. Vagt | Management | For | For |
| 1.16 | Elect Director Perry M. Waughtal | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KLX ENERGY SERVICES HOLDINGS, INC.
MEETING DATE: AUG 22, 2019 | TICKER: KLXE SECURITY ID: 48253L106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard G. Hamermesh | Management | For | Withhold |
| 1.2 | Elect Director Theodore L. Weise | Management | For | For |
| 1.3 | Elect Director John T. Whates | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
KOSMOS ENERGY LTD.
MEETING DATE: JUN 10, 2020 | TICKER: KOS SECURITY ID: 500688106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Andrew G. Inglis | Management | For | For |
| 1B | Elect Director Richard Dearlove | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Reverse Stock Split | Management | For | For |
| |
|---|
LAREDO PETROLEUM, INC.
MEETING DATE: MAY 14, 2020 | TICKER: LPI SECURITY ID: 516806106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William E. Albrecht | Management | For | For |
| 1.2 | Elect Director Craig M. Jarchow | Management | For | For |
| 1.3 | Elect Director Peter R. Kagan | Management | For | For |
| 1.4 | Elect Director Jason Pigott | Management | For | For |
| 1.5 | Elect Director Edmund P. Segner, III | Management | For | Withhold |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Reverse Stock Split | Management | For | For |
| |
|---|
LIBERTY OILFIELD SERVICES INC.
MEETING DATE: APR 21, 2020 | TICKER: LBRT SECURITY ID: 53115L104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gale A. Norton | Management | For | For |
| 1.2 | Elect Director Jesal Shah | Management | For | For |
| 1.3 | Elect Director Cary D. Steinbeck | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MAGNOLIA OIL & GAS CORPORATION
MEETING DATE: MAY 04, 2020 | TICKER: MGY SECURITY ID: 559663109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephen "Steve" I. Chazen | Management | For | For |
| 1b | Elect Director Arcilia C. Acosta | Management | For | For |
| 1c | Elect Director Angela M. Busch | Management | For | For |
| 1d | Elect Director Edward P. Djerejian | Management | For | For |
| 1e | Elect Director James R. Larson | Management | For | For |
| 1f | Elect Director Dan F. Smith | Management | For | For |
| 1g | Elect Director John B. Walker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
MARATHON OIL CORPORATION
MEETING DATE: MAY 27, 2020 | TICKER: MRO SECURITY ID: 565849106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gregory H. Boyce | Management | For | For |
| 1b | Elect Director Chadwick C. Deaton | Management | For | For |
| 1c | Elect Director Marcela E. Donadio | Management | For | For |
| 1d | Elect Director Jason B. Few | Management | For | For |
| 1e | Elect Director Douglas L. Foshee | Management | For | For |
| 1f | Elect Director M. Elise Hyland | Management | For | For |
| 1g | Elect Director Lee M. Tillman | Management | For | For |
| 1h | Elect Director J. Kent Wells | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MARATHON PETROLEUM CORPORATION
MEETING DATE: APR 29, 2020 | TICKER: MPC SECURITY ID: 56585A102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2a | Elect Director Steven A. Davis | Management | For | For |
| 2b | Elect Director J. Michael Stice | Management | For | For |
| 2c | Elect Director John P. Surma | Management | For | For |
| 2d | Elect Director Susan Tomasky | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Adopt Simple Majority Vote | Shareholder | For | For |
| 6 | Report on Integrating Community Impacts Into Executive Compensation Program | Shareholder | Against | Against |
| |
|---|
MATADOR RESOURCES COMPANY
MEETING DATE: JUN 05, 2020 | TICKER: MTDR SECURITY ID: 576485205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Joseph Wm. Foran | Management | For | For |
| 1b | Elect Director Reynald A. Baribault | Management | For | For |
| 1c | Elect Director Monika U. Ehrman | Management | For | For |
| 1d | Elect Director Timothy E. Parker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
MATRIX SERVICE COMPANY
MEETING DATE: NOV 05, 2019 | TICKER: MTRX SECURITY ID: 576853105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Martha Z. Carnes | Management | For | For |
| 1.2 | Elect Director John D. Chandler | Management | For | For |
| 1.3 | Elect Director John W. Gibson | Management | For | For |
| 1.4 | Elect Director John R. Hewitt | Management | For | For |
| 1.5 | Elect Director Liane K. Hinrichs | Management | For | For |
| 1.6 | Elect Director James H. Miller | Management | For | For |
| 1.7 | Elect Director Jim W. Mogg | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MURPHY OIL CORPORATION
MEETING DATE: MAY 13, 2020 | TICKER: MUR SECURITY ID: 626717102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director T. Jay Collins | Management | For | For |
| 1b | Elect Director Steven A. Cosse | Management | For | For |
| 1c | Elect Director Claiborne P. Deming | Management | For | For |
| 1d | Elect Director Lawrence R. Dickerson | Management | For | For |
| 1e | Elect Director Roger W. Jenkins | Management | For | For |
| 1f | Elect Director Elisabeth W. Keller | Management | For | For |
| 1g | Elect Director James V. Kelley | Management | For | For |
| 1h | Elect Director Walentin Mirosh | Management | For | For |
| 1i | Elect Director R. Madison Murphy | Management | For | For |
| 1j | Elect Director Jeffrey W. Nolan | Management | For | For |
| 1k | Elect Director Robert N. Ryan, Jr. | Management | For | For |
| 1l | Elect Director Neal E. Schmale | Management | For | For |
| 1m | Elect Director Laura A. Sugg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditor | Management | For | For |
| |
|---|
NABORS INDUSTRIES LTD.
MEETING DATE: APR 20, 2020 | TICKER: NBR SECURITY ID: G6359F103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reverse Stock Split | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Bye-Laws | Management | For | For |
| |
|---|
NABORS INDUSTRIES LTD.
MEETING DATE: JUN 02, 2020 | TICKER: NBR SECURITY ID: G6359F103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tanya S. Beder | Management | For | Withhold |
| 1.2 | Elect Director Anthony R. Chase | Management | For | For |
| 1.3 | Elect Director James R. Crane | Management | For | For |
| 1.4 | Elect Director John P. Kotts | Management | For | Withhold |
| 1.5 | Elect Director Michael C. Linn | Management | For | Withhold |
| 1.6 | Elect Director Anthony G. Petrello | Management | For | For |
| 1.7 | Elect Director John Yearwood | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
NACCO INDUSTRIES, INC.
MEETING DATE: MAY 13, 2020 | TICKER: NC SECURITY ID: 629579103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J.C. Butler, Jr. | Management | For | For |
| 1.2 | Elect Director John S. Dalrymple, III | Management | For | For |
| 1.3 | Elect Director John P. Jumper | Management | For | Withhold |
| 1.4 | Elect Director Dennis W. LaBarre | Management | For | Withhold |
| 1.5 | Elect Director Timothy K. Light | Management | For | For |
| 1.6 | Elect Director Michael S. Miller | Management | For | For |
| 1.7 | Elect Director Richard de J. Osborne | Management | For | Withhold |
| 1.8 | Elect Director Alfred M. Rankin, Jr. | Management | For | Withhold |
| 1.9 | Elect Director Matthew M. Rankin | Management | For | For |
| 1.10 | Elect Director Roger F. Rankin | Management | For | For |
| 1.11 | Elect Director Lori J. Robinson | Management | For | For |
| 1.12 | Elect Director Britton T. Taplin | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
NATIONAL OILWELL VARCO, INC.
MEETING DATE: MAY 20, 2020 | TICKER: NOV SECURITY ID: 637071101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Clay C. Williams | Management | For | For |
| 1B | Elect Director Greg L. Armstrong | Management | For | For |
| 1C | Elect Director Marcela E. Donadio | Management | For | For |
| 1D | Elect Director Ben A. Guill | Management | For | For |
| 1E | Elect Director James T. Hackett | Management | For | For |
| 1F | Elect Director David D. Harrison | Management | For | For |
| 1G | Elect Director Eric L. Mattson | Management | For | For |
| 1H | Elect Director Melody B. Meyer | Management | For | For |
| 1I | Elect Director William R. Thomas | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
NEWPARK RESOURCES, INC.
MEETING DATE: MAY 21, 2020 | TICKER: NR SECURITY ID: 651718504
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anthony J. Best | Management | For | For |
| 1.2 | Elect Director G. Stephen Finley | Management | For | For |
| 1.3 | Elect Director Paul L. Howes | Management | For | For |
| 1.4 | Elect Director Roderick A. Larson | Management | For | Withhold |
| 1.5 | Elect Director John C. Minge | Management | For | For |
| 1.6 | Elect Director Rose M. Robeson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
NEXTIER OILFIELD SOLUTIONS INC.
MEETING DATE: JUN 18, 2020 | TICKER: NEX SECURITY ID: 65290C105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Robert W. Drummond | Management | For | For |
| 1B | Elect Director Stuart Brightman | Management | For | For |
| 1C | Elect Director Gary M. Halverson | Management | For | Against |
| 1D | Elect Director Patrick Murray | Management | For | For |
| 1E | Elect Director Amy H. Nelson | Management | For | For |
| 1F | Elect Director Mel G. Riggs | Management | For | For |
| 1G | Elect Director Michael Roemer | Management | For | For |
| 1H | Elect Director James C. Stewart | Management | For | For |
| 1I | Elect Director Scott Wille | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Reverse Stock Split | Management | For | For |
| |
|---|
NOBLE CORP. PLC
MEETING DATE: MAY 21, 2020 | TICKER: NE SECURITY ID: G65431101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Kevin S. Corbett | Management | For | For |
| 2 | Elect Director Julie H. Edwards | Management | For | For |
| 3 | Elect Director Robert W. Eifler | Management | For | For |
| 4 | Elect Director Gordon T. Hall | Management | For | For |
| 5 | Elect Director Roger W. Jenkins | Management | For | For |
| 6 | Elect Director Scott D. Josey | Management | For | For |
| 7 | Elect Director Jon A. Marshall | Management | For | Against |
| 8 | Elect Director Julie J. Robertson | Management | For | For |
| 9 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 10 | Ratify PricewaterhouseCoopers LLP as UK Statutory Auditor | Management | For | For |
| 11 | Authorize Audit Committee to Fix Remuneration of UK Statutory Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 13 | Advisory Vote to Ratify Directors' Compensation Report | Management | For | Against |
| 14 | Amend Omnibus Stock Plan | Management | For | For |
| 15 | Authorize Issue of Equity | Management | For | For |
| 16 | Approve Reverse Share Split | Management | For | For |
| 17 | Issue of Equity or Equity-Linked Securities without Pre-emptive Rights | Management | For | For |
| 18 | Authorize Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Specified Capital Investment | Management | For | For |
| |
|---|
NOBLE ENERGY, INC.
MEETING DATE: APR 28, 2020 | TICKER: NBL SECURITY ID: 655044105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jeffrey L. Berenson | Management | For | For |
| 1b | Elect Director James E. Craddock | Management | For | For |
| 1c | Elect Director Barbara J. Duganier | Management | For | For |
| 1d | Elect Director Thomas J. Edelman | Management | For | Against |
| 1e | Elect Director Holli C. Ladhani | Management | For | For |
| 1f | Elect Director David L. Stover | Management | For | For |
| 1g | Elect Director Scott D. Urban | Management | For | For |
| 1h | Elect Director William T. Van Kleef | Management | For | For |
| 1i | Elect Director Martha B. Wyrsch | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
NORTHERN OIL AND GAS, INC.
MEETING DATE: JUN 12, 2020 | TICKER: NOG SECURITY ID: 665531109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bahram Akradi | Management | For | For |
| 1.2 | Elect Director Lisa Bromiley | Management | For | For |
| 1.3 | Elect Director Roy 'Ernie' Easley | Management | For | For |
| 1.4 | Elect Director Michael Frantz | Management | For | For |
| 1.5 | Elect Director Robert Grabb | Management | For | Withhold |
| 1.6 | Elect Director Jack King | Management | For | Withhold |
| 1.7 | Elect Director Stuart Lasher | Management | For | For |
| 1.8 | Elect Director Michael Popejoy | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
OASIS PETROLEUM INC.
MEETING DATE: APR 28, 2020 | TICKER: OAS SECURITY ID: 674215108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John E. Hagale | Management | For | Withhold |
| 1.2 | Elect Director Paula D. Polito | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Approve Reverse Stock Split | Management | For | For |
| |
|---|
OCCIDENTAL PETROLEUM CORPORATION
MEETING DATE: DEC 31, 2019 | TICKER: OXY SECURITY ID: 674599105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Proxy Card) |
| 1 | Revoke Consent to Request to Fix a Record Date | Shareholder | For | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Card |
| 1 | Consent to Request to Fix a Record Date | Shareholder | For | Did Not Vote |
| |
|---|
OCCIDENTAL PETROLEUM CORPORATION
MEETING DATE: MAY 29, 2020 | TICKER: OXY SECURITY ID: 674599105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephen I. Chazen | Management | For | For |
| 1b | Elect Director Andrew Gould | Management | For | For |
| 1c | Elect Director Nicholas Graziano | Management | For | For |
| 1d | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1e | Elect Director Vicki Hollub | Management | For | For |
| 1f | Elect Director William R. Klesse | Management | For | For |
| 1g | Elect Director Andrew N. Langham | Management | For | For |
| 1h | Elect Director Jack B. Moore | Management | For | For |
| 1i | Elect Director Margarita Palau-Hernandez | Management | For | For |
| 1j | Elect Director Avedick B. Poladian | Management | For | For |
| 1k | Elect Director Robert M. Shearer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Approve Issuance of the Warrant Shares Upon Exercise of the Warrant | Management | For | For |
| 6 | Increase Authorized Common Stock | Management | For | For |
| 7 | Amend Charter to Enhance Shareholders' Ability to Act by Written Consent | Management | For | For |
| 8 | Reduce Ownership Threshold for Shareholders to Call Special Meeting and Approve Certain Additional Amendments | Management | For | For |
| 9 | Approve Shareholder Rights Plan (Poison Pill) | Management | For | For |
| |
|---|
OCEANEERING INTERNATIONAL, INC.
MEETING DATE: MAY 08, 2020 | TICKER: OII SECURITY ID: 675232102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William B. Berry | Management | For | For |
| 1b | Elect Director T. Jay Collins | Management | For | For |
| 1c | Elect Director Jon Erik Reinhardsen | Management | For | Withhold |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
OIL STATES INTERNATIONAL, INC.
MEETING DATE: MAY 12, 2020 | TICKER: OIS SECURITY ID: 678026105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lawrence R. Dickerson | Management | For | For |
| 1.2 | Elect Director Christopher T. Seaver | Management | For | For |
| 1.3 | Elect Director Cindy B. Taylor | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
ONEOK, INC.
MEETING DATE: MAY 20, 2020 | TICKER: OKE SECURITY ID: 682680103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian L. Derksen | Management | For | For |
| 1.2 | Elect Director Julie H. Edwards | Management | For | For |
| 1.3 | Elect Director John W. Gibson | Management | For | For |
| 1.4 | Elect Director Mark W. Helderman | Management | For | For |
| 1.5 | Elect Director Randall J. Larson | Management | For | For |
| 1.6 | Elect Director Steven J. Malcolm | Management | For | For |
| 1.7 | Elect Director Jim W. Mogg | Management | For | For |
| 1.8 | Elect Director Pattye L. Moore | Management | For | For |
| 1.9 | Elect Director Gary D. Parker | Management | For | For |
| 1.10 | Elect Director Eduardo A. Rodriguez | Management | For | For |
| 1.11 | Elect Director Terry K. Spencer | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PAR PACIFIC HOLDINGS, INC.
MEETING DATE: MAY 05, 2020 | TICKER: PARR SECURITY ID: 69888T207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert Silberman | Management | For | For |
| 1.2 | Elect Director Melvyn Klein | Management | For | For |
| 1.3 | Elect Director Curtis Anastasio | Management | For | For |
| 1.4 | Elect Director Timothy Clossey | Management | For | For |
| 1.5 | Elect Director L. Melvin Cooper | Management | For | For |
| 1.6 | Elect Director Walter Dods | Management | For | Withhold |
| 1.7 | Elect Director Katherine Hatcher | Management | For | For |
| 1.8 | Elect Director Joseph Israel | Management | For | For |
| 1.9 | Elect Director William Monteleone | Management | For | For |
| 1.10 | Elect Director William C. Pate | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | Three Years |
| |
|---|
PARSLEY ENERGY, INC.
MEETING DATE: JAN 09, 2020 | TICKER: PE SECURITY ID: 701877102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| |
|---|
PARSLEY ENERGY, INC.
MEETING DATE: MAY 21, 2020 | TICKER: PE SECURITY ID: 701877102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director A.R. Alameddine | Management | For | Against |
| 1B | Elect Director Matt Gallagher | Management | For | For |
| 1C | Elect Director Karen Hughes | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
PATTERSON-UTI ENERGY, INC.
MEETING DATE: JUN 04, 2020 | TICKER: PTEN SECURITY ID: 703481101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tiffany (TJ) Thom Cepak | Management | For | For |
| 1.2 | Elect Director Michael W. Conlon | Management | For | For |
| 1.3 | Elect Director William Andrew Hendricks, Jr. | Management | For | For |
| 1.4 | Elect Director Curtis W. Huff | Management | For | For |
| 1.5 | Elect Director Terry H. Hunt | Management | For | For |
| 1.6 | Elect Director Janeen S. Judah | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PBF ENERGY INC.
MEETING DATE: JUN 04, 2020 | TICKER: PBF SECURITY ID: 69318G106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Thomas J. Nimbley | Management | For | For |
| 1B | Elect Director Spencer Abraham | Management | For | For |
| 1C | Elect Director Wayne Budd | Management | For | For |
| 1D | Elect Director Karen Davis | Management | For | For |
| 1E | Elect Director S. Eugene Edwards | Management | For | For |
| 1F | Elect Director William E. Hantke | Management | For | For |
| 1G | Elect Director Edward Kosnik | Management | For | For |
| 1H | Elect Director Robert Lavinia | Management | For | For |
| 1I | Elect Director Kimberly S. Lubel | Management | For | For |
| 1J | Elect Director George E. Ogden | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PDC ENERGY, INC.
MEETING DATE: JAN 13, 2020 | TICKER: PDCE SECURITY ID: 69327R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Issue Shares in Connection with Acquisition | Management | For | For |
| |
|---|
PDC ENERGY, INC.
MEETING DATE: MAY 26, 2020 | TICKER: PDCE SECURITY ID: 69327R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2a | Elect Director Barton R. Brookman | Management | For | For |
| 2b | Elect Director Anthony J. Crisafio | Management | For | For |
| 2c | Elect Director Mark E. Ellis | Management | For | For |
| 2d | Elect Director Christina M. Ibrahim | Management | For | For |
| 2e | Elect Director Paul J. Korus | Management | For | For |
| 2f | Elect Director Randy S. Nickerson | Management | For | Withhold |
| 2g | Elect Director David C. Parke | Management | For | Withhold |
| 2h | Elect Director Lynn A. Peterson | Management | For | For |
| 3a | Elect Director David C. Parke | Management | For | Withhold |
| 3b | Elect Director Lynn A. Peterson | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
PEABODY ENERGY CORPORATION
MEETING DATE: MAY 07, 2020 | TICKER: BTU SECURITY ID: 704551100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Bob Malone | Management | For | For |
| 1b | Elect Director Samantha B. Algaze | Management | For | For |
| 1c | Elect Director Andrea E. Bertone | Management | For | For |
| 1d | Elect Director Nicholas J. Chirekos | Management | For | For |
| 1e | Elect Director Stephen E. Gorman | Management | For | Against |
| 1f | Elect Director Glenn L. Kellow | Management | For | For |
| 1g | Elect Director Joe W. Laymon | Management | For | For |
| 1h | Elect Director Teresa S. Madden | Management | For | For |
| 1i | Elect Director David J. Miller | Management | For | For |
| 1j | Elect Director Kenneth W. Moore | Management | For | For |
| 1k | Elect Director Michael W. Sutherlin | Management | For | For |
| 1l | Elect Director Darren R. Yeates | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
PENN VIRGINIA CORPORATION
MEETING DATE: JUL 31, 2019 | TICKER: PVAC SECURITY ID: 70788V102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Brooks | Management | For | For |
| 1.2 | Elect Director Darin G. Holderness | Management | For | For |
| 1.3 | Elect Director V. Frank Pottow | Management | For | Withhold |
| 1.4 | Elect Director Jerry R. Schuyler | Management | For | For |
| 1.5 | Elect Director Brian Steck | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
PENN VIRGINIA CORPORATION
MEETING DATE: MAY 04, 2020 | TICKER: PVAC SECURITY ID: 70788V102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John A. Brooks | Management | For | For |
| 1b | Elect Director Tiffany Thom Cepak | Management | For | For |
| 1c | Elect Director Darin G. Holderness | Management | For | For |
| 1d | Elect Director Brian Steck | Management | For | For |
| 1e | Elect Director Jeffrey E. Wojahn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
PHILLIPS 66
MEETING DATE: MAY 06, 2020 | TICKER: PSX SECURITY ID: 718546104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Charles M. Holley | Management | For | For |
| 1b | Elect Director Glenn F. Tilton | Management | For | For |
| 1c | Elect Director Marna C. Whittington | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Risks of Gulf Coast Petrochemical Investments | Shareholder | Against | Against |
| |
|---|
PIONEER NATURAL RESOURCES COMPANY
MEETING DATE: MAY 21, 2020 | TICKER: PXD SECURITY ID: 723787107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Edison C. Buchanan | Management | For | For |
| 1b | Elect Director Andrew F. Cates | Management | For | For |
| 1c | Elect Director Phillip A. Gobe | Management | For | For |
| 1d | Elect Director Larry R. Grillot | Management | For | For |
| 1e | Elect Director Stacy P. Methvin | Management | For | For |
| 1f | Elect Director Royce W. Mitchell | Management | For | For |
| 1g | Elect Director Frank A. Risch | Management | For | For |
| 1h | Elect Director Scott D. Sheffield | Management | For | For |
| 1i | Elect Director Mona K. Sutphen | Management | For | For |
| 1j | Elect Director J. Kenneth Thompson | Management | For | For |
| 1k | Elect Director Phoebe A. Wood | Management | For | For |
| 1l | Elect Director Michael D. Wortley | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PLAINS GP HOLDINGS, L.P.
MEETING DATE: MAY 20, 2020 | TICKER: PAGP SECURITY ID: 72651A207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alexandra Pruner | Management | For | For |
| 1.2 | Elect Director Lawrence M. Ziemba | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
QEP RESOURCES, INC.
MEETING DATE: MAY 12, 2020 | TICKER: QEP SECURITY ID: 74733V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Phillips S. Baker, Jr. | Management | For | For |
| 1b | Elect Director Timothy J. Cutt | Management | For | For |
| 1c | Elect Director Julie A. Dill | Management | For | For |
| 1d | Elect Director Joseph N. Jaggers | Management | For | For |
| 1e | Elect Director Michael J. Minarovic | Management | For | For |
| 1f | Elect Director Mary Shafer-Malicki | Management | For | For |
| 1g | Elect Director Barth E. Whitham | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Approve Reverse Stock Split | Management | For | For |
| |
|---|
RANGE RESOURCES CORPORATION
MEETING DATE: MAY 13, 2020 | TICKER: RRC SECURITY ID: 75281A109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Brenda A. Cline | Management | For | For |
| 1b | Elect Director James M. Funk | Management | For | For |
| 1c | Elect Director Steve D. Gray | Management | For | For |
| 1d | Elect Director Greg G. Maxwell | Management | For | For |
| 1e | Elect Director Steffen E. Palko | Management | For | For |
| 1f | Elect Director Jeffrey L. Ventura | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 1g | Elect Director Margaret K. Dorman | Management | For | For |
| |
|---|
RENEWABLE ENERGY GROUP, INC.
MEETING DATE: MAY 12, 2020 | TICKER: REGI SECURITY ID: 75972A301
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Jeffrey Stroburg | Management | For | For |
| 1B | Elect Director Christopher D. Sorrells | Management | For | For |
| 1C | Elect Director Peter J.M. Harding | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
REX AMERICAN RESOURCES CORPORATION
MEETING DATE: JUN 16, 2020 | TICKER: REX SECURITY ID: 761624105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stuart A. Rose | Management | For | For |
| 1.2 | Elect Director Zafar Rizvi | Management | For | For |
| 1.3 | Elect Director Edward M. Kress | Management | For | For |
| 1.4 | Elect Director David S. Harris | Management | For | Against |
| 1.5 | Elect Director Charles A. Elcan | Management | For | For |
| 1.6 | Elect Director Mervyn L. Alphonso | Management | For | Against |
| 1.7 | Elect Director Lee Fisher | Management | For | For |
| 1.8 | Elect Director Anne MacMillan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RING ENERGY, INC.
MEETING DATE: DEC 17, 2019 | TICKER: REI SECURITY ID: 76680V108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kelly Hoffman | Management | For | For |
| 1.2 | Elect Director David A. Fowler | Management | For | For |
| 1.3 | Elect Director Lloyd T. ('Tim') Rochford | Management | For | For |
| 1.4 | Elect Director Stanley M. McCabe | Management | For | For |
| 1.5 | Elect Director Anthony B. Petrelli | Management | For | For |
| 1.6 | Elect Director Clayton E. Woodrum | Management | For | For |
| 1.7 | Elect Director Regina Roesener | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Eide Bailly LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
ROAN RESOURCES, INC.
MEETING DATE: DEC 04, 2019 | TICKER: ROAN SECURITY ID: 769755109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
RPC, INC.
MEETING DATE: APR 28, 2020 | TICKER: RES SECURITY ID: 749660106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. Randall Rollins | Management | For | For |
| 1.2 | Elect Director Henry B. Tippie | Management | For | Withhold |
| 1.3 | Elect Director James B. Williams | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SCHLUMBERGER N.V.
MEETING DATE: APR 01, 2020 | TICKER: SLB SECURITY ID: 806857108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Patrick de La Chevardiere | Management | For | For |
| 1b | Elect Director Miguel M. Galuccio | Management | For | For |
| 1c | Elect Director Olivier Le Peuch | Management | For | For |
| 1d | Elect Director Tatiana A. Mitrova | Management | For | For |
| 1e | Elect Director Lubna S. Olayan | Management | For | For |
| 1f | Elect Director Mark G. Papa | Management | For | For |
| 1g | Elect Director Leo Rafael Reif | Management | For | For |
| 1h | Elect Director Henri Seydoux | Management | For | For |
| 1i | Elect Director Jeff W. Sheets | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt and Approve Financials and Dividends | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
SEACOR HOLDINGS INC.
MEETING DATE: JUN 02, 2020 | TICKER: CKH SECURITY ID: 811904101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles Fabrikant | Management | For | For |
| 1.2 | Elect Director David R. Berz | Management | For | For |
| 1.3 | Elect Director Gail B. Harris | Management | For | For |
| 1.4 | Elect Director Oivind Lorentzen | Management | For | For |
| 1.5 | Elect Director Christopher P. Papouras | Management | For | For |
| 1.6 | Elect Director David M. Schizer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
SELECT ENERGY SERVICES, INC.
MEETING DATE: MAY 08, 2020 | TICKER: WTTR SECURITY ID: 81617J301
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John D. Schmitz | Management | For | For |
| 1b | Elect Director Holli C. Ladhani | Management | For | For |
| 1c | Elect Director Robert V. Delaney | Management | For | For |
| 1d | Elect Director David C. Baldwin | Management | For | For |
| 1e | Elect Director Douglas J. Wall | Management | For | Against |
| 1f | Elect Director Richard A. Burnett | Management | For | For |
| 1g | Elect Director Keith O. Rattie | Management | For | Against |
| 1h | Elect Director David A. Trice | Management | For | For |
| 1i | Elect Director Troy W. Thacker | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
SEMGROUP CORPORATION
MEETING DATE: DEC 04, 2019 | TICKER: SEMG SECURITY ID: 81663A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
SM ENERGY COMPANY
MEETING DATE: MAY 27, 2020 | TICKER: SM SECURITY ID: 78454L100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carla J. Bailo | Management | For | For |
| 1.2 | Elect Director Larry W. Bickle | Management | For | For |
| 1.3 | Elect Director Stephen R. Brand | Management | For | For |
| 1.4 | Elect Director Loren M. Leiker | Management | For | For |
| 1.5 | Elect Director Javan D. Ottoson | Management | For | For |
| 1.6 | Elect Director Ramiro G. Peru | Management | For | For |
| 1.7 | Elect Director Julio M. Quintana | Management | For | For |
| 1.8 | Elect Director Rose M. Robeson | Management | For | For |
| 1.9 | Elect Director William D. Sullivan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Approve Reverse Stock Split | Management | For | For |
| |
|---|
SOLARIS OILFIELD INFRASTRUCTURE, INC.
MEETING DATE: JUN 18, 2020 | TICKER: SOI SECURITY ID: 83418M103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edgar R. Giesinger | Management | For | Withhold |
| 1.2 | Elect Director A. James Teague | Management | For | For |
| 1.3 | Elect Director William A. Zartler | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
SOUTHWESTERN ENERGY COMPANY
MEETING DATE: MAY 19, 2020 | TICKER: SWN SECURITY ID: 845467109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John D. Gass | Management | For | For |
| 1.2 | Elect Director Catherine A. Kehr | Management | For | For |
| 1.3 | Elect Director Greg D. Kerley | Management | For | For |
| 1.4 | Elect Director Jon A. Marshall | Management | For | For |
| 1.5 | Elect Director Patrick M. Prevost | Management | For | For |
| 1.6 | Elect Director Anne Taylor | Management | For | For |
| 1.7 | Elect Director Denis J. Walsh, III | Management | For | For |
| 1.8 | Elect Director William J. Way | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| |
|---|
SRC ENERGY INC.
MEETING DATE: JAN 13, 2020 | TICKER: SRCI SECURITY ID: 78470V108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
TALLGRASS ENERGY, LP
MEETING DATE: APR 16, 2020 | TICKER: TGE SECURITY ID: 874696107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| |
|---|
TALOS ENERGY INC.
MEETING DATE: MAY 12, 2020 | TICKER: TALO SECURITY ID: 87484T108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy S. Duncan | Management | For | For |
| 1.2 | Elect Director John 'Brad' Juneau | Management | For | For |
| 1.3 | Elect Director Donald R. Kendall, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TARGA RESOURCES CORP.
MEETING DATE: MAY 19, 2020 | TICKER: TRGP SECURITY ID: 87612G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles R. Crisp | Management | For | For |
| 1.2 | Elect Director Laura C. Fulton | Management | For | For |
| 1.3 | Elect Director James W. Whalen | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TECHNIPFMC PLC
MEETING DATE: APR 24, 2020 | TICKER: FTI SECURITY ID: G87110105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Douglas J. Pferdehirt | Management | For | For |
| 1b | Elect Director Eleazar de Carvalho Filho | Management | For | For |
| 1c | Elect Director Arnaud Caudoux | Management | For | For |
| 1d | Elect Director Pascal Colombani | Management | For | For |
| 1e | Elect Director Marie-Ange Debon | Management | For | For |
| 1f | Elect Director Claire S. Farley | Management | For | For |
| 1g | Elect Director Didier Houssin | Management | For | For |
| 1h | Elect Director Peter Mellbye | Management | For | For |
| 1i | Elect Director John O'Leary | Management | For | For |
| 1j | Elect Director Olivier Piou | Management | For | For |
| 1k | Elect Director Kay G. Priestly | Management | For | For |
| 1l | Elect Director Joseph Rinaldi | Management | For | For |
| 1m | Elect Director James M. Ringler | Management | For | Against |
| 1n | Elect Director John Yearwood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Directors' Remuneration Report | Management | For | For |
| 4 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Re-appoint PricewaterhouseCoopers LLP as U.K. Statutory Auditor | Management | For | For |
| 7 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| |
|---|
TELLURIAN INC.
MEETING DATE: JUN 10, 2020 | TICKER: TELL SECURITY ID: 87968A104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Diana Derycz-Kessler | Management | For | Against |
| 1b | Elect Director Dillon J. Ferguson | Management | For | Against |
| 1c | Elect Director Meg A. Gentle | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE WILLIAMS COMPANIES, INC.
MEETING DATE: APR 28, 2020 | TICKER: WMB SECURITY ID: 969457100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan S. Armstrong | Management | For | For |
| 1.2 | Elect Director Stephen W. Bergstrom | Management | For | For |
| 1.3 | Elect Director Nancy K. Buese | Management | For | For |
| 1.4 | Elect Director Stephen I. Chazen | Management | For | For |
| 1.5 | Elect Director Charles I. Cogut | Management | For | For |
| 1.6 | Elect Director Michael A. Creel | Management | For | For |
| 1.7 | Elect Director Vicki L. Fuller | Management | For | For |
| 1.8 | Elect Director Peter A. Ragauss | Management | For | For |
| 1.9 | Elect Director Scott D. Sheffield | Management | For | For |
| 1.10 | Elect Director Murray D. Smith | Management | For | For |
| 1.11 | Elect Director William H. Spence | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
TRANSOCEAN LTD.
MEETING DATE: MAY 07, 2020 | TICKER: RIG SECURITY ID: H8817H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Appropriation of Available Earnings for Fiscal Year 2019 | Management | For | For |
| 4 | Approve the Renewal of Authorized Share Capital without Preemptive Rights | Management | For | For |
| 5A | Elect Director Glyn A. Barker | Management | For | For |
| 5B | Elect Director Vanessa C.L. Chang | Management | For | For |
| 5C | Elect Director Frederico F. Curado | Management | For | Against |
| 5D | Elect Director Chadwick C. Deaton | Management | For | For |
| 5E | Elect Director Vincent J. Intrieri | Management | For | For |
| 5F | Elect Director Samuel J. Merksamer | Management | For | For |
| 5G | Elect Director Frederik W. Mohn | Management | For | For |
| 5H | Elect Director Edward R. Muller | Management | For | For |
| 5I | Elect Director Diane de Saint Victor | Management | For | For |
| 5J | Elect Director Tan Ek Kia | Management | For | For |
| 5K | Elect Director Jeremy D. Thigpen | Management | For | For |
| 6 | Elect Chadwick C. Deaton as Board Chairman | Management | For | For |
| 7A | Appoint Glyn A. Barker as Member of the Compensation Committee | Management | For | For |
| 7B | Appoint Samuel J. Merksamer as Member of the Compensation Committee | Management | For | For |
| 7C | Appoint Tan Ek Kia as Member of the Compensation Committee | Management | For | For |
| 8 | Designate Schweiger Advokatur / Notariat as Independent Proxy | Management | For | For |
| 9 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2020, and Reelection of Ernst & Young Ltd, Zurich as the Company's Auditor for a Further One-Year Term | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11A | Approve Maximum Remuneration of Board of Directors for the Period Between the 2020 and 2021 Annual General Meetings in the Amount of USD 4.12 Million | Management | For | For |
| 11B | Approve Maximum Remuneration of the Executive Management Team for Fiscal Year 2021 in the Amount of USD 24 Million | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
U.S. SILICA HOLDINGS, INC.
MEETING DATE: MAY 07, 2020 | TICKER: SLCA SECURITY ID: 90346E103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Peter C. Bernard | Management | For | For |
| 1B | Elect Director Diane K. Duren | Management | For | Against |
| 1C | Elect Director William J. Kacal | Management | For | For |
| 1D | Elect Director Bonnie C. Lind | Management | For | For |
| 1E | Elect Director Charles W. Shaver | Management | For | Against |
| 1F | Elect Director Bryan A. Shinn | Management | For | For |
| 1G | Elect Director J. Michael Stice | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
VALARIS PLC
MEETING DATE: JUN 15, 2020 | TICKER: VAL SECURITY ID: G9402V109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William E. Albrecht | Management | For | For |
| 1b | Elect Director Frederick Arnold | Management | For | For |
| 1c | Elect Director Thomas P. Burke | Management | For | For |
| 1d | Elect Director Mary E. Francis | Management | For | For |
| 1e | Elect Director Georges J. Lambert | Management | For | For |
| 1f | Elect Director Suzanne P. Nimocks | Management | For | For |
| 1g | Elect Director Thierry Pilenko | Management | For | For |
| 1h | Elect Director Paul E. Rowsey, III | Management | For | For |
| 1i | Elect Director Charles L. Szews | Management | For | For |
| 1j | Elect Director Adam Weitzman | Management | For | For |
| 2 | Ratify KPMG LLP as US Independent Auditor | Management | For | For |
| 3 | Appoint KPMG LLP as UK Statutory Auditor | Management | For | For |
| 4 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Approve Remuneration Policy | Management | For | For |
| 7 | Approve Remuneration Report | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 10 | Authorize Issue of Equity | Management | For | For |
| 11 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For |
| 12 | Authorize Issue of Equity without Pre-emptive Rights In Connection with an Acquisition or Specified Capital Investment | Management | For | For |
| |
|---|
VALERO ENERGY CORPORATION
MEETING DATE: APR 30, 2020 | TICKER: VLO SECURITY ID: 91913Y100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director H. Paulett Eberhart | Management | For | For |
| 1B | Elect Director Joseph W. Gorder | Management | For | For |
| 1C | Elect Director Kimberly S. Greene | Management | For | For |
| 1D | Elect Director Deborah P. Majoras | Management | For | For |
| 1E | Elect Director Eric D. Mullins | Management | For | For |
| 1F | Elect Director Donald L. Nickles | Management | For | For |
| 1G | Elect Director Philip J. Pfeiffer | Management | For | For |
| 1H | Elect Director Robert A. Profusek | Management | For | For |
| 1I | Elect Director Stephen M. Waters | Management | For | For |
| 1J | Elect Director Randall J. Weisenburger | Management | For | For |
| 1K | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
W&T OFFSHORE, INC.
MEETING DATE: MAY 06, 2020 | TICKER: WTI SECURITY ID: 92922P106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Virginia Boulet | Management | For | Withhold |
| 1b | Elect Director Stuart B. Katz | Management | For | Withhold |
| 1c | Elect Director Tracy W. Krohn | Management | For | For |
| 1d | Elect Director S. James Nelson, Jr. | Management | For | For |
| 1e | Elect Director B. Frank Stanley | Management | For | Withhold |
| 2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| |
|---|
WORLD FUEL SERVICES CORPORATION
MEETING DATE: MAY 22, 2020 | TICKER: INT SECURITY ID: 981475106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Kasbar | Management | For | For |
| 1.2 | Elect Director Ken (Kanwaljit) Bakshi | Management | For | For |
| 1.3 | Elect Director Jorge L. Benitez | Management | For | For |
| 1.4 | Elect Director Sharda Cherwoo | Management | For | For |
| 1.5 | Elect Director Richard A. Kassar | Management | For | For |
| 1.6 | Elect Director John L. Manley | Management | For | For |
| 1.7 | Elect Director Stephen K. Roddenberry | Management | For | For |
| 1.8 | Elect Director Paul H. Stebbins | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
WPX ENERGY, INC.
MEETING DATE: MAR 05, 2020 | TICKER: WPX SECURITY ID: 98212B103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
WPX ENERGY, INC.
MEETING DATE: MAY 21, 2020 | TICKER: WPX SECURITY ID: 98212B103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Carrig | Management | For | For |
| 1.2 | Elect Director Clay M. Gaspar | Management | For | For |
| 1.3 | Elect Director Robert K. Herdman | Management | For | For |
| 1.4 | Elect Director Kelt Kindick | Management | For | For |
| 1.5 | Elect Director Karl F. Kurz | Management | For | For |
| 1.6 | Elect Director Kimberly S. Lubel | Management | For | For |
| 1.7 | Elect Director Richard E. Muncrief | Management | For | For |
| 1.8 | Elect Director Martin Phillips | Management | For | For |
| 1.9 | Elect Director Douglas E. Swanson, Jr. | Management | For | For |
| 1.10 | Elect Director Valerie M. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY MSCI FINANCIALS INDEX ETF - SUB-ADVISER: BLACKROCK
07/01/2019 - 06/30/2020
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
1ST SOURCE CORPORATION
MEETING DATE: APR 23, 2020 | TICKER: SRCE SECURITY ID: 336901103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Vinod M. Khilnani | Management | For | For |
| 1b | Elect Director Rex Martin | Management | For | For |
| 1c | Elect Director Christopher J. Murphy, III | Management | For | For |
| 1d | Elect Director Timothy K. Ozark | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify BKD LLP as Auditors | Management | For | For |
| |
|---|
AFFILIATED MANAGERS GROUP, INC.
MEETING DATE: JUN 09, 2020 | TICKER: AMG SECURITY ID: 008252108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Samuel T. Byrne | Management | For | For |
| 1b | Elect Director Dwight D. Churchill | Management | For | For |
| 1c | Elect Director Glenn Earle | Management | For | For |
| 1d | Elect Director Sean M. Healey | Management | For | For |
| 1e | Elect Director Jay C. Horgen | Management | For | For |
| 1f | Elect Director Reuben Jeffery, III | Management | For | For |
| 1g | Elect Director Tracy P. Palandjian | Management | For | For |
| 1h | Elect Director Patrick T. Ryan | Management | For | For |
| 1i | Elect Director Karen L. Yerburgh | Management | For | For |
| 1j | Elect Director Jide J. Zeitlin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
AFLAC INCORPORATED
MEETING DATE: MAY 04, 2020 | TICKER: AFL SECURITY ID: 001055102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Daniel P. Amos | Management | For | For |
| 1b | Elect Director W. Paul Bowers | Management | For | For |
| 1c | Elect Director Toshihiko Fukuzawa | Management | For | For |
| 1d | Elect Director Thomas J. Kenny | Management | For | For |
| 1e | Elect Director Georgette D. Kiser | Management | For | For |
| 1f | Elect Director Karole F. Lloyd | Management | For | For |
| 1g | Elect Director Nobuchika Mori | Management | For | For |
| 1h | Elect Director Joseph L. Moskowitz | Management | For | For |
| 1i | Elect Director Barbara K. Rimer | Management | For | For |
| 1j | Elect Director Katherine T. Rohrer | Management | For | For |
| 1k | Elect Director Melvin T. Stith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
AG MORTGAGE INVESTMENT TRUST, INC.
MEETING DATE: JUN 19, 2020 | TICKER: MITT SECURITY ID: 001228105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director T.J. Durkin | Management | For | For |
| 1.2 | Elect Director Debra Hess | Management | For | For |
| 1.3 | Elect Director Joseph LaManna | Management | For | For |
| 1.4 | Elect Director Peter Linneman | Management | For | For |
| 1.5 | Elect Director David N. Roberts | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
AGNC INVESTMENT CORP.
MEETING DATE: APR 23, 2020 | TICKER: AGNC SECURITY ID: 00123Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donna J. Blank | Management | For | For |
| 1.2 | Elect Director Morris A. Davis | Management | For | For |
| 1.3 | Elect Director John D. Fisk | Management | For | For |
| 1.4 | Elect Director Prue B. Larocca | Management | For | For |
| 1.5 | Elect Director Paul E. Mullings | Management | For | For |
| 1.6 | Elect Director Frances R. Spark | Management | For | For |
| 1.7 | Elect Director Gary D. Kain | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
ALLEGHANY CORPORATION
MEETING DATE: MAY 08, 2020 | TICKER: Y SECURITY ID: 017175100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ian H. Chippendale | Management | For | For |
| 1.2 | Elect Director Weston M. Hicks | Management | For | For |
| 1.3 | Elect Director Jefferson W. Kirby | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| |
|---|
ALLEGIANCE BANCSHARES, INC.
MEETING DATE: APR 23, 2020 | TICKER: ABTX SECURITY ID: 01748H107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Denise Castillo-Rhodes | Management | For | For |
| 1.2 | Elect Director Robert Ivany | Management | For | For |
| 1.3 | Elect Director George Martinez | Management | For | For |
| 1.4 | Elect Director Janet S. Wong | Management | For | For |
| 2 | Amend Certificate of Formation to Remove the Plurality Voting Standard for the Election of Directors | Management | For | For |
| 3 | Ratify Crowe LLP as Auditors | Management | For | For |
| |
|---|
ALLY FINANCIAL INC.
MEETING DATE: APR 28, 2020 | TICKER: ALLY SECURITY ID: 02005N100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Franklin W. Hobbs | Management | For | For |
| 1.2 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.3 | Elect Director Katryn (Trynka) Shineman Blake | Management | For | For |
| 1.4 | Elect Director Maureen A. Breakiron-Evans | Management | For | For |
| 1.5 | Elect Director William H. Cary | Management | For | For |
| 1.6 | Elect Director Mayree C. Clark | Management | For | For |
| 1.7 | Elect Director Kim S. Fennebresque | Management | For | For |
| 1.8 | Elect Director Marjorie Magner | Management | For | For |
| 1.9 | Elect Director Brian H. Sharples | Management | For | For |
| 1.10 | Elect Director John J. Stack | Management | For | For |
| 1.11 | Elect Director Michael F. Steib | Management | For | For |
| 1.12 | Elect Director Jeffrey J. Brown | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
AMALGAMATED BANK
MEETING DATE: APR 29, 2020 | TICKER: AMAL SECURITY ID: 022663108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lynne P. Fox | Management | For | For |
| 1b | Elect Director Donald E. Bouffard, Jr. | Management | For | For |
| 1c | Elect Director Maryann Bruce | Management | For | For |
| 1d | Elect Director Patricia Diaz Dennis | Management | For | For |
| 1e | Elect Director Robert C. Dinerstein | Management | For | For |
| 1f | Elect Director Mark A. Finser | Management | For | For |
| 1g | Elect Director Julie Kelly | Management | For | For |
| 1h | Elect Director John McDonagh | Management | For | For |
| 1i | Elect Director Keith Mestrich | Management | For | For |
| 1j | Elect Director Robert G. Romasco | Management | For | For |
| 1k | Elect Director Edgar Romney, Sr. | Management | For | For |
| 1l | Elect Director Stephen R. Sleigh | Management | For | For |
| 2 | Ratify Crowe LLP as Auditors | Management | For | For |
| 3 | Amend Articles of Incorporation | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMBAC FINANCIAL GROUP, INC.
MEETING DATE: JUN 02, 2020 | TICKER: AMBC SECURITY ID: 023139884
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alexander D. Greene | Management | For | For |
| 1.2 | Elect Director Ian D. Haft | Management | For | For |
| 1.3 | Elect Director David L. Herzog | Management | For | For |
| 1.4 | Elect Director Joan Lamm-Tennant | Management | For | For |
| 1.5 | Elect Director Claude LeBlanc | Management | For | For |
| 1.6 | Elect Director C. James Prieur | Management | For | For |
| 1.7 | Elect Director Jeffrey S. Stein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY
MEETING DATE: JUN 04, 2020 | TICKER: AEL SECURITY ID: 025676206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anant Bhalla | Management | For | For |
| 1.2 | Elect Director Joyce A. Chapman | Management | For | For |
| 1.3 | Elect Director James M. Gerlach | Management | For | For |
| 1.4 | Elect Director Robert L. Howe | Management | For | For |
| 1.5 | Elect Director Michelle M. Keeley | Management | For | For |
| 1.6 | Elect Director William R. Kunkel | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
AMERICAN EXPRESS COMPANY
MEETING DATE: MAY 05, 2020 | TICKER: AXP SECURITY ID: 025816109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Charlene Barshefsky | Management | For | For |
| 1b | Elect Director John J. Brennan | Management | For | For |
| 1c | Elect Director Peter Chernin | Management | For | For |
| 1d | Elect Director Ralph de la Vega | Management | For | For |
| 1e | Elect Director Anne Lauvergeon | Management | For | For |
| 1f | Elect Director Michael O. Leavitt | Management | For | For |
| 1g | Elect Director Theodore J. Leonsis | Management | For | For |
| 1h | Elect Director Karen L. Parkhill | Management | For | For |
| 1i | Elect Director Lynn A. Pike | Management | For | For |
| 1j | Elect Director Stephen J. Squeri | Management | For | For |
| 1k | Elect Director Daniel L. Vasella | Management | For | For |
| 1l | Elect Director Ronald A. Williams | Management | For | For |
| 1m | Elect Director Christopher D. Young | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Report on Gender/Racial Pay Gap | Shareholder | Against | Against |
| |
|---|
AMERICAN FINANCIAL GROUP, INC.
MEETING DATE: MAY 20, 2020 | TICKER: AFG SECURITY ID: 025932104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carl H. Lindner, III | Management | For | For |
| 1.2 | Elect Director S. Craig Lindner | Management | For | For |
| 1.3 | Elect Director Kenneth C. Ambrecht | Management | For | For |
| 1.4 | Elect Director John B. Berding | Management | For | For |
| 1.5 | Elect Director Joseph E. (Jeff) Consolino | Management | For | For |
| 1.6 | Elect Director Virginia C. "Gina" Drosos | Management | For | For |
| 1.7 | Elect Director James E. Evans | Management | For | For |
| 1.8 | Elect Director Terry S. Jacobs | Management | For | For |
| 1.9 | Elect Director Gregory G. Joseph | Management | For | For |
| 1.10 | Elect Director Mary Beth Martin | Management | For | For |
| 1.11 | Elect Director William W. Verity | Management | For | For |
| 1.12 | Elect Director John I. Von Lehman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMERICAN INTERNATIONAL GROUP, INC.
MEETING DATE: MAY 13, 2020 | TICKER: AIG SECURITY ID: 026874784
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director W. Don Cornwell | Management | For | For |
| 1b | Elect Director Brian Duperreault | Management | For | For |
| 1c | Elect Director John H. Fitzpatrick | Management | For | For |
| 1d | Elect Director William G. Jurgensen | Management | For | For |
| 1e | Elect Director Christopher S. Lynch | Management | For | For |
| 1f | Elect Director Henry S. Miller | Management | For | For |
| 1g | Elect Director Linda A. Mills | Management | For | For |
| 1h | Elect Director Thomas F. Motamed | Management | For | For |
| 1i | Elect Director Peter R. Porrino | Management | For | For |
| 1j | Elect Director Amy L. Schioldager | Management | For | For |
| 1k | Elect Director Douglas M. Steenland | Management | For | For |
| 1l | Elect Director Therese M. Vaughan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Securities Transfer Restrictions | Management | For | For |
| 4 | Ratify NOL Rights Plan (NOL Pill) | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| |
|---|
AMERICAN NATIONAL INSURANCE COMPANY
MEETING DATE: APR 23, 2020 | TICKER: ANAT SECURITY ID: 028591105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William C. Ansell | Management | For | For |
| 1.2 | Elect Director Arthur O. Dummer | Management | For | Against |
| 1.3 | Elect Director Irwin M. Herz, Jr. | Management | For | For |
| 1.4 | Elect Director E. Douglas McLeod | Management | For | For |
| 1.5 | Elect Director Frances A. Moody-Dahlberg | Management | For | For |
| 1.6 | Elect Director Ross R. Moody | Management | For | For |
| 1.7 | Elect Director James P. Payne | Management | For | For |
| 1.8 | Elect Director E. J. "Jere" Pederson | Management | For | Against |
| 1.9 | Elect Director James E. Pozzi | Management | For | For |
| 1.10 | Elect Director James D. Yarbrough | Management | For | Against |
| 2 | Approve Formation of Holding Company | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
AMERIPRISE FINANCIAL, INC.
MEETING DATE: APR 29, 2020 | TICKER: AMP SECURITY ID: 03076C106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James M. Cracchiolo | Management | For | For |
| 1b | Elect Director Dianne Neal Blixt | Management | For | For |
| 1c | Elect Director Amy DiGeso | Management | For | For |
| 1d | Elect Director Lon R. Greenberg | Management | For | For |
| 1e | Elect Director Jeffrey Noddle | Management | For | For |
| 1f | Elect Director Robert F. Sharpe, Jr. | Management | For | For |
| 1g | Elect Director Brian T. Shea | Management | For | For |
| 1h | Elect Director W. Edward Walter, III | Management | For | For |
| 1i | Elect Director Christopher J. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
AMERIS BANCORP
MEETING DATE: JUN 11, 2020 | TICKER: ABCB SECURITY ID: 03076K108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rodney D. Bullard | Management | For | For |
| 1.2 | Elect Director James B. Miller, Jr. | Management | For | For |
| 1.3 | Elect Director William I. Bowen, Jr. | Management | For | For |
| 1.4 | Elect Director Wm. Millard Choate | Management | For | For |
| 1.5 | Elect Director Robert P. Lynch | Management | For | For |
| 1.6 | Elect Director Elizabeth A. McCague | Management | For | For |
| 1.7 | Elect Director Gloria A. O'Neal | Management | For | For |
| 1.8 | Elect Director H. Palmer Proctor, Jr. | Management | For | For |
| 2 | Ratify Crowe LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 6 | Declassify the Board of Directors | Management | For | For |
| |
|---|
AMERISAFE, INC.
MEETING DATE: JUN 05, 2020 | TICKER: AMSF SECURITY ID: 03071H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Brown | Management | For | For |
| 1.2 | Elect Director G. Janelle Frost | Management | For | For |
| 1.3 | Elect Director Sean M. Traynor | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
ANNALY CAPITAL MANAGEMENT, INC.
MEETING DATE: MAY 20, 2020 | TICKER: NLY SECURITY ID: 035710409
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Francine J. Bovich | Management | For | For |
| 1b | Elect Director Katie Beirne Fallon | Management | For | For |
| 1c | Elect Director David L. Finkelstein | Management | For | For |
| 1d | Elect Director Thomas Hamilton | Management | For | For |
| 1e | Elect Director Kathy Hopinkah Hannan | Management | For | For |
| 1f | Elect Director John H. Schaefer | Management | For | For |
| 1g | Elect Director Glenn A. Votek | Management | For | For |
| 1h | Elect Director Vicki Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | None | Against |
| |
|---|
ANWORTH MORTGAGE ASSET CORPORATION
MEETING DATE: MAY 20, 2020 | TICKER: ANH SECURITY ID: 037347101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Joseph E. McAdams | Management | For | For |
| 1b | Elect Director Joe E. Davis | Management | For | For |
| 1c | Elect Director Robert C. Davis | Management | For | For |
| 1d | Elect Director Mark S. Maron | Management | For | For |
| 1e | Elect Director Lloyd McAdams | Management | For | For |
| 1f | Elect Director Dominique Mielle | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify RSM US LLP as Auditors | Management | For | For |
| |
|---|
AON PLC
MEETING DATE: FEB 04, 2020 | TICKER: AON SECURITY ID: G0408V102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scheme of Arrangement | Management | For | For |
| 2 | Approve Reduction of Share Capital and Creation of Distributable Profits | Management | For | For |
| 3 | Approve Terms of an Off-Exchange Buyback and Cancellation of Class B Ordinary Shares | Management | For | For |
| 4 | Approve Delisting of Shares from the New York Stock Exchange | Management | For | For |
| 5 | Adjourn Meeting | Management | For | For |
| |
|---|
AON PLC
MEETING DATE: FEB 04, 2020 | TICKER: AON SECURITY ID: G0408V111
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scheme of Arrangement | Management | For | For |
| |
|---|
AON PLC
MEETING DATE: JUN 19, 2020 | TICKER: AON SECURITY ID: G0403H108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lester B. Knight | Management | For | For |
| 1.2 | Elect Director Gregory C. Case | Management | For | For |
| 1.3 | Elect Director Jin-Yong Cai | Management | For | For |
| 1.4 | Elect Director Jeffrey C. Campbell | Management | For | For |
| 1.5 | Elect Director Fulvio Conti | Management | For | For |
| 1.6 | Elect Director Cheryl A. Francis | Management | For | For |
| 1.7 | Elect Director J. Michael Losh | Management | For | For |
| 1.8 | Elect Director Richard B. Myers | Management | For | For |
| 1.9 | Elect Director Richard C. Notebaert | Management | For | For |
| 1.10 | Elect Director Gloria Santona | Management | For | For |
| 1.11 | Elect Director Carolyn Y. Woo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Ratify Ernst & Young Chartered Accountants as Statutory Auditor | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| |
|---|
APOLLO COMMERCIAL REAL ESTATE FINANCE, INC.
MEETING DATE: JUN 02, 2020 | TICKER: ARI SECURITY ID: 03762U105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark C. Biderman | Management | For | For |
| 1.2 | Elect Director Brenna Haysom | Management | For | For |
| 1.3 | Elect Director Robert A. Kasdin | Management | For | For |
| 1.4 | Elect Director Katherine G. Newman | Management | For | For |
| 1.5 | Elect Director Eric L. Press | Management | For | For |
| 1.6 | Elect Director Scott S. Prince | Management | For | For |
| 1.7 | Elect Director Stuart A. Rothstein | Management | For | For |
| 1.8 | Elect Director Michael E. Salvati | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ARBOR REALTY TRUST, INC.
MEETING DATE: JUN 03, 2020 | TICKER: ABR SECURITY ID: 038923108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ivan Kaufman | Management | For | For |
| 1.2 | Elect Director Melvin F. Lazar | Management | For | For |
| 1.3 | Elect Director George Tsunis | Management | For | Withhold |
| 1.4 | Elect Director Kenneth J. Bacon | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | Three Years |
| |
|---|
ARCH CAPITAL GROUP LTD.
MEETING DATE: MAY 08, 2020 | TICKER: ACGL SECURITY ID: G0450A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Louis J. Paglia | Management | For | For |
| 1b | Elect Director Brian S. Posner | Management | For | For |
| 1c | Elect Director John D. Vollaro | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4a | Elect Director Robert Appleby as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4b | Elect Director Dennis R. Brand as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4c | Elect Director Graham B.R. Collis as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4d | Elect Director Matthew Dragonetti as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4e | Elect Director Seamus Fearon as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4f | Elect Director Beau H. Franklin as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4g | Elect Director Jerome Halgan as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4h | Elect Director James Haney as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4i | Elect Director W. Preston Hutchings as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4j | Elect Director Pierre Jal as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4k | Elect Director Francois Morin as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4l | Elect Director David J. Mulholland as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4m | Elect Director Tim Peckett as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4n | Elect Director Maamoun Rajeh as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4o | Elect Director Roderick Romeo as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| |
|---|
ARES COMMERCIAL REAL ESTATE CORPORATION
MEETING DATE: APR 23, 2020 | TICKER: ACRE SECURITY ID: 04013V108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William S. Benjamin | Management | For | For |
| 1.2 | Elect Director Caroline E. Blakely | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ARES MANAGEMENT CORPORATION
MEETING DATE: JUN 11, 2020 | TICKER: ARES SECURITY ID: 03990B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael J Arougheti | Management | For | For |
| 1b | Elect Director Antoinette Bush | Management | For | For |
| 1c | Elect Director Paul G. Joubert | Management | For | For |
| 1d | Elect Director R. Kipp deVeer | Management | For | For |
| 1e | Elect Director David B. Kaplan | Management | For | For |
| 1f | Elect Director Michael Lynton | Management | For | For |
| 1g | Elect Director Judy D. Olian | Management | For | For |
| 1h | Elect Director Antony P. Ressler | Management | For | For |
| 1i | Elect Director Bennett Rosenthal | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
ARGO GROUP INTERNATIONAL HOLDINGS, LTD.
MEETING DATE: DEC 20, 2019 | TICKER: ARGO SECURITY ID: G0464B107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Proxy Card) |
| 1 | Revoke Consent to Request Special Meeting | Shareholder | For | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Blue Proxy Card) |
| 1 | Consent to Request Special Meeting | Shareholder | For | Did Not Vote |
| |
|---|
ARGO GROUP INTERNATIONAL HOLDINGS, LTD.
MEETING DATE: APR 16, 2020 | TICKER: ARGO SECURITY ID: G0464B107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2a | Elect Director Bernard C. Bailey | Management | For | For |
| 2b | Elect Director Thomas A. Bradley | Management | For | For |
| 2c | Elect Director Fred R. Donner | Management | For | For |
| 2d | Elect Director Anthony P. Latham | Management | For | For |
| 2e | Elect Director Dymphna A. Lehane | Management | For | For |
| 2f | Elect Director Samuel G. Liss | Management | For | For |
| 2g | Elect Director Carol A. McFate | Management | For | For |
| 2h | Elect Director Kathleen A. Nealon | Management | For | For |
| 2i | Elect Director Al-Noor Ramji | Management | For | For |
| 2j | Elect Director Kevin J. Rehnberg | Management | For | For |
| 2k | Elect Director John H. Tonelli | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Establish Range For Board Size | Management | For | For |
| 6 | Amend Bye-Laws to Modify the Voting Push-Up Requirement | Management | For | For |
| |
|---|
ARMOUR RESIDENTIAL REIT, INC.
MEETING DATE: MAY 20, 2020 | TICKER: ARR SECURITY ID: 042315507
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott J. Ulm | Management | For | For |
| 1.2 | Elect Director Jeffrey J. Zimmer | Management | For | For |
| 1.3 | Elect Director Daniel C. Staton | Management | For | For |
| 1.4 | Elect Director Marc H. Bell | Management | For | For |
| 1.5 | Elect Director Z. Jamie Behar | Management | For | For |
| 1.6 | Elect Director Carolyn Downey | Management | For | For |
| 1.7 | Elect Director Thomas K. Guba | Management | For | For |
| 1.8 | Elect Director Robert C. Hain | Management | For | For |
| 1.9 | Elect Director John "Jack" P. Hollihan, III | Management | For | For |
| 1.10 | Elect Director Stewart J. Paperin | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
ARROW FINANCIAL CORPORATION
MEETING DATE: MAY 06, 2020 | TICKER: AROW SECURITY ID: 042744102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark L. Behan | Management | For | For |
| 1.2 | Elect Director Elizabeth A. Miller | Management | For | For |
| 1.3 | Elect Director William L. Owens | Management | For | For |
| 1.4 | Elect Director Richard J. Reisman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Outside Director Stock Awards in Lieu of Cash | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
ARTHUR J. GALLAGHER & CO.
MEETING DATE: MAY 12, 2020 | TICKER: AJG SECURITY ID: 363576109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sherry S. Barrat | Management | For | For |
| 1b | Elect Director William L. Bax | Management | For | For |
| 1c | Elect Director D. John Coldman | Management | For | For |
| 1d | Elect Director Frank E. English, Jr. | Management | For | For |
| 1e | Elect Director J. Patrick Gallagher, Jr. | Management | For | For |
| 1f | Elect Director David S. Johnson | Management | For | For |
| 1g | Elect Director Kay W. McCurdy | Management | For | For |
| 1h | Elect Director Christopher C. Miskel | Management | For | For |
| 1i | Elect Director Ralph J. Nicoletti | Management | For | For |
| 1j | Elect Director Norman L. Rosenthal | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt a Policy on Board Diversity | Shareholder | Against | Against |
| |
|---|
ARTISAN PARTNERS ASSET MANAGEMENT INC.
MEETING DATE: JUN 02, 2020 | TICKER: APAM SECURITY ID: 04316A108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Matthew R. Barger | Management | For | Withhold |
| 1.2 | Elect Director Eric R. Colson | Management | For | For |
| 1.3 | Elect Director Tench Coxe | Management | For | Withhold |
| 1.4 | Elect Director Stephanie G. DiMarco | Management | For | For |
| 1.5 | Elect Director Jeffrey A. Joerres | Management | For | Withhold |
| 1.6 | Elect Director Andrew A. Ziegler | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| |
|---|
ASSETMARK FINANCIAL HOLDINGS, INC.
MEETING DATE: JUN 08, 2020 | TICKER: AMK SECURITY ID: 04546L106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Rohit Bhagat | Management | For | For |
| 1b | Elect Director Bryan Lin | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
ASSOCIATED BANC-CORP
MEETING DATE: APR 28, 2020 | TICKER: ASB SECURITY ID: 045487105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John F. Bergstrom | Management | For | For |
| 1.2 | Elect Director Michael T. Crowley, Jr. | Management | For | For |
| 1.3 | Elect Director Philip B. Flynn | Management | For | For |
| 1.4 | Elect Director R. Jay Gerken | Management | For | For |
| 1.5 | Elect Director Judith P. Greffin | Management | For | For |
| 1.6 | Elect Director Michael J. Haddad | Management | For | For |
| 1.7 | Elect Director William R. Hutchinson | Management | For | For |
| 1.8 | Elect Director Robert A. Jeffe | Management | For | For |
| 1.9 | Elect Director Eileen A. Kamerick | Management | For | For |
| 1.10 | Elect Director Gale E. Klappa | Management | For | For |
| 1.11 | Elect Director Richard T. Lommen | Management | For | For |
| 1.12 | Elect Director Cory L. Nettles | Management | For | For |
| 1.13 | Elect Director Karen T. van Lith | Management | For | For |
| 1.14 | Elect Director John (Jay) B. Williams | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
ASSOCIATED CAPITAL GROUP, INC.
MEETING DATE: MAY 05, 2020 | TICKER: AC SECURITY ID: 045528106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mario J. Gabelli | Management | For | Withhold |
| 1.2 | Elect Director Marc Gabelli | Management | For | Withhold |
| 1.3 | Elect Director Douglas R. Jamieson | Management | For | Withhold |
| 1.4 | Elect Director Daniel R. Lee | Management | For | Withhold |
| 1.5 | Elect Director Bruce M. Lisman | Management | For | Withhold |
| 1.6 | Elect Director Frederic V. Salerno | Management | For | Withhold |
| 1.7 | Elect Director Salvatore F. Sodano | Management | For | Withhold |
| 1.8 | Elect Director Elisa M. Wilson | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ASSURANT, INC.
MEETING DATE: MAY 07, 2020 | TICKER: AIZ SECURITY ID: 04621X108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Elaine D. Rosen | Management | For | For |
| 1b | Elect Director Paget L. Alves | Management | For | For |
| 1c | Elect Director Juan N. Cento | Management | For | For |
| 1d | Elect Director Alan B. Colberg | Management | For | For |
| 1e | Elect Director Harriet Edelman | Management | For | For |
| 1f | Elect Director Lawrence V. Jackson | Management | For | For |
| 1g | Elect Director Jean-Paul L. Montupet | Management | For | For |
| 1h | Elect Director Debra J. Perry | Management | For | For |
| 1i | Elect Director Ognjen (Ogi) Redzic | Management | For | For |
| 1j | Elect Director Paul J. Reilly | Management | For | For |
| 1k | Elect Director Robert W. Stein | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ASSURED GUARANTY LTD.
MEETING DATE: MAY 06, 2020 | TICKER: AGO SECURITY ID: G0585R106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Francisco L. Borges | Management | For | For |
| 1b | Elect Director G. Lawrence Buhl | Management | For | For |
| 1c | Elect Director Dominic J. Frederico | Management | For | For |
| 1d | Elect Director Bonnie L. Howard | Management | For | For |
| 1e | Elect Director Thomas W. Jones | Management | For | For |
| 1f | Elect Director Patrick W. Kenny | Management | For | For |
| 1g | Elect Director Alan J. Kreczko | Management | For | For |
| 1h | Elect Director Simon W. Leathes | Management | For | For |
| 1i | Elect Director Michael T. O'Kane | Management | For | For |
| 1j | Elect Director Yukiko Omura | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4aa | Elect Howard W. Albert as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4ab | Elect Robert A. Bailenson as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4ac | Elect Russell B. Brewer, II as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4ad | Elect Gary Burnet as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4ae | Elect Ling Chow as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4af | Elect Stephen Donnarumma as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4ag | Elect Dominic J. Frederico as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4ah | Elect Walter A. Scott as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4B | Ratify PricewaterhouseCoopers LLP as Auditor of Assured Guaranty Re Ltd | Management | For | For |
| |
|---|
ATHENE HOLDING LTD.
MEETING DATE: FEB 12, 2020 | TICKER: ATH SECURITY ID: G0684D107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Bylaws | Management | For | For |
| 2 | Approve Conversion of Class B Common Shares | Management | For | For |
| 3 | Approve Conversion of Class M Common Shares | Management | For | For |
| 4 | Approve Issuance of Shares Pursuant to Transactions with Related Parties | Management | For | For |
| 5 | Adjourn Meeting | Management | For | For |
| A | Shareholder Represents that Neither they nor Any of its Tax Attributed Affiliates Owns Any Class B Shares or Any Equity Interests of Apollo Global Management or AP Alternative Assets. If You do not Mark Yes your Vote may Not Count. For = Yes; Against= No | Management | None | Against |
| B | Shareholder Represents that it is Neither an Employee of Apollo Group nor a Management Shareholder, If You do not Mark Yes your Vote may Not Count For = Yes and Against= No | Management | None | For |
| |
|---|
ATHENE HOLDING LTD.
MEETING DATE: JUN 02, 2020 | TICKER: ATH SECURITY ID: G0684D107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott Kleinman | Management | For | For |
| 1.2 | Elect Director Lawrence J. Ruisi | Management | For | For |
| 1.3 | Elect Director Hope Schefler Taitz | Management | For | For |
| 1.4 | Elect Director Arthur Wrubel | Management | For | For |
| 1.5 | Elect Director Fehmi Zeko | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Authorize Board to Fix Remuneration of the Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ATLANTIC CAPITAL BANCSHARES, INC.
MEETING DATE: MAY 21, 2020 | TICKER: ACBI SECURITY ID: 048269203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Walter M. "Sonny" Deriso, Jr. | Management | For | For |
| 1.2 | Elect Director Shantella E. "Shan" Cooper | Management | For | For |
| 1.3 | Elect Director Henchy R. Enden | Management | For | For |
| 1.4 | Elect Director James H. Graves | Management | For | For |
| 1.5 | Elect Director Douglas J. Hertz | Management | For | For |
| 1.6 | Elect Director Thomas "Tommy" M. Holder | Management | For | For |
| 1.7 | Elect Director Lizanne Thomas | Management | For | For |
| 1.8 | Elect Director Douglas L. Williams | Management | For | For |
| 1.9 | Elect Director Marietta Edmunds Zakas | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| |
|---|
ATLANTIC UNION BANKSHARES CORPORTATION
MEETING DATE: MAY 05, 2020 | TICKER: AUB SECURITY ID: 04911A107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank Russell Ellett | Management | For | For |
| 1.2 | Elect Director Gregory L. Fisher | Management | For | For |
| 1.3 | Elect Director Patrick J. McCann | Management | For | For |
| 1.4 | Elect Director Alan W. Myers | Management | For | For |
| 1.5 | Elect Director Linda V. Schreiner | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Amend Articles of Incorporation to Update the Provision Regarding Indemnification of Directors and Officers | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AXIS CAPITAL HOLDINGS LIMITED
MEETING DATE: MAY 07, 2020 | TICKER: AXS SECURITY ID: G0692U109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas C. Ramey | Management | For | For |
| 1.2 | Elect Director Wilhelm Zeller | Management | For | For |
| 1.3 | Elect Director Lizabeth H. Zlatkus | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Deloitte Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
AXOS FINANCIAL, INC.
MEETING DATE: OCT 24, 2019 | TICKER: AX SECURITY ID: 05465C100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James S. Argalas | Management | For | For |
| 1.2 | Elect Director James J. Court | Management | For | For |
| 1.3 | Elect Director Edward J. Ratinoff | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
B. RILEY FINANCIAL, INC.
MEETING DATE: JUN 18, 2020 | TICKER: RILY SECURITY ID: 05580M108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bryant R. Riley | Management | For | For |
| 1.2 | Elect Director Robert D'Agostino | Management | For | For |
| 1.3 | Elect Director Randall E. Paulson | Management | For | For |
| 1.4 | Elect Director Todd D. Sims | Management | For | For |
| 1.5 | Elect Director Thomas J. Kelleher | Management | For | For |
| 1.6 | Elect Director Mikel H. Williams | Management | For | Against |
| 1.7 | Elect Director Michael J. Sheldon | Management | For | For |
| 1.8 | Elect Director Robert L. Antin | Management | For | Against |
| 1.9 | Elect Director Mimi K. Walters | Management | For | For |
| 2 | Ratify Marcum LLP as Auditors | Management | For | For |
| |
|---|
BANC OF CALIFORNIA, INC.
MEETING DATE: MAY 14, 2020 | TICKER: BANC SECURITY ID: 05990K106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James A. "Conan" Barker | Management | For | For |
| 1.2 | Elect Director Mary A. Curran | Management | For | For |
| 1.3 | Elect Director B. A. Fallon-Walsh | Management | For | For |
| 1.4 | Elect Director Bonnie G. Hill | Management | For | For |
| 1.5 | Elect Director Richard J. Lashley | Management | For | For |
| 1.6 | Elect Director Jonah F. Schnel | Management | For | For |
| 1.7 | Elect Director Robert D. Sznewajs | Management | For | For |
| 1.8 | Elect Director Andrew Thau | Management | For | For |
| 1.9 | Elect Director Jared M. Wolff | Management | For | For |
| 1.10 | Elect Director W. Kirk Wycoff | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BANCFIRST CORPORATION
MEETING DATE: MAY 28, 2020 | TICKER: BANF SECURITY ID: 05945F103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis L. Brand | Management | For | For |
| 1.2 | Elect Director C.L. Craig, Jr. | Management | For | For |
| 1.3 | Elect Director F. Ford Drummond | Management | For | For |
| 1.4 | Elect Director Joseph Ford | Management | For | For |
| 1.5 | Elect Director Joe R. Goyne | Management | For | For |
| 1.6 | Elect Director David R. Harlow | Management | For | For |
| 1.7 | Elect Director William O. Johnstone | Management | For | For |
| 1.8 | Elect Director Frank Keating | Management | For | For |
| 1.9 | Elect Director Bill G. Lance | Management | For | For |
| 1.10 | Elect Director Dave R. Lopez | Management | For | For |
| 1.11 | Elect Director William Scott Martin | Management | For | For |
| 1.12 | Elect Director Tom H. McCasland, III | Management | For | For |
| 1.13 | Elect Director Ronald J. Norick | Management | For | For |
| 1.14 | Elect Director David E. Rainbolt | Management | For | For |
| 1.15 | Elect Director H.E. Rainbolt | Management | For | For |
| 1.16 | Elect Director Robin Roberson | Management | For | For |
| 1.17 | Elect Director Michael S. Samis | Management | For | For |
| 1.18 | Elect Director Darryl W. Schmidt | Management | For | For |
| 1.19 | Elect Director Natalie Shirley | Management | For | For |
| 1.20 | Elect Director Michael K. Wallace | Management | For | For |
| 1.21 | Elect Director Gregory G. Wedel | Management | For | For |
| 1.22 | Elect Director G. Rainey Williams, Jr. | Management | For | For |
| 2 | Amend Stock Option Plan | Management | For | For |
| 3 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
| 4 | Ratify BKD, LLP as Auditor | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BANCORPSOUTH BANK
MEETING DATE: APR 22, 2020 | TICKER: BXS SECURITY ID: 05971J102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gus J. Blass, III | Management | For | For |
| 1.2 | Elect Director Deborah M. Cannon | Management | For | For |
| 1.3 | Elect Director William G. "Skipper" Holliman | Management | For | For |
| 1.4 | Elect Director Warren A. Hood, Jr. | Management | For | For |
| 1.5 | Elect Director Thomas R. Stanton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify BKD, LLP as Auditors | Management | For | For |
| |
|---|
BANK OF AMERICA CORPORATION
MEETING DATE: APR 22, 2020 | TICKER: BAC SECURITY ID: 060505104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sharon L. Allen | Management | For | For |
| 1b | Elect Director Susan S. Bies | Management | For | For |
| 1c | Elect Director Jack O. Bovender, Jr. | Management | For | For |
| 1d | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 1e | Elect Director Pierre J.P. de Weck | Management | For | For |
| 1f | Elect Director Arnold W. Donald | Management | For | For |
| 1g | Elect Director Linda P. Hudson | Management | For | For |
| 1h | Elect Director Monica C. Lozano | Management | For | For |
| 1i | Elect Director Thomas J. May | Management | For | For |
| 1j | Elect Director Brian T. Moynihan | Management | For | For |
| 1k | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1l | Elect Director Denise L. Ramos | Management | For | For |
| 1m | Elect Director Clayton S. Rose | Management | For | For |
| 1n | Elect Director Michael D. White | Management | For | For |
| 1o | Elect Director Thomas D. Woods | Management | For | For |
| 1p | Elect Director R. David Yost | Management | For | For |
| 1q | Elect Director Maria T. Zuber | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Report on Gender Pay Gap | Shareholder | Against | Against |
| 7 | Review of Statement of the Purpose of a Corporation and Report on Recommended Changes to Governance Documents, Policies, and Practices | Shareholder | Against | Against |
| |
|---|
BANK OF HAWAII CORPORATION
MEETING DATE: APR 24, 2020 | TICKER: BOH SECURITY ID: 062540109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director S. Haunani Apoliona | Management | For | For |
| 1.2 | Elect Director Mark A. Burak | Management | For | For |
| 1.3 | Elect Director John C. Erickson | Management | For | For |
| 1.4 | Elect Director Joshua D. Feldman | Management | For | For |
| 1.5 | Elect Director Peter S. Ho | Management | For | For |
| 1.6 | Elect Director Michelle E. Hulst | Management | For | For |
| 1.7 | Elect Director Kent T. Lucien | Management | For | For |
| 1.8 | Elect Director Alicia E. Moy | Management | For | For |
| 1.9 | Elect Director Victor K. Nichols | Management | For | For |
| 1.10 | Elect Director Barbara J. Tanabe | Management | For | For |
| 1.11 | Elect Director Dana M. Tokioka | Management | For | For |
| 1.12 | Elect Director Raymond P. Vara, Jr. | Management | For | For |
| 1.13 | Elect Director Robert W. Wo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
BANK OF MARIN BANCORP
MEETING DATE: MAY 12, 2020 | TICKER: BMRC SECURITY ID: 063425102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven I. Barlow | Management | For | For |
| 1.2 | Elect Director Russell A. Colombo | Management | For | For |
| 1.3 | Elect Director James C. Hale | Management | For | For |
| 1.4 | Elect Director Robert Heller | Management | For | For |
| 1.5 | Elect Director Norma J. Howard | Management | For | For |
| 1.6 | Elect Director Kevin R. Kennedy | Management | For | For |
| 1.7 | Elect Director William H. McDevitt, Jr. | Management | For | For |
| 1.8 | Elect Director Leslie E. Murphy | Management | For | For |
| 1.9 | Elect Director Joel Sklar | Management | For | For |
| 1.10 | Elect Director Brian M. Sobel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Outside Director Stock Awards/Options in Lieu of Cash | Management | For | For |
| 4 | Ratify Moss Adams LLP as Auditor | Management | For | For |
| |
|---|
BANK OZK
MEETING DATE: MAY 04, 2020 | TICKER: OZK SECURITY ID: 06417N103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Nicholas Brown | Management | For | For |
| 1b | Elect Director Paula Cholmondeley | Management | For | For |
| 1c | Elect Director Beverly Cole | Management | For | For |
| 1d | Elect Director Robert East | Management | For | For |
| 1e | Elect Director Kathleen Franklin | Management | For | For |
| 1f | Elect Director Catherine B. Freedberg | Management | For | For |
| 1g | Elect Director Jeffrey Gearhart | Management | For | For |
| 1h | Elect Director George G. Gleason | Management | For | For |
| 1i | Elect Director Peter Kenny | Management | For | For |
| 1j | Elect Director William Koefoed, Jr. | Management | For | For |
| 1k | Elect Director Walter J. (Jack) Mullen, Jr. | Management | For | For |
| 1l | Elect Director Christopher Orndorff | Management | For | For |
| 1m | Elect Director John Reynolds | Management | For | For |
| 1n | Elect Director Steven Sadoff | Management | For | For |
| 1o | Elect Director Ross Whipple | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BANKUNITED, INC.
MEETING DATE: MAY 15, 2020 | TICKER: BKU SECURITY ID: 06652K103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rajinder P. Singh | Management | For | For |
| 1.2 | Elect Director Tere Blanca | Management | For | For |
| 1.3 | Elect Director John N. DiGiacomo | Management | For | For |
| 1.4 | Elect Director Michael J. Dowling | Management | For | For |
| 1.5 | Elect Director Douglas J. Pauls | Management | For | For |
| 1.6 | Elect Director A. Gail Prudenti | Management | For | For |
| 1.7 | Elect Director William S. Rubenstein | Management | For | For |
| 1.8 | Elect Director Sanjiv Sobti | Management | For | For |
| 1.9 | Elect Director Lynne Wines | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
BANNER CORPORATION
MEETING DATE: APR 29, 2020 | TICKER: BANR SECURITY ID: 06652V208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark J. Grescovich | Management | For | For |
| 1.2 | Elect Director David A. Klaue | Management | For | For |
| 1.3 | Elect Director Merline Saintil | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Moss Adams LLP as Auditors | Management | For | For |
| |
|---|
BAR HARBOR BANKSHARES
MEETING DATE: MAY 12, 2020 | TICKER: BHB SECURITY ID: 066849100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Daina H. Belair | Management | For | For |
| 1b | Elect Director Matthew L. Caras | Management | For | For |
| 1c | Elect Director David M. Colter | Management | For | For |
| 1d | Elect Director Steven H. Dimick | Management | For | For |
| 1e | Elect Director Martha T. Dudman | Management | For | For |
| 1f | Elect Director Lauri E. Fernald | Management | For | For |
| 1g | Elect Director Brendan J. O'Halloran | Management | For | For |
| 1h | Elect Director Curtis C. Simard | Management | For | For |
| 1i | Elect Director Kenneth E. Smith | Management | For | For |
| 1j | Elect Director Stephen R. Theroux | Management | For | For |
| 1k | Elect Director Scott G. Toothaker | Management | For | For |
| 1l | Elect Director David B. Woodside | Management | For | For |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BB&T CORPORATION
MEETING DATE: JUL 30, 2019 | TICKER: BBT SECURITY ID: 054937107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Change Company Name to Truist Financial Corporation | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
BERKSHIRE HATHAWAY INC.
MEETING DATE: MAY 02, 2020 | TICKER: BRK.B SECURITY ID: 084670702
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Warren E. Buffett | Management | For | For |
| 1.2 | Elect Director Charles T. Munger | Management | For | For |
| 1.3 | Elect Director Gregory E. Abel | Management | For | For |
| 1.4 | Elect Director Howard G. Buffett | Management | For | For |
| 1.5 | Elect Director Stephen B. Burke | Management | For | For |
| 1.6 | Elect Director Kenneth I. Chenault | Management | For | For |
| 1.7 | Elect Director Susan L. Decker | Management | For | For |
| 1.8 | Elect Director David S. Gottesman | Management | For | For |
| 1.9 | Elect Director Charlotte Guyman | Management | For | For |
| 1.10 | Elect Director Ajit Jain | Management | For | For |
| 1.11 | Elect Director Thomas S. Murphy | Management | For | For |
| 1.12 | Elect Director Ronald L. Olson | Management | For | For |
| 1.13 | Elect Director Walter Scott, Jr. | Management | For | For |
| 1.14 | Elect Director Meryl B. Witmer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | Three Years |
| 4 | Adopt a Policy on Board Diversity | Shareholder | Against | Against |
| |
|---|
BERKSHIRE HILLS BANCORP, INC.
MEETING DATE: MAY 14, 2020 | TICKER: BHLB SECURITY ID: 084680107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Baye Adofo-Wilson | Management | For | For |
| 1.2 | Elect Director Rheo A. Brouillard | Management | For | For |
| 1.3 | Elect Director David M. Brunelle | Management | For | For |
| 1.4 | Elect Director Robert M. Curley | Management | For | For |
| 1.5 | Elect Director John B. Davies | Management | For | For |
| 1.6 | Elect Director J. Williar Dunlaevy | Management | For | For |
| 1.7 | Elect Director William H. Hughes, III | Management | For | For |
| 1.8 | Elect Director Cornelius D. Mahoney | Management | For | For |
| 1.9 | Elect Director Richard M. Marotta | Management | For | For |
| 1.10 | Elect Director Sylvia Maxfield | Management | For | For |
| 1.11 | Elect Director Laurie Norton Moffatt | Management | For | For |
| 1.12 | Elect Director Jonathan I. Shulman | Management | For | For |
| 1.13 | Elect Director D. Jeffrey Templeton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Crowe LLP as Auditors | Management | For | For |
| |
|---|
BGC PARTNERS, INC.
MEETING DATE: JUN 11, 2020 | TICKER: BGCP SECURITY ID: 05541T101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard W. Lutnick | Management | For | For |
| 1.2 | Elect Director Stephen T. Curwood | Management | For | Withhold |
| 1.3 | Elect Director William J. Moran | Management | For | For |
| 1.4 | Elect Director Linda A. Bell | Management | For | For |
| 1.5 | Elect Director David P. Richards | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
BLACKROCK, INC.
MEETING DATE: MAY 21, 2020 | TICKER: BLK SECURITY ID: 09247X101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Bader M. Alsaad | Management | For | For |
| 1b | Elect Director Mathis Cabiallavetta | Management | For | For |
| 1c | Elect Director Pamela Daley | Management | For | For |
| 1d | Elect Director William S. Demchak | Management | For | For |
| 1e | Elect Director Jessica P. Einhorn | Management | For | For |
| 1f | Elect Director Laurence D. Fink | Management | For | For |
| 1g | Elect Director William E. Ford | Management | For | For |
| 1h | Elect Director Fabrizio Freda | Management | For | For |
| 1i | Elect Director Murry S. Gerber | Management | For | For |
| 1j | Elect Director Margaret L. Johnson | Management | For | For |
| 1k | Elect Director Robert S. Kapito | Management | For | For |
| 1l | Elect Director Cheryl D. Mills | Management | For | For |
| 1m | Elect Director Gordon M. Nixon | Management | For | For |
| 1n | Elect Director Charles H. Robbins | Management | For | For |
| 1o | Elect Director Marco Antonio Slim Domit | Management | For | For |
| 1p | Elect Director Susan L. Wagner | Management | For | For |
| 1q | Elect Director Mark Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 4 | Report on the Statement on the Purpose of a Corporation | Shareholder | Against | Against |
| |
|---|
BLACKSTONE MORTGAGE TRUST, INC.
MEETING DATE: JUN 11, 2020 | TICKER: BXMT SECURITY ID: 09257W100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael B. Nash | Management | For | For |
| 1.2 | Elect Director Stephen D. Plavin | Management | For | For |
| 1.3 | Elect Director Leonard W. Cotton | Management | For | For |
| 1.4 | Elect Director Thomas E. Dobrowski | Management | For | Withhold |
| 1.5 | Elect Director Martin L. Edelman | Management | For | For |
| 1.6 | Elect Director Henry N. Nassau | Management | For | Withhold |
| 1.7 | Elect Director Jonathan L. Pollack | Management | For | For |
| 1.8 | Elect Director Lynne B. Sagalyn | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BLUCORA, INC.
MEETING DATE: MAY 21, 2020 | TICKER: BCOR SECURITY ID: 095229100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven Aldrich | Management | For | For |
| 1.2 | Elect Director Mark A. Ernst | Management | For | For |
| 1.3 | Elect Director E. Carol Hayles | Management | For | For |
| 1.4 | Elect Director John MacIlwaine | Management | For | For |
| 1.5 | Elect Director Georganne C. Proctor | Management | For | For |
| 1.6 | Elect Director Jana R. Schreuder | Management | For | For |
| 1.7 | Elect Director Christopher W. Walters | Management | For | For |
| 1.8 | Elect Director Mary S. Zappone | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
BOK FINANCIAL CORPORATION
MEETING DATE: APR 28, 2020 | TICKER: BOKF SECURITY ID: 05561Q201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan S. Armstrong | Management | For | For |
| 1.2 | Elect Director C. Fred Ball, Jr. | Management | For | For |
| 1.3 | Elect Director Steven Bangert | Management | For | For |
| 1.4 | Elect Director Peter C. Boylan, III | Management | For | For |
| 1.5 | Elect Director Steven G. Bradshaw | Management | For | For |
| 1.6 | Elect Director Chester E. Cadieux, III | Management | For | For |
| 1.7 | Elect Director Gerard P. Clancy | Management | For | Withhold |
| 1.8 | Elect Director John W. Coffey | Management | For | For |
| 1.9 | Elect Director Joseph W. Craft, III | Management | For | For |
| 1.10 | Elect Director Jack E. Finley | Management | For | Withhold |
| 1.11 | Elect Director David F. Griffin | Management | For | Withhold |
| 1.12 | Elect Director V. Burns Hargis | Management | For | For |
| 1.13 | Elect Director Douglas D. Hawthorne | Management | For | Withhold |
| 1.14 | Elect Director Kimberley D. Henry | Management | For | For |
| 1.15 | Elect Director E. Carey Joullian, IV | Management | For | Withhold |
| 1.16 | Elect Director George B. Kaiser | Management | For | For |
| 1.17 | Elect Director Stanley A. Lybarger | Management | For | Withhold |
| 1.18 | Elect Director Steven J. Malcolm | Management | For | For |
| 1.19 | Elect Director Steven E. Nell | Management | For | For |
| 1.20 | Elect Director E.C. Richards | Management | For | Withhold |
| 1.21 | Elect Director Claudia San Pedro | Management | For | Withhold |
| 1.22 | Elect Director Michael C. Turpen | Management | For | For |
| 1.23 | Elect Director R.A. Walker | Management | For | For |
| 1.24 | Elect Director Rose M. Washington | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BOSTON PRIVATE FINANCIAL HOLDINGS, INC.
MEETING DATE: APR 23, 2020 | TICKER: BPFH SECURITY ID: 101119105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anthony DeChellis | Management | For | For |
| 1.2 | Elect Director Mark F. Furlong | Management | For | For |
| 1.3 | Elect Director Joseph C. Guyaux | Management | For | For |
| 1.4 | Elect Director Deborah F. Kuenstner | Management | For | For |
| 1.5 | Elect Director Gloria C. Larson | Management | For | For |
| 1.6 | Elect Director Kimberly S. Stevenson | Management | For | For |
| 1.7 | Elect Director Luis Antonio Ubinas | Management | For | For |
| 1.8 | Elect Director Stephen M. Waters | Management | For | For |
| 1.9 | Elect Director Lizabeth H. Zlatkus | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
BRIDGE BANCORP, INC.
MEETING DATE: JUN 02, 2020 | TICKER: BDGE SECURITY ID: 108035106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles I. Massoud | Management | For | For |
| 1.2 | Elect Director Raymond A. Nielsen | Management | For | For |
| 1.3 | Elect Director Kevin M. O'Connor | Management | For | For |
| 1.4 | Elect Director Thomas J. Tobin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Crowe LLP as Auditors | Management | For | For |
| |
|---|
BRIGHTHOUSE FINANCIAL, INC.
MEETING DATE: JUN 10, 2020 | TICKER: BHF SECURITY ID: 10922N103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Irene Chang Britt | Management | For | For |
| 1b | Elect Director C. Edward (Chuck) Chaplin | Management | For | For |
| 1c | Elect Director Eileen A. Mallesch | Management | For | For |
| 1d | Elect Director Margaret M. (Meg) McCarthy | Management | For | For |
| 1e | Elect Director Diane E. Offereins | Management | For | For |
| 1f | Elect Director Patrick J. (Pat) Shouvlin | Management | For | For |
| 1g | Elect Director Eric T. Steigerwalt | Management | For | For |
| 1h | Elect Director Paul M. Wetzel | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
BRIGHTSPHERE INVESTMENT GROUP INC.
MEETING DATE: SEP 17, 2019 | TICKER: BSIG SECURITY ID: 10948W103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary Elizabeth Beams | Management | For | For |
| 1.2 | Elect Director Robert J. Chersi | Management | For | For |
| 1.3 | Elect Director Andrew Kim | Management | For | For |
| 1.4 | Elect Director Reginald L. Love | Management | For | For |
| 1.5 | Elect Director John A. Paulson | Management | For | For |
| 1.6 | Elect Director Barbara Trebbi | Management | For | For |
| 1.7 | Elect Director Guang Yang | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BRIGHTSPHERE INVESTMENT GROUP INC.
MEETING DATE: JUN 24, 2020 | TICKER: BSIG SECURITY ID: 10948W103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Chersi | Management | For | For |
| 1.2 | Elect Director Andrew Kim | Management | For | For |
| 1.3 | Elect Director John A. Paulson | Management | For | For |
| 1.4 | Elect Director Suren Rana | Management | For | For |
| 1.5 | Elect Director Barbara Trebbi | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BRIGHTSPHERE INVESTMENT GROUP PLC
MEETING DATE: JUL 02, 2019 | TICKER: BSIG SECURITY ID: G1644T109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scheme of Arrangement | Management | For | For |
| |
|---|
BRIGHTSPHERE INVESTMENT GROUP PLC
MEETING DATE: JUL 02, 2019 | TICKER: BSIG SECURITY ID: G1644T109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Matters Related to the Scheme of Arrangement | Management | For | For |
| |
|---|
BROOKLINE BANCORP, INC.
MEETING DATE: MAY 13, 2020 | TICKER: BRKL SECURITY ID: 11373M107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Margaret Boles Fitzgerald | Management | For | For |
| 1b | Elect Director Bogdan Nowak | Management | For | For |
| 1c | Elect Director Merrill W. Sherman | Management | For | For |
| 1d | Elect Director Peter O. Wilde | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BROWN & BROWN, INC.
MEETING DATE: MAY 06, 2020 | TICKER: BRO SECURITY ID: 115236101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Hyatt Brown | Management | For | For |
| 1.2 | Elect Director Samuel P. Bell, III | Management | For | For |
| 1.3 | Elect Director Hugh M. Brown | Management | For | For |
| 1.4 | Elect Director J. Powell Brown | Management | For | For |
| 1.5 | Elect Director Lawrence L. Gellerstedt, III | Management | For | For |
| 1.6 | Elect Director James C. Hays | Management | For | For |
| 1.7 | Elect Director Theodore J. Hoepner | Management | For | For |
| 1.8 | Elect Director James S. Hunt | Management | For | For |
| 1.9 | Elect Director Toni Jennings | Management | For | For |
| 1.10 | Elect Director Timothy R.M. Main | Management | For | For |
| 1.11 | Elect Director H. Palmer Proctor, Jr. | Management | For | For |
| 1.12 | Elect Director Wendell S. Reilly | Management | For | For |
| 1.13 | Elect Director Chilton D. Varner | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BRYN MAWR BANK CORPORATION
MEETING DATE: APR 16, 2020 | TICKER: BMTC SECURITY ID: 117665109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrea F. Gilbert | Management | For | For |
| 1.2 | Elect Director Lynn B. McKee | Management | For | For |
| 1.3 | Elect Director F. Kevin Tylus | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
BYLINE BANCORP, INC.
MEETING DATE: JUN 09, 2020 | TICKER: BY SECURITY ID: 124411109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Phillip R. Cabrera | Management | For | For |
| 1.2 | Elect Director Antonio del Valle Perochena | Management | For | For |
| 1.3 | Elect Director Roberto R. Herencia | Management | For | For |
| 1.4 | Elect Director Mary Jo S. Herseth | Management | For | For |
| 1.5 | Elect Director Steven P. Kent | Management | For | For |
| 1.6 | Elect Director William G. Kistner | Management | For | For |
| 1.7 | Elect Director Alberto J. Paracchini | Management | For | For |
| 1.8 | Elect Director Steven M. Rull | Management | For | For |
| 1.9 | Elect Director Robert R. Yohanan | Management | For | For |
| 2 | Ratify Moss Adams LLP as Auditors | Management | For | For |
| |
|---|
CADENCE BANCORPORATION
MEETING DATE: MAY 07, 2020 | TICKER: CADE SECURITY ID: 12739A100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William B. Harrison, Jr. | Management | For | For |
| 1.2 | Elect Director Joseph W. Evans | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 4 | Amend Certificate of Incorporation Re: Obsolete Provisions | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
CAMDEN NATIONAL CORPORATION
MEETING DATE: APR 28, 2020 | TICKER: CAC SECURITY ID: 133034108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robin A. Sawyer | Management | For | For |
| 1b | Elect Director Lawrence J. Sterrs | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify RSM US LLP as Auditor | Management | For | For |
| |
|---|
CANNAE HOLDINGS, INC.
MEETING DATE: JUN 17, 2020 | TICKER: CNNE SECURITY ID: 13765N107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hugh R. Harris | Management | For | For |
| 1.2 | Elect Director C. Malcolm Holland | Management | For | For |
| 1.3 | Elect Director Mark D. Linehan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
CAPITAL CITY BANK GROUP, INC.
MEETING DATE: APR 23, 2020 | TICKER: CCBG SECURITY ID: 139674105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas A. Barron | Management | For | For |
| 1.2 | Elect Director Stanley W. Connally, Jr. | Management | For | For |
| 1.3 | Elect Director J. Everitt Drew | Management | For | For |
| 1.4 | Elect Director W. Eric Grant | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
CAPITAL ONE FINANCIAL CORPORATION
MEETING DATE: APR 30, 2020 | TICKER: COF SECURITY ID: 14040H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard D. Fairbank | Management | For | For |
| 1b | Elect Director Aparna Chennapragada | Management | For | For |
| 1c | Elect Director Ann Fritz Hackett | Management | For | For |
| 1d | Elect Director Peter Thomas Killalea | Management | For | For |
| 1e | Elect Director Cornelis "Eli" Leenaars | Management | For | For |
| 1f | Elect Director Pierre E. Leroy | Management | For | For |
| 1g | Elect Director Francois Locoh-Donou | Management | For | For |
| 1h | Elect Director Peter E. Raskind | Management | For | For |
| 1i | Elect Director Eileen Serra | Management | For | For |
| 1j | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 1k | Elect Director Bradford H. Warner | Management | For | For |
| 1l | Elect Director Catherine G. West | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
CAPITOL FEDERAL FINANCIAL, INC.
MEETING DATE: JAN 28, 2020 | TICKER: CFFN SECURITY ID: 14057J101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michel' Philipp Cole | Management | For | Against |
| 1.2 | Elect Director Jeffrey M. Johnson | Management | For | Against |
| 1.3 | Elect Director Michael T. McCoy | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
CAPSTEAD MORTGAGE CORPORATION
MEETING DATE: MAY 12, 2020 | TICKER: CMO SECURITY ID: 14067E506
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jack Biegler | Management | For | For |
| 1.2 | Elect Director Michelle P. Goolsby | Management | For | For |
| 1.3 | Elect Director Gary Keiser | Management | For | For |
| 1.4 | Elect Director Christopher W. Mahowald | Management | For | Against |
| 1.5 | Elect Director Michael G. O'Neil | Management | For | Against |
| 1.6 | Elect Director Phillip A. Reinsch | Management | For | For |
| 1.7 | Elect Director Mark S. Whiting | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| |
|---|
CAROLINA FINANCIAL CORPORATION
MEETING DATE: APR 02, 2020 | TICKER: CARO SECURITY ID: 143873107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
CATHAY GENERAL BANCORP
MEETING DATE: MAY 18, 2020 | TICKER: CATY SECURITY ID: 149150104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Nelson Chung | Management | For | For |
| 1b | Elect Director Felix S. Fernandez | Management | For | For |
| 1c | Elect Director Maan-Huei Hung | Management | For | For |
| 1d | Elect Director Richard Sun | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
CBOE GLOBAL MARKETS, INC.
MEETING DATE: MAY 12, 2020 | TICKER: CBOE SECURITY ID: 12503M108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Edward T. Tilly | Management | For | For |
| 1b | Elect Director Eugene S. Sunshine | Management | For | For |
| 1c | Elect Director William M. Farrow, III | Management | For | For |
| 1d | Elect Director Edward J. Fitzpatrick | Management | For | For |
| 1e | Elect Director Janet P. Froetscher | Management | For | For |
| 1f | Elect Director Jill R. Goodman | Management | For | For |
| 1g | Elect Director Roderick A. Palmore | Management | For | For |
| 1h | Elect Director James E. Parisi | Management | For | For |
| 1i | Elect Director Joseph P. Ratterman | Management | For | For |
| 1j | Elect Director Michael L. Richter | Management | For | For |
| 1k | Elect Director Jill E. Sommers | Management | For | For |
| 1l | Elect Director Fredric J. Tomczyk | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
CBTX, INC.
MEETING DATE: MAY 20, 2020 | TICKER: CBTX SECURITY ID: 12481V104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Glen W. Morgan | Management | For | Withhold |
| 1.2 | Elect Director Joe E. Penland, Sr. | Management | For | Withhold |
| 1.3 | Elect Director Reagan A. Reaud | Management | For | For |
| 1.4 | Elect Director Joseph B. Swinbank | Management | For | Withhold |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
CENTERSTATE BANK CORPORATION
MEETING DATE: APR 23, 2020 | TICKER: CSFL SECURITY ID: 15201P109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James H. Bingham | Management | For | For |
| 1.2 | Elect Director Michael J. Brown, Sr. | Management | For | For |
| 1.3 | Elect Director C. Dennis Carlton | Management | For | For |
| 1.4 | Elect Director Michael F. Ciferri | Management | For | For |
| 1.5 | Elect Director John C. Corbett | Management | For | For |
| 1.6 | Elect Director Jody Jean Dreyer | Management | For | For |
| 1.7 | Elect Director Griffin A. Greene | Management | For | For |
| 1.8 | Elect Director John H. Holcomb, III | Management | For | For |
| 1.9 | Elect Director Charles W. McPherson | Management | For | For |
| 1.10 | Elect Director Richard Murray, IV | Management | For | For |
| 1.11 | Elect Director G. Tierso Nunez, II | Management | For | For |
| 1.12 | Elect Director Thomas E. Oakley | Management | For | For |
| 1.13 | Elect Director G. Ruffner Page, Jr. | Management | For | For |
| 1.14 | Elect Director Ernest S. Pinner | Management | For | For |
| 1.15 | Elect Director William Knox Pou, Jr., | Management | For | For |
| 1.16 | Elect Director Daniel R. Richey | Management | For | For |
| 1.17 | Elect Director David G. Salyers | Management | For | For |
| 1.18 | Elect Director Joshua A. Snively | Management | For | For |
| 1.19 | Elect Director Mark W. Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Crowe LLP as Auditors | Management | For | For |
| |
|---|
CENTERSTATE BANK CORPORATION
MEETING DATE: MAY 21, 2020 | TICKER: CSFL SECURITY ID: 15201P109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
CENTRAL PACIFIC FINANCIAL CORP.
MEETING DATE: APR 23, 2020 | TICKER: CPF SECURITY ID: 154760409
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christine H. H. Camp | Management | For | For |
| 1.2 | Elect Director Earl E. Fry | Management | For | For |
| 1.3 | Elect Director Wayne K. Kamitaki | Management | For | For |
| 1.4 | Elect Director Paul J. Kosasa | Management | For | For |
| 1.5 | Elect Director Duane K. Kurisu | Management | For | For |
| 1.6 | Elect Director Christopher T. Lutes | Management | For | For |
| 1.7 | Elect Director Colbert M. Matsumoto | Management | For | For |
| 1.8 | Elect Director A. Catherine Ngo | Management | For | For |
| 1.9 | Elect Director Saedene K. Ota | Management | For | For |
| 1.10 | Elect Director Crystal K. Rose | Management | For | For |
| 1.11 | Elect Director Paul K. Yonamine | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Crowe LLP as Auditors | Management | For | For |
| |
|---|
CHIMERA INVESTMENT CORPORATION
MEETING DATE: JUN 25, 2020 | TICKER: CIM SECURITY ID: 16934Q208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Paul A. Donlin | Management | For | For |
| 1b | Elect Director Mark Abrams | Management | For | For |
| 1c | Elect Director Gerard Creagh | Management | For | For |
| 1d | Elect Director Brian P. Reilly | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
CHUBB LIMITED
MEETING DATE: MAY 20, 2020 | TICKER: CB SECURITY ID: H1467J104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2.1 | Allocate Disposable Profit | Management | For | For |
| 2.2 | Approve Dividend Distribution From Legal Reserves Through Capital Contributions Reserve Subaccount | Management | For | For |
| 3 | Approve Discharge of Board of Directors | Management | For | For |
| 4.1 | Ratify PricewaterhouseCoopers AG (Zurich) as Statutory Auditor | Management | For | For |
| 4.2 | Ratify PricewaterhouseCoopers LLP (United States) as Independent Registered Accounting Firm | Management | For | For |
| 4.3 | Ratify BDO AG (Zurich) as Special Audit Firm | Management | For | For |
| 5.1 | Elect Director Evan G. Greenberg | Management | For | For |
| 5.2 | Elect Director Michael G. Atieh | Management | For | For |
| 5.3 | Elect Director Sheila P. Burke | Management | For | For |
| 5.4 | Elect Director James I. Cash | Management | For | For |
| 5.5 | Elect Director Mary Cirillo | Management | For | For |
| 5.6 | Elect Director Michael P. Connors | Management | For | For |
| 5.7 | Elect Director John A. Edwardson | Management | For | For |
| 5.8 | Elect Director Robert J. Hugin | Management | For | For |
| 5.9 | Elect Director Robert W. Scully | Management | For | For |
| 5.10 | Elect Director Eugene B. Shanks, Jr. | Management | For | For |
| 5.11 | Elect Director Theodore E. Shasta | Management | For | For |
| 5.12 | Elect Director David H. Sidwell | Management | For | For |
| 5.13 | Elect Director Olivier Steimer | Management | For | For |
| 5.14 | Elect Director Frances F. Townsend | Management | For | For |
| 6 | Elect Evan G. Greenberg as Board Chairman | Management | For | For |
| 7.1 | Elect Michael P. Connors as Member of the Compensation Committee | Management | For | For |
| 7.2 | Elect Mary Cirillo as Member of the Compensation Committee | Management | For | For |
| 7.3 | Elect John A. Edwardson as Member of the Compensation Committee | Management | For | For |
| 7.4 | Elect Frances F. Townsend as Member of the Compensation Committee | Management | For | For |
| 8 | Designate Homburger AG as Independent Proxy | Management | For | For |
| 9 | Issue Shares Without Preemptive Rights | Management | For | For |
| 10 | Approve CHF 52,613,190.00 Reduction in Share Capital via Cancellation in Nominal Value of CHF 24.15 each | Management | For | For |
| 11.1 | Approve the Maximum Aggregate Remuneration of Directors | Management | For | For |
| 11.2 | Approve Remuneration of Executive Management in the Amount of USD 46 Million for Fiscal 2021 | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
CINCINNATI FINANCIAL CORPORATION
MEETING DATE: MAY 02, 2020 | TICKER: CINF SECURITY ID: 172062101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas J. Aaron | Management | For | For |
| 1.2 | Elect Director William F. Bahl | Management | For | For |
| 1.3 | Elect Director Linda W. Clement-Holmes | Management | For | For |
| 1.4 | Elect Director Dirk J. Debbink | Management | For | For |
| 1.5 | Elect Director Steven J. Johnston | Management | For | For |
| 1.6 | Elect Director Kenneth C. Lichtendahl | Management | For | For |
| 1.7 | Elect Director Jill P. Meyer | Management | For | For |
| 1.8 | Elect Director David P. Osborn | Management | For | For |
| 1.9 | Elect Director Gretchen W. Price | Management | For | For |
| 1.10 | Elect Director Thomas R. Schiff | Management | For | For |
| 1.11 | Elect Director Douglas S. Skidmore | Management | For | For |
| 1.12 | Elect Director John F. Steele, Jr. | Management | For | For |
| 1.13 | Elect Director Larry R. Webb | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
CIT GROUP INC.
MEETING DATE: MAY 12, 2020 | TICKER: CIT SECURITY ID: 125581801
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ellen R. Alemany | Management | For | For |
| 1b | Elect Director Michael L. Brosnan | Management | For | For |
| 1c | Elect Director Michael A. Carpenter | Management | For | For |
| 1d | Elect Director Dorene C. Dominguez | Management | For | For |
| 1e | Elect Director Alan Frank | Management | For | For |
| 1f | Elect Director William M. Freeman | Management | For | For |
| 1g | Elect Director R. Brad Oates | Management | For | For |
| 1h | Elect Director Gerald Rosenfeld | Management | For | For |
| 1i | Elect Director John R. Ryan | Management | For | For |
| 1j | Elect Director Sheila A. Stamps | Management | For | For |
| 1k | Elect Director Khanh T. Tran | Management | For | For |
| 1l | Elect Director Laura S. Unger | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CITIGROUP INC.
MEETING DATE: APR 21, 2020 | TICKER: C SECURITY ID: 172967424
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael L. Corbat | Management | For | For |
| 1b | Elect Director Ellen M. Costello | Management | For | For |
| 1c | Elect Director Grace E. Dailey | Management | For | For |
| 1d | Elect Director Barbara J. Desoer | Management | For | For |
| 1e | Elect Director John C. Dugan | Management | For | For |
| 1f | Elect Director Duncan P. Hennes | Management | For | For |
| 1g | Elect Director Peter B. Henry | Management | For | For |
| 1h | Elect Director S. Leslie Ireland | Management | For | For |
| 1i | Elect Director Lew W. (Jay) Jacobs, IV | Management | For | For |
| 1j | Elect Director Renee J. James | Management | For | For |
| 1k | Elect Director Gary M. Reiner | Management | For | For |
| 1l | Elect Director Diana L. Taylor | Management | For | For |
| 1m | Elect Director James S. Turley | Management | For | For |
| 1n | Elect Director Deborah C. Wright | Management | For | For |
| 1o | Elect Director Alexander R. Wynaendts | Management | For | For |
| 1p | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Proxy Access Right | Shareholder | Against | Against |
| 6 | Review on Governance Documents | Shareholder | Against | Against |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| |
|---|
CITIZENS FINANCIAL GROUP, INC.
MEETING DATE: APR 23, 2020 | TICKER: CFG SECURITY ID: 174610105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce Van Saun | Management | For | For |
| 1.2 | Elect Director Christine M. Cumming | Management | For | For |
| 1.3 | Elect Director William P. Hankowsky | Management | For | For |
| 1.4 | Elect Director Howard W. Hanna, III | Management | For | For |
| 1.5 | Elect Director Leo I. ("Lee") Higdon | Management | For | For |
| 1.6 | Elect Director Edward J. ("Ned") Kelly, III | Management | For | For |
| 1.7 | Elect Director Charles J. ("Bud") Koch | Management | For | For |
| 1.8 | Elect Director Robert G. Leary | Management | For | For |
| 1.9 | Elect Director Terrance J. Lillis | Management | For | For |
| 1.10 | Elect Director Shivan Subramaniam | Management | For | For |
| 1.11 | Elect Director Wendy A. Watson | Management | For | For |
| 1.12 | Elect Director Marita Zuraitis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Provide Right to Call Special Meeting | Management | For | For |
| 5 | Amend Certificate of Incorporation to Remove Non-Operative Provisions | Management | For | For |
| |
|---|
CITIZENS, INC.
MEETING DATE: JUN 02, 2020 | TICKER: CIA SECURITY ID: 174740100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Election Director Christopher W. Claus | Management | For | For |
| 1.2 | Election Director Jerry D. Davis, Jr. | Management | For | For |
| 1.3 | Election Director Francis Anthony Keating, II | Management | For | For |
| 1.4 | Election Director Gerald W. Shields | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
CITY HOLDING COMPANY
MEETING DATE: APR 15, 2020 | TICKER: CHCO SECURITY ID: 177835105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas L. Burnette | Management | For | For |
| 1.2 | Elect Director Robert D. Fisher | Management | For | For |
| 1.3 | Elect Director Jay C. Goldman | Management | For | For |
| 1.4 | Elect Director Charles R. Hageboeck | Management | For | For |
| 2 | Ratify Crowe LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CME GROUP INC.
MEETING DATE: MAY 06, 2020 | TICKER: CME SECURITY ID: 12572Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Terrence A. Duffy | Management | For | For |
| 1b | Elect Director Timothy S. Bitsberger | Management | For | For |
| 1c | Elect Director Charles P. Carey | Management | For | For |
| 1d | Elect Director Dennis H. Chookaszian | Management | For | For |
| 1e | Elect Director Bryan T. Durkin | Management | For | For |
| 1f | Elect Director Ana Dutra | Management | For | For |
| 1g | Elect Director Martin J. Gepsman | Management | For | For |
| 1h | Elect Director Larry G. Gerdes | Management | For | For |
| 1i | Elect Director Daniel R. Glickman | Management | For | For |
| 1j | Elect Director Daniel G. Kaye | Management | For | For |
| 1k | Elect Director Phyllis M. Lockett | Management | For | For |
| 1l | Elect Director Deborah J. Lucas | Management | For | For |
| 1m | Elect Director Terry L. Savage | Management | For | For |
| 1n | Elect Director Rahael Seifu | Management | For | For |
| 1o | Elect Director William R. Shepard | Management | For | For |
| 1p | Elect Director Howard J. Siegel | Management | For | For |
| 1q | Elect Director Dennis A. Suskind | Management | For | For |
| 2 | Ratify Ernst & Young as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CNB FINANCIAL CORPORATION
MEETING DATE: APR 21, 2020 | TICKER: CCNE SECURITY ID: 126128107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter F. Smith | Management | For | For |
| 1.2 | Elect Director Jeffrey S. Powell | Management | For | For |
| 1.3 | Elect Director Francis X. Straub, III | Management | For | For |
| 1.4 | Elect Director Peter C. Varischetti | Management | For | For |
| 1.5 | Elect Director Julie M. Young | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Crowe LLP as Auditors | Management | For | For |
| |
|---|
CNO FINANCIAL GROUP, INC.
MEETING DATE: MAY 08, 2020 | TICKER: CNO SECURITY ID: 12621E103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gary C. Bhojwani | Management | For | For |
| 1b | Elect Director Ellyn L. Brown | Management | For | For |
| 1c | Elect Director Stephen N. David | Management | For | For |
| 1d | Elect Director David B. Foss | Management | For | For |
| 1e | Elect Director Robert C. Greving | Management | For | For |
| 1f | Elect Director Mary R. (Nina) Henderson | Management | For | For |
| 1g | Elect Director Charles J. Jacklin | Management | For | For |
| 1h | Elect Director Daniel R. Maurer | Management | For | For |
| 1i | Elect Director Frederick J. Sievert | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COHEN & STEERS, INC.
MEETING DATE: MAY 07, 2020 | TICKER: CNS SECURITY ID: 19247A100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Martin Cohen | Management | For | For |
| 1b | Elect Director Robert H. Steers | Management | For | For |
| 1c | Elect Director Joseph M. Harvey | Management | For | For |
| 1d | Elect Director Reena Aggarwal | Management | For | For |
| 1e | Elect Director Frank T. Connor | Management | For | For |
| 1f | Elect Director Peter L. Rhein | Management | For | For |
| 1g | Elect Director Richard P. Simon | Management | For | For |
| 1h | Elect Director Dasha Smith | Management | For | For |
| 1i | Elect Director Edmond D. Villani | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COLONY CREDIT REAL ESTATE, INC.
MEETING DATE: MAY 04, 2020 | TICKER: CLNC SECURITY ID: 19625T101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Catherine D. Rice | Management | For | For |
| 1.2 | Elect Director Vernon B. Schwartz | Management | For | For |
| 1.3 | Elect Director John E. Westerfield | Management | For | For |
| 1.4 | Elect Director Winston W. Wilson | Management | For | For |
| 1.5 | Elect Director Mark M. Hedstrom | Management | For | For |
| 1.6 | Elect Director Michael J. Mazzei | Management | For | For |
| 1.7 | Elect Director Andrew E. Witt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| |
|---|
COLUMBIA BANKING SYSTEM, INC.
MEETING DATE: MAY 27, 2020 | TICKER: COLB SECURITY ID: 197236102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Craig D. Eerkes | Management | For | For |
| 1b | Elect Director Ford Elsaesser | Management | For | For |
| 1c | Elect Director Mark A. Finkelstein | Management | For | For |
| 1d | Elect Director Eric S. Forrest | Management | For | For |
| 1e | Elect Director Thomas M. Hulbert | Management | For | For |
| 1f | Elect Director Michelle M. Lantow | Management | For | For |
| 1g | Elect Director Randal L. Lund | Management | For | For |
| 1h | Elect Director S. Mae Fujita Numata | Management | For | For |
| 1i | Elect Director Elizabeth W. Seaton | Management | For | For |
| 1j | Elect Director Clint E. Stein | Management | For | For |
| 1k | Elect Director Janine T. Terrano | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
COLUMBIA FINANCIAL, INC.
MEETING DATE: MAY 22, 2020 | TICKER: CLBK SECURITY ID: 197641103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank Czerwinski | Management | For | For |
| 1.2 | Elect Director Michael Massood, Jr. | Management | For | For |
| 1.3 | Elect Director Elizabeth E. Randall | Management | For | For |
| 1.4 | Elect Director James Kuiken | Management | For | For |
| 1.5 | Elect Director Paul Van Ostenbridge | Management | For | Withhold |
| 1.6 | Elect Director Lucy Sorrentini | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
COMERICA INCORPORATED
MEETING DATE: APR 28, 2020 | TICKER: CMA SECURITY ID: 200340107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael E. Collins | Management | For | For |
| 1.2 | Elect Director Roger A. Cregg | Management | For | For |
| 1.3 | Elect Director T. Kevin DeNicola | Management | For | For |
| 1.4 | Elect Director Curtis C. Farmer | Management | For | For |
| 1.5 | Elect Director Jacqueline P. Kane | Management | For | For |
| 1.6 | Elect Director Richard G. Lindner | Management | For | For |
| 1.7 | Elect Director Barbara R. Smith | Management | For | For |
| 1.8 | Elect Director Robert S. Taubman | Management | For | For |
| 1.9 | Elect Director Reginald M. Turner, Jr. | Management | For | For |
| 1.10 | Elect Director Nina G. Vaca | Management | For | For |
| 1.11 | Elect Director Michael G. Van de Ven | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COMMERCE BANCSHARES, INC.
MEETING DATE: APR 15, 2020 | TICKER: CBSH SECURITY ID: 200525103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John R. Capps | Management | For | For |
| 1.2 | Elect Director Karen L. Daniel | Management | For | For |
| 1.3 | Elect Director W. Thomas Grant, II | Management | For | For |
| 1.4 | Elect Director David W. Kemper | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COMMUNITY BANK SYSTEM, INC.
MEETING DATE: MAY 20, 2020 | TICKER: CBU SECURITY ID: 203607106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Brian R. Ace | Management | For | For |
| 1b | Elect Director Mark J. Bolus | Management | For | For |
| 1c | Elect Director Jeffrey L. Davis | Management | For | For |
| 1d | Elect Director Neil E. Fesette | Management | For | For |
| 1e | Elect Director Michael R. Kallet | Management | For | For |
| 1f | Elect Director Kerrie D. MacPherson | Management | For | For |
| 1g | Elect Director John Parente | Management | For | For |
| 1h | Elect Director Raymond C. Pecor, III | Management | For | For |
| 1i | Elect Director Sally A. Steele | Management | For | For |
| 1j | Elect Director Eric E. Stickels | Management | For | For |
| 1k | Elect Director Mark E. Tryniski | Management | For | For |
| 1l | Elect Director John F. Whipple, Jr. | Management | For | For |
| 1m | Elect Director Brian R. Ace | Management | For | For |
| 1n | Elect Director Michael R. Kallet | Management | For | For |
| 1o | Elect Director John Parente | Management | For | For |
| 1p | Elect Director John F. Whipple, Jr. | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
COMMUNITY TRUST BANCORP, INC.
MEETING DATE: APR 28, 2020 | TICKER: CTBI SECURITY ID: 204149108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles J. Baird | Management | For | For |
| 1.2 | Elect Director Nick Carter | Management | For | For |
| 1.3 | Elect Director Franklin H. Farris, Jr | Management | For | For |
| 1.4 | Elect Director Jean R. Hale | Management | For | For |
| 1.5 | Elect Director Eugenia Crittenden "Crit" Luallen | Management | For | For |
| 1.6 | Elect Director James E. McGhee, II | Management | For | For |
| 1.7 | Elect Director Franky Minnifield | Management | For | For |
| 1.8 | Elect Director M. Lynn Parrish | Management | For | For |
| 1.9 | Elect Director Anthony W. St. Charles | Management | For | For |
| 2 | Ratify BKD, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CONNECTONE BANCORP, INC.
MEETING DATE: DEC 09, 2019 | TICKER: CNOB SECURITY ID: 20786W107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger and Issuance of Cash and Stock Consideration Pursuant to the Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
CONNECTONE BANCORP, INC.
MEETING DATE: MAY 21, 2020 | TICKER: CNOB SECURITY ID: 20786W107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank Sorrentino, III | Management | For | For |
| 1.2 | Elect Director Frank W. Baier | Management | For | For |
| 1.3 | Elect Director Alexander A. Bol | Management | For | For |
| 1.4 | Elect Director Stephen T. Boswell | Management | For | For |
| 1.5 | Elect Director Katherin Nukk-Freeman | Management | For | For |
| 1.6 | Elect Director Frank Huttle, III | Management | For | For |
| 1.7 | Elect Director Michael Kempner | Management | For | For |
| 1.8 | Elect Director Nicholas Minoia | Management | For | For |
| 1.9 | Elect Director Joseph Parisi, Jr. | Management | For | For |
| 1.10 | Elect Director Daniel Rifkin | Management | For | For |
| 1.11 | Elect Director William A. Thompson | Management | For | For |
| 1.12 | Elect Director Mark Sokolich | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt Majority Voting Standard | Management | For | For |
| 4 | Amend Certificate of Incorporation to Eliminate Certain Legacy Provisions | Management | For | For |
| 5 | Ratify Crowe LLP as Auditors | Management | For | For |
| |
|---|
COWEN INC.
MEETING DATE: JUN 22, 2020 | TICKER: COWN SECURITY ID: 223622606
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brett H. Barth | Management | For | For |
| 1.2 | Elect Director Katherine E. Dietze | Management | For | For |
| 1.3 | Elect Director Gregg A. Gonsalves | Management | For | For |
| 1.4 | Elect Director Steven Kotler | Management | For | For |
| 1.5 | Elect Director Lawrence E. Leibowitz | Management | For | For |
| 1.6 | Elect Director Jack H. Nusbaum | Management | For | For |
| 1.7 | Elect Director Margaret L. Poster | Management | For | For |
| 1.8 | Elect Director Douglas A. Rediker | Management | For | For |
| 1.9 | Elect Director Jeffrey M. Solomon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
CULLEN/FROST BANKERS, INC.
MEETING DATE: APR 29, 2020 | TICKER: CFR SECURITY ID: 229899109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carlos Alvarez | Management | For | For |
| 1.2 | Elect Director Chris M. Avery | Management | For | For |
| 1.3 | Elect Director Anthony R. (Tony) Chase | Management | For | For |
| 1.4 | Elect Director Cynthia J. Comparin | Management | For | For |
| 1.5 | Elect Director Samuel G. Dawson | Management | For | For |
| 1.6 | Elect Director Crawford H. Edwards | Management | For | For |
| 1.7 | Elect Director Patrick B. Frost | Management | For | For |
| 1.8 | Elect Director Phillip D. Green | Management | For | For |
| 1.9 | Elect Director David J. Haemisegger | Management | For | For |
| 1.10 | Elect Director Karen E. Jennings | Management | For | For |
| 1.11 | Elect Director Charles W. Matthews | Management | For | For |
| 1.12 | Elect Director Ida Clement Steen | Management | For | For |
| 1.13 | Elect Director Graham Weston | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CURO GROUP HOLDINGS CORP.
MEETING DATE: JUN 09, 2020 | TICKER: CURO SECURITY ID: 23131L107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Chris Masto | Management | For | For |
| 1.2 | Elect Director Doug Rippel | Management | For | For |
| 1.3 | Elect Director Dale E. Williams | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
CUSTOMERS BANCORP, INC.
MEETING DATE: MAY 27, 2020 | TICKER: CUBI SECURITY ID: 23204G100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director T. Lawrence Way | Management | For | For |
| 1.2 | Elect Director Steven J. Zuckerman | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CVB FINANCIAL CORP.
MEETING DATE: MAY 20, 2020 | TICKER: CVBF SECURITY ID: 126600105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George A. Borba, Jr. | Management | For | For |
| 1.2 | Elect Director David A. Brager | Management | For | For |
| 1.3 | Elect Director Stephen A. Del Guercio | Management | For | For |
| 1.4 | Elect Director Rodrigo Guerra, Jr. | Management | For | For |
| 1.5 | Elect Director Anna Kan | Management | For | For |
| 1.6 | Elect Director Marshall V. Laitsch | Management | For | For |
| 1.7 | Elect Director Kristina M. Leslie | Management | For | For |
| 1.8 | Elect Director Raymond V. O'Brien, III | Management | For | For |
| 1.9 | Elect Director Hal W. Oswalt | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DIAMOND HILL INVESTMENT GROUP, INC.
MEETING DATE: APR 28, 2020 | TICKER: DHIL SECURITY ID: 25264R207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Heather E. Brilliant | Management | For | For |
| 1.2 | Elect Director Randolph J. Fortener | Management | For | For |
| 1.3 | Elect Director James F. Laird | Management | For | For |
| 1.4 | Elect Director Paula R. Meyer | Management | For | For |
| 1.5 | Elect Director Bradley C. Shoup | Management | For | For |
| 1.6 | Elect Director Nicole R. St. Pierre | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DIME COMMUNITY BANCSHARES, INC.
MEETING DATE: MAY 28, 2020 | TICKER: DCOM SECURITY ID: 253922108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven D. Cohn | Management | For | For |
| 1.2 | Elect Director Barbara G. Koster | Management | For | For |
| 1.3 | Elect Director Kenneth J. Mahon | Management | For | For |
| 2 | Ratify Crowe LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
DISCOVER FINANCIAL SERVICES
MEETING DATE: MAY 14, 2020 | TICKER: DFS SECURITY ID: 254709108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey S. Aronin | Management | For | For |
| 1.2 | Elect Director Mary K. Bush | Management | For | For |
| 1.3 | Elect Director Gregory C. Case | Management | For | For |
| 1.4 | Elect Director Candace H. Duncan | Management | For | For |
| 1.5 | Elect Director Joseph F. Eazor | Management | For | For |
| 1.6 | Elect Director Cynthia A. Glassman | Management | For | For |
| 1.7 | Elect Director Roger C. Hochschild | Management | For | For |
| 1.8 | Elect Director Thomas G. Maheras | Management | For | For |
| 1.9 | Elect Director Michael H. Moskow | Management | For | For |
| 1.10 | Elect Director Mark A. Thierer | Management | For | For |
| 1.11 | Elect Director Lawrence A. Weinbach - Withdrawn Resolution | Management | None | None |
| 1.12 | Elect Director Jennifer L. Wong | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
DONEGAL GROUP INC.
MEETING DATE: APR 16, 2020 | TICKER: DGICA SECURITY ID: 257701201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin G. Burke | Management | For | For |
| 1.2 | Elect Director Jack L. Hess | Management | For | For |
| 1.3 | Elect Director David C. King | Management | For | For |
| 1.4 | Elect Director Annette B. Szady | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
DONNELLEY FINANCIAL SOLUTIONS, INC.
MEETING DATE: MAY 18, 2020 | TICKER: DFIN SECURITY ID: 25787G100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Luis A. Aguilar | Management | For | For |
| 1.2 | Elect Director Richard L. Crandall | Management | For | For |
| 1.3 | Elect Director Charles D. Drucker | Management | For | For |
| 1.4 | Elect Director Juliet S. Ellis | Management | For | For |
| 1.5 | Elect Director Gary G. Greenfield | Management | For | For |
| 1.6 | Elect Director Jeffrey Jacobowitz | Management | For | For |
| 1.7 | Elect Director Daniel N. Leib | Management | For | For |
| 1.8 | Elect Director Lois M. Martin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Seek Sale of Company | Shareholder | Against | Against |
| |
|---|
DYNEX CAPITAL, INC.
MEETING DATE: JUN 09, 2020 | TICKER: DX SECURITY ID: 26817Q886
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Byron L. Boston | Management | For | For |
| 1.2 | Elect Director Michael R. Hughes | Management | For | For |
| 1.3 | Elect Director Barry A. Igdaloff | Management | For | For |
| 1.4 | Elect Director Robert A. Salcetti | Management | For | For |
| 1.5 | Elect Director David H. Stevens | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
E*TRADE FINANCIAL CORPORATION
MEETING DATE: MAY 07, 2020 | TICKER: ETFC SECURITY ID: 269246401
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard J. Carbone | Management | For | For |
| 1b | Elect Director Robert J. Chersi | Management | For | For |
| 1c | Elect Director Jaime W. Ellertson | Management | For | For |
| 1d | Elect Director James P. Healy | Management | For | For |
| 1e | Elect Director Kevin T. Kabat | Management | For | For |
| 1f | Elect Director James Lam | Management | For | For |
| 1g | Elect Director Rodger A. Lawson | Management | For | For |
| 1h | Elect Director Shelley B. Leibowitz | Management | For | For |
| 1i | Elect Director Michael A. Pizzi | Management | For | For |
| 1j | Elect Director Rebecca Saeger | Management | For | For |
| 1k | Elect Director Donna L. Weaver | Management | For | For |
| 1l | Elect Director Joshua A. Weinreich | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Adopt Simple Majority Vote | Shareholder | None | For |
| |
|---|
EAGLE BANCORP, INC.
MEETING DATE: MAY 21, 2020 | TICKER: EGBN SECURITY ID: 268948106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Matthew D. Brockwell | Management | For | For |
| 1.2 | Elect Director Theresa G. LaPlaca | Management | For | For |
| 1.3 | Elect Director A. Leslie Ludwig | Management | For | For |
| 1.4 | Elect Director Norman R. Pozez | Management | For | For |
| 1.5 | Elect Director Kathy A. Raffa | Management | For | For |
| 1.6 | Elect Director Susan G. Riel | Management | For | For |
| 1.7 | Elect Director James A. Soltesz | Management | For | For |
| 1.8 | Elect Director Benjamin M. Soto | Management | For | For |
| 2 | Ratify Dixon Hughes Goodman LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EAST WEST BANCORP, INC.
MEETING DATE: MAY 19, 2020 | TICKER: EWBC SECURITY ID: 27579R104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Molly Campbell | Management | For | For |
| 1.2 | Elect Director Iris S. Chan | Management | For | For |
| 1.3 | Elect Director Archana Deskus | Management | For | For |
| 1.4 | Elect Director Rudolph I. Estrada | Management | For | For |
| 1.5 | Elect Director Paul H. Irving | Management | For | For |
| 1.6 | Elect Director Jack C. Liu | Management | For | For |
| 1.7 | Elect Director Dominic Ng | Management | For | For |
| 1.8 | Elect Director Lester M. Sussman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
EHEALTH, INC.
MEETING DATE: JUN 09, 2020 | TICKER: EHTH SECURITY ID: 28238P109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrea C. Brimmer | Management | For | For |
| 1.2 | Elect Director Beth A. Brooke | Management | For | For |
| 1.3 | Elect Director Randall S. Livingston | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
ELLINGTON FINANCIAL INC.
MEETING DATE: MAY 13, 2020 | TICKER: EFC SECURITY ID: 28852N109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas F. Robards | Management | For | For |
| 1.2 | Elect Director Lisa Mumford | Management | For | For |
| 1.3 | Elect Director Laurence Penn | Management | For | For |
| 1.4 | Elect Director Ronald I. Simon | Management | For | For |
| 1.5 | Elect Director Edward Resendez | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
EMC INSURANCE GROUP INC.
MEETING DATE: SEP 18, 2019 | TICKER: EMCI SECURITY ID: 268664109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
EMPLOYERS HOLDINGS, INC.
MEETING DATE: MAY 28, 2020 | TICKER: EIG SECURITY ID: 292218104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard W. Blakey | Management | For | For |
| 1.2 | Elect Director Joao (John) M. de Figueiredo | Management | For | For |
| 1.3 | Elect Director Douglas D. Dirks | Management | For | For |
| 1.4 | Elect Director James R. Kroner | Management | For | For |
| 1.5 | Elect Director Michael J. McColgan | Management | For | For |
| 1.6 | Elect Director Michael J. McSally | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
ENCORE CAPITAL GROUP, INC.
MEETING DATE: JUN 17, 2020 | TICKER: ECPG SECURITY ID: 292554102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael P. Monaco | Management | For | For |
| 1.2 | Elect Director Ashwini (Ash) Gupta | Management | For | For |
| 1.3 | Elect Director Wendy G. Hannam | Management | For | For |
| 1.4 | Elect Director Jeffrey A. Hilzinger | Management | For | For |
| 1.5 | Elect Director Angela A. Knight | Management | For | For |
| 1.6 | Elect Director Laura Newman Olle | Management | For | For |
| 1.7 | Elect Director Richard J. Srednicki | Management | For | For |
| 1.8 | Elect Director Richard P. Stovsky | Management | For | For |
| 1.9 | Elect Director Ashish Masih | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
ENOVA INTERNATIONAL, INC.
MEETING DATE: MAY 12, 2020 | TICKER: ENVA SECURITY ID: 29357K103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ellen Carnahan | Management | For | For |
| 1b | Elect Director Daniel R. Feehan | Management | For | For |
| 1c | Elect Director David Fisher | Management | For | For |
| 1d | Elect Director William M. Goodyear | Management | For | For |
| 1e | Elect Director James A. Gray | Management | For | For |
| 1f | Elect Director Gregg A. Kaplan | Management | For | For |
| 1g | Elect Director Mark P. McGowan | Management | For | For |
| 1h | Elect Director Mark A. Tebbe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Pricewaterhousecoopers LLP as Auditors | Management | For | For |
| |
|---|
ENSTAR GROUP LIMITED
MEETING DATE: NOV 25, 2019 | TICKER: ESGR SECURITY ID: G3075P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
ENSTAR GROUP LIMITED
MEETING DATE: JUN 11, 2020 | TICKER: ESGR SECURITY ID: G3075P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director B. Frederick (Rick) Becker | Management | For | For |
| 1b | Elect Director James D. Carey | Management | For | For |
| 1c | Elect Director Willard Myron Hendry, Jr. | Management | For | For |
| 1d | Elect Director Hitesh Patel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve KPMG Audit Limited as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
ENTERPRISE FINANCIAL SERVICES CORP
MEETING DATE: MAY 06, 2020 | TICKER: EFSC SECURITY ID: 293712105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael A. DeCola | Management | For | For |
| 1.2 | Elect Director James F. Deutsch | Management | For | For |
| 1.3 | Elect Director John S. Eulich | Management | For | For |
| 1.4 | Elect Director Robert E. Guest, Jr. | Management | For | For |
| 1.5 | Elect Director James M. Havel | Management | For | For |
| 1.6 | Elect Director Judith S. Heeter | Management | For | For |
| 1.7 | Elect Director Michael R. Holmes | Management | For | For |
| 1.8 | Elect Director Nevada A. Kent, IV | Management | For | For |
| 1.9 | Elect Director James B. Lally | Management | For | For |
| 1.10 | Elect Director Anthony R. Scavuzzo | Management | For | For |
| 1.11 | Elect Director Eloise E. Schmitz | Management | For | For |
| 1.12 | Elect Director Sandra A. Van Trease | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EQUITABLE HOLDINGS, INC.
MEETING DATE: MAY 20, 2020 | TICKER: EQH SECURITY ID: 29452E101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel G. Kaye | Management | For | For |
| 1.2 | Elect Director Joan Lamm-Tennant | Management | For | For |
| 1.3 | Elect Director Kristi A. Matus | Management | For | For |
| 1.4 | Elect Director Ramon de Oliveira | Management | For | For |
| 1.5 | Elect Director Mark Pearson | Management | For | For |
| 1.6 | Elect Director Bertram L. Scott | Management | For | For |
| 1.7 | Elect Director George Stansfield | Management | For | For |
| 1.8 | Elect Director Charles G.T. Stonehill | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
EQUITY BANCSHARES, INC.
MEETING DATE: APR 22, 2020 | TICKER: EQBK SECURITY ID: 29460X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Junetta M. Everett | Management | For | For |
| 1.2 | Elect Director Gary C. Allerheiligen | Management | For | For |
| 1.3 | Elect Director Benjamen M. Hutton | Management | For | For |
| 1.4 | Elect Director Gregory L. Gaeddert | Management | For | For |
| 2 | Ratify Crowe LLP as Auditor | Management | For | For |
| |
|---|
ESSENT GROUP LTD.
MEETING DATE: MAY 28, 2020 | TICKER: ESNT SECURITY ID: G3198U102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark A. Casale | Management | For | For |
| 1.2 | Elect Director Douglas J. Pauls | Management | For | For |
| 1.3 | Elect Director William Spiegel | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EVERCORE INC.
MEETING DATE: JUN 16, 2020 | TICKER: EVR SECURITY ID: 29977A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roger C. Altman | Management | For | For |
| 1.2 | Elect Director Richard I. Beattie | Management | For | For |
| 1.3 | Elect Director Pamela G. Carlton | Management | For | For |
| 1.4 | Elect Director Ellen V. Futter | Management | For | For |
| 1.5 | Elect Director Gail B. Harris | Management | For | For |
| 1.6 | Elect Director Robert B. Millard | Management | For | For |
| 1.7 | Elect Director Willard J. Overlock, Jr. | Management | For | For |
| 1.8 | Elect Director Simon M. Robertson | Management | For | For |
| 1.9 | Elect Director Ralph L. Schlosstein | Management | For | For |
| 1.10 | Elect Director John S. Weinberg | Management | For | For |
| 1.11 | Elect Director William J. Wheeler | Management | For | For |
| 1.12 | Elect Director Sarah K. Williamson | Management | For | For |
| 1.13 | Elect Director Kendrick R. Wilson, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
EVEREST RE GROUP, LTD.
MEETING DATE: MAY 11, 2020 | TICKER: RE SECURITY ID: G3223R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John J. Amore | Management | For | For |
| 1.2 | Elect Director Juan C. Andrade | Management | For | For |
| 1.3 | Elect Director William F. Galtney, Jr. | Management | For | For |
| 1.4 | Elect Director John A. Graf | Management | For | For |
| 1.5 | Elect Director Meryl Hartzband | Management | For | For |
| 1.6 | Elect Director Gerri Losquadro | Management | For | For |
| 1.7 | Elect Director Roger M. Singer | Management | For | For |
| 1.8 | Elect Director Joseph V. Taranto | Management | For | For |
| 1.9 | Elect Director John A. Weber | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
EXANTAS CAPITAL CORP.
MEETING DATE: JUN 10, 2020 | TICKER: XAN SECURITY ID: 30068N105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jeffrey P. Cohen | Management | For | For |
| 1b | Elect Director Andrew L. Farkas | Management | For | For |
| 1c | Elect Director William B. Hart | Management | For | Against |
| 1d | Elect Director Gary Ickowicz | Management | For | Against |
| 1e | Elect Director Steven J. Kessler | Management | For | For |
| 1f | Elect Director Murray S. Levin | Management | For | Against |
| 1g | Elect Director P. Sherrill Neff | Management | For | For |
| 1h | Elect Director Henry R. Silverman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
F.N.B. CORPORATION
MEETING DATE: MAY 13, 2020 | TICKER: FNB SECURITY ID: 302520101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pamela A. Bena | Management | For | For |
| 1.2 | Elect Director William B. Campbell | Management | For | For |
| 1.3 | Elect Director James D. Chiafullo | Management | For | For |
| 1.4 | Elect Director Vincent J. Delie, Jr. | Management | For | For |
| 1.5 | Elect Director Mary Jo Dively | Management | For | For |
| 1.6 | Elect Director Robert A. Hormell | Management | For | For |
| 1.7 | Elect Director David J. Malone | Management | For | For |
| 1.8 | Elect Director Frank C. Mencini | Management | For | For |
| 1.9 | Elect Director David L. Motley | Management | For | For |
| 1.10 | Elect Director Heidi A. Nicholas | Management | For | For |
| 1.11 | Elect Director John S. Stanik | Management | For | For |
| 1.12 | Elect Director William J. Strimbu | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| |
|---|
FACTSET RESEARCH SYSTEMS INC.
MEETING DATE: DEC 19, 2019 | TICKER: FDS SECURITY ID: 303075105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director F. Philip Snow | Management | For | For |
| 1.2 | Elect Director Sheila B. Jordan | Management | For | For |
| 1.3 | Elect Director James J. McGonigle | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FB FINANCIAL CORPORATION
MEETING DATE: APR 30, 2020 | TICKER: FBK SECURITY ID: 30257X104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William (Bill) F. Andrews | Management | For | For |
| 1.2 | Elect Director James (Jim) W. Ayers | Management | For | For |
| 1.3 | Elect Director J. Jonathan (Jon) Ayers | Management | For | For |
| 1.4 | Elect Director William (Bill) F. Carpenter, III | Management | For | For |
| 1.5 | Elect Director Agenia W. Clark | Management | For | For |
| 1.6 | Elect Director James (Jimmy) L. Exum | Management | For | For |
| 1.7 | Elect Director Christopher (Chris) T. Holmes | Management | For | For |
| 1.8 | Elect Director Orrin H. Ingram | Management | For | For |
| 1.9 | Elect Director Raja J. Jubran | Management | For | For |
| 1.10 | Elect Director Emily J. Reynolds | Management | For | For |
| 2 | Ratify Crowe LLP as Auditors | Management | For | For |
| |
|---|
FB FINANCIAL CORPORATION
MEETING DATE: JUN 15, 2020 | TICKER: FBK SECURITY ID: 30257X104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
FBL FINANCIAL GROUP, INC.
MEETING DATE: MAY 14, 2020 | TICKER: FFG SECURITY ID: 30239F106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roger K. Brooks | Management | For | For |
| 1.2 | Elect Director Paul A. Juffer | Management | For | Withhold |
| 1.3 | Elect Director Paul E. Larson | Management | For | For |
| 1.4 | Elect Director Daniel D. Pitcher | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| |
|---|
FGL HOLDINGS
MEETING DATE: MAY 29, 2020 | TICKER: FG SECURITY ID: G3402M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Amend Certificate of Incorporation | Management | For | For |
| 3 | Alter Authorised Share Capital of FGL Holdings | Management | For | For |
| 4 | Advisory Vote on Golden Parachutes | Management | For | For |
| 5 | Adjourn Meeting | Management | For | For |
| |
|---|
FIDELITY NATIONAL FINANCIAL, INC.
MEETING DATE: JUN 10, 2020 | TICKER: FNF SECURITY ID: 31620R303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William P. Foley, II | Management | For | For |
| 1.2 | Elect Director Douglas K. Ammerman | Management | For | For |
| 1.3 | Elect Director Thomas M. Hagerty | Management | For | For |
| 1.4 | Elect Director Peter O. Shea, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
FIFTH THIRD BANCORP
MEETING DATE: APR 14, 2020 | TICKER: FITB SECURITY ID: 316773100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nicholas K. Akins | Management | For | For |
| 1.2 | Elect Director B. Evan Bayh, III | Management | For | For |
| 1.3 | Elect Director Jorge L. Benitez | Management | For | For |
| 1.4 | Elect Director Katherine B. Blackburn | Management | For | For |
| 1.5 | Elect Director Emerson L. Brumback | Management | For | For |
| 1.6 | Elect Director Jerry W. Burris | Management | For | For |
| 1.7 | Elect Director Greg D. Carmichael | Management | For | For |
| 1.8 | Elect Director C. Bryan Daniels | Management | For | For |
| 1.9 | Elect Director Thomas H. Harvey | Management | For | For |
| 1.10 | Elect Director Gary R. Heminger | Management | For | For |
| 1.11 | Elect Director Jewell D. Hoover | Management | For | For |
| 1.12 | Elect Director Eileen A. Mallesch | Management | For | For |
| 1.13 | Elect Director Michael B. McCallister | Management | For | For |
| 1.14 | Elect Director Marsha C. Williams | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
FINANCIAL INSTITUTIONS, INC.
MEETING DATE: JUN 17, 2020 | TICKER: FISI SECURITY ID: 317585404
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald K. Boswell | Management | For | For |
| 1.2 | Elect Director Andrew W. Dorn, Jr. | Management | For | For |
| 1.3 | Elect Director Robert M. Glaser | Management | For | For |
| 1.4 | Elect Director Susan R. Holliday | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify RSM US LLP as Auditors | Management | For | For |
| |
|---|
FIRST AMERICAN FINANCIAL CORPORATION
MEETING DATE: MAY 05, 2020 | TICKER: FAF SECURITY ID: 31847R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James L. Doti | Management | For | For |
| 1.2 | Elect Director Michael D. McKee | Management | For | For |
| 1.3 | Elect Director Thomas V. McKernan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| |
|---|
FIRST BANCORP
MEETING DATE: MAY 07, 2020 | TICKER: FBNC SECURITY ID: 318910106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel T. Blue, Jr. | Management | For | For |
| 1.2 | Elect Director Mary Clara Capel | Management | For | For |
| 1.3 | Elect Director James C. Crawford, III | Management | For | For |
| 1.4 | Elect Director Suzanne S. DeFerie | Management | For | For |
| 1.5 | Elect Director Abby J. Donnelly | Management | For | For |
| 1.6 | Elect Director John B. Gould | Management | For | For |
| 1.7 | Elect Director Michael G. Mayer | Management | For | For |
| 1.8 | Elect Director Richard H. Moore | Management | For | For |
| 1.9 | Elect Director Thomas F. Phillips | Management | For | For |
| 1.10 | Elect Director O. Temple Sloan, III | Management | For | For |
| 1.11 | Elect Director Frederick L. Taylor, II | Management | For | For |
| 1.12 | Elect Director Virginia C. Thomasson | Management | For | For |
| 1.13 | Elect Director Dennis A. Wicker | Management | For | Withhold |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FIRST BANCORP
MEETING DATE: MAY 22, 2020 | TICKER: FBP SECURITY ID: 318672706
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Juan Acosta Reboyras | Management | For | For |
| 1b | Elect Director Aurelio Aleman | Management | For | For |
| 1c | Elect Director Luz A. Crespo | Management | For | For |
| 1d | Elect Director Tracey Dedrick | Management | For | For |
| 1e | Elect Director Daniel E. Frye | Management | For | For |
| 1f | Elect Director Robert T. Gormley | Management | For | For |
| 1g | Elect Director John A. Heffern | Management | For | For |
| 1h | Elect Director Roberto R. Herencia | Management | For | For |
| 1i | Elect Director Jose Menendez-Cortada | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Crowe LLP as Auditors | Management | For | For |
| |
|---|
FIRST BUSEY CORPORATION
MEETING DATE: MAY 20, 2020 | TICKER: BUSE SECURITY ID: 319383204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George Barr | Management | For | For |
| 1.2 | Elect Director Stanley J. Bradshaw | Management | For | For |
| 1.3 | Elect Director Michael D. Cassens | Management | For | For |
| 1.4 | Elect Director Van A. Dukeman | Management | For | For |
| 1.5 | Elect Director Karen M. Jensen | Management | For | For |
| 1.6 | Elect Director Frederic L. Kenney | Management | For | For |
| 1.7 | Elect Director Stephen V. King | Management | For | For |
| 1.8 | Elect Director Gregory B. Lykins | Management | For | For |
| 1.9 | Elect Director Thomas G. Sloan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Ratify RSM US LLP as Auditors | Management | For | For |
| |
|---|
FIRST CITIZENS BANCSHARES, INC.
MEETING DATE: APR 28, 2020 | TICKER: FCNCA SECURITY ID: 31946M103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John M. Alexander, Jr. | Management | For | For |
| 1.2 | Elect Director Victor E. Bell, III | Management | For | Withhold |
| 1.3 | Elect Director Peter M. Bristow | Management | For | For |
| 1.4 | Elect Director Hope H. Bryant | Management | For | For |
| 1.5 | Elect Director H. Lee Durham, Jr. | Management | For | Withhold |
| 1.6 | Elect Director Daniel L. Heavner | Management | For | For |
| 1.7 | Elect Director Frank B. Holding, Jr. | Management | For | For |
| 1.8 | Elect Director Robert R. Hoppe | Management | For | For |
| 1.9 | Elect Director Floyd L. Keels | Management | For | For |
| 1.10 | Elect Director Robert E. Mason, IV | Management | For | Withhold |
| 1.11 | Elect Director Robert T. Newcomb | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Dixon Hughes Goodman LLP as Auditors | Management | For | For |
| |
|---|
FIRST COMMONWEALTH FINANCIAL CORPORATION
MEETING DATE: APR 28, 2020 | TICKER: FCF SECURITY ID: 319829107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Julie A. Caponi | Management | For | For |
| 1.2 | Elect Director Ray T. Charley | Management | For | For |
| 1.3 | Elect Director Gary R. Claus | Management | For | For |
| 1.4 | Elect Director David S. Dahlmann | Management | For | For |
| 1.5 | Elect Director Johnston A. Glass | Management | For | For |
| 1.6 | Elect Director Jon L. Gorney | Management | For | For |
| 1.7 | Elect Director Jane Grebenc | Management | For | For |
| 1.8 | Elect Director David W. Greenfield | Management | For | For |
| 1.9 | Elect Director Bart E. Johnson | Management | For | For |
| 1.10 | Elect Director Luke A. Latimer | Management | For | Withhold |
| 1.11 | Elect Director Aradhna M. Oliphant | Management | For | For |
| 1.12 | Elect Director T. Michael Price | Management | For | For |
| 1.13 | Elect Director Robert J. Ventura | Management | For | For |
| 1.14 | Elect Director Stephen A. Wolfe | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FIRST COMMUNITY BANKSHARES, INC.
MEETING DATE: APR 28, 2020 | TICKER: FCBC SECURITY ID: 31983A103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C. William Davis | Management | For | Withhold |
| 1.2 | Elect Director Gary R. Mills | Management | For | For |
| 1.3 | Elect Director M. Adam Sarver | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | Three Years |
| 4 | Ratify Dixon Hughes Goodman LLP as Auditors | Management | For | For |
| |
|---|
FIRST DEFIANCE FINANCIAL CORP.
MEETING DATE: DEC 10, 2019 | TICKER: FDEF SECURITY ID: 32006W106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger and Issuance of Shares in Connection with Merger | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | For |
| 3 | Amend Code of Regulations | Management | For | For |
| 4 | Advisory Vote on Golden Parachutes | Management | For | For |
| 5 | Adjourn Meeting | Management | For | For |
| |
|---|
FIRST DEFIANCE FINANCIAL CORP.
MEETING DATE: APR 28, 2020 | TICKER: FDEF SECURITY ID: 32006W106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lee Burdman | Management | For | For |
| 1.2 | Elect Director Jean A. Hubbard | Management | For | For |
| 1.3 | Elect Director Charles D. Niehaus | Management | For | For |
| 1.4 | Elect Director Mark A. Robison | Management | For | For |
| 1.5 | Elect Director Richard J. Schiraldi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Crowe LLP as Auditors | Management | For | For |
| |
|---|
FIRST FINANCIAL BANCORP.
MEETING DATE: MAY 26, 2020 | TICKER: FFBC SECURITY ID: 320209109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Wickliffe Ach | Management | For | For |
| 1.2 | Elect Director William G. Barron | Management | For | For |
| 1.3 | Elect Director Vincent A. Berta | Management | For | For |
| 1.4 | Elect Director Cynthia O. Booth | Management | For | For |
| 1.5 | Elect Director Archie M. Brown | Management | For | For |
| 1.6 | Elect Director Claude E. Davis | Management | For | For |
| 1.7 | Elect Director Corinne R. Finnerty | Management | For | For |
| 1.8 | Elect Director Susan L. Knust | Management | For | For |
| 1.9 | Elect Director William J. Kramer | Management | For | For |
| 1.10 | Elect Director John T. Neighbours | Management | For | For |
| 1.11 | Elect Director Thomas M. O'Brien | Management | For | For |
| 1.12 | Elect Director Maribeth S. Rahe | Management | For | For |
| 2 | Ratify Crowe LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FIRST FINANCIAL BANKSHARES, INC.
MEETING DATE: APR 28, 2020 | TICKER: FFIN SECURITY ID: 32020R109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director April Anthony | Management | For | For |
| 1.2 | Elect Director Tucker S. Bridwell | Management | For | For |
| 1.3 | Elect Director Vianei Lopez Braun | Management | For | For |
| 1.4 | Elect Director David Copeland | Management | For | For |
| 1.5 | Elect Director Mike Denny | Management | For | For |
| 1.6 | Elect Director F. Scott Dueser | Management | For | For |
| 1.7 | Elect Director Murray Edwards | Management | For | For |
| 1.8 | Elect Director Tim Lancaster | Management | For | For |
| 1.9 | Elect Director Kade L. Matthews | Management | For | For |
| 1.10 | Elect Director Robert C. Nickles, Jr. | Management | For | For |
| 1.11 | Elect Director Johnny E. Trotter | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FIRST FINANCIAL CORPORATION
MEETING DATE: APR 15, 2020 | TICKER: THFF SECURITY ID: 320218100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory L. Gibson | Management | For | For |
| 1.2 | Elect Director Paul J. Pierson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Crowe LLP as Auditors | Management | For | For |
| |
|---|
FIRST FOUNDATION INC.
MEETING DATE: MAY 26, 2020 | TICKER: FFWM SECURITY ID: 32026V104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Max Briggs | Management | For | For |
| 1.2 | Elect Director John Hakopian | Management | For | For |
| 1.3 | Elect Director Scott F. Kavanaugh | Management | For | For |
| 1.4 | Elect Director Ulrich E. Keller, Jr. | Management | For | For |
| 1.5 | Elect Director David Lake | Management | For | For |
| 1.6 | Elect Director Elizabeth A. Pagliarini | Management | For | For |
| 1.7 | Elect Director Mitchell M. Rosenberg | Management | For | For |
| 1.8 | Elect Director Diane M. Rubin | Management | For | For |
| 1.9 | Elect Director Jacob Sonenshine | Management | For | For |
| 2 | Ratify Eide Bailly LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FIRST HAWAIIAN, INC.
MEETING DATE: APR 22, 2020 | TICKER: FHB SECURITY ID: 32051X108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Matthew J. Cox | Management | For | For |
| 1b | Elect Director W. Allen Doane | Management | For | For |
| 1c | Elect Director Faye Watanabe Kurren | Management | For | For |
| 1d | Elect Director Robert S. Harrison | Management | For | For |
| 1e | Elect Director Allen B. Uyeda | Management | For | For |
| 1f | Elect Director Jenai S. Wall | Management | For | For |
| 1g | Elect Director C. Scott Wo | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FIRST HORIZON NATIONAL CORPORATION
MEETING DATE: APR 24, 2020 | TICKER: FHN SECURITY ID: 320517105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
FIRST HORIZON NATIONAL CORPORATION
MEETING DATE: APR 28, 2020 | TICKER: FHN SECURITY ID: 320517105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth A. Burdick | Management | For | For |
| 1.2 | Elect Director John C. Compton | Management | For | For |
| 1.3 | Elect Director Wendy P. Davidson | Management | For | For |
| 1.4 | Elect Director Mark A. Emkes | Management | For | For |
| 1.5 | Elect Director Corydon J. Gilchrist | Management | For | For |
| 1.6 | Elect Director D. Bryan Jordan | Management | For | For |
| 1.7 | Elect Director Vicki R. Palmer | Management | For | For |
| 1.8 | Elect Director Colin V. Reed | Management | For | For |
| 1.9 | Elect Director Cecelia D. Stewart | Management | For | For |
| 1.10 | Elect Director Rajesh Subramaniam | Management | For | For |
| 1.11 | Elect Director R. Eugene Taylor | Management | For | For |
| 1.12 | Elect Director Luke Yancy, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
FIRST INTERSTATE BANCSYSTEM, INC.
MEETING DATE: MAY 05, 2020 | TICKER: FIBK SECURITY ID: 32055Y201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alice S. Cho | Management | For | For |
| 1.2 | Elect Director Dana L. Crandall | Management | For | For |
| 1.3 | Elect Director Dennis L. Johnson | Management | For | For |
| 1.4 | Elect Director Patricia L. Moss | Management | For | For |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| |
|---|
FIRST MERCHANTS CORPORATION
MEETING DATE: MAY 13, 2020 | TICKER: FRME SECURITY ID: 320817109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director H. Douglas Chaffin | Management | For | For |
| 1.2 | Elect Director Michael J. Fisher | Management | For | For |
| 1.3 | Elect Director Clark C. Kellogg, Jr. | Management | For | For |
| 1.4 | Elect Director Gary J. Lehman | Management | For | For |
| 1.5 | Elect Director Michael C. Marhenke | Management | For | Withhold |
| 1.6 | Elect Director Jean L. Wojtowicz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify BKD, LLP as Auditors | Management | For | For |
| |
|---|
FIRST MID BANCSHARES, INC.
MEETING DATE: APR 29, 2020 | TICKER: FMBH SECURITY ID: 320866106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven L. Grissom | Management | For | For |
| 1.2 | Elect Director Mary J. Westerhold | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FIRST MIDWEST BANCORP, INC.
MEETING DATE: MAY 20, 2020 | TICKER: FMBI SECURITY ID: 320867104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barbara A. Boigegrain | Management | For | For |
| 1.2 | Elect Director Thomas L. Brown | Management | For | For |
| 1.3 | Elect Director Phupinder S. Gill | Management | For | For |
| 1.4 | Elect Director Kathryn J. Hayley | Management | For | For |
| 1.5 | Elect Director Peter J. Henseler | Management | For | For |
| 1.6 | Elect Director Frank B. Modruson | Management | For | For |
| 1.7 | Elect Director Ellen A. Rudnick | Management | For | For |
| 1.8 | Elect Director Mark G. Sander | Management | For | For |
| 1.9 | Elect Director Michael L. Scudder | Management | For | For |
| 1.10 | Elect Director Michael J. Small | Management | For | For |
| 1.11 | Elect Director Stephen C. Van Arsdell | Management | For | For |
| 1.12 | Elect Director J. Stephen Vanderwoude | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| |
|---|
FIRST REPUBLIC BANK
MEETING DATE: MAY 12, 2020 | TICKER: FRC SECURITY ID: 33616C100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James H. Herbert, II | Management | For | For |
| 1b | Elect Director Katherine August-deWilde | Management | For | For |
| 1c | Elect Director Hafize Gaye Erkan | Management | For | For |
| 1d | Elect Director Frank J. Fahrenkopf, Jr. | Management | For | For |
| 1e | Elect Director Boris Groysberg | Management | For | For |
| 1f | Elect Director Sandra R. Hernandez | Management | For | For |
| 1g | Elect Director Pamela J. Joyner | Management | For | For |
| 1h | Elect Director Reynold Levy | Management | For | For |
| 1i | Elect Director Duncan L. Niederauer | Management | For | For |
| 1j | Elect Director George G.C. Parker | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FIRSTCASH, INC.
MEETING DATE: JUN 04, 2020 | TICKER: FCFS SECURITY ID: 33767D105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Daniel E. Berce | Management | For | For |
| 1b | Elect Director Mikel D. Faulkner | Management | For | For |
| 1c | Elect Director Randel G. Owen | Management | For | For |
| 2 | Ratify RSM US LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FLAGSTAR BANCORP, INC.
MEETING DATE: JUN 02, 2020 | TICKER: FBC SECURITY ID: 337930705
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alessandro P. DiNello | Management | For | For |
| 1.2 | Elect Director Jay J. Hansen | Management | For | For |
| 1.3 | Elect Director John D. Lewis | Management | For | Against |
| 1.4 | Elect Director David J. Matlin | Management | For | Against |
| 1.5 | Elect Director Bruce E. Nyberg | Management | For | Against |
| 1.6 | Elect Director James A. Ovenden | Management | For | Against |
| 1.7 | Elect Director Peter Schoels | Management | For | Against |
| 1.8 | Elect Director David L. Treadwell | Management | For | For |
| 1.9 | Elect Director Jennifer R. Whip | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
FLUSHING FINANCIAL CORPORATION
MEETING DATE: MAY 26, 2020 | TICKER: FFIC SECURITY ID: 343873105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John J. McCabe | Management | For | For |
| 1b | Elect Director Donna M. O'Brien | Management | For | For |
| 1c | Elect Director Michael J. Russo | Management | For | For |
| 1d | Elect Director Caren C. Yoh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify BDO USA, LLP as Auditor | Management | For | For |
| |
|---|
FOCUS FINANCIAL PARTNERS INC.
MEETING DATE: JUN 03, 2020 | TICKER: FOCS SECURITY ID: 34417P100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph Feliciani, Jr. | Management | For | For |
| 1.2 | Elect Director Noah Gottdiener | Management | For | For |
| 1.3 | Elect Director Rajini Sundar Kodialam | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
FRANKLIN FINANCIAL NETWORK, INC.
MEETING DATE: JUN 15, 2020 | TICKER: FSB SECURITY ID: 35352P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
FRANKLIN RESOURCES, INC.
MEETING DATE: FEB 11, 2020 | TICKER: BEN SECURITY ID: 354613101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Peter K. Barker | Management | For | For |
| 1b | Elect Director Mariann Byerwalter | Management | For | For |
| 1c | Elect Director Gregory E. Johnson | Management | For | For |
| 1d | Elect Director Jennifer M. Johnson | Management | For | For |
| 1e | Elect Director Rupert H. Johnson, Jr. | Management | For | For |
| 1f | Elect Director Anthony J. Noto | Management | For | For |
| 1g | Elect Director Mark C. Pigott | Management | For | For |
| 1h | Elect Director Laura Stein | Management | For | For |
| 1i | Elect Director Seth H. Waugh | Management | For | For |
| 1j | Elect Director Geoffrey Y. Yang | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FULTON FINANCIAL CORPORATION
MEETING DATE: MAY 19, 2020 | TICKER: FULT SECURITY ID: 360271100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jennifer Craighead Carey | Management | For | For |
| 1b | Elect Director Lisa Crutchfield | Management | For | For |
| 1c | Elect Director Denise L. Devine | Management | For | For |
| 1d | Elect Director Steven S. Etter | Management | For | For |
| 1e | Elect Director Patrick J. Freer | Management | For | For |
| 1f | Elect Director Carlos E. Graupera | Management | For | For |
| 1g | Elect Director George W. Hodges | Management | For | For |
| 1h | Elect Director James R. Moxley, III | Management | For | For |
| 1i | Elect Director Curtis J. Myers | Management | For | For |
| 1j | Elect Director Scott A. Snyder | Management | For | For |
| 1k | Elect Director Ronald H. Spair | Management | For | For |
| 1l | Elect Director Mark F. Strauss | Management | For | For |
| 1m | Elect Director Ernest J. Waters | Management | For | For |
| 1n | Elect Director E. Philip Wenger | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
GAMCO INVESTORS, INC.
MEETING DATE: JUN 05, 2020 | TICKER: GBL SECURITY ID: 361438104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edwin L. Artzt | Management | For | For |
| 1.2 | Elect Director Raymond C. Avansino, Jr. | Management | For | Withhold |
| 1.3 | Elect Director Leslie B. Daniels | Management | For | For |
| 1.4 | Elect Director Mario J. Gabelli | Management | For | For |
| 1.5 | Elect Director Eugene R. McGrath | Management | For | Withhold |
| 1.6 | Elect Director Robert S. Prather, Jr. | Management | For | Withhold |
| 1.7 | Elect Director Elisa M. Wilson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Reduce Authorized Class B Common Stock | Management | For | For |
| 4 | Amend Employment Agreement with Mario J. Gabelli | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
GENWORTH FINANCIAL, INC.
MEETING DATE: DEC 12, 2019 | TICKER: GNW SECURITY ID: 37247D106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director G. Kent Conrad | Management | For | For |
| 1b | Elect Director Melina E. Higgins | Management | For | For |
| 1c | Elect Director Thomas J. McInerney | Management | For | For |
| 1d | Elect Director David M. Moffett | Management | For | For |
| 1e | Elect Director Thomas E. Moloney | Management | For | For |
| 1f | Elect Director Debra J. Perry | Management | For | For |
| 1g | Elect Director Robert P. Restrepo, Jr. | Management | For | For |
| 1h | Elect Director James S. Riepe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
GERMAN AMERICAN BANCORP, INC.
MEETING DATE: MAY 21, 2020 | TICKER: GABC SECURITY ID: 373865104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Chris A. Ramsey | Management | For | For |
| 1.2 | Elect Director M. Darren Root | Management | For | For |
| 1.3 | Elect Director Mark A. Schroeder | Management | For | For |
| 1.4 | Elect Director Jack W. Sheidler | Management | For | For |
| 2 | Amend Articles of Incorporation to Allow Shareholders to Amend By-Laws | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Crowe LLP as Auditor | Management | For | For |
| |
|---|
GLACIER BANCORP, INC.
MEETING DATE: APR 29, 2020 | TICKER: GBCI SECURITY ID: 37637Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David C. Boyles | Management | For | For |
| 1.2 | Elect Director Randall M. Chesler | Management | For | For |
| 1.3 | Elect Director Sherry L. Cladouhos | Management | For | For |
| 1.4 | Elect Director James M. English | Management | For | For |
| 1.5 | Elect Director Annie M. Goodwin | Management | For | For |
| 1.6 | Elect Director Craig A. Langel | Management | For | For |
| 1.7 | Elect Director Douglas J. McBride | Management | For | For |
| 1.8 | Elect Director John W. Murdoch | Management | For | For |
| 1.9 | Elect Director George R. Sutton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify BKD, LLP as Auditors | Management | For | For |
| |
|---|
GLOBAL INDEMNITY
MEETING DATE: JUN 17, 2020 | TICKER: GBLI SECURITY ID: G3933F105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Saul A. Fox | Management | For | For |
| 1b | Elect Director Joseph W. Brown | Management | For | For |
| 1c | Elect Director Michele A. Colucci | Management | For | For |
| 1d | Elect Director Seth J. Gersch | Management | For | For |
| 1e | Elect Director Jason B. Hurwitz | Management | For | For |
| 1f | Elect Director Bruce R. Lederman | Management | For | For |
| 1g | Elect Director Cynthia Y. Valko | Management | For | For |
| 1h | Elect Director James D. Wehr | Management | For | For |
| 2 | Matters Concerning Global Indemnity Reinsurance Company, Ltd. and to Authorize Global Indemnity Limited to Vote, as Proxy on such Matters | Management | For | For |
| 3 | Approve Ernst & Young Global Limited ('EY') as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GLOBE LIFE INC.
MEETING DATE: APR 30, 2020 | TICKER: GL SECURITY ID: 37959E102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles E. Adair | Management | For | For |
| 1.2 | Elect Director Linda L. Addison | Management | For | For |
| 1.3 | Elect Director Marilyn A. Alexander | Management | For | For |
| 1.4 | Elect Director Cheryl D. Alston | Management | For | For |
| 1.5 | Elect Director Jane M. Buchan | Management | For | For |
| 1.6 | Elect Director Gary L. Coleman | Management | For | For |
| 1.7 | Elect Director Larry M. Hutchison | Management | For | For |
| 1.8 | Elect Director Robert W. Ingram | Management | For | For |
| 1.9 | Elect Director Steven P. Johnson | Management | For | For |
| 1.10 | Elect Director Darren M. Rebelez | Management | For | For |
| 1.11 | Elect Director Mary E. Thigpen | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GOOSEHEAD INSURANCE, INC.
MEETING DATE: MAY 04, 2020 | TICKER: GSHD SECURITY ID: 38267D109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark E. Jones | Management | For | For |
| 1.2 | Elect Director Robyn Jones | Management | For | For |
| 1.3 | Elect Director Peter Lane | Management | For | For |
| 1.4 | Elect Director Mark Miller | Management | For | For |
| 1.5 | Elect Director James Reid | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
GRANITE POINT MORTGAGE TRUST INC.
MEETING DATE: JUN 02, 2020 | TICKER: GPMT SECURITY ID: 38741L107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Tanuja M. Dehne | Management | For | For |
| 1b | Elect Director Martin A. Kamarck | Management | For | For |
| 1c | Elect Director Stephen G. Kasnet | Management | For | For |
| 1d | Elect Director W. Reid Sanders | Management | For | For |
| 1e | Elect Director John "Jack" A. Taylor | Management | For | For |
| 1f | Elect Director Hope B. Woodhouse | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
GREAT SOUTHERN BANCORP, INC.
MEETING DATE: MAY 06, 2020 | TICKER: GSBC SECURITY ID: 390905107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin R. Ausburn | Management | For | For |
| 1.2 | Elect Director Larry D. Frazier | Management | For | For |
| 1.3 | Elect Director Douglas M. Pitt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify BKD, LLP as Auditors | Management | For | For |
| |
|---|
GREAT WESTERN BANCORP, INC.
MEETING DATE: FEB 04, 2020 | TICKER: GWB SECURITY ID: 391416104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frances Grieb | Management | For | For |
| 1.2 | Elect Director James Israel | Management | For | For |
| 1.3 | Elect Director Stephen Lacy | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
GREEN DOT CORPORATION
MEETING DATE: JUN 09, 2020 | TICKER: GDOT SECURITY ID: 39304D102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth C. Aldrich | Management | For | For |
| 1.2 | Elect Director J. Chris Brewster | Management | For | For |
| 1.3 | Elect Director Glinda Bridgforth Hodges | Management | For | For |
| 1.4 | Elect Director Rajeev V. Date | Management | For | For |
| 1.5 | Elect Director Saturnino 'Nino' Fanlo | Management | For | For |
| 1.6 | Elect Director William I Jacobs | Management | For | For |
| 1.7 | Elect Director Dan R. Henry | Management | For | For |
| 1.8 | Elect Director Jeffrey B. Osher | Management | For | For |
| 1.9 | Elect Director Ellen Richey | Management | For | For |
| 1.10 | Elect Director George T. Shaheen | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
GREENHILL & CO., INC.
MEETING DATE: APR 23, 2020 | TICKER: GHL SECURITY ID: 395259104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Scott L. Bok | Management | For | For |
| 1b | Elect Director Robert F. Greenhill | Management | For | For |
| 1c | Elect Director Steven F. Goldstone | Management | For | For |
| 1d | Elect Director Meryl D. Hartzband | Management | For | For |
| 1e | Elect Director John D. Liu | Management | For | For |
| 1f | Elect Director Karen P. Robards | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| |
|---|
HAMILTON LANE INCORPORATED
MEETING DATE: SEP 05, 2019 | TICKER: HLNE SECURITY ID: 407497106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hartley R. Rogers | Management | For | For |
| 1.2 | Elect Director Mario L. Giannini | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
HANCOCK WHITNEY CORPORATION
MEETING DATE: APR 29, 2020 | TICKER: HWC SECURITY ID: 410120109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank E. Bertucci | Management | For | For |
| 1.2 | Elect Director Constantine S. Liollio | Management | For | For |
| 1.3 | Elect Director Thomas H. Olinde | Management | For | For |
| 1.4 | Elect Director Joan C. Teofilo | Management | For | For |
| 1.5 | Elect Director C. Richard Wilkins | Management | For | For |
| 2a | Eliminate the Business Combination Supermajority Vote Provision | Management | For | For |
| 2b | Eliminate the Prohibition on Non-Cumulative Preferred Dividends | Management | For | For |
| 2c | Remove the Series A Preferred Stock Provision | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
HANMI FINANCIAL CORPORATION
MEETING DATE: JUN 10, 2020 | TICKER: HAFC SECURITY ID: 410495204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John J. Ahn | Management | For | For |
| 1b | Elect Director Kiho Choi | Management | For | For |
| 1c | Elect Director Christie K. Chu | Management | For | For |
| 1d | Elect Director Harry H. Chung | Management | For | For |
| 1e | Elect Director Scott R. Diehl | Management | For | For |
| 1f | Elect Director Bonita I. Lee | Management | For | For |
| 1g | Elect Director David L. Rosenblum | Management | For | For |
| 1h | Elect Director Thomas J. Williams | Management | For | For |
| 1i | Elect Director Michael M. Yang | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Crowe LLP as Auditors | Management | For | For |
| |
|---|
HARBORONE BANCORP, INC.
MEETING DATE: AUG 06, 2019 | TICKER: HONE SECURITY ID: 41165F101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Conversion from Mutual Holding Company to Stock Holding Company | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
HCI GROUP, INC.
MEETING DATE: JUN 04, 2020 | TICKER: HCI SECURITY ID: 40416E103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Wayne Burks | Management | For | For |
| 1.2 | Elect Director Sanjay Madhu | Management | For | For |
| 1.3 | Elect Director Anthony Saravanos | Management | For | For |
| 2 | Ratify Dixon Hughes Goodman, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HEARTLAND FINANCIAL USA, INC.
MEETING DATE: MAY 20, 2020 | TICKER: HTLF SECURITY ID: 42234Q102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert B. Engel | Management | For | For |
| 1b | Elect Director Thomas L. Flynn | Management | For | For |
| 1c | Elect Director Jennifer K. Hopkins | Management | For | For |
| 1d | Elect Director Bruce K. Lee | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HERITAGE COMMERCE CORP
MEETING DATE: AUG 27, 2019 | TICKER: HTBK SECURITY ID: 426927109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
HERITAGE COMMERCE CORP.
MEETING DATE: MAY 21, 2020 | TICKER: HTBK SECURITY ID: 426927109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Julianne M. Biagini-Komas | Management | For | For |
| 1.2 | Elect Director Frank G. Bisceglia | Management | For | For |
| 1.3 | Elect Director Bruce H. Cabral | Management | For | For |
| 1.4 | Elect Director Jack W. Conner | Management | For | For |
| 1.5 | Elect Director Jason DiNapoli | Management | For | For |
| 1.6 | Elect Director Stephen G. Heitel | Management | For | For |
| 1.7 | Elect Director Walter T. Kaczmarek | Management | For | For |
| 1.8 | Elect Director Robert T. Moles | Management | For | For |
| 1.9 | Elect Director Laura Roden | Management | For | For |
| 1.10 | Elect Director Marina Park Sutton | Management | For | For |
| 1.11 | Elect Director Ranson W. Webster | Management | For | For |
| 1.12 | Elect Director Keith A. Wilton | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Crowe LLP as Auditors | Management | For | For |
| |
|---|
HERITAGE FINANCIAL CORPORATION
MEETING DATE: MAY 04, 2020 | TICKER: HFWA SECURITY ID: 42722X106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian S. Charneski | Management | For | For |
| 1.2 | Elect Director John A. Clees | Management | For | For |
| 1.3 | Elect Director Kimberly T. Ellwanger | Management | For | For |
| 1.4 | Elect Director Stephen A. Dennis | Management | For | For |
| 1.5 | Elect Director Jeffrey J. Deuel | Management | For | For |
| 1.6 | Elect Director Deborah J. Gavin | Management | For | For |
| 1.7 | Elect Director Jeffrey S. Lyon | Management | For | For |
| 1.8 | Elect Director Gragg E. Miller | Management | For | For |
| 1.9 | Elect Director Anthony B. Pickering | Management | For | For |
| 1.10 | Elect Director Brian L. Vance | Management | For | For |
| 1.11 | Elect Director Ann Watson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Crowe LLP as Auditors | Management | For | For |
| |
|---|
HERITAGE INSURANCE HOLDINGS, INC.
MEETING DATE: JUN 22, 2020 | TICKER: HRTG SECURITY ID: 42727J102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce Lucas | Management | For | For |
| 1.2 | Elect Director Richard Widdicombe | Management | For | For |
| 1.3 | Elect Director Panagiotis "Pete" Apostolou | Management | For | For |
| 1.4 | Elect Director Irini Barlas | Management | For | Withhold |
| 1.5 | Elect Director Mark Berset | Management | For | For |
| 1.6 | Elect Director Steven Martindale | Management | For | For |
| 1.7 | Elect Director James Masiello | Management | For | Withhold |
| 1.8 | Elect Director Nicholas Pappas | Management | For | Withhold |
| 1.9 | Elect Director Joseph Vattamattam | Management | For | For |
| 1.10 | Elect Director Vijay Walvekar | Management | For | For |
| 2 | Ratify Plante & Moran, PLLC as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
HILLTOP HOLDINGS, INC.
MEETING DATE: JUL 25, 2019 | TICKER: HTH SECURITY ID: 432748101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charlotte Jones Anderson | Management | For | Withhold |
| 1.2 | Elect Director Rhodes R. Bobbitt | Management | For | For |
| 1.3 | Elect Director Tracy A. Bolt | Management | For | For |
| 1.4 | Elect Director W. Joris Brinkerhoff | Management | For | For |
| 1.5 | Elect Director J. Taylor Crandall | Management | For | For |
| 1.6 | Elect Director Charles R. Cummings | Management | For | For |
| 1.7 | Elect Director Hill A. Feinberg | Management | For | For |
| 1.8 | Elect Director Gerald J. Ford | Management | For | For |
| 1.9 | Elect Director Jeremy B. Ford | Management | For | For |
| 1.10 | Elect Director J. Markham Green | Management | For | For |
| 1.11 | Elect Director William T. Hill, Jr. | Management | For | For |
| 1.12 | Elect Director Lee Lewis | Management | For | For |
| 1.13 | Elect Director Andrew J. Littlefair | Management | For | For |
| 1.14 | Elect Director W. Robert Nichols, III | Management | For | Withhold |
| 1.15 | Elect Director C. Clifton Robinson | Management | For | For |
| 1.16 | Elect Director Kenneth D. Russell | Management | For | For |
| 1.17 | Elect Director A. Haag Sherman | Management | For | For |
| 1.18 | Elect Director Jonathan S. Sobel | Management | For | For |
| 1.19 | Elect Director Robert C. Taylor, Jr. | Management | For | For |
| 1.20 | Elect Director Carl B. Webb | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
HOME BANCSHARES, INC.
MEETING DATE: APR 16, 2020 | TICKER: HOMB SECURITY ID: 436893200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John W. Allison | Management | For | For |
| 1.2 | Elect Director Brian S. Davis | Management | For | For |
| 1.3 | Elect Director Milburn Adams | Management | For | For |
| 1.4 | Elect Director Robert H. Adcock, Jr. | Management | For | For |
| 1.5 | Elect Director Richard H. Ashley | Management | For | For |
| 1.6 | Elect Director Mike D. Beebe | Management | For | For |
| 1.7 | Elect Director Jack E. Engelkes | Management | For | For |
| 1.8 | Elect Director Tracy M. French | Management | For | For |
| 1.9 | Elect Director Karen E. Garrett | Management | For | For |
| 1.10 | Elect Director James G. Hinkle | Management | For | For |
| 1.11 | Elect Director Alex R. Lieblong | Management | For | For |
| 1.12 | Elect Director Thomas J. Longe | Management | For | For |
| 1.13 | Elect Director Jim Rankin, Jr. | Management | For | For |
| 1.14 | Elect Director Donna J. Townsell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify BKD, LLP as Auditors | Management | For | For |
| |
|---|
HOMESTREET, INC.
MEETING DATE: MAY 21, 2020 | TICKER: HMST SECURITY ID: 43785V102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James R. Mitchell, Jr. | Management | For | For |
| 1b | Elect Director Nancy D. Pellegrino | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
HOMETRUST BANCSHARES, INC.
MEETING DATE: NOV 18, 2019 | TICKER: HTBI SECURITY ID: 437872104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Steven Goforth | Management | For | For |
| 1.2 | Elect Director Laura C. Kendall | Management | For | For |
| 1.3 | Elect Director Dana L. Stonestreet | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Dixon Hughes Goodman LLP as Auditors | Management | For | For |
| |
|---|
HOPE BANCORP, INC.
MEETING DATE: JUN 09, 2020 | TICKER: HOPE SECURITY ID: 43940T109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald D. Byun | Management | For | For |
| 1.2 | Elect Director Jinho Doo | Management | For | For |
| 1.3 | Elect Director Daisy Y. Ha | Management | For | For |
| 1.4 | Elect Director James U. Hwang | Management | For | For |
| 1.5 | Elect Director Jin Chul Jhung | Management | For | For |
| 1.6 | Elect Director Joon K. Kim | Management | For | For |
| 1.7 | Elect Director Kevin S. Kim | Management | For | For |
| 1.8 | Elect Director Steven S. Koh | Management | For | For |
| 1.9 | Elect Director Chung Hyun Lee | Management | For | For |
| 1.10 | Elect Director William J. Lewis | Management | For | For |
| 1.11 | Elect Director David P. Malone | Management | For | For |
| 1.12 | Elect Director John R. Taylor | Management | For | For |
| 1.13 | Elect Director Scott Yoon-Suk Whang | Management | For | For |
| 1.14 | Elect Director Dale S. Zuehls | Management | For | For |
| 2 | Ratify Crowe LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HORACE MANN EDUCATORS CORPORATION
MEETING DATE: MAY 20, 2020 | TICKER: HMN SECURITY ID: 440327104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mark S. Casady | Management | For | For |
| 1b | Elect Director Daniel A. Domenech | Management | For | For |
| 1c | Elect Director Perry G. Hines | Management | For | For |
| 1d | Elect Director Mark E. Konen | Management | For | For |
| 1e | Elect Director Beverley J. McClure | Management | For | For |
| 1f | Elect Director H. Wade Reece | Management | For | For |
| 1g | Elect Director Robert Stricker | Management | For | For |
| 1h | Elect Director Steven O. Swyers | Management | For | For |
| 1i | Elect Director Marita Zuraitis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
HORIZON BANCORP, INC.
MEETING DATE: MAY 07, 2020 | TICKER: HBNC SECURITY ID: 440407104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James B. Dworkin | Management | For | For |
| 1.2 | Elect Director Michele M. Magnuson | Management | For | For |
| 1.3 | Elect Director Daniel F. Hopp | Management | For | For |
| 1.4 | Elect Director Steven W. Reed | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify BKD, LLP as Auditors | Management | For | For |
| |
|---|
HOULIHAN LOKEY, INC.
MEETING DATE: SEP 24, 2019 | TICKER: HLI SECURITY ID: 441593100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott L. Beiser | Management | For | For |
| 1.2 | Elect Director Paul A. Zuber | Management | For | For |
| 1.3 | Elect Director Jacqueline B. Kosecoff | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
HUNTINGTON BANCSHARES INCORPORATED
MEETING DATE: APR 22, 2020 | TICKER: HBAN SECURITY ID: 446150104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lizabeth Ardisana | Management | For | For |
| 1.2 | Elect Director Alanna Y. Cotton | Management | For | For |
| 1.3 | Elect Director Ann B. "Tanny" Crane | Management | For | For |
| 1.4 | Elect Director Robert S. Cubbin | Management | For | For |
| 1.5 | Elect Director Steven G. Elliott | Management | For | For |
| 1.6 | Elect Director Gina D. France | Management | For | For |
| 1.7 | Elect Director J. Michael Hochschwender | Management | For | For |
| 1.8 | Elect Director John C. "Chris" Inglis | Management | For | For |
| 1.9 | Elect Director Katherine M. A. "Allie" Kline | Management | For | For |
| 1.10 | Elect Director Richard W. Neu | Management | For | For |
| 1.11 | Elect Director Kenneth J. Phelan | Management | For | For |
| 1.12 | Elect Director David L. Porteous | Management | For | For |
| 1.13 | Elect Director Stephen D. Steinour | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
IBERIABANK CORPORATION
MEETING DATE: APR 24, 2020 | TICKER: IBKC SECURITY ID: 450828108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
INDEPENDENCE HOLDING COMPANY
MEETING DATE: NOV 12, 2019 | TICKER: IHC SECURITY ID: 453440307
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry R. Graber | Management | For | For |
| 1.2 | Elect Director Teresa A. Herbert | Management | For | For |
| 1.3 | Elect Director David T. Kettig | Management | For | For |
| 1.4 | Elect Director Allan C. Kirkman | Management | For | For |
| 1.5 | Elect Director John L. Lahey | Management | For | For |
| 1.6 | Elect Director Steven B. Lapin | Management | For | For |
| 1.7 | Elect Director Ronald I. Simon | Management | For | For |
| 1.8 | Elect Director James G. Tatum | Management | For | For |
| 1.9 | Elect Director Roy T.K. Thung | Management | For | For |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| |
|---|
INDEPENDENT BANK CORP.
MEETING DATE: MAY 21, 2020 | TICKER: INDB SECURITY ID: 453836108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel F. O'Brien | Management | For | For |
| 1.2 | Elect Director Christopher Oddleifson | Management | For | For |
| 1.3 | Elect Director David A. Powers | Management | For | For |
| 1.4 | Elect Director Scott K. Smith | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INDEPENDENT BANK CORPORATION
MEETING DATE: APR 21, 2020 | TICKER: IBCP SECURITY ID: 453838609
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Terance L. Beia | Management | For | For |
| 1.2 | Elect Director Stephen L. Gulis, Jr. | Management | For | For |
| 1.3 | Elect Director William B. Kessel | Management | For | For |
| 2 | Ratify Crowe LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
INTERACTIVE BROKERS GROUP, INC.
MEETING DATE: APR 23, 2020 | TICKER: IBKR SECURITY ID: 45841N107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Thomas Peterffy | Management | For | For |
| 1B | Elect Director Earl H. Nemser | Management | For | Against |
| 1C | Elect Director Milan Galik | Management | For | For |
| 1D | Elect Director Paul J. Brody | Management | For | For |
| 1E | Elect Director Lawrence E. Harris | Management | For | Against |
| 1F | Elect Director Gary Katz | Management | For | For |
| 1G | Elect Director John M. Damgard | Management | For | For |
| 1H | Elect Director Philip Uhde | Management | For | For |
| 1I | Elect Director William Peterffy | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
INTERCONTINENTAL EXCHANGE, INC.
MEETING DATE: MAY 15, 2020 | TICKER: ICE SECURITY ID: 45866F104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sharon Y. Bowen | Management | For | For |
| 1b | Elect Director Charles R. Crisp | Management | For | For |
| 1c | Elect Director Duriya M. Farooqui | Management | For | For |
| 1d | Elect Director Jean-Marc Forneri | Management | For | For |
| 1e | Elect Director The Right Hon. the Lord Hague of Richmond | Management | For | For |
| 1f | Elect Director Frederick W. Hatfield | Management | For | For |
| 1g | Elect Director Thomas E. Noonan | Management | For | For |
| 1h | Elect Director Frederic V. Salerno | Management | For | For |
| 1i | Elect Director Jeffrey C. Sprecher | Management | For | For |
| 1j | Elect Director Judith A. Sprieser | Management | For | For |
| 1k | Elect Director Vincent Tese | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
INTERNATIONAL BANCSHARES CORPORATION
MEETING DATE: MAY 18, 2020 | TICKER: IBOC SECURITY ID: 459044103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Javier de Anda | Management | For | For |
| 1.2 | Elect Director Irving Greenblum | Management | For | Against |
| 1.3 | Elect Director Douglas B. Howland | Management | For | Against |
| 1.4 | Elect Director Rudolph M. Miles | Management | For | For |
| 1.5 | Elect Director Dennis E. Nixon | Management | For | For |
| 1.6 | Elect Director Larry A. Norton | Management | For | Against |
| 1.7 | Elect Director Roberto R. Resendez | Management | For | For |
| 1.8 | Elect Director Antonio R. Sanchez, Jr. | Management | For | For |
| 2 | Ratify RSM US LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTL FCSTONE INC.
MEETING DATE: JUN 24, 2020 | TICKER: INTL SECURITY ID: 46116V105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Change Company Name to StoneX Group Inc. | Management | For | For |
| |
|---|
INTL FCSTONE, INC.
MEETING DATE: FEB 26, 2020 | TICKER: INTL SECURITY ID: 46116V105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott J. Branch | Management | For | For |
| 1.2 | Elect Director Diane L. Cooper | Management | For | For |
| 1.3 | Elect Director John M. Fowler | Management | For | Withhold |
| 1.4 | Elect Director Steven Kass | Management | For | Withhold |
| 1.5 | Elect Director Bruce W. Krehbiel | Management | For | For |
| 1.6 | Elect Director Sean M. O'Connor | Management | For | For |
| 1.7 | Elect Director Eric Parthemore | Management | For | Withhold |
| 1.8 | Elect Director John Radziwill | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INVESCO LTD.
MEETING DATE: MAY 14, 2020 | TICKER: IVZ SECURITY ID: G491BT108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sarah E. Beshar | Management | For | For |
| 1.2 | Elect Director Martin L. Flanagan | Management | For | For |
| 1.3 | Elect Director William F. Glavin, Jr. | Management | For | For |
| 1.4 | Elect Director C. Robert Henrikson | Management | For | For |
| 1.5 | Elect Director Denis Kessler | Management | For | For |
| 1.6 | Elect Director Nigel Sheinwald | Management | For | For |
| 1.7 | Elect Director G. Richard Wagoner, Jr. | Management | For | For |
| 1.8 | Elect Director Phoebe A. Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
INVESCO MORTGAGE CAPITAL INC.
MEETING DATE: MAY 05, 2020 | TICKER: IVR SECURITY ID: 46131B100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John S. Day | Management | For | For |
| 1.2 | Elect Director Carolyn B. Handlon | Management | For | For |
| 1.3 | Elect Director Edward J. Hardin | Management | For | For |
| 1.4 | Elect Director James R. Lientz, Jr. | Management | For | Against |
| 1.5 | Elect Director Dennis P. Lockhart | Management | For | For |
| 1.6 | Elect Director Gregory G. McGreevey | Management | For | For |
| 1.7 | Elect Director Loren M. Starr | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
INVESTORS BANCORP, INC.
MEETING DATE: MAY 19, 2020 | TICKER: ISBC SECURITY ID: 46146L101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis M. Bone | Management | For | For |
| 1.2 | Elect Director Doreen R. Byrnes | Management | For | For |
| 1.3 | Elect Director William V. Cosgrove | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
JAMES RIVER GROUP HOLDINGS, LTD.
MEETING DATE: APR 28, 2020 | TICKER: JRVR SECURITY ID: G5005R107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director J. Adam Abram | Management | For | For |
| 1b | Elect Director Robert P. Myron | Management | For | For |
| 1c | Elect Director Michael T. Oakes | Management | For | For |
| 2 | Approve Ernst &Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
JANUS HENDERSON GROUP PLC
MEETING DATE: APR 30, 2020 | TICKER: JHG SECURITY ID: G4474Y214
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Elect Director Kalpana Desai | Management | For | Did Not Vote |
| 3 | Elect Director Jeffrey Diermeier | Management | For | Did Not Vote |
| 4 | Elect Director Kevin Dolan | Management | For | Did Not Vote |
| 5 | Elect Director Eugene Flood, Jr. | Management | For | Did Not Vote |
| 6 | Elect Director Richard Gillingwater | Management | For | Did Not Vote |
| 7 | Elect Director Lawrence Kochard | Management | For | Did Not Vote |
| 8 | Elect Director Glenn Schafer | Management | For | Did Not Vote |
| 9 | Elect Director Angela Seymour-Jackson | Management | For | Did Not Vote |
| 10 | Elect Director Richard Weil | Management | For | Did Not Vote |
| 11 | Elect Director Tatsusaburo Yamamoto | Management | For | Did Not Vote |
| 12 | Approve PricewaterhouseCoopers LLP as Auditors and Authorise Audit Committee to Fix Their Remuneration | Management | For | Did Not Vote |
| 13 | Authorise Market Purchase of Ordinary Shares | Management | For | Did Not Vote |
| 14 | Authorise Market Purchase of CDIs | Management | For | Did Not Vote |
| |
|---|
JEFFERIES FINANCIAL GROUP INC.
MEETING DATE: APR 17, 2020 | TICKER: JEF SECURITY ID: 47233W109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Linda L. Adamany | Management | For | For |
| 1b | Elect Director Barry J. Alperin | Management | For | For |
| 1c | Elect Director Robert D. Beyer | Management | For | For |
| 1d | Elect Director Francisco L. Borges | Management | For | For |
| 1e | Elect Director Brian P. Friedman | Management | For | For |
| 1f | Elect Director MaryAnne Gilmartin | Management | For | For |
| 1g | Elect Director Richard B. Handler | Management | For | For |
| 1h | Elect Director Robert E. Joyal | Management | For | For |
| 1i | Elect Director Jacob M. Katz | Management | For | For |
| 1j | Elect Director Michael T. O'Kane | Management | For | For |
| 1k | Elect Director Stuart H. Reese | Management | For | For |
| 1l | Elect Director Joseph S. Steinberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
JPMORGAN CHASE & CO.
MEETING DATE: MAY 19, 2020 | TICKER: JPM SECURITY ID: 46625H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Linda B. Bammann | Management | For | For |
| 1b | Elect Director Stephen B. Burke | Management | For | For |
| 1c | Elect Director Todd A. Combs | Management | For | For |
| 1d | Elect Director James S. Crown | Management | For | For |
| 1e | Elect Director James Dimon | Management | For | For |
| 1f | Elect Director Timothy P. Flynn | Management | For | For |
| 1g | Elect Director Mellody Hobson | Management | For | For |
| 1h | Elect Director Michael A. Neal | Management | For | For |
| 1i | Elect Director Lee R. Raymond | Management | For | For |
| 1j | Elect Director Virginia M. Rometty | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 4 | Require Independent Board Chair | Shareholder | Against | Against |
| 5 | Report on Reputational Risk Related to Canadian Oil Sands, Oil Sands Pipeline Companies and Arctic Oil and Gas Exploration and Production. | Shareholder | Against | Against |
| 6 | Report on Climate Change | Shareholder | Against | Against |
| 7 | Amend Shareholder Written Consent Provisions | Shareholder | Against | Against |
| 8 | Report on Charitable Contributions | Shareholder | Against | Against |
| 9 | Report on Gender/Racial Pay Gap | Shareholder | Against | Against |
| |
|---|
KEARNY FINANCIAL CORP.
MEETING DATE: OCT 24, 2019 | TICKER: KRNY SECURITY ID: 48716P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John J. Mazur, Jr. | Management | For | For |
| 1.2 | Elect Director Matthew T. McClane | Management | For | For |
| 1.3 | Elect Director John F. McGovern | Management | For | For |
| 1.4 | Elect Director Raymond E. Chandonnet | Management | For | For |
| 2 | Ratify Crowe LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KEMPER CORPORATION
MEETING DATE: MAY 05, 2020 | TICKER: KMPR SECURITY ID: 488401100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Teresa A. Canida | Management | For | For |
| 1b | Elect Director George N. Cochran | Management | For | For |
| 1c | Elect Director Kathleen M. Cronin | Management | For | For |
| 1d | Elect Director Lacy M. Johnson | Management | For | For |
| 1e | Elect Director Robert J. Joyce | Management | For | For |
| 1f | Elect Director Joseph P. Lacher, Jr. | Management | For | For |
| 1g | Elect Director Gerald Laderman | Management | For | For |
| 1h | Elect Director Christopher B. Sarofim | Management | For | For |
| 1i | Elect Director David P. Storch | Management | For | For |
| 1j | Elect Director Susan D. Whiting | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
KEYCORP
MEETING DATE: MAY 21, 2020 | TICKER: KEY SECURITY ID: 493267108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce D. Broussard | Management | For | For |
| 1.2 | Elect Director Gary M. Crosby | Management | For | For |
| 1.3 | Elect Director Alexander M. Cutler | Management | For | For |
| 1.4 | Elect Director H. James Dallas | Management | For | For |
| 1.5 | Elect Director Elizabeth R. Gile | Management | For | For |
| 1.6 | Elect Director Ruth Ann M. Gillis | Management | For | For |
| 1.7 | Elect Director Christopher M. Gorman | Management | For | For |
| 1.8 | Elect Director Carlton L. Highsmith | Management | For | For |
| 1.9 | Elect Director Richard J. Hipple | Management | For | For |
| 1.10 | Elect Director Kristen L. Manos | Management | For | For |
| 1.11 | Elect Director Barbara R. Snyder | Management | For | For |
| 1.12 | Elect Director David K. Wilson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| |
|---|
KINSALE CAPITAL GROUP, INC.
MEETING DATE: MAY 28, 2020 | TICKER: KNSL SECURITY ID: 49714P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael P. Kehoe | Management | For | For |
| 1.2 | Elect Director Steven J. Bensinger | Management | For | For |
| 1.3 | Elect Director Anne C. Kronenberg | Management | For | For |
| 1.4 | Elect Director Robert Lippincott, III | Management | For | For |
| 1.5 | Elect Director James J. Ritchie | Management | For | For |
| 1.6 | Elect Director Frederick L. Russell, Jr. | Management | For | For |
| 1.7 | Elect Director Gregory M. Share | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
KKR REAL ESTATE FINANCE TRUST, INC.
MEETING DATE: APR 27, 2020 | TICKER: KREF SECURITY ID: 48251K100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Terrance R. Ahern | Management | For | For |
| 1.2 | Elect Director Irene M. Esteves | Management | For | For |
| 1.3 | Elect Director Todd A. Fisher | Management | For | For |
| 1.4 | Elect Director Jonathan A. Langer | Management | For | For |
| 1.5 | Elect Director Christen E.J. Lee | Management | For | For |
| 1.6 | Elect Director Paula Madoff | Management | For | For |
| 1.7 | Elect Director Deborah H. McAneny | Management | For | For |
| 1.8 | Elect Director Ralph F. Rosenberg | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
LADDER CAPITAL CORP
MEETING DATE: JUN 09, 2020 | TICKER: LADR SECURITY ID: 505743104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian Harris | Management | For | For |
| 1.2 | Elect Director Mark Alexander | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
LADENBURG THALMANN FINANCIAL SERVICES INC.
MEETING DATE: JAN 30, 2020 | TICKER: LTS SECURITY ID: 50575Q102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
LAKELAND BANCORP, INC.
MEETING DATE: MAY 20, 2020 | TICKER: LBAI SECURITY ID: 511637100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark J. Fredericks | Management | For | For |
| 1.2 | Elect Director Brian A. Gragnolati | Management | For | For |
| 1.3 | Elect Director James E. Hanson, II | Management | For | For |
| 1.4 | Elect Director Janeth C. Hendershot | Management | For | For |
| 1.5 | Elect Director Robert B. Nicholson, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
LAKELAND FINANCIAL CORPORATION
MEETING DATE: APR 14, 2020 | TICKER: LKFN SECURITY ID: 511656100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Blake W. Augsburger | Management | For | For |
| 1b | Elect Director Robert E. Bartels, Jr. | Management | For | For |
| 1c | Elect Director Darrianne P. Christian | Management | For | For |
| 1d | Elect Director Daniel F. Evans, Jr. | Management | For | For |
| 1e | Elect Director David M. Findlay | Management | For | For |
| 1f | Elect Director Thomas A. Hiatt | Management | For | For |
| 1g | Elect Director Michael L. Kubacki | Management | For | For |
| 1h | Elect Director Emily E. Pichon | Management | For | For |
| 1i | Elect Director Steven D. Ross | Management | For | For |
| 1j | Elect Director Brian J. Smith | Management | For | For |
| 1k | Elect Director Bradley J. Toothaker | Management | For | For |
| 1l | Elect Director Ronald D. Truex | Management | For | For |
| 1m | Elect Director M. Scott Welch | Management | For | For |
| 2 | Amend Articles of Incorporation to Allow Shareholders to Amend Bylaws | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Crowe LLP as Auditors | Management | For | For |
| |
|---|
LEGACYTEXAS FINANCIAL GROUP, INC.
MEETING DATE: OCT 28, 2019 | TICKER: LTXB SECURITY ID: 52471Y106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
LEGG MASON, INC.
MEETING DATE: JUL 30, 2019 | TICKER: LM SECURITY ID: 524901105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert E. Angelica | Management | For | For |
| 1.2 | Elect Director Carol Anthony "John" Davidson | Management | For | For |
| 1.3 | Elect Director Edward P. Garden | Management | For | For |
| 1.4 | Elect Director Michelle J. Goldberg | Management | For | For |
| 1.5 | Elect Director Stephen C. Hooley | Management | For | For |
| 1.6 | Elect Director John V. Murphy | Management | For | For |
| 1.7 | Elect Director Nelson Peltz | Management | For | For |
| 1.8 | Elect Director Alison A. Quirk | Management | For | For |
| 1.9 | Elect Director Joseph A. Sullivan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Shareholder | None | For |
| |
|---|
LEGG MASON, INC.
MEETING DATE: MAY 15, 2020 | TICKER: LM SECURITY ID: 524901105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
LENDINGCLUB CORPORATION
MEETING DATE: MAY 28, 2020 | TICKER: LC SECURITY ID: 52603A208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott Sanborn | Management | For | For |
| 1.2 | Elect Director Simon Williams | Management | For | For |
| 1.3 | Elect Director Michael Zeisser | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| |
|---|
LENDINGTREE, INC.
MEETING DATE: JUN 10, 2020 | TICKER: TREE SECURITY ID: 52603B107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Courtnee Chun | Management | For | Against |
| 1b | Elect Director Gabriel Dalporto | Management | For | For |
| 1c | Elect Director Thomas M. Davidson, Jr. | Management | For | For |
| 1d | Elect Director Robin Henderson | Management | For | For |
| 1e | Elect Director Douglas Lebda | Management | For | For |
| 1f | Elect Director Steven Ozonian | Management | For | For |
| 1g | Elect Director Saras Sarasvathy | Management | For | For |
| 1h | Elect Director G. Kennedy Thompson | Management | For | For |
| 1i | Elect Director Jennifer Witz | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LINCOLN NATIONAL CORPORATION
MEETING DATE: JUN 11, 2020 | TICKER: LNC SECURITY ID: 534187109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Deirdre P. Connelly | Management | For | For |
| 1.2 | Elect Director William H. Cunningham | Management | For | For |
| 1.3 | Elect Director Dennis R. Glass | Management | For | For |
| 1.4 | Elect Director George W. Henderson, III | Management | For | For |
| 1.5 | Elect Director Eric G. Johnson | Management | For | For |
| 1.6 | Elect Director Gary C. Kelly | Management | For | For |
| 1.7 | Elect Director M. Leanne Lachman | Management | For | For |
| 1.8 | Elect Director Michael F. Mee | Management | For | For |
| 1.9 | Elect Director Patrick S. Pittard | Management | For | For |
| 1.10 | Elect Director Lynn M. Utter | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Amend Special Meeting Right Provisions | Shareholder | Against | Against |
| 6 | Require Independent Board Chair | Shareholder | Against | Against |
| |
|---|
LIVE OAK BANCSHARES, INC.
MEETING DATE: MAY 12, 2020 | TICKER: LOB SECURITY ID: 53803X105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William H. Cameron | Management | For | Withhold |
| 1.2 | Elect Director Diane B. Glossman | Management | For | For |
| 1.3 | Elect Director Glen F. Hoffsis | Management | For | Withhold |
| 1.4 | Elect Director Howard K. Landis, III | Management | For | Withhold |
| 1.5 | Elect Director James S. Mahan, III | Management | For | For |
| 1.6 | Elect Director Miltom E. Petty | Management | For | For |
| 1.7 | Elect Director David G. Salyers | Management | For | For |
| 1.8 | Elect Director Neil L. Underwood | Management | For | For |
| 1.9 | Elect Director William L. Williams, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Dixon Hughes Goodman LLP as Auditors | Management | For | For |
| |
|---|
LOEWS CORPORATION
MEETING DATE: MAY 12, 2020 | TICKER: L SECURITY ID: 540424108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ann E. Berman | Management | For | For |
| 1b | Elect Director Joseph L. Bower | Management | For | For |
| 1c | Elect Director Charles D. Davidson | Management | For | For |
| 1d | Elect Director Charles M. Diker | Management | For | For |
| 1e | Elect Director Paul J. Fribourg | Management | For | For |
| 1f | Elect Director Walter L. Harris | Management | For | For |
| 1g | Elect Director Philip A. Laskawy | Management | For | For |
| 1h | Elect Director Susan P. Peters | Management | For | For |
| 1i | Elect Director Andrew H. Tisch | Management | For | For |
| 1j | Elect Director James S. Tisch | Management | For | For |
| 1k | Elect Director Jonathan M. Tisch | Management | For | For |
| 1l | Elect Director Anthony Welters | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Against |
| |
|---|
LPL FINANCIAL HOLDINGS INC.
MEETING DATE: MAY 06, 2020 | TICKER: LPLA SECURITY ID: 50212V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Dan H. Arnold | Management | For | For |
| 1b | Elect Director Edward C. Bernard | Management | For | For |
| 1c | Elect Director H. Paulett Eberhart | Management | For | For |
| 1d | Elect Director William F. Glavin, Jr. | Management | For | For |
| 1e | Elect Director Allison H. Mnookin | Management | For | For |
| 1f | Elect Director Anne M. Mulcahy | Management | For | For |
| 1g | Elect Director James S. Putnam | Management | For | For |
| 1h | Elect Director Richard P. Schifter | Management | For | For |
| 1i | Elect Director Corey E. Thomas | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LUTHER BURBANK CORPORATION
MEETING DATE: APR 28, 2020 | TICKER: LBC SECURITY ID: 550550107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Victor S. Trione | Management | For | For |
| 1.2 | Elect Director Simone Lagomarsino | Management | For | For |
| 1.3 | Elect Director John C. Erickson | Management | For | For |
| 1.4 | Elect Director Jack Krouskup | Management | For | For |
| 1.5 | Elect Director Anita Gentle Newcomb | Management | For | For |
| 1.6 | Elect Director Bradley M. Shuster | Management | For | For |
| 1.7 | Elect Director Thomas C. Wajnert | Management | For | For |
| 2 | Ratify Crowe LLP as Auditors | Management | For | For |
| |
|---|
M&T BANK CORPORATION
MEETING DATE: APR 21, 2020 | TICKER: MTB SECURITY ID: 55261F104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C. Angela Bontempo | Management | For | For |
| 1.2 | Elect Director Robert T. Brady | Management | For | For |
| 1.3 | Elect Director T. Jefferson Cunningham, III | Management | For | For |
| 1.4 | Elect Director Gary N. Geisel | Management | For | For |
| 1.5 | Elect Director Richard S. Gold | Management | For | For |
| 1.6 | Elect Director Richard A. Grossi | Management | For | For |
| 1.7 | Elect Director John D. Hawke, Jr. | Management | For | For |
| 1.8 | Elect Director Rene F. Jones | Management | For | For |
| 1.9 | Elect Director Richard H. Ledgett, Jr. | Management | For | For |
| 1.10 | Elect Director Newton P.S. Merrill | Management | For | For |
| 1.11 | Elect Director Kevin J. Pearson | Management | For | For |
| 1.12 | Elect Director Melinda R. Rich | Management | For | For |
| 1.13 | Elect Director Robert E. Sadler, Jr. | Management | For | For |
| 1.14 | Elect Director Denis J. Salamone | Management | For | Withhold |
| 1.15 | Elect Director John R. Scannell | Management | For | Withhold |
| 1.16 | Elect Director David S. Scharfstein | Management | For | For |
| 1.17 | Elect Director Herbert L. Washington | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
MARKEL CORPORATION
MEETING DATE: MAY 11, 2020 | TICKER: MKL SECURITY ID: 570535104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director K. Bruce Connell | Management | For | For |
| 1.2 | Elect Director Thomas S. Gayner | Management | For | For |
| 1.3 | Elect Director Stewart M. Kasen | Management | For | For |
| 1.4 | Elect Director Diane Leopold | Management | For | For |
| 1.5 | Elect Director Lemuel E. Lewis | Management | For | For |
| 1.6 | Elect Director Anthony F. Markel | Management | For | For |
| 1.7 | Elect Director Steven A. Markel | Management | For | For |
| 1.8 | Elect Director Darrell D. Martin | Management | For | For |
| 1.9 | Elect Director Harold L. Morrison, Jr. | Management | For | For |
| 1.10 | Elect Director Michael O'Reilly | Management | For | For |
| 1.11 | Elect Director Richard R. Whitt, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Nonqualified Employee Stock Purchase Plan and Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
MARKETAXESS HOLDINGS INC.
MEETING DATE: JUN 10, 2020 | TICKER: MKTX SECURITY ID: 57060D108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard M. McVey | Management | For | For |
| 1b | Elect Director Nancy Altobello | Management | For | For |
| 1c | Elect Director Steven L. Begleiter | Management | For | For |
| 1d | Elect Director Stephen P. Casper | Management | For | For |
| 1e | Elect Director Jane Chwick | Management | For | For |
| 1f | Elect Director Christopher R. Concannon | Management | For | For |
| 1g | Elect Director William F. Cruger | Management | For | For |
| 1h | Elect Director Justin G. Gmelich | Management | For | For |
| 1i | Elect Director Richard G. Ketchum | Management | For | For |
| 1j | Elect Director Emily H. Portney | Management | For | For |
| 1k | Elect Director Richard L. Prager | Management | For | For |
| 1l | Elect Director John Steinhardt | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
MARSH & MCLENNAN COMPANIES, INC.
MEETING DATE: MAY 21, 2020 | TICKER: MMC SECURITY ID: 571748102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Anthony K. Anderson | Management | For | For |
| 1b | Elect Director Oscar Fanjul | Management | For | For |
| 1c | Elect Director Daniel S. Glaser | Management | For | For |
| 1d | Elect Director H. Edward Hanway | Management | For | For |
| 1e | Elect Director Deborah C. Hopkins | Management | For | For |
| 1f | Elect Director Tamara Ingram | Management | For | For |
| 1g | Elect Director Jane H. Lute | Management | For | For |
| 1h | Elect Director Steven A. Mills | Management | For | For |
| 1i | Elect Director Bruce P. Nolop | Management | For | For |
| 1j | Elect Director Marc D. Oken | Management | For | For |
| 1k | Elect Director Morton O. Schapiro | Management | For | For |
| 1l | Elect Director Lloyd M. Yates | Management | For | For |
| 1m | Elect Director R. David Yost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
MBIA INC.
MEETING DATE: MAY 05, 2020 | TICKER: MBI SECURITY ID: 55262C100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Diane L. Dewbrey | Management | For | For |
| 1b | Elect Director William C. Fallon | Management | For | For |
| 1c | Elect Director Steven J. Gilbert | Management | For | For |
| 1d | Elect Director Charles R. Rinehart | Management | For | For |
| 1e | Elect Director Theodore E. Shasta | Management | For | For |
| 1f | Elect Director Richard C. Vaughan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MERCANTILE BANK CORPORATION
MEETING DATE: MAY 28, 2020 | TICKER: MBWM SECURITY ID: 587376104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David M. Cassard | Management | For | For |
| 1.2 | Elect Director Edward J. Clark | Management | For | For |
| 1.3 | Elect Director Michelle L. Eldridge | Management | For | For |
| 1.4 | Elect Director Jeff A. Gardner | Management | For | For |
| 1.5 | Elect Director Robert B. Kaminski, Jr. | Management | For | For |
| 1.6 | Elect Director Michael H. Price | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify BDO USA, LLP as Auditor | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MERCHANTS BANCORP
MEETING DATE: MAY 21, 2020 | TICKER: MBIN SECURITY ID: 58844R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael F. Petrie | Management | For | For |
| 1.2 | Elect Director Randall D. Rogers | Management | For | For |
| 1.3 | Elect Director Michael J. Dunlap | Management | For | For |
| 1.4 | Elect Director Scott A. Evans | Management | For | For |
| 1.5 | Elect Director Sue Anne Gilroy | Management | For | For |
| 1.6 | Elect Director Andrew A. Juster | Management | For | For |
| 1.7 | Elect Director Patrick D. O'Brien | Management | For | For |
| 1.8 | Elect Director Anne E. Sellers | Management | For | For |
| 1.9 | Elect Director David N. Shane | Management | For | For |
| 2 | Ratify BKD, LLP as Auditors | Management | For | For |
| |
|---|
MERCURY GENERAL CORPORATION
MEETING DATE: MAY 13, 2020 | TICKER: MCY SECURITY ID: 589400100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George Joseph | Management | For | For |
| 1.2 | Elect Director Martha E. Marcon | Management | For | For |
| 1.3 | Elect Director Joshua E. Little | Management | For | For |
| 1.4 | Elect Director Gabriel Tirador | Management | For | For |
| 1.5 | Elect Director James G. Ellis | Management | For | For |
| 1.6 | Elect Director George G. Braunegg | Management | For | For |
| 1.7 | Elect Director Ramona L. Cappello | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
MERIDIAN BANCORP, INC.
MEETING DATE: JUN 17, 2020 | TICKER: EBSB SECURITY ID: 58958U103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cynthia C. Carney | Management | For | For |
| 1.2 | Elect Director Edward J. Merritt | Management | For | For |
| 1.3 | Elect Director Joyce A. Murphy | Management | For | For |
| 2 | Ratify Wolf & Company, P.C. as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
META FINANCIAL GROUP, INC.
MEETING DATE: FEB 25, 2020 | TICKER: CASH SECURITY ID: 59100U108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas J. Hajek | Management | For | For |
| 1.2 | Elect Director Michael R. Kramer | Management | For | For |
| 1.3 | Elect Director Kendall E. Stork | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Crowe LLP as Auditors | Management | For | For |
| |
|---|
METLIFE, INC.
MEETING DATE: JUN 16, 2020 | TICKER: MET SECURITY ID: 59156R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Cheryl W. Grise | Management | For | For |
| 1b | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1c | Elect Director Gerald L. Hassell | Management | For | For |
| 1d | Elect Director David L. Herzog | Management | For | For |
| 1e | Elect Director R. Glenn Hubbard | Management | For | For |
| 1f | Elect Director Edward J. Kelly, III | Management | For | For |
| 1g | Elect Director William E. Kennard | Management | For | For |
| 1h | Elect Director Michel A. Khalaf | Management | For | For |
| 1i | Elect Director Catherine R. Kinney | Management | For | For |
| 1j | Elect Director Diana L. McKenzie | Management | For | For |
| 1k | Elect Director Denise M. Morrison | Management | For | For |
| 1l | Elect Director Mark A. Weinberger | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MFA FINANCIAL, INC.
MEETING DATE: JUN 10, 2020 | TICKER: MFA SECURITY ID: 55272X102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Laurie S. Goodman | Management | For | For |
| 1b | Elect Director Craig L. Knutson | Management | For | For |
| 1c | Elect Director Richard C. Wald | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MGIC INVESTMENT CORPORATION
MEETING DATE: APR 23, 2020 | TICKER: MTG SECURITY ID: 552848103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel A. Arrigoni | Management | For | For |
| 1.2 | Elect Director C. Edward Chaplin | Management | For | For |
| 1.3 | Elect Director Curt S. Culver | Management | For | For |
| 1.4 | Elect Director Jay C. Hartzell | Management | For | For |
| 1.5 | Elect Director Timothy A. Holt | Management | For | For |
| 1.6 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
| 1.7 | Elect Director Jodeen A. Kozlak | Management | For | For |
| 1.8 | Elect Director Michael E. Lehman | Management | For | For |
| 1.9 | Elect Director Melissa B. Lora | Management | For | For |
| 1.10 | Elect Director Timothy J. Mattke | Management | For | For |
| 1.11 | Elect Director Gary A. Poliner | Management | For | For |
| 1.12 | Elect Director Sheryl L. Sculley | Management | For | For |
| 1.13 | Elect Director Mark M. Zandi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
MIDLAND STATES BANCORP, INC.
MEETING DATE: MAY 04, 2020 | TICKER: MSBI SECURITY ID: 597742105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jennifer L. DiMotta | Management | For | For |
| 1.2 | Elect Director Richard T. Ramos | Management | For | For |
| 1.3 | Elect Director Jeffrey C. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Crowe LLP as Auditors | Management | For | For |
| |
|---|
MIDWESTONE FINANCIAL GROUP, INC.
MEETING DATE: APR 16, 2020 | TICKER: MOFG SECURITY ID: 598511103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry D. Albert | Management | For | Withhold |
| 1.2 | Elect Director Charles N. Funk | Management | For | For |
| 1.3 | Elect Director Douglas H. Greeff | Management | For | For |
| 1.4 | Elect Director Jennifer L. Hauschildt | Management | For | For |
| 1.5 | Elect Director Douglas K. True | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify RSM US LLP as Auditors | Management | For | For |
| |
|---|
MOELIS & COMPANY
MEETING DATE: JUN 04, 2020 | TICKER: MC SECURITY ID: 60786M105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth Moelis | Management | For | For |
| 1.2 | Elect Director Navid Mahmoodzadegan | Management | For | For |
| 1.3 | Elect Director Jeffrey Raich | Management | For | For |
| 1.4 | Elect Director Eric Cantor | Management | For | For |
| 1.5 | Elect Director Elizabeth Crain | Management | For | For |
| 1.6 | Elect Director John A. Allison, IV | Management | For | For |
| 1.7 | Elect Director Yolonda Richardson | Management | For | For |
| 1.8 | Elect Director Kenneth L. Shropshire | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
MOODY'S CORPORATION
MEETING DATE: APR 21, 2020 | TICKER: MCO SECURITY ID: 615369105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Basil L. Anderson | Management | For | For |
| 1b | Elect Director Jorge A. Bermudez | Management | For | For |
| 1c | Elect Director Therese Esperdy | Management | For | For |
| 1d | Elect Director Vincent A. Forlenza | Management | For | For |
| 1e | Elect Director Kathryn M. Hill | Management | For | For |
| 1f | Elect Director Raymond W. McDaniel, Jr. | Management | For | For |
| 1g | Elect Director Henry A. McKinnell, Jr. | Management | For | For |
| 1h | Elect Director Leslie F. Seidman | Management | For | For |
| 1i | Elect Director Bruce Van Saun | Management | For | For |
| 2a | Eliminate Supermajority Vote Requirements to Amend Charter and Bylaws | Management | For | For |
| 2b | Eliminate Supermajority Vote Requirement to Remove Directors | Management | For | For |
| 2c | Eliminate Supermajority Vote Requirement for Filling Open Board Seats | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MORGAN STANLEY
MEETING DATE: MAY 21, 2020 | TICKER: MS SECURITY ID: 617446448
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Elizabeth Corley | Management | For | For |
| 1b | Elect Director Alistair Darling | Management | For | For |
| 1c | Elect Director Thomas H. Glocer | Management | For | For |
| 1d | Elect Director James P. Gorman | Management | For | For |
| 1e | Elect Director Robert H. Herz | Management | For | For |
| 1f | Elect Director Nobuyuki Hirano | Management | For | For |
| 1g | Elect Director Stephen J. Luczo | Management | For | For |
| 1h | Elect Director Jami Miscik | Management | For | For |
| 1i | Elect Director Dennis M. Nally | Management | For | For |
| 1j | Elect Director Takeshi Ogasawara | Management | For | For |
| 1k | Elect Director Hutham S. Olayan | Management | For | For |
| 1l | Elect Director Mary L. Schapiro | Management | For | For |
| 1m | Elect Director Perry M. Traquina | Management | For | For |
| 1n | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MORNINGSTAR, INC.
MEETING DATE: MAY 15, 2020 | TICKER: MORN SECURITY ID: 617700109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Joe Mansueto | Management | For | For |
| 1b | Elect Director Kunal Kapoor | Management | For | For |
| 1c | Elect Director Robin Diamonte | Management | For | For |
| 1d | Elect Director Cheryl Francis | Management | For | For |
| 1e | Elect Director Steve Joynt | Management | For | For |
| 1f | Elect Director Steve Kaplan | Management | For | For |
| 1g | Elect Director Gail Landis | Management | For | For |
| 1h | Elect Director Bill Lyons | Management | For | For |
| 1i | Elect Director Jack Noonan | Management | For | For |
| 1j | Elect Director Caroline Tsay | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditor | Management | For | For |
| |
|---|
MR. COOPER GROUP INC.
MEETING DATE: MAY 14, 2020 | TICKER: COOP SECURITY ID: 62482R107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jay Bray | Management | For | For |
| 1b | Elect Director Busy Burr | Management | For | For |
| 1c | Elect Director Robert H. Gidel | Management | For | For |
| 1d | Elect Director Roy A. Guthrie | Management | For | For |
| 1e | Elect Director Christopher J. Harrington | Management | For | For |
| 1f | Elect Director Michael D. Malone | Management | For | For |
| 1g | Elect Director Shveta Mujumdar | Management | For | For |
| 1h | Elect Director Tagar C. Olson | Management | For | For |
| 1i | Elect Director Steven D. Scheiwe | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
MSCI INC.
MEETING DATE: APR 28, 2020 | TICKER: MSCI SECURITY ID: 55354G100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Henry A. Fernandez | Management | For | For |
| 1b | Elect Director Robert G. Ashe | Management | For | For |
| 1c | Elect Director Benjamin F. duPont | Management | For | For |
| 1d | Elect Director Wayne Edmunds | Management | For | For |
| 1e | Elect Director Catherine R. Kinney | Management | For | For |
| 1f | Elect Director Jacques P. Perold | Management | For | For |
| 1g | Elect Director Sandy C. Rattray | Management | For | For |
| 1h | Elect Director Linda H. Riefler | Management | For | For |
| 1i | Elect Director Marcus L. Smith | Management | For | For |
| 1j | Elect Director Paula Volent | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
NASDAQ, INC.
MEETING DATE: MAY 19, 2020 | TICKER: NDAQ SECURITY ID: 631103108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Melissa M. Arnoldi | Management | For | For |
| 1b | Elect Director Charlene T. Begley | Management | For | For |
| 1c | Elect Director Steven D. Black | Management | For | For |
| 1d | Elect Director Adena T. Friedman | Management | For | For |
| 1e | Elect Director Essa Kazim | Management | For | For |
| 1f | Elect Director Thomas A. Kloet | Management | For | For |
| 1g | Elect Director John D. Rainey | Management | For | For |
| 1h | Elect Director Michael R. Splinter | Management | For | For |
| 1i | Elect Director Jacob Wallenberg | Management | For | For |
| 1j | Elect Director Alfred W. Zollar | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
NATIONAL BANK HOLDINGS CORPORATION
MEETING DATE: MAY 05, 2020 | TICKER: NBHC SECURITY ID: 633707104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ralph W. Clermont | Management | For | For |
| 1.2 | Elect Director Robert E. Dean | Management | For | For |
| 1.3 | Elect Director Fred J. Joseph | Management | For | For |
| 1.4 | Elect Director G. Timothy Laney | Management | For | For |
| 1.5 | Elect Director Micho F. Spring | Management | For | For |
| 1.6 | Elect Director Burney S. Warren, III | Management | For | For |
| 1.7 | Elect Director Art Zeile | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NATIONAL GENERAL HOLDINGS CORP.
MEETING DATE: APR 29, 2020 | TICKER: NGHC SECURITY ID: 636220303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald T. DeCarlo | Management | For | Withhold |
| 1.2 | Elect Director Patrick Fallon | Management | For | For |
| 1.3 | Elect Director Barry Karfunkel | Management | For | For |
| 1.4 | Elect Director Robert Karfunkel | Management | For | For |
| 1.5 | Elect Director John Marshaleck | Management | For | Withhold |
| 1.6 | Elect Director John "Jay" D. Nichols, Jr. | Management | For | For |
| 1.7 | Elect Director Barbara Paris | Management | For | For |
| 1.8 | Elect Director Barry D. Zyskind | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | Three Years |
| |
|---|
NATIONAL WESTERN LIFE GROUP, INC.
MEETING DATE: JUN 19, 2020 | TICKER: NWLI SECURITY ID: 638517102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David S. Boone | Management | For | For |
| 1.2 | Elect Director Stephen E. Glasgow | Management | For | For |
| 1.3 | Elect Director E. J. Pederson | Management | For | For |
| 2 | Ratify BKD, LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NAVIENT CORPORATION
MEETING DATE: MAY 20, 2020 | TICKER: NAVI SECURITY ID: 63938C108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Frederick Arnold | Management | For | For |
| 1b | Elect Director Anna Escobedo Cabral | Management | For | For |
| 1c | Elect Director Larry A. Klane | Management | For | For |
| 1d | Elect Director Katherine A. Lehman | Management | For | For |
| 1e | Elect Director Linda A. Mills | Management | For | For |
| 1f | Elect Director John (Jack) F. Remondi | Management | For | For |
| 1g | Elect Director Jane J. Thompson | Management | For | For |
| 1h | Elect Director Laura S. Unger | Management | For | For |
| 1i | Elect Director David L Yowan | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
NBT BANCORP INC.
MEETING DATE: MAY 19, 2020 | TICKER: NBTB SECURITY ID: 628778102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John H. Watt, Jr. | Management | For | For |
| 1b | Elect Director Martin A. Dietrich | Management | For | For |
| 1c | Elect Director Patricia T. Civil | Management | For | For |
| 1d | Elect Director Timothy E. Delaney | Management | For | For |
| 1e | Elect Director James H. Douglas | Management | For | For |
| 1f | Elect Director Andrew S. Kowalczyk, III | Management | For | For |
| 1g | Elect Director John C. Mitchell | Management | For | For |
| 1h | Elect Director V. Daniel Robinson, II | Management | For | For |
| 1i | Elect Director Matthew J. Salanger | Management | For | For |
| 1j | Elect Director Joseph A. Santangelo | Management | For | For |
| 1k | Elect Director Lowell A. Seifter | Management | For | For |
| 1l | Elect Director Robert A. Wadsworth | Management | For | For |
| 1m | Elect Director Jack H. Webb | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditor | Management | For | For |
| |
|---|
NELNET, INC.
MEETING DATE: MAY 22, 2020 | TICKER: NNI SECURITY ID: 64031N108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kathleen A. Farrell | Management | For | For |
| 1b | Elect Director David S. Graff | Management | For | For |
| 1c | Elect Director Thomas E. Henning | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NEW RESIDENTIAL INVESTMENT CORP.
MEETING DATE: JUN 18, 2020 | TICKER: NRZ SECURITY ID: 64828T201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pamela F. Lenehan | Management | For | For |
| 1.2 | Elect Director David Saltzman | Management | For | For |
| 1.3 | Elect Director Alan L. Tyson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| |
|---|
NEW YORK COMMUNITY BANCORP, INC.
MEETING DATE: JUN 03, 2020 | TICKER: NYCB SECURITY ID: 649445103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Dominick Ciampa | Management | For | For |
| 1b | Elect Director Leslie D. Dunn | Management | For | For |
| 1c | Elect Director Lawrence Rosano, Jr. | Management | For | For |
| 1d | Elect Director Robert Wann | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Declassify the Board of Directors | Shareholder | Against | For |
| 7 | Establish Term Limits for Directors | Shareholder | Against | Against |
| |
|---|
NEW YORK MORTGAGE TRUST, INC.
MEETING DATE: JUN 29, 2020 | TICKER: NYMT SECURITY ID: 649604501
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David R. Bock | Management | For | For |
| 1b | Elect Director Michael B. Clement | Management | For | For |
| 1c | Elect Director Alan L. Hainey | Management | For | For |
| 1d | Elect Director Steven R. Mumma | Management | For | For |
| 1e | Elect Director Steven G. Norcutt | Management | For | For |
| 1f | Elect Director Lisa A. Pendergast | Management | For | For |
| 1g | Elect Director Jason T. Serrano | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
NICOLET BANKSHARES, INC.
MEETING DATE: MAY 11, 2020 | TICKER: NCBS SECURITY ID: 65406E102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert B. Atwell | Management | For | For |
| 1.2 | Elect Director Rachel Campos-Duffy | Management | For | For |
| 1.3 | Elect Director Michael E. Daniels | Management | For | For |
| 1.4 | Elect Director John N. Dykema | Management | For | For |
| 1.5 | Elect Director Terrence R. Fulwiler | Management | For | For |
| 1.6 | Elect Director Christopher J. Ghidorzi | Management | For | For |
| 1.7 | Elect Director Andrew F. Hetzel, Jr. | Management | For | For |
| 1.8 | Elect Director Donald J. Long, Jr. | Management | For | For |
| 1.9 | Elect Director Dustin J. McClone | Management | For | For |
| 1.10 | Elect Director Susan L. Merkatoris | Management | For | For |
| 1.11 | Elect Director Oliver Pierce Smith | Management | For | For |
| 1.12 | Elect Director Robert J. Weyers | Management | For | For |
| 2 | Ratify Wipfli LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NMI HOLDINGS, INC.
MEETING DATE: MAY 14, 2020 | TICKER: NMIH SECURITY ID: 629209305
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bradley M. Shuster | Management | For | For |
| 1.2 | Elect Director Claudia J. Merkle | Management | For | For |
| 1.3 | Elect Director Michael Embler | Management | For | For |
| 1.4 | Elect Director James G. Jones | Management | For | For |
| 1.5 | Elect Director Lynn S. McCreary | Management | For | For |
| 1.6 | Elect Director Michael Montgomery | Management | For | For |
| 1.7 | Elect Director Regina Muehlhauser | Management | For | For |
| 1.8 | Elect Director James H. Ozanne | Management | For | For |
| 1.9 | Elect Director Steven L. Scheid | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
NORTHERN TRUST CORPORATION
MEETING DATE: APR 21, 2020 | TICKER: NTRS SECURITY ID: 665859104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Linda Walker Bynoe | Management | For | For |
| 1b | Elect Director Susan Crown | Management | For | For |
| 1c | Elect Director Dean M. Harrison | Management | For | For |
| 1d | Elect Director Jay L. Henderson | Management | For | For |
| 1e | Elect Director Marcy S. Klevorn | Management | For | For |
| 1f | Elect Director Siddharth N. "Bobby" Mehta | Management | For | For |
| 1g | Elect Director Michael G. O'Grady | Management | For | For |
| 1h | Elect Director Jose Luis Prado | Management | For | For |
| 1i | Elect Director Thomas E. Richards | Management | For | For |
| 1j | Elect Director Martin P. Slark | Management | For | For |
| 1k | Elect Director David H. B. Smith, Jr. | Management | For | For |
| 1l | Elect Director Donald Thompson | Management | For | For |
| 1m | Elect Director Charles A. Tribbett, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
NORTHFIELD BANCORP, INC.
MEETING DATE: MAY 27, 2020 | TICKER: NFBK SECURITY ID: 66611T108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John W. Alexander | Management | For | For |
| 1.2 | Elect Director Annette Catino | Management | For | For |
| 1.3 | Elect Director John P. Connors, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditor | Management | For | For |
| |
|---|
NORTHWEST BANCSHARES, INC.
MEETING DATE: APR 22, 2020 | TICKER: NWBI SECURITY ID: 667340103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sonia M. Probst | Management | For | For |
| 1.2 | Elect Director William F. McKnight | Management | For | For |
| 1.3 | Elect Director Ronald J. Seiffert | Management | For | For |
| 1.4 | Elect Director David M. Tullio | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
OCEANFIRST FINANCIAL CORP.
MEETING DATE: MAY 20, 2020 | TICKER: OCFC SECURITY ID: 675234108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Angelo J. Catania | Management | For | For |
| 1.2 | Elect Director Anthony R. Coscia | Management | For | For |
| 1.3 | Elect Director Michael D. Devlin | Management | For | For |
| 1.4 | Elect Director Jack M. Farris | Management | For | For |
| 1.5 | Elect Director Kimberly M. Guadagno | Management | For | For |
| 1.6 | Elect Director Nicos Katsoulis | Management | For | For |
| 1.7 | Elect Director John K. Lloyd | Management | For | For |
| 1.8 | Elect Director Christopher D. Maher | Management | For | For |
| 1.9 | Elect Director William D. Moss | Management | For | For |
| 1.10 | Elect Director Joseph M. Murphy, Jr. | Management | For | For |
| 1.11 | Elect Director Steven M. Scopellite | Management | For | For |
| 1.12 | Elect Director Grace C. Torres | Management | For | For |
| 1.13 | Elect Director Grace M. Vallacchi | Management | For | For |
| 1.14 | Elect Director John E. Walsh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
OCWEN FINANCIAL CORPORATION
MEETING DATE: MAY 27, 2020 | TICKER: OCN SECURITY ID: 675746309
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Phyllis R. Caldwell | Management | For | For |
| 1.2 | Elect Director Alan J. Bowers | Management | For | For |
| 1.3 | Elect Director Jenne K. Britell | Management | For | For |
| 1.4 | Elect Director Jacques J. Busquet | Management | For | For |
| 1.5 | Elect Director Glen A. Messina | Management | For | For |
| 1.6 | Elect Director DeForest B. Soaries, Jr. | Management | For | For |
| 1.7 | Elect Director Kevin Stein | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Reverse Stock Split | Management | For | For |
| 5 | Adjourn Meeting | Management | For | For |
| |
|---|
OFG BANCORP
MEETING DATE: JUN 01, 2020 | TICKER: OFG SECURITY ID: 67103X102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Julian S. Inclan | Management | For | For |
| 1.2 | Elect Director Jose Rafael Fernandez | Management | For | For |
| 1.3 | Elect Director Juan C. Aguayo | Management | For | For |
| 1.4 | Elect Director Jorge Colon-Gerena | Management | For | For |
| 1.5 | Elect Director Nestor de Jesus | Management | For | For |
| 1.6 | Elect Director Susan Harnett | Management | For | For |
| 1.7 | Elect Director Pedro Morazzani | Management | For | For |
| 1.8 | Elect Director Edwin Perez | Management | For | For |
| 1.9 | Elect Director Christa Steele | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
OLD LINE BANCSHARES, INC.
MEETING DATE: OCT 29, 2019 | TICKER: OLBK SECURITY ID: 67984M100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
OLD NATIONAL BANCORP
MEETING DATE: APR 30, 2020 | TICKER: ONB SECURITY ID: 680033107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew E. Goebel | Management | For | For |
| 1.2 | Elect Director Jerome F. Henry, Jr. | Management | For | For |
| 1.3 | Elect Director Daniel S. Hermann | Management | For | For |
| 1.4 | Elect Director Ryan C. Kitchell | Management | For | For |
| 1.5 | Elect Director Phelps L. Lambert | Management | For | For |
| 1.6 | Elect Director Austin M. Ramirez | Management | For | For |
| 1.7 | Elect Director James C. Ryan, III | Management | For | For |
| 1.8 | Elect Director Thomas E. Salmon | Management | For | For |
| 1.9 | Elect Director Randall T. Shepard | Management | For | For |
| 1.10 | Elect Director Rebecca S. Skillman | Management | For | For |
| 1.11 | Elect Director Derrick J. Stewart | Management | For | For |
| 1.12 | Elect Director Katherine E. White | Management | For | For |
| 1.13 | Elect Director Linda E. White | Management | For | For |
| 2 | Increase Authorized Preferred Stock | Management | For | Against |
| 3 | Amend Articles of Incorporation to Allow Shareholders to Amend the By-Laws | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Crowe LLP as Auditors | Management | For | For |
| |
|---|
OLD REPUBLIC INTERNATIONAL CORPORATION
MEETING DATE: MAY 22, 2020 | TICKER: ORI SECURITY ID: 680223104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles J. Kovaleski | Management | For | For |
| 1.2 | Elect Director Craig R. Smiddy | Management | For | For |
| 1.3 | Elect Director Arnold L. Steiner | Management | For | Withhold |
| 1.4 | Elect Director Fredricka Taubitz | Management | For | For |
| 1.5 | Elect Director Aldo C. Zucaro | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ON DECK CAPITAL, INC.
MEETING DATE: MAY 07, 2020 | TICKER: ONDK SECURITY ID: 682163100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Noah Breslow | Management | For | For |
| 1.2 | Elect Director Jane J. Thompson | Management | For | For |
| 1.3 | Elect Director Ronald F. Verni | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
ONEMAIN HOLDINGS, INC.
MEETING DATE: MAY 19, 2020 | TICKER: OMF SECURITY ID: 68268W103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jay N. Levine | Management | For | For |
| 1.2 | Elect Director Roy A. Guthrie | Management | For | Withhold |
| 1.3 | Elect Director Peter B. Sinensky | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
OPUS BANK
MEETING DATE: MAY 05, 2020 | TICKER: OPB SECURITY ID: 684000102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
ORIGIN BANCORP, INC.
MEETING DATE: APR 22, 2020 | TICKER: OBNK SECURITY ID: 68621T102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James D'Agostino, Jr. | Management | For | For |
| 1.2 | Elect Director Michael Jones | Management | For | For |
| 1.3 | Elect Director Farrell Malone | Management | For | For |
| 1.4 | Elect Director F. Ronnie Myrick | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify BKD, LLP as Auditors | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| 6 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
| 7 | Adopt Majority Voting Standard | Management | For | For |
| 8 | Reduce Supermajority Vote Requirement to Amend Bylaws | Management | For | For |
| 9 | Amend Charter | Management | For | For |
| |
|---|
ORITANI FINANCIAL CORP.
MEETING DATE: NOV 14, 2019 | TICKER: ORIT SECURITY ID: 68633D103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
PACIFIC PREMIER BANCORP, INC.
MEETING DATE: MAY 05, 2020 | TICKER: PPBI SECURITY ID: 69478X105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
PACIFIC PREMIER BANCORP, INC.
MEETING DATE: MAY 18, 2020 | TICKER: PPBI SECURITY ID: 69478X105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John J. Carona | Management | For | For |
| 1b | Elect Director Ayad A. Fargo | Management | For | For |
| 1c | Elect Director Steven R. Gardner | Management | For | For |
| 1d | Elect Director Joseph L. Garrett | Management | For | For |
| 1e | Elect Director Jeff C. Jones | Management | For | For |
| 1f | Elect Director M. Christian Mitchell | Management | For | For |
| 1g | Elect Director Michael J. Morris | Management | For | For |
| 1h | Elect Director Barbara S. Polsky | Management | For | For |
| 1i | Elect Director Zareh H. Sarrafian | Management | For | For |
| 1j | Elect Director Jaynie M. Studenmund | Management | For | For |
| 1k | Elect Director Cora M. Tellez | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Crowe LLP as Auditor | Management | For | For |
| |
|---|
PACWEST BANCORP
MEETING DATE: MAY 12, 2020 | TICKER: PACW SECURITY ID: 695263103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Tanya M. Acker | Management | For | For |
| 1B | Elect Director Paul R. Burke | Management | For | For |
| 1C | Elect Director Craig A. Carlson | Management | For | For |
| 1D | Elect Director John M. Eggemeyer, III | Management | For | For |
| 1E | Elect Director C. William Hosler | Management | For | For |
| 1F | Elect Director Susan E. Lester | Management | For | For |
| 1G | Elect Director Arnold W. Messer | Management | For | For |
| 1H | Elect Director Roger H. Molvar | Management | For | For |
| 1I | Elect Director James J. Pieczynski | Management | For | For |
| 1J | Elect Director Daniel B. Platt | Management | For | For |
| 1K | Elect Director Robert A. Stine | Management | For | For |
| 1L | Elect Director Matthew P. Wagner | Management | For | For |
| 1M | Elect Director Mark T. Yung | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
PALOMAR HOLDINGS, INC.
MEETING DATE: MAY 28, 2020 | TICKER: PLMR SECURITY ID: 69753M105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert E. Dowdell | Management | For | For |
| 1.2 | Elect Director Daryl Bradley | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
PARK NATIONAL CORPORATION
MEETING DATE: APR 27, 2020 | TICKER: PRK SECURITY ID: 700658107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director C. Daniel DeLawder | Management | For | For |
| 1b | Elect Director Alicia J. Hupp | Management | For | For |
| 1c | Elect Director Matthew R. Miller | Management | For | For |
| 1d | Elect Director Robert E. O'Neill | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Crowe LLP as Auditors | Management | For | For |
| |
|---|
PEAPACK-GLADSTONE FINANCIAL CORPORATION
MEETING DATE: MAY 05, 2020 | TICKER: PGC SECURITY ID: 704699107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carmen M. Bowser | Management | For | For |
| 1.2 | Elect Director Susan A. Cole | Management | For | For |
| 1.3 | Elect Director Anthony J. Consi, II | Management | For | For |
| 1.4 | Elect Director Richard Daingerfield | Management | For | For |
| 1.5 | Elect Director Edward A. Gramigna, Jr. | Management | For | For |
| 1.6 | Elect Director Peter D. Horst | Management | For | For |
| 1.7 | Elect Director Steven A. Kass | Management | For | For |
| 1.8 | Elect Director Douglas L. Kennedy | Management | For | For |
| 1.9 | Elect Director F. Duffield Meyercord | Management | For | For |
| 1.10 | Elect Director Patrick J. Mullen | Management | For | For |
| 1.11 | Elect Director Philip W. Smith, III | Management | For | Withhold |
| 1.12 | Elect Director Tony Spinelli | Management | For | For |
| 1.13 | Elect Director Beth Welsh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Crowe LLP as Auditors | Management | For | For |
| |
|---|
PENNYMAC MORTGAGE INVESTMENT TRUST
MEETING DATE: MAY 14, 2020 | TICKER: PMT SECURITY ID: 70931T103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Preston DuFauchard | Management | For | For |
| 1b | Elect Director Nancy McAllister | Management | For | For |
| 1c | Elect Director Stacey D. Stewart | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PEOPLE'S UNITED FINANCIAL, INC.
MEETING DATE: MAY 21, 2020 | TICKER: PBCT SECURITY ID: 712704105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John P. Barnes | Management | For | For |
| 1b | Elect Director Collin P. Baron | Management | For | For |
| 1c | Elect Director George P. Carter | Management | For | For |
| 1d | Elect Director Jane Chwick | Management | For | For |
| 1e | Elect Director William F. Cruger, Jr. | Management | For | For |
| 1f | Elect Director John K. Dwight | Management | For | For |
| 1g | Elect Director Jerry Franklin | Management | For | For |
| 1h | Elect Director Janet M. Hansen | Management | For | For |
| 1i | Elect Director Nancy McAllister | Management | For | For |
| 1j | Elect Director Mark W. Richards | Management | For | For |
| 1k | Elect Director Kirk W. Walters | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
PEOPLE'S UTAH BANCORP
MEETING DATE: MAY 27, 2020 | TICKER: PUB SECURITY ID: 712706209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David G. Anderson | Management | For | For |
| 1.2 | Elect Director Deborah S. Bayle | Management | For | For |
| 1.3 | Elect Director Jonathan B. Gunther | Management | For | For |
| 2 | Ratify Moss Adams LLP as Auditors | Management | For | For |
| 3 | Amend Articles of Incorporation: Change Company name to AltabancorpTM, Declassify Board of Directors and Eliminate References to Non-Voting Stock | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
PEOPLES BANCORP INC.
MEETING DATE: APR 23, 2020 | TICKER: PEBO SECURITY ID: 709789101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tara M. Abraham | Management | For | For |
| 1.2 | Elect Director S. Craig Beam | Management | For | For |
| 1.3 | Elect Director George W. Broughton | Management | For | For |
| 1.4 | Elect Director David F. Dierker | Management | For | For |
| 1.5 | Elect Director James S. Huggins | Management | For | For |
| 1.6 | Elect Director Brooke W. James | Management | For | For |
| 1.7 | Elect Director David L. Mead | Management | For | For |
| 1.8 | Elect Director Susan D. Rector | Management | For | For |
| 1.9 | Elect Director Charles W. Sulerzyski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
PINNACLE FINANCIAL PARTNERS, INC.
MEETING DATE: APR 21, 2020 | TICKER: PNFP SECURITY ID: 72346Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Abney S. Boxley, III | Management | For | For |
| 1.2 | Elect Director Gregory L. Burns | Management | For | For |
| 1.3 | Elect Director Thomas C. Farnsworth, III | Management | For | For |
| 1.4 | Elect Director David B. Ingram | Management | For | For |
| 1.5 | Elect Director Gary L. Scott | Management | For | For |
| 1.6 | Elect Director G. Kennedy Thompson | Management | For | For |
| 1.7 | Elect Director Charles E. Brock | Management | For | For |
| 1.8 | Elect Director Richard D. Callicutt, II | Management | For | For |
| 1.9 | Elect Director Joseph C. Galante | Management | For | For |
| 1.10 | Elect Director Robert A. McCabe, Jr. | Management | For | For |
| 1.11 | Elect Director Reese L. Smith, III | Management | For | For |
| 1.12 | Elect Director M. Terry Turner | Management | For | For |
| 1.13 | Elect Director Renda J. Burkhart | Management | For | For |
| 1.14 | Elect Director Marty G. Dickens | Management | For | For |
| 1.15 | Elect Director Glenda Baskin Glover | Management | For | For |
| 1.16 | Elect Director Ronald L. Samuels | Management | For | For |
| 2 | Ratify Crowe LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PIPER SANDLER COMPANIES
MEETING DATE: MAY 15, 2020 | TICKER: PIPR SECURITY ID: 724078100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Chad R. Abraham | Management | For | For |
| 1b | Elect Director Jonathan J. Doyle | Management | For | For |
| 1c | Elect Director William R. Fitzgerald | Management | For | For |
| 1d | Elect Director Victoria M. Holt | Management | For | For |
| 1e | Elect Director Addison L. Piper | Management | For | For |
| 1f | Elect Director Debbra L. Schoneman | Management | For | For |
| 1g | Elect Director Thomas S. Schreier | Management | For | For |
| 1h | Elect Director Sherry M. Smith | Management | For | For |
| 1i | Elect Director Philip E. Soran | Management | For | For |
| 1j | Elect Director Scott C. Taylor | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
PJT PARTNERS INC.
MEETING DATE: APR 30, 2020 | TICKER: PJT SECURITY ID: 69343T107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Dennis S. Hersch | Management | For | For |
| 1b | Elect Director Thomas M. Ryan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
POPULAR, INC.
MEETING DATE: MAY 12, 2020 | TICKER: BPOP SECURITY ID: 733174700
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ignacio Alvarez | Management | For | For |
| 1b | Elect Director Maria Luisa Ferre | Management | For | For |
| 1c | Elect Director C. Kim Goodwin | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Change Range for Size of the Board | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 8 | Adjourn Meeting | Management | For | For |
| |
|---|
PRA GROUP, INC.
MEETING DATE: JUN 11, 2020 | TICKER: PRAA SECURITY ID: 69354N106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director Danielle M. Brown | Management | For | For |
| 2.2 | Elect Director Marjorie M. Connelly | Management | For | For |
| 2.3 | Elect Director James A. Nussle | Management | For | For |
| 2.4 | Elect Director Scott M. Tabakin | Management | For | For |
| 3 | Amend Certificate of Incorporation to Remove Certain Director Nomination Provisions | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PREFERRED BANK
MEETING DATE: MAY 19, 2020 | TICKER: PFBC SECURITY ID: 740367404
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Li Yu | Management | For | For |
| 1.2 | Elect Director Clark Hsu | Management | For | For |
| 1.3 | Elect Director Kathleen Shane | Management | For | For |
| 1.4 | Elect Director J. Richard Belliston | Management | For | For |
| 1.5 | Elect Director Gary S. Nunnelly | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | Three Years |
| 4 | Ratify Crowe LLP as Auditors | Management | For | For |
| |
|---|
PRIMERICA, INC.
MEETING DATE: MAY 13, 2020 | TICKER: PRI SECURITY ID: 74164M108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John A. Addison, Jr. | Management | For | For |
| 1b | Elect Director Joel M. Babbit | Management | For | For |
| 1c | Elect Director P. George Benson | Management | For | For |
| 1d | Elect Director C. Saxby Chambliss | Management | For | For |
| 1e | Elect Director Gary L. Crittenden | Management | For | For |
| 1f | Elect Director Cynthia N. Day | Management | For | For |
| 1g | Elect Director Sanjeev Dheer | Management | For | For |
| 1h | Elect Director Beatriz R. Perez | Management | For | For |
| 1i | Elect Director D. Richard Williams | Management | For | For |
| 1j | Elect Director Glenn J. Williams | Management | For | For |
| 1k | Elect Director Barbara A. Yastine | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditor | Management | For | For |
| |
|---|
PRINCIPAL FINANCIAL GROUP, INC.
MEETING DATE: MAY 19, 2020 | TICKER: PFG SECURITY ID: 74251V102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jonathan S. Auerbach | Management | For | For |
| 1.2 | Elect Director Jocelyn Carter-Miller | Management | For | For |
| 1.3 | Elect Director Scott M. Mills | Management | For | For |
| 2 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
PROASSURANCE CORPORATION
MEETING DATE: MAY 20, 2020 | TICKER: PRA SECURITY ID: 74267C106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Samuel A. Di Piazza, Jr. | Management | For | For |
| 1.2 | Elect Director Robert E. Flowers | Management | For | For |
| 1.3 | Elect Director Edward L. Rand, Jr. | Management | For | For |
| 1.4 | Elect Director Katisha T. Vance | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PROSIGHT GLOBAL, INC.
MEETING DATE: JUN 17, 2020 | TICKER: PROS SECURITY ID: 74349J103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven Carlsen | Management | For | For |
| 1.2 | Elect Director Lawrence Hannon | Management | For | For |
| 1.3 | Elect Director Anthony Arnold | Management | For | For |
| 1.4 | Elect Director Clement S. Dwyer, Jr. | Management | For | For |
| 1.5 | Elect Director Magnus Helgason | Management | For | For |
| 1.6 | Elect Director Sheila Hooda | Management | For | For |
| 1.7 | Elect Director Eric W. Leathers | Management | For | For |
| 1.8 | Elect Director Richard P. Schifter | Management | For | Withhold |
| 1.9 | Elect Director Bruce W. Schnitzer | Management | For | For |
| 1.10 | Elect Director Otha T. Spriggs, III | Management | For | For |
| 1.11 | Elect Director Anne G. Waleski | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
PROSPERITY BANCSHARES, INC.
MEETING DATE: OCT 29, 2019 | TICKER: PB SECURITY ID: 743606105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger and Issuance of Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
PROSPERITY BANCSHARES, INC.
MEETING DATE: APR 21, 2020 | TICKER: PB SECURITY ID: 743606105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin J. Hanigan | Management | For | For |
| 1.2 | Elect Director William T. Luedke, IV | Management | For | For |
| 1.3 | Elect Director Perry Mueller, Jr. | Management | For | For |
| 1.4 | Elect Director Harrison Stafford, II | Management | For | For |
| 1.5 | Elect Director Bruce W. Hunt | Management | For | For |
| 1.6 | Elect Director George A. Fisk | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PROVIDENT FINANCIAL SERVICES, INC.
MEETING DATE: APR 23, 2020 | TICKER: PFS SECURITY ID: 74386T105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert Adamo | Management | For | For |
| 1.2 | Elect Director Laura L. Brooks | Management | For | For |
| 1.3 | Elect Director Terence Gallagher | Management | For | For |
| 1.4 | Elect Director Carlos Hernandez | Management | For | For |
| 1.5 | Elect Director Ursuline F. Foley | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
PRUDENTIAL FINANCIAL, INC.
MEETING DATE: MAY 12, 2020 | TICKER: PRU SECURITY ID: 744320102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas J. Baltimore, Jr. | Management | For | Against |
| 1.2 | Elect Director Gilbert F. Casellas | Management | For | For |
| 1.3 | Elect Director Robert M. Falzon | Management | For | For |
| 1.4 | Elect Director Martina Hund-Mejean | Management | For | For |
| 1.5 | Elect Director Karl J. Krapek | Management | For | For |
| 1.6 | Elect Director Peter R. Lighte | Management | For | For |
| 1.7 | Elect Director Charles F. Lowrey | Management | For | For |
| 1.8 | Elect Director George Paz | Management | For | For |
| 1.9 | Elect Director Sandra Pianalto | Management | For | For |
| 1.10 | Elect Director Christine A. Poon | Management | For | For |
| 1.11 | Elect Director Douglas A. Scovanner | Management | For | For |
| 1.12 | Elect Director Michael A. Todman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
PZENA INVESTMENT MANAGEMENT, INC.
MEETING DATE: MAY 19, 2020 | TICKER: PZN SECURITY ID: 74731Q103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard S. Pzena | Management | For | For |
| 1.2 | Elect Director John P. Goetz | Management | For | For |
| 1.3 | Elect Director William L. Lipsey | Management | For | For |
| 1.4 | Elect Director Steven M. Galbraith | Management | For | Withhold |
| 1.5 | Elect Director Joel M. Greenblatt | Management | For | Withhold |
| 1.6 | Elect Director Richard P. Meyerowich | Management | For | Withhold |
| 1.7 | Elect Director Charles D. Johnston | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
QCR HOLDINGS, INC.
MEETING DATE: MAY 20, 2020 | TICKER: QCRH SECURITY ID: 74727A104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James M. Field | Management | For | For |
| 1.2 | Elect Director Elizabeth S. Jacobs | Management | For | For |
| 1.3 | Elect Director Timothy B. O'Reilly | Management | For | For |
| 1.4 | Elect Director Marie Z. Ziegler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify RSM US LLP as Auditors | Management | For | For |
| |
|---|
RADIAN GROUP INC.
MEETING DATE: MAY 13, 2020 | TICKER: RDN SECURITY ID: 750236101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Herbert Wender | Management | For | For |
| 1b | Elect Director Brad L. Conner | Management | For | For |
| 1c | Elect Director Howard B. Culang | Management | For | For |
| 1d | Elect Director Debra Hess | Management | For | For |
| 1e | Elect Director Lisa W. Hess | Management | For | For |
| 1f | Elect Director Lisa Mumford | Management | For | For |
| 1g | Elect Director Gaetano Muzio | Management | For | For |
| 1h | Elect Director Gregory V. Serio | Management | For | For |
| 1i | Elect Director Noel J. Spiegel | Management | For | For |
| 1j | Elect Director Richard G. Thornberry | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
RAYMOND JAMES FINANCIAL, INC.
MEETING DATE: FEB 20, 2020 | TICKER: RJF SECURITY ID: 754730109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles G. von Arentschildt | Management | For | For |
| 1.2 | Elect Director Robert M. Dutkowsky | Management | For | For |
| 1.3 | Elect Director Jeffrey N. Edwards | Management | For | For |
| 1.4 | Elect Director Benjamin C. Esty | Management | For | For |
| 1.5 | Elect Director Anne Gates | Management | For | For |
| 1.6 | Elect Director Francis S. Godbold | Management | For | For |
| 1.7 | Elect Director Thomas A. James | Management | For | For |
| 1.8 | Elect Director Gordon L. Johnson | Management | For | For |
| 1.9 | Elect Director Roderick C. McGeary | Management | For | For |
| 1.10 | Elect Director Paul C. Reilly | Management | For | For |
| 1.11 | Elect Director Raj Seshadri | Management | For | For |
| 1.12 | Elect Director Susan N. Story | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
READY CAPITAL CORPORATION
MEETING DATE: JUL 10, 2019 | TICKER: RC SECURITY ID: 75574U101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas E. Capasse | Management | For | For |
| 1.2 | Elect Director Jack J. Ross | Management | For | For |
| 1.3 | Elect Director Frank P. Filipps | Management | For | For |
| 1.4 | Elect Director David L. Holman | Management | For | Withhold |
| 1.5 | Elect Director Gilbert E. Nathan | Management | For | For |
| 1.6 | Elect Director J. Mitchell Reese | Management | For | Withhold |
| 1.7 | Elect Director Todd M. Sinai | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
REDWOOD TRUST, INC.
MEETING DATE: JUN 11, 2020 | TICKER: RWT SECURITY ID: 758075402
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard D. Baum | Management | For | For |
| 1.2 | Elect Director Christopher J. Abate | Management | For | For |
| 1.3 | Elect Director Douglas B. Hansen | Management | For | For |
| 1.4 | Elect Director Debora D. Horvath | Management | For | For |
| 1.5 | Elect Director Greg H. Kubicek | Management | For | For |
| 1.6 | Elect Director Fred J. Matera | Management | For | For |
| 1.7 | Elect Director Jeffrey T. Pero | Management | For | For |
| 1.8 | Elect Director Georganne C. Proctor | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
REGIONS FINANCIAL CORPORATION
MEETING DATE: APR 22, 2020 | TICKER: RF SECURITY ID: 7591EP100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Carolyn H. Byrd | Management | For | For |
| 1b | Elect Director Don DeFosset | Management | For | For |
| 1c | Elect Director Samuel A. Di Piazza, Jr. | Management | For | For |
| 1d | Elect Director Zhanna Golodryga | Management | For | For |
| 1e | Elect Director John D. Johns | Management | For | For |
| 1f | Elect Director Ruth Ann Marshall | Management | For | For |
| 1g | Elect Director Charles D. McCrary | Management | For | For |
| 1h | Elect Director James T. Prokopanko | Management | For | For |
| 1i | Elect Director Lee J. Styslinger, III | Management | For | For |
| 1j | Elect Director Jose S. Suquet | Management | For | For |
| 1k | Elect Director John M. Turner, Jr. | Management | For | For |
| 1l | Elect Director Timothy Vines | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
REINSURANCE GROUP OF AMERICA, INCORPORATED
MEETING DATE: MAY 20, 2020 | TICKER: RGA SECURITY ID: 759351604
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Pina Albo | Management | For | For |
| 1b | Elect Director Christine R. Detrick | Management | For | For |
| 1c | Elect Director J. Cliff Eason | Management | For | For |
| 1d | Elect Director John J. Gauthier | Management | For | For |
| 1e | Elect Director Anna Manning | Management | For | For |
| 1f | Elect Director Hazel M. McNeilage | Management | For | For |
| 1g | Elect Director Steven C. Van Wyk | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Articles of Incorporation to Allow Special Meetings be Called from Time to Time and to Remove Certain Provisions | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
RENAISSANCERE HOLDINGS LTD.
MEETING DATE: MAY 18, 2020 | TICKER: RNR SECURITY ID: G7496G103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David C. Bushnell | Management | For | For |
| 1b | Elect Director James L. Gibbons | Management | For | For |
| 1c | Elect Director Jean D. Hamilton | Management | For | For |
| 1d | Elect Director Anthony M. Santomero | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Ernst & Young Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
RENASANT CORPORATION
MEETING DATE: APR 28, 2020 | TICKER: RNST SECURITY ID: 75970E107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary D. Butler | Management | For | For |
| 1.2 | Elect Director Marshall H. Dickerson | Management | For | For |
| 1.3 | Elect Director R. Rick Hart | Management | For | For |
| 1.4 | Elect Director Richard L. Heyer, Jr. | Management | For | For |
| 1.5 | Elect Director Michael D. Shmerling | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify HORNE LLP as Auditors | Management | For | For |
| |
|---|
REPUBLIC BANCORP, INC.
MEETING DATE: APR 23, 2020 | TICKER: RBCAA SECURITY ID: 760281204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald F. Barnes | Management | For | For |
| 1.2 | Elect Director Campbell P. Brown | Management | For | For |
| 1.3 | Elect Director Laura M. Douglas | Management | For | For |
| 1.4 | Elect Director David P. Feaster | Management | For | For |
| 1.5 | Elect Director Craig A. Greenberg | Management | For | For |
| 1.6 | Elect Director Heather V. Howell | Management | For | For |
| 1.7 | Elect Director Ernest W. Marshall, Jr. | Management | For | For |
| 1.8 | Elect Director W. Patrick Mulloy, II | Management | For | For |
| 1.9 | Elect Director W. Kenneth Oyler, III | Management | For | For |
| 1.10 | Elect Director Michael T. Rust | Management | For | For |
| 1.11 | Elect Director Susan Stout Tamme | Management | For | For |
| 1.12 | Elect Director A. Scott Trager | Management | For | For |
| 1.13 | Elect Director Steven E. Trager | Management | For | For |
| 1.14 | Elect Director Andrew Trager-Kusman | Management | For | For |
| 1.15 | Elect Director Mark A. Vogt | Management | For | For |
| 2 | Ratify Crowe LLP as Auditors | Management | For | For |
| |
|---|
REPUBLIC FIRST BANCORP, INC.
MEETING DATE: APR 29, 2020 | TICKER: FRBK SECURITY ID: 760416107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harry D. Madonna | Management | For | For |
| 1.2 | Elect Director Brian P. Tierney | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
RLI CORP.
MEETING DATE: MAY 07, 2020 | TICKER: RLI SECURITY ID: 749607107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kaj Ahlmann | Management | For | For |
| 1.2 | Elect Director Michael E. Angelina | Management | For | For |
| 1.3 | Elect Director John T. Baily | Management | For | For |
| 1.4 | Elect Director Calvin G. Butler, Jr. | Management | For | For |
| 1.5 | Elect Director David B. Duclos | Management | For | For |
| 1.6 | Elect Director Susan S. Fleming | Management | For | For |
| 1.7 | Elect Director Jordan W. Graham | Management | For | For |
| 1.8 | Elect Director Jonathan E. Michael | Management | For | For |
| 1.9 | Elect Director Robert P. Restrepo, Jr. | Management | For | For |
| 1.10 | Elect Director Debbie S. Roberts | Management | For | For |
| 1.11 | Elect Director Michael J. Stone | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
S&P GLOBAL INC.
MEETING DATE: MAY 13, 2020 | TICKER: SPGI SECURITY ID: 78409V104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marco Alvera | Management | For | For |
| 1.2 | Elect Director William J. Amelio | Management | For | For |
| 1.3 | Elect Director William D. Green | Management | For | For |
| 1.4 | Elect Director Charles E. Haldeman, Jr. | Management | For | For |
| 1.5 | Elect Director Stephanie C. Hill | Management | For | For |
| 1.6 | Elect Director Rebecca J. Jacoby | Management | For | For |
| 1.7 | Elect Director Monique F. Leroux | Management | For | For |
| 1.8 | Elect Director Maria R. Morris | Management | For | For |
| 1.9 | Elect Director Douglas L. Peterson | Management | For | For |
| 1.10 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1.11 | Elect Director Kurt L. Schmoke | Management | For | For |
| 1.12 | Elect Director Richard E. Thornburgh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
S&T BANCORP, INC.
MEETING DATE: MAY 18, 2020 | TICKER: STBA SECURITY ID: 783859101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lewis W. Adkins, Jr. | Management | For | For |
| 1.2 | Elect Director David G. Antolik | Management | For | For |
| 1.3 | Elect Director Peter R. Barsz | Management | For | For |
| 1.4 | Elect Director Todd D. Brice | Management | For | For |
| 1.5 | Elect Director Christina A. Cassotis | Management | For | For |
| 1.6 | Elect Director Michael J. Donnelly | Management | For | For |
| 1.7 | Elect Director James T. Gibson | Management | For | For |
| 1.8 | Elect Director Jeffrey D. Grube | Management | For | For |
| 1.9 | Elect Director William J. Hieb | Management | For | For |
| 1.10 | Elect Director Jerry D. Hostetter | Management | For | For |
| 1.11 | Elect Director Robert E. Kane | Management | For | For |
| 1.12 | Elect Director James C. Miller | Management | For | For |
| 1.13 | Elect Director Frank J. Palermo, Jr. | Management | For | For |
| 1.14 | Elect Director Christine J. Toretti | Management | For | For |
| 1.15 | Elect Director Steven J. Weingarten | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SAFETY INSURANCE GROUP, INC.
MEETING DATE: MAY 20, 2020 | TICKER: SAFT SECURITY ID: 78648T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David F. Brussard | Management | For | For |
| 1b | Elect Director Thalia M. Meehan | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SANDY SPRING BANCORP, INC.
MEETING DATE: FEB 11, 2020 | TICKER: SASR SECURITY ID: 800363103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
SANDY SPRING BANCORP, INC.
MEETING DATE: JUN 04, 2020 | TICKER: SASR SECURITY ID: 800363103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark E. Friis | Management | For | For |
| 1.2 | Elect Director Brian J. Lemek | Management | For | For |
| 1.3 | Elect Director Pamela A. Little | Management | For | For |
| 1.4 | Elect Director James J. Maiwurm | Management | For | For |
| 1.5 | Elect Director Craig A. Ruppert | Management | For | For |
| 1.6 | Elect Director Walter Clayton Martz, II | Management | For | For |
| 1.7 | Elect Director Christina B. O'Meara | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
SEACOAST BANKING CORPORATION OF FLORIDA
MEETING DATE: MAY 27, 2020 | TICKER: SBCF SECURITY ID: 811707801
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Julie H. Daum | Management | For | For |
| 1.2 | Elect Director Dennis S. Hudson, III | Management | For | For |
| 1.3 | Elect Director Alvaro J. Monserrat | Management | For | For |
| 2 | Ratify Crowe LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SEI INVESTMENTS COMPANY
MEETING DATE: JUN 03, 2020 | TICKER: SEIC SECURITY ID: 784117103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sarah W. Blumenstein | Management | For | For |
| 1b | Elect Director Kathryn M. McCarthy | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
SELECTIVE INSURANCE GROUP, INC.
MEETING DATE: APR 29, 2020 | TICKER: SIGI SECURITY ID: 816300107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John C. Burville | Management | For | For |
| 1b | Elect Director Terrence W. Cavanaugh | Management | For | For |
| 1c | Elect Director Robert Kelly Doherty | Management | For | For |
| 1d | Elect Director John J. Marchioni | Management | For | For |
| 1e | Elect Director Thomas A. McCarthy | Management | For | For |
| 1f | Elect Director H. Elizabeth Mitchell | Management | For | For |
| 1g | Elect Director Michael J. Morrissey | Management | For | For |
| 1h | Elect Director Gregory E. Murphy | Management | For | For |
| 1i | Elect Director Cynthia S. Nicholson | Management | For | For |
| 1j | Elect Director William M. Rue | Management | For | For |
| 1k | Elect Director John S. Scheid | Management | For | For |
| 1l | Elect Director J. Brian Thebault | Management | For | For |
| 1m | Elect Director Philip H. Urban | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
SERVISFIRST BANCSHARES, INC.
MEETING DATE: APR 23, 2020 | TICKER: SFBS SECURITY ID: 81768T108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas A. Broughton, III | Management | For | For |
| 1.2 | Elect Director J. Richard Cashio | Management | For | For |
| 1.3 | Elect Director James J. Filler | Management | For | For |
| 1.4 | Elect Director Michael D. Fuller | Management | For | For |
| 1.5 | Elect Director Christopher J. Mettler | Management | For | For |
| 1.6 | Elect Director Hatton C. V. Smith | Management | For | For |
| 1.7 | Elect Director Irma L. Tuder | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Dixon Hughes Goodman LLP as Auditors | Management | For | For |
| |
|---|
SIGNATURE BANK
MEETING DATE: APR 22, 2020 | TICKER: SBNY SECURITY ID: 82669G104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph J. DePaolo | Management | For | For |
| 1.2 | Elect Director Barney Frank | Management | For | For |
| 1.3 | Elect Director Scott A. Shay | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Authorize Share Repurchase Program | Management | For | For |
| |
|---|
SIMMONS FIRST NATIONAL CORPORATION
MEETING DATE: APR 23, 2020 | TICKER: SFNC SECURITY ID: 828730200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Fifteen | Management | For | For |
| 2.1 | Elect Director Jay D. Burchfield | Management | For | For |
| 2.2 | Elect Director Marty D. Casteel | Management | For | For |
| 2.3 | Elect Director William E. Clark, II | Management | For | For |
| 2.4 | Elect Director Steven A. Cosse | Management | For | For |
| 2.5 | Elect Director Mark C. Doramus | Management | For | For |
| 2.6 | Elect Director Edward Drilling | Management | For | For |
| 2.7 | Elect Director Eugene Hunt | Management | For | For |
| 2.8 | Elect Director Jerry Hunter | Management | For | For |
| 2.9 | Elect Director Susan Lanigan | Management | For | For |
| 2.10 | Elect Director George A. Makris, Jr. | Management | For | For |
| 2.11 | Elect Director W. Scott McGeorge | Management | For | For |
| 2.12 | Elect Director Tom Purvis | Management | For | For |
| 2.13 | Elect Director Robert L. Shoptaw | Management | For | For |
| 2.14 | Elect Director Russell W. Teubner | Management | For | For |
| 2.15 | Elect Director Mindy West | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify BKD, LLP as Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
SLM CORPORATION
MEETING DATE: JUN 18, 2020 | TICKER: SLM SECURITY ID: 78442P106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Paul G. Child | Management | For | For |
| 1b | Elect Director Mary Carter Warren Franke | Management | For | For |
| 1c | Elect Director Earl A. Goode | Management | For | For |
| 1d | Elect Director Marianne M. Keler | Management | For | For |
| 1e | Elect Director Mark L. Lavelle | Management | For | For |
| 1f | Elect Director Jim Matheson | Management | For | For |
| 1g | Elect Director Frank C. Puleo | Management | For | For |
| 1h | Elect Director Vivian C. Schneck-Last | Management | For | For |
| 1i | Elect Director William N. Shiebler | Management | For | For |
| 1j | Elect Director Robert S. Strong | Management | For | For |
| 1k | Elect Director Jonathan W. Witter | Management | For | For |
| 1l | Elect Director Kirsten O. Wolberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
SOUTH STATE CORPORATION
MEETING DATE: MAY 21, 2020 | TICKER: SSB SECURITY ID: 840441109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
SOUTHSIDE BANCSHARES, INC.
MEETING DATE: MAY 13, 2020 | TICKER: SBSI SECURITY ID: 84470P109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lawrence Anderson | Management | For | For |
| 1.2 | Elect Director Melvin B. Lovelady | Management | For | For |
| 1.3 | Elect Director John F. Sammons, Jr. | Management | For | For |
| 1.4 | Elect Director H. J. Shands, III | Management | For | For |
| 1.5 | Elect Director William Sheehy | Management | For | For |
| 1.6 | Elect Director Preston L. Smith | Management | For | For |
| 1.7 | Elect Director Shannon Dacus | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
STARWOOD PROPERTY TRUST, INC.
MEETING DATE: APR 29, 2020 | TICKER: STWD SECURITY ID: 85571B105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard D. Bronson | Management | For | Withhold |
| 1.2 | Elect Director Jeffrey G. Dishner | Management | For | For |
| 1.3 | Elect Director Camille J. Douglas | Management | For | Withhold |
| 1.4 | Elect Director Solomon J. Kumin | Management | For | Withhold |
| 1.5 | Elect Director Fred S. Ridley | Management | For | For |
| 1.6 | Elect Director Barry S. Sternlicht | Management | For | For |
| 1.7 | Elect Director Strauss Zelnick | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
STATE AUTO FINANCIAL CORPORATION
MEETING DATE: MAY 08, 2020 | TICKER: STFC SECURITY ID: 855707105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David R. Meuse | Management | For | For |
| 1.2 | Elect Director Setareh Pouraghabagher | Management | For | For |
| 1.3 | Elect Director S. Elaine Roberts | Management | For | For |
| 1.4 | Elect Director Dwight E. Smith | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
STATE STREET CORPORATION
MEETING DATE: MAY 20, 2020 | TICKER: STT SECURITY ID: 857477103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Patrick de Saint-Aignan | Management | For | For |
| 1b | Elect Director Marie A. Chandoha | Management | For | For |
| 1c | Elect Director Lynn A. Dugle | Management | For | For |
| 1d | Elect Director Amelia C. Fawcett | Management | For | For |
| 1e | Elect Director William C. Freda | Management | For | For |
| 1f | Elect Director Sara Mathew | Management | For | For |
| 1g | Elect Director William L. Meaney | Management | For | For |
| 1h | Elect Director Ronald P. O'Hanley | Management | For | For |
| 1i | Elect Director Sean O'Sullivan | Management | For | For |
| 1j | Elect Director Richard P. Sergel | Management | For | For |
| 1k | Elect Director Gregory L. Summe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
STERLING BANCORP
MEETING DATE: MAY 27, 2020 | TICKER: STL SECURITY ID: 85917A100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John P. Cahill | Management | For | For |
| 1.2 | Elect Director Navy E. Djonovic | Management | For | For |
| 1.3 | Elect Director Fernando Ferrer | Management | For | For |
| 1.4 | Elect Director Robert Giambrone | Management | For | For |
| 1.5 | Elect Director Mona Aboelnaga Kanaan | Management | For | For |
| 1.6 | Elect Director Jack Kopnisky | Management | For | For |
| 1.7 | Elect Director James J. Landy | Management | For | For |
| 1.8 | Elect Director Maureen Mitchell | Management | For | For |
| 1.9 | Elect Director Patricia M. Nazemetz | Management | For | For |
| 1.10 | Elect Director Richard O'Toole | Management | For | For |
| 1.11 | Elect Director Ralph F. Palleschi | Management | For | For |
| 1.12 | Elect Director Burt Steinberg | Management | For | For |
| 1.13 | Elect Director William E. Whiston | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Crowe LLP as Auditors | Management | For | For |
| |
|---|
STEWART INFORMATION SERVICES CORPORATION
MEETING DATE: JUN 04, 2020 | TICKER: STC SECURITY ID: 860372101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas G. Apel | Management | For | For |
| 1.2 | Elect Director C. Allen Bradley, Jr. | Management | For | For |
| 1.3 | Elect Director Robert L. Clarke | Management | For | For |
| 1.4 | Elect Director William S. Corey, Jr. | Management | For | For |
| 1.5 | Elect Director Frederick H. Eppinger, Jr. | Management | For | For |
| 1.6 | Elect Director Deborah J. Matz | Management | For | For |
| 1.7 | Elect Director Matthew W. Morris | Management | For | For |
| 1.8 | Elect Director Karen R. Pallotta | Management | For | For |
| 1.9 | Elect Director Manuel Sanchez | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
STIFEL FINANCIAL CORP.
MEETING DATE: MAY 15, 2020 | TICKER: SF SECURITY ID: 860630102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Adam T. Berlew | Management | For | For |
| 1.2 | Elect Director Kathleen Brown | Management | For | For |
| 1.3 | Elect Director Michael W. Brown | Management | For | For |
| 1.4 | Elect Director Robert E. Grady | Management | For | For |
| 1.5 | Elect Director Ronald J. Kruszewski | Management | For | For |
| 1.6 | Elect Director Daniel J. Ludeman | Management | For | For |
| 1.7 | Elect Director Maura A. Markus | Management | For | For |
| 1.8 | Elect Director James M. Oates | Management | For | For |
| 1.9 | Elect Director David A. Peacock | Management | For | For |
| 1.10 | Elect Director Thomas W. Weisel | Management | For | For |
| 1.11 | Elect Director Michael J. Zimmerman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
STOCK YARDS BANCORP, INC.
MEETING DATE: APR 23, 2020 | TICKER: SYBT SECURITY ID: 861025104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Paul J. Bickel, III | Management | For | For |
| 1b | Elect Director J. McCauley Brown | Management | For | For |
| 1c | Elect Director David P. Heintzman | Management | For | For |
| 1d | Elect Director Donna L. Heitzman | Management | For | For |
| 1e | Elect Director Carl G. Herde | Management | For | For |
| 1f | Elect Director James A. Hillebrand | Management | For | For |
| 1g | Elect Director Richard A. Lechleiter | Management | For | For |
| 1h | Elect Director Stephen M. Priebe | Management | For | For |
| 1i | Elect Director John L. Schutte | Management | For | For |
| 1j | Elect Director Norman Tasman | Management | For | For |
| 1k | Elect Director Kathy C. Thompson | Management | For | For |
| 2 | Ratify BKD, LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SUNTRUST BANKS, INC.
MEETING DATE: JUL 30, 2019 | TICKER: STI SECURITY ID: 867914103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
SVB FINANCIAL GROUP
MEETING DATE: APR 23, 2020 | TICKER: SIVB SECURITY ID: 78486Q101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Greg W. Becker | Management | For | For |
| 1.2 | Elect Director Eric A. Benhamou | Management | For | For |
| 1.3 | Elect Director John S. Clendening | Management | For | For |
| 1.4 | Elect Director Roger F. Dunbar | Management | For | For |
| 1.5 | Elect Director Joel P. Friedman | Management | For | For |
| 1.6 | Elect Director Jeffrey N. Maggioncalda | Management | For | For |
| 1.7 | Elect Director Kay Matthews | Management | For | For |
| 1.8 | Elect Director Mary J. Miller | Management | For | For |
| 1.9 | Elect Director Kate D. Mitchell | Management | For | For |
| 1.10 | Elect Director John F. Robinson | Management | For | For |
| 1.11 | Elect Director Garen K. Staglin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
SYNCHRONY FINANCIAL
MEETING DATE: MAY 21, 2020 | TICKER: SYF SECURITY ID: 87165B103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Margaret M. Keane | Management | For | For |
| 1b | Elect Director Fernando Aguirre | Management | For | For |
| 1c | Elect Director Paget L. Alves | Management | For | For |
| 1d | Elect Director Arthur W. Coviello, Jr. | Management | For | For |
| 1e | Elect Director William W. Graylin | Management | For | For |
| 1f | Elect Director Roy A. Guthrie | Management | For | For |
| 1g | Elect Director Richard C. Hartnack | Management | For | For |
| 1h | Elect Director Jeffrey G. Naylor | Management | For | For |
| 1i | Elect Director Laurel J. Richie | Management | For | For |
| 1j | Elect Director Olympia J. Snowe | Management | For | For |
| 1k | Elect Director Ellen M. Zane | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
SYNOVUS FINANCIAL CORP.
MEETING DATE: APR 22, 2020 | TICKER: SNV SECURITY ID: 87161C501
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Tim E. Bentsen | Management | For | For |
| 1B | Elect Director F. Dixon Brooke, Jr. | Management | For | For |
| 1C | Elect Director Stephen T. Butler | Management | For | For |
| 1D | Elect Director Elizabeth W. Camp | Management | For | For |
| 1E | Elect Director Diana M. Murphy | Management | For | For |
| 1F | Elect Director Harris Pastides | Management | For | For |
| 1G | Elect Director Joseph J. Prochaska, Jr. | Management | For | For |
| 1H | Elect Director John L. Stallworth | Management | For | For |
| 1I | Elect Director Kessel D. Stelling | Management | For | For |
| 1J | Elect Director Barry L. Storey | Management | For | For |
| 1K | Elect Director Teresa White | Management | For | For |
| 2 | Amend Articles of Incorporation to Eliminate 10-1 Voting Provisions | Management | For | For |
| 3 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
T. ROWE PRICE GROUP, INC.
MEETING DATE: MAY 12, 2020 | TICKER: TROW SECURITY ID: 74144T108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mark S. Bartlett | Management | For | For |
| 1b | Elect Director Mary K. Bush | Management | For | For |
| 1c | Elect Director Dina Dublon | Management | For | For |
| 1d | Elect Director Freeman A. Hrabowski, III | Management | For | For |
| 1e | Elect Director Robert F. MacLellan | Management | For | For |
| 1f | Elect Director Olympia J. Snowe | Management | For | For |
| 1g | Elect Director Robert J. Stevens | Management | For | For |
| 1h | Elect Director William J. Stromberg | Management | For | For |
| 1i | Elect Director Richard R. Verma | Management | For | For |
| 1j | Elect Director Sandra S. Wijnberg | Management | For | For |
| 1k | Elect Director Alan D. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Report on and Assess Proxy Voting Policies in Relation to Climate Change Position | Shareholder | Against | Against |
| |
|---|
TCF FINANCIAL CORPORATION
MEETING DATE: MAY 06, 2020 | TICKER: TCF SECURITY ID: 872307103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter Bell | Management | For | For |
| 1.2 | Elect Director Craig R. Dahl | Management | For | For |
| 1.3 | Elect Director Karen L. Grandstrand | Management | For | For |
| 1.4 | Elect Director Richard H. King | Management | For | For |
| 1.5 | Elect Director Ronald A. Klein | Management | For | For |
| 1.6 | Elect Director Barbara J. Mahone | Management | For | For |
| 1.7 | Elect Director Barbara L. McQuade | Management | For | For |
| 1.8 | Elect Director Vance K. Opperman | Management | For | For |
| 1.9 | Elect Director David T. Provost | Management | For | For |
| 1.10 | Elect Director Roger J. Sit | Management | For | For |
| 1.11 | Elect Director Julie H. Sullivan | Management | For | For |
| 1.12 | Elect Director Jeffrey L. Tate | Management | For | For |
| 1.13 | Elect Director Gary Torgow | Management | For | For |
| 1.14 | Elect Director Arthur A. Weiss | Management | For | For |
| 1.15 | Elect Director Franklin C. Wheatlake | Management | For | For |
| 1.16 | Elect Director Theresa M. H. Wise | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
TD AMERITRADE HOLDING CORPORATION
MEETING DATE: JUN 04, 2020 | TICKER: AMTD SECURITY ID: 87236Y108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
TFS FINANCIAL CORPORATION
MEETING DATE: FEB 27, 2020 | TICKER: TFSL SECURITY ID: 87240R107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director William C. Mulligan | Management | For | For |
| 1B | Elect Director Terrence R. Ozan | Management | For | For |
| 1C | Elect Director Marc A. Stefanski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
THE ALLSTATE CORPORATION
MEETING DATE: MAY 19, 2020 | TICKER: ALL SECURITY ID: 020002101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kermit R. Crawford | Management | For | For |
| 1b | Elect Director Michael L. Eskew | Management | For | For |
| 1c | Elect Director Margaret M. Keane | Management | For | For |
| 1d | Elect Director Siddharth N. (Bobby) Mehta | Management | For | For |
| 1e | Elect Director Jacques P. Perold | Management | For | For |
| 1f | Elect Director Andrea Redmond | Management | For | For |
| 1g | Elect Director Gregg M. Sherrill | Management | For | For |
| 1h | Elect Director Judith A. Sprieser | Management | For | For |
| 1i | Elect Director Perry M. Traquina | Management | For | For |
| 1j | Elect Director Thomas J. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
THE BANCORP, INC.
MEETING DATE: MAY 14, 2020 | TICKER: TBBK SECURITY ID: 05969A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel G. Cohen | Management | For | For |
| 1.2 | Elect Director Damian M. Kozlowski | Management | For | For |
| 1.3 | Elect Director Walter T. Beach | Management | For | For |
| 1.4 | Elect Director Michael J. Bradley | Management | For | For |
| 1.5 | Elect Director John C. Chrystal | Management | For | For |
| 1.6 | Elect Director Matthew Cohn | Management | For | For |
| 1.7 | Elect Director John M. Eggemeyer | Management | For | For |
| 1.8 | Elect Director Hersh Kozlov | Management | For | For |
| 1.9 | Elect Director William H. Lamb | Management | For | For |
| 1.10 | Elect Director James J. McEntee, III | Management | For | For |
| 1.11 | Elect Director Daniela A. Mielke | Management | For | For |
| 1.12 | Elect Director Stephanie B. Mudick | Management | For | For |
| 1.13 | Elect Director Mei-Mei Tuan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
THE BANK OF NEW YORK MELLON CORPORATION
MEETING DATE: APR 15, 2020 | TICKER: BK SECURITY ID: 064058100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Linda Z. Cook | Management | For | For |
| 1b | Elect Director Joseph J. Echevarria | Management | For | For |
| 1c | Elect Director Thomas P. "Todd" Gibbons | Management | For | For |
| 1d | Elect Director Jeffrey A. Goldstein | Management | For | For |
| 1e | Elect Director Edmund F. "Ted" Kelly | Management | For | For |
| 1f | Elect Director Jennifer B. Morgan | Management | For | For |
| 1g | Elect Director Elizabeth E. Robinson | Management | For | For |
| 1h | Elect Director Samuel C. Scott, III | Management | For | For |
| 1i | Elect Director Frederick O. Terrell | Management | For | For |
| 1j | Elect Director Alfred W. "AI" Zollar | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Report on Gender Pay Gap | Shareholder | Against | Against |
| 5 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| |
|---|
THE CHARLES SCHWAB CORPORATION
MEETING DATE: MAY 12, 2020 | TICKER: SCHW SECURITY ID: 808513105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William S. Haraf | Management | For | For |
| 1b | Elect Director Frank C. Herringer | Management | For | For |
| 1c | Elect Director Roger O. Walther | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Provide Proxy Access Right | Management | For | For |
| 6 | Adopt Policy to Annually Disclose EEO-1 Data | Shareholder | Against | Against |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| |
|---|
THE CHARLES SCHWAB CORPORATION
MEETING DATE: JUN 04, 2020 | TICKER: SCHW SECURITY ID: 808513105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Amend Charter | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
THE FIRST BANCSHARES, INC.
MEETING DATE: MAY 28, 2020 | TICKER: FBMS SECURITY ID: 318916103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rodney D. Bennett | Management | For | For |
| 1.2 | Elect Director Ted E. Parker | Management | For | For |
| 1.3 | Elect Director J. Douglas Seidenburg | Management | For | For |
| 1.4 | Elect Director Renee Moore | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Crowe, LLP as Auditors | Management | For | For |
| |
|---|
THE FIRST OF LONG ISLAND CORPORATION
MEETING DATE: APR 21, 2020 | TICKER: FLIC SECURITY ID: 320734106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher Becker | Management | For | For |
| 1.2 | Elect Director Paul T. Canarick | Management | For | For |
| 1.3 | Elect Director Alexander L. Cover | Management | For | For |
| 1.4 | Elect Director Stephen V. Murphy | Management | For | For |
| 1.5 | Elect Director Peter Quick | Management | For | For |
| 1.6 | Elect Director Denise Strain | Management | For | For |
| 1.7 | Elect Director Eric J. Tveter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Crowe LLP as Auditors | Management | For | For |
| |
|---|
THE GOLDMAN SACHS GROUP, INC.
MEETING DATE: APR 30, 2020 | TICKER: GS SECURITY ID: 38141G104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director M. Michele Burns | Management | For | For |
| 1b | Elect Director Drew G. Faust | Management | For | For |
| 1c | Elect Director Mark A. Flaherty | Management | For | For |
| 1d | Elect Director Ellen J. Kullman | Management | For | For |
| 1e | Elect Director Lakshmi N. Mittal | Management | For | For |
| 1f | Elect Director Adebayo O. Ogunlesi | Management | For | For |
| 1g | Elect Director Peter Oppenheimer | Management | For | For |
| 1h | Elect Director David M. Solomon | Management | For | For |
| 1i | Elect Director Jan E. Tighe | Management | For | For |
| 1j | Elect Director David A. Viniar | Management | For | For |
| 1k | Elect Director Mark O. Winkelman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Review of Statement on the Purpose of a Corporation | Shareholder | Against | Against |
| |
|---|
THE HANOVER INSURANCE GROUP, INC.
MEETING DATE: MAY 12, 2020 | TICKER: THG SECURITY ID: 410867105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jane D. Carlin | Management | For | For |
| 1.2 | Elect Director Daniel T. Henry | Management | For | For |
| 1.3 | Elect Director Wendell J. Knox | Management | For | For |
| 1.4 | Elect Director Kathleen S. Lane | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| |
|---|
THE HARTFORD FINANCIAL SERVICES GROUP, INC.
MEETING DATE: MAY 20, 2020 | TICKER: HIG SECURITY ID: 416515104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert B. Allardice, III | Management | For | For |
| 1b | Elect Director Larry D. De Shon | Management | For | For |
| 1c | Elect Director Carlos Dominguez | Management | For | For |
| 1d | Elect Director Trevor Fetter | Management | For | For |
| 1e | Elect Director Kathryn A. Mikells | Management | For | For |
| 1f | Elect Director Michael G. Morris | Management | For | For |
| 1g | Elect Director Teresa W. Roseborough | Management | For | For |
| 1h | Elect Director Virginia P. Ruesterholz | Management | For | For |
| 1i | Elect Director Christopher J. Swift | Management | For | For |
| 1j | Elect Director Matt Winter | Management | For | For |
| 1k | Elect Director Greig Woodring | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
THE PNC FINANCIAL SERVICES GROUP, INC.
MEETING DATE: APR 28, 2020 | TICKER: PNC SECURITY ID: 693475105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph Alvarado | Management | For | For |
| 1.2 | Elect Director Charles E. Bunch | Management | For | For |
| 1.3 | Elect Director Debra A. Cafaro | Management | For | For |
| 1.4 | Elect Director Marjorie Rodgers Cheshire | Management | For | For |
| 1.5 | Elect Director William S. Demchak | Management | For | For |
| 1.6 | Elect Director Andrew T. Feldstein | Management | For | For |
| 1.7 | Elect Director Richard J. Harshman | Management | For | For |
| 1.8 | Elect Director Daniel R. Hesse | Management | For | For |
| 1.9 | Elect Director Linda R. Medler | Management | For | For |
| 1.10 | Elect Director Martin Pfinsgraff | Management | For | For |
| 1.11 | Elect Director Toni Townes-Whitley | Management | For | For |
| 1.12 | Elect Director Michael J. Ward | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
THE PROGRESSIVE CORPORATION
MEETING DATE: MAY 08, 2020 | TICKER: PGR SECURITY ID: 743315103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Philip Bleser | Management | For | For |
| 1b | Elect Director Stuart B. Burgdoerfer | Management | For | For |
| 1c | Elect Director Pamela J. Craig | Management | For | For |
| 1d | Elect Director Charles A. Davis | Management | For | For |
| 1e | Elect Director Roger N. Farah | Management | For | For |
| 1f | Elect Director Lawton W. Fitt | Management | For | For |
| 1g | Elect Director Susan Patricia Griffith | Management | For | For |
| 1h | Elect Director Jeffrey D. Kelly | Management | For | For |
| 1i | Elect Director Patrick H. Nettles | Management | For | For |
| 1j | Elect Director Barbara R. Snyder | Management | For | For |
| 1k | Elect Director Jan E. Tighe | Management | For | For |
| 1l | Elect Director Kahina Van Dyke | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| |
|---|
THE TRAVELERS COMPANIES, INC.
MEETING DATE: MAY 21, 2020 | TICKER: TRV SECURITY ID: 89417E109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Alan L. Beller | Management | For | For |
| 1b | Elect Director Janet M. Dolan | Management | For | For |
| 1c | Elect Director Patricia L. Higgins | Management | For | For |
| 1d | Elect Director William J. Kane | Management | For | For |
| 1e | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1f | Elect Director Elizabeth E. Robinson | Management | For | For |
| 1g | Elect Director Philip T. (Pete) Ruegger, III | Management | For | For |
| 1h | Elect Director Todd C. Schermerhorn | Management | For | For |
| 1i | Elect Director Alan D. Schnitzer | Management | For | For |
| 1j | Elect Director Donald J. Shepard | Management | For | For |
| 1k | Elect Director Laurie J. Thomsen | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THIRD POINT REINSURANCE LTD.
MEETING DATE: JUN 12, 2020 | TICKER: TPRE SECURITY ID: G8827U100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gretchen A. Hayes | Management | For | For |
| 2 | Election of Designated Company Directors of Non-U.S. Subsidiaries | Management | For | For |
| 3 | Approve Ernst & Young Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
TOMPKINS FINANCIAL CORPORATION
MEETING DATE: MAY 05, 2020 | TICKER: TMP SECURITY ID: 890110109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John E. Alexander | Management | For | For |
| 1.2 | Elect Director Paul J. Battaglia | Management | For | For |
| 1.3 | Elect Director Daniel J. Fessenden | Management | For | For |
| 1.4 | Elect Director James W. Fulmer | Management | For | For |
| 1.5 | Elect Director Patricia A. Johnson | Management | For | For |
| 1.6 | Elect Director Frank C. Milewski | Management | For | For |
| 1.7 | Elect Director Ita M. Rahilly | Management | For | For |
| 1.8 | Elect Director Thomas R. Rochon | Management | For | For |
| 1.9 | Elect Director Stephen S. Romaine | Management | For | For |
| 1.10 | Elect Director Michael H. Spain | Management | For | For |
| 1.11 | Elect Director Jennifer R. Tegan | Management | For | For |
| 1.12 | Elect Director Alfred J. Weber | Management | For | For |
| 1.13 | Elect Director Craig Yunker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
TPG RE FINANCE TRUST, INC.
MEETING DATE: JUN 30, 2020 | TICKER: TRTX SECURITY ID: 87266M107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Avi Banyasz | Management | For | For |
| 1.2 | Elect Director Greta Guggenheim | Management | For | For |
| 1.3 | Elect Director Kelvin Davis | Management | For | For |
| 1.4 | Elect Director Michael Gillmore | Management | For | For |
| 1.5 | Elect Director Wendy Silverstein | Management | For | For |
| 1.6 | Elect Director Bradley Smith | Management | For | For |
| 1.7 | Elect Director Gregory White | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TRADEWEB MARKETS INC.
MEETING DATE: MAY 19, 2020 | TICKER: TW SECURITY ID: 892672106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John G. Finley | Management | For | For |
| 1.2 | Elect Director Scott Ganeles | Management | For | For |
| 1.3 | Elect Director Debra Walton | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
TRICO BANCSHARES
MEETING DATE: MAY 27, 2020 | TICKER: TCBK SECURITY ID: 896095106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald J. Amaral | Management | For | For |
| 1.2 | Elect Director L. Gage Chrysler, III | Management | For | Withhold |
| 1.3 | Elect Director Craig S. Compton | Management | For | For |
| 1.4 | Elect Director Kirsten E. Garen | Management | For | For |
| 1.5 | Elect Director Cory W. Giese | Management | For | For |
| 1.6 | Elect Director John S. A. Hasbrook | Management | For | For |
| 1.7 | Elect Director Margaret L. Kane | Management | For | For |
| 1.8 | Elect Director Michael W. Koehnen | Management | For | For |
| 1.9 | Elect Director Martin A. Mariani | Management | For | For |
| 1.10 | Elect Director Thomas C. McGraw | Management | For | For |
| 1.11 | Elect Director Richard P. Smith | Management | For | For |
| 1.12 | Elect Director Kimberley H. Vogel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Moss Adams LLP as Auditors | Management | For | For |
| |
|---|
TRISTATE CAPITAL HOLDINGS, INC.
MEETING DATE: MAY 29, 2020 | TICKER: TSC SECURITY ID: 89678F100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anthony J. Buzzelli | Management | For | For |
| 1.2 | Elect Director Helen Hanna Casey | Management | For | Withhold |
| 1.3 | Elect Director Brian S. Fetterolf | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
TRIUMPH BANCORP, INC.
MEETING DATE: MAY 07, 2020 | TICKER: TBK SECURITY ID: 89679E300
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carlos M. Sepulveda, Jr. | Management | For | For |
| 1.2 | Elect Director Charles A. Anderson | Management | For | For |
| 1.3 | Elect Director Douglas M. Kratz | Management | For | For |
| 1.4 | Elect Director Richard L. Davis | Management | For | For |
| 1.5 | Elect Director Michael P. Rafferty | Management | For | For |
| 1.6 | Elect Director C.Todd Sparks | Management | For | For |
| 1.7 | Elect Director Debra Bradford | Management | For | For |
| 1.8 | Elect Director Laura Easley | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Crowe LLP as Auditors | Management | For | For |
| |
|---|
TRUIST FINANCIAL CORPORATION
MEETING DATE: APR 28, 2020 | TICKER: TFC SECURITY ID: 89832Q109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jennifer S. Banner | Management | For | For |
| 1.2 | Elect Director K. David Boyer, Jr. | Management | For | For |
| 1.3 | Elect Director Agnes Bundy Scanlan | Management | For | For |
| 1.4 | Elect Director Anna R. Cablik | Management | For | For |
| 1.5 | Elect Director Dallas S. Clement | Management | For | For |
| 1.6 | Elect Director Paul D. Donahue | Management | For | For |
| 1.7 | Elect Director Paul R. Garcia | Management | For | For |
| 1.8 | Elect Director Patrick C. Graney, III | Management | For | For |
| 1.9 | Elect Director Linnie M. Haynesworth | Management | For | For |
| 1.10 | Elect Director Kelly S. King | Management | For | For |
| 1.11 | Elect Director Easter A. Maynard | Management | For | For |
| 1.12 | Elect Director Donna S. Morea | Management | For | For |
| 1.13 | Elect Director Charles A. Patton | Management | For | For |
| 1.14 | Elect Director Nido R. Qubein | Management | For | For |
| 1.15 | Elect Director David M. Ratcliffe | Management | For | For |
| 1.16 | Elect Director William H. Rogers, Jr. | Management | For | For |
| 1.17 | Elect Director Frank P. Scruggs, Jr. | Management | For | For |
| 1.18 | Elect Director Christine Sears | Management | For | For |
| 1.19 | Elect Director Thomas E. Skains | Management | For | For |
| 1.20 | Elect Director Bruce L. Tanner | Management | For | For |
| 1.21 | Elect Director Thomas N. Thompson | Management | For | For |
| 1.22 | Elect Director Steven C. Voorhees | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
TRUPANION, INC.
MEETING DATE: JUN 11, 2020 | TICKER: TRUP SECURITY ID: 898202106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dan Levitan | Management | For | For |
| 1.2 | Elect Director Murray Low | Management | For | For |
| 1.3 | Elect Director Howard Rubin | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TRUSTCO BANK CORP NY
MEETING DATE: MAY 21, 2020 | TICKER: TRST SECURITY ID: 898349105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Anthony J. Marinello | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Crowe LLP as Auditors | Management | For | For |
| |
|---|
TRUSTMARK CORPORATION
MEETING DATE: APR 28, 2020 | TICKER: TRMK SECURITY ID: 898402102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Adolphus B. Baker | Management | For | For |
| 1b | Elect Director William A. Brown | Management | For | For |
| 1c | Elect Director Augustus L. Collins | Management | For | For |
| 1d | Elect Director Tracy T. Conerly | Management | For | For |
| 1e | Elect Director Toni D. Cooley | Management | For | For |
| 1f | Elect Director Duane A. Dewey | Management | For | For |
| 1g | Elect Director Marcelo Eduardo | Management | For | For |
| 1h | Elect Director J. Clay Hays, Jr. | Management | For | For |
| 1i | Elect Director Gerard R. Host | Management | For | For |
| 1j | Elect Director Harris V. Morrissette | Management | For | For |
| 1k | Elect Director Richard H. Puckett | Management | For | For |
| 1l | Elect Director Harry M. Walker | Management | For | For |
| 1m | Elect Director William G. Yates, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Crowe LLP as Auditor | Management | For | For |
| |
|---|
TWO HARBORS INVESTMENT CORP.
MEETING DATE: MAY 21, 2020 | TICKER: TWO SECURITY ID: 90187B408
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director E. Spencer Abraham | Management | For | For |
| 1b | Elect Director James J. Bender | Management | For | For |
| 1c | Elect Director Karen Hammond | Management | For | For |
| 1d | Elect Director Stephen G. Kasnet | Management | For | For |
| 1e | Elect Director W. Reid Sanders | Management | For | For |
| 1f | Elect Director Thomas E. Siering | Management | For | For |
| 1g | Elect Director James A. Stern | Management | For | For |
| 1h | Elect Director Hope B. Woodhouse | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
U.S. BANCORP
MEETING DATE: APR 21, 2020 | TICKER: USB SECURITY ID: 902973304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Warner L. Baxter | Management | For | For |
| 1b | Elect Director Dorothy J. Bridges | Management | For | For |
| 1c | Elect Director Elizabeth L. Buse | Management | For | For |
| 1d | Elect Director Marc N. Casper | Management | For | For |
| 1e | Elect Director Andrew Cecere | Management | For | For |
| 1f | Elect Director Kimberly J. Harris | Management | For | For |
| 1g | Elect Director Roland A. Hernandez | Management | For | For |
| 1h | Elect Director Olivia F. Kirtley | Management | For | For |
| 1i | Elect Director Karen S. Lynch | Management | For | For |
| 1j | Elect Director Richard P. McKenney | Management | For | For |
| 1k | Elect Director Yusuf I. Mehdi | Management | For | For |
| 1l | Elect Director John P. Wiehoff | Management | For | For |
| 1m | Elect Director Scott W. Wine | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UMB FINANCIAL CORPORATION
MEETING DATE: APR 28, 2020 | TICKER: UMBF SECURITY ID: 902788108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robin C. Beery | Management | For | For |
| 1.2 | Elect Director Janine A. Davidson | Management | For | For |
| 1.3 | Elect Director Kevin C. Gallagher | Management | For | For |
| 1.4 | Elect Director Greg M. Graves | Management | For | For |
| 1.5 | Elect Director Alexander C. Kemper | Management | For | For |
| 1.6 | Elect Director J. Mariner Kemper | Management | For | For |
| 1.7 | Elect Director Gordon E. Landsford, III | Management | For | For |
| 1.8 | Elect Director Timothy R. Murphy | Management | For | For |
| 1.9 | Elect Director Tamara M. Peterman | Management | For | For |
| 1.10 | Elect Director Kris A. Robbins | Management | For | For |
| 1.11 | Elect Director L. Joshua Sosland | Management | For | For |
| 1.12 | Elect Director Paul Uhlmann, III | Management | For | For |
| 1.13 | Elect Director Leroy J. Williams, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
UMPQUA HOLDINGS CORPORATION
MEETING DATE: APR 20, 2020 | TICKER: UMPQ SECURITY ID: 904214103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peggy Y. Fowler | Management | For | For |
| 1.2 | Elect Director Stephen M. Gambee | Management | For | For |
| 1.3 | Elect Director James S. Greene | Management | For | For |
| 1.4 | Elect Director Luis F. Machuca | Management | For | For |
| 1.5 | Elect Director Maria M. Pope | Management | For | For |
| 1.6 | Elect Director Cort L. O'Haver | Management | For | For |
| 1.7 | Elect Director John F. Schultz | Management | For | For |
| 1.8 | Elect Director Susan F. Stevens | Management | For | For |
| 1.9 | Elect Director Hilliard C. Terry, III | Management | For | For |
| 1.10 | Elect Director Bryan L. Timm | Management | For | For |
| 1.11 | Elect Director Anddria Varnado | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNITED BANKSHARES, INC.
MEETING DATE: APR 02, 2020 | TICKER: UBSI SECURITY ID: 909907107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Issue Shares in Connection with Merger | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
UNITED BANKSHARES, INC.
MEETING DATE: MAY 12, 2020 | TICKER: UBSI SECURITY ID: 909907107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard M. Adams | Management | For | For |
| 1.2 | Elect Director Peter A. Converse | Management | For | For |
| 1.3 | Elect Director Michael P. Fitzgerald | Management | For | For |
| 1.4 | Elect Director Theodore J. Georgelas | Management | For | For |
| 1.5 | Elect Director J. Paul McNamara | Management | For | For |
| 1.6 | Elect Director Mark R. Nesselroad | Management | For | For |
| 1.7 | Elect Director Jerold L. Rexroad | Management | For | For |
| 1.8 | Elect Director Albert H. Small, Jr. | Management | For | For |
| 1.9 | Elect Director Mary K. Weddle | Management | For | For |
| 1.10 | Elect Director Gary G. White | Management | For | For |
| 1.11 | Elect Director P. Clinton Winter | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
UNITED COMMUNITY BANKS, INC.
MEETING DATE: MAY 06, 2020 | TICKER: UCBI SECURITY ID: 90984P303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert H. Blalock | Management | For | For |
| 1.2 | Elect Director L. Cathy Cox | Management | For | For |
| 1.3 | Elect Director Kenneth L. Daniels | Management | For | For |
| 1.4 | Elect Director Lance F. Drummond | Management | For | For |
| 1.5 | Elect Director H. Lynn Harton | Management | For | For |
| 1.6 | Elect Director Jennifer K. Mann | Management | For | For |
| 1.7 | Elect Director Thomas A. Richlovsky | Management | For | For |
| 1.8 | Elect Director David C. Shaver | Management | For | For |
| 1.9 | Elect Director Tim R. Wallis | Management | For | For |
| 1.10 | Elect Director David H. Wilkins | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
UNITED COMMUNITY FINANCIAL CORP.
MEETING DATE: DEC 10, 2019 | TICKER: UCFC SECURITY ID: 909839102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
UNITED FINANCIAL BANCORP, INC.
MEETING DATE: OCT 22, 2019 | TICKER: UBNK SECURITY ID: 910304104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
UNITED FIRE GROUP, INC.
MEETING DATE: MAY 20, 2020 | TICKER: UFCS SECURITY ID: 910340108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott L. Carlton | Management | For | For |
| 1.2 | Elect Director Brenda K. Clancy | Management | For | For |
| 1.3 | Elect Director Randy A. Ramlo | Management | For | For |
| 1.4 | Elect Director Susan E. Voss | Management | For | For |
| 1.5 | Elect Director Lura E. McBride | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNITED INSURANCE HOLDINGS CORP.
MEETING DATE: MAY 05, 2020 | TICKER: UIHC SECURITY ID: 910710102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alec L. Poitevint, II | Management | For | For |
| 1.2 | Elect Director Kern M. Davis | Management | For | Against |
| 1.3 | Elect Director William H. Hood, III | Management | For | For |
| 1.4 | Elect Director Sherrill W. Hudson | Management | For | For |
| 1.5 | Elect Director Patrick F. Maroney | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
UNIVERSAL INSURANCE HOLDINGS, INC.
MEETING DATE: JUN 12, 2020 | TICKER: UVE SECURITY ID: 91359V107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Scott P. Callahan | Management | For | For |
| 1b | Elect Director Kimberly D. Campos | Management | For | For |
| 1c | Elect Director Stephen J. Donaghy | Management | For | For |
| 1d | Elect Director Sean P. Downes | Management | For | For |
| 1e | Elect Director Marlene M. Gordon | Management | For | For |
| 1f | Elect Director Ralph J. Palmieri | Management | For | For |
| 1g | Elect Director Richard D. Peterson | Management | For | For |
| 1h | Elect Director Michael A. Pietrangelo | Management | For | For |
| 1i | Elect Director Ozzie A. Schindler | Management | For | For |
| 1j | Elect Director Jon W. Springer | Management | For | For |
| 1k | Elect Director Joel M. Wilentz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Plante & Moran, PLLC as Auditors | Management | For | For |
| |
|---|
UNIVEST FINANCIAL CORPORATION
MEETING DATE: APR 22, 2020 | TICKER: UVSP SECURITY ID: 915271100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roger H. Ballou | Management | For | For |
| 1.2 | Elect Director K. Leon Moyer | Management | For | For |
| 1.3 | Elect Director Natalye Paquin | Management | For | For |
| 1.4 | Elect Director Robert C. Wonderling | Management | For | For |
| 1.5 | Elect Director Suzanne Keenan | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNUM GROUP
MEETING DATE: MAY 28, 2020 | TICKER: UNM SECURITY ID: 91529Y106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Theodore H. Bunting, Jr. | Management | For | For |
| 1b | Elect Director Susan L. Cross | Management | For | For |
| 1c | Elect Director Susan D. DeVore | Management | For | For |
| 1d | Elect Director Joseph J. Echevarria | Management | For | For |
| 1e | Elect Director Cynthia L. Egan | Management | For | For |
| 1f | Elect Director Kevin T. Kabat | Management | For | For |
| 1g | Elect Director Timothy F. Keaney | Management | For | For |
| 1h | Elect Director Gloria C. Larson | Management | For | For |
| 1i | Elect Director Richard P. McKenney | Management | For | For |
| 1j | Elect Director Ronald P. O'Hanley | Management | For | For |
| 1k | Elect Director Francis J. Shammo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
VALLEY NATIONAL BANCORP
MEETING DATE: NOV 14, 2019 | TICKER: VLY SECURITY ID: 919794107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
VALLEY NATIONAL BANCORP
MEETING DATE: MAY 01, 2020 | TICKER: VLY SECURITY ID: 919794107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Andrew B. Abramson | Management | For | For |
| 1b | Elect Director Peter J. Baum | Management | For | For |
| 1c | Elect Director Eric P. Edelstein | Management | For | For |
| 1d | Elect Director Graham O. Jones | Management | For | For |
| 1e | Elect Director Marc J. Lenner | Management | For | For |
| 1f | Elect Director Kevin J. Lynch | Management | For | For |
| 1g | Elect Director Peter V. Maio | Management | For | For |
| 1h | Elect Director Ira Robbins | Management | For | For |
| 1i | Elect Director Suresh L. Sani | Management | For | For |
| 1j | Elect Director Lisa J. Schultz | Management | For | For |
| 1k | Elect Director Jennifer W. Steans | Management | For | For |
| 1l | Elect Director Jeffrey S. Wilks | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| |
|---|
VERITEX HOLDINGS, INC.
MEETING DATE: MAY 19, 2020 | TICKER: VBTX SECURITY ID: 923451108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C. Malcolm Holland, III | Management | For | For |
| 1.2 | Elect Director Pat S. Bolin | Management | For | For |
| 1.3 | Elect Director April Box | Management | For | For |
| 1.4 | Elect Director Blake Bozman | Management | For | For |
| 1.5 | Elect Director William D. Ellis | Management | For | For |
| 1.6 | Elect Director William E. Fallon | Management | For | For |
| 1.7 | Elect Director Ned N. Fleming, III | Management | For | For |
| 1.8 | Elect Director Mark C. Griege | Management | For | For |
| 1.9 | Elect Director Gordon Huddleston | Management | For | For |
| 1.10 | Elect Director Steven D. Lerner | Management | For | For |
| 1.11 | Elect Director Manuel J. Mehos | Management | For | Withhold |
| 1.12 | Elect Director Gregory B. Morrison | Management | For | For |
| 1.13 | Elect Director John T. Sughrue | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
VICTORY CAPITAL HOLDINGS, INC.
MEETING DATE: MAY 20, 2020 | TICKER: VCTR SECURITY ID: 92645B103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James B. Hawkes | Management | For | Against |
| 1b | Elect Director Robert J. Hurst | Management | For | For |
| 1c | Elect Director Alan H. Rappaport | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| |
|---|
VIRTU FINANCIAL, INC.
MEETING DATE: JUN 05, 2020 | TICKER: VIRT SECURITY ID: 928254101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas A. Cifu | Management | For | For |
| 1.2 | Elect Director Joseph J. Grano, Jr. | Management | For | For |
| 1.3 | Elect Director Robert Greifeld | Management | For | For |
| 1.4 | Elect Director John F. (Jack) Sandner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
VIRTUS INVESTMENT PARTNERS, INC.
MEETING DATE: MAY 18, 2020 | TICKER: VRTS SECURITY ID: 92828Q109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director George R. Aylward | Management | For | For |
| 1b | Elect Director Paul G. Greig | Management | For | For |
| 1c | Elect Director Mark C. Treanor | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VOYA FINANCIAL, INC.
MEETING DATE: MAY 21, 2020 | TICKER: VOYA SECURITY ID: 929089100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lynne Biggar | Management | For | For |
| 1b | Elect Director Jane P. Chwick | Management | For | For |
| 1c | Elect Director Kathleen DeRose | Management | For | For |
| 1d | Elect Director Ruth Ann M. Gillis | Management | For | For |
| 1e | Elect Director J. Barry Griswell | Management | For | For |
| 1f | Elect Director Rodney O. Martin, Jr. | Management | For | For |
| 1g | Elect Director Byron H. Pollitt, Jr. | Management | For | For |
| 1h | Elect Director Joseph V. Tripodi | Management | For | For |
| 1i | Elect Director David Zwiener | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
W.R. BERKLEY CORPORATION
MEETING DATE: JUN 12, 2020 | TICKER: WRB SECURITY ID: 084423102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Maria Luisa Ferre | Management | For | For |
| 1b | Elect Director Jack H. Nusbaum | Management | For | For |
| 1c | Elect Director Mark L. Shapiro | Management | For | For |
| 1d | Elect Director Jonathan Talisman | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
WADDELL & REED FINANCIAL, INC.
MEETING DATE: APR 29, 2020 | TICKER: WDR SECURITY ID: 930059100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sharilyn S. Gasaway | Management | For | For |
| 1.2 | Elect Director Katherine M.A. ("Allie") Kline | Management | For | For |
| 1.3 | Elect Director Jerry W. Walton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
WALKER & DUNLOP, INC.
MEETING DATE: MAY 14, 2020 | TICKER: WD SECURITY ID: 93148P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan J. Bowers | Management | For | For |
| 1.2 | Elect Director Ellen D. Levy | Management | For | For |
| 1.3 | Elect Director Michael D. Malone | Management | For | For |
| 1.4 | Elect Director John Rice | Management | For | For |
| 1.5 | Elect Director Dana L. Schmaltz | Management | For | For |
| 1.6 | Elect Director Howard W. Smith, III | Management | For | For |
| 1.7 | Elect Director William M. Walker | Management | For | For |
| 1.8 | Elect Director Michael J. Warren | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
WASHINGTON FEDERAL, INC.
MEETING DATE: JAN 22, 2020 | TICKER: WAFD SECURITY ID: 938824109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen M. Graham | Management | For | For |
| 1.2 | Elect Director David K. Grant | Management | For | For |
| 1.3 | Elect Director Randall H. Talbot | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
WASHINGTON TRUST BANCORP, INC.
MEETING DATE: APR 28, 2020 | TICKER: WASH SECURITY ID: 940610108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John J. Bowen | Management | For | For |
| 1.2 | Elect Director Robert A. DiMuccio | Management | For | For |
| 1.3 | Elect Director Sandra Glaser Parrillo | Management | For | For |
| 2 | Ratify Crowe LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WATERSTONE FINANCIAL, INC.
MEETING DATE: MAY 19, 2020 | TICKER: WSBF SECURITY ID: 94188P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael L. Hansen | Management | For | For |
| 1.2 | Elect Director Stephen J. Schmidt | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify RSM US LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
WATFORD HOLDINGS LTD.
MEETING DATE: JUN 12, 2020 | TICKER: WTRE SECURITY ID: G94787101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Garth Lorimer Turner | Management | For | For |
| 1.2 | Elect Director Elizabeth Gile | Management | For | For |
| 1.3 | Elect Director Thomas Miller | Management | For | For |
| 2 | Elect Deborah DeCotis, Elizabeth Gile, Walter Harris, Garth Lorimer Turner, Thomas Miller, Nicolas Papadopoulo, Maamoun Rajeh and John Rathgeber as Designated Company Directors | Management | For | For |
| 3 | Approve PricewaterhouseCoopers Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
WEBSTER FINANCIAL CORPORATION
MEETING DATE: APR 23, 2020 | TICKER: WBS SECURITY ID: 947890109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William L. Atwell | Management | For | For |
| 1b | Elect Director John R. Ciulla | Management | For | For |
| 1c | Elect Director Elizabeth E. Flynn | Management | For | For |
| 1d | Elect Director E. Carol Hayles | Management | For | For |
| 1e | Elect Director Linda H. Ianieri | Management | For | For |
| 1f | Elect Director Laurence C. Morse | Management | For | For |
| 1g | Elect Director Karen R. Osar | Management | For | For |
| 1h | Elect Director Mark Pettie | Management | For | For |
| 1i | Elect Director Lauren C. States | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
WELLS FARGO & COMPANY
MEETING DATE: APR 28, 2020 | TICKER: WFC SECURITY ID: 949746101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Steven D. Black | Management | For | For |
| 1b | Elect Director Celeste A. Clark | Management | For | For |
| 1c | Elect Director Theodore F. Craver, Jr. | Management | For | For |
| 1d | Elect Director Wayne M. Hewett | Management | For | For |
| 1e | Elect Director Donald M. James | Management | For | For |
| 1f | Elect Director Maria R. Morris | Management | For | For |
| 1g | Elect Director Charles H. Noski | Management | For | For |
| 1h | Elect Director Richard B. Payne, Jr. | Management | For | For |
| 1i | Elect Director Juan A. Pujadas | Management | For | For |
| 1j | Elect Director Ronald L. Sargent | Management | For | For |
| 1k | Elect Director Charles W. Scharf | Management | For | For |
| 1l | Elect Director Suzanne M. Vautrinot | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| 5 | Report on Incentive-Based Compensation and Risks of Material Losses | Shareholder | Against | Against |
| 6 | Report on Global Median Gender Pay Gap | Shareholder | Against | Against |
| |
|---|
WESBANCO, INC.
MEETING DATE: OCT 29, 2019 | TICKER: WSBC SECURITY ID: 950810101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Issue Shares in Connection with Merger | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
WESBANCO, INC.
MEETING DATE: APR 22, 2020 | TICKER: WSBC SECURITY ID: 950810101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Crawford | Management | For | For |
| 1.2 | Elect Director Todd F. Clossin | Management | For | For |
| 1.3 | Elect Director Abigail M. Feinknopf | Management | For | For |
| 1.4 | Elect Director Denise Knouse-Snyder | Management | For | For |
| 1.5 | Elect Director Jay T. McCamic | Management | For | For |
| 1.6 | Elect Director F. Eric Nelson, Jr. | Management | For | For |
| 1.7 | Elect Director James W. Cornelsen | Management | For | For |
| 1.8 | Elect Director Gregory S. Proctor, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
| |
|---|
WESTAMERICA BANCORPORATION
MEETING DATE: APR 23, 2020 | TICKER: WABC SECURITY ID: 957090103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Etta Allen | Management | For | For |
| 1.2 | Elect Director Louis E. Bartolini | Management | For | For |
| 1.3 | Elect Director E. Joseph Bowler | Management | For | For |
| 1.4 | Elect Director Melanie Martella Chiesa | Management | For | For |
| 1.5 | Elect Director Michele Hassid | Management | For | For |
| 1.6 | Elect Director Catherine Cope MacMillan | Management | For | For |
| 1.7 | Elect Director Ronald A. Nelson | Management | For | For |
| 1.8 | Elect Director David L. Payne | Management | For | For |
| 1.9 | Elect Director Edward B. Sylvester | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Crowe LLP as Auditors | Management | For | For |
| |
|---|
WESTERN ALLIANCE BANCORPORATION
MEETING DATE: JUN 11, 2020 | TICKER: WAL SECURITY ID: 957638109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Bruce Beach | Management | For | For |
| 1b | Elect Director Juan Figuereo | Management | For | For |
| 1c | Elect Director Howard Gould | Management | For | For |
| 1d | Elect Director Steven Hilton | Management | For | For |
| 1e | Elect Director Marianne Boyd Johnson | Management | For | For |
| 1f | Elect Director Robert Latta | Management | For | For |
| 1g | Elect Director Todd Marshall | Management | For | For |
| 1h | Elect Director Adriane McFetridge | Management | For | For |
| 1i | Elect Director Michael Patriarca | Management | For | For |
| 1j | Elect Director Robert Sarver | Management | For | For |
| 1k | Elect Director Bryan Segedi | Management | For | For |
| 1l | Elect Director Donald Snyder | Management | For | For |
| 1m | Elect Director Sung Won Sohn | Management | For | For |
| 1n | Elect Director Kenneth A. Vecchione | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify RSM US LLP as Auditors | Management | For | For |
| |
|---|
WESTERN ASSET MORTGAGE CAPITAL CORPORATION
MEETING DATE: JUN 19, 2020 | TICKER: WMC SECURITY ID: 95790D105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward D. Fox | Management | For | For |
| 1.2 | Elect Director James W. Hirschmann, III | Management | For | For |
| 1.3 | Elect Director Ranjit M. Kripalani | Management | For | For |
| 1.4 | Elect Director M. Christian Mitchell | Management | For | For |
| 1.5 | Elect Director Jennifer W. Murphy | Management | For | For |
| 1.6 | Elect Director Lisa G. Quateman | Management | For | For |
| 1.7 | Elect Director Richard W. Roll | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | Three Years |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
WESTWOOD HOLDINGS GROUP, INC.
MEETING DATE: APR 29, 2020 | TICKER: WHG SECURITY ID: 961765104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian O. Casey | Management | For | For |
| 1.2 | Elect Director Richard M. Frank | Management | For | For |
| 1.3 | Elect Director Susan M. Byrne | Management | For | For |
| 1.4 | Elect Director Ellen H. Masterson | Management | For | For |
| 1.5 | Elect Director Geoffrey R. Norman | Management | For | For |
| 1.6 | Elect Director Raymond E. Wooldridge | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WHITE MOUNTAINS INSURANCE GROUP, LTD.
MEETING DATE: MAY 21, 2020 | TICKER: WTM SECURITY ID: G9618E107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director G. Manning Rountree | Management | For | For |
| 1.2 | Elect Director Mary C. Choksi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
WILLIS TOWERS WATSON PUBLIC LIMITED COMPANY
MEETING DATE: JUN 10, 2020 | TICKER: WLTW SECURITY ID: G96629103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Anna C. Catalano | Management | For | For |
| 1b | Elect Director Victor F. Ganzi | Management | For | For |
| 1c | Elect Director John J. Haley | Management | For | For |
| 1d | Elect Director Wendy E. Lane | Management | For | For |
| 1e | Elect Director Brendan R. O'Neill | Management | For | For |
| 1f | Elect Director Jaymin B. Patel | Management | For | For |
| 1g | Elect Director Linda D. Rabbitt | Management | For | For |
| 1h | Elect Director Paul D. Thomas | Management | For | For |
| 1i | Elect Director Wilhelm Zeller | Management | For | For |
| 2 | Ratify the Appointment of Deloitte & Touche LLP as Auditor and Deloitte Ireland LLP to audit the Irish Statutory Accounts, and Authorize the Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Renew the Board's Authority to Issue Shares Under Irish Law | Management | For | For |
| 5 | Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights | Management | For | For |
| |
|---|
WINTRUST FINANCIAL CORPORATION
MEETING DATE: MAY 28, 2020 | TICKER: WTFC SECURITY ID: 97650W108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter D. Crist | Management | For | For |
| 1.2 | Elect Director Bruce K. Crowther | Management | For | For |
| 1.3 | Elect Director William J. Doyle | Management | For | For |
| 1.4 | Elect Director Marla F. Glabe | Management | For | For |
| 1.5 | Elect Director H. Patrick Hackett, Jr. | Management | For | For |
| 1.6 | Elect Director Scott K. Heitmann | Management | For | For |
| 1.7 | Elect Director Deborah L. Hall Lefevre | Management | For | For |
| 1.8 | Elect Director Christopher J. Perry | Management | For | For |
| 1.9 | Elect Director Ingrid S. Stafford | Management | For | For |
| 1.10 | Elect Director Gary D. Sweeney | Management | For | For |
| 1.11 | Elect Director Karin Gustafson Teglia | Management | For | For |
| 1.12 | Elect Director Alex E. Washington, III | Management | For | For |
| 1.13 | Elect Director Edward J. Wehmer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
WISDOMTREE INVESTMENTS, INC.
MEETING DATE: JUN 18, 2020 | TICKER: WETF SECURITY ID: 97717P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Frank Salerno | Management | For | For |
| 1b | Elect Director Jonathan Steinberg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WORLD ACCEPTANCE CORPORATION
MEETING DATE: AUG 22, 2019 | TICKER: WRLD SECURITY ID: 981419104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ken R. Bramlett, Jr. | Management | For | Withhold |
| 1.2 | Elect Director R. Chad Prashad | Management | For | For |
| 1.3 | Elect Director Scott J. Vassalluzzo | Management | For | For |
| 1.4 | Elect Director Charles D. Way | Management | For | For |
| 1.5 | Elect Director Darrell E. Whitaker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify RSM US LLP as Auditors | Management | For | For |
| |
|---|
WSFS FINANCIAL CORPORATION
MEETING DATE: APR 23, 2020 | TICKER: WSFS SECURITY ID: 929328102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Eleuthere I. du Pont | Management | For | For |
| 1b | Elect Director David G. Turner | Management | For | For |
| 1c | Elect Director Mark A. Turner | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ZIONS BANCORPORATION, N.A.
MEETING DATE: MAY 01, 2020 | TICKER: ZION SECURITY ID: 989701107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jerry C. Atkin | Management | For | For |
| 1b | Elect Director Gary L. Crittenden | Management | For | For |
| 1c | Elect Director Suren K. Gupta | Management | For | For |
| 1d | Elect Director J. David Heaney | Management | For | For |
| 1e | Elect Director Vivian S. Lee | Management | For | For |
| 1f | Elect Director Scott J. McLean | Management | For | For |
| 1g | Elect Director Edward F. Murphy | Management | For | For |
| 1h | Elect Director Stephen D. Quinn | Management | For | For |
| 1i | Elect Director Harris H. Simmons | Management | For | For |
| 1j | Elect Director Aaron B. Skonnard | Management | For | For |
| 1k | Elect Director Barbara A. Yastine | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY MSCI HEALTH CARE INDEX ETF - SUB-ADVISER: BLACKROCK
07/01/2019 - 06/30/2020
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
ABBOTT LABORATORIES
MEETING DATE: APR 24, 2020 | TICKER: ABT SECURITY ID: 002824100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Alpern | Management | For | For |
| 1.2 | Elect Director Roxanne S. Austin | Management | For | For |
| 1.3 | Elect Director Sally E. Blount | Management | For | For |
| 1.4 | Elect Director Robert B. Ford | Management | For | For |
| 1.5 | Elect Director Michelle A. Kumbier | Management | For | For |
| 1.6 | Elect Director Edward M. Liddy | Management | For | For |
| 1.7 | Elect Director Darren W. McDew | Management | For | For |
| 1.8 | Elect Director Nancy McKinstry | Management | For | Withhold |
| 1.9 | Elect Director Phebe N. Novakovic | Management | For | For |
| 1.10 | Elect Director William A. Osborn | Management | For | For |
| 1.11 | Elect Director Daniel J. Starks | Management | For | For |
| 1.12 | Elect Director John G. Stratton | Management | For | For |
| 1.13 | Elect Director Glenn F. Tilton | Management | For | For |
| 1.14 | Elect Director Miles D. White | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 5 | Increase Disclosure of Compensation Adjustments | Shareholder | Against | Against |
| 6 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| 7 | Adopt Simple Majority Vote | Shareholder | Against | For |
| |
|---|
ABBVIE INC.
MEETING DATE: MAY 08, 2020 | TICKER: ABBV SECURITY ID: 00287Y109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Alpern | Management | For | For |
| 1.2 | Elect Director Edward M. Liddy | Management | For | For |
| 1.3 | Elect Director Melody B. Meyer | Management | For | For |
| 1.4 | Elect Director Frederick H. Waddell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | Shareholder | Against | Against |
| |
|---|
ABIOMED, INC.
MEETING DATE: AUG 07, 2019 | TICKER: ABMD SECURITY ID: 003654100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael R. Minogue | Management | For | For |
| 1.2 | Elect Director Martin P. Sutter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
ACADIA HEALTHCARE COMPANY, INC.
MEETING DATE: MAY 07, 2020 | TICKER: ACHC SECURITY ID: 00404A109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Wade D. Miquelon | Management | For | For |
| 1b | Elect Director William M. Petrie | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
ACADIA PHARMACEUTICALS INC.
MEETING DATE: JUN 23, 2020 | TICKER: ACAD SECURITY ID: 004225108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James M. Daly | Management | For | Withhold |
| 1.2 | Elect Director Edmund P. Harrigan | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Approve Non-Employee Director Compensation Policy | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
ACCELERATE DIAGNOSTICS, INC.
MEETING DATE: MAY 08, 2020 | TICKER: AXDX SECURITY ID: 00430H102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas D. Brown | Management | For | For |
| 1.2 | Elect Director Roland Diggelmann | Management | For | For |
| 1.3 | Elect Director Louise L. Francesconi | Management | For | For |
| 1.4 | Elect Director Mark C. Miller | Management | For | For |
| 1.5 | Elect Director John Patience | Management | For | Withhold |
| 1.6 | Elect Director Jack Phillips | Management | For | For |
| 1.7 | Elect Director Jack Schuler | Management | For | For |
| 1.8 | Elect Director Matthew W. Strobeck | Management | For | For |
| 1.9 | Elect Director Frank J.M. ten Brink | Management | For | For |
| 1.10 | Elect Director Charles Watts | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| |
|---|
ACCELERON PHARMA INC.
MEETING DATE: JUN 04, 2020 | TICKER: XLRN SECURITY ID: 00434H108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas A. McCourt | Management | For | For |
| 1b | Elect Director Francois Nader | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
ACCURAY INCORPORATED
MEETING DATE: NOV 15, 2019 | TICKER: ARAY SECURITY ID: 004397105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard R. Pettingill | Management | For | For |
| 1.2 | Elect Director Joseph E. Whitters | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
ACHILLION PHARMACEUTICALS, INC.
MEETING DATE: DEC 19, 2019 | TICKER: ACHN SECURITY ID: 00448Q201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
ADVERUM BIOTECHNOLOGIES, INC.
MEETING DATE: JUN 23, 2020 | TICKER: ADVM SECURITY ID: 00773U108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mehdi Gasmi | Management | For | For |
| 1.2 | Elect Director Mark Lupher | Management | For | For |
| 1.3 | Elect Director Scott M. Whitcup | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
AERIE PHARMACEUTICALS, INC.
MEETING DATE: JUN 11, 2020 | TICKER: AERI SECURITY ID: 00771V108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Vicente Anido, Jr. | Management | For | For |
| 1.2 | Elect Director Benjamin F. McGraw, III | Management | For | For |
| 1.3 | Elect Director Julie McHugh | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AGENUS INC.
MEETING DATE: JUN 16, 2020 | TICKER: AGEN SECURITY ID: 00847G705
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Garo H. Armen | Management | For | For |
| 1.2 | Elect Director Ulf Wiinberg | Management | For | For |
| 2 | Amend Deferred Compensation Plan | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AGILENT TECHNOLOGIES, INC.
MEETING DATE: APR 17, 2020 | TICKER: A SECURITY ID: 00846U101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Heidi Kunz | Management | For | For |
| 1.2 | Elect Director Susan H. Rataj | Management | For | For |
| 1.3 | Elect Director George A. Scangos | Management | For | For |
| 1.4 | Elect Director Dow R. Wilson | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
AGIOS PHARMACEUTICALS, INC.
MEETING DATE: MAY 28, 2020 | TICKER: AGIO SECURITY ID: 00847X104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Paul J. Clancy | Management | For | For |
| 1b | Elect Director Ian T. Clark | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
AIMMUNE THERAPEUTICS, INC.
MEETING DATE: MAY 27, 2020 | TICKER: AIMT SECURITY ID: 00900T107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brett K. Haumann | Management | For | For |
| 1.2 | Elect Director Mark D. McDade | Management | For | Withhold |
| 1.3 | Elect Director Stacey D. Seltzer | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AKEBIA THERAPEUTICS, INC.
MEETING DATE: JUN 05, 2020 | TICKER: AKBA SECURITY ID: 00972D105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Adrian Adams | Management | For | For |
| 1.2 | Elect Director Maxine Gowen | Management | For | For |
| 1.3 | Elect Director Michael Rogers | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
ALEXION PHARMACEUTICALS, INC.
MEETING DATE: MAY 13, 2020 | TICKER: ALXN SECURITY ID: 015351109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Felix J. Baker | Management | For | For |
| 1.2 | Elect Director David R. Brennan | Management | For | For |
| 1.3 | Elect Director Christopher J. Coughlin | Management | For | For |
| 1.4 | Elect Director Deborah Dunsire | Management | For | For |
| 1.5 | Elect Director Paul A. Friedman | Management | For | Against |
| 1.6 | Elect Director Ludwig N. Hantson | Management | For | For |
| 1.7 | Elect Director John T. Mollen | Management | For | For |
| 1.8 | Elect Director Francois Nader | Management | For | For |
| 1.9 | Elect Director Judith A. Reinsdorf | Management | For | For |
| 1.10 | Elect Director Andreas Rummelt | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| |
|---|
ALIGN TECHNOLOGY, INC.
MEETING DATE: MAY 20, 2020 | TICKER: ALGN SECURITY ID: 016255101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin J. Dallas | Management | For | For |
| 1.2 | Elect Director Joseph M. Hogan | Management | For | For |
| 1.3 | Elect Director Joseph Lacob | Management | For | For |
| 1.4 | Elect Director C. Raymond Larkin, Jr. | Management | For | For |
| 1.5 | Elect Director George J. Morrow | Management | For | For |
| 1.6 | Elect Director Anne M. Myong | Management | For | For |
| 1.7 | Elect Director Thomas M. Prescott | Management | For | For |
| 1.8 | Elect Director Andrea L. Saia | Management | For | For |
| 1.9 | Elect Director Greg J. Santora | Management | For | For |
| 1.10 | Elect Director Susan E. Siegel | Management | For | For |
| 1.11 | Elect Director Warren S. Thaler | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ALKERMES PLC
MEETING DATE: MAY 20, 2020 | TICKER: ALKS SECURITY ID: G01767105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shane M. Cooke | Management | For | For |
| 1.2 | Elect Director Richard B. Gaynor | Management | For | For |
| 1.3 | Elect Director Paul J. Mitchell | Management | For | For |
| 1.4 | Elect Director Richard F. Pops | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
ALLAKOS INC.
MEETING DATE: MAY 26, 2020 | TICKER: ALLK SECURITY ID: 01671P100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John McKearn | Management | For | Withhold |
| 1.2 | Elect Director Paul Walker | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | Three Years |
| |
|---|
ALLERGAN PLC
MEETING DATE: OCT 14, 2019 | TICKER: AGN SECURITY ID: G0177J108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scheme of Arrangement | Management | For | For |
| 1 | Approve Scheme of Arrangement | Management | For | For |
| 2 | Approve Cancellation of Cancellation Shares | Management | For | For |
| 3 | Authorize Board to Allot and Issue Shares | Management | For | For |
| 4 | Amend Articles of Association | Management | For | For |
| 5 | Advisory Vote on Golden Parachutes | Management | For | For |
| 6 | Adjourn Meeting | Management | For | For |
| |
|---|
ALLOGENE THERAPEUTICS, INC.
MEETING DATE: JUN 05, 2020 | TICKER: ALLO SECURITY ID: 019770106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Deborah Messemer | Management | For | For |
| 1b | Elect Director Todd Sisitsky | Management | For | For |
| 1c | Elect Director Owen Witte | Management | For | For |
| 2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC.
MEETING DATE: MAY 21, 2020 | TICKER: MDRX SECURITY ID: 01988P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Mara G. Aspinall | Management | For | For |
| 1B | Elect Director Paul M. Black | Management | For | For |
| 1C | Elect Director P. Gregory Garrison | Management | For | For |
| 1D | Elect Director Jonathan J. Judge | Management | For | Against |
| 1E | Elect Director Michael A. Klayko | Management | For | Against |
| 1F | Elect Director Dave B. Stevens | Management | For | For |
| 1G | Elect Director David D. Stevens | Management | For | Against |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ALNYLAM PHARMACEUTICALS, INC.
MEETING DATE: MAY 06, 2020 | TICKER: ALNY SECURITY ID: 02043Q107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael W. Bonney | Management | For | For |
| 1b | Elect Director John M. Maraganore | Management | For | For |
| 1c | Elect Director Phillip A. Sharp | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
AMAG PHARMACEUTICALS, INC.
MEETING DATE: JUN 02, 2020 | TICKER: AMAG SECURITY ID: 00163U106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Scott D. Myers | Management | For | For |
| 1b | Elect Director John A. Fallon | Management | For | For |
| 1c | Elect Director Paul Fonteyne | Management | For | For |
| 1d | Elect Director David Johnson | Management | For | For |
| 1e | Elect Director Kathrine O'Brien | Management | For | For |
| 1f | Elect Director Anne M. Phillips | Management | For | For |
| 1g | Elect Director Gino Santini | Management | For | For |
| 1h | Elect Director Davey S. Scoon | Management | For | For |
| 1i | Elect Director James R. Sulat | Management | For | For |
| 2 | Approve Stock Option Exchange Program | Management | For | For |
| 3 | Approve Certain Executive Employees Stock Option Exchange Program | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMEDISYS, INC.
MEETING DATE: JUN 09, 2020 | TICKER: AMED SECURITY ID: 023436108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Vickie L. Capps | Management | For | For |
| 1B | Elect Director Molly J. Coye | Management | For | For |
| 1C | Elect Director Julie D. Klapstein | Management | For | For |
| 1D | Elect Director Teresa L. Kline | Management | For | For |
| 1E | Elect Director Paul B. Kusserow | Management | For | For |
| 1F | Elect Director Richard A. Lechleiter | Management | For | For |
| 1G | Elect Director Bruce D. Perkins | Management | For | For |
| 1H | Elect Director Jeffrey A. Rideout | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMERISOURCEBERGEN CORPORATION
MEETING DATE: MAR 05, 2020 | TICKER: ABC SECURITY ID: 03073E105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ornella Barra | Management | For | For |
| 1.2 | Elect Director Steven H. Collis | Management | For | For |
| 1.3 | Elect Director D. Mark Durcan | Management | For | For |
| 1.4 | Elect Director Richard W. Gochnauer | Management | For | For |
| 1.5 | Elect Director Lon R. Greenberg | Management | For | For |
| 1.6 | Elect Director Jane E. Henney | Management | For | For |
| 1.7 | Elect Director Kathleen W. Hyle | Management | For | For |
| 1.8 | Elect Director Michael J. Long | Management | For | For |
| 1.9 | Elect Director Henry W. McGee | Management | For | For |
| 1.10 | Elect Director Dennis M. Nally | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Adopt Policy on Bonus Banking | Shareholder | Against | Against |
| |
|---|
AMGEN INC.
MEETING DATE: MAY 19, 2020 | TICKER: AMGN SECURITY ID: 031162100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Wanda M. Austin | Management | For | For |
| 1b | Elect Director Robert A. Bradway | Management | For | For |
| 1c | Elect Director Brian J. Druker | Management | For | For |
| 1d | Elect Director Robert A. Eckert | Management | For | For |
| 1e | Elect Director Greg C. Garland | Management | For | For |
| 1f | Elect Director Fred Hassan | Management | For | For |
| 1g | Elect Director Charles M. Holley, Jr. | Management | For | For |
| 1h | Elect Director Tyler Jacks | Management | For | For |
| 1i | Elect Director Ellen J. Kullman | Management | For | For |
| 1j | Elect Director Ronald D. Sugar | Management | For | For |
| 1k | Elect Director R. Sanders Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
AMICUS THERAPEUTICS, INC.
MEETING DATE: JUN 04, 2020 | TICKER: FOLD SECURITY ID: 03152W109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lynn D. Bleil | Management | For | For |
| 1.2 | Elect Director Bradley L. Campbell | Management | For | For |
| 1.3 | Elect Director Robert Essner | Management | For | For |
| 1.4 | Elect Director Ted W. Love | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMN HEALTHCARE SERVICES, INC.
MEETING DATE: APR 22, 2020 | TICKER: AMN SECURITY ID: 001744101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mark G. Foletta | Management | For | For |
| 1b | Elect Director Teri G. Fontenot | Management | For | For |
| 1c | Elect Director R. Jeffrey Harris | Management | For | For |
| 1d | Elect Director Michael M.E. Johns | Management | For | For |
| 1e | Elect Director Daphne E. Jones | Management | For | For |
| 1f | Elect Director Martha H. Marsh | Management | For | For |
| 1g | Elect Director Susan R. Salka | Management | For | For |
| 1h | Elect Director Douglas D. Wheat | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
| 5 | Approve Reduction of Threshold to Call Special Meetings to 10% of Outstanding Shares | Shareholder | Against | Against |
| |
|---|
AMNEAL PHARMACEUTICALS, INC.
MEETING DATE: MAY 05, 2020 | TICKER: AMRX SECURITY ID: 03168L105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Emily Peterson Alva | Management | For | For |
| 1b | Elect Director J. Kevin Buchi | Management | For | Against |
| 1c | Elect Director Jeff George | Management | For | Against |
| 1d | Elect Director John Kiely | Management | For | For |
| 1e | Elect Director Paul Meister | Management | For | For |
| 1f | Elect Director Ted Nark | Management | For | Against |
| 1g | Elect Director Chintu Patel | Management | For | For |
| 1h | Elect Director Chirag Patel | Management | For | For |
| 1i | Elect Director Gautam Patel | Management | For | For |
| 1j | Elect Director Shlomo Yanai | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
AMPHASTAR PHARMACEUTICALS, INC.
MEETING DATE: JUN 08, 2020 | TICKER: AMPH SECURITY ID: 03209R103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David Maris | Management | For | For |
| 1b | Elect Director Richard Koo | Management | For | For |
| 1c | Elect Director Floyd F. Petersen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
ANAPTYSBIO, INC.
MEETING DATE: JUN 19, 2020 | TICKER: ANAB SECURITY ID: 032724106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hollings Renton | Management | For | For |
| 1.2 | Elect Director John P. Schmid | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ANGIODYNAMICS, INC.
MEETING DATE: OCT 15, 2019 | TICKER: ANGO SECURITY ID: 03475V101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin J. Gould | Management | For | For |
| 1.2 | Elect Director Dennis S. Meteny | Management | For | For |
| 1.3 | Elect Director Michael E. Tarnoff | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ANI PHARMACEUTICALS, INC.
MEETING DATE: JUN 05, 2020 | TICKER: ANIP SECURITY ID: 00182C103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert E. Brown, Jr. | Management | For | For |
| 1b | Elect Director Thomas Haughey | Management | For | For |
| 1c | Elect Director David B. Nash | Management | For | For |
| 1d | Elect Director Patrick D. Walsh | Management | For | For |
| 2 | Ratify EisnerAmper LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
ANIKA THERAPEUTICS, INC.
MEETING DATE: JUN 16, 2020 | TICKER: ANIK SECURITY ID: 035255108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Susan N. Vogt | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ANTARES PHARMA, INC.
MEETING DATE: JUN 11, 2020 | TICKER: ATRS SECURITY ID: 036642106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leonard S. Jacob | Management | For | Withhold |
| 1.2 | Elect Director Peter S. Greenleaf | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
ANTHEM, INC.
MEETING DATE: MAY 21, 2020 | TICKER: ANTM SECURITY ID: 036752103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gail K. Boudreaux | Management | For | For |
| 1.2 | Elect Director R. Kerry Clark | Management | For | For |
| 1.3 | Elect Director Robert L. Dixon, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| |
|---|
APELLIS PHARMACEUTICALS, INC.
MEETING DATE: JUN 01, 2020 | TICKER: APLS SECURITY ID: 03753U106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gerald Chan | Management | For | For |
| 1.2 | Elect Director Cedric Francois | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
APOLLO MEDICAL HOLDINGS, INC.
MEETING DATE: AUG 27, 2019 | TICKER: AMEH SECURITY ID: 03763A207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Loan Agreement with AP-AMH Medical Corporation | Management | For | For |
| 2 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
APOLLO MEDICAL HOLDINGS, INC.
MEETING DATE: JUN 15, 2020 | TICKER: AMEH SECURITY ID: 03763A207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth Sim | Management | For | For |
| 1.2 | Elect Director Thomas S. Lam | Management | For | For |
| 1.3 | Elect Director Mitchell W. Kitayama | Management | For | Withhold |
| 1.4 | Elect Director David G. Schmidt | Management | For | Withhold |
| 1.5 | Elect Director Mark Fawcett | Management | For | For |
| 1.6 | Elect Director Michael F. Eng | Management | For | For |
| 1.7 | Elect Director Li Yu | Management | For | For |
| 1.8 | Elect Director Ernest A. Bates | Management | For | Withhold |
| 1.9 | Elect Director Linda Marsh | Management | For | For |
| 1.10 | Elect Director John Chiang | Management | For | For |
| 1.11 | Elect Director Matthew Mazdyasni | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
ARCUS BIOSCIENCES, INC.
MEETING DATE: JUN 04, 2020 | TICKER: RCUS SECURITY ID: 03969F109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Juan Carlos Jaen | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
ARENA PHARMACEUTICALS, INC.
MEETING DATE: JUN 12, 2020 | TICKER: ARNA SECURITY ID: 040047607
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jayson Dallas | Management | For | For |
| 1.2 | Elect Director Oliver Fetzer | Management | For | For |
| 1.3 | Elect Director Kieran T. Gallahue | Management | For | For |
| 1.4 | Elect Director Jennifer Jarrett | Management | For | For |
| 1.5 | Elect Director Amit D. Munshi | Management | For | For |
| 1.6 | Elect Director Garry A. Neil | Management | For | For |
| 1.7 | Elect Director Tina S. Nova | Management | For | For |
| 1.8 | Elect Director Manmeet S. Soni | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
ARROWHEAD PHARMACEUTICALS, INC.
MEETING DATE: MAR 19, 2020 | TICKER: ARWR SECURITY ID: 04280A100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher Anzalone | Management | For | For |
| 1.2 | Elect Director Marianne De Backer | Management | For | For |
| 1.3 | Elect Director Mauro Ferrari | Management | For | For |
| 1.4 | Elect Director Douglass Given | Management | For | For |
| 1.5 | Elect Director Michael S. Perry | Management | For | For |
| 1.6 | Elect Director William Waddill | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Ratify Rose, Snyder & Jacobs LLP as Auditors | Management | For | For |
| |
|---|
ARVINAS, INC.
MEETING DATE: JUN 03, 2020 | TICKER: ARVN SECURITY ID: 04335A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leslie V. Norwalk | Management | For | For |
| 1.2 | Elect Director Liam Ratcliffe | Management | For | For |
| 1.3 | Elect Director Timothy Shannon | Management | For | For |
| 2 | Ratify Deloitte and Touche LLP as Auditors | Management | For | For |
| |
|---|
ASSEMBLY BIOSCIENCES, INC.
MEETING DATE: JUN 11, 2020 | TICKER: ASMB SECURITY ID: 045396108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anthony E. Altig | Management | For | For |
| 1.2 | Elect Director Richard D. DiMarchi | Management | For | For |
| 1.3 | Elect Director Myron Z. Holubiak | Management | For | For |
| 1.4 | Elect Director Helen S. Kim | Management | For | Withhold |
| 1.5 | Elect Director Alan J. Lewis | Management | For | For |
| 1.6 | Elect Director Susan Mahony | Management | For | For |
| 1.7 | Elect Director John G. McHutchison | Management | For | For |
| 1.8 | Elect Director William R. Ringo, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Provide Right to Call Special Meeting | Shareholder | Against | Against |
| |
|---|
ATARA BIOTHERAPEUTICS, INC.
MEETING DATE: JUN 16, 2020 | TICKER: ATRA SECURITY ID: 046513107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pascal Touchon | Management | For | For |
| 1.2 | Elect Director Carol S. Gallagher | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
ATHENEX, INC.
MEETING DATE: JUN 05, 2020 | TICKER: ATNX SECURITY ID: 04685N103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Johnson Y.N. Lau | Management | For | For |
| 1.2 | Elect Director Jordan Kanfer | Management | For | For |
| 1.3 | Elect Director John Tiong Lu Koh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| |
|---|
ATRICURE, INC.
MEETING DATE: MAY 20, 2020 | TICKER: ATRC SECURITY ID: 04963C209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael H. Carrel | Management | For | For |
| 1b | Elect Director Mark A. Collar | Management | For | For |
| 1c | Elect Director Scott W. Drake | Management | For | For |
| 1d | Elect Director Daniel P. Florin | Management | For | For |
| 1e | Elect Director Regina E. Groves | Management | For | For |
| 1f | Elect Director B. Kristine Johnson | Management | For | For |
| 1g | Elect Director Mark R. Lanning | Management | For | For |
| 1h | Elect Director Karen N. Prange | Management | For | For |
| 1i | Elect Director Sven A. Wehrwein | Management | For | For |
| 1j | Elect Director Robert S. White | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ATRION CORPORATION
MEETING DATE: MAY 21, 2020 | TICKER: ATRI SECURITY ID: 049904105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Emile A. Battat | Management | For | For |
| 1b | Elect Director Ronald N. Spaulding | Management | For | Against |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AVANOS MEDICAL, INC.
MEETING DATE: APR 30, 2020 | TICKER: AVNS SECURITY ID: 05350V106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Heidi Kuntz | Management | For | For |
| 1b | Elect Director Joseph F. Woody | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| |
|---|
AVROBIO, INC.
MEETING DATE: JUN 04, 2020 | TICKER: AVRO SECURITY ID: 05455M100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ian Clark | Management | For | Withhold |
| 1.2 | Elect Director Annalisa Jenkins | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
AXOGEN, INC.
MEETING DATE: AUG 14, 2019 | TICKER: AXGN SECURITY ID: 05463X106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Karen Zaderej | Management | For | For |
| 1.2 | Elect Director Gregory G. Freitag | Management | For | For |
| 1.3 | Elect Director Quentin Blackford | Management | For | For |
| 1.4 | Elect Director Mark Gold | Management | For | For |
| 1.5 | Elect Director Alan M. Levine | Management | For | For |
| 1.6 | Elect Director Guido J. Neels | Management | For | For |
| 1.7 | Elect Director Robert J. Rudelius | Management | For | For |
| 1.8 | Elect Director Amy Wendell | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | Three Years |
| |
|---|
AXOGEN, INC.
MEETING DATE: MAY 28, 2020 | TICKER: AXGN SECURITY ID: 05463X106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Karen Zaderej | Management | For | For |
| 1.2 | Elect Director Gregory Freitag | Management | For | For |
| 1.3 | Elect Director Quentin S. Blackford | Management | For | For |
| 1.4 | Elect Director Mark Gold | Management | For | For |
| 1.5 | Elect Director Alan M. Levine | Management | For | For |
| 1.6 | Elect Director Guido Neels | Management | For | For |
| 1.7 | Elect Director Robert Rudelius | Management | For | For |
| 1.8 | Elect Director Amy Wendell | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AXONICS MODULATION TECHNOLOGIES, INC.
MEETING DATE: AUG 19, 2019 | TICKER: AXNX SECURITY ID: 05465P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Erik Amble | Management | For | For |
| 1.2 | Elect Director Juliet Tammenoms Bakker | Management | For | For |
| 1.3 | Elect Director Michael H. Carrel | Management | For | For |
| 1.4 | Elect Director Raymond W. Cohen | Management | For | For |
| 1.5 | Elect Director Jane E. Kiernan | Management | For | For |
| 1.6 | Elect Director Robert E. McNamara | Management | For | For |
| 1.7 | Elect Director Nancy Snyderman | Management | For | For |
| 1.8 | Elect Director Raphael Wisniewski | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
AXONICS MODULATION TECHNOLOGIES, INC.
MEETING DATE: JUN 24, 2020 | TICKER: AXNX SECURITY ID: 05465P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Raymond W. Cohen | Management | For | For |
| 1B | Elect Director Erik Amble | Management | For | For |
| 1C | Elect Director Juliet Tammenoms Bakker | Management | For | For |
| 1D | Elect Director Robert E. McNamara | Management | For | For |
| 1E | Elect Director Michael H. Carrel | Management | For | For |
| 1F | Elect Director Nancy Snyderman | Management | For | For |
| 1G | Elect Director Jane E. Kiernan | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
AXSOME THERAPEUTICS, INC.
MEETING DATE: JUN 05, 2020 | TICKER: AXSM SECURITY ID: 05464T104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mark Saad | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
BAXTER INTERNATIONAL INC.
MEETING DATE: MAY 05, 2020 | TICKER: BAX SECURITY ID: 071813109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jose "Joe" E. Almeida | Management | For | For |
| 1b | Elect Director Thomas F. Chen | Management | For | For |
| 1c | Elect Director John D. Forsyth | Management | For | For |
| 1d | Elect Director James R. Gavin, III | Management | For | For |
| 1e | Elect Director Peter S. Hellman | Management | For | For |
| 1f | Elect Director Michael F. Mahoney | Management | For | For |
| 1g | Elect Director Patricia B. Morrrison | Management | For | For |
| 1h | Elect Director Stephen N. Oesterle | Management | For | For |
| 1i | Elect Director Cathy R. Smith | Management | For | For |
| 1j | Elect Director Thomas T. Stallkamp | Management | For | For |
| 1k | Elect Director Albert P.L. Stroucken | Management | For | For |
| 1l | Elect Director Amy A. Wendell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chair | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
BECTON, DICKINSON AND COMPANY
MEETING DATE: JAN 28, 2020 | TICKER: BDX SECURITY ID: 075887109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Catherine M. Burzik | Management | For | For |
| 1.2 | Elect Director R. Andrew Eckert | Management | For | For |
| 1.3 | Elect Director Vincent A. Forlenza | Management | For | For |
| 1.4 | Elect Director Claire M. Fraser | Management | For | For |
| 1.5 | Elect Director Jeffrey W. Henderson | Management | For | For |
| 1.6 | Elect Director Christopher Jones | Management | For | For |
| 1.7 | Elect Director Marshall O. Larsen | Management | For | For |
| 1.8 | Elect Director David F. Melcher | Management | For | For |
| 1.9 | Elect Director Thomas E. Polen | Management | For | For |
| 1.10 | Elect Director Claire Pomeroy | Management | For | For |
| 1.11 | Elect Director Rebecca W. Rimel | Management | For | For |
| 1.12 | Elect Director Timothy M. Ring | Management | For | For |
| 1.13 | Elect Director Bertram L. Scott | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| |
|---|
BIO-RAD LABORATORIES, INC.
MEETING DATE: APR 28, 2020 | TICKER: BIO SECURITY ID: 090572207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Arnold A. Pinkston | Management | For | For |
| 1.2 | Elect Director Melinda Litherland | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BIO-TECHNE CORPORATION
MEETING DATE: OCT 24, 2019 | TICKER: TECH SECURITY ID: 09073M104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Nine | Management | For | For |
| 2a | Elect Director Robert V. Baumgartner | Management | For | Against |
| 2b | Elect Director John L. Higgins | Management | For | Against |
| 2c | Elect Director Joseph D. Keegan | Management | For | For |
| 2d | Elect Director Charles R. Kummeth | Management | For | For |
| 2e | Elect Director Roeland Nusse | Management | For | For |
| 2f | Elect Director Alpna Seth | Management | For | For |
| 2g | Elect Director Randolph C. Steer | Management | For | For |
| 2h | Elect Director Rupert Vessey | Management | For | For |
| 2i | Elect Director Harold J. Wiens | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
BIOCRYST PHARMACEUTICALS, INC.
MEETING DATE: MAY 12, 2020 | TICKER: BCRX SECURITY ID: 09058V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George B. Abercrombie | Management | For | For |
| 1.2 | Elect Director Theresa M. Heggie | Management | For | For |
| 1.3 | Elect Director Jon P. Stonehouse | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
BIOGEN INC.
MEETING DATE: JUN 03, 2020 | TICKER: BIIB SECURITY ID: 09062X103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Alexander J. Denner | Management | For | For |
| 1b | Elect Director Caroline D. Dorsa | Management | For | For |
| 1c | Elect Director William A. Hawkins | Management | For | For |
| 1d | Elect Director Nancy L. Leaming | Management | For | For |
| 1e | Elect Director Jesus B. Mantas | Management | For | For |
| 1f | Elect Director Richard C. Mulligan | Management | For | For |
| 1g | Elect Director Robert W. Pangia | Management | For | For |
| 1h | Elect Director Stelios Papadopoulos | Management | For | For |
| 1i | Elect Director Brian S. Posner | Management | For | For |
| 1j | Elect Director Eric K. Rowinsky | Management | For | For |
| 1k | Elect Director Stephen A. Sherwin | Management | For | For |
| 1l | Elect Director Michel Vounatsos | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BIOHAVEN PHARMACEUTICAL HOLDING COMPANY LTD.
MEETING DATE: APR 30, 2020 | TICKER: BHVN SECURITY ID: G11196105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Declan Doogan | Management | For | Against |
| 1b | Elect Director Vlad Coric | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BIOMARIN PHARMACEUTICAL INC.
MEETING DATE: MAY 27, 2020 | TICKER: BMRN SECURITY ID: 09061G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
| 1.2 | Elect Director Elizabeth McKee Anderson | Management | For | For |
| 1.3 | Elect Director Willard Dere | Management | For | For |
| 1.4 | Elect Director Michael Grey | Management | For | For |
| 1.5 | Elect Director Elaine J. Heron | Management | For | For |
| 1.6 | Elect Director Robert J. Hombach | Management | For | For |
| 1.7 | Elect Director V. Bryan Lawlis | Management | For | For |
| 1.8 | Elect Director Richard A. Meier | Management | For | For |
| 1.9 | Elect Director David E.I. Pyott | Management | For | For |
| 1.10 | Elect Director Dennis J. Slamon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BIOSPECIFICS TECHNOLOGIES CORP.
MEETING DATE: JUN 12, 2020 | TICKER: BSTC SECURITY ID: 090931106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jennifer Chao | Management | For | For |
| 1.2 | Elect Director Mark Wegman | Management | For | For |
| 1.3 | Elect Director Toby Wegman | Management | For | For |
| 2 | Ratify EisnerAmper LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Shareholder Rights Plan (Poison Pill) | Management | For | Against |
| 5 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
BIOTELEMETRY, INC.
MEETING DATE: MAY 08, 2020 | TICKER: BEAT SECURITY ID: 090672106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph H. Capper | Management | For | For |
| 1.2 | Elect Director Joseph A. Frick | Management | For | For |
| 1.3 | Elect Director Colin Hill | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
BLUEBIRD BIO, INC.
MEETING DATE: JUN 18, 2020 | TICKER: BLUE SECURITY ID: 09609G100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Nick Leschly | Management | For | For |
| 1b | Elect Director Douglas A. Melton | Management | For | For |
| 1c | Elect Director Mark Vachon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
BLUEPRINT MEDICINES CORPORATION
MEETING DATE: JUN 23, 2020 | TICKER: BPMC SECURITY ID: 09627Y109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alexis Borisy | Management | For | For |
| 1.2 | Elect Director Charles A. Rowland, Jr. | Management | For | For |
| 1.3 | Elect Director Lonnel Coats | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
BOSTON SCIENTIFIC CORPORATION
MEETING DATE: MAY 07, 2020 | TICKER: BSX SECURITY ID: 101137107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Nelda J. Connors | Management | For | For |
| 1b | Elect Director Charles J. Dockendorff | Management | For | For |
| 1c | Elect Director Yoshiaki Fujimori | Management | For | For |
| 1d | Elect Director Donna A. James | Management | For | For |
| 1e | Elect Director Edward J. Ludwig | Management | For | For |
| 1f | Elect Director Stephen P. MacMillan | Management | For | For |
| 1g | Elect Director Michael F. Mahoney | Management | For | For |
| 1h | Elect Director David J. Roux | Management | For | For |
| 1i | Elect Director John E. Sununu | Management | For | For |
| 1j | Elect Director Ellen M. Zane | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Report on Non-Management Employee Representation on the Board of Directors | Shareholder | Against | Against |
| |
|---|
BRISTOL-MYERS SQUIBB COMPANY
MEETING DATE: MAY 05, 2020 | TICKER: BMY SECURITY ID: 110122108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Peter J. Arduini | Management | For | For |
| 1B | Elect Director Robert Bertolini | Management | For | For |
| 1C | Elect Director Michael W. Bonney | Management | For | For |
| 1D | Elect Director Giovanni Caforio | Management | For | For |
| 1E | Elect Director Matthew W. Emmens | Management | For | For |
| 1F | Elect Director Julia A. Haller | Management | For | For |
| 1G | Elect Director Dinesh C. Paliwal | Management | For | For |
| 1H | Elect Director Theodore R. Samuels | Management | For | For |
| 1I | Elect Director Vicki L. Sato | Management | For | For |
| 1J | Elect Director Gerald L. Storch | Management | For | For |
| 1K | Elect Director Karen H. Vousden | Management | For | For |
| 1L | Elect Director Phyllis R. Yale | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
BROOKDALE SENIOR LIVING INC.
MEETING DATE: OCT 29, 2019 | TICKER: BKD SECURITY ID: 112463104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Victoria L. Freed | Management | For | For |
| 1.2 | Elect Director Guy P. Sansone | Management | For | For |
| 2 | Amend Certificate of Incorporation to Accelerate Annual Elections of Class II Directors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
BROOKDALE SENIOR LIVING INC.
MEETING DATE: JUN 30, 2020 | TICKER: BKD SECURITY ID: 112463104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Lucinda M. Baier | Management | For | For |
| 1B | Elect Director Frank M. Bumstead | Management | For | For |
| 1C | Elect Director Lee S. Wielansky | Management | For | For |
| 1D | Elect Director Jordan R. Asher | Management | For | For |
| 1E | Elect Director Victoria L. Freed | Management | For | For |
| 1F | Elect Director Guy P. Sansone | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
BRUKER CORPORATION
MEETING DATE: MAY 21, 2020 | TICKER: BRKR SECURITY ID: 116794108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cynthia M. Friend | Management | For | For |
| 1.2 | Elect Director Marc A. Kastner | Management | For | For |
| 1.3 | Elect Director Hermann Requardt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
CAMBREX CORPORATION
MEETING DATE: OCT 23, 2019 | TICKER: CBM SECURITY ID: 132011107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
CANTEL MEDICAL CORP.
MEETING DATE: DEC 18, 2019 | TICKER: CMD SECURITY ID: 138098108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Charles M. Diker | Management | For | For |
| 1b | Elect Director Alan R. Batkin | Management | For | For |
| 1c | Elect Director Ann E. Berman | Management | For | For |
| 1d | Elect Director Mark N. Diker | Management | For | For |
| 1e | Elect Director Anthony B. Evnin | Management | For | For |
| 1f | Elect Director Laura L. Forese | Management | For | For |
| 1g | Elect Director George L. Fotiades | Management | For | For |
| 1h | Elect Director Ronnie Myers | Management | For | For |
| 1i | Elect Director Karen N. Prange | Management | For | For |
| 1j | Elect Director Peter J. Pronovost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
CARA THERAPEUTICS, INC.
MEETING DATE: JUN 04, 2020 | TICKER: CARA SECURITY ID: 140755109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Derek Chalmers | Management | For | For |
| 1.2 | Elect Director Martin Vogelbaum | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
CARDINAL HEALTH, INC.
MEETING DATE: NOV 06, 2019 | TICKER: CAH SECURITY ID: 14149Y108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Colleen F. Arnold | Management | For | For |
| 1.2 | Elect Director Carrie S. Cox | Management | For | For |
| 1.3 | Elect Director Calvin Darden | Management | For | For |
| 1.4 | Elect Director Bruce L. Downey | Management | For | Against |
| 1.5 | Elect Director Patricia A. Hemingway Hall | Management | For | Against |
| 1.6 | Elect Director Akhil Johri | Management | For | For |
| 1.7 | Elect Director Michael C. Kaufmann | Management | For | For |
| 1.8 | Elect Director Gregory B. Kenny | Management | For | Against |
| 1.9 | Elect Director Nancy Killefer | Management | For | For |
| 1.10 | Elect Director J. Michael Losh | Management | For | For |
| 1.11 | Elect Director Dean A. Scarborough | Management | For | For |
| 1.12 | Elect Director John H. Weiland | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CARDIOVASCULAR SYSTEMS, INC.
MEETING DATE: NOV 13, 2019 | TICKER: CSII SECURITY ID: 141619106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Scott R. Ward | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CAREDX, INC.
MEETING DATE: JUN 17, 2020 | TICKER: CDNA SECURITY ID: 14167L103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael D. Goldberg | Management | For | Withhold |
| 1b | Elect Director Peter Maag | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
CATALENT, INC.
MEETING DATE: OCT 30, 2019 | TICKER: CTLT SECURITY ID: 148806102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Madhavan "Madhu" Balachandran | Management | For | For |
| 1b | Elect Director J. Martin Carroll | Management | For | For |
| 1c | Elect Director John J. Greisch | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CENTENE CORPORATION
MEETING DATE: APR 28, 2020 | TICKER: CNC SECURITY ID: 15135B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael F. Neidorff | Management | For | For |
| 1b | Elect Director H. James Dallas | Management | For | For |
| 1c | Elect Director Robert K. Ditmore | Management | For | Against |
| 1d | Elect Director Richard A. Gephardt | Management | For | Against |
| 1e | Elect Director Lori J. Robinson | Management | For | For |
| 1f | Elect Director William L. Trubeck | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Report on Political Contributions Disclosure | Shareholder | Against | Against |
| 6 | Eliminate Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
CERNER CORPORATION
MEETING DATE: MAY 22, 2020 | TICKER: CERN SECURITY ID: 156782104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Julie L. Gerberding | Management | For | For |
| 1b | Elect Director Brent Shafer | Management | For | For |
| 1c | Elect Director William D. Zollars | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Amend Advance Notice Provisions | Management | For | For |
| |
|---|
CERUS CORPORATION
MEETING DATE: JUN 03, 2020 | TICKER: CERS SECURITY ID: 157085101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy B. Anderson | Management | For | For |
| 1.2 | Elect Director William M. Greenman | Management | For | For |
| 1.3 | Elect Director Timothy L. Moore | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| |
|---|
CHARLES RIVER LABORATORIES INTERNATIONAL, INC.
MEETING DATE: MAY 06, 2020 | TICKER: CRL SECURITY ID: 159864107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James C. Foster | Management | For | For |
| 1.2 | Elect Director Nancy C. Andrews | Management | For | For |
| 1.3 | Elect Director Robert J. Bertolini | Management | For | For |
| 1.4 | Elect Director Stephen D. Chubb | Management | For | For |
| 1.5 | Elect Director Deborah T. Kochevar | Management | For | For |
| 1.6 | Elect Director Martin W. MacKay | Management | For | For |
| 1.7 | Elect Director George E. Massaro | Management | For | For |
| 1.8 | Elect Director George M. Milne, Jr. | Management | For | For |
| 1.9 | Elect Director C. Richard Reese | Management | For | For |
| 1.10 | Elect Director Richard F. Wallman | Management | For | For |
| 1.11 | Elect Director Virginia M. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
CHEMED CORPORATION
MEETING DATE: MAY 18, 2020 | TICKER: CHE SECURITY ID: 16359R103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin J. McNamara | Management | For | For |
| 1.2 | Elect Director Ron DeLyons | Management | For | For |
| 1.3 | Elect Director Joel F. Gemunder | Management | For | Against |
| 1.4 | Elect Director Patrick P. Grace | Management | For | Against |
| 1.5 | Elect Director Christopher J. Heaney | Management | For | For |
| 1.6 | Elect Director Thomas C. Hutton | Management | For | For |
| 1.7 | Elect Director Andrea R. Lindell | Management | For | For |
| 1.8 | Elect Director Thomas P. Rice | Management | For | For |
| 1.9 | Elect Director Donald E. Saunders | Management | For | For |
| 1.10 | Elect Director George J. Walsh, III | Management | For | Against |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Against |
| |
|---|
CHEMOCENTRYX, INC.
MEETING DATE: MAY 21, 2020 | TICKER: CCXI SECURITY ID: 16383L106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas A. Edwards | Management | For | For |
| 1b | Elect Director Rita I. Jain | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
CIGNA CORPORATION
MEETING DATE: APR 22, 2020 | TICKER: CI SECURITY ID: 125523100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David M. Cordani | Management | For | For |
| 1.2 | Elect Director William J. DeLaney | Management | For | For |
| 1.3 | Elect Director Eric J. Foss | Management | For | For |
| 1.4 | Elect Director Elder Granger | Management | For | For |
| 1.5 | Elect Director Isaiah Harris, Jr. | Management | For | For |
| 1.6 | Elect Director Roman Martinez, IV | Management | For | For |
| 1.7 | Elect Director Kathleen M. Mazzarella | Management | For | For |
| 1.8 | Elect Director Mark B. McClellan | Management | For | For |
| 1.9 | Elect Director John M. Partridge | Management | For | For |
| 1.10 | Elect Director William L. Roper | Management | For | For |
| 1.11 | Elect Director Eric C. Wiseman | Management | For | For |
| 1.12 | Elect Director Donna F. Zarcone | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| 5 | Report on Gender Pay Gap | Shareholder | Against | Against |
| |
|---|
CODEXIS, INC.
MEETING DATE: JUN 16, 2020 | TICKER: CDXS SECURITY ID: 192005106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephen G. Dilly | Management | For | For |
| 1b | Elect Director Alison Moore | Management | For | For |
| 1c | Elect Director Patrick Y. Yang | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COHERUS BIOSCIENCES, INC.
MEETING DATE: MAY 22, 2020 | TICKER: CHRS SECURITY ID: 19249H103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis M. Lanfear | Management | For | For |
| 1.2 | Elect Director Mats Wahlstrom | Management | For | Withhold |
| 1.3 | Elect Director James I. Healy | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COLLEGIUM PHARMACEUTICAL, INC.
MEETING DATE: MAY 20, 2020 | TICKER: COLL SECURITY ID: 19459J104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph Ciaffoni | Management | For | For |
| 1.2 | Elect Director Michael Heffernan | Management | For | For |
| 1.3 | Elect Director Gino Santini | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement to Amend Bylaws | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
COMMUNITY HEALTH SYSTEMS, INC.
MEETING DATE: MAY 12, 2020 | TICKER: CYH SECURITY ID: 203668108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John A. Clerico | Management | For | For |
| 1b | Elect Director Michael Dinkins | Management | For | For |
| 1c | Elect Director James S. Ely, III | Management | For | For |
| 1d | Elect Director John A. Fry | Management | For | For |
| 1e | Elect Director Tim L. Hingtgen | Management | For | For |
| 1f | Elect Director Elizabeth T. Hirsch | Management | For | For |
| 1g | Elect Director William Norris Jennings | Management | For | For |
| 1h | Elect Director K. Ranga Krishnan | Management | For | For |
| 1i | Elect Director Julia B. North | Management | For | For |
| 1j | Elect Director Wayne T. Smith | Management | For | For |
| 1k | Elect Director H. James Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
COMPUTER PROGRAMS AND SYSTEMS, INC.
MEETING DATE: APR 30, 2020 | TICKER: CPSI SECURITY ID: 205306103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Regina M. Benjamin | Management | For | For |
| 1.2 | Elect Director David A. Dye | Management | For | For |
| 1.3 | Elect Director Christopher T. Hjelm | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
CONMED CORPORATION
MEETING DATE: MAY 21, 2020 | TICKER: CNMD SECURITY ID: 207410101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Bronson | Management | For | For |
| 1.2 | Elect Director Brian P. Concannon | Management | For | For |
| 1.3 | Elect Director LaVerne Council | Management | For | For |
| 1.4 | Elect Director Charles M. Farkas | Management | For | For |
| 1.5 | Elect Director Martha Goldberg Aronson | Management | For | For |
| 1.6 | Elect Director Curt R. Hartman | Management | For | For |
| 1.7 | Elect Director Jerome J. Lande | Management | For | For |
| 1.8 | Elect Director Barbara J. Schwarzentraub | Management | For | For |
| 1.9 | Elect Director Mark E. Tryniski | Management | For | For |
| 1.10 | Elect Director John L. Workman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Change State of Incorporation from New York to Delaware | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Management | For | For |
| 6 | Approve Exculpation Provision Regarding Limitations on Liability of Directors | Management | For | For |
| 7 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 8 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
CORCEPT THERAPEUTICS INCORPORATED
MEETING DATE: MAY 27, 2020 | TICKER: CORT SECURITY ID: 218352102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James N. Wilson | Management | For | For |
| 1.2 | Elect Director Gregg Alton | Management | For | For |
| 1.3 | Elect Director G. Leonard Baker, Jr. | Management | For | For |
| 1.4 | Elect Director Joseph K. Belanoff | Management | For | For |
| 1.5 | Elect Director David L. Mahoney | Management | For | For |
| 1.6 | Elect Director Kimberly Park | Management | For | For |
| 1.7 | Elect Director Daniel N. Swisher, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CORVEL CORPORATION
MEETING DATE: AUG 08, 2019 | TICKER: CRVL SECURITY ID: 221006109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director V. Gordon Clemons | Management | For | For |
| 1.2 | Elect Director Steven J. Hamerslag | Management | For | Withhold |
| 1.3 | Elect Director Alan R. Hoops | Management | For | For |
| 1.4 | Elect Director R. Judd Jessup | Management | For | For |
| 1.5 | Elect Director Jean H. Macino | Management | For | For |
| 1.6 | Elect Director Jeffrey J. Michael | Management | For | Withhold |
| 2 | Ratify Haskell & White LLP as Auditors | Management | For | For |
| 3 | Report on Equal Employment Opportunity Policy | Shareholder | Against | For |
| |
|---|
COVETRUS, INC.
MEETING DATE: MAY 13, 2020 | TICKER: CVET SECURITY ID: 22304C100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sandra L. Helton | Management | For | For |
| 1.2 | Elect Director Sharon Wienbar | Management | For | For |
| 1.3 | Elect Director Benjamin Wolin | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
CRINETICS PHARMACEUTICALS, INC.
MEETING DATE: JUN 19, 2020 | TICKER: CRNX SECURITY ID: 22663K107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Weston Nichols | Management | For | For |
| 1.2 | Elect Director Stephanie S. Okey | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
CRISPR THERAPEUTICS AG
MEETING DATE: JUN 11, 2020 | TICKER: CRSP SECURITY ID: H17182108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Treatment of Net Loss | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4a | Reelect Rodger Novak as Director and Board Chairman | Management | For | For |
| 4b | Reelect Director Samarth Kulkarni | Management | For | For |
| 4c | Reelect Director Ali Behbahani | Management | For | Against |
| 4d | Reelect Director Bradley Bolzon | Management | For | For |
| 4e | Reelect Director Simeon J. George | Management | For | For |
| 4f | Reelect Director John T. Greene | Management | For | For |
| 4g | Reelect Director Katherine A. High | Management | For | For |
| 4h | Elect Director Douglas A. Treco | Management | For | For |
| 5a | Elect Ali Behbahan as Member of the Compensation Committee | Management | For | Against |
| 5b | Reelect Simeon J. George as Member of the Compensation Committee | Management | For | Against |
| 5c | Reelect John T. Greene as Member of the Compensation Committee | Management | For | Against |
| 6a | Approve Remuneration of Directors in the Amount of USD 320,000 | Management | For | For |
| 6b | Approve Remuneration of Directors in the Amount of USD 5,911,650 | Management | For | Against |
| 6c | Approve Remuneration of Executive Committee in the Amount of USD 3,393,795 | Management | For | Against |
| 6d | Approve Remuneration of Executive Committee in the Amount of USD 2,379,619 | Management | For | Against |
| 6e | Approve Remuneration of Executive Committee in the Amount of USD 53,069,700 | Management | For | Against |
| 7 | Amend Pool of Conditional Capital for Employee Benefit Plans | Management | For | Against |
| 8 | Amend Omnibus Stock Plan | Management | For | Against |
| 9 | Approve CHF 915,548 Increase in Authorized Capital | Management | For | Against |
| 10 | Designate Marius Meier as Independent Proxy | Management | For | For |
| 11 | Ratify Ernst & Young LLP as Auditor and Ernst & Young AG as Statutory Auditor | Management | For | For |
| 12 | Transact Other Business (Voting) | Management | For | Abstain |
| |
|---|
CROSS COUNTRY HEALTHCARE, INC.
MEETING DATE: MAY 19, 2020 | TICKER: CCRN SECURITY ID: 227483104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kevin C. Clark | Management | For | For |
| 1b | Elect Director W. Larry Cash | Management | For | For |
| 1c | Elect Director Thomas C. Dircks | Management | For | For |
| 1d | Elect Director Gale Fitzgerald | Management | For | For |
| 1e | Elect Director Darrell S. Freeman, Sr. | Management | For | For |
| 1f | Elect Director Janice E. Nevin | Management | For | For |
| 1g | Elect Director Mark Perlberg | Management | For | For |
| 1h | Elect Director Joseph A. Trunfio | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CRYOLIFE, INC.
MEETING DATE: MAY 20, 2020 | TICKER: CRY SECURITY ID: 228903100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas F. Ackerman | Management | For | For |
| 1.2 | Elect Director Daniel J. Bevevino | Management | For | For |
| 1.3 | Elect Director Marna P. Borgstrom | Management | For | For |
| 1.4 | Elect Director James W. Bullock | Management | For | For |
| 1.5 | Elect Director Jeffrey H. Burbank | Management | For | For |
| 1.6 | Elect Director J. Patrick Mackin | Management | For | For |
| 1.7 | Elect Director Ronald D. McCall | Management | For | Withhold |
| 1.8 | Elect Director Harvey Morgan | Management | For | For |
| 1.9 | Elect Director Jon W. Salveson | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
CRYOPORT, INC.
MEETING DATE: MAY 01, 2020 | TICKER: CYRX SECURITY ID: 229050307
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard Berman | Management | For | Withhold |
| 1.2 | Elect Director Daniel M. Hancock | Management | For | For |
| 1.3 | Elect Director Robert Hariri | Management | For | For |
| 1.4 | Elect Director Ramkumar Mandalam | Management | For | Withhold |
| 1.5 | Elect Director Jerrell W. Shelton | Management | For | For |
| 1.6 | Elect Director Edward J. Zecchini | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
CUTERA, INC.
MEETING DATE: JUN 15, 2020 | TICKER: CUTR SECURITY ID: 232109108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory A. Barrett | Management | For | Withhold |
| 1.2 | Elect Director David H. Mowry | Management | For | For |
| 1.3 | Elect Director Timothy J. O'Shea | Management | For | Withhold |
| 1.4 | Elect Director J. Daniel Plants | Management | For | For |
| 1.5 | Elect Director Joseph E. Whitters | Management | For | For |
| 1.6 | Elect Director Katherine S. Zanotti | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
CVS HEALTH CORPORATION
MEETING DATE: MAY 14, 2020 | TICKER: CVS SECURITY ID: 126650100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Fernando Aguirre | Management | For | For |
| 1b | Elect Director C. David Brown, II | Management | For | Against |
| 1c | Elect Director Alecia A. DeCoudreaux | Management | For | For |
| 1d | Elect Director Nancy-Ann M. DeParle | Management | For | For |
| 1e | Elect Director David W. Dorman | Management | For | Against |
| 1f | Elect Director Roger N. Farah | Management | For | For |
| 1g | Elect Director Anne M. Finucane | Management | For | For |
| 1h | Elect Director Edward J. Ludwig | Management | For | For |
| 1i | Elect Director Larry J. Merlo | Management | For | For |
| 1j | Elect Director Jean-Pierre Millon | Management | For | For |
| 1k | Elect Director Mary L. Schapiro | Management | For | For |
| 1l | Elect Director William C. Weldon | Management | For | For |
| 1m | Elect Director Tony L. White | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Amend Shareholder Written Consent Provisions | Shareholder | Against | Against |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
CYCLERION THERAPEUTICS, INC.
MEETING DATE: JUN 16, 2020 | TICKER: CYCN SECURITY ID: 23255M105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin Churchwell | Management | For | For |
| 1.2 | Elect Director George Conrades | Management | For | For |
| 1.3 | Elect Director Marsha Fanucci | Management | For | For |
| 1.4 | Elect Director Peter M. Hecht | Management | For | For |
| 1.5 | Elect Director Ole Isacson | Management | For | For |
| 1.6 | Elect Director Stephanie Lovell | Management | For | For |
| 1.7 | Elect Director Terrance McGuire | Management | For | For |
| 1.8 | Elect Director Michael Mendelsohn | Management | For | For |
| 1.9 | Elect Director Amy Schulman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
CYMABAY THERAPEUTICS, INC.
MEETING DATE: JUN 23, 2020 | TICKER: CBAY SECURITY ID: 23257D103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sujal Shah | Management | For | For |
| 1.2 | Elect Director Caroline Loewy | Management | For | For |
| 1.3 | Elect Director Paul F. Truex | Management | For | For |
| 1.4 | Elect Director Kurt von Emster | Management | For | For |
| 1.5 | Elect Director Robert J. Wills | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
CYTOKINETICS, INCORPORATED
MEETING DATE: MAY 13, 2020 | TICKER: CYTK SECURITY ID: 23282W605
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director L. Patrick Gage | Management | For | Withhold |
| 1.2 | Elect Director Edward M. Kaye | Management | For | For |
| 1.3 | Elect Director Wendell Wierenga | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CYTOMX THERAPEUTICS, INC.
MEETING DATE: JUN 17, 2020 | TICKER: CTMX SECURITY ID: 23284F105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Frederick W. Gluck | Management | For | Against |
| 1b | Elect Director Matthew P. Young | Management | For | For |
| 1c | Elect Director Elaine V. Jones | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DANAHER CORPORATION
MEETING DATE: MAY 05, 2020 | TICKER: DHR SECURITY ID: 235851102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Linda Hefner Filler | Management | For | For |
| 1.2 | Elect Director Thomas P. Joyce, Jr. | Management | For | For |
| 1.3 | Elect Director Teri List-Stoll | Management | For | For |
| 1.4 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
| 1.5 | Elect Director Jessica L. Mega | Management | For | For |
| 1.6 | Elect Director Pardis C. Sabeti | Management | For | For |
| 1.7 | Elect Director Mitchell P. Rales | Management | For | For |
| 1.8 | Elect Director Steven M. Rales | Management | For | For |
| 1.9 | Elect Director John T. Schwieters | Management | For | For |
| 1.10 | Elect Director Alan G. Spoon | Management | For | For |
| 1.11 | Elect Director Raymond C. Stevens | Management | For | For |
| 1.12 | Elect Director Elias A. Zerhouni | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| |
|---|
DAVITA INC.
MEETING DATE: JAN 23, 2020 | TICKER: DVA SECURITY ID: 23918K108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
DAVITA INC.
MEETING DATE: JUN 11, 2020 | TICKER: DVA SECURITY ID: 23918K108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Pamela M. Arway | Management | For | For |
| 1b | Elect Director Charles G. Berg | Management | For | For |
| 1c | Elect Director Barbara J. Desoer | Management | For | For |
| 1d | Elect Director Pascal Desroches | Management | For | For |
| 1e | Elect Director Paul J. Diaz | Management | For | For |
| 1f | Elect Director John M. Nehra | Management | For | For |
| 1g | Elect Director Javier J. Rodriguez | Management | For | For |
| 1h | Elect Director Phyllis R. Yale | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Against |
| |
|---|
DECIPHERA PHARMACEUTICALS, INC.
MEETING DATE: JUN 10, 2020 | TICKER: DCPH SECURITY ID: 24344T101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patricia L. Allen | Management | For | For |
| 1.2 | Elect Director Edward J. Benz, Jr. | Management | For | For |
| 1.3 | Elect Director Dennis L. Walsh | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
DENALI THERAPEUTICS INC.
MEETING DATE: JUN 03, 2020 | TICKER: DNLI SECURITY ID: 24823R105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Schenkein | Management | For | For |
| 1.2 | Elect Director Jennifer Cook | Management | For | For |
| 1.3 | Elect Director Ryan J. Watts | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
DENTSPLY SIRONA INC.
MEETING DATE: MAY 20, 2020 | TICKER: XRAY SECURITY ID: 24906P109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael C. Alfano | Management | For | For |
| 1b | Elect Director Eric K. Brandt | Management | For | For |
| 1c | Elect Director Donald M. Casey, Jr. | Management | For | For |
| 1d | Elect Director Willie A. Deese | Management | For | For |
| 1e | Elect Director Betsy D. Holden | Management | For | For |
| 1f | Elect Director Arthur D. Kowaloff | Management | For | For |
| 1g | Elect Director Harry M. Jansen Kraemer, Jr. | Management | For | For |
| 1h | Elect Director Gregory T. Lucier | Management | For | For |
| 1i | Elect Director Francis J. Lunger | Management | For | For |
| 1j | Elect Director Leslie F. Varon | Management | For | For |
| 1k | Elect Director Janet S. Vergis | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DEXCOM, INC.
MEETING DATE: MAY 21, 2020 | TICKER: DXCM SECURITY ID: 252131107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard A. Collins | Management | For | For |
| 1b | Elect Director Mark G. Foletta | Management | For | For |
| 1c | Elect Director Eric J. Topol | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DICERNA PHARMACEUTICALS, INC.
MEETING DATE: JUN 15, 2020 | TICKER: DRNA SECURITY ID: 253031108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Douglas M. Fambrough, III | Management | For | For |
| 1b | Elect Director J. Kevin Buchi | Management | For | For |
| 1c | Elect Director Steven Doberstein | Management | For | For |
| 1d | Elect Director Martin Freed | Management | For | For |
| 1e | Elect Director Patrick Gray | Management | For | For |
| 1f | Elect Director Stephen J. Hoffman | Management | For | For |
| 1g | Elect Director Adam M. Koppel | Management | For | For |
| 1h | Elect Director Marc Kozin | Management | For | For |
| 1i | Elect Director Anna Protopapas | Management | For | For |
| 1j | Elect Director Cynthia Smith | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
DYNAVAX TECHNOLOGIES CORPORATION
MEETING DATE: MAY 28, 2020 | TICKER: DVAX SECURITY ID: 268158201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel L. Kisner | Management | For | For |
| 1.2 | Elect Director Natale Ricciardi | Management | For | For |
| 1.3 | Elect Director Ryan Spencer | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
EAGLE PHARMACEUTICALS, INC.
MEETING DATE: JUN 23, 2020 | TICKER: EGRX SECURITY ID: 269796108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven B. Ratoff | Management | For | For |
| 1.2 | Elect Director Robert Glenning | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EDITAS MEDICINE, INC.
MEETING DATE: JUN 10, 2020 | TICKER: EDIT SECURITY ID: 28106W103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James C. Mullen | Management | For | For |
| 1.2 | Elect Director Akshay K. Vaishnaw | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
EDWARDS LIFESCIENCES CORPORATION
MEETING DATE: MAY 07, 2020 | TICKER: EW SECURITY ID: 28176E108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael A. Mussallem | Management | For | For |
| 1b | Elect Director Kieran T. Gallahue | Management | For | For |
| 1c | Elect Director Leslie S. Heisz | Management | For | For |
| 1d | Elect Director William J. Link | Management | For | For |
| 1e | Elect Director Steven R. Loranger | Management | For | For |
| 1f | Elect Director Martha H. Marsh | Management | For | For |
| 1g | Elect Director Ramona Sequeira | Management | For | For |
| 1h | Elect Director Nicholas J. Valeriani | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Approve Stock Split | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
EIDOS THERAPEUTICS, INC.
MEETING DATE: MAY 27, 2020 | TICKER: EIDX SECURITY ID: 28249H104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Neil Kumar | Management | For | For |
| 1b | Elect Director Eric Aguiar | Management | For | Withhold |
| 1c | Elect Director William Lis | Management | For | For |
| 1d | Elect Director Ali Satvat | Management | For | For |
| 1e | Elect Director Rajeev Shah | Management | For | For |
| 1f | Elect Director Uma Sinha | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
ELANCO ANIMAL HEALTH INCORPORATED
MEETING DATE: MAY 21, 2020 | TICKER: ELAN SECURITY ID: 28414H103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael J. Harrington | Management | For | For |
| 1b | Elect Director Deborah T. Kochevar | Management | For | For |
| 1c | Elect Director Kirk P. McDonald | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ELI LILLY AND COMPANY
MEETING DATE: MAY 04, 2020 | TICKER: LLY SECURITY ID: 532457108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael L. Eskew | Management | For | For |
| 1b | Elect Director William G. Kaelin, Jr. | Management | For | For |
| 1c | Elect Director David A. Ricks | Management | For | For |
| 1d | Elect Director Marschall S. Runge | Management | For | For |
| 1e | Elect Director Karen Walker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Eliminate Supermajority Voting Provisions | Management | For | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 7 | Report on Forced Swim Test | Shareholder | Against | Against |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| 9 | Disclose Board Matrix Including Ideological Perspectives | Shareholder | Against | Against |
| 10 | Report on Integrating Drug Pricing Risks into Senior Executive Compensation Arrangements | Shareholder | Against | Against |
| 11 | Adopt Policy on Bonus Banking | Shareholder | Against | Against |
| 12 | Clawback Disclosure of Recoupment Activity from Senior Officers | Shareholder | Against | Against |
| |
|---|
EMERGENT BIOSOLUTIONS INC.
MEETING DATE: MAY 21, 2020 | TICKER: EBS SECURITY ID: 29089Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Zsolt Harsanyi | Management | For | For |
| 1b | Elect Director George A. Joulwan | Management | For | For |
| 1c | Elect Director Louis W. Sullivan | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ENANTA PHARMACEUTICALS, INC.
MEETING DATE: FEB 26, 2020 | TICKER: ENTA SECURITY ID: 29251M106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce L.A. Carter | Management | For | For |
| 1.2 | Elect Director Jay R. Luly | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
ENCOMPASS HEALTH CORPORATION
MEETING DATE: MAY 06, 2020 | TICKER: EHC SECURITY ID: 29261A100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Greg D. Carmichael | Management | For | For |
| 1b | Elect Director John W. Chidsey | Management | For | For |
| 1c | Elect Director Donald L. Correll | Management | For | For |
| 1d | Elect Director Yvonne M. Curl | Management | For | For |
| 1e | Elect Director Charles M. Elson | Management | For | For |
| 1f | Elect Director Joan E. Herman | Management | For | For |
| 1g | Elect Director Leo I. Higdon, Jr. | Management | For | For |
| 1h | Elect Director Leslye G. Katz | Management | For | For |
| 1i | Elect Director Patricia A. Maryland | Management | For | For |
| 1j | Elect Director John E. Maupin, Jr. | Management | For | For |
| 1k | Elect Director Nancy M. Schlichting | Management | For | For |
| 1l | Elect Director L. Edward Shaw, Jr. | Management | For | For |
| 1m | Elect Director Mark J. Tarr | Management | For | For |
| 1n | Elect Director Terrance Williams | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ENDO INTERNATIONAL PLC
MEETING DATE: JUN 11, 2020 | TICKER: ENDP SECURITY ID: G30401106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Paul V. Campanelli | Management | For | For |
| 1b | Elect Director Blaise Coleman | Management | For | For |
| 1c | Elect Director Mark G. Barberio | Management | For | For |
| 1d | Elect Director Shane M. Cooke | Management | For | For |
| 1e | Elect Director Nancy J. Hutson | Management | For | For |
| 1f | Elect Director Michael Hyatt | Management | For | For |
| 1g | Elect Director Roger H. Kimmel | Management | For | For |
| 1h | Elect Director William P. Montague | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Renew the Board's Authority to Issue Shares Under Irish Law | Management | For | For |
| 5 | Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law | Management | For | For |
| 6 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
ENVISTA HOLDINGS CORPORATION
MEETING DATE: MAY 27, 2020 | TICKER: NVST SECURITY ID: 29415F104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Kieran T. Gallahue | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
EPIZYME, INC.
MEETING DATE: MAY 29, 2020 | TICKER: EPZM SECURITY ID: 29428V104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew R. Allen | Management | For | Withhold |
| 1.2 | Elect Director Kenneth Bate | Management | For | Withhold |
| 1.3 | Elect Director Robert B. Bazemore, Jr. | Management | For | For |
| 1.4 | Elect Director Victoria Richon | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
ESPERION THERAPEUTICS, INC.
MEETING DATE: MAY 28, 2020 | TICKER: ESPR SECURITY ID: 29664W105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Daniel Janney | Management | For | For |
| 1b | Elect Director Tim M. Mayleben | Management | For | For |
| 1c | Elect Director Mark E. McGovern | Management | For | For |
| 1d | Elect Director Tracy M. Woody | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
EVOLENT HEALTH, INC.
MEETING DATE: JUN 09, 2020 | TICKER: EVH SECURITY ID: 30050B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Bridget Duffy | Management | For | For |
| 1b | Elect Director Diane Holder | Management | For | For |
| 1c | Elect Director Michael D'Amato | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EVOLUS, INC.
MEETING DATE: MAY 01, 2020 | TICKER: EOLS SECURITY ID: 30052C107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Simone Blank | Management | For | For |
| 1.2 | Elect Director Bosun Hau *Withdrawn* | Management | None | None |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
EXACT SCIENCES CORPORATION
MEETING DATE: JUL 25, 2019 | TICKER: EXAS SECURITY ID: 30063P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin T. Conroy | Management | For | For |
| 1.2 | Elect Director Katherine S. Zanotti | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
EXELIXIS, INC.
MEETING DATE: MAY 20, 2020 | TICKER: EXEL SECURITY ID: 30161Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Charles Cohen | Management | For | For |
| 1b | Elect Director Carl B. Feldbaum | Management | For | For |
| 1c | Elect Director Maria C. Freire | Management | For | For |
| 1d | Elect Director Alan M. Garber | Management | For | For |
| 1e | Elect Director Vincent T. Marchesi | Management | For | For |
| 1f | Elect Director Michael M. Morrissey | Management | For | For |
| 1g | Elect Director Stelios Papadopoulos | Management | For | For |
| 1h | Elect Director George Poste | Management | For | For |
| 1i | Elect Director Julie Anne Smith | Management | For | For |
| 1j | Elect Director Lance Willsey | Management | For | For |
| 1k | Elect Director Jack L. Wyszomierski | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FATE THERAPEUTICS, INC.
MEETING DATE: MAY 01, 2020 | TICKER: FATE SECURITY ID: 31189P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert S. Epstein | Management | For | For |
| 1.2 | Elect Director John D. Mendlein | Management | For | For |
| 1.3 | Elect Director Karin Jooss | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FIBROGEN, INC.
MEETING DATE: JUN 04, 2020 | TICKER: FGEN SECURITY ID: 31572Q808
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Enrique Conterno | Management | For | For |
| 1b | Elect Director Thomas F. Kearns, Jr. | Management | For | For |
| 1c | Elect Director Kalevi Kurkijarvi | Management | For | For |
| 1d | Elect Director Gerald Lema | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
FLEXION THERAPEUTICS, INC.
MEETING DATE: JUN 10, 2020 | TICKER: FLXN SECURITY ID: 33938J106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Heath Lukatch | Management | For | For |
| 1.2 | Elect Director Patrick J. Mahaffy | Management | For | Withhold |
| 1.3 | Elect Director Alan W. Milinazzo | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FLUIDIGM CORPORATION
MEETING DATE: JUN 23, 2020 | TICKER: FLDM SECURITY ID: 34385P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nicolas M. Barthelemy | Management | For | For |
| 1.2 | Elect Director Bill W. Colston | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
G1 THERAPEUTICS, INC.
MEETING DATE: JUN 11, 2020 | TICKER: GTHX SECURITY ID: 3621LQ109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Garry A. Nicholson | Management | For | For |
| 1.2 | Elect Director Mark A. Velleca | Management | For | For |
| 1.3 | Elect Director Glenn P. Muir | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
GENMARK DIAGNOSTICS, INC.
MEETING DATE: MAY 29, 2020 | TICKER: GNMK SECURITY ID: 372309104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Daryl J. Faulkner | Management | For | Against |
| 1b | Elect Director James Fox | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
GENOMIC HEALTH, INC.
MEETING DATE: NOV 07, 2019 | TICKER: GHDX SECURITY ID: 37244C101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
GERON CORPORATION
MEETING DATE: JUN 05, 2020 | TICKER: GERN SECURITY ID: 374163103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Karin Eastham | Management | For | For |
| 1.2 | Elect Director V. Bryan Lawlis | Management | For | For |
| 1.3 | Elect Director Susan M. Molineaux | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
GILEAD SCIENCES, INC.
MEETING DATE: MAY 06, 2020 | TICKER: GILD SECURITY ID: 375558103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jacqueline K. Barton | Management | For | For |
| 1b | Elect Director Sandra J. Horning | Management | For | For |
| 1c | Elect Director Kelly A. Kramer | Management | For | For |
| 1d | Elect Director Kevin E. Lofton | Management | For | For |
| 1e | Elect Director Harish Manwani | Management | For | For |
| 1f | Elect Director Daniel P. O'Day | Management | For | For |
| 1g | Elect Director Richard J. Whitley | Management | For | For |
| 1h | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chair | Shareholder | Against | Against |
| 5 | Eliminate the Ownership Threshold for Stockholders to Request a Record Date to Take Action by Written Consent | Shareholder | Against | Against |
| |
|---|
GLAUKOS CORPORATION
MEETING DATE: JUN 03, 2020 | TICKER: GKOS SECURITY ID: 377322102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William J. Link | Management | For | Withhold |
| 1.2 | Elect Director Aimee S. Weisner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
GLOBAL BLOOD THERAPEUTICS, INC.
MEETING DATE: JUN 17, 2020 | TICKER: GBT SECURITY ID: 37890U108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Willie L. Brown, Jr. | Management | For | For |
| 1.2 | Elect Director Philip A. Pizzo | Management | For | For |
| 1.3 | Elect Director Wendy Yarno | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
GLOBUS MEDICAL, INC.
MEETING DATE: JUN 03, 2020 | TICKER: GMED SECURITY ID: 379577208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David M. Demski | Management | For | For |
| 1b | Elect Director Robert A. Douglas | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GOSSAMER BIO, INC.
MEETING DATE: JUN 17, 2020 | TICKER: GOSS SECURITY ID: 38341P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joshua Bilenker | Management | For | For |
| 1.2 | Elect Director Faheem Hasnain | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
GUARDANT HEALTH, INC.
MEETING DATE: JUN 12, 2020 | TICKER: GH SECURITY ID: 40131M109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ian Clark | Management | For | Withhold |
| 1b | Elect Director Samir Kaul | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
HAEMONETICS CORPORATION
MEETING DATE: JUL 25, 2019 | TICKER: HAE SECURITY ID: 405024100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark W. Kroll | Management | For | For |
| 1.2 | Elect Director Claire Pomeroy | Management | For | For |
| 1.3 | Elect Director Ellen M. Zane | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
HALOZYME THERAPEUTICS, INC.
MEETING DATE: APR 30, 2020 | TICKER: HALO SECURITY ID: 40637H109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bernadette Connaughton | Management | For | For |
| 1.2 | Elect Director Kenneth J. Kelley | Management | For | For |
| 1.3 | Elect Director Matthew L. Posard | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
HANGER, INC.
MEETING DATE: MAY 14, 2020 | TICKER: HNGR SECURITY ID: 41043F208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Vinit K. Asar | Management | For | For |
| 1.2 | Elect Director Asif Ahmad | Management | For | For |
| 1.3 | Elect Director Christopher B. Begley | Management | For | For |
| 1.4 | Elect Director John T. Fox | Management | For | For |
| 1.5 | Elect Director Thomas C. Freyman | Management | For | For |
| 1.6 | Elect Director Stephen E. Hare | Management | For | For |
| 1.7 | Elect Director Cynthia L. Lucchese | Management | For | For |
| 1.8 | Elect Director Richard R. Pettingill | Management | For | For |
| 1.9 | Elect Director Kathryn M. Sullivan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
HCA HEALTHCARE, INC.
MEETING DATE: MAY 01, 2020 | TICKER: HCA SECURITY ID: 40412C101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas F. Frist, III | Management | For | For |
| 1b | Elect Director Samuel N. Hazen | Management | For | For |
| 1c | Elect Director Meg G. Crofton | Management | For | For |
| 1d | Elect Director Robert J. Dennis | Management | For | For |
| 1e | Elect Director Nancy-Ann DeParle | Management | For | For |
| 1f | Elect Director William R. Frist | Management | For | For |
| 1g | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 1h | Elect Director Michael W. Michelson | Management | For | For |
| 1i | Elect Director Wayne J. Riley | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
HEALTH CATALYST, INC.
MEETING DATE: JUN 12, 2020 | TICKER: HCAT SECURITY ID: 42225T107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy G. Ferris | Management | For | For |
| 1.2 | Elect Director Anita V. Pramoda | Management | For | For |
| 1.3 | Elect Director S. Dawn Smith | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
HEALTHEQUITY, INC.
MEETING DATE: JUN 25, 2020 | TICKER: HQY SECURITY ID: 42226A107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert W. Selander | Management | For | For |
| 1.2 | Elect Director Jon Kessler | Management | For | For |
| 1.3 | Elect Director Stephen D. Neeleman | Management | For | For |
| 1.4 | Elect Director Frank A. Corvino | Management | For | For |
| 1.5 | Elect Director Adrian T. Dillon | Management | For | For |
| 1.6 | Elect Director Evelyn Dilsaver | Management | For | For |
| 1.7 | Elect Director Debra McCowan | Management | For | For |
| 1.8 | Elect Director Ian Sacks | Management | For | For |
| 1.9 | Elect Director Gayle Wellborn | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HEALTHSTREAM, INC.
MEETING DATE: MAY 21, 2020 | TICKER: HSTM SECURITY ID: 42222N103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey L. McLaren | Management | For | Withhold |
| 1.2 | Elect Director Michael D. Shmerling | Management | For | For |
| 1.3 | Elect Director Linda Eskind Rebrovick | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HENRY SCHEIN, INC.
MEETING DATE: MAY 21, 2020 | TICKER: HSIC SECURITY ID: 806407102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Barry J. Alperin | Management | For | For |
| 1b | Elect Director Gerald A. Benjamin | Management | For | For |
| 1c | Elect Director Stanley M. Bergman | Management | For | For |
| 1d | Elect Director James P. Breslawski | Management | For | For |
| 1e | Elect Director Paul Brons | Management | For | For |
| 1f | Elect Director Shira Goodman | Management | For | For |
| 1g | Elect Director Joseph L. Herring | Management | For | For |
| 1h | Elect Director Kurt P. Kuehn | Management | For | For |
| 1i | Elect Director Philip A. Laskawy | Management | For | For |
| 1j | Elect Director Anne H. Margulies | Management | For | For |
| 1k | Elect Director Mark E. Mlotek | Management | For | For |
| 1l | Elect Director Steven Paladino | Management | For | For |
| 1m | Elect Director Carol Raphael | Management | For | For |
| 1n | Elect Director E. Dianne Rekow | Management | For | For |
| 1o | Elect Director Bradley T. Sheares | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify BDO USA, LLP as Auditor | Management | For | For |
| |
|---|
HERON THERAPEUTICS, INC.
MEETING DATE: JUN 17, 2020 | TICKER: HRTX SECURITY ID: 427746102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Kevin Tang | Management | For | Against |
| 1B | Elect Director Barry Quart | Management | For | For |
| 1C | Elect Director Stephen Davis | Management | For | For |
| 1D | Elect Director Craig Johnson | Management | For | For |
| 1E | Elect Director Kimberly Manhard | Management | For | For |
| 1F | Elect Director John Poyhonen | Management | For | For |
| 1G | Elect Director Christian Waage | Management | For | Against |
| 2 | Ratify OUM & Co. LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HESKA CORPORATION
MEETING DATE: APR 08, 2020 | TICKER: HSKA SECURITY ID: 42805E306
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark F. Furlong | Management | For | For |
| 1.2 | Elect Director Scott W. Humphrey | Management | For | For |
| 1.3 | Elect Director Sharon J. Larson | Management | For | For |
| 1.4 | Elect Director David E. Sveen | Management | For | For |
| 1.5 | Elect Director Bonnie J. Trowbridge | Management | For | For |
| 1.6 | Elect Director Kevin S. Wilson | Management | For | For |
| 2 | Ratify Plante & Moran, PLLC as Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HILL-ROM HOLDINGS, INC.
MEETING DATE: FEB 25, 2020 | TICKER: HRC SECURITY ID: 431475102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William G. Dempsey | Management | For | For |
| 1.2 | Elect Director Gary L. Ellis | Management | For | For |
| 1.3 | Elect Director Stacy Enxing Seng | Management | For | For |
| 1.4 | Elect Director Mary Garrett | Management | For | For |
| 1.5 | Elect Director James R. Giertz | Management | For | For |
| 1.6 | Elect Director John P. Groetelaars | Management | For | For |
| 1.7 | Elect Director William H. Kucheman | Management | For | For |
| 1.8 | Elect Director Ronald A. Malone | Management | For | For |
| 1.9 | Elect Director Gregory J. Moore | Management | For | For |
| 1.10 | Elect Director Felicia F. Norwood | Management | For | For |
| 1.11 | Elect Director Nancy M. Schlichting | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
HMS HOLDINGS CORP.
MEETING DATE: MAY 27, 2020 | TICKER: HMSY SECURITY ID: 40425J101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Katherine Baicker | Management | For | For |
| 1b | Elect Director Robert Becker | Management | For | For |
| 1c | Elect Director Craig R. Callen | Management | For | For |
| 1d | Elect Director William C. Lucia | Management | For | For |
| 1e | Elect Director William F. Miller, III | Management | For | For |
| 1f | Elect Director Jeffrey A. Rideout | Management | For | For |
| 1g | Elect Director Ellen A. Rudnick | Management | For | For |
| 1h | Elect Director Bart M. Schwartz | Management | For | For |
| 1i | Elect Director Richard H. Stowe | Management | For | For |
| 1j | Elect Director Cora M. Tellez | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
HOLOGIC, INC.
MEETING DATE: MAR 05, 2020 | TICKER: HOLX SECURITY ID: 436440101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen P. MacMillan | Management | For | For |
| 1.2 | Elect Director Sally W. Crawford | Management | For | For |
| 1.3 | Elect Director Charles J. Dockendorff | Management | For | For |
| 1.4 | Elect Director Scott T. Garrett | Management | For | For |
| 1.5 | Elect Director Ludwig N. Hantson | Management | For | For |
| 1.6 | Elect Director Namal Nawana | Management | For | For |
| 1.7 | Elect Director Christiana Stamoulis | Management | For | For |
| 1.8 | Elect Director Amy M. Wendell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
HOMOLOGY MEDICINES, INC.
MEETING DATE: JUN 10, 2020 | TICKER: FIXX SECURITY ID: 438083107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven Gillis | Management | For | For |
| 1.2 | Elect Director Richard J. Gregory | Management | For | For |
| 1.3 | Elect Director Kush M. Parmar | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
HORIZON THERAPEUTICS PLC
MEETING DATE: APR 30, 2020 | TICKER: HZNP SECURITY ID: G46188101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gino Santini | Management | For | For |
| 1b | Elect Director James Shannon | Management | For | For |
| 1c | Elect Director Timothy Walbert | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Authorize Market Purchases or Overseas Market Purchases of Ordinary Shares | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
HUMANA INC.
MEETING DATE: APR 23, 2020 | TICKER: HUM SECURITY ID: 444859102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kurt J. Hilzinger | Management | For | For |
| 1b | Elect Director Frank J. Bisignano | Management | For | For |
| 1c | Elect Director Bruce D. Broussard | Management | For | For |
| 1d | Elect Director Frank A. D'Amelio | Management | For | For |
| 1e | Elect Director W. Roy Dunbar | Management | For | For |
| 1f | Elect Director Wayne A.I. Frederick | Management | For | For |
| 1g | Elect Director John W. Garratt | Management | For | For |
| 1h | Elect Director David A. Jones, Jr. | Management | For | For |
| 1i | Elect Director Karen W. Katz | Management | For | For |
| 1j | Elect Director William J. McDonald | Management | For | For |
| 1k | Elect Director James J. O'Brien | Management | For | For |
| 1l | Elect Director Marissa T. Peterson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ICU MEDICAL, INC.
MEETING DATE: MAY 13, 2020 | TICKER: ICUI SECURITY ID: 44930G107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Vivek Jain | Management | For | For |
| 1.2 | Elect Director George A. Lopez | Management | For | For |
| 1.3 | Elect Director Robert S. Swinney | Management | For | For |
| 1.4 | Elect Director David C. Greenberg | Management | For | For |
| 1.5 | Elect Director Elisha W. Finney | Management | For | For |
| 1.6 | Elect Director David F. Hoffmeister | Management | For | For |
| 1.7 | Elect Director Donald M. Abbey | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
IDEXX LABORATORIES, INC.
MEETING DATE: MAY 06, 2020 | TICKER: IDXX SECURITY ID: 45168D104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Rebecca M. Henderson | Management | For | For |
| 1b | Elect Director Lawrence D. Kingsley | Management | For | For |
| 1c | Elect Director Sophie V. Vandebroek | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ILLUMINA, INC.
MEETING DATE: MAY 27, 2020 | TICKER: ILMN SECURITY ID: 452327109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Caroline D. Dorsa | Management | For | For |
| 1B | Elect Director Robert S. Epstein | Management | For | For |
| 1C | Elect Director Scott Gottlieb | Management | For | For |
| 1D | Elect Director Philip W. Schiller | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Against |
| |
|---|
IMMUNOGEN, INC.
MEETING DATE: JUN 17, 2020 | TICKER: IMGN SECURITY ID: 45253H101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Seven | Management | For | For |
| 2.1 | Elect Director Stephen C. McCluski | Management | For | For |
| 2.2 | Elect Director Richard J. Wallace | Management | For | For |
| 2.3 | Elect Director Mark Goldberg | Management | For | For |
| 2.4 | Elect Director Dean J. Mitchell | Management | For | For |
| 2.5 | Elect Director Kristine Peterson | Management | For | Withhold |
| 2.6 | Elect Director Mark J. Enyedy | Management | For | For |
| 2.7 | Elect Director Stuart A. Arbuckle | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
IMMUNOMEDICS, INC.
MEETING DATE: JUN 18, 2020 | TICKER: IMMU SECURITY ID: 452907108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Election Director Behzad Aghazadeh | Management | For | For |
| 1.2 | Election Director Robert Azelby | Management | For | For |
| 1.3 | Election Director Charles M. Baum | Management | For | For |
| 1.4 | Election Director Scott Canute | Management | For | For |
| 1.5 | Election Director Barbara G. Duncan | Management | For | For |
| 1.6 | Election Director Peter Barton Hutt | Management | For | For |
| 1.7 | Election Director Khalid Islam | Management | For | Against |
| 1.8 | Election Director Harout Semerjian *Withdrawn Resolution* | Management | None | None |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
INCYTE CORPORATION
MEETING DATE: MAY 26, 2020 | TICKER: INCY SECURITY ID: 45337C102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Julian C. Baker | Management | For | For |
| 1.2 | Elect Director Jean-Jacques Bienaime | Management | For | For |
| 1.3 | Elect Director Paul J. Clancy | Management | For | For |
| 1.4 | Elect Director Wendy L. Dixon | Management | For | For |
| 1.5 | Elect Director Jacqualyn A. Fouse | Management | For | For |
| 1.6 | Elect Director Paul A. Friedman | Management | For | For |
| 1.7 | Elect Director Edmund P. Harrigan | Management | For | For |
| 1.8 | Elect Director Katherine A. High | Management | For | For |
| 1.9 | Elect Director Herve Hoppenot | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Require Independent Board Chair | Shareholder | Against | Against |
| |
|---|
INNOVIVA, INC.
MEETING DATE: APR 24, 2020 | TICKER: INVA SECURITY ID: 45781M101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director George W. Bickerstaff, III | Management | For | For |
| 1b | Elect Director Mark A. DiPaolo | Management | For | For |
| 1c | Elect Director Jules Haimovitz | Management | For | For |
| 1d | Elect Director Odysseas D. Kostas | Management | For | For |
| 1e | Elect Director Sarah J. Schlesinger | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
INOGEN, INC.
MEETING DATE: MAY 11, 2020 | TICKER: INGN SECURITY ID: 45780L104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Heath Lukatch | Management | For | Withhold |
| 1.2 | Elect Director Raymond Huggenberger | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INOVALON HOLDINGS, INC.
MEETING DATE: JUN 17, 2020 | TICKER: INOV SECURITY ID: 45781D101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith R. Dunleavy | Management | For | For |
| 1.2 | Elect Director Denise K. Fletcher | Management | For | Withhold |
| 1.3 | Elect Director William D. Green | Management | For | Withhold |
| 1.4 | Elect Director Andre S. Hoffmann | Management | For | For |
| 1.5 | Elect Director Isaac S. Kohane | Management | For | For |
| 1.6 | Elect Director Mark A. Pulido | Management | For | For |
| 1.7 | Elect Director Lee D. Roberts | Management | For | For |
| 1.8 | Elect Director William J. Teuber, Jr. | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INSMED INCORPORATED
MEETING DATE: MAY 12, 2020 | TICKER: INSM SECURITY ID: 457669307
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Clarissa Desjardins | Management | For | For |
| 1.2 | Elect Director David W.J. McGirr | Management | For | For |
| 1.3 | Elect Director Elizabeth McKee Anderson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
INSPIRE MEDICAL SYSTEMS, INC.
MEETING DATE: APR 30, 2020 | TICKER: INSP SECURITY ID: 457730109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary L. Ellis | Management | For | For |
| 1.2 | Elect Director Mudit K. Jain | Management | For | For |
| 1.3 | Elect Director Dana G. Mead, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
INSULET CORPORATION
MEETING DATE: MAY 29, 2020 | TICKER: PODD SECURITY ID: 45784P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sally W. Crawford | Management | For | For |
| 1.2 | Elect Director Michael R. Minogue | Management | For | For |
| 1.3 | Elect Director Corinne H. Nevinny | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
INTEGER HOLDINGS CORPORATION
MEETING DATE: MAY 20, 2020 | TICKER: ITGR SECURITY ID: 45826H109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pamela G. Bailey | Management | For | For |
| 1.2 | Elect Director Joseph W. Dziedzic | Management | For | For |
| 1.3 | Elect Director James F. Hinrichs | Management | For | For |
| 1.4 | Elect Director Jean Hobby | Management | For | For |
| 1.5 | Elect Director M. Craig Maxwell | Management | For | For |
| 1.6 | Elect Director Filippo Passerini | Management | For | For |
| 1.7 | Elect Director Bill R. Sanford | Management | For | For |
| 1.8 | Elect Director Donald J. Spence | Management | For | For |
| 1.9 | Elect Director William B. Summers, Jr. | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTEGRA LIFESCIENCES HOLDINGS CORPORATION
MEETING DATE: MAY 13, 2020 | TICKER: IART SECURITY ID: 457985208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Peter J. Arduini | Management | For | For |
| 1b | Elect Director Rhonda Germany Ballintyn | Management | For | For |
| 1c | Elect Director Keith Bradley | Management | For | For |
| 1d | Elect Director Stuart M. Essig | Management | For | For |
| 1e | Elect Director Barbara B. Hill | Management | For | For |
| 1f | Elect Director Lloyd W. Howell, Jr. | Management | For | For |
| 1g | Elect Director Donald E. Morel, Jr. | Management | For | For |
| 1h | Elect Director Raymond G. Murphy | Management | For | For |
| 1i | Elect Director Christian S. Schade | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTELLIA THERAPEUTICS, INC.
MEETING DATE: JUN 18, 2020 | TICKER: NTLA SECURITY ID: 45826J105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean-Francois Formela | Management | For | For |
| 1.2 | Elect Director Jesse Goodman | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTERCEPT PHARMACEUTICALS, INC.
MEETING DATE: MAY 28, 2020 | TICKER: ICPT SECURITY ID: 45845P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Paolo Fundaro | Management | For | For |
| 1b | Elect Director Mark Pruzanski | Management | For | For |
| 1c | Elect Director Srinivas Akkaraju | Management | For | For |
| 1d | Elect Director Luca Benatti | Management | For | For |
| 1e | Elect Director Daniel Bradbury | Management | For | For |
| 1f | Elect Director Keith Gottesdiener | Management | For | For |
| 1g | Elect Director Nancy Miller-Rich | Management | For | For |
| 1h | Elect Director Gino Santini | Management | For | For |
| 1i | Elect Director Glenn Sblendorio | Management | For | Withhold |
| 1j | Elect Director Daniel Welch | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
INTERSECT ENT, INC.
MEETING DATE: JUN 04, 2020 | TICKER: XENT SECURITY ID: 46071F103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kieran T. Gallahue | Management | For | For |
| 1.2 | Elect Director Thomas A. West | Management | For | For |
| 1.3 | Elect Director Teresa L. Kline | Management | For | For |
| 1.4 | Elect Director Cynthia L. Lucchese | Management | For | For |
| 1.5 | Elect Director Dana G. Mead, Jr. | Management | For | For |
| 1.6 | Elect Director Frederic H. Moll | Management | For | For |
| 1.7 | Elect Director W. Anthony Vernon | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Certificate of Incorporation to Add Federal Forum Selection Provision | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTRA-CELLULAR THERAPIES, INC.
MEETING DATE: MAY 27, 2020 | TICKER: ITCI SECURITY ID: 46116X101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard Lerner | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTUITIVE SURGICAL, INC.
MEETING DATE: APR 23, 2020 | TICKER: ISRG SECURITY ID: 46120E602
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Craig H. Barratt | Management | For | For |
| 1b | Elect Director Joseph C. Beery | Management | For | For |
| 1c | Elect Director Gary S. Guthart | Management | For | For |
| 1d | Elect Director Amal M. Johnson | Management | For | For |
| 1e | Elect Director Don R. Kania | Management | For | For |
| 1f | Elect Director Amy L. Ladd | Management | For | For |
| 1g | Elect Director Keith R. Leonard, Jr. | Management | For | For |
| 1h | Elect Director Alan J. Levy | Management | For | For |
| 1i | Elect Director Jami Dover Nachtsheim | Management | For | For |
| 1j | Elect Director Mark J. Rubash | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 6 | Provide Right to Call Special Meeting | Management | For | For |
| |
|---|
INVITAE CORPORATION
MEETING DATE: JUN 08, 2020 | TICKER: NVTA SECURITY ID: 46185L103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Geoffrey S. Crouse | Management | For | For |
| 1.2 | Elect Director Christine M. Gorjanc | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
IONIS PHARMACEUTICALS, INC.
MEETING DATE: JUN 04, 2020 | TICKER: IONS SECURITY ID: 462222100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph H. Wender | Management | For | For |
| 1.2 | Elect Director B. Lynne Parshall | Management | For | For |
| 1.3 | Elect Director Spencer R. Berthelsen | Management | For | For |
| 1.4 | Elect Director Joan E. Herman | Management | For | For |
| 2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Amending the Existing Stock Option and Restricted Stock Unit Awards of Directors to Adjust Vesting | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| |
|---|
IOVANCE BIOTHERAPEUTICS, INC.
MEETING DATE: JUN 08, 2020 | TICKER: IOVA SECURITY ID: 462260100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Iain Dukes | Management | For | For |
| 1.2 | Elect Director Maria Fardis | Management | For | For |
| 1.3 | Elect Director Athena Countouriotis | Management | For | For |
| 1.4 | Elect Director Ryan Maynard | Management | For | For |
| 1.5 | Elect Director Merrill A. McPeak | Management | For | For |
| 1.6 | Elect Director Wayne P. Rothbaum | Management | For | For |
| 1.7 | Elect Director Michael Weiser | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency Every Year | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Ratify Marcum LLP as Auditors | Management | For | For |
| |
|---|
IQVIA HOLDINGS INC.
MEETING DATE: APR 06, 2020 | TICKER: IQV SECURITY ID: 46266C105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carol J. Burt | Management | For | For |
| 1.2 | Elect Director Colleen A. Goggins | Management | For | For |
| 1.3 | Elect Director Ronald A. Rittenmeyer | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
IRHYTHM TECHNOLOGIES, INC.
MEETING DATE: JUN 19, 2020 | TICKER: IRTC SECURITY ID: 450056106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin M. King | Management | For | For |
| 1.2 | Elect Director Raymond W. Scott | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
IRONWOOD PHARMACEUTICALS, INC.
MEETING DATE: JUN 03, 2020 | TICKER: IRWD SECURITY ID: 46333X108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark G. Currie | Management | For | For |
| 1.2 | Elect Director Jon R. Duane | Management | For | For |
| 1.3 | Elect Director Mark Mallon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
JAZZ PHARMACEUTICALS PLC
MEETING DATE: AUG 01, 2019 | TICKER: JAZZ SECURITY ID: G50871105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Paul L. Berns | Management | For | For |
| 1b | Elect Director Patrick G. Enright | Management | For | For |
| 1c | Elect Director Seamus Mulligan | Management | For | For |
| 1d | Elect Director Norbert G. Riedel | Management | For | For |
| 2 | Approve KPMG, Dublin as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
JOHNSON & JOHNSON
MEETING DATE: APR 23, 2020 | TICKER: JNJ SECURITY ID: 478160104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mary C. Beckerle | Management | For | For |
| 1b | Elect Director D. Scott Davis | Management | For | For |
| 1c | Elect Director Ian E. L. Davis | Management | For | For |
| 1d | Elect Director Jennifer A. Doudna | Management | For | For |
| 1e | Elect Director Alex Gorsky | Management | For | For |
| 1f | Elect Director Marillyn A. Hewson | Management | For | For |
| 1g | Elect Director Hubert Joly | Management | For | For |
| 1h | Elect Director Mark B. McClellan | Management | For | For |
| 1i | Elect Director Anne M. Mulcahy | Management | For | For |
| 1j | Elect Director Charles Prince | Management | For | For |
| 1k | Elect Director A. Eugene Washington | Management | For | For |
| 1l | Elect Director Mark A. Weinberger | Management | For | For |
| 1m | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Certificate of Incorporation to Permit Removal of Directors With or Without Cause | Management | For | For |
| 5 | Require Independent Board Chair | Shareholder | Against | Against |
| 6 | Report on Governance Measures Implemented Related to Opioids | Shareholder | Against | Against |
| |
|---|
KALVISTA PHARMACEUTICALS, INC.
MEETING DATE: OCT 02, 2019 | TICKER: KALV SECURITY ID: 483497103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director T. Andrew Crockett | Management | For | For |
| 1.2 | Elect Director Brian J. G. Pereira | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
KARYOPHARM THERAPEUTICS INC.
MEETING DATE: MAY 21, 2020 | TICKER: KPTI SECURITY ID: 48576U106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry E. Greene | Management | For | For |
| 1.2 | Elect Director Mansoor Raza Mirza | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
KODIAK SCIENCES INC.
MEETING DATE: JUN 08, 2020 | TICKER: KOD SECURITY ID: 50015M109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Taiyin Yang | Management | For | For |
| 1.2 | Elect Director Bassil I. Dahiyat | Management | For | For |
| 1.3 | Elect Director Charles A. Bancroft | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
KRYSTAL BIOTECH, INC.
MEETING DATE: MAY 29, 2020 | TICKER: KRYS SECURITY ID: 501147102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Krish S. Krishnan | Management | For | For |
| 1.2 | Elect Director Kirti Ganorkar | Management | For | For |
| 2 | Ratify Mayer Hoffman McCann P.C. as Auditors | Management | For | For |
| |
|---|
KURA ONCOLOGY, INC.
MEETING DATE: JUN 24, 2020 | TICKER: KURA SECURITY ID: 50127T109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven H. Stein | Management | For | For |
| 1.2 | Elect Director Mary T. Szela | Management | For | For |
| 1.3 | Elect Director Diane Parks | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
LABORATORY CORPORATION OF AMERICA HOLDINGS
MEETING DATE: MAY 13, 2020 | TICKER: LH SECURITY ID: 50540R409
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kerrii B. Anderson | Management | For | For |
| 1b | Elect Director Jean-Luc Belingard | Management | For | For |
| 1c | Elect Director Jeffrey A. Davis | Management | For | For |
| 1d | Elect Director D. Gary Gilliland | Management | For | For |
| 1e | Elect Director Garheng Kong | Management | For | For |
| 1f | Elect Director Peter M. Neupert | Management | For | For |
| 1g | Elect Director Richelle P. Parham | Management | For | For |
| 1h | Elect Director Adam H. Schechter | Management | For | For |
| 1i | Elect Director R. Sanders Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| |
|---|
LANNETT COMPANY, INC.
MEETING DATE: JAN 22, 2020 | TICKER: LCI SECURITY ID: 516012101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patrick G. LePore | Management | For | For |
| 1.2 | Elect Director John C. Chapman | Management | For | For |
| 1.3 | Elect Director Timothy C. Crew | Management | For | For |
| 1.4 | Elect Director David Drabik | Management | For | For |
| 1.5 | Elect Director Jeffrey Farber | Management | For | For |
| 1.6 | Elect Director Melissa Rewolinski | Management | For | For |
| 1.7 | Elect Director Paul Taveira | Management | For | For |
| 2 | Ratify Grant Thornton, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LANTHEUS HOLDINGS, INC.
MEETING DATE: APR 23, 2020 | TICKER: LNTH SECURITY ID: 516544103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Julie McHugh | Management | For | For |
| 1.2 | Elect Director Frederick Robertson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
LANTHEUS HOLDINGS, INC.
MEETING DATE: JUN 16, 2020 | TICKER: LNTH SECURITY ID: 516544103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
LEXICON PHARMACEUTICALS, INC.
MEETING DATE: APR 23, 2020 | TICKER: LXRX SECURITY ID: 528872302
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Samuel L. Barker | Management | For | For |
| 1.2 | Elect Director Christopher J. Sobecki | Management | For | For |
| 1.3 | Elect Director Judith L. Swain | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
LHC GROUP, INC.
MEETING DATE: JUN 11, 2020 | TICKER: LHCG SECURITY ID: 50187A107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jonathan Goldberg | Management | For | For |
| 1.2 | Elect Director Clifford S. Holtz | Management | For | For |
| 1.3 | Elect Director W.J. 'Billy' Tauzin | Management | For | For |
| 1.4 | Elect Director Brent Turner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
LIGAND PHARMACEUTICALS INCORPORATED
MEETING DATE: JUN 10, 2020 | TICKER: LGND SECURITY ID: 53220K504
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jason M. Aryeh | Management | For | For |
| 1.2 | Elect Director Sarah Boyce | Management | For | For |
| 1.3 | Elect Director Todd C. Davis | Management | For | For |
| 1.4 | Elect Director Nancy R. Gray | Management | For | For |
| 1.5 | Elect Director John L. Higgins | Management | For | For |
| 1.6 | Elect Director John W. Kozarich | Management | For | For |
| 1.7 | Elect Director John L. LaMattina | Management | For | For |
| 1.8 | Elect Director Sunil Patel | Management | For | For |
| 1.9 | Elect Director Stephen L. Sabba | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LIVANOVA PLC
MEETING DATE: JUN 29, 2020 | TICKER: LIVN SECURITY ID: G5509L101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Francesco Bianchi | Management | For | For |
| 1.2 | Elect Director Stacy Enxing Seng | Management | For | For |
| 1.3 | Elect Director William A. Kozy | Management | For | For |
| 1.4 | Elect Director Damien McDonald | Management | For | For |
| 1.5 | Elect Director Daniel J. Moore | Management | For | For |
| 1.6 | Elect Director Hugh M. Morrison | Management | For | For |
| 1.7 | Elect Director Alfred J. Novak | Management | For | For |
| 1.8 | Elect Director Sharon O'Kane | Management | For | For |
| 1.9 | Elect Director Arthur L. Rosenthal | Management | For | For |
| 1.10 | Elect Director Andrea L. Saia | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 4 | Authorise Issue of Equity | Management | For | For |
| 5 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 6 | Amend Articles of Association | Management | For | For |
| 7 | Approve Remuneration Report | Management | For | For |
| 8 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 9 | Reappoint PricewaterhouseCoopers LLP as UK Statutory Auditor | Management | For | For |
| 10 | Authorize Board to Fix Remuneration of Auditor | Management | For | For |
| |
|---|
LUMINEX CORPORATION
MEETING DATE: MAY 21, 2020 | TICKER: LMNX SECURITY ID: 55027E102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephen L. Eck | Management | For | For |
| 1b | Elect Director Ken Samet | Management | For | For |
| 1c | Elect Director Jim D. Kever | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| |
|---|
MACROGENICS, INC.
MEETING DATE: MAY 14, 2020 | TICKER: MGNX SECURITY ID: 556099109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott Koenig | Management | For | For |
| 1.2 | Elect Director Jay Siegel | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Stock Option Exchange Program | Management | For | For |
| |
|---|
MADRIGAL PHARMACEUTICALS, INC.
MEETING DATE: JUN 17, 2020 | TICKER: MDGL SECURITY ID: 558868105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul A. Friedman | Management | For | For |
| 1.2 | Elect Director Kenneth M. Bate | Management | For | Withhold |
| 1.3 | Elect Director James M. Daly | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
MAGELLAN HEALTH, INC.
MEETING DATE: JUN 17, 2020 | TICKER: MGLN SECURITY ID: 559079207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven J. Shulman | Management | For | For |
| 1.2 | Elect Director Swati Abbott | Management | For | For |
| 1.3 | Elect Director Kenneth J. Fasola | Management | For | For |
| 1.4 | Elect Director Peter A. Feld | Management | For | For |
| 1.5 | Elect Director G. Scott MacKenzie | Management | For | For |
| 1.6 | Elect Director Leslie V. Norwalk | Management | For | Withhold |
| 1.7 | Elect Director Guy P. Sansone | Management | For | For |
| 1.8 | Elect Director Mural R. Josephson | Management | For | For |
| 1.9 | Elect Director Christopher J. Chen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
MASIMO CORPORATION
MEETING DATE: MAY 29, 2020 | TICKER: MASI SECURITY ID: 574795100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Julie A. Shimer | Management | For | For |
| 1.2 | Elect Director H Michael Cohen | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
MCKESSON CORPORATION
MEETING DATE: JUL 31, 2019 | TICKER: MCK SECURITY ID: 58155Q103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dominic J. Caruso | Management | For | For |
| 1.2 | Elect Director N. Anthony Coles | Management | For | Against |
| 1.3 | Elect Director M. Christine Jacobs | Management | For | For |
| 1.4 | Elect Director Donald R. Knauss | Management | For | For |
| 1.5 | Elect Director Marie L. Knowles | Management | For | For |
| 1.6 | Elect Director Bradley E. Lerman | Management | For | Against |
| 1.7 | Elect Director Edward A. Mueller | Management | For | Against |
| 1.8 | Elect Director Susan R. Salka | Management | For | Against |
| 1.9 | Elect Director Brian S. Tyler | Management | For | For |
| 1.10 | Elect Director Kenneth E. Washington | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| |
|---|
MEDIDATA SOLUTIONS, INC.
MEETING DATE: AUG 16, 2019 | TICKER: MDSO SECURITY ID: 58471A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
MEDPACE HOLDINGS, INC.
MEETING DATE: MAY 15, 2020 | TICKER: MEDP SECURITY ID: 58506Q109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian T. Carley | Management | For | Withhold |
| 1.2 | Elect Director Thomas C. King | Management | For | For |
| 1.3 | Elect Director Robert O. Kraft | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
MEDTRONIC PLC
MEETING DATE: DEC 06, 2019 | TICKER: MDT SECURITY ID: G5960L103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard H. Anderson | Management | For | For |
| 1b | Elect Director Craig Arnold | Management | For | For |
| 1c | Elect Director Scott C. Donnelly | Management | For | For |
| 1d | Elect Director Andrea J. Goldsmith | Management | For | For |
| 1e | Elect Director Randall J. Hogan, III | Management | For | For |
| 1f | Elect Director Omar Ishrak | Management | For | For |
| 1g | Elect Director Michael O. Leavitt | Management | For | For |
| 1h | Elect Director James T. Lenehan | Management | For | For |
| 1i | Elect Director Geoffrey S. Martha | Management | For | For |
| 1j | Elect Director Elizabeth G. Nabel | Management | For | For |
| 1k | Elect Director Denise M. O'Leary | Management | For | For |
| 1l | Elect Director Kendall J. Powell | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Renew the Board's Authority to Issue Shares Under Irish Law | Management | For | For |
| 5 | Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law | Management | For | For |
| 6 | Authorize Overseas Market Purchases of Ordinary Shares | Management | For | For |
| |
|---|
MEIRAGTX HOLDINGS PLC
MEETING DATE: JUN 02, 2020 | TICKER: MGTX SECURITY ID: G59665102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ellen Hukkelhoven | Management | For | For |
| 1.2 | Elect Director Joel S. Marcus | Management | For | Withhold |
| 1.3 | Elect Director Nicole Seligman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
MERCK & CO., INC.
MEETING DATE: MAY 26, 2020 | TICKER: MRK SECURITY ID: 58933Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Leslie A. Brun | Management | For | For |
| 1b | Elect Director Thomas R. Cech | Management | For | For |
| 1c | Elect Director Mary Ellen Coe | Management | For | For |
| 1d | Elect Director Pamela J. Craig | Management | For | For |
| 1e | Elect Director Kenneth C. Frazier | Management | For | For |
| 1f | Elect Director Thomas H. Glocer | Management | For | For |
| 1g | Elect Director Risa J. Lavizzo-Mourey | Management | For | For |
| 1h | Elect Director Paul B. Rothman | Management | For | For |
| 1i | Elect Director Patricia F. Russo | Management | For | For |
| 1j | Elect Director Christine E. Seidman | Management | For | For |
| 1k | Elect Director Inge G. Thulin | Management | For | For |
| 1l | Elect Director Kathy J. Warden | Management | For | For |
| 1m | Elect Director Peter C. Wendell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Report on Corporate Tax Savings Allocation | Shareholder | Against | Against |
| |
|---|
MERIDIAN BIOSCIENCE, INC.
MEETING DATE: JAN 29, 2020 | TICKER: VIVO SECURITY ID: 589584101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James M. Anderson | Management | For | For |
| 1.2 | Elect Director Dwight E. Ellingwood | Management | For | For |
| 1.3 | Elect Director Jack Kenny | Management | For | For |
| 1.4 | Elect Director John C. McIlwraith | Management | For | For |
| 1.5 | Elect Director David C. Phillips | Management | For | For |
| 1.6 | Elect Director John M. Rice, Jr. | Management | For | For |
| 1.7 | Elect Director Catherine A. Sazdanoff | Management | For | For |
| 1.8 | Elect Director Felicia Williams | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MERIT MEDICAL SYSTEMS, INC.
MEETING DATE: JUN 22, 2020 | TICKER: MMSI SECURITY ID: 589889104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lonny J. Carpenter | Management | For | For |
| 1.2 | Elect Director David K. Floyd | Management | For | For |
| 1.3 | Elect Director James T. Hogan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
MERUS N.V.
MEETING DATE: JUN 30, 2020 | TICKER: MRUS SECURITY ID: N5749R100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2 | Ratify KPMG Accountants N.V. as Auditors | Management | For | For |
| 3 | Approve Discharge of Directors | Management | For | For |
| 4 | Elect Mark Iwicki as Non-Executive Director | Management | For | Against |
| 5 | Elect Gregory D. Perry as Non-Executive Director | Management | For | For |
| 6 | Elect Paolo Pucci as Non-Executive Director | Management | For | For |
| 7 | Amend Option Agreements | Management | For | For |
| 8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 9 | Amend Non-Executive Director Compensation Program | Management | For | Against |
| |
|---|
MESA LABORATORIES, INC.
MEETING DATE: NOV 05, 2019 | TICKER: MLAB SECURITY ID: 59064R109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John J. Sullivan | Management | For | For |
| 1.2 | Elect Director Gary M. Owens | Management | For | For |
| 1.3 | Elect Director John B. Schmieder | Management | For | For |
| 1.4 | Elect Director Robert V. Dwyer | Management | For | For |
| 1.5 | Elect Director Evan C. Guillemin | Management | For | For |
| 1.6 | Elect Director David M. Kelly | Management | For | For |
| 1.7 | Elect Director David B. Perez | Management | For | For |
| 1.8 | Elect Director Jennifer S. Alltoft | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Plante & Moran, PLLC as Auditors | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
METTLER-TOLEDO INTERNATIONAL INC.
MEETING DATE: MAY 07, 2020 | TICKER: MTD SECURITY ID: 592688105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert F. Spoerry | Management | For | For |
| 1.2 | Elect Director Wah-Hui Chu | Management | For | For |
| 1.3 | Elect Director Domitille Doat-Le Bigot | Management | For | For |
| 1.4 | Elect Director Olivier A. Filliol | Management | For | For |
| 1.5 | Elect Director Elisha W. Finney | Management | For | For |
| 1.6 | Elect Director Richard Francis | Management | For | For |
| 1.7 | Elect Director Michael A. Kelly | Management | For | For |
| 1.8 | Elect Director Thomas P. Salice | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MIRATI THERAPEUTICS, INC.
MEETING DATE: MAY 12, 2020 | TICKER: MRTX SECURITY ID: 60468T105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles M. Baum | Management | For | For |
| 1.2 | Elect Director Bruce L.A. Carter | Management | For | For |
| 1.3 | Elect Director Julie M. Cherrington | Management | For | For |
| 1.4 | Elect Director Aaron I. Davis | Management | For | For |
| 1.5 | Elect Director Henry J. Fuchs | Management | For | For |
| 1.6 | Elect Director Michael Grey | Management | For | For |
| 1.7 | Elect Director Faheem Hasnain | Management | For | For |
| 1.8 | Elect Director Craig Johnson | Management | For | For |
| 1.9 | Elect Director Maya Martinez-Davis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
MOLINA HEALTHCARE, INC.
MEETING DATE: MAY 07, 2020 | TICKER: MOH SECURITY ID: 60855R100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.a | Elect Director Ronna E. Romney | Management | For | For |
| 1.b | Elect Director Dale B. Wolf | Management | For | For |
| 1.c | Elect Director Joseph M. Zubretsky | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
MOMENTA PHARMACEUTICALS, INC.
MEETING DATE: JUN 23, 2020 | TICKER: MNTA SECURITY ID: 60877T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Bruce L. Downey | Management | For | For |
| 1b | Elect Director Georges Gemayel | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MYLAN N.V.
MEETING DATE: JUN 30, 2020 | TICKER: MYL SECURITY ID: N59465109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Heather Bresch | Management | For | For |
| 1B | Elect Director Robert J. Cindrich | Management | For | For |
| 1C | Elect Director Robert J. Coury | Management | For | For |
| 1D | Elect Director JoEllen Lyons Dillon | Management | For | For |
| 1E | Elect Director Neil Dimick | Management | For | For |
| 1F | Elect Director Melina Higgins | Management | For | For |
| 1G | Elect Director Harry A. Korman | Management | For | For |
| 1H | Elect Director Rajiv Malik | Management | For | For |
| 1I | Elect Director Richard A. Mark | Management | For | For |
| 1J | Elect Director Mark W. Parrish | Management | For | For |
| 1K | Elect Director Pauline van der Meer Mohr | Management | For | For |
| 1L | Elect Director Randall L. (Pete) Vanderveen | Management | For | For |
| 1M | Elect Director Sjoerd S. Vollebregt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Instruction to Deloitte Accountants B.V. for the Audit of the Company's Dutch Statutory Annual Accounts for Fiscal Year 2020 | Management | For | For |
| 6 | Authorize Share Repurchase Program | Management | For | For |
| 7 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restrict/Exclude Preemptive Rights | Management | For | For |
| E1E | Approve Combination | Management | For | For |
| E2E | Advisory Vote on Golden Parachutes | Management | For | For |
| E3E | Approve Board Composition | Management | For | For |
| E4E | Amend Right to Call Special Meeting | Management | For | For |
| |
|---|
MYOKARDIA, INC.
MEETING DATE: JUN 18, 2020 | TICKER: MYOK SECURITY ID: 62857M105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David P. Meeker | Management | For | For |
| 1.2 | Elect Director Mark L. Perry | Management | For | For |
| 1.3 | Elect Director Wendy L. Yarno | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MYOVANT SCIENCES LTD.
MEETING DATE: AUG 23, 2019 | TICKER: MYOV SECURITY ID: G637AM102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Terrie Curran | Management | For | For |
| 1B | Elect Director Mark Guinan | Management | For | For |
| 1C | Elect Director Myrtle Potter | Management | For | For |
| 1D | Elect Director Vivek Ramaswamy | Management | For | For |
| 1E | Elect Director Kathleen Sebelius | Management | For | For |
| 1F | Elect Director Lynn Seely | Management | For | For |
| 1G | Elect Director Frank Torti | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
MYRIAD GENETICS, INC.
MEETING DATE: DEC 05, 2019 | TICKER: MYGN SECURITY ID: 62855J104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark C. Capone | Management | For | For |
| 1.2 | Elect Director Heiner Dreismann | Management | For | For |
| 1.3 | Elect Director Colleen F. Reitan | Management | For | For |
| 2 | Amend Restricted Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NANOSTRING TECHNOLOGIES, INC.
MEETING DATE: JUN 16, 2020 | TICKER: NSTG SECURITY ID: 63009R109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director R. Bradley Gray | Management | For | For |
| 1b | Elect Director Robert M. Hershberg | Management | For | Withhold |
| 1c | Elect Director Kirk D. Malloy | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NATERA, INC.
MEETING DATE: MAY 28, 2020 | TICKER: NTRA SECURITY ID: 632307104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rowan Chapman | Management | For | For |
| 1.2 | Elect Director Herm Rosenman | Management | For | Withhold |
| 1.3 | Elect Director Jonathan Sheena | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
NATIONAL HEALTHCARE CORPORATION
MEETING DATE: MAY 07, 2020 | TICKER: NHC SECURITY ID: 635906100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director W. Andrew Adams | Management | For | For |
| 1b | Elect Director Ernest G. Burgess, III | Management | For | Against |
| 1c | Elect Director Emil E. Hassan | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Report on Plans to Increase Board Diversity | Shareholder | Against | For |
| |
|---|
NATIONAL RESEARCH CORPORATION
MEETING DATE: MAY 18, 2020 | TICKER: NRC SECURITY ID: 637372202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director JoAnn M. Martin | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NATUS MEDICAL INCORPORATED
MEETING DATE: JUN 17, 2020 | TICKER: NTUS SECURITY ID: 639050103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jonathan A. Kennedy | Management | For | For |
| 1b | Elect Director Barbara R. Paul | Management | For | For |
| 1c | Elect Director Alice D. Schroeder | Management | For | For |
| 1d | Elect Director Thomas J. Sullivan | Management | For | For |
| 1e | Elect Director Ilan Daskal | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
NEKTAR THERAPEUTICS
MEETING DATE: JUN 17, 2020 | TICKER: NKTR SECURITY ID: 640268108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Karin Eastham | Management | For | For |
| 1b | Elect Director Myriam J. Curet | Management | For | For |
| 1c | Elect Director Howard W. Robin | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NEOGEN CORPORATION
MEETING DATE: OCT 03, 2019 | TICKER: NEOG SECURITY ID: 640491106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John E. Adent | Management | For | For |
| 1.2 | Elect Director William T. Boehm | Management | For | For |
| 1.3 | Elect Director James P. Tobin | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
NEOGENOMICS, INC.
MEETING DATE: MAY 28, 2020 | TICKER: NEO SECURITY ID: 64049M209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Douglas M. VanOort | Management | For | For |
| 1b | Elect Director Steven C. Jones | Management | For | For |
| 1c | Elect Director Kevin C. Johnson | Management | For | For |
| 1d | Elect Director Raymond R. Hipp | Management | For | For |
| 1e | Elect Director Bruce K. Crowther | Management | For | For |
| 1f | Elect Director Lynn A. Tetrault | Management | For | For |
| 1g | Elect Director Alison L. Hannah | Management | For | For |
| 1h | Elect Director Stephen M. Kanovsky | Management | For | For |
| 1i | Elect Director Rachel A. Stahler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
NEUROCRINE BIOSCIENCES, INC.
MEETING DATE: MAY 19, 2020 | TICKER: NBIX SECURITY ID: 64125C109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin C. Gorman | Management | For | For |
| 1.2 | Elect Director Gary A. Lyons | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
NEVRO CORP.
MEETING DATE: MAY 21, 2020 | TICKER: NVRO SECURITY ID: 64157F103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank Fischer | Management | For | For |
| 1.2 | Elect Director Shawn T. McCormick | Management | For | For |
| 1.3 | Elect Director Kevin O'Boyle | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NEXTGEN HEALTHCARE, INC.
MEETING DATE: AUG 15, 2019 | TICKER: NXGN SECURITY ID: 65343C102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John R. 'Rusty' Frantz | Management | For | For |
| 1.2 | Elect Director Craig A. Barbarosh | Management | For | Withhold |
| 1.3 | Elect Director George H. Bristol | Management | For | Withhold |
| 1.4 | Elect Director Julie D. Klapstein | Management | For | For |
| 1.5 | Elect Director James C. Malone | Management | For | For |
| 1.6 | Elect Director Jeffrey H. Margolis | Management | For | For |
| 1.7 | Elect Director Morris Panner | Management | For | Withhold |
| 1.8 | Elect Director Sheldon Razin | Management | For | For |
| 1.9 | Elect Director Lance E. Rosenzweig | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
NOVOCURE LIMITED
MEETING DATE: JUN 10, 2020 | TICKER: NVCR SECURITY ID: G6674U108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Jeryl Hilleman | Management | For | For |
| 1B | Elect Director David T. Hung | Management | For | For |
| 1C | Elect Director Kinyip Gabriel Leung | Management | For | For |
| 1D | Elect Director Martin J. Madden | Management | For | For |
| 1E | Elect Director Sherilyn D. McCoy | Management | For | For |
| 2 | Ratify Kost Forer Gabbay & Kasierer as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NUVASIVE, INC.
MEETING DATE: MAY 28, 2020 | TICKER: NUVA SECURITY ID: 670704105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director J. Christopher Barry | Management | For | For |
| 1b | Elect Director Gregory T. Lucier | Management | For | For |
| 1c | Elect Director Leslie V. Norwalk | Management | For | Against |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ODONATE THERAPEUTICS, INC.
MEETING DATE: JUL 22, 2019 | TICKER: ODT SECURITY ID: 676079106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin Tang | Management | For | For |
| 1.2 | Elect Director Jeff Vacirca | Management | For | For |
| 1.3 | Elect Director Aaron Davis | Management | For | Against |
| 1.4 | Elect Director Laura Johnson Douglass | Management | For | For |
| 1.5 | Elect Director Craig Johnson | Management | For | Against |
| 1.6 | Elect Director Robert Rosen | Management | For | For |
| 1.7 | Elect Director George Tidmarsh | Management | For | For |
| 2 | Ratify Squar Milner LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Stock Option Plan | Management | For | For |
| |
|---|
ODONATE THERAPEUTICS, INC.
MEETING DATE: JUN 24, 2020 | TICKER: ODT SECURITY ID: 676079106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin Tang | Management | For | For |
| 1.2 | Elect Director Aaron Davis | Management | For | For |
| 1.3 | Elect Director Craig Johnson | Management | For | For |
| 1.4 | Elect Director Laura Johnson | Management | For | For |
| 1.5 | Elect Director Robert Rosen | Management | For | For |
| 2 | Ratify Squar Milner LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
OMEROS CORPORATION
MEETING DATE: JUN 05, 2020 | TICKER: OMER SECURITY ID: 682143102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas J. Cable | Management | For | Against |
| 1.2 | Elect Director Peter A. Demopulos | Management | For | For |
| 1.3 | Elect Director Kurt Zumwalt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
OMNICELL, INC.
MEETING DATE: MAY 26, 2020 | TICKER: OMCL SECURITY ID: 68213N109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joanne B. Bauer | Management | For | For |
| 1.2 | Elect Director Robin G. Seim | Management | For | For |
| 1.3 | Elect Director Sara J. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
OPKO HEALTH, INC.
MEETING DATE: JUN 25, 2020 | TICKER: OPK SECURITY ID: 68375N103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Phillip Frost | Management | For | For |
| 1.2 | Elect Director Jane H. Hsiao | Management | For | Withhold |
| 1.3 | Elect Director Steven D. Rubin | Management | For | Withhold |
| 1.4 | Elect Director Robert S. Fishel | Management | For | For |
| 1.5 | Elect Director Richard M. Krasno | Management | For | For |
| 1.6 | Elect Director Richard A. Lerner | Management | For | For |
| 1.7 | Elect Director John A. Paganelli | Management | For | For |
| 1.8 | Elect Director Richard C. Pfenniger, Jr. | Management | For | For |
| 1.9 | Elect Director Alice Lin-Tsing Yu | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
OPTINOSE, INC.
MEETING DATE: JUN 10, 2020 | TICKER: OPTN SECURITY ID: 68404V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joshua A. Tamaroff | Management | For | For |
| 1.2 | Elect Director William F. Doyle | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
OPTION CARE HEALTH, INC.
MEETING DATE: MAY 22, 2020 | TICKER: OPCH SECURITY ID: 68404L201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John J. Arlotta | Management | For | For |
| 1.2 | Elect Director Elizabeth Q. Betten | Management | For | For |
| 1.3 | Elect Director David W. Golding | Management | For | For |
| 1.4 | Elect Director Harry M. Jansen Kraemer, Jr. | Management | For | Withhold |
| 1.5 | Elect Director Alan Nielsen | Management | For | For |
| 1.6 | Elect Director R. Carter Pate | Management | For | For |
| 1.7 | Elect Director John C. Rademacher | Management | For | For |
| 1.8 | Elect Director Nitin Sahney | Management | For | For |
| 1.9 | Elect Director Timothy Sullivan | Management | For | Withhold |
| 1.10 | Elect Director Mark Vainisi | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ORASURE TECHNOLOGIES, INC.
MEETING DATE: MAY 19, 2020 | TICKER: OSUR SECURITY ID: 68554V108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mara G. Aspinall | Management | For | For |
| 1b | Elect Director Ronny B. Lancaster | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
ORTHOFIX MEDICAL INC.
MEETING DATE: JUN 08, 2020 | TICKER: OFIX SECURITY ID: 68752M108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jason M. Hannon | Management | For | For |
| 1.2 | Elect Director James F. Hinrichs | Management | For | For |
| 1.3 | Elect Director Alexis V. Lukianov | Management | For | For |
| 1.4 | Elect Director Lilly Marks | Management | For | For |
| 1.5 | Elect Director Ronald A. Matricaria | Management | For | For |
| 1.6 | Elect Director Michael E. Paolucci | Management | For | For |
| 1.7 | Elect Director Maria Sainz | Management | For | For |
| 1.8 | Elect Director Jon C. Serbousek | Management | For | For |
| 1.9 | Elect Director John Sicard | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
ORTHOPEDIATRICS CORP.
MEETING DATE: JUN 03, 2020 | TICKER: KIDS SECURITY ID: 68752L100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David R. Pelizzon | Management | For | For |
| 1.2 | Elect Director Harald Ruf | Management | For | For |
| 1.3 | Elect Director Terry D. Schlotterback | Management | For | Withhold |
| 1.4 | Elect Director Kevin L. Unger | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
OWENS & MINOR, INC.
MEETING DATE: MAY 01, 2020 | TICKER: OMI SECURITY ID: 690732102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark A. Beck | Management | For | For |
| 1.2 | Elect Director Gwendolyn M. Bingham | Management | For | For |
| 1.3 | Elect Director Robert J. Henkel | Management | For | For |
| 1.4 | Elect Director Mark F. McGettrick | Management | For | For |
| 1.5 | Elect Director Eddie N. Moore, Jr. | Management | For | For |
| 1.6 | Elect Director Edward A. Pesicka | Management | For | For |
| 1.7 | Elect Director Michael C. Riordan | Management | For | For |
| 1.8 | Elect Director Robert C. Sledd | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PACIFIC BIOSCIENCES OF CALIFORNIA, INC.
MEETING DATE: JUN 18, 2020 | TICKER: PACB SECURITY ID: 69404D108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christian O. Henry | Management | For | Did Not Vote |
| 1.2 | Elect Director John F. Milligan | Management | For | Did Not Vote |
| 1.3 | Elect Director Lucy Shapiro | Management | For | Did Not Vote |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 4 | Approve Omnibus Stock Plan | Management | For | Did Not Vote |
| |
|---|
PACIRA BIOSCIENCES, INC.
MEETING DATE: JUN 08, 2020 | TICKER: PCRX SECURITY ID: 695127100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher Christie | Management | For | For |
| 1.2 | Elect Director Yvonne Greenstreet | Management | For | For |
| 1.3 | Elect Director Gary Pace | Management | For | For |
| 1.4 | Elect Director David Stack | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PATTERSON COMPANIES, INC.
MEETING DATE: SEP 16, 2019 | TICKER: PDCO SECURITY ID: 703395103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John D. Buck | Management | For | For |
| 1b | Elect Director Alex N. Blanco | Management | For | For |
| 1c | Elect Director Jody H. Feragen | Management | For | For |
| 1d | Elect Director Robert C. Frenzel | Management | For | For |
| 1e | Elect Director Francis J. Malecha | Management | For | For |
| 1f | Elect Director Ellen A. Rudnick | Management | For | For |
| 1g | Elect Director Neil A. Schrimsher | Management | For | For |
| 1h | Elect Director Mark S. Walchirk | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
PENUMBRA, INC.
MEETING DATE: JUN 03, 2020 | TICKER: PEN SECURITY ID: 70975L107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Arani Bose | Management | For | For |
| 1.2 | Elect Director Bridget O'Rourke | Management | For | For |
| 1.3 | Elect Director Surbhi Sarna | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PERKINELMER, INC.
MEETING DATE: APR 28, 2020 | TICKER: PKI SECURITY ID: 714046109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Peter Barrett | Management | For | For |
| 1b | Elect Director Samuel R. Chapin | Management | For | For |
| 1c | Elect Director Sylvie Gregoire | Management | For | For |
| 1d | Elect Director Alexis P. Michas | Management | For | For |
| 1e | Elect Director Prahlad R. Singh | Management | For | For |
| 1f | Elect Director Michel Vounatsos | Management | For | For |
| 1g | Elect Director Frank Witney | Management | For | For |
| 1h | Elect Director Pascale Witz | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PERRIGO COMPANY PLC
MEETING DATE: MAY 06, 2020 | TICKER: PRGO SECURITY ID: G97822103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bradley A. Alford | Management | For | For |
| 1.2 | Elect Director Rolf A. Classon | Management | For | For |
| 1.3 | Elect Director Adriana Karaboutis | Management | For | For |
| 1.4 | Elect Director Murray S. Kessler | Management | For | For |
| 1.5 | Elect Director Jeffrey B. Kindler | Management | For | For |
| 1.6 | Elect Director Erica L. Mann | Management | For | For |
| 1.7 | Elect Director Donal O'Connor | Management | For | For |
| 1.8 | Elect Director Geoffrey M. Parker | Management | For | For |
| 1.9 | Elect Director Theodore R. Samuels | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Authorize Issue of Equity | Management | For | For |
| 5 | Authorize Issuance of Equity without Preemptive Rights | Management | For | For |
| |
|---|
PETIQ, INC.
MEETING DATE: JUN 18, 2020 | TICKER: PETQ SECURITY ID: 71639T106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director McCord Christensen | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
PFIZER INC.
MEETING DATE: APR 23, 2020 | TICKER: PFE SECURITY ID: 717081103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald E. Blaylock | Management | For | For |
| 1.2 | Elect Director Albert Bourla | Management | For | For |
| 1.3 | Elect Director W. Don Cornwell | Management | For | For |
| 1.4 | Elect Director Joseph J. Echevarria | Management | For | For |
| 1.5 | Elect Director Scott Gottlieb | Management | For | For |
| 1.6 | Elect Director Helen H. Hobbs | Management | For | For |
| 1.7 | Elect Director Susan Hockfield | Management | For | For |
| 1.8 | Elect Director James M. Kilts | Management | For | For |
| 1.9 | Elect Director Dan R. Littman | Management | For | For |
| 1.10 | Elect Director Shantanu Narayen | Management | For | For |
| 1.11 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1.12 | Elect Director James Quincey | Management | For | For |
| 1.13 | Elect Director James C. Smith | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Amend Proxy Access Right | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 7 | Require Independent Board Chair | Shareholder | Against | Against |
| 8 | Report on Gender Pay Gap | Shareholder | Against | Against |
| 9 | Elect Director Susan Desmond-Hellmann | Management | For | For |
| |
|---|
PHIBRO ANIMAL HEALTH CORPORATION
MEETING DATE: NOV 04, 2019 | TICKER: PAHC SECURITY ID: 71742Q106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jack C. Bendheim | Management | For | For |
| 1.2 | Elect Director E. Thomas Corcoran | Management | For | Withhold |
| 1.3 | Elect Director George Gunn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | Three Years |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
PORTOLA PHARMACEUTICALS, INC.
MEETING DATE: JUN 12, 2020 | TICKER: PTLA SECURITY ID: 737010108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey W. Bird | Management | For | For |
| 1.2 | Elect Director John H. Johnson | Management | For | For |
| 1.3 | Elect Director H. Ward Wolff | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
PRA HEALTH SCIENCES, INC.
MEETING DATE: MAY 18, 2020 | TICKER: PRAH SECURITY ID: 69354M108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Colin Shannon | Management | For | For |
| 1.2 | Elect Director James C. Momtazee | Management | For | For |
| 1.3 | Elect Director Alexander G. Dickinson | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
PRECIGEN, INC.
MEETING DATE: JUN 19, 2020 | TICKER: PGEN SECURITY ID: 74017N105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Randal J. Kirk | Management | For | For |
| 1b | Elect Director Cesar L. Alvarez | Management | For | For |
| 1c | Elect Director Steven R. Frank | Management | For | For |
| 1d | Elect Director Vinita D. Gupta | Management | For | For |
| 1e | Elect Director Fred Hassan | Management | For | For |
| 1f | Elect Director Jeffrey B. Kindler | Management | For | Against |
| 1g | Elect Director Dean J. Mitchell | Management | For | For |
| 1h | Elect Director Helen Sabzevari | Management | For | For |
| 1i | Elect Director Robert B. Shapiro | Management | For | For |
| 1j | Elect Director James S. Turley | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
PREMIER, INC.
MEETING DATE: DEC 06, 2019 | TICKER: PINC SECURITY ID: 74051N102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Susan D. DeVore | Management | For | For |
| 1.2 | Elect Director Jody R. Davids | Management | For | For |
| 1.3 | Elect Director Peter S. Fine | Management | For | For |
| 1.4 | Elect Director David H. Langstaff | Management | For | For |
| 1.5 | Elect Director Marvin R. O'Quinn | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PRESTIGE CONSUMER HEALTHCARE INC.
MEETING DATE: JUL 30, 2019 | TICKER: PBH SECURITY ID: 74112D101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald M. Lombardi | Management | For | For |
| 1.2 | Elect Director John E. Byom | Management | For | For |
| 1.3 | Elect Director Gary E. Costley | Management | For | For |
| 1.4 | Elect Director Sheila A. Hopkins | Management | For | For |
| 1.5 | Elect Director James M. Jenness | Management | For | For |
| 1.6 | Elect Director Natale S. Ricciardi | Management | For | For |
| 1.7 | Elect Director Christopher J. Coughlin | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PRINCIPIA BIOPHARMA INC.
MEETING DATE: JUN 04, 2020 | TICKER: PRNB SECURITY ID: 74257L108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dan Becker | Management | For | For |
| 1.2 | Elect Director Patrick Machado | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
PROGENICS PHARMACEUTICALS, INC.
MEETING DATE: JUL 11, 2019 | TICKER: PGNX SECURITY ID: 743187106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Proxy Card) |
| 1a | Elect Director Peter J. Crowley | Management | For | For |
| 1b | Elect Director Mark R. Baker | Management | For | For |
| 1c | Elect Director Bradley L. Campbell | Management | For | For |
| 1d | Elect Director Karen J. Ferrante | Management | For | For |
| 1e | Elect Director Michael D. Kishbauch | Management | For | For |
| 1f | Elect Director David A. Scheinberg | Management | For | For |
| 1g | Elect Director Nicole S. Williams | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Green Proxy Card) |
| FOR is Not a Valid Vote Option for Items 1.1 to 1.3 |
| 1.1 | Management Nominee Peter J. Crowley | Shareholder | Against | Did Not Vote |
| 1.2 | Management Nominee Michael D. Kishbauch | Shareholder | Against | Did Not Vote |
| 1.3 | Management Nominee Mark R. Baker | Shareholder | None | Did Not Vote |
| 1.4 | Management Nominee Bradley L. Campbell | Shareholder | None | Did Not Vote |
| 1.5 | Management Nominee Karen J. Ferrante | Shareholder | None | Did Not Vote |
| 1.6 | Management Nominee David A. Scheinberg | Shareholder | None | Did Not Vote |
| 1.7 | Management Nominee Nicole S. Williams | Shareholder | None | Did Not Vote |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | None | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | Did Not Vote |
| |
|---|
PROGENICS PHARMACEUTICALS, INC.
MEETING DATE: NOV 17, 2019 | TICKER: PGNX SECURITY ID: 743187106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Proxy Card) |
| 1 | Revoke Consent to By-Law Repeal Provision | Shareholder | For | Did Not Vote |
| 2.1 | Revoke Consent to Remove Mark R. Baker as Director | Shareholder | For | Did Not Vote |
| 2.2 | Revoke Consent to Remove David A. Scheinberg as Director | Shareholder | For | Did Not Vote |
| 2.3 | Revoke Consent to Remove Nicole S. Williams as Director | Shareholder | For | Did Not Vote |
| 2.4 | Revoke Consent to Remove Any Person Elected or Appointed to the Board During the Consent Solicitation | Shareholder | For | Did Not Vote |
| 3 | Revoke Consent to Amend Bylaws to Allow Stockholders and Majority of Directors to Have the Ability to Fill Any Vacancies on the Board | Shareholder | For | Did Not Vote |
| 4 | Revoke Consent to Fix Board of Directors at Seven | Shareholder | For | Did Not Vote |
| 5.1 | Revoke Consent to Elect Gerard Ber as Director | Shareholder | For | Did Not Vote |
| 5.2 | Revoke Consent to Elect Eric J. Ende as Director | Shareholder | For | Did Not Vote |
| 5.3 | Revoke Consent to Elect Ann MacDougall as Director | Shareholder | For | Did Not Vote |
| 5.4 | Revoke Consent to Elect Heinz Mausli as Director | Shareholder | For | Did Not Vote |
| 5.5 | Revoke Consent to Elect David W. Mims as Director | Shareholder | For | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Green Proxy Card) |
| 1 | Consent to By-Law Repeal Provision | Shareholder | For | For |
| 2.1 | Consent to Remove Mark R. Baker as Director | Shareholder | For | For |
| 2.2 | Consent to Remove David A. Scheinberg as Director | Shareholder | For | For |
| 2.3 | Consent to Remove Nicole S. Williams as Director | Shareholder | For | For |
| 2.4 | Consent to Remove Any Person Elected or Appointed to the Board During the Consent Solicitation | Shareholder | For | For |
| 3 | Consent to Amend Bylaws to Allow Stockholders and Majority of Directors to Have the Ability to Fill Any Vacancies on the Board | Shareholder | For | For |
| 4 | Consent to Fix Board of Directors at Seven | Shareholder | For | For |
| 5.1 | Consent to Elect Gerard Ber as Director | Shareholder | For | For |
| 5.2 | Consent to Elect Eric J. Ende as Director | Shareholder | For | For |
| 5.3 | Consent to Elect Ann MacDougall as Director | Shareholder | For | For |
| 5.4 | Consent to Elect Heinz Mausli as Director | Shareholder | For | For |
| 5.5 | Consent to Elect David W. Mims as Director | Shareholder | For | For |
| |
|---|
PROGENICS PHARMACEUTICALS, INC.
MEETING DATE: JUN 16, 2020 | TICKER: PGNX SECURITY ID: 743187106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
PROTHENA CORPORATION PLC
MEETING DATE: MAY 19, 2020 | TICKER: PRTA SECURITY ID: G72800108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Paula K. Cobb | Management | For | For |
| 1b | Elect Director Lars G. Ekman | Management | For | For |
| 1c | Elect Director Gene G. Kinney | Management | For | For |
| 1d | Elect Director Oleg Nodelman | Management | For | For |
| 1e | Elect Director Dennis J. Selkoe | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Approve Stock Option Exchange Program | Management | For | For |
| 6 | Approve Reduction in Capital and Creation of Distributable Reserves | Management | For | For |
| |
|---|
PTC THERAPEUTICS, INC.
MEETING DATE: JUN 10, 2020 | TICKER: PTCT SECURITY ID: 69366J200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephanie S. Okey | Management | For | For |
| 1.2 | Elect Director Stuart W. Peltz | Management | For | For |
| 1.3 | Elect Director Jerome B. Zeldis | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PUMA BIOTECHNOLOGY, INC.
MEETING DATE: JUN 09, 2020 | TICKER: PBYI SECURITY ID: 74587V107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan H. Auerbach | Management | For | For |
| 1.2 | Elect Director Ann C. Miller | Management | For | For |
| 1.3 | Elect Director Michael P. Miller | Management | For | For |
| 1.4 | Elect Director Jay M. Moyes | Management | For | For |
| 1.5 | Elect Director Hugh O'Dowd | Management | For | For |
| 1.6 | Elect Director Adrian M. Senderowicz | Management | For | For |
| 1.7 | Elect Director Troy E. Wilson | Management | For | For |
| 1.8 | Elect Director Frank E. Zavrl | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
QUANTERIX CORPORATION
MEETING DATE: JUL 25, 2019 | TICKER: QTRX SECURITY ID: 74766Q101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marijn Dekkers | Management | For | For |
| 1.2 | Elect Director Sarah E. Hlavinka | Management | For | For |
| 1.3 | Elect Director David R. Walt | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
QUANTERIX CORPORATION
MEETING DATE: JUN 25, 2020 | TICKER: QTRX SECURITY ID: 74766Q101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith L. Crandell | Management | For | For |
| 1.2 | Elect Director E. Kevin Hrusovsky | Management | For | For |
| 1.3 | Elect Director Paul M. Meister | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
QUEST DIAGNOSTICS INCORPORATED
MEETING DATE: MAY 19, 2020 | TICKER: DGX SECURITY ID: 74834L100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Vicky B. Gregg | Management | For | For |
| 1.2 | Elect Director Wright L. Lassiter, III | Management | For | For |
| 1.3 | Elect Director Timothy L. Main | Management | For | For |
| 1.4 | Elect Director Denise M. Morrison | Management | For | For |
| 1.5 | Elect Director Gary M. Pfeiffer | Management | For | For |
| 1.6 | Elect Director Timothy M. Ring | Management | For | For |
| 1.7 | Elect Director Stephen H. Rusckowski | Management | For | For |
| 1.8 | Elect Director Daniel C. Stanzione | Management | For | For |
| 1.9 | Elect Director Helen I. Torley | Management | For | For |
| 1.10 | Elect Director Gail R. Wilensky | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
QUIDEL CORPORATION
MEETING DATE: MAY 12, 2020 | TICKER: QDEL SECURITY ID: 74838J101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas C. Bryant | Management | For | For |
| 1.2 | Elect Director Kenneth F. Buechler | Management | For | For |
| 1.3 | Elect Director Edward L. Michael | Management | For | For |
| 1.4 | Elect Director Kathy P. Ordonez | Management | For | For |
| 1.5 | Elect Director Mary Lake Polan | Management | For | For |
| 1.6 | Elect Director Jack W. Schuler | Management | For | For |
| 1.7 | Elect Director Charles P. Slacik | Management | For | For |
| 1.8 | Elect Director Matthew W. Strobeck | Management | For | For |
| 1.9 | Elect Director Kenneth J. Widder | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
QUOTIENT LIMITED
MEETING DATE: OCT 30, 2019 | TICKER: QTNT SECURITY ID: G73268107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Franz Walt | Management | For | For |
| 2 | Elect Director Thomas Bologna | Management | For | Withhold |
| 3 | Elect Director Frederick Hallsworth | Management | For | Withhold |
| 4 | Elect Director Brian McDonough | Management | For | Withhold |
| 5 | Elect Director Sarah O'Connor | Management | For | For |
| 6 | Elect Director Heino von Prondzynski | Management | For | Withhold |
| 7 | Elect Director Zubeen Shroff | Management | For | Withhold |
| 8 | Elect Director John Wilkerson | Management | For | For |
| 9 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
R1 RCM INC.
MEETING DATE: MAY 27, 2020 | TICKER: RCM SECURITY ID: 749397105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael C. Feiner | Management | For | Withhold |
| 1.2 | Elect Director Joseph G. Flanagan | Management | For | For |
| 1.3 | Elect Director John B. Henneman, III | Management | For | For |
| 1.4 | Elect Director Alex J. Mandl | Management | For | For |
| 1.5 | Elect Director Neal Moszkowski | Management | For | Withhold |
| 1.6 | Elect Director Ian Sacks | Management | For | Withhold |
| 1.7 | Elect Director Jill Smith | Management | For | For |
| 1.8 | Elect Director Anthony J. Speranzo | Management | For | For |
| 1.9 | Elect Director Anthony R. Tersigni | Management | For | For |
| 1.10 | Elect Director Albert (Bert) R. Zimmerli | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
RA PHARMACEUTICALS, INC.
MEETING DATE: DEC 17, 2019 | TICKER: RARX SECURITY ID: 74933V108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
RADIUS HEALTH, INC.
MEETING DATE: JUN 04, 2020 | TICKER: RDUS SECURITY ID: 750469207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Willard H. Dere | Management | For | For |
| 1b | Elect Director Anthony Rosenberg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RADNET, INC.
MEETING DATE: JUN 01, 2020 | TICKER: RDNT SECURITY ID: 750491102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard G. Berger | Management | For | For |
| 1.2 | Elect Director Marvin S. Cadwell | Management | For | For |
| 1.3 | Elect Director John V. Crues, III | Management | For | For |
| 1.4 | Elect Director Laura P. Jacobs | Management | For | For |
| 1.5 | Elect Director Lawrence L. Levitt | Management | For | For |
| 1.6 | Elect Director David L. Swartz | Management | For | For |
| 1.7 | Elect Director Ruth V. Wilson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
REATA PHARMACEUTICALS, INC.
MEETING DATE: JUN 10, 2020 | TICKER: RETA SECURITY ID: 75615P103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James E. Bass | Management | For | Withhold |
| 1.2 | Elect Director R. Kent McGaughy, Jr. | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| |
|---|
REGENERON PHARMACEUTICALS, INC.
MEETING DATE: JUN 12, 2020 | TICKER: REGN SECURITY ID: 75886F107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director N. Anthony Coles | Management | For | For |
| 1b | Elect Director Joseph L. Goldstein | Management | For | For |
| 1c | Elect Director Christine A. Poon | Management | For | For |
| 1d | Elect Director P. Roy Vagelos | Management | For | For |
| 1e | Elect Director Huda Y. Zoghbi | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
REGENXBIO INC.
MEETING DATE: MAY 29, 2020 | TICKER: RGNX SECURITY ID: 75901B107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald J. Hayden, Jr. | Management | For | For |
| 1.2 | Elect Director A.N. "Jerry" Karabelas | Management | For | For |
| 1.3 | Elect Director Daniel Tasse | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
REPLIGEN CORPORATION
MEETING DATE: MAY 13, 2020 | TICKER: RGEN SECURITY ID: 759916109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Nicolas M. Barthelemy | Management | For | For |
| 1B | Elect Director Karen A. Dawes | Management | For | For |
| 1C | Elect Director Tony J. Hunt | Management | For | For |
| 1D | Elect Director Rohin Mhatre | Management | For | For |
| 1E | Elect Director Glenn P. Muir | Management | For | For |
| 1F | Elect Director Thomas F. Ryan, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RESMED INC.
MEETING DATE: NOV 21, 2019 | TICKER: RMD SECURITY ID: 761152107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Carol Burt | Management | For | For |
| 1b | Elect Director Jan De Witte | Management | For | For |
| 1c | Elect Director Rich Sulpizio | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RETROPHIN, INC.
MEETING DATE: MAY 15, 2020 | TICKER: RTRX SECURITY ID: 761299106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen Aselage | Management | For | For |
| 1.2 | Elect Director Roy D. Baynes | Management | For | For |
| 1.3 | Elect Director Suzanne Bruhn | Management | For | For |
| 1.4 | Elect Director Timothy Coughlin | Management | For | For |
| 1.5 | Elect Director Eric Dube | Management | For | For |
| 1.6 | Elect Director Gary Lyons | Management | For | For |
| 1.7 | Elect Director Jeffrey Meckler | Management | For | For |
| 1.8 | Elect Director John A. Orwin | Management | For | Withhold |
| 1.9 | Elect Director Sandra Poole | Management | For | For |
| 1.10 | Elect Director Ron Squarer | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
REVANCE THERAPEUTICS, INC.
MEETING DATE: MAY 14, 2020 | TICKER: RVNC SECURITY ID: 761330109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jill Beraud | Management | For | For |
| 1.2 | Elect Director Robert Byrnes | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
RHYTHM PHARMACEUTICALS, INC.
MEETING DATE: JUN 17, 2020 | TICKER: RYTM SECURITY ID: 76243J105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David W.J. McGirr | Management | For | For |
| 1.2 | Elect Director David P. Meeker | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
RIGEL PHARMACEUTICALS, INC.
MEETING DATE: MAY 14, 2020 | TICKER: RIGL SECURITY ID: 766559603
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raul R. Rodriguez | Management | For | For |
| 1.2 | Elect Director Walter H. Moos | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
ROCKET PHARMACEUTICALS, INC.
MEETING DATE: JUN 16, 2020 | TICKER: RCKT SECURITY ID: 77313F106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Roderick Wong | Management | For | For |
| 1b | Elect Director Carsten Boess | Management | For | For |
| 1c | Elect Director Pedro Granadillo | Management | For | For |
| 1d | Elect Director Gotham Makker | Management | For | For |
| 1e | Elect Director Gaurav Shah | Management | For | For |
| 1f | Elect Director David P. Southwell | Management | For | For |
| 1g | Elect Director Naveen Yalamanchi | Management | For | For |
| 1h | Elect Director Elisabeth Bjork | Management | For | For |
| 2 | Ratify EisnerAmper LLP as Auditors | Management | For | For |
| 3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
RUBIUS THERAPEUTICS, INC.
MEETING DATE: MAY 21, 2020 | TICKER: RUBY SECURITY ID: 78116T103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Noubar B. Afeyan | Management | For | For |
| 1.2 | Elect Director Michael Rosenblatt | Management | For | For |
| 1.3 | Elect Director Catherine A. Sohn | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
SAGE THERAPEUTICS, INC.
MEETING DATE: JUN 09, 2020 | TICKER: SAGE SECURITY ID: 78667J108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael F. Cola | Management | For | Withhold |
| 1.2 | Elect Director Jeffrey M. Jonas | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SANGAMO THERAPEUTICS, INC.
MEETING DATE: MAY 18, 2020 | TICKER: SGMO SECURITY ID: 800677106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert F. Carey | Management | For | For |
| 1.2 | Elect Director Stephen G. Dilly | Management | For | For |
| 1.3 | Elect Director Alexander D. Macrae | Management | For | For |
| 1.4 | Elect Director John H. Markels | Management | For | For |
| 1.5 | Elect Director James R. Meyers | Management | For | For |
| 1.6 | Elect Director H. Stewart Parker | Management | For | For |
| 1.7 | Elect Director Saira Ramasastry | Management | For | For |
| 1.8 | Elect Director Karen L. Smith | Management | For | For |
| 1.9 | Elect Director Joseph S. Zakrzewski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
SAREPTA THERAPEUTICS, INC.
MEETING DATE: JUN 04, 2020 | TICKER: SRPT SECURITY ID: 803607100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas S. Ingram | Management | For | For |
| 1.2 | Elect Director Hans Wigzell | Management | For | For |
| 1.3 | Elect Director Mary Ann Gray | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
SCHOLAR ROCK HOLDING CORPORATION
MEETING DATE: MAY 29, 2020 | TICKER: SRRK SECURITY ID: 80706P103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Hallal | Management | For | For |
| 1.2 | Elect Director Kristina Burow | Management | For | Withhold |
| 1.3 | Elect Director Michael Gilman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
SEATTLE GENETICS, INC.
MEETING DATE: MAY 15, 2020 | TICKER: SGEN SECURITY ID: 812578102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David W. Gryska | Management | For | For |
| 1.2 | Elect Director John A. Orwin | Management | For | Against |
| 1.3 | Elect Director Alpna H. Seth | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
SELECT MEDICAL HOLDINGS CORPORATION
MEETING DATE: APR 28, 2020 | TICKER: SEM SECURITY ID: 81619Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bryan C. Cressey | Management | For | Against |
| 1.2 | Elect Director Robert A. Ortenzio | Management | For | For |
| 1.3 | Elect Director Daniel J. Thomas | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PriceWaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
SHOCKWAVE MEDICAL, INC.
MEETING DATE: JUN 24, 2020 | TICKER: SWAV SECURITY ID: 82489T104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director C. Raymond Larkin, Jr. | Management | For | For |
| 1b | Elect Director Laura Francis | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
SIGA TECHNOLOGIES, INC.
MEETING DATE: JUN 16, 2020 | TICKER: SIGA SECURITY ID: 826917106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eric A. Rose | Management | For | For |
| 1.2 | Elect Director James J. Antal | Management | For | For |
| 1.3 | Elect Director Thomas E. Constance | Management | For | Withhold |
| 1.4 | Elect Director Jaymie A. Durnan | Management | For | For |
| 1.5 | Elect Director Phillip L. Gomez | Management | For | For |
| 1.6 | Elect Director Julie M. Kane | Management | For | For |
| 1.7 | Elect Director Joseph W. Marshall, III | Management | For | For |
| 1.8 | Elect Director Michael C. Plansky | Management | For | Withhold |
| 1.9 | Elect Director Paul G. Savas | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
SIMULATIONS PLUS, INC.
MEETING DATE: FEB 21, 2020 | TICKER: SLP SECURITY ID: 829214105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Walter S. Woltosz | Management | For | For |
| 1.2 | Elect Director John K. Paglia | Management | For | For |
| 1.3 | Elect Director David L. Ralph | Management | For | For |
| 1.4 | Elect Director Daniel Weiner | Management | For | For |
| 1.5 | Elect Director Lisa LaVange | Management | For | For |
| 2 | Ratify Rose, Snyder, & Jacobs, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | Three Years |
| |
|---|
SOLID BIOSCIENCES INC.
MEETING DATE: JUN 16, 2020 | TICKER: SLDB SECURITY ID: 83422E105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Matthew Arnold | Management | For | Against |
| 1.2 | Elect Director Adam Stone | Management | For | Against |
| 1.3 | Elect Director Lynne Sullivan | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
SORRENTO THERAPEUTICS, INC.
MEETING DATE: SEP 20, 2019 | TICKER: SRNE SECURITY ID: 83587F202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Henry Ji | Management | For | For |
| 1.2 | Elect Director Dorman Followwill | Management | For | For |
| 1.3 | Elect Director Kim D. Janda | Management | For | For |
| 1.4 | Elect Director David Lemus | Management | For | For |
| 1.5 | Elect Director Jaisim Shah | Management | For | For |
| 1.6 | Elect Director Yue Alexander Wu | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Compensation of Henry Ji as Executive Chairperson of Scilex Holding Company | Management | For | For |
| |
|---|
SPARK THERAPEUTICS, INC.
MEETING DATE: SEP 05, 2019 | TICKER: ONCE SECURITY ID: 84652J103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anand Mehra | Management | For | For |
| 1.2 | Elect Director Robert J. Perez | Management | For | For |
| 1.3 | Elect Director Lota Zoth | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
SPECTRUM PHARMACEUTICALS, INC.
MEETING DATE: JUN 18, 2020 | TICKER: SPPI SECURITY ID: 84763A108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William L. Ashton | Management | For | For |
| 1.2 | Elect Director Elizabeth A. Czerepak | Management | For | For |
| 1.3 | Elect Director Seth H.Z. Fischer | Management | For | For |
| 1.4 | Elect Director Joseph W. Turgeon | Management | For | For |
| 1.5 | Elect Director Jeffrey L. Vacirca | Management | For | For |
| 1.6 | Elect Director Dolatrai M. Vyas | Management | For | For |
| 1.7 | Elect Director Bernice R. Welles | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
STERIS PLC
MEETING DATE: JUL 30, 2019 | TICKER: STE SECURITY ID: G8473T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard C. Breeden | Management | For | For |
| 1b | Elect Director Cynthia L. Feldmann | Management | For | For |
| 1c | Elect Director Jacqueline B. Kosecoff | Management | For | For |
| 1d | Elect Director David B. Lewis | Management | For | For |
| 1e | Elect Director Walter M. Rosebrough, Jr. | Management | For | For |
| 1f | Elect Director Nirav R. Shah | Management | For | For |
| 1g | Elect Director Mohsen M. Sohi | Management | For | For |
| 1h | Elect Director Richard M. Steeves | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Appoint Ernst & Young Chartered Accountants as Irish Statutory Auditor | Management | For | For |
| 4 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
STOKE THERAPEUTICS, INC.
MEETING DATE: JUN 03, 2020 | TICKER: STOK SECURITY ID: 86150R107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Adrian R. Krainer | Management | For | For |
| 1.2 | Elect Director Julie Anne Smith | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
STRYKER CORPORATION
MEETING DATE: MAY 05, 2020 | TICKER: SYK SECURITY ID: 863667101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mary K. Brainerd | Management | For | For |
| 1b | Elect Director Srikant M. Datar | Management | For | For |
| 1c | Elect Director Roch Doliveux | Management | For | For |
| 1d | Elect Director Allan C. Golston | Management | For | For |
| 1e | Elect Director Kevin A. Lobo | Management | For | For |
| 1f | Elect Director Sherilyn S. McCoy | Management | For | For |
| 1g | Elect Director Andrew K. Silvernail | Management | For | For |
| 1h | Elect Director Lisa M. Skeete Tatum | Management | For | For |
| 1i | Elect Director Ronda E. Stryker | Management | For | For |
| 1j | Elect Director Rajeev Suri | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Non-Management Employee Representation on the Board of Directors | Shareholder | Against | Against |
| |
|---|
SUPERNUS PHARMACEUTICALS, INC.
MEETING DATE: JUN 15, 2020 | TICKER: SUPN SECURITY ID: 868459108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frederick M. Hudson | Management | For | For |
| 1.2 | Elect Director Charles W. Newhall, III | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
SURGERY PARTNERS, INC.
MEETING DATE: MAY 27, 2020 | TICKER: SGRY SECURITY ID: 86881A100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brent Turner | Management | For | Withhold |
| 1.2 | Elect Director T. Devin O'Reilly | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
SURMODICS, INC.
MEETING DATE: FEB 13, 2020 | TICKER: SRDX SECURITY ID: 868873100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jose H. Bedoya | Management | For | For |
| 1.2 | Elect Director Susan E. Knight | Management | For | For |
| 2 | Fix Number of Directors at Seven | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SYNEOS HEALTH, INC.
MEETING DATE: MAY 27, 2020 | TICKER: SYNH SECURITY ID: 87166B102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Bernadette M. Connaughton | Management | For | For |
| 1b | Elect Director Kenneth F. Meyers | Management | For | For |
| 1c | Elect Director Matthew E. Monaghan | Management | For | For |
| 1d | Elect Director Joshua M. Nelson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
TABULA RASA HEALTHCARE, INC.
MEETING DATE: JUN 12, 2020 | TICKER: TRHC SECURITY ID: 873379101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jan Berger | Management | For | For |
| 1.2 | Elect Director Kathrine O'Brien | Management | For | For |
| 1.3 | Elect Director Michael Purcell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
TACTILE SYSTEMS TECHNOLOGY, INC.
MEETING DATE: MAY 04, 2020 | TICKER: TCMD SECURITY ID: 87357P100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William W. Burke | Management | For | For |
| 1.2 | Elect Director Raymond O. Huggenberger | Management | For | For |
| 1.3 | Elect Director Gerald R. Mattys | Management | For | For |
| 1.4 | Elect Director Richard J. Nigon | Management | For | Withhold |
| 1.5 | Elect Director Cheryl Pegus | Management | For | For |
| 1.6 | Elect Director Kevin H. Roche | Management | For | For |
| 1.7 | Elect Director Peter H. Soderberg | Management | For | Withhold |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TANDEM DIABETES CARE, INC.
MEETING DATE: MAY 27, 2020 | TICKER: TNDM SECURITY ID: 875372203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kim D. Blickenstaff | Management | For | For |
| 1.2 | Elect Director Christopher J. Twomey | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
TELADOC HEALTH, INC.
MEETING DATE: MAY 28, 2020 | TICKER: TDOC SECURITY ID: 87918A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Helen Darling | Management | For | For |
| 1.2 | Elect Director William H. Frist | Management | For | For |
| 1.3 | Elect Director Michael Goldstein | Management | For | For |
| 1.4 | Elect Director Jason Gorevic | Management | For | For |
| 1.5 | Elect Director Catherine A. Jacobson | Management | For | For |
| 1.6 | Elect Director Thomas G. McKinley | Management | For | For |
| 1.7 | Elect Director Kenneth H. Paulus | Management | For | For |
| 1.8 | Elect Director David Shedlarz | Management | For | For |
| 1.9 | Elect Director Mark Douglas Smith | Management | For | For |
| 1.10 | Elect Director David B. Snow, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
TELEFLEX INCORPORATED
MEETING DATE: MAY 01, 2020 | TICKER: TFX SECURITY ID: 879369106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director George Babich, Jr. | Management | For | For |
| 1b | Elect Director Gretchen R. Haggerty | Management | For | For |
| 1c | Elect Director Liam J. Kelly | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
TENET HEALTHCARE CORPORATION
MEETING DATE: MAY 28, 2020 | TICKER: THC SECURITY ID: 88033G407
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ronald A. Rittenmeyer | Management | For | For |
| 1b | Elect Director J. Robert Kerrey | Management | For | For |
| 1c | Elect Director Lloyd J. Austin, III | Management | For | For |
| 1d | Elect Director James L. Bierman | Management | For | For |
| 1e | Elect Director Richard W. Fisher | Management | For | For |
| 1f | Elect Director Meghan M. FitzGerald | Management | For | For |
| 1g | Elect Director Christopher S. Lynch | Management | For | For |
| 1h | Elect Director Richard J. Mark | Management | For | For |
| 1i | Elect Director Tammy Romo | Management | For | For |
| 1j | Elect Director Nadja Y. West | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chair | Shareholder | Against | Against |
| |
|---|
TG THERAPEUTICS, INC.
MEETING DATE: JUN 18, 2020 | TICKER: TGTX SECURITY ID: 88322Q108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Laurence N. Charney | Management | For | Withhold |
| 1.2 | Elect Director Yann Echelard | Management | For | For |
| 1.3 | Elect Director William J. Kennedy | Management | For | Withhold |
| 1.4 | Elect Director Kenneth Hoberman | Management | For | For |
| 1.5 | Elect Director Daniel Hume | Management | For | For |
| 1.6 | Elect Director Sagar Lonial | Management | For | For |
| 1.7 | Elect Director Michael S. Weiss | Management | For | For |
| 2 | Ratify CohnReznick LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
THE COOPER COMPANIES, INC.
MEETING DATE: MAR 18, 2020 | TICKER: COO SECURITY ID: 216648402
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. Thomas Bender | Management | For | For |
| 1.2 | Elect Director Colleen E. Jay | Management | For | For |
| 1.3 | Elect Director William A. Kozy | Management | For | For |
| 1.4 | Elect Director Jody S. Lindell | Management | For | For |
| 1.5 | Elect Director Gary S. Petersmeyer | Management | For | For |
| 1.6 | Elect Director Allan E. Rubenstein | Management | For | For |
| 1.7 | Elect Director Robert S. Weiss | Management | For | For |
| 1.8 | Elect Director Albert G. White, III | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE ENSIGN GROUP, INC.
MEETING DATE: MAY 28, 2020 | TICKER: ENSG SECURITY ID: 29358P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roy E. Christensen | Management | For | For |
| 1.2 | Elect Director Barry M. Smith | Management | For | For |
| 1.3 | Elect Director Swati B. Abbott | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE PENNANT GROUP, INC.
MEETING DATE: MAY 27, 2020 | TICKER: PNTG SECURITY ID: 70805E109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel H Walker | Management | For | For |
| 1.2 | Elect Director Christopher R. Christensen | Management | For | For |
| 1.3 | Elect Director John G. Nackel | Management | For | Against |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
THE PROVIDENCE SERVICE CORPORATION
MEETING DATE: JUN 16, 2020 | TICKER: PRSC SECURITY ID: 743815102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David A. Coulter | Management | For | Against |
| 1b | Elect Director Leslie V. Norwalk | Management | For | Against |
| 1c | Elect Director Daniel E. Greenleaf | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
THERAPEUTICSMD, INC.
MEETING DATE: JUN 18, 2020 | TICKER: TXMD SECURITY ID: 88338N107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul M. Bisaro | Management | For | For |
| 1.2 | Elect Director J. Martin Carroll | Management | For | For |
| 1.3 | Elect Director Cooper C. Collins | Management | For | For |
| 1.4 | Elect Director Robert G. Finizio | Management | For | For |
| 1.5 | Elect Director Karen L. Ling | Management | For | For |
| 1.6 | Elect Director Jules A. Musing | Management | For | For |
| 1.7 | Elect Director Gail K. Naughton | Management | For | For |
| 1.8 | Elect Director Angus C. Russell | Management | For | For |
| 1.9 | Elect Director Tommy G. Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
THERAVANCE BIOPHARMA, INC.
MEETING DATE: APR 28, 2020 | TICKER: TBPH SECURITY ID: G8807B106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dean J. Mitchell | Management | For | For |
| 1.2 | Elect Director George M. Whitesides | Management | For | For |
| 1.3 | Elect Director William D. Young | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THERMO FISHER SCIENTIFIC INC.
MEETING DATE: MAY 20, 2020 | TICKER: TMO SECURITY ID: 883556102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Marc N. Casper | Management | For | For |
| 1b | Elect Director Nelson J. Chai | Management | For | For |
| 1c | Elect Director C. Martin Harris | Management | For | For |
| 1d | Elect Director Tyler Jacks | Management | For | For |
| 1e | Elect Director Judy C. Lewent | Management | For | For |
| 1f | Elect Director Thomas J. Lynch | Management | For | For |
| 1g | Elect Director Jim P. Manzi | Management | For | For |
| 1h | Elect Director James C. Mullen | Management | For | For |
| 1i | Elect Director Lars R. Sorensen | Management | For | For |
| 1j | Elect Director Debora L. Spar | Management | For | For |
| 1k | Elect Director Scott M. Sperling | Management | For | For |
| 1l | Elect Director Dion J. Weisler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| |
|---|
TILRAY, INC.
MEETING DATE: DEC 06, 2019 | TICKER: TLRY SECURITY ID: 88688T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger and Issuance of Shares in Connection with Merger | Management | For | For |
| 2 | Amend Certificate of Incorporation | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
TILRAY, INC.
MEETING DATE: MAY 28, 2020 | TICKER: TLRY SECURITY ID: 88688T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Maryscott "Scotty" Greenwood | Management | For | For |
| 1.2 | Elect Director Christine St.Clare | Management | For | For |
| 2 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 3 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Two Years | Two Years |
| |
|---|
TIVITY HEALTH, INC.
MEETING DATE: MAY 21, 2020 | TICKER: TVTY SECURITY ID: 88870R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Sara J. Finley | Management | For | For |
| 1B | Elect Director Robert J. Greczyn, Jr. | Management | For | For |
| 1C | Elect Director Peter A. Hudson | Management | For | For |
| 1D | Elect Director Beth M. Jacob | Management | For | For |
| 1E | Elect Director Bradley S. Karro | Management | For | For |
| 1F | Elect Director Benjamin A. Kirshner | Management | For | For |
| 1G | Elect Director Erin L. Russell | Management | For | For |
| 1H | Elect Director Anthony M. Sanfilippo | Management | For | For |
| 1I | Elect Director Daniel G. Tully | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| |
|---|
TRANSENTERIX, INC.
MEETING DATE: DEC 11, 2019 | TICKER: TRXC SECURITY ID: 89366M201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reverse Stock Split | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
TRANSLATE BIO, INC.
MEETING DATE: JUN 16, 2020 | TICKER: TBIO SECURITY ID: 89374L104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniella Beckman | Management | For | For |
| 1.2 | Elect Director Owen Hughes | Management | For | For |
| 1.3 | Elect Director George Demetri | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
TRICIDA, INC.
MEETING DATE: JUN 11, 2020 | TICKER: TCDA SECURITY ID: 89610F101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Alpern | Management | For | For |
| 1.2 | Elect Director David P. Bonita | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Amend Certificate of Incorporation to Add Federal Forum Selection Provision | Management | For | For |
| |
|---|
TRIPLE-S MANAGEMENT CORPORATION
MEETING DATE: APR 24, 2020 | TICKER: GTS SECURITY ID: 896749108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Cari M. Dominguez | Management | For | For |
| 1b | Elect Director Roberto Santa Maria | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
TURNING POINT THERAPEUTICS, INC.
MEETING DATE: JUN 15, 2020 | TICKER: TPTX SECURITY ID: 90041T108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Athena Countouriotis | Management | For | For |
| 1.2 | Elect Director Patrick Machado | Management | For | For |
| 1.3 | Elect Director Garry Nicholson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
TWIST BIOSCIENCE CORPORATION
MEETING DATE: JUL 23, 2019 | TICKER: TWST SECURITY ID: 90184D100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nelson C. Chan | Management | For | For |
| 1.2 | Elect Director Xiaoying Mai | Management | For | For |
| 1.3 | Elect Director Robert Ragusa | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
TWIST BIOSCIENCE CORPORATION
MEETING DATE: FEB 04, 2020 | TICKER: TWST SECURITY ID: 90184D100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nicolas M. Barthelemy | Management | For | For |
| 1.2 | Elect Director Keith Crandell | Management | For | Withhold |
| 1.3 | Elect Director Jan Johannessen | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
ULTRAGENYX PHARMACEUTICAL, INC.
MEETING DATE: JUN 26, 2020 | TICKER: RARE SECURITY ID: 90400D108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Emil D. Kakkis | Management | For | For |
| 1b | Elect Director Shehnaaz Suliman | Management | For | For |
| 1c | Elect Director Daniel G. Welch | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNIQURE N.V.
MEETING DATE: JUN 17, 2020 | TICKER: QURE SECURITY ID: N90064101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Management Board | Management | For | For |
| 3 | Elect Director Madhavan Balachandran | Management | For | For |
| 4 | Elect Director Jack Kaye | Management | For | For |
| 5 | Elect Director Jeremy Springhorn | Management | For | For |
| 6 | Elect Director Leonard Post | Management | For | For |
| 7 | Grant Board Authority to Issue Shares and Options | Management | For | Against |
| 8 | Grant Board Authority to Issue Shares and Restrict/Exclude Preemptive Rights | Management | For | Against |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10 | Ratify KPMG Accountants N.V. as Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNITED THERAPEUTICS CORPORATION
MEETING DATE: JUN 26, 2020 | TICKER: UTHR SECURITY ID: 91307C102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Raymond Dwek | Management | For | For |
| 1b | Elect Director Christopher Patusky | Management | For | For |
| 1c | Elect Director Tommy Thompson | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
UNITEDHEALTH GROUP INCORPORATED
MEETING DATE: JUN 01, 2020 | TICKER: UNH SECURITY ID: 91324P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard T. Burke | Management | For | For |
| 1b | Elect Director Timothy P. Flynn | Management | For | For |
| 1c | Elect Director Stephen J. Hemsley | Management | For | For |
| 1d | Elect Director Michele J. Hooper | Management | For | For |
| 1e | Elect Director F. William McNabb, III | Management | For | For |
| 1f | Elect Director Valerie C. Montgomery Rice | Management | For | For |
| 1g | Elect Director John H. Noseworthy | Management | For | For |
| 1h | Elect Director Glenn M. Renwick | Management | For | For |
| 1i | Elect Director David S. Wichmann | Management | For | For |
| 1j | Elect Director Gail R. Wilensky | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| |
|---|
UNIVERSAL HEALTH SERVICES, INC.
MEETING DATE: MAY 20, 2020 | TICKER: UHS SECURITY ID: 913903100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Lawrence S. Gibbs | Management | For | Withhold |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
VANDA PHARMACEUTICALS INC.
MEETING DATE: JUN 11, 2020 | TICKER: VNDA SECURITY ID: 921659108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard W. Dugan | Management | For | For |
| 1b | Elect Director Anne Sempowski Ward | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
VAREX IMAGING CORPORATION
MEETING DATE: FEB 13, 2020 | TICKER: VREX SECURITY ID: 92214X106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jocelyn D. Chertoff | Management | For | For |
| 1b | Elect Director Ruediger Naumann-Etienne | Management | For | For |
| 1c | Elect Director Sunny S. Sanyal | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
VARIAN MEDICAL SYSTEMS, INC.
MEETING DATE: FEB 13, 2020 | TICKER: VAR SECURITY ID: 92220P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Anat Ashkenazi | Management | For | For |
| 1b | Elect Director Jeffrey R. Balser | Management | For | For |
| 1c | Elect Director Judy Bruner | Management | For | For |
| 1d | Elect Director Jean-Luc Butel | Management | For | For |
| 1e | Elect Director Regina E. Dugan | Management | For | For |
| 1f | Elect Director R. Andrew Eckert | Management | For | For |
| 1g | Elect Director Phillip G. Febbo | Management | For | For |
| 1h | Elect Director David J. Illingworth | Management | For | For |
| 1i | Elect Director Michelle M. Le Beau | Management | For | For |
| 1j | Elect Director Dow R. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
VEEVA SYSTEMS INC.
MEETING DATE: JUN 25, 2020 | TICKER: VEEV SECURITY ID: 922475108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark Carges | Management | For | For |
| 1.2 | Elect Director Paul E. Chamberlain | Management | For | For |
| 1.3 | Elect Director Paul Sekhri | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
VERACYTE, INC.
MEETING DATE: JUN 05, 2020 | TICKER: VCYT SECURITY ID: 92337F107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bonnie H. Anderson | Management | For | For |
| 1.2 | Elect Director Robert S. Epstein | Management | For | For |
| 1.3 | Elect Director Evan Jones | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VERICEL CORPORATION
MEETING DATE: APR 29, 2020 | TICKER: VCEL SECURITY ID: 92346J108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Zerbe | Management | For | Withhold |
| 1.2 | Elect Director Alan L. Rubino | Management | For | For |
| 1.3 | Elect Director Heidi Hagen | Management | For | For |
| 1.4 | Elect Director Steven C. Gilman | Management | For | For |
| 1.5 | Elect Director Kevin E. McLaughlin | Management | For | For |
| 1.6 | Elect Director Paul K. Wotton | Management | For | For |
| 1.7 | Elect Director Dominick C. Colangelo | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VERTEX PHARMACEUTICALS INCORPORATED
MEETING DATE: JUN 03, 2020 | TICKER: VRTX SECURITY ID: 92532F100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sangeeta N. Bhatia | Management | For | For |
| 1.2 | Elect Director Lloyd Carney | Management | For | For |
| 1.3 | Elect Director Alan Garber | Management | For | For |
| 1.4 | Elect Director Terrence Kearney | Management | For | For |
| 1.5 | Elect Director Reshma Kewalramani | Management | For | For |
| 1.6 | Elect Director Yuchun Lee | Management | For | For |
| 1.7 | Elect Director Jeffrey M. Leiden | Management | For | For |
| 1.8 | Elect Director Margaret G. McGlynn | Management | For | For |
| 1.9 | Elect Director Diana McKenzie | Management | For | For |
| 1.10 | Elect Director Bruce I. Sachs | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| |
|---|
VIEWRAY, INC.
MEETING DATE: JUN 12, 2020 | TICKER: VRAY SECURITY ID: 92672L107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel Moore | Management | For | For |
| 1.2 | Elect Director Gail Wilensky | Management | For | For |
| 1.3 | Elect Director Kevin Xie | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
VIKING THERAPEUTICS, INC.
MEETING DATE: MAY 21, 2020 | TICKER: VKTX SECURITY ID: 92686J106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Matthew Singleton | Management | For | For |
| 1.2 | Elect Director S. Kathy Rouan | Management | For | For |
| 2 | Ratify Marcum LLP as Auditors | Management | For | For |
| |
|---|
VOCERA COMMUNICATIONS, INC.
MEETING DATE: JUN 05, 2020 | TICKER: VCRA SECURITY ID: 92857F107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Julie Iskow | Management | For | For |
| 1.2 | Elect Director Howard E. Janzen | Management | For | For |
| 1.3 | Elect Director Alexa King | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
VOYAGER THERAPEUTICS, INC.
MEETING DATE: JUN 04, 2020 | TICKER: VYGR SECURITY ID: 92915B106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director G. Andre Turenne | Management | For | For |
| 1.2 | Elect Director Steven Hyman | Management | For | Withhold |
| 1.3 | Elect Director James A. Geraghty | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
WATERS CORPORATION
MEETING DATE: MAY 12, 2020 | TICKER: WAT SECURITY ID: 941848103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Linda Baddour | Management | For | For |
| 1.2 | Elect Director Michael J. Berendt | Management | For | For |
| 1.3 | Elect Director Edward Conard | Management | For | For |
| 1.4 | Elect Director Laurie H. Glimcher | Management | For | For |
| 1.5 | Elect Director Gary E. Hendrickson | Management | For | For |
| 1.6 | Elect Director Christopher A. Kuebler | Management | For | For |
| 1.7 | Elect Director Christopher J. O'Connell | Management | For | For |
| 1.8 | Elect Director Flemming Ornskov | Management | For | For |
| 1.9 | Elect Director JoAnn A. Reed | Management | For | For |
| 1.10 | Elect Director Thomas P. Salice | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
WAVE LIFE SCIENCES LTD.
MEETING DATE: AUG 08, 2019 | TICKER: WVE SECURITY ID: Y95308105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Paul B. Bolno | Management | For | For |
| 1b | Elect Director Christian O. Henry | Management | For | Against |
| 1c | Elect Director Peter Kolchinsky | Management | For | Against |
| 1d | Elect Director Koji Miura | Management | For | For |
| 1e | Elect Director Adrian Rawcliffe | Management | For | For |
| 1f | Elect Director Ken Takanashi | Management | For | Against |
| 1g | Elect Director Gregory L. Verdine | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Audit Committee to Fix Their Remuneration | Management | For | For |
| 3 | Approve Non-Employee Directors' Compensation | Management | For | For |
| 4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
WEST PHARMACEUTICAL SERVICES, INC.
MEETING DATE: MAY 05, 2020 | TICKER: WST SECURITY ID: 955306105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mark A. Buthman | Management | For | For |
| 1b | Elect Director William F. Feehery | Management | For | For |
| 1c | Elect Director Robert F. Friel | Management | For | For |
| 1d | Elect Director Eric M. Green | Management | For | For |
| 1e | Elect Director Thomas W. Hofmann | Management | For | For |
| 1f | Elect Director Paula A. Johnson | Management | For | For |
| 1g | Elect Director Deborah L. V. Keller | Management | For | For |
| 1h | Elect Director Myla P. Lai-Goldman | Management | For | For |
| 1i | Elect Director Douglas A. Michels | Management | For | For |
| 1j | Elect Director Paolo Pucci | Management | For | For |
| 1k | Elect Director Patrick J. Zenner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
WRIGHT MEDICAL GROUP N.V.
MEETING DATE: APR 24, 2020 | TICKER: WMGI SECURITY ID: N96617118
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| A | Discuss the Tender Offer by Stryker B.V. on all Outstanding Ordinary Shares of the Company | Management | None | None |
| 1a | Elect Director Spencer S. Stiles | Management | For | For |
| 1b | Elect Director William E. Berry, Jr. | Management | For | For |
| 1c | Elect Director Dean H. Bergy | Management | For | For |
| 1d | Elect Director Jeanne M. Blondia | Management | For | For |
| 1e | Elect Director David G. Furgason | Management | For | For |
| 2a | Accept Resignation of Robert J. Palmisano as Executive Director | Management | For | For |
| 2b | Accept Resignation of J. Patrick Mackin as Non-Executive Director | Management | For | For |
| 2c | Accept Resignation of John L. Miclot as Non-Executive Director | Management | For | For |
| 2d | Accept Resignation of Kevin O'Boyle as Non-Executive Director | Management | For | For |
| 2e | Accept Resignation of Amy S. Paul as Non-Executive Director | Management | For | For |
| 2f | Accept Resignation of Richard F. Wallman as Non-Executive Director | Management | For | For |
| 2g | Accept Resignation of Elizabeth H. Weatherman as Non-Executive Director | Management | For | For |
| 3 | Approve Discharge of Management and Supervisory Boards | Management | For | For |
| 4 | Approve Conditional Sale of Company Assets | Management | For | For |
| 5 | Appoint Stichting Vereffening Wright Medical Group as the Liquidator; Appoint Purchaser as the Custodian of the Books and Records of Wright; and Approve Reimbursement of the Liquidator's Salary and Costs | Management | For | For |
| 6 | Amend Articles Re: Compensation of Dissenting Shareholders | Management | For | For |
| 7 | Approval of the Mergers | Management | For | For |
| 8 | Approve Proposal to Resolve on the Demerger of the Company | Management | For | For |
| 9a | Change the Company Form to a Privately Held Limited Liability Company | Management | For | For |
| 9b | Amend Articles Association | Management | For | For |
| 10 | Amend Articles Re: Delisting from The Nasdaq Stock Market LLC | Management | For | For |
| 11 | Amend Articles Re: Change Financial Year | Management | For | For |
| 12 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
XENCOR, INC.
MEETING DATE: JUN 25, 2020 | TICKER: XNCR SECURITY ID: 98401F105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bassil I. Dahiyat | Management | For | For |
| 1.2 | Elect Director Ellen G. Feigal | Management | For | For |
| 1.3 | Elect Director Kevin C. Gorman | Management | For | For |
| 1.4 | Elect Director Kurt A. Gustafson | Management | For | For |
| 1.5 | Elect Director Yujiro S. Hata | Management | For | For |
| 1.6 | Elect Director A. Bruce Montgomery | Management | For | For |
| 1.7 | Elect Director Richard J. Ranieri | Management | For | For |
| 1.8 | Elect Director Dagmar Rosa-Bjorkeson | Management | For | For |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
Y-MABS THERAPEUTICS, INC.
MEETING DATE: JUN 11, 2020 | TICKER: YMAB SECURITY ID: 984241109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James I. Healy | Management | For | Withhold |
| 1.2 | Elect Director Ashutosh Tyagi | Management | For | For |
| 1.3 | Elect Director Laura Jean Hamill | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
ZIMMER BIOMET HOLDINGS, INC.
MEETING DATE: MAY 08, 2020 | TICKER: ZBH SECURITY ID: 98956P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Christopher B. Begley | Management | For | For |
| 1b | Elect Director Betsy J. Bernard | Management | For | For |
| 1c | Elect Director Gail K. Boudreaux | Management | For | For |
| 1d | Elect Director Michael J. Farrell | Management | For | For |
| 1e | Elect Director Larry C. Glasscock | Management | For | For |
| 1f | Elect Director Robert A. Hagemann | Management | For | For |
| 1g | Elect Director Bryan C. Hanson | Management | For | For |
| 1h | Elect Director Arthur J. Higgins | Management | For | For |
| 1i | Elect Director Maria Teresa Hilado | Management | For | For |
| 1j | Elect Director Syed Jafry | Management | For | For |
| 1k | Elect Director Michael W. Michelson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ZIOPHARM ONCOLOGY, INC.
MEETING DATE: JUN 29, 2020 | TICKER: ZIOP SECURITY ID: 98973P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher Bowden | Management | For | For |
| 1.2 | Elect Director Scott Braunstein | Management | For | For |
| 1.3 | Elect Director Laurence James Neil Cooper | Management | For | For |
| 1.4 | Elect Director Elan Z. Ezickson | Management | For | For |
| 1.5 | Elect Director Heidi Hagen | Management | For | For |
| 1.6 | Elect Director Douglas W. Pagan | Management | For | For |
| 1.7 | Elect Director Scott Tarriff | Management | For | For |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
ZOETIS INC.
MEETING DATE: MAY 20, 2020 | TICKER: ZTS SECURITY ID: 98978V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gregory Norden | Management | For | For |
| 1b | Elect Director Louise M. Parent | Management | For | For |
| 1c | Elect Director Kristin C. Peck | Management | For | For |
| 1d | Elect Director Robert W. Scully | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditor | Management | For | For |
| |
|---|
ZOGENIX, INC.
MEETING DATE: MAY 29, 2020 | TICKER: ZGNX SECURITY ID: 98978L204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Louis C. Bock | Management | For | Against |
| 1B | Elect Director Cam L. Garner | Management | For | Against |
| 1C | Elect Director Mark Wiggins | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY MSCI INDUSTRIALS INDEX ETF - SUB-ADVISER: BLACKROCK
07/01/2019 - 06/30/2020
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
3M COMPANY
MEETING DATE: MAY 12, 2020 | TICKER: MMM SECURITY ID: 88579Y101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas "Tony" K. Brown | Management | For | For |
| 1b | Elect Director Pamela J. Craig | Management | For | For |
| 1c | Elect Director David B. Dillon | Management | For | For |
| 1d | Elect Director Michael L. Eskew | Management | For | For |
| 1e | Elect Director Herbert L. Henkel | Management | For | For |
| 1f | Elect Director Amy E. Hood | Management | For | For |
| 1g | Elect Director Muhtar Kent | Management | For | For |
| 1h | Elect Director Dambisa F. Moyo | Management | For | For |
| 1i | Elect Director Gregory R. Page | Management | For | For |
| 1j | Elect Director Michael F. Roman | Management | For | For |
| 1k | Elect Director Patricia A. Woertz | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Consider Pay Disparity Between Executives and Other Employees | Shareholder | Against | Against |
| |
|---|
A. O. SMITH CORPORATION
MEETING DATE: APR 15, 2020 | TICKER: AOS SECURITY ID: 831865209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William P. Greubel | Management | For | For |
| 1.2 | Elect Director Ilham Kadri | Management | For | For |
| 1.3 | Elect Director Idelle K. Wolf | Management | For | For |
| 1.4 | Elect Director Gene C. Wulf | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
AAON, INC.
MEETING DATE: MAY 12, 2020 | TICKER: AAON SECURITY ID: 000360206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Caron A. Lawhorn | Management | For | For |
| 1.2 | Elect Director Stephen O. LeClair | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
AAR CORP.
MEETING DATE: SEP 24, 2019 | TICKER: AIR SECURITY ID: 000361105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director James E. Goodwin | Management | For | For |
| 1B | Elect Director John M. Holmes | Management | For | For |
| 1C | Elect Director Marc J. Walfish | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
ABM INDUSTRIES INCORPORATED
MEETING DATE: MAR 25, 2020 | TICKER: ABM SECURITY ID: 000957100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Donald F. Colleran | Management | For | For |
| 1b | Elect Director Thomas M. Gartland | Management | For | For |
| 1c | Elect Director Winifred (Wendy) M. Webb | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
ACCO BRANDS CORPORATION
MEETING DATE: MAY 19, 2020 | TICKER: ACCO SECURITY ID: 00081T108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James A. Buzzard | Management | For | For |
| 1b | Elect Director Kathleen S. Dvorak | Management | For | For |
| 1c | Elect Director Boris Elisman | Management | For | For |
| 1d | Elect Director Pradeep Jotwani | Management | For | For |
| 1e | Elect Director Robert J. Keller | Management | For | For |
| 1f | Elect Director Thomas Kroeger | Management | For | For |
| 1g | Elect Director Ron Lombardi | Management | For | For |
| 1h | Elect Director Graciela I. Monteagudo | Management | For | For |
| 1i | Elect Director Hans Michael Norkus | Management | For | For |
| 1j | Elect Director E. Mark Rajkowski | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ACTUANT CORPORATION
MEETING DATE: JAN 28, 2020 | TICKER: EPAC SECURITY ID: 00508X203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alfredo Altavilla | Management | For | For |
| 1.2 | Elect Director Judy L. Altmaier | Management | For | For |
| 1.3 | Elect Director Randal W. Baker | Management | For | For |
| 1.4 | Elect Director J. Palmer Clarkson | Management | For | For |
| 1.5 | Elect Director Danny L. Cunningham | Management | For | For |
| 1.6 | Elect Director E. James Ferland | Management | For | For |
| 1.7 | Elect Director Richard D. Holder | Management | For | For |
| 1.8 | Elect Director Sidney S. Simmons | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Change Company Name to Enerpac Tool Group Corp. | Management | For | For |
| |
|---|
ACUITY BRANDS, INC.
MEETING DATE: JAN 08, 2020 | TICKER: AYI SECURITY ID: 00508Y102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director W. Patrick Battle | Management | For | For |
| 1b | Elect Director Peter C. Browning | Management | For | For |
| 1c | Elect Director G. Douglas Dillard, Jr. | Management | For | For |
| 1d | Elect Director James H. Hance, Jr. | Management | For | For |
| 1e | Elect Director Robert F. McCullough | Management | For | For |
| 1f | Elect Director Vernon J. Nagel | Management | For | For |
| 1g | Elect Director Dominic J. Pileggi | Management | For | For |
| 1h | Elect Director Ray M. Robinson | Management | For | For |
| 1i | Elect Director Mary A. Winston | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ADT INC.
MEETING DATE: MAY 29, 2020 | TICKER: ADT SECURITY ID: 00090Q103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc E. Becker | Management | For | For |
| 1.2 | Elect Director Stephanie Drescher | Management | For | For |
| 1.3 | Elect Director Reed B. Rayman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
ADVANCED DISPOSAL SERVICES, INC.
MEETING DATE: NOV 20, 2019 | TICKER: ADSW SECURITY ID: 00790X101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard Burke | Management | For | For |
| 1.2 | Elect Director Michael Koen | Management | For | For |
| 1.3 | Elect Director B. Clyde Preslar | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ADVANCED DRAINAGE SYSTEMS, INC.
MEETING DATE: JUL 23, 2019 | TICKER: WMS SECURITY ID: 00790R104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ross M. Jones | Management | For | For |
| 1b | Elect Director C. Robert Kidder | Management | For | For |
| 1c | Elect Director Manuel J. Perez de la Mesa | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AECOM
MEETING DATE: MAR 10, 2020 | TICKER: ACM SECURITY ID: 00766T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert G. Card | Management | For | For |
| 1.2 | Elect Director Peter A. Feld | Management | For | For |
| 1.3 | Elect Director William H. Frist | Management | For | For |
| 1.4 | Elect Director Jacqueline C. Hinman | Management | For | For |
| 1.5 | Elect Director Steven A. Kandarian | Management | For | For |
| 1.6 | Elect Director Robert J. Routs | Management | For | For |
| 1.7 | Elect Director Clarence T. Schmitz | Management | For | For |
| 1.8 | Elect Director Douglas W. Stotlar | Management | For | For |
| 1.9 | Elect Director Daniel R. Tishman | Management | For | For |
| 1.10 | Elect Director Janet C. Wolfenbarger | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
AEGION CORPORATION
MEETING DATE: APR 22, 2020 | TICKER: AEGN SECURITY ID: 00770F104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephen P. Cortinovis | Management | For | For |
| 1b | Elect Director Stephanie A. Cuskley | Management | For | For |
| 1c | Elect Director Walter J. Galvin | Management | For | For |
| 1d | Elect Director Rhonda Germany Ballintyn | Management | For | For |
| 1e | Elect Director Charles R. Gordon | Management | For | For |
| 1f | Elect Director M. Richard Smith | Management | For | For |
| 1g | Elect Director Phillip D. Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
AEROJET ROCKETDYNE HOLDINGS, INC.
MEETING DATE: MAY 06, 2020 | TICKER: AJRD SECURITY ID: 007800105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin P. Chilton | Management | For | For |
| 1.2 | Elect Director Thomas A. Corcoran | Management | For | For |
| 1.3 | Elect Director Eileen P. Drake | Management | For | For |
| 1.4 | Elect Director James R. Henderson | Management | For | For |
| 1.5 | Elect Director Warren G. Lichtenstein | Management | For | For |
| 1.6 | Elect Director Lance W. Lord | Management | For | For |
| 1.7 | Elect Director Martin Turchin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
AEROVIRONMENT, INC.
MEETING DATE: SEP 27, 2019 | TICKER: AVAV SECURITY ID: 008073108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles Thomas Burbage | Management | For | For |
| 1.2 | Elect Director Charles R. Holland | Management | For | For |
| 1.3 | Elect Director Edward R. Muller | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AGCO CORPORATION
MEETING DATE: APR 30, 2020 | TICKER: AGCO SECURITY ID: 001084102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roy V. Armes | Management | For | For |
| 1.2 | Elect Director Michael C. Arnold | Management | For | For |
| 1.3 | Elect Director Sondra L. Barbour | Management | For | For |
| 1.4 | Elect Director P. George Benson | Management | For | For |
| 1.5 | Elect Director Suzanne P. Clark | Management | For | For |
| 1.6 | Elect Director Wolfgang Deml | Management | For | For |
| 1.7 | Elect Director George E. Minnich | Management | For | For |
| 1.8 | Elect Director Martin H. Richenhagen | Management | For | For |
| 1.9 | Elect Director Gerald L. Shaheen | Management | For | For |
| 1.10 | Elect Director Mallika Srinivasan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditor | Management | For | For |
| |
|---|
AIR LEASE CORPORATION
MEETING DATE: MAY 06, 2020 | TICKER: AL SECURITY ID: 00912X302
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Matthew J. Hart | Management | For | For |
| 1b | Elect Director Cheryl Gordon Krongard | Management | For | For |
| 1c | Elect Director Marshall O. Larsen | Management | For | For |
| 1d | Elect Director Susan McCaw | Management | For | For |
| 1e | Elect Director Robert A. Milton | Management | For | For |
| 1f | Elect Director John L. Plueger | Management | For | For |
| 1g | Elect Director Ian M. Saines | Management | For | For |
| 1h | Elect Director Steven F. Udvar-Hazy | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AIR TRANSPORT SERVICES GROUP, INC.
MEETING DATE: MAY 07, 2020 | TICKER: ATSG SECURITY ID: 00922R105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard M. Baudouin | Management | For | Against |
| 1b | Elect Director Richard F. Corrado | Management | For | For |
| 1c | Elect Director Joseph C. Hete | Management | For | For |
| 1d | Elect Director Raymond E. Johns, Jr. | Management | For | For |
| 1e | Elect Director Laura J. Peterson | Management | For | For |
| 1f | Elect Director Randy D. Rademacher | Management | For | For |
| 1g | Elect Director J. Christopher Teets | Management | For | For |
| 1h | Elect Director Jeffrey J. Vorholt | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AIRCASTLE LIMITED
MEETING DATE: MAR 06, 2020 | TICKER: AYR SECURITY ID: G0129K104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
ALAMO GROUP INC.
MEETING DATE: MAY 07, 2020 | TICKER: ALG SECURITY ID: 011311107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roderick R. Baty | Management | For | For |
| 1.2 | Elect Director Robert P. Bauer | Management | For | For |
| 1.3 | Elect Director Eric P. Etchart | Management | For | For |
| 1.4 | Elect Director Tracy C. Jokinen | Management | For | For |
| 1.5 | Elect Director Richard W. Parod | Management | For | For |
| 1.6 | Elect Director Ronald A. Robinson | Management | For | For |
| 1.7 | Elect Director Lorie L. Tekorius | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
ALBANY INTERNATIONAL CORP.
MEETING DATE: MAY 14, 2020 | TICKER: AIN SECURITY ID: 012348108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christine L. Standish | Management | For | For |
| 1.2 | Elect Director Erland E. Kailbourne | Management | For | For |
| 1.3 | Elect Director John F. Cassidy, Jr. | Management | For | For |
| 1.4 | Elect Director John B. Scannell | Management | For | Withhold |
| 1.5 | Elect Director Katharine L. Plourde | Management | For | For |
| 1.6 | Elect Director A. William Higgins | Management | For | For |
| 1.7 | Elect Director Kenneth W. Krueger | Management | For | For |
| 1.8 | Elect Director Lee C. Wortham | Management | For | For |
| 1.9 | Elect Director Mark J. Murphy | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Outside Director Stock Awards/Options in Lieu of Cash | Management | For | For |
| |
|---|
ALLEGION PLC
MEETING DATE: JUN 04, 2020 | TICKER: ALLE SECURITY ID: G0176J109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kirk S. Hachigian | Management | For | Did Not Vote |
| 1b | Elect Director Steven C. Mizell | Management | For | Did Not Vote |
| 1c | Elect Director Nicole Parent Haughey | Management | For | Did Not Vote |
| 1d | Elect Director David D. Petratis | Management | For | Did Not Vote |
| 1e | Elect Director Dean I. Schaffer | Management | For | Did Not Vote |
| 1f | Elect Director Charles L. Szews | Management | For | Did Not Vote |
| 1g | Elect Director Martin E. Welch, III | Management | For | Did Not Vote |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | Did Not Vote |
| 4 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Did Not Vote |
| 5 | Renew the Board's Authority to Issue Shares Under Irish Law | Management | For | Did Not Vote |
| 6 | Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights | Management | For | Did Not Vote |
| |
|---|
ALLISON TRANSMISSION HOLDINGS, INC.
MEETING DATE: MAY 06, 2020 | TICKER: ALSN SECURITY ID: 01973R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Judy L. Altmaier | Management | For | For |
| 1b | Elect Director Stan A. Askren | Management | For | For |
| 1c | Elect Director Lawrence E. Dewey | Management | For | For |
| 1d | Elect Director David C. Everitt | Management | For | For |
| 1e | Elect Director Alvaro Garcia-Tunon | Management | For | For |
| 1f | Elect Director David S. Graziosi | Management | For | For |
| 1g | Elect Director Carolann I. Haznedar | Management | For | For |
| 1h | Elect Director Richard P. Lavin | Management | For | For |
| 1i | Elect Director Thomas W. Rabaut | Management | For | For |
| 1j | Elect Director Richard V. Reynolds | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ALTRA INDUSTRIAL MOTION CORP.
MEETING DATE: APR 28, 2020 | TICKER: AIMC SECURITY ID: 02208R106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carl R. Christenson | Management | For | For |
| 1.2 | Elect Director Lyle G. Ganske | Management | For | For |
| 1.3 | Elect Director Nicole Parent Haughey | Management | For | For |
| 1.4 | Elect Director Margot L. Hoffman | Management | For | For |
| 1.5 | Elect Director Michael S. Lipscomb | Management | For | For |
| 1.6 | Elect Director Thomas W. Swidarski | Management | For | For |
| 1.7 | Elect Director James H. Woodward, Jr. | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMERCO
MEETING DATE: AUG 22, 2019 | TICKER: UHAL SECURITY ID: 023586100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward J. (Joe) Shoen | Management | For | For |
| 1.2 | Elect Director James E. Acridge | Management | For | For |
| 1.3 | Elect Director John P. Brogan | Management | For | Withhold |
| 1.4 | Elect Director John M. Dodds | Management | For | Withhold |
| 1.5 | Elect Director James J. Grogan | Management | For | Withhold |
| 1.6 | Elect Director Richard J. Herrera | Management | For | For |
| 1.7 | Elect Director Karl A. Schmidt | Management | For | For |
| 1.8 | Elect Director Samuel J. Shoen | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Ratify and Affirm Decisions and Actions Taken by the Board and Executive Officers for Fiscal 2019 | Shareholder | For | Against |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | None | Against |
| |
|---|
AMERESCO, INC.
MEETING DATE: MAY 29, 2020 | TICKER: AMRC SECURITY ID: 02361E108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David J. Anderson | Management | For | For |
| 1.2 | Elect Director Thomas S. Murley | Management | For | For |
| 1.3 | Elect Director Frank V. Wisneski | Management | For | Withhold |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
AMERICAN AIRLINES GROUP INC.
MEETING DATE: JUN 10, 2020 | TICKER: AAL SECURITY ID: 02376R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James F. Albaugh | Management | For | For |
| 1b | Elect Director Jeffrey D. Benjamin | Management | For | For |
| 1c | Elect Director John T. Cahill | Management | For | For |
| 1d | Elect Director Michael J. Embler | Management | For | For |
| 1e | Elect Director Matthew J. Hart | Management | For | For |
| 1f | Elect Director Susan D. Kronick | Management | For | For |
| 1g | Elect Director Martin H. Nesbitt | Management | For | For |
| 1h | Elect Director Denise M. O'Leary | Management | For | For |
| 1i | Elect Director W. Douglas Parker | Management | For | For |
| 1j | Elect Director Ray M. Robinson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions and Expenditures | Shareholder | Against | Against |
| |
|---|
AMERICAN WOODMARK CORPORATION
MEETING DATE: AUG 22, 2019 | TICKER: AMWD SECURITY ID: 030506109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew B. Cogan | Management | For | For |
| 1.2 | Elect Director James G. Davis, Jr. | Management | For | For |
| 1.3 | Elect Director S. Cary Dunston | Management | For | For |
| 1.4 | Elect Director Martha M. Hayes | Management | For | For |
| 1.5 | Elect Director Daniel T. Hendrix | Management | For | For |
| 1.6 | Elect Director Teresa M. May | Management | For | For |
| 1.7 | Elect Director Carol B. Moerdyk | Management | For | For |
| 1.8 | Elect Director David W. Moon | Management | For | For |
| 1.9 | Elect Director Vance W. Tang | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMETEK, INC.
MEETING DATE: MAY 06, 2020 | TICKER: AME SECURITY ID: 031100100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas A. Amato | Management | For | For |
| 1b | Elect Director Anthony J. Conti | Management | For | For |
| 1c | Elect Director Gretchen W. McClain | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
APOGEE ENTERPRISES, INC.
MEETING DATE: JAN 14, 2020 | TICKER: APOG SECURITY ID: 037598109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christina M. Alvord | Management | For | For |
| 1.2 | Elect Director Frank G. Heard | Management | For | For |
| 1.3 | Elect Director Elizabeth M. Lilly | Management | For | For |
| 1.4 | Elect Director Mark A. Pompa | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement for Removal of Directors | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement to Amend Director Removal Provision | Management | For | For |
| 8 | Amend Articles to Eliminate the Anti-Greenmail Provision | Management | For | For |
| 9 | Reduce Supermajority Vote Requirement to Amend the Anti-Greenmail Provision | Management | For | For |
| 10 | Ratify the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| 11 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
APOGEE ENTERPRISES, INC.
MEETING DATE: JUN 24, 2020 | TICKER: APOG SECURITY ID: 037598109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lloyd E. Johnson | Management | For | For |
| 1b | Elect Director Donald A. Nolan | Management | For | For |
| 1c | Elect Director Patricia K. Wagner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
APPLIED INDUSTRIAL TECHNOLOGIES, INC.
MEETING DATE: OCT 29, 2019 | TICKER: AIT SECURITY ID: 03820C105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary Dean Hall | Management | For | For |
| 1.2 | Elect Director Dan P. Komnenovich | Management | For | For |
| 1.3 | Elect Director Joe A. Raver | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
ARCBEST CORPORATION
MEETING DATE: MAY 01, 2020 | TICKER: ARCB SECURITY ID: 03937C105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eduardo F. Conrado | Management | For | For |
| 1.2 | Elect Director Fredrik J. Eliasson | Management | For | For |
| 1.3 | Elect Director Stephen E. Gorman | Management | For | For |
| 1.4 | Elect Director Michael P. Hogan | Management | For | For |
| 1.5 | Elect Director Kathleen D. McElligott | Management | For | For |
| 1.6 | Elect Director Judy R. McReynolds | Management | For | For |
| 1.7 | Elect Director Craig E. Philip | Management | For | For |
| 1.8 | Elect Director Steven L. Spinner | Management | For | For |
| 1.9 | Elect Director Janice E. Stipp | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
ARCOSA, INC.
MEETING DATE: MAY 05, 2020 | TICKER: ACA SECURITY ID: 039653100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Joseph Alvarado | Management | For | For |
| 1b | Elect Director Jeffrey A. Craig | Management | For | For |
| 1c | Elect Director John W. Lindsay | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
ARGAN, INC.
MEETING DATE: JUN 23, 2020 | TICKER: AGX SECURITY ID: 04010E109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rainer H. Bosselmann | Management | For | For |
| 1.2 | Elect Director Cynthia A. Flanders | Management | For | For |
| 1.3 | Elect Director Peter W. Getsinger | Management | For | For |
| 1.4 | Elect Director William F. Griffin, Jr. | Management | For | For |
| 1.5 | Elect Director John R. Jeffrey, Jr. | Management | For | For |
| 1.6 | Elect Director Mano S. Koilpillai | Management | For | For |
| 1.7 | Elect Director William F. Leimkuhler | Management | For | For |
| 1.8 | Elect Director W.G. Champion Mitchell | Management | For | For |
| 1.9 | Elect Director James W. Quinn | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Grant Thornton LLP as Auditor | Management | For | For |
| |
|---|
ARMSTRONG WORLD INDUSTRIES, INC.
MEETING DATE: JUL 11, 2019 | TICKER: AWI SECURITY ID: 04247X102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stan A. Askren | Management | For | For |
| 1.2 | Elect Director Victor D. Grizzle | Management | For | For |
| 1.3 | Elect Director Tao Huang | Management | For | For |
| 1.4 | Elect Director Barbara L. Loughran | Management | For | For |
| 1.5 | Elect Director Larry S. McWilliams | Management | For | For |
| 1.6 | Elect Director James C. Melville | Management | For | For |
| 1.7 | Elect Director John J. Roberts | Management | For | For |
| 1.8 | Elect Director Wayne R. Shurts | Management | For | For |
| 1.9 | Elect Director Roy W. Templin | Management | For | For |
| 1.10 | Elect Director Cherryl T. Thomas | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ARMSTRONG WORLD INDUSTRIES, INC.
MEETING DATE: JUN 25, 2020 | TICKER: AWI SECURITY ID: 04247X102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stan A. Askren | Management | For | For |
| 1.2 | Elect Director Victor D. Grizzle | Management | For | For |
| 1.3 | Elect Director Tao Huang | Management | For | For |
| 1.4 | Elect Director Barbara L. Loughran | Management | For | For |
| 1.5 | Elect Director Larry S. McWilliams | Management | For | For |
| 1.6 | Elect Director James C. Melville | Management | For | For |
| 1.7 | Elect Director Wayne R. Shurts | Management | For | For |
| 1.8 | Elect Director Roy W. Templin | Management | For | For |
| 1.9 | Elect Director Cherryl T. Thomas | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ASGN INCORPORATED
MEETING DATE: JUN 18, 2020 | TICKER: ASGN SECURITY ID: 00191U102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark A. Frantz | Management | For | For |
| 1.2 | Elect Director Jonathan S. Holman | Management | For | For |
| 1.3 | Elect Director Arshad Matin | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
ASTEC INDUSTRIES, INC.
MEETING DATE: APR 30, 2020 | TICKER: ASTE SECURITY ID: 046224101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William D. Gehl | Management | For | For |
| 1.2 | Elect Director William G. Dorey | Management | For | For |
| 1.3 | Elect Director Charles F. Potts | Management | For | For |
| 1.4 | Elect Director Barry A. Ruffalo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
ASTRONICS CORPORATION
MEETING DATE: MAY 21, 2020 | TICKER: ATRO SECURITY ID: 046433108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raymond W. Boushie | Management | For | For |
| 1.2 | Elect Director Robert T. Brady | Management | For | For |
| 1.3 | Elect Director Tonit M. Calaway | Management | For | For |
| 1.4 | Elect Director Jeffry D. Frisby | Management | For | For |
| 1.5 | Elect Director Peter J. Gundermann | Management | For | For |
| 1.6 | Elect Director Warren C. Johnson | Management | For | For |
| 1.7 | Elect Director Robert S. Keane | Management | For | For |
| 1.8 | Elect Director Neil Y. Kim | Management | For | For |
| 1.9 | Elect Director Mark Moran | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ATKORE INTERNATIONAL GROUP INC.
MEETING DATE: JAN 30, 2020 | TICKER: ATKR SECURITY ID: 047649108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Betty R. Johnson | Management | For | For |
| 1B | Elect Director William E. Waltz, Jr. | Management | For | For |
| 1C | Elect Director A. Mark Zeffiro | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
ATLAS AIR WORLDWIDE HOLDINGS, INC.
MEETING DATE: JUN 09, 2020 | TICKER: AAWW SECURITY ID: 049164205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy J. Bernlohr | Management | For | For |
| 1.2 | Elect Director Charles F. Bolden, Jr. | Management | For | For |
| 1.3 | Elect Director John W. Dietrich | Management | For | For |
| 1.4 | Elect Director William J. Flynn | Management | For | For |
| 1.5 | Elect Director Bobby J. Griffin | Management | For | For |
| 1.6 | Elect Director Carol B. Hallett | Management | For | For |
| 1.7 | Elect Director Jane H. Lute | Management | For | For |
| 1.8 | Elect Director Duncan J. McNabb | Management | For | For |
| 1.9 | Elect Director Sheila A. Stamps | Management | For | For |
| 1.10 | Elect Director John K. Wulff | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
AVIS BUDGET GROUP, INC.
MEETING DATE: MAY 07, 2020 | TICKER: CAR SECURITY ID: 053774105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bernardo Hees | Management | For | For |
| 1.2 | Elect Director Brian J. Choi | Management | For | Against |
| 1.3 | Elect Director Lynn Krominga | Management | For | For |
| 1.4 | Elect Director Glenn Lurie | Management | For | For |
| 1.5 | Elect Director Jagdeep Pahwa | Management | For | For |
| 1.6 | Elect Director Karthik Sarma | Management | For | For |
| 1.7 | Elect Director Carl Sparks | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AXON ENTERPRISE, INC.
MEETING DATE: MAY 29, 2020 | TICKER: AAXN SECURITY ID: 05464C101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark W. Kroll | Management | For | For |
| 1.2 | Elect Director Matthew R. McBrady | Management | For | For |
| 1.3 | Elect Director Patrick W. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 4A | Eliminate Supermajority Vote Requirement of Article 5 of the Charter | Management | For | For |
| 4B | Eliminate Supermajority Vote Requirement of Article 6 of the Charter | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
AZZ INC.
MEETING DATE: JUL 09, 2019 | TICKER: AZZ SECURITY ID: 002474104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel E. Berce | Management | For | For |
| 1.2 | Elect Director Paul Eisman | Management | For | For |
| 1.3 | Elect Director Daniel R. Feehan | Management | For | For |
| 1.4 | Elect Director Thomas E. Ferguson | Management | For | For |
| 1.5 | Elect Director Kevern R. Joyce | Management | For | For |
| 1.6 | Elect Director Venita McCellon-Allen | Management | For | For |
| 1.7 | Elect Director Ed McGough | Management | For | For |
| 1.8 | Elect Director Stephen E. Pirnat | Management | For | For |
| 1.9 | Elect Director Steven R. Purvis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditor | Management | For | For |
| |
|---|
BARNES GROUP INC.
MEETING DATE: MAY 08, 2020 | TICKER: B SECURITY ID: 067806109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas O. Barnes | Management | For | For |
| 1b | Elect Director Elijah K. Barnes | Management | For | For |
| 1c | Elect Director Patrick J. Dempsey | Management | For | For |
| 1d | Elect Director Richard J. Hipple | Management | For | For |
| 1e | Elect Director Thomas J. Hook | Management | For | For |
| 1f | Elect Director Daphne E. Jones | Management | For | For |
| 1g | Elect Director Mylle H. Mangum | Management | For | For |
| 1h | Elect Director Hans-Peter Manner | Management | For | For |
| 1i | Elect Director Hassell H. McClellan | Management | For | For |
| 1j | Elect Director William J. Morgan | Management | For | For |
| 1k | Elect Director Anthony V. Nicolosi | Management | For | For |
| 1l | Elect Director JoAnna L. Sohovich | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| |
|---|
BARRETT BUSINESS SERVICES, INC.
MEETING DATE: MAY 27, 2020 | TICKER: BBSI SECURITY ID: 068463108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas J. Carley | Management | For | For |
| 1.2 | Elect Director Thomas B. Cusick | Management | For | For |
| 1.3 | Elect Director Diane L. Dewbrey | Management | For | For |
| 1.4 | Elect Director James B. Hicks | Management | For | For |
| 1.5 | Elect Director Jon L. Justesen | Management | For | For |
| 1.6 | Elect Director Gary E. Kramer | Management | For | For |
| 1.7 | Elect Director Anthony Meeker | Management | For | For |
| 1.8 | Elect Director Vincent P. Price | Management | For | For |
| 2 | Provide Proxy Access Right | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
BEACON ROOFING SUPPLY, INC.
MEETING DATE: FEB 11, 2020 | TICKER: BECN SECURITY ID: 073685109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert R. Buck | Management | For | For |
| 1.2 | Elect Director Julian G. Francis | Management | For | For |
| 1.3 | Elect Director Carl T. Berquist | Management | For | For |
| 1.4 | Elect Director Barbara G. Fast | Management | For | For |
| 1.5 | Elect Director Richard W. Frost | Management | For | For |
| 1.6 | Elect Director Alan Gershenhorn | Management | For | For |
| 1.7 | Elect Director Philip W. Knisely | Management | For | For |
| 1.8 | Elect Director Robert M. McLaughlin | Management | For | For |
| 1.9 | Elect Director Neil S. Novich | Management | For | For |
| 1.10 | Elect Director Stuart A. Randle | Management | For | Withhold |
| 1.11 | Elect Director Nathan K. Sleeper | Management | For | For |
| 1.12 | Elect Director Douglas L. Young | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
BLOOM ENERGY CORPORATION
MEETING DATE: MAY 12, 2020 | TICKER: BE SECURITY ID: 093712107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mary K. Bush | Management | For | For |
| 1b | Elect Director Jeffrey Immelt | Management | For | Against |
| 1c | Elect Director Eddy Zervigon | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
BLOOM ENERGY CORPORATION
MEETING DATE: JUN 16, 2020 | TICKER: BE SECURITY ID: 093712107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Conversion In Class B Common Stock of the 10.0% Convertible Senior Secured Notes due 2021 | Management | For | For |
| 2 | Approve Conversion In Class B Common Stock of the 10.0% Convertible Senior Secured Notes due 2021 held by New Enterprise Associates 10, Limited Partnership, KPCB Holdings, Inc. and Foris Ventures, LLC | Management | For | For |
| 3 | Approve Conversion In Class B Common Stock of the Amended Subordinated Secured Convertible Note held by Constellation NewEnergy, Inc. | Management | For | For |
| |
|---|
BLUE BIRD CORPORATION
MEETING DATE: MAR 04, 2020 | TICKER: BLBD SECURITY ID: 095306106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas Grimm | Management | For | For |
| 1.2 | Elect Director Phil Horlock | Management | For | For |
| 1.3 | Elect Director Connor Wentzell | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | Three Years |
| 5 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
BMC STOCK HOLDINGS, INC.
MEETING DATE: MAY 14, 2020 | TICKER: BMCH SECURITY ID: 05591B109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mark A. Alexander | Management | For | For |
| 1b | Elect Director David W. Bullock | Management | For | For |
| 1c | Elect Director David L. Keltner | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
BRIGGS & STRATTON CORPORATION
MEETING DATE: OCT 31, 2019 | TICKER: BGG SECURITY ID: 109043109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey R. Hennion | Management | For | For |
| 1.2 | Elect Director Patricia L. Kampling | Management | For | For |
| 1.3 | Elect Director Todd J. Teske | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BRIGHTVIEW HOLDINGS, INC.
MEETING DATE: MAR 10, 2020 | TICKER: BV SECURITY ID: 10948C107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James R. Abrahamson | Management | For | For |
| 1.2 | Elect Director Jane Okun Bomba | Management | For | For |
| 1.3 | Elect Director Shamit Grover | Management | For | For |
| 1.4 | Elect Director Andrew V. Masterman | Management | For | For |
| 1.5 | Elect Director Paul E. Raether | Management | For | For |
| 1.6 | Elect Director Richard W. Roedel | Management | For | Withhold |
| 1.7 | Elect Director Mara Swan | Management | For | For |
| 1.8 | Elect Director Joshua T. Weisenbeck | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
BUILDERS FIRSTSOURCE, INC.
MEETING DATE: JUN 17, 2020 | TICKER: BLDR SECURITY ID: 12008R107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul S. Levy | Management | For | For |
| 1.2 | Elect Director Cleveland A. Christophe | Management | For | For |
| 1.3 | Elect Director Craig A. Steinke | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
BWX TECHNOLOGIES, INC.
MEETING DATE: MAY 01, 2020 | TICKER: BWXT SECURITY ID: 05605H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Rex D. Geveden | Management | For | For |
| 1b | Elect Director Leland D. Melvin | Management | For | For |
| 1c | Elect Director Robert L. Nardelli | Management | For | For |
| 1d | Elect Director Barbara A. Niland | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
C.H. ROBINSON WORLDWIDE, INC.
MEETING DATE: MAY 07, 2020 | TICKER: CHRW SECURITY ID: 12541W209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott P. Anderson | Management | For | For |
| 1.2 | Elect Director Robert C. Biesterfeld, Jr. | Management | For | For |
| 1.3 | Elect Director Wayne M. Fortun | Management | For | For |
| 1.4 | Elect Director Timothy C. Gokey | Management | For | For |
| 1.5 | Elect Director Mary J. Steele Guilfoile | Management | For | For |
| 1.6 | Elect Director Jodee A. Kozlak | Management | For | For |
| 1.7 | Elect Director Brian P. Short | Management | For | For |
| 1.8 | Elect Director James B. Stake | Management | For | For |
| 1.9 | Elect Director Paula C. Tolliver | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
CARLISLE COMPANIES INCORPORATED
MEETING DATE: MAY 06, 2020 | TICKER: CSL SECURITY ID: 142339100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert G. Bohn | Management | For | For |
| 1.2 | Elect Director Gregg A. Ostrander | Management | For | For |
| 1.3 | Elect Director Jesse G. Singh | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CASELLA WASTE SYSTEMS, INC.
MEETING DATE: JUN 02, 2020 | TICKER: CWST SECURITY ID: 147448104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael L. Battles | Management | For | For |
| 1.2 | Elect Director Joseph G. Doody | Management | For | Withhold |
| 1.3 | Elect Director Emily Nagle Green | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify RSM US LLP as Auditors | Management | For | For |
| |
|---|
CATERPILLAR INC.
MEETING DATE: JUN 10, 2020 | TICKER: CAT SECURITY ID: 149123101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kelly A. Ayotte | Management | For | For |
| 1.2 | Elect Director David L. Calhoun | Management | For | For |
| 1.3 | Elect Director Daniel M. Dickinson | Management | For | For |
| 1.4 | Elect Director Juan Gallardo | Management | For | For |
| 1.5 | Elect Director William A. Osborn | Management | For | For |
| 1.6 | Elect Director Debra L. Reed-Klages | Management | For | For |
| 1.7 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1.8 | Elect Director Susan C. Schwab | Management | For | For |
| 1.9 | Elect Director D. James Umpleby, III | Management | For | For |
| 1.10 | Elect Director Miles D. White | Management | For | For |
| 1.11 | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 5 | Require Independent Board Chair | Shareholder | Against | Against |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
CBIZ, INC.
MEETING DATE: MAY 14, 2020 | TICKER: CBZ SECURITY ID: 124805102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph S. DiMartino | Management | For | For |
| 1.2 | Elect Director Sherrill W. Hudson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CHART INDUSTRIES, INC.
MEETING DATE: MAY 12, 2020 | TICKER: GTLS SECURITY ID: 16115Q308
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carey Chen | Management | For | For |
| 1.2 | Elect Director Jillian C. Evanko | Management | For | For |
| 1.3 | Elect Director Steven W. Krablin | Management | For | For |
| 1.4 | Elect Director Singleton B. McAllister | Management | For | For |
| 1.5 | Elect Director Michael L. Molinini | Management | For | For |
| 1.6 | Elect Director David M. Sagehorn | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CIMPRESS N.V.
MEETING DATE: OCT 25, 2019 | TICKER: CMPR SECURITY ID: N20146101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles of Association | Management | For | For |
| 2 | Approve Cross-Border Merger Between the Company and Cimpress plc | Management | For | For |
| 3 | Approve Creation of Distributable Profits Through Reduction of Share Premium of Cimpress plc | Management | For | For |
| |
|---|
CIMPRESS N.V.
MEETING DATE: NOV 22, 2019 | TICKER: CMPR SECURITY ID: N20146101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Robert S. Keane as Director | Management | For | For |
| 2 | Elect Scott Vassalluzzo as Director | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Discharge of Management Board | Management | For | For |
| 6 | Approve Discharge of Supervisory Board | Management | For | For |
| 7 | Authorize Repurchase of Up to 5.5 Million of Issued and Outstanding Ordinary Shares | Management | For | Against |
| 8 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
CINTAS CORPORATION
MEETING DATE: OCT 29, 2019 | TICKER: CTAS SECURITY ID: 172908105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gerald S. Adolph | Management | For | For |
| 1b | Elect Director John F. Barrett | Management | For | For |
| 1c | Elect Director Melanie W. Barstad | Management | For | For |
| 1d | Elect Director Karen L. Carnahan | Management | For | For |
| 1e | Elect Director Robert E. Coletti | Management | For | For |
| 1f | Elect Director Scott D. Farmer | Management | For | For |
| 1g | Elect Director James J. Johnson | Management | For | For |
| 1h | Elect Director Joseph Scaminace | Management | For | For |
| 1i | Elect Director Ronald W. Tysoe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Against |
| |
|---|
CIRCOR INTERNATIONAL, INC.
MEETING DATE: JUN 12, 2020 | TICKER: CIR SECURITY ID: 17273K109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3.1 | Elect Director John (Andy) O'Donnell | Management | For | For |
| 3.2 | Elect Director Scott Buckhout | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CLEAN HARBORS, INC.
MEETING DATE: JUN 03, 2020 | TICKER: CLH SECURITY ID: 184496107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eugene Banucci | Management | For | For |
| 1.2 | Elect Director Edward G. Galante | Management | For | For |
| 1.3 | Elect Director Thomas J. Shields | Management | For | For |
| 1.4 | Elect Director John R. Welch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
COLFAX CORPORATION
MEETING DATE: MAY 21, 2020 | TICKER: CFX SECURITY ID: 194014106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mitchell P. Rales | Management | For | For |
| 1b | Elect Director Matthew L. Trerotola | Management | For | For |
| 1c | Elect Director Patrick W. Allender | Management | For | Against |
| 1d | Elect Director Thomas S. Gayner | Management | For | Against |
| 1e | Elect Director Rhonda L. Jordan | Management | For | For |
| 1f | Elect Director Liam J. Kelly | Management | For | For |
| 1g | Elect Director A. Clayton Perfall | Management | For | For |
| 1h | Elect Director Didier Teirlinck | Management | For | For |
| 1i | Elect Director Rajiv Vinnakota | Management | For | For |
| 1j | Elect Director Sharon Wienbar | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
COLUMBUS MCKINNON CORPORATION
MEETING DATE: JUL 22, 2019 | TICKER: CMCO SECURITY ID: 199333105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard H. Fleming | Management | For | For |
| 1.2 | Elect Director Ernest R. Verebelyi | Management | For | For |
| 1.3 | Elect Director Mark D. Morelli | Management | For | For |
| 1.4 | Elect Director Nicholas T. Pinchuk | Management | For | For |
| 1.5 | Elect Director Liam G. McCarthy | Management | For | For |
| 1.6 | Elect Director R. Scott Trumbull | Management | For | For |
| 1.7 | Elect Director Heath A. Mitts | Management | For | For |
| 1.8 | Elect Director Kathryn V. Roedel | Management | For | For |
| 1.9 | Elect Director Aziz S. Aghili | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
COMFORT SYSTEMS USA, INC.
MEETING DATE: MAY 19, 2020 | TICKER: FIX SECURITY ID: 199908104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Darcy G. Anderson | Management | For | For |
| 1.2 | Elect Director Herman E. Bulls | Management | For | For |
| 1.3 | Elect Director Alan P. Krusi | Management | For | For |
| 1.4 | Elect Director Brian E. Lane | Management | For | For |
| 1.5 | Elect Director Pablo G. Mercado | Management | For | For |
| 1.6 | Elect Director Franklin Myers | Management | For | For |
| 1.7 | Elect Director William J. Sandbrook | Management | For | For |
| 1.8 | Elect Director James H. Schultz | Management | For | For |
| 1.9 | Elect Director Constance E. Skidmore | Management | For | For |
| 1.10 | Elect Director Vance W. Tang | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CONSTRUCTION PARTNERS, INC.
MEETING DATE: MAR 06, 2020 | TICKER: ROAD SECURITY ID: 21044C107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Craig Jennings | Management | For | For |
| 1b | Elect Director Mark R. Matteson | Management | For | For |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| |
|---|
CONTINENTAL BUILDING PRODUCTS, INC.
MEETING DATE: JAN 29, 2020 | TICKER: CBPX SECURITY ID: 211171103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
COPART, INC.
MEETING DATE: DEC 06, 2019 | TICKER: CPRT SECURITY ID: 217204106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Willis J. Johnson | Management | For | For |
| 1.2 | Elect Director A. Jayson Adair | Management | For | For |
| 1.3 | Elect Director Matt Blunt | Management | For | For |
| 1.4 | Elect Director Steven D. Cohan | Management | For | For |
| 1.5 | Elect Director Daniel J. Englander | Management | For | For |
| 1.6 | Elect Director James E. Meeks | Management | For | For |
| 1.7 | Elect Director Thomas N. Tryforos | Management | For | For |
| 1.8 | Elect Director Diane M. Morefield | Management | For | For |
| 1.9 | Elect Director Stephen Fisher | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
CORNERSTONE BUILDING BRANDS, INC.
MEETING DATE: MAY 28, 2020 | TICKER: CNR SECURITY ID: 21925D109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kathleen J. Affeldt | Management | For | For |
| 1.2 | Elect Director George L. Ball | Management | For | For |
| 1.3 | Elect Director Timothy O'Brien | Management | For | Against |
| 1.4 | Elect Director Nathan K. Sleeper | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
COSTAR GROUP, INC.
MEETING DATE: JUN 03, 2020 | TICKER: CSGP SECURITY ID: 22160N109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael R. Klein | Management | For | For |
| 1b | Elect Director Andrew C. Florance | Management | For | For |
| 1c | Elect Director Laura Cox Kaplan | Management | For | For |
| 1d | Elect Director Michael J. Glosserman | Management | For | For |
| 1e | Elect Director John W. Hill | Management | For | For |
| 1f | Elect Director Robert W. Musslewhite | Management | For | For |
| 1g | Elect Director Christopher J. Nassetta | Management | For | For |
| 1h | Elect Director Louise S. Sams | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COVANTA HOLDING CORPORATION
MEETING DATE: MAY 14, 2020 | TICKER: CVA SECURITY ID: 22282E102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David M. Barse | Management | For | For |
| 1.2 | Elect Director Ronald J. Broglio | Management | For | For |
| 1.3 | Elect Director Peter C.B. Bynoe | Management | For | For |
| 1.4 | Elect Director Linda J. Fisher | Management | For | For |
| 1.5 | Elect Director Joseph M. Holsten | Management | For | For |
| 1.6 | Elect Director Stephen J. Jones | Management | For | For |
| 1.7 | Elect Director Owen Michaelson | Management | For | For |
| 1.8 | Elect Director Danielle Pletka | Management | For | For |
| 1.9 | Elect Director Michael W. Ranger | Management | For | For |
| 1.10 | Elect Director Robert S. Silberman | Management | For | For |
| 1.11 | Elect Director Jean Smith | Management | For | For |
| 1.12 | Elect Director Samuel Zell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CRANE CO.
MEETING DATE: APR 27, 2020 | TICKER: CR SECURITY ID: 224399105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Martin R. Benante | Management | For | For |
| 1.2 | Elect Director Donald G. Cook | Management | For | For |
| 1.3 | Elect Director Michael Dinkins | Management | For | For |
| 1.4 | Elect Director Ronald C. Lindsay | Management | For | For |
| 1.5 | Elect Director Ellen McClain | Management | For | For |
| 1.6 | Elect Director Charles G. McClure, Jr. | Management | For | For |
| 1.7 | Elect Director Max H. Mitchell | Management | For | For |
| 1.8 | Elect Director Jennifer M. Pollino | Management | For | For |
| 1.9 | Elect Director James L. L. Tullis | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CSW INDUSTRIALS, INC.
MEETING DATE: AUG 13, 2019 | TICKER: CSWI SECURITY ID: 126402106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph B. Armes | Management | For | For |
| 1.2 | Elect Director Michael R. Gambrell | Management | For | For |
| 1.3 | Elect Director Terry L. Johnston | Management | For | For |
| 1.4 | Elect Director Robert M. Swartz | Management | For | For |
| 1.5 | Elect Director J. Kent Sweezey | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
CSX CORPORATION
MEETING DATE: MAY 06, 2020 | TICKER: CSX SECURITY ID: 126408103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Donna M. Alvarado | Management | For | For |
| 1b | Elect Director Pamela L. Carter | Management | For | For |
| 1c | Elect Director James M. Foote | Management | For | For |
| 1d | Elect Director Steven T. Halverson | Management | For | For |
| 1e | Elect Director Paul C. Hilal | Management | For | For |
| 1f | Elect Director John D. McPherson | Management | For | For |
| 1g | Elect Director David M. Moffett | Management | For | For |
| 1h | Elect Director Linda H. Riefler | Management | For | For |
| 1i | Elect Director Suzanne M. Vautrinot | Management | For | For |
| 1j | Elect Director J. Steven Whisler | Management | For | For |
| 1k | Elect Director John J. Zillmer | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CUBIC CORPORATION
MEETING DATE: FEB 17, 2020 | TICKER: CUB SECURITY ID: 229669106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Prithviraj Banerjee | Management | For | For |
| 1.2 | Elect Director Bruce G. Blakley | Management | For | For |
| 1.3 | Elect Director Maureen Breakiron-Evans | Management | For | For |
| 1.4 | Elect Director Denise L. Devine | Management | For | For |
| 1.5 | Elect Director Bradley H. Feldmann | Management | For | For |
| 1.6 | Elect Director Carolyn A. Flowers | Management | For | For |
| 1.7 | Elect Director Janice M. Hamby | Management | For | For |
| 1.8 | Elect Director David F. Melcher | Management | For | For |
| 1.9 | Elect Director Steven J. Norris | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
CUMMINS INC.
MEETING DATE: MAY 12, 2020 | TICKER: CMI SECURITY ID: 231021106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director N. Thomas Linebarger | Management | For | For |
| 2 | Elect Director Robert J. Bernhard | Management | For | For |
| 3 | Elect Director Franklin R. Chang Diaz | Management | For | For |
| 4 | Elect Director Bruno V. Di Leo Allen | Management | For | For |
| 5 | Elect Director Stephen B. Dobbs | Management | For | For |
| 6 | Elect Director Robert K. Herdman | Management | For | For |
| 7 | Elect Director Alexis M. Herman | Management | For | For |
| 8 | Elect Director Thomas J. Lynch | Management | For | For |
| 9 | Elect Director William I. Miller | Management | For | For |
| 10 | Elect Director Georgia R. Nelson | Management | For | For |
| 11 | Elect Director Karen H. Quintos | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 14 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| |
|---|
CURTISS-WRIGHT CORPORATION
MEETING DATE: MAY 07, 2020 | TICKER: CW SECURITY ID: 231561101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David C. Adams | Management | For | For |
| 1.2 | Elect Director Dean M. Flatt | Management | For | For |
| 1.3 | Elect Director S. Marce Fuller | Management | For | For |
| 1.4 | Elect Director Bruce D. Hoechner | Management | For | For |
| 1.5 | Elect Director Glenda J. Minor | Management | For | For |
| 1.6 | Elect Director John B. Nathman | Management | For | For |
| 1.7 | Elect Director Robert J. Rivet | Management | For | For |
| 1.8 | Elect Director Albert E. Smith | Management | For | For |
| 1.9 | Elect Director Peter C. Wallace | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DASEKE, INC.
MEETING DATE: SEP 19, 2019 | TICKER: DSKE SECURITY ID: 23753F107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Don R. Daseke | Management | For | For |
| 1.2 | Elect Director Daniel J. Hennessy | Management | For | For |
| 1.3 | Elect Director Mark Sinclair - withdrawn resolution | Management | None | None |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
DEERE & COMPANY
MEETING DATE: FEB 26, 2020 | TICKER: DE SECURITY ID: 244199105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Samuel R. Allen | Management | For | For |
| 1b | Elect Director Alan C. Heuberger | Management | For | For |
| 1c | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 1d | Elect Director Dipak C. Jain | Management | For | For |
| 1e | Elect Director Michael O. Johanns | Management | For | For |
| 1f | Elect Director Clayton M. Jones | Management | For | For |
| 1g | Elect Director John C. May | Management | For | For |
| 1h | Elect Director Gregory R. Page | Management | For | For |
| 1i | Elect Director Sherry M. Smith | Management | For | For |
| 1j | Elect Director Dmitri L. Stockton | Management | For | For |
| 1k | Elect Director Sheila G. Talton | Management | For | For |
| 2 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 6 | Disclose Board Qualifications Matrix | Shareholder | Against | Against |
| |
|---|
DELTA AIR LINES, INC.
MEETING DATE: JUN 18, 2020 | TICKER: DAL SECURITY ID: 247361702
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Edward H. Bastian | Management | For | For |
| 1b | Elect Director Francis S. Blake | Management | For | For |
| 1c | Elect Director Ashton B. Carter | Management | For | For |
| 1d | Elect Director David G. DeWalt | Management | For | For |
| 1e | Elect Director William H. Easter, III | Management | For | For |
| 1f | Elect Director Christopher A. Hazleton | Management | For | For |
| 1g | Elect Director Michael P. Huerta | Management | For | For |
| 1h | Elect Director Jeanne P. Jackson | Management | For | For |
| 1i | Elect Director George N. Mattson | Management | For | For |
| 1j | Elect Director Sergio A. L. Rial | Management | For | For |
| 1k | Elect Director David S. Taylor | Management | For | For |
| 1l | Elect Director Kathy N. Waller | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Report on Climate Lobbying | Shareholder | Against | Against |
| 6 | Report on Political Contributions | Shareholder | Against | Against |
| 7 | Report on Sexual Harassment Policy | Shareholder | Against | Against |
| |
|---|
DELUXE CORPORATION
MEETING DATE: APR 29, 2020 | TICKER: DLX SECURITY ID: 248019101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald C. Baldwin | Management | For | For |
| 1.2 | Elect Director William C. Cobb | Management | For | For |
| 1.3 | Elect Director Cheryl E. Mayberry McKissack | Management | For | For |
| 1.4 | Elect Director Barry C. McCarthy | Management | For | For |
| 1.5 | Elect Director Don J. McGrath | Management | For | For |
| 1.6 | Elect Director Thomas J. Reddin | Management | For | For |
| 1.7 | Elect Director Martyn R. Redgrave | Management | For | For |
| 1.8 | Elect Director John L. Stauch | Management | For | For |
| 1.9 | Elect Director Victoria A. Treyger | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
DONALDSON COMPANY, INC.
MEETING DATE: NOV 22, 2019 | TICKER: DCI SECURITY ID: 257651109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Hoffman | Management | For | For |
| 1.2 | Elect Director Douglas A. Milroy | Management | For | For |
| 1.3 | Elect Director Willard D. Oberton | Management | For | For |
| 1.4 | Elect Director John P. Wiehoff | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
DOUGLAS DYNAMICS, INC.
MEETING DATE: APR 28, 2020 | TICKER: PLOW SECURITY ID: 25960R105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James L. Janik | Management | For | For |
| 1.2 | Elect Director James D. Staley | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
DOVER CORPORATION
MEETING DATE: MAY 08, 2020 | TICKER: DOV SECURITY ID: 260003108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director H. John Gilbertson, Jr. | Management | For | For |
| 1b | Elect Director Kristiane C. Graham | Management | For | For |
| 1c | Elect Director Michael F. Johnston | Management | For | For |
| 1d | Elect Director Eric A. Spiegel | Management | For | For |
| 1e | Elect Director Richard J. Tobin | Management | For | For |
| 1f | Elect Director Stephen M. Todd | Management | For | For |
| 1g | Elect Director Stephen K. Wagner | Management | For | For |
| 1h | Elect Director Keith E. Wandell | Management | For | For |
| 1i | Elect Director Mary A. Winston | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
DUCOMMUN INCORPORATED
MEETING DATE: MAY 06, 2020 | TICKER: DCO SECURITY ID: 264147109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard A. Baldridge | Management | For | For |
| 1.2 | Elect Director Stephen G. Oswald | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
DXP ENTERPRISES, INC.
MEETING DATE: JUN 19, 2020 | TICKER: DXPE SECURITY ID: 233377407
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David R. Little | Management | For | For |
| 1.2 | Elect Director Joseph R. Mannes | Management | For | For |
| 1.3 | Elect Director Timothy P. Halter | Management | For | Withhold |
| 1.4 | Elect Director David Patton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Moss Adams, LLP as Auditors | Management | For | For |
| |
|---|
DYCOM INDUSTRIES, INC.
MEETING DATE: MAY 19, 2020 | TICKER: DY SECURITY ID: 267475101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Dwight B. Duke | Management | For | For |
| 1b | Elect Director Peter T. Pruitt, Jr. | Management | For | For |
| 1c | Elect Director Laurie J. Thomsen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
EATON CORPORATION PLC
MEETING DATE: APR 22, 2020 | TICKER: ETN SECURITY ID: G29183103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Craig Arnold | Management | For | For |
| 1b | Elect Director Christopher M. Connor | Management | For | For |
| 1c | Elect Director Michael J. Critelli | Management | For | For |
| 1d | Elect Director Richard H. Fearon | Management | For | For |
| 1e | Elect Director Olivier Leonetti | Management | For | For |
| 1f | Elect Director Deborah L. McCoy | Management | For | For |
| 1g | Elect Director Silvio Napoli | Management | For | For |
| 1h | Elect Director Gregory R. Page | Management | For | For |
| 1i | Elect Director Sandra Pianalto | Management | For | For |
| 1j | Elect Director Lori J. Ryerkerk | Management | For | For |
| 1k | Elect Director Gerald B. Smith | Management | For | For |
| 1l | Elect Director Dorothy C. Thompson | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | For |
| 6 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For |
| 7 | Authorize Share Repurchase of Issued Share Capital | Management | For | For |
| |
|---|
ECHO GLOBAL LOGISTICS, INC.
MEETING DATE: JUN 12, 2020 | TICKER: ECHO SECURITY ID: 27875T101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas R. Waggoner | Management | For | For |
| 1.2 | Elect Director Samuel K. Skinner | Management | For | For |
| 1.3 | Elect Director Matthew Ferguson | Management | For | For |
| 1.4 | Elect Director David Habiger | Management | For | For |
| 1.5 | Elect Director William M. Farrow, III | Management | For | For |
| 1.6 | Elect Director Virginia L. Henkels | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EMCOR GROUP, INC.
MEETING DATE: JUN 11, 2020 | TICKER: EME SECURITY ID: 29084Q100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John W. Altmeyer | Management | For | For |
| 1b | Elect Director Anthony J. Guzzi | Management | For | For |
| 1c | Elect Director Richard F. Hamm, Jr. | Management | For | For |
| 1d | Elect Director David H. Laidley | Management | For | For |
| 1e | Elect Director Carol P. Lowe | Management | For | For |
| 1f | Elect Director M. Kevin McEvoy | Management | For | For |
| 1g | Elect Director William P. Reid | Management | For | For |
| 1h | Elect Director Steven B. Schwarzwaelder | Management | For | For |
| 1i | Elect Director Robin Walker-Lee | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 4 | Amend Restricted Stock Plan | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
EMERSON ELECTRIC CO.
MEETING DATE: FEB 04, 2020 | TICKER: EMR SECURITY ID: 291011104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Martin S. Craighead | Management | For | For |
| 1.2 | Elect Director David N. Farr | Management | For | For |
| 1.3 | Elect Director Gloria A. Flach | Management | For | For |
| 1.4 | Elect Director Matthew S. Levatich | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| |
|---|
ENCORE WIRE CORPORATION
MEETING DATE: MAY 05, 2020 | TICKER: WIRE SECURITY ID: 292562105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory J. Fisher | Management | For | For |
| 1.2 | Elect Director Daniel L. Jones | Management | For | For |
| 1.3 | Elect Director Gina A. Norris | Management | For | For |
| 1.4 | Elect Director William R. Thomas | Management | For | For |
| 1.5 | Elect Director Scott D. Weaver | Management | For | For |
| 1.6 | Elect Director John H. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
ENERSYS
MEETING DATE: AUG 01, 2019 | TICKER: ENS SECURITY ID: 29275Y102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard I. Hoffen | Management | For | For |
| 1.2 | Elect Director David M. Shaffer | Management | For | For |
| 1.3 | Elect Director Ronald P. Vargo | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ENNIS, INC.
MEETING DATE: JUL 18, 2019 | TICKER: EBF SECURITY ID: 293389102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John R. Blind | Management | For | For |
| 1.2 | Elect Director Barbara T. Clemens | Management | For | For |
| 1.3 | Elect Director Michael J. Schaefer | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
ENPRO INDUSTRIES, INC.
MEETING DATE: APR 29, 2020 | TICKER: NPO SECURITY ID: 29355X107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marvin A. Riley | Management | For | For |
| 1.2 | Elect Director Thomas M. Botts | Management | For | For |
| 1.3 | Elect Director Felix M. Brueck | Management | For | For |
| 1.4 | Elect Director B. Bernard Burns, Jr. | Management | For | For |
| 1.5 | Elect Director Diane C. Creel | Management | For | For |
| 1.6 | Elect Director Adele M. Gulfo | Management | For | For |
| 1.7 | Elect Director David L. Hauser | Management | For | For |
| 1.8 | Elect Director John Humphrey | Management | For | For |
| 1.9 | Elect Director Kees van der Graaf | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
EQUIFAX INC.
MEETING DATE: MAY 07, 2020 | TICKER: EFX SECURITY ID: 294429105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mark W. Begor | Management | For | For |
| 1b | Elect Director Mark L. Feidler | Management | For | For |
| 1c | Elect Director G. Thomas Hough | Management | For | For |
| 1d | Elect Director Robert D. Marcus | Management | For | For |
| 1e | Elect Director Siri S. Marshall | Management | For | For |
| 1f | Elect Director Scott A. McGregor | Management | For | For |
| 1g | Elect Director John A. McKinley | Management | For | For |
| 1h | Elect Director Robert W. Selander | Management | For | For |
| 1i | Elect Director Elane B. Stock | Management | For | For |
| 1j | Elect Director Heather H. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
ESCO TECHNOLOGIES INC.
MEETING DATE: JAN 31, 2020 | TICKER: ESE SECURITY ID: 296315104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patrick M. Dewar | Management | For | For |
| 1.2 | Elect Director Vinod M. Khilnani | Management | For | For |
| 1.3 | Elect Director Robert J. Phillippy | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EVOQUA WATER TECHNOLOGIES CORP.
MEETING DATE: FEB 18, 2020 | TICKER: AQUA SECURITY ID: 30057T105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ron C. Keating | Management | For | For |
| 1.2 | Elect Director Martin J. Lamb | Management | For | For |
| 1.3 | Elect Director Peter M. Wilver | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
EXPEDITORS INTERNATIONAL OF WASHINGTON, INC.
MEETING DATE: MAY 05, 2020 | TICKER: EXPD SECURITY ID: 302130109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert R. Wright | Management | For | For |
| 1.2 | Elect Director Glenn M. Alger | Management | For | For |
| 1.3 | Elect Director Robert P. Carlile | Management | For | For |
| 1.4 | Elect Director James "Jim" M. DuBois | Management | For | For |
| 1.5 | Elect Director Mark A. Emmert | Management | For | For |
| 1.6 | Elect Director Diane H. Gulyas | Management | For | For |
| 1.7 | Elect Director Jeffrey S. Musser | Management | For | For |
| 1.8 | Elect Director Liane J. Pelletier | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| 5 | Adopt a Policy on Board Diversity | Shareholder | Against | Against |
| |
|---|
EXPONENT, INC.
MEETING DATE: MAY 28, 2020 | TICKER: EXPO SECURITY ID: 30214U102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Catherine Ford Corrigan | Management | For | For |
| 1.2 | Elect Director Paul R. Johnston | Management | For | For |
| 1.3 | Elect Director Carol Lindstrom | Management | For | For |
| 1.4 | Elect Director Karen A. Richardson | Management | For | For |
| 1.5 | Elect Director John B. Shoven | Management | For | For |
| 1.6 | Elect Director Debra L. Zumwalt | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FASTENAL COMPANY
MEETING DATE: APR 25, 2020 | TICKER: FAST SECURITY ID: 311900104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Willard D. Oberton | Management | For | For |
| 1b | Elect Director Michael J. Ancius | Management | For | For |
| 1c | Elect Director Michael J. Dolan | Management | For | For |
| 1d | Elect Director Stephen L. Eastman | Management | For | For |
| 1e | Elect Director Daniel L. Florness | Management | For | For |
| 1f | Elect Director Rita J. Heise | Management | For | For |
| 1g | Elect Director Daniel L. Johnson | Management | For | For |
| 1h | Elect Director Nicholas J. Lundquist | Management | For | For |
| 1i | Elect Director Scott A. Satterlee | Management | For | For |
| 1j | Elect Director Reyne K. Wisecup | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Prepare Employment Diversity Report | Shareholder | Against | Against |
| |
|---|
FEDERAL SIGNAL CORPORATION
MEETING DATE: APR 21, 2020 | TICKER: FSS SECURITY ID: 313855108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eugene J. Lowe, III | Management | For | For |
| 1.2 | Elect Director Dennis J. Martin | Management | For | For |
| 1.3 | Elect Director Patrick E. Miller *Withdrawn Resolution* | Management | None | None |
| 1.4 | Elect Director Richard R. Mudge | Management | For | For |
| 1.5 | Elect Director William F. Owens | Management | For | For |
| 1.6 | Elect Director Brenda L. Reichelderfer | Management | For | For |
| 1.7 | Elect Director Jennifer L. Sherman | Management | For | For |
| 1.8 | Elect Director John L. Workman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
FEDEX CORPORATION
MEETING DATE: SEP 23, 2019 | TICKER: FDX SECURITY ID: 31428X106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Edwardson | Management | For | For |
| 1.2 | Elect Director Marvin R. Ellison | Management | For | For |
| 1.3 | Elect Director Susan Patricia Griffith | Management | For | For |
| 1.4 | Elect Director John C. (Chris) Inglis | Management | For | For |
| 1.5 | Elect Director Kimberly A. Jabal | Management | For | For |
| 1.6 | Elect Director Shirley Ann Jackson | Management | For | For |
| 1.7 | Elect Director R. Brad Martin | Management | For | For |
| 1.8 | Elect Director Joshua Cooper Ramo | Management | For | For |
| 1.9 | Elect Director Susan C. Schwab | Management | For | For |
| 1.10 | Elect Director Frederick W. Smith | Management | For | For |
| 1.11 | Elect Director David P. Steiner | Management | For | For |
| 1.12 | Elect Director Paul S. Walsh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 6 | Report on Employee Representation on the Board of Directors | Shareholder | Against | Against |
| |
|---|
FLOWSERVE CORPORATION
MEETING DATE: MAY 22, 2020 | TICKER: FLS SECURITY ID: 34354P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director R. Scott Rowe | Management | For | For |
| 1b | Elect Director Sujeet Chand | Management | For | For |
| 1c | Elect Director Ruby R. Chandy | Management | For | For |
| 1d | Elect Director Gayla J. Delly | Management | For | For |
| 1e | Elect Director Roger L. Fix | Management | For | For |
| 1f | Elect Director John R. Friedery | Management | For | For |
| 1g | Elect Director John L. Garrison | Management | For | For |
| 1h | Elect Director Michael C. McMurray | Management | For | For |
| 1i | Elect Director David E. Roberts | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Certificate of Incorporation to Allow Shareholder Action by Less than Unanimous Written Consent | Management | For | For |
| 5 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| |
|---|
FORRESTER RESEARCH, INC.
MEETING DATE: MAY 12, 2020 | TICKER: FORR SECURITY ID: 346563109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean M. Birch | Management | For | For |
| 1.2 | Elect Director David Boyce | Management | For | For |
| 1.3 | Elect Director Neil Bradford | Management | For | For |
| 1.4 | Elect Director George F. Colony | Management | For | For |
| 1.5 | Elect Director Anthony Friscia | Management | For | For |
| 1.6 | Elect Director Robert M. Galford | Management | For | For |
| 1.7 | Elect Director Gretchen G. Teichgraeber | Management | For | For |
| 1.8 | Elect Director Yvonne Wassenaar | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FORTIVE CORPORATION
MEETING DATE: JUN 02, 2020 | TICKER: FTV SECURITY ID: 34959J108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Kate D. Mitchell | Management | For | For |
| 1B | Elect Director Mitchell P. Rales | Management | For | For |
| 1C | Elect Director Steven M. Rales | Management | For | For |
| 1D | Elect Director Jeannine Sargent | Management | For | For |
| 1E | Elect Director Alan G. Spoon | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| |
|---|
FORTUNE BRANDS HOME & SECURITY, INC.
MEETING DATE: APR 28, 2020 | TICKER: FBHS SECURITY ID: 34964C106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Nicholas I. Fink | Management | For | For |
| 1b | Elect Director A. D. David Mackay | Management | For | For |
| 1c | Elect Director David M. Thomas | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FORWARD AIR CORPORATION
MEETING DATE: MAY 12, 2020 | TICKER: FWRD SECURITY ID: 349853101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald W. Allen | Management | For | For |
| 1.2 | Elect Director Ana B. Amicarella | Management | For | For |
| 1.3 | Elect Director Valerie A. Bonebrake | Management | For | For |
| 1.4 | Elect Director C. Robert Campbell | Management | For | For |
| 1.5 | Elect Director R. Craig Carlock | Management | For | For |
| 1.6 | Elect Director C. John Langley, Jr. | Management | For | For |
| 1.7 | Elect Director G. Michael Lynch | Management | For | For |
| 1.8 | Elect Director Thomas Schmitt | Management | For | For |
| 1.9 | Elect Director Laurie A. Tucker | Management | For | For |
| 1.10 | Elect Director W. Gilbert West | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FOUNDATION BUILDING MATERIALS, INC.
MEETING DATE: MAY 14, 2020 | TICKER: FBM SECURITY ID: 350392106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Matthew J. Espe | Management | For | For |
| 1b | Elect Director Fareed A. Khan | Management | For | For |
| 1c | Elect Director James F. Underhill | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
FRANKLIN COVEY CO.
MEETING DATE: JAN 24, 2020 | TICKER: FC SECURITY ID: 353469109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anne H. Chow | Management | For | For |
| 1.2 | Elect Director Clayton M. Christensen | Management | For | For |
| 1.3 | Elect Director Michael Fung | Management | For | For |
| 1.4 | Elect Director Dennis G. Heiner | Management | For | For |
| 1.5 | Elect Director Donald J. McNamara | Management | For | For |
| 1.6 | Elect Director Joel C. Peterson | Management | For | For |
| 1.7 | Elect Director E. Kay Stepp | Management | For | For |
| 1.8 | Elect Director Derek C.M. van Bever | Management | For | For |
| 1.9 | Elect Director Robert A. Whitman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
FRANKLIN ELECTRIC CO., INC.
MEETING DATE: MAY 08, 2020 | TICKER: FELE SECURITY ID: 353514102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David T. Brown | Management | For | For |
| 1b | Elect Director Victor D. Grizzle | Management | For | For |
| 1c | Elect Director Thomas R. VerHage | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FTI CONSULTING, INC.
MEETING DATE: JUN 03, 2020 | TICKER: FCN SECURITY ID: 302941109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Brenda J. Bacon | Management | For | For |
| 1b | Elect Director Mark S. Bartlett | Management | For | For |
| 1c | Elect Director Claudio Costamagna | Management | For | For |
| 1d | Elect Director Vernon Ellis | Management | For | For |
| 1e | Elect Director Nicholas C. Fanandakis | Management | For | For |
| 1f | Elect Director Steven H. Gunby | Management | For | For |
| 1g | Elect Director Gerard E. Holthaus | Management | For | For |
| 1h | Elect Director Laureen E. Seeger | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GARDNER DENVER HOLDINGS, INC.
MEETING DATE: FEB 21, 2020 | TICKER: GDI SECURITY ID: 36555P107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
GATES INDUSTRIAL CORPORATION PLC
MEETING DATE: OCT 07, 2019 | TICKER: GTES SECURITY ID: G39108108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorize Share Repurchase Program | Management | For | Against |
| 2 | Amend the Articles of Association to Authorize the Issuance of a New Class or Classes of Shares | Management | For | Against |
| |
|---|
GATES INDUSTRIAL CORPORATION PLC
MEETING DATE: JUN 22, 2020 | TICKER: GTES SECURITY ID: G39108108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James W. Ireland, III | Management | For | For |
| 1.2 | Elect Director Ivo Jurek | Management | For | For |
| 1.3 | Elect Director Julia C. Kahr | Management | For | For |
| 1.4 | Elect Director Terry Klebe | Management | For | For |
| 1.5 | Elect Director Stephanie K. Mains | Management | For | For |
| 1.6 | Elect Director Wilson S. Neely | Management | For | For |
| 1.7 | Elect Director Neil P. Simpkins | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 5 | Ratify Deloitte LLP as UK Statutory Auditor | Management | For | For |
| 6 | Authorize Audit Committee to Fix Remuneration of UK Statutory Auditors | Management | For | For |
| |
|---|
GATX CORPORATION
MEETING DATE: APR 24, 2020 | TICKER: GATX SECURITY ID: 361448103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Diane M. Aigotti | Management | For | For |
| 1.2 | Elect Director Anne L. Arvia | Management | For | For |
| 1.3 | Elect Director Ernst A. Haberli | Management | For | For |
| 1.4 | Elect Director Brian A. Kenney | Management | For | For |
| 1.5 | Elect Director James B. Ream | Management | For | For |
| 1.6 | Elect Director Adam L. Stanley | Management | For | For |
| 1.7 | Elect Director David S. Sutherland | Management | For | For |
| 1.8 | Elect Director Stephen R. Wilson | Management | For | For |
| 1.9 | Elect Director Paul G. Yovovich | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| |
|---|
GENERAC HOLDINGS INC.
MEETING DATE: JUN 18, 2020 | TICKER: GNRC SECURITY ID: 368736104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marcia J. Avedon | Management | For | For |
| 1.2 | Elect Director Bennett J. Morgan | Management | For | For |
| 1.3 | Elect Director Dominick P. Zarcone | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GENERAL DYNAMICS CORPORATION
MEETING DATE: MAY 06, 2020 | TICKER: GD SECURITY ID: 369550108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James S. Crown | Management | For | For |
| 1b | Elect Director Rudy F. deLeon | Management | For | For |
| 1c | Elect Director Cecil D. Haney | Management | For | For |
| 1d | Elect Director Mark M. Malcolm | Management | For | For |
| 1e | Elect Director James N. Mattis | Management | For | For |
| 1f | Elect Director Phebe N. Novakovic | Management | For | For |
| 1g | Elect Director C. Howard Nye | Management | For | For |
| 1h | Elect Director William A. Osborn | Management | For | For |
| 1i | Elect Director Catherine B. Reynolds | Management | For | For |
| 1j | Elect Director Laura J. Schumacher | Management | For | For |
| 1k | Elect Director John G. Stratton | Management | For | For |
| 1l | Elect Director Peter A. Wall | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| |
|---|
GENERAL ELECTRIC COMPANY
MEETING DATE: MAY 05, 2020 | TICKER: GE SECURITY ID: 369604103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Sebastien Bazin | Management | For | Against |
| 2 | Elect Director Ashton Carter | Management | For | For |
| 3 | Elect Director H. Lawrence Culp, Jr. | Management | For | For |
| 4 | Elect Director Francisco D'Souza | Management | For | For |
| 5 | Elect Director Edward Garden | Management | For | For |
| 6 | Elect Director Thomas W. Horton | Management | For | For |
| 7 | Elect Director Risa Lavizzo-Mourey | Management | For | For |
| 8 | Elect Director Catherine Lesjak | Management | For | For |
| 9 | Elect Director Paula Rosput Reynolds | Management | For | For |
| 10 | Elect Director Leslie Seidman | Management | For | For |
| 11 | Elect Director James Tisch | Management | For | Against |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Ratify KPMG LLP as Auditors | Management | For | For |
| 14 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
GENESEE & WYOMING INC.
MEETING DATE: OCT 03, 2019 | TICKER: GWR SECURITY ID: 371559105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
GIBRALTAR INDUSTRIES, INC.
MEETING DATE: MAY 06, 2020 | TICKER: ROCK SECURITY ID: 374689107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mark G. Barberio | Management | For | For |
| 1b | Elect Director William T. Bosway | Management | For | For |
| 1c | Elect Director Sharon M. Brady | Management | For | For |
| 1d | Elect Director Craig A. Hindman | Management | For | For |
| 1e | Elect Director Vinod M. Khilnani | Management | For | For |
| 1f | Elect Director Linda K. Myers | Management | For | For |
| 1g | Elect Director William P. Montague | Management | For | For |
| 1h | Elect Director James B. Nish | Management | For | For |
| 1i | Elect Director Atlee Valentine Pope | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
GLOBAL BRASS AND COPPER HOLDINGS, INC.
MEETING DATE: JUL 09, 2019 | TICKER: BRSS SECURITY ID: 37953G103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
GMS INC.
MEETING DATE: OCT 30, 2019 | TICKER: GMS SECURITY ID: 36251C103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Brian R. Hoesterey | Management | For | For |
| 1b | Elect Director Teri P. McClure | Management | For | For |
| 1c | Elect Director Richard K. Mueller | Management | For | For |
| 1d | Elect Director J. Louis Sharpe | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GRACO INC.
MEETING DATE: APR 24, 2020 | TICKER: GGG SECURITY ID: 384109104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Patrick J. McHale | Management | For | For |
| 1b | Elect Director Lee R. Mitau | Management | For | For |
| 1c | Elect Director Martha A. Morfitt | Management | For | For |
| 1d | Elect Director Kevin J. Wheeler | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GRAFTECH INTERNATIONAL LTD.
MEETING DATE: MAY 14, 2020 | TICKER: EAF SECURITY ID: 384313508
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian L. Acton | Management | For | Against |
| 1.2 | Elect Director David Gregory | Management | For | For |
| 1.3 | Elect Director David J. Rintoul | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GREAT LAKES DREDGE & DOCK CORPORATION
MEETING DATE: MAY 06, 2020 | TICKER: GLDD SECURITY ID: 390607109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Elaine J. Dorward-King | Management | For | For |
| 1b | Elect Director Ryan J. Levenson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GRIFFON CORPORATION
MEETING DATE: JAN 30, 2020 | TICKER: GFF SECURITY ID: 398433102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas J. Brosig | Management | For | For |
| 1.2 | Elect Director Robert G. Harrison | Management | For | For |
| 1.3 | Elect Director Lacy M. Johnson | Management | For | For |
| 1.4 | Elect Director James W. Sight | Management | For | For |
| 1.5 | Elect Director Samanta Hegedus Stewart | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
H&E EQUIPMENT SERVICES, INC.
MEETING DATE: MAY 19, 2020 | TICKER: HEES SECURITY ID: 404030108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John M. Engquist | Management | For | For |
| 1.2 | Elect Director Bradley W. Barber | Management | For | For |
| 1.3 | Elect Director Paul N. Arnold | Management | For | For |
| 1.4 | Elect Director Gary W. Bagley | Management | For | For |
| 1.5 | Elect Director Bruce C. Bruckmann | Management | For | For |
| 1.6 | Elect Director Patrick L. Edsell | Management | For | For |
| 1.7 | Elect Director Thomas J. Galligan, III | Management | For | For |
| 1.8 | Elect Director Lawrence C. Karlson | Management | For | For |
| 1.9 | Elect Director John T. Sawyer | Management | For | For |
| 1.10 | Elect Director Mary P. Thompson | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HARSCO CORPORATION
MEETING DATE: APR 21, 2020 | TICKER: HSC SECURITY ID: 415864107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James F. Earl | Management | For | For |
| 1.2 | Elect Director Kathy G. Eddy | Management | For | For |
| 1.3 | Elect Director David C. Everitt | Management | For | For |
| 1.4 | Elect Director F. Nicholas Grasberger, III | Management | For | For |
| 1.5 | Elect Director Carolann I. Haznedar | Management | For | For |
| 1.6 | Elect Director Mario Longhi | Management | For | For |
| 1.7 | Elect Director Edgar (Ed) M. Purvis, Jr. | Management | For | For |
| 1.8 | Elect Director Phillip C. Widman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
HAWAIIAN HOLDINGS, INC.
MEETING DATE: MAY 13, 2020 | TICKER: HA SECURITY ID: 419879101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald J. Carty | Management | For | For |
| 1.2 | Elect Director Earl E. Fry | Management | For | For |
| 1.3 | Elect Director Lawrence S. Hershfield | Management | For | For |
| 1.4 | Elect Director Peter R. Ingram | Management | For | For |
| 1.5 | Elect Director Randall L. Jenson | Management | For | For |
| 1.6 | Elect Director Crystal K. Rose | Management | For | For |
| 1.7 | Elect Director Richard N. Zwern | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| A | Please Check if Owner of Record is a U.S. Citizen | Management | None | For |
| B | Please Check if Owner of Record is Not a U.S. Citizen | Management | None | Against |
| |
|---|
HD SUPPLY HOLDINGS, INC.
MEETING DATE: MAY 19, 2020 | TICKER: HDS SECURITY ID: 40416M105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kathleen J. Affeldt | Management | For | For |
| 1.2 | Elect Director Joseph J. DeAngelo | Management | For | For |
| 1.3 | Elect Director Peter A. Dorsman | Management | For | For |
| 1.4 | Elect Director Stephen J. Konenkamp | Management | For | For |
| 1.5 | Elect Director Patrick R. McNamee | Management | For | For |
| 1.6 | Elect Director Scott D. Ostfeld | Management | For | For |
| 1.7 | Elect Director Charles W. Peffer | Management | For | For |
| 1.8 | Elect Director James A. Rubright | Management | For | For |
| 1.9 | Elect Director Lauren Taylor Wolfe | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
HEALTHCARE SERVICES GROUP, INC.
MEETING DATE: MAY 26, 2020 | TICKER: HCSG SECURITY ID: 421906108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Theodore Wahl | Management | For | For |
| 1.2 | Elect Director John M. Briggs | Management | For | For |
| 1.3 | Elect Director Robert L. Frome | Management | For | For |
| 1.4 | Elect Director Dino D. Ottaviano | Management | For | For |
| 1.5 | Elect Director Michael E. McBryan | Management | For | For |
| 1.6 | Elect Director Diane S. Casey | Management | For | For |
| 1.7 | Elect Director John J. McFadden | Management | For | For |
| 1.8 | Elect Director Jude Visconto | Management | For | For |
| 1.9 | Elect Director Daniela Castagnino | Management | For | For |
| 1.10 | Elect Director Laura Grant | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
HEARTLAND EXPRESS, INC.
MEETING DATE: MAY 14, 2020 | TICKER: HTLD SECURITY ID: 422347104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Gerdin | Management | For | For |
| 1.2 | Elect Director Larry J. Gordon | Management | For | For |
| 1.3 | Elect Director Benjamin J. Allen | Management | For | For |
| 1.4 | Elect Director Brenda S. Neville | Management | For | For |
| 1.5 | Elect Director James G. Pratt | Management | For | For |
| 1.6 | Elect Director Tahira K. Hira | Management | For | For |
| 1.7 | Elect Director Michael J. Sullivan | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HEICO CORPORATION
MEETING DATE: MAR 20, 2020 | TICKER: HEI SECURITY ID: 422806109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas M. Culligan | Management | For | For |
| 1.2 | Elect Director Adolfo Henriques | Management | For | For |
| 1.3 | Elect Director Mark H. Hildebrandt | Management | For | Withhold |
| 1.4 | Elect Director Eric A. Mendelson | Management | For | For |
| 1.5 | Elect Director Laurans A. Mendelson | Management | For | For |
| 1.6 | Elect Director Victor H. Mendelson | Management | For | For |
| 1.7 | Elect Director Julie Neitzel | Management | For | For |
| 1.8 | Elect Director Alan Schriesheim | Management | For | Withhold |
| 1.9 | Elect Director Frank J. Schwitter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
HEICO CORPORATION
MEETING DATE: MAR 20, 2020 | TICKER: HEI SECURITY ID: 422806208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas M. Culligan | Management | For | For |
| 1.2 | Elect Director Adolfo Henriques | Management | For | For |
| 1.3 | Elect Director Mark H. Hildebrandt | Management | For | Withhold |
| 1.4 | Elect Director Eric A. Mendelson | Management | For | For |
| 1.5 | Elect Director Laurans A. Mendelson | Management | For | For |
| 1.6 | Elect Director Victor H. Mendelson | Management | For | For |
| 1.7 | Elect Director Julie Neitzel | Management | For | For |
| 1.8 | Elect Director Alan Schriesheim | Management | For | Withhold |
| 1.9 | Elect Director Frank J. Schwitter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
HEIDRICK & STRUGGLES INTERNATIONAL, INC.
MEETING DATE: MAY 28, 2020 | TICKER: HSII SECURITY ID: 422819102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elizabeth L. Axelrod | Management | For | For |
| 1.2 | Elect Director Laszlo Bock | Management | For | For |
| 1.3 | Elect Director Clare M. Chapman | Management | For | For |
| 1.4 | Elect Director Lyle Logan | Management | For | For |
| 1.5 | Elect Director T. Willem Mesdag | Management | For | For |
| 1.6 | Elect Director Krishnan Rajagopalan | Management | For | For |
| 1.7 | Elect Director Stacey Rauch | Management | For | For |
| 1.8 | Elect Director Adam Warby | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify RSM US LLP as Auditor | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
HERC HOLDINGS INC.
MEETING DATE: MAY 14, 2020 | TICKER: HRI SECURITY ID: 42704L104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Herbert L. Henkel | Management | For | For |
| 1b | Elect Director Lawrence H. Silber | Management | For | For |
| 1c | Elect Director James H. Browning | Management | For | For |
| 1d | Elect Director Patrick D. Campbell | Management | For | For |
| 1e | Elect Director Jonathan Frates | Management | For | Against |
| 1f | Elect Director Nicholas F. Graziano | Management | For | Against |
| 1g | Elect Director Jean K. Holley | Management | For | For |
| 1h | Elect Director Jacob M. Katz | Management | For | For |
| 1i | Elect Director Michael A. Kelly | Management | For | For |
| 1j | Elect Director Andrew N. Langham | Management | For | Against |
| 1k | Elect Director Mary Pat Salomone | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
HERITAGE-CRYSTAL CLEAN, INC.
MEETING DATE: APR 28, 2020 | TICKER: HCCI SECURITY ID: 42726M106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce Bruckmann | Management | For | Withhold |
| 1.2 | Elect Director Carmine Falcone | Management | For | Withhold |
| 1.3 | Elect Director Robert W. Willmschen, Jr. | Management | For | Withhold |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Other Business | Management | For | Against |
| |
|---|
HERMAN MILLER, INC.
MEETING DATE: OCT 14, 2019 | TICKER: MLHR SECURITY ID: 600544100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lisa A. Kro | Management | For | For |
| 1.2 | Elect Director Michael C. Smith | Management | For | For |
| 1.3 | Elect Director Michael A. Volkema | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HERTZ GLOBAL HOLDINGS, INC.
MEETING DATE: MAY 06, 2020 | TICKER: HTZ SECURITY ID: 42806J106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David A. Barnes | Management | For | For |
| 1b | Elect Director SungHwan Cho | Management | For | For |
| 1c | Elect Director Vincent J. Intrieri | Management | For | For |
| 1d | Elect Director Henry R. Keizer | Management | For | For |
| 1e | Elect Director Kathryn V. Marinello | Management | For | For |
| 1f | Elect Director Anindita Mukherjee | Management | For | For |
| 1g | Elect Director Daniel A. Ninivaggi | Management | For | For |
| 1h | Elect Director Kevin M. Sheehan | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HEXCEL CORPORATION
MEETING DATE: JUN 01, 2020 | TICKER: HXL SECURITY ID: 428291108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Nick L. Stanage | Management | For | For |
| 1b | Elect Director Joel S. Beckman | Management | For | For |
| 1c | Elect Director Jeffrey C. Campbell | Management | For | For |
| 1d | Elect Director Cynthia M. Egnotovich | Management | For | For |
| 1e | Elect Director Thomas A. Gendron | Management | For | For |
| 1f | Elect Director Jeffrey A. Graves | Management | For | Against |
| 1g | Elect Director Guy C. Hachey | Management | For | For |
| 1h | Elect Director Catherine A. Suever | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
HILLENBRAND, INC.
MEETING DATE: FEB 13, 2020 | TICKER: HI SECURITY ID: 431571108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel C. Hillenbrand | Management | For | For |
| 1.2 | Elect Director Thomas H. Johnson | Management | For | For |
| 1.3 | Elect Director Neil S. Novich | Management | For | For |
| 1.4 | Elect Director Joe A. Raver | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Articles of Incorporation and Code of By-laws | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
HNI CORPORATION
MEETING DATE: MAY 05, 2020 | TICKER: HNI SECURITY ID: 404251100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Miguel M. Calado | Management | For | For |
| 1b | Elect Director Cheryl A. Francis | Management | For | For |
| 1c | Elect Director John R. Hartnett | Management | For | For |
| 1d | Elect Director Dhanusha Sivajee | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HONEYWELL INTERNATIONAL INC.
MEETING DATE: APR 27, 2020 | TICKER: HON SECURITY ID: 438516106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Darius Adamczyk | Management | For | For |
| 1B | Elect Director Duncan B. Angove | Management | For | For |
| 1C | Elect Director William S. Ayer | Management | For | For |
| 1D | Elect Director Kevin Burke | Management | For | For |
| 1E | Elect Director D. Scott Davis | Management | For | For |
| 1F | Elect Director Linnet F. Deily | Management | For | For |
| 1G | Elect Director Deborah Flint | Management | For | For |
| 1H | Elect Director Judd Gregg | Management | For | For |
| 1I | Elect Director Clive Hollick | Management | For | For |
| 1J | Elect Director Grace D. Lieblein | Management | For | For |
| 1K | Elect Director Raymond T. Odierno | Management | For | For |
| 1L | Elect Director George Paz | Management | For | For |
| 1M | Elect Director Robin L. Washington | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 4 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| |
|---|
HOWMET AEROSPACE INC.
MEETING DATE: JUN 15, 2020 | TICKER: HWM SECURITY ID: 443201108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James F. Albaugh | Management | For | For |
| 1b | Elect Director Amy E. Alving | Management | For | For |
| 1c | Elect Director Joseph S. Cantie | Management | For | For |
| 1d | Elect Director Robert F. Leduc | Management | For | For |
| 1e | Elect Director David J. Miller | Management | For | For |
| 1f | Elect Director Jody G. Miller | Management | For | For |
| 1g | Elect Director Tolga I. Oal | Management | For | For |
| 1h | Elect Director Nicole W. Piasecki | Management | For | For |
| 1i | Elect Director John C. Plant | Management | For | For |
| 1j | Elect Director Ulrich R. Schmidt | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| |
|---|
HUB GROUP, INC.
MEETING DATE: MAY 20, 2020 | TICKER: HUBG SECURITY ID: 443320106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David P. Yeager | Management | For | For |
| 1.2 | Elect Director Mary H. Boosalis | Management | For | For |
| 1.3 | Elect Director James C. Kenny | Management | For | For |
| 1.4 | Elect Director Peter B. McNitt | Management | For | For |
| 1.5 | Elect Director Charles R. Reaves | Management | For | For |
| 1.6 | Elect Director Martin P. Slark | Management | For | For |
| 1.7 | Elect Director Jonathan P. Ward | Management | For | For |
| 1.8 | Elect Director Jenell R. Ross | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
HUBBELL INCORPORATED
MEETING DATE: MAY 05, 2020 | TICKER: HUBB SECURITY ID: 443510607
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carlos M. Cardoso | Management | For | For |
| 1.2 | Elect Director Anthony J. Guzzi | Management | For | For |
| 1.3 | Elect Director Neal J. Keating | Management | For | For |
| 1.4 | Elect Director Bonnie C. Lind | Management | For | For |
| 1.5 | Elect Director John F. Malloy | Management | For | For |
| 1.6 | Elect Director David G. Nord | Management | For | For |
| 1.7 | Elect Director John G. Russell | Management | For | For |
| 1.8 | Elect Director Steven R. Shawley | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
HUNTINGTON INGALLS INDUSTRIES, INC.
MEETING DATE: APR 28, 2020 | TICKER: HII SECURITY ID: 446413106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Philip M. Bilden | Management | For | For |
| 1.2 | Elect Director Augustus L. Collins | Management | For | For |
| 1.3 | Elect Director Kirkland H. Donald | Management | For | For |
| 1.4 | Elect Director Victoria D. Harker | Management | For | For |
| 1.5 | Elect Director Anastasia D. Kelly | Management | For | For |
| 1.6 | Elect Director Tracy B. McKibben | Management | For | For |
| 1.7 | Elect Director C. Michael Petters | Management | For | For |
| 1.8 | Elect Director Thomas C. Schievelbein | Management | For | For |
| 1.9 | Elect Director John K. Welch | Management | For | For |
| 1.10 | Elect Director Stephen R. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
HURON CONSULTING GROUP INC.
MEETING DATE: MAY 08, 2020 | TICKER: HURN SECURITY ID: 447462102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director H. Eugene Lockhart | Management | For | For |
| 1.2 | Elect Director James H. Roth | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
HYSTER-YALE MATERIALS HANDLING, INC.
MEETING DATE: MAY 19, 2020 | TICKER: HY SECURITY ID: 449172105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alfred M. Rankin, Jr. | Management | For | For |
| 1.2 | Elect Director James B. Bemowski | Management | For | For |
| 1.3 | Elect Director J.C. Butler, Jr. | Management | For | Against |
| 1.4 | Elect Director Carolyn Corvi | Management | For | For |
| 1.5 | Elect Director Edward T. Eliopoulos | Management | For | For |
| 1.6 | Elect Director John P. Jumper | Management | For | Against |
| 1.7 | Elect Director Dennis W. LaBarre | Management | For | Against |
| 1.8 | Elect Director H. Vincent Poor | Management | For | Against |
| 1.9 | Elect Director Claiborne R. Rankin | Management | For | For |
| 1.10 | Elect Director Britton T. Taplin | Management | For | For |
| 1.11 | Elect Director David B. H. Williams | Management | For | For |
| 1.12 | Elect Director Eugene Wong | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Restricted Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
IAA, INC.
MEETING DATE: JUN 17, 2020 | TICKER: IAA SECURITY ID: 449253103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John W. Kett | Management | For | For |
| 1b | Elect Director Peter H. Kamin | Management | For | For |
| 1c | Elect Director Lynn Jolliffe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
ICF INTERNATIONAL, INC.
MEETING DATE: MAY 28, 2020 | TICKER: ICFI SECURITY ID: 44925C103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sudhakar Kesavan | Management | For | For |
| 1.2 | Elect Director Michael J. Van Handel | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
IDEX CORPORATION
MEETING DATE: MAY 07, 2020 | TICKER: IEX SECURITY ID: 45167R104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew K. Silvernail | Management | For | For |
| 1.2 | Elect Director Katrina L. Helmkamp | Management | For | For |
| 1.3 | Elect Director Mark A. Beck | Management | For | For |
| 1.4 | Elect Director Carl R. Christenson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Employee Representation on the Board of Directors | Shareholder | Against | Against |
| |
|---|
IES HOLDINGS, INC.
MEETING DATE: FEB 19, 2020 | TICKER: IESC SECURITY ID: 44951W106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Todd M. Cleveland | Management | For | For |
| 1.2 | Elect Director Joseph L. Dowling, III | Management | For | For |
| 1.3 | Elect Director David B. Gendell | Management | For | For |
| 1.4 | Elect Director Jeffrey L. Gendell | Management | For | For |
| 1.5 | Elect Director Joe D. Koshkin | Management | For | Withhold |
| 1.6 | Elect Director Donald L. Luke | Management | For | Withhold |
| 1.7 | Elect Director Gary S. Matthews | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
IHS MARKIT LTD.
MEETING DATE: APR 16, 2020 | TICKER: INFO SECURITY ID: G47567105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lance Uggla | Management | For | For |
| 1b | Elect Director John Browne | Management | For | For |
| 1c | Elect Director Ruann F. Ernst | Management | For | For |
| 1d | Elect Director William E. Ford | Management | For | For |
| 1e | Elect Director Jean-Paul L. Montupet | Management | For | For |
| 1f | Elect Director Deborah K. Orida | Management | For | For |
| 1g | Elect Director James A. Rosenthal | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
ILLINOIS TOOL WORKS INC.
MEETING DATE: MAY 08, 2020 | TICKER: ITW SECURITY ID: 452308109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Daniel J. Brutto | Management | For | For |
| 1b | Elect Director Susan Crown | Management | For | For |
| 1c | Elect Director James W. Griffith | Management | For | For |
| 1d | Elect Director Jay L. Henderson | Management | For | For |
| 1e | Elect Director Richard H. Lenny | Management | For | For |
| 1f | Elect Director E. Scott Santi | Management | For | For |
| 1g | Elect Director David B. Smith, Jr. | Management | For | For |
| 1h | Elect Director Pamela B. Strobel | Management | For | For |
| 1i | Elect Director Kevin M. Warren | Management | For | For |
| 1j | Elect Director Anre D. Williams | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
INGERSOLL RAND, INC.
MEETING DATE: JUN 16, 2020 | TICKER: IR SECURITY ID: 45687V106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kirk E. Arnold | Management | For | For |
| 1b | Elect Director William P. Donnelly | Management | For | For |
| 1c | Elect Director Marc E. Jones | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
INGERSOLL-RAND PLC
MEETING DATE: FEB 04, 2020 | TICKER: IR SECURITY ID: G47791101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Change Company Name to Trane Technologies plc | Management | For | For |
| |
|---|
INSPERITY, INC.
MEETING DATE: MAY 20, 2020 | TICKER: NSP SECURITY ID: 45778Q107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy T. Clifford | Management | For | For |
| 1.2 | Elect Director Ellen H. Masterson | Management | For | For |
| 1.3 | Elect Director Latha Ramchand | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
INSTEEL INDUSTRIES, INC.
MEETING DATE: FEB 11, 2020 | TICKER: IIIN SECURITY ID: 45774W108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Abney S. Boxley, III | Management | For | For |
| 1.2 | Elect Director Anne H. Lloyd | Management | For | For |
| 1.3 | Elect Director W. Allen Rogers, II | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
INTERFACE, INC.
MEETING DATE: MAY 22, 2020 | TICKER: TILE SECURITY ID: 458665304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John P. Burke | Management | For | For |
| 1.2 | Elect Director Dwight Gibson | Management | For | For |
| 1.3 | Elect Director Daniel T. Hendrix | Management | For | For |
| 1.4 | Elect Director Christopher G. Kennedy | Management | For | For |
| 1.5 | Elect Director Joseph Keough | Management | For | For |
| 1.6 | Elect Director Catherine M. Kilbane | Management | For | For |
| 1.7 | Elect Director K. David Kohler | Management | For | For |
| 1.8 | Elect Director Sheryl D. Palmer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
ITT INC.
MEETING DATE: MAY 15, 2020 | TICKER: ITT SECURITY ID: 45073V108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Orlando D. Ashford | Management | For | For |
| 1b | Elect Director Geraud Darnis | Management | For | For |
| 1c | Elect Director Donald DeFosset, Jr. | Management | For | For |
| 1d | Elect Director Nicholas C. Fanandakis | Management | For | For |
| 1e | Elect Director Richard P. Lavin | Management | For | For |
| 1f | Elect Director Mario Longhi | Management | For | For |
| 1g | Elect Director Rebecca A. McDonald | Management | For | For |
| 1h | Elect Director Timothy H. Powers | Management | For | For |
| 1i | Elect Director Luca Savi | Management | For | For |
| 1j | Elect Director Cheryl L. Shavers | Management | For | For |
| 1k | Elect Director Sabrina Soussan | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| |
|---|
J.B. HUNT TRANSPORT SERVICES, INC.
MEETING DATE: APR 23, 2020 | TICKER: JBHT SECURITY ID: 445658107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas G. Duncan | Management | For | For |
| 1.2 | Elect Director Francesca M. Edwardson | Management | For | For |
| 1.3 | Elect Director Wayne Garrison | Management | For | For |
| 1.4 | Elect Director Sharilyn S. Gasaway | Management | For | For |
| 1.5 | Elect Director Gary C. George | Management | For | For |
| 1.6 | Elect Director Bryan Hunt | Management | For | For |
| 1.7 | Elect Director Gale V. King | Management | For | For |
| 1.8 | Elect Director John N. Roberts, III | Management | For | For |
| 1.9 | Elect Director James L. Robo | Management | For | For |
| 1.10 | Elect Director Kirk Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Against |
| 5 | Report on Climate Change Initiatives | Shareholder | Against | Against |
| |
|---|
JACOBS ENGINEERING GROUP INC.
MEETING DATE: JAN 14, 2020 | TICKER: J SECURITY ID: 469814107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Steven J. Demetriou | Management | For | For |
| 1b | Elect Director Christopher M.T. Thompson | Management | For | For |
| 1c | Elect Director Joseph R. Bronson | Management | For | For |
| 1d | Elect Director Robert C. Davidson, Jr. | Management | For | For |
| 1e | Elect Director Ralph E. Eberhart | Management | For | For |
| 1f | Elect Director Georgette D. Kiser | Management | For | For |
| 1g | Elect Director Linda Fayne Levinson | Management | For | For |
| 1h | Elect Director Barbara L. Loughran | Management | For | For |
| 1i | Elect Director Robert A. McNamara | Management | For | For |
| 1j | Elect Director Peter J. Robertson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
JELD-WEN HOLDING, INC.
MEETING DATE: MAY 07, 2020 | TICKER: JELD SECURITY ID: 47580P103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director Suzanne L. Stefany | Management | For | For |
| 2.2 | Elect Director Bruce M. Taten | Management | For | For |
| 2.3 | Elect Director Roderick C. Wendt | Management | For | For |
| 3 | Eliminate Supermajority Vote Requirements | Management | For | For |
| 4 | Provide Right to Call Special Meeting | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
JOHN BEAN TECHNOLOGIES CORPORATION
MEETING DATE: MAY 15, 2020 | TICKER: JBT SECURITY ID: 477839104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Barbara L. Brasier | Management | For | For |
| 1b | Elect Director Thomas W. Giacomini | Management | For | For |
| 1c | Elect Director Polly B. Kawalek | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditor | Management | For | For |
| |
|---|
JOHNSON CONTROLS INTERNATIONAL PLC
MEETING DATE: MAR 04, 2020 | TICKER: JCI SECURITY ID: G51502105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jean Blackwell | Management | For | For |
| 1b | Elect Director Pierre Cohade | Management | For | For |
| 1c | Elect Director Michael E. Daniels | Management | For | For |
| 1d | Elect Director Juan Pablo del Valle Perochena | Management | For | For |
| 1e | Elect Director W. Roy Dunbar | Management | For | For |
| 1f | Elect Director Gretchen R. Haggerty | Management | For | For |
| 1g | Elect Director Simone Menne | Management | For | For |
| 1h | Elect Director George R. Oliver | Management | For | For |
| 1i | Elect Director Jurgen Tinggren | Management | For | For |
| 1j | Elect Director Mark Vergnano | Management | For | For |
| 1k | Elect Director R. David Yost | Management | For | For |
| 1l | Elect Director John D. Young | Management | For | For |
| 2a | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 2b | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 3 | Authorize Market Purchases of Company Shares | Management | For | For |
| 4 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Approve the Directors' Authority to Allot Shares | Management | For | For |
| 7 | Approve the Disapplication of Statutory Pre-Emption Rights | Management | For | For |
| |
|---|
KADANT INC.
MEETING DATE: MAY 12, 2020 | TICKER: KAI SECURITY ID: 48282T104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John M. Albertine | Management | For | For |
| 1.2 | Elect Director Thomas C. Leonard | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve the Issuance of Restricted Stock Units to Non-Employee Directors | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
KAMAN CORPORATION
MEETING DATE: APR 15, 2020 | TICKER: KAMN SECURITY ID: 483548103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George E. Minnich | Management | For | For |
| 1.2 | Elect Director Thomas W. Rabaut | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
KANSAS CITY SOUTHERN
MEETING DATE: MAY 21, 2020 | TICKER: KSU SECURITY ID: 485170302
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lydia I. Beebe | Management | For | For |
| 1.2 | Elect Director Lu M. Cordova | Management | For | For |
| 1.3 | Elect Director Robert J. Druten | Management | For | For |
| 1.4 | Elect Director Antonio O. Garza, Jr. | Management | For | For |
| 1.5 | Elect Director David Garza-Santos | Management | For | For |
| 1.6 | Elect Director Janet H. Kennedy | Management | For | For |
| 1.7 | Elect Director Mitchell J. Krebs | Management | For | For |
| 1.8 | Elect Director Henry J. Maier | Management | For | For |
| 1.9 | Elect Director Thomas A. McDonnell | Management | For | For |
| 1.10 | Elect Director Patrick J. Ottensmeyer | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
KAR AUCTION SERVICES, INC.
MEETING DATE: JUN 04, 2020 | TICKER: KAR SECURITY ID: 48238T109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David DiDomenico | Management | For | For |
| 1b | Elect Director Carmel Galvin | Management | For | For |
| 1c | Elect Director James P. Hallett | Management | For | For |
| 1d | Elect Director Mark E. Hill | Management | For | For |
| 1e | Elect Director J. Mark Howell | Management | For | For |
| 1f | Elect Director Stefan Jacoby | Management | For | For |
| 1g | Elect Director Michael T. Kestner | Management | For | For |
| 1h | Elect Director Mary Ellen Smith | Management | For | For |
| 1i | Elect Director Stephen E. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
KENNAMETAL, INC.
MEETING DATE: OCT 29, 2019 | TICKER: KMT SECURITY ID: 489170100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph Alvarado | Management | For | For |
| 1.2 | Elect Director Cindy L. Davis | Management | For | For |
| 1.3 | Elect Director William J. Harvey | Management | For | For |
| 1.4 | Elect Director William M. Lambert | Management | For | For |
| 1.5 | Elect Director Lorraine M. Martin | Management | For | For |
| 1.6 | Elect Director Timothy R. McLevish | Management | For | For |
| 1.7 | Elect Director Sagar A. Patel | Management | For | For |
| 1.8 | Elect Director Christopher Rossi | Management | For | For |
| 1.9 | Elect Director Lawrence W. Stranghoener | Management | For | For |
| 1.10 | Elect Director Steven H. Wunning | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KFORCE INC.
MEETING DATE: APR 28, 2020 | TICKER: KFRC SECURITY ID: 493732101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ann E. Dunwoody | Management | For | For |
| 1.2 | Elect Director N. John Simmons | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
KIMBALL INTERNATIONAL, INC.
MEETING DATE: OCT 22, 2019 | TICKER: KBAL SECURITY ID: 494274103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patrick E. Connolly | Management | For | For |
| 1.2 | Elect Director Kimberly K. Ryan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
KIRBY CORPORATION
MEETING DATE: APR 28, 2020 | TICKER: KEX SECURITY ID: 497266106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard J. Alario | Management | For | For |
| 1b | Elect Director David W. Grzebinski | Management | For | For |
| 1c | Elect Director Richard R. Stewart | Management | For | For |
| 2a | Elect Director Tanya S. Beder | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC.
MEETING DATE: MAY 19, 2020 | TICKER: KNX SECURITY ID: 499049104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Jackson | Management | For | For |
| 1.2 | Elect Director Kevin Knight | Management | For | For |
| 1.3 | Elect Director Roberta Roberts Shank | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
KNOLL, INC.
MEETING DATE: MAY 05, 2020 | TICKER: KNL SECURITY ID: 498904200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Director Andrew B. Cogan | Management | For | For |
| 1.2 | Director Stephen F. Fisher | Management | For | For |
| 1.3 | Director Sarah E. Nash | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KORN FERRY
MEETING DATE: OCT 03, 2019 | TICKER: KFY SECURITY ID: 500643200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Doyle N. Beneby | Management | For | For |
| 1B | Elect Director Gary D. Burnison | Management | For | For |
| 1C | Elect Director Christina A. Gold | Management | For | For |
| 1D | Elect Director Len J. Lauer | Management | For | For |
| 1E | Elect Director Jerry P. Leamon | Management | For | For |
| 1F | Elect Director Angel R. Martinez | Management | For | For |
| 1G | Elect Director Debra J. Perry | Management | For | For |
| 1H | Elect Director Lori J. Robinson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| |
|---|
KRATOS DEFENSE & SECURITY SOLUTIONS, INC.
MEETING DATE: JUN 04, 2020 | TICKER: KTOS SECURITY ID: 50077B207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott Anderson | Management | For | For |
| 1.2 | Elect Director Eric DeMarco | Management | For | For |
| 1.3 | Elect Director William Hoglund | Management | For | For |
| 1.4 | Elect Director Scot Jarvis | Management | For | For |
| 1.5 | Elect Director Jane Judd | Management | For | For |
| 1.6 | Elect Director Samuel Liberatore | Management | For | For |
| 1.7 | Elect Director Amy Zegart | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
L3HARRIS TECHNOLOGIES, INC.
MEETING DATE: OCT 25, 2019 | TICKER: LHX SECURITY ID: 502431109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sallie B. Bailey | Management | For | For |
| 1b | Elect Director William M. Brown | Management | For | For |
| 1c | Elect Director Peter W. Chiarelli | Management | For | For |
| 1d | Elect Director Thomas A. Corcoran | Management | For | For |
| 1e | Elect Director Thomas A. Dattilo | Management | For | For |
| 1f | Elect Director Roger B. Fradin | Management | For | For |
| 1g | Elect Director Lewis Hay, III | Management | For | For |
| 1h | Elect Director Lewis Kramer | Management | For | For |
| 1i | Elect Director Christopher E. Kubasik | Management | For | For |
| 1j | Elect Director Rita S. Lane | Management | For | For |
| 1k | Elect Director Robert B. Millard | Management | For | For |
| 1l | Elect Director Lloyd W. Newton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
L3HARRIS TECHNOLOGIES, INC.
MEETING DATE: APR 24, 2020 | TICKER: LHX SECURITY ID: 502431109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sallie B. Bailey | Management | For | For |
| 1b | Elect Director William M. Brown | Management | For | For |
| 1c | Elect Director Peter W. Chiarelli | Management | For | For |
| 1d | Elect Director Thomas A. Corcoran | Management | For | For |
| 1e | Elect Director Thomas A. Dattilo | Management | For | For |
| 1f | Elect Director Roger B. Fradin | Management | For | For |
| 1g | Elect Director Lewis Hay, III | Management | For | For |
| 1h | Elect Director Lewis Kramer | Management | For | For |
| 1i | Elect Director Christopher E. Kubasik | Management | For | For |
| 1j | Elect Director Rita S. Lane | Management | For | For |
| 1k | Elect Director Robert B. Millard | Management | For | For |
| 1l | Elect Director Lloyd W. Newton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement and Fair Price Requirements for Business Combinations | Management | For | For |
| 5 | Amend Certificate of Incorporation to Eliminate the Anti-Greenmail Provision | Management | For | For |
| 6 | Amend Certificate of Incorporation to Eliminate Cumulative Voting Provision | Management | For | For |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
LANDSTAR SYSTEM, INC.
MEETING DATE: MAY 19, 2020 | TICKER: LSTR SECURITY ID: 515098101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David G. Bannister | Management | For | For |
| 1b | Elect Director George P. Scanlon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LENNOX INTERNATIONAL INC.
MEETING DATE: MAY 21, 2020 | TICKER: LII SECURITY ID: 526107107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Janet K. Cooper | Management | For | For |
| 1.2 | Elect Director John W. Norris, III | Management | For | For |
| 1.3 | Elect Director Karen H. Quintos | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
LINCOLN ELECTRIC HOLDINGS, INC.
MEETING DATE: APR 22, 2020 | TICKER: LECO SECURITY ID: 533900106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Curtis E. Espeland | Management | For | For |
| 1.2 | Elect Director Patrick P. Goris | Management | For | For |
| 1.3 | Elect Director Stephen G. Hanks | Management | For | For |
| 1.4 | Elect Director Michael F. Hilton | Management | For | For |
| 1.5 | Elect Director G. Russell Lincoln | Management | For | For |
| 1.6 | Elect Director Kathryn Jo Lincoln | Management | For | For |
| 1.7 | Elect Director William E. MacDonald, III | Management | For | For |
| 1.8 | Elect Director Christopher L. Mapes | Management | For | For |
| 1.9 | Elect Director Phillip J. Mason | Management | For | For |
| 1.10 | Elect Director Ben P. Patel | Management | For | For |
| 1.11 | Elect Director Hellene S. Runtagh | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LINDSAY CORPORATION
MEETING DATE: JAN 07, 2020 | TICKER: LNN SECURITY ID: 535555106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael N. Christodolou | Management | For | For |
| 1.2 | Elect Director David B. Rayburn | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LOCKHEED MARTIN CORPORATION
MEETING DATE: APR 23, 2020 | TICKER: LMT SECURITY ID: 539830109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel F. Akerson | Management | For | For |
| 1.2 | Elect Director David B. Burritt | Management | For | For |
| 1.3 | Elect Director Bruce A. Carlson | Management | For | For |
| 1.4 | Elect Director Joseph F. Dunford, Jr. | Management | For | For |
| 1.5 | Elect Director James O. Ellis, Jr. | Management | For | For |
| 1.6 | Elect Director Thomas J. Falk | Management | For | For |
| 1.7 | Elect Director Ilene S. Gordon | Management | For | For |
| 1.8 | Elect Director Marillyn A. Hewson | Management | For | For |
| 1.9 | Elect Director Vicki A. Hollub | Management | For | For |
| 1.10 | Elect Director Jeh C. Johnson | Management | For | For |
| 1.11 | Elect Director Debra L. Reed-Klages | Management | For | For |
| 1.12 | Elect Director James D. Taiclet, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
LUXFER HOLDINGS PLC
MEETING DATE: JUN 03, 2020 | TICKER: LXFR SECURITY ID: G5698W116
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Alok Maskara | Management | For | For |
| 2 | Elect Director David Landless | Management | For | For |
| 3 | Elect Director Clive Snowdon | Management | For | For |
| 4 | Elect Director Richard Hipple | Management | For | Against |
| 5 | Elect Director Allisha Elliott | Management | For | For |
| 6 | Elect Director Lisa Trimberger | Management | For | For |
| 7 | Approve Remuneration Report | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 10 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 11 | Authorize Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 12 | Authorize Company to Repurchase Ordinary Shares | Management | For | For |
| 13 | Authorize Company to Repurchase Deferred Shares | Management | For | For |
| |
|---|
LYDALL, INC.
MEETING DATE: APR 24, 2020 | TICKER: LDL SECURITY ID: 550819106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David G. Bills | Management | For | For |
| 1b | Elect Director Kathleen Burdett | Management | For | For |
| 1c | Elect Director James J. Cannon | Management | For | For |
| 1d | Elect Director Matthew T. Farrell | Management | For | For |
| 1e | Elect Director Marc T. Giles | Management | For | For |
| 1f | Elect Director Sara A. Greenstein | Management | For | For |
| 1g | Elect Director Suzanne Hammett | Management | For | For |
| 1h | Elect Director S. Carl Soderstron, Jr. | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
MACQUARIE INFRASTRUCTURE CORPORATION
MEETING DATE: MAY 14, 2020 | TICKER: MIC SECURITY ID: 55608B105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Amanda M. Brock | Management | For | For |
| 1b | Elect Director Norman H. Brown, Jr. | Management | For | For |
| 1c | Elect Director Christopher Frost | Management | For | For |
| 1d | Elect Director Maria Jelescu-Dreyfus | Management | For | For |
| 1e | Elect Director Ronald Kirk | Management | For | For |
| 1f | Elect Director H.E. (Jack) Lentz | Management | For | For |
| 1g | Elect Director Ouma Sananikone | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MANPOWERGROUP, INC.
MEETING DATE: MAY 08, 2020 | TICKER: MAN SECURITY ID: 56418H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Gina R. Boswell | Management | For | For |
| 1B | Elect Director Cari M. Dominguez | Management | For | For |
| 1C | Elect Director William Downe | Management | For | For |
| 1D | Elect Director John F. Ferraro | Management | For | For |
| 1E | Elect Director Patricia Hemingway Hall | Management | For | For |
| 1F | Elect Director Julie M. Howard | Management | For | For |
| 1G | Elect Director Ulice Payne, Jr. | Management | For | For |
| 1H | Elect Director Jonas Prising | Management | For | For |
| 1I | Elect Director Paul Read | Management | For | For |
| 1J | Elect Director Elizabeth P. Sartain | Management | For | For |
| 1K | Elect Director Michael J. Van Handel | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MARTEN TRANSPORT, LTD.
MEETING DATE: MAY 05, 2020 | TICKER: MRTN SECURITY ID: 573075108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Randolph L. Marten | Management | For | For |
| 1.2 | Elect Director Larry B. Hagness | Management | For | For |
| 1.3 | Elect Director Thomas J. Winkel | Management | For | For |
| 1.4 | Elect Director Jerry M. Bauer | Management | For | For |
| 1.5 | Elect Director Robert L. Demorest | Management | For | For |
| 1.6 | Elect Director Ronald R. Booth | Management | For | For |
| 1.7 | Elect Director Kathleen P. Iverson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
MASCO CORPORATION
MEETING DATE: MAY 12, 2020 | TICKER: MAS SECURITY ID: 574599106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Keith J. Allman | Management | For | For |
| 1b | Elect Director J. Michael Losh | Management | For | For |
| 1c | Elect Director Christopher A. O'Herlihy | Management | For | For |
| 1d | Elect Director Charles K. Stevens, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
MASONITE INTERNATIONAL CORPORATION
MEETING DATE: MAY 14, 2020 | TICKER: DOOR SECURITY ID: 575385109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard C. Heckes | Management | For | For |
| 1.2 | Elect Director Jody L. Bilney | Management | For | For |
| 1.3 | Elect Director Robert J. Byrne | Management | For | For |
| 1.4 | Elect Director Peter R. Dachowski | Management | For | For |
| 1.5 | Elect Director Jonathan F. Foster | Management | For | For |
| 1.6 | Elect Director Thomas W. Greene | Management | For | For |
| 1.7 | Elect Director Daphne E. Jones | Management | For | For |
| 1.8 | Elect Director George A. Lorch *Deceased* | Management | None | None |
| 1.9 | Elect Director William S. Oesterle | Management | For | For |
| 1.10 | Elect Director Francis M. Scricco | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
MASTEC, INC.
MEETING DATE: MAY 15, 2020 | TICKER: MTZ SECURITY ID: 576323109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ernst N. Csiszar | Management | For | For |
| 1.2 | Elect Director Julia L. Johnson | Management | For | For |
| 1.3 | Elect Director Jorge Mas | Management | For | Withhold |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MATSON, INC.
MEETING DATE: APR 23, 2020 | TICKER: MATX SECURITY ID: 57686G105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Meredith J. Ching | Management | For | For |
| 1.2 | Elect Director Matthew J. Cox | Management | For | For |
| 1.3 | Elect Director Thomas B. Fargo | Management | For | For |
| 1.4 | Elect Director Mark H. Fukunaga | Management | For | For |
| 1.5 | Elect Director Stanley M. Kuriyama | Management | For | For |
| 1.6 | Elect Director Constance H. Lau | Management | For | For |
| 1.7 | Elect Director Jenai S. Wall | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
MATTHEWS INTERNATIONAL CORPORATION
MEETING DATE: FEB 20, 2020 | TICKER: MATW SECURITY ID: 577128101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory S. Babe | Management | For | For |
| 1.2 | Elect Director Don W. Quigley, Jr. | Management | For | For |
| 1.3 | Elect Director David A. Schawk | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MAXAR TECHNOLOGIES INC.
MEETING DATE: MAY 13, 2020 | TICKER: MAXR SECURITY ID: 57778K105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howell M. Estes, III | Management | For | For |
| 1.2 | Elect Director Nick S. Cyprus | Management | For | For |
| 1.3 | Elect Director Roxanne J. Decyk | Management | For | For |
| 1.4 | Elect Director Joanne O. Isham | Management | For | For |
| 1.5 | Elect Director Daniel L. Jablonsky | Management | For | For |
| 1.6 | Elect Director C. Robert Kehler | Management | For | For |
| 1.7 | Elect Director L. Roger Mason, Jr. | Management | For | For |
| 1.8 | Elect Director Eric J. Zahler | Management | For | Against |
| 1.9 | Elect Director Eddy Zervigon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
MCGRATH RENTCORP
MEETING DATE: JUN 03, 2020 | TICKER: MGRC SECURITY ID: 580589109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kimberly A. Box | Management | For | For |
| 1.2 | Elect Director William J. Dawson | Management | For | For |
| 1.3 | Elect Director Elizabeth A. Fetter | Management | For | For |
| 1.4 | Elect Director Joseph F. Hanna | Management | For | For |
| 1.5 | Elect Director Bradley M. Shuster | Management | For | For |
| 1.6 | Elect Director M. Richard Smith | Management | For | For |
| 1.7 | Elect Director Dennis P. Stradford | Management | For | For |
| 1.8 | Elect Director Ronald H. Zech | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MERCURY SYSTEMS, INC.
MEETING DATE: OCT 23, 2019 | TICKER: MRCY SECURITY ID: 589378108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James K. Bass | Management | For | For |
| 1.2 | Elect Director Michael A. Daniels | Management | For | For |
| 1.3 | Elect Director Lisa S. Disbrow | Management | For | For |
| 1.4 | Elect Director Barry R. Nearhos | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
MERITOR, INC.
MEETING DATE: JAN 23, 2020 | TICKER: MTOR SECURITY ID: 59001K100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven Beringhause | Management | For | For |
| 1.2 | Elect Director Rhonda L. Brooks | Management | For | For |
| 1.3 | Elect Director Jeffrey A. Craig | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Amend Articles of Incorporation to Allow Shareholders to Amend By-Laws | Management | For | For |
| 6 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
MILACRON HOLDINGS CORP.
MEETING DATE: NOV 20, 2019 | TICKER: MCRN SECURITY ID: 59870L106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
MISTRAS GROUP, INC.
MEETING DATE: MAY 19, 2020 | TICKER: MG SECURITY ID: 60649T107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis Bertolotti | Management | For | For |
| 1.2 | Elect Director Nicholas DeBenedictis | Management | For | For |
| 1.3 | Elect Director James J. Forese | Management | For | For |
| 1.4 | Elect Director Richard H. Glanton | Management | For | For |
| 1.5 | Elect Director Michelle J. Lohmeier | Management | For | For |
| 1.6 | Elect Director Manuel N. Stamatakis | Management | For | Withhold |
| 1.7 | Elect Director Sotirios J. Vahaviolos | Management | For | For |
| 1.8 | Elect Director W. Curtis Weldon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MOBILE MINI, INC.
MEETING DATE: MAY 01, 2020 | TICKER: MINI SECURITY ID: 60740F105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Erik Olsson | Management | For | For |
| 1b | Elect Director Michael L. Watts | Management | For | For |
| 1c | Elect Director Kelly Williams | Management | For | For |
| 1d | Elect Director Sara R. Dial | Management | For | For |
| 1e | Elect Director Jeffrey S. Goble | Management | For | For |
| 1f | Elect Director James J. Martell | Management | For | For |
| 1g | Elect Director Stephen A. McConnell | Management | For | For |
| 1h | Elect Director Frederick G. McNamee, III | Management | For | For |
| 1i | Elect Director Kimberly J. McWaters | Management | For | For |
| 1j | Elect Director Michael W. Upchurch | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MOBILE MINI, INC.
MEETING DATE: JUN 24, 2020 | TICKER: MINI SECURITY ID: 60740F105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
MOOG INC.
MEETING DATE: FEB 11, 2020 | TICKER: MOG.A SECURITY ID: 615394202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Janet M. Coletti | Management | For | For |
| 1.2 | Elect Director Kraig H. Kayser | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
MRC GLOBAL INC.
MEETING DATE: MAY 07, 2020 | TICKER: MRC SECURITY ID: 55345K103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rhys J. Best | Management | For | For |
| 1.2 | Elect Director Deborah G. Adams | Management | For | For |
| 1.3 | Elect Director Leonard M. Anthony | Management | For | For |
| 1.4 | Elect Director Barbara J. Duganier | Management | For | For |
| 1.5 | Elect Director Andrew R. Lane | Management | For | For |
| 1.6 | Elect Director Cornelis A. Linse | Management | For | For |
| 1.7 | Elect Director John A. Perkins | Management | For | For |
| 1.8 | Elect Director Robert L. Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| |
|---|
MSA SAFETY INCORPORATED
MEETING DATE: MAY 12, 2020 | TICKER: MSA SECURITY ID: 553498106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William M. Lambert | Management | For | For |
| 1.2 | Elect Director Diane M. Pearse | Management | For | For |
| 1.3 | Elect Director Nishan J. Vartanian | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MSC INDUSTRIAL DIRECT CO., INC.
MEETING DATE: JAN 29, 2020 | TICKER: MSM SECURITY ID: 553530106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mitchell Jacobson | Management | For | For |
| 1.2 | Elect Director Erik Gershwind | Management | For | For |
| 1.3 | Elect Director Jonathan Byrnes | Management | For | Withhold |
| 1.4 | Elect Director Louise Goeser | Management | For | For |
| 1.5 | Elect Director Michael Kaufmann | Management | For | For |
| 1.6 | Elect Director Denis Kelly | Management | For | For |
| 1.7 | Elect Director Steven Paladino | Management | For | For |
| 1.8 | Elect Director Philip Peller | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MUELLER INDUSTRIES, INC.
MEETING DATE: MAY 07, 2020 | TICKER: MLI SECURITY ID: 624756102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory L. Christopher | Management | For | For |
| 1.2 | Elect Director Elizabeth Donovan | Management | For | For |
| 1.3 | Elect Director Gennaro J. Fulvio | Management | For | For |
| 1.4 | Elect Director Gary S. Gladstein | Management | For | For |
| 1.5 | Elect Director Scott J. Goldman | Management | For | For |
| 1.6 | Elect Director John B. Hansen | Management | For | For |
| 1.7 | Elect Director Terry Hermanson | Management | For | For |
| 1.8 | Elect Director Charles P. Herzog, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MUELLER WATER PRODUCTS, INC.
MEETING DATE: JAN 29, 2020 | TICKER: MWA SECURITY ID: 624758108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shirley C. Franklin | Management | For | For |
| 1.2 | Elect Director J. Scott Hall | Management | For | For |
| 1.3 | Elect Director Thomas J. Hansen | Management | For | For |
| 1.4 | Elect Director Jerry W. Kolb | Management | For | For |
| 1.5 | Elect Director Mark J. O'Brien | Management | For | For |
| 1.6 | Elect Director Christine Ortiz | Management | For | For |
| 1.7 | Elect Director Bernard G. Rethore | Management | For | For |
| 1.8 | Elect Director Lydia W. Thomas | Management | For | For |
| 1.9 | Elect Director Michael T. Tokarz | Management | For | For |
| 1.10 | Elect Director Stephen C. Van Arsdell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
MYR GROUP INC.
MEETING DATE: APR 23, 2020 | TICKER: MYRG SECURITY ID: 55405W104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth M. Hartwick | Management | For | For |
| 1.2 | Elect Director Jennifer E. Lowry | Management | For | For |
| 1.3 | Elect Director Richard S. Swartz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Crowe LLP as Auditors | Management | For | For |
| |
|---|
NATIONAL PRESTO INDUSTRIES, INC.
MEETING DATE: MAY 28, 2020 | TICKER: NPK SECURITY ID: 637215104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Randy F. Lieble | Management | For | For |
| 1.2 | Elect Director Joseph G. Stienessen | Management | For | Withhold |
| 2 | Approve Outside Director Stock Awards/Options in Lieu of Cash | Management | For | For |
| 3 | Ratify BDO USA, LLP as Auditor | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NAVIGANT CONSULTING, INC.
MEETING DATE: OCT 10, 2019 | TICKER: NCI SECURITY ID: 63935N107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
NAVISTAR INTERNATIONAL CORPORATION
MEETING DATE: FEB 25, 2020 | TICKER: NAV SECURITY ID: 63934E108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Troy A. Clarke | Management | For | For |
| 1.2 | Elect Director Jose Maria Alapont | Management | For | Withhold |
| 1.3 | Elect Director Stephen R. D'Arcy | Management | For | For |
| 1.4 | Elect Director Vincent J. Intrieri | Management | For | Withhold |
| 1.5 | Elect Director Raymond T. Miller | Management | For | For |
| 1.6 | Elect Director Mark H. Rachesky | Management | For | Withhold |
| 1.7 | Elect Director Andreas H. Renschler | Management | For | Withhold |
| 1.8 | Elect Director Christian Schulz | Management | For | Withhold |
| 1.9 | Elect Director Kevin M. Sheehan | Management | For | For |
| 1.10 | Elect Director Dennis A. Suskind | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
NIELSEN HOLDINGS PLC
MEETING DATE: MAY 12, 2020 | TICKER: NLSN SECURITY ID: G6518L108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James A. Attwood, Jr. | Management | For | For |
| 1b | Elect Director Thomas H. Castro | Management | For | For |
| 1c | Elect Director Guerrino De Luca | Management | For | For |
| 1d | Elect Director Karen M. Hoguet | Management | For | For |
| 1e | Elect Director David Kenny | Management | For | For |
| 1f | Elect Director Harish Manwani | Management | For | For |
| 1g | Elect Director Janice Marinelli Mazza | Management | For | For |
| 1h | Elect Director Robert C. Pozen | Management | For | For |
| 1i | Elect Director David Rawlinson | Management | For | For |
| 1j | Elect Director Nancy Tellem | Management | For | For |
| 1k | Elect Director Javier G. Teruel | Management | For | Against |
| 1l | Elect Director Lauren Zalaznick | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Reappoint Ernst & Young LLP as UK Statutory Auditors | Management | For | For |
| 4 | Authorize the Audit Committee to Fix Remuneration of UK Statutory Auditor | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Approve Remuneration Report | Management | For | For |
| 7 | Authorise Issue of Equity | Management | For | Against |
| 8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Against |
| 9 | Approve Share Repurchase Contracts and Repurchase Counterparties | Management | For | For |
| |
|---|
NN, INC.
MEETING DATE: MAY 20, 2020 | TICKER: NNBR SECURITY ID: 629337106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raynard D. Benvenuti | Management | For | For |
| 1.2 | Elect Director Christina E. Carroll | Management | For | For |
| 1.3 | Elect Director David K. Floyd | Management | For | For |
| 1.4 | Elect Director Jeri J. Harman | Management | For | For |
| 1.5 | Elect Director Steven T. Warshaw | Management | For | For |
| 1.6 | Elect Director Thomas H. Wilson, Jr. | Management | For | For |
| 2 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
NORDSON CORPORATION
MEETING DATE: FEB 25, 2020 | TICKER: NDSN SECURITY ID: 655663102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sundaram Nagarajan | Management | For | For |
| 1.2 | Elect Director Ginger M. Jones | Management | For | For |
| 1.3 | Elect Director Joseph P. Keithley | Management | For | For |
| 1.4 | Elect Director Michael J. Merriman, Jr. | Management | For | For |
| 1.5 | Elect Director Mary G. Puma | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NORFOLK SOUTHERN CORPORATION
MEETING DATE: MAY 14, 2020 | TICKER: NSC SECURITY ID: 655844108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas D. Bell, Jr. | Management | For | For |
| 1b | Elect Director Mitchell E. Daniels, Jr. | Management | For | For |
| 1c | Elect Director Marcela E. Donadio | Management | For | For |
| 1d | Elect Director John C. Huffard, Jr. | Management | For | For |
| 1e | Elect Director Christopher T. Jones | Management | For | For |
| 1f | Elect Director Thomas C. Kelleher | Management | For | For |
| 1g | Elect Director Steven F. Leer | Management | For | For |
| 1h | Elect Director Michael D. Lockhart | Management | For | For |
| 1i | Elect Director Amy E. Miles | Management | For | For |
| 1j | Elect Director Claude Mongeau | Management | For | For |
| 1k | Elect Director Jennifer F. Scanlon | Management | For | For |
| 1l | Elect Director James A. Squires | Management | For | For |
| 1m | Elect Director John R. Thompson | Management | For | For |
| 2a | Amend Articles Re: Voting Standard for Amendment of Articles | Management | For | For |
| 2b | Amend Articles Re: Simple Majority Voting Standard to Approve Merger, Share Exchange, Conversion, Sale,or Dissolution of the Corporation | Management | For | For |
| 2c | Amend Articles Re: Simple Majority Voting Standard to Approve Re-Domestication of the Corporation and Affiliated Transactions | Management | For | For |
| 3 | Ratify KPMG LLP as Auditor | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
NORTHROP GRUMMAN CORPORATION
MEETING DATE: MAY 20, 2020 | TICKER: NOC SECURITY ID: 666807102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kathy J. Warden | Management | For | For |
| 1.2 | Elect Director Marianne C. Brown | Management | For | For |
| 1.3 | Elect Director Donald E. Felsinger | Management | For | For |
| 1.4 | Elect Director Ann M. Fudge | Management | For | For |
| 1.5 | Elect Director Bruce S. Gordon | Management | For | For |
| 1.6 | Elect Director William H. Hernandez | Management | For | For |
| 1.7 | Elect Director Madeleine A. Kleiner | Management | For | For |
| 1.8 | Elect Director Karl J. Krapek | Management | For | For |
| 1.9 | Elect Director Gary Roughead | Management | For | For |
| 1.10 | Elect Director Thomas M. Schoewe | Management | For | For |
| 1.11 | Elect Director James S. Turley | Management | For | For |
| 1.12 | Elect Director Mark A. Welsh, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Human Rights Impact Assessment | Shareholder | Against | Against |
| 5 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | Shareholder | Against | Against |
| |
|---|
NOW INC.
MEETING DATE: MAY 20, 2020 | TICKER: DNOW SECURITY ID: 67011P100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Richard Alario | Management | For | For |
| 1B | Elect Director Paul Coppinger | Management | For | For |
| 1C | Elect Director Rodney Eads | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| |
|---|
NVENT ELECTRIC PLC
MEETING DATE: MAY 15, 2020 | TICKER: NVT SECURITY ID: G6700G107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Brian M. Baldwin *Withdrawn* | Management | None | None |
| 1b | Elect Director Jerry W. Burris | Management | For | For |
| 1c | Elect Director Susan M. Cameron | Management | For | For |
| 1d | Elect Director Michael L. Ducker | Management | For | For |
| 1e | Elect Director Randall J. Hogan | Management | For | For |
| 1f | Elect Director Ronald L. Merriman | Management | For | For |
| 1g | Elect Director Nicola T. Palmer | Management | For | For |
| 1h | Elect Director Herbert K. Parker | Management | For | For |
| 1i | Elect Director Beth A. Wozniak | Management | For | For |
| 1j | Elect Director Jacqueline Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Price Range for Reissuance of Treasury Shares | Management | For | For |
| |
|---|
OLD DOMINION FREIGHT LINE, INC.
MEETING DATE: MAY 20, 2020 | TICKER: ODFL SECURITY ID: 679580100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sherry A. Aaholm | Management | For | For |
| 1.2 | Elect Director Earl E. Congdon | Management | For | For |
| 1.3 | Elect Director David S. Congdon | Management | For | For |
| 1.4 | Elect Director John R. Congdon, Jr. | Management | For | For |
| 1.5 | Elect Director Bradley R. Gabosch | Management | For | For |
| 1.6 | Elect Director Greg C. Gantt | Management | For | For |
| 1.7 | Elect Director Patrick D. Hanley | Management | For | For |
| 1.8 | Elect Director John D. Kasarda | Management | For | For |
| 1.9 | Elect Director Wendy T. Stallings | Management | For | For |
| 1.10 | Elect Director Leo H. Suggs | Management | For | For |
| 1.11 | Elect Director D. Michael Wray | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| |
|---|
OMEGA FLEX, INC.
MEETING DATE: JUN 03, 2020 | TICKER: OFLX SECURITY ID: 682095104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin R. Hoben | Management | For | For |
| 1.2 | Elect Director Mark F. Albino | Management | For | For |
| 1.3 | Elect Director James M. Dubin | Management | For | Withhold |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| 3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
OSHKOSH CORPORATION
MEETING DATE: FEB 04, 2020 | TICKER: OSK SECURITY ID: 688239201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith J. Allman | Management | For | For |
| 1.2 | Elect Director Wilson R. Jones | Management | For | For |
| 1.3 | Elect Director Tyrone M. Jordan | Management | For | For |
| 1.4 | Elect Director Kimberley Metcalf-Kupres | Management | For | For |
| 1.5 | Elect Director Stephen D. Newlin | Management | For | For |
| 1.6 | Elect Director Raymond T. Odierno | Management | For | For |
| 1.7 | Elect Director Craig P. Omtvedt | Management | For | For |
| 1.8 | Elect Director Duncan J. Palmer | Management | For | For |
| 1.9 | Elect Director Sandra E. Rowland | Management | For | For |
| 1.10 | Elect Director John S. Shiely | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
OWENS CORNING
MEETING DATE: APR 16, 2020 | TICKER: OC SECURITY ID: 690742101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Brian D. Chambers | Management | For | For |
| 1b | Elect Director Eduardo E. Cordeiro | Management | For | For |
| 1c | Elect Director Adrienne D. Elsner | Management | For | For |
| 1d | Elect Director J. Brian Ferguson | Management | For | For |
| 1e | Elect Director Ralph F. Hake | Management | For | For |
| 1f | Elect Director Edward F. Lonergan | Management | For | For |
| 1g | Elect Director Maryann T. Mannen | Management | For | For |
| 1h | Elect Director W. Howard Morris | Management | For | For |
| 1i | Elect Director Suzanne P. Nimocks | Management | For | For |
| 1j | Elect Director John D. Williams | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
PACCAR INC
MEETING DATE: APR 21, 2020 | TICKER: PCAR SECURITY ID: 693718108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark C. Pigott | Management | For | For |
| 1.2 | Elect Director Dame Alison J. Carnwath | Management | For | For |
| 1.3 | Elect Director Franklin L. Feder | Management | For | For |
| 1.4 | Elect Director R. Preston Feight | Management | For | For |
| 1.5 | Elect Director Beth E. Ford | Management | For | For |
| 1.6 | Elect Director Kirk S. Hachigian | Management | For | For |
| 1.7 | Elect Director Roderick C. McGeary | Management | For | For |
| 1.8 | Elect Director John M. Pigott | Management | For | For |
| 1.9 | Elect Director Mark A. Schulz | Management | For | For |
| 1.10 | Elect Director Gregory M. E. Spierkel | Management | For | For |
| 1.11 | Elect Director Charles R. Williamson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Certificate of Incorporation to Confirm Shareholders Right to Call Special Meetings | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
PARK-OHIO HOLDINGS CORP.
MEETING DATE: MAY 28, 2020 | TICKER: PKOH SECURITY ID: 700666100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patrick V. Auletta | Management | For | For |
| 1.2 | Elect Director Howard W. Hanna, IV | Management | For | For |
| 1.3 | Elect Director Dan T. Moore, III | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PARKER-HANNIFIN CORPORATION
MEETING DATE: OCT 23, 2019 | TICKER: PH SECURITY ID: 701094104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lee C. Banks | Management | For | For |
| 1.2 | Elect Director Robert G. Bohn | Management | For | For |
| 1.3 | Elect Director Linda S. Harty | Management | For | For |
| 1.4 | Elect Director Kevin A. Lobo | Management | For | For |
| 1.5 | Elect Director Candy M. Obourn | Management | For | For |
| 1.6 | Elect Director Joseph Scaminace | Management | For | For |
| 1.7 | Elect Director Ake Svensson | Management | For | For |
| 1.8 | Elect Director Laura K. Thompson | Management | For | For |
| 1.9 | Elect Director James R. Verrier | Management | For | For |
| 1.10 | Elect Director James L. Wainscott | Management | For | For |
| 1.11 | Elect Director Thomas L. Williams | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
PARSONS CORPORATION
MEETING DATE: APR 21, 2020 | TICKER: PSN SECURITY ID: 70202L102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Letitia A. Long | Management | For | For |
| 1.2 | Elect Director James F. McGovern | Management | For | For |
| 1.3 | Elect Director Harry T. McMahon | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
PATRICK INDUSTRIES, INC.
MEETING DATE: MAY 14, 2020 | TICKER: PATK SECURITY ID: 703343103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph M. Cerulli | Management | For | For |
| 1.2 | Elect Director Todd M. Cleveland | Management | For | For |
| 1.3 | Elect Director John A. Forbes | Management | For | For |
| 1.4 | Elect Director Michael A. Kitson | Management | For | For |
| 1.5 | Elect Director Pamela R. Klyn | Management | For | For |
| 1.6 | Elect Director Derrick B. Mayes | Management | For | For |
| 1.7 | Elect Director Andy L. Nemeth | Management | For | For |
| 1.8 | Elect Director Denis G. Suggs | Management | For | For |
| 1.9 | Elect Director M. Scott Welch | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PENTAIR PLC
MEETING DATE: MAY 05, 2020 | TICKER: PNR SECURITY ID: G7S00T104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mona Abutaleb Stephenson | Management | For | For |
| 1b | Elect Director Glynis A. Bryan | Management | For | For |
| 1c | Elect Director T. Michael Glenn | Management | For | For |
| 1d | Elect Director Theodore L. Harris | Management | For | For |
| 1e | Elect Director David A. Jones | Management | For | For |
| 1f | Elect Director Michael T. Speetzen | Management | For | For |
| 1g | Elect Director John L. Stauch | Management | For | For |
| 1h | Elect Director Billie I. Williamson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Authorise Issue of Equity | Management | For | For |
| 6 | Authorize Board to Opt-Out of Statutory Pre-Emption Rights | Management | For | For |
| 7 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| |
|---|
PGT INNOVATIONS, INC.
MEETING DATE: JUN 15, 2020 | TICKER: PGTI SECURITY ID: 69336V101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brett N. Milgrim | Management | For | For |
| 1.2 | Elect Director Richard D. Feintuch | Management | For | For |
| 1.3 | Elect Director Jeffrey T. Jackson | Management | For | For |
| 1.4 | Elect Director Frances Powell Hawes | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PITNEY BOWES, INC.
MEETING DATE: MAY 04, 2020 | TICKER: PBI SECURITY ID: 724479100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Anne M. Busquet | Management | For | For |
| 1b | Elect Director Robert M. ("Bob") Dutkowsky | Management | For | For |
| 1c | Elect Director Anne Sutherland Fuchs | Management | For | For |
| 1d | Elect Director Mary J. Steele Guilfoile | Management | For | For |
| 1e | Elect Director S. Douglas Hutcheson | Management | For | For |
| 1f | Elect Director Marc B. Lautenbach | Management | For | For |
| 1g | Elect Director Michael I. Roth | Management | For | Against |
| 1h | Elect Director Linda S. Sanford | Management | For | For |
| 1i | Elect Director David L. Shedlarz | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
PLUG POWER INC.
MEETING DATE: JUN 05, 2020 | TICKER: PLUG SECURITY ID: 72919P202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lucas P. Schneider | Management | For | For |
| 1.2 | Elect Director Jonathan Silver | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
POWELL INDUSTRIES, INC.
MEETING DATE: FEB 19, 2020 | TICKER: POWL SECURITY ID: 739128106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher E. Cragg | Management | For | For |
| 1.2 | Elect Director Perry L. Elders | Management | For | For |
| 1.3 | Elect Director Katheryn B. Curtis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PRIMORIS SERVICES CORPORATION
MEETING DATE: MAY 01, 2020 | TICKER: PRIM SECURITY ID: 74164F103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen C. Cook | Management | For | For |
| 1.2 | Elect Director David L. King | Management | For | For |
| 1.3 | Elect Director Carla S. Mashinski | Management | For | For |
| 1.4 | Elect Director Thomas E. McCormick | Management | For | For |
| 1.5 | Elect Director John P. Schauerman | Management | For | For |
| 1.6 | Elect Director Robert A. Tinstman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Moss Adams LLP as Auditors | Management | For | For |
| |
|---|
PROTO LABS, INC.
MEETING DATE: MAY 19, 2020 | TICKER: PRLB SECURITY ID: 743713109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Victoria M. Holt | Management | For | For |
| 1b | Elect Director Archie C. Black | Management | For | For |
| 1c | Elect Director Sujeet Chand | Management | For | For |
| 1d | Elect Director Moonhie Chin | Management | For | For |
| 1e | Elect Director Rainer Gawlick | Management | For | For |
| 1f | Elect Director John B. Goodman | Management | For | For |
| 1g | Elect Director Donald G. Krantz | Management | For | For |
| 1h | Elect Director Sven A. Wehrwein | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
QUAD/GRAPHICS, INC.
MEETING DATE: MAY 18, 2020 | TICKER: QUAD SECURITY ID: 747301109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark A. Angelson | Management | For | For |
| 1.2 | Elect Director Douglas P. Buth | Management | For | For |
| 1.3 | Elect Director John C. Fowler | Management | For | Withhold |
| 1.4 | Elect Director Stephen M. Fuller | Management | For | For |
| 1.5 | Elect Director Christopher B. Harned | Management | For | For |
| 1.6 | Elect Director J. Joel Quadracci | Management | For | For |
| 1.7 | Elect Director Kathryn Quadracci Flores | Management | For | For |
| 1.8 | Elect Director Jay O. Rothman | Management | For | For |
| 1.9 | Elect Director John S. Shiely | Management | For | Withhold |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
QUANEX BUILDING PRODUCTS CORPORATION
MEETING DATE: FEB 27, 2020 | TICKER: NX SECURITY ID: 747619104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert R. Buck | Management | For | For |
| 1.2 | Elect Director Susan F. Davis | Management | For | For |
| 1.3 | Elect Director William C. Griffiths | Management | For | For |
| 1.4 | Elect Director Donald R. Maier | Management | For | For |
| 1.5 | Elect Director Meredith W. Mendes | Management | For | For |
| 1.6 | Elect Director Joseph D. Rupp | Management | For | For |
| 1.7 | Elect Director Curtis M. Stevens | Management | For | For |
| 1.8 | Elect Director George L. Wilson | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
QUANTA SERVICES, INC.
MEETING DATE: MAY 28, 2020 | TICKER: PWR SECURITY ID: 74762E102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Earl C. (Duke) Austin, Jr. | Management | For | For |
| 1.2 | Elect Director Doyle N. Beneby | Management | For | For |
| 1.3 | Elect Director J. Michal Conaway | Management | For | For |
| 1.4 | Elect Director Vincent D. Foster | Management | For | For |
| 1.5 | Elect Director Bernard Fried | Management | For | For |
| 1.6 | Elect Director Worthing F. Jackman | Management | For | For |
| 1.7 | Elect Director David M. McClanahan | Management | For | For |
| 1.8 | Elect Director Margaret B. Shannon | Management | For | For |
| 1.9 | Elect Director Pat Wood, III | Management | For | For |
| 1.10 | Elect Director Martha B. Wyrsch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| |
|---|
R.R. DONNELLEY & SONS COMPANY
MEETING DATE: MAY 14, 2020 | TICKER: RRD SECURITY ID: 257867200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Irene M. Esteves | Management | For | For |
| 1b | Elect Director Susan M. Gianinno | Management | For | For |
| 1c | Elect Director Daniel L. Knotts | Management | For | For |
| 1d | Elect Director Timothy R. McLevish | Management | For | For |
| 1e | Elect Director Jamie Moldafsky | Management | For | For |
| 1f | Elect Director P. Cody Phipps | Management | For | For |
| 1g | Elect Director John C. Pope | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
RAVEN INDUSTRIES, INC.
MEETING DATE: MAY 20, 2020 | TICKER: RAVN SECURITY ID: 754212108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jason M. Andringa | Management | For | For |
| 1b | Elect Director Thomas S. Everist | Management | For | For |
| 1c | Elect Director Janet M. Holloway | Management | For | For |
| 1d | Elect Director Kevin T. Kirby | Management | For | For |
| 1e | Elect Director Marc E. LeBaron | Management | For | For |
| 1f | Elect Director Lois M. Martin | Management | For | For |
| 1g | Elect Director Richard W. Parod | Management | For | For |
| 1h | Elect Director Daniel A. Rykhus | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Approve Authorization of Indebtedness | Management | For | For |
| |
|---|
RAYTHEON COMPANY
MEETING DATE: OCT 11, 2019 | TICKER: RTN SECURITY ID: 755111507
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
RAYTHEON TECHNOLOGIES CORPORATION
MEETING DATE: APR 27, 2020 | TICKER: RTX SECURITY ID: 913017109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lloyd J. Austin, III | Management | For | For |
| 1b | Elect Director Gregory J. Hayes | Management | For | For |
| 1c | Elect Director Marshall O. Larsen | Management | For | For |
| 1d | Elect Director Robert K. (Kelly) Ortberg | Management | For | For |
| 1e | Elect Director Margaret L. O'Sullivan | Management | For | For |
| 1f | Elect Director Denise L. Ramos | Management | For | For |
| 1g | Elect Director Fredric G. Reynolds | Management | For | For |
| 1h | Elect Director Brian C. Rogers | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Adopt Simple Majority Vote | Shareholder | None | For |
| 5 | Report on Plant Closures | Shareholder | Against | Against |
| |
|---|
RBC BEARINGS INCORPORATED
MEETING DATE: SEP 11, 2019 | TICKER: ROLL SECURITY ID: 75524B104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward D. Stewart | Management | For | Withhold |
| 1.2 | Elect Director Daniel A. Bergeron | Management | For | For |
| 1.3 | Elect Director Michael H. Ambrose | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
REGAL BELOIT CORPORATION
MEETING DATE: APR 28, 2020 | TICKER: RBC SECURITY ID: 758750103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jan A. Bertsch | Management | For | For |
| 1b | Elect Director Stephen M. Burt | Management | For | For |
| 1c | Elect Director Anesa T. Chaibi | Management | For | For |
| 1d | Elect Director Christopher L. Doerr | Management | For | For |
| 1e | Elect Director Dean A. Foate | Management | For | For |
| 1f | Elect Director Michael F. Hilton | Management | For | For |
| 1g | Elect Director Louis V. Pinkham | Management | For | For |
| 1h | Elect Director Rakesh Sachdev | Management | For | For |
| 1i | Elect Director Curtis W. Stoelting | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
REPUBLIC SERVICES, INC.
MEETING DATE: MAY 08, 2020 | TICKER: RSG SECURITY ID: 760759100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Manuel Kadre | Management | For | For |
| 1b | Elect Director Tomago Collins | Management | For | For |
| 1c | Elect Director Thomas W. Handley | Management | For | For |
| 1d | Elect Director Jennifer M. Kirk | Management | For | For |
| 1e | Elect Director Michael Larson | Management | For | For |
| 1f | Elect Director Kim S. Pegula | Management | For | For |
| 1g | Elect Director Donald W. Slager | Management | For | For |
| 1h | Elect Director James P. Snee | Management | For | For |
| 1i | Elect Director Sandra M. Volpe | Management | For | For |
| 1j | Elect Director Katharine B. Weymouth | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
RESIDEO TECHNOLOGIES, INC.
MEETING DATE: JUN 08, 2020 | TICKER: REZI SECURITY ID: 76118Y104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Cynthia Hostetler | Management | For | For |
| 1b | Elect Director Brian Kushner | Management | For | For |
| 1c | Elect Director Jack Lazar | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
RESOURCES CONNECTION, INC.
MEETING DATE: OCT 15, 2019 | TICKER: RECN SECURITY ID: 76122Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Anthony C. Cherbak | Management | For | For |
| 1b | Elect Director Neil F. Dimick | Management | For | For |
| 1c | Elect Director Kate W. Duchene | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify RSM US LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
REV GROUP, INC.
MEETING DATE: MAR 04, 2020 | TICKER: REVG SECURITY ID: 749527107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul Bamatter | Management | For | For |
| 1.2 | Elect Director Dino Cusumano | Management | For | For |
| 1.3 | Elect Director Randall Swift | Management | For | For |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
REXNORD CORPORATION
MEETING DATE: JUL 25, 2019 | TICKER: RXN SECURITY ID: 76169B102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark S. Bartlett | Management | For | For |
| 1.2 | Elect Director David C. Longren | Management | For | For |
| 1.3 | Elect Director George C. Moore | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
ROBERT HALF INTERNATIONAL INC.
MEETING DATE: MAY 20, 2020 | TICKER: RHI SECURITY ID: 770323103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Julia L. Coronado | Management | For | For |
| 1.2 | Elect Director Dirk A. Kempthorne | Management | For | For |
| 1.3 | Elect Director Harold M. Messmer, Jr. | Management | For | For |
| 1.4 | Elect Director Marc H. Morial | Management | For | For |
| 1.5 | Elect Director Barbara J. Novogradac | Management | For | For |
| 1.6 | Elect Director Robert J. Pace | Management | For | For |
| 1.7 | Elect Director Frederick A. Richman | Management | For | For |
| 1.8 | Elect Director M. Keith Waddell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| |
|---|
ROCKWELL AUTOMATION, INC.
MEETING DATE: FEB 04, 2020 | TICKER: ROK SECURITY ID: 773903109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| A1 | Elect Director Steven R. Kalmanson | Management | For | For |
| A2 | Elect Director James P. Keane | Management | For | For |
| A3 | Elect Director Pam Murphy | Management | For | For |
| A4 | Elect Director Donald R. Parfet | Management | For | For |
| B | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| C | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| D | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
ROLLINS, INC.
MEETING DATE: APR 28, 2020 | TICKER: ROL SECURITY ID: 775711104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. Randall Rollins | Management | For | For |
| 1.2 | Elect Director Henry B. Tippie | Management | For | Withhold |
| 1.3 | Elect Director James B. Williams | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ROPER TECHNOLOGIES, INC.
MEETING DATE: JUN 08, 2020 | TICKER: ROP SECURITY ID: 776696106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
| 1.2 | Elect Director Amy Woods Brinkley | Management | For | For |
| 1.3 | Elect Director John F. Fort, III | Management | For | For |
| 1.4 | Elect Director L. Neil Hunn | Management | For | For |
| 1.5 | Elect Director Robert D. Johnson | Management | For | For |
| 1.6 | Elect Director Robert E. Knowling, Jr. | Management | For | For |
| 1.7 | Elect Director Wilbur J. Prezzano | Management | For | For |
| 1.8 | Elect Director Laura G. Thatcher | Management | For | For |
| 1.9 | Elect Director Richard F. Wallman | Management | For | For |
| 1.10 | Elect Director Christopher Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Approve Non-Employee Director Compensation Plan | Management | For | For |
| |
|---|
RUSH ENTERPRISES, INC.
MEETING DATE: MAY 12, 2020 | TICKER: RUSHA SECURITY ID: 781846209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W.M. "Rusty" Rush | Management | For | For |
| 1.2 | Elect Director Thomas A. Akin | Management | For | For |
| 1.3 | Elect Director James C. Underwood | Management | For | For |
| 1.4 | Elect Director Raymond J. Chess | Management | For | Withhold |
| 1.5 | Elect Director William H. Cary | Management | For | For |
| 1.6 | Elect Director Kennon H. Guglielmo | Management | For | For |
| 1.7 | Elect Director Elaine Mendoza | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
RUSH ENTERPRISES, INC.
MEETING DATE: MAY 12, 2020 | TICKER: RUSHA SECURITY ID: 781846308
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W.M. "Rusty" Rush | Management | For | For |
| 1.2 | Elect Director Thomas A. Akin | Management | For | For |
| 1.3 | Elect Director James C. Underwood | Management | For | For |
| 1.4 | Elect Director Raymond J. Chess | Management | For | Withhold |
| 1.5 | Elect Director William H. Cary | Management | For | For |
| 1.6 | Elect Director Kennon H. Guglielmo | Management | For | For |
| 1.7 | Elect Director Elaine Mendoza | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
RYDER SYSTEM, INC.
MEETING DATE: MAY 01, 2020 | TICKER: R SECURITY ID: 783549108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert J. Eck | Management | For | For |
| 1b | Elect Director Robert A. Hagemann | Management | For | For |
| 1c | Elect Director Michael F. Hilton | Management | For | For |
| 1d | Elect Director Tamara L. Lundgren | Management | For | For |
| 1e | Elect Director Luis P. Nieto, Jr. | Management | For | For |
| 1f | Elect Director David G. Nord | Management | For | For |
| 1g | Elect Director Robert E. Sanchez | Management | For | For |
| 1h | Elect Director Abbie J. Smith | Management | For | For |
| 1i | Elect Director E. Follin Smith | Management | For | For |
| 1j | Elect Director Dmitri L. Stockton | Management | For | For |
| 1k | Elect Director Hansel E. Tookes, II | Management | For | For |
| 2 | Ratify Pricewaterhousecoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| |
|---|
SAIA, INC.
MEETING DATE: APR 28, 2020 | TICKER: SAIA SECURITY ID: 78709Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donna E. Epps | Management | For | For |
| 1.2 | Elect Director John P. Gainor, Jr. | Management | For | For |
| 1.3 | Elect Director Randolph W. Melville | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
SCHNEIDER NATIONAL, INC.
MEETING DATE: APR 27, 2020 | TICKER: SNDR SECURITY ID: 80689H102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary P. DePrey | Management | For | For |
| 1.2 | Elect Director James R. Giertz | Management | For | For |
| 1.3 | Elect Director Adam P. Godfrey | Management | For | Withhold |
| 1.4 | Elect Director Robert W. Grubbs | Management | For | For |
| 1.5 | Elect Director Robert M. Knight, Jr. | Management | For | For |
| 1.6 | Elect Director Mark B. Rourke | Management | For | For |
| 1.7 | Elect Director Paul J. Schneider | Management | For | For |
| 1.8 | Elect Director Daniel J. Sullivan | Management | For | Withhold |
| 1.9 | Elect Director John A. Swainson | Management | For | For |
| 1.10 | Elect Director James L. Welch | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SENSATA TECHNOLOGIES HOLDING PLC
MEETING DATE: MAY 28, 2020 | TICKER: ST SECURITY ID: G8060N102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Andrew C. Teich | Management | For | For |
| 1b | Elect Director Jeffrey J. Cote | Management | For | For |
| 1c | Elect Director John P. Absmeier | Management | For | For |
| 1d | Elect Director Lorraine A. Bolsinger | Management | For | For |
| 1e | Elect Director James E. Heppelmann | Management | For | For |
| 1f | Elect Director Charles W. Peffer | Management | For | For |
| 1g | Elect Director Constance E. Skidmore | Management | For | For |
| 1h | Elect Director Steven A. Sonnenberg | Management | For | For |
| 1i | Elect Director Martha N. Sullivan | Management | For | For |
| 1j | Elect Director Thomas Wroe, Jr. | Management | For | For |
| 1k | Elect Director Stephen M. Zide | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Approve Director Compensation Report | Management | For | For |
| 6 | Ratify Ernst & Young LLP as U.K. Statutory Auditor | Management | For | For |
| 7 | Authorize Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 8 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 9 | Grant Board Authority to Repurchase Shares | Management | For | For |
| 10 | Authorize Issue of Equity | Management | For | For |
| 11 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For |
| 12 | Authorize the Board of Directors to Allot Shares Under the Equity Incentive Plans | Management | For | For |
| 13 | Authorize the Board of Directors to Allot Shares Under the Equity Incentive Plans without Pre-emptive Rights | Management | For | For |
| |
|---|
SIMPSON MANUFACTURING CO., INC.
MEETING DATE: APR 23, 2020 | TICKER: SSD SECURITY ID: 829073105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James S. Andrasick | Management | For | For |
| 1b | Elect Director Michael A. Bless | Management | For | Against |
| 1c | Elect Director Jennifer A. Chatman | Management | For | For |
| 1d | Elect Director Karen Colonias | Management | For | For |
| 1e | Elect Director Gary M. Cusumano | Management | For | For |
| 1f | Elect Director Philip E. Donaldson | Management | For | For |
| 1g | Elect Director Celeste Volz Ford | Management | For | For |
| 1h | Elect Director Robin G. MacGillivray | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
SITEONE LANDSCAPE SUPPLY, INC.
MEETING DATE: MAY 13, 2020 | TICKER: SITE SECURITY ID: 82982L103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William (Bill) W. Douglas, III | Management | For | For |
| 1.2 | Elect Director Jeri L. Isbell | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
SKYWEST, INC.
MEETING DATE: MAY 05, 2020 | TICKER: SKYW SECURITY ID: 830879102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jerry C. Atkin | Management | For | For |
| 1.2 | Elect Director W. Steve Albrecht | Management | For | For |
| 1.3 | Elect Director Russell A. Childs | Management | For | For |
| 1.4 | Elect Director Henry J. Eyring | Management | For | For |
| 1.5 | Elect Director Meredith S. Madden | Management | For | For |
| 1,6 | Elect Director Ronald J. Mittelstaedt | Management | For | For |
| 1.7 | Elect Director Andrew C. Roberts | Management | For | For |
| 1.8 | Elect Director Keith E. Smith | Management | For | For |
| 1.9 | Elect Director Steven F. Udvar-Hazy | Management | For | Against |
| 1.10 | Elect Director James L. Welch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
SNAP-ON INCORPORATED
MEETING DATE: APR 23, 2020 | TICKER: SNA SECURITY ID: 833034101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David C. Adams | Management | For | For |
| 1.2 | Elect Director Karen L. Daniel | Management | For | For |
| 1.3 | Elect Director Ruth Ann M. Gillis | Management | For | For |
| 1.4 | Elect Director James P. Holden | Management | For | For |
| 1.5 | Elect Director Nathan J. Jones | Management | For | For |
| 1.6 | Elect Director Henry W. Knueppel | Management | For | For |
| 1.7 | Elect Director W. Dudley Lehman | Management | For | For |
| 1.8 | Elect Director Nicholas T. Pinchuk | Management | For | For |
| 1.9 | Elect Director Gregg M. Sherrill | Management | For | For |
| 1.10 | Elect Director Donald J. Stebbins | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SOUTHWEST AIRLINES CO.
MEETING DATE: MAY 21, 2020 | TICKER: LUV SECURITY ID: 844741108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David W. Biegler | Management | For | For |
| 1b | Elect Director J. Veronica Biggins | Management | For | For |
| 1c | Elect Director Douglas H. Brooks | Management | For | For |
| 1d | Elect Director William H. Cunningham | Management | For | For |
| 1e | Elect Director John G. Denison | Management | For | For |
| 1f | Elect Director Thomas W. Gilligan | Management | For | For |
| 1g | Elect Director Gary C. Kelly | Management | For | For |
| 1h | Elect Director Grace D. Lieblein | Management | For | For |
| 1i | Elect Director Nancy B. Loeffler | Management | For | For |
| 1j | Elect Director John T. Montford | Management | For | For |
| 1k | Elect Director Ron Ricks | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 4 | Require Independent Board Chair | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| |
|---|
SP PLUS CORPORATION
MEETING DATE: MAY 06, 2020 | TICKER: SP SECURITY ID: 78469C103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director G. Marc Baumann | Management | For | For |
| 1.2 | Elect Director Karen M. Garrison | Management | For | For |
| 1.3 | Elect Director Alice M. Peterson | Management | For | For |
| 1.4 | Elect Director Gregory A. Reid | Management | For | For |
| 1.5 | Elect Director Wyman T. Roberts | Management | For | For |
| 1.6 | Elect Director Douglas R. Waggoner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
SPARTAN MOTORS, INC.
MEETING DATE: MAY 20, 2020 | TICKER: SPAR SECURITY ID: 846819100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Angela K. Freeman | Management | For | For |
| 1.2 | Elect Director Dominic A. Romeo | Management | For | For |
| 1.3 | Elect Director Andrew M. Rooke | Management | For | For |
| 2 | Change Company Name to The Shyft Group, Inc. | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SPIRIT AEROSYSTEMS HOLDINGS, INC.
MEETING DATE: APR 22, 2020 | TICKER: SPR SECURITY ID: 848574109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephen A. Cambone | Management | For | For |
| 1b | Elect Director Charles L. Chadwell | Management | For | For |
| 1c | Elect Director Irene M. Esteves | Management | For | For |
| 1d | Elect Director Paul E. Fulchino | Management | For | For |
| 1e | Elect Director Thomas C. Gentile, III | Management | For | For |
| 1f | Elect Director Richard A. Gephardt | Management | For | For |
| 1g | Elect Director Robert D. Johnson | Management | For | For |
| 1h | Elect Director Ronald T. Kadish | Management | For | For |
| 1i | Elect Director John L. Plueger | Management | For | For |
| 1j | Elect Director Laura H. Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| |
|---|
SPIRIT AIRLINES INC.
MEETING DATE: JUN 16, 2020 | TICKER: SAVE SECURITY ID: 848577102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward M. Christie, III | Management | For | For |
| 1.2 | Elect Director Mark B. Dunkerley | Management | For | For |
| 1.3 | Elect Director Christine P. Richards | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SPX CORPORATION
MEETING DATE: MAY 14, 2020 | TICKER: SPXC SECURITY ID: 784635104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ricky D. Puckett | Management | For | For |
| 1.2 | Elect Director Meenal A. Sethna | Management | For | For |
| 1.3 | Elect Director Tana L. Utley | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| |
|---|
SPX FLOW, INC.
MEETING DATE: MAY 06, 2020 | TICKER: FLOW SECURITY ID: 78469X107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert F. Hull, Jr. | Management | For | For |
| 1b | Elect Director David V. Singer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
STANDEX INTERNATIONAL CORPORATION
MEETING DATE: OCT 22, 2019 | TICKER: SXI SECURITY ID: 854231107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas E. Chorman | Management | For | For |
| 1.2 | Elect Director Thomas J. Hansen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
STANLEY BLACK & DECKER, INC.
MEETING DATE: APR 17, 2020 | TICKER: SWK SECURITY ID: 854502101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrea J. Ayers | Management | For | For |
| 1.2 | Elect Director George W. Buckley | Management | For | For |
| 1.3 | Elect Director Patrick D. Campbell | Management | For | For |
| 1.4 | Elect Director Carlos M. Cardoso | Management | For | For |
| 1.5 | Elect Director Robert B. Coutts | Management | For | For |
| 1.6 | Elect Director Debra A. Crew | Management | For | For |
| 1.7 | Elect Director Michael D. Hankin | Management | For | For |
| 1.8 | Elect Director James M. Loree | Management | For | For |
| 1.9 | Elect Director Dmitri L. Stockton | Management | For | For |
| 1.10 | Elect Director Irving Tan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
STEELCASE INC.
MEETING DATE: JUL 10, 2019 | TICKER: SCS SECURITY ID: 858155203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lawrence J. Blanford | Management | For | For |
| 1b | Elect Director Timothy C. E. Brown | Management | For | For |
| 1c | Elect Director Connie K. Duckworth | Management | For | For |
| 1d | Elect Director James P. Keane | Management | For | For |
| 1e | Elect Director Todd P. Kelsey | Management | For | For |
| 1f | Elect Director Jennifer C. Niemann | Management | For | For |
| 1g | Elect Director Robert C. Pew, III | Management | For | For |
| 1h | Elect Director Cathy D. Ross | Management | For | For |
| 1i | Elect Director Peter M. Wege, II | Management | For | For |
| 1j | Elect Director Kate Pew Wolters | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| |
|---|
STERICYCLE, INC.
MEETING DATE: MAY 22, 2020 | TICKER: SRCL SECURITY ID: 858912108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert S. Murley | Management | For | For |
| 1b | Elect Director Cindy J. Miller | Management | For | For |
| 1c | Elect Director Brian P. Anderson | Management | For | For |
| 1d | Elect Director Lynn D. Bleil | Management | For | For |
| 1e | Elect Director Thomas F. Chen | Management | For | For |
| 1f | Elect Director J. Joel Hackney, Jr. | Management | For | For |
| 1g | Elect Director Veronica M. Hagen | Management | For | For |
| 1h | Elect Director Stephen C. Hooley | Management | For | For |
| 1i | Elect Director James J. Martell | Management | For | For |
| 1j | Elect Director Kay G. Priestly | Management | For | For |
| 1k | Elect Director James L. Welch | Management | For | For |
| 1l | Elect Director Mike S. Zafirovski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| 6 | Amend Compensation Clawback Policy | Shareholder | Against | Against |
| |
|---|
STERLING CONSTRUCTION COMPANY, INC.
MEETING DATE: MAY 06, 2020 | TICKER: STRL SECURITY ID: 859241101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roger A. Cregg | Management | For | For |
| 1.2 | Elect Director Joseph A. Cutillo | Management | For | For |
| 1.3 | Elect Director Marian M. Davenport | Management | For | For |
| 1.4 | Elect Director Raymond F. Messer | Management | For | For |
| 1.5 | Elect Director Dana C. O'Brien | Management | For | For |
| 1.6 | Elect Director Charles R. Patton | Management | For | For |
| 1.7 | Elect Director Thomas M. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
SUNRUN INC.
MEETING DATE: JUN 02, 2020 | TICKER: RUN SECURITY ID: 86771W105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leslie Dach | Management | For | For |
| 1.2 | Elect Director Edward Fenster | Management | For | For |
| 1.3 | Elect Director Mary Powell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SYSTEMAX INC.
MEETING DATE: JUN 01, 2020 | TICKER: SYX SECURITY ID: 871851101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard Leeds | Management | For | For |
| 1.2 | Elect Director Bruce Leeds | Management | For | For |
| 1.3 | Elect Director Robert Leeds | Management | For | For |
| 1.4 | Elect Director Barry Litwin | Management | For | For |
| 1.5 | Elect Director Chad M. Lindbloom | Management | For | Withhold |
| 1.6 | Elect Director Paul S. Pearlman | Management | For | For |
| 1.7 | Elect Director Lawrence Reinhold | Management | For | For |
| 1.8 | Elect Director Robert D. Rosenthal | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
TEAM, INC.
MEETING DATE: MAY 21, 2020 | TICKER: TISI SECURITY ID: 878155100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Louis A. Waters | Management | For | For |
| 1.2 | Elect Director Gary G. Yesavage | Management | For | For |
| 1.3 | Elect Director Jeffery G. Davis | Management | For | For |
| 1.4 | Elect Director Robert C. Skaggs, Jr. | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TELEDYNE TECHNOLOGIES INCORPORATED
MEETING DATE: APR 22, 2020 | TICKER: TDY SECURITY ID: 879360105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roxanne S. Austin | Management | For | For |
| 1.2 | Elect Director Kenneth C. Dahlberg | Management | For | For |
| 1.3 | Elect Director Robert A. Malone | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TENNANT COMPANY
MEETING DATE: APR 29, 2020 | TICKER: TNC SECURITY ID: 880345103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Carol S. Eicher | Management | For | For |
| 1b | Elect Director Maria C. Green | Management | For | For |
| 1c | Elect Director Donal L. Mulligan | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
TEREX CORPORATION
MEETING DATE: MAY 14, 2020 | TICKER: TEX SECURITY ID: 880779103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Paula H.J. Cholmondeley | Management | For | For |
| 1b | Elect Director Donald DeFosset | Management | For | For |
| 1c | Elect Director John L. Garrison, Jr. | Management | For | For |
| 1d | Elect Director Thomas J. Hansen | Management | For | For |
| 1e | Elect Director Raimund Klinkner | Management | For | For |
| 1f | Elect Director Sandie O'Connor | Management | For | For |
| 1g | Elect Director Andra M. Rush | Management | For | For |
| 1h | Elect Director David A. Sachs | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
TETRA TECH, INC.
MEETING DATE: FEB 26, 2020 | TICKER: TTEK SECURITY ID: 88162G103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Dan L. Batrack | Management | For | For |
| 1B | Elect Director Gary R. Birkenbeuel | Management | For | For |
| 1C | Elect Director Patrick C. Haden | Management | For | For |
| 1D | Elect Director J. Christopher Lewis | Management | For | For |
| 1E | Elect Director Joanne M. Maguire | Management | For | For |
| 1F | Elect Director Kimberly E. Ritrievi | Management | For | For |
| 1G | Elect Director J. Kenneth Thompson | Management | For | For |
| 1H | Elect Director Kirsten M. Volpi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
TEXTRON INC.
MEETING DATE: APR 29, 2020 | TICKER: TXT SECURITY ID: 883203101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Scott C. Donnelly | Management | For | For |
| 1b | Elect Director Kathleen M. Bader | Management | For | For |
| 1c | Elect Director R. Kerry Clark | Management | For | For |
| 1d | Elect Director James T. Conway | Management | For | For |
| 1e | Elect Director Paul E. Gagne | Management | For | For |
| 1f | Elect Director Ralph D. Heath | Management | For | For |
| 1g | Elect Director Deborah Lee James | Management | For | For |
| 1h | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1i | Elect Director James L. Ziemer | Management | For | For |
| 1j | Elect Director Maria T. Zuber | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
THE BOEING COMPANY
MEETING DATE: APR 27, 2020 | TICKER: BA SECURITY ID: 097023105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert A. Bradway | Management | For | For |
| 1b | Elect Director David L. Calhoun | Management | For | For |
| 1c | Elect Director Arthur D. Collins, Jr. | Management | For | Against |
| 1d | Elect Director Edmund P. Giambastiani, Jr. | Management | For | Against |
| 1e | Elect Director Lynn J. Good | Management | For | For |
| 1f | Elect Director Nikki R. Haley - Withdrawn Resolution | Management | None | None |
| 1g | Elect Director Akhil Johri | Management | For | For |
| 1h | Elect Director Lawrence W. Kellner | Management | For | For |
| 1i | Elect Director Caroline B. Kennedy | Management | For | For |
| 1j | Elect Director Steven M. Mollenkopf | Management | For | For |
| 1k | Elect Director John M. Richardson | Management | For | For |
| 1l | Elect Director Susan C. Schwab | Management | For | Against |
| 1m | Elect Director Ronald A. Williams | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Require Director Nominee Qualifications | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 8 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Against |
| 9 | Increase Disclosure of Compensation Adjustments | Shareholder | Against | Against |
| |
|---|
THE BRINK'S COMPANY
MEETING DATE: MAY 08, 2020 | TICKER: BCO SECURITY ID: 109696104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kathie J. Andrade | Management | For | For |
| 1.2 | Elect Director Paul G. Boynton | Management | For | For |
| 1.3 | Elect Director Ian D. Clough | Management | For | For |
| 1.4 | Elect Director Susan E. Docherty | Management | For | For |
| 1.5 | Elect Director Reginald D. Hedgebeth | Management | For | For |
| 1.6 | Elect Director Dan R. Henry - Withdrawn | Management | None | None |
| 1.7 | Elect Director Michael J. Herling | Management | For | For |
| 1.8 | Elect Director Douglas A. Pertz | Management | For | For |
| 1.9 | Elect Director George I. Stoeckert | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
THE GORMAN-RUPP COMPANY
MEETING DATE: APR 23, 2020 | TICKER: GRC SECURITY ID: 383082104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald H. Bullock, Jr. | Management | For | For |
| 1.2 | Elect Director Jeffrey S. Gorman | Management | For | For |
| 1.3 | Elect Director M. Ann Harlan | Management | For | For |
| 1.4 | Elect Director Christopher H. Lake | Management | For | For |
| 1.5 | Elect Director Sonja K. McClelland | Management | For | For |
| 1.6 | Elect Director Vincent K. Petrella | Management | For | For |
| 1.7 | Elect Director Kenneth R. Reynolds | Management | For | For |
| 1.8 | Elect Director Rick R. Taylor | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
THE GREENBRIER COMPANIES, INC.
MEETING DATE: JAN 08, 2020 | TICKER: GBX SECURITY ID: 393657101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Wanda F. Felton | Management | For | For |
| 1.2 | Elect Director Graeme A. Jack | Management | For | For |
| 1.3 | Elect Director David L. Starling | Management | For | For |
| 1.4 | Elect Director Wendy L. Teramoto | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLC as Auditors | Management | For | For |
| |
|---|
THE MANITOWOC COMPANY, INC.
MEETING DATE: MAY 05, 2020 | TICKER: MTW SECURITY ID: 563571405
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roy V. Armes | Management | For | For |
| 1.2 | Elect Director Anne E. Belec | Management | For | For |
| 1.3 | Elect Director Robert G. Bohn | Management | For | For |
| 1.4 | Elect Director Donald M. Condon, Jr. | Management | For | For |
| 1.5 | Elect Director Anne M. Cooney | Management | For | For |
| 1.6 | Elect Director Kenneth W. Krueger | Management | For | For |
| 1.7 | Elect Director C. David Myers | Management | For | For |
| 1.8 | Elect Director Barry L. Pennypacker | Management | For | For |
| 1.9 | Elect Director John C. Pfeifer | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE MIDDLEBY CORPORATION
MEETING DATE: JUN 08, 2020 | TICKER: MIDD SECURITY ID: 596278101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sarah Palisi Chapin | Management | For | For |
| 1.2 | Elect Director Timothy J. FitzGerald | Management | For | For |
| 1.3 | Elect Director Cathy L. McCarthy | Management | For | For |
| 1.4 | Elect Director John R. Miller, III | Management | For | For |
| 1.5 | Elect Director Robert A. Nerbonne | Management | For | For |
| 1.6 | Elect Director Gordon O'Brien | Management | For | For |
| 1.7 | Elect Director Nassem Ziyad | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE TIMKEN COMPANY
MEETING DATE: MAY 08, 2020 | TICKER: TKR SECURITY ID: 887389104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Maria A. Crowe | Management | For | For |
| 1.2 | Elect Director Elizabeth A. Harrell | Management | For | For |
| 1.3 | Elect Director Richard G. Kyle | Management | For | For |
| 1.4 | Elect Director John A. Luke, Jr. | Management | For | For |
| 1.5 | Elect Director Christopher L. Mapes | Management | For | For |
| 1.6 | Elect Director James F. Palmer | Management | For | For |
| 1.7 | Elect Director Ajita G. Rajendra | Management | For | For |
| 1.8 | Elect Director Frank C. Sullivan | Management | For | For |
| 1.9 | Elect Director John M. Timken, Jr. | Management | For | For |
| 1.10 | Elect Director Ward J. Timken, Jr. | Management | For | For |
| 1.11 | Elect Director Jacqueline F. Woods | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| |
|---|
THE TORO COMPANY
MEETING DATE: MAR 17, 2020 | TICKER: TTC SECURITY ID: 891092108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey M. Ettinger | Management | For | For |
| 1.2 | Elect Director Katherine J. Harless | Management | For | For |
| 1.3 | Elect Director D. Christian Koch | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THERMON GROUP HOLDINGS, INC.
MEETING DATE: JUL 25, 2019 | TICKER: THR SECURITY ID: 88362T103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Linda A. Dalgetty | Management | For | For |
| 1.2 | Elect Director Marcus J. George | Management | For | For |
| 1.3 | Elect Director Kevin J. McGinty | Management | For | For |
| 1.4 | Elect Director John T. Nesser, III | Management | For | For |
| 1.5 | Elect Director Michael W. Press | Management | For | For |
| 1.6 | Elect Director Charles A. Sorrentino | Management | For | For |
| 1.7 | Elect Director Bruce A. Thames | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TITAN MACHINERY INC.
MEETING DATE: JUN 08, 2020 | TICKER: TITN SECURITY ID: 88830R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tony Christianson | Management | For | For |
| 1.2 | Elect Director Christine Hamilton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
TPI COMPOSITES, INC.
MEETING DATE: MAY 20, 2020 | TICKER: TPIC SECURITY ID: 87266J104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven C. Lockard | Management | For | For |
| 1.2 | Elect Director William E. Siwek | Management | For | For |
| 1.3 | Elect Director Philip J. Deutch | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
TRANE TECHNOLOGIES PLC
MEETING DATE: JUN 04, 2020 | TICKER: TT SECURITY ID: G8994E103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kirk E. Arnold | Management | For | For |
| 1b | Elect Director Ann C. Berzin | Management | For | For |
| 1c | Elect Director John Bruton | Management | For | For |
| 1d | Elect Director Jared L. Cohon | Management | For | For |
| 1e | Elect Director Gary D. Forsee | Management | For | For |
| 1f | Elect Director Linda P. Hudson | Management | For | For |
| 1g | Elect Director Michael W. Lamach | Management | For | For |
| 1h | Elect Director Myles P. Lee | Management | For | For |
| 1i | Elect Director Karen B. Peetz | Management | For | For |
| 1j | Elect Director John P. Surma | Management | For | For |
| 1k | Elect Director Richard J. Swift | Management | For | For |
| 1l | Elect Director Tony L. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Authorize Issue of Equity | Management | For | For |
| 5 | Renew Directors' Authority to Issue Shares for Cash | Management | For | For |
| 6 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
TRANSDIGM GROUP INCORPORATED
MEETING DATE: OCT 03, 2019 | TICKER: TDG SECURITY ID: 893641100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Stock Option Plan | Management | For | For |
| |
|---|
TRANSDIGM GROUP INCORPORATED
MEETING DATE: JUN 29, 2020 | TICKER: TDG SECURITY ID: 893641100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Barr | Management | For | For |
| 1.2 | Elect Director William Dries *Withdrawn Resolution* | Management | None | None |
| 1.3 | Elect Director Mervin Dunn | Management | For | For |
| 1.4 | Elect Director Michael S. Graff | Management | For | For |
| 1.5 | Elect Director Sean P. Hennessy | Management | For | For |
| 1.6 | Elect Director W. Nicholas Howley | Management | For | Withhold |
| 1.7 | Elect Director Raymond F. Laubenthal | Management | For | For |
| 1.8 | Elect Director Gary E. McCullough | Management | For | For |
| 1.9 | Elect Director Michele Santana | Management | For | For |
| 1.10 | Elect Director Robert J. Small | Management | For | For |
| 1.11 | Elect Director John Staer | Management | For | For |
| 1.12 | Elect Director Kevin Stein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Adopt Quantitative Company-wide GHG Goals | Shareholder | Against | For |
| |
|---|
TRANSUNION
MEETING DATE: MAY 12, 2020 | TICKER: TRU SECURITY ID: 89400J107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2a | Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation and Bylaws | Management | For | For |
| 2b | Eliminate Supermajority Vote Requirement to Remove Directors | Management | For | For |
| 3 | Amend Articles of Incorporation to Remove the Corporate Opportunity Waiver | Management | For | For |
| 4 | Amend Articles of Association | Management | For | For |
| 5a | Elect Director Suzanne P. Clark | Management | For | For |
| 5b | Elect Director Kermit R. Crawford | Management | For | For |
| 5c | Elect Director Thomas L. Monahan, III | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
TREX COMPANY, INC.
MEETING DATE: APR 29, 2020 | TICKER: TREX SECURITY ID: 89531P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jay M. Gratz | Management | For | For |
| 1.2 | Elect Director Kristine L. Juster | Management | For | For |
| 1.3 | Elect Director Ronald W. Kaplan | Management | For | For |
| 1.4 | Elect Director Gerald Volas | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
TRIMAS CORPORATION
MEETING DATE: MAY 12, 2020 | TICKER: TRS SECURITY ID: 896215209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Herbet K. Parker | Management | For | For |
| 1.2 | Elect Director Holly M. Boehne | Management | For | For |
| 1.3 | Elect Director Teresa M. Finley | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TRINET GROUP, INC.
MEETING DATE: JUN 04, 2020 | TICKER: TNET SECURITY ID: 896288107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Angelakis | Management | For | For |
| 1.2 | Elect Director Burton M. Goldfield | Management | For | For |
| 1.3 | Elect Director David C. Hodgson | Management | For | For |
| 1.4 | Elect Director Jacqueline B. Kosecoff | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
TRINITY INDUSTRIES, INC.
MEETING DATE: MAY 04, 2020 | TICKER: TRN SECURITY ID: 896522109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John L. Adams | Management | For | For |
| 1.2 | Elect Director Brandon B. Boze | Management | For | For |
| 1.3 | Elect Director John J. Diez | Management | For | For |
| 1.4 | Elect Director Leldon E. Echols | Management | For | For |
| 1.5 | Elect Director Charles W. Matthews | Management | For | For |
| 1.6 | Elect Director E. Jean Savage | Management | For | For |
| 1.7 | Elect Director Dunia A. Shive | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
TRITON INTERNATIONAL LIMITED
MEETING DATE: APR 21, 2020 | TICKER: TRTN SECURITY ID: G9078F107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Brian M. Sondey | Management | For | For |
| 1b | Elect Director Robert W. Alspaugh | Management | For | For |
| 1c | Elect Director Malcolm P. Baker | Management | For | For |
| 1d | Elect Director David A. Coulter | Management | For | For |
| 1e | Elect Director Claude Germain | Management | For | For |
| 1f | Elect Director Kenneth Hanau | Management | For | For |
| 1g | Elect Director John S. Hextall | Management | For | For |
| 1h | Elect Director Robert L. Rosner | Management | For | For |
| 1i | Elect Director Simon R. Vernon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
TRIUMPH GROUP, INC.
MEETING DATE: JUL 18, 2019 | TICKER: TGI SECURITY ID: 896818101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul Bourgon | Management | For | For |
| 1.2 | Elect Director Daniel J. Crowley | Management | For | For |
| 1.3 | Elect Director Ralph E. Eberhart | Management | For | For |
| 1.4 | Elect Director Daniel P. Garton | Management | For | For |
| 1.5 | Elect Director Dawne S. Hickton | Management | For | For |
| 1.6 | Elect Director William L. Mansfield | Management | For | For |
| 1.7 | Elect Director Adam J. Palmer | Management | For | For |
| 1.8 | Elect Director Larry O. Spencer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Certificate of Incorporation | Management | For | For |
| 4 | Adopt NOL Rights Plan (NOL Pill) | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
TRUEBLUE, INC.
MEETING DATE: MAY 13, 2020 | TICKER: TBI SECURITY ID: 89785X101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Colleen B. Brown | Management | For | For |
| 1b | Elect Director A. Patrick Beharelle | Management | For | For |
| 1c | Elect Director Steven C. Cooper | Management | For | For |
| 1d | Elect Director William C. Goings | Management | For | For |
| 1e | Elect Director Kim Harris Jones | Management | For | For |
| 1f | Elect Director Jeffrey B. Sakaguchi | Management | For | For |
| 1g | Elect Director Kristi A. Savacool | Management | For | For |
| 1h | Elect Director Bonnie W. Soodik | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| |
|---|
TUTOR PERINI CORPORATION
MEETING DATE: MAY 20, 2020 | TICKER: TPC SECURITY ID: 901109108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald N. Tutor | Management | For | For |
| 1.2 | Elect Director Peter Arkley | Management | For | Withhold |
| 1.3 | Elect Director Sidney J. Feltenstein | Management | For | For |
| 1.4 | Elect Director James A. Frost | Management | For | For |
| 1.5 | Elect Director Michael F. Horodniceanu | Management | For | For |
| 1.6 | Elect Director Michael R. Klein | Management | For | Withhold |
| 1.7 | Elect Director Robert C. Lieber | Management | For | Withhold |
| 1.8 | Elect Director Dennis D. Oklak | Management | For | For |
| 1.9 | Elect Director Raymond R. Oneglia | Management | For | Withhold |
| 1.10 | Elect Director Dale Anne Reiss | Management | For | For |
| 1.11 | Elect Director Dickran M. Tevrizian, Jr. | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
UBER TECHNOLOGIES, INC.
MEETING DATE: MAY 11, 2020 | TICKER: UBER SECURITY ID: 90353T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ronald Sugar | Management | For | Against |
| 1b | Elect Director Ursula Burns | Management | For | For |
| 1c | Elect Director Robert Eckert | Management | For | Against |
| 1d | Elect Director Amanda Ginsberg | Management | For | For |
| 1e | Elect Director Dara Khosrowshahi | Management | For | For |
| 1f | Elect Director Wan Ling Martello | Management | For | Against |
| 1g | Elect Director Yasir Al-Rumayyan | Management | For | For |
| 1h | Elect Director John Thain | Management | For | For |
| 1i | Elect Director David I. Trujillo | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
UNIFIRST CORPORATION
MEETING DATE: JAN 14, 2020 | TICKER: UNF SECURITY ID: 904708104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas S. Postek | Management | For | For |
| 1.2 | Elect Director Steven S. Sintros | Management | For | For |
| 1.3 | Elect Director Raymond C. Zemlin | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
UNION PACIFIC CORPORATION
MEETING DATE: MAY 14, 2020 | TICKER: UNP SECURITY ID: 907818108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Andrew H. Card, Jr. | Management | For | For |
| 1b | Elect Director William J. DeLaney | Management | For | For |
| 1c | Elect Director David B. Dillon | Management | For | For |
| 1d | Elect Director Lance M. Fritz | Management | For | For |
| 1e | Elect Director Deborah C. Hopkins | Management | For | For |
| 1f | Elect Director Jane H. Lute | Management | For | For |
| 1g | Elect Director Michael R. McCarthy | Management | For | For |
| 1h | Elect Director Thomas F. McLarty, III | Management | For | For |
| 1i | Elect Director Bhavesh V. Patel | Management | For | For |
| 1j | Elect Director Jose H. Villarreal | Management | For | For |
| 1k | Elect Director Christopher J. Williams | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Report on Climate Change | Shareholder | Against | Against |
| |
|---|
UNITED AIRLINES HOLDINGS, INC.
MEETING DATE: MAY 20, 2020 | TICKER: UAL SECURITY ID: 910047109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Carolyn Corvi | Management | For | For |
| 1b | Elect Director Barney Harford | Management | For | For |
| 1c | Elect Director Michele J. Hooper | Management | For | For |
| 1d | Elect Director Walter Isaacson | Management | For | For |
| 1e | Elect Director James A. C. Kennedy | Management | For | For |
| 1f | Elect Director J. Scott Kirby | Management | For | For |
| 1g | Elect Director Oscar Munoz | Management | For | For |
| 1h | Elect Director Edward M. Philip | Management | For | For |
| 1i | Elect Director Edward L. Shapiro | Management | For | For |
| 1j | Elect Director David J. Vitale | Management | For | For |
| 1k | Elect Director James M. Whitehurst | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 6 | Report on Global Warming-Related Lobbying Activities | Shareholder | Against | Against |
| |
|---|
UNITED PARCEL SERVICE, INC.
MEETING DATE: MAY 14, 2020 | TICKER: UPS SECURITY ID: 911312106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David P. Abney | Management | For | For |
| 1b | Elect Director Rodney C. Adkins | Management | For | For |
| 1c | Elect Director Michael J. Burns | Management | For | For |
| 1d | Elect Director William R. Johnson | Management | For | For |
| 1e | Elect Director Ann M. Livermore | Management | For | For |
| 1f | Elect Director Rudy H.P. Markham | Management | For | For |
| 1g | Elect Director Franck J. Moison | Management | For | For |
| 1h | Elect Director Clark 'Sandy' T. Randt, Jr. | Management | For | For |
| 1i | Elect Director Christiana Smith Shi | Management | For | For |
| 1j | Elect Director John T. Stankey | Management | For | For |
| 1k | Elect Director Carol B. Tome | Management | For | For |
| 1l | Elect Director Kevin Warsh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Against |
| 6 | Report on Climate Change | Shareholder | Against | Against |
| |
|---|
UNITED RENTALS, INC.
MEETING DATE: MAY 07, 2020 | TICKER: URI SECURITY ID: 911363109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jose B. Alvarez | Management | For | For |
| 1.2 | Elect Director Marc A. Bruno | Management | For | For |
| 1.3 | Elect Director Matthew J. Flannery | Management | For | For |
| 1.4 | Elect Director Bobby J. Griffin | Management | For | For |
| 1.5 | Elect Director Kim Harris Jones | Management | For | For |
| 1.6 | Elect Director Terri L. Kelly | Management | For | For |
| 1.7 | Elect Director Michael J. Kneeland | Management | For | For |
| 1.8 | Elect Director Gracia C. Martore | Management | For | For |
| 1.9 | Elect Director Filippo Passerini | Management | For | For |
| 1.10 | Elect Director Donald C. Roof | Management | For | For |
| 1.11 | Elect Director Shiv Singh | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Management | For | For |
| 5 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| |
|---|
UNITED TECHNOLOGIES CORPORATION
MEETING DATE: OCT 11, 2019 | TICKER: UTX SECURITY ID: 913017109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
UNIVAR SOLUTIONS INC.
MEETING DATE: MAY 07, 2020 | TICKER: UNVR SECURITY ID: 91336L107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joan Braca | Management | For | For |
| 1.2 | Elect Director Mark J. Byrne | Management | For | For |
| 1.3 | Elect Director Daniel P. Doheny | Management | For | For |
| 1.4 | Elect Director David C. Jukes | Management | For | For |
| 1.5 | Elect Director Stephen D. Newlin | Management | For | For |
| 1.6 | Elect Director Kerry J. Preete | Management | For | For |
| 1.7 | Elect Director Robert L. Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
UNIVERSAL FOREST PRODUCTS, INC.
MEETING DATE: APR 22, 2020 | TICKER: UFPI SECURITY ID: 913543104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Benjamin J. McLean | Management | For | For |
| 1b | Elect Director Mary E. Tuuk | Management | For | For |
| 1c | Elect Director Michael G. Wooldridge | Management | For | For |
| 2 | Change Company Name to UFP Industries, Inc. | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNIVERSAL LOGISTICS HOLDINGS, INC.
MEETING DATE: APR 30, 2020 | TICKER: ULH SECURITY ID: 91388P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Grant E. Belanger | Management | For | Withhold |
| 1.2 | Elect Director Frederick P. Calderone | Management | For | For |
| 1.3 | Elect Director Daniel J. Deane | Management | For | Withhold |
| 1.4 | Elect Director Clarence W. Gooden | Management | For | For |
| 1.5 | Elect Director Matthew J. Moroun | Management | For | For |
| 1.6 | Elect Director Matthew T. Moroun | Management | For | Withhold |
| 1.7 | Elect Director Tim Phillips | Management | For | For |
| 1.8 | Elect Director Michael A. Regan | Management | For | For |
| 1.9 | Elect Director Richard P. Urban | Management | For | Withhold |
| 1.10 | Elect Director H.E. "Scott" Wolfe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | None | For |
| |
|---|
UPWORK INC.
MEETING DATE: JUN 01, 2020 | TICKER: UPWK SECURITY ID: 91688F104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leela Srinivasan | Management | For | For |
| 1.2 | Elect Director Gary Steele | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
US ECOLOGY, INC.
MEETING DATE: OCT 23, 2019 | TICKER: ECOL SECURITY ID: 91732J102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Issue Shares in Connection with Merger | Management | For | For |
| 3 | Amend Charter | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
US ECOLOGY, INC.
MEETING DATE: JUN 03, 2020 | TICKER: ECOL SECURITY ID: 91734M103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard Burke | Management | For | For |
| 1.2 | Elect Director E. Renae Conley | Management | For | For |
| 1.3 | Elect Director Katina Dorton | Management | For | For |
| 1.4 | Elect Director Glenn A. Eisenberg | Management | For | For |
| 1.5 | Elect Director Jeffrey R. Feeler | Management | For | For |
| 1.6 | Elect Director Daniel Fox | Management | For | For |
| 1.7 | Elect Director Ronald C. Keating | Management | For | For |
| 1.8 | Elect Director John T. Sahlberg | Management | For | For |
| 1.9 | Elect Director Melanie Steiner | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VALMONT INDUSTRIES, INC.
MEETING DATE: APR 28, 2020 | TICKER: VMI SECURITY ID: 920253101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mogens C. Bay | Management | For | For |
| 1.2 | Elect Director Walter Scott, Jr. | Management | For | For |
| 1.3 | Elect Director Clark T. Randt, Jr. | Management | For | For |
| 1.4 | Elect Director Richard Lanoha | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
VECTRUS, INC.
MEETING DATE: MAY 07, 2020 | TICKER: VEC SECURITY ID: 92242T101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William F. Murdy | Management | For | Against |
| 1b | Elect Director Melvin F. Parker | Management | For | For |
| 1c | Elect Director Stephen L. Waechter | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VERISK ANALYTICS, INC.
MEETING DATE: MAY 20, 2020 | TICKER: VRSK SECURITY ID: 92345Y106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Christopher M. Foskett | Management | For | For |
| 1b | Elect Director David B. Wright | Management | For | For |
| 1c | Elect Director Annell R. Bay | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
VIAD CORP
MEETING DATE: MAY 19, 2020 | TICKER: VVI SECURITY ID: 92552R406
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Edward E. Mace | Management | For | For |
| 1b | Elect Director Joshua E. Schechter | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VICOR CORPORATION
MEETING DATE: JUN 26, 2020 | TICKER: VICR SECURITY ID: 925815102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Samuel J. Anderson | Management | For | Withhold |
| 1.2 | Elect Director Estia J. Eichten | Management | For | Withhold |
| 1.3 | Elect Director Philip D. Davies | Management | For | For |
| 1.4 | Elect Director James A. Simms | Management | For | For |
| 1.5 | Elect Director Claudio Tuozzolo | Management | For | For |
| 1.6 | Elect Director Jason L. Carlson | Management | For | For |
| 1.7 | Elect Director Michael S. McNamara | Management | For | For |
| 1.8 | Elect Director Patrizio Vinciarelli | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VIVINT SOLAR, INC.
MEETING DATE: JUN 10, 2020 | TICKER: VSLR SECURITY ID: 92854Q106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David Bywater | Management | For | For |
| 1b | Elect Director Ellen S. Smith | Management | For | For |
| 1c | Elect Director Peter F. Wallace | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
VSE CORPORATION
MEETING DATE: MAY 06, 2020 | TICKER: VSEC SECURITY ID: 918284100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Cuomo | Management | For | For |
| 1.2 | Elect Director Ralph E. Eberhart | Management | For | For |
| 1.3 | Elect Director Mark E. Ferguson, III | Management | For | Withhold |
| 1.4 | Elect Director Calvin. S. Koonce | Management | For | Withhold |
| 1.5 | Elect Director James F. Lafond | Management | For | Withhold |
| 1.6 | Elect Director John E. "Jack" Potter | Management | For | Withhold |
| 1.7 | Elect Director Jack C. Stultz | Management | For | Withhold |
| 1.8 | Elect Director Bonnie K. Wachtel | Management | For | For |
| 2 | Amend Restricted Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
W.W. GRAINGER, INC.
MEETING DATE: APR 29, 2020 | TICKER: GWW SECURITY ID: 384802104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rodney C. Adkins | Management | For | For |
| 1.2 | Elect Director Brian P. Anderson | Management | For | For |
| 1.3 | Elect Director V. Ann Hailey | Management | For | For |
| 1.4 | Elect Director Stuart L. Levenick | Management | For | For |
| 1.5 | Elect Director D.G. Macpherson | Management | For | For |
| 1.6 | Elect Director Neil S. Novich | Management | For | For |
| 1.7 | Elect Director Beatriz R. Perez | Management | For | For |
| 1.8 | Elect Director Michael J. Roberts | Management | For | For |
| 1.9 | Elect Director E. Scott Santi | Management | For | For |
| 1.10 | Elect Director Susan Slavik Williams | Management | For | For |
| 1.11 | Elect Director Lucas E. Watson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WABASH NATIONAL CORPORATION
MEETING DATE: MAY 12, 2020 | TICKER: WNC SECURITY ID: 929566107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Therese M. Bassett | Management | For | For |
| 1b | Elect Director John G. Boss | Management | For | For |
| 1c | Elect Director John E. Kunz | Management | For | For |
| 1d | Elect Director Larry J. Magee | Management | For | For |
| 1e | Elect Director Ann D. Murtlow | Management | For | For |
| 1f | Elect Director Scott K. Sorensen | Management | For | For |
| 1g | Elect Director Stuart A. Taylor, II | Management | For | For |
| 1h | Elect Director Brent L. Yeagy | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| |
|---|
WAGEWORKS, INC.
MEETING DATE: AUG 28, 2019 | TICKER: WAGE SECURITY ID: 930427109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
WASTE CONNECTIONS, INC.
MEETING DATE: MAY 15, 2020 | TICKER: WCN SECURITY ID: 94106B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald J. Mittelstaedt | Management | For | For |
| 1.2 | Elect Director Edward E. "Ned" Guillet | Management | For | For |
| 1.3 | Elect Director Michael W. Harlan | Management | For | For |
| 1.4 | Elect Director Larry S. Hughes | Management | For | For |
| 1.5 | Elect Director Worthing F. Jackman | Management | For | For |
| 1.6 | Elect Director Elise L. Jordan | Management | For | For |
| 1.7 | Elect Director Susan "Sue" Lee | Management | For | For |
| 1.8 | Elect Director William J. Razzouk | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
WASTE MANAGEMENT, INC.
MEETING DATE: MAY 12, 2020 | TICKER: WM SECURITY ID: 94106L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Frank M. Clark, Jr. | Management | For | For |
| 1b | Elect Director James C. Fish, Jr. | Management | For | For |
| 1c | Elect Director Andres R. Gluski | Management | For | For |
| 1d | Elect Director Victoria M. Holt | Management | For | For |
| 1e | Elect Director Kathleen M. Mazzarella | Management | For | For |
| 1f | Elect Director William B. Plummer | Management | For | For |
| 1g | Elect Director John C. Pope | Management | For | For |
| 1h | Elect Director Thomas H. Weidemeyer | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
WATSCO, INC.
MEETING DATE: JUN 01, 2020 | TICKER: WSO SECURITY ID: 942622200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Brian E. Keeley | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify KPMG LLP as Auditor | Management | For | For |
| |
|---|
WATTS WATER TECHNOLOGIES, INC.
MEETING DATE: MAY 13, 2020 | TICKER: WTS SECURITY ID: 942749102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher L. Conway | Management | For | For |
| 1.2 | Elect Director David A. Dunbar | Management | For | For |
| 1.3 | Elect Director Louise K. Goeser | Management | For | For |
| 1.4 | Elect Director Jes Munk Hansen | Management | For | For |
| 1.5 | Elect Director W. Craig Kissel | Management | For | For |
| 1.6 | Elect Director Joseph T. Noonan | Management | For | For |
| 1.7 | Elect Director Robert J. Pagano, Jr. | Management | For | For |
| 1.8 | Elect Director Merilee Raines | Management | For | For |
| 1.9 | Elect Director Joseph W. Reitmeier | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
WELBILT, INC.
MEETING DATE: APR 24, 2020 | TICKER: WBT SECURITY ID: 949090104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Cynthia M. Egnotovich | Management | For | For |
| 1b | Elect Director Dino J. Bianco | Management | For | For |
| 1c | Elect Director Joan K. Chow | Management | For | For |
| 1d | Elect Director Janice L. Fields | Management | For | For |
| 1e | Elect Director Brian R. Gamache | Management | For | For |
| 1f | Elect Director Andrew Langham | Management | For | For |
| 1g | Elect Director William C. Johnson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
WERNER ENTERPRISES, INC.
MEETING DATE: MAY 12, 2020 | TICKER: WERN SECURITY ID: 950755108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gerald H. Timmerman | Management | For | Withhold |
| 1.2 | Elect Director Diane K. Duren | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
WESCO AIRCRAFT HOLDINGS, INC.
MEETING DATE: OCT 24, 2019 | TICKER: WAIR SECURITY ID: 950814103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
WESCO INTERNATIONAL, INC.
MEETING DATE: MAY 28, 2020 | TICKER: WCC SECURITY ID: 95082P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John J. Engel | Management | For | For |
| 1.2 | Elect Director Matthew J. Espe | Management | For | For |
| 1.3 | Elect Director Bobby J. Griffin | Management | For | For |
| 1.4 | Elect Director John K. Morgan | Management | For | For |
| 1.5 | Elect Director Steven A. Raymund | Management | For | For |
| 1.6 | Elect Director James L. Singleton | Management | For | For |
| 1.7 | Elect Director Easwaran Sundaram | Management | For | For |
| 1.8 | Elect Director Laura K. Thompson | Management | For | For |
| 1.9 | Elect Director Lynn M. Utter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| |
|---|
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION
MEETING DATE: MAY 15, 2020 | TICKER: WAB SECURITY ID: 929740108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rafael Santana | Management | For | For |
| 1.2 | Elect Director Lee B. Foster, II | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
WILLDAN GROUP, INC.
MEETING DATE: JUN 11, 2020 | TICKER: WLDN SECURITY ID: 96924N100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas D. Brisbin | Management | For | For |
| 1.2 | Elect Director Steven A. Cohen | Management | For | Withhold |
| 1.3 | Elect Director Debra Coy | Management | For | For |
| 1.4 | Elect Director Raymond W. Holdsworth | Management | For | For |
| 1.5 | Elect Director Douglas J. McEachern | Management | For | For |
| 1.6 | Elect Director Dennis V. McGinn | Management | For | Withhold |
| 1.7 | Elect Director Keith W. Renken | Management | For | For |
| 1.8 | Elect Director Mohammad Shahidehpour | Management | For | Withhold |
| 2 | Ratify Crowe LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WILLSCOT CORPORATION
MEETING DATE: MAY 11, 2020 | TICKER: WSC SECURITY ID: 971375126
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gary Lindsay | Management | For | For |
| 1b | Elect Director Stephen Robertson | Management | For | For |
| 1c | Elect Director Jeff Sagansky | Management | For | Against |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
WILLSCOT CORPORATION
MEETING DATE: JUN 24, 2020 | TICKER: WSC SECURITY ID: 971375126
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issue Shares in Connection with Merger | Management | For | For |
| 2 | Amend Combined Company Charter | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
WOODWARD, INC.
MEETING DATE: JAN 29, 2020 | TICKER: WWD SECURITY ID: 980745103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul Donovan | Management | For | For |
| 1.2 | Elect Director Mary L. Petrovich | Management | For | For |
| 1.3 | Elect Director James R. Rulseh | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
XPO LOGISTICS, INC.
MEETING DATE: MAY 14, 2020 | TICKER: XPO SECURITY ID: 983793100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bradley S. Jacobs | Management | For | For |
| 1.2 | Elect Director Gena L. Ashe | Management | For | For |
| 1.3 | Elect Director Marlene M. Colucci | Management | For | For |
| 1.4 | Elect Director AnnaMaria DeSalva | Management | For | For |
| 1.5 | Elect Director Michael G. Jesselson | Management | For | For |
| 1.6 | Elect Director Adrian P. Kingshott | Management | For | For |
| 1.7 | Elect Director Jason D. Papastavrou | Management | For | For |
| 1.8 | Elect Director Oren G. Shaffer | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Report on Integrating ESG Metrics Into Executive Compensation Program | Shareholder | Against | Against |
| 6 | Require Independent Board Chair | Shareholder | Against | Against |
| 7 | Report on Sexual Harassment | Shareholder | Against | Against |
| 8 | Limit Accelerated Vesting of Equity Awards Upon a Change in Control | Shareholder | Against | Against |
| |
|---|
XYLEM INC.
MEETING DATE: MAY 13, 2020 | TICKER: XYL SECURITY ID: 98419M100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jeanne Beliveau-Dunn | Management | For | For |
| 1b | Elect Director Patrick K. Decker | Management | For | For |
| 1c | Elect Director Robert F. Friel | Management | For | For |
| 1d | Elect Director Jorge M. Gomez | Management | For | For |
| 1e | Elect Director Victoria D. Harker | Management | For | For |
| 1f | Elect Director Sten E. Jakobsson | Management | For | For |
| 1g | Elect Director Steven R. Loranger | Management | For | For |
| 1h | Elect Director Surya N. Mohapatra | Management | For | For |
| 1i | Elect Director Jerome A. Peribere | Management | For | For |
| 1j | Elect Director Markos I. Tambakeras | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
VOTE SUMMARY REPORT
FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETF - SUB-ADVISER: BLACKROCK
07/01/2019 - 06/30/2020
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
2U, INC.
MEETING DATE: JUN 23, 2020 | TICKER: TWOU SECURITY ID: 90214J101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sallie L. Krawcheck | Management | For | Withhold |
| 1.2 | Elect Director John M. Larson | Management | For | For |
| 1.3 | Elect Director Edward S. Macias | Management | For | Withhold |
| 1.4 | Elect Director Alexis Maybank | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
3D SYSTEMS CORPORATION
MEETING DATE: MAY 19, 2020 | TICKER: DDD SECURITY ID: 88554D205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Malissia R. Clinton | Management | For | For |
| 1.2 | Elect Director William E. Curran | Management | For | For |
| 1.3 | Elect Director Thomas W. Erickson | Management | For | For |
| 1.4 | Elect Director Charles W. Hull | Management | For | For |
| 1.5 | Elect Director William D. Humes | Management | For | For |
| 1.6 | Elect Director Vyomesh I. Joshi | Management | For | For |
| 1.7 | Elect Director Jim D. Kever | Management | For | Against |
| 1.8 | Elect Director Charles G. McClure, Jr. | Management | For | For |
| 1.9 | Elect Director Kevin S. Moore | Management | For | For |
| 1.10 | Elect Director John J. Tracy | Management | For | For |
| 1.11 | Elect Director Jeffrey Wadsworth | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify BDO USA, LLP as Auditor | Management | For | For |
| |
|---|
8X8, INC.
MEETING DATE: AUG 01, 2019 | TICKER: EGHT SECURITY ID: 282914100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bryan R. Martin | Management | For | For |
| 1.2 | Elect Director Vikram Verma | Management | For | For |
| 1.3 | Elect Director Eric Salzman | Management | For | For |
| 1.4 | Elect Director Jaswinder Pal Singh | Management | For | For |
| 1.5 | Elect Director Vladimir Jacimovic | Management | For | For |
| 1.6 | Elect Director Monique Bonner | Management | For | For |
| 1.7 | Elect Director Todd Ford | Management | For | For |
| 1.8 | Elect Director Elizabeth Theophille | Management | For | For |
| 2 | Ratify Moss Adams LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
A10 NETWORKS, INC.
MEETING DATE: DEC 04, 2019 | TICKER: ATEN SECURITY ID: 002121101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Tor R. Braham | Management | For | For |
| 1b | Elect Director Peter Y. Chung | Management | For | For |
| 1c | Elect Director Phillip J. Salsbury | Management | For | Withhold |
| 1d | Elect Director Eric Singer | Management | For | For |
| 2a | Eliminate Supermajority Voting Provisions to Amend Governance Documents | Management | For | For |
| 2b | Eliminate Supermajority Voting Provision to Remove Directors | Management | For | For |
| 3 | Ratify Armanino LLP as Auditors | Management | For | For |
| |
|---|
A10 NETWORKS, INC.
MEETING DATE: MAY 27, 2020 | TICKER: ATEN SECURITY ID: 002121101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Tor R. Braham | Management | For | For |
| 1b | Elect Director Peter Y. Chung | Management | For | Withhold |
| 1c | Elect Director J. Michael Dodson | Management | For | For |
| 1d | Elect Director Eric Singer | Management | For | For |
| 1e | Elect Director Dhrupad Trivedi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Armanino LLP as Auditors | Management | For | For |
| |
|---|
ACACIA COMMUNICATIONS, INC.
MEETING DATE: SEP 06, 2019 | TICKER: ACIA SECURITY ID: 00401C108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
ACCENTURE PLC
MEETING DATE: JAN 30, 2020 | TICKER: ACN SECURITY ID: G1151C101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jaime Ardila | Management | For | For |
| 1b | Elect Director Herbert Hainer | Management | For | For |
| 1c | Elect Director Nancy McKinstry | Management | For | Against |
| 1d | Elect Director Gilles C. Pelisson | Management | For | For |
| 1e | Elect Director Paula A. Price | Management | For | For |
| 1f | Elect Director Venkata (Murthy) Renduchintala | Management | For | For |
| 1g | Elect Director David Rowland | Management | For | For |
| 1h | Elect Director Arun Sarin | Management | For | For |
| 1i | Elect Director Julie Sweet | Management | For | For |
| 1j | Elect Director Frank K. Tang | Management | For | For |
| 1k | Elect Director Tracey T. Travis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Board to Allot and Issue Shares | Management | For | For |
| 6 | Authorize Board to Opt-Out of Statutory Pre-Emption Rights | Management | For | For |
| 7 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| |
|---|
ACI WORLDWIDE, INC.
MEETING DATE: JUN 09, 2020 | TICKER: ACIW SECURITY ID: 004498101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Odilon Almeida | Management | For | For |
| 1.2 | Elect Director Janet O. Estep | Management | For | For |
| 1.3 | Elect Director James C. Hale | Management | For | For |
| 1.4 | Elect Director Pamela H. Patsley | Management | For | For |
| 1.5 | Elect Director Charles E. Peters, Jr. | Management | For | For |
| 1.6 | Elect Director David A. Poe | Management | For | For |
| 1.7 | Elect Director Adalio T. Sanchez | Management | For | For |
| 1.8 | Elect Director Thomas W. Warsop, III | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
ADOBE INC.
MEETING DATE: APR 09, 2020 | TICKER: ADBE SECURITY ID: 00724F101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Amy L. Banse | Management | For | For |
| 1b | Elect Director Frank A. Calderoni | Management | For | For |
| 1c | Elect Director James E. Daley | Management | For | For |
| 1d | Elect Director Laura B. Desmond | Management | For | For |
| 1e | Elect Director Charles M. Geschke | Management | For | For |
| 1f | Elect Director Shantanu Narayen | Management | For | For |
| 1g | Elect Director Kathleen Oberg | Management | For | For |
| 1h | Elect Director Dheeraj Pandey | Management | For | For |
| 1i | Elect Director David A. Ricks | Management | For | For |
| 1j | Elect Director Daniel L. Rosensweig | Management | For | For |
| 1k | Elect Director John E. Warnock | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Report on Gender Pay Gap | Shareholder | Against | Against |
| |
|---|
ADTRAN, INC.
MEETING DATE: MAY 13, 2020 | TICKER: ADTN SECURITY ID: 00738A106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas R. Stanton | Management | For | For |
| 1b | Elect Director H. Fenwick Huss | Management | For | For |
| 1c | Elect Director Gregory J. McCray | Management | For | For |
| 1d | Elect Director Balan Nair | Management | For | For |
| 1e | Elect Director Jacqueline H. "Jackie" Rice | Management | For | For |
| 1f | Elect Director Kathryn A. Walker | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| |
|---|
ADVANCED ENERGY INDUSTRIES, INC.
MEETING DATE: APR 30, 2020 | TICKER: AEIS SECURITY ID: 007973100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Grant H. Beard | Management | For | For |
| 1.2 | Elect Director Frederick A. Ball | Management | For | For |
| 1.3 | Elect Director Tina M. Donikowski | Management | For | For |
| 1.4 | Elect Director Ronald C. Foster | Management | For | For |
| 1.5 | Elect Director Edward C. Grady | Management | For | For |
| 1.6 | Elect Director Thomas M. Rohrs | Management | For | For |
| 1.7 | Elect Director John A. Roush | Management | For | For |
| 1.8 | Elect Director Yuval Wasserman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ADVANCED MICRO DEVICES, INC.
MEETING DATE: MAY 07, 2020 | TICKER: AMD SECURITY ID: 007903107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John E. Caldwell | Management | For | For |
| 1b | Elect Director Nora M. Denzel | Management | For | For |
| 1c | Elect Director Mark Durcan | Management | For | For |
| 1d | Elect Director Michael P. Gregoire | Management | For | For |
| 1e | Elect Director Joseph A. Householder | Management | For | For |
| 1f | Elect Director John W. Marren | Management | For | For |
| 1g | Elect Director Lisa T. Su | Management | For | For |
| 1h | Elect Director Abhi Y. Talwalkar | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AGILYSYS, INC.
MEETING DATE: AUG 09, 2019 | TICKER: AGYS SECURITY ID: 00847J105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald A. Colvin | Management | For | Did Not Vote |
| 1.2 | Elect Director Dana Jones | Management | For | Did Not Vote |
| 1.3 | Elect Director Jerry Jones | Management | For | Did Not Vote |
| 1.4 | Elect Director Michael A. Kaufman | Management | For | Did Not Vote |
| 1.5 | Elect Director Melvin L. Keating | Management | For | Did Not Vote |
| 1.6 | Elect Director John Mutch | Management | For | Did Not Vote |
| 1.7 | Elect Director Ramesh Srinivasan | Management | For | Did Not Vote |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | Did Not Vote |
| 3 | Reduce Supermajority Vote Requirement for Removal of Directors | Management | For | Did Not Vote |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 5 | Ratify Grant Thornton LLP as Auditors | Management | For | Did Not Vote |
| 6 | Other Business | Management | For | Did Not Vote |
| |
|---|
AKAMAI TECHNOLOGIES, INC.
MEETING DATE: MAY 20, 2020 | TICKER: AKAM SECURITY ID: 00971T101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tom Killalea | Management | For | For |
| 1.2 | Elect Director Tom Leighton | Management | For | For |
| 1.3 | Elect Director Jonathan Miller | Management | For | For |
| 1.4 | Elect Director Monte Ford | Management | For | For |
| 1.5 | Elect Director Madhu Ranganathan | Management | For | For |
| 1.6 | Elect Director Fred Salerno | Management | For | For |
| 1.7 | Elect Director Ben Verwaayen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
ALARM.COM HOLDINGS, INC.
MEETING DATE: JUN 03, 2020 | TICKER: ALRM SECURITY ID: 011642105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy McAdam | Management | For | For |
| 1.2 | Elect Director Simone Wu | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Shareholder | Against | For |
| 5 | Eliminate Supermajority Vote Requirements | Management | For | For |
| |
|---|
ALLIANCE DATA SYSTEMS CORPORATION
MEETING DATE: JUN 09, 2020 | TICKER: ADS SECURITY ID: 018581108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ralph J. Andretta | Management | For | For |
| 1.2 | Elect Director Roger H. Ballou | Management | For | For |
| 1.3 | Elect Director John C. Gerspach, Jr. | Management | For | For |
| 1.4 | Elect Director Rajesh Natarajan | Management | For | For |
| 1.5 | Elect Director Timothy J. Theriault | Management | For | For |
| 1.6 | Elect Director Laurie A. Tucker | Management | For | For |
| 1.7 | Elect Director Sharen J. Turney | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
ALPHA AND OMEGA SEMICONDUCTOR LIMITED
MEETING DATE: NOV 08, 2019 | TICKER: AOSL SECURITY ID: G6331P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mike F. Chang | Management | For | For |
| 1.2 | Elect Director Yueh-Se Ho | Management | For | For |
| 1.3 | Elect Director Lucas S. Chang | Management | For | For |
| 1.4 | Elect Director Claudia Chen | Management | For | For |
| 1.5 | Elect Director King Owyang | Management | For | For |
| 1.6 | Elect Director Michael L. Pfeiffer | Management | For | For |
| 1.7 | Elect Director Michael J. Salameh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve BDO USA, LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
ALTAIR ENGINEERING INC.
MEETING DATE: MAY 19, 2020 | TICKER: ALTR SECURITY ID: 021369103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James R. Scapa | Management | For | For |
| 1b | Elect Director Steve Earhart | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
ALTERYX, INC.
MEETING DATE: MAY 20, 2020 | TICKER: AYX SECURITY ID: 02156B103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles R. Cory | Management | For | For |
| 1.2 | Elect Director Jeffrey L. Horing | Management | For | For |
| 1.3 | Elect Director Dean A. Stoecker | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMBARELLA, INC.
MEETING DATE: JUN 04, 2020 | TICKER: AMBA SECURITY ID: G037AX101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leslie Kohn | Management | For | For |
| 1.2 | Elect Director D. Jeffrey Richardson | Management | For | For |
| 1.3 | Elect Director Elizabeth M. Schwarting | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMKOR TECHNOLOGY, INC.
MEETING DATE: MAY 19, 2020 | TICKER: AMKR SECURITY ID: 031652100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James J. Kim | Management | For | For |
| 1.2 | Elect Director Susan Y. Kim | Management | For | For |
| 1.3 | Elect Director Stephen D. Kelley | Management | For | For |
| 1.4 | Elect Director Douglas A. Alexander | Management | For | For |
| 1.5 | Elect Director Roger A. Carolin | Management | For | For |
| 1.6 | Elect Director Winston J. Churchill | Management | For | For |
| 1.7 | Elect Director Daniel Liao | Management | For | For |
| 1.8 | Elect Director MaryFrances McCourt | Management | For | For |
| 1.9 | Elect Director Robert R. Morse | Management | For | For |
| 1.10 | Elect Director Gil C. Tily | Management | For | For |
| 1.11 | Elect Director David N. Watson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
AMPHENOL CORPORATION
MEETING DATE: MAY 20, 2020 | TICKER: APH SECURITY ID: 032095101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stanley L. Clark | Management | For | For |
| 1.2 | Elect Director John D. Craig | Management | For | For |
| 1.3 | Elect Director David P. Falck | Management | For | For |
| 1.4 | Elect Director Edward G. Jepsen | Management | For | For |
| 1.5 | Elect Director Robert A. Livingston | Management | For | For |
| 1.6 | Elect Director Martin H. Loeffler | Management | For | For |
| 1.7 | Elect Director R. Adam Norwitt | Management | For | For |
| 1.8 | Elect Director Anne Clarke Wolff | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| |
|---|
ANALOG DEVICES, INC.
MEETING DATE: MAR 11, 2020 | TICKER: ADI SECURITY ID: 032654105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ray Stata | Management | For | For |
| 1b | Elect Director Vincent Roche | Management | For | For |
| 1c | Elect Director James A. Champy | Management | For | For |
| 1d | Elect Director Anantha P. Chandrakasan | Management | For | For |
| 1e | Elect Director Bruce R. Evans | Management | For | For |
| 1f | Elect Director Edward H. Frank | Management | For | For |
| 1g | Elect Director Karen M. Golz | Management | For | For |
| 1h | Elect Director Mark M. Little | Management | For | For |
| 1i | Elect Director Kenton J. Sicchitano | Management | For | For |
| 1j | Elect Director Susie Wee | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
ANAPLAN, INC.
MEETING DATE: JUN 03, 2020 | TICKER: PLAN SECURITY ID: 03272L108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Susan L. Bostrom | Management | For | For |
| 1.2 | Elect Director Sandesh Patnam | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
ANIXTER INTERNATIONAL INC.
MEETING DATE: APR 09, 2020 | TICKER: AXE SECURITY ID: 035290105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
ANSYS, INC.
MEETING DATE: MAY 15, 2020 | TICKER: ANSS SECURITY ID: 03662Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ajei S. Gopal | Management | For | For |
| 1b | Elect Director Glenda M. Dorchak | Management | For | For |
| 1c | Elect Director Robert M. Calderoni | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
APPFOLIO, INC.
MEETING DATE: MAY 22, 2020 | TICKER: APPF SECURITY ID: 03783C100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Klaus Schauser | Management | For | For |
| 1.2 | Elect Director William Rauth | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
APPIAN CORPORATION
MEETING DATE: JUN 09, 2020 | TICKER: APPN SECURITY ID: 03782L101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Matthew Calkins | Management | For | For |
| 1b | Elect Director Robert C. Kramer | Management | For | For |
| 1c | Elect Director A.G.W. "Jack" Biddle, III | Management | For | For |
| 1d | Elect Director Prashanth "PV" Boccassam | Management | For | For |
| 1e | Elect Director Michael G. Devine | Management | For | For |
| 1f | Elect Director Barbara "Bobbie" Kilberg | Management | For | For |
| 1g | Elect Director Michael J. Mulligan | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
APPLE INC.
MEETING DATE: FEB 26, 2020 | TICKER: AAPL SECURITY ID: 037833100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James Bell | Management | For | For |
| 1b | Elect Director Tim Cook | Management | For | For |
| 1c | Elect Director Al Gore | Management | For | For |
| 1d | Elect Director Andrea Jung | Management | For | For |
| 1e | Elect Director Art Levinson | Management | For | For |
| 1f | Elect Director Ron Sugar | Management | For | For |
| 1g | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Proxy Access Amendments | Shareholder | Against | Against |
| 5 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 6 | Report on Freedom of Expression and Access to Information Policies | Shareholder | Against | Against |
| |
|---|
APPLIED MATERIALS, INC.
MEETING DATE: MAR 12, 2020 | TICKER: AMAT SECURITY ID: 038222105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Judy Bruner | Management | For | For |
| 1b | Elect Director Xun (Eric) Chen | Management | For | For |
| 1c | Elect Director Aart J. de Geus | Management | For | For |
| 1d | Elect Director Gary E. Dickerson | Management | For | For |
| 1e | Elect Director Stephen R. Forrest | Management | For | For |
| 1f | Elect Director Thomas J. Iannotti | Management | For | For |
| 1g | Elect Director Alexander A. Karsner | Management | For | For |
| 1h | Elect Director Adrianna C. Ma | Management | For | For |
| 1i | Elect Director Yvonne McGill | Management | For | For |
| 1j | Elect Director Scott A. McGregor | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Management | For | For |
| |
|---|
ARISTA NETWORKS, INC.
MEETING DATE: MAY 27, 2020 | TICKER: ANET SECURITY ID: 040413106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark B. Templeton | Management | For | For |
| 1.2 | Elect Director Nikos Theodosopoulos | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
ARLO TECHNOLOGIES, INC.
MEETING DATE: JUL 19, 2019 | TICKER: ARLO SECURITY ID: 04206A101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ralph E. Faison | Management | For | For |
| 1.2 | Elect Director Jocelyn E. Carter-Miller | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
ARROW ELECTRONICS, INC.
MEETING DATE: MAY 13, 2020 | TICKER: ARW SECURITY ID: 042735100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry W. Perry | Management | For | For |
| 1.2 | Elect Director William F. Austen | Management | For | For |
| 1.3 | Elect Director Steven H. Gunby | Management | For | For |
| 1.4 | Elect Director Gail E. Hamilton | Management | For | For |
| 1.5 | Elect Director Richard S. Hill | Management | For | For |
| 1.6 | Elect Director M.F. (Fran) Keeth | Management | For | For |
| 1.7 | Elect Director Andrew C. Kerin | Management | For | For |
| 1.8 | Elect Director Laurel J. Krzeminski | Management | For | For |
| 1.9 | Elect Director Michael J. Long | Management | For | For |
| 1.10 | Elect Director Stephen C. Patrick | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ASPEN TECHNOLOGY, INC.
MEETING DATE: DEC 12, 2019 | TICKER: AZPN SECURITY ID: 045327103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald P. Casey | Management | For | For |
| 1.2 | Elect Director Robert M. Whelan, Jr. | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AUTODESK, INC.
MEETING DATE: JUN 18, 2020 | TICKER: ADSK SECURITY ID: 052769106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Andrew Anagnost | Management | For | For |
| 1b | Elect Director Karen Blasing | Management | For | For |
| 1c | Elect Director Reid French | Management | For | For |
| 1d | Elect Director Ayanna Howard | Management | For | For |
| 1e | Elect Director Blake Irving | Management | For | For |
| 1f | Elect Director Mary T. McDowell | Management | For | For |
| 1g | Elect Director Stephen Milligan | Management | For | For |
| 1h | Elect Director Lorrie M. Norrington | Management | For | For |
| 1i | Elect Director Betsy Rafael | Management | For | For |
| 1j | Elect Director Stacy J. Smith | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AUTOMATIC DATA PROCESSING, INC.
MEETING DATE: NOV 12, 2019 | TICKER: ADP SECURITY ID: 053015103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Peter Bisson | Management | For | For |
| 1b | Elect Director Richard T. Clark | Management | For | For |
| 1c | Elect Director R. Glenn Hubbard | Management | For | For |
| 1d | Elect Director John P. Jones | Management | For | For |
| 1e | Elect Director Francine S. Katsoudas | Management | For | For |
| 1f | Elect Director Thomas J. Lynch | Management | For | For |
| 1g | Elect Director Scott F. Powers | Management | For | For |
| 1h | Elect Director William J. Ready | Management | For | For |
| 1i | Elect Director Carlos A. Rodriguez | Management | For | For |
| 1j | Elect Director Sandra S. Wijnberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
AVAYA HOLDINGS CORP.
MEETING DATE: MAR 04, 2020 | TICKER: AVYA SECURITY ID: 05351X101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William D. Watkins | Management | For | For |
| 1.2 | Elect Director James M. Chirico, Jr. | Management | For | For |
| 1.3 | Elect Director Stephan Scholl | Management | For | For |
| 1.4 | Elect Director Susan L. Spradley | Management | For | For |
| 1.5 | Elect Director Stanley J. Sutula, III | Management | For | For |
| 1.6 | Elect Director Scott D. Vogel | Management | For | For |
| 1.7 | Elect Director Jacqueline E. Yeaney | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
AVNET, INC.
MEETING DATE: NOV 19, 2019 | TICKER: AVT SECURITY ID: 053807103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Rodney C. Adkins | Management | For | For |
| 1b | Elect Director William J. Amelio | Management | For | For |
| 1c | Elect Director Carlo Bozotti | Management | For | For |
| 1d | Elect Director Michael A. Bradley | Management | For | For |
| 1e | Elect Director Brenda L. Freeman | Management | For | For |
| 1f | Elect Director Jo Ann Jenkins | Management | For | For |
| 1g | Elect Director Oleg Khaykin | Management | For | Against |
| 1h | Elect Director James A. Lawrence | Management | For | For |
| 1i | Elect Director Avid Modjtabai | Management | For | For |
| 1j | Elect Director Adalio T. Sanchez | Management | For | For |
| 1k | Elect Director William H. Schumann, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
AVX CORP.
MEETING DATE: JUL 24, 2019 | TICKER: AVX SECURITY ID: 002444107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. DeCenzo | Management | For | Withhold |
| 1.2 | Elect Director Koichi Kano | Management | For | For |
| 1.3 | Elect Director Hideo Tanimoto | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
AXCELIS TECHNOLOGIES, INC.
MEETING DATE: MAY 19, 2020 | TICKER: ACLS SECURITY ID: 054540208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tzu-Yin "TY" Chiu | Management | For | For |
| 1.2 | Elect Director Richard J. Faubert | Management | For | For |
| 1.3 | Elect Director R. John Fletcher | Management | For | For |
| 1.4 | Elect Director Arthur L. George, Jr. | Management | For | For |
| 1.5 | Elect Director Joseph P. Keithley | Management | For | For |
| 1.6 | Elect Director John T. Kurtzweil | Management | For | For |
| 1.7 | Elect Director Mary G. Puma | Management | For | For |
| 1.8 | Elect Director Thomas St. Dennis | Management | For | For |
| 1.9 | Elect Director Jorge Titinger | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BADGER METER, INC.
MEETING DATE: APR 24, 2020 | TICKER: BMI SECURITY ID: 056525108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Todd A. Adams | Management | For | For |
| 1.2 | Elect Director Kenneth C. Bockhorst | Management | For | For |
| 1.3 | Elect Director Gale E. Klappa | Management | For | For |
| 1.4 | Elect Director Gail A. Lione | Management | For | For |
| 1.5 | Elect Director James W. McGill | Management | For | For |
| 1.6 | Elect Director Tessa M. Myers | Management | For | For |
| 1.7 | Elect Director James F. Stern | Management | For | For |
| 1.8 | Elect Director Glen E. Tellock | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Report on Non-Management Employee Representation on the Board of Directors | Shareholder | Against | Against |
| |
|---|
BELDEN INC.
MEETING DATE: MAY 21, 2020 | TICKER: BDC SECURITY ID: 077454106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David J. Aldrich | Management | For | For |
| 1b | Elect Director Lance C. Balk | Management | For | For |
| 1c | Elect Director Steven W. Berglund | Management | For | For |
| 1d | Elect Director Diane D. Brink | Management | For | For |
| 1e | Elect Director Judy L. Brown | Management | For | For |
| 1f | Elect Director Bryan C. Cressey | Management | For | For |
| 1g | Elect Director Jonathan C. Klein | Management | For | For |
| 1h | Elect Director George E. Minnich | Management | For | For |
| 1i | Elect Director John S. Stroup | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BENCHMARK ELECTRONICS, INC.
MEETING DATE: MAY 13, 2020 | TICKER: BHE SECURITY ID: 08160H101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce A. Carlson | Management | For | For |
| 1.2 | Elect Director Douglas G. Duncan | Management | For | For |
| 1.3 | Elect Director Robert K. Gifford | Management | For | For |
| 1.4 | Elect Director Kenneth T. Lamneck | Management | For | For |
| 1.5 | Elect Director Jeffrey S. McCreary | Management | For | For |
| 1.6 | Elect Director Merilee Raines | Management | For | For |
| 1.7 | Elect Director David W. Scheible | Management | For | For |
| 1.8 | Elect Director Jeffrey W. Benck | Management | For | For |
| 1.9 | Elect Director Anne De Greef-Safft | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
BENEFITFOCUS, INC.
MEETING DATE: JUN 11, 2020 | TICKER: BNFT SECURITY ID: 08180D106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raymond A. August | Management | For | For |
| 1.2 | Elect Director A. Lanham Napier | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
BLACK KNIGHT, INC.
MEETING DATE: JUN 10, 2020 | TICKER: BKI SECURITY ID: 09215C105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anthony M. Jabbour | Management | For | For |
| 1.2 | Elect Director Richard N. Massey | Management | For | For |
| 1.3 | Elect Director John D. Rood | Management | For | For |
| 1.4 | Elect Director Nancy L. Shanik | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
BLACKBAUD, INC.
MEETING DATE: JUN 10, 2020 | TICKER: BLKB SECURITY ID: 09227Q100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Timothy Chou | Management | For | For |
| 1b | Elect Director Joyce M. Nelson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| |
|---|
BLACKLINE, INC.
MEETING DATE: MAY 06, 2020 | TICKER: BL SECURITY ID: 09239B109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc Huffman | Management | For | For |
| 1.2 | Elect Director Therese Tucker | Management | For | For |
| 1.3 | Elect Director Thomas Unterman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BOOZ ALLEN HAMILTON HOLDING CORPORATION
MEETING DATE: JUL 25, 2019 | TICKER: BAH SECURITY ID: 099502106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Melody C. Barnes | Management | For | For |
| 1b | Elect Director Ellen Jewett | Management | For | For |
| 1c | Elect Director Arthur E. Johnson | Management | For | For |
| 1d | Elect Director Charles O. Rossotti | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Classes of Common Stock | Management | For | For |
| |
|---|
BOTTOMLINE TECHNOLOGIES (DE), INC.
MEETING DATE: NOV 21, 2019 | TICKER: EPAY SECURITY ID: 101388106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jennifer M. Gray | Management | For | For |
| 1.2 | Elect Director Paul H. Hough | Management | For | For |
| 1.3 | Elect Director Benjamin E. Robinson, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
BROADCOM INC.
MEETING DATE: MAR 30, 2020 | TICKER: AVGO SECURITY ID: 11135F101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Hock E. Tan | Management | For | For |
| 1b | Elect Director Henry Samueli | Management | For | For |
| 1c | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1d | Elect Director Diane M. Bryant | Management | For | For |
| 1e | Elect Director Gayla J. Delly | Management | For | For |
| 1f | Elect Director Raul J. Fernandez | Management | For | For |
| 1g | Elect Director Check Kian Low | Management | For | For |
| 1h | Elect Director Justine F. Page | Management | For | For |
| 1i | Elect Director Harry L. You | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BROADRIDGE FINANCIAL SOLUTIONS, INC.
MEETING DATE: NOV 14, 2019 | TICKER: BR SECURITY ID: 11133T103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Leslie A. Brun | Management | For | For |
| 1b | Elect Director Pamela L. Carter | Management | For | For |
| 1c | Elect Director Richard J. Daly | Management | For | For |
| 1d | Elect Director Robert N. Duelks | Management | For | For |
| 1e | Elect Director Timothy C. Gokey | Management | For | For |
| 1f | Elect Director Brett A. Keller | Management | For | For |
| 1g | Elect Director Maura A. Markus | Management | For | For |
| 1h | Elect Director Thomas J. Perna | Management | For | For |
| 1i | Elect Director Alan J. Weber | Management | For | For |
| 1j | Elect Director Amit K. Zavery | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
BROOKS AUTOMATION, INC.
MEETING DATE: JAN 24, 2020 | TICKER: BRKS SECURITY ID: 114340102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. Clinton Allen | Management | For | For |
| 1.2 | Elect Director Robyn C. Davis | Management | For | For |
| 1.3 | Elect Director Joseph R. Martin | Management | For | For |
| 1.4 | Elect Director Krishna G. Palepu | Management | For | For |
| 1.5 | Elect Director Michael Rosenblatt | Management | For | For |
| 1.6 | Elect Director Stephen S. Schwartz | Management | For | For |
| 1.7 | Elect Director Alfred Woollacott, III | Management | For | For |
| 1.8 | Elect Director Mark S. Wrighton | Management | For | For |
| 1.9 | Elect Director Ellen M. Zane | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
CABOT MICROELECTRONICS CORPORATION
MEETING DATE: MAR 04, 2020 | TICKER: CCMP SECURITY ID: 12709P103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul J. Reilly | Management | For | For |
| 1.2 | Elect Director Geoffrey Wild | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
CACI INTERNATIONAL INC
MEETING DATE: NOV 14, 2019 | TICKER: CACI SECURITY ID: 127190304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Michael A. Daniels | Management | For | For |
| 1B | Elect Director William L. Jews | Management | For | For |
| 1C | Elect Director Gregory G. Johnson | Management | For | For |
| 1D | Elect Director J. Phillip London | Management | For | For |
| 1E | Elect Director John S. Mengucci | Management | For | For |
| 1F | Elect Director James L. Pavitt | Management | For | For |
| 1G | Elect Director Warren R. Phillips | Management | For | For |
| 1H | Elect Director Debora A. Plunkett | Management | For | For |
| 1I | Elect Director Charles P. Revoile | Management | For | For |
| 1J | Elect Director William S. Wallace | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
CADENCE DESIGN SYSTEMS, INC.
MEETING DATE: APR 30, 2020 | TICKER: CDNS SECURITY ID: 127387108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark W. Adams | Management | For | For |
| 1.2 | Elect Director Susan L. Bostrom | Management | For | For |
| 1.3 | Elect Director Ita Brennan | Management | For | For |
| 1.4 | Elect Director Lewis Chew | Management | For | For |
| 1.5 | Elect Director James D. Plummer | Management | For | For |
| 1.6 | Elect Director Alberto Sangiovanni-Vincentelli | Management | For | For |
| 1.7 | Elect Director John B. Shoven | Management | For | For |
| 1.8 | Elect Director Young K. Sohn | Management | For | For |
| 1.9 | Elect Director Lip-Bu Tan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| |
|---|
CALAMP CORP.
MEETING DATE: JUL 24, 2019 | TICKER: CAMP SECURITY ID: 128126109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director A.J. "Bert" Moyer | Management | For | For |
| 1b | Elect Director Scott Arnold | Management | For | For |
| 1c | Elect Director Michael Burdiek | Management | For | For |
| 1d | Elect Director Jason Cohenour | Management | For | For |
| 1e | Elect Director Jeffery Gardner | Management | For | For |
| 1f | Elect Director Amal Johnson | Management | For | For |
| 1g | Elect Director Roxanne Oulman | Management | For | For |
| 1h | Elect Director Jorge Titinger | Management | For | For |
| 1i | Elect Director Larry Wolfe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
CARDTRONICS PLC
MEETING DATE: MAY 13, 2020 | TICKER: CATM SECURITY ID: G1991C105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Douglas L. Braunstein | Management | For | For |
| 1b | Elect Director Michelle Moore | Management | For | For |
| 1c | Elect Director G. Patrick Phillips | Management | For | For |
| 2 | Elect Director Rahul Gupta | Management | For | For |
| 3 | Ratify KPMG LLP (U.S.) as Auditors | Management | For | For |
| 4 | Reappoint KPMG LLP (U.K.) as Statutory Auditors | Management | For | For |
| 5 | Authorize Audit Committee to Fix Remuneration of UK Statutory Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Authorize Share Repurchase Program | Management | For | For |
| 8 | Approve Directors' Remuneration Policy | Management | For | For |
| 9 | Advisory Vote to Ratify Directors' Compensation Report | Management | For | For |
| 10 | Accept Financial Statements and Statutory Reports | Management | For | For |
| |
|---|
CASA SYSTEMS, INC.
MEETING DATE: MAY 14, 2020 | TICKER: CASA SECURITY ID: 14713L102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lucy Xie | Management | For | For |
| 1.2 | Elect Director Bill Styslinger | Management | For | Withhold |
| 1.3 | Elect Director Michael T. Hayashi | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| |
|---|
CASS INFORMATION SYSTEMS, INC.
MEETING DATE: APR 21, 2020 | TICKER: CASS SECURITY ID: 14808P109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eric H. Brunngraber | Management | For | For |
| 1.2 | Elect Director Benjamin F. Edwards, IV | Management | For | For |
| 1.3 | Elect Director Joseph D. Rupp | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
CDK GLOBAL, INC.
MEETING DATE: NOV 21, 2019 | TICKER: CDK SECURITY ID: 12508E101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Leslie A. Brun | Management | For | For |
| 1b | Elect Director Willie A. Deese | Management | For | For |
| 1c | Elect Director Amy J. Hillman | Management | For | For |
| 1d | Elect Director Brian M. Krzanich | Management | For | For |
| 1e | Elect Director Stephen A. Miles | Management | For | For |
| 1f | Elect Director Robert E. Radway | Management | For | For |
| 1g | Elect Director Stephen F. Schuckenbrock | Management | For | For |
| 1h | Elect Director Frank S. Sowinski | Management | For | For |
| 1i | Elect Director Eileen J. Voynick | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
CDW CORPORATION
MEETING DATE: MAY 21, 2020 | TICKER: CDW SECURITY ID: 12514G108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Steven W. Alesio | Management | For | For |
| 1b | Elect Director Barry K. Allen | Management | For | For |
| 1c | Elect Director Lynda M. Clarizio | Management | For | For |
| 1d | Elect Director Christine A. Leahy | Management | For | For |
| 1e | Elect Director David W. Nelms | Management | For | For |
| 1f | Elect Director Joseph R. Swedish | Management | For | For |
| 1g | Elect Director Donna F. Zarcone | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| |
|---|
CERENCE INC.
MEETING DATE: FEB 20, 2020 | TICKER: CRNC SECURITY ID: 156727109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas Beaudoin | Management | For | For |
| 1.2 | Elect Director Marianne Budnik | Management | For | For |
| 2 | Ratify BDO USA LLP as Auditors | Management | For | For |
| |
|---|
CERIDIAN HCM HOLDING INC.
MEETING DATE: APR 28, 2020 | TICKER: CDAY SECURITY ID: 15677J108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Deborah A. Farrington | Management | For | For |
| 1.2 | Elect Director Thomas M. Hagerty | Management | For | For |
| 2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
CEVA, INC.
MEETING DATE: JUN 08, 2020 | TICKER: CEVA SECURITY ID: 157210105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bernadette Andrietti | Management | For | For |
| 1.2 | Elect Director Eliyahu Ayalon | Management | For | For |
| 1.3 | Elect Director Zvi Limon | Management | For | For |
| 1.4 | Elect Director Bruce A. Mann | Management | For | For |
| 1.5 | Elect Director Maria Marced | Management | For | For |
| 1.6 | Elect Director Peter McManamon | Management | For | For |
| 1.7 | Elect Director Sven-Christer Nilsson | Management | For | For |
| 1.8 | Elect Director Louis Silver | Management | For | For |
| 1.9 | Elect Director Gideon Wertheizer | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Kost Forer Gabbay & Kasierer as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CHANNELADVISOR CORPORATION
MEETING DATE: MAY 01, 2020 | TICKER: ECOM SECURITY ID: 159179100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Janet R. Cowell | Management | For | Withhold |
| 1.2 | Elect Director Marshall A. Heinberg | Management | For | For |
| 1.3 | Elect Director M. Scot Wingo | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CIENA CORPORATION
MEETING DATE: APR 02, 2020 | TICKER: CIEN SECURITY ID: 171779309
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Judith M. O'Brien | Management | For | For |
| 1b | Elect Director Joanne B. Olsen | Management | For | For |
| 1c | Elect Director Gary B. Smith | Management | For | For |
| 1d | Elect Director Devinder Kumar | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CIRRUS LOGIC, INC.
MEETING DATE: AUG 02, 2019 | TICKER: CRUS SECURITY ID: 172755100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John C. Carter | Management | For | For |
| 1.2 | Elect Director Alexander M. Davern | Management | For | For |
| 1.3 | Elect Director Timothy R. Dehne | Management | For | For |
| 1.4 | Elect Director Deirdre Hanford | Management | For | For |
| 1.5 | Elect Director Jason P. Rhode | Management | For | For |
| 1.6 | Elect Director Alan R. Schuele | Management | For | For |
| 1.7 | Elect Director David J. Tupman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CISCO SYSTEMS, INC.
MEETING DATE: DEC 10, 2019 | TICKER: CSCO SECURITY ID: 17275R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director M. Michele Burns | Management | For | For |
| 1b | Elect Director Wesley G. Bush | Management | For | For |
| 1c | Elect Director Michael D. Capellas | Management | For | For |
| 1d | Elect Director Mark Garrett | Management | For | For |
| 1e | Elect Director Kristina M. Johnson | Management | For | For |
| 1f | Elect Director Roderick C. McGeary | Management | For | For |
| 1g | Elect Director Charles H. Robbins | Management | For | For |
| 1h | Elect Director Arun Sarin | Management | For | For |
| 1i | Elect Director Brenton L. Saunders | Management | For | For |
| 1j | Elect Director Carol B. Tome | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
CISION LTD.
MEETING DATE: AUG 28, 2019 | TICKER: CISN SECURITY ID: G1992S109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin Akeroyd | Management | For | For |
| 1.2 | Elect Director Susan Vobejda | Management | For | For |
| 1.3 | Elect Director Stuart J. Yarbrough | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
CISION LTD.
MEETING DATE: DEC 19, 2019 | TICKER: CISN SECURITY ID: G1992S109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
CITRIX SYSTEMS, INC.
MEETING DATE: JUN 03, 2020 | TICKER: CTXS SECURITY ID: 177376100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert M. Calderoni | Management | For | For |
| 1b | Elect Director Nanci E. Caldwell | Management | For | For |
| 1c | Elect Director Robert D. Daleo | Management | For | For |
| 1d | Elect Director Murray J. Demo | Management | For | For |
| 1e | Elect Director Ajei S. Gopal | Management | For | For |
| 1f | Elect Director David J. Henshall | Management | For | For |
| 1g | Elect Director Thomas E. Hogan | Management | For | For |
| 1h | Elect Director Moira A. Kilcoyne | Management | For | For |
| 1i | Elect Director Peter J. Sacripanti | Management | For | For |
| 1j | Elect Director J. Donald Sherman | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CLOUDERA, INC.
MEETING DATE: JUN 24, 2020 | TICKER: CLDR SECURITY ID: 18914U100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert Bearden | Management | For | For |
| 1.2 | Elect Director Paul Cormier | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COGNEX CORPORATION
MEETING DATE: APR 23, 2020 | TICKER: CGNX SECURITY ID: 192422103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patrick A. Alias | Management | For | For |
| 1.2 | Elect Director Theodor Krantz | Management | For | Against |
| 1.3 | Elect Director Dianne M. Parrotte | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
MEETING DATE: JUN 02, 2020 | TICKER: CTSH SECURITY ID: 192446102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Zein Abdalla | Management | For | For |
| 1b | Elect Director Vinita Bali | Management | For | For |
| 1c | Elect Director Maureen Breakiron-Evans | Management | For | For |
| 1d | Elect Director Archana Deskus | Management | For | For |
| 1e | Elect Director John M. Dineen | Management | For | For |
| 1f | Elect Director John N. Fox, Jr. | Management | For | For |
| 1g | Elect Director Brian Humphries | Management | For | For |
| 1h | Elect Director Leo S. Mackay, Jr. | Management | For | For |
| 1i | Elect Director Michael Patsalos-Fox | Management | For | For |
| 1j | Elect Director Joseph M. Velli | Management | For | For |
| 1k | Elect Director Sandra S. Wijnberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
COHERENT, INC.
MEETING DATE: APR 27, 2020 | TICKER: COHR SECURITY ID: 192479103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jay T. Flatley | Management | For | For |
| 1b | Elect Director Pamela Fletcher | Management | For | For |
| 1c | Elect Director Andreas (Andy) W. Mattes | Management | For | For |
| 1d | Elect Director Beverly Kay Matthews | Management | For | For |
| 1e | Elect Director Michael R. McMullen | Management | For | For |
| 1f | Elect Director Garry W. Rogerson | Management | For | For |
| 1g | Elect Director Steve Skaggs | Management | For | For |
| 1h | Elect Director Sandeep Vij | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COHU, INC.
MEETING DATE: MAY 06, 2020 | TICKER: COHU SECURITY ID: 192576106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William E. Bendush | Management | For | For |
| 1b | Elect Director Nina L. Richardson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
COMMSCOPE HOLDING COMPANY, INC.
MEETING DATE: MAY 08, 2020 | TICKER: COMM SECURITY ID: 20337X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2a | Elect Director Frank M. Drendel | Management | For | For |
| 2b | Elect Director Joanne M. Maguire | Management | For | For |
| 2c | Elect Director Thomas J. Manning | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Approve Removal of Common Shares Issuance Restriction in Connection with the Conversion or Redemption of Preferred Shares, Exercise of Participation Rights, and Voting of Preferred Shares | Management | For | For |
| 7 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
COMMVAULT SYSTEMS, INC.
MEETING DATE: AUG 22, 2019 | TICKER: CVLT SECURITY ID: 204166102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nicholas Adamo | Management | For | For |
| 1.2 | Elect Director Martha H. Bejar | Management | For | For |
| 1.3 | Elect Director David F. Walker | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COMTECH TELECOMMUNICATIONS CORP.
MEETING DATE: DEC 03, 2019 | TICKER: CMTL SECURITY ID: 205826209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Fred Kornberg | Management | For | For |
| 1b | Elect Director Edwin Kantor | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
CONDUENT INCORPORATED
MEETING DATE: MAY 19, 2020 | TICKER: CNDT SECURITY ID: 206787103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kathy Higgins Victor | Management | For | For |
| 1.2 | Elect Director Scott Letier | Management | For | For |
| 1.3 | Elect Director Jesse A. Lynn | Management | For | For |
| 1.4 | Elect Director Courtney Mather | Management | For | For |
| 1.5 | Elect Director Michael Montelongo | Management | For | For |
| 1.6 | Elect Director Margarita Palau-Hernandez | Management | For | For |
| 1.7 | Elect Director Clifford Skelton | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CONTROL4 CORPORATION
MEETING DATE: JUL 30, 2019 | TICKER: CTRL SECURITY ID: 21240D107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
CORELOGIC, INC.
MEETING DATE: APR 28, 2020 | TICKER: CLGX SECURITY ID: 21871D103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. David Chatham | Management | For | For |
| 1.2 | Elect Director Douglas C. Curling | Management | For | For |
| 1.3 | Elect Director John C. Dorman | Management | For | For |
| 1.4 | Elect Director Paul F. Folino | Management | For | For |
| 1.5 | Elect Director Frank D. Martell | Management | For | For |
| 1.6 | Elect Director Claudia Fan Munce | Management | For | For |
| 1.7 | Elect Director Thomas C. O'Brien | Management | For | For |
| 1.8 | Elect Director Vikrant Raina | Management | For | For |
| 1.9 | Elect Director J. Michael Shepherd | Management | For | For |
| 1.10 | Elect Director Jaynie Miller Studenmund | Management | For | For |
| 1.11 | Elect Director David F. Walker | Management | For | For |
| 1.12 | Elect Director Mary Lee Widener | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
CORNERSTONE ONDEMAND, INC.
MEETING DATE: JUN 25, 2020 | TICKER: CSOD SECURITY ID: 21925Y103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dean Carter | Management | For | For |
| 1.2 | Elect Director Richard Haddrill | Management | For | For |
| 1.3 | Elect Director Adam L. Miller | Management | For | For |
| 1.4 | Elect Director Joseph Osnoss | Management | For | For |
| 1.5 | Elect Director Elisa A. Steele | Management | For | For |
| 1.6 | Elect Director Steffan C. Tomlinson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
CORNING INCORPORATED
MEETING DATE: APR 30, 2020 | TICKER: GLW SECURITY ID: 219350105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Donald W. Blair | Management | For | For |
| 1b | Elect Director Leslie A. Brun | Management | For | For |
| 1c | Elect Director Stephanie A. Burns | Management | For | For |
| 1d | Elect Director Richard T. Clark | Management | For | For |
| 1e | Elect Director Robert F. Cummings, Jr. | Management | For | For |
| 1f | Elect Director Deborah A. Henretta | Management | For | For |
| 1g | Elect Director Daniel P. Huttenlocher | Management | For | For |
| 1h | Elect Director Kurt M. Landgraf | Management | For | For |
| 1i | Elect Director Kevin J. Martin | Management | For | For |
| 1j | Elect Director Deborah D. Rieman | Management | For | For |
| 1k | Elect Director Hansel E. Tookes, II | Management | For | For |
| 1l | Elect Director Wendell P. Weeks | Management | For | For |
| 1m | Elect Director Mark S. Wrighton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
COUPA SOFTWARE INCORPORATED
MEETING DATE: MAY 27, 2020 | TICKER: COUP SECURITY ID: 22266L106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Scott Thompson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CRAY INC.
MEETING DATE: AUG 27, 2019 | TICKER: CRAY SECURITY ID: 225223304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
CREE, INC.
MEETING DATE: OCT 28, 2019 | TICKER: CREE SECURITY ID: 225447101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John C. Hodge | Management | For | For |
| 1.2 | Elect Director Clyde R. Hosein | Management | For | For |
| 1.3 | Elect Director Darren R. Jackson | Management | For | For |
| 1.4 | Elect Director Duy-Loan T. Le | Management | For | For |
| 1.5 | Elect Director Gregg A. Lowe | Management | For | For |
| 1.6 | Elect Director John B. Replogle | Management | For | For |
| 1.7 | Elect Director Thomas H. Werner | Management | For | For |
| 1.8 | Elect Director Anne C. Whitaker | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CSG SYSTEMS INTERNATIONAL, INC.
MEETING DATE: MAY 21, 2020 | TICKER: CSGS SECURITY ID: 126349109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David G. Barnes | Management | For | For |
| 1b | Elect Director Marwan H. Fawaz | Management | For | For |
| 1c | Elect Director Rajan Naik | Management | For | For |
| 1d | Elect Director Haiyan Song | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditor | Management | For | For |
| |
|---|
CTS CORPORATION
MEETING DATE: MAY 14, 2020 | TICKER: CTS SECURITY ID: 126501105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patricia K. Collawn | Management | For | For |
| 1.2 | Elect Director Gordon Hunter | Management | For | For |
| 1.3 | Elect Director William S. Johnson | Management | For | For |
| 1.4 | Elect Director Ye Jane Li | Management | For | For |
| 1.5 | Elect Director Kieran O'Sullivan | Management | For | For |
| 1.6 | Elect Director Robert A. Profusek | Management | For | For |
| 1.7 | Elect Director Alfonso G. Zulueta | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditor | Management | For | For |
| 4 | Amend Articles of Incorporation to Allow Shareholders to Amend the By-Laws | Management | For | For |
| |
|---|
CYPRESS SEMICONDUCTOR CORPORATION
MEETING DATE: AUG 27, 2019 | TICKER: CY SECURITY ID: 232806109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
DAKTRONICS, INC.
MEETING DATE: SEP 04, 2019 | TICKER: DAKT SECURITY ID: 234264109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin P. McDermott | Management | For | For |
| 1.2 | Elect Director James B. Morgan | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche, LLP as Auditors | Management | For | For |
| |
|---|
DELL TECHNOLOGIES INC.
MEETING DATE: JUL 09, 2019 | TICKER: DELL SECURITY ID: 24703L202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael S. Dell | Management | For | For |
| 1.2 | Elect Director David W. Dorman | Management | For | For |
| 1.3 | Elect Director Egon Durban | Management | For | For |
| 1.4 | Elect Director William D. Green | Management | For | For |
| 1.5 | Elect Director Ellen J. Kullman | Management | For | For |
| 1.6 | Elect Director Simon Patterson | Management | For | For |
| 1.7 | Elect Director Lynn M. Vojvodich | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
DELL TECHNOLOGIES INC.
MEETING DATE: JUN 29, 2020 | TICKER: DELL SECURITY ID: 24703L202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael S. Dell | Management | For | For |
| 1.2 | Elect Director David W. Dorman | Management | For | For |
| 1.3 | Elect Director Egon Durban | Management | For | For |
| 1.4 | Elect Director William D. Green | Management | For | For |
| 1.5 | Elect Director Simon Patterson | Management | For | For |
| 1.6 | Elect Director Lynn M. Vojvodich | Management | For | For |
| 1.7 | Elect Director Ellen J. Kullman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DIEBOLD NIXDORF, INCORPORATED
MEETING DATE: MAY 01, 2020 | TICKER: DBD SECURITY ID: 253651103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Arthur F. Anton | Management | For | For |
| 1b | Elect Director Bruce H. Besanko | Management | For | For |
| 1c | Elect Director Reynolds C. Bish | Management | For | For |
| 1d | Elect Director Ellen M. Costello | Management | For | For |
| 1e | Elect Director Phillip R. Cox | Management | For | For |
| 1f | Elect Director Alexander Dibelius | Management | For | For |
| 1g | Elect Director Matthew Goldfarb | Management | For | For |
| 1h | Elect Director Gary G. Greenfield | Management | For | For |
| 1i | Elect Director Gerrard B. Schmid | Management | For | For |
| 1j | Elect Director Kent M. Stahl | Management | For | For |
| 1k | Elect Director Lauren C. States | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
DIGIMARC CORPORATION
MEETING DATE: APR 30, 2020 | TICKER: DMRC SECURITY ID: 25381B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce Davis | Management | For | For |
| 1.2 | Elect Director Gary DeStefano | Management | For | Withhold |
| 1.3 | Elect Director Richard L. King | Management | For | Withhold |
| 1.4 | Elect Director James T. Richardson | Management | For | For |
| 1.5 | Elect Director Andrew J. Walter | Management | For | For |
| 1.6 | Elect Director Bernard Whitney | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
DIODES INCORPORATED
MEETING DATE: MAY 18, 2020 | TICKER: DIOD SECURITY ID: 254543101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C.H. Chen | Management | For | For |
| 1.2 | Elect Director Warren Chen | Management | For | For |
| 1.3 | Elect Director Michael R. Giordano | Management | For | For |
| 1.4 | Elect Director Keh-Shew Lu | Management | For | For |
| 1.5 | Elect Director Peter M. Menard | Management | For | Withhold |
| 1.6 | Elect Director Christina Wen-Chi Sung | Management | For | For |
| 1.7 | Elect Director Michael K.C. Tsai | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Moss Adams LLP as Auditor | Management | For | For |
| |
|---|
DOCUSIGN, INC.
MEETING DATE: MAY 29, 2020 | TICKER: DOCU SECURITY ID: 256163106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cynthia Gaylor | Management | For | For |
| 1.2 | Elect Director S. Steven Singh | Management | For | For |
| 2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
DOLBY LABORATORIES, INC.
MEETING DATE: FEB 04, 2020 | TICKER: DLB SECURITY ID: 25659T107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin Yeaman | Management | For | For |
| 1.2 | Elect Director Peter Gotcher | Management | For | For |
| 1.3 | Elect Director Micheline Chau | Management | For | For |
| 1.4 | Elect Director David Dolby | Management | For | For |
| 1.5 | Elect Director N. William Jasper, Jr. | Management | For | For |
| 1.6 | Elect Director Simon Segars | Management | For | For |
| 1.7 | Elect Director Roger Siboni | Management | For | For |
| 1.8 | Elect Director Anjali Sud | Management | For | For |
| 1.9 | Elect Director Avadis Tevanian, Jr. | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
DOMO, INC.
MEETING DATE: JUN 02, 2020 | TICKER: DOMO SECURITY ID: 257554105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joshua G. James | Management | For | For |
| 1.2 | Elect Director Carine S. Clark | Management | For | For |
| 1.3 | Elect Director Daniel Daniel | Management | For | For |
| 1.4 | Elect Director Joy Driscoll Durling | Management | For | For |
| 1.5 | Elect Director Dana Evan | Management | For | Withhold |
| 1.6 | Elect Director Mark Gorenberg | Management | For | For |
| 1.7 | Elect Director Jeff Kearl | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
DROPBOX, INC.
MEETING DATE: MAY 21, 2020 | TICKER: DBX SECURITY ID: 26210C104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew W. Houston | Management | For | For |
| 1.2 | Elect Director Donald W. Blair | Management | For | For |
| 1.3 | Elect Director Lisa Campbell | Management | For | For |
| 1.4 | Elect Director Paul E. Jacobs | Management | For | For |
| 1.5 | Elect Director Robert J. Mylod, Jr. | Management | For | For |
| 1.6 | Elect Director Karen Peacock | Management | For | For |
| 1.7 | Elect Director Condoleezza Rice | Management | For | For |
| 1.8 | Elect Director R. Bryan Schreier | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DXC TECHNOLOGY COMPANY
MEETING DATE: AUG 15, 2019 | TICKER: DXC SECURITY ID: 23355L106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mukesh Aghi | Management | For | For |
| 1b | Elect Director Amy E. Alving | Management | For | For |
| 1c | Elect Director David L. Herzog | Management | For | For |
| 1d | Elect Director Sachin Lawande | Management | For | For |
| 1e | Elect Director J. Michael Lawrie | Management | For | For |
| 1f | Elect Director Mary L. Krakauer | Management | For | For |
| 1g | Elect Director Julio A. Portalatin | Management | For | For |
| 1h | Elect Director Peter Rutland | Management | For | For |
| 1i | Elect Director Michael J. Salvino | Management | For | For |
| 1j | Elect Director Manoj P. Singh | Management | For | For |
| 1k | Elect Director Robert F. Woods | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EBIX, INC.
MEETING DATE: AUG 15, 2019 | TICKER: EBIX SECURITY ID: 278715206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hans U. Benz | Management | For | For |
| 1.2 | Elect Director Pavan Bhalla | Management | For | For |
| 1.3 | Elect Director Neil D. Eckert | Management | For | Withhold |
| 1.4 | Elect Director Rolf Herter | Management | For | Withhold |
| 1.5 | Elect Director Hans Ueli Keller | Management | For | For |
| 1.6 | Elect Director George W. Hebard, III | Management | For | For |
| 1.7 | Elect Director Robin Raina | Management | For | For |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
ECHOSTAR CORPORATION
MEETING DATE: APR 30, 2020 | TICKER: SATS SECURITY ID: 278768106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. Stanton Dodge | Management | For | For |
| 1.2 | Elect Director Michael T. Dugan | Management | For | For |
| 1.3 | Elect Director Charles W. Ergen | Management | For | For |
| 1.4 | Elect Director Anthony M. Federico | Management | For | For |
| 1.5 | Elect Director Pradman P. Kaul | Management | For | For |
| 1.6 | Elect Director C. Michael Schroeder | Management | For | Withhold |
| 1.7 | Elect Director Jeffrey R. Tarr | Management | For | For |
| 1.8 | Elect Director William D. Wade | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ELASTIC N.V.
MEETING DATE: OCT 04, 2019 | TICKER: ESTC SECURITY ID: N14506104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger and Issuance of Shares in Connection with Merger | Management | For | For |
| |
|---|
ELASTIC N.V.
MEETING DATE: OCT 29, 2019 | TICKER: ESTC SECURITY ID: N14506104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Steven Schuurman | Management | For | For |
| 1B | Elect Director Chetan Puttagunta | Management | For | For |
| 2 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Discharge of Executive Director | Management | For | For |
| 4 | Approve Discharge of Non-Executive Directors | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| |
|---|
ELASTIC N.V.
MEETING DATE: JAN 10, 2020 | TICKER: ESTC SECURITY ID: N14506104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Alison Gleeson | Management | For | For |
| |
|---|
ELECTRONICS FOR IMAGING, INC.
MEETING DATE: JUL 15, 2019 | TICKER: EFII SECURITY ID: 286082102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
ENDURANCE INTERNATIONAL GROUP HOLDINGS, INC.
MEETING DATE: MAY 20, 2020 | TICKER: EIGI SECURITY ID: 29272B105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Alexi A. Wellman | Management | For | For |
| 1b | Elect Director Peter J. Perrone | Management | For | For |
| 1c | Elect Director Chandler J. Reedy | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify BDO USA, LLP as Auditor | Management | For | For |
| |
|---|
ENPHASE ENERGY, INC.
MEETING DATE: MAY 20, 2020 | TICKER: ENPH SECURITY ID: 29355A107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Benjamin Kortlang | Management | For | Withhold |
| 1.2 | Elect Director Richard S. Mora | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Report on Sustainability | Shareholder | Against | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
ENTEGRIS, INC.
MEETING DATE: APR 29, 2020 | TICKER: ENTG SECURITY ID: 29362U104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael A. Bradley | Management | For | Against |
| 1b | Elect Director R. Nicholas Burns | Management | For | Against |
| 1c | Elect Director James F. Gentilcore | Management | For | For |
| 1d | Elect Director James P. Lederer | Management | For | For |
| 1e | Elect Director Bertrand Loy | Management | For | For |
| 1f | Elect Director Paul L. H. Olson | Management | For | For |
| 1g | Elect Director Azita Saleki-Gerhardt | Management | For | For |
| 1h | Elect Director Brian F. Sullivan | Management | For | Against |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
ENVESTNET, INC.
MEETING DATE: MAY 13, 2020 | TICKER: ENV SECURITY ID: 29404K106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Luis Aguilar | Management | For | For |
| 1.2 | Elect Director Ross Chapin | Management | For | For |
| 1.3 | Elect Director William Crager | Management | For | For |
| 1.4 | Elect Director James Fox | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
EPAM SYSTEMS, INC.
MEETING DATE: JUN 09, 2020 | TICKER: EPAM SECURITY ID: 29414B104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eugene Roman | Management | For | For |
| 1.2 | Elect Director Jill B. Smart | Management | For | For |
| 1.3 | Elect Director Ronald P. Vargo | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EPLUS, INC.
MEETING DATE: SEP 18, 2019 | TICKER: PLUS SECURITY ID: 294268107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce M. Bowen | Management | For | For |
| 1.2 | Elect Director John E. Callies | Management | For | For |
| 1.3 | Elect Director C. Thomas Faulders, III | Management | For | For |
| 1.4 | Elect Director Eric D. Hovde | Management | For | For |
| 1.5 | Elect Director Ira A. Hunt, III | Management | For | For |
| 1.6 | Elect Director Mark P. Marron | Management | For | For |
| 1.7 | Elect Director Maureen F. Morrison | Management | For | For |
| 1.8 | Elect Director Ben Xiang | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
EURONET WORLDWIDE, INC.
MEETING DATE: MAY 21, 2020 | TICKER: EEFT SECURITY ID: 298736109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrzej Olechowski | Management | For | Withhold |
| 1.2 | Elect Director Eriberto R. Scocimara | Management | For | Withhold |
| 1.3 | Elect Director Mark R. Callegari | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EVERBRIDGE, INC.
MEETING DATE: MAY 14, 2020 | TICKER: EVBG SECURITY ID: 29978A104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jaime Ellertson | Management | For | For |
| 1.2 | Elect Director Sharon Rowlands | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
EVERTEC, INC.
MEETING DATE: MAY 28, 2020 | TICKER: EVTC SECURITY ID: 30040P103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Frank G. D'Angelo | Management | For | For |
| 1b | Elect Director Morgan M. Schuessler, Jr. | Management | For | For |
| 1c | Elect Director Olga Botero | Management | For | For |
| 1d | Elect Director Jorge A. Junquera | Management | For | For |
| 1e | Elect Director Ivan Pagan | Management | For | For |
| 1f | Elect Director Aldo J. Polak | Management | For | For |
| 1g | Elect Director Alan H. Schumacher | Management | For | For |
| 1h | Elect Director Brian J. Smith | Management | For | For |
| 1i | Elect Director Thomas W. Swidarski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
EVO PAYMENTS, INC.
MEETING DATE: JUN 11, 2020 | TICKER: EVOP SECURITY ID: 26927E104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Laura M. Miller | Management | For | For |
| 1.2 | Elect Director Gregory S. Pope | Management | For | For |
| 1.3 | Elect Director Matthew W. Raino | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
EXLSERVICE HOLDINGS, INC.
MEETING DATE: JUN 15, 2020 | TICKER: EXLS SECURITY ID: 302081104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Rohit Kapoor | Management | For | For |
| 1b | Elect Director David B. Kelso | Management | For | For |
| 1c | Elect Director Anne Minto | Management | For | For |
| 1d | Elect Director Som Mittal | Management | For | For |
| 1e | Elect Director Clyde Ostler | Management | For | For |
| 1f | Elect Director Jaynie Studenmund | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EXTREME NETWORKS, INC.
MEETING DATE: NOV 07, 2019 | TICKER: EXTR SECURITY ID: 30226D106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles P. Carinalli | Management | For | For |
| 1.2 | Elect Director Kathleen M. Holmgren | Management | For | For |
| 1.3 | Elect Director Rajendra Khanna | Management | For | For |
| 1.4 | Elect Director Edward H. Kennedy | Management | For | For |
| 1.5 | Elect Director Edward B. Meyercord | Management | For | For |
| 1.6 | Elect Director John C. Shoemaker | Management | For | For |
| 1.7 | Elect Director Ingrid J. Burton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend NOL Rights Plan (NOL Pill) | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
F5 NETWORKS, INC.
MEETING DATE: MAR 12, 2020 | TICKER: FFIV SECURITY ID: 315616102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director A. Gary Ames | Management | For | For |
| 1b | Elect Director Sandra E. Bergeron | Management | For | For |
| 1c | Elect Director Deborah L. Bevier | Management | For | For |
| 1d | Elect Director Michel Combes | Management | For | For |
| 1e | Elect Director Michael L. Dreyer | Management | For | For |
| 1f | Elect Director Alan J. Higginson | Management | For | For |
| 1g | Elect Director Peter S. Klein | Management | For | For |
| 1h | Elect Director Francois Locoh-Donou | Management | For | For |
| 1i | Elect Director Nikhil Mehta | Management | For | For |
| 1j | Elect Director Marie E. Myers | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FABRINET
MEETING DATE: DEC 12, 2019 | TICKER: FN SECURITY ID: G3323L100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Homa Bahrami | Management | For | For |
| 1.2 | Elect Director Gregory P. Dougherty | Management | For | For |
| 1.3 | Elect Director Rollance E. Olson | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers ABAS Ltd. as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FAIR ISAAC CORPORATION
MEETING DATE: MAR 04, 2020 | TICKER: FICO SECURITY ID: 303250104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Braden R. Kelly | Management | For | For |
| 1b | Elect Director Fabiola R. Arredondo | Management | For | For |
| 1c | Elect Director A. George Battle | Management | For | For |
| 1d | Elect Director James D. Kirsner | Management | For | For |
| 1e | Elect Director William J. Lansing | Management | For | For |
| 1f | Elect Director Eva Manolis | Management | For | For |
| 1g | Elect Director Marc F. McMorris | Management | For | For |
| 1h | Elect Director Joanna Rees | Management | For | For |
| 1i | Elect Director David A. Rey | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
FARO TECHNOLOGIES, INC.
MEETING DATE: MAY 29, 2020 | TICKER: FARO SECURITY ID: 311642102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael D. Burger | Management | For | For |
| 1.2 | Elect Director Stephen R. Cole | Management | For | Withhold |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FASTLY, INC.
MEETING DATE: JUN 09, 2020 | TICKER: FSLY SECURITY ID: 31188V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Aida Alvarez | Management | For | For |
| 1.2 | Elect Director Joshua Bixby | Management | For | For |
| 1.3 | Elect Director Sunil Dhaliwal | Management | For | For |
| 2 | Amend Certificate of Incorporation to Change the Final Conversion Date of the Class B Common Stock | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
FIDELITY NATIONAL INFORMATION SERVICES, INC.
MEETING DATE: JUL 24, 2019 | TICKER: FIS SECURITY ID: 31620M106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
FIDELITY NATIONAL INFORMATION SERVICES, INC.
MEETING DATE: MAY 28, 2020 | TICKER: FIS SECURITY ID: 31620M106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lee Adrean | Management | For | For |
| 1b | Elect Director Ellen R. Alemany | Management | For | For |
| 1c | Elect Director Lisa A. Hook | Management | For | For |
| 1d | Elect Director Keith W. Hughes | Management | For | For |
| 1e | Elect Director Gary L. Lauer | Management | For | For |
| 1f | Elect Director Gary A. Norcross | Management | For | For |
| 1g | Elect Director Louise M. Parent | Management | For | For |
| 1h | Elect Director Brian T. Shea | Management | For | For |
| 1i | Elect Director James B. Stallings, Jr. | Management | For | For |
| 1j | Elect Director Jeffrey E. Stiefler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
FIREEYE, INC.
MEETING DATE: MAY 28, 2020 | TICKER: FEYE SECURITY ID: 31816Q101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kimberly Alexy | Management | For | For |
| 1b | Elect Director Stephen Pusey | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FIRST SOLAR, INC.
MEETING DATE: MAY 13, 2020 | TICKER: FSLR SECURITY ID: 336433107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Ahearn | Management | For | For |
| 1.2 | Elect Director Sharon L. Allen | Management | For | For |
| 1.3 | Elect Director Richard D. Chapman | Management | For | For |
| 1.4 | Elect Director George A. ("Chip") Hambro | Management | For | For |
| 1.5 | Elect Director Molly E. Joseph | Management | For | For |
| 1.6 | Elect Director Craig Kennedy | Management | For | For |
| 1.7 | Elect Director William J. Post | Management | For | For |
| 1.8 | Elect Director Paul H. Stebbins | Management | For | For |
| 1.9 | Elect Director Michael T. Sweeney | Management | For | For |
| 1.10 | Elect Director Mark R. Widmar | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FISERV, INC.
MEETING DATE: MAY 14, 2020 | TICKER: FISV SECURITY ID: 337738108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank J. Bisignano | Management | For | For |
| 1.2 | Elect Director Alison Davis | Management | For | For |
| 1.3 | Elect Director Henrique de Castro | Management | For | For |
| 1.4 | Elect Director Harry F. DiSimone | Management | For | For |
| 1.5 | Elect Director Dennis F. Lynch | Management | For | For |
| 1.6 | Elect Director Heidi G. Miller | Management | For | For |
| 1.7 | Elect Director Scott C. Nuttall | Management | For | For |
| 1.8 | Elect Director Denis J. O'Leary | Management | For | For |
| 1.9 | Elect Director Doyle R. Simons | Management | For | For |
| 1.10 | Elect Director Jeffery W. Yabuki | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Against |
| |
|---|
FITBIT, INC.
MEETING DATE: JAN 03, 2020 | TICKER: FIT SECURITY ID: 33812L102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
FITBIT, INC.
MEETING DATE: MAY 21, 2020 | TICKER: FIT SECURITY ID: 33812L102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James Park | Management | For | For |
| 1.2 | Elect Director Eric N. Friedman | Management | For | For |
| 1.3 | Elect Director Laura J. Alber | Management | For | For |
| 1.4 | Elect Director Matthew Bromberg | Management | For | For |
| 1.5 | Elect Director Glenda Flanagan | Management | For | For |
| 1.6 | Elect Director Bradley Fluegel | Management | For | For |
| 1.7 | Elect Director Steven Murray | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Adopt Simple Majority Vote | Shareholder | Against | Against |
| |
|---|
FIVE9, INC.
MEETING DATE: MAY 18, 2020 | TICKER: FIVN SECURITY ID: 338307101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kimberly Alexy | Management | For | For |
| 1.2 | Elect Director Michael Burkland | Management | For | For |
| 1.3 | Elect Director Robert Zollars | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
FLEETCOR TECHNOLOGIES INC.
MEETING DATE: JUN 11, 2020 | TICKER: FLT SECURITY ID: 339041105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven T. Stull | Management | For | For |
| 1.2 | Elect Director Michael Buckman | Management | For | For |
| 1.3 | Elect Director Thomas M. Hagerty | Management | For | Against |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Call Special Meeting | Shareholder | Against | Against |
| 5 | Adopt Policy that Adjust Financial Performance Metrics to Exclude The Impact of Share Repurchases for Executive Officers | Shareholder | Against | Against |
| |
|---|
FLEX LTD.
MEETING DATE: AUG 20, 2019 | TICKER: FLEX SECURITY ID: Y2573F112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| S1 | Declassify the Board of Directors | Management | For | For |
| S2 | Approve Increase in Size of Board | Management | For | For |
| S3 | Amend Constitution to Account for Changes in Singapore Law | Management | For | For |
| |
|---|
FLEX LTD.
MEETING DATE: AUG 20, 2019 | TICKER: FLEX SECURITY ID: Y2573F102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Revathi Advaithi | Management | For | For |
| 1b | Elect Director Michael D. Capellas | Management | For | For |
| 1c | Elect Director Jill A. Greenthal | Management | For | For |
| 1d | Elect Director Jennifer Li | Management | For | For |
| 1e | Elect Director Marc A. Onetto | Management | For | For |
| 1f | Elect Director Willy C. Shih | Management | For | For |
| 1g | Elect Director Charles K. Stevens, III | Management | For | For |
| 1h | Elect Director Lay Koon Tan | Management | For | For |
| 1i | Elect Director William D. Watkins | Management | For | For |
| 1j | Elect Director Lawrence A. Zimmerman | Management | For | For |
| 2a | Elect Director Willy C. Shih | Management | For | For |
| 2b | Elect Director William D. Watkins | Management | For | For |
| 2c | Elect Director Revathi Advaithi | Management | For | For |
| 2d | Elect Director Jill A. Greenthal | Management | For | For |
| 2e | Elect Director Charles K. Stevens, III | Management | For | For |
| 3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Issuance of Shares without Preemptive Rights | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Authorize Share Repurchase Program | Management | For | For |
| |
|---|
FLIR SYSTEMS, INC.
MEETING DATE: APR 16, 2020 | TICKER: FLIR SECURITY ID: 302445101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James J. Cannon | Management | For | For |
| 1b | Elect Director John D. Carter | Management | For | For |
| 1c | Elect Director William W. Crouch | Management | For | For |
| 1d | Elect Director Catherine A. Halligan | Management | For | For |
| 1e | Elect Director Earl R. Lewis | Management | For | For |
| 1f | Elect Director Angus L. Macdonald | Management | For | For |
| 1g | Elect Director Michael T. Smith | Management | For | For |
| 1h | Elect Director Cathy A. Stauffer | Management | For | For |
| 1i | Elect Director Robert S. Tyrer | Management | For | For |
| 1j | Elect Director John W. Wood, Jr. | Management | For | For |
| 1k | Elect Director Steven E. Wynne | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Change State of Incorporation Oregon to Delaware | Management | For | For |
| |
|---|
FORESCOUT TECHNOLOGIES, INC.
MEETING DATE: APR 23, 2020 | TICKER: FSCT SECURITY ID: 34553D101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
FORMFACTOR, INC.
MEETING DATE: MAY 15, 2020 | TICKER: FORM SECURITY ID: 346375108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Raymond A. Link | Management | For | For |
| 1b | Elect Director Michael D. Slessor | Management | For | For |
| 1c | Elect Director Thomas St. Dennis | Management | For | For |
| 1d | Elect Director Rebeca Obregon-Jimenez | Management | For | For |
| 1e | Elect Director Sheri Rhodes | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditor | Management | For | For |
| |
|---|
FORTINET, INC.
MEETING DATE: JUN 19, 2020 | TICKER: FTNT SECURITY ID: 34959E109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ken Xie | Management | For | For |
| 1.2 | Elect Director Michael Xie | Management | For | For |
| 1.3 | Elect Director Kelly Ducourty | Management | For | For |
| 1.4 | Elect Director Jean Hu | Management | For | For |
| 1.5 | Elect Director Ming Hsieh | Management | For | For |
| 1.6 | Elect Director William H. Neukom | Management | For | For |
| 1.7 | Elect Director Christopher B. Paisley | Management | For | For |
| 1.8 | Elect Director Judith Sim | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Prepare Employment Diversity Report | Shareholder | Against | For |
| |
|---|
GARTNER, INC.
MEETING DATE: JUN 08, 2020 | TICKER: IT SECURITY ID: 366651107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Peter E. Bisson | Management | For | For |
| 1b | Elect Director Richard J. Bressler | Management | For | For |
| 1c | Elect Director Raul E. Cesan | Management | For | For |
| 1d | Elect Director Karen E. Dykstra | Management | For | For |
| 1e | Elect Director Anne Sutherland Fuchs | Management | For | For |
| 1f | Elect Director William O. Grabe | Management | For | For |
| 1g | Elect Director Eugene A. Hall | Management | For | For |
| 1h | Elect Director Stephen G. Pagliuca | Management | For | For |
| 1i | Elect Director Eileen M. Serra | Management | For | For |
| 1j | Elect Director James C. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
GLOBAL PAYMENTS INC.
MEETING DATE: AUG 29, 2019 | TICKER: GPN SECURITY ID: 37940X102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
GLOBAL PAYMENTS INC.
MEETING DATE: APR 29, 2020 | TICKER: GPN SECURITY ID: 37940X102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director F. Thaddeus Arroyo | Management | For | For |
| 1b | Elect Director Robert H.B. Baldwin, Jr. | Management | For | For |
| 1c | Elect Director John G. Bruno | Management | For | For |
| 1d | Elect Director Kriss Cloninger, III | Management | For | For |
| 1e | Elect Director William I. Jacobs | Management | For | For |
| 1f | Elect Director Joia M. Johnson | Management | For | For |
| 1g | Elect Director Ruth Ann Marshall | Management | For | For |
| 1h | Elect Director Connie D. McDaniel | Management | For | For |
| 1i | Elect Director William B. Plummer | Management | For | For |
| 1j | Elect Director Jeffrey S. Sloan | Management | For | For |
| 1k | Elect Director John T. Turner | Management | For | For |
| 1l | Elect Director M. Troy Woods | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
GODADDY INC.
MEETING DATE: JUN 03, 2020 | TICKER: GDDY SECURITY ID: 380237107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark Garrett | Management | For | For |
| 1.2 | Elect Director Ryan Roslansky | Management | For | For |
| 1.3 | Elect Director Lee E. Wittlinger | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GREENSKY, INC.
MEETING DATE: JUN 04, 2020 | TICKER: GSKY SECURITY ID: 39572G100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joel Babbit | Management | For | Withhold |
| 1.2 | Elect Director Arthur Bacci | Management | For | For |
| 1.3 | Elect Director Robert Sheft | Management | For | For |
| 2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
GTT COMMUNICATIONS, INC.
MEETING DATE: MAY 27, 2020 | TICKER: GTT SECURITY ID: 362393100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard D. Calder, Jr. | Management | For | For |
| 1.2 | Elect Director H. Brian Thompson | Management | For | For |
| 1.3 | Elect Director S. Joseph Bruno | Management | For | For |
| 1.4 | Elect Director Rhodric C. Hackman | Management | For | For |
| 1.5 | Elect Director Howard E. Janzen | Management | For | For |
| 1.6 | Elect Director Nick Adamo | Management | For | For |
| 1.7 | Elect Director Theodore B. Smith, III | Management | For | Withhold |
| 1.8 | Elect Director Elizabeth Satin | Management | For | For |
| 1.9 | Elect Director Julius Erving | Management | For | For |
| 1.10 | Elect Director Benjamin Stein | Management | For | For |
| 1.11 | Elect Director Zachary Sternberg | Management | For | For |
| 2 | Adopt NOL Rights Plan (NOL Pill) | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify CohnReznick LLP as Auditors | Management | For | For |
| |
|---|
GUIDEWIRE SOFTWARE, INC.
MEETING DATE: DEC 17, 2019 | TICKER: GWRE SECURITY ID: 40171V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Margaret Dillon | Management | For | For |
| 1.2 | Elect Director Michael Keller | Management | For | For |
| 1.3 | Elect Director Michael (Mike) Rosenbaum | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
HARMONIC INC.
MEETING DATE: JUN 10, 2020 | TICKER: HLIT SECURITY ID: 413160102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patrick J. Harshman | Management | For | For |
| 1.2 | Elect Director Patrick Gallagher | Management | For | For |
| 1.3 | Elect Director Deborah L. Clifford | Management | For | For |
| 1.4 | Elect Director David Krall | Management | For | For |
| 1.5 | Elect Director Mitzi Reaugh | Management | For | For |
| 1.6 | Elect Director Susan G. Swenson | Management | For | For |
| 1.7 | Elect Director Nikos Theodosopoulos | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Armanino LLP as Auditors | Management | For | For |
| |
|---|
HEWLETT PACKARD ENTERPRISE COMPANY
MEETING DATE: APR 01, 2020 | TICKER: HPE SECURITY ID: 42824C109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Daniel Ammann | Management | For | For |
| 1b | Elect Director Pamela L. Carter | Management | For | For |
| 1c | Elect Director Jean M. Hobby | Management | For | For |
| 1d | Elect Director George R. Kurtz | Management | For | For |
| 1e | Elect Director Raymond J. Lane | Management | For | For |
| 1f | Elect Director Ann M. Livermore | Management | For | For |
| 1g | Elect Director Antonio F. Neri | Management | For | For |
| 1h | Elect Director Charles H. Noski | Management | For | For |
| 1i | Elect Director Raymond E. Ozzie | Management | For | For |
| 1j | Elect Director Gary M. Reiner | Management | For | For |
| 1k | Elect Director Patricia F. Russo | Management | For | For |
| 1l | Elect Director Lip-Bu Tan | Management | For | For |
| 1m | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| |
|---|
HP INC.
MEETING DATE: MAY 12, 2020 | TICKER: HPQ SECURITY ID: 40434L105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Aida M. Alvarez | Management | For | For |
| 1.2 | Elect Director Shumeet Banerji | Management | For | For |
| 1.3 | Elect Director Robert R. Bennett | Management | For | For |
| 1.4 | Elect Director Charles "Chip" V. Bergh | Management | For | For |
| 1.5 | Elect Director Stacy Brown-Philpot | Management | For | For |
| 1.6 | Elect Director Stephanie A. Burns | Management | For | For |
| 1.7 | Elect Director Mary Anne Citrino | Management | For | For |
| 1.8 | Elect Director Richard L. Clemmer | Management | For | For |
| 1.9 | Elect Director Enrique Lores | Management | For | For |
| 1.10 | Elect Director Yoky Matsuoka | Management | For | For |
| 1.11 | Elect Director Stacey Mobley | Management | For | For |
| 1.12 | Elect Director Subra Suresh | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
HUBSPOT, INC.
MEETING DATE: JUN 17, 2020 | TICKER: HUBS SECURITY ID: 443573100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Julie Herendeen | Management | For | For |
| 1b | Elect Director Michael Simon | Management | For | For |
| 1c | Elect Director Jay Simons | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ICHOR HOLDINGS, LTD.
MEETING DATE: MAY 12, 2020 | TICKER: ICHR SECURITY ID: G4740B105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Laura Black | Management | For | For |
| 1b | Elect Director Iain MacKenzie | Management | For | For |
| 1c | Elect Director Thomas Rohrs | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
II-VI INCORPORATED
MEETING DATE: NOV 12, 2019 | TICKER: IIVI SECURITY ID: 902104108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Francis J. Kramer | Management | For | For |
| 1b | Elect Director Shaker Sadasivam | Management | For | For |
| 1c | Elect Director Enrico Digirolamo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
IMPINJ, INC.
MEETING DATE: JUN 10, 2020 | TICKER: PI SECURITY ID: 453204109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Chris Diorio | Management | For | For |
| 1.2 | Elect Director Gregory Sessler | Management | For | Against |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| |
|---|
INFINERA CORPORATION
MEETING DATE: MAY 21, 2020 | TICKER: INFN SECURITY ID: 45667G103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas J. Fallon | Management | For | For |
| 1b | Elect Director Kambiz Y. Hooshmand | Management | For | For |
| 1c | Elect Director Amy H. Rice | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
INPHI CORPORATION
MEETING DATE: MAY 21, 2020 | TICKER: IPHI SECURITY ID: 45772F107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nicholas E. Brathwaite | Management | For | Withhold |
| 1.2 | Elect Director David E. Liddle | Management | For | For |
| 1.3 | Elect Director Bruce M. McWilliams | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
INSIGHT ENTERPRISES, INC.
MEETING DATE: MAY 20, 2020 | TICKER: NSIT SECURITY ID: 45765U103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard E. Allen | Management | For | For |
| 1.2 | Elect Director Bruce W. Armstrong | Management | For | For |
| 1.3 | Elect Director Linda Breard | Management | For | For |
| 1.4 | Elect Director Timothy A. Crown | Management | For | For |
| 1.5 | Elect Director Catherine Courage | Management | For | For |
| 1.6 | Elect Director Anthony A. Ibarguen | Management | For | For |
| 1.7 | Elect Director Kenneth T. Lamneck | Management | For | For |
| 1.8 | Elect Director Kathleen S. Pushor | Management | For | For |
| 1.9 | Elect Director Girish Rishi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
INTEL CORPORATION
MEETING DATE: MAY 14, 2020 | TICKER: INTC SECURITY ID: 458140100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James J. Goetz | Management | For | For |
| 1b | Elect Director Alyssa Henry | Management | For | For |
| 1c | Elect Director Omar Ishrak | Management | For | For |
| 1d | Elect Director Risa Lavizzo-Mourey | Management | For | For |
| 1e | Elect Director Tsu-Jae King Liu | Management | For | For |
| 1f | Elect Director Gregory D. Smith | Management | For | For |
| 1g | Elect Director Robert 'Bob' H. Swan | Management | For | For |
| 1h | Elect Director Andrew Wilson | Management | For | For |
| 1i | Elect Director Frank D. Yeary | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Report on Global Median Gender/Racial Pay Gap | Shareholder | Against | Against |
| |
|---|
INTERDIGITAL, INC.
MEETING DATE: JUN 03, 2020 | TICKER: IDCC SECURITY ID: 45867G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Joan H. Gillman | Management | For | For |
| 1b | Elect Director S. Douglas Hutcheson | Management | For | For |
| 1c | Elect Director John A. Kritzmacher | Management | For | For |
| 1d | Elect Director John D. Markley, Jr. | Management | For | For |
| 1e | Elect Director William J. Merritt | Management | For | For |
| 1f | Elect Director Jean F. Rankin | Management | For | For |
| 1g | Elect Director Philip P. Trahanas | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| |
|---|
INTERNATIONAL BUSINESS MACHINES CORPORATION
MEETING DATE: APR 28, 2020 | TICKER: IBM SECURITY ID: 459200101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas Buberl | Management | For | For |
| 1.2 | Elect Director Michael L. Eskew | Management | For | For |
| 1.3 | Elect Director David N. Farr | Management | For | For |
| 1.4 | Elect Director Alex Gorsky | Management | For | For |
| 1.5 | Elect Director Michelle J. Howard | Management | For | For |
| 1.6 | Elect Director Arvind Krishna | Management | For | For |
| 1.7 | Elect Director Andrew N. Liveris | Management | For | For |
| 1.8 | Elect Director Frederick William McNabb, III | Management | For | For |
| 1.9 | Elect Director Martha E. Pollack | Management | For | For |
| 1.10 | Elect Director Virginia M. Rometty | Management | For | For |
| 1.11 | Elect Director Joseph R. Swedish | Management | For | For |
| 1.12 | Elect Director Sidney Taurel | Management | For | For |
| 1.13 | Elect Director Peter R. Voser | Management | For | For |
| 1.14 | Elect Director Frederick H. Waddell | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Governing Documents to allow Removal of Directors | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
INTERNATIONAL MONEY EXPRESS, INC.
MEETING DATE: JUN 26, 2020 | TICKER: IMXI SECURITY ID: 46005L101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kurt Holstein | Management | For | Withhold |
| 1.2 | Elect Director Robert Jahn | Management | For | For |
| 1.3 | Elect Director John Rincon | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
INTUIT INC.
MEETING DATE: JAN 23, 2020 | TICKER: INTU SECURITY ID: 461202103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Eve Burton | Management | For | For |
| 1b | Elect Director Scott D. Cook | Management | For | For |
| 1c | Elect Director Richard L. Dalzell | Management | For | For |
| 1d | Elect Director Sasan K. Goodarzi | Management | For | For |
| 1e | Elect Director Deborah Liu | Management | For | For |
| 1f | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1g | Elect Director Dennis D. Powell | Management | For | For |
| 1h | Elect Director Brad D. Smith | Management | For | For |
| 1i | Elect Director Thomas Szkutak | Management | For | For |
| 1j | Elect Director Raul Vazquez | Management | For | For |
| 1k | Elect Director Jeff Weiner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Adopt a Mandatory Arbitration Bylaw | Shareholder | Against | Against |
| |
|---|
IPG PHOTONICS CORPORATION
MEETING DATE: MAY 28, 2020 | TICKER: IPGP SECURITY ID: 44980X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Valentin P. Gapontsev | Management | For | For |
| 1.2 | Elect Director Eugene A. Scherbakov | Management | For | For |
| 1.3 | Elect Director Igor Samartsev | Management | For | For |
| 1.4 | Elect Director Michael C. Child | Management | For | For |
| 1.5 | Elect Director Gregory P. Dougherty | Management | For | For |
| 1.6 | Elect Director Catherine P. Lego | Management | For | For |
| 1.7 | Elect Director Eric Meurice | Management | For | Withhold |
| 1.8 | Elect Director John R. Peeler | Management | For | For |
| 1.9 | Elect Director Thomas J. Seifert | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Management Team Diversity | Shareholder | Against | Against |
| |
|---|
ITRON, INC.
MEETING DATE: MAY 07, 2020 | TICKER: ITRI SECURITY ID: 465741106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jerome J. Lande | Management | For | For |
| 1b | Elect Director Frank M. Jaehnert | Management | For | For |
| 1c | Elect Director Gary E. Pruitt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
J2 GLOBAL, INC.
MEETING DATE: MAY 07, 2020 | TICKER: JCOM SECURITY ID: 48123V102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard S. Ressler | Management | For | For |
| 1b | Elect Director Douglas Y. Bech | Management | For | Against |
| 1c | Elect Director Robert J. Cresci | Management | For | For |
| 1d | Elect Director Sarah Fay | Management | For | For |
| 1e | Elect Director W. Brian Kretzmer | Management | For | For |
| 1f | Elect Director Jonathan F. Miller | Management | For | Against |
| 1g | Elect Director Stephen Ross | Management | For | For |
| 1h | Elect Director Vivek Shah | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
JABIL INC.
MEETING DATE: JAN 23, 2020 | TICKER: JBL SECURITY ID: 466313103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anousheh Ansari | Management | For | For |
| 1.2 | Elect Director Martha F. Brooks | Management | For | For |
| 1.3 | Elect Director Christopher S. Holland | Management | For | For |
| 1.4 | Elect Director Timothy L. Main | Management | For | For |
| 1.5 | Elect Director Mark T. Mondello | Management | For | For |
| 1.6 | Elect Director John C. Plant | Management | For | For |
| 1.7 | Elect Director Steven A. Raymund | Management | For | For |
| 1.8 | Elect Director Thomas A. Sansone | Management | For | For |
| 1.9 | Elect Director David M. Stout | Management | For | For |
| 1.10 | Elect Director Kathleen A. Walters | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
JACK HENRY & ASSOCIATES, INC.
MEETING DATE: NOV 14, 2019 | TICKER: JKHY SECURITY ID: 426281101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Matthew C. Flanigan | Management | For | For |
| 1.2 | Elect Director John F. Prim | Management | For | For |
| 1.3 | Elect Director Thomas H. Wilson, Jr. | Management | For | For |
| 1.4 | Elect Director Jacque R. Fiegel | Management | For | For |
| 1.5 | Elect Director Thomas A. Wimsett | Management | For | For |
| 1.6 | Elect Director Laura G. Kelly | Management | For | For |
| 1.7 | Elect Director Shruti S. Miyashiro | Management | For | For |
| 1.8 | Elect Director Wesley A. Brown | Management | For | For |
| 1.9 | Elect Director David B. Foss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers, LLP as Auditors | Management | For | For |
| |
|---|
JUNIPER NETWORKS, INC.
MEETING DATE: MAY 14, 2020 | TICKER: JNPR SECURITY ID: 48203R104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gary Daichendt | Management | For | For |
| 1b | Elect Director Anne DelSanto | Management | For | For |
| 1c | Elect Director Kevin DeNuccio | Management | For | For |
| 1d | Elect Director James Dolce | Management | For | For |
| 1e | Elect Director Christine Gorjanc | Management | For | For |
| 1f | Elect Director Janet Haugen | Management | For | For |
| 1g | Elect Director Scott Kriens | Management | For | For |
| 1h | Elect Director Rahul Merchant | Management | For | For |
| 1i | Elect Director Rami Rahim | Management | For | For |
| 1j | Elect Director William Stensrud | Management | For | For |
| 2 | Ratify Ernst & Young as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
KBR, INC.
MEETING DATE: MAY 13, 2020 | TICKER: KBR SECURITY ID: 48242W106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mark E. Baldwin | Management | For | For |
| 1b | Elect Director James R. Blackwell | Management | For | For |
| 1c | Elect Director Stuart J. B. Bradie | Management | For | For |
| 1d | Elect Director Lynn A. Dugle | Management | For | For |
| 1e | Elect Director Lester L. Lyles | Management | For | For |
| 1f | Elect Director Wendy M. Masiello | Management | For | For |
| 1g | Elect Director Jack B. Moore | Management | For | For |
| 1h | Elect Director Ann D. Pickard | Management | For | For |
| 1i | Elect Director Umberto della Sala | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
KEMET CORPORATION
MEETING DATE: JUL 31, 2019 | TICKER: KEM SECURITY ID: 488360207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jacob T. Kotzubei | Management | For | For |
| 1.2 | Elect Director Robert G. Paul | Management | For | For |
| 1.3 | Elect Director Yasuko Matsumoto | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KEMET CORPORATION
MEETING DATE: FEB 20, 2020 | TICKER: KEM SECURITY ID: 488360207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
KEYSIGHT TECHNOLOGIES, INC.
MEETING DATE: MAR 19, 2020 | TICKER: KEYS SECURITY ID: 49338L103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul N. Clark | Management | For | For |
| 1.2 | Elect Director Richard P. Hamada | Management | For | For |
| 1.3 | Elect Director Paul A. Lacouture | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KIMBALL ELECTRONICS, INC.
MEETING DATE: NOV 07, 2019 | TICKER: KE SECURITY ID: 49428J109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Holly A. Van Deursen | Management | For | For |
| 1.2 | Elect Director Michele M. Holcomb | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 7 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| |
|---|
KLA CORPORATION
MEETING DATE: NOV 05, 2019 | TICKER: KLAC SECURITY ID: 482480100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward Barnholt | Management | For | For |
| 1.2 | Elect Director Robert Calderoni | Management | For | For |
| 1.3 | Elect Director Jeneanne Hanley | Management | For | For |
| 1.4 | Elect Director Emiko Higashi | Management | For | For |
| 1.5 | Elect Director Kevin Kennedy | Management | For | For |
| 1.6 | Elect Director Gary Moore | Management | For | For |
| 1.7 | Elect Director Kiran Patel | Management | For | For |
| 1.8 | Elect Director Victor Peng | Management | For | For |
| 1.9 | Elect Director Robert Rango | Management | For | For |
| 1.10 | Elect Director Richard Wallace | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KNOWLES CORPORATION
MEETING DATE: APR 28, 2020 | TICKER: KN SECURITY ID: 49926D109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Keith L. Barnes | Management | For | For |
| 1b | Elect Director Hermann Eul | Management | For | For |
| 1c | Elect Director Donald Macleod | Management | For | For |
| 1d | Elect Director Jeffrey S. Niew | Management | For | For |
| 1e | Elect Director Cheryl Shavers | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
KULICKE & SOFFA INDUSTRIES, INC.
MEETING DATE: FEB 18, 2020 | TICKER: KLIC SECURITY ID: 501242101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mui Sung Yeo | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LAM RESEARCH CORPORATION
MEETING DATE: NOV 05, 2019 | TICKER: LRCX SECURITY ID: 512807108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sohail U. Ahmed | Management | For | For |
| 1.2 | Elect Director Timothy M. Archer | Management | For | For |
| 1.3 | Elect Director Eric K. Brandt | Management | For | For |
| 1.4 | Elect Director Michael R. Cannon | Management | For | For |
| 1.5 | Elect Director Youssef A. El-Mansy | Management | For | For |
| 1.6 | Elect Director Catherine P. Lego | Management | For | For |
| 1.7 | Elect Director Bethany J. Mayer | Management | For | For |
| 1.8 | Elect Director Abhijit Y. Talwalkar | Management | For | For |
| 1.9 | Elect Director Lih Shyng (Rick L.) Tsai | Management | For | For |
| 1.10 | Elect Director Leslie F. Varon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
LATTICE SEMICONDUCTOR CORPORATION
MEETING DATE: MAY 05, 2020 | TICKER: LSCC SECURITY ID: 518415104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James R. Anderson | Management | For | For |
| 1.2 | Elect Director Robin A. Abrams | Management | For | For |
| 1.3 | Elect Director John Bourgoin | Management | For | For |
| 1.4 | Elect Director Mark E. Jensen | Management | For | For |
| 1.5 | Elect Director Anjali Joshi | Management | For | For |
| 1.6 | Elect Director James P. Lederer | Management | For | For |
| 1.7 | Elect Director John E. Major | Management | For | For |
| 1.8 | Elect Director Krishna Rangasayee | Management | For | For |
| 1.9 | Elect Director D. Jeffrey Richardson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
LEIDOS HOLDINGS, INC.
MEETING DATE: MAY 01, 2020 | TICKER: LDOS SECURITY ID: 525327102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gregory R. Dahlberg | Management | For | For |
| 1b | Elect Director David G. Fubini | Management | For | For |
| 1c | Elect Director Miriam E. John | Management | For | For |
| 1d | Elect Director Frank Kendall, III | Management | For | For |
| 1e | Elect Director Robert C. Kovarik, Jr. | Management | For | For |
| 1f | Elect Director Harry M.J. Kraemer, Jr. | Management | For | For |
| 1g | Elect Director Roger A. Krone | Management | For | For |
| 1h | Elect Director Gary S. May | Management | For | For |
| 1i | Elect Director Surya N. Mohapatra | Management | For | For |
| 1j | Elect Director Lawrence C. Nussdorf | Management | For | For |
| 1k | Elect Director Robert S. Shapard | Management | For | For |
| 1l | Elect Director Susan M. Stalnecker | Management | For | For |
| 1m | Elect Director Noel B. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Eliminate Cumulative Voting | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 6 | Amend Proxy Access Right | Shareholder | Against | Against |
| |
|---|
LIMELIGHT NETWORKS, INC.
MEETING DATE: JUN 04, 2020 | TICKER: LLNW SECURITY ID: 53261M104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Walter D. Amaral | Management | For | Withhold |
| 1.2 | Elect Director Scott Genereux | Management | For | For |
| 1.3 | Elect Director Patricia Hadden | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LITTELFUSE, INC.
MEETING DATE: APR 23, 2020 | TICKER: LFUS SECURITY ID: 537008104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kristina A. Cerniglia | Management | For | For |
| 1b | Elect Director Tzau-Jin Chung | Management | For | For |
| 1c | Elect Director Cary T. Fu | Management | For | For |
| 1d | Elect Director Maria C. Green | Management | For | For |
| 1e | Elect Director Anthony Grillo | Management | For | For |
| 1f | Elect Director David W. Heinzmann | Management | For | For |
| 1g | Elect Director Gordon Hunter | Management | For | For |
| 1h | Elect Director John E. Major | Management | For | For |
| 1i | Elect Director William P. Noglows | Management | For | For |
| 1j | Elect Director Nathan Zommer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
LIVEPERSON, INC.
MEETING DATE: JUN 11, 2020 | TICKER: LPSN SECURITY ID: 538146101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Peter Block | Management | For | For |
| 1b | Elect Director Fredrick Mossler | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
LIVERAMP HOLDINGS, INC.
MEETING DATE: AUG 13, 2019 | TICKER: RAMP SECURITY ID: 53815P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard P. Fox | Management | For | For |
| 1b | Elect Director Clark M. Kokich | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
LOGMEIN, INC.
MEETING DATE: MAR 12, 2020 | TICKER: LOGM SECURITY ID: 54142L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
LOGMEIN, INC.
MEETING DATE: JUN 11, 2020 | TICKER: LOGM SECURITY ID: 54142L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David J. Henshall | Management | For | For |
| 1b | Elect Director Peter J. Sacripanti | Management | For | For |
| 1c | Elect Director William R. Wagner | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LUMENTUM HOLDINGS INC.
MEETING DATE: NOV 14, 2019 | TICKER: LITE SECURITY ID: 55024U109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Penelope A. Herscher | Management | For | For |
| 1b | Elect Director Harold L. Covert | Management | For | For |
| 1c | Elect Director Julia S. Johnson | Management | For | For |
| 1d | Elect Director Brian J. Lillie | Management | For | For |
| 1e | Elect Director Alan S. Lowe | Management | For | For |
| 1f | Elect Director Ian S. Small | Management | For | For |
| 1g | Elect Director Samuel F. Thomas | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
MACOM TECHNOLOGY SOLUTIONS HOLDINGS, INC.
MEETING DATE: MAR 05, 2020 | TICKER: MTSI SECURITY ID: 55405Y100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles Bland | Management | For | Withhold |
| 1.2 | Elect Director Stephen Daly | Management | For | For |
| 1.3 | Elect Director Susan Ocampo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
MANHATTAN ASSOCIATES, INC.
MEETING DATE: MAY 14, 2020 | TICKER: MANH SECURITY ID: 562750109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Eddie Capel | Management | For | For |
| 1b | Elect Director Charles E. Moran | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| |
|---|
MANTECH INTERNATIONAL CORPORATION
MEETING DATE: MAY 21, 2020 | TICKER: MANT SECURITY ID: 564563104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George J. Pedersen | Management | For | For |
| 1.2 | Elect Director Richard L. Armitage | Management | For | Withhold |
| 1.3 | Elect Director Mary K. Bush | Management | For | For |
| 1.4 | Elect Director Barry G. Campbell | Management | For | Withhold |
| 1.5 | Elect Director Richard J. Kerr | Management | For | Withhold |
| 1.6 | Elect Director Peter B. LaMontagne | Management | For | For |
| 1.7 | Elect Director Kenneth A. Minihan | Management | For | Withhold |
| 1.8 | Elect Director Kevin M. Phillips | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| |
|---|
MASTERCARD INCORPORATED
MEETING DATE: JUN 16, 2020 | TICKER: MA SECURITY ID: 57636Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard Haythornthwaite | Management | For | For |
| 1b | Elect Director Ajay Banga | Management | For | For |
| 1c | Elect Director Richard K. Davis | Management | For | For |
| 1d | Elect Director Steven J. Freiberg | Management | For | For |
| 1e | Elect Director Julius Genachowski | Management | For | For |
| 1f | Elect Director Choon Phong Goh | Management | For | For |
| 1g | Elect Director Merit E. Janow | Management | For | For |
| 1h | Elect Director Oki Matsumoto | Management | For | For |
| 1i | Elect Director Youngme Moon | Management | For | For |
| 1j | Elect Director Rima Qureshi | Management | For | For |
| 1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 1l | Elect Director Gabrielle Sulzberger | Management | For | For |
| 1m | Elect Director Jackson Tai | Management | For | For |
| 1n | Elect Director Lance Uggla | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
MAXIM INTEGRATED PRODUCTS, INC.
MEETING DATE: NOV 07, 2019 | TICKER: MXIM SECURITY ID: 57772K101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William (Bill) P. Sullivan | Management | For | For |
| 1b | Elect Director Tunc Doluca | Management | For | For |
| 1c | Elect Director Tracy C. Accardi | Management | For | For |
| 1d | Elect Director James R. Bergman | Management | For | For |
| 1e | Elect Director Joseph R. Bronson | Management | For | For |
| 1f | Elect Director Robert E. Grady | Management | For | For |
| 1g | Elect Director Mercedes Johnson | Management | For | For |
| 1h | Elect Director William D. Watkins | Management | For | For |
| 1i | Elect Director MaryAnn Wright | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MAXIMUS, INC.
MEETING DATE: MAR 17, 2020 | TICKER: MMS SECURITY ID: 577933104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gayathri Rajan | Management | For | For |
| 1b | Elect Director Michael J. Warren | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| |
|---|
MAXLINEAR, INC.
MEETING DATE: JUN 08, 2020 | TICKER: MXL SECURITY ID: 57776J100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carolyn D. Beaver | Management | For | For |
| 1.2 | Elect Director Albert J. Moyer | Management | For | Against |
| 1.3 | Elect Director Theodore L. Tewksbury | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
MEDALLIA, INC.
MEETING DATE: MAY 29, 2020 | TICKER: MDLA SECURITY ID: 584021109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Borge Hald | Management | For | For |
| 1b | Elect Director Douglas Leone | Management | For | For |
| 1c | Elect Director Leslie Stretch | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
MELLANOX TECHNOLOGIES, LTD.
MEETING DATE: JUL 25, 2019 | TICKER: MLNX SECURITY ID: M51363113
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Glenda Dorchak | Management | For | For |
| 1.2 | Elect Director Irwin Federman | Management | For | For |
| 1.3 | Elect Director Amal M. Johnson | Management | For | For |
| 1.4 | Elect Director Jack R. Lazar | Management | For | For |
| 1.5 | Elect Director Jon A. Olson | Management | For | For |
| 1.6 | Elect Director Umesh Padval | Management | For | For |
| 1.7 | Elect Director David Perlmutter | Management | For | For |
| 1.8 | Elect Director Steve Sanghi | Management | For | Against |
| 1.9 | Elect Director Eyal Waldman | Management | For | For |
| 1.10 | Elect Director Gregory L. Waters | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve Certain Changes to the Annual Retainer Fees and Equity Awards to Non-Employee Directors | Management | For | For |
| 5a | If You Do Not Have a Personal Interest in Item 5b Please Select "FOR". If You Do Have a Personal Interest in Item 5b Please Select "AGAINST" | Management | None | For |
| 5b | Approve the Mellanox Technologies, Ltd. Compensation Philosophy | Management | For | For |
| 6 | Approve Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
METHODE ELECTRONICS, INC.
MEETING DATE: SEP 12, 2019 | TICKER: MEI SECURITY ID: 591520200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Walter J. Aspatore | Management | For | For |
| 1b | Elect Director Brian J. Cadwallader | Management | For | For |
| 1c | Elect Director Bruce K. Crowther | Management | For | For |
| 1d | Elect Director Darren M. Dawson | Management | For | For |
| 1e | Elect Director Donald W. Duda | Management | For | For |
| 1f | Elect Director Isabelle C. Goossen | Management | For | For |
| 1g | Elect Director Mark D. Schwabero | Management | For | For |
| 1h | Elect Director Lawrence B. Skatoff | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MICROCHIP TECHNOLOGY INCORPORATED
MEETING DATE: AUG 20, 2019 | TICKER: MCHP SECURITY ID: 595017104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steve Sanghi | Management | For | For |
| 1.2 | Elect Director Matthew W. Chapman | Management | For | For |
| 1.3 | Elect Director L.B. Day | Management | For | For |
| 1.4 | Elect Director Esther L. Johnson | Management | For | For |
| 1.5 | Elect Director Wade F. Meyercord | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Report on Human Rights Risks in Operations and Supply Chain | Shareholder | Against | Against |
| |
|---|
MICRON TECHNOLOGY, INC.
MEETING DATE: JAN 16, 2020 | TICKER: MU SECURITY ID: 595112103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Bailey | Management | For | For |
| 1.2 | Elect Director Richard M. Beyer | Management | For | For |
| 1.3 | Elect Director Steven J. Gomo | Management | For | For |
| 1.4 | Elect Director Mary Pat McCarthy | Management | For | For |
| 1.5 | Elect Director Sanjay Mehrotra | Management | For | For |
| 1.6 | Elect Director Robert E. Switz | Management | For | For |
| 1.7 | Elect Director MaryAnn Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
MICROSOFT CORPORATION
MEETING DATE: DEC 04, 2019 | TICKER: MSFT SECURITY ID: 594918104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William H. Gates, III | Management | For | For |
| 1.2 | Elect Director Reid G. Hoffman | Management | For | For |
| 1.3 | Elect Director Hugh F. Johnston | Management | For | For |
| 1.4 | Elect Director Teri L. List-Stoll | Management | For | For |
| 1.5 | Elect Director Satya Nadella | Management | For | For |
| 1.6 | Elect Director Sandra E. Peterson | Management | For | For |
| 1.7 | Elect Director Penny S. Pritzker | Management | For | For |
| 1.8 | Elect Director Charles W. Scharf | Management | For | For |
| 1.9 | Elect Director Arne M. Sorenson | Management | For | For |
| 1.10 | Elect Director John W. Stanton | Management | For | For |
| 1.11 | Elect Director John W. Thompson | Management | For | For |
| 1.12 | Elect Director Emma N. Walmsley | Management | For | For |
| 1.13 | Elect Director Padmasree Warrior | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Employee Representation on the Board of Directors | Shareholder | Against | Against |
| 5 | Report on Gender Pay Gap | Shareholder | Against | Against |
| |
|---|
MICROSTRATEGY INCORPORATED
MEETING DATE: MAY 27, 2020 | TICKER: MSTR SECURITY ID: 594972408
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Saylor | Management | For | For |
| 1.2 | Elect Director Stephen X. Graham | Management | For | For |
| 1.3 | Elect Director Jarrod M. Patten | Management | For | For |
| 1.4 | Elect Director Leslie J. Rechan | Management | For | For |
| 1.5 | Elect Director Carl J. Rickertsen | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
MIMECAST LIMITED
MEETING DATE: OCT 03, 2019 | TICKER: MIME SECURITY ID: G14838109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Aron Ain | Management | For | Against |
| 2 | Elect Director Stephen M. Ward | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MKS INSTRUMENTS, INC.
MEETING DATE: MAY 11, 2020 | TICKER: MKSI SECURITY ID: 55306N104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph B. Donahue | Management | For | For |
| 1.2 | Elect Director Janice K. Henry | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| |
|---|
MOBILEIRON, INC.
MEETING DATE: JUN 23, 2020 | TICKER: MOBL SECURITY ID: 60739U204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Simon Biddiscombe | Management | For | For |
| 1b | Elect Director Kenneth Klein | Management | For | For |
| 1c | Elect Director James Tolonen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | Three Years |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
MODEL N, INC.
MEETING DATE: FEB 14, 2020 | TICKER: MODN SECURITY ID: 607525102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tim Adams | Management | For | For |
| 1.2 | Elect Director Scott Reese | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MONOLITHIC POWER SYSTEMS, INC.
MEETING DATE: JUN 11, 2020 | TICKER: MPWR SECURITY ID: 609839105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Victor K. Lee | Management | For | For |
| 1.2 | Elect Director James C. Moyer | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MONOTYPE IMAGING HOLDINGS INC.
MEETING DATE: OCT 09, 2019 | TICKER: TYPE SECURITY ID: 61022P100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
MOTOROLA SOLUTIONS, INC.
MEETING DATE: MAY 11, 2020 | TICKER: MSI SECURITY ID: 620076307
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gregory Q. Brown | Management | For | For |
| 1b | Elect Director Kenneth D. Denman | Management | For | For |
| 1c | Elect Director Egon P. Durban | Management | For | For |
| 1d | Elect Director Clayton M. Jones | Management | For | For |
| 1e | Elect Director Judy C. Lewent | Management | For | For |
| 1f | Elect Director Gregory K. Mondre | Management | For | For |
| 1g | Elect Director Anne R. Pramaggiore | Management | For | For |
| 1h | Elect Director Joseph M. Tucci | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Against |
| |
|---|
MTS SYSTEMS CORPORATION
MEETING DATE: FEB 11, 2020 | TICKER: MTSC SECURITY ID: 553777103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David J. Anderson | Management | For | For |
| 1.2 | Elect Director Jeffrey A. Graves | Management | For | For |
| 1.3 | Elect Director Nancy Altobello | Management | For | For |
| 1.4 | Elect Director David D. Johnson | Management | For | For |
| 1.5 | Elect Director Randy J. Martinez | Management | For | For |
| 1.6 | Elect Director Michael V. Schrock | Management | For | For |
| 1.7 | Elect Director Chun Hung (Kenneth) Yu | Management | For | For |
| 1.8 | Elect Director Linda Zukauckas | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NANOMETRICS INCORPORATED
MEETING DATE: OCT 24, 2019 | TICKER: NANO SECURITY ID: 630077105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Certificate of Incorporation Regarding Limitation of Personal Liability of Directors | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
NAPCO SECURITY TECHNOLOGIES, INC.
MEETING DATE: MAY 21, 2020 | TICKER: NSSC SECURITY ID: 630402105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard L. Soloway | Management | For | For |
| 1.2 | Elect Director Kevin S. Buchel | Management | For | Withhold |
| 2 | Ratify Baker Tilly Virchow Krause, LLP as Auditors | Management | For | For |
| 3 | Approve Non-Employee Director Stock Option Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | Three Years |
| |
|---|
NATIONAL INSTRUMENTS CORPORATION
MEETING DATE: MAY 05, 2020 | TICKER: NATI SECURITY ID: 636518102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael E. McGrath | Management | For | For |
| 1.2 | Elect Director Alexander M. Davern | Management | For | For |
| 2 | Approve Restricted Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NCR CORPORATION
MEETING DATE: APR 21, 2020 | TICKER: NCR SECURITY ID: 62886E108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark W. Begor | Management | For | For |
| 1.2 | Elect Director Gregory R. Blank | Management | For | For |
| 1.3 | Elect Director Catherine (Katie) L. Burke | Management | For | For |
| 1.4 | Elect Director Chinh E. Chu | Management | For | For |
| 1.5 | Elect Director Deborah A. Farrington | Management | For | For |
| 1.6 | Elect Director Michael D. Hayford | Management | For | For |
| 1.7 | Elect Director Georgette D. Kiser | Management | For | For |
| 1.8 | Elect Director Kirk T. Larsen | Management | For | For |
| 1.9 | Elect Director Frank R. Martire | Management | For | For |
| 1.10 | Elect Director Matthew A. Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement | Management | For | For |
| |
|---|
NETAPP, INC.
MEETING DATE: SEP 12, 2019 | TICKER: NTAP SECURITY ID: 64110D104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director T. Michael Nevens | Management | For | For |
| 1b | Elect Director Gerald Held | Management | For | For |
| 1c | Elect Director Kathryn M. Hill | Management | For | For |
| 1d | Elect Director Deborah L. Kerr | Management | For | For |
| 1e | Elect Director George Kurian | Management | For | For |
| 1f | Elect Director Scott F. Schenkel | Management | For | For |
| 1g | Elect Director George T. Shaheen | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
NETGEAR, INC.
MEETING DATE: MAY 28, 2020 | TICKER: NTGR SECURITY ID: 64111Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Patrick C.S. Lo | Management | For | For |
| 1B | Elect Director Laura J. Durr | Management | For | For |
| 1C | Elect Director Jef T. Graham | Management | For | For |
| 1D | Elect Director Bradley L. Maiorino | Management | For | For |
| 1E | Elect Director Janice M. Roberts | Management | For | For |
| 1F | Elect Director Gregory J. Rossmann | Management | For | For |
| 1G | Elect Director Barbara V. Scherer | Management | For | For |
| 1H | Elect Director Thomas H. Waechter | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
NETSCOUT SYSTEMS, INC.
MEETING DATE: SEP 12, 2019 | TICKER: NTCT SECURITY ID: 64115T104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anil K. Singhal | Management | For | For |
| 1.2 | Elect Director John R. Egan | Management | For | For |
| 1.3 | Elect Director Robert E. Donahue | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NEW RELIC, INC.
MEETING DATE: AUG 22, 2019 | TICKER: NEWR SECURITY ID: 64829B100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Caroline Watteeuw Carlisle | Management | For | For |
| 1.2 | Elect Director Dan Scholnick | Management | For | For |
| 1.3 | Elect Director James Tolonen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
NIC INC.
MEETING DATE: APR 27, 2020 | TICKER: EGOV SECURITY ID: 62914B100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harry H. Herington | Management | For | For |
| 1.2 | Elect Director Art N. Burtscher | Management | For | For |
| 1.3 | Elect Director Venmal (Raji) Arasu | Management | For | For |
| 1.4 | Elect Director C. Brad Henry | Management | For | For |
| 1.5 | Elect Director Alexander C. Kemper | Management | For | For |
| 1.6 | Elect Director William M. Lyons | Management | For | For |
| 1.7 | Elect Director Anthony Scott | Management | For | For |
| 1.8 | Elect Director Jayaprakash Vijayan | Management | For | For |
| 1.9 | Elect Director Pete Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
NLIGHT, INC.
MEETING DATE: JUN 04, 2020 | TICKER: LASR SECURITY ID: 65487K100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bandel Carano | Management | For | For |
| 1.2 | Elect Director Raymond Link | Management | For | Withhold |
| 1.3 | Elect Director Geoffrey Moore | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
NORTONLIFELOCK INC.
MEETING DATE: DEC 19, 2019 | TICKER: NLOK SECURITY ID: 871503108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sue Barsamian | Management | For | For |
| 1b | Elect Director Frank E. Dangeard | Management | For | For |
| 1c | Elect Director Nora M. Denzel | Management | For | For |
| 1d | Elect Director Peter A. Feld | Management | For | For |
| 1e | Elect Director Kenneth Y. Hao | Management | For | For |
| 1f | Elect Director David W. Humphrey | Management | For | For |
| 1g | Elect Director Vincent Pilette | Management | For | For |
| 1h | Elect Director V. Paul Unruh | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
NOVANTA INC.
MEETING DATE: MAY 26, 2020 | TICKER: NOVT SECURITY ID: 67000B104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen W. Bershad | Management | For | For |
| 1.2 | Elect Director Lonny J. Carpenter | Management | For | For |
| 1.3 | Elect Director Deborah DiSanzo | Management | For | For |
| 1.4 | Elect Director Matthijs Glastra | Management | For | For |
| 1.5 | Elect Director Brian D. King | Management | For | For |
| 1.6 | Elect Director Ira J. Lamel | Management | For | For |
| 1.7 | Elect Director Maxine L. Mauricio | Management | For | For |
| 1.8 | Elect Director Dominic A. Romeo | Management | For | For |
| 1.9 | Elect Director Thomas N. Secor | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend By-Law Number 1 to Allow the Company to Hold Shareholder Meetings by Means of Remote Participation | Management | For | For |
| |
|---|
NUANCE COMMUNICATIONS, INC.
MEETING DATE: JAN 22, 2020 | TICKER: NUAN SECURITY ID: 67020Y100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark D. Benjamin | Management | For | For |
| 1.2 | Elect Director Daniel Brennan | Management | For | For |
| 1.3 | Elect Director Lloyd Carney | Management | For | For |
| 1.4 | Elect Director Thomas Ebling | Management | For | For |
| 1.5 | Elect Director Robert Finocchio, Jr. | Management | For | For |
| 1.6 | Elect Director Laura S. Kaiser | Management | For | For |
| 1.7 | Elect Director Michal Katz | Management | For | For |
| 1.8 | Elect Director Mark Laret | Management | For | For |
| 1.9 | Elect Director Sanjay Vaswani | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
NUTANIX, INC.
MEETING DATE: DEC 13, 2019 | TICKER: NTNX SECURITY ID: 67059N108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ravi Mhatre | Management | For | For |
| 1b | Elect Director Dheeraj Pandey | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
NVE CORPORATION
MEETING DATE: AUG 01, 2019 | TICKER: NVEC SECURITY ID: 629445206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Terrence W. Glarner | Management | For | For |
| 1.2 | Elect Director Daniel A. Baker | Management | For | For |
| 1.3 | Elect Director Patricia M. Hollister | Management | For | For |
| 1.4 | Elect Director Richard W. Kramp | Management | For | For |
| 1.5 | Elect Director Gary R. Maharaj | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Boulay PLLP as Auditors | Management | For | For |
| |
|---|
NVIDIA CORPORATION
MEETING DATE: JUN 09, 2020 | TICKER: NVDA SECURITY ID: 67066G104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert K. Burgess | Management | For | For |
| 1b | Elect Director Tench Coxe | Management | For | For |
| 1c | Elect Director Persis S. Drell | Management | For | For |
| 1d | Elect Director Jen-Hsun Huang | Management | For | For |
| 1e | Elect Director Dawn Hudson | Management | For | For |
| 1f | Elect Director Harvey C. Jones | Management | For | For |
| 1g | Elect Director Michael G. McCaffery | Management | For | For |
| 1h | Elect Director Stephen C. Neal | Management | For | For |
| 1i | Elect Director Mark L. Perry | Management | For | For |
| 1j | Elect Director A. Brooke Seawell | Management | For | For |
| 1k | Elect Director Mark A. Stevens | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
OKTA, INC.
MEETING DATE: JUN 16, 2020 | TICKER: OKTA SECURITY ID: 679295105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shellye Archambeau | Management | For | For |
| 1.2 | Elect Director Robert L. Dixon, Jr. | Management | For | For |
| 1.3 | Elect Director Patrick Grady | Management | For | For |
| 1.4 | Elect Director Ben Horowitz | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ON SEMICONDUCTOR CORPORATION
MEETING DATE: MAY 20, 2020 | TICKER: ON SECURITY ID: 682189105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Atsushi Abe | Management | For | For |
| 1b | Elect Director Alan Campbell | Management | For | For |
| 1c | Elect Director Gilles Delfassy | Management | For | For |
| 1d | Elect Director Emmanuel T. Hernandez | Management | For | For |
| 1e | Elect Director Keith D. Jackson | Management | For | For |
| 1f | Elect Director Paul A. Mascarenas | Management | For | For |
| 1g | Elect Director Christine Y. Yan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
ONESPAN INC.
MEETING DATE: JUN 10, 2020 | TICKER: OSPN SECURITY ID: 68287N100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Marc D. Boroditsky | Management | For | For |
| 1b | Elect Director Scott M. Clements | Management | For | For |
| 1c | Elect Director Michael P. Cullinane | Management | For | For |
| 1d | Elect Director John N. Fox, Jr. | Management | For | For |
| 1e | Elect Director Naureen Hassan | Management | For | For |
| 1f | Elect Director Jean K. Holley | Management | For | For |
| 1g | Elect Director T. Kendall 'Ken' Hunt | Management | For | For |
| 1h | Elect Director Marianne Johnson | Management | For | For |
| 1i | Elect Director Matthew Moog | Management | For | For |
| 1j | Elect Director Marc Zenner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | Three Years |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
ONTO INNOVATION, INC.
MEETING DATE: MAY 12, 2020 | TICKER: ONTO SECURITY ID: 683344105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey A. Aukerman | Management | For | For |
| 1.2 | Elect Director Leo Berlinghieri | Management | For | For |
| 1.3 | Elect Director Edward J. Brown, Jr. | Management | For | For |
| 1.4 | Elect Director Vita A. Cassese | Management | For | For |
| 1.5 | Elect Director Robert G. Deuster | Management | For | For |
| 1.6 | Elect Director David B. Miller | Management | For | For |
| 1.7 | Elect Director Michael P. Plisinski | Management | For | For |
| 1.8 | Elect Director Bruce C. Rhine | Management | For | For |
| 1.9 | Elect Director Christopher A. Seams | Management | For | For |
| 1.10 | Elect Director Christine A. Tsingos | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
ORACLE CORPORATION
MEETING DATE: NOV 19, 2019 | TICKER: ORCL SECURITY ID: 68389X105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
| 1.2 | Elect Director Michael J. Boskin | Management | For | For |
| 1.3 | Elect Director Safra A. Catz | Management | For | For |
| 1.4 | Elect Director Bruce R. Chizen | Management | For | For |
| 1.5 | Elect Director George H. Conrades | Management | For | Withhold |
| 1.6 | Elect Director Lawrence J. Ellison | Management | For | For |
| 1.7 | Elect Director Rona A. Fairhead | Management | For | For |
| 1.8 | Elect Director Hector Garcia-Molina *Withdrawn Resolution* | Management | None | None |
| 1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
| 1.10 | Elect Director Mark V. Hurd - Deceased | Management | None | None |
| 1.11 | Elect Director Renee J. James | Management | For | For |
| 1.12 | Elect Director Charles W. Moorman, IV | Management | For | For |
| 1.13 | Elect Director Leon E. Panetta | Management | For | For |
| 1.14 | Elect Director William G. Parrett | Management | For | For |
| 1.15 | Elect Director Naomi O. Seligman | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Report on Gender Pay Gap | Shareholder | Against | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
OSI SYSTEMS, INC.
MEETING DATE: DEC 12, 2019 | TICKER: OSIS SECURITY ID: 671044105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Deepak Chopra | Management | For | For |
| 1.2 | Elect Director Steven C. Good | Management | For | For |
| 1.3 | Elect Director Meyer Luskin | Management | For | For |
| 1.4 | Elect Director William F. Ballhaus, Jr. | Management | For | For |
| 1.5 | Elect Director James B. Hawkins | Management | For | For |
| 1.6 | Elect Director Gerald Chizever | Management | For | For |
| 1.7 | Elect Director Kelli Bernard | Management | For | For |
| 2 | Ratify Moss Adams LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PAGERDUTY, INC.
MEETING DATE: JUN 16, 2020 | TICKER: PD SECURITY ID: 69553P100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jennifer Tejada | Management | For | For |
| 1.2 | Elect Director Sameer Dholakia | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
PALO ALTO NETWORKS, INC.
MEETING DATE: DEC 09, 2019 | TICKER: PANW SECURITY ID: 697435105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Asheem Chandna | Management | For | For |
| 1b | Elect Director James J. Goetz | Management | For | For |
| 1c | Elect Director Mark D. McLaughlin | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
PARK ELECTROCHEMICAL CORP.
MEETING DATE: JUL 16, 2019 | TICKER: PKE SECURITY ID: 700416209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Dale E. Blanchfield | Management | For | For |
| 1b | Elect Director Emily J. Groehl | Management | For | For |
| 1c | Elect Director Brian E. Shore | Management | For | For |
| 1d | Elect Director Carl W. Smith | Management | For | For |
| 1e | Elect Director Steven T. Warshaw | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Change Company Name to Park Aerospace Corp. | Management | For | For |
| 4 | Ratify CohnReznick LLP as Auditors | Management | For | For |
| |
|---|
PAYCHEX, INC.
MEETING DATE: OCT 17, 2019 | TICKER: PAYX SECURITY ID: 704326107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director B. Thomas Golisano | Management | For | For |
| 1b | Elect Director Thomas F. Bonadio | Management | For | For |
| 1c | Elect Director Joseph G. Doody | Management | For | For |
| 1d | Elect Director David J.S. Flaschen | Management | For | For |
| 1e | Elect Director Pamela A. Joseph | Management | For | For |
| 1f | Elect Director Martin Mucci | Management | For | For |
| 1g | Elect Director Joseph M. Tucci | Management | For | For |
| 1h | Elect Director Joseph M. Velli | Management | For | For |
| 1i | Elect Director Kara Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
PAYCOM SOFTWARE, INC.
MEETING DATE: APR 27, 2020 | TICKER: PAYC SECURITY ID: 70432V102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Janet B. Haugen | Management | For | For |
| 1.2 | Elect Director J.C. Watts, Jr. | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PAYLOCITY HOLDING CORPORATION
MEETING DATE: DEC 13, 2019 | TICKER: PCTY SECURITY ID: 70438V106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven R. Beauchamp | Management | For | For |
| 1.2 | Elect Director Andres D. Reiner | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PAYPAL HOLDINGS, INC.
MEETING DATE: MAY 21, 2020 | TICKER: PYPL SECURITY ID: 70450Y103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Rodney C. Adkins | Management | For | For |
| 1b | Elect Director Jonathan Christodoro | Management | For | Against |
| 1c | Elect Director John J. Donahoe | Management | For | For |
| 1d | Elect Director David W. Dorman | Management | For | For |
| 1e | Elect Director Belinda J. Johnson | Management | For | For |
| 1f | Elect Director Gail J. McGovern | Management | For | For |
| 1g | Elect Director Deborah M. Messemer | Management | For | For |
| 1h | Elect Director David M. Moffett | Management | For | For |
| 1i | Elect Director Ann M. Sarnoff | Management | For | For |
| 1j | Elect Director Daniel H. Schulman | Management | For | For |
| 1k | Elect Director Frank D. Yeary | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Adopt Human and Indigenous People's Rights Policy | Shareholder | Against | Against |
| |
|---|
PC CONNECTION, INC.
MEETING DATE: MAY 27, 2020 | TICKER: CNXN SECURITY ID: 69318J100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patricia Gallup | Management | For | For |
| 1.2 | Elect Director David Hall | Management | For | For |
| 1.3 | Elect Director David Beffa-Negrini | Management | For | For |
| 1.4 | Elect Director Barbara Duckett | Management | For | For |
| 1.5 | Elect Director Jack Ferguson | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
PDF SOLUTIONS, INC.
MEETING DATE: JUN 23, 2020 | TICKER: PDFS SECURITY ID: 693282105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph R. Bronson | Management | For | For |
| 1.2 | Elect Director Marco Iansiti | Management | For | For |
| 2 | Ratify BPM LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| 5 | Amend the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PEGASYSTEMS INC.
MEETING DATE: JUN 23, 2020 | TICKER: PEGA SECURITY ID: 705573103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan Trefler | Management | For | For |
| 1.2 | Elect Director Peter Gyenes | Management | For | For |
| 1.3 | Elect Director Ronald Hovsepian | Management | For | For |
| 1.4 | Elect Director Richard Jones | Management | For | For |
| 1.5 | Elect Director Christopher Lafond | Management | For | For |
| 1.6 | Elect Director Dianne Ledingham | Management | For | For |
| 1.7 | Elect Director Sharon Rowlands | Management | For | For |
| 1.8 | Elect Director Larry Weber | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Adopt Simple Majority Vote | Shareholder | Against | Against |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
PERFICIENT, INC.
MEETING DATE: MAY 20, 2020 | TICKER: PRFT SECURITY ID: 71375U101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jeffrey S. Davis | Management | For | For |
| 1b | Elect Director Ralph C. Derrickson | Management | For | Against |
| 1c | Elect Director James R. Kackley | Management | For | Against |
| 1d | Elect Director David S. Lundeen | Management | For | For |
| 1e | Elect Director Brian L. Matthews | Management | For | Against |
| 1f | Elect Director Gary M. Wimberly | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
PERSPECTA INC.
MEETING DATE: AUG 13, 2019 | TICKER: PRSP SECURITY ID: 715347100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sanju K. Bansal | Management | For | For |
| 1b | Elect Director Sondra L. Barbour | Management | For | For |
| 1c | Elect Director John M. Curtis | Management | For | For |
| 1d | Elect Director Lisa S. Disbrow | Management | For | For |
| 1e | Elect Director Glenn A. Eisenberg | Management | For | For |
| 1f | Elect Director Pamela O. Kimmet | Management | For | For |
| 1g | Elect Director J. Michael Lawrie | Management | For | For |
| 1h | Elect Director Ramzi M. Musallam | Management | For | For |
| 1i | Elect Director Philip O. Nolan | Management | For | For |
| 1j | Elect Director Michael E. Ventling | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
PHOTRONICS, INC.
MEETING DATE: MAR 16, 2020 | TICKER: PLAB SECURITY ID: 719405102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Walter M. Fiederowicz | Management | For | For |
| 1.2 | Elect Director Peter S. Kirlin | Management | For | For |
| 1.3 | Elect Director Constantine S. Macricostas | Management | For | For |
| 1.4 | Elect Director George Macricostas | Management | For | For |
| 1.5 | Elect Director Mary Paladino | Management | For | For |
| 1.6 | Elect Director Mitchell G. Tyson | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Approve NOL Rights Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PIVOTAL SOFTWARE, INC.
MEETING DATE: DEC 27, 2019 | TICKER: PVTL SECURITY ID: 72582H107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
PLEXUS CORP.
MEETING DATE: FEB 12, 2020 | TICKER: PLXS SECURITY ID: 729132100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ralf R. Boer | Management | For | For |
| 1.2 | Elect Director Stephen P. Cortinovis | Management | For | For |
| 1.3 | Elect Director David J. Drury | Management | For | For |
| 1.4 | Elect Director Joann M. Eisenhart | Management | For | For |
| 1.5 | Elect Director Dean A. Foate | Management | For | For |
| 1.6 | Elect Director Rainer Jueckstock | Management | For | For |
| 1.7 | Elect Director Peter Kelly | Management | For | For |
| 1.8 | Elect Director Todd P. Kelsey | Management | For | For |
| 1.9 | Elect Director Karen M. Rapp | Management | For | For |
| 1.10 | Elect Director Paul A. Rooke | Management | For | For |
| 1.11 | Elect Director Michael V. Schrock | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PLURALSIGHT, INC.
MEETING DATE: MAY 05, 2020 | TICKER: PS SECURITY ID: 72941B106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Arne Duncan | Management | For | For |
| 1.2 | Elect Director Leah Johnson | Management | For | For |
| 1.3 | Elect Director Frederick Onion | Management | For | For |
| 1.4 | Elect Director Karenann Terrell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
POWER INTEGRATIONS, INC.
MEETING DATE: MAY 08, 2020 | TICKER: POWI SECURITY ID: 739276103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Wendy Arienzo | Management | For | For |
| 1.2 | Elect Director Balu Balakrishnan | Management | For | For |
| 1.3 | Elect Director Nicholas E. Brathwaite | Management | For | For |
| 1.4 | Elect Director Anita Ganti | Management | For | For |
| 1.5 | Elect Director William L. George | Management | For | For |
| 1.6 | Elect Director Balakrishnan S. Iyer | Management | For | For |
| 1.7 | Elect Director Necip Sayiner | Management | For | For |
| 1.8 | Elect Director Steven J. Sharp | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
PRESIDIO, INC.
MEETING DATE: NOV 06, 2019 | TICKER: PSDO SECURITY ID: 74102M103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
PROGRESS SOFTWARE CORPORATION
MEETING DATE: MAY 14, 2020 | TICKER: PRGS SECURITY ID: 743312100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul T. Dacier | Management | For | For |
| 1.2 | Elect Director John R. Egan | Management | For | For |
| 1.3 | Elect Director Rainer Gawlick | Management | For | For |
| 1.4 | Elect Director Yogesh Gupta | Management | For | For |
| 1.5 | Elect Director Charles F. Kane | Management | For | For |
| 1.6 | Elect Director Samskriti (Sam) Y. King | Management | For | For |
| 1.7 | Elect Director David A. Krall | Management | For | For |
| 1.8 | Elect Director Angela T. Tucci | Management | For | For |
| 1.9 | Elect Director Vivian Vitale | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
PROOFPOINT, INC.
MEETING DATE: JUN 12, 2020 | TICKER: PFPT SECURITY ID: 743424103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jonathan Feiber | Management | For | For |
| 1b | Elect Director Kevin Harvey | Management | For | For |
| 1c | Elect Director Leyla Seka | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
PROS HOLDINGS, INC.
MEETING DATE: APR 29, 2020 | TICKER: PRO SECURITY ID: 74346Y103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Greg B. Petersen | Management | For | For |
| 1.2 | Elect Director Timothy V. Williams | Management | For | For |
| 1.3 | Elect Director Mariette M. Woestemeyer | Management | For | For |
| 1.4 | Elect Director Carlos Dominguez | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
PTC INC.
MEETING DATE: FEB 12, 2020 | TICKER: PTC SECURITY ID: 69370C100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Janice Chaffin | Management | For | For |
| 1.2 | Elect Director Phillip Fernandez | Management | For | For |
| 1.3 | Elect Director James Heppelmann | Management | For | For |
| 1.4 | Elect Director Klaus Hoehn | Management | For | For |
| 1.5 | Elect Director Paul Lacy | Management | For | For |
| 1.6 | Elect Director Corinna Lathan | Management | For | For |
| 1.7 | Elect Director Blake Moret | Management | For | For |
| 1.8 | Elect Director Robert Schechter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
PURE STORAGE, INC.
MEETING DATE: JUN 25, 2020 | TICKER: PSTG SECURITY ID: 74624M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew Brown | Management | For | For |
| 1.2 | Elect Director John "Coz" Colgrove | Management | For | For |
| 1.3 | Elect Director Mark Garrett | Management | For | For |
| 1.4 | Elect Director Roxanne Taylor | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
Q2 HOLDINGS, INC.
MEETING DATE: JUN 09, 2020 | TICKER: QTWO SECURITY ID: 74736L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. Lynn Atchison | Management | For | For |
| 1.2 | Elect Director Charles T. Doyle | Management | For | Withhold |
| 1.3 | Elect Director Carl James Schaper | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
QAD INC.
MEETING DATE: JUN 11, 2020 | TICKER: QADB SECURITY ID: 74727D306
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Scott J. Adelson | Management | For | For |
| 1b | Elect Director Anton Chilton | Management | For | For |
| 1c | Elect Director Kathleen M. Crusco | Management | For | For |
| 1d | Elect Director Peter R. van Cuylenburg | Management | For | For |
| 1e | Elect Director Pamela M. Lopker | Management | For | For |
| 1f | Elect Director Lee D. Roberts | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
QORVO, INC.
MEETING DATE: AUG 06, 2019 | TICKER: QRVO SECURITY ID: 74736K101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ralph G. Quinsey | Management | For | For |
| 1.2 | Elect Director Robert A. Bruggeworth | Management | For | For |
| 1.3 | Elect Director Jeffery R. Gardner | Management | For | For |
| 1.4 | Elect Director John R. Harding | Management | For | For |
| 1.5 | Elect Director David H. Y. Ho | Management | For | For |
| 1.6 | Elect Director Roderick D. Nelson | Management | For | For |
| 1.7 | Elect Director Walden C. Rhines | Management | For | For |
| 1.8 | Elect Director Susan L. Spradley | Management | For | For |
| 1.9 | Elect Director Walter H. Wilkinson, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
QUALCOMM INCORPORATED
MEETING DATE: MAR 10, 2020 | TICKER: QCOM SECURITY ID: 747525103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mark Fields | Management | For | For |
| 1b | Elect Director Jeffrey W. Henderson | Management | For | For |
| 1c | Elect Director Ann M. Livermore | Management | For | For |
| 1d | Elect Director Harish Manwani | Management | For | Against |
| 1e | Elect Director Mark D. McLaughlin | Management | For | For |
| 1f | Elect Director Steve Mollenkopf | Management | For | For |
| 1g | Elect Director Clark T. "Sandy" Randt, Jr. | Management | For | For |
| 1h | Elect Director Irene B. Rosenfeld | Management | For | For |
| 1i | Elect Director Kornelis "Neil" Smit | Management | For | For |
| 1j | Elect Director Anthony J. Vinciquerra | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
QUALYS, INC.
MEETING DATE: JUN 10, 2020 | TICKER: QLYS SECURITY ID: 74758T303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter Pace | Management | For | For |
| 1.2 | Elect Director Wendy M. Pfeiffer | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RAMBUS INC.
MEETING DATE: APR 30, 2020 | TICKER: RMBS SECURITY ID: 750917106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Charles Kissner | Management | For | For |
| 1b | Elect Director Necip Sayiner | Management | For | For |
| 1c | Elect Director Luc Seraphin | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
RAPID7, INC.
MEETING DATE: JUN 03, 2020 | TICKER: RPD SECURITY ID: 753422104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Judy Bruner | Management | For | For |
| 1.2 | Elect Director Benjamin Holzman | Management | For | For |
| 1.3 | Elect Director Tom Schodorf | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement | Management | For | For |
| |
|---|
REALPAGE, INC.
MEETING DATE: JUN 03, 2020 | TICKER: RP SECURITY ID: 75606N109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alfred R. Berkeley, III | Management | For | For |
| 1.2 | Elect Director Peter Gyenes | Management | For | For |
| 1.3 | Elect Director Charles F. Kane | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
RIBBON COMMUNICATIONS INC.
MEETING DATE: JAN 27, 2020 | TICKER: RBBN SECURITY ID: 762544104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
RIBBON COMMUNICATIONS INC.
MEETING DATE: JUN 02, 2020 | TICKER: RBBN SECURITY ID: 762544104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director R. Stewart Ewing, Jr. | Management | For | For |
| 1b | Elect Director Bruns H. Grayson | Management | For | For |
| 1c | Elect Director Beatriz V. Infante | Management | For | For |
| 1d | Elect Director Richard J. Lynch | Management | For | For |
| 1e | Elect Director Kent J. Mathy | Management | For | For |
| 1f | Elect Director Bruce W. McClelland | Management | For | For |
| 1g | Elect Director Krish A. Prabhu | Management | For | For |
| 1h | Elect Director Scott E. Schubert | Management | For | For |
| 1i | Elect Director Richard W. Smith | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RINGCENTRAL, INC.
MEETING DATE: JUN 05, 2020 | TICKER: RNG SECURITY ID: 76680R206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Vladimir Shmunis | Management | For | For |
| 1b | Elect Director Kenneth Goldman | Management | For | Withhold |
| 1c | Elect Director Michelle McKenna | Management | For | For |
| 1d | Elect Director Godfrey Sullivan | Management | For | For |
| 1e | Elect Director Robert Theis | Management | For | For |
| 1f | Elect Director Allan Thygesen | Management | For | For |
| 1g | Elect Director Neil Williams | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
ROGERS CORPORATION
MEETING DATE: MAY 07, 2020 | TICKER: ROG SECURITY ID: 775133101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith L. Barnes | Management | For | For |
| 1.2 | Elect Director Bruce D. Hoechner | Management | For | For |
| 1.3 | Elect Director Carol R. Jensen | Management | For | For |
| 1.4 | Elect Director Ganesh Moorthy | Management | For | For |
| 1.5 | Elect Director Jeffrey J. Owens | Management | For | For |
| 1.6 | Elect Director Helene Simonet | Management | For | For |
| 1.7 | Elect Director Peter C. Wallace | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
ROSETTA STONE INC.
MEETING DATE: JUN 11, 2020 | TICKER: RST SECURITY ID: 777780107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Laurence Franklin | Management | For | For |
| 1.2 | Elect Director A. John Hass, III | Management | For | For |
| 1.3 | Elect Director Aedhmar Hynes | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| |
|---|
RUDOLPH TECHNOLOGIES, INC.
MEETING DATE: OCT 24, 2019 | TICKER: RTEC SECURITY ID: 781270103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
SABRE CORPORATION
MEETING DATE: APR 29, 2020 | TICKER: SABR SECURITY ID: 78573M104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George R. Bravante, Jr. | Management | For | For |
| 1.2 | Elect Director Renee James | Management | For | For |
| 1.3 | Elect Director Gary Kusin | Management | For | For |
| 1.4 | Elect Director Gail Mandel | Management | For | For |
| 1.5 | Elect Director Sean Menke | Management | For | For |
| 1.6 | Elect Director Joseph Osnoss | Management | For | For |
| 1.7 | Elect Director Zane Rowe | Management | For | For |
| 1.8 | Elect Director John Siciliano | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
SAILPOINT TECHNOLOGIES HOLDINGS, INC.
MEETING DATE: MAY 05, 2020 | TICKER: SAIL SECURITY ID: 78781P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William G. Bock | Management | For | For |
| 1.2 | Elect Director Michael J. Sullivan | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SALESFORCE.COM, INC.
MEETING DATE: JUN 11, 2020 | TICKER: CRM SECURITY ID: 79466L302
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Marc Benioff | Management | For | For |
| 1b | Elect Director Craig Conway | Management | For | For |
| 1c | Elect Director Parker Harris | Management | For | For |
| 1d | Elect Director Alan Hassenfeld | Management | For | For |
| 1e | Elect Director Neelie Kroes | Management | For | For |
| 1f | Elect Director Colin Powell | Management | For | For |
| 1g | Elect Director Sanford Robertson | Management | For | For |
| 1h | Elect Director John V. Roos | Management | For | For |
| 1i | Elect Director Robin Washington | Management | For | For |
| 1j | Elect Director Maynard Webb | Management | For | For |
| 1k | Elect Director Susan Wojcicki | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
SANMINA CORPORATION
MEETING DATE: MAR 09, 2020 | TICKER: SANM SECURITY ID: 801056102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Eugene A. Delaney | Management | For | For |
| 1b | Elect Director John P. Goldsberry | Management | For | For |
| 1c | Elect Director Rita S. Lane | Management | For | For |
| 1d | Elect Director Joseph G. Licata, Jr. | Management | For | For |
| 1e | Elect Director Hartmut Liebel | Management | For | For |
| 1f | Elect Director Krish Prabhu | Management | For | For |
| 1g | Elect Director Mario M. Rosati | Management | For | For |
| 1h | Elect Director Jure Sola | Management | For | For |
| 1i | Elect Director Jackie M. Ward | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SCANSOURCE, INC.
MEETING DATE: JAN 30, 2020 | TICKER: SCSC SECURITY ID: 806037107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael L. Baur | Management | For | For |
| 1.2 | Elect Director Peter C. Browning | Management | For | For |
| 1.3 | Elect Director Michael J. Grainger | Management | For | For |
| 1.4 | Elect Director Dorothy F. Ramoneda | Management | For | For |
| 1.5 | Elect Director John P. Reilly | Management | For | For |
| 1.6 | Elect Director Elizabeth O. Temple | Management | For | For |
| 1.7 | Elect Director Charles R. Whitchurch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as as Auditors | Management | For | For |
| |
|---|
SCIENCE APPLICATIONS INTERNATIONAL CORPORATION
MEETING DATE: JUN 03, 2020 | TICKER: SAIC SECURITY ID: 808625107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert A. Bedingfield | Management | For | For |
| 1b | Elect Director Carol A. Goode | Management | For | For |
| 1c | Elect Director John J. Hamre | Management | For | For |
| 1d | Elect Director Yvette M. Kanouff | Management | For | For |
| 1e | Elect Director Nazzic S. Keene | Management | For | For |
| 1f | Elect Director David M. Kerko | Management | For | For |
| 1g | Elect Director Timothy J. Mayopoulos | Management | For | For |
| 1h | Elect Director Katharina G. McFarland | Management | For | For |
| 1i | Elect Director Donna S. Morea | Management | For | For |
| 1j | Elect Director Steven R. Shane | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
SEAGATE TECHNOLOGY PLC
MEETING DATE: OCT 29, 2019 | TICKER: STX SECURITY ID: G7945M107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William D. Mosley | Management | For | For |
| 1b | Elect Director Stephen J. Luczo | Management | For | For |
| 1c | Elect Director Mark W. Adams | Management | For | For |
| 1d | Elect Director Judy Bruner | Management | For | For |
| 1e | Elect Director Michael R. Cannon | Management | For | For |
| 1f | Elect Director William T. Coleman | Management | For | For |
| 1g | Elect Director Jay L. Geldmacher | Management | For | For |
| 1h | Elect Director Dylan G. Haggart | Management | For | For |
| 1i | Elect Director Stephanie Tilenius | Management | For | For |
| 1j | Elect Director Edward J. Zander | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Authorize Board to Allot and Issue Shares | Management | For | For |
| 6 | Authorize Board to Opt-Out of Statutory Pre-Emption Rights | Management | For | For |
| 7 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| |
|---|
SECUREWORKS CORP.
MEETING DATE: JUN 18, 2020 | TICKER: SCWX SECURITY ID: 81374A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael R. Cote | Management | For | For |
| 1.2 | Elect Director Yagyensh C. (Buno) Pati | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
SEMTECH CORPORATION
MEETING DATE: JUN 11, 2020 | TICKER: SMTC SECURITY ID: 816850101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James P. Burra | Management | For | For |
| 1.2 | Elect Director Rodolpho C. Cardenuto | Management | For | For |
| 1.3 | Elect Director Bruce C. Edwards | Management | For | For |
| 1.4 | Elect Director Saar Gillai | Management | For | For |
| 1.5 | Elect Director Rockell N. Hankin | Management | For | For |
| 1.6 | Elect Director Ye Jane Li | Management | For | For |
| 1.7 | Elect Director James T. Lindstrom | Management | For | For |
| 1.8 | Elect Director Mohan R. Maheswaran | Management | For | For |
| 1.9 | Elect Director Sylvia Summers | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SERVICENOW, INC.
MEETING DATE: JUN 17, 2020 | TICKER: NOW SECURITY ID: 81762P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William R. "Bill" McDermott | Management | For | For |
| 1b | Elect Director Anita M. Sands | Management | For | For |
| 1c | Elect Director Dennis M. Woodside | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
SILICON LABORATORIES INC.
MEETING DATE: APR 21, 2020 | TICKER: SLAB SECURITY ID: 826919102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Navdeep S. Sooch | Management | For | For |
| 1b | Elect Director William P. Wood | Management | For | For |
| 1c | Elect Director Nina Richardson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SKYWORKS SOLUTIONS, INC.
MEETING DATE: MAY 06, 2020 | TICKER: SWKS SECURITY ID: 83088M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David J. Aldrich | Management | For | For |
| 1b | Elect Director Alan S. Batey | Management | For | For |
| 1c | Elect Director Kevin L. Beebe | Management | For | For |
| 1d | Elect Director Timothy R. Furey | Management | For | For |
| 1e | Elect Director Liam K. Griffin | Management | For | For |
| 1f | Elect Director Christine King | Management | For | For |
| 1g | Elect Director David P. McGlade | Management | For | For |
| 1h | Elect Director Robert A. Schriesheim | Management | For | For |
| 1i | Elect Director Kimberly S. Stevenson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement to Approve Merger or Consolidation, Disposition of All or Substantially All of Assets, or Issuance of a Substantial Amount of Securities | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement to Approve Business Combination | Management | For | For |
| 7 | Eliminate Supermajority Vote Requirement to Amend Charter Provisions Governing Directors | Management | For | For |
| 8 | Eliminate Supermajority Vote Requirement to Amend Charter Provision Governing Action by Stockholders | Management | For | For |
| 9 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
SMART GLOBAL HOLDINGS, INC.
MEETING DATE: FEB 13, 2020 | TICKER: SGH SECURITY ID: G8232Y101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kenneth Hao | Management | For | For |
| 1b | Elect Director Bryan Ingram | Management | For | For |
| 1c | Elect Director Paul Mercadante | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SMART GLOBAL HOLDINGS, INC.
MEETING DATE: MAR 30, 2020 | TICKER: SGH SECURITY ID: G8232Y101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles of Association | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
SMARTSHEET INC.
MEETING DATE: JUN 17, 2020 | TICKER: SMAR SECURITY ID: 83200N103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Geoffrey T. Barker | Management | For | For |
| 1.2 | Elect Director Michael Gregoire | Management | For | For |
| 1.3 | Elect Director Matthew McIlwain | Management | For | For |
| 1.4 | Elect Director James N. White | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
SOLAREDGE TECHNOLOGIES, INC.
MEETING DATE: MAY 18, 2020 | TICKER: SEDG SECURITY ID: 83417M104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Tal Payne | Management | For | For |
| 1b | Elect Director Marcel Gani | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SPLUNK INC.
MEETING DATE: JUN 11, 2020 | TICKER: SPLK SECURITY ID: 848637104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John Connors | Management | For | For |
| 1b | Elect Director Patricia Morrison | Management | For | For |
| 1c | Elect Director Stephen Newberry | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SPS COMMERCE, INC.
MEETING DATE: MAY 18, 2020 | TICKER: SPSC SECURITY ID: 78463M107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Archie C. Black | Management | For | For |
| 1b | Elect Director Martin J. Leestma | Management | For | For |
| 1c | Elect Director James B. Ramsey | Management | For | For |
| 1d | Elect Director Marty M. Reaume | Management | For | For |
| 1e | Elect Director Tami L. Reller | Management | For | For |
| 1f | Elect Director Philip E. Soran | Management | For | For |
| 1g | Elect Director Sven A. Wehrwein | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
SQUARE, INC.
MEETING DATE: JUN 16, 2020 | TICKER: SQ SECURITY ID: 852234103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roelof Botha | Management | For | For |
| 1.2 | Elect Director Amy Brooks | Management | For | For |
| 1.3 | Elect Director James McKelvey | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Report on Non-Management Employee Representation on the Board of Directors | Shareholder | Against | Against |
| |
|---|
SS&C TECHNOLOGIES HOLDINGS, INC.
MEETING DATE: MAY 20, 2020 | TICKER: SSNC SECURITY ID: 78467J100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Normand A. Boulanger | Management | For | For |
| 1.2 | Elect Director David A. Varsano | Management | For | Withhold |
| 1.3 | Elect Director Michael J. Zamkow | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
SUNPOWER CORPORATION
MEETING DATE: MAY 14, 2020 | TICKER: SPWR SECURITY ID: 867652406
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas McDaniel | Management | For | Withhold |
| 1.2 | Elect Director Thomas Rebeyrol | Management | For | For |
| 1.3 | Elect Director Thomas Werner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| |
|---|
SVMK INC.
MEETING DATE: JUN 04, 2020 | TICKER: SVMK SECURITY ID: 78489X103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ryan Finley | Management | For | For |
| 1.2 | Elect Director Benjamin C. Spero | Management | For | For |
| 1.3 | Elect Director Serena J. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
SWITCH, INC.
MEETING DATE: JUN 12, 2020 | TICKER: SWCH SECURITY ID: 87105L104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rob Roy | Management | For | For |
| 1.2 | Elect Director Zareh Sarrafian | Management | For | Withhold |
| 1.3 | Elect Director Kim Sheehy | Management | For | Withhold |
| 1.4 | Elect Director Donald D. Snyder | Management | For | For |
| 1.5 | Elect Director Tom Thomas | Management | For | For |
| 1.6 | Elect Director Bryan Wolf | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
SYKES ENTERPRISES, INCORPORATED
MEETING DATE: MAY 12, 2020 | TICKER: SYKE SECURITY ID: 871237103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director James S. MacLeod | Management | For | For |
| 1B | Elect Director William D. Muir, Jr. | Management | For | For |
| 1C | Elect Director Lorraine L. Lutton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
SYNAPTICS INCORPORATED
MEETING DATE: OCT 29, 2019 | TICKER: SYNA SECURITY ID: 87157D109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kiva A. Allgood | Management | For | For |
| 1b | Elect Director Michael E. Hurlston | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
SYNNEX CORPORATION
MEETING DATE: MAR 17, 2020 | TICKER: SNX SECURITY ID: 87162W100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin Murai | Management | For | For |
| 1.2 | Elect Director Dwight Steffensen | Management | For | For |
| 1.3 | Elect Director Dennis Polk | Management | For | For |
| 1.4 | Elect Director Fred Breidenbach | Management | For | For |
| 1.5 | Elect Director Laurie Simon Hodrick | Management | For | For |
| 1.6 | Elect Director Hau Lee | Management | For | For |
| 1.7 | Elect Director Matthew Miau | Management | For | For |
| 1.8 | Elect Director Gregory Quesnel | Management | For | For |
| 1.9 | Elect Director Ann Vezina | Management | For | For |
| 1.10 | Elect Director Thomas Wurster | Management | For | For |
| 1.11 | Elect Director Duane Zitzner | Management | For | For |
| 1.12 | Elect Director Andrea Zulberti | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
SYNOPSYS, INC.
MEETING DATE: APR 09, 2020 | TICKER: SNPS SECURITY ID: 871607107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Aart J. de Geus | Management | For | For |
| 1.2 | Elect Director Chi-Foon Chan | Management | For | For |
| 1.3 | Elect Director Janice D. Chaffin | Management | For | For |
| 1.4 | Elect Director Bruce R. Chizen | Management | For | For |
| 1.5 | Elect Director Mercedes Johnson | Management | For | For |
| 1.6 | Elect Director Chrysostomos L. "Max" Nikias | Management | For | For |
| 1.7 | Elect Director John Schwarz | Management | For | For |
| 1.8 | Elect Director Roy Vallee | Management | For | For |
| 1.9 | Elect Director Steven C. Walske | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
TE CONNECTIVITY LTD.
MEETING DATE: MAR 11, 2020 | TICKER: TEL SECURITY ID: H84989104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Pierre R. Brondeau | Management | For | Against |
| 1b | Elect Director Terrence R. Curtin | Management | For | For |
| 1c | Elect Director Carol A. ('John') Davidson | Management | For | For |
| 1d | Elect Director Lynn A. Dugle | Management | For | For |
| 1e | Elect Director William A. Jeffrey | Management | For | For |
| 1f | Elect Director David M. Kerko | Management | For | For |
| 1g | Elect Director Thomas J. Lynch | Management | For | Against |
| 1h | Elect Director Yong Nam | Management | For | For |
| 1i | Elect Director Daniel J. Phelan | Management | For | For |
| 1j | Elect Director Abhijit Y. Talwalkar | Management | For | For |
| 1k | Elect Director Mark C. Trudeau | Management | For | For |
| 1l | Elect Director Dawn C. Willoughby | Management | For | For |
| 1m | Elect Director Laura H. Wright | Management | For | For |
| 2 | Elect Board Chairman Thomas J. Lynch | Management | For | Against |
| 3a | Elect Daniel J. Phelan as Member of Management Development and Compensation Committee | Management | For | For |
| 3b | Elect Abhijit Y. Talwalkar as Member of Management Development and Compensation Committee | Management | For | For |
| 3c | Elect Mark C. Trudeau as Member of Management Development and Compensation Committee | Management | For | For |
| 3d | Elect Dawn C. Willoughby as Member of Management Development and Compensation Committee | Management | For | For |
| 4 | Designate Rene Schwarzenbach as Independent Proxy | Management | For | For |
| 5.1 | Accept Annual Report for Fiscal Year Ended September 27, 2019 | Management | For | For |
| 5.2 | Accept Statutory Financial Statements for Fiscal Year Ended September 27, 2019 | Management | For | For |
| 5.3 | Approve Consolidated Financial Statements for Fiscal Year Ended September 27, 2019 | Management | For | For |
| 6 | Approve Discharge of Board and Senior Management | Management | For | For |
| 7.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year 2020 | Management | For | For |
| 7.2 | Ratify Deloitte AG as Swiss Registered Auditors | Management | For | For |
| 7.3 | Ratify PricewaterhouseCoopers AG as Special Auditors | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Approve the Increase in Maximum Aggregate Remuneration of Executive Management | Management | For | For |
| 10 | Approve the Increase in Maximum Aggregate Remuneration of Board of Directors | Management | For | For |
| 11 | Approve Allocation of Available Earnings at September 27, 2019 | Management | For | For |
| 12 | Approve Declaration of Dividend | Management | For | For |
| 13 | Amend Articles of Association Re: Authorized Capital | Management | For | For |
| 14 | Approve Reduction of Share Capital | Management | For | For |
| 15 | Adjourn Meeting | Management | For | For |
| |
|---|
TECH DATA CORPORATION
MEETING DATE: FEB 12, 2020 | TICKER: TECD SECURITY ID: 878237106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
TENABLE HOLDINGS, INC.
MEETING DATE: MAY 28, 2020 | TICKER: TENB SECURITY ID: 88025T102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John C. Huffard, Jr. | Management | For | For |
| 1.2 | Elect Director A. Brooke Seawell | Management | For | For |
| 1.3 | Elect Director Richard M. Wells | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
TERADATA CORPORATION
MEETING DATE: MAY 05, 2020 | TICKER: TDC SECURITY ID: 88076W103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Daniel R. Fishback | Management | For | For |
| 1b | Elect Director David E. Kepler | Management | For | For |
| 1c | Elect Director Kimberly K. Nelson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
TERADYNE, INC.
MEETING DATE: MAY 08, 2020 | TICKER: TER SECURITY ID: 880770102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Michael A. Bradley | Management | For | For |
| 1B | Elect Director Edwin J. Gillis | Management | For | For |
| 1C | Elect Director Timothy E. Guertin | Management | For | For |
| 1D | Elect Director Mark E. Jagiela | Management | For | For |
| 1E | Elect Director Mercedes Johnson | Management | For | For |
| 1F | Elect Director Marilyn Matz | Management | For | For |
| 1G | Elect Director Paul J. Tufano | Management | For | For |
| 1H | Elect Director Roy A. Vallee | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
TEXAS INSTRUMENTS INCORPORATED
MEETING DATE: APR 23, 2020 | TICKER: TXN SECURITY ID: 882508104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mark A. Blinn | Management | For | For |
| 1b | Elect Director Todd M. Bluedorn | Management | For | For |
| 1c | Elect Director Janet F. Clark | Management | For | For |
| 1d | Elect Director Carrie S. Cox | Management | For | For |
| 1e | Elect Director Martin S. Craighead | Management | For | For |
| 1f | Elect Director Jean M. Hobby | Management | For | For |
| 1g | Elect Director Michael D. Hsu | Management | For | For |
| 1h | Elect Director Ronald Kirk | Management | For | For |
| 1i | Elect Director Pamela H. Patsley | Management | For | For |
| 1j | Elect Director Robert E. Sanchez | Management | For | For |
| 1k | Elect Director Richard k. Templeton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
THE HACKETT GROUP, INC.
MEETING DATE: MAY 01, 2020 | TICKER: HCKT SECURITY ID: 404609109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John R. Harris | Management | For | Against |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify RSM US LLP as Auditors | Management | For | For |
| |
|---|
THE TRADE DESK, INC.
MEETING DATE: MAY 26, 2020 | TICKER: TTD SECURITY ID: 88339J105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jeff T. Green | Management | For | For |
| 1b | Elect Director Eric B. Paley | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
THE WESTERN UNION COMPANY
MEETING DATE: MAY 14, 2020 | TICKER: WU SECURITY ID: 959802109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Martin I. Cole | Management | For | For |
| 1b | Elect Director Hikmet Ersek | Management | For | For |
| 1c | Elect Director Richard A. Goodman | Management | For | For |
| 1d | Elect Director Betsy D. Holden | Management | For | For |
| 1e | Elect Director Jeffrey A. Joerres | Management | For | For |
| 1f | Elect Director Michael A. Miles, Jr. | Management | For | For |
| 1g | Elect Director Timothy P. Murphy | Management | For | For |
| 1h | Elect Director Jan Siegmund | Management | For | For |
| 1i | Elect Director Angela A. Sun | Management | For | For |
| 1j | Elect Director Solomon D. Trujillo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Report on Political Contributions Disclosure | Shareholder | Against | Against |
| |
|---|
TIVO CORPORATION
MEETING DATE: MAY 29, 2020 | TICKER: TIVO SECURITY ID: 88870P106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
TOTAL SYSTEM SERVICES, INC.
MEETING DATE: AUG 29, 2019 | TICKER: TSS SECURITY ID: 891906109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
TRIMBLE INC.
MEETING DATE: MAY 27, 2020 | TICKER: TRMB SECURITY ID: 896239100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven W. Berglund | Management | For | For |
| 1.2 | Elect Director Borje Ekholm | Management | For | For |
| 1.3 | Elect Director Kaigham (Ken) Gabriel | Management | For | For |
| 1.4 | Elect Director Merit E. Janow | Management | For | For |
| 1.5 | Elect Director Meaghan Lloyd | Management | For | For |
| 1.6 | Elect Director Sandra MacQuillan | Management | For | For |
| 1.7 | Elect Director Ronald S. Nersesian | Management | For | For |
| 1.8 | Elect Director Robert G. Painter | Management | For | For |
| 1.9 | Elect Director Mark S. Peek | Management | For | For |
| 1.10 | Elect Director Johan Wibergh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
TTEC HOLDINGS, INC.
MEETING DATE: MAY 13, 2020 | TICKER: TTEC SECURITY ID: 89854H102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kenneth D. Tuchman | Management | For | For |
| 1b | Elect Director Steven J. Anenen | Management | For | For |
| 1c | Elect Director Tracy L. Bahl | Management | For | For |
| 1d | Elect Director Gregory A. Conley | Management | For | For |
| 1e | Elect Director Robert N. Frerichs | Management | For | Against |
| 1f | Elect Director Marc L. Holtzman | Management | For | For |
| 1g | Elect Director Ekta Singh-Bushell | Management | For | Against |
| 2 | Ratify PricewaterhouseCoopers LLC as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TTM TECHNOLOGIES, INC.
MEETING DATE: MAY 07, 2020 | TICKER: TTMI SECURITY ID: 87305R109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenton K. Alder | Management | For | For |
| 1.2 | Elect Director Julie S. England | Management | For | For |
| 1.3 | Elect Director Philip G. Franklin | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
TUCOWS INC.
MEETING DATE: SEP 09, 2019 | TICKER: TCX SECURITY ID: 898697206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Allen Karp | Management | For | For |
| 1.2 | Elect Director Rawleigh H. Ralls | Management | For | For |
| 1.3 | Elect Director Erez Gissin | Management | For | For |
| 1.4 | Elect Director Elliot Noss | Management | For | For |
| 1.5 | Elect Director Jeffrey Schwartz | Management | For | For |
| 1.6 | Elect Director Robin Chase | Management | For | For |
| 1.7 | Elect Director Brad Burnham | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
TWILIO INC.
MEETING DATE: JUN 03, 2020 | TICKER: TWLO SECURITY ID: 90138F102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard Dalzell | Management | For | For |
| 1.2 | Elect Director Jeffrey Immelt | Management | For | For |
| 1.3 | Elect Director Erika Rottenberg | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TYLER TECHNOLOGIES, INC.
MEETING DATE: MAY 12, 2020 | TICKER: TYL SECURITY ID: 902252105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Donald R. Brattain | Management | For | For |
| 1b | Elect Director Glenn A. Carter | Management | For | For |
| 1c | Elect Director Brenda A. Cline | Management | For | For |
| 1d | Elect Director J. Luther King, Jr. | Management | For | For |
| 1e | Elect Director Mary L. Landrieu | Management | For | For |
| 1f | Elect Director John S. Marr, Jr. | Management | For | For |
| 1g | Elect Director H. Lynn Moore, Jr. | Management | For | For |
| 1h | Elect Director Daniel M. Pope | Management | For | For |
| 1i | Elect Director Dustin R. Womble | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ULTRA CLEAN HOLDINGS, INC.
MEETING DATE: JUN 02, 2020 | TICKER: UCTT SECURITY ID: 90385V107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Clarence L. Granger | Management | For | For |
| 1b | Elect Director James P. Scholhamer | Management | For | For |
| 1c | Elect Director David T. ibnAle | Management | For | For |
| 1d | Elect Director Emily M. Liggett | Management | For | For |
| 1e | Elect Director Thomas T. Edman | Management | For | For |
| 1f | Elect Director Barbara V. Scherer | Management | For | For |
| 1g | Elect Director Ernest E. Maddock | Management | For | For |
| 1h | Elect Director Jacqueline A. Seto | Management | For | For |
| 2 | Ratify Moss Adams LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNISYS CORPORATION
MEETING DATE: MAY 07, 2020 | TICKER: UIS SECURITY ID: 909214306
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Peter A. Altabef | Management | For | For |
| 1b | Elect Director Jared L. Cohon | Management | For | For |
| 1c | Elect Director Nathaniel A. Davis | Management | For | For |
| 1d | Elect Director Matthew J. Desch | Management | For | For |
| 1e | Elect Director Denise K. Fletcher | Management | For | For |
| 1f | Elect Director Philippe Germond | Management | For | For |
| 1g | Elect Director Lisa A. Hook | Management | For | For |
| 1h | Elect Director Deborah Lee James | Management | For | For |
| 1i | Elect Director Paul E. Martin | Management | For | For |
| 1j | Elect Director Regina Paolillo | Management | For | For |
| 1k | Elect Director Lee D. Roberts | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNIVERSAL DISPLAY CORPORATION
MEETING DATE: JUN 18, 2020 | TICKER: OLED SECURITY ID: 91347P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Steven V. Abramson | Management | For | For |
| 1B | Elect Director Cynthia J. Comparin | Management | For | For |
| 1C | Elect Director Richard C. Elias | Management | For | For |
| 1D | Elect Director Elizabeth H. Gemmill | Management | For | For |
| 1E | Elect Director C. Keith Hartley | Management | For | For |
| 1F | Elect Director Celia M. Joseph | Management | For | For |
| 1G | Elect Director Lawrence Lacerte | Management | For | For |
| 1H | Elect Director Sidney D. Rosenblatt | Management | For | For |
| 1I | Elect Director Sherwin I. Seligsohn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
UPLAND SOFTWARE, INC.
MEETING DATE: JUN 10, 2020 | TICKER: UPLD SECURITY ID: 91544A109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John T. McDonald | Management | For | For |
| 2 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
VARONIS SYSTEMS, INC.
MEETING DATE: MAY 26, 2020 | TICKER: VRNS SECURITY ID: 922280102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Yakov Faitelson | Management | For | For |
| 1.2 | Elect Director Ohad Korkus | Management | For | For |
| 1.3 | Elect Director Thomas F. Mendoza | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Kost Forer Gabbay & Kasierer as Auditors | Management | For | For |
| |
|---|
VEECO INSTRUMENTS INC.
MEETING DATE: MAY 07, 2020 | TICKER: VECO SECURITY ID: 922417100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kathleen A. Bayless | Management | For | For |
| 1.2 | Elect Director Gordon Hunter | Management | For | For |
| 1.3 | Elect Director Peter J. Simone | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
VERINT SYSTEMS INC.
MEETING DATE: JUN 18, 2020 | TICKER: VRNT SECURITY ID: 92343X100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dan Bodner | Management | For | For |
| 1.2 | Elect Director John Egan | Management | For | For |
| 1.3 | Elect Director Stephen Gold | Management | For | For |
| 1.4 | Elect Director Penelope Herscher | Management | For | For |
| 1.5 | Elect Director William Kurtz | Management | For | For |
| 1.6 | Elect Director Andrew Miller | Management | For | For |
| 1.7 | Elect Director Richard Nottenburg | Management | For | For |
| 1.8 | Elect Director Howard Safir | Management | For | For |
| 1.9 | Elect Director Earl Shanks | Management | For | For |
| 1.10 | Elect Director Jason Wright | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VERISIGN, INC.
MEETING DATE: MAY 21, 2020 | TICKER: VRSN SECURITY ID: 92343E102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director D. James Bidzos | Management | For | For |
| 1.2 | Elect Director Yehuda Ari Buchalter | Management | For | For |
| 1.3 | Elect Director Kathleen A. Cote | Management | For | For |
| 1.4 | Elect Director Thomas F. Frist, III | Management | For | For |
| 1.5 | Elect Director Jamie S. Gorelick | Management | For | For |
| 1.6 | Elect Director Roger H. Moore | Management | For | For |
| 1.7 | Elect Director Louis A. Simpson | Management | For | For |
| 1.8 | Elect Director Timothy Tomlinson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
VERRA MOBILITY CORPORATION
MEETING DATE: MAY 26, 2020 | TICKER: VRRM SECURITY ID: 92511U102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jay Geldmacher | Management | For | For |
| 1.2 | Elect Director John Rexford | Management | For | For |
| 1.3 | Elect Director David Roberts | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
VIASAT, INC.
MEETING DATE: SEP 04, 2019 | TICKER: VSAT SECURITY ID: 92552V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard Baldridge | Management | For | For |
| 1.2 | Elect Director Sean Pak | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
VIAVI SOLUTIONS INC.
MEETING DATE: NOV 13, 2019 | TICKER: VIAV SECURITY ID: 925550105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard E. Belluzzo | Management | For | For |
| 1.2 | Elect Director Keith Barnes | Management | For | For |
| 1.3 | Elect Director Laura Black | Management | For | For |
| 1.4 | Elect Director Tor Braham | Management | For | For |
| 1.5 | Elect Director Timothy Campos | Management | For | For |
| 1.6 | Elect Director Donald Colvin | Management | For | For |
| 1.7 | Elect Director Masood A. Jabbar | Management | For | For |
| 1.8 | Elect Director Oleg Khaykin | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
VIRTUSA CORPORATION
MEETING DATE: SEP 17, 2019 | TICKER: VRTU SECURITY ID: 92827P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kris Canekeratne | Management | For | For |
| 1.2 | Elect Director Barry R. Nearhos | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VISA INC.
MEETING DATE: JAN 28, 2020 | TICKER: V SECURITY ID: 92826C839
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lloyd A. Carney | Management | For | For |
| 1b | Elect Director Mary B. Cranston | Management | For | For |
| 1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1d | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1e | Elect Director Ramon L. Laguarta | Management | For | For |
| 1f | Elect Director John F. Lundgren | Management | For | For |
| 1g | Elect Director Robert W. Matschullat | Management | For | For |
| 1h | Elect Director Denise M. Morrison | Management | For | For |
| 1i | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1j | Elect Director John A. C. Swainson | Management | For | For |
| 1k | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
VISHAY INTERTECHNOLOGY, INC.
MEETING DATE: MAY 19, 2020 | TICKER: VSH SECURITY ID: 928298108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Cody | Management | For | For |
| 1.2 | Elect Director Abraham Ludomirski | Management | For | Withhold |
| 1.3 | Elect Director Raanan Zilberman | Management | For | Withhold |
| 1.4 | Elect Director Jeffrey H. Vanneste | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VISHAY PRECISION GROUP, INC.
MEETING DATE: MAY 21, 2020 | TICKER: VPG SECURITY ID: 92835K103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc Zandman | Management | For | For |
| 1.2 | Elect Director Janet M. Clarke | Management | For | For |
| 1.3 | Elect Director Wesley Cummins | Management | For | For |
| 1.4 | Elect Director Bruce Lerner | Management | For | Withhold |
| 1.5 | Elect Director Saul V. Reibstein | Management | For | Withhold |
| 1.6 | Elect Director Ziv Shoshani | Management | For | For |
| 1.7 | Elect Director Timothy V. Talbert | Management | For | Withhold |
| 2 | Ratify Brightman Almagor Zohar & Co. as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WESTERN DIGITAL CORPORATION
MEETING DATE: NOV 14, 2019 | TICKER: WDC SECURITY ID: 958102105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kimberly E. Alexy | Management | For | For |
| 1b | Elect Director Martin I. Cole | Management | For | For |
| 1c | Elect Director Kathleen A. Cote | Management | For | For |
| 1d | Elect Director Tunc Doluca | Management | For | For |
| 1e | Elect Director Len J. Lauer | Management | For | For |
| 1f | Elect Director Matthew E. Massengill | Management | For | For |
| 1g | Elect Director Stephen D. Milligan | Management | For | For |
| 1h | Elect Director Stephanie A. Streeter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
WEX INC.
MEETING DATE: MAY 14, 2020 | TICKER: WEX SECURITY ID: 96208T104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Susan Sobbott | Management | For | For |
| 1.2 | Elect Director Stephen Smith | Management | For | For |
| 1.3 | Elect Director James Groch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
WORKDAY, INC.
MEETING DATE: JUN 09, 2020 | TICKER: WDAY SECURITY ID: 98138H101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael C. Bush | Management | For | For |
| 1.2 | Elect Director Christa Davies | Management | For | For |
| 1.3 | Elect Director Michael A. Stankey | Management | For | For |
| 1.4 | Elect Director George J. Still, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WORKIVA INC.
MEETING DATE: MAY 19, 2020 | TICKER: WK SECURITY ID: 98139A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael M. Crow | Management | For | For |
| 1.2 | Elect Director Eugene S. Katz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
WORLDPAY, INC.
MEETING DATE: JUL 24, 2019 | TICKER: WP SECURITY ID: 981558109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
XEROX HOLDINGS CORPORATION
MEETING DATE: MAY 21, 2020 | TICKER: XRX SECURITY ID: 98421M106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith Cozza | Management | For | Against |
| 1.2 | Elect Director Jonathan Christodoro | Management | For | Against |
| 1.3 | Elect Director Joseph J. Echevarria | Management | For | For |
| 1.4 | Elect Director Nicholas Graziano | Management | For | Against |
| 1.5 | Elect Director Cheryl Gordon Krongard | Management | For | For |
| 1.6 | Elect Director Scott Letier | Management | For | Against |
| 1.7 | Elect Director Giovanni ('John') Visentin | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
XILINX, INC.
MEETING DATE: AUG 08, 2019 | TICKER: XLNX SECURITY ID: 983919101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis Segers | Management | For | For |
| 1.2 | Elect Director Raman K. Chitkara | Management | For | For |
| 1.3 | Elect Director Saar Gillai | Management | For | For |
| 1.4 | Elect Director Ronald S. Jankov | Management | For | For |
| 1.5 | Elect Director Mary Louise Krakauer | Management | For | For |
| 1.6 | Elect Director Thomas H. Lee | Management | For | For |
| 1.7 | Elect Director J. Michael Patterson | Management | For | For |
| 1.8 | Elect Director Victor Peng | Management | For | For |
| 1.9 | Elect Director Marshall C. Turner | Management | For | For |
| 1.10 | Elect Director Elizabeth W. Vanderslice | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
XPERI CORPORATION
MEETING DATE: MAY 29, 2020 | TICKER: XPER SECURITY ID: 98421B100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
YEXT, INC.
MEETING DATE: JUN 09, 2020 | TICKER: YEXT SECURITY ID: 98585N106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jesse Lipson | Management | For | For |
| 1.2 | Elect Director Andrew Sheehan | Management | For | For |
| 1.3 | Elect Director Tamar Yehoshua | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ZEBRA TECHNOLOGIES CORPORATION
MEETING DATE: MAY 14, 2020 | TICKER: ZBRA SECURITY ID: 989207105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anders Gustafsson | Management | For | For |
| 1.2 | Elect Director Janice M. Roberts | Management | For | For |
| 1.3 | Elect Director Linda M. Connly | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| |
|---|
ZENDESK, INC.
MEETING DATE: MAY 19, 2020 | TICKER: ZEN SECURITY ID: 98936J101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael Curtis | Management | For | For |
| 1b | Elect Director Mikkel Svane | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ZSCALER, INC.
MEETING DATE: JAN 10, 2020 | TICKER: ZS SECURITY ID: 98980G102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew Brown | Management | For | For |
| 1.2 | Elect Director Scott Darling | Management | For | For |
| 1.3 | Elect Director David Schneider | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
ZUORA, INC.
MEETING DATE: JUN 23, 2020 | TICKER: ZUO SECURITY ID: 98983V106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jason Pressman | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
VOTE SUMMARY REPORT
FIDELITY MSCI MATERIALS INDEX ETF - SUB-ADVISER: BLACKROCK
07/01/2019 - 06/30/2020
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
ADVANSIX INC.
MEETING DATE: JUN 23, 2020 | TICKER: ASIX SECURITY ID: 00773T101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Erin N. Kane | Management | For | For |
| 1b | Elect Director Michael L. Marberry | Management | For | For |
| 1c | Elect Director Darrell K. Hughes | Management | For | For |
| 1d | Elect Director Todd D. Karran | Management | For | For |
| 1e | Elect Director Paul E. Huck | Management | For | For |
| 1f | Elect Director Daniel F. Sansone | Management | For | For |
| 1g | Elect Director Sharon S. Spurlin | Management | For | For |
| 1h | Elect Director Patrick S. Williams | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
AIR PRODUCTS AND CHEMICALS, INC.
MEETING DATE: JAN 23, 2020 | TICKER: APD SECURITY ID: 009158106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Susan K. Carter | Management | For | For |
| 1b | Elect Director Charles I. Cogut | Management | For | For |
| 1c | Elect Director Chadwick C. Deaton | Management | For | For |
| 1d | Elect Director Seifollah (Seifi) Ghasemi | Management | For | For |
| 1e | Elect Director David H. Y. Ho | Management | For | For |
| 1f | Elect Director Margaret G. McGlynn | Management | For | For |
| 1g | Elect Director Edward L. Monser | Management | For | For |
| 1h | Elect Director Matthew H. Paull | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
AK STEEL HOLDING CORPORATION
MEETING DATE: MAR 10, 2020 | TICKER: AKS SECURITY ID: 001547108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
ALBEMARLE CORPORATION
MEETING DATE: MAY 05, 2020 | TICKER: ALB SECURITY ID: 012653101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 2a | Elect Director Mary Lauren Brlas | Management | For | For |
| 2b | Elect Director Luther C. Kissam, IV | Management | For | For |
| 2c | Elect Director J. Kent Masters | Management | For | For |
| 2d | Elect Director Glenda J. Minor | Management | For | For |
| 2e | Elect Director James J. O'Brien | Management | For | For |
| 2f | Elect Director Diarmuid B. O'Connell | Management | For | For |
| 2g | Elect Director Dean L. Seavers | Management | For | For |
| 2h | Elect Director Gerald A. Steiner | Management | For | For |
| 2i | Elect Director Holly A. Van Deursen | Management | For | For |
| 2j | Elect Director Alejandro D. Wolff | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
ALCOA CORPORATION
MEETING DATE: MAY 06, 2020 | TICKER: AA SECURITY ID: 013872106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael G. Morris | Management | For | For |
| 1b | Elect Director Mary Anne Citrino | Management | For | For |
| 1c | Elect Director Pasquale (Pat) Fiore | Management | For | For |
| 1d | Elect Director Timothy P. Flynn | Management | For | For |
| 1e | Elect Director Kathryn S. Fuller | Management | For | For |
| 1f | Elect Director Roy C. Harvey | Management | For | For |
| 1g | Elect Director James A. Hughes | Management | For | For |
| 1h | Elect Director James E. Nevels | Management | For | For |
| 1i | Elect Director Carol L. Roberts | Management | For | For |
| 1j | Elect Director Suzanne Sitherwood | Management | For | For |
| 1k | Elect Director Steven W. Williams | Management | For | For |
| 1l | Elect Director Ernesto Zedillo | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
ALLEGHENY TECHNOLOGIES INCORPORATED
MEETING DATE: MAY 08, 2020 | TICKER: ATI SECURITY ID: 01741R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James C. Diggs | Management | For | For |
| 1.2 | Elect Director J. Brett Harvey | Management | For | For |
| 1.3 | Elect Director David J. Morehouse | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
AMCOR PLC
MEETING DATE: NOV 05, 2019 | TICKER: AMCR SECURITY ID: G0250X107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Graeme Liebelt | Management | For | For |
| 1b | Elect Director Armin Meyer | Management | For | For |
| 1c | Elect Director Ronald Delia | Management | For | For |
| 1d | Elect Director Andrea Bertone | Management | For | For |
| 1e | Elect Director Karen Guerra | Management | For | For |
| 1f | Elect Director Nicholas (Tom) Long | Management | For | For |
| 1g | Elect Director Arun Nayar | Management | For | For |
| 1h | Elect Director Jeremy Sutcliffe | Management | For | For |
| 1i | Elect Director David Szczupak | Management | For | For |
| 1j | Elect Director Philip Weaver | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
AMERICAN VANGUARD CORPORATION
MEETING DATE: JUN 03, 2020 | TICKER: AVD SECURITY ID: 030371108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Scott D. Baskin | Management | For | For |
| 1b | Elect Director Lawrence S. Clark | Management | For | For |
| 1c | Elect Director Debra F. Edwards | Management | For | For |
| 1d | Elect Director Morton D. Erlich | Management | For | For |
| 1e | Elect Director Emer Gunter | Management | For | For |
| 1f | Elect Director Alfred F. Ingulli | Management | For | For |
| 1g | Elect Director John L. Killmer | Management | For | For |
| 1h | Elect Director Eric G. Wintemute | Management | For | For |
| 1i | Elect Director M. Esmail Zirakparvar | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
AMYRIS, INC.
MEETING DATE: NOV 19, 2019 | TICKER: AMRS SECURITY ID: 03236M200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Doerr | Management | For | For |
| 1.2 | Elect Director Christoph Goppelsroeder | Management | For | Withhold |
| 1.3 | Elect Director Lisa Qi | Management | For | For |
| 1.4 | Elect Director Patrick Yang | Management | For | Withhold |
| 2 | Ratify Macias Gini & O'Connell LLP as Auditors | Management | For | For |
| 3 | Approve Issuance of Shares of Common Stock Upon Exercise of Warrants and Conversion of Preferred Stock Issued to Foris Ventures, LLC | Management | For | For |
| |
|---|
AMYRIS, INC.
MEETING DATE: MAY 29, 2020 | TICKER: AMRS SECURITY ID: 03236M200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Geoffrey Duyk | Management | For | Withhold |
| 1.2 | Elect Director Steven Mills | Management | For | For |
| 1.3 | Elect Director Carole Piwnica | Management | For | Withhold |
| 1.4 | Elect Director James McCann | Management | For | For |
| 2 | Ratify Macias Gini & O'Connell LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 6 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
APTARGROUP, INC.
MEETING DATE: MAY 06, 2020 | TICKER: ATR SECURITY ID: 038336103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director George L. Fotiades | Management | For | Against |
| 1b | Elect Director B. Craig Owens | Management | For | For |
| 1c | Elect Director Joanne C. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
ASHLAND GLOBAL HOLDINGS INC.
MEETING DATE: JAN 30, 2020 | TICKER: ASH SECURITY ID: 044186104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brendan M. Cummins | Management | For | For |
| 1.2 | Elect Director William G. Dempsey | Management | For | For |
| 1.3 | Elect Director Jay V. Ihlenfeld | Management | For | For |
| 1.4 | Elect Director Susan L. Main | Management | For | For |
| 1.5 | Elect Director Guillermo Novo | Management | For | For |
| 1.6 | Elect Director Jerome A. Peribere | Management | For | For |
| 1.7 | Elect Director Craig A. Rogerson | Management | For | For |
| 1.8 | Elect Director Mark C. Rohr | Management | For | For |
| 1.9 | Elect Director Ricky C. Sandler | Management | For | For |
| 1.10 | Elect Director Janice J. Teal | Management | For | For |
| 1.11 | Elect Director Kathleen Wilson-Thompson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AVERY DENNISON CORPORATION
MEETING DATE: APR 23, 2020 | TICKER: AVY SECURITY ID: 053611109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Bradley A. Alford | Management | For | For |
| 1b | Elect Director Anthony K. Anderson | Management | For | For |
| 1c | Elect Director Peter K. Barker | Management | For | For |
| 1d | Elect Director Mark J. Barrenechea | Management | For | Against |
| 1e | Elect Director Mitchell R. Butier | Management | For | For |
| 1f | Elect Director Ken C. Hicks | Management | For | For |
| 1g | Elect Director Andres A. Lopez | Management | For | For |
| 1h | Elect Director Patrick T. Siewert | Management | For | For |
| 1i | Elect Director Julia A. Stewart | Management | For | For |
| 1j | Elect Director Martha N. Sullivan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
AXALTA COATING SYSTEMS LTD.
MEETING DATE: APR 29, 2020 | TICKER: AXTA SECURITY ID: G0750C108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mark Garrett | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BALCHEM CORPORATION
MEETING DATE: JUN 18, 2020 | TICKER: BCPC SECURITY ID: 057665200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David B. Fischer | Management | For | For |
| 1.2 | Elect Director Perry W. Premdas | Management | For | For |
| 1.3 | Elect Director John Y. Televantos | Management | For | For |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BALL CORPORATION
MEETING DATE: APR 29, 2020 | TICKER: BLL SECURITY ID: 058498106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Hayes | Management | For | For |
| 1.2 | Elect Director Cathy D. Ross | Management | For | For |
| 1.3 | Elect Director Betty Sapp | Management | For | For |
| 1.4 | Elect Director Stuart A. Taylor, II | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BERRY GLOBAL GROUP, INC.
MEETING DATE: MAR 04, 2020 | TICKER: BERY SECURITY ID: 08579W103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director B. Evan Bayh | Management | For | For |
| 1.2 | Elect Director Jonathan F. Foster | Management | For | For |
| 1.3 | Elect Director Idalene F. Kesner | Management | For | For |
| 1.4 | Elect Director Carl J. (Rick) Rickertsen | Management | For | For |
| 1.5 | Elect Director Ronald S. Rolfe | Management | For | For |
| 1.6 | Elect Director Thomas E. Salmon | Management | For | For |
| 1.7 | Elect Director Paula A. Sneed | Management | For | For |
| 1.8 | Elect Director Robert A. Steele | Management | For | For |
| 1.9 | Elect Director Stephen E. Sterrett | Management | For | For |
| 1.10 | Elect Director Scott B. Ullem | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
BOISE CASCADE COMPANY
MEETING DATE: MAY 07, 2020 | TICKER: BCC SECURITY ID: 09739D100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Thomas Carlile | Management | For | For |
| 1B | Elect Director Kristopher J. Matula | Management | For | For |
| 1C | Elect Director Duane C. McDougall | Management | For | For |
| 2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Amend Certificate of Incorporation to Remove Inapplicable Governance Provisions | Management | For | For |
| 6 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
CABOT CORPORATION
MEETING DATE: MAR 12, 2020 | TICKER: CBT SECURITY ID: 127055101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Juan Enriquez | Management | For | For |
| 1.2 | Elect Director Sean D. Keohane | Management | For | For |
| 1.3 | Elect Director William C. Kirby | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
CARPENTER TECHNOLOGY CORPORATION
MEETING DATE: OCT 08, 2019 | TICKER: CRS SECURITY ID: 144285103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Viola L. Acoff | Management | For | For |
| 1.2 | Elect Director I. Martin Inglis | Management | For | For |
| 1.3 | Elect Director Stephen M. Ward, Jr. | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
CELANESE CORPORATION
MEETING DATE: APR 16, 2020 | TICKER: CE SECURITY ID: 150870103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jean S. Blackwell | Management | For | For |
| 1b | Elect Director William M. Brown | Management | For | For |
| 1c | Elect Director Edward G. Galante | Management | For | For |
| 1d | Elect Director Kathryn M. Hill | Management | For | For |
| 1e | Elect Director David F. Hoffmeister | Management | For | For |
| 1f | Elect Director Jay V. Ihlenfeld | Management | For | For |
| 1g | Elect Director Mark C. Rohr | Management | For | For |
| 1h | Elect Director Kim K. W. Rucker | Management | For | For |
| 1i | Elect Director Lori J. Ryerkerk | Management | For | For |
| 1j | Elect Director John K. Wulff | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CENTURY ALUMINUM COMPANY
MEETING DATE: JUN 08, 2020 | TICKER: CENX SECURITY ID: 156431108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jarl Berntzen | Management | For | For |
| 1.2 | Elect Director Michael A. Bless | Management | For | For |
| 1.3 | Elect Director Cynthia Carroll | Management | For | For |
| 1.4 | Elect Director Errol Glasser | Management | For | For |
| 1.5 | Elect Director Wilhelm van Jaarsveld | Management | For | For |
| 1.6 | Elect Director Andrew G. Michelmore | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CF INDUSTRIES HOLDINGS, INC.
MEETING DATE: MAY 20, 2020 | TICKER: CF SECURITY ID: 125269100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Javed Ahmed | Management | For | For |
| 1b | Elect Director Robert C. Arzbaecher | Management | For | For |
| 1c | Elect Director William Davisson | Management | For | For |
| 1d | Elect Director John W. Eaves | Management | For | For |
| 1e | Elect Director Stephen A. Furbacher | Management | For | For |
| 1f | Elect Director Stephen J. Hagge | Management | For | For |
| 1g | Elect Director Anne P. Noonan | Management | For | For |
| 1h | Elect Director Michael J. Toelle | Management | For | For |
| 1i | Elect Director Theresa E. Wagler | Management | For | For |
| 1j | Elect Director Celso L. White | Management | For | For |
| 1k | Elect Director W. Anthony Will | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
CHASE CORPORATION
MEETING DATE: FEB 04, 2020 | TICKER: CCF SECURITY ID: 16150R104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Adam P. Chase | Management | For | For |
| 1.2 | Elect Director Peter R. Chase | Management | For | For |
| 1.3 | Elect Director Mary Claire Chase | Management | For | For |
| 1.4 | Elect Director Thomas D. DeByle | Management | For | For |
| 1.5 | Elect Director John H. Derby, III | Management | For | For |
| 1.6 | Elect Director Lewis P. Gack | Management | For | Withhold |
| 1.7 | Elect Director Chad A. McDaniel | Management | For | For |
| 1.8 | Elect Director Dana Mohler-Faria | Management | For | Withhold |
| 1.9 | Elect Director Thomas Wroe, Jr. | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
CLEARWATER PAPER CORPORATION
MEETING DATE: MAY 13, 2020 | TICKER: CLW SECURITY ID: 18538R103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Joe W. Laymon | Management | For | For |
| 1b | Elect Director John P. O'Donnell | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
CLEVELAND-CLIFFS INC.
MEETING DATE: MAR 10, 2020 | TICKER: CLF SECURITY ID: 185899101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
CLEVELAND-CLIFFS INC.
MEETING DATE: APR 22, 2020 | TICKER: CLF SECURITY ID: 185899101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John T. Baldwin | Management | For | For |
| 1b | Elect Director Robert P. Fisher, Jr. | Management | For | For |
| 1c | Elect Director William K. Gerber | Management | For | For |
| 1d | Elect Director Lourenco Goncalves | Management | For | For |
| 1e | Elect Director Susan M. Green | Management | For | For |
| 1f | Elect Director M. Ann Harlan | Management | For | For |
| 1g | Elect Director Ralph S. Michael, III | Management | For | For |
| 1h | Elect Director Janet L. Miller | Management | For | For |
| 1i | Elect Director Eric M. Rychel | Management | For | For |
| 1j | Elect Director Gabriel Stoliar | Management | For | For |
| 1k | Elect Director Douglas C. Taylor | Management | For | For |
| 1l | Elect Director Arlene M. Yocum | Management | For | For |
| 2a | Elect Director John T. Baldwin | Management | For | For |
| 2b | Elect Director Robert P. Fisher, Jr. | Management | For | For |
| 2c | Elect Director Lourenco Goncalves | Management | For | For |
| 2d | Elect Director Susan M. Green | Management | For | For |
| 2e | Elect Director M. Ann Harlan | Management | For | For |
| 2f | Elect Director Janet L. Miller | Management | For | For |
| 2g | Elect Director Joseph A. Rutkowski, Jr. | Management | For | For |
| 2h | Elect Director Eric M. Rychel | Management | For | For |
| 2i | Elect Director Michael D. Siegal | Management | For | For |
| 2j | Elect Director Gabriel Stoliar | Management | For | For |
| 2k | Elect Director Douglas C. Taylor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
COEUR MINING, INC.
MEETING DATE: MAY 12, 2020 | TICKER: CDE SECURITY ID: 192108504
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Linda L. Adamany | Management | For | For |
| 1b | Elect Director Sebastian Edwards | Management | For | For |
| 1c | Elect Director Randolph E. Gress | Management | For | For |
| 1d | Elect Director Mitchell J. Krebs | Management | For | For |
| 1e | Elect Director Eduardo Luna | Management | For | For |
| 1f | Elect Director Jessica L. McDonald | Management | For | For |
| 1g | Elect Director Robert E. Mellor | Management | For | For |
| 1h | Elect Director John H. Robinson | Management | For | For |
| 1i | Elect Director Brian E. Sandoval | Management | For | For |
| 1j | Elect Director J. Kenneth Thompson | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COMMERCIAL METALS COMPANY
MEETING DATE: JAN 08, 2020 | TICKER: CMC SECURITY ID: 201723103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Vicki L. Avril | Management | For | For |
| 1.2 | Elect Director Sarah E. Raiss | Management | For | For |
| 1.3 | Elect Director J. David Smith | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
COMPASS MINERALS INTERNATIONAL, INC.
MEETING DATE: MAY 14, 2020 | TICKER: CMP SECURITY ID: 20451N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2a | Elect Director Valdemar L. Fischer | Management | For | For |
| 2b | Elect Director Richard S. Grant | Management | For | For |
| 2c | Elect Director Amy J. Yoder | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| |
|---|
CORTEVA, INC.
MEETING DATE: APR 28, 2020 | TICKER: CTVA SECURITY ID: 22052L104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lamberto Andreotti | Management | For | For |
| 1b | Elect Director Robert A. Brown | Management | For | For |
| 1c | Elect Director James C. Collins, Jr. | Management | For | For |
| 1d | Elect Director Klaus A. Engel | Management | For | For |
| 1e | Elect Director Michael O. Johanns | Management | For | For |
| 1f | Elect Director Lois D. Juliber | Management | For | For |
| 1g | Elect Director Rebecca B. Liebert | Management | For | For |
| 1h | Elect Director Marcos M. Lutz | Management | For | For |
| 1i | Elect Director Nayaki Nayyar | Management | For | For |
| 1j | Elect Director Gregory R. Page | Management | For | For |
| 1k | Elect Director Lee M. Thomas | Management | For | For |
| 1l | Elect Director Patrick J. Ward | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
CROWN HOLDINGS, INC.
MEETING DATE: APR 23, 2020 | TICKER: CCK SECURITY ID: 228368106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John W. Conway | Management | For | For |
| 1.2 | Elect Director Timothy J. Donahue | Management | For | For |
| 1.3 | Elect Director Richard H. Fearon | Management | For | For |
| 1.4 | Elect Director Andrea J. Funk | Management | For | For |
| 1.5 | Elect Director Stephen J. Hagge | Management | For | For |
| 1.6 | Elect Director Rose Lee | Management | For | For |
| 1.7 | Elect Director James H. Miller | Management | For | For |
| 1.8 | Elect Director Josef M. Muller | Management | For | For |
| 1.9 | Elect Director B. Craig Owens | Management | For | For |
| 1.10 | Elect Director Caesar F. Sweitzer | Management | For | For |
| 1.11 | Elect Director Jim L. Turner | Management | For | For |
| 1.12 | Elect Director William S. Urkiel | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chair | Shareholder | Against | Against |
| |
|---|
DOMTAR CORPORATION
MEETING DATE: MAY 06, 2020 | TICKER: UFS SECURITY ID: 257559203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Giannella Alvarez | Management | For | For |
| 1.2 | Elect Director Robert E. Apple | Management | For | For |
| 1.3 | Elect Director David J. Illingworth | Management | For | For |
| 1.4 | Elect Director Brian M. Levitt | Management | For | For |
| 1.5 | Elect Director David G. Maffucci | Management | For | For |
| 1.6 | Elect Director Pamela B. Strobel | Management | For | For |
| 1.7 | Elect Director Denis Turcotte | Management | For | For |
| 1.8 | Elect Director John D. Williams | Management | For | For |
| 1.9 | Elect Director Mary A. Winston | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| |
|---|
DOW INC.
MEETING DATE: APR 09, 2020 | TICKER: DOW SECURITY ID: 260557103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Samuel R. Allen | Management | For | For |
| 1b | Elect Director Ajay Banga | Management | For | For |
| 1c | Elect Director Jacqueline K. Barton | Management | For | For |
| 1d | Elect Director James A. Bell | Management | For | For |
| 1e | Elect Director Wesley G. Bush | Management | For | For |
| 1f | Elect Director Richard K. Davis | Management | For | For |
| 1g | Elect Director Jeff M. Fettig | Management | For | For |
| 1h | Elect Director Jim Fitterling | Management | For | For |
| 1i | Elect Director Jacqueline C. Hinman | Management | For | For |
| 1j | Elect Director Jill S. Wyant | Management | For | For |
| 1k | Elect Director Daniel W. Yohannes | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
DUPONT DE NEMOURS, INC.
MEETING DATE: MAY 27, 2020 | TICKER: DD SECURITY ID: 26614N102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Amy G. Brady | Management | For | For |
| 1b | Elect Director Edward D. Breen | Management | For | For |
| 1c | Elect Director Ruby R. Chandy | Management | For | For |
| 1d | Elect Director Franklin K. Clyburn, Jr. | Management | For | For |
| 1e | Elect Director Terrence R. Curtin | Management | For | For |
| 1f | Elect Director Alexander M. Cutler | Management | For | For |
| 1g | Elect Director Eleuthere I. du Pont | Management | For | For |
| 1h | Elect Director Rajiv L. Gupta | Management | For | For |
| 1i | Elect Director Luther C. Kissam | Management | For | For |
| 1j | Elect Director Frederick M. Lowery | Management | For | For |
| 1k | Elect Director Raymond J. Milchovich | Management | For | For |
| 1l | Elect Director Steven M. Sterin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| 6 | Approve Creation of an Employee Board Advisory Position | Shareholder | Against | Against |
| |
|---|
EAGLE MATERIALS INC.
MEETING DATE: AUG 06, 2019 | TICKER: EXP SECURITY ID: 26969P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director George J. Damiris | Management | For | For |
| 1B | Elect Director Martin M. Ellen | Management | For | For |
| 1C | Elect Director David B. Powers | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
EASTMAN CHEMICAL COMPANY
MEETING DATE: MAY 07, 2020 | TICKER: EMN SECURITY ID: 277432100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Humberto P. Alfonso | Management | For | For |
| 1.2 | Elect Director Brett D. Begemann | Management | For | For |
| 1.3 | Elect Director Mark J. Costa | Management | For | For |
| 1.4 | Elect Director Edward L. Doheny, II | Management | For | For |
| 1.5 | Elect Director Julie F. Holder | Management | For | For |
| 1.6 | Elect Director Renee J. Hornbaker | Management | For | For |
| 1.7 | Elect Director Kim Ann Mink | Management | For | For |
| 1.8 | Elect Director James J. O'Brien | Management | For | For |
| 1.9 | Elect Director David W. Raisbeck | Management | For | For |
| 1.10 | Elect Director Charles K. Stevens, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
ECOLAB INC.
MEETING DATE: MAY 07, 2020 | TICKER: ECL SECURITY ID: 278865100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 1b | Elect Director Shari L. Ballard | Management | For | For |
| 1c | Elect Director Barbara J. Beck | Management | For | For |
| 1d | Elect Director Jeffrey M. Ettinger | Management | For | For |
| 1e | Elect Director Arthur J. Higgins | Management | For | For |
| 1f | Elect Director Michael Larson | Management | For | For |
| 1g | Elect Director David W. MacLennan | Management | For | For |
| 1h | Elect Director Tracy B. McKibben | Management | For | For |
| 1i | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1j | Elect Director Victoria J. Reich | Management | For | For |
| 1k | Elect Director Suzanne M. Vautrinot | Management | For | For |
| 1l | Elect Director John J. Zillmer | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| |
|---|
ELEMENT SOLUTIONS INC
MEETING DATE: JUN 16, 2020 | TICKER: ESI SECURITY ID: 28618M106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Martin Ellis Franklin | Management | For | For |
| 1b | Elect Director Benjamin Gliklich | Management | For | For |
| 1c | Elect Director Scot R. Benson | Management | For | For |
| 1d | Elect Director Ian G.H. Ashken | Management | For | For |
| 1e | Elect Director Christopher T. Fraser | Management | For | For |
| 1f | Elect Director Michael F. Goss | Management | For | For |
| 1g | Elect Director Nichelle Maynard-Elliott | Management | For | For |
| 1h | Elect Director E. Stanley O'Neal | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
FERRO CORPORATION
MEETING DATE: APR 30, 2020 | TICKER: FOE SECURITY ID: 315405100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. Lorber | Management | For | For |
| 1.2 | Elect Director Marran H. Ogilvie | Management | For | For |
| 1.3 | Elect Director Andrew M. Ross | Management | For | For |
| 1.4 | Elect Director Allen A. Spizzo | Management | For | For |
| 1.5 | Elect Director Peter T. Thomas | Management | For | For |
| 1.6 | Elect Director Ronald P. Vargo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
FMC CORPORATION
MEETING DATE: APR 28, 2020 | TICKER: FMC SECURITY ID: 302491303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Pierre Brondeau | Management | For | For |
| 1b | Elect Director Eduardo E. Cordeiro | Management | For | For |
| 1c | Elect Director Mark Douglas | Management | For | For |
| 1d | Elect Director C. Scott Greer | Management | For | For |
| 1e | Elect Director K'Lynne Johnson | Management | For | For |
| 1f | Elect Director Dirk A. Kempthorne | Management | For | For |
| 1g | Elect Director Paul J. Norris | Management | For | For |
| 1h | Elect Director Margareth Ovrum | Management | For | For |
| 1i | Elect Director Robert C. Pallash | Management | For | For |
| 1j | Elect Director William H. Powell | Management | For | For |
| 1k | Elect Director Vincent R. Volpe, Jr. | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FORTERRA, INC.
MEETING DATE: MAY 19, 2020 | TICKER: FRTA SECURITY ID: 34960W106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Maureen Harrell | Management | For | For |
| 1.2 | Elect Director Chad Lewis | Management | For | Withhold |
| 1.3 | Elect Director Karl H. Watson, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FREEPORT-MCMORAN INC.
MEETING DATE: JUN 03, 2020 | TICKER: FCX SECURITY ID: 35671D857
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard C. Adkerson | Management | For | For |
| 1.2 | Elect Director Gerald J. Ford | Management | For | For |
| 1.3 | Elect Director Lydia H. Kennard | Management | For | For |
| 1.4 | Elect Director Dustan E. McCoy | Management | For | For |
| 1.5 | Elect Director John J. Stephens | Management | For | For |
| 1.6 | Elect Director Frances Fragos Townsend | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FUTUREFUEL CORP.
MEETING DATE: SEP 10, 2019 | TICKER: FF SECURITY ID: 36116M106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald C. Bedell | Management | For | For |
| 1.2 | Elect Director Edwin A. Levy | Management | For | Withhold |
| 1.3 | Elect Director Terrance C.Z. (Terry) Egger | Management | For | For |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
GCP APPLIED TECHNOLOGIES INC.
MEETING DATE: MAY 28, 2020 | TICKER: GCP SECURITY ID: 36164Y101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (Blue Proxy Card) |
| 1.1 | Elect Director Gerald G. Colella | Management | For | Withhold |
| 1.2 | Elect Director Randall S. Dearth | Management | For | For |
| 1.3 | Elect Director Janice K. Henry | Management | For | Withhold |
| 1.4 | Elect Director Clay H. Kiefaber | Management | For | For |
| 1.5 | Elect Director James F. Kirsch | Management | For | For |
| 1.6 | Elect Director Armand F. Lauzon | Management | For | For |
| 1.7 | Elect Director Phillip J. Mason | Management | For | For |
| 1.8 | Elect Director John R. McPherson | Management | For | For |
| 1.9 | Elect Director Elizabeth Mora | Management | For | Withhold |
| 1.10 | Elect Director Danny R. Shepherd | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Shareholder Rights Plan (Poison Pill) | Management | For | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (White Proxy Card) |
| 1.1 | Elect Director Kevin W. Brown | Shareholder | For | Did Not Vote |
| 1.2 | Elect Director Peter A. Feld | Shareholder | For | Did Not Vote |
| 1.3 | Elect Director Janet P. Giesselman | Shareholder | For | Did Not Vote |
| 1.4 | Elect Director Clay H. Kiefaber | Shareholder | For | Did Not Vote |
| 1.5 | Elect Director Marran H. Ogilvie | Shareholder | For | Did Not Vote |
| 1.6 | Elect Director Andrew M. Ross | Shareholder | For | Did Not Vote |
| 1.7 | Elect Director Linda J. Welty | Shareholder | For | Did Not Vote |
| 1.8 | Elect Director Robert H. Yanker | Shareholder | For | Did Not Vote |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | None | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | Did Not Vote |
| 4 | Ratify Shareholder Rights Plan (Poison Pill) | Management | None | Did Not Vote |
| |
|---|
GRAPHIC PACKAGING HOLDING COMPANY
MEETING DATE: MAY 20, 2020 | TICKER: GPK SECURITY ID: 388689101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael P. Doss | Management | For | For |
| 1.2 | Elect Director Dean A. Scarborough | Management | For | For |
| 1.3 | Elect Director Larry M. Venturelli | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GREIF, INC.
MEETING DATE: FEB 25, 2020 | TICKER: GEF SECURITY ID: 397624206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Vicki L. Avril-Groves | Management | For | For |
| 1.2 | Elect Director Bruce A. Edwards | Management | For | For |
| 1.3 | Elect Director Mark A. Emkes | Management | For | For |
| 1.4 | Elect Director John F. Finn | Management | For | For |
| 1.5 | Elect Director Michael J. Gasser | Management | For | For |
| 1.6 | Elect Director Daniel J. Gunsett | Management | For | Withhold |
| 1.7 | Elect Director Judith D. Hook | Management | For | For |
| 1.8 | Elect Director John W. McNamara | Management | For | For |
| 1.9 | Elect Director Peter G. Watson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Restricted Stock Plan | Management | For | For |
| 4 | Approve Restricted Stock Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
H.B. FULLER COMPANY
MEETING DATE: APR 02, 2020 | TICKER: FUL SECURITY ID: 359694106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel L. Florness | Management | For | For |
| 1.2 | Elect Director Lee R. Mitau | Management | For | For |
| 1.3 | Elect Director R. William Van Sant | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
HAWKINS, INC.
MEETING DATE: AUG 01, 2019 | TICKER: HWKN SECURITY ID: 420261109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John S. McKeon | Management | For | For |
| 1.2 | Elect Director Patrick H. Hawkins | Management | For | For |
| 1.3 | Elect Director James A. Faulconbridge | Management | For | For |
| 1.4 | Elect Director Duane M. Jergenson | Management | For | For |
| 1.5 | Elect Director Mary J. Schumacher | Management | For | For |
| 1.6 | Elect Director Daniel J. Stauber | Management | For | For |
| 1.7 | Elect Director James T. Thompson | Management | For | For |
| 1.8 | Elect Director Jeffrey L. Wright | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HAYNES INTERNATIONAL, INC.
MEETING DATE: FEB 25, 2020 | TICKER: HAYN SECURITY ID: 420877201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Donald C. Campion | Management | For | For |
| 2 | Elect Director Robert H. Getz | Management | For | For |
| 3 | Elect Director Dawne S. Hickton | Management | For | For |
| 4 | Elect Director Michael L. Shor | Management | For | For |
| 5 | Elect Director Larry O. Spencer | Management | For | For |
| 6 | Elect Director William P. Wall | Management | For | For |
| 7 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 8 | Approve Omnibus Stock Plan | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HECLA MINING COMPANY
MEETING DATE: MAY 21, 2020 | TICKER: HL SECURITY ID: 422704106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Phillips S. Baker, Jr. | Management | For | For |
| 1b | Elect Director George R. Johnson | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HUNTSMAN CORPORATION
MEETING DATE: MAY 01, 2020 | TICKER: HUN SECURITY ID: 447011107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Peter R. Huntsman | Management | For | For |
| 1b | Elect Director Nolan D. Archibald | Management | For | For |
| 1c | Elect Director Mary C. Beckerle | Management | For | For |
| 1d | Elect Director M. Anthony Burns | Management | For | For |
| 1e | Elect Director Daniele Ferrari | Management | For | For |
| 1f | Elect Director Robert J. Margetts | Management | For | For |
| 1g | Elect Director Wayne A. Reaud | Management | For | For |
| 1h | Elect Director Jan E. Tighe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
INGEVITY CORPORATION
MEETING DATE: APR 23, 2020 | TICKER: NGVT SECURITY ID: 45688C107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jean S. Blackwell | Management | For | For |
| 1b | Elect Director Luis Fernandez-Moreno | Management | For | For |
| 1c | Elect Director J. Michael Fitzpatrick | Management | For | For |
| 1d | Elect Director Diane H. Gulyas | Management | For | For |
| 1e | Elect Director Richard B. Kelson | Management | For | For |
| 1f | Elect Director Frederick J. Lynch | Management | For | For |
| 1g | Elect Director Karen G. Narwold | Management | For | For |
| 1h | Elect Director Daniel F. Sansone | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INNOPHOS HOLDINGS, INC.
MEETING DATE: JAN 15, 2020 | TICKER: IPHS SECURITY ID: 45774N108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
INNOSPEC INC.
MEETING DATE: MAY 06, 2020 | TICKER: IOSP SECURITY ID: 45768S105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joachim Roeser - Withdrawn Resolution | Management | None | None |
| 1.2 | Elect Director Claudia Poccia | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| |
|---|
INTERNATIONAL FLAVORS & FRAGRANCES INC.
MEETING DATE: MAY 06, 2020 | TICKER: IFF SECURITY ID: 459506101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Marcello V. Bottoli | Management | For | For |
| 1b | Elect Director Michael L. Ducker | Management | For | For |
| 1c | Elect Director David R. Epstein | Management | For | For |
| 1d | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
| 1e | Elect Director John F. Ferraro | Management | For | For |
| 1f | Elect Director Andreas Fibig | Management | For | For |
| 1g | Elect Director Christina Gold | Management | For | For |
| 1h | Elect Director Katherine M. Hudson | Management | For | For |
| 1i | Elect Director Dale F. Morrison | Management | For | For |
| 1j | Elect Director Li-Huei Tsai | Management | For | For |
| 1k | Elect Director Stephen Williamson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTERNATIONAL PAPER COMPANY
MEETING DATE: MAY 11, 2020 | TICKER: IP SECURITY ID: 460146103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William J. Burns | Management | For | For |
| 1b | Elect Director Christopher M. Connor | Management | For | For |
| 1c | Elect Director Ahmet C. Dorduncu | Management | For | For |
| 1d | Elect Director Ilene S. Gordon | Management | For | For |
| 1e | Elect Director Anders Gustafsson | Management | For | For |
| 1f | Elect Director Jacqueline C. Hinman | Management | For | For |
| 1g | Elect Director Clinton A. Lewis, Jr. | Management | For | For |
| 1h | Elect Director Kathryn D. Sullivan | Management | For | For |
| 1i | Elect Director Mark S. Sutton | Management | For | For |
| 1j | Elect Director J. Steven Whisler | Management | For | For |
| 1k | Elect Director Ray G. Young | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| |
|---|
INTREPID POTASH, INC.
MEETING DATE: MAY 19, 2020 | TICKER: IPI SECURITY ID: 46121Y102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert P. Jornayvaz, III | Management | For | For |
| 1b | Elect Director Hugh E. Harvey, Jr. | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KAISER ALUMINUM CORPORATION
MEETING DATE: JUN 10, 2020 | TICKER: KALU SECURITY ID: 483007704
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jack A. Hockema | Management | For | For |
| 1.2 | Elect Director Lauralee E. Martin | Management | For | For |
| 1.3 | Elect Director Brett E. Wilcox | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
KOPPERS HOLDINGS INC.
MEETING DATE: MAY 06, 2020 | TICKER: KOP SECURITY ID: 50060P106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leroy M. Ball | Management | For | For |
| 1.2 | Elect Director Xudong Feng | Management | For | For |
| 1.3 | Elect Director Traci L. Jensen | Management | For | For |
| 1.4 | Elect Director David L. Motley | Management | For | For |
| 1.5 | Elect Director Albert J. Neupaver | Management | For | For |
| 1.6 | Elect Director Louis L. Testoni | Management | For | For |
| 1.7 | Elect Director Stephen R. Tritch | Management | For | For |
| 1.8 | Elect Director Sonja M. Wilkerson | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
KRATON CORPORATION
MEETING DATE: MAY 22, 2020 | TICKER: KRA SECURITY ID: 50077C106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dominique Fournier | Management | For | For |
| 1.2 | Elect Director John J. Gallagher, III | Management | For | For |
| 1.3 | Elect Director Billie I. Williamson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditor | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
KRONOS WORLDWIDE, INC.
MEETING DATE: MAY 20, 2020 | TICKER: KRO SECURITY ID: 50105F105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Loretta J. Feehan | Management | For | For |
| 1.2 | Elect Director Robert D. Graham | Management | For | For |
| 1.3 | Elect Director John E. Harper | Management | For | For |
| 1.4 | Elect Director Meredith W. Mendes | Management | For | For |
| 1.5 | Elect Director Cecil H. Moore, Jr. | Management | For | For |
| 1.6 | Elect Director Thomas P. Stafford | Management | For | For |
| 1.7 | Elect Director R. Gerald Turner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LINDE PLC
MEETING DATE: JUL 26, 2019 | TICKER: LIN SECURITY ID: G5494J103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Wolfgang H. Reitzle | Management | For | For |
| 1b | Elect Director Stephen F. Angel | Management | For | For |
| 1c | Elect Director Ann-Kristin Achleitner | Management | For | For |
| 1d | Elect Director Clemens A. H. Borsig | Management | For | For |
| 1e | Elect Director Nance K. Dicciani | Management | For | For |
| 1f | Elect Director Thomas Enders | Management | For | For |
| 1g | Elect Director Franz Fehrenbach | Management | For | For |
| 1h | Elect Director Edward G. Galante | Management | For | For |
| 1i | Elect Director Larry D. McVay | Management | For | For |
| 1j | Elect Director Victoria E. Ossadnik | Management | For | For |
| 1k | Elect Director Martin H. Richenhagen | Management | For | Against |
| 1l | Elect Director Robert L. Wood | Management | For | For |
| 2a | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 2b | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 3 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
LIVENT CORPORATION
MEETING DATE: APR 29, 2020 | TICKER: LTHM SECURITY ID: 53814L108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Paul W. Graves | Management | For | For |
| 1b | Elect Director Andrea E. Utecht | Management | For | For |
| 1c | Elect Director Christina Lampe-Onnerud | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirements | Management | For | For |
| |
|---|
LOUISIANA-PACIFIC CORPORATION
MEETING DATE: MAY 22, 2020 | TICKER: LPX SECURITY ID: 546347105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kurt M. Landgraf | Management | For | For |
| 1b | Elect Director Stephen E. Macadam | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LYONDELLBASELL INDUSTRIES N.V.
MEETING DATE: SEP 12, 2019 | TICKER: LYB SECURITY ID: N53745100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 2 | Approve the Cancellation of Shares | Management | For | For |
| |
|---|
LYONDELLBASELL INDUSTRIES N.V.
MEETING DATE: MAY 29, 2020 | TICKER: LYB SECURITY ID: N53745100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jacques Aigrain | Management | For | For |
| 1b | Elect Director Lincoln Benet | Management | For | For |
| 1c | Elect Director Jagjeet (Jeet) Bindra | Management | For | For |
| 1d | Elect Director Robin Buchanan | Management | For | For |
| 1e | Elect Director Stephen Cooper | Management | For | For |
| 1f | Elect Director Nance Dicciani | Management | For | For |
| 1g | Elect Director Claire Farley | Management | For | For |
| 1h | Elect Director Isabella (Bella) Goren | Management | For | For |
| 1i | Elect Director Michael Hanley | Management | For | For |
| 1j | Elect Director Albert Manifold | Management | For | For |
| 1k | Elect Director Bhavesh (Bob) Patel | Management | For | For |
| 2 | Approve Discharge of the Members of the Board of Directors | Management | For | For |
| 3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Dividends of USD 4.20 Per Share | Management | For | For |
| 8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 9 | Approve Cancellation of Shares | Management | For | For |
| |
|---|
MARTIN MARIETTA MATERIALS, INC.
MEETING DATE: MAY 14, 2020 | TICKER: MLM SECURITY ID: 573284106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dorothy M. Ables | Management | For | For |
| 1.2 | Elect Director Sue W. Cole | Management | For | For |
| 1.3 | Elect Director Smith W. Davis | Management | For | For |
| 1.4 | Elect Director John J. Koraleski | Management | For | For |
| 1.5 | Elect Director C. Howard Nye | Management | For | For |
| 1.6 | Elect Director Laree E. Perez | Management | For | For |
| 1.7 | Elect Director Thomas H. Pike | Management | For | For |
| 1.8 | Elect Director Michael J. Quillen | Management | For | For |
| 1.9 | Elect Director Donald W. Slager | Management | For | For |
| 1.10 | Elect Director David C. Wajsgras | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MATERION CORPORATION
MEETING DATE: MAY 13, 2020 | TICKER: MTRN SECURITY ID: 576690101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Vinod M. Khilnani | Management | For | For |
| 1.2 | Elect Director Emily M. Liggett | Management | For | For |
| 1.3 | Elect Director Robert J. Phillippy | Management | For | For |
| 1.4 | Elect Director Patrick Prevost | Management | For | For |
| 1.5 | Elect Director N. Mohan Reddy | Management | For | For |
| 1.6 | Elect Director Craig S. Shular | Management | For | For |
| 1.7 | Elect Director Darlene J. S. Solomon | Management | For | For |
| 1.8 | Elect Director Robert B. Toth | Management | For | For |
| 1.9 | Elect Director Jugal K. Vijayvargiya | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MCEWEN MINING INC.
MEETING DATE: MAY 14, 2020 | TICKER: MUX SECURITY ID: 58039P107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert R. McEwen | Management | For | For |
| 1.2 | Elect Director Allen V. Ambrose | Management | For | For |
| 1.3 | Elect Director Michele L. Ashby | Management | For | For |
| 1.4 | Elect Director Leanne M. Baker | Management | For | For |
| 1.5 | Elect Director Richard W. Brissenden | Management | For | For |
| 1.6 | Elect Director Robin E. Dunbar | Management | For | For |
| 1.7 | Elect Director Gregory P. Fauquier | Management | For | For |
| 1.8 | Elect Director Donald R. M. Quick | Management | For | For |
| 1.9 | Elect Director Michael L. Stein | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
MERCER INTERNATIONAL INC.
MEETING DATE: MAY 29, 2020 | TICKER: MERC SECURITY ID: 588056101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jimmy S.H. Lee | Management | For | For |
| 1.2 | Elect Director David M. Gandossi | Management | For | For |
| 1.3 | Elect Director William D. McCartney | Management | For | For |
| 1.4 | Elect Director James Shepherd | Management | For | For |
| 1.5 | Elect Director R. Keith Purchase | Management | For | For |
| 1.6 | Elect Director Martha A.M. (Marti) Morfitt | Management | For | For |
| 1.7 | Elect Director Alan C. Wallace | Management | For | For |
| 1.8 | Elect Director Linda J. Welty | Management | For | For |
| 1.9 | Elect Director Rainer Rettig | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MINERALS TECHNOLOGIES INC.
MEETING DATE: MAY 13, 2020 | TICKER: MTX SECURITY ID: 603158106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Joseph C. Breunig | Management | For | For |
| 1b | Elect Director Alison A. Deans | Management | For | For |
| 1c | Elect Director Duane R. Dunham | Management | For | For |
| 1d | Elect Director Franklin L. Feder | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MYERS INDUSTRIES, INC.
MEETING DATE: APR 29, 2020 | TICKER: MYE SECURITY ID: 628464109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sarah R. Coffin | Management | For | For |
| 1.2 | Elect Director Ronald M. De Feo | Management | For | For |
| 1.3 | Elect Director William A. Foley | Management | For | For |
| 1.4 | Elect Director F. Jack Liebau, Jr. | Management | For | For |
| 1.5 | Elect Director Bruce M. Lisman | Management | For | For |
| 1.6 | Elect Director Lori Lutey | Management | For | For |
| 1.7 | Elect Director Michael McGaugh | Management | For | For |
| 1.8 | Elect Director Jane Scaccetti | Management | For | For |
| 1.9 | Elect Director Robert A. Stefanko | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
NEENAH, INC.
MEETING DATE: MAY 21, 2020 | TICKER: NP SECURITY ID: 640079109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William M. Cook | Management | For | For |
| 1b | Elect Director Philip C. Moore | Management | For | For |
| 1c | Elect Director Julie A. Schertell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
NEWMARKET CORPORATION
MEETING DATE: APR 23, 2020 | TICKER: NEU SECURITY ID: 651587107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Phyllis L. Cothran | Management | For | For |
| 1.2 | Elect Director Mark M. Gambill | Management | For | Against |
| 1.3 | Elect Director Bruce C. Gottwald | Management | For | For |
| 1.4 | Elect Director Thomas E. Gottwald | Management | For | For |
| 1.5 | Elect Director Patrick D. Hanley | Management | For | Against |
| 1.6 | Elect Director H. Hiter Harris, III | Management | For | For |
| 1.7 | Elect Director James E. Rogers | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NEWMONT CORPORATION
MEETING DATE: APR 21, 2020 | TICKER: NEM SECURITY ID: 651639106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory H. Boyce | Management | For | For |
| 1.2 | Elect Director Bruce R. Brook | Management | For | For |
| 1.3 | Elect Director J. Kofi Bucknor | Management | For | For |
| 1.4 | Elect Director Maura Clark | Management | For | For |
| 1.5 | Elect Director Matthew Coon Come | Management | For | For |
| 1.6 | Elect Director Noreen Doyle | Management | For | For |
| 1.7 | Elect Director Veronica M. Hagen | Management | For | For |
| 1.8 | Elect Director Rene Medori | Management | For | For |
| 1.9 | Elect Director Jane Nelson | Management | For | For |
| 1.10 | Elect Director Thomas Palmer | Management | For | For |
| 1.11 | Elect Director Julio M. Quintana | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
NUCOR CORPORATION
MEETING DATE: MAY 14, 2020 | TICKER: NUE SECURITY ID: 670346105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lloyd J. Austin, III | Management | For | For |
| 1.2 | Elect Director Patrick J. Dempsey | Management | For | For |
| 1.3 | Elect Director Christopher J. Kearney | Management | For | For |
| 1.4 | Elect Director Laurette T. Koellner | Management | For | For |
| 1.5 | Elect Director Joseph D. Rupp | Management | For | For |
| 1.6 | Elect Director Leon J. Topalian | Management | For | For |
| 1.7 | Elect Director John H. Walker | Management | For | For |
| 1.8 | Elect Director Nadja Y. West | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
O-I GLASS, INC.
MEETING DATE: MAY 12, 2020 | TICKER: OI SECURITY ID: 67098H104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Samuel R. Chapin | Management | For | For |
| 1b | Elect Director Gordon J. Hardie | Management | For | For |
| 1c | Elect Director Peter S. Hellman | Management | For | For |
| 1d | Elect Director John Humphrey | Management | For | For |
| 1e | Elect Director Anastasia D. Kelly | Management | For | For |
| 1f | Elect Director Andres A. Lopez | Management | For | For |
| 1g | Elect Director Alan J. Murray | Management | For | For |
| 1h | Elect Director Hari N. Nair | Management | For | For |
| 1i | Elect Director Joseph D. Rupp | Management | For | For |
| 1j | Elect Director Catherine I. Slater | Management | For | For |
| 1k | Elect Director John H. Walker | Management | For | For |
| 1l | Elect Director Carol A. Williams | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
OLIN CORPORATION
MEETING DATE: APR 23, 2020 | TICKER: OLN SECURITY ID: 680665205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Heidi S. Alderman | Management | For | For |
| 1b | Elect Director Beverley A. Babcock | Management | For | For |
| 1c | Elect Director Gray G. Benoist | Management | For | For |
| 1d | Elect Director Scott D. Ferguson | Management | For | For |
| 1e | Elect Director John E. Fischer | Management | For | For |
| 1f | Elect Director W. Barnes Hauptfuhrer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| |
|---|
OMNOVA SOLUTIONS INC.
MEETING DATE: OCT 10, 2019 | TICKER: OMN SECURITY ID: 682129101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
P. H. GLATFELTER COMPANY
MEETING DATE: MAY 07, 2020 | TICKER: GLT SECURITY ID: 377316104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce Brown | Management | For | For |
| 1.2 | Elect Director Kathleen A. Dahlberg | Management | For | For |
| 1.3 | Elect Director Nicholas DeBenedictis | Management | For | For |
| 1.4 | Elect Director Kevin M. Fogarty | Management | For | For |
| 1.5 | Elect Director Marie T. Gallagher | Management | For | For |
| 1.6 | Elect Director J. Robert Hall | Management | For | For |
| 1.7 | Elect Director Ronald J. Naples | Management | For | For |
| 1.8 | Elect Director Dante C. Parrini | Management | For | For |
| 1.9 | Elect Director Lee C. Stewart | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PACKAGING CORPORATION OF AMERICA
MEETING DATE: MAY 05, 2020 | TICKER: PKG SECURITY ID: 695156109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cheryl K. Beebe | Management | For | For |
| 1.2 | Elect Director Duane C. Farrington | Management | For | For |
| 1.3 | Elect Director Donna A. Harman | Management | For | For |
| 1.4 | Elect Director Mark W. Kowlzan | Management | For | For |
| 1.5 | Elect Director Robert C. Lyons | Management | For | For |
| 1.6 | Elect Director Thomas P. Maurer | Management | For | For |
| 1.7 | Elect Director Samuel M. Mencoff | Management | For | For |
| 1.8 | Elect Director Roger B. Porter | Management | For | For |
| 1.9 | Elect Director Thomas S. Souleles | Management | For | For |
| 1.10 | Elect Director Paul T. Stecko | Management | For | For |
| 1.11 | Elect Director James D. Woodrum | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
POLYONE CORPORATION
MEETING DATE: MAY 14, 2020 | TICKER: POL SECURITY ID: 73179P106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert E. Abernathy | Management | For | For |
| 1.2 | Elect Director Richard H. Fearon | Management | For | For |
| 1.3 | Elect Director Gregory J. Goff | Management | For | For |
| 1.4 | Elect Director William R. Jellison | Management | For | For |
| 1.5 | Elect Director Sandra Beach Lin | Management | For | For |
| 1.6 | Elect Director Kim Ann Mink | Management | For | For |
| 1.7 | Elect Director Robert M. Patterson | Management | For | For |
| 1.8 | Elect Director Kerry J. Preete | Management | For | For |
| 1.9 | Elect Director Patricia Verduin | Management | For | For |
| 1.10 | Elect Director William A. Wulfsohn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
PPG INDUSTRIES, INC.
MEETING DATE: APR 16, 2020 | TICKER: PPG SECURITY ID: 693506107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen F. Angel | Management | For | For |
| 1.2 | Elect Director Hugh Grant | Management | For | For |
| 1.3 | Elect Director Melanie L. Healey | Management | For | For |
| 2.1 | Elect Director Kathleen A. Ligocki | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| |
|---|
PQ GROUP HOLDINGS INC.
MEETING DATE: APR 30, 2020 | TICKER: PQG SECURITY ID: 73943T103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Martin S. Craighead | Management | For | Withhold |
| 1.2 | Elect Director Andrew Currie | Management | For | Withhold |
| 1.3 | Elect Director Timothy Walsh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
QUAKER CHEMICAL CORPORATION
MEETING DATE: MAY 13, 2020 | TICKER: KWR SECURITY ID: 747316107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald R. Caldwell | Management | For | Against |
| 1.2 | Elect Director Robert H. Rock | Management | For | For |
| 1.3 | Elect Director Ramaswami Seshasayee | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| |
|---|
RAYONIER ADVANCED MATERIALS INC.
MEETING DATE: MAY 18, 2020 | TICKER: RYAM SECURITY ID: 75508B104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director De Lyle W. Bloomquist | Management | For | For |
| 1b | Elect Director Paul G. Boynton | Management | For | For |
| 1c | Elect Director David C. Mariano | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Grant Thornton LLP as Auditor | Management | For | For |
| |
|---|
RELIANCE STEEL & ALUMINUM CO.
MEETING DATE: MAY 20, 2020 | TICKER: RS SECURITY ID: 759509102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sarah J. Anderson | Management | For | For |
| 1b | Elect Director Lisa L. Baldwin | Management | For | For |
| 1c | Elect Director Karen W. Colonias | Management | For | For |
| 1d | Elect Director John G. Figueroa | Management | For | For |
| 1e | Elect Director David H. Hannah | Management | For | For |
| 1f | Elect Director James D. Hoffman | Management | For | For |
| 1g | Elect Director Mark V. Kaminski | Management | For | For |
| 1h | Elect Director Robert A. McEvoy | Management | For | For |
| 1i | Elect Director Andrew G. Sharkey, III | Management | For | For |
| 1j | Elect Director Douglas W. Stotlar | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 6 | Amend Proxy Access Right | Shareholder | Against | Against |
| |
|---|
ROYAL GOLD, INC.
MEETING DATE: NOV 20, 2019 | TICKER: RGLD SECURITY ID: 780287108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William M. Hayes | Management | For | For |
| 1b | Elect Director Ronald J. Vance | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
RPM INTERNATIONAL INC.
MEETING DATE: OCT 03, 2019 | TICKER: RPM SECURITY ID: 749685103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kirkland B. Andrews | Management | For | For |
| 1.2 | Elect Director David A. Daberko | Management | For | For |
| 1.3 | Elect Director Thomas S. Gross | Management | For | For |
| 1.4 | Elect Director Frank C. Sullivan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
RYERSON HOLDING CORPORATION
MEETING DATE: APR 28, 2020 | TICKER: RYI SECURITY ID: 783754104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kirk K. Calhoun | Management | For | For |
| 1.2 | Elect Director Jacob Kotzubei | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
RYERSON HOLDING CORPORATION
MEETING DATE: MAY 22, 2020 | TICKER: RYI SECURITY ID: 783754104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kirk K. Calhoun | Management | For | For |
| 1.2 | Elect Director Jacob Kotzubei | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
SCHNITZER STEEL INDUSTRIES, INC.
MEETING DATE: JAN 28, 2020 | TICKER: SCHN SECURITY ID: 806882106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Wayland R. Hicks | Management | For | For |
| 1.2 | Elect Director Judith A. Johansen | Management | For | For |
| 1.3 | Elect Director Tamara L. Lundgren | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
SCHWEITZER-MAUDUIT INTERNATIONAL, INC.
MEETING DATE: APR 23, 2020 | TICKER: SWM SECURITY ID: 808541106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark L. Bye | Management | For | For |
| 1.2 | Elect Director Jeffrey J. Keenan | Management | For | For |
| 1.3 | Elect Director Marco Levi | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SEALED AIR CORPORATION
MEETING DATE: MAY 21, 2020 | TICKER: SEE SECURITY ID: 81211K100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Francoise Colpron | Management | For | For |
| 1b | Elect Director Edward L. Doheny, II | Management | For | For |
| 1c | Elect Director Michael P. Doss | Management | For | For |
| 1d | Elect Director Henry R. Keizer | Management | For | For |
| 1e | Elect Director Jacqueline B. Kosecoff | Management | For | For |
| 1f | Elect Director Harry A. Lawton, III | Management | For | For |
| 1g | Elect Director Neil Lustig | Management | For | For |
| 1h | Elect Director Suzanne B. Rowland | Management | For | For |
| 1i | Elect Director Jerry R. Whitaker | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SENSIENT TECHNOLOGIES CORPORATION
MEETING DATE: APR 23, 2020 | TICKER: SXT SECURITY ID: 81725T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph Carleone | Management | For | For |
| 1.2 | Elect Director Edward H. Cichurski | Management | For | For |
| 1.3 | Elect Director Mario Ferruzzi | Management | For | For |
| 1.4 | Elect Director Carol R. Jackson | Management | For | For |
| 1.5 | Elect Director Donald W. Landry | Management | For | For |
| 1.6 | Elect Director Paul Manning | Management | For | For |
| 1.7 | Elect Director Deborah McKeithan-Gebhardt | Management | For | For |
| 1.8 | Elect Director Scott C. Morrison | Management | For | For |
| 1.9 | Elect Director Elaine R. Wedral | Management | For | For |
| 1.10 | Elect Director Essie Whitelaw | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
SILGAN HOLDINGS, INC.
MEETING DATE: JUN 08, 2020 | TICKER: SLGN SECURITY ID: 827048109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leigh J. Abramson | Management | For | For |
| 1.2 | Elect Director D. Greg Horrigan | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SONOCO PRODUCTS COMPANY
MEETING DATE: APR 15, 2020 | TICKER: SON SECURITY ID: 835495102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harry A. Cockrell | Management | For | For |
| 1.2 | Elect Director R. Howard Coker | Management | For | For |
| 1.3 | Elect Director Pamela L. Davies | Management | For | For |
| 1.4 | Elect Director Theresa J. Drew | Management | For | For |
| 1.5 | Elect Director Philippe Guillemot | Management | For | For |
| 1.6 | Elect Director John R. Haley | Management | For | For |
| 1.7 | Elect Director Robert R. Hill, Jr. | Management | For | For |
| 1.8 | Elect Director Richard G. Kyle | Management | For | For |
| 1.9 | Elect Director Blythe J. McGarvie | Management | For | For |
| 1.10 | Elect Director James M. Micali | Management | For | For |
| 1.11 | Elect Director Sundaram Nagarajan | Management | For | For |
| 1.12 | Elect Director Marc. D. Oken | Management | For | For |
| 1.13 | Elect Director Thomas E. Whiddon | Management | For | For |
| 1.14 | Elect Director Lloyd M. Yates | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Articles of Incorporation and Article III, Section 7, of the By-Laws Relating to the Vote Required for the Removal of Directors | Management | For | For |
| 5 | Amend Articles of Incorporation Relating to Quorum or Voting Requirement for Shareholders | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement | Management | For | For |
| 7 | Provide Right to Call Special Meeting | Shareholder | For | For |
| |
|---|
STEEL DYNAMICS, INC.
MEETING DATE: MAY 08, 2020 | TICKER: STLD SECURITY ID: 858119100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark D. Millett | Management | For | For |
| 1.2 | Elect Director Sheree L. Bargabos | Management | For | For |
| 1.3 | Elect Director Keith E. Busse | Management | For | For |
| 1.4 | Elect Director Frank D. Byrne | Management | For | For |
| 1.5 | Elect Director Kenneth W. Cornew | Management | For | For |
| 1.6 | Elect Director Traci M. Dolan | Management | For | For |
| 1.7 | Elect Director James C. Marcuccilli | Management | For | For |
| 1.8 | Elect Director Bradley S. Seaman | Management | For | For |
| 1.9 | Elect Director Gabriel L. Shaheen | Management | For | For |
| 1.10 | Elect Director Steven A. Sonnenberg | Management | For | For |
| 1.11 | Elect Director Richard P. Teets, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
STEPAN COMPANY
MEETING DATE: APR 21, 2020 | TICKER: SCL SECURITY ID: 858586100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joaquin Delgado | Management | For | Against |
| 1.2 | Elect Director F. Quinn Stepan, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
SUMMIT MATERIALS, INC.
MEETING DATE: MAY 19, 2020 | TICKER: SUM SECURITY ID: 86614U100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John R. Murphy | Management | For | For |
| 1.2 | Elect Director Steven H. Wunning | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
SUNCOKE ENERGY, INC.
MEETING DATE: JUN 08, 2020 | TICKER: SXC SECURITY ID: 86722A103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Martha Z. Carnes | Management | For | For |
| 1.2 | Elect Director Michael G. Rippey | Management | For | For |
| 1.3 | Elect Director James E. Sweetnam | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
THE CHEMOURS COMPANY
MEETING DATE: APR 28, 2020 | TICKER: CC SECURITY ID: 163851108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Curtis V. Anastasio | Management | For | For |
| 1b | Elect Director Bradley J. Bell | Management | For | For |
| 1c | Elect Director Richard H. Brown | Management | For | For |
| 1d | Elect Director Mary B. Cranston | Management | For | For |
| 1e | Elect Director Curtis J. Crawford | Management | For | For |
| 1f | Elect Director Dawn L. Farrell | Management | For | For |
| 1g | Elect Director Erin N. Kane | Management | For | For |
| 1h | Elect Director Sean D. Keohane | Management | For | For |
| 1i | Elect Director Mark P. Vergnano | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Establish Board Advisory Position | Shareholder | Against | Against |
| |
|---|
THE MOSAIC COMPANY
MEETING DATE: MAY 21, 2020 | TICKER: MOS SECURITY ID: 61945C103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Cheryl K. Beebe | Management | For | For |
| 1b | Elect Director Oscar P. Bernardes | Management | For | For |
| 1c | Elect Director Nancy E. Cooper | Management | For | For |
| 1d | Elect Director Gregory L. Ebel | Management | For | For |
| 1e | Elect Director Timothy S. Gitzel | Management | For | For |
| 1f | Elect Director Denise C. Johnson | Management | For | For |
| 1g | Elect Director Emery N. Koenig | Management | For | For |
| 1h | Elect Director James 'Joc' C. O'Rourke | Management | For | For |
| 1i | Elect Director David T. Seaton | Management | For | For |
| 1j | Elect Director Steven M. Seibert | Management | For | For |
| 1k | Elect Director Luciano Siani Pires | Management | For | For |
| 1l | Elect Director Gretchen H. Watkins | Management | For | For |
| 1m | Elect Director Kelvin W. Westbrook | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
THE SCOTTS MIRACLE-GRO COMPANY
MEETING DATE: JAN 27, 2020 | TICKER: SMG SECURITY ID: 810186106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James Hagedorn | Management | For | For |
| 1.2 | Elect Director Brian D. Finn | Management | For | For |
| 1.3 | Elect Director Nancy G. Mistretta | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
THE SHERWIN-WILLIAMS COMPANY
MEETING DATE: APR 22, 2020 | TICKER: SHW SECURITY ID: 824348106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kerrii B. Anderson | Management | For | For |
| 1.2 | Elect Director Arthur F. Anton | Management | For | For |
| 1.3 | Elect Director Jeff M. Fettig | Management | For | For |
| 1.4 | Elect Director Richard J. Kramer | Management | For | For |
| 1.5 | Elect Director Susan J. Kropf | Management | For | For |
| 1.6 | Elect Director John G. Morikis | Management | For | For |
| 1.7 | Elect Director Christine A. Poon | Management | For | For |
| 1.8 | Elect Director Michael H. Thaman | Management | For | For |
| 1.9 | Elect Director Matthew Thornton, III | Management | For | For |
| 1.10 | Elect Director Steven H. Wunning | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
TIMKENSTEEL CORPORATION
MEETING DATE: MAY 06, 2020 | TICKER: TMST SECURITY ID: 887399103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Randall H. Edwards | Management | For | For |
| 1.2 | Elect Director Leila L. Vespoli | Management | For | For |
| 1.3 | Elect Director Randall A. Wotring | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
TREDEGAR CORPORATION
MEETING DATE: MAY 21, 2020 | TICKER: TG SECURITY ID: 894650100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George C. Freeman, III | Management | For | For |
| 1.2 | Elect Director John D. Gottwald | Management | For | For |
| 1.3 | Elect Director William M. Gottwald | Management | For | For |
| 1.4 | Elect Director Kenneth R. Newsome | Management | For | For |
| 1.5 | Elect Director Gregory A. Pratt | Management | For | For |
| 1.6 | Elect Director Thomas G. Snead, Jr. | Management | For | For |
| 1.7 | Elect Director John M. Steitz | Management | For | For |
| 1.8 | Elect Director Carl E. Tack, III | Management | For | For |
| 1.9 | Elect Director Anne G. Waleski | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| |
|---|
TRINSEO S.A.
MEETING DATE: NOV 20, 2019 | TICKER: TSE SECURITY ID: L9340P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark Tomkins | Management | For | For |
| 1.2 | Elect Director Sandra Beach Lin | Management | For | For |
| |
|---|
TRINSEO S.A.
MEETING DATE: JUN 09, 2020 | TICKER: TSE SECURITY ID: L9340P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Frank A. Bozich | Management | For | For |
| 1b | Elect Director K'lynne Johnson | Management | For | For |
| 1c | Elect Director Sandra Beach Lin | Management | For | For |
| 1d | Elect Director Philip Martens | Management | For | For |
| 1e | Elect Director Donald T. Misheff | Management | For | For |
| 1f | Elect Director Christopher D. Pappas | Management | For | For |
| 1g | Elect Director Henri Steinmetz | Management | For | For |
| 1h | Elect Director Mark Tomkins | Management | For | For |
| 1i | Elect Director Stephen M. Zide | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Allocation of Income and Dividends | Management | For | For |
| 5 | Approve Discharge of Directors and Auditors | Management | For | For |
| 6 | Appoint PricewaterhouseCoopers Societe cooperative as Internal Statutory Auditor | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 8 | Approve Dividends | Management | For | For |
| 9 | Authorize Share Repurchase Program | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
TRONOX HOLDINGS PLC
MEETING DATE: JUN 24, 2020 | TICKER: TROX SECURITY ID: G9087Q102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffry N. Quinn | Management | For | For |
| 1.2 | Elect Director Ilan Kaufthal | Management | For | For |
| 1.3 | Elect Director Mutlaq Al-Morished | Management | For | For |
| 1.4 | Elect Director Vanessa Guthrie | Management | For | For |
| 1.5 | Elect Director Peter B. Johnston | Management | For | For |
| 1.6 | Elect Director Ginger M. Jones | Management | For | For |
| 1.7 | Elect Director Stephen Jones | Management | For | For |
| 1.8 | Elect Director Moazzam Khan | Management | For | For |
| 1.9 | Elect Director Sipho Nkosi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Remuneration Policy | Management | For | For |
| 6 | Approve Remuneration Report | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers LLP as Statutory Auditors | Management | For | For |
| 8 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
U.S. CONCRETE, INC.
MEETING DATE: MAY 14, 2020 | TICKER: USCR SECURITY ID: 90333L201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William J. Sandbrook | Management | For | For |
| 1.2 | Elect Director Kurt M. Cellar | Management | For | For |
| 1.3 | Elect Director Michael D. Lundin | Management | For | For |
| 1.4 | Elect Director Rajan C. Penkar | Management | For | For |
| 1.5 | Elect Director Ronnie Pruitt | Management | For | For |
| 1.6 | Elect Director Colin M. Sutherland | Management | For | For |
| 1.7 | Elect Director Theodore P. Rossi | Management | For | For |
| 1.8 | Elect Director Susan M. Ball | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNITED STATES LIME & MINERALS, INC.
MEETING DATE: MAY 01, 2020 | TICKER: USLM SECURITY ID: 911922102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy W. Byrne | Management | For | For |
| 1.2 | Elect Director Richard W. Cardin | Management | For | Withhold |
| 1.3 | Elect Director Antoine M. Doumet | Management | For | Withhold |
| 1.4 | Elect Director Ray M. Harlin | Management | For | For |
| 1.5 | Elect Director Billy R. Hughes | Management | For | For |
| 1.6 | Elect Director Edward A. Odishaw | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNITED STATES STEEL CORPORATION
MEETING DATE: APR 28, 2020 | TICKER: X SECURITY ID: 912909108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David B. Burritt | Management | For | For |
| 1b | Elect Director Patricia Diaz Dennis | Management | For | For |
| 1c | Elect Director Dan O. Dinges | Management | For | For |
| 1d | Elect Director John J. Engel | Management | For | For |
| 1e | Elect Director John V. Faraci | Management | For | For |
| 1f | Elect Director Murry S. Gerber | Management | For | For |
| 1g | Elect Director Stephen J. Girsky | Management | For | For |
| 1h | Elect Director Jeh C. Johnson | Management | For | For |
| 1i | Elect Director Paul A. Mascarenas | Management | For | For |
| 1j | Elect Director Michael H. McGarry | Management | For | For |
| 1k | Elect Director Eugene B. Sperling | Management | For | For |
| 1l | Elect Director David S. Sutherland | Management | For | For |
| 1m | Elect Director Patricia A. Tracey | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
VALVOLINE INC.
MEETING DATE: JAN 30, 2020 | TICKER: VVV SECURITY ID: 92047W101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gerald W. Evans, Jr. | Management | For | For |
| 1b | Elect Director Richard J. Freeland | Management | For | For |
| 1c | Elect Director Stephen F. Kirk | Management | For | For |
| 1d | Elect Director Carol H. Kruse | Management | For | For |
| 1e | Elect Director Stephen E. Macadam | Management | For | For |
| 1f | Elect Director Vada O. Manager | Management | For | For |
| 1g | Elect Director Samuel J. Mitchell, Jr. | Management | For | For |
| 1h | Elect Director Charles M. Sonsteby | Management | For | For |
| 1i | Elect Director Mary J. Twinem | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VENATOR MATERIALS PLC
MEETING DATE: JUN 18, 2020 | TICKER: VNTR SECURITY ID: G9329Z100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Peter R. Huntsman | Management | For | For |
| 1b | Elect Director Simon Turner | Management | For | For |
| 1c | Elect Director Robert J. Margetts | Management | For | Against |
| 1d | Elect Director Douglas D. Anderson | Management | For | Against |
| 1e | Elect Director Daniele Ferrari | Management | For | For |
| 1f | Elect Director Kathy D. Patrick | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Remuneration Policy | Management | For | For |
| 5 | Approve Remuneration Report | Management | For | For |
| 6 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 7 | Reappoint Deloitte LLP as U.K. Statutory Auditor | Management | For | For |
| 8 | Authorise Directors or the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 9 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | For |
| 11 | Amend Articles of Association | Management | For | Against |
| |
|---|
VERSO CORPORATION
MEETING DATE: JAN 31, 2020 | TICKER: VRS SECURITY ID: 92531L207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Proxy Card) |
| 1a | Elect Director Robert K. Beckler | Management | For | Did Not Vote |
| 1b | Elect Director Paula H.J. Cholmondeley | Management | For | Did Not Vote |
| 1c | Elect Director Randy J. Nebel | Management | For | Did Not Vote |
| 1d | Elect Director Steven D. Scheiwe | Management | For | Did Not Vote |
| 1e | Elect Director Jay Shuster | Management | For | Did Not Vote |
| 1f | Elect Director Adam St. John | Management | For | Did Not Vote |
| 1g | Elect Director Nancy M. Taylor | Management | For | Did Not Vote |
| 2 | Approve Sale of Androscoggin Mill | Management | For | Did Not Vote |
| 3 | Adjourn Meeting | Management | For | Did Not Vote |
| 4a | Reduce Supermajority Vote Requirement for Removal of Directors | Management | For | Did Not Vote |
| 4b | Reduce Supermajority Vote Requirement to Amend Bylaws | Management | For | Did Not Vote |
| 4c | Reduce Supermajority Vote Requirement to Amend Certain Provisions of the Certificate of Incorporation | Management | For | Did Not Vote |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 6 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Did Not Vote |
| 7 | Adopt Stockholder Rights Plan | Management | For | Did Not Vote |
| 8 | Adopt Majority Vote for Election of Directors | Management | None | Did Not Vote |
| 9 | Repeal Amendments to Verso's Amended and Restated Bylaws Adopted After June 26, 2019 | Shareholder | Against | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Blue Proxy Card) |
| 1.1 | Elect Director Sean T. Erwin | Shareholder | For | For |
| 1.2 | Elect Director Jeffrey E. Kirt | Shareholder | For | Withhold |
| 1.3 | Elect Director Timothy Lowe | Shareholder | For | Withhold |
| 1.4 | Management Nominee Robert K. Beckler | Shareholder | For | For |
| 1.5 | Management Nominee Paula H.J. Cholmondeley | Shareholder | For | For |
| 1.6 | Management Nominee Randy J. Nebel | Shareholder | For | For |
| 1.7 | Management Nominee Adam St. John | Shareholder | For | For |
| 2 | Approve Sale of Androscoggin Mill | Management | None | For |
| 3 | Adjourn Meeting | Management | None | For |
| 4a | Reduce Supermajority Vote Requirement for Removal of Directors | Management | For | For |
| 4b | Reduce Supermajority Vote Requirement to Amend Bylaws | Management | For | For |
| 4c | Reduce Supermajority Vote Requirement to Amend Certain Provisions of the Certificate of Incorporation | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | For |
| 6 | Ratify Deloitte & Touche LLP as Auditors | Management | None | For |
| 7 | Adopt Stockholder Rights Plan | Management | None | For |
| 8 | Adopt Majority Vote for Election of Directors | Management | For | For |
| 9 | Repeal Amendments to Verso's Amended and Restated Bylaws Adopted After June 26, 2019 | Shareholder | For | For |
| |
|---|
VULCAN MATERIALS COMPANY
MEETING DATE: MAY 08, 2020 | TICKER: VMC SECURITY ID: 929160109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Melissa H. Anderson | Management | For | For |
| 1b | Elect Director O. B. Grayson Hall, Jr. | Management | For | For |
| 1c | Elect Director James T. Prokopanko | Management | For | For |
| 1d | Elect Director George Willis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
W. R. GRACE & CO.
MEETING DATE: MAY 12, 2020 | TICKER: GRA SECURITY ID: 38388F108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Julie Fasone Holder | Management | For | For |
| 1.2 | Elect Director Christopher J. Steffen | Management | For | For |
| 1.3 | Elect Director Shlomo Yanai | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WARRIOR MET COAL, INC.
MEETING DATE: APR 24, 2020 | TICKER: HCC SECURITY ID: 93627C101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen D. Williams | Management | For | For |
| 1.2 | Elect Director Ana B. Amicarella | Management | For | For |
| 1.3 | Elect Director J. Brett Harvey | Management | For | For |
| 1.4 | Elect Director Walter J. Scheller, III | Management | For | For |
| 1.5 | Elect Director Alan H. Schumacher | Management | For | For |
| 1.6 | Elect Director Gareth N. Turner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt NOL Rights Plan (NOL Pill) | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
WESTLAKE CHEMICAL CORPORATION
MEETING DATE: MAY 15, 2020 | TICKER: WLK SECURITY ID: 960413102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marius A. Haas | Management | For | Withhold |
| 1.2 | Elect Director Dorothy C. Jenkins | Management | For | For |
| 1.3 | Elect Director Kimberly S. Lubel | Management | For | For |
| 1.4 | Elect Director Jeffrey W. Sheets | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| |
|---|
WESTROCK COMPANY
MEETING DATE: JAN 31, 2020 | TICKER: WRK SECURITY ID: 96145D105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Colleen F. Arnold | Management | For | For |
| 1b | Elect Director Timothy J. Bernlohr | Management | For | For |
| 1c | Elect Director J. Powell Brown | Management | For | For |
| 1d | Elect Director Terrell K. Crews | Management | For | For |
| 1e | Elect Director Russell M. Currey | Management | For | For |
| 1f | Elect Director Suzan F. Harrison | Management | For | For |
| 1g | Elect Director John A. Luke, Jr. | Management | For | For |
| 1h | Elect Director Gracia C. Martore | Management | For | For |
| 1i | Elect Director James E. Nevels | Management | For | For |
| 1j | Elect Director Timothy H. Powers | Management | For | For |
| 1k | Elect Director Steven C. Voorhees | Management | For | For |
| 1l | Elect Director Bettina M. Whyte | Management | For | For |
| 1m | Elect Director Alan D. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
WORTHINGTON INDUSTRIES, INC.
MEETING DATE: SEP 25, 2019 | TICKER: WOR SECURITY ID: 981811102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kerrii B. Anderson | Management | For | For |
| 1.2 | Elect Director David P. Blom | Management | For | For |
| 1.3 | Elect Director John P. McConnell | Management | For | For |
| 1.4 | Elect Director Mary Schiavo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY MSCI REAL ESTATE INDEX ETF - SUB-ADVISER: BLACKROCK
07/01/2019 - 06/30/2020
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
ACADIA REALTY TRUST
MEETING DATE: MAY 07, 2020 | TICKER: AKR SECURITY ID: 004239109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kenneth F. Bernstein | Management | For | For |
| 1b | Elect Director Douglas Crocker, II | Management | For | For |
| 1c | Elect Director Lorrence T. Kellar | Management | For | For |
| 1d | Elect Director Wendy Luscombe | Management | For | For |
| 1e | Elect Director William T. Spitz | Management | For | For |
| 1f | Elect Director Lynn C. Thurber | Management | For | For |
| 1g | Elect Director Lee S. Wielansky | Management | For | For |
| 1h | Elect Director C. David Zoba | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
AGREE REALTY CORPORATION
MEETING DATE: MAY 05, 2020 | TICKER: ADC SECURITY ID: 008492100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Merrie S. Frankel | Management | For | For |
| 1.2 | Elect Director Farris G. Kalil | Management | For | For |
| 1.3 | Elect Director Simon Leopold | Management | For | For |
| 1.4 | Elect Director William S. Rubenfaer | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
ALEXANDER & BALDWIN, INC.
MEETING DATE: APR 28, 2020 | TICKER: ALEX SECURITY ID: 014491104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher J. Benjamin | Management | For | For |
| 1.2 | Elect Director Robert S. Harrison *Withdrawn* | Management | None | None |
| 1.3 | Elect Director Stanley M. Kuriyama | Management | For | For |
| 1.4 | Elect Director Diana M. Laing | Management | For | For |
| 1.5 | Elect Director Thomas A. Lewis, Jr. | Management | For | For |
| 1.6 | Elect Director Douglas M. Pasquale | Management | For | For |
| 1.7 | Elect Director Michele K. Saito | Management | For | For |
| 1.8 | Elect Director Eric K. Yeaman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| |
|---|
ALEXANDER'S, INC.
MEETING DATE: MAY 14, 2020 | TICKER: ALX SECURITY ID: 014752109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas R. DiBenedetto | Management | For | For |
| 1.2 | Elect Director Mandakini Puri | Management | For | For |
| 1.3 | Elect Director Russell B. Wight, Jr. | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ALEXANDRIA REAL ESTATE EQUITIES, INC.
MEETING DATE: JUN 08, 2020 | TICKER: ARE SECURITY ID: 015271109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joel S. Marcus | Management | For | For |
| 1.2 | Elect Director Steven R. Hash | Management | For | For |
| 1.3 | Elect Director John L. Atkins, III | Management | For | For |
| 1.4 | Elect Director James P. Cain | Management | For | For |
| 1.5 | Elect Director Maria C. Freire | Management | For | For |
| 1.6 | Elect Director Jennifer Friel Goldstein | Management | For | For |
| 1.7 | Elect Director Richard H. Klein | Management | For | For |
| 1.8 | Elect Director James H. Richardson | Management | For | For |
| 1.9 | Elect Director Michael A. Woronoff | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
ALTISOURCE PORTFOLIO SOLUTIONS S.A.
MEETING DATE: MAY 19, 2020 | TICKER: ASPS SECURITY ID: L0175J104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Scott E. Burg | Management | For | For |
| 1b | Elect Director Joseph L. Morettini | Management | For | Against |
| 1c | Elect Director Roland Muller-Ineichen | Management | For | For |
| 1d | Elect Director William B. Shepro | Management | For | For |
| 2 | Ratify Mayer Hoffman McCann P.C. as Independent Registered Auditors and Atwell S.a r.l. as Certified Auditor for Statutory Accounts | Management | For | For |
| 3 | Approve Financial Statements | Management | For | For |
| 4 | Receive and Approve Directors' and Auditors' Special Reports | Management | For | For |
| 5 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 6 | Approve Discharge of Directors and Auditors | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
AMERICAN ASSETS TRUST, INC.
MEETING DATE: JUN 09, 2020 | TICKER: AAT SECURITY ID: 024013104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ernest S. Rady | Management | For | For |
| 1.2 | Elect Director Duane A. Nelles | Management | For | For |
| 1.3 | Elect Director Thomas S. Olinger | Management | For | For |
| 1.4 | Elect Director Joy L. Schaefer | Management | For | For |
| 1.5 | Elect Director Robert S. Sullivan | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMERICAN CAMPUS COMMUNITIES, INC.
MEETING DATE: JUN 01, 2020 | TICKER: ACC SECURITY ID: 024835100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William C. Bayless, Jr. | Management | For | For |
| 1b | Elect Director G. Steven Dawson | Management | For | For |
| 1c | Elect Director Cydney C. Donnell | Management | For | For |
| 1d | Elect Director Mary C. Egan | Management | For | For |
| 1e | Elect Director Edward Lowenthal | Management | For | For |
| 1f | Elect Director Oliver Luck | Management | For | For |
| 1g | Elect Director C. Patrick Oles, Jr. | Management | For | For |
| 1h | Elect Director John T. Rippel | Management | For | For |
| 1i | Elect Director Carla Pineyro Sublett | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMERICAN FINANCE TRUST, INC.
MEETING DATE: APR 08, 2020 | TICKER: AFIN SECURITY ID: 02607T109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lisa D. Kabnick | Management | For | For |
| 1b | Elect Director Edward M. Weil, Jr. | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
AMERICAN HOMES 4 RENT
MEETING DATE: MAY 07, 2020 | TICKER: AMH SECURITY ID: 02665T306
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tamara Hughes Gustavson | Management | For | For |
| 1.2 | Elect Director David P. Singelyn | Management | For | For |
| 1.3 | Elect Director Douglas N. Benham | Management | For | Against |
| 1.4 | Elect Director John "Jack" Corrigan | Management | For | For |
| 1.5 | Elect Director David Goldberg | Management | For | For |
| 1.6 | Elect Director Matthew J. Hart | Management | For | For |
| 1.7 | Elect Director James H. Kropp | Management | For | For |
| 1.8 | Elect Director Winifred "Wendy" M. Webb | Management | For | For |
| 1.9 | Elect Director Jay Willoughby | Management | For | For |
| 1.10 | Elect Director Kenneth M. Woolley | Management | For | For |
| 1.11 | Elect Director Matthew R. Zaist | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMERICAN TOWER CORPORATION
MEETING DATE: MAY 18, 2020 | TICKER: AMT SECURITY ID: 03027X100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas A. Bartlett | Management | For | For |
| 1b | Elect Director Raymond P. Dolan | Management | For | For |
| 1c | Elect Director Robert D. Hormats | Management | For | For |
| 1d | Elect Director Gustavo Lara Cantu | Management | For | For |
| 1e | Elect Director Grace D. Lieblein | Management | For | For |
| 1f | Elect Director Craig Macnab | Management | For | For |
| 1g | Elect Director JoAnn A. Reed | Management | For | For |
| 1h | Elect Director Pamela D.A. Reeve | Management | For | For |
| 1i | Elect Director David E. Sharbutt | Management | For | For |
| 1j | Elect Director Bruce L. Tanner | Management | For | For |
| 1k | Elect Director Samme L. Thompson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions and Expenditures | Shareholder | Against | Against |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| |
|---|
AMERICOLD REALTY TRUST
MEETING DATE: MAY 27, 2020 | TICKER: COLD SECURITY ID: 03064D108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Fred W. Boehler | Management | For | For |
| 1b | Elect Director George J. Alburger, Jr. | Management | For | For |
| 1c | Elect Director Kelly H. Barrett | Management | For | For |
| 1d | Elect Director Antonio F. Fernandez | Management | For | For |
| 1e | Elect Director James R. Heistand | Management | For | For |
| 1f | Elect Director Michelle M. MacKay | Management | For | For |
| 1g | Elect Director David J. Neithercut | Management | For | For |
| 1h | Elect Director Mark R. Patterson | Management | For | For |
| 1i | Elect Director Andrew P. Power | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
APARTMENT INVESTMENT AND MANAGEMENT COMPANY
MEETING DATE: APR 28, 2020 | TICKER: AIV SECURITY ID: 03748R754
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Terry Considine | Management | For | For |
| 1.2 | Elect Director Thomas L. Keltner | Management | For | For |
| 1.3 | Elect Director Robert A. Miller | Management | For | For |
| 1.4 | Elect Director Devin I. Murphy | Management | For | For |
| 1.5 | Elect Director Kathleen M. Nelson | Management | For | For |
| 1.6 | Elect Director John D. Rayis | Management | For | For |
| 1.7 | Elect Director Ann Sperling | Management | For | For |
| 1.8 | Elect Director Michael A. Stein | Management | For | For |
| 1.9 | Elect Director Nina A. Tran | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
APPLE HOSPITALITY REIT, INC.
MEETING DATE: MAY 14, 2020 | TICKER: APLE SECURITY ID: 03784Y200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Glenn W. Bunting | Management | For | For |
| 1.2 | Elect Director Jon A. Fosheim | Management | For | For |
| 1.3 | Elect Director Kristian M. Gathright | Management | For | For |
| 1.4 | Elect Director Glade M. Knight | Management | For | For |
| 1.5 | Elect Director Justin G. Knight | Management | For | For |
| 1.6 | Elect Director Blythe J. McGarvie | Management | For | For |
| 1.7 | Elect Director Daryl A. Nickel | Management | For | For |
| 1.8 | Elect Director L. Hugh Redd | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
ARMADA HOFFLER PROPERTIES, INC.
MEETING DATE: JUN 19, 2020 | TICKER: AHH SECURITY ID: 04208T108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George F. Allen | Management | For | For |
| 1.2 | Elect Director James A. Carroll | Management | For | For |
| 1.3 | Elect Director James C. Cherry | Management | For | For |
| 1.4 | Elect Director Louis S. Haddad | Management | For | For |
| 1.5 | Elect Director Eva S. Hardy | Management | For | For |
| 1.6 | Elect Director Daniel A. Hoffler | Management | For | For |
| 1.7 | Elect Director A. Russell Kirk | Management | For | For |
| 1.8 | Elect Director Dorothy S. McAuliffe | Management | For | For |
| 1.9 | Elect Director John W. Snow | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ASHFORD HOSPITALITY TRUST, INC.
MEETING DATE: MAY 14, 2020 | TICKER: AHT SECURITY ID: 044103109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Monty J. Bennett | Management | For | For |
| 1.2 | Elect Director Benjamin J. Ansell | Management | For | For |
| 1.3 | Elect Director Amish Gupta | Management | For | For |
| 1.4 | Elect Director Kamal Jafarnia | Management | For | For |
| 1.5 | Elect Director Frederick J. Kleisner | Management | For | For |
| 1.6 | Elect Director Sheri L. Pantermuehl | Management | For | For |
| 1.7 | Elect Director Alan L. Tallis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
AVALONBAY COMMUNITIES, INC.
MEETING DATE: MAY 12, 2020 | TICKER: AVB SECURITY ID: 053484101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Glyn F. Aeppel | Management | For | For |
| 1b | Elect Director Terry S. Brown | Management | For | For |
| 1c | Elect Director Alan B. Buckelew | Management | For | For |
| 1d | Elect Director Ronald L. Havner, Jr. | Management | For | For |
| 1e | Elect Director Stephen P. Hills | Management | For | For |
| 1f | Elect Director Richard J. Lieb | Management | For | For |
| 1g | Elect Director Timothy J. Naughton | Management | For | For |
| 1h | Elect Director H. Jay Sarles | Management | For | For |
| 1i | Elect Director Susan Swanezy | Management | For | For |
| 1j | Elect Director W. Edward Walter | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement for Future Charter Amendments and Other Extraordinary Actions | Management | For | For |
| |
|---|
BOSTON PROPERTIES, INC.
MEETING DATE: MAY 20, 2020 | TICKER: BXP SECURITY ID: 101121101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Joel I. Klein | Management | For | For |
| 1b | Elect Director Kelly A. Ayotte | Management | For | For |
| 1c | Elect Director Bruce W. Duncan | Management | For | For |
| 1d | Elect Director Karen E. Dykstra | Management | For | For |
| 1e | Elect Director Carol B. Einiger | Management | For | For |
| 1f | Elect Director Diane J. Hoskins | Management | For | For |
| 1g | Elect Director Douglas T. Linde | Management | For | For |
| 1h | Elect Director Matthew J. Lustig | Management | For | For |
| 1i | Elect Director Owen D. Thomas | Management | For | For |
| 1j | Elect Director David A. Twardock | Management | For | For |
| 1k | Elect Director William H. Walton, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
BRAEMAR HOTELS & RESORTS INC.
MEETING DATE: JUL 31, 2019 | TICKER: BHR SECURITY ID: 10482B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Monty J. Bennett | Management | For | For |
| 1.2 | Elect Director Stefani D. Carter | Management | For | For |
| 1.3 | Elect Director Candace Evans | Management | For | For |
| 1.4 | Elect Director Kenneth H. Fearn | Management | For | For |
| 1.5 | Elect Director Curtis B. McWilliams | Management | For | For |
| 1.6 | Elect Director Matthew D. Rinaldi | Management | For | For |
| 1.7 | Elect Director Abteen Vaziri | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
BRAEMAR HOTELS & RESORTS INC.
MEETING DATE: MAY 14, 2020 | TICKER: BHR SECURITY ID: 10482B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Monty J. Bennett | Management | For | For |
| 1.2 | Elect Director Stefani D. Carter | Management | For | For |
| 1.3 | Elect Director Mary Candace Evans | Management | For | For |
| 1.4 | Elect Director Kenneth H. Fearn, Jr. | Management | For | For |
| 1.5 | Elect Director Curtis B. McWilliams | Management | For | For |
| 1.6 | Elect Director Matthew D. Rinaldi | Management | For | For |
| 1.7 | Elect Director Abteen Vaziri | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
BRANDYWINE REALTY TRUST
MEETING DATE: MAY 20, 2020 | TICKER: BDN SECURITY ID: 105368203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James C. Diggs | Management | For | For |
| 1b | Elect Director Wyche Fowler | Management | For | For |
| 1c | Elect Director H. Richard Haverstick, Jr. | Management | For | For |
| 1d | Elect Director Terri A. Herubin | Management | For | For |
| 1e | Elect Director Michael J. Joyce | Management | For | For |
| 1f | Elect Director Charles P. Pizzi | Management | For | For |
| 1g | Elect Director Gerard H. Sweeney | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BRIXMOR PROPERTY GROUP INC.
MEETING DATE: APR 28, 2020 | TICKER: BRX SECURITY ID: 11120U105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James M. Taylor, Jr. | Management | For | For |
| 1.2 | Elect Director John G. Schreiber | Management | For | For |
| 1.3 | Elect Director Michael Berman | Management | For | For |
| 1.4 | Elect Director Julie Bowerman | Management | For | For |
| 1.5 | Elect Director Sheryl M. Crosland | Management | For | For |
| 1.6 | Elect Director Thomas W. Dickson | Management | For | For |
| 1.7 | Elect Director Daniel B. Hurwitz | Management | For | For |
| 1.8 | Elect Director William D. Rahm | Management | For | For |
| 1.9 | Elect Director Gabrielle Sulzberger | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
CAMDEN PROPERTY TRUST
MEETING DATE: MAY 13, 2020 | TICKER: CPT SECURITY ID: 133131102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard J. Campo | Management | For | For |
| 1.2 | Elect Director Heather J. Brunner | Management | For | For |
| 1.3 | Elect Director Mark D. Gibson | Management | For | For |
| 1.4 | Elect Director Scott S. Ingraham | Management | For | For |
| 1.5 | Elect Director Renu Khator | Management | For | For |
| 1.6 | Elect Director D. Keith Oden | Management | For | For |
| 1.7 | Elect Director William F. Paulsen | Management | For | For |
| 1.8 | Elect Director Frances Aldrich Sevilla-Sacasa | Management | For | For |
| 1.9 | Elect Director Steven A. Webster | Management | For | For |
| 1.10 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CARETRUST REIT, INC.
MEETING DATE: APR 30, 2020 | TICKER: CTRE SECURITY ID: 14174T107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Allen C. Barbier | Management | For | Against |
| 1b | Elect Director Jon D. Kline | Management | For | For |
| 1c | Elect Director Diana M. Laing | Management | For | For |
| 1d | Elect Director Spencer G. Plumb | Management | For | For |
| 1e | Elect Director Gregory K. Stapley | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
CATCHMARK TIMBER TRUST, INC.
MEETING DATE: JUN 24, 2020 | TICKER: CTT SECURITY ID: 14912Y202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tim E. Bentsen | Management | For | For |
| 1.2 | Elect Director Brian M. Davis | Management | For | For |
| 1.3 | Elect Director James M. DeCosmo | Management | For | For |
| 1.4 | Elect Director Paul S. Fisher | Management | For | For |
| 1.5 | Elect Director Mary E. McBride | Management | For | For |
| 1.6 | Elect Director Douglas D. Rubenstein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
CBRE GROUP, INC.
MEETING DATE: MAY 14, 2020 | TICKER: CBRE SECURITY ID: 12504L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Brandon B. Boze | Management | For | For |
| 1b | Elect Director Beth F. Cobert | Management | For | For |
| 1c | Elect Director Curtis F. Feeny | Management | For | For |
| 1d | Elect Director Reginald H. Gilyard | Management | For | For |
| 1e | Elect Director Shira D. Goodman | Management | For | For |
| 1f | Elect Director Christopher T. Jenny | Management | For | For |
| 1g | Elect Director Gerardo I. Lopez | Management | For | For |
| 1h | Elect Director Robert E. Sulentic | Management | For | For |
| 1i | Elect Director Laura D. Tyson | Management | For | For |
| 1j | Elect Director Ray Wirta | Management | For | For |
| 1k | Elect Director Sanjiv Yajnik | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| |
|---|
CEDAR REALTY TRUST, INC.
MEETING DATE: MAY 27, 2020 | TICKER: CDR SECURITY ID: 150602209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Abraham Eisenstat | Management | For | For |
| 1b | Elect Director Gregg A. Gonsalves | Management | For | For |
| 1c | Elect Director Pamela N. Hootkin | Management | For | For |
| 1d | Elect Director Sabrina L. Kanner | Management | For | For |
| 1e | Elect Director Steven G. Rogers | Management | For | For |
| 1f | Elect Director Bruce J. Schanzer | Management | For | For |
| 1g | Elect Director Roger M. Widmann | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CHATHAM LODGING TRUST
MEETING DATE: MAY 13, 2020 | TICKER: CLDT SECURITY ID: 16208T102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edwin B. Brewer, Jr. | Management | For | For |
| 1.2 | Elect Director Thomas J. Crocker | Management | For | For |
| 1.3 | Elect Director Jack P. DeBoer | Management | For | For |
| 1.4 | Elect Director Jeffrey H. Fisher | Management | For | For |
| 1.5 | Elect Director Mary Beth Higgins | Management | For | For |
| 1.6 | Elect Director Robert Perlmutter | Management | For | For |
| 1.7 | Elect Director Rolf E. Ruhfus | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CHESAPEAKE LODGING TRUST
MEETING DATE: SEP 10, 2019 | TICKER: CHSP SECURITY ID: 165240102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
CITY OFFICE REIT, INC.
MEETING DATE: APR 30, 2020 | TICKER: CIO SECURITY ID: 178587101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John McLernon | Management | For | For |
| 1.2 | Elect Director James Farrar | Management | For | For |
| 1.3 | Elect Director William Flatt | Management | For | For |
| 1.4 | Elect Director Sabah Mirza | Management | For | For |
| 1.5 | Elect Director Mark Murski | Management | For | For |
| 1.6 | Elect Director John Sweet | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
COLONY CAPITAL, INC.
MEETING DATE: MAY 05, 2020 | TICKER: CLNY SECURITY ID: 19626G108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas J. Barrack, Jr. | Management | For | For |
| 1.2 | Elect Director Douglas Crocker, II | Management | For | For |
| 1.3 | Elect Director Nancy A. Curtin | Management | For | For |
| 1.4 | Elect Director Jeannie H. Diefenderfer | Management | For | For |
| 1.5 | Elect Director Jon A. Fosheim | Management | For | For |
| 1.6 | Elect Director Craig M. Hatkoff | Management | For | For |
| 1.7 | Elect Director Raymond C. Mikulich | Management | For | For |
| 1.8 | Elect Director George G. C. Parker | Management | For | For |
| 1.9 | Elect Director Dale Anne Reiss | Management | For | For |
| 1.10 | Elect Director Charles W. Schoenherr | Management | For | For |
| 1.11 | Elect Director John A. Somers | Management | For | For |
| 1.12 | Elect Director John L. Steffens | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
COLUMBIA PROPERTY TRUST, INC.
MEETING DATE: MAY 12, 2020 | TICKER: CXP SECURITY ID: 198287203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Carmen M. Bowser | Management | For | For |
| 1b | Elect Director John L. Dixon | Management | For | For |
| 1c | Elect Director David B. Henry | Management | For | For |
| 1d | Elect Director Murray J. McCabe | Management | For | For |
| 1e | Elect Director E. Nelson Mills | Management | For | For |
| 1f | Elect Director Constance B. Moore | Management | For | For |
| 1g | Elect Director Michael S. Robb | Management | For | For |
| 1h | Elect Director Thomas G. Wattles | Management | For | For |
| 1i | Elect Director Francis X. Wentworth, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
COMMUNITY HEALTHCARE TRUST INCORPORATED
MEETING DATE: MAY 07, 2020 | TICKER: CHCT SECURITY ID: 20369C106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan Gardner | Management | For | For |
| 1.2 | Elect Director Claire Gulmi | Management | For | For |
| 1.3 | Elect Director Robert Hensley | Management | For | For |
| 1.4 | Elect Director Lawrence Van Horn | Management | For | For |
| 1.5 | Elect Director Timothy Wallace | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
CORECIVIC, INC.
MEETING DATE: MAY 14, 2020 | TICKER: CXW SECURITY ID: 21871N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Donna M. Alvarado | Management | For | For |
| 1b | Elect Director Robert J. Dennis | Management | For | For |
| 1c | Elect Director Mark A. Emkes | Management | For | For |
| 1d | Elect Director Damon T. Hininger | Management | For | For |
| 1e | Elect Director Stacia A. Hylton | Management | For | For |
| 1f | Elect Director Harley G. Lappin | Management | For | For |
| 1g | Elect Director Anne L. Mariucci | Management | For | For |
| 1h | Elect Director Thurgood Marshall, Jr. | Management | For | For |
| 1i | Elect Director Devin I. Murphy | Management | For | For |
| 1j | Elect Director Charles L. Overby | Management | For | For |
| 1k | Elect Director John R. Prann, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
CORENERGY INFRASTRUCTURE TRUST, INC.
MEETING DATE: MAY 20, 2020 | TICKER: CORR SECURITY ID: 21870U502
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Todd E. Banks | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
COREPOINT LODGING INC.
MEETING DATE: MAY 21, 2020 | TICKER: CPLG SECURITY ID: 21872L104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James R. Abrahamson | Management | For | For |
| 1.2 | Elect Director Glenn Alba | Management | For | For |
| 1.3 | Elect Director Jean M. Birch | Management | For | For |
| 1.4 | Elect Director Alan J. Bowers | Management | For | For |
| 1.5 | Elect Director Keith A. Cline | Management | For | For |
| 1.6 | Elect Director Giovanni Cutaia | Management | For | For |
| 1.7 | Elect Director Alice E. Gould | Management | For | For |
| 1.8 | Elect Director B. Anthony Isaac | Management | For | For |
| 1.9 | Elect Director Brian Kim | Management | For | For |
| 1.10 | Elect Director David Loeb | Management | For | For |
| 1.11 | Elect Director Mitesh B. Shah | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
CORESITE REALTY CORPORATION
MEETING DATE: MAY 20, 2020 | TICKER: COR SECURITY ID: 21870Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert G. Stuckey | Management | For | For |
| 1.2 | Elect Director Paul E. Szurek | Management | For | For |
| 1.3 | Elect Director James A. Attwood, Jr. | Management | For | For |
| 1.4 | Elect Director Jean A. Bua | Management | For | For |
| 1.5 | Elect Director Kelly C. Chambliss | Management | For | For |
| 1.6 | Elect Director Michael R. Koehler | Management | For | For |
| 1.7 | Elect Director J. David Thompson | Management | For | For |
| 1.8 | Elect Director David A. Wilson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CORPORATE OFFICE PROPERTIES TRUST
MEETING DATE: MAY 21, 2020 | TICKER: OFC SECURITY ID: 22002T108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas F. Brady | Management | For | For |
| 1b | Elect Director Stephen E. Budorick | Management | For | For |
| 1c | Elect Director Robert L. Denton, Sr. | Management | For | Against |
| 1d | Elect Director Philip L. Hawkins | Management | For | For |
| 1e | Elect Director David M. Jacobstein | Management | For | For |
| 1f | Elect Director Steven D. Kesler | Management | For | For |
| 1g | Elect Director C. Taylor Pickett | Management | For | For |
| 1h | Elect Director Lisa G. Trimberger | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COUSINS PROPERTIES INCORPORATED
MEETING DATE: APR 21, 2020 | TICKER: CUZ SECURITY ID: 222795502
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Charles T. Cannada | Management | For | For |
| 1b | Elect Director Robert M. Chapman | Management | For | For |
| 1c | Elect Director M. Colin Connolly | Management | For | For |
| 1d | Elect Director Scott W. Fordham | Management | For | For |
| 1e | Elect Director Lillian C. Giornelli | Management | For | For |
| 1f | Elect Director R. Kent Griffin, Jr. | Management | For | For |
| 1g | Elect Director Donna W. Hyland | Management | For | For |
| 1h | Elect Director R. Dary Stone | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
CROWN CASTLE INTERNATIONAL CORP.
MEETING DATE: MAY 14, 2020 | TICKER: CCI SECURITY ID: 22822V101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director P. Robert Bartolo | Management | For | For |
| 1b | Elect Director Jay A. Brown | Management | For | For |
| 1c | Elect Director Cindy Christy | Management | For | For |
| 1d | Elect Director Ari Q. Fitzgerald | Management | For | For |
| 1e | Elect Director Robert E. Garrison, II | Management | For | For |
| 1f | Elect Director Andrea J. Goldsmith | Management | For | For |
| 1g | Elect Director Lee W. Hogan | Management | For | For |
| 1h | Elect Director Edward C. Hutcheson, Jr. | Management | For | For |
| 1i | Elect Director J. Landis Martin | Management | For | For |
| 1j | Elect Director Robert F. McKenzie | Management | For | For |
| 1k | Elect Director Anthony J. Melone | Management | For | For |
| 1l | Elect Director W. Benjamin Moreland | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CUBESMART
MEETING DATE: MAY 12, 2020 | TICKER: CUBE SECURITY ID: 229663109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Piero Bussani | Management | For | For |
| 1.2 | Elect Director Dorothy Dowling | Management | For | For |
| 1.3 | Elect Director John W. Fain | Management | For | For |
| 1.4 | Elect Director Marianne M. Keler | Management | For | For |
| 1.5 | Elect Director Christopher P. Marr | Management | For | For |
| 1.6 | Elect Director Deborah R. Salzberg | Management | For | For |
| 1.7 | Elect Director John F. Remondi | Management | For | For |
| 1.8 | Elect Director Jeffrey F. Rogatz | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CUSHMAN & WAKEFIELD PLC
MEETING DATE: JUN 10, 2020 | TICKER: CWK SECURITY ID: G2717B108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brett White | Management | For | For |
| 1.2 | Elect Director Richard McGinn | Management | For | For |
| 1.3 | Elect Director Jodie McLean | Management | For | For |
| 1.4 | Elect Director Billie Williamson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Ratify KPMG LLP as UK Statutory Auditor | Management | For | For |
| 4 | Authorize Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Approve Director Compensation Report | Management | For | For |
| |
|---|
CYRUSONE INC.
MEETING DATE: APR 27, 2020 | TICKER: CONE SECURITY ID: 23283R100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David H. Ferdman | Management | For | For |
| 1.2 | Elect Director John W. Gamble, Jr. | Management | For | For |
| 1.3 | Elect Director Michael A. Klayko | Management | For | For |
| 1.4 | Elect Director T. Tod Nielsen | Management | For | For |
| 1.5 | Elect Director Alex Shumate | Management | For | For |
| 1.6 | Elect Director William E. Sullivan | Management | For | For |
| 1.7 | Elect Director Lynn A. Wentworth | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
DIAMONDROCK HOSPITALITY COMPANY
MEETING DATE: MAY 06, 2020 | TICKER: DRH SECURITY ID: 252784301
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William W. McCarten | Management | For | For |
| 1b | Elect Director Mark W. Brugger | Management | For | For |
| 1c | Elect Director Timothy R. Chi | Management | For | For |
| 1d | Elect Director Maureen L. McAvey | Management | For | For |
| 1e | Elect Director Gilbert T. Ray | Management | For | For |
| 1f | Elect Director William J. Shaw | Management | For | For |
| 1g | Elect Director Bruce D. Wardinski | Management | For | For |
| 1h | Elect Director Kathleen A. Wayton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditor | Management | For | For |
| |
|---|
DIGITAL REALTY TRUST, INC.
MEETING DATE: FEB 27, 2020 | TICKER: DLR SECURITY ID: 253868103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
DIGITAL REALTY TRUST, INC.
MEETING DATE: JUN 08, 2020 | TICKER: DLR SECURITY ID: 253868103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Laurence A. Chapman | Management | For | For |
| 1b | Elect Director Alexis Black Bjorlin | Management | For | For |
| 1c | Elect Director Michael A. Coke | Management | For | For |
| 1d | Elect Director VeraLinn "Dash" Jamieson | Management | For | For |
| 1e | Elect Director Kevin J. Kennedy | Management | For | For |
| 1f | Elect Director William G. LaPerch | Management | For | For |
| 1g | Elect Director Jean F.H.P. Mandeville | Management | For | For |
| 1h | Elect Director Afshin Mohebbi | Management | For | For |
| 1i | Elect Director Mark R. Patterson | Management | For | For |
| 1j | Elect Director Mary Hogan Preusse | Management | For | For |
| 1k | Elect Director A. William Stein | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DIVERSIFIED HEALTHCARE TRUST
MEETING DATE: MAY 19, 2020 | TICKER: DHC SECURITY ID: 25525P107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jeffrey P. Somers | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
DOUGLAS EMMETT, INC.
MEETING DATE: MAY 28, 2020 | TICKER: DEI SECURITY ID: 25960P109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dan A. Emmett | Management | For | For |
| 1.2 | Elect Director Jordan L. Kaplan | Management | For | For |
| 1.3 | Elect Director Kenneth M. Panzer | Management | For | For |
| 1.4 | Elect Director Christopher H. Anderson | Management | For | For |
| 1.5 | Elect Director Leslie E. Bider | Management | For | For |
| 1.6 | Elect Director David T. Feinberg | Management | For | For |
| 1.7 | Elect Director Virginia A. McFerran | Management | For | For |
| 1.8 | Elect Director Thomas E. O'Hern | Management | For | For |
| 1.9 | Elect Director William E. Simon, Jr. | Management | For | For |
| 1.10 | Elect Director Johnese M. Spisso | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
DUKE REALTY CORPORATION
MEETING DATE: APR 29, 2020 | TICKER: DRE SECURITY ID: 264411505
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John P. Case | Management | For | For |
| 1b | Elect Director James B. Connor | Management | For | For |
| 1c | Elect Director Ngaire E. Cuneo | Management | For | For |
| 1d | Elect Director Charles R. Eitel | Management | For | For |
| 1e | Elect Director Tamara D. Fischer | Management | For | For |
| 1f | Elect Director Norman K. Jenkins | Management | For | For |
| 1g | Elect Director Melanie R. Sabelhaus | Management | For | For |
| 1h | Elect Director Peter M. Scott, III | Management | For | For |
| 1i | Elect Director David P. Stockert | Management | For | For |
| 1j | Elect Director Chris T. Sultemeier | Management | For | For |
| 1k | Elect Director Michael E. Szymanczyk | Management | For | For |
| 1l | Elect Director Warren M. Thompson | Management | For | For |
| 1m | Elect Director Lynn C. Thurber | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
EASTERLY GOVERNMENT PROPERTIES, INC.
MEETING DATE: MAY 05, 2020 | TICKER: DEA SECURITY ID: 27616P103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Darrell W. Crate | Management | For | For |
| 1.2 | Elect Director William C. Trimble, III | Management | For | For |
| 1.3 | Elect Director Michael P. Ibe | Management | For | For |
| 1.4 | Elect Director William H. Binnie | Management | For | For |
| 1.5 | Elect Director Cynthia A. Fisher | Management | For | For |
| 1.6 | Elect Director Scott D. Freeman | Management | For | For |
| 1.7 | Elect Director Emil W. Henry, Jr. | Management | For | For |
| 1.8 | Elect Director Tara S. Innes | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
EASTGROUP PROPERTIES, INC.
MEETING DATE: MAY 21, 2020 | TICKER: EGP SECURITY ID: 277276101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director D. Pike Aloian | Management | For | Against |
| 1b | Elect Director H.C. Bailey, Jr. | Management | For | For |
| 1c | Elect Director H. Eric Bolton, Jr. | Management | For | For |
| 1d | Elect Director Donald F. Colleran | Management | For | For |
| 1e | Elect Director Hayden C. Eaves, III | Management | For | Against |
| 1f | Elect Director David H. Hoster, II | Management | For | For |
| 1g | Elect Director Marshall A. Loeb | Management | For | For |
| 1h | Elect Director Mary E. McCormick | Management | For | Against |
| 1i | Elect Director Leland R. Speed | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EMPIRE STATE REALTY TRUST, INC.
MEETING DATE: MAY 14, 2020 | TICKER: ESRT SECURITY ID: 292104106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anthony E. Malkin | Management | For | For |
| 1.2 | Elect Director William H. Berkman | Management | For | For |
| 1.3 | Elect Director Leslie D. Biddle | Management | For | For |
| 1.4 | Elect Director Thomas J. DeRosa | Management | For | For |
| 1.5 | Elect Director Steven J. Gilbert | Management | For | For |
| 1.6 | Elect Director S. Michael Giliberto | Management | For | For |
| 1.7 | Elect Director Patricia S. Han | Management | For | For |
| 1.8 | Elect Director James D. Robinson, IV | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
EPR PROPERTIES
MEETING DATE: MAY 29, 2020 | TICKER: EPR SECURITY ID: 26884U109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barrett Brady | Management | For | For |
| 1.2 | Elect Director Peter C. Brown | Management | For | For |
| 1.3 | Elect Director James B. Connor | Management | For | For |
| 1.4 | Elect Director Robert J. Druten | Management | For | For |
| 1.5 | Elect Director Gregory K. Silvers | Management | For | For |
| 1.6 | Elect Director Robin P. Sterneck | Management | For | For |
| 1.7 | Elect Director Virginia E. Shanks | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Declaration of Trust to Permit the Company to Redeem Securities Held by an Unsuitable Shareholder | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
EQUINIX, INC.
MEETING DATE: JUN 18, 2020 | TICKER: EQIX SECURITY ID: 29444U700
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas Bartlett | Management | For | For |
| 1.2 | Elect Director Nanci Caldwell | Management | For | For |
| 1.3 | Elect Director Adaire Fox-Martin | Management | For | For |
| 1.4 | Elect Director Gary Hromadko | Management | For | For |
| 1.5 | Elect Director William Luby | Management | For | For |
| 1.6 | Elect Director Irving Lyons, III | Management | For | For |
| 1.7 | Elect Director Charles Meyers | Management | For | For |
| 1.8 | Elect Director Christopher Paisley | Management | For | For |
| 1.9 | Elect Director Sandra Rivera | Management | For | For |
| 1.10 | Elect Director Peter Van Camp | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Against |
| |
|---|
EQUITY COMMONWEALTH
MEETING DATE: JUN 23, 2020 | TICKER: EQC SECURITY ID: 294628102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sam Zell | Management | For | For |
| 1.2 | Elect Director James S. Corl | Management | For | For |
| 1.3 | Elect Director Martin L. Edelman | Management | For | For |
| 1.4 | Elect Director Edward A. Glickman | Management | For | For |
| 1.5 | Elect Director David A. Helfand | Management | For | For |
| 1.6 | Elect Director Peter Linneman | Management | For | For |
| 1.7 | Elect Director James L. Lozier, Jr. | Management | For | For |
| 1.8 | Elect Director Mary Jane Robertson | Management | For | For |
| 1.9 | Elect Director Kenneth Shea | Management | For | For |
| 1.10 | Elect Director Gerald A. Spector | Management | For | For |
| 1.11 | Elect Director James A. Star | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
EQUITY LIFESTYLE PROPERTIES, INC.
MEETING DATE: APR 28, 2020 | TICKER: ELS SECURITY ID: 29472R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew Berkenfield | Management | For | For |
| 1.2 | Elect Director Philip Calian | Management | For | For |
| 1.3 | Elect Director David Contis | Management | For | For |
| 1.4 | Elect Director Constance Freedman | Management | For | For |
| 1.5 | Elect Director Thomas Heneghan | Management | For | For |
| 1.6 | Elect Director Tao Huang | Management | For | For |
| 1.7 | Elect Director Marguerite Nader | Management | For | For |
| 1.8 | Elect Director Scott Peppet | Management | For | For |
| 1.9 | Elect Director Sheli Rosenberg | Management | For | For |
| 1.10 | Elect Director Samuel Zell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
EQUITY RESIDENTIAL
MEETING DATE: JUN 25, 2020 | TICKER: EQR SECURITY ID: 29476L107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raymond Bennett | Management | For | For |
| 1.2 | Elect Director Linda Walker Bynoe | Management | For | For |
| 1.3 | Elect Director Connie K. Duckworth | Management | For | For |
| 1.4 | Elect Director Mary Kay Haben | Management | For | For |
| 1.5 | Elect Director Tahsinul Zia Huque | Management | For | For |
| 1.6 | Elect Director Bradley A. Keywell | Management | For | For |
| 1.7 | Elect Director John E. Neal | Management | For | For |
| 1.8 | Elect Director David J. Neithercut | Management | For | For |
| 1.9 | Elect Director Mark J. Parrell | Management | For | For |
| 1.10 | Elect Director Mark S. Shapiro | Management | For | For |
| 1.11 | Elect Director Stephen E. Sterrett | Management | For | For |
| 1.12 | Elect Director Samuel Zell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ESSENTIAL PROPERTIES REALTY TRUST, INC.
MEETING DATE: APR 30, 2020 | TICKER: EPRT SECURITY ID: 29670E107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul T. Bossidy | Management | For | For |
| 1.2 | Elect Director Joyce DeLucca | Management | For | For |
| 1.3 | Elect Director Anthony K. Dobkin | Management | For | For |
| 1.4 | Elect Director Scott A. Estes | Management | For | For |
| 1.5 | Elect Director Peter M. Mavoides | Management | For | For |
| 1.6 | Elect Director Lawrence J. Minich | Management | For | For |
| 1.7 | Elect Director Heather L. Neary | Management | For | For |
| 1.8 | Elect Director Stephen D. Sautel | Management | For | For |
| 1.9 | Elect Director Janaki Sivanesan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
ESSEX PROPERTY TRUST, INC.
MEETING DATE: MAY 12, 2020 | TICKER: ESS SECURITY ID: 297178105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith R. Guericke | Management | For | For |
| 1.2 | Elect Director Maria R. Hawthorne | Management | For | For |
| 1.3 | Elect Director Amal M. Johnson | Management | For | For |
| 1.4 | Elect Director Mary Kasaris | Management | For | For |
| 1.5 | Elect Director Irving F. Lyons, III | Management | For | For |
| 1.6 | Elect Director George M. Marcus | Management | For | For |
| 1.7 | Elect Director Thomas E. Robinson | Management | For | For |
| 1.8 | Elect Director Michael J. Schall | Management | For | For |
| 1.9 | Elect Director Byron A. Scordelis | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EXP WORLD HOLDINGS, INC.
MEETING DATE: MAY 12, 2020 | TICKER: EXPI SECURITY ID: 30212W100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Glenn Sanford | Management | For | For |
| 1.2 | Elect Director Jason Gesing | Management | For | For |
| 1.3 | Elect Director Eugene Frederick | Management | For | For |
| 1.4 | Elect Director Randall Miles | Management | For | For |
| 1.5 | Elect Director Darren Jacklin | Management | For | Withhold |
| 1.6 | Elect Director Dan Cahir | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EXTRA SPACE STORAGE INC.
MEETING DATE: MAY 14, 2020 | TICKER: EXR SECURITY ID: 30225T102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth M. Woolley | Management | For | For |
| 1.2 | Elect Director Joseph D. Margolis | Management | For | For |
| 1.3 | Elect Director Roger B. Porter | Management | For | For |
| 1.4 | Elect Director Joseph J. Bonner | Management | For | For |
| 1.5 | Elect Director Gary L. Crittenden | Management | For | For |
| 1.6 | Elect Director Ashley Dreier | Management | For | For |
| 1.7 | Elect Director Spencer F. Kirk | Management | For | For |
| 1.8 | Elect Director Dennis J. Letham | Management | For | For |
| 1.9 | Elect Director Diane Olmstead | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FEDERAL REALTY INVESTMENT TRUST
MEETING DATE: MAY 06, 2020 | TICKER: FRT SECURITY ID: 313747206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jon E. Bortz | Management | For | For |
| 1.2 | Elect Director David W. Faeder | Management | For | For |
| 1.3 | Elect Director Elizabeth I. Holland | Management | For | For |
| 1.4 | Elect Director Mark S. Ordan | Management | For | For |
| 1.5 | Elect Director Gail P. Steinel | Management | For | For |
| 1.6 | Elect Director Joseph S. Vassalluzzo | Management | For | For |
| 1.7 | Elect Director Donald C. Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
FIRST INDUSTRIAL REALTY TRUST, INC.
MEETING DATE: MAY 06, 2020 | TICKER: FR SECURITY ID: 32054K103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter E. Baccile | Management | For | For |
| 1.2 | Elect Director Teresa Bryce Bazemore | Management | For | For |
| 1.3 | Elect Director Matthew S. Dominski | Management | For | For |
| 1.4 | Elect Director Bruce W. Duncan | Management | For | For |
| 1.5 | Elect Director H. Patrick Hackett, Jr. | Management | For | For |
| 1.6 | Elect Director Denise A. Olsen | Management | For | For |
| 1.7 | Elect Director John Rau | Management | For | For |
| 1.8 | Elect Director L. Peter Sharpe | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
FIVE POINT HOLDINGS, LLC
MEETING DATE: JUN 10, 2020 | TICKER: FPH SECURITY ID: 33833Q106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kathleen Brown | Management | For | For |
| 1.2 | Elect Director Gary Hunt | Management | For | For |
| 1.3 | Elect Director Michael Winer | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
FORESTAR GROUP, INC.
MEETING DATE: JAN 23, 2020 | TICKER: FOR SECURITY ID: 346232101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Samuel R. Fuller | Management | For | For |
| 1B | Elect Director Lisa H. Jamieson | Management | For | For |
| 1C | Elect Director G.F. (Rick) Ringler, III | Management | For | For |
| 1D | Elect Director Donald C. Spitzer | Management | For | For |
| 1E | Elect Director Donald J. Tomnitz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
FOUR CORNERS PROPERTY TRUST, INC.
MEETING DATE: JUN 12, 2020 | TICKER: FCPT SECURITY ID: 35086T109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William H. Lenehan | Management | For | For |
| 1b | Elect Director Douglas B. Hansen | Management | For | For |
| 1c | Elect Director John S. Moody | Management | For | For |
| 1d | Elect Director Marran H. Ogilvie | Management | For | For |
| 1e | Elect Director Paul E. Szurek | Management | For | For |
| 1f | Elect Director Charles L. Jemley | Management | For | For |
| 1g | Elect Director Eric S. Hirschhorn | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FRANKLIN STREET PROPERTIES CORP.
MEETING DATE: MAY 28, 2020 | TICKER: FSP SECURITY ID: 35471R106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director George J. Carter | Management | For | For |
| 1b | Elect Director Georgia Murray | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FRONT YARD RESIDENTIAL CORPORATION
MEETING DATE: APR 27, 2020 | TICKER: RESI SECURITY ID: 35904G107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
FRONT YARD RESIDENTIAL CORPORATION
MEETING DATE: JUN 22, 2020 | TICKER: RESI SECURITY ID: 35904G107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leland G. Abrams | Management | For | For |
| 1.2 | Elect Director Rochelle R. Dobbs | Management | For | For |
| 1.3 | Elect Director George G. Ellison | Management | For | For |
| 1.4 | Elect Director Michael A. Eruzione | Management | For | For |
| 1.5 | Elect Director Leslie B. Fox | Management | For | For |
| 1.6 | Elect Director Wade J. Henderson | Management | For | For |
| 1.7 | Elect Director George Whitfield ("Whit") McDowell | Management | For | For |
| 1.8 | Elect Director Lazar Nikolic | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FRP HOLDINGS, INC.
MEETING DATE: MAY 06, 2020 | TICKER: FRPH SECURITY ID: 30292L107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John D. Baker, II | Management | For | For |
| 1.2 | Elect Director Charles E. Commander, III | Management | For | For |
| 1.3 | Elect Director H. W. Shad, III | Management | For | For |
| 1.4 | Elect Director Martin E. Stein, Jr. | Management | For | Withhold |
| 1.5 | Elect Director William H. Walton, III | Management | For | For |
| 1.6 | Elect Director Margaret B. Wetherbee | Management | For | Withhold |
| 2 | Ratify Hancock Askew & Co., LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GAMING AND LEISURE PROPERTIES, INC.
MEETING DATE: JUN 11, 2020 | TICKER: GLPI SECURITY ID: 36467J108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter M. Carlino | Management | For | For |
| 1.2 | Elect Director Carol ("Lili") Lynton | Management | For | For |
| 1.3 | Elect Director Joseph W. Marshall, III | Management | For | For |
| 1.4 | Elect Director James B. Perry | Management | For | For |
| 1.5 | Elect Director Barry F. Schwartz | Management | For | For |
| 1.6 | Elect Director Earl C. Shanks | Management | For | For |
| 1.7 | Elect Director E. Scott Urdang | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GETTY REALTY CORP.
MEETING DATE: APR 28, 2020 | TICKER: GTY SECURITY ID: 374297109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Christopher J. Constant | Management | For | For |
| 1b | Elect Director Milton Cooper | Management | For | Withhold |
| 1c | Elect Director Philip E. Coviello | Management | For | Withhold |
| 1d | Elect Director Leo Liebowitz | Management | For | For |
| 1e | Elect Director Mary Lou Malanoski | Management | For | For |
| 1f | Elect Director Richard E. Montag | Management | For | For |
| 1g | Elect Director Howard B. Safenowitz | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
GLADSTONE COMMERCIAL CORPORATION
MEETING DATE: MAY 07, 2020 | TICKER: GOOD SECURITY ID: 376536108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michela A. English | Management | For | For |
| 1.2 | Elect Director Anthony W. Parker | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
GLOBAL NET LEASE, INC.
MEETING DATE: MAR 25, 2020 | TICKER: GNL SECURITY ID: 379378201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James L. Nelson | Management | For | For |
| 1b | Elect Director Edward M. Weil, Jr. | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
HANNON ARMSTRONG SUSTAINABLE INFRASTRUCTURE CAPITAL, INC.
MEETING DATE: JUN 04, 2020 | TICKER: HASI SECURITY ID: 41068X100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey W. Eckel | Management | For | For |
| 1.2 | Elect Director Teresa M. Brenner | Management | For | For |
| 1.3 | Elect Director Michael T. Eckhart | Management | For | For |
| 1.4 | Elect Director Simone F. Lagomarsino | Management | For | For |
| 1.5 | Elect Director Charles M. O'Neil | Management | For | For |
| 1.6 | Elect Director Richard J. Osborne | Management | For | For |
| 1.7 | Elect Director Steven G. Osgood | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HEALTHCARE REALTY TRUST INCORPORATED
MEETING DATE: MAY 12, 2020 | TICKER: HR SECURITY ID: 421946104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Todd J. Meredith | Management | For | For |
| 1.2 | Elect Director John V. Abbott | Management | For | For |
| 1.3 | Elect Director Nancy H. Agee | Management | For | For |
| 1.4 | Elect Director Edward H. Braman | Management | For | For |
| 1.5 | Elect Director James J. Kilroy | Management | For | For |
| 1.6 | Elect Director Peter F. Lyle, Sr. | Management | For | For |
| 1.7 | Elect Director John Knox Singleton | Management | For | For |
| 1.8 | Elect Director Bruce D. Sullivan | Management | For | For |
| 1.9 | Elect Director Christann M. Vasquez | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HEALTHCARE TRUST OF AMERICA, INC.
MEETING DATE: JUL 09, 2019 | TICKER: HTA SECURITY ID: 42225P501
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Scott D. Peters | Management | For | For |
| 1b | Elect Director W. Bradley Blair, II | Management | For | For |
| 1c | Elect Director Vicki U. Booth | Management | For | For |
| 1d | Elect Director Maurice J. DeWald | Management | For | For |
| 1e | Elect Director Warren D. Fix | Management | For | For |
| 1f | Elect Director Peter N. Foss | Management | For | For |
| 1g | Elect Director Daniel S. Henson | Management | For | For |
| 1h | Elect Director Larry L. Mathis | Management | For | For |
| 1i | Elect Director Gary T. Wescombe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
HEALTHPEAK PROPERTIES, INC.
MEETING DATE: APR 23, 2020 | TICKER: PEAK SECURITY ID: 42250P103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Brian G. Cartwright | Management | For | For |
| 1b | Elect Director Christine N. Garvey | Management | For | For |
| 1c | Elect Director R. Kent Griffin, Jr. | Management | For | For |
| 1d | Elect Director David B. Henry | Management | For | For |
| 1e | Elect Director Thomas M. Herzog | Management | For | For |
| 1f | Elect Director Lydia H. Kennard | Management | For | For |
| 1g | Elect Director Sara G. Lewis | Management | For | For |
| 1h | Elect Director Katherine M. Sandstrom | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
HERSHA HOSPITALITY TRUST
MEETING DATE: MAY 28, 2020 | TICKER: HT SECURITY ID: 427825500
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jay H. Shah | Management | For | For |
| 1.2 | Elect Director Thomas J. Hutchison, III | Management | For | For |
| 1.3 | Elect Director Donald J. Landry | Management | For | For |
| 1.4 | Elect Director Michael A. Leven | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
HFF, INC.
MEETING DATE: JUL 01, 2019 | TICKER: HF SECURITY ID: 40418F108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3.1 | Elect Director Deborah H. McAneny | Management | For | For |
| 3.2 | Elect Director Steven E. Wheeler | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HIGHWOODS PROPERTIES, INC.
MEETING DATE: MAY 12, 2020 | TICKER: HIW SECURITY ID: 431284108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles A. Anderson | Management | For | For |
| 1.2 | Elect Director Gene H. Anderson | Management | For | For |
| 1.3 | Elect Director Thomas P. Anderson | Management | For | For |
| 1.4 | Elect Director Carlos E. Evans | Management | For | For |
| 1.5 | Elect Director David J. Hartzell | Management | For | For |
| 1.6 | Elect Director Sherry A. Kellett | Management | For | For |
| 1.7 | Elect Director Theodore J. Klinck | Management | For | For |
| 1.8 | Elect Director Anne H. Lloyd | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Non-Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
HOST HOTELS & RESORTS, INC.
MEETING DATE: MAY 15, 2020 | TICKER: HST SECURITY ID: 44107P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary L. Baglivo | Management | For | For |
| 1.2 | Elect Director Sheila C. Bair | Management | For | For |
| 1.3 | Elect Director Richard E. Marriott | Management | For | For |
| 1.4 | Elect Director Sandeep L. Mathrani | Management | For | For |
| 1.5 | Elect Director John B. Morse, Jr. | Management | For | For |
| 1.6 | Elect Director Mary Hogan Preusse | Management | For | For |
| 1.7 | Elect Director Walter C. Rakowich | Management | For | For |
| 1.8 | Elect Director James F. Risoleo | Management | For | For |
| 1.9 | Elect Director Gordon H. Smith | Management | For | For |
| 1.10 | Elect Director A. William Stein | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
HUDSON PACIFIC PROPERTIES, INC.
MEETING DATE: MAY 20, 2020 | TICKER: HPP SECURITY ID: 444097109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Victor J. Coleman | Management | For | For |
| 1.2 | Elect Director Theodore R. Antenucci | Management | For | For |
| 1.3 | Elect Director Richard B. Fried | Management | For | For |
| 1.4 | Elect Director Jonathan M. Glaser | Management | For | For |
| 1.5 | Elect Director Robert L. Harris, II | Management | For | For |
| 1.6 | Elect Director Christy Haubegger | Management | For | For |
| 1.7 | Elect Director Mark D. Linehan | Management | For | For |
| 1.8 | Elect Director Robert M. Moran, Jr. | Management | For | For |
| 1.9 | Elect Director Barry A. Porter | Management | For | For |
| 1.10 | Elect Director Andrea Wong | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INDEPENDENCE REALTY TRUST, INC.
MEETING DATE: MAY 13, 2020 | TICKER: IRT SECURITY ID: 45378A106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott F. Schaeffer | Management | For | For |
| 1.2 | Elect Director William C. Dunkelberg | Management | For | For |
| 1.3 | Elect Director Richard D. Gebert | Management | For | For |
| 1.4 | Elect Director Melinda H. McClure | Management | For | For |
| 1.5 | Elect Director Mack D. Pridgen, III | Management | For | For |
| 1.6 | Elect Director DeForest B. Soaries, Jr. | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
INDUSTRIAL LOGISTICS PROPERTIES TRUST
MEETING DATE: MAY 28, 2020 | TICKER: ILPT SECURITY ID: 456237106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce M. Gans | Management | For | For |
| 1.2 | Elect Director Adam D. Portnoy | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
INVESTORS REAL ESTATE TRUST
MEETING DATE: MAY 19, 2020 | TICKER: IRET SECURITY ID: 461730509
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jeffrey P. Caira | Management | For | For |
| 1b | Elect Director Michael T. Dance | Management | For | For |
| 1c | Elect Director Mark O. Decker, Jr. | Management | For | For |
| 1d | Elect Director Emily Nagle Green | Management | For | For |
| 1e | Elect Director Linda J. Hall | Management | For | For |
| 1f | Elect Director Terrance P. Maxwell | Management | For | For |
| 1g | Elect Director John A. Schissel | Management | For | For |
| 1h | Elect Director Mary J. Twinem | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
INVITATION HOMES, INC.
MEETING DATE: MAY 20, 2020 | TICKER: INVH SECURITY ID: 46187W107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bryce Blair | Management | For | For |
| 1.2 | Elect Director Dallas B. Tanner | Management | For | For |
| 1.3 | Elect Director Jana Cohen Barbe | Management | For | For |
| 1.4 | Elect Director Richard D. Bronson | Management | For | For |
| 1.5 | Elect Director Michael D. Fascitelli | Management | For | For |
| 1.6 | Elect Director Jeffrey E. Kelter | Management | For | For |
| 1.7 | Elect Director Joseph D. Margolis | Management | For | For |
| 1.8 | Elect Director John B. Rhea | Management | For | For |
| 1.9 | Elect Director J. Heidi Roizen | Management | For | For |
| 1.10 | Elect Director Janice L. Sears | Management | For | For |
| 1.11 | Elect Director William J. Stein | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
IRON MOUNTAIN INCORPORATED
MEETING DATE: MAY 13, 2020 | TICKER: IRM SECURITY ID: 46284V101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jennifer Allerton | Management | For | For |
| 1b | Elect Director Pamela M. Arway | Management | For | For |
| 1c | Elect Director Clarke H. Bailey | Management | For | For |
| 1d | Elect Director Kent P. Dauten | Management | For | For |
| 1e | Elect Director Paul F. Deninger | Management | For | For |
| 1f | Elect Director Monte Ford | Management | For | For |
| 1g | Elect Director Per-Kristian Halvorsen | Management | For | For |
| 1h | Elect Director Robin L. Matlock | Management | For | For |
| 1i | Elect Director William L. Meaney | Management | For | For |
| 1j | Elect Director Wendy J. Murdock | Management | For | For |
| 1k | Elect Director Walter C. Rakowich | Management | For | For |
| 1l | Elect Director Doyle R. Simons | Management | For | For |
| 1m | Elect Director Alfred J. Verrecchia | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
ISTAR INC.
MEETING DATE: JUN 01, 2020 | TICKER: STAR SECURITY ID: 45031U101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Clifford De Souza | Management | For | For |
| 1.2 | Elect Director Robin Josephs | Management | For | For |
| 1.3 | Elect Director Richard Lieb | Management | For | For |
| 1.4 | Elect Director Barry W. Ridings | Management | For | For |
| 1.5 | Elect Director Anita Sands | Management | For | For |
| 1.6 | Elect Director Jay Sugarman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
JBG SMITH PROPERTIES
MEETING DATE: APR 30, 2020 | TICKER: JBGS SECURITY ID: 46590V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Scott A. Estes | Management | For | For |
| 1b | Elect Director Alan S. Forman | Management | For | For |
| 1c | Elect Director Michael J. Glosserman | Management | For | For |
| 1d | Elect Director Charles E. Haldeman, Jr. | Management | For | For |
| 1e | Elect Director W. Matthew Kelly | Management | For | For |
| 1f | Elect Director Alisa M. Mall | Management | For | For |
| 1g | Elect Director Carol A. Melton | Management | For | For |
| 1h | Elect Director William J. Mulrow | Management | For | For |
| 1i | Elect Director Steven Roth | Management | For | For |
| 1j | Elect Director Ellen Shuman | Management | For | For |
| 1k | Elect Director Robert A. Stewart | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
JERNIGAN CAPITAL, INC.
MEETING DATE: FEB 20, 2020 | TICKER: JCAP SECURITY ID: 476405105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
JERNIGAN CAPITAL, INC.
MEETING DATE: APR 28, 2020 | TICKER: JCAP SECURITY ID: 476405105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Good | Management | For | For |
| 1.2 | Elect Director Mark O. Decker | Management | For | Withhold |
| 1.3 | Elect Director Rebecca Owen | Management | For | For |
| 1.4 | Elect Director Howard A. Silver | Management | For | Withhold |
| 1.5 | Elect Director Harry J. Thie | Management | For | Withhold |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
JONES LANG LASALLE INCORPORATED
MEETING DATE: MAY 28, 2020 | TICKER: JLL SECURITY ID: 48020Q107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Hugo Bague | Management | For | For |
| 1b | Elect Director Matthew Carter, Jr. | Management | For | For |
| 1c | Elect Director Samuel A. Di Piazza, Jr. | Management | For | For |
| 1d | Elect Director Ming Lu | Management | For | For |
| 1e | Elect Director Bridget A. Macaskill | Management | For | For |
| 1f | Elect Director Deborah H. McAneny | Management | For | For |
| 1g | Elect Director Siddharth (Bobby) N. Mehta | Management | For | For |
| 1h | Elect Director Martin H. Nesbitt | Management | For | For |
| 1i | Elect Director Jeetendra (Jeetu) I. Patel | Management | For | For |
| 1j | Elect Director Sheila A. Penrose | Management | For | For |
| 1k | Elect Director Ann Marie Petach | Management | For | For |
| 1l | Elect Director Christian Ulbrich | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
KENNEDY-WILSON HOLDINGS, INC.
MEETING DATE: JUN 11, 2020 | TICKER: KW SECURITY ID: 489398107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Todd Boehly | Management | For | For |
| 1.2 | Elect Director David A. Minella | Management | For | For |
| 1.3 | Elect Director Mary Ricks | Management | For | For |
| 1.4 | Elect Director Sanaz Zaimi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
KILROY REALTY CORPORATION
MEETING DATE: MAY 19, 2020 | TICKER: KRC SECURITY ID: 49427F108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John Kilroy | Management | For | For |
| 1b | Elect Director Edward Brennan | Management | For | For |
| 1c | Elect Director Jolie Hunt | Management | For | For |
| 1d | Elect Director Scott Ingraham | Management | For | For |
| 1e | Elect Director Gary Stevenson | Management | For | For |
| 1f | Elect Director Peter Stoneberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
KIMCO REALTY CORPORATION
MEETING DATE: APR 28, 2020 | TICKER: KIM SECURITY ID: 49446R109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Milton Cooper | Management | For | For |
| 1b | Elect Director Philip E. Coviello | Management | For | For |
| 1c | Elect Director Conor C. Flynn | Management | For | For |
| 1d | Elect Director Frank Lourenso | Management | For | For |
| 1e | Elect Director Colombe M. Nicholas | Management | For | For |
| 1f | Elect Director Mary Hogan Preusse | Management | For | For |
| 1g | Elect Director Valerie Richardson | Management | For | For |
| 1h | Elect Director Richard B. Saltzman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Pricewaterhouse Coopers LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
KITE REALTY GROUP TRUST
MEETING DATE: MAY 14, 2020 | TICKER: KRG SECURITY ID: 49803T300
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John A. Kite | Management | For | For |
| 1b | Elect Director William E. Bindley | Management | For | For |
| 1c | Elect Director Victor J. Coleman | Management | For | For |
| 1d | Elect Director Lee A. Daniels | Management | For | For |
| 1e | Elect Director Christie B. Kelly | Management | For | For |
| 1f | Elect Director David R. O'Reilly | Management | For | For |
| 1g | Elect Director Barton R. Peterson | Management | For | For |
| 1h | Elect Director Charles H. Wurtzebach | Management | For | For |
| 1i | Elect Director Caroline L. Young | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Articles of Incorporation to Allow Shareholder Bylaw Amendments | Management | For | For |
| |
|---|
LAMAR ADVERTISING COMPANY
MEETING DATE: MAY 28, 2020 | TICKER: LAMR SECURITY ID: 512816109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nancy Fletcher | Management | For | For |
| 1.2 | Elect Director John E. Koerner, III | Management | For | For |
| 1.3 | Elect Director Marshall A. Loeb | Management | For | For |
| 1.4 | Elect Director Stephen P. Mumblow | Management | For | For |
| 1.5 | Elect Director Thomas V. Reifenheiser | Management | For | For |
| 1.6 | Elect Director Anna Reilly | Management | For | For |
| 1.7 | Elect Director Kevin P. Reilly, Jr. | Management | For | For |
| 1.8 | Elect Director Wendell Reilly | Management | For | Withhold |
| 1.9 | Elect Director Elizabeth Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
LEXINGTON REALTY TRUST
MEETING DATE: MAY 19, 2020 | TICKER: LXP SECURITY ID: 529043101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director T. Wilson Eglin | Management | For | For |
| 1.2 | Elect Director Richard S. Frary | Management | For | For |
| 1.3 | Elect Director Lawrence L. Gray | Management | For | For |
| 1.4 | Elect Director Jamie Handwerker | Management | For | For |
| 1.5 | Elect Director Claire A. Koeneman | Management | For | For |
| 1.6 | Elect Director Howard Roth | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
LIBERTY PROPERTY TRUST
MEETING DATE: JAN 30, 2020 | TICKER: LPT SECURITY ID: 531172104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
LIFE STORAGE, INC.
MEETING DATE: MAY 28, 2020 | TICKER: LSI SECURITY ID: 53223X107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mark G. Barberio | Management | For | For |
| 1b | Elect Director Joseph V. Saffire | Management | For | For |
| 1c | Elect Director Charles E. Lannon | Management | For | For |
| 1d | Elect Director Stephen R. Rusmisel | Management | For | For |
| 1e | Elect Director Arthur L. Havener, Jr. | Management | For | For |
| 1f | Elect Director Dana Hamilton | Management | For | For |
| 1g | Elect Director Edward J. Pettinella | Management | For | For |
| 1h | Elect Director David L. Rogers | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Non-Employee Director Restricted Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LTC PROPERTIES, INC.
MEETING DATE: MAY 27, 2020 | TICKER: LTC SECURITY ID: 502175102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Boyd W. Hendrickson | Management | For | For |
| 1.2 | Elect Director James J. Pieczynski | Management | For | For |
| 1.3 | Elect Director Devra G. Shapiro | Management | For | For |
| 1.4 | Elect Director Wendy L. Simpson | Management | For | For |
| 1.5 | Elect Director Timothy J. Triche | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MARCUS & MILLICHAP, INC.
MEETING DATE: MAY 05, 2020 | TICKER: MMI SECURITY ID: 566324109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hessam Nadji | Management | For | For |
| 1.2 | Elect Director Norma J. Lawrence | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MEDICAL PROPERTIES TRUST, INC.
MEETING DATE: MAY 21, 2020 | TICKER: MPW SECURITY ID: 58463J304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward K. Aldag, Jr. | Management | For | For |
| 1.2 | Elect Director G. Steven Dawson | Management | For | For |
| 1.3 | Elect Director R. Steven Hamner | Management | For | For |
| 1.4 | Elect Director Caterina A. Mozingo | Management | For | For |
| 1.5 | Elect Director Elizabeth N. Pitman | Management | For | For |
| 1.6 | Elect Director C. Reynolds Thompson, III | Management | For | For |
| 1.7 | Elect Director D. Paul Sparks, Jr. | Management | For | For |
| 1.8 | Elect Director Michael G. Stewart | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MGM GROWTH PROPERTIES LLC
MEETING DATE: MAY 06, 2020 | TICKER: MGP SECURITY ID: 55303A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Paul Salem | Management | For | For |
| 1b | Elect Director Michael J. Rietbrock | Management | For | For |
| 1c | Elect Director Thomas A. Roberts | Management | For | Against |
| 1d | Elect Director Daniel J. Taylor | Management | For | For |
| 1e | Elect Director Corey I. Sanders | Management | For | For |
| 1f | Elect Director John M. McManus | Management | For | For |
| 1g | Elect Director Robert Smith | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MID-AMERICA APARTMENT COMMUNITIES, INC.
MEETING DATE: MAY 19, 2020 | TICKER: MAA SECURITY ID: 59522J103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director H. Eric Bolton, Jr. | Management | For | For |
| 1b | Elect Director Russell R. French | Management | For | For |
| 1c | Elect Director Alan B. Graf, Jr. | Management | For | For |
| 1d | Elect Director Toni Jennings | Management | For | For |
| 1e | Elect Director James K. Lowder | Management | For | For |
| 1f | Elect Director Thomas H. Lowder | Management | For | For |
| 1g | Elect Director Monica McGurk | Management | For | For |
| 1h | Elect Director Claude B. Nielsen | Management | For | For |
| 1i | Elect Director Philip W. Norwood | Management | For | For |
| 1j | Elect Director W. Reid Sanders | Management | For | For |
| 1k | Elect Director Gary Shorb | Management | For | For |
| 1l | Elect Director David P. Stockert | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
MONMOUTH REAL ESTATE INVESTMENT CORPORATION
MEETING DATE: MAY 14, 2020 | TICKER: MNR SECURITY ID: 609720107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kiernan Conway | Management | For | For |
| 1.2 | Elect Director Brian H. Haimm | Management | For | For |
| 1.3 | Elect Director Neal Herstik | Management | For | For |
| 1.4 | Elect Director Matthew I. Hirsch | Management | For | Withhold |
| 1.5 | Elect Director Stephen B. Wolgin | Management | For | For |
| 2 | Ratify PKF O'Connor Davies, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NATIONAL HEALTH INVESTORS, INC.
MEETING DATE: MAY 06, 2020 | TICKER: NHI SECURITY ID: 63633D104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director W. Andrew Adams | Management | For | For |
| 1b | Elect Director Robert A. McCabe, Jr. | Management | For | Against |
| 1c | Elect Director Charlotte A. Swafford | Management | For | For |
| 1d | Elect Director Robert G. Adams | Management | For | Against |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
NATIONAL RETAIL PROPERTIES, INC.
MEETING DATE: MAY 12, 2020 | TICKER: NNN SECURITY ID: 637417106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pamela K. Beall | Management | For | For |
| 1.2 | Elect Director Steven D. Cosler | Management | For | For |
| 1.3 | Elect Director Don DeFosset | Management | For | For |
| 1.4 | Elect Director David M. Fick | Management | For | For |
| 1.5 | Elect Director Edward J. Fritsch | Management | For | For |
| 1.6 | Elect Director Kevin B. Habicht | Management | For | For |
| 1.7 | Elect Director Betsy D. Holden | Management | For | For |
| 1.8 | Elect Director Julian E. Whitehurst | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
NATIONAL STORAGE AFFILIATES TRUST
MEETING DATE: MAY 19, 2020 | TICKER: NSA SECURITY ID: 637870106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Arlen D. Nordhagen | Management | For | For |
| 1b | Elect Director George L. Chapman | Management | For | For |
| 1c | Elect Director Tamara D. Fischer | Management | For | For |
| 1d | Elect Director Paul W. Hylbert, Jr. | Management | For | For |
| 1e | Elect Director Chad L. Meisinger | Management | For | For |
| 1f | Elect Director Steven G. Osgood | Management | For | For |
| 1g | Elect Director Dominic M. Palazzo | Management | For | For |
| 1h | Elect Director Rebecca L. Steinfort | Management | For | For |
| 1i | Elect Director Mark Van Mourick | Management | For | For |
| 1j | Elect Director J. Timothy Warren | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NEW SENIOR INVESTMENT GROUP INC.
MEETING DATE: MAY 28, 2020 | TICKER: SNR SECURITY ID: 648691103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stuart A. McFarland | Management | For | For |
| 1.2 | Elect Director Robert F. Savage | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Declassify the Board of Directors | Management | For | For |
| 6 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 7A | Eliminate Supermajority Vote Requirement to Amend Certain Provisions of Certificate of Incorporation | Management | For | For |
| 7B | Eliminate Supermajority Vote Requirement to Amend Bylaws | Management | For | For |
| 7C | Amend Certificate of Incorporation and Bylaws to Eliminate Supermajority Vote Requirement to Remove Directors with Cause | Management | For | For |
| |
|---|
NEWMARK GROUP, INC.
MEETING DATE: SEP 24, 2019 | TICKER: NMRK SECURITY ID: 65158N102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard W. Lutnick | Management | For | For |
| 1.2 | Elect Director Michael Snow | Management | For | For |
| 1.3 | Elect Director Virginia S. Bauer | Management | For | For |
| 1.4 | Elect Director Peter F. Cervinka | Management | For | For |
| |
|---|
NEXPOINT RESIDENTIAL TRUST, INC.
MEETING DATE: MAY 12, 2020 | TICKER: NXRT SECURITY ID: 65341D102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James Dondero | Management | For | For |
| 1b | Elect Director Brian Mitts | Management | For | For |
| 1c | Elect Director Edward Constantino | Management | For | For |
| 1d | Elect Director Scott Kavanaugh | Management | For | Withhold |
| 1e | Elect Director Arthur Laffer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
NORTHSTAR REALTY EUROPE CORP.
MEETING DATE: AUG 14, 2019 | TICKER: NRE SECURITY ID: 66706L101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas J. Barrack, Jr. | Management | For | For |
| 1.2 | Elect Director Mahbod Nia | Management | For | For |
| 1.3 | Elect Director Mario Chisholm | Management | For | For |
| 1.4 | Elect Director Judith A. Hannaway | Management | For | For |
| 1.5 | Elect Director Dianne Hurley | Management | For | For |
| 1.6 | Elect Director Oscar Junquera | Management | For | For |
| 1.7 | Elect Director Wesley D. Minami | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers, Societe cooperative as Auditors | Management | For | For |
| |
|---|
NORTHSTAR REALTY EUROPE CORP.
MEETING DATE: SEP 25, 2019 | TICKER: NRE SECURITY ID: 66706L101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| |
|---|
OFFICE PROPERTIES INCOME TRUST
MEETING DATE: MAY 27, 2020 | TICKER: OPI SECURITY ID: 67623C109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David M. Blackman | Management | For | For |
| 1.2 | Elect Director Donna D. Fraiche | Management | For | For |
| 1.3 | Elect Director Jeffrey P. Somers | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Restricted Stock Plan | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
OMEGA HEALTHCARE INVESTORS, INC.
MEETING DATE: JUN 11, 2020 | TICKER: OHI SECURITY ID: 681936100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kapila K. Anand | Management | For | For |
| 1.2 | Elect Director Craig R. Callen | Management | For | For |
| 1.3 | Elect Director Barbara B. Hill | Management | For | For |
| 1.4 | Elect Director Edward Lowenthal | Management | For | For |
| 1.5 | Elect Director C. Taylor Pickett | Management | For | For |
| 1.6 | Elect Director Stephen D. Plavin | Management | For | For |
| 1.7 | Elect Director Burke W. Whitman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ONE LIBERTY PROPERTIES, INC.
MEETING DATE: JUN 30, 2020 | TICKER: OLP SECURITY ID: 682406103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles L. Biederman | Management | For | For |
| 1.2 | Elect Director Patrick J. Callan, Jr. | Management | For | For |
| 1.3 | Elect Director Karen A. Till | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4A | Increase Authorized Common Stock | Management | For | For |
| 4B | Amend Charter Regarding Indemnification of Directors and Officers | Management | For | For |
| 4C | Amend Charter | Management | For | For |
| 5A | Amend Bylaws to Eliminate Investment Policies Restrictions | Management | For | For |
| 5B | Amend Bylaws to Eliminate Provisions Regarding Management Arrangements | Management | For | For |
| |
|---|
OUTFRONT MEDIA INC.
MEETING DATE: JUN 08, 2020 | TICKER: OUT SECURITY ID: 69007J106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeremy J. Male | Management | For | For |
| 1.2 | Elect Director Joseph H. Wender | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PARAMOUNT GROUP, INC.
MEETING DATE: MAY 19, 2020 | TICKER: PGRE SECURITY ID: 69924R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Albert Behler | Management | For | For |
| 1b | Elect Director Thomas Armbrust | Management | For | For |
| 1c | Elect Director Martin Bussmann | Management | For | For |
| 1d | Elect Director Colin Dyer | Management | For | For |
| 1e | Elect Director Karin Klein | Management | For | For |
| 1f | Elect Director Peter Linneman | Management | For | For |
| 1g | Elect Director Katharina Otto-Bernstein | Management | For | For |
| 1h | Elect Director Mark Patterson | Management | For | For |
| 1i | Elect Director Greg Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
PARK HOTELS & RESORTS INC.
MEETING DATE: APR 24, 2020 | TICKER: PK SECURITY ID: 700517105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
| 1B | Elect Director Gordon M. Bethune | Management | For | For |
| 1C | Elect Director Patricia M. Bedient | Management | For | For |
| 1D | Elect Director Thomas D. Eckert | Management | For | For |
| 1E | Elect Director Geoffrey M. Garrett | Management | For | For |
| 1F | Elect Director Christie B. Kelly | Management | For | For |
| 1G | Elect Director Joseph I. Lieberman | Management | For | For |
| 1H | Elect Director Thomas A. Natelli | Management | For | For |
| 1I | Elect Director Timothy J. Naughton | Management | For | For |
| 1J | Elect Director Stephen I. Sadove | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
PEBBLEBROOK HOTEL TRUST
MEETING DATE: MAY 19, 2020 | TICKER: PEB SECURITY ID: 70509V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jon E. Bortz | Management | For | For |
| 1b | Elect Director Cydney C. Donnell | Management | For | For |
| 1c | Elect Director Ron E. Jackson | Management | For | For |
| 1d | Elect Director Phillip M. Miller | Management | For | For |
| 1e | Elect Director Michael J. Schall | Management | For | For |
| 1f | Elect Director Bonny W. Simi | Management | For | For |
| 1g | Elect Director Earl E. Webb | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PENNSYLVANIA REAL ESTATE INVESTMENT TRUST
MEETING DATE: MAY 28, 2020 | TICKER: PEI SECURITY ID: 709102107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George J. Alburger, Jr. | Management | For | For |
| 1.2 | Elect Director Joseph F. Coradino | Management | For | For |
| 1.3 | Elect Director Michael J. DeMarco | Management | For | For |
| 1.4 | Elect Director JoAnne A. Epps | Management | For | For |
| 1.5 | Elect Director Mark E. Pasquerilla | Management | For | For |
| 1.6 | Elect Director Charles P. Pizzi | Management | For | For |
| 1.7 | Elect Director John J. Roberts | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
PHYSICIANS REALTY TRUST
MEETING DATE: MAY 06, 2020 | TICKER: DOC SECURITY ID: 71943U104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John T. Thomas | Management | For | For |
| 1.2 | Elect Director Tommy G. Thompson | Management | For | For |
| 1.3 | Elect Director Stanton D. Anderson | Management | For | For |
| 1.4 | Elect Director Mark A. Baumgartner | Management | For | For |
| 1.5 | Elect Director Albert C. Black, Jr. | Management | For | For |
| 1.6 | Elect Director William A. Ebinger | Management | For | For |
| 1.7 | Elect Director Pamela J. Kessler | Management | For | For |
| 1.8 | Elect Director Richard A. Weiss | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PIEDMONT OFFICE REALTY TRUST, INC.
MEETING DATE: MAY 13, 2020 | TICKER: PDM SECURITY ID: 720190206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank C. McDowell | Management | For | For |
| 1.2 | Elect Director Kelly H. Barrett | Management | For | For |
| 1.3 | Elect Director Wesley E. Cantrell | Management | For | For |
| 1.4 | Elect Director Glenn G. Cohen | Management | For | For |
| 1.5 | Elect Director Barbara B. Lang | Management | For | For |
| 1.6 | Elect Director C. Brent Smith | Management | For | For |
| 1.7 | Elect Director Jeffrey L. Swope | Management | For | For |
| 1.8 | Elect Director Dale H. Taysom | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
POTLATCHDELTIC CORPORATION
MEETING DATE: MAY 04, 2020 | TICKER: PCH SECURITY ID: 737630103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Linda M. Breard | Management | For | For |
| 1b | Elect Director Lawrence S. Peiros | Management | For | For |
| 1c | Elect Director Eric J. Cremers | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PREFERRED APARTMENT COMMUNITIES, INC.
MEETING DATE: MAY 07, 2020 | TICKER: APTS SECURITY ID: 74039L103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steve Bartkowski | Management | For | Against |
| 1.2 | Elect Director John A. Cannon | Management | For | For |
| 1.3 | Elect Director Gary B. Coursey | Management | For | Against |
| 1.4 | Elect Director Daniel M. DuPree | Management | For | For |
| 1.5 | Elect Director Sara J. Finley | Management | For | For |
| 1.6 | Elect Director Howard A. McLure | Management | For | For |
| 1.7 | Elect Director Joel T. Murphy | Management | For | For |
| 1.8 | Elect Director Timothy A. Peterson | Management | For | For |
| 2 | Amend Charter to Allow Shareholders to Amend Bylaws | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
PROLOGIS, INC.
MEETING DATE: APR 29, 2020 | TICKER: PLD SECURITY ID: 74340W103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Hamid R. Moghadam | Management | For | For |
| 1b | Elect Director Cristina G. Bita | Management | For | For |
| 1c | Elect Director George L. Fotiades | Management | For | Against |
| 1d | Elect Director Lydia H. Kennard | Management | For | For |
| 1e | Elect Director Irving F. Lyons, III | Management | For | For |
| 1f | Elect Director Avid Modjtabai | Management | For | For |
| 1g | Elect Director David P. O'Connor | Management | For | For |
| 1h | Elect Director Olivier Piani | Management | For | For |
| 1i | Elect Director Jeffrey L. Skelton | Management | For | For |
| 1j | Elect Director Carl B. Webb | Management | For | For |
| 1k | Elect Director William D. Zollars | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
PS BUSINESS PARKS, INC.
MEETING DATE: APR 22, 2020 | TICKER: PSB SECURITY ID: 69360J107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald L. Havner, Jr. | Management | For | For |
| 1.2 | Elect Director Maria R. Hawthorne | Management | For | For |
| 1.3 | Elect Director Jennifer Holden Dunbar | Management | For | For |
| 1.4 | Elect Director James H. Kropp | Management | For | For |
| 1.5 | Elect Director Kristy M. Pipes | Management | For | For |
| 1.6 | Elect Director Gary E. Pruitt | Management | For | For |
| 1.7 | Elect Director Robert S. Rollo | Management | For | For |
| 1.8 | Elect Director Joseph D. Russell, Jr. | Management | For | For |
| 1.9 | Elect Director Peter Schultz | Management | For | For |
| 1.10 | Elect Director Stephen W. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
PUBLIC STORAGE
MEETING DATE: APR 21, 2020 | TICKER: PSA SECURITY ID: 74460D109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald L. Havner, Jr. | Management | For | For |
| 1.2 | Elect Director Tamara Hughes Gustavson | Management | For | For |
| 1.3 | Elect Director Uri P. Harkham | Management | For | For |
| 1.4 | Elect Director Leslie S. Heisz | Management | For | For |
| 1.5 | Elect Director B. Wayne Hughes, Jr. | Management | For | For |
| 1.6 | Elect Director Avedick B. Poladian | Management | For | For |
| 1.7 | Elect Director Gary E. Pruitt | Management | For | For |
| 1.8 | Elect Director John Reyes | Management | For | For |
| 1.9 | Elect Director Joseph D. Russell, Jr. | Management | For | For |
| 1.10 | Elect Director Tariq M. Shaukat | Management | For | For |
| 1.11 | Elect Director Ronald P. Spogli | Management | For | For |
| 1.12 | Elect Director Daniel C. Staton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
QTS REALTY TRUST, INC.
MEETING DATE: MAY 06, 2020 | TICKER: QTS SECURITY ID: 74736A103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Chad L. Williams | Management | For | For |
| 1.2 | Elect Director John W. Barter | Management | For | For |
| 1.3 | Elect Director William O. Grabe | Management | For | For |
| 1.4 | Elect Director Catherine R. Kinney | Management | For | For |
| 1.5 | Elect Director Peter A. Marino | Management | For | For |
| 1.6 | Elect Director Scott D. Miller | Management | For | For |
| 1.7 | Elect Director Mazen Rawashdeh | Management | For | For |
| 1.8 | Elect Director Wayne M. Rehberger | Management | For | For |
| 1.9 | Elect Director Philip P. Trahanas | Management | For | For |
| 1.10 | Elect Director Stephen E. Westhead | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young as Auditors | Management | For | For |
| |
|---|
RAYONIER INC.
MEETING DATE: MAY 14, 2020 | TICKER: RYN SECURITY ID: 754907103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard D. Kincaid *Withdrawn Resolution* | Management | None | None |
| 1b | Elect Director Keith E. Bass | Management | For | For |
| 1c | Elect Director Dod A. Fraser | Management | For | For |
| 1d | Elect Director Scott R. Jones | Management | For | For |
| 1e | Elect Director Blanche L. Lincoln | Management | For | For |
| 1f | Elect Director V. Larkin Martin | Management | For | For |
| 1g | Elect Director Ann C. Nelson | Management | For | For |
| 1h | Elect Director David L. Nunes | Management | For | For |
| 1i | Elect Director Andrew G. Wiltshire | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young, LLP as Auditor | Management | For | For |
| |
|---|
RE/MAX HOLDINGS, INC.
MEETING DATE: MAY 27, 2020 | TICKER: RMAX SECURITY ID: 75524W108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph A. DeSplinter | Management | For | For |
| 1.2 | Elect Director Roger J. Dow | Management | For | For |
| 1.3 | Elect Director Ronald E. Harrison | Management | For | For |
| 1.4 | Elect Director Laura G. Kelly | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditor | Management | For | For |
| |
|---|
REALOGY HOLDINGS CORP.
MEETING DATE: MAY 06, 2020 | TICKER: RLGY SECURITY ID: 75605Y106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Fiona P. Dias | Management | For | For |
| 1.2 | Elect Director Matthew J. Espe | Management | For | For |
| 1.3 | Elect Director V. Ann Hailey | Management | For | For |
| 1.4 | Elect Director Bryson R. Koehler | Management | For | For |
| 1.5 | Elect Director Duncan L. Niederauer | Management | For | For |
| 1.6 | Elect Director Ryan M. Schneider | Management | For | For |
| 1.7 | Elect Director Enrique Silva | Management | For | For |
| 1.8 | Elect Director Sherry M. Smith | Management | For | For |
| 1.9 | Elect Director Christopher S. Terrill | Management | For | For |
| 1.10 | Elect Director Michael J. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| |
|---|
REALTY INCOME CORPORATION
MEETING DATE: MAY 12, 2020 | TICKER: O SECURITY ID: 756109104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kathleen R. Allen | Management | For | For |
| 1b | Elect Director A. Larry Chapman | Management | For | For |
| 1c | Elect Director Reginald H. Gilyard | Management | For | For |
| 1d | Elect Director Priya Cherian Huskins | Management | For | For |
| 1e | Elect Director Christie B. Kelly | Management | For | For |
| 1f | Elect Director Gerardo I. Lopez | Management | For | For |
| 1g | Elect Director Michael D. McKee | Management | For | For |
| 1h | Elect Director Gregory T. McLaughlin | Management | For | For |
| 1i | Elect Director Ronald L. Merriman | Management | For | For |
| 1j | Elect Director Sumit Roy | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
REDFIN CORPORATION
MEETING DATE: JUN 10, 2020 | TICKER: RDFN SECURITY ID: 75737F108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert Bass | Management | For | For |
| 1b | Elect Director Glenn Kelman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
REGENCY CENTERS CORPORATION
MEETING DATE: APR 29, 2020 | TICKER: REG SECURITY ID: 758849103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Martin E. Stein, Jr. | Management | For | For |
| 1b | Elect Director Joseph F. Azrack | Management | For | For |
| 1c | Elect Director Bryce Blair | Management | For | For |
| 1d | Elect Director C. Ronald Blankenship | Management | For | For |
| 1e | Elect Director Deirdre J. Evens | Management | For | For |
| 1f | Elect Director Thomas W. Furphy | Management | For | For |
| 1g | Elect Director Karin M. Klein | Management | For | For |
| 1h | Elect Director Peter D. Linneman | Management | For | For |
| 1i | Elect Director David P. O'Connor | Management | For | For |
| 1j | Elect Director Lisa Palmer | Management | For | For |
| 1k | Elect Director Thomas G. Wattles | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
RETAIL OPPORTUNITY INVESTMENTS CORP.
MEETING DATE: APR 22, 2020 | TICKER: ROIC SECURITY ID: 76131N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard A. Baker | Management | For | For |
| 1.2 | Elect Director Michael J. Indiveri | Management | For | For |
| 1.3 | Elect Director Edward H. Meyer | Management | For | Withhold |
| 1.4 | Elect Director Lee S. Neibart | Management | For | For |
| 1.5 | Elect Director Charles J. Persico | Management | For | For |
| 1.6 | Elect Director Laura H. Pomerantz | Management | For | For |
| 1.7 | Elect Director Stuart A. Tanz | Management | For | For |
| 1.8 | Elect Director Eric S. Zorn | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RETAIL PROPERTIES OF AMERICA, INC.
MEETING DATE: MAY 28, 2020 | TICKER: RPAI SECURITY ID: 76131V202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Bonnie S. Biumi | Management | For | For |
| 1b | Elect Director Frank A. Catalano, Jr. | Management | For | For |
| 1c | Elect Director Robert G. Gifford | Management | For | For |
| 1d | Elect Director Gerald M. Gorski | Management | For | For |
| 1e | Elect Director Steven P. Grimes | Management | For | For |
| 1f | Elect Director Richard P. Imperiale | Management | For | For |
| 1g | Elect Director Peter L. Lynch | Management | For | Against |
| 1h | Elect Director Thomas J. Sargeant | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
RETAIL VALUE INC.
MEETING DATE: MAY 13, 2020 | TICKER: RVI SECURITY ID: 76133Q102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary N. Boston | Management | For | For |
| 1.2 | Elect Director Henrie W. Koetter | Management | For | Against |
| 1.3 | Elect Director David R. Lukes | Management | For | For |
| 1.4 | Elect Director Scott D. Roulston | Management | For | For |
| 1.5 | Elect Director Barry A. Sholem | Management | For | Against |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| |
|---|
REXFORD INDUSTRIAL REALTY, INC.
MEETING DATE: MAY 26, 2020 | TICKER: REXR SECURITY ID: 76169C100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard Ziman | Management | For | For |
| 1.2 | Elect Director Howard Schwimmer | Management | For | For |
| 1.3 | Elect Director Michael S. Frankel | Management | For | For |
| 1.4 | Elect Director Robert L. Antin | Management | For | For |
| 1.5 | Elect Director Steven C. Good | Management | For | For |
| 1.6 | Elect Director Diana J. Ingram | Management | For | For |
| 1.7 | Elect Director Tyler H. Rose | Management | For | For |
| 1.8 | Elect Director Peter E. Schwab | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RLJ LODGING TRUST
MEETING DATE: MAY 01, 2020 | TICKER: RLJ SECURITY ID: 74965L101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Johnson | Management | For | For |
| 1.2 | Elect Director Leslie D. Hale | Management | For | For |
| 1.3 | Elect Director Evan Bayh | Management | For | For |
| 1.4 | Elect Director Arthur R. Collins | Management | For | For |
| 1.5 | Elect Director Nathaniel A. Davis | Management | For | For |
| 1.6 | Elect Director Patricia L. Gibson | Management | For | For |
| 1.7 | Elect Director Robert M. La Forgia | Management | For | For |
| 1.8 | Elect Director Robert J. McCarthy | Management | For | For |
| 1.9 | Elect Director Glenda G. McNeal | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RPT REALTY
MEETING DATE: APR 28, 2020 | TICKER: RPT SECURITY ID: 74971D101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard L. Federico | Management | For | For |
| 1.2 | Elect Director Arthur H. Goldberg | Management | For | For |
| 1.3 | Elect Director Brian L. Harper | Management | For | For |
| 1.4 | Elect Director Joanna T. Lau | Management | For | For |
| 1.5 | Elect Director David J. Nettina | Management | For | For |
| 1.6 | Elect Director Laurie M. Shahon | Management | For | For |
| 1.7 | Elect Director Andrea M. Weiss | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RYMAN HOSPITALITY PROPERTIES, INC.
MEETING DATE: MAY 13, 2020 | TICKER: RHP SECURITY ID: 78377T107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Rachna Bhasin | Management | For | For |
| 1b | Elect Director Alvin Bowles, Jr. | Management | For | For |
| 1c | Elect Director Fazal Merchant | Management | For | For |
| 1d | Elect Director Patrick Moore | Management | For | For |
| 1e | Elect Director Christine Pantoya | Management | For | For |
| 1f | Elect Director Robert Prather, Jr. | Management | For | For |
| 1g | Elect Director Colin V. Reed | Management | For | For |
| 1h | Elect Director Michael Roth | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| |
|---|
SABRA HEALTH CARE REIT, INC.
MEETING DATE: JUN 09, 2020 | TICKER: SBRA SECURITY ID: 78573L106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Craig A. Barbarosh | Management | For | For |
| 1b | Elect Director Robert A. Ettl | Management | For | For |
| 1c | Elect Director Michael J. Foster | Management | For | For |
| 1d | Elect Director Ronald G. Geary | Management | For | For |
| 1e | Elect Director Lynne S. Katzmann | Management | For | For |
| 1f | Elect Director Raymond J. Lewis | Management | For | For |
| 1g | Elect Director Jeffrey A. Malehorn | Management | For | For |
| 1h | Elect Director Richard K. Matros | Management | For | For |
| 1i | Elect Director Milton J. Walters | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SAFEHOLD INC.
MEETING DATE: MAY 13, 2020 | TICKER: SAFE SECURITY ID: 78645L100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dean S. Adler | Management | For | For |
| 1.2 | Elect Director Robin Josephs | Management | For | For |
| 1.3 | Elect Director Jay S. Nydick | Management | For | For |
| 1.4 | Elect Director Stefan M. Selig | Management | For | For |
| 1.5 | Elect Director Jay Sugarman | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
SAUL CENTERS, INC.
MEETING DATE: APR 24, 2020 | TICKER: BFS SECURITY ID: 804395101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director B. Francis Saul, II | Management | For | For |
| 1.2 | Elect Director John E. Chapoton | Management | For | For |
| 1.3 | Elect Director H. Gregory Platts | Management | For | Withhold |
| 1.4 | Elect Director John R. Whitmore | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SBA COMMUNICATIONS CORPORATION
MEETING DATE: MAY 14, 2020 | TICKER: SBAC SECURITY ID: 78410G104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven E. Bernstein | Management | For | For |
| 1.2 | Elect Director Duncan H. Cocroft | Management | For | For |
| 1.3 | Elect Director Fidelma Russo | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
SERITAGE GROWTH PROPERTIES
MEETING DATE: MAY 21, 2020 | TICKER: SRG SECURITY ID: 81752R100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sharon Osberg | Management | For | For |
| 1.2 | Elect Director Benjamin Schall | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SERVICE PROPERTIES TRUST
MEETING DATE: JUN 10, 2020 | TICKER: SVC SECURITY ID: 81761L102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John L. Harrington | Management | For | For |
| 1.2 | Elect Director John G. Murray | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
SIMON PROPERTY GROUP, INC.
MEETING DATE: MAY 12, 2020 | TICKER: SPG SECURITY ID: 828806109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Glyn F. Aeppel | Management | For | For |
| 1b | Elect Director Larry C. Glasscock | Management | For | For |
| 1c | Elect Director Karen N. Horn | Management | For | For |
| 1d | Elect Director Allan Hubbard | Management | For | For |
| 1e | Elect Director Reuben S. Leibowitz | Management | For | For |
| 1f | Elect Director Gary M. Rodkin | Management | For | For |
| 1g | Elect Director Stefan M. Selig | Management | For | For |
| 1h | Elect Director Daniel C. Smith | Management | For | For |
| 1i | Elect Director J. Albert Smith, Jr. | Management | For | For |
| 1j | Elect Director Marta R. Stewart | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
SITE CENTERS CORP.
MEETING DATE: MAY 12, 2020 | TICKER: SITC SECURITY ID: 82981J109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Linda B. Abraham | Management | For | For |
| 1.2 | Elect Director Terrance R. Ahern | Management | For | For |
| 1.3 | Elect Director Jane E. DeFlorio | Management | For | For |
| 1.4 | Elect Director Thomas Finne | Management | For | For |
| 1.5 | Elect Director David R. Lukes | Management | For | For |
| 1.6 | Elect Director Victor B. MacFarlane | Management | For | For |
| 1.7 | Elect Director Alexander Otto | Management | For | For |
| 1.8 | Elect Director Dawn M. Sweeney | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| |
|---|
SL GREEN REALTY CORP.
MEETING DATE: JUN 01, 2020 | TICKER: SLG SECURITY ID: 78440X101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John H. Alschuler | Management | For | For |
| 1b | Elect Director Betsy Atkins | Management | For | For |
| 1c | Elect Director Edwin T. Burton, III | Management | For | For |
| 1d | Elect Director Lauren B. Dillard | Management | For | For |
| 1e | Elect Director Stephen L. Green | Management | For | For |
| 1f | Elect Director Craig M. Hatkoff | Management | For | For |
| 1g | Elect Director Marc Holliday | Management | For | For |
| 1h | Elect Director John S. Levy | Management | For | For |
| 1i | Elect Director Andrew W. Mathias | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
SPIRIT MTA REIT
MEETING DATE: SEP 04, 2019 | TICKER: SMTA SECURITY ID: 84861U105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Sale of Company Assets | Management | For | For |
| 2 | Approve Plan of Liquidation | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
SPIRIT REALTY CAPITAL, INC.
MEETING DATE: JUN 08, 2020 | TICKER: SRC SECURITY ID: 84860W300
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jackson Hsieh | Management | For | For |
| 1.2 | Elect Director Kevin M. Charlton | Management | For | For |
| 1.3 | Elect Director Todd A. Dunn | Management | For | For |
| 1.4 | Elect Director Elizabeth F. Frank | Management | For | For |
| 1.5 | Elect Director Richard I. Gilchrist | Management | For | For |
| 1.6 | Elect Director Diana M. Laing | Management | For | For |
| 1.7 | Elect Director Sheli Z. Rosenberg | Management | For | For |
| 1.8 | Elect Director Thomas D. Senkbeil | Management | For | For |
| 1.9 | Elect Director Nicholas P. Shepherd | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
STAG INDUSTRIAL, INC.
MEETING DATE: APR 29, 2020 | TICKER: STAG SECURITY ID: 85254J102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Benjamin S. Butcher | Management | For | For |
| 1b | Elect Director Jit Kee Chin | Management | For | For |
| 1c | Elect Director Virgis W. Colbert | Management | For | For |
| 1d | Elect Director Michelle S. Dilley | Management | For | For |
| 1e | Elect Director Jeffrey D. Furber | Management | For | For |
| 1f | Elect Director Larry T. Guillemette | Management | For | For |
| 1g | Elect Director Francis X. Jacoby, III | Management | For | For |
| 1h | Elect Director Christopher P. Marr | Management | For | For |
| 1i | Elect Director Hans S. Weger | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
STORE CAPITAL CORPORATION
MEETING DATE: MAY 28, 2020 | TICKER: STOR SECURITY ID: 862121100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph M. Donovan | Management | For | For |
| 1.2 | Elect Director Mary Fedewa | Management | For | For |
| 1.3 | Elect Director Morton H. Fleischer | Management | For | For |
| 1.4 | Elect Director William F. Hipp | Management | For | For |
| 1.5 | Elect Director Tawn Kelley | Management | For | For |
| 1.6 | Elect Director Catherine D. Rice | Management | For | For |
| 1.7 | Elect Director Einar A. Seadler | Management | For | For |
| 1.8 | Elect Director Quentin P. Smith, Jr. | Management | For | For |
| 1.9 | Elect Director Christopher H. Volk | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
SUMMIT HOTEL PROPERTIES, INC.
MEETING DATE: MAY 14, 2020 | TICKER: INN SECURITY ID: 866082100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Daniel P. Hansen | Management | For | For |
| 1b | Elect Director Bjorn R. L. Hanson | Management | For | Against |
| 1c | Elect Director Jeffrey W. Jones | Management | For | For |
| 1d | Elect Director Kenneth J. Kay | Management | For | For |
| 1e | Elect Director Thomas W. Storey | Management | For | For |
| 1f | Elect Director Hope S. Taitz | Management | For | For |
| 2 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SUN COMMUNITIES, INC.
MEETING DATE: MAY 22, 2020 | TICKER: SUI SECURITY ID: 866674104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gary A. Shiffman | Management | For | For |
| 1b | Elect Director Meghan G. Baivier | Management | For | For |
| 1c | Elect Director Stephanie W. Bergeron | Management | For | For |
| 1d | Elect Director Brian M. Hermelin | Management | For | For |
| 1e | Elect Director Ronald A. Klein | Management | For | For |
| 1f | Elect Director Clunet R. Lewis | Management | For | For |
| 1g | Elect Director Arthur A. Weiss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditor | Management | For | For |
| |
|---|
SUNSTONE HOTEL INVESTORS, INC.
MEETING DATE: APR 30, 2020 | TICKER: SHO SECURITY ID: 867892101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director John V. Arabia | Management | For | For |
| 1B | Elect Director W. Blake Baird | Management | For | For |
| 1C | Elect Director Andrew Batinovich | Management | For | For |
| 1D | Elect Director Monica Digilio | Management | For | For |
| 1E | Elect Director Thomas A. Lewis, Jr. | Management | For | For |
| 1F | Elect Director Murray J. McCabe | Management | For | For |
| 1G | Elect Director Douglas M. Pasquale | Management | For | For |
| 1H | Elect Director Keith P. Russell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TANGER FACTORY OUTLET CENTERS, INC.
MEETING DATE: MAY 15, 2020 | TICKER: SKT SECURITY ID: 875465106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey B. Citrin | Management | For | For |
| 1.2 | Elect Director David B. Henry | Management | For | For |
| 1.3 | Elect Director Thomas J. Reddin | Management | For | For |
| 1.4 | Elect Director Bridget M. Ryan-Berman | Management | For | For |
| 1.5 | Elect Director Susan E. Skerritt | Management | For | For |
| 1.6 | Elect Director Steven B. Tanger | Management | For | For |
| 1.7 | Elect Director Luis A. Ubinas | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TAUBMAN CENTERS, INC.
MEETING DATE: JUN 25, 2020 | TICKER: TCO SECURITY ID: 876664103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
TEJON RANCH CO.
MEETING DATE: MAY 20, 2020 | TICKER: TRC SECURITY ID: 879080109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory S. Bielli | Management | For | For |
| 1.2 | Elect Director Anthony L. Leggio | Management | For | For |
| 1.3 | Elect Director Norman J. Metcalfe | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4a | Declassify the Board of Directors | Management | For | For |
| 4b | Amend Certificate of Incorporation to Remove Certificate Provisions related to the Submission of Nominations and Other Business | Management | For | For |
| 4c | Amend Certificate of Incorporation to Make Non-Substantive Changes to the Certificate | Management | For | For |
| |
|---|
TERRENO REALTY CORPORATION
MEETING DATE: MAY 05, 2020 | TICKER: TRNO SECURITY ID: 88146M101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director W. Blake Baird | Management | For | For |
| 1b | Elect Director Michael A. Coke | Management | For | For |
| 1c | Elect Director Linda Assante | Management | For | For |
| 1d | Elect Director LeRoy E. Carlson | Management | For | For |
| 1e | Elect Director David M. Lee | Management | For | For |
| 1f | Elect Director Gabriela Franco Parcella | Management | For | For |
| 1g | Elect Director Douglas M. Pasquale | Management | For | For |
| 1h | Elect Director Dennis Polk | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
THE GEO GROUP, INC.
MEETING DATE: MAY 19, 2020 | TICKER: GEO SECURITY ID: 36162J106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anne N. Foreman | Management | For | For |
| 1.2 | Elect Director Richard H. Glanton | Management | For | For |
| 1.3 | Elect Director Jose Gordo | Management | For | For |
| 1.4 | Elect Director Scott Kernan | Management | For | For |
| 1.5 | Elect Director Guido Van Hauwermeiren | Management | For | For |
| 1.6 | Elect Director Christopher C. Wheeler | Management | For | For |
| 1.7 | Elect Director Julie Myers Wood | Management | For | For |
| 1.8 | Elect Director George C. Zoley | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| |
|---|
THE HOWARD HUGHES CORPORATION
MEETING DATE: MAY 14, 2020 | TICKER: HHC SECURITY ID: 44267D107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William A. Ackman | Management | For | For |
| 1b | Elect Director Adam Flatto | Management | For | For |
| 1c | Elect Director Jeffrey Furber | Management | For | For |
| 1d | Elect Director Beth Kaplan | Management | For | For |
| 1e | Elect Director Paul Layne | Management | For | For |
| 1f | Elect Director Allen Model | Management | For | For |
| 1g | Elect Director R. Scot Sellers | Management | For | For |
| 1h | Elect Director Steven Shepsman | Management | For | For |
| 1i | Elect Director Mary Ann Tighe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
THE MACERICH COMPANY
MEETING DATE: JUN 18, 2020 | TICKER: MAC SECURITY ID: 554382101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Peggy Alford | Management | For | For |
| 1b | Elect Director John H. Alschuler | Management | For | For |
| 1c | Elect Director Eric K. Brandt | Management | For | For |
| 1d | Elect Director Edward C. Coppola | Management | For | For |
| 1e | Elect Director Steven R. Hash | Management | For | For |
| 1f | Elect Director Daniel J. Hirsch | Management | For | For |
| 1g | Elect Director Diana M. Laing | Management | For | For |
| 1h | Elect Director Thomas E. O'Hern | Management | For | For |
| 1i | Elect Director Steven L. Soboroff | Management | For | For |
| 1j | Elect Director Andrea M. Stephen | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE RMR GROUP INC.
MEETING DATE: MAR 11, 2020 | TICKER: RMR SECURITY ID: 74967R106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jennifer B. Clark | Management | For | For |
| 1.2 | Elect Director Ann Logan | Management | For | For |
| 1.3 | Elect Director Rosen Plevneliev | Management | For | For |
| 1.4 | Elect Director Adam D. Portnoy | Management | For | For |
| 1.5 | Elect Director Walter C. Watkins, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
THE ST. JOE COMPANY
MEETING DATE: MAY 19, 2020 | TICKER: JOE SECURITY ID: 790148100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Cesar L. Alvarez | Management | For | For |
| 1b | Elect Director Bruce R. Berkowitz | Management | For | For |
| 1c | Elect Director Howard S. Frank | Management | For | Against |
| 1d | Elect Director Jorge L. Gonzalez | Management | For | For |
| 1e | Elect Director Thomas P. Murphy, Jr. | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UDR, INC.
MEETING DATE: MAY 21, 2020 | TICKER: UDR SECURITY ID: 902653104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Katherine A. Cattanach | Management | For | For |
| 1b | Elect Director Jon A. Grove | Management | For | For |
| 1c | Elect Director Mary Ann King | Management | For | For |
| 1d | Elect Director James D. Klingbeil | Management | For | For |
| 1e | Elect Director Clint D. McDonnough | Management | For | For |
| 1f | Elect Director Robert A. McNamara | Management | For | For |
| 1g | Elect Director Mark R. Patterson | Management | For | For |
| 1h | Elect Director Thomas W. Toomey | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UMH PROPERTIES, INC.
MEETING DATE: JUN 11, 2020 | TICKER: UMH SECURITY ID: 903002103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey A. Carus | Management | For | For |
| 1.2 | Elect Director Matthew I. Hirsch | Management | For | For |
| 1.3 | Elect Director Kenneth K. Quigley, Jr. | Management | For | For |
| 2 | Ratify PKF O'Connor Davies, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNITI GROUP INC.
MEETING DATE: MAY 14, 2020 | TICKER: UNIT SECURITY ID: 91325V108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jennifer S. Banner | Management | For | For |
| 1b | Elect Director Scott G. Bruce | Management | For | For |
| 1c | Elect Director Francis X. "Skip" Frantz | Management | For | For |
| 1d | Elect Director Kenneth A. Gunderman | Management | For | For |
| 1e | Elect Director Carmen Perez-Carlton | Management | For | For |
| 1f | Elect Director David L. Solomon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
UNIVERSAL HEALTH REALTY INCOME TRUST
MEETING DATE: JUN 03, 2020 | TICKER: UHT SECURITY ID: 91359E105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan B. Miller | Management | For | For |
| 1.2 | Elect Director Robert F. McCadden | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Restricted Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditor | Management | For | For |
| |
|---|
URBAN EDGE PROPERTIES
MEETING DATE: MAY 06, 2020 | TICKER: UE SECURITY ID: 91704F104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jeffrey S. Olson | Management | For | For |
| 1b | Elect Director Michael A. Gould | Management | For | Against |
| 1c | Elect Director Steven H. Grapstein | Management | For | Against |
| 1d | Elect Director Steven J. Guttman | Management | For | For |
| 1e | Elect Director Amy B. Lane | Management | For | For |
| 1f | Elect Director Kevin P. O'Shea | Management | For | Against |
| 1g | Elect Director Steven Roth | Management | For | For |
| 1h | Elect Director Douglas W. Sesler | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
URSTADT BIDDLE PROPERTIES INC.
MEETING DATE: MAR 18, 2020 | TICKER: UBA SECURITY ID: 917286205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kevin J. Bannon | Management | For | Against |
| 1b | Elect Director Richard Grellier | Management | For | Against |
| 1c | Elect Director Charles D. Urstadt | Management | For | For |
| 1d | Elect Director Willis H. Stephens, Jr. | Management | For | For |
| 2 | Ratify PKF O'Connor Davies, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VENTAS, INC.
MEETING DATE: MAY 18, 2020 | TICKER: VTR SECURITY ID: 92276F100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 2a | Elect Director Melody C. Barnes | Management | For | For |
| 2b | Elect Director Debra A. Cafaro | Management | For | For |
| 2c | Elect Director Jay M. Gellert | Management | For | For |
| 2d | Elect Director Richard I. Gilchrist | Management | For | For |
| 2e | Elect Director Matthew J. Lustig | Management | For | For |
| 2f | Elect Director Roxanne M. Martino | Management | For | For |
| 2g | Elect Director Sean P. Nolan | Management | For | For |
| 2h | Elect Director Walter C. Rakowich | Management | For | For |
| 2i | Elect Director Robert D. Reed | Management | For | For |
| 2j | Elect Director James D. Shelton | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
VEREIT, INC.
MEETING DATE: MAY 21, 2020 | TICKER: VER SECURITY ID: 92339V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Glenn J. Rufrano | Management | For | For |
| 1b | Elect Director Hugh R. Frater | Management | For | For |
| 1c | Elect Director David B. Henry | Management | For | For |
| 1d | Elect Director Mary Hogan Preusse | Management | For | For |
| 1e | Elect Director Richard J. Lieb | Management | For | For |
| 1f | Elect Director Mark S. Ordan | Management | For | For |
| 1g | Elect Director Eugene A. Pinover | Management | For | For |
| 1h | Elect Director Julie G. Richardson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
VICI PROPERTIES INC.
MEETING DATE: APR 30, 2020 | TICKER: VICI SECURITY ID: 925652109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James R. Abrahamson | Management | For | For |
| 1b | Elect Director Diana F. Cantor | Management | For | For |
| 1c | Elect Director Monica H. Douglas | Management | For | For |
| 1d | Elect Director Elizabeth I. Holland | Management | For | For |
| 1e | Elect Director Craig Macnab | Management | For | For |
| 1f | Elect Director Edward B. Pitoniak | Management | For | For |
| 1g | Elect Director Michael D. Rumbolz | Management | For | Against |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| |
|---|
VORNADO REALTY TRUST
MEETING DATE: AUG 07, 2019 | TICKER: VNO SECURITY ID: 929042109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Declaration of Trust to Add a Foreign Ownership Limit | Management | For | For |
| |
|---|
VORNADO REALTY TRUST
MEETING DATE: MAY 14, 2020 | TICKER: VNO SECURITY ID: 929042109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven Roth | Management | For | For |
| 1.2 | Elect Director Candace K. Beinecke | Management | For | For |
| 1.3 | Elect Director Michael D. Fascitelli | Management | For | For |
| 1.4 | Elect Director Beatrice Hamza Bassey | Management | For | For |
| 1.5 | Elect Director William W. Helman, IV | Management | For | For |
| 1.6 | Elect Director David M. Mandelbaum | Management | For | For |
| 1.7 | Elect Director Mandakini Puri | Management | For | For |
| 1.8 | Elect Director Daniel R. Tisch | Management | For | For |
| 1.9 | Elect Director Richard R. West | Management | For | For |
| 1.10 | Elect Director Russell B. Wight, Jr. | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
W. P. CAREY INC.
MEETING DATE: JUN 11, 2020 | TICKER: WPC SECURITY ID: 92936U109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mark A. Alexander | Management | For | For |
| 1b | Elect Director Peter J. Farrell | Management | For | For |
| 1c | Elect Director Robert J. Flanagan | Management | For | For |
| 1d | Elect Director Jason E. Fox | Management | For | For |
| 1e | Elect Director Axel K.A. Hansing | Management | For | For |
| 1f | Elect Director Jean Hoysradt | Management | For | For |
| 1g | Elect Director Margaret G. Lewis | Management | For | For |
| 1h | Elect Director Christopher J. Niehaus | Management | For | For |
| 1i | Elect Director Nick J.M. van Ommen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
WASHINGTON PRIME GROUP INC.
MEETING DATE: JUN 15, 2020 | TICKER: WPG SECURITY ID: 93964W108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director J. Taggart "Tag" Birge | Management | For | For |
| 1b | Elect Director Louis G. Conforti | Management | For | For |
| 1c | Elect Director John J. Dillon, III | Management | For | For |
| 1d | Elect Director Robert J. Laikin | Management | For | For |
| 1e | Elect Director John F. Levy | Management | For | For |
| 1f | Elect Director Sheryl G. von Blucher | Management | For | For |
| 1g | Elect Director Jacquelyn R. Soffer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
WASHINGTON REAL ESTATE INVESTMENT TRUST
MEETING DATE: MAY 28, 2020 | TICKER: WRE SECURITY ID: 939653101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Benjamin S. Butcher | Management | For | For |
| 1.2 | Elect Director William G. Byrnes | Management | For | For |
| 1.3 | Elect Director Edward S. Civera | Management | For | For |
| 1.4 | Elect Director Ellen M. Goitia | Management | For | For |
| 1.5 | Elect Director Paul T. McDermott | Management | For | For |
| 1.6 | Elect Director Thomas H. Nolan, Jr. | Management | For | For |
| 1.7 | Elect Director Anthony L. Winns | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
WEINGARTEN REALTY INVESTORS
MEETING DATE: APR 29, 2020 | TICKER: WRI SECURITY ID: 948741103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Andrew M. Alexander | Management | For | For |
| 1b | Elect Director Stanford J. Alexander | Management | For | For |
| 1c | Elect Director Shelaghmichael C. Brown | Management | For | Against |
| 1d | Elect Director Stephen A. Lasher | Management | For | For |
| 1e | Elect Director Thomas L. Ryan | Management | For | Against |
| 1f | Elect Director Douglas W. Schnitzer | Management | For | Against |
| 1g | Elect Director C. Park Shaper | Management | For | For |
| 1h | Elect Director Marc J. Shapiro | Management | For | Against |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WELLTOWER INC.
MEETING DATE: APR 30, 2020 | TICKER: WELL SECURITY ID: 95040Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kenneth J. Bacon | Management | For | For |
| 1b | Elect Director Thomas J. DeRosa | Management | For | For |
| 1c | Elect Director Karen B. DeSalvo | Management | For | For |
| 1d | Elect Director Jeffrey H. Donahue | Management | For | For |
| 1e | Elect Director Sharon M. Oster | Management | For | For |
| 1f | Elect Director Sergio D. Rivera | Management | For | For |
| 1g | Elect Director Johnese M. Spisso | Management | For | For |
| 1h | Elect Director Kathryn M. Sullivan | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WEYERHAEUSER COMPANY
MEETING DATE: MAY 15, 2020 | TICKER: WY SECURITY ID: 962166104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mark A. Emmert | Management | For | For |
| 1b | Elect Director Rick R. Holley | Management | For | For |
| 1c | Elect Director Sara Grootwassink Lewis | Management | For | For |
| 1d | Elect Director Al Monaco | Management | For | For |
| 1e | Elect Director Nicole W. Piasecki | Management | For | For |
| 1f | Elect Director Marc F. Racicot | Management | For | For |
| 1g | Elect Director Lawrence A. Selzer | Management | For | For |
| 1h | Elect Director D. Michael Steuert | Management | For | For |
| 1i | Elect Director Devin W. Stockfish | Management | For | For |
| 1j | Elect Director Kim Williams | Management | For | For |
| 1k | Elect Director Charles R. Williamson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
WHITESTONE REIT
MEETING DATE: MAY 14, 2020 | TICKER: WSR SECURITY ID: 966084204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jeffrey A. Jones | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Pannell Kerr Forster of Texas, P.C. as Auditors | Management | For | For |
| |
|---|
XENIA HOTELS & RESORTS, INC.
MEETING DATE: MAY 19, 2020 | TICKER: XHR SECURITY ID: 984017103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Marcel Verbaas | Management | For | For |
| 1b | Elect Director Jeffrey H. Donahue | Management | For | For |
| 1c | Elect Director John H. Alschuler | Management | For | For |
| 1d | Elect Director Keith E. Bass | Management | For | For |
| 1e | Elect Director Thomas M. Gartland | Management | For | For |
| 1f | Elect Director Beverly K. Goulet | Management | For | For |
| 1g | Elect Director Mary E. McCormick | Management | For | For |
| 1h | Elect Director Dennis D. Oklak | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY MSCI UTILITIES INDEX ETF - SUB-ADVISER: BLACKROCK
07/01/2019 - 06/30/2020
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
ALLETE, INC.
MEETING DATE: MAY 12, 2020 | TICKER: ALE SECURITY ID: 018522300
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kathryn W. Dindo | Management | For | For |
| 1b | Elect Director George G. Goldfarb | Management | For | For |
| 1c | Elect Director Alan R. Hodnik | Management | For | For |
| 1d | Elect Director James J. Hoolihan | Management | For | For |
| 1e | Elect Director Heidi E. Jimmerson | Management | For | Against |
| 1f | Elect Director Madeleine W. Ludlow | Management | For | For |
| 1g | Elect Director Susan K. Nestegard | Management | For | For |
| 1h | Elect Director Douglas C. Neve | Management | For | For |
| 1i | Elect Director Bethany M. Owen | Management | For | For |
| 1j | Elect Director Robert P. Powers | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
ALLIANT ENERGY CORPORATION
MEETING DATE: MAY 21, 2020 | TICKER: LNT SECURITY ID: 018802108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patrick E. Allen | Management | For | For |
| 1.2 | Elect Director Michael D. Garcia | Management | For | For |
| 1.3 | Elect Director Singleton B. McAllister | Management | For | For |
| 1.4 | Elect Director Susan D. Whiting | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
AMEREN CORPORATION
MEETING DATE: MAY 07, 2020 | TICKER: AEE SECURITY ID: 023608102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Warner L. Baxter | Management | For | For |
| 1b | Elect Director Cynthia J. Brinkley | Management | For | For |
| 1c | Elect Director Catherine S. Brune | Management | For | For |
| 1d | Elect Director J. Edward Coleman | Management | For | For |
| 1e | Elect Director Ward H. Dickson | Management | For | For |
| 1f | Elect Director Noelle K. Eder | Management | For | For |
| 1g | Elect Director Ellen M. Fitzsimmons | Management | For | For |
| 1h | Elect Director Rafael Flores | Management | For | For |
| 1i | Elect Director Richard J. Harshman | Management | For | For |
| 1j | Elect Director Craig S. Ivey | Management | For | For |
| 1k | Elect Director James C. Johnson | Management | For | For |
| 1l | Elect Director Steven H. Lipstein | Management | For | For |
| 1m | Elect Director Stephen R. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
AMERICAN ELECTRIC POWER COMPANY, INC.
MEETING DATE: APR 21, 2020 | TICKER: AEP SECURITY ID: 025537101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nicholas K. Akins | Management | For | For |
| 1.2 | Elect Director David J. Anderson | Management | For | For |
| 1.3 | Elect Director J. Barnie Beasley, Jr. | Management | For | For |
| 1.4 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
| 1.5 | Elect Director Art A. Garcia | Management | For | For |
| 1.6 | Elect Director Linda A. Goodspeed | Management | For | For |
| 1.7 | Elect Director Thomas E. Hoaglin | Management | For | For |
| 1.8 | Elect Director Sandra Beach Lin | Management | For | For |
| 1.9 | Elect Director Margaret M. McCarthy | Management | For | For |
| 1.10 | Elect Director Richard C. Notebaert | Management | For | For |
| 1.11 | Elect Director Stephen S. Rasmussen | Management | For | For |
| 1.12 | Elect Director Oliver G. Richard, III | Management | For | For |
| 1.13 | Elect Director Sara Martinez Tucker | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMERICAN STATES WATER COMPANY
MEETING DATE: MAY 19, 2020 | TICKER: AWR SECURITY ID: 029899101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John R. Fielder | Management | For | For |
| 1.2 | Elect Director C. James Levin | Management | For | For |
| 1.3 | Elect Director Janice F. Wilkins | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
AMERICAN WATER WORKS COMPANY, INC.
MEETING DATE: MAY 13, 2020 | TICKER: AWK SECURITY ID: 030420103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jeffrey N. Edwards | Management | For | For |
| 1b | Elect Director Martha Clark Goss | Management | For | For |
| 1c | Elect Director Veronica M. Hagen | Management | For | For |
| 1d | Elect Director Kimberly J. Harris | Management | For | For |
| 1e | Elect Director Julia L. Johnson | Management | For | For |
| 1f | Elect Director Patricia L. Kampling | Management | For | For |
| 1g | Elect Director Karl F. Kurz | Management | For | For |
| 1h | Elect Director Walter J. Lynch | Management | For | For |
| 1i | Elect Director George MacKenzie | Management | For | For |
| 1j | Elect Director James G. Stavridis | Management | For | For |
| 1k | Elect Director Lloyd M. Yates | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
AQUAVENTURE HOLDINGS LIMITED
MEETING DATE: MAR 16, 2020 | TICKER: WAAS SECURITY ID: G0443N107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
ATMOS ENERGY CORPORATION
MEETING DATE: FEB 05, 2020 | TICKER: ATO SECURITY ID: 049560105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director J. Kevin Akers | Management | For | For |
| 1b | Elect Director Robert W. Best | Management | For | For |
| 1c | Elect Director Kim R. Cocklin | Management | For | For |
| 1d | Elect Director Kelly H. Compton | Management | For | For |
| 1e | Elect Director Sean Donohue | Management | For | For |
| 1f | Elect Director Rafael G. Garza | Management | For | For |
| 1g | Elect Director Richard K. Gordon | Management | For | For |
| 1h | Elect Director Robert C. Grable | Management | For | For |
| 1i | Elect Director Nancy K. Quinn | Management | For | For |
| 1j | Elect Director Richard A. Sampson | Management | For | For |
| 1k | Elect Director Stephen R. Springer | Management | For | For |
| 1l | Elect Director Diana J. Walters | Management | For | For |
| 1m | Elect Director Richard Ware, II | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AVISTA CORPORATION
MEETING DATE: MAY 11, 2020 | TICKER: AVA SECURITY ID: 05379B107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kristianne Blake | Management | For | For |
| 1b | Elect Director Donald C. Burke | Management | For | For |
| 1c | Elect Director Rebecca A. Klein | Management | For | For |
| 1d | Elect Director Scott H. Maw | Management | For | For |
| 1e | Elect Director Scott L. Morris | Management | For | For |
| 1f | Elect Director Jeffry L. Philipps | Management | For | For |
| 1g | Elect Director Marc F. Racicot | Management | For | For |
| 1h | Elect Director Heidi B. Stanley | Management | For | For |
| 1i | Elect Director R. John Taylor | Management | For | For |
| 1j | Elect Director Dennis P. Vermillion | Management | For | For |
| 1k | Elect Director Janet D. Widmann | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BLACK HILLS CORPORATION
MEETING DATE: APR 28, 2020 | TICKER: BKH SECURITY ID: 092113109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tony A. Jensen | Management | For | For |
| 1.2 | Elect Director Kathleen S. McAllister | Management | For | For |
| 1.3 | Elect Director Rebecca B. Roberts | Management | For | For |
| 1.4 | Elect Director Teresa A. Taylor | Management | For | For |
| 1.5 | Elect Director John B. Vering | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CALIFORNIA WATER SERVICE GROUP
MEETING DATE: MAY 27, 2020 | TICKER: CWT SECURITY ID: 130788102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gregory E. Aliff | Management | For | For |
| 1b | Elect Director Terry P. Bayer | Management | For | For |
| 1c | Elect Director Shelly M. Esque | Management | For | For |
| 1d | Elect Director Martin A. Kropelnicki | Management | For | For |
| 1e | Elect Director Thomas M. Krummel | Management | For | For |
| 1f | Elect Director Richard P. Magnuson | Management | For | For |
| 1g | Elect Director Scott L. Morris | Management | For | For |
| 1h | Elect Director Peter C. Nelson | Management | For | For |
| 1i | Elect Director Carol M. Pottenger | Management | For | For |
| 1j | Elect Director Lester A. Snow | Management | For | For |
| 1k | Elect Director Patricia K. Wagner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
CENTERPOINT ENERGY, INC.
MEETING DATE: APR 24, 2020 | TICKER: CNP SECURITY ID: 15189T107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Leslie D. Biddle | Management | For | For |
| 1b | Elect Director Milton Carroll | Management | For | For |
| 1c | Elect Director Scott J. McLean | Management | For | For |
| 1d | Elect Director Martin H. Nesbitt | Management | For | For |
| 1e | Elect Director Theodore F. Pound | Management | For | For |
| 1f | Elect Director Susan O. Rheney | Management | For | For |
| 1g | Elect Director Phillip R. Smith | Management | For | For |
| 1h | Elect Director John W. Somerhalder, II | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| |
|---|
CHESAPEAKE UTILITIES CORPORATION
MEETING DATE: MAY 07, 2020 | TICKER: CPK SECURITY ID: 165303108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lila A. Jaber | Management | For | For |
| 1b | Elect Director Thomas J. Bresnan | Management | For | For |
| 1c | Elect Director Ronald G. Forsythe, Jr. | Management | For | For |
| 1d | Elect Director Dianna F. Morgan | Management | For | For |
| 1e | Elect Director John R. Schimkaitis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Baker Tilly Virchow Krause, LLP as Auditors | Management | For | For |
| |
|---|
CLEARWAY ENERGY, INC.
MEETING DATE: APR 30, 2020 | TICKER: CWEN SECURITY ID: 18539C105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jonathan Bram | Management | For | For |
| 1.2 | Elect Director Nathaniel Anschuetz | Management | For | For |
| 1.3 | Elect Director Brian R. Ford | Management | For | Withhold |
| 1.4 | Elect Director Bruce MacLennan | Management | For | For |
| 1.5 | Elect Director Ferrell P. McClean | Management | For | Withhold |
| 1.6 | Elect Director Daniel B. More | Management | For | Withhold |
| 1.7 | Elect Director E. Stanley O'Neal | Management | For | For |
| 1.8 | Elect Director Christopher S. Sotos | Management | For | For |
| 1.9 | Elect Director Scott Stanley | Management | For | For |
| 2 | Amend Certificate of Incorporation to Reflect Corporate Structure | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
CLEARWAY ENERGY, INC.
MEETING DATE: APR 30, 2020 | TICKER: CWEN SECURITY ID: 18539C204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jonathan Bram | Management | For | For |
| 1.2 | Elect Director Nathaniel Anschuetz | Management | For | For |
| 1.3 | Elect Director Brian R. Ford | Management | For | Withhold |
| 1.4 | Elect Director Bruce MacLennan | Management | For | For |
| 1.5 | Elect Director Ferrell P. McClean | Management | For | Withhold |
| 1.6 | Elect Director Daniel B. More | Management | For | Withhold |
| 1.7 | Elect Director E. Stanley O'Neal | Management | For | For |
| 1.8 | Elect Director Christopher S. Sotos | Management | For | For |
| 1.9 | Elect Director Scott Stanley | Management | For | For |
| 2 | Amend Certificate of Incorporation to Reflect Corporate Structure | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
CMS ENERGY CORPORATION
MEETING DATE: MAY 01, 2020 | TICKER: CMS SECURITY ID: 125896100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jon E. Barfield | Management | For | For |
| 1b | Elect Director Deborah H. Butler | Management | For | For |
| 1c | Elect Director Kurt L. Darrow | Management | For | For |
| 1d | Elect Director William D. Harvey | Management | For | For |
| 1e | Elect Director Patricia K. Poppe | Management | For | For |
| 1f | Elect Director John G. Russell | Management | For | For |
| 1g | Elect Director Suzanne F. Shank | Management | For | For |
| 1h | Elect Director Myrna M. Soto | Management | For | For |
| 1i | Elect Director John G. Sznewajs | Management | For | For |
| 1j | Elect Director Ronald J. Tanski | Management | For | For |
| 1k | Elect Director Laura H. Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Against |
| |
|---|
CONSOLIDATED EDISON, INC.
MEETING DATE: MAY 18, 2020 | TICKER: ED SECURITY ID: 209115104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George Campbell, Jr. | Management | For | For |
| 1.2 | Elect Director Ellen V. Futter | Management | For | For |
| 1.3 | Elect Director John F. Killian | Management | For | For |
| 1.4 | Elect Director John McAvoy | Management | For | For |
| 1.5 | Elect Director William J. Mulrow | Management | For | For |
| 1.6 | Elect Director Armando J. Olivera | Management | For | For |
| 1.7 | Elect Director Michael W. Ranger | Management | For | For |
| 1.8 | Elect Director Linda S. Sanford | Management | For | For |
| 1.9 | Elect Director Deirdre Stanley | Management | For | For |
| 1.10 | Elect Director L. Frederick Sutherland | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DOMINION ENERGY, INC.
MEETING DATE: MAY 06, 2020 | TICKER: D SECURITY ID: 25746U109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James A. Bennett | Management | For | For |
| 1b | Elect Director Helen E. Dragas | Management | For | For |
| 1c | Elect Director James O. Ellis, Jr. | Management | For | For |
| 1d | Elect Director Thomas F. Farrell, II | Management | For | For |
| 1e | Elect Director D. Maybank Hagood | Management | For | For |
| 1f | Elect Director John W. Harris | Management | For | For |
| 1g | Elect Director Ronald W. Jibson | Management | For | For |
| 1h | Elect Director Mark J. Kington | Management | For | For |
| 1i | Elect Director Joseph M. Rigby | Management | For | For |
| 1j | Elect Director Pamela J. Royal | Management | For | For |
| 1k | Elect Director Robert H. Spilman, Jr. | Management | For | For |
| 1l | Elect Director Susan N. Story | Management | For | For |
| 1m | Elect Director Michael E. Szymanczyk | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
DTE ENERGY COMPANY
MEETING DATE: MAY 07, 2020 | TICKER: DTE SECURITY ID: 233331107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gerard M. Anderson | Management | For | For |
| 1.2 | Elect Director David A. Brandon | Management | For | For |
| 1.3 | Elect Director Charles G. McClure, Jr. | Management | For | For |
| 1.4 | Elect Director Gail J. McGovern | Management | For | For |
| 1.5 | Elect Director Mark A. Murray | Management | For | For |
| 1.6 | Elect Director Gerardo Norcia | Management | For | For |
| 1.7 | Elect Director Ruth G. Shaw | Management | For | For |
| 1.8 | Elect Director Robert C. Skaggs, Jr. | Management | For | For |
| 1.9 | Elect Director David A. Thomas | Management | For | For |
| 1.10 | Elect Director Gary H. Torgow | Management | For | For |
| 1.11 | Elect Director James H. Vandenberghe | Management | For | For |
| 1.12 | Elect Director Valerie M. Williams | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Against |
| |
|---|
DUKE ENERGY CORPORATION
MEETING DATE: MAY 07, 2020 | TICKER: DUK SECURITY ID: 26441C204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael G. Browning | Management | For | For |
| 1.2 | Elect Director Annette K. Clayton | Management | For | For |
| 1.3 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
| 1.4 | Elect Director Robert M. Davis | Management | For | For |
| 1.5 | Elect Director Daniel R. DiMicco | Management | For | For |
| 1.6 | Elect Director Nicholas C. Fanandakis | Management | For | For |
| 1.7 | Elect Director Lynn J. Good | Management | For | For |
| 1.8 | Elect Director John T. Herron | Management | For | For |
| 1.9 | Elect Director William E. Kennard | Management | For | For |
| 1.10 | Elect Director E. Marie McKee | Management | For | For |
| 1.11 | Elect Director Marya M. Rose | Management | For | For |
| 1.12 | Elect Director Thomas E. Skains | Management | For | For |
| 1.13 | Elect Director William E. Webster, Jr. | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Eliminate Supermajority Vote Requirement | Shareholder | None | For |
| 6 | Report on Political Contributions | Shareholder | Against | Against |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| |
|---|
EDISON INTERNATIONAL
MEETING DATE: APR 23, 2020 | TICKER: EIX SECURITY ID: 281020107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jeanne Beliveau-Dunn | Management | For | For |
| 1b | Elect Director Michael C. Camunez | Management | For | For |
| 1c | Elect Director Vanessa C.L. Chang | Management | For | For |
| 1d | Elect Director James T. Morris | Management | For | For |
| 1e | Elect Director Timothy T. O'Toole | Management | For | For |
| 1f | Elect Director Pedro J. Pizarro | Management | For | For |
| 1g | Elect Director Carey A. Smith | Management | For | For |
| 1h | Elect Director Linda G. Stuntz | Management | For | For |
| 1i | Elect Director William P. Sullivan | Management | For | For |
| 1j | Elect Director Peter J. Taylor | Management | For | For |
| 1k | Elect Director Keith Trent | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| |
|---|
EL PASO ELECTRIC COMPANY
MEETING DATE: SEP 19, 2019 | TICKER: EE SECURITY ID: 283677854
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
ENTERGY CORPORATION
MEETING DATE: MAY 08, 2020 | TICKER: ETR SECURITY ID: 29364G103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John R. Burbank | Management | For | For |
| 1b | Elect Director Patrick J. Condon | Management | For | For |
| 1c | Elect Director Leo P. Denault | Management | For | For |
| 1d | Elect Director Kirkland H. Donald | Management | For | For |
| 1e | Elect Director Philip L. Frederickson | Management | For | For |
| 1f | Elect Director Alexis M. Herman | Management | For | For |
| 1g | Elect Director M. Elise Hyland | Management | For | For |
| 1h | Elect Director Stuart L. Levenick | Management | For | For |
| 1i | Elect Director Blanche Lambert Lincoln | Management | For | For |
| 1j | Elect Director Karen A. Puckett | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ESSENTIAL UTILITIES, INC.
MEETING DATE: MAY 06, 2020 | TICKER: WTRG SECURITY ID: 29670G102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elizabeth B. Amato | Management | For | For |
| 1.2 | Elect Director Nicholas DeBenedictis | Management | For | For |
| 1.3 | Elect Director Christopher H. Franklin | Management | For | For |
| 1.4 | Elect Director Wendy A. Franks | Management | For | For |
| 1.5 | Elect Director Daniel J. Hilferty | Management | For | For |
| 1.6 | Elect Director Francis O. Idehen | Management | For | For |
| 1.7 | Elect Director Ellen T. Ruff | Management | For | For |
| 1.8 | Elect Director Lee C. Stewart | Management | For | For |
| 1.9 | Elect Director Christopher C. Womack | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 5 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
EVERGY, INC.
MEETING DATE: MAY 05, 2020 | TICKER: EVRG SECURITY ID: 30034W106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kirkland B. Andrews | Management | For | For |
| 1b | Elect Director Terry Bassham | Management | For | For |
| 1c | Elect Director Mollie Hale Carter | Management | For | For |
| 1d | Elect Director Richard L. Hawley | Management | For | For |
| 1e | Elect Director Thomas D. Hyde | Management | For | For |
| 1f | Elect Director B. Anthony Isaac | Management | For | For |
| 1g | Elect Director Paul M. Keglevic | Management | For | Against |
| 1h | Elect Director Sandra A.J. Lawrence | Management | For | For |
| 1i | Elect Director Ann D. Murtlow | Management | For | For |
| 1j | Elect Director Sandra J. Price | Management | For | For |
| 1k | Elect Director Mark A. Ruelle | Management | For | For |
| 1l | Elect Director S. Carl Soderstrom, Jr. | Management | For | For |
| 1m | Elect Director John Arthur Stall | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
EVERSOURCE ENERGY
MEETING DATE: MAY 06, 2020 | TICKER: ES SECURITY ID: 30040W108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cotton M. Cleveland | Management | For | For |
| 1.2 | Elect Director James S. DiStasio | Management | For | For |
| 1.3 | Elect Director Francis A. Doyle | Management | For | For |
| 1.4 | Elect Director Linda Dorcena Forry | Management | For | For |
| 1.5 | Elect Director James J. Judge | Management | For | For |
| 1.6 | Elect Director John Y. Kim | Management | For | For |
| 1.7 | Elect Director Kenneth R. Leibler | Management | For | For |
| 1.8 | Elect Director David H. Long | Management | For | For |
| 1.9 | Elect Director William C. Van Faasen | Management | For | For |
| 1.10 | Elect Director Frederica M. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
EXELON CORPORATION
MEETING DATE: APR 28, 2020 | TICKER: EXC SECURITY ID: 30161N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Anthony Anderson | Management | For | For |
| 1b | Elect Director Ann Berzin | Management | For | For |
| 1c | Elect Director Laurie Brlas | Management | For | For |
| 1d | Elect Director Christopher M. Crane | Management | For | For |
| 1e | Elect Director Yves C. de Balmann | Management | For | For |
| 1f | Elect Director Nicholas DeBenedictis | Management | For | For |
| 1g | Elect Director Linda P. Jojo | Management | For | For |
| 1h | Elect Director Paul Joskow | Management | For | For |
| 1i | Elect Director Robert J. Lawless | Management | For | For |
| 1j | Elect Director John Richardson | Management | For | For |
| 1k | Elect Director Mayo Shattuck, III | Management | For | For |
| 1l | Elect Director John F. Young | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
FIRSTENERGY CORP.
MEETING DATE: MAY 19, 2020 | TICKER: FE SECURITY ID: 337932107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Anderson | Management | For | For |
| 1.2 | Elect Director Steven J. Demetriou | Management | For | For |
| 1.3 | Elect Director Julia L. Johnson | Management | For | For |
| 1.4 | Elect Director Charles E. Jones | Management | For | For |
| 1.5 | Elect Director Donald T. Misheff | Management | For | For |
| 1.6 | Elect Director Thomas N. Mitchell | Management | For | For |
| 1.7 | Elect Director James F. O'Neil, III | Management | For | For |
| 1.8 | Elect Director Christopher D. Pappas | Management | For | For |
| 1.9 | Elect Director Sandra Pianalto | Management | For | For |
| 1.10 | Elect Director Luis A. Reyes | Management | For | For |
| 1.11 | Elect Director Leslie M. Turner | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Amend Code of Regulations to Authorize Board to Make Certain Future Amendments | Management | For | For |
| 6 | Amend Proxy Access Right | Shareholder | Against | Against |
| |
|---|
HAWAIIAN ELECTRIC INDUSTRIES, INC.
MEETING DATE: MAY 05, 2020 | TICKER: HE SECURITY ID: 419870100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peggy Y. Fowler | Management | For | For |
| 1.2 | Elect Director Keith P. Russell | Management | For | For |
| 1.3 | Elect Director Eva T. Zlotnicka | Management | For | For |
| 1.4 | Elect Director Micah A. Kane | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
IDACORP, INC.
MEETING DATE: MAY 21, 2020 | TICKER: IDA SECURITY ID: 451107106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Darrel T. Anderson | Management | For | For |
| 1.2 | Elect Director Thomas Carlile | Management | For | For |
| 1.3 | Elect Director Richard J. Dahl | Management | For | For |
| 1.4 | Elect Director Annette G. Elg | Management | For | For |
| 1.5 | Elect Director Lisa A. Grow | Management | For | For |
| 1.6 | Elect Director Ronald W. Jibson | Management | For | For |
| 1.7 | Elect Director Judith A. Johansen | Management | For | For |
| 1.8 | Elect Director Dennis L. Johnson | Management | For | For |
| 1.9 | Elect Director Christine King | Management | For | For |
| 1.10 | Elect Director Richard J. Navarro | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| |
|---|
MDU RESOURCES GROUP, INC.
MEETING DATE: MAY 12, 2020 | TICKER: MDU SECURITY ID: 552690109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas Everist | Management | For | For |
| 1b | Elect Director Karen B. Fagg | Management | For | For |
| 1c | Elect Director David L. Goodin | Management | For | For |
| 1d | Elect Director Mark A. Hellerstein | Management | For | For |
| 1e | Elect Director Dennis W. Johnson | Management | For | For |
| 1f | Elect Director Patricia L. Moss | Management | For | For |
| 1g | Elect Director Edward A. Ryan | Management | For | For |
| 1h | Elect Director David M. Sparby | Management | For | For |
| 1i | Elect Director Chenxi Wang | Management | For | For |
| 1j | Elect Director John K. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
MGE ENERGY, INC.
MEETING DATE: MAY 19, 2020 | TICKER: MGEE SECURITY ID: 55277P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James G. Berbee | Management | For | For |
| 1.2 | Elect Director Londa J. Dewey | Management | For | For |
| 1.3 | Elect Director Thomas R. Stolper | Management | For | For |
| 2 | Approve Restricted Stock Plan | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Approve Nomination of Environmental Expert on the Board of Directors | Shareholder | Against | Against |
| |
|---|
MIDDLESEX WATER COMPANY
MEETING DATE: MAY 19, 2020 | TICKER: MSEX SECURITY ID: 596680108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James F. Cosgrove, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Baker Tilly Virchow Krause, LLP as Auditor | Management | For | For |
| |
|---|
NATIONAL FUEL GAS COMPANY
MEETING DATE: MAR 11, 2020 | TICKER: NFG SECURITY ID: 636180101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David H. Anderson | Management | For | For |
| 1.2 | Elect Director David P. Bauer | Management | For | For |
| 1.3 | Elect Director Barbara M. Baumann | Management | For | For |
| 1.4 | Elect Director Jeffrey W. Shaw | Management | For | Withhold |
| 1.5 | Elect Director Thomas E. Skains | Management | For | For |
| 1.6 | Elect Director Ronald J. Tanski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
NEW JERSEY RESOURCES CORPORATION
MEETING DATE: JAN 22, 2020 | TICKER: NJR SECURITY ID: 646025106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James H. DeGraffenreidt, Jr. | Management | For | For |
| 1.2 | Elect Director Gregory E. Aliff | Management | For | For |
| 1.3 | Elect Director Stephen D. Westhoven | Management | For | For |
| 1.4 | Elect Director Jane M. Kenny | Management | For | For |
| 1.5 | Elect Director Sharon C. Taylor | Management | For | For |
| 1.6 | Elect Director David A. Trice | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
NEXTERA ENERGY PARTNERS, LP
MEETING DATE: APR 21, 2020 | TICKER: NEP SECURITY ID: 65341B106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Susan D. Austin | Management | For | For |
| 1b | Elect Director Robert J. Byrne | Management | For | For |
| 1c | Elect Director Peter H. Kind | Management | For | For |
| 1d | Elect Director James L. Robo | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NEXTERA ENERGY, INC.
MEETING DATE: MAY 21, 2020 | TICKER: NEE SECURITY ID: 65339F101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sherry S. Barrat | Management | For | For |
| 1b | Elect Director James L. Camaren | Management | For | For |
| 1c | Elect Director Kenneth B. Dunn | Management | For | For |
| 1d | Elect Director Naren K. Gursahaney | Management | For | For |
| 1e | Elect Director Kirk S. Hachigian | Management | For | For |
| 1f | Elect Director Toni Jennings | Management | For | For |
| 1g | Elect Director Amy B. Lane | Management | For | For |
| 1h | Elect Director David L. Porges | Management | For | For |
| 1i | Elect Director James L. Robo | Management | For | For |
| 1j | Elect Director Rudy E. Schupp | Management | For | For |
| 1k | Elect Director John L. Skolds | Management | For | For |
| 1l | Elect Director William H. Swanson | Management | For | For |
| 1m | Elect Director Darryl L. Wilson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
NISOURCE INC.
MEETING DATE: MAY 19, 2020 | TICKER: NI SECURITY ID: 65473P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Peter A. Altabef | Management | For | For |
| 1b | Elect Director Theodore H. Bunting, Jr. | Management | For | For |
| 1c | Elect Director Eric L. Butler | Management | For | For |
| 1d | Elect Director Aristides S. Candris | Management | For | For |
| 1e | Elect Director Wayne S. DeVeydt | Management | For | For |
| 1f | Elect Director Joseph Hamrock | Management | For | For |
| 1g | Elect Director Deborah A. Henretta | Management | For | For |
| 1h | Elect Director Deborah A. P. Hersman | Management | For | For |
| 1i | Elect Director Michael E. Jesanis | Management | For | For |
| 1j | Elect Director Kevin T. Kabat | Management | For | For |
| 1k | Elect Director Carolyn Y. Woo | Management | For | For |
| 1l | Elect Director Lloyd M. Yates | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
NORTHWEST NATURAL HOLDING COMPANY
MEETING DATE: MAY 28, 2020 | TICKER: NWN SECURITY ID: 66765N105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David H. Anderson | Management | For | For |
| 1.2 | Elect Director Martha L. "Stormy" Byorum | Management | For | For |
| 1.3 | Elect Director John D. Carter | Management | For | For |
| 1.4 | Elect Director C. Scott Gibson | Management | For | For |
| 1.5 | Elect Director Monica Enand | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
NORTHWESTERN CORPORATION
MEETING DATE: APR 23, 2020 | TICKER: NWE SECURITY ID: 668074305
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen P. Adik | Management | For | For |
| 1.2 | Elect Director Anthony T. Clark | Management | For | For |
| 1.3 | Elect Director Dana J. Dykhouse | Management | For | For |
| 1.4 | Elect Director Jan R. Horsfall | Management | For | For |
| 1.5 | Elect Director Britt E. Ide | Management | For | For |
| 1.6 | Elect Director Julia L. Johnson | Management | For | For |
| 1.7 | Elect Director Linda G. Sullivan | Management | For | For |
| 1.8 | Elect Director Robert C. Rowe | Management | For | For |
| 1.9 | Elect Director Mahvash Yazdi | Management | For | For |
| 1.10 | Elect Director Jeffrey W. Yingling | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
NRG ENERGY, INC.
MEETING DATE: APR 30, 2020 | TICKER: NRG SECURITY ID: 629377508
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director E. Spencer Abraham | Management | For | For |
| 1b | Elect Director Antonio Carrillo | Management | For | For |
| 1c | Elect Director Matthew Carter, Jr. | Management | For | For |
| 1d | Elect Director Lawrence S. Coben | Management | For | For |
| 1e | Elect Director Heather Cox | Management | For | For |
| 1f | Elect Director Mauricio Gutierrez | Management | For | For |
| 1g | Elect Director Paul W. Hobby | Management | For | For |
| 1h | Elect Director Alexandra Pruner | Management | For | For |
| 1i | Elect Director Anne C. Schaumburg | Management | For | For |
| 1j | Elect Director Thomas H. Weidemeyer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
OGE ENERGY CORP.
MEETING DATE: MAY 21, 2020 | TICKER: OGE SECURITY ID: 670837103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Frank A. Bozich | Management | For | For |
| 1b | Elect Director James H. Brandi | Management | For | For |
| 1c | Elect Director Peter D. Clarke | Management | For | For |
| 1d | Elect Director Luke R. Corbett | Management | For | For |
| 1e | Elect Director David L. Hauser | Management | For | For |
| 1f | Elect Director Judy R. McReynolds | Management | For | For |
| 1g | Elect Director David E. Rainbolt | Management | For | For |
| 1h | Elect Director J. Michael Sanner | Management | For | For |
| 1i | Elect Director Sheila G. Talton | Management | For | For |
| 1j | Elect Director Sean Trauschke | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Supermajority Voting Provisions | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
ONE GAS, INC.
MEETING DATE: MAY 21, 2020 | TICKER: OGS SECURITY ID: 68235P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert B. Evans | Management | For | For |
| 1.2 | Elect Director John W. Gibson | Management | For | For |
| 1.3 | Elect Director Tracy E. Hart | Management | For | For |
| 1.4 | Elect Director Michael G. Hutchinson | Management | For | For |
| 1.5 | Elect Director Pattye L. Moore | Management | For | For |
| 1.6 | Elect Director Pierce H. Norton, II | Management | For | For |
| 1.7 | Elect Director Eduardo A. Rodriguez | Management | For | For |
| 1.8 | Elect Director Douglas H. Yaeger | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ORMAT TECHNOLOGIES, INC.
MEETING DATE: NOV 06, 2019 | TICKER: ORA SECURITY ID: 686688102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
ORMAT TECHNOLOGIES, INC.
MEETING DATE: JUN 03, 2020 | TICKER: ORA SECURITY ID: 686688102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Isaac Angel | Management | For | For |
| 1B | Elect Director Ravit Barniv | Management | For | For |
| 1C | Elect Director Albertus "Bert" Bruggink | Management | For | For |
| 1D | Elect Director Dan Falk | Management | For | Against |
| 1E | Elect Director David Granot | Management | For | Against |
| 1F | Elect Director Stan H. Koyanagi | Management | For | For |
| 1G | Elect Director Dafna Sharir | Management | For | For |
| 1H | Elect Director Stanley B. Stern | Management | For | For |
| 1I | Elect Director Hidetake Takahashi | Management | For | For |
| 1J | Elect Director Byron G. Wong | Management | For | For |
| 2 | Ratify Kesselman & Kesselman as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
OTTER TAIL CORPORATION
MEETING DATE: APR 20, 2020 | TICKER: OTTR SECURITY ID: 689648103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John D. Erickson | Management | For | For |
| 1.2 | Elect Director Nathan I. Partain | Management | For | For |
| 1.3 | Elect Director James B. Stake | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
PATTERN ENERGY GROUP INC.
MEETING DATE: MAR 10, 2020 | TICKER: PEGI SECURITY ID: 70338P100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
PINNACLE WEST CAPITAL CORPORATION
MEETING DATE: MAY 20, 2020 | TICKER: PNW SECURITY ID: 723484101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Glynis A. Bryan | Management | For | For |
| 1.2 | Elect Director Denis A. Cortese | Management | For | For |
| 1.3 | Elect Director Richard P. Fox | Management | For | For |
| 1.4 | Elect Director Jeffrey B. Guldner | Management | For | For |
| 1.5 | Elect Director Dale E. Klein | Management | For | For |
| 1.6 | Elect Director Humberto S. Lopez | Management | For | For |
| 1.7 | Elect Director Kathryn L. Munro | Management | For | For |
| 1.8 | Elect Director Bruce J. Nordstrom | Management | For | For |
| 1.9 | Elect Director Paula J. Sims | Management | For | For |
| 1.10 | Elect Director James E. Trevathan, Jr. | Management | For | For |
| 1.11 | Elect Director David P. Wagener | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| |
|---|
PNM RESOURCES, INC.
MEETING DATE: MAY 12, 2020 | TICKER: PNM SECURITY ID: 69349H107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Vicky A. Bailey | Management | For | For |
| 1b | Elect Director Norman P. Becker | Management | For | For |
| 1c | Elect Director Patricia K. Collawn | Management | For | For |
| 1d | Elect Director E. Renae Conley | Management | For | For |
| 1e | Elect Director Alan J. Fohrer | Management | For | For |
| 1f | Elect Director Sidney M. Gutierrez | Management | For | For |
| 1g | Elect Director James A. Hughes | Management | For | For |
| 1h | Elect Director Maureen T. Mullarkey | Management | For | For |
| 1i | Elect Director Donald K. Schwanz | Management | For | For |
| 1j | Elect Director Bruce W. Wilkinson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Report on Coal Combustion Residual Matters at San Juan Generating Station | Shareholder | Against | Against |
| |
|---|
PORTLAND GENERAL ELECTRIC COMPANY
MEETING DATE: APR 22, 2020 | TICKER: POR SECURITY ID: 736508847
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John W. Ballantine | Management | For | For |
| 1b | Elect Director Rodney L. Brown, Jr. | Management | For | For |
| 1c | Elect Director Jack E. Davis | Management | For | For |
| 1d | Elect Director Kirby A. Dyess | Management | For | For |
| 1e | Elect Director Mark B. Ganz | Management | For | For |
| 1f | Elect Director Marie Oh Huber | Management | For | For |
| 1g | Elect Director Kathryn J. Jackson | Management | For | For |
| 1h | Elect Director Michael H. Millegan | Management | For | For |
| 1i | Elect Director Neil J. Nelson | Management | For | For |
| 1j | Elect Director M. Lee Pelton | Management | For | For |
| 1k | Elect Director Maria M. Pope | Management | For | For |
| 1l | Elect Director Charles W. Shivery | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
PPL CORPORATION
MEETING DATE: MAY 13, 2020 | TICKER: PPL SECURITY ID: 69351T106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John W. Conway | Management | For | For |
| 1b | Elect Director Steven G. Elliott | Management | For | For |
| 1c | Elect Director Raja Rajamannar | Management | For | For |
| 1d | Elect Director Craig A. Rogerson | Management | For | For |
| 1e | Elect Director Vincent Sorgi | Management | For | For |
| 1f | Elect Director William H. Spence | Management | For | For |
| 1g | Elect Director Natica von Althann | Management | For | For |
| 1h | Elect Director Keith H. Williamson | Management | For | For |
| 1i | Elect Director Phoebe A. Wood | Management | For | For |
| 1j | Elect Director Armando Zagalo de Lima | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED
MEETING DATE: APR 21, 2020 | TICKER: PEG SECURITY ID: 744573106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ralph Izzo | Management | For | For |
| 1.2 | Elect Director Shirley Ann Jackson | Management | For | For |
| 1.3 | Elect Director Willie A. Deese | Management | For | For |
| 1.4 | Elect Director David Lilley | Management | For | For |
| 1.5 | Elect Director Barry H. Ostrowsky | Management | For | For |
| 1.6 | Elect Director Scott G. Stephenson | Management | For | For |
| 1.7 | Elect Director Laura A. Sugg | Management | For | For |
| 1.8 | Elect Director John P. Surma | Management | For | For |
| 1.9 | Elect Director Susan Tomasky | Management | For | For |
| 1.10 | Elect Director Alfred W. Zollar | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
SEMPRA ENERGY
MEETING DATE: MAY 05, 2020 | TICKER: SRE SECURITY ID: 816851109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan L. Boeckmann | Management | For | For |
| 1.2 | Elect Director Kathleen L. Brown | Management | For | For |
| 1.3 | Elect Director Andres Conesa | Management | For | For |
| 1.4 | Elect Director Maria Contreras-Sweet | Management | For | For |
| 1.5 | Elect Director Pablo A. Ferrero | Management | For | For |
| 1.6 | Elect Director William D. Jones | Management | For | For |
| 1.7 | Elect Director Jeffrey W. Martin | Management | For | For |
| 1.8 | Elect Director Bethany J. Mayer | Management | For | For |
| 1.9 | Elect Director Michael N. Mears | Management | For | For |
| 1.10 | Elect Director Jack T. Taylor | Management | For | For |
| 1.11 | Elect Director Cynthia L. Walker | Management | For | For |
| 1.12 | Elect Director Cynthia J. Warner | Management | For | For |
| 1.13 | Elect Director James C. Yardley | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chair | Shareholder | Against | Against |
| |
|---|
SJW GROUP
MEETING DATE: APR 29, 2020 | TICKER: SJW SECURITY ID: 784305104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Katharine Armstrong | Management | For | For |
| 1b | Elect Director Walter J. Bishop | Management | For | For |
| 1c | Elect Director Mary Ann Hanley | Management | For | For |
| 1d | Elect Director Heather Hunt | Management | For | For |
| 1e | Elect Director Gregory P. Landis | Management | For | For |
| 1f | Elect Director Debra C. Man | Management | For | For |
| 1g | Elect Director Daniel B. More | Management | For | For |
| 1h | Elect Director Eric W. Thornburg | Management | For | For |
| 1i | Elect Director Robert A. Van Valer | Management | For | For |
| 1j | Elect Director Carol P. Wallace | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
SOUTH JERSEY INDUSTRIES, INC.
MEETING DATE: APR 24, 2020 | TICKER: SJI SECURITY ID: 838518108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sarah M. Barpoulis | Management | For | For |
| 1b | Elect Director Keith S. Campbell | Management | For | For |
| 1c | Elect Director Victor A. Fortkiewicz | Management | For | For |
| 1d | Elect Director Sheila Hartnett-Devlin | Management | For | For |
| 1e | Elect Director G. Edison Holland, Jr. | Management | For | For |
| 1f | Elect Director Sunita Holzer | Management | For | For |
| 1g | Elect Director Kevin M. O'Dowd | Management | For | For |
| 1h | Elect Director Michael J. Renna | Management | For | For |
| 1i | Elect Director Joseph M. Rigby | Management | For | For |
| 1j | Elect Director Frank L. Sims | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche as Auditors | Management | For | For |
| |
|---|
SOUTHWEST GAS HOLDINGS, INC.
MEETING DATE: MAY 07, 2020 | TICKER: SWX SECURITY ID: 844895102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Boughner | Management | For | For |
| 1.2 | Elect Director Jose A. Cardenas | Management | For | For |
| 1.3 | Elect Director Stephen C. Comer | Management | For | For |
| 1.4 | Elect Director John P. Hester | Management | For | For |
| 1.5 | Elect Director Jane Lewis-Raymond | Management | For | For |
| 1.6 | Elect Director Anne L. Mariucci | Management | For | For |
| 1.7 | Elect Director Michael J. Melarkey | Management | For | For |
| 1.8 | Elect Director A. Randall Thoman | Management | For | For |
| 1.9 | Elect Director Thomas A. Thomas | Management | For | For |
| 1.10 | Elect Director Leslie T. Thornton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
SPIRE, INC.
MEETING DATE: JAN 30, 2020 | TICKER: SR SECURITY ID: 84857L101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward L. Glotzbach | Management | For | For |
| 1.2 | Elect Director Rob L. Jones | Management | For | For |
| 1.3 | Elect Director John P. Stupp, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
THE AES CORPORATION
MEETING DATE: APR 23, 2020 | TICKER: AES SECURITY ID: 00130H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Janet G. Davidson | Management | For | For |
| 1.2 | Elect Director Andres R. Gluski | Management | For | For |
| 1.3 | Elect Director Tarun Khanna | Management | For | For |
| 1.4 | Elect Director Holly K. Koeppel | Management | For | For |
| 1.5 | Elect Director Julia M. Laulis | Management | For | For |
| 1.6 | Elect Director James H. Miller | Management | For | For |
| 1.7 | Elect Director Alain Monie | Management | For | For |
| 1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
| 1.9 | Elect Director Moises Naim | Management | For | For |
| 1.10 | Elect Director Jeffrey W. Ubben | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Require Shareholder Approval of Bylaw and Charter Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| |
|---|
THE SOUTHERN COMPANY
MEETING DATE: MAY 27, 2020 | TICKER: SO SECURITY ID: 842587107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Janaki Akella | Management | For | For |
| 1b | Elect Director Juanita Powell Baranco | Management | For | For |
| 1c | Elect Director Jon A. Boscia | Management | For | For |
| 1d | Elect Director Henry A. 'Hal' Clark, III | Management | For | For |
| 1e | Elect Director Anthony F. 'Tony' Earley, Jr. | Management | For | For |
| 1f | Elect Director Thomas A. Fanning | Management | For | For |
| 1g | Elect Director David J. Grain | Management | For | For |
| 1h | Elect Director Donald M. James | Management | For | For |
| 1i | Elect Director John D. Johns | Management | For | For |
| 1j | Elect Director Dale E. Klein | Management | For | For |
| 1k | Elect Director Ernest J. Moniz | Management | For | For |
| 1l | Elect Director William G. Smith, Jr. | Management | For | For |
| 1m | Elect Director Steven R. Specker | Management | For | For |
| 1n | Elect Director E. Jenner Wood, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chair | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| |
|---|
THE YORK WATER COMPANY
MEETING DATE: MAY 04, 2020 | TICKER: YORW SECURITY ID: 987184108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph T. Hand | Management | For | For |
| 1.2 | Elect Director Erin C. McGlaughlin | Management | For | For |
| 1.3 | Elect Director Robert P. Newcomer | Management | For | For |
| 1.4 | Elect Director Ernest J. Waters | Management | For | For |
| 2 | Ratify Baker Tilly Virchow Krause, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UGI CORPORATION
MEETING DATE: JAN 22, 2020 | TICKER: UGI SECURITY ID: 902681105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director M. Shawn Bort | Management | For | For |
| 1.2 | Elect Director Theodore A. Dosch | Management | For | For |
| 1.3 | Elect Director Alan N. Harris | Management | For | For |
| 1.4 | Elect Director Frank S. Hermance | Management | For | For |
| 1.5 | Elect Director William J. Marrazzo | Management | For | For |
| 1.6 | Elect Director Kelly A. Romano | Management | For | For |
| 1.7 | Elect Director Marvin O. Schlanger | Management | For | For |
| 1.8 | Elect Director James B. Stallings, Jr. | Management | For | For |
| 1.9 | Elect Director K. Richard Turner | Management | For | For |
| 1.10 | Elect Director John L. Walsh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
UNITIL CORPORATION
MEETING DATE: APR 29, 2020 | TICKER: UTL SECURITY ID: 913259107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Winfield S. Brown | Management | For | For |
| 1.2 | Elect Director Mark H. Collin | Management | For | For |
| 1.3 | Elect Director Michael B. Green | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VISTRA ENERGY CORP.
MEETING DATE: APR 29, 2020 | TICKER: VST SECURITY ID: 92840M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director Hilary E. Ackermann | Management | For | For |
| 2.2 | Elect Director Arcilia C. Acosta | Management | For | For |
| 2.3 | Elect Director Gavin R. Baiera | Management | For | For |
| 2.4 | Elect Director Paul M. Barbas | Management | For | For |
| 2.5 | Elect Director Lisa Crutchfield | Management | For | For |
| 2.6 | Elect Director Brian K. Ferraioli | Management | For | For |
| 2.7 | Elect Director Scott B. Helm | Management | For | For |
| 2.8 | Elect Director Jeff D. Hunter | Management | For | For |
| 2.9 | Elect Director Curtis A. Morgan | Management | For | For |
| 2.10 | Elect Director John R. (JR) Sult | Management | For | For |
| 3.1 | Elect Director Gavin R. Baiera | Management | For | For |
| 3.2 | Elect Director Scott B. Helm | Management | For | For |
| 3.3 | Elect Director Curtis A. Morgan | Management | For | For |
| 3.4 | Elect Director John R. (JR) Sult | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
WEC ENERGY GROUP, INC.
MEETING DATE: MAY 06, 2020 | TICKER: WEC SECURITY ID: 92939U106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patricia W. Chadwick | Management | For | For |
| 1.2 | Elect Director Curt S. Culver | Management | For | For |
| 1.3 | Elect Director Danny L. Cunningham | Management | For | For |
| 1.4 | Elect Director William M. Farrow, III | Management | For | For |
| 1.5 | Elect Director Thomas J. Fischer | Management | For | For |
| 1.6 | Elect Director J. Kevin Fletcher | Management | For | For |
| 1.7 | Elect Director Maria C. Green | Management | For | For |
| 1.8 | Elect Director Gale E. Klappa | Management | For | For |
| 1.9 | Elect Director Henry W. Knueppel | Management | For | For |
| 1.10 | Elect Director Thomas K. Lane | Management | For | For |
| 1.11 | Elect Director Ulice Payne, Jr. | Management | For | For |
| 1.12 | Elect Director Mary Ellen Stanek | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
XCEL ENERGY INC.
MEETING DATE: MAY 22, 2020 | TICKER: XEL SECURITY ID: 98389B100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lynn Casey | Management | For | For |
| 1b | Elect Director Ben Fowke | Management | For | For |
| 1c | Elect Director Netha N. Johnson | Management | For | For |
| 1d | Elect Director George Kehl | Management | For | For |
| 1e | Elect Director Richard T. O'Brien | Management | For | For |
| 1f | Elect Director David K. Owens | Management | For | For |
| 1g | Elect Director Christopher J. Policinski | Management | For | For |
| 1h | Elect Director James T. Prokopanko | Management | For | For |
| 1i | Elect Director A. Patricia Sampson | Management | For | For |
| 1j | Elect Director James J. Sheppard | Management | For | For |
| 1k | Elect Director David A. Westerlund | Management | For | For |
| 1l | Elect Director Kim Williams | Management | For | For |
| 1m | Elect Director Timothy V. Wolf | Management | For | For |
| 1n | Elect Director Daniel Yohannes | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Costs and Benefits of Climate-Related Activities | Shareholder | Against | Against |
VOTE SUMMARY REPORT
FIDELITY NEW MILLENNIUM ETF
07/01/2019 - 06/30/2020
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
VOTE SUMMARY REPORT
FIDELITY QUALITY FACTOR ETF - SUB-ADVISER: GEODE
07/01/2019 - 06/30/2020
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
3M COMPANY
MEETING DATE: MAY 12, 2020 | TICKER: MMM SECURITY ID: 88579Y101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas "Tony" K. Brown | Management | For | For |
| 1b | Elect Director Pamela J. Craig | Management | For | For |
| 1c | Elect Director David B. Dillon | Management | For | For |
| 1d | Elect Director Michael L. Eskew | Management | For | For |
| 1e | Elect Director Herbert L. Henkel | Management | For | For |
| 1f | Elect Director Amy E. Hood | Management | For | For |
| 1g | Elect Director Muhtar Kent | Management | For | For |
| 1h | Elect Director Dambisa F. Moyo | Management | For | For |
| 1i | Elect Director Gregory R. Page | Management | For | For |
| 1j | Elect Director Michael F. Roman | Management | For | For |
| 1k | Elect Director Patricia A. Woertz | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Consider Pay Disparity Between Executives and Other Employees | Shareholder | Against | Against |
| |
|---|
ABBVIE INC.
MEETING DATE: MAY 08, 2020 | TICKER: ABBV SECURITY ID: 00287Y109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Alpern | Management | For | For |
| 1.2 | Elect Director Edward M. Liddy | Management | For | For |
| 1.3 | Elect Director Melody B. Meyer | Management | For | For |
| 1.4 | Elect Director Frederick H. Waddell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | Shareholder | Against | Against |
| |
|---|
ACCENTURE PLC
MEETING DATE: JAN 30, 2020 | TICKER: ACN SECURITY ID: G1151C101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jaime Ardila | Management | For | For |
| 1b | Elect Director Herbert Hainer | Management | For | For |
| 1c | Elect Director Nancy McKinstry | Management | For | For |
| 1d | Elect Director Gilles C. Pelisson | Management | For | For |
| 1e | Elect Director Paula A. Price | Management | For | For |
| 1f | Elect Director Venkata (Murthy) Renduchintala | Management | For | For |
| 1g | Elect Director David Rowland | Management | For | For |
| 1h | Elect Director Arun Sarin | Management | For | For |
| 1i | Elect Director Julie Sweet | Management | For | For |
| 1j | Elect Director Frank K. Tang | Management | For | For |
| 1k | Elect Director Tracey T. Travis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Board to Allot and Issue Shares | Management | For | For |
| 6 | Authorize Board to Opt-Out of Statutory Pre-Emption Rights | Management | For | For |
| 7 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| |
|---|
ACTIVISION BLIZZARD, INC.
MEETING DATE: JUN 11, 2020 | TICKER: ATVI SECURITY ID: 00507V109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Reveta Bowers | Management | For | For |
| 1b | Elect Director Robert Corti | Management | For | For |
| 1c | Elect Director Hendrik Hartong, III | Management | For | For |
| 1d | Elect Director Brian Kelly | Management | For | For |
| 1e | Elect Director Robert Kotick | Management | For | For |
| 1f | Elect Director Barry Meyer | Management | For | For |
| 1g | Elect Director Robert Morgado | Management | For | For |
| 1h | Elect Director Peter Nolan | Management | For | For |
| 1i | Elect Director Dawn Ostroff | Management | For | For |
| 1j | Elect Director Casey Wasserman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Report on Political Contributions Disclosure | Shareholder | Against | For |
| |
|---|
ADOBE INC.
MEETING DATE: APR 09, 2020 | TICKER: ADBE SECURITY ID: 00724F101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Amy L. Banse | Management | For | For |
| 1b | Elect Director Frank A. Calderoni | Management | For | For |
| 1c | Elect Director James E. Daley | Management | For | For |
| 1d | Elect Director Laura B. Desmond | Management | For | For |
| 1e | Elect Director Charles M. Geschke | Management | For | For |
| 1f | Elect Director Shantanu Narayen | Management | For | For |
| 1g | Elect Director Kathleen Oberg | Management | For | For |
| 1h | Elect Director Dheeraj Pandey | Management | For | For |
| 1i | Elect Director David A. Ricks | Management | For | For |
| 1j | Elect Director Daniel L. Rosensweig | Management | For | For |
| 1k | Elect Director John E. Warnock | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Report on Gender Pay Gap | Shareholder | Against | Against |
| |
|---|
AIR PRODUCTS AND CHEMICALS, INC.
MEETING DATE: JAN 23, 2020 | TICKER: APD SECURITY ID: 009158106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Susan K. Carter | Management | For | For |
| 1b | Elect Director Charles I. Cogut | Management | For | For |
| 1c | Elect Director Chadwick C. Deaton | Management | For | For |
| 1d | Elect Director Seifollah (Seifi) Ghasemi | Management | For | For |
| 1e | Elect Director David H. Y. Ho | Management | For | For |
| 1f | Elect Director Margaret G. McGlynn | Management | For | For |
| 1g | Elect Director Edward L. Monser | Management | For | For |
| 1h | Elect Director Matthew H. Paull | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
ALLISON TRANSMISSION HOLDINGS, INC.
MEETING DATE: MAY 06, 2020 | TICKER: ALSN SECURITY ID: 01973R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Judy L. Altmaier | Management | For | For |
| 1b | Elect Director Stan A. Askren | Management | For | For |
| 1c | Elect Director Lawrence E. Dewey | Management | For | For |
| 1d | Elect Director David C. Everitt | Management | For | For |
| 1e | Elect Director Alvaro Garcia-Tunon | Management | For | For |
| 1f | Elect Director David S. Graziosi | Management | For | For |
| 1g | Elect Director Carolann I. Haznedar | Management | For | For |
| 1h | Elect Director Richard P. Lavin | Management | For | For |
| 1i | Elect Director Thomas W. Rabaut | Management | For | For |
| 1j | Elect Director Richard V. Reynolds | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ALPHABET INC.
MEETING DATE: JUN 03, 2020 | TICKER: GOOGL SECURITY ID: 02079K305
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Sundar Pichai | Management | For | For |
| 1.4 | Elect Director John L. Hennessy | Management | For | For |
| 1.5 | Elect Director Frances H. Arnold | Management | For | For |
| 1.6 | Elect Director L. John Doerr | Management | For | Withhold |
| 1.7 | Elect Director Roger W. Ferguson Jr. | Management | For | For |
| 1.8 | Elect Director Ann Mather | Management | For | For |
| 1.9 | Elect Director Alan R. Mulally | Management | For | Withhold |
| 1.10 | Elect Director K. Ram Shiram | Management | For | Withhold |
| 1.11 | Elect Director Robin L. Washington | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 6 | Report on Arbitration of Employment-Related Claims | Shareholder | Against | For |
| 7 | Establish Human Rights Risk Oversight Committee | Shareholder | Against | For |
| 8 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| 9 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | For |
| 10 | Report on Takedown Requests | Shareholder | Against | For |
| 11 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 12 | Report on Gender/Racial Pay Gap | Shareholder | Against | Against |
| 13 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Shareholder | Against | Against |
| 14 | Report on Whistleblower Policies and Practices | Shareholder | Against | Against |
| |
|---|
ALTRIA GROUP, INC.
MEETING DATE: MAY 14, 2020 | TICKER: MO SECURITY ID: 02209S103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John T. Casteen, III | Management | For | For |
| 1b | Elect Director Dinyar S. Devitre | Management | For | For |
| 1c | Elect Director Thomas F. Farrell, II | Management | For | For |
| 1d | Elect Director Debra J. Kelly-Ennis | Management | For | For |
| 1e | Elect Director W. Leo Kiely, III | Management | For | For |
| 1f | Elect Director Kathryn B. McQuade | Management | For | For |
| 1g | Elect Director George Munoz | Management | For | For |
| 1h | Elect Director Mark E. Newman | Management | For | For |
| 1i | Elect Director Nabil Y. Sakkab | Management | For | For |
| 1j | Elect Director Virginia E. Shanks | Management | For | For |
| 1k | Elect Director Howard A. Willard, III *Withdrawn Resolution* | Management | None | None |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 6 | Report on Underage Tobacco Prevention Policies | Shareholder | Against | For |
| |
|---|
AMERICAN TOWER CORPORATION
MEETING DATE: MAY 18, 2020 | TICKER: AMT SECURITY ID: 03027X100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas A. Bartlett | Management | For | For |
| 1b | Elect Director Raymond P. Dolan | Management | For | For |
| 1c | Elect Director Robert D. Hormats | Management | For | For |
| 1d | Elect Director Gustavo Lara Cantu | Management | For | For |
| 1e | Elect Director Grace D. Lieblein | Management | For | For |
| 1f | Elect Director Craig Macnab | Management | For | For |
| 1g | Elect Director JoAnn A. Reed | Management | For | For |
| 1h | Elect Director Pamela D.A. Reeve | Management | For | For |
| 1i | Elect Director David E. Sharbutt | Management | For | For |
| 1j | Elect Director Bruce L. Tanner | Management | For | For |
| 1k | Elect Director Samme L. Thompson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions and Expenditures | Shareholder | Against | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| |
|---|
AMERIPRISE FINANCIAL, INC.
MEETING DATE: APR 29, 2020 | TICKER: AMP SECURITY ID: 03076C106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James M. Cracchiolo | Management | For | For |
| 1b | Elect Director Dianne Neal Blixt | Management | For | For |
| 1c | Elect Director Amy DiGeso | Management | For | For |
| 1d | Elect Director Lon R. Greenberg | Management | For | For |
| 1e | Elect Director Jeffrey Noddle | Management | For | For |
| 1f | Elect Director Robert F. Sharpe, Jr. | Management | For | For |
| 1g | Elect Director Brian T. Shea | Management | For | For |
| 1h | Elect Director W. Edward Walter, III | Management | For | For |
| 1i | Elect Director Christopher J. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
AMGEN INC.
MEETING DATE: MAY 19, 2020 | TICKER: AMGN SECURITY ID: 031162100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Wanda M. Austin | Management | For | For |
| 1b | Elect Director Robert A. Bradway | Management | For | For |
| 1c | Elect Director Brian J. Druker | Management | For | For |
| 1d | Elect Director Robert A. Eckert | Management | For | For |
| 1e | Elect Director Greg C. Garland | Management | For | For |
| 1f | Elect Director Fred Hassan | Management | For | For |
| 1g | Elect Director Charles M. Holley, Jr. | Management | For | For |
| 1h | Elect Director Tyler Jacks | Management | For | For |
| 1i | Elect Director Ellen J. Kullman | Management | For | For |
| 1j | Elect Director Ronald D. Sugar | Management | For | For |
| 1k | Elect Director R. Sanders Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
APPLE INC.
MEETING DATE: FEB 26, 2020 | TICKER: AAPL SECURITY ID: 037833100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James Bell | Management | For | For |
| 1b | Elect Director Tim Cook | Management | For | For |
| 1c | Elect Director Al Gore | Management | For | For |
| 1d | Elect Director Andrea Jung | Management | For | For |
| 1e | Elect Director Art Levinson | Management | For | For |
| 1f | Elect Director Ron Sugar | Management | For | For |
| 1g | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Proxy Access Amendments | Shareholder | Against | Against |
| 5 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 6 | Report on Freedom of Expression and Access to Information Policies | Shareholder | Against | For |
| |
|---|
ASPEN TECHNOLOGY, INC.
MEETING DATE: DEC 12, 2019 | TICKER: AZPN SECURITY ID: 045327103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald P. Casey | Management | For | For |
| 1.2 | Elect Director Robert M. Whelan, Jr. | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
AT&T INC.
MEETING DATE: APR 24, 2020 | TICKER: T SECURITY ID: 00206R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Randall L. Stephenson | Management | For | For |
| 1.2 | Elect Director Samuel A. Di Piazza, Jr. | Management | For | For |
| 1.3 | Elect Director Richard W. Fisher | Management | For | For |
| 1.4 | Elect Director Scott T. Ford | Management | For | For |
| 1.5 | Elect Director Glenn H. Hutchins | Management | For | For |
| 1.6 | Elect Director William E. Kennard | Management | For | For |
| 1.7 | Elect Director Debra L. Lee | Management | For | For |
| 1.8 | Elect Director Stephen J. Luczo | Management | For | For |
| 1.9 | Elect Director Michael B. McCallister | Management | For | For |
| 1.10 | Elect Director Beth E. Mooney | Management | For | For |
| 1.11 | Elect Director Matthew K. Rose | Management | For | For |
| 1.12 | Elect Director Cynthia B. Taylor | Management | For | For |
| 1.13 | Elect Director Geoffrey Y. Yang | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Approve Nomination of Employee Representative Director | Shareholder | Against | Against |
| 6 | Improve Guiding Principles of Executive Compensation | Shareholder | Against | Against |
| |
|---|
AUTOMATIC DATA PROCESSING, INC.
MEETING DATE: NOV 12, 2019 | TICKER: ADP SECURITY ID: 053015103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Peter Bisson | Management | For | For |
| 1b | Elect Director Richard T. Clark | Management | For | For |
| 1c | Elect Director R. Glenn Hubbard | Management | For | For |
| 1d | Elect Director John P. Jones | Management | For | For |
| 1e | Elect Director Francine S. Katsoudas | Management | For | For |
| 1f | Elect Director Thomas J. Lynch | Management | For | For |
| 1g | Elect Director Scott F. Powers | Management | For | For |
| 1h | Elect Director William J. Ready | Management | For | For |
| 1i | Elect Director Carlos A. Rodriguez | Management | For | For |
| 1j | Elect Director Sandra S. Wijnberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
AVALONBAY COMMUNITIES, INC.
MEETING DATE: MAY 12, 2020 | TICKER: AVB SECURITY ID: 053484101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Glyn F. Aeppel | Management | For | For |
| 1b | Elect Director Terry S. Brown | Management | For | For |
| 1c | Elect Director Alan B. Buckelew | Management | For | For |
| 1d | Elect Director Ronald L. Havner, Jr. | Management | For | For |
| 1e | Elect Director Stephen P. Hills | Management | For | For |
| 1f | Elect Director Richard J. Lieb | Management | For | For |
| 1g | Elect Director Timothy J. Naughton | Management | For | For |
| 1h | Elect Director H. Jay Sarles | Management | For | For |
| 1i | Elect Director Susan Swanezy | Management | For | For |
| 1j | Elect Director W. Edward Walter | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement for Future Charter Amendments and Other Extraordinary Actions | Management | For | For |
| |
|---|
BANK OF HAWAII CORPORATION
MEETING DATE: APR 24, 2020 | TICKER: BOH SECURITY ID: 062540109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director S. Haunani Apoliona | Management | For | For |
| 1.2 | Elect Director Mark A. Burak | Management | For | For |
| 1.3 | Elect Director John C. Erickson | Management | For | For |
| 1.4 | Elect Director Joshua D. Feldman | Management | For | For |
| 1.5 | Elect Director Peter S. Ho | Management | For | For |
| 1.6 | Elect Director Michelle E. Hulst | Management | For | For |
| 1.7 | Elect Director Kent T. Lucien | Management | For | For |
| 1.8 | Elect Director Alicia E. Moy | Management | For | For |
| 1.9 | Elect Director Victor K. Nichols | Management | For | For |
| 1.10 | Elect Director Barbara J. Tanabe | Management | For | For |
| 1.11 | Elect Director Dana M. Tokioka | Management | For | For |
| 1.12 | Elect Director Raymond P. Vara, Jr. | Management | For | For |
| 1.13 | Elect Director Robert W. Wo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
BIOGEN INC.
MEETING DATE: JUN 03, 2020 | TICKER: BIIB SECURITY ID: 09062X103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Alexander J. Denner | Management | For | For |
| 1b | Elect Director Caroline D. Dorsa | Management | For | For |
| 1c | Elect Director William A. Hawkins | Management | For | For |
| 1d | Elect Director Nancy L. Leaming | Management | For | For |
| 1e | Elect Director Jesus B. Mantas | Management | For | For |
| 1f | Elect Director Richard C. Mulligan | Management | For | For |
| 1g | Elect Director Robert W. Pangia | Management | For | For |
| 1h | Elect Director Stelios Papadopoulos | Management | For | For |
| 1i | Elect Director Brian S. Posner | Management | For | For |
| 1j | Elect Director Eric K. Rowinsky | Management | For | For |
| 1k | Elect Director Stephen A. Sherwin | Management | For | For |
| 1l | Elect Director Michel Vounatsos | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BOOKING HOLDINGS INC.
MEETING DATE: JUN 04, 2020 | TICKER: BKNG SECURITY ID: 09857L108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
| 1.2 | Elect Director Jeffery H. Boyd | Management | For | For |
| 1.3 | Elect Director Glenn D. Fogel | Management | For | For |
| 1.4 | Elect Director Mirian M. Graddick-Weir | Management | For | For |
| 1.5 | Elect Director Wei Hopeman | Management | For | For |
| 1.6 | Elect Director Robert J. Mylod, Jr. | Management | For | For |
| 1.7 | Elect Director Charles H. Noski | Management | For | For |
| 1.8 | Elect Director Nicholas J. Read | Management | For | For |
| 1.9 | Elect Director Thomas E. Rothman | Management | For | For |
| 1.10 | Elect Director Bob van Dijk | Management | For | For |
| 1.11 | Elect Director Lynn M. Vojvodich | Management | For | For |
| 1.12 | Elect Director Vanessa A. Wittman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
BRISTOL-MYERS SQUIBB COMPANY
MEETING DATE: MAY 05, 2020 | TICKER: BMY SECURITY ID: 110122108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Peter J. Arduini | Management | For | For |
| 1B | Elect Director Robert Bertolini | Management | For | For |
| 1C | Elect Director Michael W. Bonney | Management | For | For |
| 1D | Elect Director Giovanni Caforio | Management | For | For |
| 1E | Elect Director Matthew W. Emmens | Management | For | For |
| 1F | Elect Director Julia A. Haller | Management | For | For |
| 1G | Elect Director Dinesh C. Paliwal | Management | For | For |
| 1H | Elect Director Theodore R. Samuels | Management | For | For |
| 1I | Elect Director Vicki L. Sato | Management | For | For |
| 1J | Elect Director Gerald L. Storch | Management | For | For |
| 1K | Elect Director Karen H. Vousden | Management | For | For |
| 1L | Elect Director Phyllis R. Yale | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
CABOT OIL & GAS CORPORATION
MEETING DATE: APR 30, 2020 | TICKER: COG SECURITY ID: 127097103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dorothy M. Ables | Management | For | For |
| 1.2 | Elect Director Rhys J. Best | Management | For | For |
| 1.3 | Elect Director Robert S. Boswell | Management | For | For |
| 1.4 | Elect Director Amanda M. Brock | Management | For | For |
| 1.5 | Elect Director Peter B. Delaney | Management | For | For |
| 1.6 | Elect Director Dan O. Dinges | Management | For | For |
| 1.7 | Elect Director Robert Kelley | Management | For | For |
| 1.8 | Elect Director W. Matt Ralls | Management | For | For |
| 1.9 | Elect Director Marcus A. Watts | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CAPITAL ONE FINANCIAL CORPORATION
MEETING DATE: APR 30, 2020 | TICKER: COF SECURITY ID: 14040H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard D. Fairbank | Management | For | For |
| 1b | Elect Director Aparna Chennapragada | Management | For | For |
| 1c | Elect Director Ann Fritz Hackett | Management | For | For |
| 1d | Elect Director Peter Thomas Killalea | Management | For | For |
| 1e | Elect Director Cornelis "Eli" Leenaars | Management | For | For |
| 1f | Elect Director Pierre E. Leroy | Management | For | For |
| 1g | Elect Director Francois Locoh-Donou | Management | For | For |
| 1h | Elect Director Peter E. Raskind | Management | For | For |
| 1i | Elect Director Eileen Serra | Management | For | For |
| 1j | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 1k | Elect Director Bradford H. Warner | Management | For | For |
| 1l | Elect Director Catherine G. West | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Provide Right to Act by Written Consent | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
CELANESE CORPORATION
MEETING DATE: APR 16, 2020 | TICKER: CE SECURITY ID: 150870103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jean S. Blackwell | Management | For | For |
| 1b | Elect Director William M. Brown | Management | For | For |
| 1c | Elect Director Edward G. Galante | Management | For | For |
| 1d | Elect Director Kathryn M. Hill | Management | For | For |
| 1e | Elect Director David F. Hoffmeister | Management | For | For |
| 1f | Elect Director Jay V. Ihlenfeld | Management | For | For |
| 1g | Elect Director Mark C. Rohr | Management | For | For |
| 1h | Elect Director Kim K. W. Rucker | Management | For | For |
| 1i | Elect Director Lori J. Ryerkerk | Management | For | For |
| 1j | Elect Director John K. Wulff | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CHEVRON CORPORATION
MEETING DATE: MAY 27, 2020 | TICKER: CVX SECURITY ID: 166764100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Wanda M. Austin | Management | For | For |
| 1b | Elect Director John B. Frank | Management | For | For |
| 1c | Elect Director Alice P. Gast | Management | For | For |
| 1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1e | Elect Director Charles W. Moorman, IV | Management | For | For |
| 1f | Elect Director Dambisa F. Moyo | Management | For | For |
| 1g | Elect Director Debra Reed-Klages | Management | For | For |
| 1h | Elect Director Ronald D. Sugar | Management | For | For |
| 1i | Elect Director D. James Umpleby, III | Management | For | For |
| 1j | Elect Director Michael K. Wirth | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 5 | Establish Board Committee on Climate Risk | Shareholder | Against | Against |
| 6 | Report on Climate Lobbying Aligned with Paris Agreement Goals | Shareholder | Against | For |
| 7 | Report on Petrochemical Risk | Shareholder | Against | For |
| 8 | Report on Human Rights Practices | Shareholder | Against | Against |
| 9 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| 10 | Require Independent Board Chair | Shareholder | Against | Against |
| |
|---|
CHOICE HOTELS INTERNATIONAL, INC.
MEETING DATE: MAY 01, 2020 | TICKER: CHH SECURITY ID: 169905106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barbara T. Alexander | Management | For | For |
| 1.2 | Elect Director Brian B. Bainum | Management | For | For |
| 1.3 | Elect Director Stewart W. Bainum, Jr. | Management | For | For |
| 1.4 | Elect Director William L. Jews | Management | For | For |
| 1.5 | Elect Director Monte J.M. Koch | Management | For | For |
| 1.6 | Elect Director Liza K. Landsman | Management | For | For |
| 1.7 | Elect Director Patrick S. Pacious | Management | For | For |
| 1.8 | Elect Director Ervin R. Shames | Management | For | For |
| 1.9 | Elect Director Maureen D. Sullivan | Management | For | For |
| 1.10 | Elect Director John P. Tague | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
CISCO SYSTEMS, INC.
MEETING DATE: DEC 10, 2019 | TICKER: CSCO SECURITY ID: 17275R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director M. Michele Burns | Management | For | For |
| 1b | Elect Director Wesley G. Bush | Management | For | For |
| 1c | Elect Director Michael D. Capellas | Management | For | For |
| 1d | Elect Director Mark Garrett | Management | For | For |
| 1e | Elect Director Kristina M. Johnson | Management | For | For |
| 1f | Elect Director Roderick C. McGeary | Management | For | For |
| 1g | Elect Director Charles H. Robbins | Management | For | For |
| 1h | Elect Director Arun Sarin | Management | For | For |
| 1i | Elect Director Brenton L. Saunders | Management | For | For |
| 1j | Elect Director Carol B. Tome | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
CME GROUP INC.
MEETING DATE: MAY 06, 2020 | TICKER: CME SECURITY ID: 12572Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Terrence A. Duffy | Management | For | For |
| 1b | Elect Director Timothy S. Bitsberger | Management | For | For |
| 1c | Elect Director Charles P. Carey | Management | For | For |
| 1d | Elect Director Dennis H. Chookaszian | Management | For | For |
| 1e | Elect Director Bryan T. Durkin | Management | For | For |
| 1f | Elect Director Ana Dutra | Management | For | For |
| 1g | Elect Director Martin J. Gepsman | Management | For | For |
| 1h | Elect Director Larry G. Gerdes | Management | For | For |
| 1i | Elect Director Daniel R. Glickman | Management | For | For |
| 1j | Elect Director Daniel G. Kaye | Management | For | For |
| 1k | Elect Director Phyllis M. Lockett | Management | For | For |
| 1l | Elect Director Deborah J. Lucas | Management | For | For |
| 1m | Elect Director Terry L. Savage | Management | For | For |
| 1n | Elect Director Rahael Seifu | Management | For | For |
| 1o | Elect Director William R. Shepard | Management | For | For |
| 1p | Elect Director Howard J. Siegel | Management | For | For |
| 1q | Elect Director Dennis A. Suskind | Management | For | For |
| 2 | Ratify Ernst & Young as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COLGATE-PALMOLIVE COMPANY
MEETING DATE: MAY 08, 2020 | TICKER: CL SECURITY ID: 194162103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John P. Bilbrey | Management | For | For |
| 1b | Elect Director John T. Cahill | Management | For | For |
| 1c | Elect Director Lisa M. Edwards | Management | For | For |
| 1d | Elect Director Helene D. Gayle | Management | For | For |
| 1e | Elect Director C. Martin Harris | Management | For | For |
| 1f | Elect Director Martina Hund-Mejean | Management | For | For |
| 1g | Elect Director Lorrie M. Norrington | Management | For | For |
| 1h | Elect Director Michael B. Polk | Management | For | For |
| 1i | Elect Director Stephen I. Sadove | Management | For | For |
| 1j | Elect Director Noel R. Wallace | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| |
|---|
COMCAST CORPORATION
MEETING DATE: JUN 03, 2020 | TICKER: CMCSA SECURITY ID: 20030N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Director Madeline S. Bell | Management | For | For |
| 1.3 | Elect Director Naomi M. Bergman | Management | For | For |
| 1.4 | Elect Director Edward D. Breen | Management | For | Withhold |
| 1.5 | Elect Director Gerald L. Hassell | Management | For | Withhold |
| 1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.7 | Elect Director Maritza G. Montiel | Management | For | For |
| 1.8 | Elect Director Asuka Nakahara | Management | For | For |
| 1.9 | Elect Director David C. Novak | Management | For | Withhold |
| 1.10 | Elect Director Brian L. Roberts | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | Against |
| 4 | Amend Restricted Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 7 | Require Independent Board Chair | Shareholder | Against | Against |
| 8 | Report on Risks Posed by Failing to Prevent Sexual Harassment | Shareholder | Against | Against |
| |
|---|
COMERICA INCORPORATED
MEETING DATE: APR 28, 2020 | TICKER: CMA SECURITY ID: 200340107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael E. Collins | Management | For | For |
| 1.2 | Elect Director Roger A. Cregg | Management | For | For |
| 1.3 | Elect Director T. Kevin DeNicola | Management | For | For |
| 1.4 | Elect Director Curtis C. Farmer | Management | For | For |
| 1.5 | Elect Director Jacqueline P. Kane | Management | For | For |
| 1.6 | Elect Director Richard G. Lindner | Management | For | For |
| 1.7 | Elect Director Barbara R. Smith | Management | For | For |
| 1.8 | Elect Director Robert S. Taubman | Management | For | For |
| 1.9 | Elect Director Reginald M. Turner, Jr. | Management | For | For |
| 1.10 | Elect Director Nina G. Vaca | Management | For | For |
| 1.11 | Elect Director Michael G. Van de Ven | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CSX CORPORATION
MEETING DATE: MAY 06, 2020 | TICKER: CSX SECURITY ID: 126408103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Donna M. Alvarado | Management | For | Against |
| 1b | Elect Director Pamela L. Carter | Management | For | For |
| 1c | Elect Director James M. Foote | Management | For | For |
| 1d | Elect Director Steven T. Halverson | Management | For | Against |
| 1e | Elect Director Paul C. Hilal | Management | For | For |
| 1f | Elect Director John D. McPherson | Management | For | Against |
| 1g | Elect Director David M. Moffett | Management | For | For |
| 1h | Elect Director Linda H. Riefler | Management | For | Against |
| 1i | Elect Director Suzanne M. Vautrinot | Management | For | For |
| 1j | Elect Director J. Steven Whisler | Management | For | For |
| 1k | Elect Director John J. Zillmer | Management | For | Against |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
CUMMINS INC.
MEETING DATE: MAY 12, 2020 | TICKER: CMI SECURITY ID: 231021106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director N. Thomas Linebarger | Management | For | For |
| 2 | Elect Director Robert J. Bernhard | Management | For | For |
| 3 | Elect Director Franklin R. Chang Diaz | Management | For | For |
| 4 | Elect Director Bruno V. Di Leo Allen | Management | For | For |
| 5 | Elect Director Stephen B. Dobbs | Management | For | For |
| 6 | Elect Director Robert K. Herdman | Management | For | For |
| 7 | Elect Director Alexis M. Herman | Management | For | For |
| 8 | Elect Director Thomas J. Lynch | Management | For | For |
| 9 | Elect Director William I. Miller | Management | For | For |
| 10 | Elect Director Georgia R. Nelson | Management | For | For |
| 11 | Elect Director Karen H. Quintos | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 14 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| |
|---|
DIGITAL REALTY TRUST, INC.
MEETING DATE: FEB 27, 2020 | TICKER: DLR SECURITY ID: 253868103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
DOMINO'S PIZZA, INC.
MEETING DATE: APR 21, 2020 | TICKER: DPZ SECURITY ID: 25754A201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. Brandon | Management | For | For |
| 1.2 | Elect Director Richard E. Allison, Jr. | Management | For | For |
| 1.3 | Elect Director C. Andrew Ballard | Management | For | For |
| 1.4 | Elect Director Andrew B. Balson | Management | For | For |
| 1.5 | Elect Director Corie S. Barry | Management | For | For |
| 1.6 | Elect Director Diana F. Cantor | Management | For | For |
| 1.7 | Elect Director Richard L. Federico | Management | For | For |
| 1.8 | Elect Director James A. Goldman | Management | For | For |
| 1.9 | Elect Director Patricia E. Lopez | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EBAY INC.
MEETING DATE: JUN 29, 2020 | TICKER: EBAY SECURITY ID: 278642103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Anthony J. Bates | Management | For | For |
| 1b | Elect Director Adriane M. Brown | Management | For | For |
| 1c | Elect Director Jesse A. Cohn | Management | For | For |
| 1d | Elect Director Diana Farrell | Management | For | For |
| 1e | Elect Director Logan D. Green | Management | For | For |
| 1f | Elect Director Bonnie S. Hammer | Management | For | For |
| 1g | Elect Director Jamie Iannone | Management | For | For |
| 1h | Elect Director Kathleen C. Mitic | Management | For | For |
| 1i | Elect Director Matthew J. Murphy | Management | For | For |
| 1j | Elect Director Pierre M. Omidyar | Management | For | For |
| 1k | Elect Director Paul S. Pressler | Management | For | For |
| 1l | Elect Director Robert H. Swan | Management | For | For |
| 1m | Elect Director Perry M. Traquina | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
ECOLAB INC.
MEETING DATE: MAY 07, 2020 | TICKER: ECL SECURITY ID: 278865100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 1b | Elect Director Shari L. Ballard | Management | For | For |
| 1c | Elect Director Barbara J. Beck | Management | For | For |
| 1d | Elect Director Jeffrey M. Ettinger | Management | For | For |
| 1e | Elect Director Arthur J. Higgins | Management | For | For |
| 1f | Elect Director Michael Larson | Management | For | For |
| 1g | Elect Director David W. MacLennan | Management | For | For |
| 1h | Elect Director Tracy B. McKibben | Management | For | For |
| 1i | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1j | Elect Director Victoria J. Reich | Management | For | For |
| 1k | Elect Director Suzanne M. Vautrinot | Management | For | For |
| 1l | Elect Director John J. Zillmer | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| |
|---|
EDWARDS LIFESCIENCES CORPORATION
MEETING DATE: MAY 07, 2020 | TICKER: EW SECURITY ID: 28176E108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael A. Mussallem | Management | For | For |
| 1b | Elect Director Kieran T. Gallahue | Management | For | For |
| 1c | Elect Director Leslie S. Heisz | Management | For | For |
| 1d | Elect Director William J. Link | Management | For | For |
| 1e | Elect Director Steven R. Loranger | Management | For | For |
| 1f | Elect Director Martha H. Marsh | Management | For | For |
| 1g | Elect Director Ramona Sequeira | Management | For | For |
| 1h | Elect Director Nicholas J. Valeriani | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Approve Stock Split | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
ELECTRONIC ARTS INC.
MEETING DATE: AUG 08, 2019 | TICKER: EA SECURITY ID: 285512109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Leonard S. Coleman | Management | For | For |
| 1b | Elect Director Jay C. Hoag | Management | For | For |
| 1c | Elect Director Jeffrey T. Huber | Management | For | For |
| 1d | Elect Director Lawrence F. Probst, III | Management | For | For |
| 1e | Elect Director Talbott Roche | Management | For | For |
| 1f | Elect Director Richard A. Simonson | Management | For | For |
| 1g | Elect Director Luis A. Ubinas | Management | For | For |
| 1h | Elect Director Heidi J. Ueberroth | Management | For | For |
| 1i | Elect Director Andrew Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Provide Right for Shareholders Holding 25% or More of the Common Stock to Call Special Meetings | Management | For | For |
| 6 | Provide Right for Shareholders Holding 15% or More of the Common Stock to Call Special Meetings | Shareholder | Against | For |
| |
|---|
EQUITY RESIDENTIAL
MEETING DATE: JUN 25, 2020 | TICKER: EQR SECURITY ID: 29476L107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raymond Bennett | Management | For | For |
| 1.2 | Elect Director Linda Walker Bynoe | Management | For | For |
| 1.3 | Elect Director Connie K. Duckworth | Management | For | For |
| 1.4 | Elect Director Mary Kay Haben | Management | For | For |
| 1.5 | Elect Director Tahsinul Zia Huque | Management | For | For |
| 1.6 | Elect Director Bradley A. Keywell | Management | For | For |
| 1.7 | Elect Director John E. Neal | Management | For | For |
| 1.8 | Elect Director David J. Neithercut | Management | For | For |
| 1.9 | Elect Director Mark J. Parrell | Management | For | For |
| 1.10 | Elect Director Mark S. Shapiro | Management | For | For |
| 1.11 | Elect Director Stephen E. Sterrett | Management | For | For |
| 1.12 | Elect Director Samuel Zell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ESSENT GROUP LTD.
MEETING DATE: MAY 28, 2020 | TICKER: ESNT SECURITY ID: G3198U102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark A. Casale | Management | For | For |
| 1.2 | Elect Director Douglas J. Pauls | Management | For | For |
| 1.3 | Elect Director William Spiegel | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ESSEX PROPERTY TRUST, INC.
MEETING DATE: MAY 12, 2020 | TICKER: ESS SECURITY ID: 297178105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith R. Guericke | Management | For | For |
| 1.2 | Elect Director Maria R. Hawthorne | Management | For | For |
| 1.3 | Elect Director Amal M. Johnson | Management | For | For |
| 1.4 | Elect Director Mary Kasaris | Management | For | For |
| 1.5 | Elect Director Irving F. Lyons, III | Management | For | For |
| 1.6 | Elect Director George M. Marcus | Management | For | For |
| 1.7 | Elect Director Thomas E. Robinson | Management | For | For |
| 1.8 | Elect Director Michael J. Schall | Management | For | For |
| 1.9 | Elect Director Byron A. Scordelis | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EVERGY, INC.
MEETING DATE: MAY 05, 2020 | TICKER: EVRG SECURITY ID: 30034W106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kirkland B. Andrews | Management | For | For |
| 1b | Elect Director Terry Bassham | Management | For | For |
| 1c | Elect Director Mollie Hale Carter | Management | For | For |
| 1d | Elect Director Richard L. Hawley | Management | For | For |
| 1e | Elect Director Thomas D. Hyde | Management | For | For |
| 1f | Elect Director B. Anthony Isaac | Management | For | For |
| 1g | Elect Director Paul M. Keglevic | Management | For | For |
| 1h | Elect Director Sandra A.J. Lawrence | Management | For | For |
| 1i | Elect Director Ann D. Murtlow | Management | For | For |
| 1j | Elect Director Sandra J. Price | Management | For | For |
| 1k | Elect Director Mark A. Ruelle | Management | For | For |
| 1l | Elect Director S. Carl Soderstrom, Jr. | Management | For | For |
| 1m | Elect Director John Arthur Stall | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
EXTRA SPACE STORAGE INC.
MEETING DATE: MAY 14, 2020 | TICKER: EXR SECURITY ID: 30225T102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth M. Woolley | Management | For | For |
| 1.2 | Elect Director Joseph D. Margolis | Management | For | For |
| 1.3 | Elect Director Roger B. Porter | Management | For | For |
| 1.4 | Elect Director Joseph J. Bonner | Management | For | For |
| 1.5 | Elect Director Gary L. Crittenden | Management | For | For |
| 1.6 | Elect Director Ashley Dreier | Management | For | For |
| 1.7 | Elect Director Spencer F. Kirk | Management | For | For |
| 1.8 | Elect Director Dennis J. Letham | Management | For | For |
| 1.9 | Elect Director Diane Olmstead | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EXXON MOBIL CORPORATION
MEETING DATE: MAY 27, 2020 | TICKER: XOM SECURITY ID: 30231G102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Susan K. Avery | Management | For | For |
| 1.2 | Elect Director Angela F. Braly | Management | For | For |
| 1.3 | Elect Director Ursula M. Burns | Management | For | For |
| 1.4 | Elect Director Kenneth C. Frazier | Management | For | For |
| 1.5 | Elect Director Joseph L. Hooley | Management | For | For |
| 1.6 | Elect Director Steven A. Kandarian | Management | For | For |
| 1.7 | Elect Director Douglas R. Oberhelman | Management | For | For |
| 1.8 | Elect Director Samuel J. Palmisano | Management | For | For |
| 1.9 | Elect Director William C. Weldon | Management | For | For |
| 1.10 | Elect Director Darren W. Woods | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chair | Shareholder | Against | Against |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| 6 | Report on Costs & Benefits of Climate-Related Expenditures | Shareholder | Against | Against |
| 7 | Report on Risks of Petrochemical Operations in Flood Prone Areas | Shareholder | Against | Against |
| 8 | Report on Political Contributions | Shareholder | Against | For |
| 9 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| |
|---|
FACEBOOK, INC.
MEETING DATE: MAY 27, 2020 | TICKER: FB SECURITY ID: 30303M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peggy Alford | Management | For | For |
| 1.2 | Elect Director Marc L. Andreessen | Management | For | Withhold |
| 1.3 | Elect Director Andrew W. Houston | Management | For | For |
| 1.4 | Elect Director Nancy Killefer | Management | For | For |
| 1.5 | Elect Director Robert M. Kimmitt | Management | For | For |
| 1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1.7 | Elect Director Peter A. Thiel | Management | For | Withhold |
| 1.8 | Elect Director Tracey T. Travis | Management | For | For |
| 1.9 | Elect Director Mark Zuckerberg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Non-Employee Director Compensation Policy | Management | For | Against |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Require Independent Board Chair | Shareholder | Against | For |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 7 | Report on Political Advertising | Shareholder | Against | For |
| 8 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Shareholder | Against | Against |
| 9 | Report on Civil and Human Rights Risk Assessment | Shareholder | Against | Against |
| 10 | Report on Online Child Sexual Exploitation | Shareholder | Against | For |
| 11 | Report on Median Gender/Racial Pay Gap | Shareholder | Against | Against |
| |
|---|
FACTSET RESEARCH SYSTEMS INC.
MEETING DATE: DEC 19, 2019 | TICKER: FDS SECURITY ID: 303075105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director F. Philip Snow | Management | For | For |
| 1.2 | Elect Director Sheila B. Jordan | Management | For | For |
| 1.3 | Elect Director James J. McGonigle | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FASTENAL COMPANY
MEETING DATE: APR 25, 2020 | TICKER: FAST SECURITY ID: 311900104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Willard D. Oberton | Management | For | For |
| 1b | Elect Director Michael J. Ancius | Management | For | For |
| 1c | Elect Director Michael J. Dolan | Management | For | For |
| 1d | Elect Director Stephen L. Eastman | Management | For | For |
| 1e | Elect Director Daniel L. Florness | Management | For | For |
| 1f | Elect Director Rita J. Heise | Management | For | For |
| 1g | Elect Director Daniel L. Johnson | Management | For | For |
| 1h | Elect Director Nicholas J. Lundquist | Management | For | For |
| 1i | Elect Director Scott A. Satterlee | Management | For | For |
| 1j | Elect Director Reyne K. Wisecup | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Prepare Employment Diversity Report | Shareholder | Against | For |
| |
|---|
FIRSTENERGY CORP.
MEETING DATE: MAY 19, 2020 | TICKER: FE SECURITY ID: 337932107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Anderson | Management | For | For |
| 1.2 | Elect Director Steven J. Demetriou | Management | For | For |
| 1.3 | Elect Director Julia L. Johnson | Management | For | For |
| 1.4 | Elect Director Charles E. Jones | Management | For | For |
| 1.5 | Elect Director Donald T. Misheff | Management | For | For |
| 1.6 | Elect Director Thomas N. Mitchell | Management | For | For |
| 1.7 | Elect Director James F. O'Neil, III | Management | For | For |
| 1.8 | Elect Director Christopher D. Pappas | Management | For | For |
| 1.9 | Elect Director Sandra Pianalto | Management | For | For |
| 1.10 | Elect Director Luis A. Reyes | Management | For | For |
| 1.11 | Elect Director Leslie M. Turner | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Amend Code of Regulations to Authorize Board to Make Certain Future Amendments | Management | For | For |
| 6 | Amend Proxy Access Right | Shareholder | Against | Against |
| |
|---|
FORTINET, INC.
MEETING DATE: JUN 19, 2020 | TICKER: FTNT SECURITY ID: 34959E109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ken Xie | Management | For | For |
| 1.2 | Elect Director Michael Xie | Management | For | For |
| 1.3 | Elect Director Kelly Ducourty | Management | For | For |
| 1.4 | Elect Director Jean Hu | Management | For | For |
| 1.5 | Elect Director Ming Hsieh | Management | For | For |
| 1.6 | Elect Director William H. Neukom | Management | For | For |
| 1.7 | Elect Director Christopher B. Paisley | Management | For | For |
| 1.8 | Elect Director Judith Sim | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 5 | Prepare Employment Diversity Report | Shareholder | Against | For |
| |
|---|
GAMING AND LEISURE PROPERTIES, INC.
MEETING DATE: JUN 11, 2020 | TICKER: GLPI SECURITY ID: 36467J108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter M. Carlino | Management | For | For |
| 1.2 | Elect Director Carol ("Lili") Lynton | Management | For | For |
| 1.3 | Elect Director Joseph W. Marshall, III | Management | For | For |
| 1.4 | Elect Director James B. Perry | Management | For | For |
| 1.5 | Elect Director Barry F. Schwartz | Management | For | For |
| 1.6 | Elect Director Earl C. Shanks | Management | For | For |
| 1.7 | Elect Director E. Scott Urdang | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GILEAD SCIENCES, INC.
MEETING DATE: MAY 06, 2020 | TICKER: GILD SECURITY ID: 375558103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jacqueline K. Barton | Management | For | For |
| 1b | Elect Director Sandra J. Horning | Management | For | For |
| 1c | Elect Director Kelly A. Kramer | Management | For | For |
| 1d | Elect Director Kevin E. Lofton | Management | For | For |
| 1e | Elect Director Harish Manwani | Management | For | For |
| 1f | Elect Director Daniel P. O'Day | Management | For | For |
| 1g | Elect Director Richard J. Whitley | Management | For | For |
| 1h | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chair | Shareholder | Against | Against |
| 5 | Eliminate the Ownership Threshold for Stockholders to Request a Record Date to Take Action by Written Consent | Shareholder | Against | Against |
| |
|---|
GRACO INC.
MEETING DATE: APR 24, 2020 | TICKER: GGG SECURITY ID: 384109104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Patrick J. McHale | Management | For | For |
| 1b | Elect Director Lee R. Mitau | Management | For | For |
| 1c | Elect Director Martha A. Morfitt | Management | For | For |
| 1d | Elect Director Kevin J. Wheeler | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HOLLYFRONTIER CORPORATION
MEETING DATE: MAY 13, 2020 | TICKER: HFC SECURITY ID: 436106108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Anne-Marie N. Ainsworth | Management | For | For |
| 1b | Elect Director Douglas Y. Bech | Management | For | For |
| 1c | Elect Director Anna C. Catalano | Management | For | For |
| 1d | Elect Director Leldon E. Echols | Management | For | For |
| 1e | Elect Director Michael C. Jennings | Management | For | For |
| 1f | Elect Director R. Craig Knocke | Management | For | For |
| 1g | Elect Director Robert J. Kostelnik | Management | For | For |
| 1h | Elect Director James H. Lee | Management | For | For |
| 1i | Elect Director Franklin Myers | Management | For | For |
| 1j | Elect Director Michael E. Rose | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
HONEYWELL INTERNATIONAL INC.
MEETING DATE: APR 27, 2020 | TICKER: HON SECURITY ID: 438516106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Darius Adamczyk | Management | For | For |
| 1B | Elect Director Duncan B. Angove | Management | For | For |
| 1C | Elect Director William S. Ayer | Management | For | For |
| 1D | Elect Director Kevin Burke | Management | For | For |
| 1E | Elect Director D. Scott Davis | Management | For | For |
| 1F | Elect Director Linnet F. Deily | Management | For | For |
| 1G | Elect Director Deborah Flint | Management | For | For |
| 1H | Elect Director Judd Gregg | Management | For | For |
| 1I | Elect Director Clive Hollick | Management | For | For |
| 1J | Elect Director Grace D. Lieblein | Management | For | For |
| 1K | Elect Director Raymond T. Odierno | Management | For | For |
| 1L | Elect Director George Paz | Management | For | For |
| 1M | Elect Director Robin L. Washington | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 4 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| |
|---|
IDACORP, INC.
MEETING DATE: MAY 21, 2020 | TICKER: IDA SECURITY ID: 451107106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Darrel T. Anderson | Management | For | For |
| 1.2 | Elect Director Thomas Carlile | Management | For | For |
| 1.3 | Elect Director Richard J. Dahl | Management | For | For |
| 1.4 | Elect Director Annette G. Elg | Management | For | For |
| 1.5 | Elect Director Lisa A. Grow | Management | For | For |
| 1.6 | Elect Director Ronald W. Jibson | Management | For | For |
| 1.7 | Elect Director Judith A. Johansen | Management | For | For |
| 1.8 | Elect Director Dennis L. Johnson | Management | For | For |
| 1.9 | Elect Director Christine King | Management | For | For |
| 1.10 | Elect Director Richard J. Navarro | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| |
|---|
ILLINOIS TOOL WORKS INC.
MEETING DATE: MAY 08, 2020 | TICKER: ITW SECURITY ID: 452308109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Daniel J. Brutto | Management | For | For |
| 1b | Elect Director Susan Crown | Management | For | For |
| 1c | Elect Director James W. Griffith | Management | For | For |
| 1d | Elect Director Jay L. Henderson | Management | For | For |
| 1e | Elect Director Richard H. Lenny | Management | For | For |
| 1f | Elect Director E. Scott Santi | Management | For | For |
| 1g | Elect Director David B. Smith, Jr. | Management | For | For |
| 1h | Elect Director Pamela B. Strobel | Management | For | For |
| 1i | Elect Director Kevin M. Warren | Management | For | For |
| 1j | Elect Director Anre D. Williams | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
INTEL CORPORATION
MEETING DATE: MAY 14, 2020 | TICKER: INTC SECURITY ID: 458140100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James J. Goetz | Management | For | For |
| 1b | Elect Director Alyssa Henry | Management | For | For |
| 1c | Elect Director Omar Ishrak | Management | For | For |
| 1d | Elect Director Risa Lavizzo-Mourey | Management | For | For |
| 1e | Elect Director Tsu-Jae King Liu | Management | For | For |
| 1f | Elect Director Gregory D. Smith | Management | For | For |
| 1g | Elect Director Robert 'Bob' H. Swan | Management | For | For |
| 1h | Elect Director Andrew Wilson | Management | For | For |
| 1i | Elect Director Frank D. Yeary | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 6 | Report on Global Median Gender/Racial Pay Gap | Shareholder | Against | Against |
| |
|---|
INTERCONTINENTAL EXCHANGE, INC.
MEETING DATE: MAY 15, 2020 | TICKER: ICE SECURITY ID: 45866F104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sharon Y. Bowen | Management | For | For |
| 1b | Elect Director Charles R. Crisp | Management | For | For |
| 1c | Elect Director Duriya M. Farooqui | Management | For | For |
| 1d | Elect Director Jean-Marc Forneri | Management | For | For |
| 1e | Elect Director The Right Hon. the Lord Hague of Richmond | Management | For | For |
| 1f | Elect Director Frederick W. Hatfield | Management | For | For |
| 1g | Elect Director Thomas E. Noonan | Management | For | For |
| 1h | Elect Director Frederic V. Salerno | Management | For | For |
| 1i | Elect Director Jeffrey C. Sprecher | Management | For | For |
| 1j | Elect Director Judith A. Sprieser | Management | For | For |
| 1k | Elect Director Vincent Tese | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
INTERNATIONAL PAPER COMPANY
MEETING DATE: MAY 11, 2020 | TICKER: IP SECURITY ID: 460146103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William J. Burns | Management | For | For |
| 1b | Elect Director Christopher M. Connor | Management | For | For |
| 1c | Elect Director Ahmet C. Dorduncu | Management | For | For |
| 1d | Elect Director Ilene S. Gordon | Management | For | For |
| 1e | Elect Director Anders Gustafsson | Management | For | For |
| 1f | Elect Director Jacqueline C. Hinman | Management | For | For |
| 1g | Elect Director Clinton A. Lewis, Jr. | Management | For | For |
| 1h | Elect Director Kathryn D. Sullivan | Management | For | For |
| 1i | Elect Director Mark S. Sutton | Management | For | For |
| 1j | Elect Director J. Steven Whisler | Management | For | For |
| 1k | Elect Director Ray G. Young | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| |
|---|
JOHNSON & JOHNSON
MEETING DATE: APR 23, 2020 | TICKER: JNJ SECURITY ID: 478160104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mary C. Beckerle | Management | For | For |
| 1b | Elect Director D. Scott Davis | Management | For | For |
| 1c | Elect Director Ian E. L. Davis | Management | For | For |
| 1d | Elect Director Jennifer A. Doudna | Management | For | For |
| 1e | Elect Director Alex Gorsky | Management | For | For |
| 1f | Elect Director Marillyn A. Hewson | Management | For | For |
| 1g | Elect Director Hubert Joly | Management | For | For |
| 1h | Elect Director Mark B. McClellan | Management | For | For |
| 1i | Elect Director Anne M. Mulcahy | Management | For | For |
| 1j | Elect Director Charles Prince | Management | For | For |
| 1k | Elect Director A. Eugene Washington | Management | For | For |
| 1l | Elect Director Mark A. Weinberger | Management | For | For |
| 1m | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Certificate of Incorporation to Permit Removal of Directors With or Without Cause | Management | For | For |
| 5 | Require Independent Board Chair | Shareholder | Against | Against |
| 6 | Report on Governance Measures Implemented Related to Opioids | Shareholder | Against | For |
| |
|---|
KIMBERLY-CLARK CORPORATION
MEETING DATE: APR 29, 2020 | TICKER: KMB SECURITY ID: 494368103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Abelardo E. Bru | Management | For | For |
| 1.2 | Elect Director Robert W. Decherd | Management | For | For |
| 1.3 | Elect Director Michael D. Hsu | Management | For | For |
| 1.4 | Elect Director Mae C. Jemison | Management | For | For |
| 1.5 | Elect Director S. Todd Maclin | Management | For | For |
| 1.6 | Elect Director Sherilyn S. McCoy | Management | For | For |
| 1.7 | Elect Director Christa S. Quarles | Management | For | For |
| 1.8 | Elect Director Ian C. Read | Management | For | For |
| 1.9 | Elect Director Dunia A. Shive | Management | For | For |
| 1.10 | Elect Director Mark T. Smucker | Management | For | For |
| 1.11 | Elect Director Michael D. White | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
KINDER MORGAN, INC.
MEETING DATE: MAY 13, 2020 | TICKER: KMI SECURITY ID: 49456B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard D. Kinder | Management | For | For |
| 1.2 | Elect Director Steven J. Kean | Management | For | For |
| 1.3 | Elect Director Kimberly A. Dang | Management | For | For |
| 1.4 | Elect Director Ted A. Gardner | Management | For | For |
| 1.5 | Elect Director Anthony W. Hall, Jr. | Management | For | For |
| 1.6 | Elect Director Gary L. Hultquist | Management | For | For |
| 1.7 | Elect Director Ronald L. Kuehn, Jr. | Management | For | For |
| 1.8 | Elect Director Deborah A. Macdonald | Management | For | For |
| 1.9 | Elect Director Michael C. Morgan | Management | For | For |
| 1.10 | Elect Director Arthur C. Reichstetter | Management | For | For |
| 1.11 | Elect Director Fayez Sarofim | Management | For | For |
| 1.12 | Elect Director C. Park Shaper | Management | For | For |
| 1.13 | Elect Director William A. Smith | Management | For | For |
| 1.14 | Elect Director Joel V. Staff | Management | For | For |
| 1.15 | Elect Director Robert F. Vagt | Management | For | For |
| 1.16 | Elect Director Perry M. Waughtal | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LINDE PLC
MEETING DATE: JUL 26, 2019 | TICKER: LIN SECURITY ID: G5494J103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Wolfgang H. Reitzle | Management | For | For |
| 1b | Elect Director Stephen F. Angel | Management | For | For |
| 1c | Elect Director Ann-Kristin Achleitner | Management | For | For |
| 1d | Elect Director Clemens A. H. Borsig | Management | For | For |
| 1e | Elect Director Nance K. Dicciani | Management | For | For |
| 1f | Elect Director Thomas Enders | Management | For | For |
| 1g | Elect Director Franz Fehrenbach | Management | For | For |
| 1h | Elect Director Edward G. Galante | Management | For | For |
| 1i | Elect Director Larry D. McVay | Management | For | For |
| 1j | Elect Director Victoria E. Ossadnik | Management | For | For |
| 1k | Elect Director Martin H. Richenhagen | Management | For | For |
| 1l | Elect Director Robert L. Wood | Management | For | For |
| 2a | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 2b | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 3 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
LOCKHEED MARTIN CORPORATION
MEETING DATE: APR 23, 2020 | TICKER: LMT SECURITY ID: 539830109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel F. Akerson | Management | For | For |
| 1.2 | Elect Director David B. Burritt | Management | For | For |
| 1.3 | Elect Director Bruce A. Carlson | Management | For | For |
| 1.4 | Elect Director Joseph F. Dunford, Jr. | Management | For | For |
| 1.5 | Elect Director James O. Ellis, Jr. | Management | For | For |
| 1.6 | Elect Director Thomas J. Falk | Management | For | For |
| 1.7 | Elect Director Ilene S. Gordon | Management | For | For |
| 1.8 | Elect Director Marillyn A. Hewson | Management | For | For |
| 1.9 | Elect Director Vicki A. Hollub | Management | For | For |
| 1.10 | Elect Director Jeh C. Johnson | Management | For | For |
| 1.11 | Elect Director Debra L. Reed-Klages | Management | For | For |
| 1.12 | Elect Director James D. Taiclet, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
LYONDELLBASELL INDUSTRIES N.V.
MEETING DATE: SEP 12, 2019 | TICKER: LYB SECURITY ID: N53745100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 2 | Approve the Cancellation of Shares | Management | For | For |
| |
|---|
LYONDELLBASELL INDUSTRIES N.V.
MEETING DATE: MAY 29, 2020 | TICKER: LYB SECURITY ID: N53745100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jacques Aigrain | Management | For | For |
| 1b | Elect Director Lincoln Benet | Management | For | For |
| 1c | Elect Director Jagjeet (Jeet) Bindra | Management | For | For |
| 1d | Elect Director Robin Buchanan | Management | For | For |
| 1e | Elect Director Stephen Cooper | Management | For | For |
| 1f | Elect Director Nance Dicciani | Management | For | For |
| 1g | Elect Director Claire Farley | Management | For | For |
| 1h | Elect Director Isabella (Bella) Goren | Management | For | For |
| 1i | Elect Director Michael Hanley | Management | For | For |
| 1j | Elect Director Albert Manifold | Management | For | For |
| 1k | Elect Director Bhavesh (Bob) Patel | Management | For | For |
| 2 | Approve Discharge of the Members of the Board of Directors | Management | For | For |
| 3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Dividends of USD 4.20 Per Share | Management | For | For |
| 8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 9 | Approve Cancellation of Shares | Management | For | For |
| |
|---|
MASTERCARD INCORPORATED
MEETING DATE: JUN 16, 2020 | TICKER: MA SECURITY ID: 57636Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard Haythornthwaite | Management | For | For |
| 1b | Elect Director Ajay Banga | Management | For | For |
| 1c | Elect Director Richard K. Davis | Management | For | For |
| 1d | Elect Director Steven J. Freiberg | Management | For | For |
| 1e | Elect Director Julius Genachowski | Management | For | For |
| 1f | Elect Director Choon Phong Goh | Management | For | For |
| 1g | Elect Director Merit E. Janow | Management | For | For |
| 1h | Elect Director Oki Matsumoto | Management | For | For |
| 1i | Elect Director Youngme Moon | Management | For | For |
| 1j | Elect Director Rima Qureshi | Management | For | For |
| 1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 1l | Elect Director Gabrielle Sulzberger | Management | For | For |
| 1m | Elect Director Jackson Tai | Management | For | For |
| 1n | Elect Director Lance Uggla | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
MCDONALD'S CORPORATION
MEETING DATE: MAY 21, 2020 | TICKER: MCD SECURITY ID: 580135101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lloyd Dean | Management | For | For |
| 1b | Elect Director Robert Eckert | Management | For | For |
| 1c | Elect Director Catherine Engelbert | Management | For | For |
| 1d | Elect Director Margaret Georgiadis | Management | For | For |
| 1e | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1f | Elect Director Christopher Kempczinski | Management | For | For |
| 1g | Elect Director Richard Lenny | Management | For | For |
| 1h | Elect Director John Mulligan | Management | For | For |
| 1i | Elect Director Sheila Penrose | Management | For | For |
| 1j | Elect Director John Rogers, Jr. | Management | For | For |
| 1k | Elect Director Paul Walsh | Management | For | For |
| 1l | Elect Director Miles White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| 6 | Report on Sugar and Public Health | Shareholder | Against | Against |
| |
|---|
MEDICAL PROPERTIES TRUST, INC.
MEETING DATE: MAY 21, 2020 | TICKER: MPW SECURITY ID: 58463J304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward K. Aldag, Jr. | Management | For | For |
| 1.2 | Elect Director G. Steven Dawson | Management | For | For |
| 1.3 | Elect Director R. Steven Hamner | Management | For | For |
| 1.4 | Elect Director Caterina A. Mozingo | Management | For | For |
| 1.5 | Elect Director Elizabeth N. Pitman | Management | For | For |
| 1.6 | Elect Director C. Reynolds Thompson, III | Management | For | For |
| 1.7 | Elect Director D. Paul Sparks, Jr. | Management | For | For |
| 1.8 | Elect Director Michael G. Stewart | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
METTLER-TOLEDO INTERNATIONAL INC.
MEETING DATE: MAY 07, 2020 | TICKER: MTD SECURITY ID: 592688105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert F. Spoerry | Management | For | For |
| 1.2 | Elect Director Wah-Hui Chu | Management | For | For |
| 1.3 | Elect Director Domitille Doat-Le Bigot | Management | For | For |
| 1.4 | Elect Director Olivier A. Filliol | Management | For | For |
| 1.5 | Elect Director Elisha W. Finney | Management | For | For |
| 1.6 | Elect Director Richard Francis | Management | For | For |
| 1.7 | Elect Director Michael A. Kelly | Management | For | For |
| 1.8 | Elect Director Thomas P. Salice | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MICROSOFT CORPORATION
MEETING DATE: DEC 04, 2019 | TICKER: MSFT SECURITY ID: 594918104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William H. Gates, III | Management | For | For |
| 1.2 | Elect Director Reid G. Hoffman | Management | For | For |
| 1.3 | Elect Director Hugh F. Johnston | Management | For | For |
| 1.4 | Elect Director Teri L. List-Stoll | Management | For | For |
| 1.5 | Elect Director Satya Nadella | Management | For | For |
| 1.6 | Elect Director Sandra E. Peterson | Management | For | For |
| 1.7 | Elect Director Penny S. Pritzker | Management | For | For |
| 1.8 | Elect Director Charles W. Scharf | Management | For | For |
| 1.9 | Elect Director Arne M. Sorenson | Management | For | For |
| 1.10 | Elect Director John W. Stanton | Management | For | For |
| 1.11 | Elect Director John W. Thompson | Management | For | For |
| 1.12 | Elect Director Emma N. Walmsley | Management | For | For |
| 1.13 | Elect Director Padmasree Warrior | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Employee Representation on the Board of Directors | Shareholder | Against | Against |
| 5 | Report on Gender Pay Gap | Shareholder | Against | Against |
| |
|---|
MONSTER BEVERAGE CORPORATION
MEETING DATE: JUN 03, 2020 | TICKER: MNST SECURITY ID: 61174X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rodney C. Sacks | Management | For | For |
| 1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
| 1.3 | Elect Director Mark J. Hall | Management | For | For |
| 1.4 | Elect Director Kathleen E. Ciaramello | Management | For | For |
| 1.5 | Elect Director Gary P. Fayard | Management | For | For |
| 1.6 | Elect Director Jeanne P. Jackson | Management | For | For |
| 1.7 | Elect Director Steven G. Pizula | Management | For | For |
| 1.8 | Elect Director Benjamin M. Polk | Management | For | For |
| 1.9 | Elect Director Sydney Selati | Management | For | For |
| 1.10 | Elect Director Mark S. Vidergauz | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
MOODY'S CORPORATION
MEETING DATE: APR 21, 2020 | TICKER: MCO SECURITY ID: 615369105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Basil L. Anderson | Management | For | For |
| 1b | Elect Director Jorge A. Bermudez | Management | For | For |
| 1c | Elect Director Therese Esperdy | Management | For | For |
| 1d | Elect Director Vincent A. Forlenza | Management | For | For |
| 1e | Elect Director Kathryn M. Hill | Management | For | For |
| 1f | Elect Director Raymond W. McDaniel, Jr. | Management | For | For |
| 1g | Elect Director Henry A. McKinnell, Jr. | Management | For | For |
| 1h | Elect Director Leslie F. Seidman | Management | For | For |
| 1i | Elect Director Bruce Van Saun | Management | For | For |
| 2a | Eliminate Supermajority Vote Requirements to Amend Charter and Bylaws | Management | For | For |
| 2b | Eliminate Supermajority Vote Requirement to Remove Directors | Management | For | For |
| 2c | Eliminate Supermajority Vote Requirement for Filling Open Board Seats | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NATIONAL RETAIL PROPERTIES, INC.
MEETING DATE: MAY 12, 2020 | TICKER: NNN SECURITY ID: 637417106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pamela K. Beall | Management | For | For |
| 1.2 | Elect Director Steven D. Cosler | Management | For | For |
| 1.3 | Elect Director Don DeFosset | Management | For | For |
| 1.4 | Elect Director David M. Fick | Management | For | For |
| 1.5 | Elect Director Edward J. Fritsch | Management | For | For |
| 1.6 | Elect Director Kevin B. Habicht | Management | For | For |
| 1.7 | Elect Director Betsy D. Holden | Management | For | For |
| 1.8 | Elect Director Julian E. Whitehurst | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
NEXTERA ENERGY, INC.
MEETING DATE: MAY 21, 2020 | TICKER: NEE SECURITY ID: 65339F101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sherry S. Barrat | Management | For | For |
| 1b | Elect Director James L. Camaren | Management | For | For |
| 1c | Elect Director Kenneth B. Dunn | Management | For | For |
| 1d | Elect Director Naren K. Gursahaney | Management | For | For |
| 1e | Elect Director Kirk S. Hachigian | Management | For | For |
| 1f | Elect Director Toni Jennings | Management | For | For |
| 1g | Elect Director Amy B. Lane | Management | For | For |
| 1h | Elect Director David L. Porges | Management | For | For |
| 1i | Elect Director James L. Robo | Management | For | For |
| 1j | Elect Director Rudy E. Schupp | Management | For | For |
| 1k | Elect Director John L. Skolds | Management | For | For |
| 1l | Elect Director William H. Swanson | Management | For | For |
| 1m | Elect Director Darryl L. Wilson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
NIKE, INC.
MEETING DATE: SEP 19, 2019 | TICKER: NKE SECURITY ID: 654106103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan B. Graf, Jr. | Management | For | For |
| 1.2 | Elect Director Peter B. Henry | Management | For | For |
| 1.3 | Elect Director Michelle A. Peluso | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
NRG ENERGY, INC.
MEETING DATE: APR 30, 2020 | TICKER: NRG SECURITY ID: 629377508
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director E. Spencer Abraham | Management | For | For |
| 1b | Elect Director Antonio Carrillo | Management | For | For |
| 1c | Elect Director Matthew Carter, Jr. | Management | For | For |
| 1d | Elect Director Lawrence S. Coben | Management | For | For |
| 1e | Elect Director Heather Cox | Management | For | For |
| 1f | Elect Director Mauricio Gutierrez | Management | For | For |
| 1g | Elect Director Paul W. Hobby | Management | For | For |
| 1h | Elect Director Alexandra Pruner | Management | For | For |
| 1i | Elect Director Anne C. Schaumburg | Management | For | For |
| 1j | Elect Director Thomas H. Weidemeyer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
NVIDIA CORPORATION
MEETING DATE: JUN 09, 2020 | TICKER: NVDA SECURITY ID: 67066G104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert K. Burgess | Management | For | For |
| 1b | Elect Director Tench Coxe | Management | For | For |
| 1c | Elect Director Persis S. Drell | Management | For | For |
| 1d | Elect Director Jen-Hsun Huang | Management | For | For |
| 1e | Elect Director Dawn Hudson | Management | For | For |
| 1f | Elect Director Harvey C. Jones | Management | For | For |
| 1g | Elect Director Michael G. McCaffery | Management | For | For |
| 1h | Elect Director Stephen C. Neal | Management | For | For |
| 1i | Elect Director Mark L. Perry | Management | For | For |
| 1j | Elect Director A. Brooke Seawell | Management | For | For |
| 1k | Elect Director Mark A. Stevens | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
O'REILLY AUTOMOTIVE, INC.
MEETING DATE: MAY 14, 2020 | TICKER: ORLY SECURITY ID: 67103H107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David O'Reilly | Management | For | For |
| 1b | Elect Director Larry O'Reilly | Management | For | For |
| 1c | Elect Director Greg Henslee | Management | For | For |
| 1d | Elect Director Jay D. Burchfield | Management | For | For |
| 1e | Elect Director Thomas T. Hendrickson | Management | For | For |
| 1f | Elect Director John R. Murphy | Management | For | For |
| 1g | Elect Director Dana M. Perlman | Management | For | For |
| 1h | Elect Director Maria A. Sastre | Management | For | For |
| 1i | Elect Director Andrea M. Weiss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
| 5 | Amend Articles of Incorporation | Management | For | For |
| 6 | Report on Material Human Capital Risks | Shareholder | Against | For |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
OCCIDENTAL PETROLEUM CORPORATION
MEETING DATE: DEC 31, 2019 | TICKER: OXY SECURITY ID: 674599105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Proxy Card) |
| 1 | Revoke Consent to Request to Fix a Record Date | Shareholder | For | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Card |
| 1 | Consent to Request to Fix a Record Date | Shareholder | For | Did Not Vote |
| |
|---|
OGE ENERGY CORP.
MEETING DATE: MAY 21, 2020 | TICKER: OGE SECURITY ID: 670837103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Frank A. Bozich | Management | For | For |
| 1b | Elect Director James H. Brandi | Management | For | For |
| 1c | Elect Director Peter D. Clarke | Management | For | For |
| 1d | Elect Director Luke R. Corbett | Management | For | For |
| 1e | Elect Director David L. Hauser | Management | For | For |
| 1f | Elect Director Judy R. McReynolds | Management | For | For |
| 1g | Elect Director David E. Rainbolt | Management | For | For |
| 1h | Elect Director J. Michael Sanner | Management | For | For |
| 1i | Elect Director Sheila G. Talton | Management | For | For |
| 1j | Elect Director Sean Trauschke | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Supermajority Voting Provisions | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
OMEGA HEALTHCARE INVESTORS, INC.
MEETING DATE: JUN 11, 2020 | TICKER: OHI SECURITY ID: 681936100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kapila K. Anand | Management | For | For |
| 1.2 | Elect Director Craig R. Callen | Management | For | For |
| 1.3 | Elect Director Barbara B. Hill | Management | For | For |
| 1.4 | Elect Director Edward Lowenthal | Management | For | For |
| 1.5 | Elect Director C. Taylor Pickett | Management | For | For |
| 1.6 | Elect Director Stephen D. Plavin | Management | For | For |
| 1.7 | Elect Director Burke W. Whitman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ORACLE CORPORATION
MEETING DATE: NOV 19, 2019 | TICKER: ORCL SECURITY ID: 68389X105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey S. Berg | Management | For | Withhold |
| 1.2 | Elect Director Michael J. Boskin | Management | For | For |
| 1.3 | Elect Director Safra A. Catz | Management | For | For |
| 1.4 | Elect Director Bruce R. Chizen | Management | For | Withhold |
| 1.5 | Elect Director George H. Conrades | Management | For | Withhold |
| 1.6 | Elect Director Lawrence J. Ellison | Management | For | For |
| 1.7 | Elect Director Rona A. Fairhead | Management | For | For |
| 1.8 | Elect Director Hector Garcia-Molina *Withdrawn Resolution* | Management | None | None |
| 1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
| 1.10 | Elect Director Mark V. Hurd - Deceased | Management | None | None |
| 1.11 | Elect Director Renee J. James | Management | For | For |
| 1.12 | Elect Director Charles W. Moorman, IV | Management | For | Withhold |
| 1.13 | Elect Director Leon E. Panetta | Management | For | Withhold |
| 1.14 | Elect Director William G. Parrett | Management | For | For |
| 1.15 | Elect Director Naomi O. Seligman | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Report on Gender Pay Gap | Shareholder | Against | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
PAYCHEX, INC.
MEETING DATE: OCT 17, 2019 | TICKER: PAYX SECURITY ID: 704326107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director B. Thomas Golisano | Management | For | For |
| 1b | Elect Director Thomas F. Bonadio | Management | For | For |
| 1c | Elect Director Joseph G. Doody | Management | For | For |
| 1d | Elect Director David J.S. Flaschen | Management | For | For |
| 1e | Elect Director Pamela A. Joseph | Management | For | For |
| 1f | Elect Director Martin Mucci | Management | For | For |
| 1g | Elect Director Joseph M. Tucci | Management | For | For |
| 1h | Elect Director Joseph M. Velli | Management | For | For |
| 1i | Elect Director Kara Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
PFIZER INC.
MEETING DATE: APR 23, 2020 | TICKER: PFE SECURITY ID: 717081103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald E. Blaylock | Management | For | For |
| 1.2 | Elect Director Albert Bourla | Management | For | For |
| 1.3 | Elect Director W. Don Cornwell | Management | For | For |
| 1.4 | Elect Director Joseph J. Echevarria | Management | For | For |
| 1.5 | Elect Director Scott Gottlieb | Management | For | For |
| 1.6 | Elect Director Helen H. Hobbs | Management | For | For |
| 1.7 | Elect Director Susan Hockfield | Management | For | For |
| 1.8 | Elect Director James M. Kilts | Management | For | For |
| 1.9 | Elect Director Dan R. Littman | Management | For | For |
| 1.10 | Elect Director Shantanu Narayen | Management | For | For |
| 1.11 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1.12 | Elect Director James Quincey | Management | For | For |
| 1.13 | Elect Director James C. Smith | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Amend Proxy Access Right | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 7 | Require Independent Board Chair | Shareholder | Against | Against |
| 8 | Report on Gender Pay Gap | Shareholder | Against | Against |
| 9 | Elect Director Susan Desmond-Hellmann | Management | For | For |
| |
|---|
PHILIP MORRIS INTERNATIONAL INC.
MEETING DATE: MAY 06, 2020 | TICKER: PM SECURITY ID: 718172109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Andre Calantzopoulos | Management | For | For |
| 1b | Elect Director Louis C. Camilleri | Management | For | For |
| 1c | Elect Director Werner Geissler | Management | For | For |
| 1d | Elect Director Lisa A. Hook | Management | For | For |
| 1e | Elect Director Jennifer Li | Management | For | For |
| 1f | Elect Director Jun Makihara | Management | For | For |
| 1g | Elect Director Kalpana Morparia | Management | For | For |
| 1h | Elect Director Lucio A. Noto | Management | For | For |
| 1i | Elect Director Frederik Paulsen | Management | For | For |
| 1j | Elect Director Robert B. Polet | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers SA as Auditor | Management | For | For |
| |
|---|
PROLOGIS, INC.
MEETING DATE: APR 29, 2020 | TICKER: PLD SECURITY ID: 74340W103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Hamid R. Moghadam | Management | For | For |
| 1b | Elect Director Cristina G. Bita | Management | For | For |
| 1c | Elect Director George L. Fotiades | Management | For | For |
| 1d | Elect Director Lydia H. Kennard | Management | For | For |
| 1e | Elect Director Irving F. Lyons, III | Management | For | For |
| 1f | Elect Director Avid Modjtabai | Management | For | For |
| 1g | Elect Director David P. O'Connor | Management | For | For |
| 1h | Elect Director Olivier Piani | Management | For | For |
| 1i | Elect Director Jeffrey L. Skelton | Management | For | For |
| 1j | Elect Director Carl B. Webb | Management | For | For |
| 1k | Elect Director William D. Zollars | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
PUBLIC STORAGE
MEETING DATE: APR 21, 2020 | TICKER: PSA SECURITY ID: 74460D109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald L. Havner, Jr. | Management | For | For |
| 1.2 | Elect Director Tamara Hughes Gustavson | Management | For | For |
| 1.3 | Elect Director Uri P. Harkham | Management | For | For |
| 1.4 | Elect Director Leslie S. Heisz | Management | For | For |
| 1.5 | Elect Director B. Wayne Hughes, Jr. | Management | For | For |
| 1.6 | Elect Director Avedick B. Poladian | Management | For | For |
| 1.7 | Elect Director Gary E. Pruitt | Management | For | For |
| 1.8 | Elect Director John Reyes | Management | For | For |
| 1.9 | Elect Director Joseph D. Russell, Jr. | Management | For | For |
| 1.10 | Elect Director Tariq M. Shaukat | Management | For | For |
| 1.11 | Elect Director Ronald P. Spogli | Management | For | For |
| 1.12 | Elect Director Daniel C. Staton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
REALTY INCOME CORPORATION
MEETING DATE: MAY 12, 2020 | TICKER: O SECURITY ID: 756109104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kathleen R. Allen | Management | For | For |
| 1b | Elect Director A. Larry Chapman | Management | For | For |
| 1c | Elect Director Reginald H. Gilyard | Management | For | For |
| 1d | Elect Director Priya Cherian Huskins | Management | For | For |
| 1e | Elect Director Christie B. Kelly | Management | For | For |
| 1f | Elect Director Gerardo I. Lopez | Management | For | For |
| 1g | Elect Director Michael D. McKee | Management | For | For |
| 1h | Elect Director Gregory T. McLaughlin | Management | For | For |
| 1i | Elect Director Ronald L. Merriman | Management | For | For |
| 1j | Elect Director Sumit Roy | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ROCKWELL AUTOMATION, INC.
MEETING DATE: FEB 04, 2020 | TICKER: ROK SECURITY ID: 773903109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| A1 | Elect Director Steven R. Kalmanson | Management | For | For |
| A2 | Elect Director James P. Keane | Management | For | For |
| A3 | Elect Director Pam Murphy | Management | For | For |
| A4 | Elect Director Donald R. Parfet | Management | For | For |
| B | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| C | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| D | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
ROYAL GOLD, INC.
MEETING DATE: NOV 20, 2019 | TICKER: RGLD SECURITY ID: 780287108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William M. Hayes | Management | For | For |
| 1b | Elect Director Ronald J. Vance | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
S&P GLOBAL INC.
MEETING DATE: MAY 13, 2020 | TICKER: SPGI SECURITY ID: 78409V104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marco Alvera | Management | For | For |
| 1.2 | Elect Director William J. Amelio | Management | For | For |
| 1.3 | Elect Director William D. Green | Management | For | For |
| 1.4 | Elect Director Charles E. Haldeman, Jr. | Management | For | For |
| 1.5 | Elect Director Stephanie C. Hill | Management | For | For |
| 1.6 | Elect Director Rebecca J. Jacoby | Management | For | For |
| 1.7 | Elect Director Monique F. Leroux | Management | For | For |
| 1.8 | Elect Director Maria R. Morris | Management | For | For |
| 1.9 | Elect Director Douglas L. Peterson | Management | For | For |
| 1.10 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1.11 | Elect Director Kurt L. Schmoke | Management | For | For |
| 1.12 | Elect Director Richard E. Thornburgh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
SEI INVESTMENTS COMPANY
MEETING DATE: JUN 03, 2020 | TICKER: SEIC SECURITY ID: 784117103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sarah W. Blumenstein | Management | For | For |
| 1b | Elect Director Kathryn M. McCarthy | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
SIMON PROPERTY GROUP, INC.
MEETING DATE: MAY 12, 2020 | TICKER: SPG SECURITY ID: 828806109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Glyn F. Aeppel | Management | For | For |
| 1b | Elect Director Larry C. Glasscock | Management | For | For |
| 1c | Elect Director Karen N. Horn | Management | For | For |
| 1d | Elect Director Allan Hubbard | Management | For | For |
| 1e | Elect Director Reuben S. Leibowitz | Management | For | For |
| 1f | Elect Director Gary M. Rodkin | Management | For | For |
| 1g | Elect Director Stefan M. Selig | Management | For | For |
| 1h | Elect Director Daniel C. Smith | Management | For | For |
| 1i | Elect Director J. Albert Smith, Jr. | Management | For | For |
| 1j | Elect Director Marta R. Stewart | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
SIRIUS XM HOLDINGS INC.
MEETING DATE: JUN 04, 2020 | TICKER: SIRI SECURITY ID: 82968B103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joan L. Amble | Management | For | For |
| 1.2 | Elect Director George W. Bodenheimer | Management | For | For |
| 1.3 | Elect Director Mark D. Carleton | Management | For | Withhold |
| 1.4 | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1.5 | Elect Director James P. Holden | Management | For | For |
| 1.6 | Elect Director Gregory B. Maffei | Management | For | Withhold |
| 1.7 | Elect Director Evan D. Malone | Management | For | For |
| 1.8 | Elect Director James E. Meyer | Management | For | For |
| 1.9 | Elect Director James F. Mooney | Management | For | For |
| 1.10 | Elect Director Michael Rapino | Management | For | For |
| 1.11 | Elect Director Kristina M. Salen | Management | For | For |
| 1.12 | Elect Director Carl E. Vogel | Management | For | For |
| 1.13 | Elect Director David M. Zaslav | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
STARBUCKS CORPORATION
MEETING DATE: MAR 18, 2020 | TICKER: SBUX SECURITY ID: 855244109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard E. Allison, Jr. | Management | For | For |
| 1b | Elect Director Rosalind G. Brewer | Management | For | For |
| 1c | Elect Director Andrew Campion | Management | For | For |
| 1d | Elect Director Mary N. Dillon | Management | For | For |
| 1e | Elect Director Isabel Ge Mahe | Management | For | For |
| 1f | Elect Director Mellody Hobson | Management | For | For |
| 1g | Elect Director Kevin R. Johnson | Management | For | For |
| 1h | Elect Director Jorgen Vig Knudstorp | Management | For | For |
| 1i | Elect Director Satya Nadella | Management | For | For |
| 1j | Elect Director Joshua Cooper Ramo | Management | For | For |
| 1k | Elect Director Clara Shih | Management | For | For |
| 1l | Elect Director Javier G. Teruel | Management | For | For |
| 1m | Elect Director Myron E. Ullman, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Risks of Omitting Viewpoint and Ideology from EEO Policy | Shareholder | Against | Against |
| |
|---|
STEEL DYNAMICS, INC.
MEETING DATE: MAY 08, 2020 | TICKER: STLD SECURITY ID: 858119100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark D. Millett | Management | For | For |
| 1.2 | Elect Director Sheree L. Bargabos | Management | For | For |
| 1.3 | Elect Director Keith E. Busse | Management | For | For |
| 1.4 | Elect Director Frank D. Byrne | Management | For | For |
| 1.5 | Elect Director Kenneth W. Cornew | Management | For | For |
| 1.6 | Elect Director Traci M. Dolan | Management | For | For |
| 1.7 | Elect Director James C. Marcuccilli | Management | For | For |
| 1.8 | Elect Director Bradley S. Seaman | Management | For | For |
| 1.9 | Elect Director Gabriel L. Shaheen | Management | For | For |
| 1.10 | Elect Director Steven A. Sonnenberg | Management | For | For |
| 1.11 | Elect Director Richard P. Teets, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
STORE CAPITAL CORPORATION
MEETING DATE: MAY 28, 2020 | TICKER: STOR SECURITY ID: 862121100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph M. Donovan | Management | For | For |
| 1.2 | Elect Director Mary Fedewa | Management | For | For |
| 1.3 | Elect Director Morton H. Fleischer | Management | For | For |
| 1.4 | Elect Director William F. Hipp | Management | For | For |
| 1.5 | Elect Director Tawn Kelley | Management | For | For |
| 1.6 | Elect Director Catherine D. Rice | Management | For | For |
| 1.7 | Elect Director Einar A. Seadler | Management | For | For |
| 1.8 | Elect Director Quentin P. Smith, Jr. | Management | For | For |
| 1.9 | Elect Director Christopher H. Volk | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
SVB FINANCIAL GROUP
MEETING DATE: APR 23, 2020 | TICKER: SIVB SECURITY ID: 78486Q101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Greg W. Becker | Management | For | For |
| 1.2 | Elect Director Eric A. Benhamou | Management | For | For |
| 1.3 | Elect Director John S. Clendening | Management | For | For |
| 1.4 | Elect Director Roger F. Dunbar | Management | For | For |
| 1.5 | Elect Director Joel P. Friedman | Management | For | For |
| 1.6 | Elect Director Jeffrey N. Maggioncalda | Management | For | For |
| 1.7 | Elect Director Kay Matthews | Management | For | For |
| 1.8 | Elect Director Mary J. Miller | Management | For | For |
| 1.9 | Elect Director Kate D. Mitchell | Management | For | For |
| 1.10 | Elect Director John F. Robinson | Management | For | For |
| 1.11 | Elect Director Garen K. Staglin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
SYNCHRONY FINANCIAL
MEETING DATE: MAY 21, 2020 | TICKER: SYF SECURITY ID: 87165B103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Margaret M. Keane | Management | For | For |
| 1b | Elect Director Fernando Aguirre | Management | For | For |
| 1c | Elect Director Paget L. Alves | Management | For | For |
| 1d | Elect Director Arthur W. Coviello, Jr. | Management | For | For |
| 1e | Elect Director William W. Graylin | Management | For | For |
| 1f | Elect Director Roy A. Guthrie | Management | For | For |
| 1g | Elect Director Richard C. Hartnack | Management | For | For |
| 1h | Elect Director Jeffrey G. Naylor | Management | For | For |
| 1i | Elect Director Laurel J. Richie | Management | For | For |
| 1j | Elect Director Olympia J. Snowe | Management | For | For |
| 1k | Elect Director Ellen M. Zane | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
TEXAS INSTRUMENTS INCORPORATED
MEETING DATE: APR 23, 2020 | TICKER: TXN SECURITY ID: 882508104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mark A. Blinn | Management | For | For |
| 1b | Elect Director Todd M. Bluedorn | Management | For | For |
| 1c | Elect Director Janet F. Clark | Management | For | For |
| 1d | Elect Director Carrie S. Cox | Management | For | For |
| 1e | Elect Director Martin S. Craighead | Management | For | For |
| 1f | Elect Director Jean M. Hobby | Management | For | For |
| 1g | Elect Director Michael D. Hsu | Management | For | For |
| 1h | Elect Director Ronald Kirk | Management | For | For |
| 1i | Elect Director Pamela H. Patsley | Management | For | For |
| 1j | Elect Director Robert E. Sanchez | Management | For | For |
| 1k | Elect Director Richard k. Templeton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
THE AES CORPORATION
MEETING DATE: APR 23, 2020 | TICKER: AES SECURITY ID: 00130H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Janet G. Davidson | Management | For | For |
| 1.2 | Elect Director Andres R. Gluski | Management | For | For |
| 1.3 | Elect Director Tarun Khanna | Management | For | For |
| 1.4 | Elect Director Holly K. Koeppel | Management | For | For |
| 1.5 | Elect Director Julia M. Laulis | Management | For | For |
| 1.6 | Elect Director James H. Miller | Management | For | For |
| 1.7 | Elect Director Alain Monie | Management | For | For |
| 1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
| 1.9 | Elect Director Moises Naim | Management | For | For |
| 1.10 | Elect Director Jeffrey W. Ubben | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Require Shareholder Approval of Bylaw and Charter Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| |
|---|
THE CLOROX COMPANY
MEETING DATE: NOV 20, 2019 | TICKER: CLX SECURITY ID: 189054109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Amy Banse | Management | For | For |
| 1.2 | Elect Director Richard H. Carmona | Management | For | For |
| 1.3 | Elect Director Benno Dorer | Management | For | For |
| 1.4 | Elect Director Spencer C. Fleischer | Management | For | For |
| 1.5 | Elect Director Esther Lee | Management | For | For |
| 1.6 | Elect Director A.D. David Mackay | Management | For | For |
| 1.7 | Elect Director Robert W. Matschullat | Management | For | For |
| 1.8 | Elect Director Matthew J. Shattock | Management | For | For |
| 1.9 | Elect Director Pamela Thomas-Graham | Management | For | For |
| 1.10 | Elect Director Russell J. Weiner | Management | For | For |
| 1.11 | Elect Director Christopher J. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations | Management | For | For |
| |
|---|
THE COCA-COLA COMPANY
MEETING DATE: APR 22, 2020 | TICKER: KO SECURITY ID: 191216100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Herbert A. Allen | Management | For | For |
| 1.2 | Elect Director Marc Bolland | Management | For | For |
| 1.3 | Elect Director Ana Botin | Management | For | For |
| 1.4 | Elect Director Christopher C. Davis | Management | For | For |
| 1.5 | Elect Director Barry Diller | Management | For | For |
| 1.6 | Elect Director Helene D. Gayle | Management | For | For |
| 1.7 | Elect Director Alexis M. Herman | Management | For | For |
| 1.8 | Elect Director Robert A. Kotick | Management | For | For |
| 1.9 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1.10 | Elect Director James Quincey | Management | For | For |
| 1.11 | Elect Director Caroline J. Tsay | Management | For | For |
| 1.12 | Elect Director David B. Weinberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 4 | Report on the Health Impacts and Risks of Sugar in the Company's Products | Shareholder | Against | Against |
| |
|---|
THE HERSHEY COMPANY
MEETING DATE: MAY 12, 2020 | TICKER: HSY SECURITY ID: 427866108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pamela M. Arway | Management | For | For |
| 1.2 | Elect Director James W. Brown | Management | For | For |
| 1.3 | Elect Director Michele G. Buck | Management | For | For |
| 1.4 | Elect Director Victor L. Crawford | Management | For | For |
| 1.5 | Elect Director Charles A. Davis | Management | For | For |
| 1.6 | Elect Director Mary Kay Haben | Management | For | For |
| 1.7 | Elect Director James C. Katzman | Management | For | For |
| 1.8 | Elect Director M. Diane Koken | Management | For | For |
| 1.9 | Elect Director Robert M. Malcolm | Management | For | For |
| 1.10 | Elect Director Anthony J. Palmer | Management | For | For |
| 1.11 | Elect Director Juan R. Perez | Management | For | For |
| 1.12 | Elect Director Wendy L. Schoppert | Management | For | For |
| 1.13 | Elect Director David L. Shedlarz | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE HOME DEPOT, INC.
MEETING DATE: MAY 21, 2020 | TICKER: HD SECURITY ID: 437076102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gerard J. Arpey | Management | For | For |
| 1b | Elect Director Ari Bousbib | Management | For | For |
| 1c | Elect Director Jeffery H. Boyd | Management | For | For |
| 1d | Elect Director Gregory D. Brenneman | Management | For | For |
| 1e | Elect Director J. Frank Brown | Management | For | For |
| 1f | Elect Director Albert P. Carey | Management | For | For |
| 1g | Elect Director Helena B. Foulkes | Management | For | For |
| 1h | Elect Director Linda R. Gooden | Management | For | For |
| 1i | Elect Director Wayne M. Hewett | Management | For | For |
| 1j | Elect Director Manuel Kadre | Management | For | For |
| 1k | Elect Director Stephanie C. Linnartz | Management | For | For |
| 1l | Elect Director Craig A. Menear | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Shareholder Written Consent Provisions | Shareholder | Against | Against |
| 5 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | Against | Against |
| 6 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Against |
| 7 | Report on Congruency Political Analysis and Electioneering Expenditures | Shareholder | Against | Against |
| |
|---|
THE PROCTER & GAMBLE COMPANY
MEETING DATE: OCT 08, 2019 | TICKER: PG SECURITY ID: 742718109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Francis S. Blake | Management | For | For |
| 1b | Elect Director Angela F. Braly | Management | For | For |
| 1c | Elect Director Amy L. Chang | Management | For | For |
| 1d | Elect Director Scott D. Cook | Management | For | For |
| 1e | Elect Director Joseph Jimenez | Management | For | For |
| 1f | Elect Director Terry J. Lundgren | Management | For | For |
| 1g | Elect Director Christine M. McCarthy | Management | For | For |
| 1h | Elect Director W. James McNerney, Jr. | Management | For | For |
| 1i | Elect Director Nelson Peltz | Management | For | For |
| 1j | Elect Director David S. Taylor | Management | For | For |
| 1k | Elect Director Margaret C. Whitman | Management | For | For |
| 1l | Elect Director Patricia A. Woertz | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
THE WALT DISNEY COMPANY
MEETING DATE: MAR 11, 2020 | TICKER: DIS SECURITY ID: 254687106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Susan E. Arnold | Management | For | For |
| 1b | Elect Director Mary T. Barra | Management | For | For |
| 1c | Elect Director Safra A. Catz | Management | For | For |
| 1d | Elect Director Francis A. deSouza | Management | For | For |
| 1e | Elect Director Michael B.G. Froman | Management | For | For |
| 1f | Elect Director Robert A. Iger | Management | For | For |
| 1g | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1h | Elect Director Mark G. Parker | Management | For | For |
| 1i | Elect Director Derica W. Rice | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| |
|---|
UGI CORPORATION
MEETING DATE: JAN 22, 2020 | TICKER: UGI SECURITY ID: 902681105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director M. Shawn Bort | Management | For | For |
| 1.2 | Elect Director Theodore A. Dosch | Management | For | For |
| 1.3 | Elect Director Alan N. Harris | Management | For | For |
| 1.4 | Elect Director Frank S. Hermance | Management | For | For |
| 1.5 | Elect Director William J. Marrazzo | Management | For | For |
| 1.6 | Elect Director Kelly A. Romano | Management | For | For |
| 1.7 | Elect Director Marvin O. Schlanger | Management | For | For |
| 1.8 | Elect Director James B. Stallings, Jr. | Management | For | For |
| 1.9 | Elect Director K. Richard Turner | Management | For | For |
| 1.10 | Elect Director John L. Walsh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
UNION PACIFIC CORPORATION
MEETING DATE: MAY 14, 2020 | TICKER: UNP SECURITY ID: 907818108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Andrew H. Card, Jr. | Management | For | For |
| 1b | Elect Director William J. DeLaney | Management | For | For |
| 1c | Elect Director David B. Dillon | Management | For | For |
| 1d | Elect Director Lance M. Fritz | Management | For | For |
| 1e | Elect Director Deborah C. Hopkins | Management | For | For |
| 1f | Elect Director Jane H. Lute | Management | For | For |
| 1g | Elect Director Michael R. McCarthy | Management | For | For |
| 1h | Elect Director Thomas F. McLarty, III | Management | For | For |
| 1i | Elect Director Bhavesh V. Patel | Management | For | For |
| 1j | Elect Director Jose H. Villarreal | Management | For | For |
| 1k | Elect Director Christopher J. Williams | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Report on Climate Change | Shareholder | Against | Against |
| |
|---|
UNITEDHEALTH GROUP INCORPORATED
MEETING DATE: JUN 01, 2020 | TICKER: UNH SECURITY ID: 91324P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard T. Burke | Management | For | For |
| 1b | Elect Director Timothy P. Flynn | Management | For | For |
| 1c | Elect Director Stephen J. Hemsley | Management | For | For |
| 1d | Elect Director Michele J. Hooper | Management | For | For |
| 1e | Elect Director F. William McNabb, III | Management | For | For |
| 1f | Elect Director Valerie C. Montgomery Rice | Management | For | For |
| 1g | Elect Director John H. Noseworthy | Management | For | For |
| 1h | Elect Director Glenn M. Renwick | Management | For | For |
| 1i | Elect Director David S. Wichmann | Management | For | For |
| 1j | Elect Director Gail R. Wilensky | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| |
|---|
VALVOLINE INC.
MEETING DATE: JAN 30, 2020 | TICKER: VVV SECURITY ID: 92047W101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gerald W. Evans, Jr. | Management | For | For |
| 1b | Elect Director Richard J. Freeland | Management | For | For |
| 1c | Elect Director Stephen F. Kirk | Management | For | For |
| 1d | Elect Director Carol H. Kruse | Management | For | For |
| 1e | Elect Director Stephen E. Macadam | Management | For | For |
| 1f | Elect Director Vada O. Manager | Management | For | For |
| 1g | Elect Director Samuel J. Mitchell, Jr. | Management | For | For |
| 1h | Elect Director Charles M. Sonsteby | Management | For | For |
| 1i | Elect Director Mary J. Twinem | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VERISIGN, INC.
MEETING DATE: MAY 21, 2020 | TICKER: VRSN SECURITY ID: 92343E102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director D. James Bidzos | Management | For | For |
| 1.2 | Elect Director Yehuda Ari Buchalter | Management | For | For |
| 1.3 | Elect Director Kathleen A. Cote | Management | For | For |
| 1.4 | Elect Director Thomas F. Frist, III | Management | For | For |
| 1.5 | Elect Director Jamie S. Gorelick | Management | For | For |
| 1.6 | Elect Director Roger H. Moore | Management | For | For |
| 1.7 | Elect Director Louis A. Simpson | Management | For | For |
| 1.8 | Elect Director Timothy Tomlinson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
VERISK ANALYTICS, INC.
MEETING DATE: MAY 20, 2020 | TICKER: VRSK SECURITY ID: 92345Y106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Christopher M. Foskett | Management | For | For |
| 1b | Elect Director David B. Wright | Management | For | For |
| 1c | Elect Director Annell R. Bay | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
VERIZON COMMUNICATIONS INC.
MEETING DATE: MAY 07, 2020 | TICKER: VZ SECURITY ID: 92343V104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
| 1.2 | Elect Director Mark T. Bertolini | Management | For | For |
| 1.3 | Elect Director Vittorio Colao | Management | For | For |
| 1.4 | Elect Director Melanie L. Healey | Management | For | For |
| 1.5 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1.6 | Elect Director Daniel H. Schulman | Management | For | For |
| 1.7 | Elect Director Rodney E. Slater | Management | For | For |
| 1.8 | Elect Director Hans E. Vestberg | Management | For | For |
| 1.9 | Elect Director Gregory G. Weaver | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Eliminate Above-Market Earnings in Executive Retirement Plans | Shareholder | Against | Against |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 7 | Assess Feasibility of Data Privacy as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 8 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| |
|---|
VICI PROPERTIES INC.
MEETING DATE: APR 30, 2020 | TICKER: VICI SECURITY ID: 925652109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James R. Abrahamson | Management | For | For |
| 1b | Elect Director Diana F. Cantor | Management | For | For |
| 1c | Elect Director Monica H. Douglas | Management | For | For |
| 1d | Elect Director Elizabeth I. Holland | Management | For | For |
| 1e | Elect Director Craig Macnab | Management | For | For |
| 1f | Elect Director Edward B. Pitoniak | Management | For | For |
| 1g | Elect Director Michael D. Rumbolz | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| |
|---|
VISA INC.
MEETING DATE: JAN 28, 2020 | TICKER: V SECURITY ID: 92826C839
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lloyd A. Carney | Management | For | For |
| 1b | Elect Director Mary B. Cranston | Management | For | For |
| 1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1d | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1e | Elect Director Ramon L. Laguarta | Management | For | For |
| 1f | Elect Director John F. Lundgren | Management | For | For |
| 1g | Elect Director Robert W. Matschullat | Management | For | For |
| 1h | Elect Director Denise M. Morrison | Management | For | For |
| 1i | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1j | Elect Director John A. C. Swainson | Management | For | For |
| 1k | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
VISTRA ENERGY CORP.
MEETING DATE: APR 29, 2020 | TICKER: VST SECURITY ID: 92840M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director Hilary E. Ackermann | Management | For | For |
| 2.2 | Elect Director Arcilia C. Acosta | Management | For | For |
| 2.3 | Elect Director Gavin R. Baiera | Management | For | For |
| 2.4 | Elect Director Paul M. Barbas | Management | For | For |
| 2.5 | Elect Director Lisa Crutchfield | Management | For | For |
| 2.6 | Elect Director Brian K. Ferraioli | Management | For | For |
| 2.7 | Elect Director Scott B. Helm | Management | For | For |
| 2.8 | Elect Director Jeff D. Hunter | Management | For | For |
| 2.9 | Elect Director Curtis A. Morgan | Management | For | For |
| 2.10 | Elect Director John R. (JR) Sult | Management | For | For |
| 3.1 | Elect Director Gavin R. Baiera | Management | For | For |
| 3.2 | Elect Director Scott B. Helm | Management | For | For |
| 3.3 | Elect Director Curtis A. Morgan | Management | For | For |
| 3.4 | Elect Director John R. (JR) Sult | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
W. P. CAREY INC.
MEETING DATE: JUN 11, 2020 | TICKER: WPC SECURITY ID: 92936U109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mark A. Alexander | Management | For | For |
| 1b | Elect Director Peter J. Farrell | Management | For | For |
| 1c | Elect Director Robert J. Flanagan | Management | For | For |
| 1d | Elect Director Jason E. Fox | Management | For | For |
| 1e | Elect Director Axel K.A. Hansing | Management | For | For |
| 1f | Elect Director Jean Hoysradt | Management | For | For |
| 1g | Elect Director Margaret G. Lewis | Management | For | For |
| 1h | Elect Director Christopher J. Niehaus | Management | For | For |
| 1i | Elect Director Nick J.M. van Ommen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
WEC ENERGY GROUP, INC.
MEETING DATE: MAY 06, 2020 | TICKER: WEC SECURITY ID: 92939U106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patricia W. Chadwick | Management | For | For |
| 1.2 | Elect Director Curt S. Culver | Management | For | For |
| 1.3 | Elect Director Danny L. Cunningham | Management | For | For |
| 1.4 | Elect Director William M. Farrow, III | Management | For | For |
| 1.5 | Elect Director Thomas J. Fischer | Management | For | For |
| 1.6 | Elect Director J. Kevin Fletcher | Management | For | For |
| 1.7 | Elect Director Maria C. Green | Management | For | For |
| 1.8 | Elect Director Gale E. Klappa | Management | For | For |
| 1.9 | Elect Director Henry W. Knueppel | Management | For | For |
| 1.10 | Elect Director Thomas K. Lane | Management | For | For |
| 1.11 | Elect Director Ulice Payne, Jr. | Management | For | For |
| 1.12 | Elect Director Mary Ellen Stanek | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
WESTERN ALLIANCE BANCORPORATION
MEETING DATE: JUN 11, 2020 | TICKER: WAL SECURITY ID: 957638109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Bruce Beach | Management | For | For |
| 1b | Elect Director Juan Figuereo | Management | For | For |
| 1c | Elect Director Howard Gould | Management | For | For |
| 1d | Elect Director Steven Hilton | Management | For | For |
| 1e | Elect Director Marianne Boyd Johnson | Management | For | For |
| 1f | Elect Director Robert Latta | Management | For | For |
| 1g | Elect Director Todd Marshall | Management | For | For |
| 1h | Elect Director Adriane McFetridge | Management | For | For |
| 1i | Elect Director Michael Patriarca | Management | For | For |
| 1j | Elect Director Robert Sarver | Management | For | For |
| 1k | Elect Director Bryan Segedi | Management | For | For |
| 1l | Elect Director Donald Snyder | Management | For | For |
| 1m | Elect Director Sung Won Sohn | Management | For | For |
| 1n | Elect Director Kenneth A. Vecchione | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify RSM US LLP as Auditors | Management | For | For |
| |
|---|
YUM! BRANDS, INC.
MEETING DATE: MAY 14, 2020 | TICKER: YUM SECURITY ID: 988498101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Paget L. Alves | Management | For | For |
| 1b | Elect Director Keith Barr | Management | For | For |
| 1c | Elect Director Michael J. Cavanagh | Management | For | For |
| 1d | Elect Director Christopher M. Connor | Management | For | For |
| 1e | Elect Director Brian C. Cornell | Management | For | For |
| 1f | Elect Director Tanya L. Domier | Management | For | For |
| 1g | Elect Director David W. Gibbs | Management | For | For |
| 1h | Elect Director Mirian M. Graddick-Weir | Management | For | For |
| 1i | Elect Director Thomas C. Nelson | Management | For | For |
| 1j | Elect Director P. Justin Skala | Management | For | For |
| 1k | Elect Director Elane B. Stock | Management | For | For |
| 1l | Elect Director Annie Young-Scrivner | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Supply Chain Impact on Deforestation | Shareholder | Against | For |
| |
|---|
ZOETIS INC.
MEETING DATE: MAY 20, 2020 | TICKER: ZTS SECURITY ID: 98978V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gregory Norden | Management | For | For |
| 1b | Elect Director Louise M. Parent | Management | For | For |
| 1c | Elect Director Kristin C. Peck | Management | For | For |
| 1d | Elect Director Robert W. Scully | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditor | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY SMALL-MID FACTOR ETF - SUB-ADVISER: GEODE
07/01/2019 - 06/30/2020
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
A. O. SMITH CORPORATION
MEETING DATE: APR 15, 2020 | TICKER: AOS SECURITY ID: 831865209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William P. Greubel | Management | For | For |
| 1.2 | Elect Director Ilham Kadri | Management | For | For |
| 1.3 | Elect Director Idelle K. Wolf | Management | For | For |
| 1.4 | Elect Director Gene C. Wulf | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
AAON, INC.
MEETING DATE: MAY 12, 2020 | TICKER: AAON SECURITY ID: 000360206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Caron A. Lawhorn | Management | For | For |
| 1.2 | Elect Director Stephen O. LeClair | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
AARON'S, INC.
MEETING DATE: JUN 18, 2020 | TICKER: AAN SECURITY ID: 002535300
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kelly H. Barrett | Management | For | For |
| 1b | Elect Director Kathy T. Betty | Management | For | For |
| 1c | Elect Director Douglas C. Curling | Management | For | For |
| 1d | Elect Director Cynthia N. Day | Management | For | For |
| 1e | Elect Director Curtis L. Doman | Management | For | For |
| 1f | Elect Director Walter G. Ehmer | Management | For | For |
| 1g | Elect Director Hubert L. Harris, Jr. | Management | For | For |
| 1h | Elect Director John W. Robinson, III | Management | For | For |
| 1i | Elect Director Ray M. Robinson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 4 | Approve Formation of Holding Company | Management | For | For |
| |
|---|
ABM INDUSTRIES INCORPORATED
MEETING DATE: MAR 25, 2020 | TICKER: ABM SECURITY ID: 000957100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Donald F. Colleran | Management | For | Against |
| 1b | Elect Director Thomas M. Gartland | Management | For | For |
| 1c | Elect Director Winifred (Wendy) M. Webb | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
ACADIA HEALTHCARE COMPANY, INC.
MEETING DATE: MAY 07, 2020 | TICKER: ACHC SECURITY ID: 00404A109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Wade D. Miquelon | Management | For | For |
| 1b | Elect Director William M. Petrie | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
ACADIA PHARMACEUTICALS INC.
MEETING DATE: JUN 23, 2020 | TICKER: ACAD SECURITY ID: 004225108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James M. Daly | Management | For | For |
| 1.2 | Elect Director Edmund P. Harrigan | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Approve Non-Employee Director Compensation Policy | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
ACI WORLDWIDE, INC.
MEETING DATE: JUN 09, 2020 | TICKER: ACIW SECURITY ID: 004498101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Odilon Almeida | Management | For | For |
| 1.2 | Elect Director Janet O. Estep | Management | For | For |
| 1.3 | Elect Director James C. Hale | Management | For | For |
| 1.4 | Elect Director Pamela H. Patsley | Management | For | For |
| 1.5 | Elect Director Charles E. Peters, Jr. | Management | For | For |
| 1.6 | Elect Director David A. Poe | Management | For | For |
| 1.7 | Elect Director Adalio T. Sanchez | Management | For | For |
| 1.8 | Elect Director Thomas W. Warsop, III | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
ACUITY BRANDS, INC.
MEETING DATE: JAN 08, 2020 | TICKER: AYI SECURITY ID: 00508Y102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director W. Patrick Battle | Management | For | For |
| 1b | Elect Director Peter C. Browning | Management | For | For |
| 1c | Elect Director G. Douglas Dillard, Jr. | Management | For | For |
| 1d | Elect Director James H. Hance, Jr. | Management | For | For |
| 1e | Elect Director Robert F. McCullough | Management | For | For |
| 1f | Elect Director Vernon J. Nagel | Management | For | For |
| 1g | Elect Director Dominic J. Pileggi | Management | For | For |
| 1h | Elect Director Ray M. Robinson | Management | For | For |
| 1i | Elect Director Mary A. Winston | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
ADVANCE AUTO PARTS, INC.
MEETING DATE: MAY 15, 2020 | TICKER: AAP SECURITY ID: 00751Y106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John F. Bergstrom | Management | For | For |
| 1b | Elect Director Brad W. Buss | Management | For | For |
| 1c | Elect Director John F. Ferraro | Management | For | For |
| 1d | Elect Director Thomas R. Greco | Management | For | For |
| 1e | Elect Director Jeffrey J. Jones, II | Management | For | For |
| 1f | Elect Director Eugene I. Lee, Jr. | Management | For | For |
| 1g | Elect Director Sharon L. McCollam | Management | For | For |
| 1h | Elect Director Douglas A. Pertz | Management | For | For |
| 1i | Elect Director Nigel Travis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
ADVANCED DRAINAGE SYSTEMS, INC.
MEETING DATE: JUL 23, 2019 | TICKER: WMS SECURITY ID: 00790R104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ross M. Jones | Management | For | Against |
| 1b | Elect Director C. Robert Kidder | Management | For | Against |
| 1c | Elect Director Manuel J. Perez de la Mesa | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ADVANCED EMISSIONS SOLUTIONS, INC.
MEETING DATE: JUN 16, 2020 | TICKER: ADES SECURITY ID: 00770C101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carol Eicher | Management | For | For |
| 1.2 | Elect Director Brian Leen | Management | For | For |
| 1.3 | Elect Director Gilbert Li | Management | For | For |
| 1.4 | Elect Director R. Carter Pate | Management | For | For |
| 1.5 | Elect Director J. Taylor Simonton | Management | For | For |
| 1.6 | Elect Director L. Spencer Wells | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Moss Adams LLP as Auditors | Management | For | For |
| 4 | Approve Tax Asset Protection Plan | Management | For | For |
| |
|---|
ADVANCED ENERGY INDUSTRIES, INC.
MEETING DATE: APR 30, 2020 | TICKER: AEIS SECURITY ID: 007973100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Grant H. Beard | Management | For | For |
| 1.2 | Elect Director Frederick A. Ball | Management | For | For |
| 1.3 | Elect Director Tina M. Donikowski | Management | For | For |
| 1.4 | Elect Director Ronald C. Foster | Management | For | For |
| 1.5 | Elect Director Edward C. Grady | Management | For | For |
| 1.6 | Elect Director Thomas M. Rohrs | Management | For | For |
| 1.7 | Elect Director John A. Roush | Management | For | For |
| 1.8 | Elect Director Yuval Wasserman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AEROJET ROCKETDYNE HOLDINGS, INC.
MEETING DATE: MAY 06, 2020 | TICKER: AJRD SECURITY ID: 007800105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin P. Chilton | Management | For | For |
| 1.2 | Elect Director Thomas A. Corcoran | Management | For | For |
| 1.3 | Elect Director Eileen P. Drake | Management | For | For |
| 1.4 | Elect Director James R. Henderson | Management | For | For |
| 1.5 | Elect Director Warren G. Lichtenstein | Management | For | For |
| 1.6 | Elect Director Lance W. Lord | Management | For | For |
| 1.7 | Elect Director Martin Turchin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
AGCO CORPORATION
MEETING DATE: APR 30, 2020 | TICKER: AGCO SECURITY ID: 001084102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roy V. Armes | Management | For | For |
| 1.2 | Elect Director Michael C. Arnold | Management | For | For |
| 1.3 | Elect Director Sondra L. Barbour | Management | For | For |
| 1.4 | Elect Director P. George Benson | Management | For | For |
| 1.5 | Elect Director Suzanne P. Clark | Management | For | For |
| 1.6 | Elect Director Wolfgang Deml | Management | For | For |
| 1.7 | Elect Director George E. Minnich | Management | For | For |
| 1.8 | Elect Director Martin H. Richenhagen | Management | For | For |
| 1.9 | Elect Director Gerald L. Shaheen | Management | For | For |
| 1.10 | Elect Director Mallika Srinivasan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditor | Management | For | For |
| |
|---|
AGREE REALTY CORPORATION
MEETING DATE: MAY 05, 2020 | TICKER: ADC SECURITY ID: 008492100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Merrie S. Frankel | Management | For | For |
| 1.2 | Elect Director Farris G. Kalil | Management | For | For |
| 1.3 | Elect Director Simon Leopold | Management | For | For |
| 1.4 | Elect Director William S. Rubenfaer | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
ALAMO GROUP INC.
MEETING DATE: MAY 07, 2020 | TICKER: ALG SECURITY ID: 011311107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roderick R. Baty | Management | For | For |
| 1.2 | Elect Director Robert P. Bauer | Management | For | For |
| 1.3 | Elect Director Eric P. Etchart | Management | For | For |
| 1.4 | Elect Director Tracy C. Jokinen | Management | For | For |
| 1.5 | Elect Director Richard W. Parod | Management | For | For |
| 1.6 | Elect Director Ronald A. Robinson | Management | For | For |
| 1.7 | Elect Director Lorie L. Tekorius | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
ALASKA AIR GROUP, INC.
MEETING DATE: MAY 07, 2020 | TICKER: ALK SECURITY ID: 011659109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Patricia M. Bedient | Management | For | For |
| 1b | Elect Director James A. Beer | Management | For | For |
| 1c | Elect Director Marion C. Blakey | Management | For | For |
| 1d | Elect Director Raymond L. Conner | Management | For | For |
| 1e | Elect Director Dhiren R. Fonseca | Management | For | For |
| 1f | Elect Director Kathleen T. Hogan | Management | For | For |
| 1g | Elect Director Susan J. Li | Management | For | For |
| 1h | Elect Director Benito Minicucci | Management | For | For |
| 1i | Elect Director Helvi K. Sandvik | Management | For | For |
| 1j | Elect Director J. Kenneth Thompson | Management | For | For |
| 1k | Elect Director Bradley D. Tilden | Management | For | For |
| 1l | Elect Director Eric K. Yeaman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Report on Political Contributions Disclosure | Shareholder | Against | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| |
|---|
ALLAKOS INC.
MEETING DATE: MAY 26, 2020 | TICKER: ALLK SECURITY ID: 01671P100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John McKearn | Management | For | Withhold |
| 1.2 | Elect Director Paul Walker | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
ALLETE, INC.
MEETING DATE: MAY 12, 2020 | TICKER: ALE SECURITY ID: 018522300
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kathryn W. Dindo | Management | For | For |
| 1b | Elect Director George G. Goldfarb | Management | For | For |
| 1c | Elect Director Alan R. Hodnik | Management | For | For |
| 1d | Elect Director James J. Hoolihan | Management | For | For |
| 1e | Elect Director Heidi E. Jimmerson | Management | For | For |
| 1f | Elect Director Madeleine W. Ludlow | Management | For | For |
| 1g | Elect Director Susan K. Nestegard | Management | For | For |
| 1h | Elect Director Douglas C. Neve | Management | For | For |
| 1i | Elect Director Bethany M. Owen | Management | For | For |
| 1j | Elect Director Robert P. Powers | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
ALLIANCE DATA SYSTEMS CORPORATION
MEETING DATE: JUN 09, 2020 | TICKER: ADS SECURITY ID: 018581108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ralph J. Andretta | Management | For | For |
| 1.2 | Elect Director Roger H. Ballou | Management | For | For |
| 1.3 | Elect Director John C. Gerspach, Jr. | Management | For | For |
| 1.4 | Elect Director Rajesh Natarajan | Management | For | For |
| 1.5 | Elect Director Timothy J. Theriault | Management | For | For |
| 1.6 | Elect Director Laurie A. Tucker | Management | For | For |
| 1.7 | Elect Director Sharen J. Turney | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
ALLISON TRANSMISSION HOLDINGS, INC.
MEETING DATE: MAY 06, 2020 | TICKER: ALSN SECURITY ID: 01973R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Judy L. Altmaier | Management | For | For |
| 1b | Elect Director Stan A. Askren | Management | For | For |
| 1c | Elect Director Lawrence E. Dewey | Management | For | For |
| 1d | Elect Director David C. Everitt | Management | For | For |
| 1e | Elect Director Alvaro Garcia-Tunon | Management | For | For |
| 1f | Elect Director David S. Graziosi | Management | For | For |
| 1g | Elect Director Carolann I. Haznedar | Management | For | For |
| 1h | Elect Director Richard P. Lavin | Management | For | For |
| 1i | Elect Director Thomas W. Rabaut | Management | For | For |
| 1j | Elect Director Richard V. Reynolds | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ALTICE USA, INC.
MEETING DATE: JUN 10, 2020 | TICKER: ATUS SECURITY ID: 02156K103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Patrick Drahi | Management | For | Against |
| 1b | Elect Director Gerrit Jan Bakker | Management | For | Against |
| 1c | Elect Director Manon Brouillette | Management | For | Against |
| 1d | Elect Director David Drahi | Management | For | Against |
| 1e | Elect Director Dexter Goei | Management | For | Against |
| 1f | Elect Director Mark Mullen | Management | For | Against |
| 1g | Elect Director Dennis Okhuijsen | Management | For | Against |
| 1h | Elect Director Charles Stewart | Management | For | Against |
| 1i | Elect Director Raymond Svider | Management | For | Against |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
AMC NETWORKS INC.
MEETING DATE: JUN 11, 2020 | TICKER: AMCX SECURITY ID: 00164V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jonathan F. Miller | Management | For | For |
| 1.2 | Elect Director Leonard Tow | Management | For | For |
| 1.3 | Elect Director David E. Van Zandt | Management | For | For |
| 1.4 | Elect Director Carl E. Vogel | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
AMCOR PLC
MEETING DATE: NOV 05, 2019 | TICKER: AMCR SECURITY ID: G0250X107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Graeme Liebelt | Management | For | For |
| 1b | Elect Director Armin Meyer | Management | For | For |
| 1c | Elect Director Ronald Delia | Management | For | For |
| 1d | Elect Director Andrea Bertone | Management | For | For |
| 1e | Elect Director Karen Guerra | Management | For | For |
| 1f | Elect Director Nicholas (Tom) Long | Management | For | For |
| 1g | Elect Director Arun Nayar | Management | For | For |
| 1h | Elect Director Jeremy Sutcliffe | Management | For | For |
| 1i | Elect Director David Szczupak | Management | For | For |
| 1j | Elect Director Philip Weaver | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
AMDOCS LIMITED
MEETING DATE: JAN 31, 2020 | TICKER: DOX SECURITY ID: G02602103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert A. Minicucci | Management | For | For |
| 1.2 | Elect Director Adrian Gardner | Management | For | For |
| 1.3 | Elect Director James S. Kahan | Management | For | For |
| 1.4 | Elect Director Rafael de la Vega | Management | For | For |
| 1.5 | Elect Director Giora Yaron | Management | For | For |
| 1.6 | Elect Director Eli Gelman | Management | For | For |
| 1.7 | Elect Director Richard T.C. LeFave | Management | For | For |
| 1.8 | Elect Director John A. MacDonald | Management | For | For |
| 1.9 | Elect Director Shuky Sheffer | Management | For | For |
| 1.10 | Elect Director Yvette Kanouff | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve an Increase in the Quarterly Cash Dividend Rate | Management | For | For |
| 4 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
AMEDISYS, INC.
MEETING DATE: JUN 09, 2020 | TICKER: AMED SECURITY ID: 023436108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Vickie L. Capps | Management | For | For |
| 1B | Elect Director Molly J. Coye | Management | For | For |
| 1C | Elect Director Julie D. Klapstein | Management | For | For |
| 1D | Elect Director Teresa L. Kline | Management | For | For |
| 1E | Elect Director Paul B. Kusserow | Management | For | For |
| 1F | Elect Director Richard A. Lechleiter | Management | For | For |
| 1G | Elect Director Bruce D. Perkins | Management | For | For |
| 1H | Elect Director Jeffrey A. Rideout | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMERICAN ASSETS TRUST, INC.
MEETING DATE: JUN 09, 2020 | TICKER: AAT SECURITY ID: 024013104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ernest S. Rady | Management | For | For |
| 1.2 | Elect Director Duane A. Nelles | Management | For | Withhold |
| 1.3 | Elect Director Thomas S. Olinger | Management | For | Withhold |
| 1.4 | Elect Director Joy L. Schaefer | Management | For | For |
| 1.5 | Elect Director Robert S. Sullivan | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMERICAN CAMPUS COMMUNITIES, INC.
MEETING DATE: JUN 01, 2020 | TICKER: ACC SECURITY ID: 024835100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William C. Bayless, Jr. | Management | For | For |
| 1b | Elect Director G. Steven Dawson | Management | For | For |
| 1c | Elect Director Cydney C. Donnell | Management | For | For |
| 1d | Elect Director Mary C. Egan | Management | For | For |
| 1e | Elect Director Edward Lowenthal | Management | For | For |
| 1f | Elect Director Oliver Luck | Management | For | For |
| 1g | Elect Director C. Patrick Oles, Jr. | Management | For | For |
| 1h | Elect Director John T. Rippel | Management | For | For |
| 1i | Elect Director Carla Pineyro Sublett | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMERICAN FINANCIAL GROUP, INC.
MEETING DATE: MAY 20, 2020 | TICKER: AFG SECURITY ID: 025932104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carl H. Lindner, III | Management | For | For |
| 1.2 | Elect Director S. Craig Lindner | Management | For | For |
| 1.3 | Elect Director Kenneth C. Ambrecht | Management | For | For |
| 1.4 | Elect Director John B. Berding | Management | For | For |
| 1.5 | Elect Director Joseph E. (Jeff) Consolino | Management | For | For |
| 1.6 | Elect Director Virginia C. "Gina" Drosos | Management | For | For |
| 1.7 | Elect Director James E. Evans | Management | For | For |
| 1.8 | Elect Director Terry S. Jacobs | Management | For | For |
| 1.9 | Elect Director Gregory G. Joseph | Management | For | For |
| 1.10 | Elect Director Mary Beth Martin | Management | For | For |
| 1.11 | Elect Director William W. Verity | Management | For | For |
| 1.12 | Elect Director John I. Von Lehman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMERICAN HOMES 4 RENT
MEETING DATE: MAY 07, 2020 | TICKER: AMH SECURITY ID: 02665T306
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tamara Hughes Gustavson | Management | For | For |
| 1.2 | Elect Director David P. Singelyn | Management | For | For |
| 1.3 | Elect Director Douglas N. Benham | Management | For | For |
| 1.4 | Elect Director John "Jack" Corrigan | Management | For | For |
| 1.5 | Elect Director David Goldberg | Management | For | For |
| 1.6 | Elect Director Matthew J. Hart | Management | For | For |
| 1.7 | Elect Director James H. Kropp | Management | For | For |
| 1.8 | Elect Director Winifred "Wendy" M. Webb | Management | For | For |
| 1.9 | Elect Director Jay Willoughby | Management | For | For |
| 1.10 | Elect Director Kenneth M. Woolley | Management | For | For |
| 1.11 | Elect Director Matthew R. Zaist | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMERICAN NATIONAL INSURANCE COMPANY
MEETING DATE: APR 23, 2020 | TICKER: ANAT SECURITY ID: 028591105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William C. Ansell | Management | For | For |
| 1.2 | Elect Director Arthur O. Dummer | Management | For | For |
| 1.3 | Elect Director Irwin M. Herz, Jr. | Management | For | For |
| 1.4 | Elect Director E. Douglas McLeod | Management | For | For |
| 1.5 | Elect Director Frances A. Moody-Dahlberg | Management | For | For |
| 1.6 | Elect Director Ross R. Moody | Management | For | For |
| 1.7 | Elect Director James P. Payne | Management | For | For |
| 1.8 | Elect Director E. J. "Jere" Pederson | Management | For | For |
| 1.9 | Elect Director James E. Pozzi | Management | For | For |
| 1.10 | Elect Director James D. Yarbrough | Management | For | For |
| 2 | Approve Formation of Holding Company | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
AMERICAN OUTDOOR BRANDS CORPORATION
MEETING DATE: SEP 24, 2019 | TICKER: AOBC SECURITY ID: 02874P103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry M. Monheit | Management | For | For |
| 1.2 | Elect Director Robert L. Scott | Management | For | For |
| 1.3 | Elect Director Anita D. Britt | Management | For | For |
| 1.4 | Elect Director P. James Debney | Management | For | For |
| 1.5 | Elect Director John B. Furman | Management | For | For |
| 1.6 | Elect Director Gregory J. Gluchowski, Jr. | Management | For | For |
| 1.7 | Elect Director Michael F. Golden | Management | For | For |
| 1.8 | Elect Director Mitchell A. Saltz | Management | For | For |
| 1.9 | Elect Director I. Marie Wadecki | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Adopt a Comprehensive Human Rights Policy | Shareholder | Against | For |
| |
|---|
AMERICAN PUBLIC EDUCATION, INC.
MEETING DATE: MAY 15, 2020 | TICKER: APEI SECURITY ID: 02913V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Eric C. Andersen | Management | For | For |
| 1b | Elect Director Barbara G. Fast | Management | For | For |
| 1c | Elect Director Jean C. Halle | Management | For | For |
| 1d | Elect Director Barbara 'Bobbi' L. Kurshan | Management | For | For |
| 1e | Elect Director Timothy J. Landon | Management | For | For |
| 1f | Elect Director William G. Robinson, Jr. | Management | For | For |
| 1g | Elect Director Angela Selden | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| |
|---|
AMERICAN STATES WATER COMPANY
MEETING DATE: MAY 19, 2020 | TICKER: AWR SECURITY ID: 029899101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John R. Fielder | Management | For | For |
| 1.2 | Elect Director C. James Levin | Management | For | For |
| 1.3 | Elect Director Janice F. Wilkins | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
AMERISAFE, INC.
MEETING DATE: JUN 05, 2020 | TICKER: AMSF SECURITY ID: 03071H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Brown | Management | For | For |
| 1.2 | Elect Director G. Janelle Frost | Management | For | For |
| 1.3 | Elect Director Sean M. Traynor | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
AMKOR TECHNOLOGY, INC.
MEETING DATE: MAY 19, 2020 | TICKER: AMKR SECURITY ID: 031652100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James J. Kim | Management | For | For |
| 1.2 | Elect Director Susan Y. Kim | Management | For | For |
| 1.3 | Elect Director Stephen D. Kelley | Management | For | For |
| 1.4 | Elect Director Douglas A. Alexander | Management | For | For |
| 1.5 | Elect Director Roger A. Carolin | Management | For | For |
| 1.6 | Elect Director Winston J. Churchill | Management | For | For |
| 1.7 | Elect Director Daniel Liao | Management | For | For |
| 1.8 | Elect Director MaryFrances McCourt | Management | For | For |
| 1.9 | Elect Director Robert R. Morse | Management | For | For |
| 1.10 | Elect Director Gil C. Tily | Management | For | For |
| 1.11 | Elect Director David N. Watson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
AMN HEALTHCARE SERVICES, INC.
MEETING DATE: APR 22, 2020 | TICKER: AMN SECURITY ID: 001744101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mark G. Foletta | Management | For | For |
| 1b | Elect Director Teri G. Fontenot | Management | For | For |
| 1c | Elect Director R. Jeffrey Harris | Management | For | For |
| 1d | Elect Director Michael M.E. Johns | Management | For | For |
| 1e | Elect Director Daphne E. Jones | Management | For | For |
| 1f | Elect Director Martha H. Marsh | Management | For | For |
| 1g | Elect Director Susan R. Salka | Management | For | For |
| 1h | Elect Director Douglas D. Wheat | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
| 5 | Approve Reduction of Threshold to Call Special Meetings to 10% of Outstanding Shares | Shareholder | Against | For |
| |
|---|
ANIKA THERAPEUTICS, INC.
MEETING DATE: JUN 16, 2020 | TICKER: ANIK SECURITY ID: 035255108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Susan N. Vogt | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ANIXTER INTERNATIONAL INC.
MEETING DATE: APR 09, 2020 | TICKER: AXE SECURITY ID: 035290105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
APOLLO COMMERCIAL REAL ESTATE FINANCE, INC.
MEETING DATE: JUN 02, 2020 | TICKER: ARI SECURITY ID: 03762U105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark C. Biderman | Management | For | For |
| 1.2 | Elect Director Brenna Haysom | Management | For | For |
| 1.3 | Elect Director Robert A. Kasdin | Management | For | Withhold |
| 1.4 | Elect Director Katherine G. Newman | Management | For | For |
| 1.5 | Elect Director Eric L. Press | Management | For | For |
| 1.6 | Elect Director Scott S. Prince | Management | For | Withhold |
| 1.7 | Elect Director Stuart A. Rothstein | Management | For | For |
| 1.8 | Elect Director Michael E. Salvati | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
APPLE HOSPITALITY REIT, INC.
MEETING DATE: MAY 14, 2020 | TICKER: APLE SECURITY ID: 03784Y200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Glenn W. Bunting | Management | For | For |
| 1.2 | Elect Director Jon A. Fosheim | Management | For | For |
| 1.3 | Elect Director Kristian M. Gathright | Management | For | For |
| 1.4 | Elect Director Glade M. Knight | Management | For | For |
| 1.5 | Elect Director Justin G. Knight | Management | For | For |
| 1.6 | Elect Director Blythe J. McGarvie | Management | For | For |
| 1.7 | Elect Director Daryl A. Nickel | Management | For | For |
| 1.8 | Elect Director L. Hugh Redd | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
APTARGROUP, INC.
MEETING DATE: MAY 06, 2020 | TICKER: ATR SECURITY ID: 038336103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director George L. Fotiades | Management | For | For |
| 1b | Elect Director B. Craig Owens | Management | For | For |
| 1c | Elect Director Joanne C. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
ARCH COAL INC.
MEETING DATE: APR 30, 2020 | TICKER: ARCH SECURITY ID: 039380407
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patrick J. Bartels, Jr. | Management | For | For |
| 1.2 | Elect Director James N. Chapman | Management | For | For |
| 1.3 | Elect Director John W. Eaves | Management | For | For |
| 1.4 | Elect Director Sherman K. Edmiston, III | Management | For | For |
| 1.5 | Elect Director Robert B. Hamill | Management | For | For |
| 1.6 | Elect Director Holly Keller Koeppel | Management | For | For |
| 1.7 | Elect Director Patrick A. Kriegshauser | Management | For | For |
| 1.8 | Elect Director Paul A. Lang | Management | For | For |
| 1.9 | Elect Director Richard A. Navarre | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| |
|---|
ARCOSA, INC.
MEETING DATE: MAY 05, 2020 | TICKER: ACA SECURITY ID: 039653100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Joseph Alvarado | Management | For | For |
| 1b | Elect Director Jeffrey A. Craig | Management | For | For |
| 1c | Elect Director John W. Lindsay | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
ARENA PHARMACEUTICALS, INC.
MEETING DATE: JUN 12, 2020 | TICKER: ARNA SECURITY ID: 040047607
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jayson Dallas | Management | For | For |
| 1.2 | Elect Director Oliver Fetzer | Management | For | For |
| 1.3 | Elect Director Kieran T. Gallahue | Management | For | For |
| 1.4 | Elect Director Jennifer Jarrett | Management | For | For |
| 1.5 | Elect Director Amit D. Munshi | Management | For | For |
| 1.6 | Elect Director Garry A. Neil | Management | For | For |
| 1.7 | Elect Director Tina S. Nova | Management | For | For |
| 1.8 | Elect Director Manmeet S. Soni | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
ARES COMMERCIAL REAL ESTATE CORPORATION
MEETING DATE: APR 23, 2020 | TICKER: ACRE SECURITY ID: 04013V108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William S. Benjamin | Management | For | For |
| 1.2 | Elect Director Caroline E. Blakely | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ARMADA HOFFLER PROPERTIES, INC.
MEETING DATE: JUN 19, 2020 | TICKER: AHH SECURITY ID: 04208T108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George F. Allen | Management | For | Withhold |
| 1.2 | Elect Director James A. Carroll | Management | For | For |
| 1.3 | Elect Director James C. Cherry | Management | For | Withhold |
| 1.4 | Elect Director Louis S. Haddad | Management | For | For |
| 1.5 | Elect Director Eva S. Hardy | Management | For | Withhold |
| 1.6 | Elect Director Daniel A. Hoffler | Management | For | For |
| 1.7 | Elect Director A. Russell Kirk | Management | For | For |
| 1.8 | Elect Director Dorothy S. McAuliffe | Management | For | For |
| 1.9 | Elect Director John W. Snow | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ARMSTRONG WORLD INDUSTRIES, INC.
MEETING DATE: JUL 11, 2019 | TICKER: AWI SECURITY ID: 04247X102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stan A. Askren | Management | For | For |
| 1.2 | Elect Director Victor D. Grizzle | Management | For | For |
| 1.3 | Elect Director Tao Huang | Management | For | For |
| 1.4 | Elect Director Barbara L. Loughran | Management | For | For |
| 1.5 | Elect Director Larry S. McWilliams | Management | For | For |
| 1.6 | Elect Director James C. Melville | Management | For | For |
| 1.7 | Elect Director John J. Roberts | Management | For | For |
| 1.8 | Elect Director Wayne R. Shurts | Management | For | For |
| 1.9 | Elect Director Roy W. Templin | Management | For | For |
| 1.10 | Elect Director Cherryl T. Thomas | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ARMSTRONG WORLD INDUSTRIES, INC.
MEETING DATE: JUN 25, 2020 | TICKER: AWI SECURITY ID: 04247X102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stan A. Askren | Management | For | For |
| 1.2 | Elect Director Victor D. Grizzle | Management | For | For |
| 1.3 | Elect Director Tao Huang | Management | For | For |
| 1.4 | Elect Director Barbara L. Loughran | Management | For | For |
| 1.5 | Elect Director Larry S. McWilliams | Management | For | For |
| 1.6 | Elect Director James C. Melville | Management | For | For |
| 1.7 | Elect Director Wayne R. Shurts | Management | For | For |
| 1.8 | Elect Director Roy W. Templin | Management | For | For |
| 1.9 | Elect Director Cherryl T. Thomas | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ARROW ELECTRONICS, INC.
MEETING DATE: MAY 13, 2020 | TICKER: ARW SECURITY ID: 042735100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry W. Perry | Management | For | For |
| 1.2 | Elect Director William F. Austen | Management | For | For |
| 1.3 | Elect Director Steven H. Gunby | Management | For | For |
| 1.4 | Elect Director Gail E. Hamilton | Management | For | For |
| 1.5 | Elect Director Richard S. Hill | Management | For | For |
| 1.6 | Elect Director M.F. (Fran) Keeth | Management | For | For |
| 1.7 | Elect Director Andrew C. Kerin | Management | For | For |
| 1.8 | Elect Director Laurel J. Krzeminski | Management | For | For |
| 1.9 | Elect Director Michael J. Long | Management | For | For |
| 1.10 | Elect Director Stephen C. Patrick | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ARROWHEAD PHARMACEUTICALS, INC.
MEETING DATE: MAR 19, 2020 | TICKER: ARWR SECURITY ID: 04280A100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher Anzalone | Management | For | For |
| 1.2 | Elect Director Marianne De Backer | Management | For | For |
| 1.3 | Elect Director Mauro Ferrari | Management | For | For |
| 1.4 | Elect Director Douglass Given | Management | For | For |
| 1.5 | Elect Director Michael S. Perry | Management | For | For |
| 1.6 | Elect Director William Waddill | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Ratify Rose, Snyder & Jacobs LLP as Auditors | Management | For | For |
| |
|---|
ARTISAN PARTNERS ASSET MANAGEMENT INC.
MEETING DATE: JUN 02, 2020 | TICKER: APAM SECURITY ID: 04316A108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Matthew R. Barger | Management | For | For |
| 1.2 | Elect Director Eric R. Colson | Management | For | For |
| 1.3 | Elect Director Tench Coxe | Management | For | Withhold |
| 1.4 | Elect Director Stephanie G. DiMarco | Management | For | Withhold |
| 1.5 | Elect Director Jeffrey A. Joerres | Management | For | Withhold |
| 1.6 | Elect Director Andrew A. Ziegler | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| |
|---|
ASBURY AUTOMOTIVE GROUP, INC.
MEETING DATE: APR 21, 2020 | TICKER: ABG SECURITY ID: 043436104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas J. Reddin | Management | For | For |
| 1.2 | Elect Director Joel Alsfine | Management | For | For |
| 1.3 | Elect Director Thomas C. DeLoach, Jr. | Management | For | For |
| 1.4 | Elect Director David W. Hult | Management | For | For |
| 1.5 | Elect Director Juanita T. James | Management | For | For |
| 1.6 | Elect Director Philip F. Maritz | Management | For | For |
| 1.7 | Elect Director Maureen F. Morrison | Management | For | For |
| 1.8 | Elect Director Bridget Ryan-Berman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
ASPEN TECHNOLOGY, INC.
MEETING DATE: DEC 12, 2019 | TICKER: AZPN SECURITY ID: 045327103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald P. Casey | Management | For | For |
| 1.2 | Elect Director Robert M. Whelan, Jr. | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
ASSURANT, INC.
MEETING DATE: MAY 07, 2020 | TICKER: AIZ SECURITY ID: 04621X108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Elaine D. Rosen | Management | For | For |
| 1b | Elect Director Paget L. Alves | Management | For | For |
| 1c | Elect Director Juan N. Cento | Management | For | For |
| 1d | Elect Director Alan B. Colberg | Management | For | For |
| 1e | Elect Director Harriet Edelman | Management | For | For |
| 1f | Elect Director Lawrence V. Jackson | Management | For | For |
| 1g | Elect Director Jean-Paul L. Montupet | Management | For | For |
| 1h | Elect Director Debra J. Perry | Management | For | For |
| 1i | Elect Director Ognjen (Ogi) Redzic | Management | For | For |
| 1j | Elect Director Paul J. Reilly | Management | For | For |
| 1k | Elect Director Robert W. Stein | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ATHENE HOLDING LTD.
MEETING DATE: FEB 12, 2020 | TICKER: ATH SECURITY ID: G0684D107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Bylaws | Management | For | For |
| 2 | Approve Conversion of Class B Common Shares | Management | For | For |
| 3 | Approve Conversion of Class M Common Shares | Management | For | For |
| 4 | Approve Issuance of Shares Pursuant to Transactions with Related Parties | Management | For | For |
| 5 | Adjourn Meeting | Management | For | Against |
| A | Shareholder Represents that Neither they nor Any of its Tax Attributed Affiliates Owns Any Class B Shares or Any Equity Interests of Apollo Global Management or AP Alternative Assets. If You do not Mark Yes your Vote may Not Count. For = Yes; Against= No | Management | None | Against |
| B | Shareholder Represents that it is Neither an Employee of Apollo Group nor a Management Shareholder, If You do not Mark Yes your Vote may Not Count For = Yes and Against= No | Management | None | For |
| |
|---|
ATHENE HOLDING LTD.
MEETING DATE: JUN 02, 2020 | TICKER: ATH SECURITY ID: G0684D107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott Kleinman | Management | For | For |
| 1.2 | Elect Director Lawrence J. Ruisi | Management | For | For |
| 1.3 | Elect Director Hope Schefler Taitz | Management | For | For |
| 1.4 | Elect Director Arthur Wrubel | Management | For | Against |
| 1.5 | Elect Director Fehmi Zeko | Management | For | Against |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Authorize Board to Fix Remuneration of the Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ATRION CORPORATION
MEETING DATE: MAY 21, 2020 | TICKER: ATRI SECURITY ID: 049904105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Emile A. Battat | Management | For | For |
| 1b | Elect Director Ronald N. Spaulding | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AUTOLIV, INC.
MEETING DATE: MAY 07, 2020 | TICKER: ALV SECURITY ID: 052800109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mikael Bratt | Management | For | For |
| 1.2 | Elect Director Jan Carlson | Management | For | For |
| 1.3 | Elect Director Hasse Johansson | Management | For | For |
| 1.4 | Elect Director Leif Johansson | Management | For | For |
| 1.5 | Elect Director David E. Kepler | Management | For | For |
| 1.6 | Elect Director Franz-Josef Kortum | Management | For | For |
| 1.7 | Elect Director Min Liu | Management | For | For |
| 1.8 | Elect Director Xiaozhi Liu | Management | For | For |
| 1.9 | Elect Director James M. Ringler | Management | For | For |
| 1.10 | Elect Director Thaddeus J. "Ted" Senko | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young AB as Auditor | Management | For | For |
| |
|---|
AUTONATION, INC.
MEETING DATE: APR 22, 2020 | TICKER: AN SECURITY ID: 05329W102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Mike Jackson | Management | For | For |
| 1B | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
| 1C | Elect Director Rick L. Burdick | Management | For | For |
| 1D | Elect Director David B. Edelson | Management | For | For |
| 1E | Elect Director Steven L. Gerard | Management | For | For |
| 1F | Elect Director Robert R. Grusky | Management | For | For |
| 1G | Elect Director Lisa Lutoff-Perlo | Management | For | For |
| 1H | Elect Director G. Mike Mikan | Management | For | For |
| 1I | Elect Director Cheryl Miller | Management | For | For |
| 1J | Elect Director Jacqueline A. Travisano | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Call A Special Meeting | Shareholder | Against | For |
| |
|---|
AVANTOR, INC.
MEETING DATE: MAY 07, 2020 | TICKER: AVTR SECURITY ID: 05352A100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Juan Andres | Management | For | For |
| 1.2 | Elect Director Andre Moura | Management | For | Withhold |
| 1.3 | Elect Director Jonathan Peacock | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
AVISTA CORPORATION
MEETING DATE: MAY 11, 2020 | TICKER: AVA SECURITY ID: 05379B107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kristianne Blake | Management | For | For |
| 1b | Elect Director Donald C. Burke | Management | For | For |
| 1c | Elect Director Rebecca A. Klein | Management | For | For |
| 1d | Elect Director Scott H. Maw | Management | For | For |
| 1e | Elect Director Scott L. Morris | Management | For | For |
| 1f | Elect Director Jeffry L. Philipps | Management | For | For |
| 1g | Elect Director Marc F. Racicot | Management | For | For |
| 1h | Elect Director Heidi B. Stanley | Management | For | For |
| 1i | Elect Director R. John Taylor | Management | For | For |
| 1j | Elect Director Dennis P. Vermillion | Management | For | For |
| 1k | Elect Director Janet D. Widmann | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AVNET, INC.
MEETING DATE: NOV 19, 2019 | TICKER: AVT SECURITY ID: 053807103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Rodney C. Adkins | Management | For | For |
| 1b | Elect Director William J. Amelio | Management | For | For |
| 1c | Elect Director Carlo Bozotti | Management | For | For |
| 1d | Elect Director Michael A. Bradley | Management | For | For |
| 1e | Elect Director Brenda L. Freeman | Management | For | For |
| 1f | Elect Director Jo Ann Jenkins | Management | For | For |
| 1g | Elect Director Oleg Khaykin | Management | For | For |
| 1h | Elect Director James A. Lawrence | Management | For | For |
| 1i | Elect Director Avid Modjtabai | Management | For | For |
| 1j | Elect Director Adalio T. Sanchez | Management | For | For |
| 1k | Elect Director William H. Schumann, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
AVX CORP.
MEETING DATE: JUL 24, 2019 | TICKER: AVX SECURITY ID: 002444107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. DeCenzo | Management | For | For |
| 1.2 | Elect Director Koichi Kano | Management | For | Withhold |
| 1.3 | Elect Director Hideo Tanimoto | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | Against |
| |
|---|
AXALTA COATING SYSTEMS LTD.
MEETING DATE: APR 29, 2020 | TICKER: AXTA SECURITY ID: G0750C108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mark Garrett | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BADGER METER, INC.
MEETING DATE: APR 24, 2020 | TICKER: BMI SECURITY ID: 056525108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Todd A. Adams | Management | For | For |
| 1.2 | Elect Director Kenneth C. Bockhorst | Management | For | For |
| 1.3 | Elect Director Gale E. Klappa | Management | For | For |
| 1.4 | Elect Director Gail A. Lione | Management | For | For |
| 1.5 | Elect Director James W. McGill | Management | For | For |
| 1.6 | Elect Director Tessa M. Myers | Management | For | For |
| 1.7 | Elect Director James F. Stern | Management | For | For |
| 1.8 | Elect Director Glen E. Tellock | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Report on Non-Management Employee Representation on the Board of Directors | Shareholder | Against | Against |
| |
|---|
BALCHEM CORPORATION
MEETING DATE: JUN 18, 2020 | TICKER: BCPC SECURITY ID: 057665200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David B. Fischer | Management | For | For |
| 1.2 | Elect Director Perry W. Premdas | Management | For | For |
| 1.3 | Elect Director John Y. Televantos | Management | For | For |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BANK OF HAWAII CORPORATION
MEETING DATE: APR 24, 2020 | TICKER: BOH SECURITY ID: 062540109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director S. Haunani Apoliona | Management | For | For |
| 1.2 | Elect Director Mark A. Burak | Management | For | For |
| 1.3 | Elect Director John C. Erickson | Management | For | For |
| 1.4 | Elect Director Joshua D. Feldman | Management | For | For |
| 1.5 | Elect Director Peter S. Ho | Management | For | For |
| 1.6 | Elect Director Michelle E. Hulst | Management | For | For |
| 1.7 | Elect Director Kent T. Lucien | Management | For | For |
| 1.8 | Elect Director Alicia E. Moy | Management | For | For |
| 1.9 | Elect Director Victor K. Nichols | Management | For | For |
| 1.10 | Elect Director Barbara J. Tanabe | Management | For | For |
| 1.11 | Elect Director Dana M. Tokioka | Management | For | For |
| 1.12 | Elect Director Raymond P. Vara, Jr. | Management | For | For |
| 1.13 | Elect Director Robert W. Wo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
BARRETT BUSINESS SERVICES, INC.
MEETING DATE: MAY 27, 2020 | TICKER: BBSI SECURITY ID: 068463108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas J. Carley | Management | For | For |
| 1.2 | Elect Director Thomas B. Cusick | Management | For | For |
| 1.3 | Elect Director Diane L. Dewbrey | Management | For | For |
| 1.4 | Elect Director James B. Hicks | Management | For | For |
| 1.5 | Elect Director Jon L. Justesen | Management | For | For |
| 1.6 | Elect Director Gary E. Kramer | Management | For | For |
| 1.7 | Elect Director Anthony Meeker | Management | For | For |
| 1.8 | Elect Director Vincent P. Price | Management | For | For |
| 2 | Provide Proxy Access Right | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
BED BATH & BEYOND INC.
MEETING DATE: JUL 25, 2019 | TICKER: BBBY SECURITY ID: 075896100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Patrick R. Gaston | Management | For | For |
| 1b | Elect Director Mary A. Winston | Management | For | For |
| 1c | Elect Director Stephanie Bell-Rose | Management | For | For |
| 1d | Elect Director Harriet Edelman | Management | For | For |
| 1e | Elect Director John E. Fleming | Management | For | For |
| 1f | Elect Director Sue E. Gove | Management | For | For |
| 1g | Elect Director Jeffrey A. Kirwan | Management | For | For |
| 1h | Elect Director Johnathan B. (JB) Osborne | Management | For | For |
| 1i | Elect Director Harsha Ramalingam | Management | For | For |
| 1j | Elect Director Virginia P. Ruesterholz | Management | For | For |
| 1k | Elect Director Joshua E. Schechter | Management | For | For |
| 1l | Elect Director Andrea Weiss | Management | For | For |
| 1m | Elect Director Ann Yerger | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BENCHMARK ELECTRONICS, INC.
MEETING DATE: MAY 13, 2020 | TICKER: BHE SECURITY ID: 08160H101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce A. Carlson | Management | For | For |
| 1.2 | Elect Director Douglas G. Duncan | Management | For | For |
| 1.3 | Elect Director Robert K. Gifford | Management | For | For |
| 1.4 | Elect Director Kenneth T. Lamneck | Management | For | For |
| 1.5 | Elect Director Jeffrey S. McCreary | Management | For | For |
| 1.6 | Elect Director Merilee Raines | Management | For | For |
| 1.7 | Elect Director David W. Scheible | Management | For | For |
| 1.8 | Elect Director Jeffrey W. Benck | Management | For | For |
| 1.9 | Elect Director Anne De Greef-Safft | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
BERRY GLOBAL GROUP, INC.
MEETING DATE: MAR 04, 2020 | TICKER: BERY SECURITY ID: 08579W103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director B. Evan Bayh | Management | For | For |
| 1.2 | Elect Director Jonathan F. Foster | Management | For | For |
| 1.3 | Elect Director Idalene F. Kesner | Management | For | For |
| 1.4 | Elect Director Carl J. (Rick) Rickertsen | Management | For | For |
| 1.5 | Elect Director Ronald S. Rolfe | Management | For | For |
| 1.6 | Elect Director Thomas E. Salmon | Management | For | For |
| 1.7 | Elect Director Paula A. Sneed | Management | For | For |
| 1.8 | Elect Director Robert A. Steele | Management | For | For |
| 1.9 | Elect Director Stephen E. Sterrett | Management | For | For |
| 1.10 | Elect Director Scott B. Ullem | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
BG STAFFING, INC.
MEETING DATE: JUL 31, 2019 | TICKER: BGSF SECURITY ID: 05544A109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard L. Baum, Jr. | Management | For | Withhold |
| 1.2 | Elect Director Paul A. Seid | Management | For | Withhold |
| 2 | Ratify Whitley Penn LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
BIO-RAD LABORATORIES, INC.
MEETING DATE: APR 28, 2020 | TICKER: BIO SECURITY ID: 090572207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Arnold A. Pinkston | Management | For | For |
| 1.2 | Elect Director Melinda Litherland | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BIO-TECHNE CORPORATION
MEETING DATE: OCT 24, 2019 | TICKER: TECH SECURITY ID: 09073M104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Nine | Management | For | For |
| 2a | Elect Director Robert V. Baumgartner | Management | For | For |
| 2b | Elect Director John L. Higgins | Management | For | For |
| 2c | Elect Director Joseph D. Keegan | Management | For | For |
| 2d | Elect Director Charles R. Kummeth | Management | For | For |
| 2e | Elect Director Roeland Nusse | Management | For | For |
| 2f | Elect Director Alpna Seth | Management | For | For |
| 2g | Elect Director Randolph C. Steer | Management | For | For |
| 2h | Elect Director Rupert Vessey | Management | For | For |
| 2i | Elect Director Harold J. Wiens | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
BLACK HILLS CORPORATION
MEETING DATE: APR 28, 2020 | TICKER: BKH SECURITY ID: 092113109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tony A. Jensen | Management | For | For |
| 1.2 | Elect Director Kathleen S. McAllister | Management | For | For |
| 1.3 | Elect Director Rebecca B. Roberts | Management | For | For |
| 1.4 | Elect Director Teresa A. Taylor | Management | For | For |
| 1.5 | Elect Director John B. Vering | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BLACKBAUD, INC.
MEETING DATE: JUN 10, 2020 | TICKER: BLKB SECURITY ID: 09227Q100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Timothy Chou | Management | For | For |
| 1b | Elect Director Joyce M. Nelson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| |
|---|
BLACKSTONE MORTGAGE TRUST, INC.
MEETING DATE: JUN 11, 2020 | TICKER: BXMT SECURITY ID: 09257W100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael B. Nash | Management | For | For |
| 1.2 | Elect Director Stephen D. Plavin | Management | For | For |
| 1.3 | Elect Director Leonard W. Cotton | Management | For | For |
| 1.4 | Elect Director Thomas E. Dobrowski | Management | For | For |
| 1.5 | Elect Director Martin L. Edelman | Management | For | For |
| 1.6 | Elect Director Henry N. Nassau | Management | For | For |
| 1.7 | Elect Director Jonathan L. Pollack | Management | For | For |
| 1.8 | Elect Director Lynne B. Sagalyn | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BLOOMIN' BRANDS, INC.
MEETING DATE: MAY 29, 2020 | TICKER: BLMN SECURITY ID: 094235108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James R. Craigie | Management | For | For |
| 1.2 | Elect Director David J. Deno | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| 6 | Report on Greenhouse Gas Emissions Disclosure | Shareholder | Against | Against |
| |
|---|
BMC STOCK HOLDINGS, INC.
MEETING DATE: MAY 14, 2020 | TICKER: BMCH SECURITY ID: 05591B109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mark A. Alexander | Management | For | For |
| 1b | Elect Director David W. Bullock | Management | For | For |
| 1c | Elect Director David L. Keltner | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
BOOZ ALLEN HAMILTON HOLDING CORPORATION
MEETING DATE: JUL 25, 2019 | TICKER: BAH SECURITY ID: 099502106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Melody C. Barnes | Management | For | For |
| 1b | Elect Director Ellen Jewett | Management | For | For |
| 1c | Elect Director Arthur E. Johnson | Management | For | For |
| 1d | Elect Director Charles O. Rossotti | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Classes of Common Stock | Management | For | For |
| |
|---|
BORGWARNER INC.
MEETING DATE: APR 29, 2020 | TICKER: BWA SECURITY ID: 099724106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Dennis C. Cuneo | Management | For | For |
| 1b | Elect Director Michael S. Hanley | Management | For | For |
| 1c | Elect Director Frederic B. Lissalde | Management | For | For |
| 1d | Elect Director Paul A. Mascarenas | Management | For | For |
| 1e | Elect Director John R. McKernan, Jr. | Management | For | For |
| 1f | Elect Director Deborah D. McWhinney | Management | For | For |
| 1g | Elect Director Alexis P. Michas | Management | For | For |
| 1h | Elect Director Vicki L. Sato | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| |
|---|
BRIGHT HORIZONS FAMILY SOLUTIONS INC.
MEETING DATE: JUN 16, 2020 | TICKER: BFAM SECURITY ID: 109194100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephen H. Kramer | Management | For | For |
| 1b | Elect Director Sara Lawrence-Lightfoot | Management | For | For |
| 1c | Elect Director David H. Lissy | Management | For | For |
| 1d | Elect Director Cathy E. Minehan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
BRINKER INTERNATIONAL, INC.
MEETING DATE: NOV 20, 2019 | TICKER: EAT SECURITY ID: 109641100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John W. Chidsey *Withdrawn Resolution* | Management | None | None |
| 1.2 | Elect Director Cynthia (Cindy) L. Davis | Management | For | For |
| 1.3 | Elect Director Joseph M. DePinto | Management | For | For |
| 1.4 | Elect Director Harriet Edelman | Management | For | For |
| 1.5 | Elect Director William T. Giles | Management | For | For |
| 1.6 | Elect Director James C. Katzman | Management | For | For |
| 1.7 | Elect Director George R. Mrkonic | Management | For | For |
| 1.8 | Elect Director Prashant N. Ranade | Management | For | For |
| 1.9 | Elect Director Wyman T. Roberts | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BRIXMOR PROPERTY GROUP INC.
MEETING DATE: APR 28, 2020 | TICKER: BRX SECURITY ID: 11120U105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James M. Taylor, Jr. | Management | For | For |
| 1.2 | Elect Director John G. Schreiber | Management | For | For |
| 1.3 | Elect Director Michael Berman | Management | For | For |
| 1.4 | Elect Director Julie Bowerman | Management | For | For |
| 1.5 | Elect Director Sheryl M. Crosland | Management | For | For |
| 1.6 | Elect Director Thomas W. Dickson | Management | For | For |
| 1.7 | Elect Director Daniel B. Hurwitz | Management | For | For |
| 1.8 | Elect Director William D. Rahm | Management | For | For |
| 1.9 | Elect Director Gabrielle Sulzberger | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
BRUKER CORPORATION
MEETING DATE: MAY 21, 2020 | TICKER: BRKR SECURITY ID: 116794108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cynthia M. Friend | Management | For | For |
| 1.2 | Elect Director Marc A. Kastner | Management | For | For |
| 1.3 | Elect Director Hermann Requardt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
BUILDERS FIRSTSOURCE, INC.
MEETING DATE: JUN 17, 2020 | TICKER: BLDR SECURITY ID: 12008R107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul S. Levy | Management | For | For |
| 1.2 | Elect Director Cleveland A. Christophe | Management | For | For |
| 1.3 | Elect Director Craig A. Steinke | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
BWX TECHNOLOGIES, INC.
MEETING DATE: MAY 01, 2020 | TICKER: BWXT SECURITY ID: 05605H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Rex D. Geveden | Management | For | For |
| 1b | Elect Director Leland D. Melvin | Management | For | For |
| 1c | Elect Director Robert L. Nardelli | Management | For | For |
| 1d | Elect Director Barbara A. Niland | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
C.H. ROBINSON WORLDWIDE, INC.
MEETING DATE: MAY 07, 2020 | TICKER: CHRW SECURITY ID: 12541W209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott P. Anderson | Management | For | For |
| 1.2 | Elect Director Robert C. Biesterfeld, Jr. | Management | For | For |
| 1.3 | Elect Director Wayne M. Fortun | Management | For | For |
| 1.4 | Elect Director Timothy C. Gokey | Management | For | For |
| 1.5 | Elect Director Mary J. Steele Guilfoile | Management | For | For |
| 1.6 | Elect Director Jodee A. Kozlak | Management | For | For |
| 1.7 | Elect Director Brian P. Short | Management | For | For |
| 1.8 | Elect Director James B. Stake | Management | For | For |
| 1.9 | Elect Director Paula C. Tolliver | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
CABLE ONE, INC.
MEETING DATE: MAY 15, 2020 | TICKER: CABO SECURITY ID: 12685J105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mary E. Meduski | Management | For | For |
| 1b | Elect Director Alan G. Spoon | Management | For | For |
| 1c | Elect Director Wallace R. Weitz | Management | For | Against |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| |
|---|
CABOT MICROELECTRONICS CORPORATION
MEETING DATE: MAR 04, 2020 | TICKER: CCMP SECURITY ID: 12709P103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul J. Reilly | Management | For | For |
| 1.2 | Elect Director Geoffrey Wild | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
CABOT OIL & GAS CORPORATION
MEETING DATE: APR 30, 2020 | TICKER: COG SECURITY ID: 127097103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dorothy M. Ables | Management | For | For |
| 1.2 | Elect Director Rhys J. Best | Management | For | For |
| 1.3 | Elect Director Robert S. Boswell | Management | For | For |
| 1.4 | Elect Director Amanda M. Brock | Management | For | For |
| 1.5 | Elect Director Peter B. Delaney | Management | For | For |
| 1.6 | Elect Director Dan O. Dinges | Management | For | For |
| 1.7 | Elect Director Robert Kelley | Management | For | For |
| 1.8 | Elect Director W. Matt Ralls | Management | For | For |
| 1.9 | Elect Director Marcus A. Watts | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CACI INTERNATIONAL INC
MEETING DATE: NOV 14, 2019 | TICKER: CACI SECURITY ID: 127190304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Michael A. Daniels | Management | For | For |
| 1B | Elect Director William L. Jews | Management | For | For |
| 1C | Elect Director Gregory G. Johnson | Management | For | For |
| 1D | Elect Director J. Phillip London | Management | For | For |
| 1E | Elect Director John S. Mengucci | Management | For | For |
| 1F | Elect Director James L. Pavitt | Management | For | For |
| 1G | Elect Director Warren R. Phillips | Management | For | For |
| 1H | Elect Director Debora A. Plunkett | Management | For | For |
| 1I | Elect Director Charles P. Revoile | Management | For | For |
| 1J | Elect Director William S. Wallace | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
CACTUS, INC.
MEETING DATE: MAY 20, 2020 | TICKER: WHD SECURITY ID: 127203107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott Bender | Management | For | Withhold |
| 1.2 | Elect Director Bruce Rothstein | Management | For | Withhold |
| 1.3 | Elect Director Gary Rosenthal | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
CAL-MAINE FOODS, INC.
MEETING DATE: OCT 04, 2019 | TICKER: CALM SECURITY ID: 128030202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Adolphus B. Baker | Management | For | Withhold |
| 1.2 | Elect Director Max P. Bowman | Management | For | Withhold |
| 1.3 | Elect Director Letitia C. Hughes | Management | For | For |
| 1.4 | Elect Director Sherman L. Miller | Management | For | Withhold |
| 1.5 | Elect Director James E. Poole | Management | For | For |
| 1.6 | Elect Director Steve W. Sanders | Management | For | For |
| 2 | Ratify Frost, PLLC as Auditors | Management | For | For |
| |
|---|
CAMPBELL SOUP COMPANY
MEETING DATE: NOV 20, 2019 | TICKER: CPB SECURITY ID: 134429109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Fabiola R. Arredondo | Management | For | For |
| 1.2 | Elect Director Howard M. Averill | Management | For | For |
| 1.3 | Elect Director John P. (JP) Bilbrey | Management | For | For |
| 1.4 | Elect Director Mark A. Clouse | Management | For | For |
| 1.5 | Elect Director Bennett Dorrance | Management | For | For |
| 1.6 | Elect Director Maria Teresa (Tessa) Hilado | Management | For | For |
| 1.7 | Elect Director Sarah Hofstetter | Management | For | For |
| 1.8 | Elect Director Marc B. Lautenbach | Management | For | For |
| 1.9 | Elect Director Mary Alice Dorrance Malone | Management | For | For |
| 1.10 | Elect Director Keith R. McLoughlin | Management | For | For |
| 1.11 | Elect Director Kurt T. Schmidt | Management | For | For |
| 1.12 | Elect Director Archbold D. van Beuren | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CAPRI HOLDINGS LIMITED
MEETING DATE: AUG 01, 2019 | TICKER: CPRI SECURITY ID: G1890L107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Judy Gibbons | Management | For | For |
| 1b | Elect Director Jane Thompson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
CARDTRONICS PLC
MEETING DATE: MAY 13, 2020 | TICKER: CATM SECURITY ID: G1991C105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Douglas L. Braunstein | Management | For | For |
| 1b | Elect Director Michelle Moore | Management | For | For |
| 1c | Elect Director G. Patrick Phillips | Management | For | For |
| 2 | Elect Director Rahul Gupta | Management | For | For |
| 3 | Ratify KPMG LLP (U.S.) as Auditors | Management | For | For |
| 4 | Reappoint KPMG LLP (U.K.) as Statutory Auditors | Management | For | For |
| 5 | Authorize Audit Committee to Fix Remuneration of UK Statutory Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Authorize Share Repurchase Program | Management | For | For |
| 8 | Approve Directors' Remuneration Policy | Management | For | For |
| 9 | Advisory Vote to Ratify Directors' Compensation Report | Management | For | For |
| 10 | Accept Financial Statements and Statutory Reports | Management | For | For |
| |
|---|
CARLISLE COMPANIES INCORPORATED
MEETING DATE: MAY 06, 2020 | TICKER: CSL SECURITY ID: 142339100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert G. Bohn | Management | For | For |
| 1.2 | Elect Director Gregg A. Ostrander | Management | For | For |
| 1.3 | Elect Director Jesse G. Singh | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CARRIAGE SERVICES, INC.
MEETING DATE: MAY 19, 2020 | TICKER: CSV SECURITY ID: 143905107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas B. Meehan | Management | For | For |
| 1.2 | Elect Director Donald D. Patteson, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
CARTER'S, INC.
MEETING DATE: MAY 14, 2020 | TICKER: CRI SECURITY ID: 146229109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Hali Borenstein | Management | For | For |
| 1b | Elect Director Amy Woods Brinkley | Management | For | For |
| 1c | Elect Director Giuseppina Buonfantino | Management | For | For |
| 1d | Elect Director Michael D. Casey | Management | For | For |
| 1e | Elect Director A. Bruce Cleverly | Management | For | For |
| 1f | Elect Director Jevin S. Eagle | Management | For | For |
| 1g | Elect Director Mark P. Hipp | Management | For | For |
| 1h | Elect Director William J. Montgoris | Management | For | For |
| 1i | Elect Director Richard A. Noll | Management | For | For |
| 1j | Elect Director Gretchen W. Price | Management | For | For |
| 1k | Elect Director David Pulver | Management | For | For |
| 1l | Elect Director Thomas E. Whiddon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
CASS INFORMATION SYSTEMS, INC.
MEETING DATE: APR 21, 2020 | TICKER: CASS SECURITY ID: 14808P109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eric H. Brunngraber | Management | For | For |
| 1.2 | Elect Director Benjamin F. Edwards, IV | Management | For | For |
| 1.3 | Elect Director Joseph D. Rupp | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
CATALENT, INC.
MEETING DATE: OCT 30, 2019 | TICKER: CTLT SECURITY ID: 148806102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Madhavan "Madhu" Balachandran | Management | For | Against |
| 1b | Elect Director J. Martin Carroll | Management | For | Against |
| 1c | Elect Director John J. Greisch | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CATHAY GENERAL BANCORP
MEETING DATE: MAY 18, 2020 | TICKER: CATY SECURITY ID: 149150104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Nelson Chung | Management | For | For |
| 1b | Elect Director Felix S. Fernandez | Management | For | For |
| 1c | Elect Director Maan-Huei Hung | Management | For | For |
| 1d | Elect Director Richard Sun | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
CBIZ, INC.
MEETING DATE: MAY 14, 2020 | TICKER: CBZ SECURITY ID: 124805102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph S. DiMartino | Management | For | For |
| 1.2 | Elect Director Sherrill W. Hudson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CDK GLOBAL, INC.
MEETING DATE: NOV 21, 2019 | TICKER: CDK SECURITY ID: 12508E101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Leslie A. Brun | Management | For | For |
| 1b | Elect Director Willie A. Deese | Management | For | For |
| 1c | Elect Director Amy J. Hillman | Management | For | For |
| 1d | Elect Director Brian M. Krzanich | Management | For | For |
| 1e | Elect Director Stephen A. Miles | Management | For | For |
| 1f | Elect Director Robert E. Radway | Management | For | For |
| 1g | Elect Director Stephen F. Schuckenbrock | Management | For | For |
| 1h | Elect Director Frank S. Sowinski | Management | For | For |
| 1i | Elect Director Eileen J. Voynick | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
CENTRAL PACIFIC FINANCIAL CORP.
MEETING DATE: APR 23, 2020 | TICKER: CPF SECURITY ID: 154760409
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christine H. H. Camp | Management | For | For |
| 1.2 | Elect Director Earl E. Fry | Management | For | For |
| 1.3 | Elect Director Wayne K. Kamitaki | Management | For | For |
| 1.4 | Elect Director Paul J. Kosasa | Management | For | For |
| 1.5 | Elect Director Duane K. Kurisu | Management | For | For |
| 1.6 | Elect Director Christopher T. Lutes | Management | For | For |
| 1.7 | Elect Director Colbert M. Matsumoto | Management | For | For |
| 1.8 | Elect Director A. Catherine Ngo | Management | For | For |
| 1.9 | Elect Director Saedene K. Ota | Management | For | For |
| 1.10 | Elect Director Crystal K. Rose | Management | For | For |
| 1.11 | Elect Director Paul K. Yonamine | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Crowe LLP as Auditors | Management | For | For |
| |
|---|
CERENCE INC.
MEETING DATE: FEB 20, 2020 | TICKER: CRNC SECURITY ID: 156727109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas Beaudoin | Management | For | Withhold |
| 1.2 | Elect Director Marianne Budnik | Management | For | For |
| 2 | Ratify BDO USA LLP as Auditors | Management | For | For |
| |
|---|
CF INDUSTRIES HOLDINGS, INC.
MEETING DATE: MAY 20, 2020 | TICKER: CF SECURITY ID: 125269100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Javed Ahmed | Management | For | For |
| 1b | Elect Director Robert C. Arzbaecher | Management | For | For |
| 1c | Elect Director William Davisson | Management | For | For |
| 1d | Elect Director John W. Eaves | Management | For | For |
| 1e | Elect Director Stephen A. Furbacher | Management | For | For |
| 1f | Elect Director Stephen J. Hagge | Management | For | For |
| 1g | Elect Director Anne P. Noonan | Management | For | For |
| 1h | Elect Director Michael J. Toelle | Management | For | For |
| 1i | Elect Director Theresa E. Wagler | Management | For | For |
| 1j | Elect Director Celso L. White | Management | For | For |
| 1k | Elect Director W. Anthony Will | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
CHARLES RIVER LABORATORIES INTERNATIONAL, INC.
MEETING DATE: MAY 06, 2020 | TICKER: CRL SECURITY ID: 159864107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James C. Foster | Management | For | For |
| 1.2 | Elect Director Nancy C. Andrews | Management | For | For |
| 1.3 | Elect Director Robert J. Bertolini | Management | For | For |
| 1.4 | Elect Director Stephen D. Chubb | Management | For | For |
| 1.5 | Elect Director Deborah T. Kochevar | Management | For | For |
| 1.6 | Elect Director Martin W. MacKay | Management | For | For |
| 1.7 | Elect Director George E. Massaro | Management | For | For |
| 1.8 | Elect Director George M. Milne, Jr. | Management | For | For |
| 1.9 | Elect Director C. Richard Reese | Management | For | For |
| 1.10 | Elect Director Richard F. Wallman | Management | For | For |
| 1.11 | Elect Director Virginia M. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
CHEMED CORPORATION
MEETING DATE: MAY 18, 2020 | TICKER: CHE SECURITY ID: 16359R103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin J. McNamara | Management | For | For |
| 1.2 | Elect Director Ron DeLyons | Management | For | For |
| 1.3 | Elect Director Joel F. Gemunder | Management | For | For |
| 1.4 | Elect Director Patrick P. Grace | Management | For | For |
| 1.5 | Elect Director Christopher J. Heaney | Management | For | For |
| 1.6 | Elect Director Thomas C. Hutton | Management | For | For |
| 1.7 | Elect Director Andrea R. Lindell | Management | For | For |
| 1.8 | Elect Director Thomas P. Rice | Management | For | For |
| 1.9 | Elect Director Donald E. Saunders | Management | For | For |
| 1.10 | Elect Director George J. Walsh, III | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | For |
| |
|---|
CHESAPEAKE LODGING TRUST
MEETING DATE: SEP 10, 2019 | TICKER: CHSP SECURITY ID: 165240102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
CHIMERA INVESTMENT CORPORATION
MEETING DATE: JUN 25, 2020 | TICKER: CIM SECURITY ID: 16934Q208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Paul A. Donlin | Management | For | For |
| 1b | Elect Director Mark Abrams | Management | For | For |
| 1c | Elect Director Gerard Creagh | Management | For | For |
| 1d | Elect Director Brian P. Reilly | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
CHOICE HOTELS INTERNATIONAL, INC.
MEETING DATE: MAY 01, 2020 | TICKER: CHH SECURITY ID: 169905106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barbara T. Alexander | Management | For | For |
| 1.2 | Elect Director Brian B. Bainum | Management | For | For |
| 1.3 | Elect Director Stewart W. Bainum, Jr. | Management | For | For |
| 1.4 | Elect Director William L. Jews | Management | For | For |
| 1.5 | Elect Director Monte J.M. Koch | Management | For | For |
| 1.6 | Elect Director Liza K. Landsman | Management | For | For |
| 1.7 | Elect Director Patrick S. Pacious | Management | For | For |
| 1.8 | Elect Director Ervin R. Shames | Management | For | For |
| 1.9 | Elect Director Maureen D. Sullivan | Management | For | For |
| 1.10 | Elect Director John P. Tague | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
CHURCHILL DOWNS INCORPORATED
MEETING DATE: APR 21, 2020 | TICKER: CHDN SECURITY ID: 171484108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Fealy | Management | For | For |
| 1.2 | Elect Director Douglas C. Grissom | Management | For | For |
| 1.3 | Elect Director Daniel P. Harrington | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CIENA CORPORATION
MEETING DATE: APR 02, 2020 | TICKER: CIEN SECURITY ID: 171779309
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Judith M. O'Brien | Management | For | For |
| 1b | Elect Director Joanne B. Olsen | Management | For | For |
| 1c | Elect Director Gary B. Smith | Management | For | For |
| 1d | Elect Director Devinder Kumar | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CINEMARK HOLDINGS, INC.
MEETING DATE: MAY 21, 2020 | TICKER: CNK SECURITY ID: 17243V102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nancy Loewe | Management | For | For |
| 1.2 | Elect Director Steven P. Rosenberg | Management | For | For |
| 1.3 | Elect Director Enrique F. Senior | Management | For | For |
| 1.4 | Elect Director Nina G. Vaca | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CIRRUS LOGIC, INC.
MEETING DATE: AUG 02, 2019 | TICKER: CRUS SECURITY ID: 172755100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John C. Carter | Management | For | For |
| 1.2 | Elect Director Alexander M. Davern | Management | For | For |
| 1.3 | Elect Director Timothy R. Dehne | Management | For | For |
| 1.4 | Elect Director Deirdre Hanford | Management | For | For |
| 1.5 | Elect Director Jason P. Rhode | Management | For | For |
| 1.6 | Elect Director Alan R. Schuele | Management | For | For |
| 1.7 | Elect Director David J. Tupman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CISION LTD.
MEETING DATE: AUG 28, 2019 | TICKER: CISN SECURITY ID: G1992S109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin Akeroyd | Management | For | For |
| 1.2 | Elect Director Susan Vobejda | Management | For | For |
| 1.3 | Elect Director Stuart J. Yarbrough | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
CITY HOLDING COMPANY
MEETING DATE: APR 15, 2020 | TICKER: CHCO SECURITY ID: 177835105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas L. Burnette | Management | For | For |
| 1.2 | Elect Director Robert D. Fisher | Management | For | For |
| 1.3 | Elect Director Jay C. Goldman | Management | For | For |
| 1.4 | Elect Director Charles R. Hageboeck | Management | For | For |
| 2 | Ratify Crowe LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CLEAN HARBORS, INC.
MEETING DATE: JUN 03, 2020 | TICKER: CLH SECURITY ID: 184496107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eugene Banucci | Management | For | For |
| 1.2 | Elect Director Edward G. Galante | Management | For | For |
| 1.3 | Elect Director Thomas J. Shields | Management | For | For |
| 1.4 | Elect Director John R. Welch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
CLEARWAY ENERGY, INC.
MEETING DATE: APR 30, 2020 | TICKER: CWEN SECURITY ID: 18539C204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jonathan Bram | Management | For | Withhold |
| 1.2 | Elect Director Nathaniel Anschuetz | Management | For | Withhold |
| 1.3 | Elect Director Brian R. Ford | Management | For | For |
| 1.4 | Elect Director Bruce MacLennan | Management | For | Withhold |
| 1.5 | Elect Director Ferrell P. McClean | Management | For | For |
| 1.6 | Elect Director Daniel B. More | Management | For | For |
| 1.7 | Elect Director E. Stanley O'Neal | Management | For | For |
| 1.8 | Elect Director Christopher S. Sotos | Management | For | Withhold |
| 1.9 | Elect Director Scott Stanley | Management | For | Withhold |
| 2 | Amend Certificate of Incorporation to Reflect Corporate Structure | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
COGENT COMMUNICATIONS HOLDINGS, INC.
MEETING DATE: MAY 06, 2020 | TICKER: CCOI SECURITY ID: 19239V302
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dave Schaeffer | Management | For | For |
| 1.2 | Elect Director D. Blake Bath | Management | For | For |
| 1.3 | Elect Director Steven D. Brooks | Management | For | For |
| 1.4 | Elect Director Lewis H. Ferguson, III | Management | For | For |
| 1.5 | Elect Director Carolyn Katz | Management | For | For |
| 1.6 | Elect Director Sheryl Kennedy | Management | For | For |
| 1.7 | Elect Director Marc Montagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COHEN & STEERS, INC.
MEETING DATE: MAY 07, 2020 | TICKER: CNS SECURITY ID: 19247A100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Martin Cohen | Management | For | For |
| 1b | Elect Director Robert H. Steers | Management | For | For |
| 1c | Elect Director Joseph M. Harvey | Management | For | For |
| 1d | Elect Director Reena Aggarwal | Management | For | For |
| 1e | Elect Director Frank T. Connor | Management | For | For |
| 1f | Elect Director Peter L. Rhein | Management | For | For |
| 1g | Elect Director Richard P. Simon | Management | For | For |
| 1h | Elect Director Dasha Smith | Management | For | For |
| 1i | Elect Director Edmond D. Villani | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COMERICA INCORPORATED
MEETING DATE: APR 28, 2020 | TICKER: CMA SECURITY ID: 200340107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael E. Collins | Management | For | For |
| 1.2 | Elect Director Roger A. Cregg | Management | For | For |
| 1.3 | Elect Director T. Kevin DeNicola | Management | For | For |
| 1.4 | Elect Director Curtis C. Farmer | Management | For | For |
| 1.5 | Elect Director Jacqueline P. Kane | Management | For | For |
| 1.6 | Elect Director Richard G. Lindner | Management | For | For |
| 1.7 | Elect Director Barbara R. Smith | Management | For | For |
| 1.8 | Elect Director Robert S. Taubman | Management | For | For |
| 1.9 | Elect Director Reginald M. Turner, Jr. | Management | For | For |
| 1.10 | Elect Director Nina G. Vaca | Management | For | For |
| 1.11 | Elect Director Michael G. Van de Ven | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COMMERCE BANCSHARES, INC.
MEETING DATE: APR 15, 2020 | TICKER: CBSH SECURITY ID: 200525103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John R. Capps | Management | For | For |
| 1.2 | Elect Director Karen L. Daniel | Management | For | For |
| 1.3 | Elect Director W. Thomas Grant, II | Management | For | For |
| 1.4 | Elect Director David W. Kemper | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COMMUNITY TRUST BANCORP, INC.
MEETING DATE: APR 28, 2020 | TICKER: CTBI SECURITY ID: 204149108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles J. Baird | Management | For | For |
| 1.2 | Elect Director Nick Carter | Management | For | For |
| 1.3 | Elect Director Franklin H. Farris, Jr | Management | For | For |
| 1.4 | Elect Director Jean R. Hale | Management | For | For |
| 1.5 | Elect Director Eugenia Crittenden "Crit" Luallen | Management | For | For |
| 1.6 | Elect Director James E. McGhee, II | Management | For | For |
| 1.7 | Elect Director Franky Minnifield | Management | For | For |
| 1.8 | Elect Director M. Lynn Parrish | Management | For | For |
| 1.9 | Elect Director Anthony W. St. Charles | Management | For | For |
| 2 | Ratify BKD, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CONMED CORPORATION
MEETING DATE: MAY 21, 2020 | TICKER: CNMD SECURITY ID: 207410101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Bronson | Management | For | For |
| 1.2 | Elect Director Brian P. Concannon | Management | For | For |
| 1.3 | Elect Director LaVerne Council | Management | For | For |
| 1.4 | Elect Director Charles M. Farkas | Management | For | For |
| 1.5 | Elect Director Martha Goldberg Aronson | Management | For | For |
| 1.6 | Elect Director Curt R. Hartman | Management | For | For |
| 1.7 | Elect Director Jerome J. Lande | Management | For | For |
| 1.8 | Elect Director Barbara J. Schwarzentraub | Management | For | For |
| 1.9 | Elect Director Mark E. Tryniski | Management | For | For |
| 1.10 | Elect Director John L. Workman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Change State of Incorporation from New York to Delaware | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Management | For | For |
| 6 | Approve Exculpation Provision Regarding Limitations on Liability of Directors | Management | For | For |
| 7 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 8 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
CONNECTONE BANCORP, INC.
MEETING DATE: DEC 09, 2019 | TICKER: CNOB SECURITY ID: 20786W107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger and Issuance of Cash and Stock Consideration Pursuant to the Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
CONNECTONE BANCORP, INC.
MEETING DATE: MAY 21, 2020 | TICKER: CNOB SECURITY ID: 20786W107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank Sorrentino, III | Management | For | For |
| 1.2 | Elect Director Frank W. Baier | Management | For | For |
| 1.3 | Elect Director Alexander A. Bol | Management | For | For |
| 1.4 | Elect Director Stephen T. Boswell | Management | For | For |
| 1.5 | Elect Director Katherin Nukk-Freeman | Management | For | For |
| 1.6 | Elect Director Frank Huttle, III | Management | For | For |
| 1.7 | Elect Director Michael Kempner | Management | For | For |
| 1.8 | Elect Director Nicholas Minoia | Management | For | For |
| 1.9 | Elect Director Joseph Parisi, Jr. | Management | For | For |
| 1.10 | Elect Director Daniel Rifkin | Management | For | For |
| 1.11 | Elect Director William A. Thompson | Management | For | For |
| 1.12 | Elect Director Mark Sokolich | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt Majority Voting Standard | Management | For | For |
| 4 | Amend Certificate of Incorporation to Eliminate Certain Legacy Provisions | Management | For | For |
| 5 | Ratify Crowe LLP as Auditors | Management | For | For |
| |
|---|
CONSOL ENERGY INC.
MEETING DATE: MAY 08, 2020 | TICKER: CEIX SECURITY ID: 20854L108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William P. Powell | Management | For | For |
| 1.2 | Elect Director John T. Mills | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirements | Management | For | For |
| |
|---|
CONTINENTAL BUILDING PRODUCTS, INC.
MEETING DATE: JAN 29, 2020 | TICKER: CBPX SECURITY ID: 211171103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
CORCEPT THERAPEUTICS INCORPORATED
MEETING DATE: MAY 27, 2020 | TICKER: CORT SECURITY ID: 218352102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James N. Wilson | Management | For | For |
| 1.2 | Elect Director Gregg Alton | Management | For | For |
| 1.3 | Elect Director G. Leonard Baker, Jr. | Management | For | For |
| 1.4 | Elect Director Joseph K. Belanoff | Management | For | For |
| 1.5 | Elect Director David L. Mahoney | Management | For | For |
| 1.6 | Elect Director Kimberly Park | Management | For | For |
| 1.7 | Elect Director Daniel N. Swisher, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CORELOGIC, INC.
MEETING DATE: APR 28, 2020 | TICKER: CLGX SECURITY ID: 21871D103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. David Chatham | Management | For | For |
| 1.2 | Elect Director Douglas C. Curling | Management | For | For |
| 1.3 | Elect Director John C. Dorman | Management | For | For |
| 1.4 | Elect Director Paul F. Folino | Management | For | For |
| 1.5 | Elect Director Frank D. Martell | Management | For | For |
| 1.6 | Elect Director Claudia Fan Munce | Management | For | For |
| 1.7 | Elect Director Thomas C. O'Brien | Management | For | For |
| 1.8 | Elect Director Vikrant Raina | Management | For | For |
| 1.9 | Elect Director J. Michael Shepherd | Management | For | For |
| 1.10 | Elect Director Jaynie Miller Studenmund | Management | For | For |
| 1.11 | Elect Director David F. Walker | Management | For | For |
| 1.12 | Elect Director Mary Lee Widener | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
CORPORATE OFFICE PROPERTIES TRUST
MEETING DATE: MAY 21, 2020 | TICKER: OFC SECURITY ID: 22002T108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas F. Brady | Management | For | For |
| 1b | Elect Director Stephen E. Budorick | Management | For | For |
| 1c | Elect Director Robert L. Denton, Sr. | Management | For | For |
| 1d | Elect Director Philip L. Hawkins | Management | For | For |
| 1e | Elect Director David M. Jacobstein | Management | For | For |
| 1f | Elect Director Steven D. Kesler | Management | For | For |
| 1g | Elect Director C. Taylor Pickett | Management | For | For |
| 1h | Elect Director Lisa G. Trimberger | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CORVEL CORPORATION
MEETING DATE: AUG 08, 2019 | TICKER: CRVL SECURITY ID: 221006109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director V. Gordon Clemons | Management | For | For |
| 1.2 | Elect Director Steven J. Hamerslag | Management | For | For |
| 1.3 | Elect Director Alan R. Hoops | Management | For | For |
| 1.4 | Elect Director R. Judd Jessup | Management | For | For |
| 1.5 | Elect Director Jean H. Macino | Management | For | For |
| 1.6 | Elect Director Jeffrey J. Michael | Management | For | For |
| 2 | Ratify Haskell & White LLP as Auditors | Management | For | For |
| 3 | Report on Equal Employment Opportunity Policy | Shareholder | Against | For |
| |
|---|
CRACKER BARREL OLD COUNTRY STORE, INC.
MEETING DATE: NOV 21, 2019 | TICKER: CBRL SECURITY ID: 22410J106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas H. Barr | Management | For | For |
| 1.2 | Elect Director Carl T. Berquist | Management | For | For |
| 1.3 | Elect Director Sandra B. Cochran | Management | For | For |
| 1.4 | Elect Director Meg G. Crofton | Management | For | For |
| 1.5 | Elect Director Richard J. Dobkin | Management | For | For |
| 1.6 | Elect Director Norman E. Johnson | Management | For | For |
| 1.7 | Elect Director William W. McCarten | Management | For | For |
| 1.8 | Elect Director Coleman H. Peterson | Management | For | For |
| 1.9 | Elect Director Andrea M. Weiss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
CRANE CO.
MEETING DATE: APR 27, 2020 | TICKER: CR SECURITY ID: 224399105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Martin R. Benante | Management | For | For |
| 1.2 | Elect Director Donald G. Cook | Management | For | For |
| 1.3 | Elect Director Michael Dinkins | Management | For | For |
| 1.4 | Elect Director Ronald C. Lindsay | Management | For | For |
| 1.5 | Elect Director Ellen McClain | Management | For | For |
| 1.6 | Elect Director Charles G. McClure, Jr. | Management | For | For |
| 1.7 | Elect Director Max H. Mitchell | Management | For | For |
| 1.8 | Elect Director Jennifer M. Pollino | Management | For | For |
| 1.9 | Elect Director James L. L. Tullis | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CSG SYSTEMS INTERNATIONAL, INC.
MEETING DATE: MAY 21, 2020 | TICKER: CSGS SECURITY ID: 126349109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David G. Barnes | Management | For | For |
| 1b | Elect Director Marwan H. Fawaz | Management | For | For |
| 1c | Elect Director Rajan Naik | Management | For | For |
| 1d | Elect Director Haiyan Song | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify KPMG LLP as Auditor | Management | For | For |
| |
|---|
CSW INDUSTRIALS, INC.
MEETING DATE: AUG 13, 2019 | TICKER: CSWI SECURITY ID: 126402106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph B. Armes | Management | For | For |
| 1.2 | Elect Director Michael R. Gambrell | Management | For | For |
| 1.3 | Elect Director Terry L. Johnston | Management | For | For |
| 1.4 | Elect Director Robert M. Swartz | Management | For | For |
| 1.5 | Elect Director J. Kent Sweezey | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
CUBESMART
MEETING DATE: MAY 12, 2020 | TICKER: CUBE SECURITY ID: 229663109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Piero Bussani | Management | For | For |
| 1.2 | Elect Director Dorothy Dowling | Management | For | For |
| 1.3 | Elect Director John W. Fain | Management | For | For |
| 1.4 | Elect Director Marianne M. Keler | Management | For | For |
| 1.5 | Elect Director Christopher P. Marr | Management | For | For |
| 1.6 | Elect Director Deborah R. Salzberg | Management | For | For |
| 1.7 | Elect Director John F. Remondi | Management | For | For |
| 1.8 | Elect Director Jeffrey F. Rogatz | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CURTISS-WRIGHT CORPORATION
MEETING DATE: MAY 07, 2020 | TICKER: CW SECURITY ID: 231561101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David C. Adams | Management | For | For |
| 1.2 | Elect Director Dean M. Flatt | Management | For | For |
| 1.3 | Elect Director S. Marce Fuller | Management | For | For |
| 1.4 | Elect Director Bruce D. Hoechner | Management | For | For |
| 1.5 | Elect Director Glenda J. Minor | Management | For | For |
| 1.6 | Elect Director John B. Nathman | Management | For | For |
| 1.7 | Elect Director Robert J. Rivet | Management | For | For |
| 1.8 | Elect Director Albert E. Smith | Management | For | For |
| 1.9 | Elect Director Peter C. Wallace | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CVR ENERGY, INC.
MEETING DATE: JUN 03, 2020 | TICKER: CVI SECURITY ID: 12662P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patricia A. Agnello | Management | For | Withhold |
| 1.2 | Elect Director SungHwan Cho | Management | For | Withhold |
| 1.3 | Elect Director Jaffrey (Jay) A. Firestone | Management | For | For |
| 1.4 | Elect Director Jonathan Frates | Management | For | Withhold |
| 1.5 | Elect Director Hunter C. Gary | Management | For | Withhold |
| 1.6 | Elect Director David L. Lamp | Management | For | Withhold |
| 1.7 | Elect Director Stephen A. Mongillo | Management | For | For |
| 1.8 | Elect Director James M. Strock | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
DAVITA INC.
MEETING DATE: JUN 11, 2020 | TICKER: DVA SECURITY ID: 23918K108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Pamela M. Arway | Management | For | For |
| 1b | Elect Director Charles G. Berg | Management | For | For |
| 1c | Elect Director Barbara J. Desoer | Management | For | For |
| 1d | Elect Director Pascal Desroches | Management | For | For |
| 1e | Elect Director Paul J. Diaz | Management | For | For |
| 1f | Elect Director John M. Nehra | Management | For | For |
| 1g | Elect Director Javier J. Rodriguez | Management | For | For |
| 1h | Elect Director Phyllis R. Yale | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Report on Political Contributions | Shareholder | Against | For |
| |
|---|
DECKERS OUTDOOR CORPORATION
MEETING DATE: SEP 13, 2019 | TICKER: DECK SECURITY ID: 243537107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John M. Gibbons | Management | For | For |
| 1.2 | Elect Director Nelson C. Chan | Management | For | For |
| 1.3 | Elect Director Cynthia (Cindy) L. Davis | Management | For | For |
| 1.4 | Elect Director Michael F. Devine, III | Management | For | For |
| 1.5 | Elect Director Dave Powers | Management | For | For |
| 1.6 | Elect Director James E. Quinn | Management | For | For |
| 1.7 | Elect Director Lauri M. Shanahan | Management | For | For |
| 1.8 | Elect Director Brian A. Spaly | Management | For | For |
| 1.9 | Elect Director Bonita C. Stewart | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DELEK US HOLDINGS, INC.
MEETING DATE: MAY 05, 2020 | TICKER: DK SECURITY ID: 24665A103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ezra Uzi Yemin | Management | For | For |
| 1.2 | Elect Director William J. Finnerty | Management | For | For |
| 1.3 | Elect Director Richard J. Marcogliese | Management | For | For |
| 1.4 | Elect Director Gary M. Sullivan, Jr. | Management | For | For |
| 1.5 | Elect Director Vicky Sutil | Management | For | For |
| 1.6 | Elect Director David Wiessman | Management | For | For |
| 1.7 | Elect Director Shlomo Zohar | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
DELL TECHNOLOGIES INC.
MEETING DATE: JUL 09, 2019 | TICKER: DELL SECURITY ID: 24703L202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael S. Dell | Management | For | Withhold |
| 1.2 | Elect Director David W. Dorman | Management | For | Withhold |
| 1.3 | Elect Director Egon Durban | Management | For | Withhold |
| 1.4 | Elect Director William D. Green | Management | For | Withhold |
| 1.5 | Elect Director Ellen J. Kullman | Management | For | Withhold |
| 1.6 | Elect Director Simon Patterson | Management | For | Withhold |
| 1.7 | Elect Director Lynn M. Vojvodich | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
DELUXE CORPORATION
MEETING DATE: APR 29, 2020 | TICKER: DLX SECURITY ID: 248019101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald C. Baldwin | Management | For | For |
| 1.2 | Elect Director William C. Cobb | Management | For | For |
| 1.3 | Elect Director Cheryl E. Mayberry McKissack | Management | For | For |
| 1.4 | Elect Director Barry C. McCarthy | Management | For | For |
| 1.5 | Elect Director Don J. McGrath | Management | For | For |
| 1.6 | Elect Director Thomas J. Reddin | Management | For | For |
| 1.7 | Elect Director Martyn R. Redgrave | Management | For | For |
| 1.8 | Elect Director John L. Stauch | Management | For | For |
| 1.9 | Elect Director Victoria A. Treyger | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
DENNY'S CORPORATION
MEETING DATE: MAY 20, 2020 | TICKER: DENN SECURITY ID: 24869P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Bernadette S. Aulestia | Management | For | For |
| 1b | Elect Director Gregg R. Dedrick | Management | For | For |
| 1c | Elect Director Jose M. Gutierrez | Management | For | For |
| 1d | Elect Director Brenda J. Lauderback | Management | For | For |
| 1e | Elect Director Robert E. Marks | Management | For | For |
| 1f | Elect Director John C. Miller | Management | For | For |
| 1g | Elect Director Donald C. Robinson | Management | For | For |
| 1h | Elect Director Laysha Ward | Management | For | For |
| 1i | Elect Director F. Mark Wolfinger | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DIAMOND HILL INVESTMENT GROUP, INC.
MEETING DATE: APR 28, 2020 | TICKER: DHIL SECURITY ID: 25264R207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Heather E. Brilliant | Management | For | For |
| 1.2 | Elect Director Randolph J. Fortener | Management | For | For |
| 1.3 | Elect Director James F. Laird | Management | For | For |
| 1.4 | Elect Director Paula R. Meyer | Management | For | For |
| 1.5 | Elect Director Bradley C. Shoup | Management | For | For |
| 1.6 | Elect Director Nicole R. St. Pierre | Management | For | Against |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DIAMOND S SHIPPING INC.
MEETING DATE: MAY 29, 2020 | TICKER: DSSI SECURITY ID: Y20676105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Alexandra Kate Blankenship | Management | For | For |
| 1B | Elect Director Gerasimos (Jerry) G. Kalogiratos | Management | For | For |
| 1C | Elect Director Harold (Hal) L. Malone, III | Management | For | For |
| 1D | Elect Director Nadim Z. Qureshi | Management | For | For |
| 1E | Elect Director Craig H. Stevenson, Jr. | Management | For | For |
| 1F | Elect Director Bart H. Veldhuizen | Management | For | For |
| 1G | Elect Director George Cambanis | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
DIODES INCORPORATED
MEETING DATE: MAY 18, 2020 | TICKER: DIOD SECURITY ID: 254543101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C.H. Chen | Management | For | For |
| 1.2 | Elect Director Warren Chen | Management | For | For |
| 1.3 | Elect Director Michael R. Giordano | Management | For | For |
| 1.4 | Elect Director Keh-Shew Lu | Management | For | For |
| 1.5 | Elect Director Peter M. Menard | Management | For | For |
| 1.6 | Elect Director Christina Wen-Chi Sung | Management | For | For |
| 1.7 | Elect Director Michael K.C. Tsai | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Moss Adams LLP as Auditor | Management | For | For |
| |
|---|
DOLBY LABORATORIES, INC.
MEETING DATE: FEB 04, 2020 | TICKER: DLB SECURITY ID: 25659T107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin Yeaman | Management | For | For |
| 1.2 | Elect Director Peter Gotcher | Management | For | For |
| 1.3 | Elect Director Micheline Chau | Management | For | For |
| 1.4 | Elect Director David Dolby | Management | For | For |
| 1.5 | Elect Director N. William Jasper, Jr. | Management | For | For |
| 1.6 | Elect Director Simon Segars | Management | For | For |
| 1.7 | Elect Director Roger Siboni | Management | For | For |
| 1.8 | Elect Director Anjali Sud | Management | For | For |
| 1.9 | Elect Director Avadis Tevanian, Jr. | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
DONALDSON COMPANY, INC.
MEETING DATE: NOV 22, 2019 | TICKER: DCI SECURITY ID: 257651109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Hoffman | Management | For | For |
| 1.2 | Elect Director Douglas A. Milroy | Management | For | For |
| 1.3 | Elect Director Willard D. Oberton | Management | For | For |
| 1.4 | Elect Director John P. Wiehoff | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
DORMAN PRODUCTS, INC.
MEETING DATE: MAY 14, 2020 | TICKER: DORM SECURITY ID: 258278100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Steven L. Berman | Management | For | For |
| 1b | Elect Director Kevin M. Olsen | Management | For | For |
| 1c | Elect Director John J. Gavin | Management | For | For |
| 1d | Elect Director Paul R. Lederer | Management | For | For |
| 1e | Elect Director Richard T. Riley | Management | For | For |
| 1f | Elect Director Kelly A. Romano | Management | For | For |
| 1g | Elect Director G. Michael Stakias | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditor | Management | For | For |
| |
|---|
DOUGLAS DYNAMICS, INC.
MEETING DATE: APR 28, 2020 | TICKER: PLOW SECURITY ID: 25960R105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James L. Janik | Management | For | For |
| 1.2 | Elect Director James D. Staley | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
DUNKIN' BRANDS GROUP, INC.
MEETING DATE: MAY 13, 2020 | TICKER: DNKN SECURITY ID: 265504100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Linda Boff | Management | For | For |
| 1b | Elect Director Irene Chang Britt | Management | For | For |
| 1c | Elect Director Michael F. Hines | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
E*TRADE FINANCIAL CORPORATION
MEETING DATE: MAY 07, 2020 | TICKER: ETFC SECURITY ID: 269246401
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard J. Carbone | Management | For | Against |
| 1b | Elect Director Robert J. Chersi | Management | For | For |
| 1c | Elect Director Jaime W. Ellertson | Management | For | For |
| 1d | Elect Director James P. Healy | Management | For | Against |
| 1e | Elect Director Kevin T. Kabat | Management | For | Against |
| 1f | Elect Director James Lam | Management | For | For |
| 1g | Elect Director Rodger A. Lawson | Management | For | For |
| 1h | Elect Director Shelley B. Leibowitz | Management | For | For |
| 1i | Elect Director Michael A. Pizzi | Management | For | For |
| 1j | Elect Director Rebecca Saeger | Management | For | Against |
| 1k | Elect Director Donna L. Weaver | Management | For | For |
| 1l | Elect Director Joshua A. Weinreich | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Adopt Simple Majority Vote | Shareholder | None | For |
| |
|---|
EAGLE BANCORP, INC.
MEETING DATE: MAY 21, 2020 | TICKER: EGBN SECURITY ID: 268948106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Matthew D. Brockwell | Management | For | For |
| 1.2 | Elect Director Theresa G. LaPlaca | Management | For | For |
| 1.3 | Elect Director A. Leslie Ludwig | Management | For | For |
| 1.4 | Elect Director Norman R. Pozez | Management | For | For |
| 1.5 | Elect Director Kathy A. Raffa | Management | For | For |
| 1.6 | Elect Director Susan G. Riel | Management | For | For |
| 1.7 | Elect Director James A. Soltesz | Management | For | For |
| 1.8 | Elect Director Benjamin M. Soto | Management | For | For |
| 2 | Ratify Dixon Hughes Goodman LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EAGLE MATERIALS INC.
MEETING DATE: AUG 06, 2019 | TICKER: EXP SECURITY ID: 26969P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director George J. Damiris | Management | For | For |
| 1B | Elect Director Martin M. Ellen | Management | For | For |
| 1C | Elect Director David B. Powers | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
EAGLE PHARMACEUTICALS, INC.
MEETING DATE: JUN 23, 2020 | TICKER: EGRX SECURITY ID: 269796108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven B. Ratoff | Management | For | Withhold |
| 1.2 | Elect Director Robert Glenning | Management | For | Withhold |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
EASTERLY GOVERNMENT PROPERTIES, INC.
MEETING DATE: MAY 05, 2020 | TICKER: DEA SECURITY ID: 27616P103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Darrell W. Crate | Management | For | For |
| 1.2 | Elect Director William C. Trimble, III | Management | For | For |
| 1.3 | Elect Director Michael P. Ibe | Management | For | For |
| 1.4 | Elect Director William H. Binnie | Management | For | Against |
| 1.5 | Elect Director Cynthia A. Fisher | Management | For | Against |
| 1.6 | Elect Director Scott D. Freeman | Management | For | For |
| 1.7 | Elect Director Emil W. Henry, Jr. | Management | For | Against |
| 1.8 | Elect Director Tara S. Innes | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
EASTGROUP PROPERTIES, INC.
MEETING DATE: MAY 21, 2020 | TICKER: EGP SECURITY ID: 277276101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director D. Pike Aloian | Management | For | For |
| 1b | Elect Director H.C. Bailey, Jr. | Management | For | For |
| 1c | Elect Director H. Eric Bolton, Jr. | Management | For | For |
| 1d | Elect Director Donald F. Colleran | Management | For | For |
| 1e | Elect Director Hayden C. Eaves, III | Management | For | For |
| 1f | Elect Director David H. Hoster, II | Management | For | For |
| 1g | Elect Director Marshall A. Loeb | Management | For | For |
| 1h | Elect Director Mary E. McCormick | Management | For | For |
| 1i | Elect Director Leland R. Speed | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EL PASO ELECTRIC COMPANY
MEETING DATE: SEP 19, 2019 | TICKER: EE SECURITY ID: 283677854
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
EMCOR GROUP, INC.
MEETING DATE: JUN 11, 2020 | TICKER: EME SECURITY ID: 29084Q100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John W. Altmeyer | Management | For | For |
| 1b | Elect Director Anthony J. Guzzi | Management | For | For |
| 1c | Elect Director Richard F. Hamm, Jr. | Management | For | For |
| 1d | Elect Director David H. Laidley | Management | For | For |
| 1e | Elect Director Carol P. Lowe | Management | For | For |
| 1f | Elect Director M. Kevin McEvoy | Management | For | For |
| 1g | Elect Director William P. Reid | Management | For | For |
| 1h | Elect Director Steven B. Schwarzwaelder | Management | For | For |
| 1i | Elect Director Robin Walker-Lee | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 4 | Amend Restricted Stock Plan | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
EMPLOYERS HOLDINGS, INC.
MEETING DATE: MAY 28, 2020 | TICKER: EIG SECURITY ID: 292218104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard W. Blakey | Management | For | For |
| 1.2 | Elect Director Joao (John) M. de Figueiredo | Management | For | For |
| 1.3 | Elect Director Douglas D. Dirks | Management | For | For |
| 1.4 | Elect Director James R. Kroner | Management | For | For |
| 1.5 | Elect Director Michael J. McColgan | Management | For | For |
| 1.6 | Elect Director Michael J. McSally | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
ENANTA PHARMACEUTICALS, INC.
MEETING DATE: FEB 26, 2020 | TICKER: ENTA SECURITY ID: 29251M106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce L.A. Carter | Management | For | For |
| 1.2 | Elect Director Jay R. Luly | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
ENCOMPASS HEALTH CORPORATION
MEETING DATE: MAY 06, 2020 | TICKER: EHC SECURITY ID: 29261A100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Greg D. Carmichael | Management | For | For |
| 1b | Elect Director John W. Chidsey | Management | For | For |
| 1c | Elect Director Donald L. Correll | Management | For | For |
| 1d | Elect Director Yvonne M. Curl | Management | For | For |
| 1e | Elect Director Charles M. Elson | Management | For | For |
| 1f | Elect Director Joan E. Herman | Management | For | For |
| 1g | Elect Director Leo I. Higdon, Jr. | Management | For | For |
| 1h | Elect Director Leslye G. Katz | Management | For | For |
| 1i | Elect Director Patricia A. Maryland | Management | For | For |
| 1j | Elect Director John E. Maupin, Jr. | Management | For | For |
| 1k | Elect Director Nancy M. Schlichting | Management | For | For |
| 1l | Elect Director L. Edward Shaw, Jr. | Management | For | For |
| 1m | Elect Director Mark J. Tarr | Management | For | For |
| 1n | Elect Director Terrance Williams | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ENCORE CAPITAL GROUP, INC.
MEETING DATE: JUN 17, 2020 | TICKER: ECPG SECURITY ID: 292554102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael P. Monaco | Management | For | For |
| 1.2 | Elect Director Ashwini (Ash) Gupta | Management | For | For |
| 1.3 | Elect Director Wendy G. Hannam | Management | For | For |
| 1.4 | Elect Director Jeffrey A. Hilzinger | Management | For | For |
| 1.5 | Elect Director Angela A. Knight | Management | For | For |
| 1.6 | Elect Director Laura Newman Olle | Management | For | For |
| 1.7 | Elect Director Richard J. Srednicki | Management | For | For |
| 1.8 | Elect Director Richard P. Stovsky | Management | For | For |
| 1.9 | Elect Director Ashish Masih | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
ENERSYS
MEETING DATE: AUG 01, 2019 | TICKER: ENS SECURITY ID: 29275Y102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard I. Hoffen | Management | For | For |
| 1.2 | Elect Director David M. Shaffer | Management | For | For |
| 1.3 | Elect Director Ronald P. Vargo | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ENNIS, INC.
MEETING DATE: JUL 18, 2019 | TICKER: EBF SECURITY ID: 293389102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John R. Blind | Management | For | For |
| 1.2 | Elect Director Barbara T. Clemens | Management | For | For |
| 1.3 | Elect Director Michael J. Schaefer | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
ENTEGRIS, INC.
MEETING DATE: APR 29, 2020 | TICKER: ENTG SECURITY ID: 29362U104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael A. Bradley | Management | For | For |
| 1b | Elect Director R. Nicholas Burns | Management | For | For |
| 1c | Elect Director James F. Gentilcore | Management | For | For |
| 1d | Elect Director James P. Lederer | Management | For | For |
| 1e | Elect Director Bertrand Loy | Management | For | For |
| 1f | Elect Director Paul L. H. Olson | Management | For | For |
| 1g | Elect Director Azita Saleki-Gerhardt | Management | For | For |
| 1h | Elect Director Brian F. Sullivan | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
ENTERPRISE FINANCIAL SERVICES CORP
MEETING DATE: MAY 06, 2020 | TICKER: EFSC SECURITY ID: 293712105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael A. DeCola | Management | For | For |
| 1.2 | Elect Director James F. Deutsch | Management | For | For |
| 1.3 | Elect Director John S. Eulich | Management | For | For |
| 1.4 | Elect Director Robert E. Guest, Jr. | Management | For | For |
| 1.5 | Elect Director James M. Havel | Management | For | For |
| 1.6 | Elect Director Judith S. Heeter | Management | For | For |
| 1.7 | Elect Director Michael R. Holmes | Management | For | For |
| 1.8 | Elect Director Nevada A. Kent, IV | Management | For | For |
| 1.9 | Elect Director James B. Lally | Management | For | For |
| 1.10 | Elect Director Anthony R. Scavuzzo | Management | For | For |
| 1.11 | Elect Director Eloise E. Schmitz | Management | For | For |
| 1.12 | Elect Director Sandra A. Van Trease | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EPR PROPERTIES
MEETING DATE: MAY 29, 2020 | TICKER: EPR SECURITY ID: 26884U109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barrett Brady | Management | For | For |
| 1.2 | Elect Director Peter C. Brown | Management | For | For |
| 1.3 | Elect Director James B. Connor | Management | For | For |
| 1.4 | Elect Director Robert J. Druten | Management | For | For |
| 1.5 | Elect Director Gregory K. Silvers | Management | For | For |
| 1.6 | Elect Director Robin P. Sterneck | Management | For | For |
| 1.7 | Elect Director Virginia E. Shanks | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Declaration of Trust to Permit the Company to Redeem Securities Held by an Unsuitable Shareholder | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
EQUITY COMMONWEALTH
MEETING DATE: JUN 23, 2020 | TICKER: EQC SECURITY ID: 294628102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sam Zell | Management | For | For |
| 1.2 | Elect Director James S. Corl | Management | For | For |
| 1.3 | Elect Director Martin L. Edelman | Management | For | For |
| 1.4 | Elect Director Edward A. Glickman | Management | For | For |
| 1.5 | Elect Director David A. Helfand | Management | For | For |
| 1.6 | Elect Director Peter Linneman | Management | For | For |
| 1.7 | Elect Director James L. Lozier, Jr. | Management | For | For |
| 1.8 | Elect Director Mary Jane Robertson | Management | For | For |
| 1.9 | Elect Director Kenneth Shea | Management | For | For |
| 1.10 | Elect Director Gerald A. Spector | Management | For | For |
| 1.11 | Elect Director James A. Star | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
ESCO TECHNOLOGIES INC.
MEETING DATE: JAN 31, 2020 | TICKER: ESE SECURITY ID: 296315104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patrick M. Dewar | Management | For | For |
| 1.2 | Elect Director Vinod M. Khilnani | Management | For | For |
| 1.3 | Elect Director Robert J. Phillippy | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ESH HOSPITALITY, INC.
MEETING DATE: MAY 28, 2020 | TICKER: SECURITY ID: 30224P211
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce N. Haase | Management | For | For |
| 1.2 | Elect Director Douglas G. Geoga | Management | For | For |
| 1.3 | Elect Director Kapila K. Anand | Management | For | For |
| 1.4 | Elect Director Neil T. Brown | Management | For | For |
| 1.5 | Elect Director Lisa Palmer | Management | For | For |
| 1.6 | Elect Director Steven E. Kent | Management | For | For |
| 1.7 | Elect Director Simon M. Turner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
ESSENT GROUP LTD.
MEETING DATE: MAY 28, 2020 | TICKER: ESNT SECURITY ID: G3198U102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark A. Casale | Management | For | For |
| 1.2 | Elect Director Douglas J. Pauls | Management | For | For |
| 1.3 | Elect Director William Spiegel | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ESSENTIAL PROPERTIES REALTY TRUST, INC.
MEETING DATE: APR 30, 2020 | TICKER: EPRT SECURITY ID: 29670E107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul T. Bossidy | Management | For | For |
| 1.2 | Elect Director Joyce DeLucca | Management | For | For |
| 1.3 | Elect Director Anthony K. Dobkin | Management | For | For |
| 1.4 | Elect Director Scott A. Estes | Management | For | For |
| 1.5 | Elect Director Peter M. Mavoides | Management | For | For |
| 1.6 | Elect Director Lawrence J. Minich | Management | For | For |
| 1.7 | Elect Director Heather L. Neary | Management | For | For |
| 1.8 | Elect Director Stephen D. Sautel | Management | For | Withhold |
| 1.9 | Elect Director Janaki Sivanesan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
ETHAN ALLEN INTERIORS INC.
MEETING DATE: NOV 13, 2019 | TICKER: ETH SECURITY ID: 297602104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director M. Farooq Kathwari | Management | For | For |
| 1b | Elect Director James B. Carlson | Management | For | For |
| 1c | Elect Director John J. Dooner, Jr. | Management | For | For |
| 1d | Elect Director Domenick J. Esposito | Management | For | For |
| 1e | Elect Director Mary Garrett | Management | For | For |
| 1f | Elect Director James W. Schmotter | Management | For | For |
| 1g | Elect Director Tara I. Stacom | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
EURONET WORLDWIDE, INC.
MEETING DATE: MAY 21, 2020 | TICKER: EEFT SECURITY ID: 298736109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrzej Olechowski | Management | For | For |
| 1.2 | Elect Director Eriberto R. Scocimara | Management | For | For |
| 1.3 | Elect Director Mark R. Callegari | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EVERTEC, INC.
MEETING DATE: MAY 28, 2020 | TICKER: EVTC SECURITY ID: 30040P103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Frank G. D'Angelo | Management | For | For |
| 1b | Elect Director Morgan M. Schuessler, Jr. | Management | For | For |
| 1c | Elect Director Olga Botero | Management | For | For |
| 1d | Elect Director Jorge A. Junquera | Management | For | For |
| 1e | Elect Director Ivan Pagan | Management | For | For |
| 1f | Elect Director Aldo J. Polak | Management | For | For |
| 1g | Elect Director Alan H. Schumacher | Management | For | For |
| 1h | Elect Director Brian J. Smith | Management | For | For |
| 1i | Elect Director Thomas W. Swidarski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
EXLSERVICE HOLDINGS, INC.
MEETING DATE: JUN 15, 2020 | TICKER: EXLS SECURITY ID: 302081104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Rohit Kapoor | Management | For | For |
| 1b | Elect Director David B. Kelso | Management | For | For |
| 1c | Elect Director Anne Minto | Management | For | For |
| 1d | Elect Director Som Mittal | Management | For | For |
| 1e | Elect Director Clyde Ostler | Management | For | For |
| 1f | Elect Director Jaynie Studenmund | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EXPONENT, INC.
MEETING DATE: MAY 28, 2020 | TICKER: EXPO SECURITY ID: 30214U102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Catherine Ford Corrigan | Management | For | For |
| 1.2 | Elect Director Paul R. Johnston | Management | For | For |
| 1.3 | Elect Director Carol Lindstrom | Management | For | For |
| 1.4 | Elect Director Karen A. Richardson | Management | For | For |
| 1.5 | Elect Director John B. Shoven | Management | For | For |
| 1.6 | Elect Director Debra L. Zumwalt | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EXTENDED STAY AMERICA, INC.
MEETING DATE: MAY 28, 2020 | TICKER: STAY SECURITY ID: 30224P200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce N. Haase | Management | For | For |
| 1.2 | Elect Director Douglas G. Geoga | Management | For | For |
| 1.3 | Elect Director Kapila K. Anand | Management | For | For |
| 1.4 | Elect Director Ellen Keszler | Management | For | For |
| 1.5 | Elect Director Jodie W. McLean | Management | For | For |
| 1.6 | Elect Director Thomas F. O'Toole | Management | For | For |
| 1.7 | Elect Director Richard F. Wallman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
FABRINET
MEETING DATE: DEC 12, 2019 | TICKER: FN SECURITY ID: G3323L100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Homa Bahrami | Management | For | For |
| 1.2 | Elect Director Gregory P. Dougherty | Management | For | For |
| 1.3 | Elect Director Rollance E. Olson | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers ABAS Ltd. as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FACTSET RESEARCH SYSTEMS INC.
MEETING DATE: DEC 19, 2019 | TICKER: FDS SECURITY ID: 303075105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director F. Philip Snow | Management | For | For |
| 1.2 | Elect Director Sheila B. Jordan | Management | For | For |
| 1.3 | Elect Director James J. McGonigle | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FAIR ISAAC CORPORATION
MEETING DATE: MAR 04, 2020 | TICKER: FICO SECURITY ID: 303250104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Braden R. Kelly | Management | For | For |
| 1b | Elect Director Fabiola R. Arredondo | Management | For | For |
| 1c | Elect Director A. George Battle | Management | For | For |
| 1d | Elect Director James D. Kirsner | Management | For | For |
| 1e | Elect Director William J. Lansing | Management | For | For |
| 1f | Elect Director Eva Manolis | Management | For | For |
| 1g | Elect Director Marc F. McMorris | Management | For | For |
| 1h | Elect Director Joanna Rees | Management | For | For |
| 1i | Elect Director David A. Rey | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
FALCON MINERALS CORPORATION
MEETING DATE: MAY 28, 2020 | TICKER: FLMN SECURITY ID: 30607B109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Claire R. Harvey | Management | For | For |
| 1.2 | Elect Director Daniel C. Herz | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
FEDERAL REALTY INVESTMENT TRUST
MEETING DATE: MAY 06, 2020 | TICKER: FRT SECURITY ID: 313747206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jon E. Bortz | Management | For | For |
| 1.2 | Elect Director David W. Faeder | Management | For | For |
| 1.3 | Elect Director Elizabeth I. Holland | Management | For | For |
| 1.4 | Elect Director Mark S. Ordan | Management | For | For |
| 1.5 | Elect Director Gail P. Steinel | Management | For | For |
| 1.6 | Elect Director Joseph S. Vassalluzzo | Management | For | For |
| 1.7 | Elect Director Donald C. Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
FEDERAL SIGNAL CORPORATION
MEETING DATE: APR 21, 2020 | TICKER: FSS SECURITY ID: 313855108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eugene J. Lowe, III | Management | For | For |
| 1.2 | Elect Director Dennis J. Martin | Management | For | For |
| 1.3 | Elect Director Patrick E. Miller *Withdrawn Resolution* | Management | None | None |
| 1.4 | Elect Director Richard R. Mudge | Management | For | For |
| 1.5 | Elect Director William F. Owens | Management | For | For |
| 1.6 | Elect Director Brenda L. Reichelderfer | Management | For | For |
| 1.7 | Elect Director Jennifer L. Sherman | Management | For | For |
| 1.8 | Elect Director John L. Workman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
FGL HOLDINGS
MEETING DATE: MAY 29, 2020 | TICKER: FG SECURITY ID: G3402M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Amend Certificate of Incorporation | Management | For | For |
| 3 | Alter Authorised Share Capital of FGL Holdings | Management | For | For |
| 4 | Advisory Vote on Golden Parachutes | Management | For | For |
| 5 | Adjourn Meeting | Management | For | Against |
| |
|---|
FIRST AMERICAN FINANCIAL CORPORATION
MEETING DATE: MAY 05, 2020 | TICKER: FAF SECURITY ID: 31847R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James L. Doti | Management | For | For |
| 1.2 | Elect Director Michael D. McKee | Management | For | For |
| 1.3 | Elect Director Thomas V. McKernan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| |
|---|
FIRST CITIZENS BANCSHARES, INC.
MEETING DATE: APR 28, 2020 | TICKER: FCNCA SECURITY ID: 31946M103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John M. Alexander, Jr. | Management | For | For |
| 1.2 | Elect Director Victor E. Bell, III | Management | For | For |
| 1.3 | Elect Director Peter M. Bristow | Management | For | For |
| 1.4 | Elect Director Hope H. Bryant | Management | For | For |
| 1.5 | Elect Director H. Lee Durham, Jr. | Management | For | For |
| 1.6 | Elect Director Daniel L. Heavner | Management | For | For |
| 1.7 | Elect Director Frank B. Holding, Jr. | Management | For | For |
| 1.8 | Elect Director Robert R. Hoppe | Management | For | For |
| 1.9 | Elect Director Floyd L. Keels | Management | For | For |
| 1.10 | Elect Director Robert E. Mason, IV | Management | For | For |
| 1.11 | Elect Director Robert T. Newcomb | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Dixon Hughes Goodman LLP as Auditors | Management | For | For |
| |
|---|
FIRST FOUNDATION INC.
MEETING DATE: MAY 26, 2020 | TICKER: FFWM SECURITY ID: 32026V104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Max Briggs | Management | For | For |
| 1.2 | Elect Director John Hakopian | Management | For | For |
| 1.3 | Elect Director Scott F. Kavanaugh | Management | For | For |
| 1.4 | Elect Director Ulrich E. Keller, Jr. | Management | For | For |
| 1.5 | Elect Director David Lake | Management | For | For |
| 1.6 | Elect Director Elizabeth A. Pagliarini | Management | For | For |
| 1.7 | Elect Director Mitchell M. Rosenberg | Management | For | For |
| 1.8 | Elect Director Diane M. Rubin | Management | For | For |
| 1.9 | Elect Director Jacob Sonenshine | Management | For | For |
| 2 | Ratify Eide Bailly LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FIRST HORIZON NATIONAL CORPORATION
MEETING DATE: APR 24, 2020 | TICKER: FHN SECURITY ID: 320517105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| 4 | Adjourn Meeting | Management | For | Against |
| |
|---|
FIRST HORIZON NATIONAL CORPORATION
MEETING DATE: APR 28, 2020 | TICKER: FHN SECURITY ID: 320517105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth A. Burdick | Management | For | For |
| 1.2 | Elect Director John C. Compton | Management | For | For |
| 1.3 | Elect Director Wendy P. Davidson | Management | For | For |
| 1.4 | Elect Director Mark A. Emkes | Management | For | For |
| 1.5 | Elect Director Corydon J. Gilchrist | Management | For | For |
| 1.6 | Elect Director D. Bryan Jordan | Management | For | For |
| 1.7 | Elect Director Vicki R. Palmer | Management | For | For |
| 1.8 | Elect Director Colin V. Reed | Management | For | For |
| 1.9 | Elect Director Cecelia D. Stewart | Management | For | For |
| 1.10 | Elect Director Rajesh Subramaniam | Management | For | For |
| 1.11 | Elect Director R. Eugene Taylor | Management | For | For |
| 1.12 | Elect Director Luke Yancy, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
FIRST INDUSTRIAL REALTY TRUST, INC.
MEETING DATE: MAY 06, 2020 | TICKER: FR SECURITY ID: 32054K103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter E. Baccile | Management | For | For |
| 1.2 | Elect Director Teresa Bryce Bazemore | Management | For | For |
| 1.3 | Elect Director Matthew S. Dominski | Management | For | For |
| 1.4 | Elect Director Bruce W. Duncan | Management | For | For |
| 1.5 | Elect Director H. Patrick Hackett, Jr. | Management | For | For |
| 1.6 | Elect Director Denise A. Olsen | Management | For | For |
| 1.7 | Elect Director John Rau | Management | For | For |
| 1.8 | Elect Director L. Peter Sharpe | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
FIRST MIDWEST BANCORP, INC.
MEETING DATE: MAY 20, 2020 | TICKER: FMBI SECURITY ID: 320867104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barbara A. Boigegrain | Management | For | Did Not Vote |
| 1.2 | Elect Director Thomas L. Brown | Management | For | Did Not Vote |
| 1.3 | Elect Director Phupinder S. Gill | Management | For | Did Not Vote |
| 1.4 | Elect Director Kathryn J. Hayley | Management | For | Did Not Vote |
| 1.5 | Elect Director Peter J. Henseler | Management | For | Did Not Vote |
| 1.6 | Elect Director Frank B. Modruson | Management | For | Did Not Vote |
| 1.7 | Elect Director Ellen A. Rudnick | Management | For | Did Not Vote |
| 1.8 | Elect Director Mark G. Sander | Management | For | Did Not Vote |
| 1.9 | Elect Director Michael L. Scudder | Management | For | Did Not Vote |
| 1.10 | Elect Director Michael J. Small | Management | For | Did Not Vote |
| 1.11 | Elect Director Stephen C. Van Arsdell | Management | For | Did Not Vote |
| 1.12 | Elect Director J. Stephen Vanderwoude | Management | For | Did Not Vote |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | Did Not Vote |
| |
|---|
FIVE9, INC.
MEETING DATE: MAY 18, 2020 | TICKER: FIVN SECURITY ID: 338307101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kimberly Alexy | Management | For | Withhold |
| 1.2 | Elect Director Michael Burkland | Management | For | Withhold |
| 1.3 | Elect Director Robert Zollars | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
FLAGSTAR BANCORP, INC.
MEETING DATE: JUN 02, 2020 | TICKER: FBC SECURITY ID: 337930705
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alessandro P. DiNello | Management | For | For |
| 1.2 | Elect Director Jay J. Hansen | Management | For | For |
| 1.3 | Elect Director John D. Lewis | Management | For | Against |
| 1.4 | Elect Director David J. Matlin | Management | For | For |
| 1.5 | Elect Director Bruce E. Nyberg | Management | For | Against |
| 1.6 | Elect Director James A. Ovenden | Management | For | Against |
| 1.7 | Elect Director Peter Schoels | Management | For | For |
| 1.8 | Elect Director David L. Treadwell | Management | For | For |
| 1.9 | Elect Director Jennifer R. Whip | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
FLIR SYSTEMS, INC.
MEETING DATE: APR 16, 2020 | TICKER: FLIR SECURITY ID: 302445101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James J. Cannon | Management | For | For |
| 1b | Elect Director John D. Carter | Management | For | For |
| 1c | Elect Director William W. Crouch | Management | For | For |
| 1d | Elect Director Catherine A. Halligan | Management | For | For |
| 1e | Elect Director Earl R. Lewis | Management | For | For |
| 1f | Elect Director Angus L. Macdonald | Management | For | For |
| 1g | Elect Director Michael T. Smith | Management | For | For |
| 1h | Elect Director Cathy A. Stauffer | Management | For | For |
| 1i | Elect Director Robert S. Tyrer | Management | For | For |
| 1j | Elect Director John W. Wood, Jr. | Management | For | For |
| 1k | Elect Director Steven E. Wynne | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Change State of Incorporation Oregon to Delaware | Management | For | For |
| |
|---|
FLOWERS FOODS, INC.
MEETING DATE: MAY 21, 2020 | TICKER: FLO SECURITY ID: 343498101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director George E. Deese | Management | For | For |
| 1b | Elect Director Rhonda Gass | Management | For | For |
| 1c | Elect Director Benjamin H. Griswold, IV | Management | For | For |
| 1d | Elect Director Margaret G. Lewis | Management | For | For |
| 1e | Elect Director A. Ryals McMullian | Management | For | For |
| 1f | Elect Director James T. Spear | Management | For | For |
| 1g | Elect Director Melvin T. Stith | Management | For | For |
| 1h | Elect Director C. Martin Wood, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Management | For | For |
| |
|---|
FOOT LOCKER, INC.
MEETING DATE: MAY 20, 2020 | TICKER: FL SECURITY ID: 344849104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Maxine Clark | Management | For | For |
| 1B | Elect Director Alan D. Feldman | Management | For | For |
| 1C | Elect Director Richard A. Johnson | Management | For | For |
| 1D | Elect Director Guillermo G. Marmol | Management | For | For |
| 1E | Elect Director Matthew M. McKenna | Management | For | For |
| 1F | Elect Director Darlene Nicosia | Management | For | For |
| 1G | Elect Director Steven Oakland | Management | For | For |
| 1H | Elect Director Ulice Payne, Jr. | Management | For | For |
| 1I | Elect Director Kimberly Underhill | Management | For | For |
| 1J | Elect Director Tristan Walker | Management | For | For |
| 1K | Elect Director Dona D. Young | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditor | Management | For | For |
| |
|---|
FOUR CORNERS PROPERTY TRUST, INC.
MEETING DATE: JUN 12, 2020 | TICKER: FCPT SECURITY ID: 35086T109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William H. Lenehan | Management | For | For |
| 1b | Elect Director Douglas B. Hansen | Management | For | For |
| 1c | Elect Director John S. Moody | Management | For | For |
| 1d | Elect Director Marran H. Ogilvie | Management | For | For |
| 1e | Elect Director Paul E. Szurek | Management | For | For |
| 1f | Elect Director Charles L. Jemley | Management | For | For |
| 1g | Elect Director Eric S. Hirschhorn | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FRONTDOOR, INC.
MEETING DATE: MAY 13, 2020 | TICKER: FTDR SECURITY ID: 35905A109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard P. Fox | Management | For | Against |
| 1b | Elect Director Brian P. McAndrews | Management | For | Against |
| 1c | Elect Director Rexford J. Tibbens | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FTI CONSULTING, INC.
MEETING DATE: JUN 03, 2020 | TICKER: FCN SECURITY ID: 302941109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Brenda J. Bacon | Management | For | For |
| 1b | Elect Director Mark S. Bartlett | Management | For | For |
| 1c | Elect Director Claudio Costamagna | Management | For | For |
| 1d | Elect Director Vernon Ellis | Management | For | For |
| 1e | Elect Director Nicholas C. Fanandakis | Management | For | For |
| 1f | Elect Director Steven H. Gunby | Management | For | For |
| 1g | Elect Director Gerard E. Holthaus | Management | For | For |
| 1h | Elect Director Laureen E. Seeger | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FULTON FINANCIAL CORPORATION
MEETING DATE: MAY 19, 2020 | TICKER: FULT SECURITY ID: 360271100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jennifer Craighead Carey | Management | For | For |
| 1b | Elect Director Lisa Crutchfield | Management | For | For |
| 1c | Elect Director Denise L. Devine | Management | For | For |
| 1d | Elect Director Steven S. Etter | Management | For | For |
| 1e | Elect Director Patrick J. Freer | Management | For | For |
| 1f | Elect Director Carlos E. Graupera | Management | For | For |
| 1g | Elect Director George W. Hodges | Management | For | For |
| 1h | Elect Director James R. Moxley, III | Management | For | For |
| 1i | Elect Director Curtis J. Myers | Management | For | For |
| 1j | Elect Director Scott A. Snyder | Management | For | For |
| 1k | Elect Director Ronald H. Spair | Management | For | For |
| 1l | Elect Director Mark F. Strauss | Management | For | For |
| 1m | Elect Director Ernest J. Waters | Management | For | For |
| 1n | Elect Director E. Philip Wenger | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
FUTUREFUEL CORP.
MEETING DATE: SEP 10, 2019 | TICKER: FF SECURITY ID: 36116M106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald C. Bedell | Management | For | For |
| 1.2 | Elect Director Edwin A. Levy | Management | For | For |
| 1.3 | Elect Director Terrance C.Z. (Terry) Egger | Management | For | For |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
GAMING AND LEISURE PROPERTIES, INC.
MEETING DATE: JUN 11, 2020 | TICKER: GLPI SECURITY ID: 36467J108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter M. Carlino | Management | For | For |
| 1.2 | Elect Director Carol ("Lili") Lynton | Management | For | For |
| 1.3 | Elect Director Joseph W. Marshall, III | Management | For | For |
| 1.4 | Elect Director James B. Perry | Management | For | For |
| 1.5 | Elect Director Barry F. Schwartz | Management | For | For |
| 1.6 | Elect Director Earl C. Shanks | Management | For | For |
| 1.7 | Elect Director E. Scott Urdang | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GCI LIBERTY, INC.
MEETING DATE: MAY 19, 2020 | TICKER: GLIBA SECURITY ID: 36164V305
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald A. Duncan | Management | For | For |
| 1.2 | Elect Director Donne F. Fisher | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GENERAC HOLDINGS INC.
MEETING DATE: JUN 18, 2020 | TICKER: GNRC SECURITY ID: 368736104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marcia J. Avedon | Management | For | For |
| 1.2 | Elect Director Bennett J. Morgan | Management | For | For |
| 1.3 | Elect Director Dominick P. Zarcone | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GENPACT LIMITED
MEETING DATE: MAY 20, 2020 | TICKER: G SECURITY ID: G3922B107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director N.V. "Tiger" Tyagarajan | Management | For | For |
| 1.2 | Elect Director James Madden | Management | For | For |
| 1.3 | Elect Director Ajay Agrawal | Management | For | For |
| 1.4 | Elect Director Stacey Cartwright | Management | For | For |
| 1.5 | Elect Director Laura Conigliaro | Management | For | For |
| 1.6 | Elect Director Carol Lindstrom | Management | For | For |
| 1.7 | Elect Director CeCelia Morken | Management | For | For |
| 1.8 | Elect Director Mark Nunnelly | Management | For | For |
| 1.9 | Elect Director Mark Verdi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG as Auditors | Management | For | For |
| |
|---|
GENTEX CORPORATION
MEETING DATE: MAY 21, 2020 | TICKER: GNTX SECURITY ID: 371901109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leslie Brown | Management | For | For |
| 1.2 | Elect Director Steve Downing | Management | For | For |
| 1.3 | Elect Director Gary Goode | Management | For | For |
| 1.4 | Elect Director James Hollars | Management | For | For |
| 1.5 | Elect Director John Mulder | Management | For | For |
| 1.6 | Elect Director Richard Schaum | Management | For | For |
| 1.7 | Elect Director Kathleen Starkoff | Management | For | For |
| 1.8 | Elect Director Brian Walker | Management | For | For |
| 1.9 | Elect Director James Wallace | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GERMAN AMERICAN BANCORP, INC.
MEETING DATE: MAY 21, 2020 | TICKER: GABC SECURITY ID: 373865104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Chris A. Ramsey | Management | For | For |
| 1.2 | Elect Director M. Darren Root | Management | For | For |
| 1.3 | Elect Director Mark A. Schroeder | Management | For | For |
| 1.4 | Elect Director Jack W. Sheidler | Management | For | For |
| 2 | Amend Articles of Incorporation to Allow Shareholders to Amend By-Laws | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Crowe LLP as Auditor | Management | For | For |
| |
|---|
GLOBAL BRASS AND COPPER HOLDINGS, INC.
MEETING DATE: JUL 09, 2019 | TICKER: BRSS SECURITY ID: 37953G103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
GLOBALSCAPE, INC.
MEETING DATE: MAY 26, 2020 | TICKER: GSB SECURITY ID: 37940G109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David L. Mann | Management | For | For |
| 2 | Ratify Weaver and Tidwell, LLP as Auditors | Management | For | For |
| |
|---|
GLOBUS MEDICAL, INC.
MEETING DATE: JUN 03, 2020 | TICKER: GMED SECURITY ID: 379577208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David M. Demski | Management | For | Against |
| 1b | Elect Director Robert A. Douglas | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GRACO INC.
MEETING DATE: APR 24, 2020 | TICKER: GGG SECURITY ID: 384109104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Patrick J. McHale | Management | For | For |
| 1b | Elect Director Lee R. Mitau | Management | For | For |
| 1c | Elect Director Martha A. Morfitt | Management | For | For |
| 1d | Elect Director Kevin J. Wheeler | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GRAFTECH INTERNATIONAL LTD.
MEETING DATE: MAY 14, 2020 | TICKER: EAF SECURITY ID: 384313508
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian L. Acton | Management | For | For |
| 1.2 | Elect Director David Gregory | Management | For | Against |
| 1.3 | Elect Director David J. Rintoul | Management | For | Against |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GRAHAM HOLDINGS COMPANY
MEETING DATE: MAY 07, 2020 | TICKER: GHC SECURITY ID: 384637104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher C. Davis | Management | For | For |
| 1.2 | Elect Director Anne M. Mulcahy | Management | For | For |
| 1.3 | Elect Director Larry D. Thompson | Management | For | For |
| |
|---|
GRAPHIC PACKAGING HOLDING COMPANY
MEETING DATE: MAY 20, 2020 | TICKER: GPK SECURITY ID: 388689101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael P. Doss | Management | For | For |
| 1.2 | Elect Director Dean A. Scarborough | Management | For | For |
| 1.3 | Elect Director Larry M. Venturelli | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GROUP 1 AUTOMOTIVE, INC.
MEETING DATE: MAY 13, 2020 | TICKER: GPI SECURITY ID: 398905109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carin M. Barth | Management | For | For |
| 1.2 | Elect Director Earl J. Hesterberg | Management | For | For |
| 1.3 | Elect Director Lincoln Pereira | Management | For | For |
| 1.4 | Elect Director Stephen D. Quinn | Management | For | For |
| 1.5 | Elect Director Steven P. Stanbrook | Management | For | For |
| 1.6 | Elect Director Charles L. Szews | Management | For | For |
| 1.7 | Elect Director Anne Taylor | Management | For | For |
| 1.8 | Elect Director Max P. Watson, Jr. | Management | For | For |
| 1.9 | Elect Director MaryAnn Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
GUARDANT HEALTH, INC.
MEETING DATE: JUN 12, 2020 | TICKER: GH SECURITY ID: 40131M109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ian Clark | Management | For | Withhold |
| 1b | Elect Director Samir Kaul | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
GUIDEWIRE SOFTWARE, INC.
MEETING DATE: DEC 17, 2019 | TICKER: GWRE SECURITY ID: 40171V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Margaret Dillon | Management | For | For |
| 1.2 | Elect Director Michael Keller | Management | For | For |
| 1.3 | Elect Director Michael (Mike) Rosenbaum | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
H&R BLOCK, INC.
MEETING DATE: SEP 12, 2019 | TICKER: HRB SECURITY ID: 093671105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Angela N. Archon | Management | For | For |
| 1b | Elect Director Paul J. Brown | Management | For | For |
| 1c | Elect Director Robert A. Gerard | Management | For | For |
| 1d | Elect Director Richard A. Johnson | Management | For | For |
| 1e | Elect Director Jeffrey J. Jones, II | Management | For | For |
| 1f | Elect Director David Baker Lewis | Management | For | For |
| 1g | Elect Director Victoria J. Reich | Management | For | For |
| 1h | Elect Director Bruce C. Rohde | Management | For | For |
| 1i | Elect Director Matthew E. Winter | Management | For | For |
| 1j | Elect Director Christianna Wood | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HAEMONETICS CORPORATION
MEETING DATE: JUL 25, 2019 | TICKER: HAE SECURITY ID: 405024100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark W. Kroll | Management | For | For |
| 1.2 | Elect Director Claire Pomeroy | Management | For | For |
| 1.3 | Elect Director Ellen M. Zane | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
HAMILTON LANE INCORPORATED
MEETING DATE: SEP 05, 2019 | TICKER: HLNE SECURITY ID: 407497106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hartley R. Rogers | Management | For | Withhold |
| 1.2 | Elect Director Mario L. Giannini | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
HANCOCK WHITNEY CORPORATION
MEETING DATE: APR 29, 2020 | TICKER: HWC SECURITY ID: 410120109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank E. Bertucci | Management | For | For |
| 1.2 | Elect Director Constantine S. Liollio | Management | For | For |
| 1.3 | Elect Director Thomas H. Olinde | Management | For | For |
| 1.4 | Elect Director Joan C. Teofilo | Management | For | For |
| 1.5 | Elect Director C. Richard Wilkins | Management | For | For |
| 2a | Eliminate the Business Combination Supermajority Vote Provision | Management | For | For |
| 2b | Eliminate the Prohibition on Non-Cumulative Preferred Dividends | Management | For | For |
| 2c | Remove the Series A Preferred Stock Provision | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
HANESBRANDS INC.
MEETING DATE: APR 28, 2020 | TICKER: HBI SECURITY ID: 410345102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Geralyn R. Breig | Management | For | For |
| 1b | Elect Director Gerald W. Evans, Jr. | Management | For | For |
| 1c | Elect Director Bobby J. Griffin | Management | For | For |
| 1d | Elect Director James C. Johnson | Management | For | For |
| 1e | Elect Director Franck J. Moison | Management | For | For |
| 1f | Elect Director Robert F. Moran | Management | For | For |
| 1g | Elect Director Ronald L. Nelson | Management | For | For |
| 1h | Elect Director Ann E. Ziegler | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
HARLEY-DAVIDSON, INC.
MEETING DATE: MAY 21, 2020 | TICKER: HOG SECURITY ID: 412822108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Troy Alstead | Management | For | For |
| 1.2 | Elect Director R. John Anderson | Management | For | For |
| 1.3 | Elect Director Michael J. Cave | Management | For | Withhold |
| 1.4 | Elect Director Allan Golston | Management | For | For |
| 1.5 | Elect Director Sara L. Levinson | Management | For | Withhold |
| 1.6 | Elect Director N. Thomas Linebarger | Management | For | For |
| 1.7 | Elect Director Brian R. Niccol | Management | For | Withhold |
| 1.8 | Elect Director Maryrose T. Sylvester | Management | For | Withhold |
| 1.9 | Elect Director Jochen Zeitz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Provide Proxy Access Right | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| |
|---|
HAWAIIAN ELECTRIC INDUSTRIES, INC.
MEETING DATE: MAY 05, 2020 | TICKER: HE SECURITY ID: 419870100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peggy Y. Fowler | Management | For | For |
| 1.2 | Elect Director Keith P. Russell | Management | For | For |
| 1.3 | Elect Director Eva T. Zlotnicka | Management | For | For |
| 1.4 | Elect Director Micah A. Kane | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
HAWAIIAN HOLDINGS, INC.
MEETING DATE: MAY 13, 2020 | TICKER: HA SECURITY ID: 419879101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald J. Carty | Management | For | For |
| 1.2 | Elect Director Earl E. Fry | Management | For | For |
| 1.3 | Elect Director Lawrence S. Hershfield | Management | For | For |
| 1.4 | Elect Director Peter R. Ingram | Management | For | For |
| 1.5 | Elect Director Randall L. Jenson | Management | For | For |
| 1.6 | Elect Director Crystal K. Rose | Management | For | For |
| 1.7 | Elect Director Richard N. Zwern | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| A | Please Check if Owner of Record is a U.S. Citizen | Management | None | For |
| B | Please Check if Owner of Record is Not a U.S. Citizen | Management | None | Against |
| |
|---|
HAWKINS, INC.
MEETING DATE: AUG 01, 2019 | TICKER: HWKN SECURITY ID: 420261109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John S. McKeon | Management | For | For |
| 1.2 | Elect Director Patrick H. Hawkins | Management | For | For |
| 1.3 | Elect Director James A. Faulconbridge | Management | For | For |
| 1.4 | Elect Director Duane M. Jergenson | Management | For | For |
| 1.5 | Elect Director Mary J. Schumacher | Management | For | For |
| 1.6 | Elect Director Daniel J. Stauber | Management | For | For |
| 1.7 | Elect Director James T. Thompson | Management | For | For |
| 1.8 | Elect Director Jeffrey L. Wright | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HD SUPPLY HOLDINGS, INC.
MEETING DATE: MAY 19, 2020 | TICKER: HDS SECURITY ID: 40416M105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kathleen J. Affeldt | Management | For | For |
| 1.2 | Elect Director Joseph J. DeAngelo | Management | For | For |
| 1.3 | Elect Director Peter A. Dorsman | Management | For | For |
| 1.4 | Elect Director Stephen J. Konenkamp | Management | For | For |
| 1.5 | Elect Director Patrick R. McNamee | Management | For | For |
| 1.6 | Elect Director Scott D. Ostfeld | Management | For | For |
| 1.7 | Elect Director Charles W. Peffer | Management | For | For |
| 1.8 | Elect Director James A. Rubright | Management | For | For |
| 1.9 | Elect Director Lauren Taylor Wolfe | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
HEALTHCARE REALTY TRUST INCORPORATED
MEETING DATE: MAY 12, 2020 | TICKER: HR SECURITY ID: 421946104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Todd J. Meredith | Management | For | For |
| 1.2 | Elect Director John V. Abbott | Management | For | For |
| 1.3 | Elect Director Nancy H. Agee | Management | For | For |
| 1.4 | Elect Director Edward H. Braman | Management | For | For |
| 1.5 | Elect Director James J. Kilroy | Management | For | For |
| 1.6 | Elect Director Peter F. Lyle, Sr. | Management | For | For |
| 1.7 | Elect Director John Knox Singleton | Management | For | For |
| 1.8 | Elect Director Bruce D. Sullivan | Management | For | For |
| 1.9 | Elect Director Christann M. Vasquez | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HEALTHCARE TRUST OF AMERICA, INC.
MEETING DATE: JUL 09, 2019 | TICKER: HTA SECURITY ID: 42225P501
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Scott D. Peters | Management | For | For |
| 1b | Elect Director W. Bradley Blair, II | Management | For | Against |
| 1c | Elect Director Vicki U. Booth | Management | For | Against |
| 1d | Elect Director Maurice J. DeWald | Management | For | Against |
| 1e | Elect Director Warren D. Fix | Management | For | For |
| 1f | Elect Director Peter N. Foss | Management | For | Against |
| 1g | Elect Director Daniel S. Henson | Management | For | For |
| 1h | Elect Director Larry L. Mathis | Management | For | Against |
| 1i | Elect Director Gary T. Wescombe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
HEALTHSTREAM, INC.
MEETING DATE: MAY 21, 2020 | TICKER: HSTM SECURITY ID: 42222N103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey L. McLaren | Management | For | Withhold |
| 1.2 | Elect Director Michael D. Shmerling | Management | For | For |
| 1.3 | Elect Director Linda Eskind Rebrovick | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HEICO CORPORATION
MEETING DATE: MAR 20, 2020 | TICKER: HEI SECURITY ID: 422806208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas M. Culligan | Management | For | For |
| 1.2 | Elect Director Adolfo Henriques | Management | For | For |
| 1.3 | Elect Director Mark H. Hildebrandt | Management | For | For |
| 1.4 | Elect Director Eric A. Mendelson | Management | For | For |
| 1.5 | Elect Director Laurans A. Mendelson | Management | For | For |
| 1.6 | Elect Director Victor H. Mendelson | Management | For | For |
| 1.7 | Elect Director Julie Neitzel | Management | For | For |
| 1.8 | Elect Director Alan Schriesheim | Management | For | For |
| 1.9 | Elect Director Frank J. Schwitter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
HELEN OF TROY LIMITED
MEETING DATE: AUG 21, 2019 | TICKER: HELE SECURITY ID: G4388N106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gary B. Abromovitz | Management | For | For |
| 1b | Elect Director Krista L. Berry | Management | For | For |
| 1c | Elect Director Vincent D. Carson | Management | For | For |
| 1d | Elect Director Thurman K. Case | Management | For | For |
| 1e | Elect Director Timothy F. Meeker | Management | For | For |
| 1f | Elect Director Julien R. Mininberg | Management | For | For |
| 1g | Elect Director Beryl B. Raff | Management | For | For |
| 1h | Elect Director William F. Susetka | Management | For | For |
| 1i | Elect Director Darren G. Woody | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
HERBALIFE NUTRITION LTD.
MEETING DATE: APR 29, 2020 | TICKER: HLF SECURITY ID: G4412G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Agwunobi | Management | For | For |
| 1.2 | Elect Director James L. Nelson | Management | For | For |
| 1.3 | Elect Director Richard H. Carmona | Management | For | For |
| 1.4 | Elect Director Jonathan Christodoro | Management | For | For |
| 1.5 | Elect Director Hunter C. Gary | Management | For | For |
| 1.6 | Elect Director Nicholas Graziano | Management | For | For |
| 1.7 | Elect Director Alan LeFevre | Management | For | For |
| 1.8 | Elect Director Jesse A. Lynn | Management | For | For |
| 1.9 | Elect Director Juan Miguel Mendoza | Management | For | For |
| 1.10 | Elect Director Michael Montelongo | Management | For | For |
| 1.11 | Elect Director Maria Otero | Management | For | For |
| 1.12 | Elect Director Margarita Palau-Hernandez | Management | For | For |
| 1.13 | Elect Director John Tartol | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Articles of Association to Eliminate the Casting Vote | Management | For | For |
| 4 | Amend Articles of Association | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| |
|---|
HERMAN MILLER, INC.
MEETING DATE: OCT 14, 2019 | TICKER: MLHR SECURITY ID: 600544100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lisa A. Kro | Management | For | For |
| 1.2 | Elect Director Michael C. Smith | Management | For | For |
| 1.3 | Elect Director Michael A. Volkema | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HEXCEL CORPORATION
MEETING DATE: JUN 01, 2020 | TICKER: HXL SECURITY ID: 428291108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Nick L. Stanage | Management | For | For |
| 1b | Elect Director Joel S. Beckman | Management | For | For |
| 1c | Elect Director Jeffrey C. Campbell | Management | For | For |
| 1d | Elect Director Cynthia M. Egnotovich | Management | For | For |
| 1e | Elect Director Thomas A. Gendron | Management | For | For |
| 1f | Elect Director Jeffrey A. Graves | Management | For | For |
| 1g | Elect Director Guy C. Hachey | Management | For | For |
| 1h | Elect Director Catherine A. Suever | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
HIBBETT SPORTS, INC.
MEETING DATE: MAY 28, 2020 | TICKER: HIBB SECURITY ID: 428567101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anthony F. Crudele | Management | For | For |
| 1.2 | Elect Director James A. Hilt | Management | For | For |
| 1.3 | Elect Director Jamere Jackson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
HIGHWOODS PROPERTIES, INC.
MEETING DATE: MAY 12, 2020 | TICKER: HIW SECURITY ID: 431284108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles A. Anderson | Management | For | For |
| 1.2 | Elect Director Gene H. Anderson | Management | For | For |
| 1.3 | Elect Director Thomas P. Anderson | Management | For | For |
| 1.4 | Elect Director Carlos E. Evans | Management | For | For |
| 1.5 | Elect Director David J. Hartzell | Management | For | For |
| 1.6 | Elect Director Sherry A. Kellett | Management | For | For |
| 1.7 | Elect Director Theodore J. Klinck | Management | For | For |
| 1.8 | Elect Director Anne H. Lloyd | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Non-Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
HILL-ROM HOLDINGS, INC.
MEETING DATE: FEB 25, 2020 | TICKER: HRC SECURITY ID: 431475102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William G. Dempsey | Management | For | For |
| 1.2 | Elect Director Gary L. Ellis | Management | For | For |
| 1.3 | Elect Director Stacy Enxing Seng | Management | For | For |
| 1.4 | Elect Director Mary Garrett | Management | For | For |
| 1.5 | Elect Director James R. Giertz | Management | For | For |
| 1.6 | Elect Director John P. Groetelaars | Management | For | For |
| 1.7 | Elect Director William H. Kucheman | Management | For | For |
| 1.8 | Elect Director Ronald A. Malone | Management | For | For |
| 1.9 | Elect Director Gregory J. Moore | Management | For | For |
| 1.10 | Elect Director Felicia F. Norwood | Management | For | For |
| 1.11 | Elect Director Nancy M. Schlichting | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
HILLENBRAND, INC.
MEETING DATE: FEB 13, 2020 | TICKER: HI SECURITY ID: 431571108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel C. Hillenbrand | Management | For | For |
| 1.2 | Elect Director Thomas H. Johnson | Management | For | For |
| 1.3 | Elect Director Neil S. Novich | Management | For | For |
| 1.4 | Elect Director Joe A. Raver | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Articles of Incorporation and Code of By-laws | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
HILTON GRAND VACATIONS INC.
MEETING DATE: MAY 07, 2020 | TICKER: HGV SECURITY ID: 43283X105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark D. Wang | Management | For | For |
| 1.2 | Elect Director Leonard A. Potter | Management | For | For |
| 1.3 | Elect Director Brenda J. Bacon | Management | For | For |
| 1.4 | Elect Director David W. Johnson | Management | For | For |
| 1.5 | Elect Director Mark H. Lazarus | Management | For | For |
| 1.6 | Elect Director Pamela H. Patsley | Management | For | For |
| 1.7 | Elect Director Paul W. Whetsell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HMS HOLDINGS CORP.
MEETING DATE: MAY 27, 2020 | TICKER: HMSY SECURITY ID: 40425J101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Katherine Baicker | Management | For | For |
| 1b | Elect Director Robert Becker | Management | For | For |
| 1c | Elect Director Craig R. Callen | Management | For | For |
| 1d | Elect Director William C. Lucia | Management | For | For |
| 1e | Elect Director William F. Miller, III | Management | For | For |
| 1f | Elect Director Jeffrey A. Rideout | Management | For | For |
| 1g | Elect Director Ellen A. Rudnick | Management | For | For |
| 1h | Elect Director Bart M. Schwartz | Management | For | For |
| 1i | Elect Director Richard H. Stowe | Management | For | For |
| 1j | Elect Director Cora M. Tellez | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
HOLLYFRONTIER CORPORATION
MEETING DATE: MAY 13, 2020 | TICKER: HFC SECURITY ID: 436106108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Anne-Marie N. Ainsworth | Management | For | For |
| 1b | Elect Director Douglas Y. Bech | Management | For | For |
| 1c | Elect Director Anna C. Catalano | Management | For | For |
| 1d | Elect Director Leldon E. Echols | Management | For | For |
| 1e | Elect Director Michael C. Jennings | Management | For | For |
| 1f | Elect Director R. Craig Knocke | Management | For | For |
| 1g | Elect Director Robert J. Kostelnik | Management | For | For |
| 1h | Elect Director James H. Lee | Management | For | For |
| 1i | Elect Director Franklin Myers | Management | For | For |
| 1j | Elect Director Michael E. Rose | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
HORACE MANN EDUCATORS CORPORATION
MEETING DATE: MAY 20, 2020 | TICKER: HMN SECURITY ID: 440327104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mark S. Casady | Management | For | For |
| 1b | Elect Director Daniel A. Domenech | Management | For | For |
| 1c | Elect Director Perry G. Hines | Management | For | For |
| 1d | Elect Director Mark E. Konen | Management | For | For |
| 1e | Elect Director Beverley J. McClure | Management | For | For |
| 1f | Elect Director H. Wade Reece | Management | For | For |
| 1g | Elect Director Robert Stricker | Management | For | For |
| 1h | Elect Director Steven O. Swyers | Management | For | For |
| 1i | Elect Director Marita Zuraitis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
HORIZON BANCORP, INC.
MEETING DATE: MAY 07, 2020 | TICKER: HBNC SECURITY ID: 440407104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James B. Dworkin | Management | For | For |
| 1.2 | Elect Director Michele M. Magnuson | Management | For | For |
| 1.3 | Elect Director Daniel F. Hopp | Management | For | For |
| 1.4 | Elect Director Steven W. Reed | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify BKD, LLP as Auditors | Management | For | For |
| |
|---|
HORIZON THERAPEUTICS PLC
MEETING DATE: APR 30, 2020 | TICKER: HZNP SECURITY ID: G46188101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gino Santini | Management | For | For |
| 1b | Elect Director James Shannon | Management | For | For |
| 1c | Elect Director Timothy Walbert | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Authorize Market Purchases or Overseas Market Purchases of Ordinary Shares | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | Against |
| 6 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
HUBBELL INCORPORATED
MEETING DATE: MAY 05, 2020 | TICKER: HUBB SECURITY ID: 443510607
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carlos M. Cardoso | Management | For | For |
| 1.2 | Elect Director Anthony J. Guzzi | Management | For | For |
| 1.3 | Elect Director Neal J. Keating | Management | For | For |
| 1.4 | Elect Director Bonnie C. Lind | Management | For | For |
| 1.5 | Elect Director John F. Malloy | Management | For | For |
| 1.6 | Elect Director David G. Nord | Management | For | For |
| 1.7 | Elect Director John G. Russell | Management | For | For |
| 1.8 | Elect Director Steven R. Shawley | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
HURON CONSULTING GROUP INC.
MEETING DATE: MAY 08, 2020 | TICKER: HURN SECURITY ID: 447462102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director H. Eugene Lockhart | Management | For | For |
| 1.2 | Elect Director James H. Roth | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
HYATT HOTELS CORPORATION
MEETING DATE: MAY 20, 2020 | TICKER: H SECURITY ID: 448579102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas J. Pritzker | Management | For | For |
| 1.2 | Elect Director Pamela M. Nicholson | Management | For | For |
| 1.3 | Elect Director Richard C. Tuttle | Management | For | For |
| 1.4 | Elect Director James H. Wooten, Jr. | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
I3 VERTICALS, INC.
MEETING DATE: FEB 28, 2020 | TICKER: IIIV SECURITY ID: 46571Y107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory Daily | Management | For | Withhold |
| 1.2 | Elect Director Clay Whitson | Management | For | Withhold |
| 1.3 | Elect Director Elizabeth Seigenthaler Courtney | Management | For | For |
| 1.4 | Elect Director John Harrison | Management | For | For |
| 1.5 | Elect Director Burton Harvey | Management | For | For |
| 1.6 | Elect Director Timothy McKenna | Management | For | For |
| 1.7 | Elect Director David Morgan | Management | For | For |
| 1.8 | Elect Director David Wilds | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
ICF INTERNATIONAL, INC.
MEETING DATE: MAY 28, 2020 | TICKER: ICFI SECURITY ID: 44925C103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sudhakar Kesavan | Management | For | For |
| 1.2 | Elect Director Michael J. Van Handel | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
ICU MEDICAL, INC.
MEETING DATE: MAY 13, 2020 | TICKER: ICUI SECURITY ID: 44930G107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Vivek Jain | Management | For | For |
| 1.2 | Elect Director George A. Lopez | Management | For | For |
| 1.3 | Elect Director Robert S. Swinney | Management | For | For |
| 1.4 | Elect Director David C. Greenberg | Management | For | For |
| 1.5 | Elect Director Elisha W. Finney | Management | For | For |
| 1.6 | Elect Director David F. Hoffmeister | Management | For | For |
| 1.7 | Elect Director Donald M. Abbey | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
IDACORP, INC.
MEETING DATE: MAY 21, 2020 | TICKER: IDA SECURITY ID: 451107106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Darrel T. Anderson | Management | For | For |
| 1.2 | Elect Director Thomas Carlile | Management | For | For |
| 1.3 | Elect Director Richard J. Dahl | Management | For | For |
| 1.4 | Elect Director Annette G. Elg | Management | For | For |
| 1.5 | Elect Director Lisa A. Grow | Management | For | For |
| 1.6 | Elect Director Ronald W. Jibson | Management | For | For |
| 1.7 | Elect Director Judith A. Johansen | Management | For | For |
| 1.8 | Elect Director Dennis L. Johnson | Management | For | For |
| 1.9 | Elect Director Christine King | Management | For | For |
| 1.10 | Elect Director Richard J. Navarro | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| |
|---|
INDEPENDENT BANK CORPORATION
MEETING DATE: APR 21, 2020 | TICKER: IBCP SECURITY ID: 453838609
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Terance L. Beia | Management | For | For |
| 1.2 | Elect Director Stephen L. Gulis, Jr. | Management | For | For |
| 1.3 | Elect Director William B. Kessel | Management | For | For |
| 2 | Ratify Crowe LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
INGREDION INCORPORATED
MEETING DATE: MAY 20, 2020 | TICKER: INGR SECURITY ID: 457187102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Luis Aranguren-Trellez | Management | For | For |
| 1b | Elect Director David B. Fischer | Management | For | For |
| 1c | Elect Director Paul Hanrahan | Management | For | For |
| 1d | Elect Director Rhonda L. Jordan | Management | For | For |
| 1e | Elect Director Gregory B. Kenny | Management | For | For |
| 1f | Elect Director Barbara A. Klein | Management | For | For |
| 1g | Elect Director Victoria J. Reich | Management | For | For |
| 1h | Elect Director Stephan B. Tanda | Management | For | For |
| 1i | Elect Director Jorge A. Uribe | Management | For | For |
| 1j | Elect Director Dwayne A. Wilson | Management | For | For |
| 1k | Elect Director James P. Zallie | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
INNOSPEC INC.
MEETING DATE: MAY 06, 2020 | TICKER: IOSP SECURITY ID: 45768S105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joachim Roeser - Withdrawn Resolution | Management | None | None |
| 1.2 | Elect Director Claudia Poccia | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| |
|---|
INNOVIVA, INC.
MEETING DATE: APR 24, 2020 | TICKER: INVA SECURITY ID: 45781M101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director George W. Bickerstaff, III | Management | For | For |
| 1b | Elect Director Mark A. DiPaolo | Management | For | For |
| 1c | Elect Director Jules Haimovitz | Management | For | For |
| 1d | Elect Director Odysseas D. Kostas | Management | For | For |
| 1e | Elect Director Sarah J. Schlesinger | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
INOVALON HOLDINGS, INC.
MEETING DATE: JUN 17, 2020 | TICKER: INOV SECURITY ID: 45781D101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith R. Dunleavy | Management | For | Withhold |
| 1.2 | Elect Director Denise K. Fletcher | Management | For | Withhold |
| 1.3 | Elect Director William D. Green | Management | For | Withhold |
| 1.4 | Elect Director Andre S. Hoffmann | Management | For | Withhold |
| 1.5 | Elect Director Isaac S. Kohane | Management | For | Withhold |
| 1.6 | Elect Director Mark A. Pulido | Management | For | Withhold |
| 1.7 | Elect Director Lee D. Roberts | Management | For | Withhold |
| 1.8 | Elect Director William J. Teuber, Jr. | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INPHI CORPORATION
MEETING DATE: MAY 21, 2020 | TICKER: IPHI SECURITY ID: 45772F107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nicholas E. Brathwaite | Management | For | For |
| 1.2 | Elect Director David E. Liddle | Management | For | For |
| 1.3 | Elect Director Bruce M. McWilliams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
INSIGHT ENTERPRISES, INC.
MEETING DATE: MAY 20, 2020 | TICKER: NSIT SECURITY ID: 45765U103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard E. Allen | Management | For | For |
| 1.2 | Elect Director Bruce W. Armstrong | Management | For | For |
| 1.3 | Elect Director Linda Breard | Management | For | For |
| 1.4 | Elect Director Timothy A. Crown | Management | For | For |
| 1.5 | Elect Director Catherine Courage | Management | For | For |
| 1.6 | Elect Director Anthony A. Ibarguen | Management | For | For |
| 1.7 | Elect Director Kenneth T. Lamneck | Management | For | For |
| 1.8 | Elect Director Kathleen S. Pushor | Management | For | For |
| 1.9 | Elect Director Girish Rishi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
INSTALLED BUILDING PRODUCTS, INC.
MEETING DATE: MAY 28, 2020 | TICKER: IBP SECURITY ID: 45780R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael T. Miller | Management | For | For |
| 1.2 | Elect Director Vikas Verma | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTEGER HOLDINGS CORPORATION
MEETING DATE: MAY 20, 2020 | TICKER: ITGR SECURITY ID: 45826H109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pamela G. Bailey | Management | For | For |
| 1.2 | Elect Director Joseph W. Dziedzic | Management | For | For |
| 1.3 | Elect Director James F. Hinrichs | Management | For | For |
| 1.4 | Elect Director Jean Hobby | Management | For | For |
| 1.5 | Elect Director M. Craig Maxwell | Management | For | For |
| 1.6 | Elect Director Filippo Passerini | Management | For | For |
| 1.7 | Elect Director Bill R. Sanford | Management | For | For |
| 1.8 | Elect Director Donald J. Spence | Management | For | For |
| 1.9 | Elect Director William B. Summers, Jr. | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTEGRA LIFESCIENCES HOLDINGS CORPORATION
MEETING DATE: MAY 13, 2020 | TICKER: IART SECURITY ID: 457985208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Peter J. Arduini | Management | For | For |
| 1b | Elect Director Rhonda Germany Ballintyn | Management | For | For |
| 1c | Elect Director Keith Bradley | Management | For | For |
| 1d | Elect Director Stuart M. Essig | Management | For | For |
| 1e | Elect Director Barbara B. Hill | Management | For | For |
| 1f | Elect Director Lloyd W. Howell, Jr. | Management | For | For |
| 1g | Elect Director Donald E. Morel, Jr. | Management | For | For |
| 1h | Elect Director Raymond G. Murphy | Management | For | For |
| 1i | Elect Director Christian S. Schade | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTERNATIONAL MONEY EXPRESS, INC.
MEETING DATE: JUN 26, 2020 | TICKER: IMXI SECURITY ID: 46005L101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kurt Holstein | Management | For | Withhold |
| 1.2 | Elect Director Robert Jahn | Management | For | Withhold |
| 1.3 | Elect Director John Rincon | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
INTERNATIONAL SEAWAYS, INC.
MEETING DATE: JUN 22, 2020 | TICKER: INSW SECURITY ID: Y41053102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Doug Wheat | Management | For | For |
| 1.2 | Elect Director Timothy J. Bernlohr | Management | For | For |
| 1.3 | Elect Director Ian T. Blackley | Management | For | For |
| 1.4 | Elect Director Randee E. Day | Management | For | For |
| 1.5 | Elect Director David I. Greenberg | Management | For | For |
| 1.6 | Elect Director Joseph I. Kronsberg | Management | For | Withhold |
| 1.7 | Elect Director Ty E. Wallach | Management | For | For |
| 1.8 | Elect Director Gregory A. Wright | Management | For | For |
| 1.9 | Elect Director Lois K. Zabrocky | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
INTERNATIONAL SPEEDWAY CORPORATION
MEETING DATE: OCT 16, 2019 | TICKER: ISCA SECURITY ID: 460335201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
ITRON, INC.
MEETING DATE: MAY 07, 2020 | TICKER: ITRI SECURITY ID: 465741106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jerome J. Lande | Management | For | For |
| 1b | Elect Director Frank M. Jaehnert | Management | For | For |
| 1c | Elect Director Gary E. Pruitt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
ITT INC.
MEETING DATE: MAY 15, 2020 | TICKER: ITT SECURITY ID: 45073V108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Orlando D. Ashford | Management | For | For |
| 1b | Elect Director Geraud Darnis | Management | For | For |
| 1c | Elect Director Donald DeFosset, Jr. | Management | For | For |
| 1d | Elect Director Nicholas C. Fanandakis | Management | For | For |
| 1e | Elect Director Richard P. Lavin | Management | For | For |
| 1f | Elect Director Mario Longhi | Management | For | For |
| 1g | Elect Director Rebecca A. McDonald | Management | For | For |
| 1h | Elect Director Timothy H. Powers | Management | For | For |
| 1i | Elect Director Luca Savi | Management | For | For |
| 1j | Elect Director Cheryl L. Shavers | Management | For | For |
| 1k | Elect Director Sabrina Soussan | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| |
|---|
J & J SNACK FOODS CORP.
MEETING DATE: FEB 11, 2020 | TICKER: JJSF SECURITY ID: 466032109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gerald B. Shreiber | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
J2 GLOBAL, INC.
MEETING DATE: MAY 07, 2020 | TICKER: JCOM SECURITY ID: 48123V102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard S. Ressler | Management | For | For |
| 1b | Elect Director Douglas Y. Bech | Management | For | For |
| 1c | Elect Director Robert J. Cresci | Management | For | For |
| 1d | Elect Director Sarah Fay | Management | For | For |
| 1e | Elect Director W. Brian Kretzmer | Management | For | For |
| 1f | Elect Director Jonathan F. Miller | Management | For | For |
| 1g | Elect Director Stephen Ross | Management | For | For |
| 1h | Elect Director Vivek Shah | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
JABIL INC.
MEETING DATE: JAN 23, 2020 | TICKER: JBL SECURITY ID: 466313103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anousheh Ansari | Management | For | For |
| 1.2 | Elect Director Martha F. Brooks | Management | For | For |
| 1.3 | Elect Director Christopher S. Holland | Management | For | For |
| 1.4 | Elect Director Timothy L. Main | Management | For | For |
| 1.5 | Elect Director Mark T. Mondello | Management | For | For |
| 1.6 | Elect Director John C. Plant | Management | For | For |
| 1.7 | Elect Director Steven A. Raymund | Management | For | For |
| 1.8 | Elect Director Thomas A. Sansone | Management | For | For |
| 1.9 | Elect Director David M. Stout | Management | For | For |
| 1.10 | Elect Director Kathleen A. Walters | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
JACK IN THE BOX INC.
MEETING DATE: FEB 28, 2020 | TICKER: JACK SECURITY ID: 466367109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jean M. Birch | Management | For | For |
| 1b | Elect Director Leonard A. Comma | Management | For | For |
| 1c | Elect Director John P. Gainor | Management | For | For |
| 1d | Elect Director David L. Goebel | Management | For | For |
| 1e | Elect Director Sharon P. John | Management | For | For |
| 1f | Elect Director Madeleine A. Kleiner | Management | For | For |
| 1g | Elect Director Michael W. Murphy | Management | For | For |
| 1h | Elect Director James M. Myers | Management | For | For |
| 1i | Elect Director David M. Tehle | Management | For | For |
| 1j | Elect Director Vivien M. Yeung | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
JACOBS ENGINEERING GROUP INC.
MEETING DATE: JAN 14, 2020 | TICKER: J SECURITY ID: 469814107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Steven J. Demetriou | Management | For | For |
| 1b | Elect Director Christopher M.T. Thompson | Management | For | For |
| 1c | Elect Director Joseph R. Bronson | Management | For | For |
| 1d | Elect Director Robert C. Davidson, Jr. | Management | For | For |
| 1e | Elect Director Ralph E. Eberhart | Management | For | For |
| 1f | Elect Director Georgette D. Kiser | Management | For | For |
| 1g | Elect Director Linda Fayne Levinson | Management | For | For |
| 1h | Elect Director Barbara L. Loughran | Management | For | For |
| 1i | Elect Director Robert A. McNamara | Management | For | For |
| 1j | Elect Director Peter J. Robertson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
JAZZ PHARMACEUTICALS PLC
MEETING DATE: AUG 01, 2019 | TICKER: JAZZ SECURITY ID: G50871105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Paul L. Berns | Management | For | For |
| 1b | Elect Director Patrick G. Enright | Management | For | For |
| 1c | Elect Director Seamus Mulligan | Management | For | For |
| 1d | Elect Director Norbert G. Riedel | Management | For | For |
| 2 | Approve KPMG, Dublin as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
JETBLUE AIRWAYS CORPORATION
MEETING DATE: MAY 14, 2020 | TICKER: JBLU SECURITY ID: 477143101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Basil Ben Baldanza | Management | For | For |
| 1b | Elect Director Peter Boneparth | Management | For | For |
| 1c | Elect Director Virginia Gambale | Management | For | For |
| 1d | Elect Director Robin Hayes | Management | For | For |
| 1e | Elect Director Ellen Jewett | Management | For | For |
| 1f | Elect Director Robert Leduc | Management | For | For |
| 1g | Elect Director Teri McClure | Management | For | For |
| 1h | Elect Director Sarah Robb O'Hagan | Management | For | For |
| 1i | Elect Director Vivek Sharma | Management | For | For |
| 1j | Elect Director Thomas Winkelmann | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 6 | Provide Right to Call Special Meeting | Management | For | For |
| 7 | Provide Right to Act by Written Consent | Management | For | For |
| 8 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| |
|---|
JUNIPER NETWORKS, INC.
MEETING DATE: MAY 14, 2020 | TICKER: JNPR SECURITY ID: 48203R104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gary Daichendt | Management | For | For |
| 1b | Elect Director Anne DelSanto | Management | For | For |
| 1c | Elect Director Kevin DeNuccio | Management | For | For |
| 1d | Elect Director James Dolce | Management | For | For |
| 1e | Elect Director Christine Gorjanc | Management | For | For |
| 1f | Elect Director Janet Haugen | Management | For | For |
| 1g | Elect Director Scott Kriens | Management | For | For |
| 1h | Elect Director Rahul Merchant | Management | For | For |
| 1i | Elect Director Rami Rahim | Management | For | For |
| 1j | Elect Director William Stensrud | Management | For | For |
| 2 | Ratify Ernst & Young as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
K12 INC.
MEETING DATE: DEC 13, 2019 | TICKER: LRN SECURITY ID: 48273U102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Aida M. Alvarez | Management | For | For |
| 1.2 | Elect Director Craig R. Barrett | Management | For | For |
| 1.3 | Elect Director Guillermo Bron | Management | For | For |
| 1.4 | Elect Director Robert L. Cohen | Management | For | For |
| 1.5 | Elect Director Nathaniel A. Davis | Management | For | For |
| 1.6 | Elect Director John M. Engler | Management | For | For |
| 1.7 | Elect Director Steven B. Fink | Management | For | For |
| 1.8 | Elect Director Robert E. Knowling, Jr. | Management | For | For |
| 1.9 | Elect Director Liza McFadden | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
KAMAN CORPORATION
MEETING DATE: APR 15, 2020 | TICKER: KAMN SECURITY ID: 483548103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George E. Minnich | Management | For | For |
| 1.2 | Elect Director Thomas W. Rabaut | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
KBR, INC.
MEETING DATE: MAY 13, 2020 | TICKER: KBR SECURITY ID: 48242W106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mark E. Baldwin | Management | For | For |
| 1b | Elect Director James R. Blackwell | Management | For | For |
| 1c | Elect Director Stuart J. B. Bradie | Management | For | For |
| 1d | Elect Director Lynn A. Dugle | Management | For | For |
| 1e | Elect Director Lester L. Lyles | Management | For | For |
| 1f | Elect Director Wendy M. Masiello | Management | For | For |
| 1g | Elect Director Jack B. Moore | Management | For | For |
| 1h | Elect Director Ann D. Pickard | Management | For | For |
| 1i | Elect Director Umberto della Sala | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
KEURIG DR PEPPER INC.
MEETING DATE: JUN 24, 2020 | TICKER: KDP SECURITY ID: 49271V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert J. Gamgort | Management | For | Against |
| 1b | Elect Director Olivier Goudet | Management | For | Against |
| 1c | Elect Director Peter Harf | Management | For | Against |
| 1d | Elect Director Genevieve Hovde | Management | For | For |
| 1e | Elect Director Anna-Lena Kamenetzky | Management | For | Against |
| 1f | Elect Director Paul S. Michaels | Management | For | For |
| 1g | Elect Director Pamela H. Patsley | Management | For | For |
| 1h | Elect Director Gerhard Pleuhs | Management | For | Against |
| 1i | Elect Director Fabien Simon | Management | For | Against |
| 1j | Elect Director Robert Singer | Management | For | For |
| 1k | Elect Director Dirk Van de Put | Management | For | Against |
| 1l | Elect Director Larry D. Young | Management | For | Against |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KFORCE INC.
MEETING DATE: APR 28, 2020 | TICKER: KFRC SECURITY ID: 493732101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ann E. Dunwoody | Management | For | For |
| 1.2 | Elect Director N. John Simmons | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
KILROY REALTY CORPORATION
MEETING DATE: MAY 19, 2020 | TICKER: KRC SECURITY ID: 49427F108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John Kilroy | Management | For | For |
| 1b | Elect Director Edward Brennan | Management | For | Against |
| 1c | Elect Director Jolie Hunt | Management | For | Against |
| 1d | Elect Director Scott Ingraham | Management | For | For |
| 1e | Elect Director Gary Stevenson | Management | For | Against |
| 1f | Elect Director Peter Stoneberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
KIMCO REALTY CORPORATION
MEETING DATE: APR 28, 2020 | TICKER: KIM SECURITY ID: 49446R109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Milton Cooper | Management | For | For |
| 1b | Elect Director Philip E. Coviello | Management | For | For |
| 1c | Elect Director Conor C. Flynn | Management | For | For |
| 1d | Elect Director Frank Lourenso | Management | For | For |
| 1e | Elect Director Colombe M. Nicholas | Management | For | For |
| 1f | Elect Director Mary Hogan Preusse | Management | For | For |
| 1g | Elect Director Valerie Richardson | Management | For | For |
| 1h | Elect Director Richard B. Saltzman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Pricewaterhouse Coopers LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
KINSALE CAPITAL GROUP, INC.
MEETING DATE: MAY 28, 2020 | TICKER: KNSL SECURITY ID: 49714P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael P. Kehoe | Management | For | For |
| 1.2 | Elect Director Steven J. Bensinger | Management | For | For |
| 1.3 | Elect Director Anne C. Kronenberg | Management | For | For |
| 1.4 | Elect Director Robert Lippincott, III | Management | For | For |
| 1.5 | Elect Director James J. Ritchie | Management | For | For |
| 1.6 | Elect Director Frederick L. Russell, Jr. | Management | For | For |
| 1.7 | Elect Director Gregory M. Share | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
KNOLL, INC.
MEETING DATE: MAY 05, 2020 | TICKER: KNL SECURITY ID: 498904200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Director Andrew B. Cogan | Management | For | For |
| 1.2 | Director Stephen F. Fisher | Management | For | For |
| 1.3 | Director Sarah E. Nash | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KOHL'S CORPORATION
MEETING DATE: MAY 13, 2020 | TICKER: KSS SECURITY ID: 500255104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael J. Bender | Management | For | For |
| 1b | Elect Director Peter Boneparth | Management | For | For |
| 1c | Elect Director Steven A. Burd | Management | For | For |
| 1d | Elect Director Yael Cosset | Management | For | For |
| 1e | Elect Director H. Charles Floyd | Management | For | For |
| 1f | Elect Director Michelle Gass | Management | For | For |
| 1g | Elect Director Jonas Prising | Management | For | For |
| 1h | Elect Director John E. Schlifske | Management | For | For |
| 1i | Elect Director Adrianne Shapira | Management | For | For |
| 1j | Elect Director Frank V. Sica | Management | For | For |
| 1k | Elect Director Stephanie A. Streeter | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Adopt Vendor Policy Regarding Oversight on Animal Welfare Throughout the Supply Chain | Shareholder | Against | Against |
| |
|---|
KOPPERS HOLDINGS INC.
MEETING DATE: MAY 06, 2020 | TICKER: KOP SECURITY ID: 50060P106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leroy M. Ball | Management | For | For |
| 1.2 | Elect Director Xudong Feng | Management | For | For |
| 1.3 | Elect Director Traci L. Jensen | Management | For | For |
| 1.4 | Elect Director David L. Motley | Management | For | For |
| 1.5 | Elect Director Albert J. Neupaver | Management | For | For |
| 1.6 | Elect Director Louis L. Testoni | Management | For | For |
| 1.7 | Elect Director Stephen R. Tritch | Management | For | For |
| 1.8 | Elect Director Sonja M. Wilkerson | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
KORN FERRY
MEETING DATE: OCT 03, 2019 | TICKER: KFY SECURITY ID: 500643200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Doyle N. Beneby | Management | For | For |
| 1B | Elect Director Gary D. Burnison | Management | For | For |
| 1C | Elect Director Christina A. Gold | Management | For | For |
| 1D | Elect Director Len J. Lauer | Management | For | For |
| 1E | Elect Director Jerry P. Leamon | Management | For | For |
| 1F | Elect Director Angel R. Martinez | Management | For | For |
| 1G | Elect Director Debra J. Perry | Management | For | For |
| 1H | Elect Director Lori J. Robinson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| |
|---|
KOSMOS ENERGY LTD.
MEETING DATE: JUN 10, 2020 | TICKER: KOS SECURITY ID: 500688106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Andrew G. Inglis | Management | For | For |
| 1B | Elect Director Richard Dearlove | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Reverse Stock Split | Management | For | For |
| |
|---|
KRYSTAL BIOTECH, INC.
MEETING DATE: MAY 29, 2020 | TICKER: KRYS SECURITY ID: 501147102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Krish S. Krishnan | Management | For | Withhold |
| 1.2 | Elect Director Kirti Ganorkar | Management | For | Withhold |
| 2 | Ratify Mayer Hoffman McCann P.C. as Auditors | Management | For | For |
| |
|---|
LA-Z-BOY INCORPORATED
MEETING DATE: AUG 27, 2019 | TICKER: LZB SECURITY ID: 505336107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kurt L. Darrow | Management | For | For |
| 1.2 | Elect Director Sarah M. Gallagher | Management | For | For |
| 1.3 | Elect Director Edwin J. Holman | Management | For | For |
| 1.4 | Elect Director Janet E. Kerr | Management | For | For |
| 1.5 | Elect Director Michael T. Lawton | Management | For | For |
| 1.6 | Elect Director H. George Levy | Management | For | For |
| 1.7 | Elect Director W. Alan McCollough | Management | For | For |
| 1.8 | Elect Director Rebecca L. O'Grady | Management | For | For |
| 1.9 | Elect Director Lauren B. Peters | Management | For | For |
| 1.10 | Elect Director Nido R. Qubein | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LAKELAND BANCORP, INC.
MEETING DATE: MAY 20, 2020 | TICKER: LBAI SECURITY ID: 511637100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark J. Fredericks | Management | For | For |
| 1.2 | Elect Director Brian A. Gragnolati | Management | For | For |
| 1.3 | Elect Director James E. Hanson, II | Management | For | For |
| 1.4 | Elect Director Janeth C. Hendershot | Management | For | For |
| 1.5 | Elect Director Robert B. Nicholson, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
LAKELAND FINANCIAL CORPORATION
MEETING DATE: APR 14, 2020 | TICKER: LKFN SECURITY ID: 511656100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Blake W. Augsburger | Management | For | For |
| 1b | Elect Director Robert E. Bartels, Jr. | Management | For | For |
| 1c | Elect Director Darrianne P. Christian | Management | For | For |
| 1d | Elect Director Daniel F. Evans, Jr. | Management | For | For |
| 1e | Elect Director David M. Findlay | Management | For | For |
| 1f | Elect Director Thomas A. Hiatt | Management | For | For |
| 1g | Elect Director Michael L. Kubacki | Management | For | For |
| 1h | Elect Director Emily E. Pichon | Management | For | For |
| 1i | Elect Director Steven D. Ross | Management | For | For |
| 1j | Elect Director Brian J. Smith | Management | For | For |
| 1k | Elect Director Bradley J. Toothaker | Management | For | For |
| 1l | Elect Director Ronald D. Truex | Management | For | For |
| 1m | Elect Director M. Scott Welch | Management | For | For |
| 2 | Amend Articles of Incorporation to Allow Shareholders to Amend Bylaws | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Crowe LLP as Auditors | Management | For | For |
| |
|---|
LAMAR ADVERTISING COMPANY
MEETING DATE: MAY 28, 2020 | TICKER: LAMR SECURITY ID: 512816109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nancy Fletcher | Management | For | For |
| 1.2 | Elect Director John E. Koerner, III | Management | For | For |
| 1.3 | Elect Director Marshall A. Loeb | Management | For | For |
| 1.4 | Elect Director Stephen P. Mumblow | Management | For | For |
| 1.5 | Elect Director Thomas V. Reifenheiser | Management | For | For |
| 1.6 | Elect Director Anna Reilly | Management | For | For |
| 1.7 | Elect Director Kevin P. Reilly, Jr. | Management | For | For |
| 1.8 | Elect Director Wendell Reilly | Management | For | Withhold |
| 1.9 | Elect Director Elizabeth Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
LANCASTER COLONY CORPORATION
MEETING DATE: NOV 13, 2019 | TICKER: LANC SECURITY ID: 513847103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barbara L. Brasier | Management | For | For |
| 1.2 | Elect Director David A. Ciesinski | Management | For | For |
| 1.3 | Elect Director Kenneth L. Cooke | Management | For | For |
| 1.4 | Elect Director Alan F. Harris | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
LANDSTAR SYSTEM, INC.
MEETING DATE: MAY 19, 2020 | TICKER: LSTR SECURITY ID: 515098101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David G. Bannister | Management | For | For |
| 1b | Elect Director George P. Scanlon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LANTHEUS HOLDINGS, INC.
MEETING DATE: APR 23, 2020 | TICKER: LNTH SECURITY ID: 516544103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Julie McHugh | Management | For | For |
| 1.2 | Elect Director Frederick Robertson | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
LATTICE SEMICONDUCTOR CORPORATION
MEETING DATE: MAY 05, 2020 | TICKER: LSCC SECURITY ID: 518415104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James R. Anderson | Management | For | For |
| 1.2 | Elect Director Robin A. Abrams | Management | For | For |
| 1.3 | Elect Director John Bourgoin | Management | For | For |
| 1.4 | Elect Director Mark E. Jensen | Management | For | For |
| 1.5 | Elect Director Anjali Joshi | Management | For | For |
| 1.6 | Elect Director James P. Lederer | Management | For | For |
| 1.7 | Elect Director John E. Major | Management | For | For |
| 1.8 | Elect Director Krishna Rangasayee | Management | For | For |
| 1.9 | Elect Director D. Jeffrey Richardson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
LAUREATE EDUCATION, INC.
MEETING DATE: MAY 11, 2020 | TICKER: LAUR SECURITY ID: 518613203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian F. Carroll | Management | For | Withhold |
| 1.2 | Elect Director Andrew B. Cohen | Management | For | Withhold |
| 1.3 | Elect Director William L. Cornog | Management | For | Withhold |
| 1.4 | Elect Director Pedro del Corro | Management | For | Withhold |
| 1.5 | Elect Director Michael J. Durham | Management | For | Withhold |
| 1.6 | Elect Director Kenneth W. Freeman | Management | For | Withhold |
| 1.7 | Elect Director George Munoz | Management | For | Withhold |
| 1.8 | Elect Director Judith Rodin | Management | For | Withhold |
| 1.9 | Elect Director Eilif Serck-Hanssen | Management | For | Withhold |
| 1.10 | Elect Director Ian K. Snow | Management | For | Withhold |
| 1.11 | Elect Director Steven M. Taslitz | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| |
|---|
LAZARD LTD
MEETING DATE: APR 28, 2020 | TICKER: LAZ SECURITY ID: G54050102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth M. Jacobs | Management | For | For |
| 1.2 | Elect Director Michelle Jarrard | Management | For | For |
| 1.3 | Elect Director Iris Knobloch | Management | For | For |
| 1.4 | Elect Director Philip A. Laskawy | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
LCI INDUSTRIES
MEETING DATE: MAY 21, 2020 | TICKER: LCII SECURITY ID: 50189K103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James F. Gero | Management | For | For |
| 1b | Elect Director Frank J. Crespo | Management | For | For |
| 1c | Elect Director Brendan J. Deely | Management | For | For |
| 1d | Elect Director Ronald J. Fenech | Management | For | For |
| 1e | Elect Director Tracy D. Graham | Management | For | For |
| 1f | Elect Director Virginia L. Henkels | Management | For | For |
| 1g | Elect Director Jason D. Lippert | Management | For | For |
| 1h | Elect Director Kieran M. O'Sullivan | Management | For | For |
| 1i | Elect Director David A. Reed | Management | For | For |
| 1j | Elect Director John A. Sirpilla | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
LEAR CORPORATION
MEETING DATE: MAY 21, 2020 | TICKER: LEA SECURITY ID: 521865204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas P. Capo | Management | For | For |
| 1b | Elect Director Mei-Wei Cheng | Management | For | For |
| 1c | Elect Director Jonathan F. Foster | Management | For | For |
| 1d | Elect Director Mary Lou Jepsen | Management | For | For |
| 1e | Elect Director Kathleen A. Ligocki | Management | For | For |
| 1f | Elect Director Conrad L. Mallett, Jr. | Management | For | For |
| 1g | Elect Director Raymond E. Scott | Management | For | For |
| 1h | Elect Director Gregory C. Smith | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Human Rights Impact Assessment | Shareholder | Against | For |
| |
|---|
LEGGETT & PLATT, INCORPORATED
MEETING DATE: MAY 15, 2020 | TICKER: LEG SECURITY ID: 524660107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mark A. Blinn | Management | For | For |
| 1b | Elect Director Robert E. Brunner | Management | For | For |
| 1c | Elect Director Mary Campbell | Management | For | For |
| 1d | Elect Director J. Mitchell Dolloff | Management | For | For |
| 1e | Elect Director Manuel A. Fernandez | Management | For | For |
| 1f | Elect Director Karl G. Glassman | Management | For | For |
| 1g | Elect Director Joseph W. McClanathan | Management | For | For |
| 1h | Elect Director Judy C. Odom | Management | For | For |
| 1i | Elect Director Srikanth Padmanabhan | Management | For | For |
| 1j | Elect Director Jai Shah | Management | For | For |
| 1k | Elect Director Phoebe A. Wood | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LENNOX INTERNATIONAL INC.
MEETING DATE: MAY 21, 2020 | TICKER: LII SECURITY ID: 526107107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Janet K. Cooper | Management | For | For |
| 1.2 | Elect Director John W. Norris, III | Management | For | For |
| 1.3 | Elect Director Karen H. Quintos | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
LEXINGTON REALTY TRUST
MEETING DATE: MAY 19, 2020 | TICKER: LXP SECURITY ID: 529043101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director T. Wilson Eglin | Management | For | For |
| 1.2 | Elect Director Richard S. Frary | Management | For | For |
| 1.3 | Elect Director Lawrence L. Gray | Management | For | For |
| 1.4 | Elect Director Jamie Handwerker | Management | For | For |
| 1.5 | Elect Director Claire A. Koeneman | Management | For | For |
| 1.6 | Elect Director Howard Roth | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
LHC GROUP, INC.
MEETING DATE: JUN 11, 2020 | TICKER: LHCG SECURITY ID: 50187A107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jonathan Goldberg | Management | For | For |
| 1.2 | Elect Director Clifford S. Holtz | Management | For | For |
| 1.3 | Elect Director W.J. 'Billy' Tauzin | Management | For | For |
| 1.4 | Elect Director Brent Turner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
LIBERTY OILFIELD SERVICES INC.
MEETING DATE: APR 21, 2020 | TICKER: LBRT SECURITY ID: 53115L104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gale A. Norton | Management | For | For |
| 1.2 | Elect Director Jesal Shah | Management | For | Withhold |
| 1.3 | Elect Director Cary D. Steinbeck | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LIBERTY PROPERTY TRUST
MEETING DATE: JAN 30, 2020 | TICKER: LPT SECURITY ID: 531172104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
LIFE STORAGE, INC.
MEETING DATE: MAY 28, 2020 | TICKER: LSI SECURITY ID: 53223X107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mark G. Barberio | Management | For | For |
| 1b | Elect Director Joseph V. Saffire | Management | For | For |
| 1c | Elect Director Charles E. Lannon | Management | For | For |
| 1d | Elect Director Stephen R. Rusmisel | Management | For | For |
| 1e | Elect Director Arthur L. Havener, Jr. | Management | For | For |
| 1f | Elect Director Dana Hamilton | Management | For | For |
| 1g | Elect Director Edward J. Pettinella | Management | For | For |
| 1h | Elect Director David L. Rogers | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Non-Employee Director Restricted Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LINCOLN ELECTRIC HOLDINGS, INC.
MEETING DATE: APR 22, 2020 | TICKER: LECO SECURITY ID: 533900106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Curtis E. Espeland | Management | For | For |
| 1.2 | Elect Director Patrick P. Goris | Management | For | For |
| 1.3 | Elect Director Stephen G. Hanks | Management | For | For |
| 1.4 | Elect Director Michael F. Hilton | Management | For | For |
| 1.5 | Elect Director G. Russell Lincoln | Management | For | For |
| 1.6 | Elect Director Kathryn Jo Lincoln | Management | For | For |
| 1.7 | Elect Director William E. MacDonald, III | Management | For | For |
| 1.8 | Elect Director Christopher L. Mapes | Management | For | For |
| 1.9 | Elect Director Phillip J. Mason | Management | For | For |
| 1.10 | Elect Director Ben P. Patel | Management | For | For |
| 1.11 | Elect Director Hellene S. Runtagh | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LITHIA MOTORS, INC.
MEETING DATE: APR 23, 2020 | TICKER: LAD SECURITY ID: 536797103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sidney B. DeBoer | Management | For | For |
| 1b | Elect Director Bryan B. DeBoer | Management | For | For |
| 1c | Elect Director Susan O. Cain | Management | For | For |
| 1d | Elect Director Shauna F. McIntyre | Management | For | For |
| 1e | Elect Director Louis P. Miramontes | Management | For | For |
| 1f | Elect Director Kenneth E. Roberts | Management | For | For |
| 1g | Elect Director David J. Robino | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
LITTELFUSE, INC.
MEETING DATE: APR 23, 2020 | TICKER: LFUS SECURITY ID: 537008104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kristina A. Cerniglia | Management | For | For |
| 1b | Elect Director Tzau-Jin Chung | Management | For | For |
| 1c | Elect Director Cary T. Fu | Management | For | For |
| 1d | Elect Director Maria C. Green | Management | For | For |
| 1e | Elect Director Anthony Grillo | Management | For | For |
| 1f | Elect Director David W. Heinzmann | Management | For | For |
| 1g | Elect Director Gordon Hunter | Management | For | For |
| 1h | Elect Director John E. Major | Management | For | For |
| 1i | Elect Director William P. Noglows | Management | For | For |
| 1j | Elect Director Nathan Zommer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
LOGMEIN, INC.
MEETING DATE: MAR 12, 2020 | TICKER: LOGM SECURITY ID: 54142L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
LOGMEIN, INC.
MEETING DATE: JUN 11, 2020 | TICKER: LOGM SECURITY ID: 54142L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David J. Henshall | Management | For | For |
| 1b | Elect Director Peter J. Sacripanti | Management | For | For |
| 1c | Elect Director William R. Wagner | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LTC PROPERTIES, INC.
MEETING DATE: MAY 27, 2020 | TICKER: LTC SECURITY ID: 502175102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Boyd W. Hendrickson | Management | For | For |
| 1.2 | Elect Director James J. Pieczynski | Management | For | For |
| 1.3 | Elect Director Devra G. Shapiro | Management | For | For |
| 1.4 | Elect Director Wendy L. Simpson | Management | For | For |
| 1.5 | Elect Director Timothy J. Triche | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
M.D.C. HOLDINGS, INC.
MEETING DATE: APR 20, 2020 | TICKER: MDC SECURITY ID: 552676108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David D. Mandarich | Management | For | For |
| 1.2 | Elect Director Paris G. Reece, III | Management | For | Withhold |
| 1.3 | Elect Director David Siegel | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
M/I HOMES, INC.
MEETING DATE: MAY 11, 2020 | TICKER: MHO SECURITY ID: 55305B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Phillip G. Creek | Management | For | Did Not Vote |
| 1.2 | Elect Director Nancy J. Kramer | Management | For | Did Not Vote |
| 1.3 | Elect Director Norman L. Traeger | Management | For | Did Not Vote |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Did Not Vote |
| |
|---|
MAGELLAN HEALTH, INC.
MEETING DATE: JUN 17, 2020 | TICKER: MGLN SECURITY ID: 559079207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven J. Shulman | Management | For | For |
| 1.2 | Elect Director Swati Abbott | Management | For | For |
| 1.3 | Elect Director Kenneth J. Fasola | Management | For | For |
| 1.4 | Elect Director Peter A. Feld | Management | For | For |
| 1.5 | Elect Director G. Scott MacKenzie | Management | For | For |
| 1.6 | Elect Director Leslie V. Norwalk | Management | For | For |
| 1.7 | Elect Director Guy P. Sansone | Management | For | For |
| 1.8 | Elect Director Mural R. Josephson | Management | For | For |
| 1.9 | Elect Director Christopher J. Chen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
MAGNOLIA OIL & GAS CORPORATION
MEETING DATE: MAY 04, 2020 | TICKER: MGY SECURITY ID: 559663109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephen "Steve" I. Chazen | Management | For | For |
| 1b | Elect Director Arcilia C. Acosta | Management | For | For |
| 1c | Elect Director Angela M. Busch | Management | For | For |
| 1d | Elect Director Edward P. Djerejian | Management | For | For |
| 1e | Elect Director James R. Larson | Management | For | For |
| 1f | Elect Director Dan F. Smith | Management | For | For |
| 1g | Elect Director John B. Walker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
MALIBU BOATS, INC.
MEETING DATE: NOV 06, 2019 | TICKER: MBUU SECURITY ID: 56117J100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael K. Hooks | Management | For | For |
| 1.2 | Elect Director Jack D. Springer | Management | For | For |
| 1.3 | Elect Director John E. Stokely | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
MANHATTAN ASSOCIATES, INC.
MEETING DATE: MAY 14, 2020 | TICKER: MANH SECURITY ID: 562750109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Eddie Capel | Management | For | For |
| 1b | Elect Director Charles E. Moran | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| |
|---|
MANPOWERGROUP, INC.
MEETING DATE: MAY 08, 2020 | TICKER: MAN SECURITY ID: 56418H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Gina R. Boswell | Management | For | For |
| 1B | Elect Director Cari M. Dominguez | Management | For | For |
| 1C | Elect Director William Downe | Management | For | For |
| 1D | Elect Director John F. Ferraro | Management | For | For |
| 1E | Elect Director Patricia Hemingway Hall | Management | For | For |
| 1F | Elect Director Julie M. Howard | Management | For | For |
| 1G | Elect Director Ulice Payne, Jr. | Management | For | For |
| 1H | Elect Director Jonas Prising | Management | For | For |
| 1I | Elect Director Paul Read | Management | For | For |
| 1J | Elect Director Elizabeth P. Sartain | Management | For | For |
| 1K | Elect Director Michael J. Van Handel | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MANTECH INTERNATIONAL CORPORATION
MEETING DATE: MAY 21, 2020 | TICKER: MANT SECURITY ID: 564563104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George J. Pedersen | Management | For | For |
| 1.2 | Elect Director Richard L. Armitage | Management | For | For |
| 1.3 | Elect Director Mary K. Bush | Management | For | For |
| 1.4 | Elect Director Barry G. Campbell | Management | For | For |
| 1.5 | Elect Director Richard J. Kerr | Management | For | For |
| 1.6 | Elect Director Peter B. LaMontagne | Management | For | For |
| 1.7 | Elect Director Kenneth A. Minihan | Management | For | For |
| 1.8 | Elect Director Kevin M. Phillips | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| |
|---|
MASIMO CORPORATION
MEETING DATE: MAY 29, 2020 | TICKER: MASI SECURITY ID: 574795100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Julie A. Shimer | Management | For | For |
| 1.2 | Elect Director H Michael Cohen | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
MASTEC, INC.
MEETING DATE: MAY 15, 2020 | TICKER: MTZ SECURITY ID: 576323109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ernst N. Csiszar | Management | For | For |
| 1.2 | Elect Director Julia L. Johnson | Management | For | For |
| 1.3 | Elect Director Jorge Mas | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MASTERCRAFT BOAT HOLDINGS, INC.
MEETING DATE: OCT 23, 2019 | TICKER: MCFT SECURITY ID: 57637H103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jaclyn Baumgarten | Management | For | For |
| 1.2 | Elect Director Roch Lambert | Management | For | For |
| 1.3 | Elect Director Peter G. Leemputte | Management | For | For |
| 2 | Amend Certificate of Incorporation to Declassify the Board | Management | For | For |
| 3 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
MATCH GROUP, INC.
MEETING DATE: JUN 25, 2020 | TICKER: MTCH SECURITY ID: 57665R106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Classify the Board of Directors | Management | For | Against |
| 3 | Restrict Right to Act by Written Consent | Management | For | Against |
| 4 | Adjourn Meeting | Management | For | Against |
| |
|---|
MAXIMUS, INC.
MEETING DATE: MAR 17, 2020 | TICKER: MMS SECURITY ID: 577933104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gayathri Rajan | Management | For | For |
| 1b | Elect Director Michael J. Warren | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| |
|---|
MCGRATH RENTCORP
MEETING DATE: JUN 03, 2020 | TICKER: MGRC SECURITY ID: 580589109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kimberly A. Box | Management | For | For |
| 1.2 | Elect Director William J. Dawson | Management | For | For |
| 1.3 | Elect Director Elizabeth A. Fetter | Management | For | For |
| 1.4 | Elect Director Joseph F. Hanna | Management | For | For |
| 1.5 | Elect Director Bradley M. Shuster | Management | For | For |
| 1.6 | Elect Director M. Richard Smith | Management | For | For |
| 1.7 | Elect Director Dennis P. Stradford | Management | For | For |
| 1.8 | Elect Director Ronald H. Zech | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MDU RESOURCES GROUP, INC.
MEETING DATE: MAY 12, 2020 | TICKER: MDU SECURITY ID: 552690109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas Everist | Management | For | For |
| 1b | Elect Director Karen B. Fagg | Management | For | For |
| 1c | Elect Director David L. Goodin | Management | For | For |
| 1d | Elect Director Mark A. Hellerstein | Management | For | For |
| 1e | Elect Director Dennis W. Johnson | Management | For | For |
| 1f | Elect Director Patricia L. Moss | Management | For | For |
| 1g | Elect Director Edward A. Ryan | Management | For | For |
| 1h | Elect Director David M. Sparby | Management | For | For |
| 1i | Elect Director Chenxi Wang | Management | For | For |
| 1j | Elect Director John K. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
MEDIDATA SOLUTIONS, INC.
MEETING DATE: AUG 16, 2019 | TICKER: MDSO SECURITY ID: 58471A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
MEDPACE HOLDINGS, INC.
MEETING DATE: MAY 15, 2020 | TICKER: MEDP SECURITY ID: 58506Q109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian T. Carley | Management | For | Withhold |
| 1.2 | Elect Director Thomas C. King | Management | For | For |
| 1.3 | Elect Director Robert O. Kraft | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
MERIDIAN BANCORP, INC.
MEETING DATE: JUN 17, 2020 | TICKER: EBSB SECURITY ID: 58958U103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cynthia C. Carney | Management | For | For |
| 1.2 | Elect Director Edward J. Merritt | Management | For | For |
| 1.3 | Elect Director Joyce A. Murphy | Management | For | For |
| 2 | Ratify Wolf & Company, P.C. as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MERIDIAN BIOSCIENCE, INC.
MEETING DATE: JAN 29, 2020 | TICKER: VIVO SECURITY ID: 589584101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James M. Anderson | Management | For | For |
| 1.2 | Elect Director Dwight E. Ellingwood | Management | For | For |
| 1.3 | Elect Director Jack Kenny | Management | For | For |
| 1.4 | Elect Director John C. McIlwraith | Management | For | For |
| 1.5 | Elect Director David C. Phillips | Management | For | For |
| 1.6 | Elect Director John M. Rice, Jr. | Management | For | For |
| 1.7 | Elect Director Catherine A. Sazdanoff | Management | For | For |
| 1.8 | Elect Director Felicia Williams | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MERITAGE HOMES CORPORATION
MEETING DATE: MAY 21, 2020 | TICKER: MTH SECURITY ID: 59001A102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven J. Hilton | Management | For | For |
| 1.2 | Elect Director Raymond Oppel | Management | For | For |
| 1.3 | Elect Director Dana C. Bradford | Management | For | For |
| 1.4 | Elect Director Deborah Ann Henretta | Management | For | For |
| 1.5 | Elect Director P. Kelly Mooney | Management | For | For |
| 1.6 | Elect Director Joseph Keough | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MERITOR, INC.
MEETING DATE: JAN 23, 2020 | TICKER: MTOR SECURITY ID: 59001K100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven Beringhause | Management | For | For |
| 1.2 | Elect Director Rhonda L. Brooks | Management | For | For |
| 1.3 | Elect Director Jeffrey A. Craig | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Amend Articles of Incorporation to Allow Shareholders to Amend By-Laws | Management | For | For |
| 6 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
MESA AIR GROUP, INC.
MEETING DATE: FEB 04, 2020 | TICKER: MESA SECURITY ID: 590479135
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jonathan G. Ornstein | Management | For | Did Not Vote |
| 1.2 | Elect Director Ellen N. Artist | Management | For | Did Not Vote |
| 1.3 | Elect Director Mitchell I. Gordon | Management | For | Did Not Vote |
| 1.4 | Elect Director Dana J. Lockhart | Management | For | Did Not Vote |
| 1.5 | Elect Director Spyridon Skiados | Management | For | Did Not Vote |
| 1.6 | Elect Director Harvey W. Schiller | Management | For | Did Not Vote |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | Did Not Vote |
| |
|---|
MESA LABORATORIES, INC.
MEETING DATE: NOV 05, 2019 | TICKER: MLAB SECURITY ID: 59064R109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John J. Sullivan | Management | For | For |
| 1.2 | Elect Director Gary M. Owens | Management | For | For |
| 1.3 | Elect Director John B. Schmieder | Management | For | For |
| 1.4 | Elect Director Robert V. Dwyer | Management | For | For |
| 1.5 | Elect Director Evan C. Guillemin | Management | For | For |
| 1.6 | Elect Director David M. Kelly | Management | For | For |
| 1.7 | Elect Director David B. Perez | Management | For | For |
| 1.8 | Elect Director Jennifer S. Alltoft | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Plante & Moran, PLLC as Auditors | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
MFA FINANCIAL, INC.
MEETING DATE: JUN 10, 2020 | TICKER: MFA SECURITY ID: 55272X102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Laurie S. Goodman | Management | For | For |
| 1b | Elect Director Craig L. Knutson | Management | For | For |
| 1c | Elect Director Richard C. Wald | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MGE ENERGY, INC.
MEETING DATE: MAY 19, 2020 | TICKER: MGEE SECURITY ID: 55277P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James G. Berbee | Management | For | For |
| 1.2 | Elect Director Londa J. Dewey | Management | For | For |
| 1.3 | Elect Director Thomas R. Stolper | Management | For | For |
| 2 | Approve Restricted Stock Plan | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Approve Nomination of Environmental Expert on the Board of Directors | Shareholder | Against | Against |
| |
|---|
MGIC INVESTMENT CORPORATION
MEETING DATE: APR 23, 2020 | TICKER: MTG SECURITY ID: 552848103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel A. Arrigoni | Management | For | For |
| 1.2 | Elect Director C. Edward Chaplin | Management | For | For |
| 1.3 | Elect Director Curt S. Culver | Management | For | For |
| 1.4 | Elect Director Jay C. Hartzell | Management | For | For |
| 1.5 | Elect Director Timothy A. Holt | Management | For | For |
| 1.6 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
| 1.7 | Elect Director Jodeen A. Kozlak | Management | For | For |
| 1.8 | Elect Director Michael E. Lehman | Management | For | For |
| 1.9 | Elect Director Melissa B. Lora | Management | For | For |
| 1.10 | Elect Director Timothy J. Mattke | Management | For | For |
| 1.11 | Elect Director Gary A. Poliner | Management | For | For |
| 1.12 | Elect Director Sheryl L. Sculley | Management | For | For |
| 1.13 | Elect Director Mark M. Zandi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
MICROSTRATEGY INCORPORATED
MEETING DATE: MAY 27, 2020 | TICKER: MSTR SECURITY ID: 594972408
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Saylor | Management | For | Withhold |
| 1.2 | Elect Director Stephen X. Graham | Management | For | For |
| 1.3 | Elect Director Jarrod M. Patten | Management | For | For |
| 1.4 | Elect Director Leslie J. Rechan | Management | For | For |
| 1.5 | Elect Director Carl J. Rickertsen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
MILLER INDUSTRIES, INC.
MEETING DATE: MAY 22, 2020 | TICKER: MLR SECURITY ID: 600551204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Theodore H. Ashford, III | Management | For | For |
| 1.2 | Elect Director A. Russell Chandler, III | Management | For | For |
| 1.3 | Elect Director William G. Miller | Management | For | For |
| 1.4 | Elect Director William G. Miller, II | Management | For | For |
| 1.5 | Elect Director Richard H. Roberts | Management | For | For |
| 1.6 | Elect Director Leigh Walton | Management | For | For |
| 1.7 | Elect Director Deborah L. Whitmire | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MOHAWK INDUSTRIES, INC.
MEETING DATE: MAY 21, 2020 | TICKER: MHK SECURITY ID: 608190104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Karen A. Smith Bogart | Management | For | For |
| 1.2 | Elect Director Jeffrey S. Lorberbaum | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MOLINA HEALTHCARE, INC.
MEETING DATE: MAY 07, 2020 | TICKER: MOH SECURITY ID: 60855R100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.a | Elect Director Ronna E. Romney | Management | For | For |
| 1.b | Elect Director Dale B. Wolf | Management | For | For |
| 1.c | Elect Director Joseph M. Zubretsky | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
MONMOUTH REAL ESTATE INVESTMENT CORPORATION
MEETING DATE: MAY 14, 2020 | TICKER: MNR SECURITY ID: 609720107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kiernan Conway | Management | For | For |
| 1.2 | Elect Director Brian H. Haimm | Management | For | For |
| 1.3 | Elect Director Neal Herstik | Management | For | For |
| 1.4 | Elect Director Matthew I. Hirsch | Management | For | Withhold |
| 1.5 | Elect Director Stephen B. Wolgin | Management | For | For |
| 2 | Ratify PKF O'Connor Davies, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MONOLITHIC POWER SYSTEMS, INC.
MEETING DATE: JUN 11, 2020 | TICKER: MPWR SECURITY ID: 609839105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Victor K. Lee | Management | For | For |
| 1.2 | Elect Director James C. Moyer | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
MONOTYPE IMAGING HOLDINGS INC.
MEETING DATE: OCT 09, 2019 | TICKER: TYPE SECURITY ID: 61022P100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
MONRO, INC.
MEETING DATE: AUG 13, 2019 | TICKER: MNRO SECURITY ID: 610236101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frederick M. Danziger | Management | For | For |
| 1.2 | Elect Director Stephen C. McCluski | Management | For | For |
| 1.3 | Elect Director Robert E. Mellor | Management | For | For |
| 1.4 | Elect Director Peter J. Solomon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
MOOG INC.
MEETING DATE: FEB 11, 2020 | TICKER: MOG.A SECURITY ID: 615394202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Janet M. Coletti | Management | For | For |
| 1.2 | Elect Director Kraig H. Kayser | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
MORNINGSTAR, INC.
MEETING DATE: MAY 15, 2020 | TICKER: MORN SECURITY ID: 617700109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Joe Mansueto | Management | For | For |
| 1b | Elect Director Kunal Kapoor | Management | For | For |
| 1c | Elect Director Robin Diamonte | Management | For | Against |
| 1d | Elect Director Cheryl Francis | Management | For | Against |
| 1e | Elect Director Steve Joynt | Management | For | Against |
| 1f | Elect Director Steve Kaplan | Management | For | For |
| 1g | Elect Director Gail Landis | Management | For | Against |
| 1h | Elect Director Bill Lyons | Management | For | For |
| 1i | Elect Director Jack Noonan | Management | For | Against |
| 1j | Elect Director Caroline Tsay | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditor | Management | For | For |
| |
|---|
MSA SAFETY INCORPORATED
MEETING DATE: MAY 12, 2020 | TICKER: MSA SECURITY ID: 553498106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William M. Lambert | Management | For | For |
| 1.2 | Elect Director Diane M. Pearse | Management | For | For |
| 1.3 | Elect Director Nishan J. Vartanian | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MSC INDUSTRIAL DIRECT CO., INC.
MEETING DATE: JAN 29, 2020 | TICKER: MSM SECURITY ID: 553530106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mitchell Jacobson | Management | For | For |
| 1.2 | Elect Director Erik Gershwind | Management | For | For |
| 1.3 | Elect Director Jonathan Byrnes | Management | For | For |
| 1.4 | Elect Director Louise Goeser | Management | For | For |
| 1.5 | Elect Director Michael Kaufmann | Management | For | For |
| 1.6 | Elect Director Denis Kelly | Management | For | For |
| 1.7 | Elect Director Steven Paladino | Management | For | For |
| 1.8 | Elect Director Philip Peller | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MSG NETWORKS INC.
MEETING DATE: DEC 06, 2019 | TICKER: MSGN SECURITY ID: 553573106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph J. Lhota | Management | For | For |
| 1.2 | Elect Director Joel M. Litvin | Management | For | For |
| 1.3 | Elect Director John L. Sykes | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| |
|---|
MTS SYSTEMS CORPORATION
MEETING DATE: FEB 11, 2020 | TICKER: MTSC SECURITY ID: 553777103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David J. Anderson | Management | For | For |
| 1.2 | Elect Director Jeffrey A. Graves | Management | For | For |
| 1.3 | Elect Director Nancy Altobello | Management | For | For |
| 1.4 | Elect Director David D. Johnson | Management | For | For |
| 1.5 | Elect Director Randy J. Martinez | Management | For | For |
| 1.6 | Elect Director Michael V. Schrock | Management | For | For |
| 1.7 | Elect Director Chun Hung (Kenneth) Yu | Management | For | For |
| 1.8 | Elect Director Linda Zukauckas | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MURPHY USA INC.
MEETING DATE: MAY 07, 2020 | TICKER: MUSA SECURITY ID: 626755102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Claiborne P. Deming | Management | For | For |
| 1.2 | Elect Director Jack T. Taylor | Management | For | For |
| 1.3 | Elect Director Jeanne L. Phillips | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditor | Management | For | For |
| |
|---|
MYRIAD GENETICS, INC.
MEETING DATE: DEC 05, 2019 | TICKER: MYGN SECURITY ID: 62855J104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark C. Capone | Management | For | For |
| 1.2 | Elect Director Heiner Dreismann | Management | For | For |
| 1.3 | Elect Director Colleen F. Reitan | Management | For | For |
| 2 | Amend Restricted Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NAPCO SECURITY TECHNOLOGIES, INC.
MEETING DATE: MAY 21, 2020 | TICKER: NSSC SECURITY ID: 630402105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard L. Soloway | Management | For | Withhold |
| 1.2 | Elect Director Kevin S. Buchel | Management | For | Withhold |
| 2 | Ratify Baker Tilly Virchow Krause, LLP as Auditors | Management | For | For |
| 3 | Approve Non-Employee Director Stock Option Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
NATERA, INC.
MEETING DATE: MAY 28, 2020 | TICKER: NTRA SECURITY ID: 632307104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rowan Chapman | Management | For | For |
| 1.2 | Elect Director Herm Rosenman | Management | For | Withhold |
| 1.3 | Elect Director Jonathan Sheena | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
NATIONAL CINEMEDIA, INC.
MEETING DATE: APR 28, 2020 | TICKER: NCMI SECURITY ID: 635309107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark B. Segall | Management | For | For |
| 1.2 | Elect Director David E. Glazek | Management | For | For |
| 1.3 | Elect Director Lawrence A. Goodman | Management | For | For |
| 1.4 | Elect Director David R. Haas *Withdrawn Resolution* | Management | None | None |
| 1.5 | Elect Director Kurt C. Hall | Management | For | For |
| 1.6 | Elect Director Thomas F. Lesinski | Management | For | For |
| 1.7 | Elect Director Lee Roy Mitchell | Management | For | For |
| 1.8 | Elect Director Donna Reisman | Management | For | For |
| 1.9 | Elect Director Renana Teperberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify 2019 Equity Grants to Thomas F. Lesinski | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
NATIONAL HEALTH INVESTORS, INC.
MEETING DATE: MAY 06, 2020 | TICKER: NHI SECURITY ID: 63633D104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director W. Andrew Adams | Management | For | Against |
| 1b | Elect Director Robert A. McCabe, Jr. | Management | For | For |
| 1c | Elect Director Charlotte A. Swafford | Management | For | For |
| 1d | Elect Director Robert G. Adams | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
NATIONAL HEALTHCARE CORPORATION
MEETING DATE: MAY 07, 2020 | TICKER: NHC SECURITY ID: 635906100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director W. Andrew Adams | Management | For | Did Not Vote |
| 1b | Elect Director Ernest G. Burgess, III | Management | For | Did Not Vote |
| 1c | Elect Director Emil E. Hassan | Management | For | Did Not Vote |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 3 | Approve Omnibus Stock Plan | Management | For | Did Not Vote |
| 4 | Report on Plans to Increase Board Diversity | Shareholder | Against | Did Not Vote |
| |
|---|
NATIONAL INSTRUMENTS CORPORATION
MEETING DATE: MAY 05, 2020 | TICKER: NATI SECURITY ID: 636518102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael E. McGrath | Management | For | For |
| 1.2 | Elect Director Alexander M. Davern | Management | For | For |
| 2 | Approve Restricted Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NATIONAL RESEARCH CORPORATION
MEETING DATE: MAY 18, 2020 | TICKER: NRC SECURITY ID: 637372202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director JoAnn M. Martin | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NATIONAL RETAIL PROPERTIES, INC.
MEETING DATE: MAY 12, 2020 | TICKER: NNN SECURITY ID: 637417106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pamela K. Beall | Management | For | For |
| 1.2 | Elect Director Steven D. Cosler | Management | For | For |
| 1.3 | Elect Director Don DeFosset | Management | For | For |
| 1.4 | Elect Director David M. Fick | Management | For | For |
| 1.5 | Elect Director Edward J. Fritsch | Management | For | For |
| 1.6 | Elect Director Kevin B. Habicht | Management | For | For |
| 1.7 | Elect Director Betsy D. Holden | Management | For | For |
| 1.8 | Elect Director Julian E. Whitehurst | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
NATIONAL WESTERN LIFE GROUP, INC.
MEETING DATE: JUN 19, 2020 | TICKER: NWLI SECURITY ID: 638517102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David S. Boone | Management | For | For |
| 1.2 | Elect Director Stephen E. Glasgow | Management | For | For |
| 1.3 | Elect Director E. J. Pederson | Management | For | For |
| 2 | Ratify BKD, LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
NATUS MEDICAL INCORPORATED
MEETING DATE: JUN 17, 2020 | TICKER: NTUS SECURITY ID: 639050103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jonathan A. Kennedy | Management | For | For |
| 1b | Elect Director Barbara R. Paul | Management | For | For |
| 1c | Elect Director Alice D. Schroeder | Management | For | For |
| 1d | Elect Director Thomas J. Sullivan | Management | For | For |
| 1e | Elect Director Ilan Daskal | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
NCR CORPORATION
MEETING DATE: APR 21, 2020 | TICKER: NCR SECURITY ID: 62886E108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark W. Begor | Management | For | For |
| 1.2 | Elect Director Gregory R. Blank | Management | For | For |
| 1.3 | Elect Director Catherine (Katie) L. Burke | Management | For | For |
| 1.4 | Elect Director Chinh E. Chu | Management | For | For |
| 1.5 | Elect Director Deborah A. Farrington | Management | For | For |
| 1.6 | Elect Director Michael D. Hayford | Management | For | For |
| 1.7 | Elect Director Georgette D. Kiser | Management | For | For |
| 1.8 | Elect Director Kirk T. Larsen | Management | For | For |
| 1.9 | Elect Director Frank R. Martire | Management | For | For |
| 1.10 | Elect Director Matthew A. Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Eliminate Supermajority Vote Requirement | Management | For | For |
| |
|---|
NEENAH, INC.
MEETING DATE: MAY 21, 2020 | TICKER: NP SECURITY ID: 640079109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William M. Cook | Management | For | For |
| 1b | Elect Director Philip C. Moore | Management | For | For |
| 1c | Elect Director Julie A. Schertell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
NELNET, INC.
MEETING DATE: MAY 22, 2020 | TICKER: NNI SECURITY ID: 64031N108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kathleen A. Farrell | Management | For | For |
| 1b | Elect Director David S. Graff | Management | For | For |
| 1c | Elect Director Thomas E. Henning | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NEOGEN CORPORATION
MEETING DATE: OCT 03, 2019 | TICKER: NEOG SECURITY ID: 640491106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John E. Adent | Management | For | For |
| 1.2 | Elect Director William T. Boehm | Management | For | For |
| 1.3 | Elect Director James P. Tobin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
NEOGENOMICS, INC.
MEETING DATE: MAY 28, 2020 | TICKER: NEO SECURITY ID: 64049M209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Douglas M. VanOort | Management | For | For |
| 1b | Elect Director Steven C. Jones | Management | For | For |
| 1c | Elect Director Kevin C. Johnson | Management | For | For |
| 1d | Elect Director Raymond R. Hipp | Management | For | For |
| 1e | Elect Director Bruce K. Crowther | Management | For | For |
| 1f | Elect Director Lynn A. Tetrault | Management | For | For |
| 1g | Elect Director Alison L. Hannah | Management | For | For |
| 1h | Elect Director Stephen M. Kanovsky | Management | For | For |
| 1i | Elect Director Rachel A. Stahler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
NEUROCRINE BIOSCIENCES, INC.
MEETING DATE: MAY 19, 2020 | TICKER: NBIX SECURITY ID: 64125C109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin C. Gorman | Management | For | For |
| 1.2 | Elect Director Gary A. Lyons | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
NEVRO CORP.
MEETING DATE: MAY 21, 2020 | TICKER: NVRO SECURITY ID: 64157F103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank Fischer | Management | For | For |
| 1.2 | Elect Director Shawn T. McCormick | Management | For | For |
| 1.3 | Elect Director Kevin O'Boyle | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NEW RELIC, INC.
MEETING DATE: AUG 22, 2019 | TICKER: NEWR SECURITY ID: 64829B100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Caroline Watteeuw Carlisle | Management | For | Withhold |
| 1.2 | Elect Director Dan Scholnick | Management | For | Withhold |
| 1.3 | Elect Director James Tolonen | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
NEWMARKET CORPORATION
MEETING DATE: APR 23, 2020 | TICKER: NEU SECURITY ID: 651587107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Phyllis L. Cothran | Management | For | For |
| 1.2 | Elect Director Mark M. Gambill | Management | For | For |
| 1.3 | Elect Director Bruce C. Gottwald | Management | For | For |
| 1.4 | Elect Director Thomas E. Gottwald | Management | For | For |
| 1.5 | Elect Director Patrick D. Hanley | Management | For | For |
| 1.6 | Elect Director H. Hiter Harris, III | Management | For | For |
| 1.7 | Elect Director James E. Rogers | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NEXSTAR MEDIA GROUP, INC.
MEETING DATE: JUN 03, 2020 | TICKER: NXST SECURITY ID: 65336K103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis A. Miller | Management | For | For |
| 1.2 | Elect Director John R. Muse | Management | For | For |
| 1.3 | Elect Director I. Martin Pompadur | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NEXTGEN HEALTHCARE, INC.
MEETING DATE: AUG 15, 2019 | TICKER: NXGN SECURITY ID: 65343C102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John R. 'Rusty' Frantz | Management | For | For |
| 1.2 | Elect Director Craig A. Barbarosh | Management | For | For |
| 1.3 | Elect Director George H. Bristol | Management | For | For |
| 1.4 | Elect Director Julie D. Klapstein | Management | For | For |
| 1.5 | Elect Director James C. Malone | Management | For | For |
| 1.6 | Elect Director Jeffrey H. Margolis | Management | For | For |
| 1.7 | Elect Director Morris Panner | Management | For | For |
| 1.8 | Elect Director Sheldon Razin | Management | For | For |
| 1.9 | Elect Director Lance E. Rosenzweig | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
NIC INC.
MEETING DATE: APR 27, 2020 | TICKER: EGOV SECURITY ID: 62914B100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harry H. Herington | Management | For | For |
| 1.2 | Elect Director Art N. Burtscher | Management | For | For |
| 1.3 | Elect Director Venmal (Raji) Arasu | Management | For | For |
| 1.4 | Elect Director C. Brad Henry | Management | For | For |
| 1.5 | Elect Director Alexander C. Kemper | Management | For | For |
| 1.6 | Elect Director William M. Lyons | Management | For | For |
| 1.7 | Elect Director Anthony Scott | Management | For | For |
| 1.8 | Elect Director Jayaprakash Vijayan | Management | For | For |
| 1.9 | Elect Director Pete Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
NICOLET BANKSHARES, INC.
MEETING DATE: MAY 11, 2020 | TICKER: NCBS SECURITY ID: 65406E102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert B. Atwell | Management | For | For |
| 1.2 | Elect Director Rachel Campos-Duffy | Management | For | For |
| 1.3 | Elect Director Michael E. Daniels | Management | For | For |
| 1.4 | Elect Director John N. Dykema | Management | For | For |
| 1.5 | Elect Director Terrence R. Fulwiler | Management | For | For |
| 1.6 | Elect Director Christopher J. Ghidorzi | Management | For | For |
| 1.7 | Elect Director Andrew F. Hetzel, Jr. | Management | For | For |
| 1.8 | Elect Director Donald J. Long, Jr. | Management | For | For |
| 1.9 | Elect Director Dustin J. McClone | Management | For | For |
| 1.10 | Elect Director Susan L. Merkatoris | Management | For | For |
| 1.11 | Elect Director Oliver Pierce Smith | Management | For | For |
| 1.12 | Elect Director Robert J. Weyers | Management | For | For |
| 2 | Ratify Wipfli LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
NMI HOLDINGS, INC.
MEETING DATE: MAY 14, 2020 | TICKER: NMIH SECURITY ID: 629209305
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bradley M. Shuster | Management | For | For |
| 1.2 | Elect Director Claudia J. Merkle | Management | For | For |
| 1.3 | Elect Director Michael Embler | Management | For | For |
| 1.4 | Elect Director James G. Jones | Management | For | For |
| 1.5 | Elect Director Lynn S. McCreary | Management | For | For |
| 1.6 | Elect Director Michael Montgomery | Management | For | For |
| 1.7 | Elect Director Regina Muehlhauser | Management | For | For |
| 1.8 | Elect Director James H. Ozanne | Management | For | For |
| 1.9 | Elect Director Steven L. Scheid | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
NORDSON CORPORATION
MEETING DATE: FEB 25, 2020 | TICKER: NDSN SECURITY ID: 655663102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sundaram Nagarajan | Management | For | For |
| 1.2 | Elect Director Ginger M. Jones | Management | For | For |
| 1.3 | Elect Director Joseph P. Keithley | Management | For | For |
| 1.4 | Elect Director Michael J. Merriman, Jr. | Management | For | For |
| 1.5 | Elect Director Mary G. Puma | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NORTHWESTERN CORPORATION
MEETING DATE: APR 23, 2020 | TICKER: NWE SECURITY ID: 668074305
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen P. Adik | Management | For | For |
| 1.2 | Elect Director Anthony T. Clark | Management | For | For |
| 1.3 | Elect Director Dana J. Dykhouse | Management | For | For |
| 1.4 | Elect Director Jan R. Horsfall | Management | For | For |
| 1.5 | Elect Director Britt E. Ide | Management | For | For |
| 1.6 | Elect Director Julia L. Johnson | Management | For | For |
| 1.7 | Elect Director Linda G. Sullivan | Management | For | For |
| 1.8 | Elect Director Robert C. Rowe | Management | For | For |
| 1.9 | Elect Director Mahvash Yazdi | Management | For | For |
| 1.10 | Elect Director Jeffrey W. Yingling | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
NUANCE COMMUNICATIONS, INC.
MEETING DATE: JAN 22, 2020 | TICKER: NUAN SECURITY ID: 67020Y100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark D. Benjamin | Management | For | For |
| 1.2 | Elect Director Daniel Brennan | Management | For | For |
| 1.3 | Elect Director Lloyd Carney | Management | For | For |
| 1.4 | Elect Director Thomas Ebling | Management | For | For |
| 1.5 | Elect Director Robert Finocchio, Jr. | Management | For | For |
| 1.6 | Elect Director Laura S. Kaiser | Management | For | For |
| 1.7 | Elect Director Michal Katz | Management | For | For |
| 1.8 | Elect Director Mark Laret | Management | For | For |
| 1.9 | Elect Director Sanjay Vaswani | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | For |
| |
|---|
NUVASIVE, INC.
MEETING DATE: MAY 28, 2020 | TICKER: NUVA SECURITY ID: 670704105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director J. Christopher Barry | Management | For | For |
| 1b | Elect Director Gregory T. Lucier | Management | For | For |
| 1c | Elect Director Leslie V. Norwalk | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NVE CORPORATION
MEETING DATE: AUG 01, 2019 | TICKER: NVEC SECURITY ID: 629445206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Terrence W. Glarner | Management | For | For |
| 1.2 | Elect Director Daniel A. Baker | Management | For | For |
| 1.3 | Elect Director Patricia M. Hollister | Management | For | For |
| 1.4 | Elect Director Richard W. Kramp | Management | For | For |
| 1.5 | Elect Director Gary R. Maharaj | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Boulay PLLP as Auditors | Management | For | For |
| |
|---|
OGE ENERGY CORP.
MEETING DATE: MAY 21, 2020 | TICKER: OGE SECURITY ID: 670837103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Frank A. Bozich | Management | For | For |
| 1b | Elect Director James H. Brandi | Management | For | For |
| 1c | Elect Director Peter D. Clarke | Management | For | For |
| 1d | Elect Director Luke R. Corbett | Management | For | For |
| 1e | Elect Director David L. Hauser | Management | For | For |
| 1f | Elect Director Judy R. McReynolds | Management | For | For |
| 1g | Elect Director David E. Rainbolt | Management | For | For |
| 1h | Elect Director J. Michael Sanner | Management | For | For |
| 1i | Elect Director Sheila G. Talton | Management | For | For |
| 1j | Elect Director Sean Trauschke | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Supermajority Voting Provisions | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
OLD REPUBLIC INTERNATIONAL CORPORATION
MEETING DATE: MAY 22, 2020 | TICKER: ORI SECURITY ID: 680223104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles J. Kovaleski | Management | For | Withhold |
| 1.2 | Elect Director Craig R. Smiddy | Management | For | For |
| 1.3 | Elect Director Arnold L. Steiner | Management | For | Withhold |
| 1.4 | Elect Director Fredricka Taubitz | Management | For | Withhold |
| 1.5 | Elect Director Aldo C. Zucaro | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
OMEGA FLEX, INC.
MEETING DATE: JUN 03, 2020 | TICKER: OFLX SECURITY ID: 682095104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin R. Hoben | Management | For | For |
| 1.2 | Elect Director Mark F. Albino | Management | For | For |
| 1.3 | Elect Director James M. Dubin | Management | For | For |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| 3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
OMEGA HEALTHCARE INVESTORS, INC.
MEETING DATE: JUN 11, 2020 | TICKER: OHI SECURITY ID: 681936100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kapila K. Anand | Management | For | For |
| 1.2 | Elect Director Craig R. Callen | Management | For | For |
| 1.3 | Elect Director Barbara B. Hill | Management | For | For |
| 1.4 | Elect Director Edward Lowenthal | Management | For | For |
| 1.5 | Elect Director C. Taylor Pickett | Management | For | For |
| 1.6 | Elect Director Stephen D. Plavin | Management | For | For |
| 1.7 | Elect Director Burke W. Whitman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
OMNICELL, INC.
MEETING DATE: MAY 26, 2020 | TICKER: OMCL SECURITY ID: 68213N109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joanne B. Bauer | Management | For | For |
| 1.2 | Elect Director Robin G. Seim | Management | For | For |
| 1.3 | Elect Director Sara J. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
ON SEMICONDUCTOR CORPORATION
MEETING DATE: MAY 20, 2020 | TICKER: ON SECURITY ID: 682189105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Atsushi Abe | Management | For | For |
| 1b | Elect Director Alan Campbell | Management | For | For |
| 1c | Elect Director Gilles Delfassy | Management | For | For |
| 1d | Elect Director Emmanuel T. Hernandez | Management | For | For |
| 1e | Elect Director Keith D. Jackson | Management | For | For |
| 1f | Elect Director Paul A. Mascarenas | Management | For | For |
| 1g | Elect Director Christine Y. Yan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
ONE GAS, INC.
MEETING DATE: MAY 21, 2020 | TICKER: OGS SECURITY ID: 68235P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert B. Evans | Management | For | For |
| 1.2 | Elect Director John W. Gibson | Management | For | For |
| 1.3 | Elect Director Tracy E. Hart | Management | For | For |
| 1.4 | Elect Director Michael G. Hutchinson | Management | For | For |
| 1.5 | Elect Director Pattye L. Moore | Management | For | For |
| 1.6 | Elect Director Pierce H. Norton, II | Management | For | For |
| 1.7 | Elect Director Eduardo A. Rodriguez | Management | For | For |
| 1.8 | Elect Director Douglas H. Yaeger | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ONEMAIN HOLDINGS, INC.
MEETING DATE: MAY 19, 2020 | TICKER: OMF SECURITY ID: 68268W103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jay N. Levine | Management | For | For |
| 1.2 | Elect Director Roy A. Guthrie | Management | For | Withhold |
| 1.3 | Elect Director Peter B. Sinensky | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
ORITANI FINANCIAL CORP.
MEETING DATE: NOV 14, 2019 | TICKER: ORIT SECURITY ID: 68633D103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
ORMAT TECHNOLOGIES, INC.
MEETING DATE: JUN 03, 2020 | TICKER: ORA SECURITY ID: 686688102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Isaac Angel | Management | For | For |
| 1B | Elect Director Ravit Barniv | Management | For | For |
| 1C | Elect Director Albertus "Bert" Bruggink | Management | For | For |
| 1D | Elect Director Dan Falk | Management | For | Against |
| 1E | Elect Director David Granot | Management | For | Against |
| 1F | Elect Director Stan H. Koyanagi | Management | For | For |
| 1G | Elect Director Dafna Sharir | Management | For | For |
| 1H | Elect Director Stanley B. Stern | Management | For | Against |
| 1I | Elect Director Hidetake Takahashi | Management | For | For |
| 1J | Elect Director Byron G. Wong | Management | For | Against |
| 2 | Ratify Kesselman & Kesselman as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
OSHKOSH CORPORATION
MEETING DATE: FEB 04, 2020 | TICKER: OSK SECURITY ID: 688239201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith J. Allman | Management | For | For |
| 1.2 | Elect Director Wilson R. Jones | Management | For | For |
| 1.3 | Elect Director Tyrone M. Jordan | Management | For | For |
| 1.4 | Elect Director Kimberley Metcalf-Kupres | Management | For | For |
| 1.5 | Elect Director Stephen D. Newlin | Management | For | For |
| 1.6 | Elect Director Raymond T. Odierno | Management | For | For |
| 1.7 | Elect Director Craig P. Omtvedt | Management | For | For |
| 1.8 | Elect Director Duncan J. Palmer | Management | For | For |
| 1.9 | Elect Director Sandra E. Rowland | Management | For | For |
| 1.10 | Elect Director John S. Shiely | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
OSI SYSTEMS, INC.
MEETING DATE: DEC 12, 2019 | TICKER: OSIS SECURITY ID: 671044105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Deepak Chopra | Management | For | For |
| 1.2 | Elect Director Steven C. Good | Management | For | For |
| 1.3 | Elect Director Meyer Luskin | Management | For | For |
| 1.4 | Elect Director William F. Ballhaus, Jr. | Management | For | For |
| 1.5 | Elect Director James B. Hawkins | Management | For | For |
| 1.6 | Elect Director Gerald Chizever | Management | For | For |
| 1.7 | Elect Director Kelli Bernard | Management | For | For |
| 2 | Ratify Moss Adams LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
OTTER TAIL CORPORATION
MEETING DATE: APR 20, 2020 | TICKER: OTTR SECURITY ID: 689648103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John D. Erickson | Management | For | For |
| 1.2 | Elect Director Nathan I. Partain | Management | For | For |
| 1.3 | Elect Director James B. Stake | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
OWENS CORNING
MEETING DATE: APR 16, 2020 | TICKER: OC SECURITY ID: 690742101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Brian D. Chambers | Management | For | For |
| 1b | Elect Director Eduardo E. Cordeiro | Management | For | For |
| 1c | Elect Director Adrienne D. Elsner | Management | For | For |
| 1d | Elect Director J. Brian Ferguson | Management | For | For |
| 1e | Elect Director Ralph F. Hake | Management | For | For |
| 1f | Elect Director Edward F. Lonergan | Management | For | For |
| 1g | Elect Director Maryann T. Mannen | Management | For | For |
| 1h | Elect Director W. Howard Morris | Management | For | For |
| 1i | Elect Director Suzanne P. Nimocks | Management | For | For |
| 1j | Elect Director John D. Williams | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
PACKAGING CORPORATION OF AMERICA
MEETING DATE: MAY 05, 2020 | TICKER: PKG SECURITY ID: 695156109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cheryl K. Beebe | Management | For | For |
| 1.2 | Elect Director Duane C. Farrington | Management | For | For |
| 1.3 | Elect Director Donna A. Harman | Management | For | For |
| 1.4 | Elect Director Mark W. Kowlzan | Management | For | For |
| 1.5 | Elect Director Robert C. Lyons | Management | For | For |
| 1.6 | Elect Director Thomas P. Maurer | Management | For | For |
| 1.7 | Elect Director Samuel M. Mencoff | Management | For | For |
| 1.8 | Elect Director Roger B. Porter | Management | For | For |
| 1.9 | Elect Director Thomas S. Souleles | Management | For | For |
| 1.10 | Elect Director Paul T. Stecko | Management | For | For |
| 1.11 | Elect Director James D. Woodrum | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PAR PACIFIC HOLDINGS, INC.
MEETING DATE: MAY 05, 2020 | TICKER: PARR SECURITY ID: 69888T207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert Silberman | Management | For | For |
| 1.2 | Elect Director Melvyn Klein | Management | For | For |
| 1.3 | Elect Director Curtis Anastasio | Management | For | For |
| 1.4 | Elect Director Timothy Clossey | Management | For | For |
| 1.5 | Elect Director L. Melvin Cooper | Management | For | For |
| 1.6 | Elect Director Walter Dods | Management | For | For |
| 1.7 | Elect Director Katherine Hatcher | Management | For | For |
| 1.8 | Elect Director Joseph Israel | Management | For | For |
| 1.9 | Elect Director William Monteleone | Management | For | For |
| 1.10 | Elect Director William C. Pate | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
PATTERSON COMPANIES, INC.
MEETING DATE: SEP 16, 2019 | TICKER: PDCO SECURITY ID: 703395103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John D. Buck | Management | For | For |
| 1b | Elect Director Alex N. Blanco | Management | For | For |
| 1c | Elect Director Jody H. Feragen | Management | For | For |
| 1d | Elect Director Robert C. Frenzel | Management | For | For |
| 1e | Elect Director Francis J. Malecha | Management | For | For |
| 1f | Elect Director Ellen A. Rudnick | Management | For | For |
| 1g | Elect Director Neil A. Schrimsher | Management | For | For |
| 1h | Elect Director Mark S. Walchirk | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
PAYLOCITY HOLDING CORPORATION
MEETING DATE: DEC 13, 2019 | TICKER: PCTY SECURITY ID: 70438V106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven R. Beauchamp | Management | For | For |
| 1.2 | Elect Director Andres D. Reiner | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PBF ENERGY INC.
MEETING DATE: JUN 04, 2020 | TICKER: PBF SECURITY ID: 69318G106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Thomas J. Nimbley | Management | For | For |
| 1B | Elect Director Spencer Abraham | Management | For | For |
| 1C | Elect Director Wayne Budd | Management | For | For |
| 1D | Elect Director Karen Davis | Management | For | For |
| 1E | Elect Director S. Eugene Edwards | Management | For | For |
| 1F | Elect Director William E. Hantke | Management | For | For |
| 1G | Elect Director Edward Kosnik | Management | For | For |
| 1H | Elect Director Robert Lavinia | Management | For | For |
| 1I | Elect Director Kimberly S. Lubel | Management | For | For |
| 1J | Elect Director George E. Ogden | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PENNYMAC FINANCIAL SERVICES, INC.
MEETING DATE: MAY 28, 2020 | TICKER: PFSI SECURITY ID: 70932M107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stanford L. Kurland | Management | For | For |
| 1b | Elect Director David A. Spector | Management | For | For |
| 1c | Elect Director Anne D. McCallion | Management | For | For |
| 1d | Elect Director Matthew Botein | Management | For | For |
| 1e | Elect Director James K. Hunt | Management | For | For |
| 1f | Elect Director Patrick Kinsella | Management | For | For |
| 1g | Elect Director Joseph Mazzella | Management | For | For |
| 1h | Elect Director Farhad Nanji | Management | For | For |
| 1i | Elect Director Jeffrey A. Perlowitz | Management | For | For |
| 1j | Elect Director Theodore W. Tozer | Management | For | For |
| 1k | Elect Director Emily Youssouf | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
PENSKE AUTOMOTIVE GROUP, INC.
MEETING DATE: MAY 13, 2020 | TICKER: PAG SECURITY ID: 70959W103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John D. Barr | Management | For | Withhold |
| 1.2 | Elect Director Lisa A. Davis | Management | For | For |
| 1.3 | Elect Director Wolfgang Durheimer | Management | For | For |
| 1.4 | Elect Director Michael R. Eisenson | Management | For | For |
| 1.5 | Elect Director Robert H. Kurnick, Jr. | Management | For | For |
| 1.6 | Elect Director Kimberly J. McWaters | Management | For | Withhold |
| 1.7 | Elect Director Greg Penske | Management | For | For |
| 1.8 | Elect Director Roger S. Penske | Management | For | For |
| 1.9 | Elect Director Sandra E. Pierce | Management | For | For |
| 1.10 | Elect Director Greg C. Smith | Management | For | Withhold |
| 1.11 | Elect Director Ronald G. Steinhart | Management | For | Withhold |
| 1.12 | Elect Director H. Brian Thompson | Management | For | For |
| 1.13 | Elect Director Masashi Yamanaka | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PERFICIENT, INC.
MEETING DATE: MAY 20, 2020 | TICKER: PRFT SECURITY ID: 71375U101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jeffrey S. Davis | Management | For | For |
| 1b | Elect Director Ralph C. Derrickson | Management | For | For |
| 1c | Elect Director James R. Kackley | Management | For | For |
| 1d | Elect Director David S. Lundeen | Management | For | For |
| 1e | Elect Director Brian L. Matthews | Management | For | For |
| 1f | Elect Director Gary M. Wimberly | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
PERSPECTA INC.
MEETING DATE: AUG 13, 2019 | TICKER: PRSP SECURITY ID: 715347100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sanju K. Bansal | Management | For | For |
| 1b | Elect Director Sondra L. Barbour | Management | For | For |
| 1c | Elect Director John M. Curtis | Management | For | For |
| 1d | Elect Director Lisa S. Disbrow | Management | For | For |
| 1e | Elect Director Glenn A. Eisenberg | Management | For | For |
| 1f | Elect Director Pamela O. Kimmet | Management | For | For |
| 1g | Elect Director J. Michael Lawrie | Management | For | For |
| 1h | Elect Director Ramzi M. Musallam | Management | For | For |
| 1i | Elect Director Philip O. Nolan | Management | For | For |
| 1j | Elect Director Michael E. Ventling | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
PHIBRO ANIMAL HEALTH CORPORATION
MEETING DATE: NOV 04, 2019 | TICKER: PAHC SECURITY ID: 71742Q106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jack C. Bendheim | Management | For | Withhold |
| 1.2 | Elect Director E. Thomas Corcoran | Management | For | Withhold |
| 1.3 | Elect Director George Gunn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
PHOTRONICS, INC.
MEETING DATE: MAR 16, 2020 | TICKER: PLAB SECURITY ID: 719405102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Walter M. Fiederowicz | Management | For | For |
| 1.2 | Elect Director Peter S. Kirlin | Management | For | For |
| 1.3 | Elect Director Constantine S. Macricostas | Management | For | For |
| 1.4 | Elect Director George Macricostas | Management | For | For |
| 1.5 | Elect Director Mary Paladino | Management | For | For |
| 1.6 | Elect Director Mitchell G. Tyson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Approve NOL Rights Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PHYSICIANS REALTY TRUST
MEETING DATE: MAY 06, 2020 | TICKER: DOC SECURITY ID: 71943U104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John T. Thomas | Management | For | For |
| 1.2 | Elect Director Tommy G. Thompson | Management | For | For |
| 1.3 | Elect Director Stanton D. Anderson | Management | For | For |
| 1.4 | Elect Director Mark A. Baumgartner | Management | For | For |
| 1.5 | Elect Director Albert C. Black, Jr. | Management | For | For |
| 1.6 | Elect Director William A. Ebinger | Management | For | For |
| 1.7 | Elect Director Pamela J. Kessler | Management | For | For |
| 1.8 | Elect Director Richard A. Weiss | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PIEDMONT OFFICE REALTY TRUST, INC.
MEETING DATE: MAY 13, 2020 | TICKER: PDM SECURITY ID: 720190206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank C. McDowell | Management | For | For |
| 1.2 | Elect Director Kelly H. Barrett | Management | For | For |
| 1.3 | Elect Director Wesley E. Cantrell | Management | For | For |
| 1.4 | Elect Director Glenn G. Cohen | Management | For | For |
| 1.5 | Elect Director Barbara B. Lang | Management | For | For |
| 1.6 | Elect Director C. Brent Smith | Management | For | For |
| 1.7 | Elect Director Jeffrey L. Swope | Management | For | For |
| 1.8 | Elect Director Dale H. Taysom | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PILGRIM'S PRIDE CORPORATION
MEETING DATE: APR 29, 2020 | TICKER: PPC SECURITY ID: 72147K108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gilberto Tomazoni | Management | For | Withhold |
| 1.2 | Elect Director Denilson Molina | Management | For | Withhold |
| 1.3 | Elect Director Wallim Cruz De Vasconcellos Junior | Management | For | For |
| 1.4 | Elect Director Vincent Trius | Management | For | For |
| 1.5 | Elect Director Andre Nogueira de Souza | Management | For | Withhold |
| 1.6 | Elect Director Farha Aslam | Management | For | For |
| 2.1 | Elect Director Michael L. Cooper | Management | For | For |
| 2.2 | Elect Director Charles Macaluso | Management | For | For |
| 2.3 | Elect Director Arquimedes A. Celis | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| 5 | Report on Reduction of Water Pollution | Shareholder | Against | For |
| 6 | Report on Human Rights Due Diligence Process | Shareholder | Against | For |
| 7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
PLANET FITNESS, INC.
MEETING DATE: APR 30, 2020 | TICKER: PLNT SECURITY ID: 72703H101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen Spinelli, Jr. | Management | For | Withhold |
| 1.2 | Elect Director Enshalla Anderson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PLEXUS CORP.
MEETING DATE: FEB 12, 2020 | TICKER: PLXS SECURITY ID: 729132100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ralf R. Boer | Management | For | For |
| 1.2 | Elect Director Stephen P. Cortinovis | Management | For | For |
| 1.3 | Elect Director David J. Drury | Management | For | For |
| 1.4 | Elect Director Joann M. Eisenhart | Management | For | For |
| 1.5 | Elect Director Dean A. Foate | Management | For | For |
| 1.6 | Elect Director Rainer Jueckstock | Management | For | For |
| 1.7 | Elect Director Peter Kelly | Management | For | For |
| 1.8 | Elect Director Todd P. Kelsey | Management | For | For |
| 1.9 | Elect Director Karen M. Rapp | Management | For | For |
| 1.10 | Elect Director Paul A. Rooke | Management | For | For |
| 1.11 | Elect Director Michael V. Schrock | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
POOL CORPORATION
MEETING DATE: APR 29, 2020 | TICKER: POOL SECURITY ID: 73278L105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Peter D. Arvan | Management | For | For |
| 1b | Elect Director Andrew W. Code | Management | For | For |
| 1c | Elect Director Timothy M. Graven | Management | For | For |
| 1d | Elect Director Debra S. Oler | Management | For | For |
| 1e | Elect Director Manuel J. Perez de la Mesa | Management | For | For |
| 1f | Elect Director Harlan F. Seymour | Management | For | For |
| 1g | Elect Director Robert C. Sledd | Management | For | For |
| 1h | Elect Director John E. Stokely | Management | For | For |
| 1i | Elect Director David G. Whalen | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
POPULAR, INC.
MEETING DATE: MAY 12, 2020 | TICKER: BPOP SECURITY ID: 733174700
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ignacio Alvarez | Management | For | For |
| 1b | Elect Director Maria Luisa Ferre | Management | For | For |
| 1c | Elect Director C. Kim Goodwin | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Change Range for Size of the Board | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 8 | Adjourn Meeting | Management | For | Against |
| |
|---|
PORTLAND GENERAL ELECTRIC COMPANY
MEETING DATE: APR 22, 2020 | TICKER: POR SECURITY ID: 736508847
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John W. Ballantine | Management | For | For |
| 1b | Elect Director Rodney L. Brown, Jr. | Management | For | For |
| 1c | Elect Director Jack E. Davis | Management | For | For |
| 1d | Elect Director Kirby A. Dyess | Management | For | For |
| 1e | Elect Director Mark B. Ganz | Management | For | For |
| 1f | Elect Director Marie Oh Huber | Management | For | For |
| 1g | Elect Director Kathryn J. Jackson | Management | For | For |
| 1h | Elect Director Michael H. Millegan | Management | For | For |
| 1i | Elect Director Neil J. Nelson | Management | For | For |
| 1j | Elect Director M. Lee Pelton | Management | For | For |
| 1k | Elect Director Maria M. Pope | Management | For | For |
| 1l | Elect Director Charles W. Shivery | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
POST HOLDINGS, INC.
MEETING DATE: JAN 30, 2020 | TICKER: POST SECURITY ID: 737446104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert E. Grote | Management | For | For |
| 1.2 | Elect Director David W. Kemper | Management | For | For |
| 1.3 | Elect Director Robert V. Vitale | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
POWER INTEGRATIONS, INC.
MEETING DATE: MAY 08, 2020 | TICKER: POWI SECURITY ID: 739276103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Wendy Arienzo | Management | For | For |
| 1.2 | Elect Director Balu Balakrishnan | Management | For | For |
| 1.3 | Elect Director Nicholas E. Brathwaite | Management | For | For |
| 1.4 | Elect Director Anita Ganti | Management | For | For |
| 1.5 | Elect Director William L. George | Management | For | For |
| 1.6 | Elect Director Balakrishnan S. Iyer | Management | For | For |
| 1.7 | Elect Director Necip Sayiner | Management | For | For |
| 1.8 | Elect Director Steven J. Sharp | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
PRA HEALTH SCIENCES, INC.
MEETING DATE: MAY 18, 2020 | TICKER: PRAH SECURITY ID: 69354M108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Colin Shannon | Management | For | For |
| 1.2 | Elect Director James C. Momtazee | Management | For | For |
| 1.3 | Elect Director Alexander G. Dickinson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
PREFERRED APARTMENT COMMUNITIES, INC.
MEETING DATE: MAY 07, 2020 | TICKER: APTS SECURITY ID: 74039L103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steve Bartkowski | Management | For | For |
| 1.2 | Elect Director John A. Cannon | Management | For | For |
| 1.3 | Elect Director Gary B. Coursey | Management | For | For |
| 1.4 | Elect Director Daniel M. DuPree | Management | For | For |
| 1.5 | Elect Director Sara J. Finley | Management | For | For |
| 1.6 | Elect Director Howard A. McLure | Management | For | For |
| 1.7 | Elect Director Joel T. Murphy | Management | For | For |
| 1.8 | Elect Director Timothy A. Peterson | Management | For | For |
| 2 | Amend Charter to Allow Shareholders to Amend Bylaws | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
PREFERRED BANK
MEETING DATE: MAY 19, 2020 | TICKER: PFBC SECURITY ID: 740367404
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Li Yu | Management | For | For |
| 1.2 | Elect Director Clark Hsu | Management | For | For |
| 1.3 | Elect Director Kathleen Shane | Management | For | For |
| 1.4 | Elect Director J. Richard Belliston | Management | For | For |
| 1.5 | Elect Director Gary S. Nunnelly | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Crowe LLP as Auditors | Management | For | For |
| |
|---|
PRESTIGE CONSUMER HEALTHCARE INC.
MEETING DATE: JUL 30, 2019 | TICKER: PBH SECURITY ID: 74112D101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald M. Lombardi | Management | For | For |
| 1.2 | Elect Director John E. Byom | Management | For | For |
| 1.3 | Elect Director Gary E. Costley | Management | For | For |
| 1.4 | Elect Director Sheila A. Hopkins | Management | For | For |
| 1.5 | Elect Director James M. Jenness | Management | For | For |
| 1.6 | Elect Director Natale S. Ricciardi | Management | For | For |
| 1.7 | Elect Director Christopher J. Coughlin | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PRIMERICA, INC.
MEETING DATE: MAY 13, 2020 | TICKER: PRI SECURITY ID: 74164M108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John A. Addison, Jr. | Management | For | For |
| 1b | Elect Director Joel M. Babbit | Management | For | For |
| 1c | Elect Director P. George Benson | Management | For | For |
| 1d | Elect Director C. Saxby Chambliss | Management | For | For |
| 1e | Elect Director Gary L. Crittenden | Management | For | For |
| 1f | Elect Director Cynthia N. Day | Management | For | For |
| 1g | Elect Director Sanjeev Dheer | Management | For | For |
| 1h | Elect Director Beatriz R. Perez | Management | For | For |
| 1i | Elect Director D. Richard Williams | Management | For | For |
| 1j | Elect Director Glenn J. Williams | Management | For | For |
| 1k | Elect Director Barbara A. Yastine | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditor | Management | For | For |
| |
|---|
PROGRESS SOFTWARE CORPORATION
MEETING DATE: MAY 14, 2020 | TICKER: PRGS SECURITY ID: 743312100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul T. Dacier | Management | For | For |
| 1.2 | Elect Director John R. Egan | Management | For | For |
| 1.3 | Elect Director Rainer Gawlick | Management | For | For |
| 1.4 | Elect Director Yogesh Gupta | Management | For | For |
| 1.5 | Elect Director Charles F. Kane | Management | For | For |
| 1.6 | Elect Director Samskriti (Sam) Y. King | Management | For | For |
| 1.7 | Elect Director David A. Krall | Management | For | For |
| 1.8 | Elect Director Angela T. Tucci | Management | For | For |
| 1.9 | Elect Director Vivian Vitale | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
PS BUSINESS PARKS, INC.
MEETING DATE: APR 22, 2020 | TICKER: PSB SECURITY ID: 69360J107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald L. Havner, Jr. | Management | For | For |
| 1.2 | Elect Director Maria R. Hawthorne | Management | For | For |
| 1.3 | Elect Director Jennifer Holden Dunbar | Management | For | For |
| 1.4 | Elect Director James H. Kropp | Management | For | For |
| 1.5 | Elect Director Kristy M. Pipes | Management | For | For |
| 1.6 | Elect Director Gary E. Pruitt | Management | For | For |
| 1.7 | Elect Director Robert S. Rollo | Management | For | For |
| 1.8 | Elect Director Joseph D. Russell, Jr. | Management | For | For |
| 1.9 | Elect Director Peter Schultz | Management | For | For |
| 1.10 | Elect Director Stephen W. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
QCR HOLDINGS, INC.
MEETING DATE: MAY 20, 2020 | TICKER: QCRH SECURITY ID: 74727A104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James M. Field | Management | For | For |
| 1.2 | Elect Director Elizabeth S. Jacobs | Management | For | For |
| 1.3 | Elect Director Timothy B. O'Reilly | Management | For | For |
| 1.4 | Elect Director Marie Z. Ziegler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify RSM US LLP as Auditors | Management | For | For |
| |
|---|
QUALYS, INC.
MEETING DATE: JUN 10, 2020 | TICKER: QLYS SECURITY ID: 74758T303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter Pace | Management | For | For |
| 1.2 | Elect Director Wendy M. Pfeiffer | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
QUANTA SERVICES, INC.
MEETING DATE: MAY 28, 2020 | TICKER: PWR SECURITY ID: 74762E102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Earl C. (Duke) Austin, Jr. | Management | For | For |
| 1.2 | Elect Director Doyle N. Beneby | Management | For | For |
| 1.3 | Elect Director J. Michal Conaway | Management | For | For |
| 1.4 | Elect Director Vincent D. Foster | Management | For | For |
| 1.5 | Elect Director Bernard Fried | Management | For | For |
| 1.6 | Elect Director Worthing F. Jackman | Management | For | For |
| 1.7 | Elect Director David M. McClanahan | Management | For | For |
| 1.8 | Elect Director Margaret B. Shannon | Management | For | For |
| 1.9 | Elect Director Pat Wood, III | Management | For | For |
| 1.10 | Elect Director Martha B. Wyrsch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| |
|---|
QUIDEL CORPORATION
MEETING DATE: MAY 12, 2020 | TICKER: QDEL SECURITY ID: 74838J101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas C. Bryant | Management | For | For |
| 1.2 | Elect Director Kenneth F. Buechler | Management | For | For |
| 1.3 | Elect Director Edward L. Michael | Management | For | For |
| 1.4 | Elect Director Kathy P. Ordonez | Management | For | For |
| 1.5 | Elect Director Mary Lake Polan | Management | For | For |
| 1.6 | Elect Director Jack W. Schuler | Management | For | For |
| 1.7 | Elect Director Charles P. Slacik | Management | For | For |
| 1.8 | Elect Director Matthew W. Strobeck | Management | For | For |
| 1.9 | Elect Director Kenneth J. Widder | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RADIAN GROUP INC.
MEETING DATE: MAY 13, 2020 | TICKER: RDN SECURITY ID: 750236101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Herbert Wender | Management | For | For |
| 1b | Elect Director Brad L. Conner | Management | For | For |
| 1c | Elect Director Howard B. Culang | Management | For | For |
| 1d | Elect Director Debra Hess | Management | For | For |
| 1e | Elect Director Lisa W. Hess | Management | For | For |
| 1f | Elect Director Lisa Mumford | Management | For | For |
| 1g | Elect Director Gaetano Muzio | Management | For | For |
| 1h | Elect Director Gregory V. Serio | Management | For | For |
| 1i | Elect Director Noel J. Spiegel | Management | For | For |
| 1j | Elect Director Richard G. Thornberry | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
RADNET, INC.
MEETING DATE: JUN 01, 2020 | TICKER: RDNT SECURITY ID: 750491102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard G. Berger | Management | For | For |
| 1.2 | Elect Director Marvin S. Cadwell | Management | For | For |
| 1.3 | Elect Director John V. Crues, III | Management | For | For |
| 1.4 | Elect Director Laura P. Jacobs | Management | For | For |
| 1.5 | Elect Director Lawrence L. Levitt | Management | For | For |
| 1.6 | Elect Director David L. Swartz | Management | For | For |
| 1.7 | Elect Director Ruth V. Wilson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RALPH LAUREN CORPORATION
MEETING DATE: AUG 01, 2019 | TICKER: RL SECURITY ID: 751212101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank A. Bennack, Jr. | Management | For | For |
| 1.2 | Elect Director Joel L. Fleishman | Management | For | For |
| 1.3 | Elect Director Michael A. George | Management | For | For |
| 1.4 | Elect Director Hubert Joly | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
RAMBUS INC.
MEETING DATE: APR 30, 2020 | TICKER: RMBS SECURITY ID: 750917106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Charles Kissner | Management | For | For |
| 1b | Elect Director Necip Sayiner | Management | For | For |
| 1c | Elect Director Luc Seraphin | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
RBC BEARINGS INCORPORATED
MEETING DATE: SEP 11, 2019 | TICKER: ROLL SECURITY ID: 75524B104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward D. Stewart | Management | For | For |
| 1.2 | Elect Director Daniel A. Bergeron | Management | For | For |
| 1.3 | Elect Director Michael H. Ambrose | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RE/MAX HOLDINGS, INC.
MEETING DATE: MAY 27, 2020 | TICKER: RMAX SECURITY ID: 75524W108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph A. DeSplinter | Management | For | For |
| 1.2 | Elect Director Roger J. Dow | Management | For | For |
| 1.3 | Elect Director Ronald E. Harrison | Management | For | For |
| 1.4 | Elect Director Laura G. Kelly | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditor | Management | For | For |
| |
|---|
REGIONAL MANAGEMENT CORP.
MEETING DATE: MAY 21, 2020 | TICKER: RM SECURITY ID: 75902K106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert W. Beck | Management | For | For |
| 1.2 | Elect Director Jonathan D. Brown | Management | For | For |
| 1.3 | Elect Director Roel C. Campos | Management | For | For |
| 1.4 | Elect Director Maria Contreras-Sweet | Management | For | For |
| 1.5 | Elect Director Michael R. Dunn | Management | For | For |
| 1.6 | Elect Director Steven J. Freiberg | Management | For | For |
| 1.7 | Elect Director Sandra K. Johnson | Management | For | For |
| 1.8 | Elect Director Alvaro G. de Molina | Management | For | For |
| 1.9 | Elect Director Carlos Palomares | Management | For | For |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
REINSURANCE GROUP OF AMERICA, INCORPORATED
MEETING DATE: MAY 20, 2020 | TICKER: RGA SECURITY ID: 759351604
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Pina Albo | Management | For | For |
| 1b | Elect Director Christine R. Detrick | Management | For | For |
| 1c | Elect Director J. Cliff Eason | Management | For | For |
| 1d | Elect Director John J. Gauthier | Management | For | For |
| 1e | Elect Director Anna Manning | Management | For | For |
| 1f | Elect Director Hazel M. McNeilage | Management | For | For |
| 1g | Elect Director Steven C. Van Wyk | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Articles of Incorporation to Allow Special Meetings be Called from Time to Time and to Remove Certain Provisions | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
RELIANCE STEEL & ALUMINUM CO.
MEETING DATE: MAY 20, 2020 | TICKER: RS SECURITY ID: 759509102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sarah J. Anderson | Management | For | For |
| 1b | Elect Director Lisa L. Baldwin | Management | For | For |
| 1c | Elect Director Karen W. Colonias | Management | For | For |
| 1d | Elect Director John G. Figueroa | Management | For | For |
| 1e | Elect Director David H. Hannah | Management | For | For |
| 1f | Elect Director James D. Hoffman | Management | For | For |
| 1g | Elect Director Mark V. Kaminski | Management | For | For |
| 1h | Elect Director Robert A. McEvoy | Management | For | For |
| 1i | Elect Director Andrew G. Sharkey, III | Management | For | For |
| 1j | Elect Director Douglas W. Stotlar | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 6 | Amend Proxy Access Right | Shareholder | Against | Against |
| |
|---|
RENAISSANCERE HOLDINGS LTD.
MEETING DATE: MAY 18, 2020 | TICKER: RNR SECURITY ID: G7496G103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David C. Bushnell | Management | For | For |
| 1b | Elect Director James L. Gibbons | Management | For | For |
| 1c | Elect Director Jean D. Hamilton | Management | For | For |
| 1d | Elect Director Anthony M. Santomero | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Ernst & Young Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
RENT-A-CENTER, INC.
MEETING DATE: JUN 02, 2020 | TICKER: RCII SECURITY ID: 76009N100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey J. Brown | Management | For | For |
| 1.2 | Elect Director Mitchell E. Fadel | Management | For | For |
| 1.3 | Elect Director Christopher B. Hetrick | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
REPLIGEN CORPORATION
MEETING DATE: MAY 13, 2020 | TICKER: RGEN SECURITY ID: 759916109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Nicolas M. Barthelemy | Management | For | For |
| 1B | Elect Director Karen A. Dawes | Management | For | For |
| 1C | Elect Director Tony J. Hunt | Management | For | For |
| 1D | Elect Director Rohin Mhatre | Management | For | For |
| 1E | Elect Director Glenn P. Muir | Management | For | For |
| 1F | Elect Director Thomas F. Ryan, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RETAIL OPPORTUNITY INVESTMENTS CORP.
MEETING DATE: APR 22, 2020 | TICKER: ROIC SECURITY ID: 76131N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard A. Baker | Management | For | For |
| 1.2 | Elect Director Michael J. Indiveri | Management | For | Withhold |
| 1.3 | Elect Director Edward H. Meyer | Management | For | Withhold |
| 1.4 | Elect Director Lee S. Neibart | Management | For | For |
| 1.5 | Elect Director Charles J. Persico | Management | For | Withhold |
| 1.6 | Elect Director Laura H. Pomerantz | Management | For | For |
| 1.7 | Elect Director Stuart A. Tanz | Management | For | For |
| 1.8 | Elect Director Eric S. Zorn | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RETAIL PROPERTIES OF AMERICA, INC.
MEETING DATE: MAY 28, 2020 | TICKER: RPAI SECURITY ID: 76131V202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Bonnie S. Biumi | Management | For | For |
| 1b | Elect Director Frank A. Catalano, Jr. | Management | For | For |
| 1c | Elect Director Robert G. Gifford | Management | For | For |
| 1d | Elect Director Gerald M. Gorski | Management | For | For |
| 1e | Elect Director Steven P. Grimes | Management | For | For |
| 1f | Elect Director Richard P. Imperiale | Management | For | For |
| 1g | Elect Director Peter L. Lynch | Management | For | For |
| 1h | Elect Director Thomas J. Sargeant | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
REX AMERICAN RESOURCES CORPORATION
MEETING DATE: JUN 16, 2020 | TICKER: REX SECURITY ID: 761624105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stuart A. Rose | Management | For | For |
| 1.2 | Elect Director Zafar Rizvi | Management | For | For |
| 1.3 | Elect Director Edward M. Kress | Management | For | For |
| 1.4 | Elect Director David S. Harris | Management | For | For |
| 1.5 | Elect Director Charles A. Elcan | Management | For | For |
| 1.6 | Elect Director Mervyn L. Alphonso | Management | For | For |
| 1.7 | Elect Director Lee Fisher | Management | For | For |
| 1.8 | Elect Director Anne MacMillan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
REXFORD INDUSTRIAL REALTY, INC.
MEETING DATE: MAY 26, 2020 | TICKER: REXR SECURITY ID: 76169C100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard Ziman | Management | For | For |
| 1.2 | Elect Director Howard Schwimmer | Management | For | For |
| 1.3 | Elect Director Michael S. Frankel | Management | For | For |
| 1.4 | Elect Director Robert L. Antin | Management | For | For |
| 1.5 | Elect Director Steven C. Good | Management | For | For |
| 1.6 | Elect Director Diana J. Ingram | Management | For | For |
| 1.7 | Elect Director Tyler H. Rose | Management | For | For |
| 1.8 | Elect Director Peter E. Schwab | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RLI CORP.
MEETING DATE: MAY 07, 2020 | TICKER: RLI SECURITY ID: 749607107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kaj Ahlmann | Management | For | For |
| 1.2 | Elect Director Michael E. Angelina | Management | For | For |
| 1.3 | Elect Director John T. Baily | Management | For | For |
| 1.4 | Elect Director Calvin G. Butler, Jr. | Management | For | For |
| 1.5 | Elect Director David B. Duclos | Management | For | For |
| 1.6 | Elect Director Susan S. Fleming | Management | For | For |
| 1.7 | Elect Director Jordan W. Graham | Management | For | For |
| 1.8 | Elect Director Jonathan E. Michael | Management | For | For |
| 1.9 | Elect Director Robert P. Restrepo, Jr. | Management | For | For |
| 1.10 | Elect Director Debbie S. Roberts | Management | For | For |
| 1.11 | Elect Director Michael J. Stone | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
ROBERT HALF INTERNATIONAL INC.
MEETING DATE: MAY 20, 2020 | TICKER: RHI SECURITY ID: 770323103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Julia L. Coronado | Management | For | For |
| 1.2 | Elect Director Dirk A. Kempthorne | Management | For | For |
| 1.3 | Elect Director Harold M. Messmer, Jr. | Management | For | For |
| 1.4 | Elect Director Marc H. Morial | Management | For | For |
| 1.5 | Elect Director Barbara J. Novogradac | Management | For | For |
| 1.6 | Elect Director Robert J. Pace | Management | For | For |
| 1.7 | Elect Director Frederick A. Richman | Management | For | For |
| 1.8 | Elect Director M. Keith Waddell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| |
|---|
ROYAL GOLD, INC.
MEETING DATE: NOV 20, 2019 | TICKER: RGLD SECURITY ID: 780287108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William M. Hayes | Management | For | For |
| 1b | Elect Director Ronald J. Vance | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
RPM INTERNATIONAL INC.
MEETING DATE: OCT 03, 2019 | TICKER: RPM SECURITY ID: 749685103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kirkland B. Andrews | Management | For | For |
| 1.2 | Elect Director David A. Daberko | Management | For | For |
| 1.3 | Elect Director Thomas S. Gross | Management | For | For |
| 1.4 | Elect Director Frank C. Sullivan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
RUTH'S HOSPITALITY GROUP, INC.
MEETING DATE: JUN 16, 2020 | TICKER: RUTH SECURITY ID: 783332109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael P. O'Donnell | Management | For | For |
| 1b | Elect Director Robin P. Selati | Management | For | For |
| 1c | Elect Director Giannella Alvarez | Management | For | For |
| 1d | Elect Director Mary L. Baglivo | Management | For | For |
| 1e | Elect Director Carla R. Cooper | Management | For | For |
| 1f | Elect Director Cheryl J. Henry | Management | For | For |
| 1g | Elect Director Stephen M. King | Management | For | For |
| 1h | Elect Director Marie L. Perry | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
SABRA HEALTH CARE REIT, INC.
MEETING DATE: JUN 09, 2020 | TICKER: SBRA SECURITY ID: 78573L106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Craig A. Barbarosh | Management | For | For |
| 1b | Elect Director Robert A. Ettl | Management | For | For |
| 1c | Elect Director Michael J. Foster | Management | For | For |
| 1d | Elect Director Ronald G. Geary | Management | For | For |
| 1e | Elect Director Lynne S. Katzmann | Management | For | For |
| 1f | Elect Director Raymond J. Lewis | Management | For | For |
| 1g | Elect Director Jeffrey A. Malehorn | Management | For | For |
| 1h | Elect Director Richard K. Matros | Management | For | For |
| 1i | Elect Director Milton J. Walters | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SABRE CORPORATION
MEETING DATE: APR 29, 2020 | TICKER: SABR SECURITY ID: 78573M104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George R. Bravante, Jr. | Management | For | For |
| 1.2 | Elect Director Renee James | Management | For | For |
| 1.3 | Elect Director Gary Kusin | Management | For | For |
| 1.4 | Elect Director Gail Mandel | Management | For | For |
| 1.5 | Elect Director Sean Menke | Management | For | For |
| 1.6 | Elect Director Joseph Osnoss | Management | For | For |
| 1.7 | Elect Director Zane Rowe | Management | For | For |
| 1.8 | Elect Director John Siciliano | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
SAFETY INSURANCE GROUP, INC.
MEETING DATE: MAY 20, 2020 | TICKER: SAFT SECURITY ID: 78648T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David F. Brussard | Management | For | For |
| 1b | Elect Director Thalia M. Meehan | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SAIA, INC.
MEETING DATE: APR 28, 2020 | TICKER: SAIA SECURITY ID: 78709Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donna E. Epps | Management | For | For |
| 1.2 | Elect Director John P. Gainor, Jr. | Management | For | For |
| 1.3 | Elect Director Randolph W. Melville | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
SALLY BEAUTY HOLDINGS, INC.
MEETING DATE: JAN 30, 2020 | TICKER: SBH SECURITY ID: 79546E104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy R. Baer | Management | For | For |
| 1.2 | Elect Director Christian A. Brickman | Management | For | For |
| 1.3 | Elect Director Marshall E. Eisenberg | Management | For | For |
| 1.4 | Elect Director Diana S. Ferguson | Management | For | For |
| 1.5 | Elect Director Dorlisa K. Flur | Management | For | For |
| 1.6 | Elect Director Linda Heasley | Management | For | For |
| 1.7 | Elect Director Robert R. McMaster | Management | For | For |
| 1.8 | Elect Director John A. Miller | Management | For | For |
| 1.9 | Elect Director P. Kelly Mooney | Management | For | For |
| 1.10 | Elect Director Susan R. Mulder | Management | For | For |
| 1.11 | Elect Director Denise Paulonis | Management | For | For |
| 1.12 | Elect Director Edward W. Rabin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
SANDY SPRING BANCORP, INC.
MEETING DATE: JUN 04, 2020 | TICKER: SASR SECURITY ID: 800363103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark E. Friis | Management | For | For |
| 1.2 | Elect Director Brian J. Lemek | Management | For | For |
| 1.3 | Elect Director Pamela A. Little | Management | For | For |
| 1.4 | Elect Director James J. Maiwurm | Management | For | For |
| 1.5 | Elect Director Craig A. Ruppert | Management | For | For |
| 1.6 | Elect Director Walter Clayton Martz, II | Management | For | For |
| 1.7 | Elect Director Christina B. O'Meara | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
SANMINA CORPORATION
MEETING DATE: MAR 09, 2020 | TICKER: SANM SECURITY ID: 801056102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Eugene A. Delaney | Management | For | For |
| 1b | Elect Director John P. Goldsberry | Management | For | For |
| 1c | Elect Director Rita S. Lane | Management | For | For |
| 1d | Elect Director Joseph G. Licata, Jr. | Management | For | For |
| 1e | Elect Director Hartmut Liebel | Management | For | For |
| 1f | Elect Director Krish Prabhu | Management | For | For |
| 1g | Elect Director Mario M. Rosati | Management | For | For |
| 1h | Elect Director Jure Sola | Management | For | For |
| 1i | Elect Director Jackie M. Ward | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SCHOLASTIC CORPORATION
MEETING DATE: SEP 18, 2019 | TICKER: SCHL SECURITY ID: 807066105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James W. Barge | Management | For | For |
| 1.2 | Elect Director John L. Davies | Management | For | For |
| |
|---|
SCHWEITZER-MAUDUIT INTERNATIONAL, INC.
MEETING DATE: APR 23, 2020 | TICKER: SWM SECURITY ID: 808541106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark L. Bye | Management | For | For |
| 1.2 | Elect Director Jeffrey J. Keenan | Management | For | For |
| 1.3 | Elect Director Marco Levi | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SCIENCE APPLICATIONS INTERNATIONAL CORPORATION
MEETING DATE: JUN 03, 2020 | TICKER: SAIC SECURITY ID: 808625107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert A. Bedingfield | Management | For | For |
| 1b | Elect Director Carol A. Goode | Management | For | For |
| 1c | Elect Director John J. Hamre | Management | For | For |
| 1d | Elect Director Yvette M. Kanouff | Management | For | For |
| 1e | Elect Director Nazzic S. Keene | Management | For | For |
| 1f | Elect Director David M. Kerko | Management | For | For |
| 1g | Elect Director Timothy J. Mayopoulos | Management | For | For |
| 1h | Elect Director Katharina G. McFarland | Management | For | For |
| 1i | Elect Director Donna S. Morea | Management | For | For |
| 1j | Elect Director Steven R. Shane | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
SCIPLAY CORPORATION
MEETING DATE: JUN 10, 2020 | TICKER: SCPL SECURITY ID: 809087109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry L. Cottle | Management | For | Withhold |
| 1.2 | Elect Director Joshua J. Wilson | Management | For | Withhold |
| 1.3 | Elect Director Gerald D. Cohen | Management | For | Withhold |
| 1.4 | Elect Director Michael Marchetti | Management | For | For |
| 1.5 | Elect Director Jay Penske | Management | For | Withhold |
| 1.6 | Elect Director M. Mendel Pinson | Management | For | Withhold |
| 1.7 | Elect Director William C. Thompson, Jr. | Management | For | Withhold |
| 1.8 | Elect Director Frances F. Townsend | Management | For | Withhold |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
SEI INVESTMENTS COMPANY
MEETING DATE: JUN 03, 2020 | TICKER: SEIC SECURITY ID: 784117103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sarah W. Blumenstein | Management | For | For |
| 1b | Elect Director Kathryn M. McCarthy | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
SELECT MEDICAL HOLDINGS CORPORATION
MEETING DATE: APR 28, 2020 | TICKER: SEM SECURITY ID: 81619Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bryan C. Cressey | Management | For | For |
| 1.2 | Elect Director Robert A. Ortenzio | Management | For | For |
| 1.3 | Elect Director Daniel J. Thomas | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PriceWaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
SELECTIVE INSURANCE GROUP, INC.
MEETING DATE: APR 29, 2020 | TICKER: SIGI SECURITY ID: 816300107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John C. Burville | Management | For | For |
| 1b | Elect Director Terrence W. Cavanaugh | Management | For | For |
| 1c | Elect Director Robert Kelly Doherty | Management | For | For |
| 1d | Elect Director John J. Marchioni | Management | For | For |
| 1e | Elect Director Thomas A. McCarthy | Management | For | For |
| 1f | Elect Director H. Elizabeth Mitchell | Management | For | For |
| 1g | Elect Director Michael J. Morrissey | Management | For | For |
| 1h | Elect Director Gregory E. Murphy | Management | For | For |
| 1i | Elect Director Cynthia S. Nicholson | Management | For | For |
| 1j | Elect Director William M. Rue | Management | For | For |
| 1k | Elect Director John S. Scheid | Management | For | For |
| 1l | Elect Director J. Brian Thebault | Management | For | For |
| 1m | Elect Director Philip H. Urban | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
SENSATA TECHNOLOGIES HOLDING PLC
MEETING DATE: MAY 28, 2020 | TICKER: ST SECURITY ID: G8060N102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Andrew C. Teich | Management | For | For |
| 1b | Elect Director Jeffrey J. Cote | Management | For | For |
| 1c | Elect Director John P. Absmeier | Management | For | For |
| 1d | Elect Director Lorraine A. Bolsinger | Management | For | For |
| 1e | Elect Director James E. Heppelmann | Management | For | For |
| 1f | Elect Director Charles W. Peffer | Management | For | For |
| 1g | Elect Director Constance E. Skidmore | Management | For | For |
| 1h | Elect Director Steven A. Sonnenberg | Management | For | For |
| 1i | Elect Director Martha N. Sullivan | Management | For | For |
| 1j | Elect Director Thomas Wroe, Jr. | Management | For | For |
| 1k | Elect Director Stephen M. Zide | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Approve Director Compensation Report | Management | For | For |
| 6 | Ratify Ernst & Young LLP as U.K. Statutory Auditor | Management | For | For |
| 7 | Authorize Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 8 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 9 | Grant Board Authority to Repurchase Shares | Management | For | For |
| 10 | Authorize Issue of Equity | Management | For | For |
| 11 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For |
| 12 | Authorize the Board of Directors to Allot Shares Under the Equity Incentive Plans | Management | For | For |
| 13 | Authorize the Board of Directors to Allot Shares Under the Equity Incentive Plans without Pre-emptive Rights | Management | For | For |
| |
|---|
SENSIENT TECHNOLOGIES CORPORATION
MEETING DATE: APR 23, 2020 | TICKER: SXT SECURITY ID: 81725T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph Carleone | Management | For | For |
| 1.2 | Elect Director Edward H. Cichurski | Management | For | For |
| 1.3 | Elect Director Mario Ferruzzi | Management | For | For |
| 1.4 | Elect Director Carol R. Jackson | Management | For | For |
| 1.5 | Elect Director Donald W. Landry | Management | For | For |
| 1.6 | Elect Director Paul Manning | Management | For | For |
| 1.7 | Elect Director Deborah McKeithan-Gebhardt | Management | For | For |
| 1.8 | Elect Director Scott C. Morrison | Management | For | For |
| 1.9 | Elect Director Elaine R. Wedral | Management | For | For |
| 1.10 | Elect Director Essie Whitelaw | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
SERVICE CORPORATION INTERNATIONAL
MEETING DATE: MAY 13, 2020 | TICKER: SCI SECURITY ID: 817565104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Alan R. Buckwalter | Management | For | For |
| 1b | Elect Director Jakki L. Haussler | Management | For | For |
| 1c | Elect Director Victor L. Lund | Management | For | For |
| 1d | Elect Director Clifton H. Morris, Jr. | Management | For | For |
| 1e | Elect Director Ellen Ochoa | Management | For | For |
| 1f | Elect Director Thomas L. Ryan | Management | For | For |
| 1g | Elect Director W. Blair Waltrip | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SHENANDOAH TELECOMMUNICATIONS COMPANY
MEETING DATE: APR 21, 2020 | TICKER: SHEN SECURITY ID: 82312B106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Tracy Fitzsimmons | Management | For | For |
| 1b | Elect Director John W. Flora | Management | For | For |
| 1c | Elect Director Kenneth L. Quaglio | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SILGAN HOLDINGS, INC.
MEETING DATE: JUN 08, 2020 | TICKER: SLGN SECURITY ID: 827048109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leigh J. Abramson | Management | For | For |
| 1.2 | Elect Director D. Greg Horrigan | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SILICON LABORATORIES INC.
MEETING DATE: APR 21, 2020 | TICKER: SLAB SECURITY ID: 826919102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Navdeep S. Sooch | Management | For | For |
| 1b | Elect Director William P. Wood | Management | For | For |
| 1c | Elect Director Nina Richardson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SIMPSON MANUFACTURING CO., INC.
MEETING DATE: APR 23, 2020 | TICKER: SSD SECURITY ID: 829073105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James S. Andrasick | Management | For | For |
| 1b | Elect Director Michael A. Bless | Management | For | For |
| 1c | Elect Director Jennifer A. Chatman | Management | For | For |
| 1d | Elect Director Karen Colonias | Management | For | For |
| 1e | Elect Director Gary M. Cusumano | Management | For | For |
| 1f | Elect Director Philip E. Donaldson | Management | For | For |
| 1g | Elect Director Celeste Volz Ford | Management | For | For |
| 1h | Elect Director Robin G. MacGillivray | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
SINCLAIR BROADCAST GROUP, INC.
MEETING DATE: JUN 04, 2020 | TICKER: SBGI SECURITY ID: 829226109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David D. Smith | Management | For | Withhold |
| 1.2 | Elect Director Frederick G. Smith | Management | For | Withhold |
| 1.3 | Elect Director J. Duncan Smith | Management | For | Withhold |
| 1.4 | Elect Director Robert E. Smith | Management | For | Withhold |
| 1.5 | Elect Director Howard E. Friedman | Management | For | For |
| 1.6 | Elect Director Lawrence E. McCanna | Management | For | For |
| 1.7 | Elect Director Daniel C. Keith | Management | For | For |
| 1.8 | Elect Director Martin R. Leader | Management | For | For |
| 1.9 | Elect Director Benson E. Legg | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
SIRIUS XM HOLDINGS INC.
MEETING DATE: JUN 04, 2020 | TICKER: SIRI SECURITY ID: 82968B103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joan L. Amble | Management | For | For |
| 1.2 | Elect Director George W. Bodenheimer | Management | For | For |
| 1.3 | Elect Director Mark D. Carleton | Management | For | Withhold |
| 1.4 | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1.5 | Elect Director James P. Holden | Management | For | For |
| 1.6 | Elect Director Gregory B. Maffei | Management | For | Withhold |
| 1.7 | Elect Director Evan D. Malone | Management | For | For |
| 1.8 | Elect Director James E. Meyer | Management | For | For |
| 1.9 | Elect Director James F. Mooney | Management | For | For |
| 1.10 | Elect Director Michael Rapino | Management | For | For |
| 1.11 | Elect Director Kristina M. Salen | Management | For | For |
| 1.12 | Elect Director Carl E. Vogel | Management | For | For |
| 1.13 | Elect Director David M. Zaslav | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
SITEONE LANDSCAPE SUPPLY, INC.
MEETING DATE: MAY 13, 2020 | TICKER: SITE SECURITY ID: 82982L103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William (Bill) W. Douglas, III | Management | For | For |
| 1.2 | Elect Director Jeri L. Isbell | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
SKECHERS U.S.A., INC.
MEETING DATE: MAY 21, 2020 | TICKER: SKX SECURITY ID: 830566105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Katherine Blair | Management | For | For |
| 1.2 | Elect Director Geyer Kosinski | Management | For | For |
| 1.3 | Elect Director Richard Rappaport | Management | For | For |
| 1.4 | Elect Director Richard Siskind | Management | For | For |
| 2 | Adopt a Comprehensive Human Rights Policy | Shareholder | Against | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SOLAREDGE TECHNOLOGIES, INC.
MEETING DATE: MAY 18, 2020 | TICKER: SEDG SECURITY ID: 83417M104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Tal Payne | Management | For | Against |
| 1b | Elect Director Marcel Gani | Management | For | Against |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SOLARIS OILFIELD INFRASTRUCTURE, INC.
MEETING DATE: JUN 18, 2020 | TICKER: SOI SECURITY ID: 83418M103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edgar R. Giesinger | Management | For | Withhold |
| 1.2 | Elect Director A. James Teague | Management | For | Withhold |
| 1.3 | Elect Director William A. Zartler | Management | For | Withhold |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| |
|---|
SONOCO PRODUCTS COMPANY
MEETING DATE: APR 15, 2020 | TICKER: SON SECURITY ID: 835495102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harry A. Cockrell | Management | For | For |
| 1.2 | Elect Director R. Howard Coker | Management | For | For |
| 1.3 | Elect Director Pamela L. Davies | Management | For | For |
| 1.4 | Elect Director Theresa J. Drew | Management | For | For |
| 1.5 | Elect Director Philippe Guillemot | Management | For | For |
| 1.6 | Elect Director John R. Haley | Management | For | For |
| 1.7 | Elect Director Robert R. Hill, Jr. | Management | For | For |
| 1.8 | Elect Director Richard G. Kyle | Management | For | For |
| 1.9 | Elect Director Blythe J. McGarvie | Management | For | For |
| 1.10 | Elect Director James M. Micali | Management | For | For |
| 1.11 | Elect Director Sundaram Nagarajan | Management | For | For |
| 1.12 | Elect Director Marc. D. Oken | Management | For | For |
| 1.13 | Elect Director Thomas E. Whiddon | Management | For | For |
| 1.14 | Elect Director Lloyd M. Yates | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Articles of Incorporation and Article III, Section 7, of the By-Laws Relating to the Vote Required for the Removal of Directors | Management | For | For |
| 5 | Amend Articles of Incorporation Relating to Quorum or Voting Requirement for Shareholders | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement | Management | For | For |
| 7 | Provide Right to Call Special Meeting | Shareholder | For | For |
| |
|---|
SPIRE, INC.
MEETING DATE: JAN 30, 2020 | TICKER: SR SECURITY ID: 84857L101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward L. Glotzbach | Management | For | For |
| 1.2 | Elect Director Rob L. Jones | Management | For | For |
| 1.3 | Elect Director John P. Stupp, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
SPIRIT REALTY CAPITAL, INC.
MEETING DATE: JUN 08, 2020 | TICKER: SRC SECURITY ID: 84860W300
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jackson Hsieh | Management | For | For |
| 1.2 | Elect Director Kevin M. Charlton | Management | For | For |
| 1.3 | Elect Director Todd A. Dunn | Management | For | For |
| 1.4 | Elect Director Elizabeth F. Frank | Management | For | For |
| 1.5 | Elect Director Richard I. Gilchrist | Management | For | For |
| 1.6 | Elect Director Diana M. Laing | Management | For | For |
| 1.7 | Elect Director Sheli Z. Rosenberg | Management | For | For |
| 1.8 | Elect Director Thomas D. Senkbeil | Management | For | For |
| 1.9 | Elect Director Nicholas P. Shepherd | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
SPS COMMERCE, INC.
MEETING DATE: MAY 18, 2020 | TICKER: SPSC SECURITY ID: 78463M107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Archie C. Black | Management | For | For |
| 1b | Elect Director Martin J. Leestma | Management | For | For |
| 1c | Elect Director James B. Ramsey | Management | For | For |
| 1d | Elect Director Marty M. Reaume | Management | For | For |
| 1e | Elect Director Tami L. Reller | Management | For | For |
| 1f | Elect Director Philip E. Soran | Management | For | For |
| 1g | Elect Director Sven A. Wehrwein | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
STARWOOD PROPERTY TRUST, INC.
MEETING DATE: APR 29, 2020 | TICKER: STWD SECURITY ID: 85571B105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard D. Bronson | Management | For | For |
| 1.2 | Elect Director Jeffrey G. Dishner | Management | For | For |
| 1.3 | Elect Director Camille J. Douglas | Management | For | For |
| 1.4 | Elect Director Solomon J. Kumin | Management | For | For |
| 1.5 | Elect Director Fred S. Ridley | Management | For | For |
| 1.6 | Elect Director Barry S. Sternlicht | Management | For | For |
| 1.7 | Elect Director Strauss Zelnick | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
STEEL DYNAMICS, INC.
MEETING DATE: MAY 08, 2020 | TICKER: STLD SECURITY ID: 858119100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark D. Millett | Management | For | For |
| 1.2 | Elect Director Sheree L. Bargabos | Management | For | For |
| 1.3 | Elect Director Keith E. Busse | Management | For | For |
| 1.4 | Elect Director Frank D. Byrne | Management | For | For |
| 1.5 | Elect Director Kenneth W. Cornew | Management | For | For |
| 1.6 | Elect Director Traci M. Dolan | Management | For | For |
| 1.7 | Elect Director James C. Marcuccilli | Management | For | For |
| 1.8 | Elect Director Bradley S. Seaman | Management | For | For |
| 1.9 | Elect Director Gabriel L. Shaheen | Management | For | For |
| 1.10 | Elect Director Steven A. Sonnenberg | Management | For | For |
| 1.11 | Elect Director Richard P. Teets, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
STEELCASE INC.
MEETING DATE: JUL 10, 2019 | TICKER: SCS SECURITY ID: 858155203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lawrence J. Blanford | Management | For | For |
| 1b | Elect Director Timothy C. E. Brown | Management | For | For |
| 1c | Elect Director Connie K. Duckworth | Management | For | For |
| 1d | Elect Director James P. Keane | Management | For | For |
| 1e | Elect Director Todd P. Kelsey | Management | For | For |
| 1f | Elect Director Jennifer C. Niemann | Management | For | For |
| 1g | Elect Director Robert C. Pew, III | Management | For | For |
| 1h | Elect Director Cathy D. Ross | Management | For | For |
| 1i | Elect Director Peter M. Wege, II | Management | For | For |
| 1j | Elect Director Kate Pew Wolters | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| |
|---|
STEPAN COMPANY
MEETING DATE: APR 21, 2020 | TICKER: SCL SECURITY ID: 858586100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joaquin Delgado | Management | For | For |
| 1.2 | Elect Director F. Quinn Stepan, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
STERLING BANCORP
MEETING DATE: MAY 27, 2020 | TICKER: STL SECURITY ID: 85917A100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John P. Cahill | Management | For | For |
| 1.2 | Elect Director Navy E. Djonovic | Management | For | For |
| 1.3 | Elect Director Fernando Ferrer | Management | For | For |
| 1.4 | Elect Director Robert Giambrone | Management | For | For |
| 1.5 | Elect Director Mona Aboelnaga Kanaan | Management | For | For |
| 1.6 | Elect Director Jack Kopnisky | Management | For | For |
| 1.7 | Elect Director James J. Landy | Management | For | For |
| 1.8 | Elect Director Maureen Mitchell | Management | For | For |
| 1.9 | Elect Director Patricia M. Nazemetz | Management | For | For |
| 1.10 | Elect Director Richard O'Toole | Management | For | For |
| 1.11 | Elect Director Ralph F. Palleschi | Management | For | For |
| 1.12 | Elect Director Burt Steinberg | Management | For | For |
| 1.13 | Elect Director William E. Whiston | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Crowe LLP as Auditors | Management | For | For |
| |
|---|
STEVEN MADDEN, LTD.
MEETING DATE: JUN 05, 2020 | TICKER: SHOO SECURITY ID: 556269108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward R. Rosenfeld | Management | For | For |
| 1.2 | Elect Director Al Ferrara | Management | For | For |
| 1.3 | Elect Director Mitchell S. Klipper | Management | For | For |
| 1.4 | Elect Director Rose Peabody Lynch | Management | For | For |
| 1.5 | Elect Director Peter Migliorini | Management | For | For |
| 1.6 | Elect Director Ravi Sachdev | Management | For | For |
| 1.7 | Elect Director Thomas H. Schwartz | Management | For | For |
| 1.8 | Elect Director Robert G. Smith | Management | For | For |
| 1.9 | Elect Director Amelia Newton Varela | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
STOCK YARDS BANCORP, INC.
MEETING DATE: APR 23, 2020 | TICKER: SYBT SECURITY ID: 861025104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Paul J. Bickel, III | Management | For | For |
| 1b | Elect Director J. McCauley Brown | Management | For | For |
| 1c | Elect Director David P. Heintzman | Management | For | For |
| 1d | Elect Director Donna L. Heitzman | Management | For | For |
| 1e | Elect Director Carl G. Herde | Management | For | For |
| 1f | Elect Director James A. Hillebrand | Management | For | For |
| 1g | Elect Director Richard A. Lechleiter | Management | For | For |
| 1h | Elect Director Stephen M. Priebe | Management | For | For |
| 1i | Elect Director John L. Schutte | Management | For | For |
| 1j | Elect Director Norman Tasman | Management | For | For |
| 1k | Elect Director Kathy C. Thompson | Management | For | For |
| 2 | Ratify BKD, LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
STORE CAPITAL CORPORATION
MEETING DATE: MAY 28, 2020 | TICKER: STOR SECURITY ID: 862121100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph M. Donovan | Management | For | For |
| 1.2 | Elect Director Mary Fedewa | Management | For | For |
| 1.3 | Elect Director Morton H. Fleischer | Management | For | For |
| 1.4 | Elect Director William F. Hipp | Management | For | For |
| 1.5 | Elect Director Tawn Kelley | Management | For | For |
| 1.6 | Elect Director Catherine D. Rice | Management | For | For |
| 1.7 | Elect Director Einar A. Seadler | Management | For | For |
| 1.8 | Elect Director Quentin P. Smith, Jr. | Management | For | For |
| 1.9 | Elect Director Christopher H. Volk | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
STRATEGIC EDUCATION, INC.
MEETING DATE: APR 28, 2020 | TICKER: STRA SECURITY ID: 86272C103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert S. Silberman | Management | For | For |
| 1.2 | Elect Director J. Kevin Gilligan | Management | For | For |
| 1.3 | Elect Director Robert R. Grusky | Management | For | For |
| 1.4 | Elect Director Charlotte F. Beason | Management | For | For |
| 1.5 | Elect Director Rita D. Brogley | Management | For | For |
| 1.6 | Elect Director John T. Casteen, III | Management | For | For |
| 1.7 | Elect Director H. James Dallas | Management | For | For |
| 1.8 | Elect Director Nathaniel C. Fick | Management | For | For |
| 1.9 | Elect Director Karl McDonnell | Management | For | For |
| 1.10 | Elect Director G. Thomas Waite, III | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SUMMIT HOTEL PROPERTIES, INC.
MEETING DATE: MAY 14, 2020 | TICKER: INN SECURITY ID: 866082100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Daniel P. Hansen | Management | For | For |
| 1b | Elect Director Bjorn R. L. Hanson | Management | For | For |
| 1c | Elect Director Jeffrey W. Jones | Management | For | For |
| 1d | Elect Director Kenneth J. Kay | Management | For | For |
| 1e | Elect Director Thomas W. Storey | Management | For | For |
| 1f | Elect Director Hope S. Taitz | Management | For | For |
| 2 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SUNSTONE HOTEL INVESTORS, INC.
MEETING DATE: APR 30, 2020 | TICKER: SHO SECURITY ID: 867892101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director John V. Arabia | Management | For | For |
| 1B | Elect Director W. Blake Baird | Management | For | For |
| 1C | Elect Director Andrew Batinovich | Management | For | For |
| 1D | Elect Director Monica Digilio | Management | For | For |
| 1E | Elect Director Thomas A. Lewis, Jr. | Management | For | For |
| 1F | Elect Director Murray J. McCabe | Management | For | For |
| 1G | Elect Director Douglas M. Pasquale | Management | For | For |
| 1H | Elect Director Keith P. Russell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SWITCH, INC.
MEETING DATE: JUN 12, 2020 | TICKER: SWCH SECURITY ID: 87105L104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rob Roy | Management | For | For |
| 1.2 | Elect Director Zareh Sarrafian | Management | For | Withhold |
| 1.3 | Elect Director Kim Sheehy | Management | For | Withhold |
| 1.4 | Elect Director Donald D. Snyder | Management | For | Withhold |
| 1.5 | Elect Director Tom Thomas | Management | For | For |
| 1.6 | Elect Director Bryan Wolf | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
SYKES ENTERPRISES, INCORPORATED
MEETING DATE: MAY 12, 2020 | TICKER: SYKE SECURITY ID: 871237103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director James S. MacLeod | Management | For | For |
| 1B | Elect Director William D. Muir, Jr. | Management | For | For |
| 1C | Elect Director Lorraine L. Lutton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
SYNNEX CORPORATION
MEETING DATE: MAR 17, 2020 | TICKER: SNX SECURITY ID: 87162W100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin Murai | Management | For | For |
| 1.2 | Elect Director Dwight Steffensen | Management | For | For |
| 1.3 | Elect Director Dennis Polk | Management | For | For |
| 1.4 | Elect Director Fred Breidenbach | Management | For | For |
| 1.5 | Elect Director Laurie Simon Hodrick | Management | For | For |
| 1.6 | Elect Director Hau Lee | Management | For | For |
| 1.7 | Elect Director Matthew Miau | Management | For | For |
| 1.8 | Elect Director Gregory Quesnel | Management | For | For |
| 1.9 | Elect Director Ann Vezina | Management | For | For |
| 1.10 | Elect Director Thomas Wurster | Management | For | For |
| 1.11 | Elect Director Duane Zitzner | Management | For | For |
| 1.12 | Elect Director Andrea Zulberti | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
SYNOVUS FINANCIAL CORP.
MEETING DATE: APR 22, 2020 | TICKER: SNV SECURITY ID: 87161C501
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Tim E. Bentsen | Management | For | For |
| 1B | Elect Director F. Dixon Brooke, Jr. | Management | For | For |
| 1C | Elect Director Stephen T. Butler | Management | For | For |
| 1D | Elect Director Elizabeth W. Camp | Management | For | For |
| 1E | Elect Director Diana M. Murphy | Management | For | For |
| 1F | Elect Director Harris Pastides | Management | For | For |
| 1G | Elect Director Joseph J. Prochaska, Jr. | Management | For | For |
| 1H | Elect Director John L. Stallworth | Management | For | For |
| 1I | Elect Director Kessel D. Stelling | Management | For | For |
| 1J | Elect Director Barry L. Storey | Management | For | For |
| 1K | Elect Director Teresa White | Management | For | For |
| 2 | Amend Articles of Incorporation to Eliminate 10-1 Voting Provisions | Management | For | For |
| 3 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
TALOS ENERGY INC.
MEETING DATE: MAY 12, 2020 | TICKER: TALO SECURITY ID: 87484T108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy S. Duncan | Management | For | Against |
| 1.2 | Elect Director John 'Brad' Juneau | Management | For | Against |
| 1.3 | Elect Director Donald R. Kendall, Jr. | Management | For | Against |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TAYLOR MORRISON HOME CORPORATION
MEETING DATE: JAN 30, 2020 | TICKER: TMHC SECURITY ID: 87724P106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
TAYLOR MORRISON HOME CORPORATION
MEETING DATE: MAY 28, 2020 | TICKER: TMHC SECURITY ID: 87724P106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffry L. Flake | Management | For | For |
| 1.2 | Elect Director Gary H. Hunt | Management | For | For |
| 1.3 | Elect Director Peter Lane | Management | For | For |
| 1.4 | Elect Director William H. Lyon | Management | For | For |
| 1.5 | Elect Director Anne L. Mariucci | Management | For | For |
| 1.6 | Elect Director Andrea (Andi) Owen | Management | For | For |
| 1.7 | Elect Director Sheryl D. Palmer | Management | For | For |
| 1.8 | Elect Director Denise F. Warren | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
TECH DATA CORPORATION
MEETING DATE: FEB 12, 2020 | TICKER: TECD SECURITY ID: 878237106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
TECHTARGET, INC.
MEETING DATE: JUN 09, 2020 | TICKER: TTGT SECURITY ID: 87874R100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Cotoia | Management | For | For |
| 1.2 | Elect Director Roger M. Marino | Management | For | For |
| 1.3 | Elect Director Christina G. Van Houten | Management | For | For |
| 2 | Ratify Stowe & Degon, LLC as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TEEKAY TANKERS LTD.
MEETING DATE: JUN 24, 2020 | TICKER: TNK SECURITY ID: Y8565N300
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth Hvid | Management | For | Withhold |
| 1.2 | Elect Director Arthur Bensler | Management | For | Withhold |
| 1.3 | Elect Director Sai W. Chu | Management | For | For |
| 1.4 | Elect Director Richard T. du Moulin | Management | For | For |
| 1.5 | Elect Director David Schellenberg | Management | For | For |
| |
|---|
TEGNA, INC.
MEETING DATE: APR 30, 2020 | TICKER: TGNA SECURITY ID: 87901J105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (Gold Proxy Card) |
| 1.1 | Elect Director Gina L. Bianchini | Management | For | Did Not Vote |
| 1.2 | Elect Director Howard D. Elias | Management | For | Did Not Vote |
| 1.3 | Elect Director Stuart J. Epstein | Management | For | Did Not Vote |
| 1.4 | Elect Director Lidia Fonseca | Management | For | Did Not Vote |
| 1.5 | Elect Director Karen H. Grimes | Management | For | Did Not Vote |
| 1.6 | Elect Director David T. Lougee | Management | For | Did Not Vote |
| 1.7 | Elect Director Scott K. McCune | Management | For | Did Not Vote |
| 1.8 | Elect Director Henry W. McGee | Management | For | Did Not Vote |
| 1.9 | Elect Director Susan Ness | Management | For | Did Not Vote |
| 1.10 | Elect Director Bruce P. Nolop | Management | For | Did Not Vote |
| 1.11 | Elect Director Neal Shapiro | Management | For | Did Not Vote |
| 1.12 | Elect Director Melinda C. Witmer | Management | For | Did Not Vote |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 4 | Approve Omnibus Stock Plan | Management | For | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (White Proxy Card) |
| 1.1 | Elect Director Soohyung Kim | Shareholder | For | Did Not Vote |
| 1.2 | Elect Director Colleen B. Brown | Shareholder | For | Did Not Vote |
| 1.3 | Elect Director Ellen McClain Haime | Shareholder | For | Did Not Vote |
| 1.4 | Elect Director Deborah McDermott | Shareholder | For | Did Not Vote |
| 1.5 | Management Nominee Gina L. Bianchini | Shareholder | For | Did Not Vote |
| 1.6 | Management Nominee Stuart J. Epstein | Shareholder | For | Did Not Vote |
| 1.7 | Management Nominee Lidia Fonseca | Shareholder | For | Did Not Vote |
| 1.8 | Management Nominee Karen H. Grimes | Shareholder | For | Did Not Vote |
| 1.9 | Management Nominee David T. Lougee | Shareholder | For | Did Not Vote |
| 1.10 | Management Nominee Henry W. McGee | Shareholder | For | Did Not Vote |
| 1.11 | Management Nominee Susan Ness | Shareholder | For | Did Not Vote |
| 1.12 | Management Nominee Melinda C. Witmer | Shareholder | For | Did Not Vote |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | Did Not Vote |
| 4 | Approve Omnibus Stock Plan | Management | Against | Did Not Vote |
| |
|---|
TELADOC HEALTH, INC.
MEETING DATE: MAY 28, 2020 | TICKER: TDOC SECURITY ID: 87918A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Helen Darling | Management | For | For |
| 1.2 | Elect Director William H. Frist | Management | For | For |
| 1.3 | Elect Director Michael Goldstein | Management | For | For |
| 1.4 | Elect Director Jason Gorevic | Management | For | For |
| 1.5 | Elect Director Catherine A. Jacobson | Management | For | For |
| 1.6 | Elect Director Thomas G. McKinley | Management | For | For |
| 1.7 | Elect Director Kenneth H. Paulus | Management | For | For |
| 1.8 | Elect Director David Shedlarz | Management | For | For |
| 1.9 | Elect Director Mark Douglas Smith | Management | For | For |
| 1.10 | Elect Director David B. Snow, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
TERRENO REALTY CORPORATION
MEETING DATE: MAY 05, 2020 | TICKER: TRNO SECURITY ID: 88146M101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director W. Blake Baird | Management | For | For |
| 1b | Elect Director Michael A. Coke | Management | For | For |
| 1c | Elect Director Linda Assante | Management | For | For |
| 1d | Elect Director LeRoy E. Carlson | Management | For | For |
| 1e | Elect Director David M. Lee | Management | For | For |
| 1f | Elect Director Gabriela Franco Parcella | Management | For | For |
| 1g | Elect Director Douglas M. Pasquale | Management | For | For |
| 1h | Elect Director Dennis Polk | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
TETRA TECH, INC.
MEETING DATE: FEB 26, 2020 | TICKER: TTEK SECURITY ID: 88162G103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Dan L. Batrack | Management | For | For |
| 1B | Elect Director Gary R. Birkenbeuel | Management | For | For |
| 1C | Elect Director Patrick C. Haden | Management | For | For |
| 1D | Elect Director J. Christopher Lewis | Management | For | For |
| 1E | Elect Director Joanne M. Maguire | Management | For | For |
| 1F | Elect Director Kimberly E. Ritrievi | Management | For | For |
| 1G | Elect Director J. Kenneth Thompson | Management | For | For |
| 1H | Elect Director Kirsten M. Volpi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
TEXAS ROADHOUSE, INC.
MEETING DATE: MAY 14, 2020 | TICKER: TXRH SECURITY ID: 882681109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory N. Moore | Management | For | For |
| 1.2 | Elect Director W. Kent Taylor | Management | For | For |
| 1.3 | Elect Director Curtis A. Warfield | Management | For | For |
| 1.4 | Elect Director Kathleen M. Widmer | Management | For | For |
| 1.5 | Elect Director James R. Zarley | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE BOSTON BEER COMPANY, INC.
MEETING DATE: MAY 14, 2020 | TICKER: SAM SECURITY ID: 100557107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Meghan V. Joyce | Management | For | For |
| 1.2 | Elect Director Michael Spillane | Management | For | For |
| 1.3 | Elect Director Jean-Michel Valette | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE BUCKLE, INC.
MEETING DATE: JUN 01, 2020 | TICKER: BKE SECURITY ID: 118440106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel J. Hirschfeld | Management | For | For |
| 1.2 | Elect Director Dennis H. Nelson | Management | For | For |
| 1.3 | Elect Director Thomas B. Heacock | Management | For | For |
| 1.4 | Elect Director Kari G. Smith | Management | For | For |
| 1.5 | Elect Director Hank M. Bounds | Management | For | For |
| 1.6 | Elect Director Bill L. Fairfield | Management | For | For |
| 1.7 | Elect Director Bruce L. Hoberman | Management | For | For |
| 1.8 | Elect Director Michael E. Huss | Management | For | For |
| 1.9 | Elect Director Angie J. Klein | Management | For | For |
| 1.10 | Elect Director John P. Peetz, III | Management | For | For |
| 1.11 | Elect Director Karen B. Rhoads | Management | For | For |
| 1.12 | Elect Director James E. Shada | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| |
|---|
THE CHEESECAKE FACTORY INCORPORATED
MEETING DATE: MAY 28, 2020 | TICKER: CAKE SECURITY ID: 163072101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David Overton | Management | For | For |
| 1b | Elect Director Edie A. Ames | Management | For | For |
| 1c | Elect Director Alexander L. Cappello | Management | For | For |
| 1d | Elect Director Jerome L. Kransdorf | Management | For | For |
| 1e | Elect Director Janice L. Meyer | Management | For | For |
| 1f | Elect Director Laurence B. Mindel | Management | For | For |
| 1g | Elect Director David B. Pittaway | Management | For | For |
| 1h | Elect Director Herbert Simon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE ENSIGN GROUP, INC.
MEETING DATE: MAY 28, 2020 | TICKER: ENSG SECURITY ID: 29358P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roy E. Christensen | Management | For | For |
| 1.2 | Elect Director Barry M. Smith | Management | For | For |
| 1.3 | Elect Director Swati B. Abbott | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE HACKETT GROUP, INC.
MEETING DATE: MAY 01, 2020 | TICKER: HCKT SECURITY ID: 404609109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John R. Harris | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify RSM US LLP as Auditors | Management | For | For |
| |
|---|
THE HANOVER INSURANCE GROUP, INC.
MEETING DATE: MAY 12, 2020 | TICKER: THG SECURITY ID: 410867105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jane D. Carlin | Management | For | For |
| 1.2 | Elect Director Daniel T. Henry | Management | For | For |
| 1.3 | Elect Director Wendell J. Knox | Management | For | For |
| 1.4 | Elect Director Kathleen S. Lane | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| |
|---|
THE INTERPUBLIC GROUP OF COMPANIES, INC.
MEETING DATE: MAY 21, 2020 | TICKER: IPG SECURITY ID: 460690100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jocelyn Carter-Miller | Management | For | For |
| 1.2 | Elect Director Mary J. Steele Guilfoile | Management | For | For |
| 1.3 | Elect Director Dawn Hudson | Management | For | For |
| 1.4 | Elect Director Jonathan F. Miller | Management | For | For |
| 1.5 | Elect Director Patrick Q. Moore | Management | For | For |
| 1.6 | Elect Director Michael I. Roth | Management | For | For |
| 1.7 | Elect Director Linda S. Sanford | Management | For | For |
| 1.8 | Elect Director David M. Thomas | Management | For | For |
| 1.9 | Elect Director E. Lee Wyatt, Jr. | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| |
|---|
THE NEW YORK TIMES COMPANY
MEETING DATE: APR 22, 2020 | TICKER: NYT SECURITY ID: 650111107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert E. Denham | Management | For | For |
| 1.2 | Elect Director Rachel Glaser | Management | For | For |
| 1.3 | Elect Director John W. Rogers, Jr. | Management | For | For |
| 1.4 | Elect Director Rebecca Van Dyck | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
THE RMR GROUP INC.
MEETING DATE: MAR 11, 2020 | TICKER: RMR SECURITY ID: 74967R106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jennifer B. Clark | Management | For | For |
| 1.2 | Elect Director Ann Logan | Management | For | Withhold |
| 1.3 | Elect Director Rosen Plevneliev | Management | For | Withhold |
| 1.4 | Elect Director Adam D. Portnoy | Management | For | For |
| 1.5 | Elect Director Walter C. Watkins, Jr. | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
THE SCOTTS MIRACLE-GRO COMPANY
MEETING DATE: JAN 27, 2020 | TICKER: SMG SECURITY ID: 810186106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James Hagedorn | Management | For | For |
| 1.2 | Elect Director Brian D. Finn | Management | For | For |
| 1.3 | Elect Director Nancy G. Mistretta | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
THE SIMPLY GOOD FOODS COMPANY
MEETING DATE: JAN 22, 2020 | TICKER: SMPL SECURITY ID: 82900L102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James M. Kilts | Management | For | For |
| 1.2 | Elect Director David J. West | Management | For | For |
| 1.3 | Elect Director Michelle P. Goolsby | Management | For | For |
| 1.4 | Elect Director Brian K. Ratzan | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Declassify the Board of Directors | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement | Management | For | For |
| |
|---|
THE TIMKEN COMPANY
MEETING DATE: MAY 08, 2020 | TICKER: TKR SECURITY ID: 887389104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Maria A. Crowe | Management | For | For |
| 1.2 | Elect Director Elizabeth A. Harrell | Management | For | For |
| 1.3 | Elect Director Richard G. Kyle | Management | For | For |
| 1.4 | Elect Director John A. Luke, Jr. | Management | For | For |
| 1.5 | Elect Director Christopher L. Mapes | Management | For | For |
| 1.6 | Elect Director James F. Palmer | Management | For | For |
| 1.7 | Elect Director Ajita G. Rajendra | Management | For | For |
| 1.8 | Elect Director Frank C. Sullivan | Management | For | For |
| 1.9 | Elect Director John M. Timken, Jr. | Management | For | For |
| 1.10 | Elect Director Ward J. Timken, Jr. | Management | For | For |
| 1.11 | Elect Director Jacqueline F. Woods | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| |
|---|
THE TORO COMPANY
MEETING DATE: MAR 17, 2020 | TICKER: TTC SECURITY ID: 891092108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey M. Ettinger | Management | For | For |
| 1.2 | Elect Director Katherine J. Harless | Management | For | For |
| 1.3 | Elect Director D. Christian Koch | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE WENDY'S COMPANY
MEETING DATE: MAY 27, 2020 | TICKER: WEN SECURITY ID: 95058W100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Nelson Peltz | Management | For | For |
| 1b | Elect Director Peter W. May | Management | For | For |
| 1c | Elect Director Kristin A. Dolan | Management | For | For |
| 1d | Elect Director Kenneth W. Gilbert | Management | For | For |
| 1e | Elect Director Dennis M. Kass | Management | For | For |
| 1f | Elect Director Joseph A. Levato | Management | For | For |
| 1g | Elect Director Michelle 'Mich' J. Mathews-Spradlin | Management | For | For |
| 1h | Elect Director Matthew H. Peltz | Management | For | For |
| 1i | Elect Director Todd A. Penegor | Management | For | For |
| 1j | Elect Director Peter H. Rothschild | Management | For | For |
| 1k | Elect Director Arthur B. Winkleblack | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TOLL BROTHERS, INC.
MEETING DATE: MAR 10, 2020 | TICKER: TOL SECURITY ID: 889478103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert I. Toll | Management | For | For |
| 1.2 | Elect Director Douglas C. Yearley, Jr. | Management | For | For |
| 1.3 | Elect Director Edward G. Boehne | Management | For | For |
| 1.4 | Elect Director Richard J. Braemer | Management | For | For |
| 1.5 | Elect Director Stephen F. East | Management | For | For |
| 1.6 | Elect Director Christine N. Garvey | Management | For | For |
| 1.7 | Elect Director Karen H. Grimes | Management | For | For |
| 1.8 | Elect Director Carl B. Marbach | Management | For | For |
| 1.9 | Elect Director John A. McLean | Management | For | For |
| 1.10 | Elect Director Stephen A. Novick | Management | For | For |
| 1.11 | Elect Director Wendell E. Pritchett | Management | For | For |
| 1.12 | Elect Director Paul E. Shapiro | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TOPBUILD CORP.
MEETING DATE: APR 27, 2020 | TICKER: BLD SECURITY ID: 89055F103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Alec C. Covington | Management | For | For |
| 1b | Elect Director Gerald Volas | Management | For | For |
| 1c | Elect Director Carl T. Camden | Management | For | For |
| 1d | Elect Director Joseph S. Cantie | Management | For | For |
| 1e | Elect Director Tina M. Donikowski | Management | For | For |
| 1f | Elect Director Mark A. Petrarca | Management | For | For |
| 1g | Elect Director Nancy M. Taylor | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TPG RE FINANCE TRUST, INC.
MEETING DATE: JUN 30, 2020 | TICKER: TRTX SECURITY ID: 87266M107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Avi Banyasz | Management | For | For |
| 1.2 | Elect Director Greta Guggenheim | Management | For | For |
| 1.3 | Elect Director Kelvin Davis | Management | For | For |
| 1.4 | Elect Director Michael Gillmore | Management | For | For |
| 1.5 | Elect Director Wendy Silverstein | Management | For | For |
| 1.6 | Elect Director Bradley Smith | Management | For | For |
| 1.7 | Elect Director Gregory White | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TREDEGAR CORPORATION
MEETING DATE: MAY 21, 2020 | TICKER: TG SECURITY ID: 894650100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George C. Freeman, III | Management | For | For |
| 1.2 | Elect Director John D. Gottwald | Management | For | For |
| 1.3 | Elect Director William M. Gottwald | Management | For | For |
| 1.4 | Elect Director Kenneth R. Newsome | Management | For | For |
| 1.5 | Elect Director Gregory A. Pratt | Management | For | For |
| 1.6 | Elect Director Thomas G. Snead, Jr. | Management | For | For |
| 1.7 | Elect Director John M. Steitz | Management | For | For |
| 1.8 | Elect Director Carl E. Tack, III | Management | For | For |
| 1.9 | Elect Director Anne G. Waleski | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| |
|---|
TREX COMPANY, INC.
MEETING DATE: APR 29, 2020 | TICKER: TREX SECURITY ID: 89531P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jay M. Gratz | Management | For | For |
| 1.2 | Elect Director Kristine L. Juster | Management | For | For |
| 1.3 | Elect Director Ronald W. Kaplan | Management | For | For |
| 1.4 | Elect Director Gerald Volas | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
TRI POINTE GROUP, INC.
MEETING DATE: APR 22, 2020 | TICKER: TPH SECURITY ID: 87265H109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas F. Bauer | Management | For | For |
| 1.2 | Elect Director Lawrence B. Burrows | Management | For | For |
| 1.3 | Elect Director Daniel S. Fulton | Management | For | For |
| 1.4 | Elect Director Steven J. Gilbert | Management | For | For |
| 1.5 | Elect Director Vicki D. McWilliams | Management | For | For |
| 1.6 | Elect Director Constance B. Moore | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
TRIPLE-S MANAGEMENT CORPORATION
MEETING DATE: APR 24, 2020 | TICKER: GTS SECURITY ID: 896749108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Cari M. Dominguez | Management | For | For |
| 1b | Elect Director Roberto Santa Maria | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
TRITON INTERNATIONAL LIMITED
MEETING DATE: APR 21, 2020 | TICKER: TRTN SECURITY ID: G9078F107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Brian M. Sondey | Management | For | For |
| 1b | Elect Director Robert W. Alspaugh | Management | For | For |
| 1c | Elect Director Malcolm P. Baker | Management | For | For |
| 1d | Elect Director David A. Coulter | Management | For | For |
| 1e | Elect Director Claude Germain | Management | For | For |
| 1f | Elect Director Kenneth Hanau | Management | For | For |
| 1g | Elect Director John S. Hextall | Management | For | For |
| 1h | Elect Director Robert L. Rosner | Management | For | For |
| 1i | Elect Director Simon R. Vernon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
TRUEBLUE, INC.
MEETING DATE: MAY 13, 2020 | TICKER: TBI SECURITY ID: 89785X101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Colleen B. Brown | Management | For | For |
| 1b | Elect Director A. Patrick Beharelle | Management | For | For |
| 1c | Elect Director Steven C. Cooper | Management | For | For |
| 1d | Elect Director William C. Goings | Management | For | For |
| 1e | Elect Director Kim Harris Jones | Management | For | For |
| 1f | Elect Director Jeffrey B. Sakaguchi | Management | For | For |
| 1g | Elect Director Kristi A. Savacool | Management | For | For |
| 1h | Elect Director Bonnie W. Soodik | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| |
|---|
TRUSTCO BANK CORP NY
MEETING DATE: MAY 21, 2020 | TICKER: TRST SECURITY ID: 898349105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Anthony J. Marinello | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Crowe LLP as Auditors | Management | For | For |
| |
|---|
TTEC HOLDINGS, INC.
MEETING DATE: MAY 13, 2020 | TICKER: TTEC SECURITY ID: 89854H102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kenneth D. Tuchman | Management | For | For |
| 1b | Elect Director Steven J. Anenen | Management | For | For |
| 1c | Elect Director Tracy L. Bahl | Management | For | For |
| 1d | Elect Director Gregory A. Conley | Management | For | For |
| 1e | Elect Director Robert N. Frerichs | Management | For | For |
| 1f | Elect Director Marc L. Holtzman | Management | For | For |
| 1g | Elect Director Ekta Singh-Bushell | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLC as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TWO HARBORS INVESTMENT CORP.
MEETING DATE: MAY 21, 2020 | TICKER: TWO SECURITY ID: 90187B408
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director E. Spencer Abraham | Management | For | For |
| 1b | Elect Director James J. Bender | Management | For | For |
| 1c | Elect Director Karen Hammond | Management | For | For |
| 1d | Elect Director Stephen G. Kasnet | Management | For | For |
| 1e | Elect Director W. Reid Sanders | Management | For | For |
| 1f | Elect Director Thomas E. Siering | Management | For | For |
| 1g | Elect Director James A. Stern | Management | For | For |
| 1h | Elect Director Hope B. Woodhouse | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
UBIQUITI INC.
MEETING DATE: DEC 11, 2019 | TICKER: UI SECURITY ID: 90353W103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ronald A. Sege | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
UFP TECHNOLOGIES, INC.
MEETING DATE: JUN 10, 2020 | TICKER: UFPT SECURITY ID: 902673102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert W. Pierce, Jr. | Management | For | For |
| 1.2 | Elect Director Daniel C. Croteau | Management | For | For |
| 1.3 | Elect Director Cynthia L. Feldmann | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Grant Thornton LLP as Auditor | Management | For | For |
| |
|---|
UMB FINANCIAL CORPORATION
MEETING DATE: APR 28, 2020 | TICKER: UMBF SECURITY ID: 902788108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robin C. Beery | Management | For | For |
| 1.2 | Elect Director Janine A. Davidson | Management | For | For |
| 1.3 | Elect Director Kevin C. Gallagher | Management | For | For |
| 1.4 | Elect Director Greg M. Graves | Management | For | For |
| 1.5 | Elect Director Alexander C. Kemper | Management | For | For |
| 1.6 | Elect Director J. Mariner Kemper | Management | For | For |
| 1.7 | Elect Director Gordon E. Landsford, III | Management | For | For |
| 1.8 | Elect Director Timothy R. Murphy | Management | For | For |
| 1.9 | Elect Director Tamara M. Peterman | Management | For | For |
| 1.10 | Elect Director Kris A. Robbins | Management | For | For |
| 1.11 | Elect Director L. Joshua Sosland | Management | For | For |
| 1.12 | Elect Director Paul Uhlmann, III | Management | For | For |
| 1.13 | Elect Director Leroy J. Williams, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
UNIFIRST CORPORATION
MEETING DATE: JAN 14, 2020 | TICKER: UNF SECURITY ID: 904708104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas S. Postek | Management | For | For |
| 1.2 | Elect Director Steven S. Sintros | Management | For | For |
| 1.3 | Elect Director Raymond C. Zemlin | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
UNITED THERAPEUTICS CORPORATION
MEETING DATE: JUN 26, 2020 | TICKER: UTHR SECURITY ID: 91307C102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Raymond Dwek | Management | For | For |
| 1b | Elect Director Christopher Patusky | Management | For | For |
| 1c | Elect Director Tommy Thompson | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
UNITIL CORPORATION
MEETING DATE: APR 29, 2020 | TICKER: UTL SECURITY ID: 913259107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Winfield S. Brown | Management | For | For |
| 1.2 | Elect Director Mark H. Collin | Management | For | For |
| 1.3 | Elect Director Michael B. Green | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNIVERSAL CORPORATION
MEETING DATE: AUG 28, 2019 | TICKER: UVV SECURITY ID: 913456109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas H. Johnson | Management | For | For |
| 1.2 | Elect Director Michael T. Lawton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
UNIVERSAL DISPLAY CORPORATION
MEETING DATE: JUN 18, 2020 | TICKER: OLED SECURITY ID: 91347P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Steven V. Abramson | Management | For | For |
| 1B | Elect Director Cynthia J. Comparin | Management | For | For |
| 1C | Elect Director Richard C. Elias | Management | For | For |
| 1D | Elect Director Elizabeth H. Gemmill | Management | For | For |
| 1E | Elect Director C. Keith Hartley | Management | For | For |
| 1F | Elect Director Celia M. Joseph | Management | For | For |
| 1G | Elect Director Lawrence Lacerte | Management | For | For |
| 1H | Elect Director Sidney D. Rosenblatt | Management | For | For |
| 1I | Elect Director Sherwin I. Seligsohn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
UNIVERSAL FOREST PRODUCTS, INC.
MEETING DATE: APR 22, 2020 | TICKER: UFPI SECURITY ID: 913543104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Benjamin J. McLean | Management | For | For |
| 1b | Elect Director Mary E. Tuuk | Management | For | For |
| 1c | Elect Director Michael G. Wooldridge | Management | For | For |
| 2 | Change Company Name to UFP Industries, Inc. | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNIVERSAL HEALTH REALTY INCOME TRUST
MEETING DATE: JUN 03, 2020 | TICKER: UHT SECURITY ID: 91359E105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan B. Miller | Management | For | For |
| 1.2 | Elect Director Robert F. McCadden | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Restricted Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditor | Management | For | For |
| |
|---|
UNIVEST FINANCIAL CORPORATION
MEETING DATE: APR 22, 2020 | TICKER: UVSP SECURITY ID: 915271100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roger H. Ballou | Management | For | For |
| 1.2 | Elect Director K. Leon Moyer | Management | For | For |
| 1.3 | Elect Director Natalye Paquin | Management | For | For |
| 1.4 | Elect Director Robert C. Wonderling | Management | For | For |
| 1.5 | Elect Director Suzanne Keenan | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
URSTADT BIDDLE PROPERTIES INC.
MEETING DATE: MAR 18, 2020 | TICKER: UBA SECURITY ID: 917286205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kevin J. Bannon | Management | For | Against |
| 1b | Elect Director Richard Grellier | Management | For | Against |
| 1c | Elect Director Charles D. Urstadt | Management | For | For |
| 1d | Elect Director Willis H. Stephens, Jr. | Management | For | For |
| 2 | Ratify PKF O'Connor Davies, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
US FOODS HOLDING CORP.
MEETING DATE: MAY 13, 2020 | TICKER: USFD SECURITY ID: 912008109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Court D. Carruthers | Management | For | For |
| 1b | Elect Director David M. Tehle | Management | For | For |
| 1c | Elect Director Ann E. Ziegler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| |
|---|
USANA HEALTH SCIENCES, INC.
MEETING DATE: MAY 01, 2020 | TICKER: USNA SECURITY ID: 90328M107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin G. Guest | Management | For | For |
| 1.2 | Elect Director Robert Anciaux | Management | For | For |
| 1.3 | Elect Director Gilbert A. Fuller | Management | For | For |
| 1.4 | Elect Director Feng Peng | Management | For | For |
| 1.5 | Elect Director Peggie J. Pelosi | Management | For | For |
| 1.6 | Elect Director Frederic J. Winssinger | Management | For | For |
| 1.7 | Elect Director Timothy E. Wood | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VAIL RESORTS, INC.
MEETING DATE: DEC 05, 2019 | TICKER: MTN SECURITY ID: 91879Q109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Susan L. Decker | Management | For | For |
| 1b | Elect Director Robert A. Katz | Management | For | For |
| 1c | Elect Director John T. Redmond | Management | For | For |
| 1d | Elect Director Michele Romanow | Management | For | For |
| 1e | Elect Director Hilary A. Schneider | Management | For | For |
| 1f | Elect Director D. Bruce Sewell | Management | For | For |
| 1g | Elect Director John F. Sorte | Management | For | For |
| 1h | Elect Director Peter A. Vaughn | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VALLEY NATIONAL BANCORP
MEETING DATE: MAY 01, 2020 | TICKER: VLY SECURITY ID: 919794107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Andrew B. Abramson | Management | For | For |
| 1b | Elect Director Peter J. Baum | Management | For | For |
| 1c | Elect Director Eric P. Edelstein | Management | For | For |
| 1d | Elect Director Graham O. Jones | Management | For | For |
| 1e | Elect Director Marc J. Lenner | Management | For | For |
| 1f | Elect Director Kevin J. Lynch | Management | For | For |
| 1g | Elect Director Peter V. Maio | Management | For | For |
| 1h | Elect Director Ira Robbins | Management | For | For |
| 1i | Elect Director Suresh L. Sani | Management | For | For |
| 1j | Elect Director Lisa J. Schultz | Management | For | For |
| 1k | Elect Director Jennifer W. Steans | Management | For | For |
| 1l | Elect Director Jeffrey S. Wilks | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| |
|---|
VALMONT INDUSTRIES, INC.
MEETING DATE: APR 28, 2020 | TICKER: VMI SECURITY ID: 920253101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mogens C. Bay | Management | For | For |
| 1.2 | Elect Director Walter Scott, Jr. | Management | For | For |
| 1.3 | Elect Director Clark T. Randt, Jr. | Management | For | For |
| 1.4 | Elect Director Richard Lanoha | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
VALVOLINE INC.
MEETING DATE: JAN 30, 2020 | TICKER: VVV SECURITY ID: 92047W101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gerald W. Evans, Jr. | Management | For | For |
| 1b | Elect Director Richard J. Freeland | Management | For | For |
| 1c | Elect Director Stephen F. Kirk | Management | For | For |
| 1d | Elect Director Carol H. Kruse | Management | For | For |
| 1e | Elect Director Stephen E. Macadam | Management | For | For |
| 1f | Elect Director Vada O. Manager | Management | For | For |
| 1g | Elect Director Samuel J. Mitchell, Jr. | Management | For | For |
| 1h | Elect Director Charles M. Sonsteby | Management | For | For |
| 1i | Elect Director Mary J. Twinem | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VANDA PHARMACEUTICALS INC.
MEETING DATE: JUN 11, 2020 | TICKER: VNDA SECURITY ID: 921659108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard W. Dugan | Management | For | For |
| 1b | Elect Director Anne Sempowski Ward | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
VAREX IMAGING CORPORATION
MEETING DATE: FEB 13, 2020 | TICKER: VREX SECURITY ID: 92214X106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jocelyn D. Chertoff | Management | For | For |
| 1b | Elect Director Ruediger Naumann-Etienne | Management | For | For |
| 1c | Elect Director Sunny S. Sanyal | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
VECTOR GROUP LTD.
MEETING DATE: MAY 28, 2020 | TICKER: VGR SECURITY ID: 92240M108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bennett S. LeBow | Management | For | Withhold |
| 1.2 | Elect Director Howard M. Lorber | Management | For | Withhold |
| 1.3 | Elect Director Ronald J. Bernstein | Management | For | Withhold |
| 1.4 | Elect Director Stanley S. Arkin | Management | For | Withhold |
| 1.5 | Elect Director Henry C. Beinstein | Management | For | Withhold |
| 1.6 | Elect Director Paul V. Carlucci | Management | For | Withhold |
| 1.7 | Elect Director Jean E. Sharpe | Management | For | Withhold |
| 1.8 | Elect Director Barry Watkins | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Adopt Proxy Access Right | Shareholder | Against | Against |
| |
|---|
VERINT SYSTEMS INC.
MEETING DATE: JUN 18, 2020 | TICKER: VRNT SECURITY ID: 92343X100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dan Bodner | Management | For | For |
| 1.2 | Elect Director John Egan | Management | For | For |
| 1.3 | Elect Director Stephen Gold | Management | For | For |
| 1.4 | Elect Director Penelope Herscher | Management | For | For |
| 1.5 | Elect Director William Kurtz | Management | For | For |
| 1.6 | Elect Director Andrew Miller | Management | For | For |
| 1.7 | Elect Director Richard Nottenburg | Management | For | For |
| 1.8 | Elect Director Howard Safir | Management | For | For |
| 1.9 | Elect Director Earl Shanks | Management | For | For |
| 1.10 | Elect Director Jason Wright | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VERRA MOBILITY CORPORATION
MEETING DATE: MAY 26, 2020 | TICKER: VRRM SECURITY ID: 92511U102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jay Geldmacher | Management | For | Withhold |
| 1.2 | Elect Director John Rexford | Management | For | Withhold |
| 1.3 | Elect Director David Roberts | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
VISHAY INTERTECHNOLOGY, INC.
MEETING DATE: MAY 19, 2020 | TICKER: VSH SECURITY ID: 928298108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Cody | Management | For | For |
| 1.2 | Elect Director Abraham Ludomirski | Management | For | For |
| 1.3 | Elect Director Raanan Zilberman | Management | For | For |
| 1.4 | Elect Director Jeffrey H. Vanneste | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VOYA FINANCIAL, INC.
MEETING DATE: MAY 21, 2020 | TICKER: VOYA SECURITY ID: 929089100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lynne Biggar | Management | For | For |
| 1b | Elect Director Jane P. Chwick | Management | For | For |
| 1c | Elect Director Kathleen DeRose | Management | For | For |
| 1d | Elect Director Ruth Ann M. Gillis | Management | For | For |
| 1e | Elect Director J. Barry Griswell | Management | For | For |
| 1f | Elect Director Rodney O. Martin, Jr. | Management | For | For |
| 1g | Elect Director Byron H. Pollitt, Jr. | Management | For | For |
| 1h | Elect Director Joseph V. Tripodi | Management | For | For |
| 1i | Elect Director David Zwiener | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
WADDELL & REED FINANCIAL, INC.
MEETING DATE: APR 29, 2020 | TICKER: WDR SECURITY ID: 930059100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sharilyn S. Gasaway | Management | For | For |
| 1.2 | Elect Director Katherine M.A. ("Allie") Kline | Management | For | For |
| 1.3 | Elect Director Jerry W. Walton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
WARRIOR MET COAL, INC.
MEETING DATE: APR 24, 2020 | TICKER: HCC SECURITY ID: 93627C101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen D. Williams | Management | For | For |
| 1.2 | Elect Director Ana B. Amicarella | Management | For | For |
| 1.3 | Elect Director J. Brett Harvey | Management | For | Withhold |
| 1.4 | Elect Director Walter J. Scheller, III | Management | For | For |
| 1.5 | Elect Director Alan H. Schumacher | Management | For | Withhold |
| 1.6 | Elect Director Gareth N. Turner | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt NOL Rights Plan (NOL Pill) | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
WATSCO, INC.
MEETING DATE: JUN 01, 2020 | TICKER: WSO SECURITY ID: 942622200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Brian E. Keeley | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify KPMG LLP as Auditor | Management | For | For |
| |
|---|
WATTS WATER TECHNOLOGIES, INC.
MEETING DATE: MAY 13, 2020 | TICKER: WTS SECURITY ID: 942749102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher L. Conway | Management | For | For |
| 1.2 | Elect Director David A. Dunbar | Management | For | For |
| 1.3 | Elect Director Louise K. Goeser | Management | For | For |
| 1.4 | Elect Director Jes Munk Hansen | Management | For | For |
| 1.5 | Elect Director W. Craig Kissel | Management | For | For |
| 1.6 | Elect Director Joseph T. Noonan | Management | For | For |
| 1.7 | Elect Director Robert J. Pagano, Jr. | Management | For | For |
| 1.8 | Elect Director Merilee Raines | Management | For | For |
| 1.9 | Elect Director Joseph W. Reitmeier | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
WD-40 COMPANY
MEETING DATE: DEC 10, 2019 | TICKER: WDFC SECURITY ID: 929236107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel T. Carter | Management | For | For |
| 1.2 | Elect Director Melissa Claassen | Management | For | For |
| 1.3 | Elect Director Eric P. Etchart | Management | For | For |
| 1.4 | Elect Director Trevor I. Mihalik | Management | For | For |
| 1.5 | Elect Director David B. Pendarvis | Management | For | For |
| 1.6 | Elect Director Daniel E. Pittard | Management | For | For |
| 1.7 | Elect Director Garry O. Ridge | Management | For | For |
| 1.8 | Elect Director Gregory A. Sandfort | Management | For | For |
| 1.9 | Elect Director Anne G. Saunders | Management | For | For |
| 1.10 | Elect Director Neal E. Schmale | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
WEINGARTEN REALTY INVESTORS
MEETING DATE: APR 29, 2020 | TICKER: WRI SECURITY ID: 948741103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Andrew M. Alexander | Management | For | For |
| 1b | Elect Director Stanford J. Alexander | Management | For | For |
| 1c | Elect Director Shelaghmichael C. Brown | Management | For | For |
| 1d | Elect Director Stephen A. Lasher | Management | For | For |
| 1e | Elect Director Thomas L. Ryan | Management | For | For |
| 1f | Elect Director Douglas W. Schnitzer | Management | For | For |
| 1g | Elect Director C. Park Shaper | Management | For | For |
| 1h | Elect Director Marc J. Shapiro | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WESBANCO, INC.
MEETING DATE: OCT 29, 2019 | TICKER: WSBC SECURITY ID: 950810101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Issue Shares in Connection with Merger | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
WESTERN ALLIANCE BANCORPORATION
MEETING DATE: JUN 11, 2020 | TICKER: WAL SECURITY ID: 957638109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Bruce Beach | Management | For | For |
| 1b | Elect Director Juan Figuereo | Management | For | For |
| 1c | Elect Director Howard Gould | Management | For | For |
| 1d | Elect Director Steven Hilton | Management | For | For |
| 1e | Elect Director Marianne Boyd Johnson | Management | For | For |
| 1f | Elect Director Robert Latta | Management | For | For |
| 1g | Elect Director Todd Marshall | Management | For | For |
| 1h | Elect Director Adriane McFetridge | Management | For | For |
| 1i | Elect Director Michael Patriarca | Management | For | For |
| 1j | Elect Director Robert Sarver | Management | For | For |
| 1k | Elect Director Bryan Segedi | Management | For | For |
| 1l | Elect Director Donald Snyder | Management | For | For |
| 1m | Elect Director Sung Won Sohn | Management | For | For |
| 1n | Elect Director Kenneth A. Vecchione | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify RSM US LLP as Auditors | Management | For | For |
| |
|---|
WILLIAMS-SONOMA, INC.
MEETING DATE: JUN 03, 2020 | TICKER: WSM SECURITY ID: 969904101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Laura Alber | Management | For | For |
| 1.2 | Elect Director Scott Dahnke | Management | For | For |
| 1.3 | Elect Director Anne Mulcahy | Management | For | For |
| 1.4 | Elect Director William Ready | Management | For | For |
| 1.5 | Elect Director Sabrina Simmons | Management | For | For |
| 1.6 | Elect Director Frits van Paasschen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
WINGSTOP INC.
MEETING DATE: JUN 08, 2020 | TICKER: WING SECURITY ID: 974155103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lynn Crump-Caine | Management | For | Withhold |
| 1.2 | Elect Director Wesley S. McDonald | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Certificate of Incorporation to Remove Certain Provisions | Management | For | For |
| |
|---|
WINMARK CORPORATION
MEETING DATE: APR 29, 2020 | TICKER: WINA SECURITY ID: 974250102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Six | Management | For | For |
| 2.1 | Elect Director Brett D. Heffes | Management | For | For |
| 2.2 | Elect Director Lawrence A. Barbetta | Management | For | For |
| 2.3 | Elect Director Jenele C. Grassle | Management | For | For |
| 2.4 | Elect Director Kirk A. MacKenzie | Management | For | For |
| 2.5 | Elect Director Paul C. Reyelts | Management | For | For |
| 2.6 | Elect Director Mark L. Wilson | Management | For | For |
| 3 | Approve Stock Option Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| |
|---|
WOODWARD, INC.
MEETING DATE: JAN 29, 2020 | TICKER: WWD SECURITY ID: 980745103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul Donovan | Management | For | For |
| 1.2 | Elect Director Mary L. Petrovich | Management | For | For |
| 1.3 | Elect Director James R. Rulseh | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
WORLD FUEL SERVICES CORPORATION
MEETING DATE: MAY 22, 2020 | TICKER: INT SECURITY ID: 981475106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Kasbar | Management | For | For |
| 1.2 | Elect Director Ken (Kanwaljit) Bakshi | Management | For | For |
| 1.3 | Elect Director Jorge L. Benitez | Management | For | For |
| 1.4 | Elect Director Sharda Cherwoo | Management | For | For |
| 1.5 | Elect Director Richard A. Kassar | Management | For | For |
| 1.6 | Elect Director John L. Manley | Management | For | For |
| 1.7 | Elect Director Stephen K. Roddenberry | Management | For | For |
| 1.8 | Elect Director Paul H. Stebbins | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
WORTHINGTON INDUSTRIES, INC.
MEETING DATE: SEP 25, 2019 | TICKER: WOR SECURITY ID: 981811102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kerrii B. Anderson | Management | For | Withhold |
| 1.2 | Elect Director David P. Blom | Management | For | For |
| 1.3 | Elect Director John P. McConnell | Management | For | For |
| 1.4 | Elect Director Mary Schiavo | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
WYNDHAM DESTINATIONS, INC.
MEETING DATE: MAY 14, 2020 | TICKER: WYND SECURITY ID: 98310W108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Louise F. Brady | Management | For | For |
| 1.2 | Elect Director Michael D. Brown | Management | For | For |
| 1.3 | Elect Director James E. Buckman | Management | For | For |
| 1.4 | Elect Director George Herrera | Management | For | For |
| 1.5 | Elect Director Stephen P. Holmes | Management | For | For |
| 1.6 | Elect Director Denny Marie Post | Management | For | For |
| 1.7 | Elect Director Ronald L. Rickles | Management | For | For |
| 1.8 | Elect Director Michael H. Wargotz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
WYNDHAM HOTELS & RESORTS, INC.
MEETING DATE: MAY 12, 2020 | TICKER: WH SECURITY ID: 98311A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Myra J. Biblowit | Management | For | For |
| 1.2 | Elect Director Bruce B. Churchill | Management | For | For |
| 1.3 | Elect Director Pauline D.E. Richards | Management | For | For |
| 2a | Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation and Bylaws | Management | For | For |
| 2b | Eliminate Supermajority Vote Requirement to Remove Directors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
XENIA HOTELS & RESORTS, INC.
MEETING DATE: MAY 19, 2020 | TICKER: XHR SECURITY ID: 984017103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Marcel Verbaas | Management | For | For |
| 1b | Elect Director Jeffrey H. Donahue | Management | For | For |
| 1c | Elect Director John H. Alschuler | Management | For | For |
| 1d | Elect Director Keith E. Bass | Management | For | For |
| 1e | Elect Director Thomas M. Gartland | Management | For | For |
| 1f | Elect Director Beverly K. Goulet | Management | For | For |
| 1g | Elect Director Mary E. McCormick | Management | For | For |
| 1h | Elect Director Dennis D. Oklak | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
XEROX HOLDINGS CORPORATION
MEETING DATE: MAY 21, 2020 | TICKER: XRX SECURITY ID: 98421M106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith Cozza | Management | For | For |
| 1.2 | Elect Director Jonathan Christodoro | Management | For | Against |
| 1.3 | Elect Director Joseph J. Echevarria | Management | For | For |
| 1.4 | Elect Director Nicholas Graziano | Management | For | For |
| 1.5 | Elect Director Cheryl Gordon Krongard | Management | For | Against |
| 1.6 | Elect Director Scott Letier | Management | For | Against |
| 1.7 | Elect Director Giovanni ('John') Visentin | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
XPERI CORPORATION
MEETING DATE: MAY 29, 2020 | TICKER: XPER SECURITY ID: 98421B100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
ZIONS BANCORPORATION, N.A.
MEETING DATE: MAY 01, 2020 | TICKER: ZION SECURITY ID: 989701107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jerry C. Atkin | Management | For | For |
| 1b | Elect Director Gary L. Crittenden | Management | For | For |
| 1c | Elect Director Suren K. Gupta | Management | For | For |
| 1d | Elect Director J. David Heaney | Management | For | For |
| 1e | Elect Director Vivian S. Lee | Management | For | For |
| 1f | Elect Director Scott J. McLean | Management | For | For |
| 1g | Elect Director Edward F. Murphy | Management | For | For |
| 1h | Elect Director Stephen D. Quinn | Management | For | For |
| 1i | Elect Director Harris H. Simmons | Management | For | For |
| 1j | Elect Director Aaron B. Skonnard | Management | For | For |
| 1k | Elect Director Barbara A. Yastine | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ZYNGA INC.
MEETING DATE: MAY 19, 2020 | TICKER: ZNGA SECURITY ID: 98986T108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mark Pincus | Management | For | For |
| 1b | Elect Director Frank Gibeau | Management | For | For |
| 1c | Elect Director Regina E. Dugan | Management | For | For |
| 1d | Elect Director William "Bing" Gordon | Management | For | For |
| 1e | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
| 1f | Elect Director Carol G. Mills | Management | For | For |
| 1g | Elect Director Janice M. Roberts | Management | For | For |
| 1h | Elect Director Ellen F. Siminoff | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
VOTE SUMMARY REPORT
FIDELITY STOCKS FOR INFLATION ETF - SUB-ADVISER: GEODE
07/01/2019 - 06/30/2020
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
ACCENTURE PLC
MEETING DATE: JAN 30, 2020 | TICKER: ACN SECURITY ID: G1151C101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jaime Ardila | Management | For | For |
| 1b | Elect Director Herbert Hainer | Management | For | For |
| 1c | Elect Director Nancy McKinstry | Management | For | For |
| 1d | Elect Director Gilles C. Pelisson | Management | For | For |
| 1e | Elect Director Paula A. Price | Management | For | For |
| 1f | Elect Director Venkata (Murthy) Renduchintala | Management | For | For |
| 1g | Elect Director David Rowland | Management | For | For |
| 1h | Elect Director Arun Sarin | Management | For | For |
| 1i | Elect Director Julie Sweet | Management | For | For |
| 1j | Elect Director Frank K. Tang | Management | For | For |
| 1k | Elect Director Tracey T. Travis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Board to Allot and Issue Shares | Management | For | For |
| 6 | Authorize Board to Opt-Out of Statutory Pre-Emption Rights | Management | For | For |
| 7 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| |
|---|
ACTIVISION BLIZZARD, INC.
MEETING DATE: JUN 11, 2020 | TICKER: ATVI SECURITY ID: 00507V109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Reveta Bowers | Management | For | For |
| 1b | Elect Director Robert Corti | Management | For | For |
| 1c | Elect Director Hendrik Hartong, III | Management | For | For |
| 1d | Elect Director Brian Kelly | Management | For | For |
| 1e | Elect Director Robert Kotick | Management | For | For |
| 1f | Elect Director Barry Meyer | Management | For | For |
| 1g | Elect Director Robert Morgado | Management | For | For |
| 1h | Elect Director Peter Nolan | Management | For | For |
| 1i | Elect Director Dawn Ostroff | Management | For | For |
| 1j | Elect Director Casey Wasserman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Report on Political Contributions Disclosure | Shareholder | Against | For |
| |
|---|
ALLISON TRANSMISSION HOLDINGS, INC.
MEETING DATE: MAY 06, 2020 | TICKER: ALSN SECURITY ID: 01973R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Judy L. Altmaier | Management | For | For |
| 1b | Elect Director Stan A. Askren | Management | For | For |
| 1c | Elect Director Lawrence E. Dewey | Management | For | For |
| 1d | Elect Director David C. Everitt | Management | For | For |
| 1e | Elect Director Alvaro Garcia-Tunon | Management | For | For |
| 1f | Elect Director David S. Graziosi | Management | For | For |
| 1g | Elect Director Carolann I. Haznedar | Management | For | For |
| 1h | Elect Director Richard P. Lavin | Management | For | For |
| 1i | Elect Director Thomas W. Rabaut | Management | For | For |
| 1j | Elect Director Richard V. Reynolds | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ALPHABET INC.
MEETING DATE: JUN 03, 2020 | TICKER: GOOGL SECURITY ID: 02079K305
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Sundar Pichai | Management | For | For |
| 1.4 | Elect Director John L. Hennessy | Management | For | For |
| 1.5 | Elect Director Frances H. Arnold | Management | For | For |
| 1.6 | Elect Director L. John Doerr | Management | For | Withhold |
| 1.7 | Elect Director Roger W. Ferguson Jr. | Management | For | For |
| 1.8 | Elect Director Ann Mather | Management | For | For |
| 1.9 | Elect Director Alan R. Mulally | Management | For | Withhold |
| 1.10 | Elect Director K. Ram Shiram | Management | For | Withhold |
| 1.11 | Elect Director Robin L. Washington | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 6 | Report on Arbitration of Employment-Related Claims | Shareholder | Against | For |
| 7 | Establish Human Rights Risk Oversight Committee | Shareholder | Against | For |
| 8 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| 9 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | For |
| 10 | Report on Takedown Requests | Shareholder | Against | For |
| 11 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 12 | Report on Gender/Racial Pay Gap | Shareholder | Against | Against |
| 13 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Shareholder | Against | Against |
| 14 | Report on Whistleblower Policies and Practices | Shareholder | Against | Against |
| |
|---|
ALTRIA GROUP, INC.
MEETING DATE: MAY 14, 2020 | TICKER: MO SECURITY ID: 02209S103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John T. Casteen, III | Management | For | For |
| 1b | Elect Director Dinyar S. Devitre | Management | For | For |
| 1c | Elect Director Thomas F. Farrell, II | Management | For | For |
| 1d | Elect Director Debra J. Kelly-Ennis | Management | For | For |
| 1e | Elect Director W. Leo Kiely, III | Management | For | For |
| 1f | Elect Director Kathryn B. McQuade | Management | For | For |
| 1g | Elect Director George Munoz | Management | For | For |
| 1h | Elect Director Mark E. Newman | Management | For | For |
| 1i | Elect Director Nabil Y. Sakkab | Management | For | For |
| 1j | Elect Director Virginia E. Shanks | Management | For | For |
| 1k | Elect Director Howard A. Willard, III *Withdrawn Resolution* | Management | None | None |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 6 | Report on Underage Tobacco Prevention Policies | Shareholder | Against | For |
| |
|---|
AMERIPRISE FINANCIAL, INC.
MEETING DATE: APR 29, 2020 | TICKER: AMP SECURITY ID: 03076C106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James M. Cracchiolo | Management | For | For |
| 1b | Elect Director Dianne Neal Blixt | Management | For | For |
| 1c | Elect Director Amy DiGeso | Management | For | For |
| 1d | Elect Director Lon R. Greenberg | Management | For | For |
| 1e | Elect Director Jeffrey Noddle | Management | For | For |
| 1f | Elect Director Robert F. Sharpe, Jr. | Management | For | For |
| 1g | Elect Director Brian T. Shea | Management | For | For |
| 1h | Elect Director W. Edward Walter, III | Management | For | For |
| 1i | Elect Director Christopher J. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
AMGEN INC.
MEETING DATE: MAY 19, 2020 | TICKER: AMGN SECURITY ID: 031162100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Wanda M. Austin | Management | For | For |
| 1b | Elect Director Robert A. Bradway | Management | For | For |
| 1c | Elect Director Brian J. Druker | Management | For | For |
| 1d | Elect Director Robert A. Eckert | Management | For | For |
| 1e | Elect Director Greg C. Garland | Management | For | For |
| 1f | Elect Director Fred Hassan | Management | For | For |
| 1g | Elect Director Charles M. Holley, Jr. | Management | For | For |
| 1h | Elect Director Tyler Jacks | Management | For | For |
| 1i | Elect Director Ellen J. Kullman | Management | For | For |
| 1j | Elect Director Ronald D. Sugar | Management | For | For |
| 1k | Elect Director R. Sanders Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
ARCH CAPITAL GROUP LTD.
MEETING DATE: MAY 08, 2020 | TICKER: ACGL SECURITY ID: G0450A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Louis J. Paglia | Management | For | For |
| 1b | Elect Director Brian S. Posner | Management | For | For |
| 1c | Elect Director John D. Vollaro | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4a | Elect Director Robert Appleby as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4b | Elect Director Dennis R. Brand as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4c | Elect Director Graham B.R. Collis as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4d | Elect Director Matthew Dragonetti as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4e | Elect Director Seamus Fearon as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4f | Elect Director Beau H. Franklin as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4g | Elect Director Jerome Halgan as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4h | Elect Director James Haney as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4i | Elect Director W. Preston Hutchings as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4j | Elect Director Pierre Jal as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4k | Elect Director Francois Morin as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4l | Elect Director David J. Mulholland as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4m | Elect Director Tim Peckett as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4n | Elect Director Maamoun Rajeh as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| 4o | Elect Director Roderick Romeo as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
| |
|---|
AT&T INC.
MEETING DATE: APR 24, 2020 | TICKER: T SECURITY ID: 00206R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Randall L. Stephenson | Management | For | For |
| 1.2 | Elect Director Samuel A. Di Piazza, Jr. | Management | For | For |
| 1.3 | Elect Director Richard W. Fisher | Management | For | For |
| 1.4 | Elect Director Scott T. Ford | Management | For | For |
| 1.5 | Elect Director Glenn H. Hutchins | Management | For | For |
| 1.6 | Elect Director William E. Kennard | Management | For | For |
| 1.7 | Elect Director Debra L. Lee | Management | For | For |
| 1.8 | Elect Director Stephen J. Luczo | Management | For | For |
| 1.9 | Elect Director Michael B. McCallister | Management | For | For |
| 1.10 | Elect Director Beth E. Mooney | Management | For | For |
| 1.11 | Elect Director Matthew K. Rose | Management | For | For |
| 1.12 | Elect Director Cynthia B. Taylor | Management | For | For |
| 1.13 | Elect Director Geoffrey Y. Yang | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Approve Nomination of Employee Representative Director | Shareholder | Against | Against |
| 6 | Improve Guiding Principles of Executive Compensation | Shareholder | Against | Against |
| |
|---|
BIO-RAD LABORATORIES, INC.
MEETING DATE: APR 28, 2020 | TICKER: BIO SECURITY ID: 090572207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Arnold A. Pinkston | Management | For | For |
| 1.2 | Elect Director Melinda Litherland | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BIOGEN INC.
MEETING DATE: JUN 03, 2020 | TICKER: BIIB SECURITY ID: 09062X103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Alexander J. Denner | Management | For | For |
| 1b | Elect Director Caroline D. Dorsa | Management | For | For |
| 1c | Elect Director William A. Hawkins | Management | For | For |
| 1d | Elect Director Nancy L. Leaming | Management | For | For |
| 1e | Elect Director Jesus B. Mantas | Management | For | For |
| 1f | Elect Director Richard C. Mulligan | Management | For | For |
| 1g | Elect Director Robert W. Pangia | Management | For | For |
| 1h | Elect Director Stelios Papadopoulos | Management | For | For |
| 1i | Elect Director Brian S. Posner | Management | For | For |
| 1j | Elect Director Eric K. Rowinsky | Management | For | For |
| 1k | Elect Director Stephen A. Sherwin | Management | For | For |
| 1l | Elect Director Michel Vounatsos | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BOOKING HOLDINGS INC.
MEETING DATE: JUN 04, 2020 | TICKER: BKNG SECURITY ID: 09857L108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
| 1.2 | Elect Director Jeffery H. Boyd | Management | For | For |
| 1.3 | Elect Director Glenn D. Fogel | Management | For | For |
| 1.4 | Elect Director Mirian M. Graddick-Weir | Management | For | For |
| 1.5 | Elect Director Wei Hopeman | Management | For | For |
| 1.6 | Elect Director Robert J. Mylod, Jr. | Management | For | For |
| 1.7 | Elect Director Charles H. Noski | Management | For | For |
| 1.8 | Elect Director Nicholas J. Read | Management | For | For |
| 1.9 | Elect Director Thomas E. Rothman | Management | For | For |
| 1.10 | Elect Director Bob van Dijk | Management | For | For |
| 1.11 | Elect Director Lynn M. Vojvodich | Management | For | For |
| 1.12 | Elect Director Vanessa A. Wittman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
BRISTOL-MYERS SQUIBB COMPANY
MEETING DATE: MAY 05, 2020 | TICKER: BMY SECURITY ID: 110122108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Peter J. Arduini | Management | For | For |
| 1B | Elect Director Robert Bertolini | Management | For | For |
| 1C | Elect Director Michael W. Bonney | Management | For | For |
| 1D | Elect Director Giovanni Caforio | Management | For | For |
| 1E | Elect Director Matthew W. Emmens | Management | For | For |
| 1F | Elect Director Julia A. Haller | Management | For | For |
| 1G | Elect Director Dinesh C. Paliwal | Management | For | For |
| 1H | Elect Director Theodore R. Samuels | Management | For | For |
| 1I | Elect Director Vicki L. Sato | Management | For | For |
| 1J | Elect Director Gerald L. Storch | Management | For | For |
| 1K | Elect Director Karen H. Vousden | Management | For | For |
| 1L | Elect Director Phyllis R. Yale | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
BROADCOM INC.
MEETING DATE: MAR 30, 2020 | TICKER: AVGO SECURITY ID: 11135F101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Hock E. Tan | Management | For | For |
| 1b | Elect Director Henry Samueli | Management | For | For |
| 1c | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1d | Elect Director Diane M. Bryant | Management | For | For |
| 1e | Elect Director Gayla J. Delly | Management | For | For |
| 1f | Elect Director Raul J. Fernandez | Management | For | For |
| 1g | Elect Director Check Kian Low | Management | For | For |
| 1h | Elect Director Justine F. Page | Management | For | For |
| 1i | Elect Director Harry L. You | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CABLE ONE, INC.
MEETING DATE: MAY 15, 2020 | TICKER: CABO SECURITY ID: 12685J105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mary E. Meduski | Management | For | For |
| 1b | Elect Director Alan G. Spoon | Management | For | For |
| 1c | Elect Director Wallace R. Weitz | Management | For | Against |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| |
|---|
CAPITAL ONE FINANCIAL CORPORATION
MEETING DATE: APR 30, 2020 | TICKER: COF SECURITY ID: 14040H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard D. Fairbank | Management | For | For |
| 1b | Elect Director Aparna Chennapragada | Management | For | For |
| 1c | Elect Director Ann Fritz Hackett | Management | For | For |
| 1d | Elect Director Peter Thomas Killalea | Management | For | For |
| 1e | Elect Director Cornelis "Eli" Leenaars | Management | For | For |
| 1f | Elect Director Pierre E. Leroy | Management | For | For |
| 1g | Elect Director Francois Locoh-Donou | Management | For | For |
| 1h | Elect Director Peter E. Raskind | Management | For | For |
| 1i | Elect Director Eileen Serra | Management | For | For |
| 1j | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 1k | Elect Director Bradford H. Warner | Management | For | For |
| 1l | Elect Director Catherine G. West | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Provide Right to Act by Written Consent | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
COMCAST CORPORATION
MEETING DATE: JUN 03, 2020 | TICKER: CMCSA SECURITY ID: 20030N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Director Madeline S. Bell | Management | For | For |
| 1.3 | Elect Director Naomi M. Bergman | Management | For | For |
| 1.4 | Elect Director Edward D. Breen | Management | For | Withhold |
| 1.5 | Elect Director Gerald L. Hassell | Management | For | Withhold |
| 1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.7 | Elect Director Maritza G. Montiel | Management | For | For |
| 1.8 | Elect Director Asuka Nakahara | Management | For | For |
| 1.9 | Elect Director David C. Novak | Management | For | Withhold |
| 1.10 | Elect Director Brian L. Roberts | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | Against |
| 4 | Amend Restricted Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 7 | Require Independent Board Chair | Shareholder | Against | Against |
| 8 | Report on Risks Posed by Failing to Prevent Sexual Harassment | Shareholder | Against | Against |
| |
|---|
CONOCOPHILLIPS
MEETING DATE: MAY 12, 2020 | TICKER: COP SECURITY ID: 20825C104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Charles E. Bunch | Management | For | For |
| 1b | Elect Director Caroline Maury Devine | Management | For | For |
| 1c | Elect Director John V. Faraci | Management | For | For |
| 1d | Elect Director Jody Freeman | Management | For | For |
| 1e | Elect Director Gay Huey Evans | Management | For | For |
| 1f | Elect Director Jeffrey A. Joerres | Management | For | For |
| 1g | Elect Director Ryan M. Lance | Management | For | For |
| 1h | Elect Director William H. McRaven | Management | For | For |
| 1i | Elect Director Sharmila Mulligan | Management | For | For |
| 1j | Elect Director Arjun N. Murti | Management | For | For |
| 1k | Elect Director Robert A. Niblock | Management | For | For |
| 1l | Elect Director David T. Seaton | Management | For | For |
| 1m | Elect Director R. A. Walker | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CUMMINS INC.
MEETING DATE: MAY 12, 2020 | TICKER: CMI SECURITY ID: 231021106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director N. Thomas Linebarger | Management | For | For |
| 2 | Elect Director Robert J. Bernhard | Management | For | For |
| 3 | Elect Director Franklin R. Chang Diaz | Management | For | For |
| 4 | Elect Director Bruno V. Di Leo Allen | Management | For | For |
| 5 | Elect Director Stephen B. Dobbs | Management | For | For |
| 6 | Elect Director Robert K. Herdman | Management | For | For |
| 7 | Elect Director Alexis M. Herman | Management | For | For |
| 8 | Elect Director Thomas J. Lynch | Management | For | For |
| 9 | Elect Director William I. Miller | Management | For | For |
| 10 | Elect Director Georgia R. Nelson | Management | For | For |
| 11 | Elect Director Karen H. Quintos | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 14 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| |
|---|
DISCOVER FINANCIAL SERVICES
MEETING DATE: MAY 14, 2020 | TICKER: DFS SECURITY ID: 254709108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey S. Aronin | Management | For | For |
| 1.2 | Elect Director Mary K. Bush | Management | For | For |
| 1.3 | Elect Director Gregory C. Case | Management | For | For |
| 1.4 | Elect Director Candace H. Duncan | Management | For | For |
| 1.5 | Elect Director Joseph F. Eazor | Management | For | For |
| 1.6 | Elect Director Cynthia A. Glassman | Management | For | For |
| 1.7 | Elect Director Roger C. Hochschild | Management | For | For |
| 1.8 | Elect Director Thomas G. Maheras | Management | For | For |
| 1.9 | Elect Director Michael H. Moskow | Management | For | For |
| 1.10 | Elect Director Mark A. Thierer | Management | For | For |
| 1.11 | Elect Director Lawrence A. Weinbach - Withdrawn Resolution | Management | None | None |
| 1.12 | Elect Director Jennifer L. Wong | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
DISCOVERY, INC.
MEETING DATE: JUN 18, 2020 | TICKER: DISCA SECURITY ID: 25470F104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert R. Bennett | Management | For | Withhold |
| 1.2 | Elect Director John C. Malone | Management | For | Withhold |
| 1.3 | Elect Director David M. Zaslav | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Adopt Simple Majority Vote | Shareholder | Against | For |
| |
|---|
ESSENT GROUP LTD.
MEETING DATE: MAY 28, 2020 | TICKER: ESNT SECURITY ID: G3198U102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark A. Casale | Management | For | For |
| 1.2 | Elect Director Douglas J. Pauls | Management | For | For |
| 1.3 | Elect Director William Spiegel | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FACEBOOK, INC.
MEETING DATE: MAY 27, 2020 | TICKER: FB SECURITY ID: 30303M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peggy Alford | Management | For | For |
| 1.2 | Elect Director Marc L. Andreessen | Management | For | Withhold |
| 1.3 | Elect Director Andrew W. Houston | Management | For | For |
| 1.4 | Elect Director Nancy Killefer | Management | For | For |
| 1.5 | Elect Director Robert M. Kimmitt | Management | For | For |
| 1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1.7 | Elect Director Peter A. Thiel | Management | For | Withhold |
| 1.8 | Elect Director Tracey T. Travis | Management | For | For |
| 1.9 | Elect Director Mark Zuckerberg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Non-Employee Director Compensation Policy | Management | For | Against |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Require Independent Board Chair | Shareholder | Against | For |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 7 | Report on Political Advertising | Shareholder | Against | For |
| 8 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Shareholder | Against | Against |
| 9 | Report on Civil and Human Rights Risk Assessment | Shareholder | Against | Against |
| 10 | Report on Online Child Sexual Exploitation | Shareholder | Against | For |
| 11 | Report on Median Gender/Racial Pay Gap | Shareholder | Against | Against |
| |
|---|
FIRSTENERGY CORP.
MEETING DATE: MAY 19, 2020 | TICKER: FE SECURITY ID: 337932107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Anderson | Management | For | For |
| 1.2 | Elect Director Steven J. Demetriou | Management | For | For |
| 1.3 | Elect Director Julia L. Johnson | Management | For | For |
| 1.4 | Elect Director Charles E. Jones | Management | For | For |
| 1.5 | Elect Director Donald T. Misheff | Management | For | For |
| 1.6 | Elect Director Thomas N. Mitchell | Management | For | For |
| 1.7 | Elect Director James F. O'Neil, III | Management | For | For |
| 1.8 | Elect Director Christopher D. Pappas | Management | For | For |
| 1.9 | Elect Director Sandra Pianalto | Management | For | For |
| 1.10 | Elect Director Luis A. Reyes | Management | For | For |
| 1.11 | Elect Director Leslie M. Turner | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Amend Code of Regulations to Authorize Board to Make Certain Future Amendments | Management | For | For |
| 6 | Amend Proxy Access Right | Shareholder | Against | Against |
| |
|---|
FRONTDOOR, INC.
MEETING DATE: MAY 13, 2020 | TICKER: FTDR SECURITY ID: 35905A109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard P. Fox | Management | For | Against |
| 1b | Elect Director Brian P. McAndrews | Management | For | Against |
| 1c | Elect Director Rexford J. Tibbens | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FTI CONSULTING, INC.
MEETING DATE: JUN 03, 2020 | TICKER: FCN SECURITY ID: 302941109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Brenda J. Bacon | Management | For | For |
| 1b | Elect Director Mark S. Bartlett | Management | For | For |
| 1c | Elect Director Claudio Costamagna | Management | For | For |
| 1d | Elect Director Vernon Ellis | Management | For | For |
| 1e | Elect Director Nicholas C. Fanandakis | Management | For | For |
| 1f | Elect Director Steven H. Gunby | Management | For | For |
| 1g | Elect Director Gerard E. Holthaus | Management | For | For |
| 1h | Elect Director Laureen E. Seeger | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GENERAC HOLDINGS INC.
MEETING DATE: JUN 18, 2020 | TICKER: GNRC SECURITY ID: 368736104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marcia J. Avedon | Management | For | For |
| 1.2 | Elect Director Bennett J. Morgan | Management | For | For |
| 1.3 | Elect Director Dominick P. Zarcone | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GENTEX CORPORATION
MEETING DATE: MAY 21, 2020 | TICKER: GNTX SECURITY ID: 371901109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leslie Brown | Management | For | For |
| 1.2 | Elect Director Steve Downing | Management | For | For |
| 1.3 | Elect Director Gary Goode | Management | For | For |
| 1.4 | Elect Director James Hollars | Management | For | For |
| 1.5 | Elect Director John Mulder | Management | For | For |
| 1.6 | Elect Director Richard Schaum | Management | For | For |
| 1.7 | Elect Director Kathleen Starkoff | Management | For | For |
| 1.8 | Elect Director Brian Walker | Management | For | For |
| 1.9 | Elect Director James Wallace | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HERBALIFE NUTRITION LTD.
MEETING DATE: APR 29, 2020 | TICKER: HLF SECURITY ID: G4412G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Agwunobi | Management | For | For |
| 1.2 | Elect Director James L. Nelson | Management | For | For |
| 1.3 | Elect Director Richard H. Carmona | Management | For | For |
| 1.4 | Elect Director Jonathan Christodoro | Management | For | For |
| 1.5 | Elect Director Hunter C. Gary | Management | For | For |
| 1.6 | Elect Director Nicholas Graziano | Management | For | For |
| 1.7 | Elect Director Alan LeFevre | Management | For | For |
| 1.8 | Elect Director Jesse A. Lynn | Management | For | For |
| 1.9 | Elect Director Juan Miguel Mendoza | Management | For | For |
| 1.10 | Elect Director Michael Montelongo | Management | For | For |
| 1.11 | Elect Director Maria Otero | Management | For | For |
| 1.12 | Elect Director Margarita Palau-Hernandez | Management | For | For |
| 1.13 | Elect Director John Tartol | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Articles of Association to Eliminate the Casting Vote | Management | For | For |
| 4 | Amend Articles of Association | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| |
|---|
HOLLYFRONTIER CORPORATION
MEETING DATE: MAY 13, 2020 | TICKER: HFC SECURITY ID: 436106108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Anne-Marie N. Ainsworth | Management | For | For |
| 1b | Elect Director Douglas Y. Bech | Management | For | For |
| 1c | Elect Director Anna C. Catalano | Management | For | For |
| 1d | Elect Director Leldon E. Echols | Management | For | For |
| 1e | Elect Director Michael C. Jennings | Management | For | For |
| 1f | Elect Director R. Craig Knocke | Management | For | For |
| 1g | Elect Director Robert J. Kostelnik | Management | For | For |
| 1h | Elect Director James H. Lee | Management | For | For |
| 1i | Elect Director Franklin Myers | Management | For | For |
| 1j | Elect Director Michael E. Rose | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
INTEL CORPORATION
MEETING DATE: MAY 14, 2020 | TICKER: INTC SECURITY ID: 458140100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James J. Goetz | Management | For | For |
| 1b | Elect Director Alyssa Henry | Management | For | For |
| 1c | Elect Director Omar Ishrak | Management | For | For |
| 1d | Elect Director Risa Lavizzo-Mourey | Management | For | For |
| 1e | Elect Director Tsu-Jae King Liu | Management | For | For |
| 1f | Elect Director Gregory D. Smith | Management | For | For |
| 1g | Elect Director Robert 'Bob' H. Swan | Management | For | For |
| 1h | Elect Director Andrew Wilson | Management | For | For |
| 1i | Elect Director Frank D. Yeary | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 6 | Report on Global Median Gender/Racial Pay Gap | Shareholder | Against | Against |
| |
|---|
KBR, INC.
MEETING DATE: MAY 13, 2020 | TICKER: KBR SECURITY ID: 48242W106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mark E. Baldwin | Management | For | For |
| 1b | Elect Director James R. Blackwell | Management | For | For |
| 1c | Elect Director Stuart J. B. Bradie | Management | For | For |
| 1d | Elect Director Lynn A. Dugle | Management | For | For |
| 1e | Elect Director Lester L. Lyles | Management | For | For |
| 1f | Elect Director Wendy M. Masiello | Management | For | For |
| 1g | Elect Director Jack B. Moore | Management | For | For |
| 1h | Elect Director Ann D. Pickard | Management | For | For |
| 1i | Elect Director Umberto della Sala | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
LYONDELLBASELL INDUSTRIES N.V.
MEETING DATE: MAY 29, 2020 | TICKER: LYB SECURITY ID: N53745100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jacques Aigrain | Management | For | For |
| 1b | Elect Director Lincoln Benet | Management | For | For |
| 1c | Elect Director Jagjeet (Jeet) Bindra | Management | For | For |
| 1d | Elect Director Robin Buchanan | Management | For | For |
| 1e | Elect Director Stephen Cooper | Management | For | For |
| 1f | Elect Director Nance Dicciani | Management | For | For |
| 1g | Elect Director Claire Farley | Management | For | For |
| 1h | Elect Director Isabella (Bella) Goren | Management | For | For |
| 1i | Elect Director Michael Hanley | Management | For | For |
| 1j | Elect Director Albert Manifold | Management | For | For |
| 1k | Elect Director Bhavesh (Bob) Patel | Management | For | For |
| 2 | Approve Discharge of the Members of the Board of Directors | Management | For | For |
| 3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Dividends of USD 4.20 Per Share | Management | For | For |
| 8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 9 | Approve Cancellation of Shares | Management | For | For |
| |
|---|
MANHATTAN ASSOCIATES, INC.
MEETING DATE: MAY 14, 2020 | TICKER: MANH SECURITY ID: 562750109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Eddie Capel | Management | For | For |
| 1b | Elect Director Charles E. Moran | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| |
|---|
MANPOWERGROUP, INC.
MEETING DATE: MAY 08, 2020 | TICKER: MAN SECURITY ID: 56418H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Gina R. Boswell | Management | For | For |
| 1B | Elect Director Cari M. Dominguez | Management | For | For |
| 1C | Elect Director William Downe | Management | For | For |
| 1D | Elect Director John F. Ferraro | Management | For | For |
| 1E | Elect Director Patricia Hemingway Hall | Management | For | For |
| 1F | Elect Director Julie M. Howard | Management | For | For |
| 1G | Elect Director Ulice Payne, Jr. | Management | For | For |
| 1H | Elect Director Jonas Prising | Management | For | For |
| 1I | Elect Director Paul Read | Management | For | For |
| 1J | Elect Director Elizabeth P. Sartain | Management | For | For |
| 1K | Elect Director Michael J. Van Handel | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MASTEC, INC.
MEETING DATE: MAY 15, 2020 | TICKER: MTZ SECURITY ID: 576323109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ernst N. Csiszar | Management | For | For |
| 1.2 | Elect Director Julia L. Johnson | Management | For | For |
| 1.3 | Elect Director Jorge Mas | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MASTERCARD INCORPORATED
MEETING DATE: JUN 16, 2020 | TICKER: MA SECURITY ID: 57636Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard Haythornthwaite | Management | For | For |
| 1b | Elect Director Ajay Banga | Management | For | For |
| 1c | Elect Director Richard K. Davis | Management | For | For |
| 1d | Elect Director Steven J. Freiberg | Management | For | For |
| 1e | Elect Director Julius Genachowski | Management | For | For |
| 1f | Elect Director Choon Phong Goh | Management | For | For |
| 1g | Elect Director Merit E. Janow | Management | For | For |
| 1h | Elect Director Oki Matsumoto | Management | For | For |
| 1i | Elect Director Youngme Moon | Management | For | For |
| 1j | Elect Director Rima Qureshi | Management | For | For |
| 1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 1l | Elect Director Gabrielle Sulzberger | Management | For | For |
| 1m | Elect Director Jackson Tai | Management | For | For |
| 1n | Elect Director Lance Uggla | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
MATCH GROUP, INC.
MEETING DATE: JUN 25, 2020 | TICKER: MTCH SECURITY ID: 57665R106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Classify the Board of Directors | Management | For | Against |
| 3 | Restrict Right to Act by Written Consent | Management | For | Against |
| 4 | Adjourn Meeting | Management | For | Against |
| |
|---|
MEDICAL PROPERTIES TRUST, INC.
MEETING DATE: MAY 21, 2020 | TICKER: MPW SECURITY ID: 58463J304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward K. Aldag, Jr. | Management | For | For |
| 1.2 | Elect Director G. Steven Dawson | Management | For | For |
| 1.3 | Elect Director R. Steven Hamner | Management | For | For |
| 1.4 | Elect Director Caterina A. Mozingo | Management | For | For |
| 1.5 | Elect Director Elizabeth N. Pitman | Management | For | For |
| 1.6 | Elect Director C. Reynolds Thompson, III | Management | For | For |
| 1.7 | Elect Director D. Paul Sparks, Jr. | Management | For | For |
| 1.8 | Elect Director Michael G. Stewart | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MERCK & CO., INC.
MEETING DATE: MAY 26, 2020 | TICKER: MRK SECURITY ID: 58933Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Leslie A. Brun | Management | For | For |
| 1b | Elect Director Thomas R. Cech | Management | For | For |
| 1c | Elect Director Mary Ellen Coe | Management | For | For |
| 1d | Elect Director Pamela J. Craig | Management | For | For |
| 1e | Elect Director Kenneth C. Frazier | Management | For | For |
| 1f | Elect Director Thomas H. Glocer | Management | For | For |
| 1g | Elect Director Risa J. Lavizzo-Mourey | Management | For | For |
| 1h | Elect Director Paul B. Rothman | Management | For | For |
| 1i | Elect Director Patricia F. Russo | Management | For | For |
| 1j | Elect Director Christine E. Seidman | Management | For | For |
| 1k | Elect Director Inge G. Thulin | Management | For | For |
| 1l | Elect Director Kathy J. Warden | Management | For | For |
| 1m | Elect Director Peter C. Wendell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 5 | Report on Corporate Tax Savings Allocation | Shareholder | Against | Against |
| |
|---|
MICRON TECHNOLOGY, INC.
MEETING DATE: JAN 16, 2020 | TICKER: MU SECURITY ID: 595112103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Bailey | Management | For | For |
| 1.2 | Elect Director Richard M. Beyer | Management | For | For |
| 1.3 | Elect Director Steven J. Gomo | Management | For | For |
| 1.4 | Elect Director Mary Pat McCarthy | Management | For | For |
| 1.5 | Elect Director Sanjay Mehrotra | Management | For | For |
| 1.6 | Elect Director Robert E. Switz | Management | For | For |
| 1.7 | Elect Director MaryAnn Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
MOLINA HEALTHCARE, INC.
MEETING DATE: MAY 07, 2020 | TICKER: MOH SECURITY ID: 60855R100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.a | Elect Director Ronna E. Romney | Management | For | For |
| 1.b | Elect Director Dale B. Wolf | Management | For | For |
| 1.c | Elect Director Joseph M. Zubretsky | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
NEXTERA ENERGY, INC.
MEETING DATE: MAY 21, 2020 | TICKER: NEE SECURITY ID: 65339F101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sherry S. Barrat | Management | For | For |
| 1b | Elect Director James L. Camaren | Management | For | For |
| 1c | Elect Director Kenneth B. Dunn | Management | For | For |
| 1d | Elect Director Naren K. Gursahaney | Management | For | For |
| 1e | Elect Director Kirk S. Hachigian | Management | For | For |
| 1f | Elect Director Toni Jennings | Management | For | For |
| 1g | Elect Director Amy B. Lane | Management | For | For |
| 1h | Elect Director David L. Porges | Management | For | For |
| 1i | Elect Director James L. Robo | Management | For | For |
| 1j | Elect Director Rudy E. Schupp | Management | For | For |
| 1k | Elect Director John L. Skolds | Management | For | For |
| 1l | Elect Director William H. Swanson | Management | For | For |
| 1m | Elect Director Darryl L. Wilson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
NORWEGIAN CRUISE LINE HOLDINGS LTD.
MEETING DATE: JUN 18, 2020 | TICKER: NCLH SECURITY ID: G66721104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David M. Abrams | Management | For | For |
| 1b | Elect Director John W. Chidsey | Management | For | For |
| 1c | Elect Director Russell W. Galbut | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
NVR, INC.
MEETING DATE: MAY 05, 2020 | TICKER: NVR SECURITY ID: 62944T105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C. E. Andrews | Management | For | For |
| 1.2 | Elect Director Sallie B. Bailey | Management | For | For |
| 1.3 | Elect Director Thomas D. Eckert | Management | For | For |
| 1.4 | Elect Director Alfred E. Festa | Management | For | For |
| 1.5 | Elect Director Manuel H. Johnson | Management | For | For |
| 1.6 | Elect Director Alexandra A. Jung | Management | For | For |
| 1.7 | Elect Director Mel Martinez | Management | For | For |
| 1.8 | Elect Director William A. Moran | Management | For | For |
| 1.9 | Elect Director David A. Preiser | Management | For | For |
| 1.10 | Elect Director W. Grady Rosier | Management | For | For |
| 1.11 | Elect Director Susan Williamson Ross | Management | For | For |
| 1.12 | Elect Director Dwight C. Schar | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
OSHKOSH CORPORATION
MEETING DATE: FEB 04, 2020 | TICKER: OSK SECURITY ID: 688239201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith J. Allman | Management | For | For |
| 1.2 | Elect Director Wilson R. Jones | Management | For | For |
| 1.3 | Elect Director Tyrone M. Jordan | Management | For | For |
| 1.4 | Elect Director Kimberley Metcalf-Kupres | Management | For | For |
| 1.5 | Elect Director Stephen D. Newlin | Management | For | For |
| 1.6 | Elect Director Raymond T. Odierno | Management | For | For |
| 1.7 | Elect Director Craig P. Omtvedt | Management | For | For |
| 1.8 | Elect Director Duncan J. Palmer | Management | For | For |
| 1.9 | Elect Director Sandra E. Rowland | Management | For | For |
| 1.10 | Elect Director John S. Shiely | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PACCAR INC
MEETING DATE: APR 21, 2020 | TICKER: PCAR SECURITY ID: 693718108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark C. Pigott | Management | For | For |
| 1.2 | Elect Director Dame Alison J. Carnwath | Management | For | For |
| 1.3 | Elect Director Franklin L. Feder | Management | For | For |
| 1.4 | Elect Director R. Preston Feight | Management | For | For |
| 1.5 | Elect Director Beth E. Ford | Management | For | For |
| 1.6 | Elect Director Kirk S. Hachigian | Management | For | For |
| 1.7 | Elect Director Roderick C. McGeary | Management | For | For |
| 1.8 | Elect Director John M. Pigott | Management | For | For |
| 1.9 | Elect Director Mark A. Schulz | Management | For | For |
| 1.10 | Elect Director Gregory M. E. Spierkel | Management | For | For |
| 1.11 | Elect Director Charles R. Williamson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Certificate of Incorporation to Confirm Shareholders Right to Call Special Meetings | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
PAYCOM SOFTWARE, INC.
MEETING DATE: APR 27, 2020 | TICKER: PAYC SECURITY ID: 70432V102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Janet B. Haugen | Management | For | Withhold |
| 1.2 | Elect Director J.C. Watts, Jr. | Management | For | Withhold |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
PHILLIPS 66
MEETING DATE: MAY 06, 2020 | TICKER: PSX SECURITY ID: 718546104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Charles M. Holley | Management | For | For |
| 1b | Elect Director Glenn F. Tilton | Management | For | For |
| 1c | Elect Director Marna C. Whittington | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Risks of Gulf Coast Petrochemical Investments | Shareholder | Against | For |
| |
|---|
POPULAR, INC.
MEETING DATE: MAY 12, 2020 | TICKER: BPOP SECURITY ID: 733174700
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ignacio Alvarez | Management | For | For |
| 1b | Elect Director Maria Luisa Ferre | Management | For | For |
| 1c | Elect Director C. Kim Goodwin | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Change Range for Size of the Board | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 8 | Adjourn Meeting | Management | For | Against |
| |
|---|
PULTEGROUP, INC.
MEETING DATE: MAY 07, 2020 | TICKER: PHM SECURITY ID: 745867101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Brian P. Anderson | Management | For | For |
| 1b | Elect Director Bryce Blair | Management | For | For |
| 1c | Elect Director Richard W. Dreiling | Management | For | For |
| 1d | Elect Director Thomas J. Folliard | Management | For | For |
| 1e | Elect Director Cheryl W. Grise | Management | For | For |
| 1f | Elect Director Andre J. Hawaux | Management | For | For |
| 1g | Elect Director Ryan R. Marshall | Management | For | For |
| 1h | Elect Director John R. Peshkin | Management | For | For |
| 1i | Elect Director Scott F. Powers | Management | For | For |
| 1j | Elect Director Lila Snyder | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RADIAN GROUP INC.
MEETING DATE: MAY 13, 2020 | TICKER: RDN SECURITY ID: 750236101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Herbert Wender | Management | For | For |
| 1b | Elect Director Brad L. Conner | Management | For | For |
| 1c | Elect Director Howard B. Culang | Management | For | For |
| 1d | Elect Director Debra Hess | Management | For | For |
| 1e | Elect Director Lisa W. Hess | Management | For | For |
| 1f | Elect Director Lisa Mumford | Management | For | For |
| 1g | Elect Director Gaetano Muzio | Management | For | For |
| 1h | Elect Director Gregory V. Serio | Management | For | For |
| 1i | Elect Director Noel J. Spiegel | Management | For | For |
| 1j | Elect Director Richard G. Thornberry | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
RELIANCE STEEL & ALUMINUM CO.
MEETING DATE: MAY 20, 2020 | TICKER: RS SECURITY ID: 759509102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sarah J. Anderson | Management | For | For |
| 1b | Elect Director Lisa L. Baldwin | Management | For | For |
| 1c | Elect Director Karen W. Colonias | Management | For | For |
| 1d | Elect Director John G. Figueroa | Management | For | For |
| 1e | Elect Director David H. Hannah | Management | For | For |
| 1f | Elect Director James D. Hoffman | Management | For | For |
| 1g | Elect Director Mark V. Kaminski | Management | For | For |
| 1h | Elect Director Robert A. McEvoy | Management | For | For |
| 1i | Elect Director Andrew G. Sharkey, III | Management | For | For |
| 1j | Elect Director Douglas W. Stotlar | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 6 | Amend Proxy Access Right | Shareholder | Against | Against |
| |
|---|
ROSS STORES, INC.
MEETING DATE: MAY 20, 2020 | TICKER: ROST SECURITY ID: 778296103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael Balmuth | Management | For | For |
| 1b | Elect Director K. Gunnar Bjorklund | Management | For | For |
| 1c | Elect Director Michael J. Bush | Management | For | For |
| 1d | Elect Director Norman A. Ferber | Management | For | For |
| 1e | Elect Director Sharon D. Garrett | Management | For | For |
| 1f | Elect Director Stephen D. Milligan | Management | For | For |
| 1g | Elect Director Patricia H. Mueller | Management | For | For |
| 1h | Elect Director George P. Orban | Management | For | For |
| 1i | Elect Director Gregory L. Quesnel | Management | For | For |
| 1j | Elect Director Larree M. Renda | Management | For | For |
| 1k | Elect Director Barbara Rentler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
S&P GLOBAL INC.
MEETING DATE: MAY 13, 2020 | TICKER: SPGI SECURITY ID: 78409V104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marco Alvera | Management | For | For |
| 1.2 | Elect Director William J. Amelio | Management | For | For |
| 1.3 | Elect Director William D. Green | Management | For | For |
| 1.4 | Elect Director Charles E. Haldeman, Jr. | Management | For | For |
| 1.5 | Elect Director Stephanie C. Hill | Management | For | For |
| 1.6 | Elect Director Rebecca J. Jacoby | Management | For | For |
| 1.7 | Elect Director Monique F. Leroux | Management | For | For |
| 1.8 | Elect Director Maria R. Morris | Management | For | For |
| 1.9 | Elect Director Douglas L. Peterson | Management | For | For |
| 1.10 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1.11 | Elect Director Kurt L. Schmoke | Management | For | For |
| 1.12 | Elect Director Richard E. Thornburgh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
SKYWORKS SOLUTIONS, INC.
MEETING DATE: MAY 06, 2020 | TICKER: SWKS SECURITY ID: 83088M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David J. Aldrich | Management | For | For |
| 1b | Elect Director Alan S. Batey | Management | For | For |
| 1c | Elect Director Kevin L. Beebe | Management | For | For |
| 1d | Elect Director Timothy R. Furey | Management | For | For |
| 1e | Elect Director Liam K. Griffin | Management | For | For |
| 1f | Elect Director Christine King | Management | For | For |
| 1g | Elect Director David P. McGlade | Management | For | For |
| 1h | Elect Director Robert A. Schriesheim | Management | For | For |
| 1i | Elect Director Kimberly S. Stevenson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement to Approve Merger or Consolidation, Disposition of All or Substantially All of Assets, or Issuance of a Substantial Amount of Securities | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement to Approve Business Combination | Management | For | For |
| 7 | Eliminate Supermajority Vote Requirement to Amend Charter Provisions Governing Directors | Management | For | For |
| 8 | Eliminate Supermajority Vote Requirement to Amend Charter Provision Governing Action by Stockholders | Management | For | For |
| 9 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
SPIRIT REALTY CAPITAL, INC.
MEETING DATE: JUN 08, 2020 | TICKER: SRC SECURITY ID: 84860W300
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jackson Hsieh | Management | For | For |
| 1.2 | Elect Director Kevin M. Charlton | Management | For | For |
| 1.3 | Elect Director Todd A. Dunn | Management | For | For |
| 1.4 | Elect Director Elizabeth F. Frank | Management | For | For |
| 1.5 | Elect Director Richard I. Gilchrist | Management | For | For |
| 1.6 | Elect Director Diana M. Laing | Management | For | For |
| 1.7 | Elect Director Sheli Z. Rosenberg | Management | For | For |
| 1.8 | Elect Director Thomas D. Senkbeil | Management | For | For |
| 1.9 | Elect Director Nicholas P. Shepherd | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
STARBUCKS CORPORATION
MEETING DATE: MAR 18, 2020 | TICKER: SBUX SECURITY ID: 855244109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard E. Allison, Jr. | Management | For | For |
| 1b | Elect Director Rosalind G. Brewer | Management | For | For |
| 1c | Elect Director Andrew Campion | Management | For | For |
| 1d | Elect Director Mary N. Dillon | Management | For | For |
| 1e | Elect Director Isabel Ge Mahe | Management | For | For |
| 1f | Elect Director Mellody Hobson | Management | For | For |
| 1g | Elect Director Kevin R. Johnson | Management | For | For |
| 1h | Elect Director Jorgen Vig Knudstorp | Management | For | For |
| 1i | Elect Director Satya Nadella | Management | For | For |
| 1j | Elect Director Joshua Cooper Ramo | Management | For | For |
| 1k | Elect Director Clara Shih | Management | For | For |
| 1l | Elect Director Javier G. Teruel | Management | For | For |
| 1m | Elect Director Myron E. Ullman, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Risks of Omitting Viewpoint and Ideology from EEO Policy | Shareholder | Against | Against |
| |
|---|
SYNCHRONY FINANCIAL
MEETING DATE: MAY 21, 2020 | TICKER: SYF SECURITY ID: 87165B103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Margaret M. Keane | Management | For | For |
| 1b | Elect Director Fernando Aguirre | Management | For | For |
| 1c | Elect Director Paget L. Alves | Management | For | For |
| 1d | Elect Director Arthur W. Coviello, Jr. | Management | For | For |
| 1e | Elect Director William W. Graylin | Management | For | For |
| 1f | Elect Director Roy A. Guthrie | Management | For | For |
| 1g | Elect Director Richard C. Hartnack | Management | For | For |
| 1h | Elect Director Jeffrey G. Naylor | Management | For | For |
| 1i | Elect Director Laurel J. Richie | Management | For | For |
| 1j | Elect Director Olympia J. Snowe | Management | For | For |
| 1k | Elect Director Ellen M. Zane | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
TARGET CORPORATION
MEETING DATE: JUN 10, 2020 | TICKER: TGT SECURITY ID: 87612E106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 1b | Elect Director George S. Barrett | Management | For | For |
| 1c | Elect Director Brian C. Cornell | Management | For | For |
| 1d | Elect Director Calvin Darden | Management | For | For |
| 1e | Elect Director Robert L. Edwards | Management | For | For |
| 1f | Elect Director Melanie L. Healey | Management | For | For |
| 1g | Elect Director Donald R. Knauss | Management | For | For |
| 1h | Elect Director Monica C. Lozano | Management | For | For |
| 1i | Elect Director Mary E. Minnick | Management | For | For |
| 1j | Elect Director Kenneth L. Salazar | Management | For | For |
| 1k | Elect Director Dmitri L. Stockton | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
TECH DATA CORPORATION
MEETING DATE: FEB 12, 2020 | TICKER: TECD SECURITY ID: 878237106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
TEGNA, INC.
MEETING DATE: APR 30, 2020 | TICKER: TGNA SECURITY ID: 87901J105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (Gold Proxy Card) |
| 1.1 | Elect Director Gina L. Bianchini | Management | For | Did Not Vote |
| 1.2 | Elect Director Howard D. Elias | Management | For | Did Not Vote |
| 1.3 | Elect Director Stuart J. Epstein | Management | For | Did Not Vote |
| 1.4 | Elect Director Lidia Fonseca | Management | For | Did Not Vote |
| 1.5 | Elect Director Karen H. Grimes | Management | For | Did Not Vote |
| 1.6 | Elect Director David T. Lougee | Management | For | Did Not Vote |
| 1.7 | Elect Director Scott K. McCune | Management | For | Did Not Vote |
| 1.8 | Elect Director Henry W. McGee | Management | For | Did Not Vote |
| 1.9 | Elect Director Susan Ness | Management | For | Did Not Vote |
| 1.10 | Elect Director Bruce P. Nolop | Management | For | Did Not Vote |
| 1.11 | Elect Director Neal Shapiro | Management | For | Did Not Vote |
| 1.12 | Elect Director Melinda C. Witmer | Management | For | Did Not Vote |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 4 | Approve Omnibus Stock Plan | Management | For | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (White Proxy Card) |
| 1.1 | Elect Director Soohyung Kim | Shareholder | For | Did Not Vote |
| 1.2 | Elect Director Colleen B. Brown | Shareholder | For | Did Not Vote |
| 1.3 | Elect Director Ellen McClain Haime | Shareholder | For | Did Not Vote |
| 1.4 | Elect Director Deborah McDermott | Shareholder | For | Did Not Vote |
| 1.5 | Management Nominee Gina L. Bianchini | Shareholder | For | Did Not Vote |
| 1.6 | Management Nominee Stuart J. Epstein | Shareholder | For | Did Not Vote |
| 1.7 | Management Nominee Lidia Fonseca | Shareholder | For | Did Not Vote |
| 1.8 | Management Nominee Karen H. Grimes | Shareholder | For | Did Not Vote |
| 1.9 | Management Nominee David T. Lougee | Shareholder | For | Did Not Vote |
| 1.10 | Management Nominee Henry W. McGee | Shareholder | For | Did Not Vote |
| 1.11 | Management Nominee Susan Ness | Shareholder | For | Did Not Vote |
| 1.12 | Management Nominee Melinda C. Witmer | Shareholder | For | Did Not Vote |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | Did Not Vote |
| 4 | Approve Omnibus Stock Plan | Management | Against | Did Not Vote |
| |
|---|
TERADYNE, INC.
MEETING DATE: MAY 08, 2020 | TICKER: TER SECURITY ID: 880770102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Michael A. Bradley | Management | For | For |
| 1B | Elect Director Edwin J. Gillis | Management | For | For |
| 1C | Elect Director Timothy E. Guertin | Management | For | For |
| 1D | Elect Director Mark E. Jagiela | Management | For | For |
| 1E | Elect Director Mercedes Johnson | Management | For | For |
| 1F | Elect Director Marilyn Matz | Management | For | For |
| 1G | Elect Director Paul J. Tufano | Management | For | For |
| 1H | Elect Director Roy A. Vallee | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
THE ALLSTATE CORPORATION
MEETING DATE: MAY 19, 2020 | TICKER: ALL SECURITY ID: 020002101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kermit R. Crawford | Management | For | For |
| 1b | Elect Director Michael L. Eskew | Management | For | For |
| 1c | Elect Director Margaret M. Keane | Management | For | For |
| 1d | Elect Director Siddharth N. (Bobby) Mehta | Management | For | For |
| 1e | Elect Director Jacques P. Perold | Management | For | For |
| 1f | Elect Director Andrea Redmond | Management | For | For |
| 1g | Elect Director Gregg M. Sherrill | Management | For | For |
| 1h | Elect Director Judith A. Sprieser | Management | For | For |
| 1i | Elect Director Perry M. Traquina | Management | For | For |
| 1j | Elect Director Thomas J. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
THE HARTFORD FINANCIAL SERVICES GROUP, INC.
MEETING DATE: MAY 20, 2020 | TICKER: HIG SECURITY ID: 416515104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert B. Allardice, III | Management | For | For |
| 1b | Elect Director Larry D. De Shon | Management | For | For |
| 1c | Elect Director Carlos Dominguez | Management | For | For |
| 1d | Elect Director Trevor Fetter | Management | For | For |
| 1e | Elect Director Kathryn A. Mikells | Management | For | For |
| 1f | Elect Director Michael G. Morris | Management | For | For |
| 1g | Elect Director Teresa W. Roseborough | Management | For | For |
| 1h | Elect Director Virginia P. Ruesterholz | Management | For | For |
| 1i | Elect Director Christopher J. Swift | Management | For | For |
| 1j | Elect Director Matt Winter | Management | For | For |
| 1k | Elect Director Greig Woodring | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
THE HERSHEY COMPANY
MEETING DATE: MAY 12, 2020 | TICKER: HSY SECURITY ID: 427866108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pamela M. Arway | Management | For | For |
| 1.2 | Elect Director James W. Brown | Management | For | For |
| 1.3 | Elect Director Michele G. Buck | Management | For | For |
| 1.4 | Elect Director Victor L. Crawford | Management | For | For |
| 1.5 | Elect Director Charles A. Davis | Management | For | For |
| 1.6 | Elect Director Mary Kay Haben | Management | For | For |
| 1.7 | Elect Director James C. Katzman | Management | For | For |
| 1.8 | Elect Director M. Diane Koken | Management | For | For |
| 1.9 | Elect Director Robert M. Malcolm | Management | For | For |
| 1.10 | Elect Director Anthony J. Palmer | Management | For | For |
| 1.11 | Elect Director Juan R. Perez | Management | For | For |
| 1.12 | Elect Director Wendy L. Schoppert | Management | For | For |
| 1.13 | Elect Director David L. Shedlarz | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE HOME DEPOT, INC.
MEETING DATE: MAY 21, 2020 | TICKER: HD SECURITY ID: 437076102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gerard J. Arpey | Management | For | For |
| 1b | Elect Director Ari Bousbib | Management | For | For |
| 1c | Elect Director Jeffery H. Boyd | Management | For | For |
| 1d | Elect Director Gregory D. Brenneman | Management | For | For |
| 1e | Elect Director J. Frank Brown | Management | For | For |
| 1f | Elect Director Albert P. Carey | Management | For | For |
| 1g | Elect Director Helena B. Foulkes | Management | For | For |
| 1h | Elect Director Linda R. Gooden | Management | For | For |
| 1i | Elect Director Wayne M. Hewett | Management | For | For |
| 1j | Elect Director Manuel Kadre | Management | For | For |
| 1k | Elect Director Stephanie C. Linnartz | Management | For | For |
| 1l | Elect Director Craig A. Menear | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Shareholder Written Consent Provisions | Shareholder | Against | Against |
| 5 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | Against | Against |
| 6 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Against |
| 7 | Report on Congruency Political Analysis and Electioneering Expenditures | Shareholder | Against | Against |
| |
|---|
TYSON FOODS, INC.
MEETING DATE: FEB 06, 2020 | TICKER: TSN SECURITY ID: 902494103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John Tyson | Management | For | For |
| 1b | Elect Director Gaurdie E. Banister, Jr. | Management | For | For |
| 1c | Elect Director Dean Banks | Management | For | For |
| 1d | Elect Director Mike Beebe | Management | For | For |
| 1e | Elect Director Mikel A. Durham | Management | For | For |
| 1f | Elect Director Jonathan D. Mariner | Management | For | For |
| 1g | Elect Director Kevin M. McNamara | Management | For | For |
| 1h | Elect Director Cheryl S. Miller | Management | For | For |
| 1i | Elect Director Jeffrey K. Schomburger | Management | For | For |
| 1j | Elect Director Robert Thurber | Management | For | For |
| 1k | Elect Director Barbara A. Tyson | Management | For | Against |
| 1l | Elect Director Noel White | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Deforestation Impacts in Company's Supply Chain | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 6 | Report on Human Rights Risk Assessment Process | Shareholder | Against | For |
| 7 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Against |
| |
|---|
UNIVERSAL HEALTH SERVICES, INC.
MEETING DATE: MAY 20, 2020 | TICKER: UHS SECURITY ID: 913903100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Lawrence S. Gibbs | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
VALERO ENERGY CORPORATION
MEETING DATE: APR 30, 2020 | TICKER: VLO SECURITY ID: 91913Y100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director H. Paulett Eberhart | Management | For | For |
| 1B | Elect Director Joseph W. Gorder | Management | For | For |
| 1C | Elect Director Kimberly S. Greene | Management | For | For |
| 1D | Elect Director Deborah P. Majoras | Management | For | For |
| 1E | Elect Director Eric D. Mullins | Management | For | For |
| 1F | Elect Director Donald L. Nickles | Management | For | For |
| 1G | Elect Director Philip J. Pfeiffer | Management | For | For |
| 1H | Elect Director Robert A. Profusek | Management | For | For |
| 1I | Elect Director Stephen M. Waters | Management | For | For |
| 1J | Elect Director Randall J. Weisenburger | Management | For | For |
| 1K | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
VISA INC.
MEETING DATE: JAN 28, 2020 | TICKER: V SECURITY ID: 92826C839
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lloyd A. Carney | Management | For | For |
| 1b | Elect Director Mary B. Cranston | Management | For | For |
| 1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1d | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1e | Elect Director Ramon L. Laguarta | Management | For | For |
| 1f | Elect Director John F. Lundgren | Management | For | For |
| 1g | Elect Director Robert W. Matschullat | Management | For | For |
| 1h | Elect Director Denise M. Morrison | Management | For | For |
| 1i | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1j | Elect Director John A. C. Swainson | Management | For | For |
| 1k | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
VISTRA ENERGY CORP.
MEETING DATE: APR 29, 2020 | TICKER: VST SECURITY ID: 92840M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director Hilary E. Ackermann | Management | For | For |
| 2.2 | Elect Director Arcilia C. Acosta | Management | For | For |
| 2.3 | Elect Director Gavin R. Baiera | Management | For | For |
| 2.4 | Elect Director Paul M. Barbas | Management | For | For |
| 2.5 | Elect Director Lisa Crutchfield | Management | For | For |
| 2.6 | Elect Director Brian K. Ferraioli | Management | For | For |
| 2.7 | Elect Director Scott B. Helm | Management | For | For |
| 2.8 | Elect Director Jeff D. Hunter | Management | For | For |
| 2.9 | Elect Director Curtis A. Morgan | Management | For | For |
| 2.10 | Elect Director John R. (JR) Sult | Management | For | For |
| 3.1 | Elect Director Gavin R. Baiera | Management | For | For |
| 3.2 | Elect Director Scott B. Helm | Management | For | For |
| 3.3 | Elect Director Curtis A. Morgan | Management | For | For |
| 3.4 | Elect Director John R. (JR) Sult | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
ZOETIS INC.
MEETING DATE: MAY 20, 2020 | TICKER: ZTS SECURITY ID: 98978V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gregory Norden | Management | For | For |
| 1b | Elect Director Louise M. Parent | Management | For | For |
| 1c | Elect Director Kristin C. Peck | Management | For | For |
| 1d | Elect Director Robert W. Scully | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditor | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY TARGETED EMERGING MARKETS FACTOR ETF - SUB-ADVISER: GEODE
07/01/2019 - 06/30/2020
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
ABSA GROUP LTD.
MEETING DATE: JUN 04, 2020 | TICKER: ABG SECURITY ID: S0270C106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reappoint Ernst & Young Inc. as Auditors of the Company with Ernest van Rooyen as the Designated Auditor | Management | For | For |
| 2.1 | Re-elect Mark Merson as Director | Management | For | For |
| 2.2 | Re-elect Wendy Lucas-Bull as Director | Management | For | For |
| 2.3 | Re-elect Colin Beggs as Director | Management | For | For |
| 2.4 | Re-elect Daniel Hodge as Director | Management | For | For |
| 2.5 | Re-elect Jason Quinn as Director | Management | For | For |
| 3.1 | Elect Ihron Rensburg as Director | Management | For | For |
| 3.2 | Elect Rose Keanly as Director | Management | For | For |
| 3.3 | Elect Swithin Munyantwali as Director | Management | For | For |
| 3.4 | Elect Daniel Mminele as Director | Management | For | For |
| 4.1 | Re-elect Alex Darko as Member of the Group Audit and Compliance Committee | Management | For | For |
| 4.2 | Re-elect Daisy Naidoo as Member of the Group Audit and Compliance Committee | Management | For | For |
| 4.3 | Re-elect Tasneem Abdool-Samad as Member of the Group Audit and Compliance Committee | Management | For | For |
| 4.4 | Elect Swithin Munyantwali as Member of the Group Audit and Compliance Committee | Management | For | For |
| 5 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| 1 | Approve Remuneration Policy | Management | For | For |
| 2 | Approve Remuneration Implementation Report | Management | For | For |
| 3 | Approve Providing Shareholders with an Initial Assessment of the Company's Exposure to Climate Change Risk | Management | For | For |
| 1 | Approve Remuneration of Non-Executive Directors | Management | For | For |
| 2 | Approve Increase in Authorised Ordinary Share Capital | Management | For | For |
| 3 | Authorise Repurchase of Issued Share Capital | Management | For | For |
| 4 | Approve Financial Assistance in Terms of Section 45 of the Companies Act | Management | For | For |
| |
|---|
ABU DHABI ISLAMIC BANK
MEETING DATE: MAR 29, 2020 | TICKER: ADIB SECURITY ID: M0152R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Board Report on Company Operations for FY 2019 | Management | For | For |
| 2 | Approve Auditors' Report on Company Financial Statements for FY 2019 | Management | For | For |
| 3 | Approve Shariah Supervisory Board Report for FY 2019 | Management | For | For |
| 4 | Accept Financial Statements and Statutory Reports for FY 2019 | Management | For | For |
| 5 | Approve Dividends of AED 0.2738 per Share for FY 2019 | Management | For | For |
| 6 | Approve Remuneration of Directors for FY 2019 | Management | For | For |
| 7 | Approve Discharge of Directors for FY 2019 | Management | For | For |
| 8 | Approve Discharge of Auditors for FY 2019 | Management | For | For |
| 9 | Elect Supervisory Board Members (Bundled) for FY 2020 | Management | For | For |
| 10 | Ratify Auditors and Fix Their Remuneration for FY 2020 | Management | For | For |
| 11 | Amend Article 7 of Bylaws Re: Stock Ownership Limitations | Management | For | For |
| |
|---|
AGRICULTURAL BANK OF CHINA
MEETING DATE: DEC 13, 2019 | TICKER: 1288 SECURITY ID: Y00289119
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Final Remuneration Plan for Directors of the Bank for 2018 | Management | For | For |
| 2 | Approve Final Remuneration Plan for Supervisors of the Bank for 2018 | Management | For | For |
| 3 | Elect Zhang Qingsong as Director | Management | For | For |
| 4 | Approve Additional Special Budget of Poverty Alleviation Donations for 2019 | Management | For | For |
| |
|---|
AGRICULTURAL BANK OF CHINA
MEETING DATE: FEB 28, 2020 | TICKER: 1288 SECURITY ID: Y00289119
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Fixed Assets Investment Budget for 2020 | Management | For | For |
| 2 | Approve Issuance Plan of Write-Down Undated Capital Bonds of the Bank | Management | For | For |
| 3 | Approve Issuance Plan of Write-Down Eligible Tier-2 Capital Instruments of the Bank | Management | For | For |
| |
|---|
AGRICULTURAL BANK OF CHINA
MEETING DATE: JUN 29, 2020 | TICKER: 1288 SECURITY ID: Y00289119
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2019 Work Report of the Board of Directors | Management | For | For |
| 2 | Approve 2019 Work Report of the Board of Supervisors | Management | For | For |
| 3 | Approve 2019 Final Financial Accounts | Management | For | For |
| 4 | Approve 2019 Profit Distribution Plan | Management | For | For |
| 5 | Approve PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as External Auditors | Management | For | For |
| 6 | Elect Huang Zhenzhong as Director | Management | For | For |
| 7 | Elect Liao Luming as Director | Management | For | Against |
| 8 | Elect Zhu Hailin as Director | Management | For | Against |
| 9 | Approve Additional Budget of Epidemic Prevention Donations for 2020 | Management | For | For |
| 10 | Elect Zhang Xuguang as Director | Shareholder | For | Against |
| 11 | To Listen to the 2019 Work Report of Independent Directors of the Bank | Management | None | None |
| 12 | To Listen to the 2019 Report on the Implementation of the Plan on Authorization of General Meeting of Shareholders to the Board of Directors of the Bank | Management | None | None |
| 13 | To Listen to the Report on the Management of Related Transactions | Management | None | None |
| |
|---|
AIRPORTS OF THAILAND PUBLIC CO. LTD.
MEETING DATE: JAN 24, 2020 | TICKER: AOT SECURITY ID: Y0028Q137
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Matters to be Informed | Management | For | For |
| 2 | Acknowledge Operating Results | Management | For | For |
| 3 | Approve Financial Statements | Management | For | For |
| 4 | Approve Dividend Payment | Management | For | For |
| 5.1 | Elect Prasong Poontaneat as Director | Management | For | For |
| 5.2 | Elect Manit Nitiprateep as Director | Management | For | For |
| 5.3 | Elect Manas Jamveha as Director | Management | For | For |
| 5.4 | Elect Manu Mekmok as Director | Management | For | For |
| 5.5 | Elect Sarawut Benjakul as Director | Management | For | For |
| 6 | Approve Remuneration of Directors | Management | For | For |
| 7 | Approve Office of the Auditor General of Thailand (OAG) as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Other Business | Management | For | Against |
| |
|---|
AKBANK TAS
MEETING DATE: MAR 23, 2020 | TICKER: AKBNK SECURITY ID: M0300L106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting and Elect Presiding Council of Meeting | Management | For | For |
| 2 | Accept Board Report | Management | For | For |
| 3 | Accept Audit Report | Management | For | For |
| 4 | Accept Financial Statements | Management | For | For |
| 5 | Approve Discharge of Board | Management | For | For |
| 6 | Approve Allocation of Income | Management | For | For |
| 7 | Elect Directors | Management | For | Against |
| 8 | Approve Director Remuneration | Management | For | Against |
| 9 | Ratify External Auditors | Management | For | For |
| 10 | Receive Information on Donations Made in 2019 | Management | None | None |
| 11 | Approve Upper Limit of Donations for 2020 | Management | For | For |
| 12 | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | Management | For | For |
| |
|---|
ALIBABA GROUP HOLDING LIMITED
MEETING DATE: JUL 15, 2019 | TICKER: BABA SECURITY ID: 01609W102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Share Subdivision | Management | For | For |
| 2.1 | Elect Daniel Yong Zhang as Director | Management | For | Against |
| 2.2 | Elect Chee Hwa Tung as Director | Management | For | For |
| 2.3 | Elect Jerry Yang as Director | Management | For | For |
| 2.4 | Elect Wan Ling Martello as Director | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| |
|---|
ALROSA PJSC
MEETING DATE: SEP 30, 2019 | TICKER: ALRS SECURITY ID: X0085A109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Interim Dividends of RUB 3.84 per Share for First Half Year of Fiscal 2019 | Management | For | For |
| |
|---|
AMBEV SA
MEETING DATE: APR 24, 2020 | TICKER: ABEV3 SECURITY ID: P0273U106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2019 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Fix Number of Directors at 11 | Management | For | For |
| 4 | Elect Directors | Management | For | Against |
| 5 | In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? | Management | None | Against |
| 6 | In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? | Management | None | Abstain |
| 7.1 | Percentage of Votes to Be Assigned - Elect Victorio Carlos de Marchi as Director | Management | None | Abstain |
| 7.2 | Percentage of Votes to Be Assigned - Elect Carlos Alves de Brito as Director | Management | None | Abstain |
| 7.3 | Percentage of Votes to Be Assigned - Elect Milton Seligman as Director | Management | None | Abstain |
| 7.4 | Percentage of Votes to Be Assigned - Elect Jose Heitor Attilio Gracioso as Director | Management | None | Abstain |
| 7.5 | Percentage of Votes to Be Assigned - Elect Vicente Falconi Campos as Director | Management | None | Abstain |
| 7.6 | Percentage of Votes to Be Assigned - Elect Luis Felipe Pedreira Dutra Leite as Director | Management | None | Abstain |
| 7.7 | Percentage of Votes to Be Assigned - Elect Roberto Moses Thompson Motta as Director | Management | None | Abstain |
| 7.8 | Percentage of Votes to Be Assigned - Elect Nelson Jose Jamel as Director | Management | None | Abstain |
| 7.9 | Percentage of Votes to Be Assigned - Elect Cecilia Sicupira as Director | Management | None | Abstain |
| 7.10 | Percentage of Votes to Be Assigned - Elect Antonio Carlos Augusto Ribeiro Bonchristiano as Independent Director | Management | None | Abstain |
| 7.11 | Percentage of Votes to Be Assigned - Elect Marcos de Barros Lisboa as Independent Director | Management | None | Abstain |
| 7.12 | Percentage of Votes to Be Assigned - Elect Carlos Eduardo Klutzenschell Lisboa as Alternate Director | Management | None | Abstain |
| 7.13 | Percentage of Votes to Be Assigned - Elect Michel Dimitrios Doukeris as Alternate Director | Management | None | Abstain |
| 8 | Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | Management | None | Abstain |
| 9 | Elect Fiscal Council Members | Management | For | Abstain |
| 10 | In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? | Management | None | Against |
| 11 | Elect Vinicius Balbino Bouhid as Fiscal Council Member and Carlos Tersandro Fonseca Adeodato as Alternate Appointed by Minority Shareholder | Shareholder | None | For |
| 12 | Approve Remuneration of Company's Management | Management | For | For |
| 13 | Approve Remuneration of Fiscal Council Members | Management | For | For |
| 14 | In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? | Management | None | For |
| |
|---|
AMBEV SA
MEETING DATE: APR 24, 2020 | TICKER: ABEV3 SECURITY ID: P0273U106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Article 5 to Reflect Changes in Capital | Management | For | For |
| 2 | Amend Article 8 | Management | For | For |
| 3 | Amend Articles 11, 15, 16, 17, 18 and 19 | Management | For | For |
| 4 | Amend Article 21 | Management | For | For |
| 5 | Amend Articles 22 to 34 | Management | For | For |
| 6 | Consolidate Bylaws | Management | For | For |
| 7 | Amend Restricted Stock Plan | Management | For | Against |
| 8 | In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? | Management | None | For |
| |
|---|
ANHUI CONCH CEMENT COMPANY LIMITED
MEETING DATE: MAY 29, 2020 | TICKER: 914 SECURITY ID: Y01373102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2019 Report of the Board of Directors | Management | For | For |
| 2 | Approve 2019 Report of the Supervisory Committee | Management | For | For |
| 3 | Approve 2019 Audited Financial Reports | Management | For | For |
| 4 | Approve KPMG Huazhen LLP as PRC and Internal Control Auditor, KPMG as International Financial Auditor, and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve 2019 Profit Appropriation Proposal and Declaration of Final Dividend | Management | For | For |
| 6 | Approve Provision of Guarantee to Subsidiaries and Invested Companies | Management | For | For |
| 7 | Amend Rules and Procedures Regarding General Meetings of Shareholders | Management | For | For |
| 8 | Approve Amendments to Articles of Association | Management | For | For |
| 9 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| |
|---|
ANTA SPORTS PRODUCTS LTD.
MEETING DATE: MAY 11, 2020 | TICKER: 2020 SECURITY ID: G04011105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Lai Shixian as Director | Management | For | For |
| 4 | Elect Wu Yonghua as Director | Management | For | For |
| 5 | Elect Wang Wenmo as Director | Management | For | For |
| 6 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 7 | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 9 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 10 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| |
|---|
ASSECO POLAND SA
MEETING DATE: MAY 27, 2020 | TICKER: ACP SECURITY ID: X02540130
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting; Elect Meeting Chairman | Management | For | For |
| 2 | Acknowledge Proper Convening of Meeting | Management | None | None |
| 3 | Approve Agenda of Meeting | Management | For | For |
| 4 | Receive Management Board Report on Company's and Group's Operations | Management | None | None |
| 5 | Receive Standalone and Consolidated Financial Statements | Management | None | None |
| 6 | Receive Auditor's Opinion on Financial Statements | Management | None | None |
| 7 | Receive Supervisory Board Report | Management | None | None |
| 8.1 | Approve Management Board Report on Company's and Group's Operations | Management | For | For |
| 8.2 | Approve Financial Statements | Management | For | For |
| 8.3 | Approve Consolidated Financial Statements | Management | For | For |
| 9 | Approve Allocation of Income and Dividends of PLN 3.01 per Share | Management | For | For |
| 10.1 | Approve Discharge of Adam Goral (CEO) | Management | For | For |
| 10.2 | Approve Discharge of Andrzej Dopierala (Deputy CEO) | Management | For | For |
| 10.3 | Approve Discharge of Tadeusz Dyrda (Deputy CEO) | Management | For | For |
| 10.4 | Approve Discharge of Krzysztof Groyecki (Deputy CEO) | Management | For | For |
| 10.5 | Approve Discharge of Rafal Kozlowski (Deputy CEO) | Management | For | For |
| 10.6 | Approve Discharge of Marek Panek (Deputy CEO) | Management | For | For |
| 10.7 | Approve Discharge of Pawel Piwowar (Deputy CEO) | Management | For | For |
| 10.8 | Approve Discharge of Zbigniew Pomianek (Deputy CEO) | Management | For | For |
| 10.9 | Approve Discharge of Slawomir Szmytkowski (Deputy CEO) | Management | For | For |
| 10.10 | Approve Discharge of Artur Wiza (Deputy CEO) | Management | For | For |
| 10.11 | Approve Discharge of Gabriela Zukowicz (Deputy CEO) | Management | For | For |
| 11.1 | Approve Discharge of Jacek Duch (Supervisory Board Chairman) | Management | For | For |
| 11.2 | Approve Discharge of Adam Noga (Supervisory Board Deputy Chairman) | Management | For | For |
| 11.3 | Approve Discharge of Dariusz Brzeski (Supervisory Board Member) | Management | For | For |
| 11.4 | Approve Discharge of Artur Kucharski (Supervisory Board Member) | Management | For | For |
| 11.5 | Approve Discharge of Izabela Albrycht (Supervisory Board Member) | Management | For | For |
| 11.6 | Approve Discharge of Piotr Augustyniak (Supervisory Board Member) | Management | For | For |
| 12 | Approve Merger by Absorption with SKG SA | Management | For | For |
| 13 | Fix Number of Supervisory Board Members | Management | For | For |
| 14 | Elect Supervisory Board Member | Management | For | Against |
| 15 | Approve Remuneration Policy | Management | For | Against |
| 16 | Approve Sale of Real Estate Property | Management | For | For |
| 17 | Close Meeting | Management | None | None |
| |
|---|
AUTOHOME INC.
MEETING DATE: DEC 18, 2019 | TICKER: ATHM SECURITY ID: 05278C107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Han Qiu | Management | For | Against |
| 2 | Elect Director Dazong Wang | Management | For | For |
| 3 | Elect Director Junling Liu | Management | For | For |
| |
|---|
AVI LTD.
MEETING DATE: NOV 07, 2019 | TICKER: AVI SECURITY ID: S0808A101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2019 | Management | For | For |
| 2 | Reappoint Ernst & Young Inc as Auditors of the Company | Management | For | For |
| 3 | Re-elect James Hersov as Director | Management | For | For |
| 4 | Re-elect Michael Koursaris as Director | Management | For | For |
| 5 | Re-elect Simon Crutchley as Director | Management | For | For |
| 6 | Elect Alexandra Muller as Director | Management | For | For |
| 7 | Re-elect Michael Bosman as Chairman of the Audit and Risk Committee | Management | For | For |
| 8 | Re-elect James Hersov as Member of the Audit and Risk Committee | Management | For | Against |
| 9 | Elect Alexandra Muller as Member of the Audit and Risk Committee | Management | For | For |
| 10 | Approve Fees Payable to the Current Non-executive Directors, Excluding the Chairman of the Board and the Foreign Non-executive Director, Adriaan Nuhn | Management | For | For |
| 11 | Approve Fees Payable to the Chairman of the Board | Management | For | For |
| 12 | Approve Fees Payable to the Foreign Non-executive Director, Adriaan Nuhn | Management | For | For |
| 13 | Approve Fees Payable to the Members of the Remuneration, Nomination and Appointments Committee | Management | For | For |
| 14 | Approve Fees Payable to the Members of the Audit and Risk Committee | Management | For | For |
| 15 | Approve Fees Payable to the Members of the Social and Ethics Committee | Management | For | For |
| 16 | Approve Fees Payable to the Chairman of the Remuneration, Nomination and Appointments Committee | Management | For | For |
| 17 | Approve Fees Payable to the Chairman of the Audit and Risk Committee | Management | For | For |
| 18 | Approve Fees Payable to the Chairman of the Social and Ethics Committee | Management | For | For |
| 19 | Authorise Repurchase of Issued Share Capital | Management | For | For |
| 20 | Approve Remuneration Policy | Management | For | For |
| 21 | Approve Implementation Report | Management | For | For |
| |
|---|
B3 SA-BRASIL, BOLSA, BALCAO
MEETING DATE: APR 30, 2020 | TICKER: B3SA3 SECURITY ID: ADPV40583
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2019 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Remuneration of Company's Management | Management | For | Against |
| 4 | Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? | Management | None | For |
| 5 | Elect Fiscal Council Members | Management | For | For |
| 6 | In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? | Management | None | Against |
| 7 | Approve Remuneration of Fiscal Council Members | Management | For | For |
| |
|---|
B3 SA-BRASIL, BOLSA, BALCAO
MEETING DATE: APR 30, 2020 | TICKER: B3SA3 SECURITY ID: ADPV40583
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles to Reflect Changes in Capital | Management | For | For |
| 2 | Amend Corporate Purpose | Management | For | For |
| 3 | Amend Article | Management | For | For |
| 4 | Remove Transitory Disposition in Article 79 | Management | For | For |
| 5 | Approve Renumbering of Articles | Management | For | For |
| 6 | Consolidate Bylaws | Management | For | For |
| |
|---|
BAJAJ AUTO LIMITED
MEETING DATE: JUL 26, 2019 | TICKER: 532977 SECURITY ID: Y05490100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend | Management | For | For |
| 3 | Reelect Sanjivnayan Rahulkumar Bajaj as Director | Management | For | For |
| 4 | Reelect Pradeep Shrivastava as Director | Management | For | For |
| 5 | Elect Rakesh Sharma as Director | Management | For | For |
| 6 | Approve Appointment and Remuneration of Rakesh Sharma as Whole-time Director, Designated as Executive Director | Management | For | For |
| 7 | Elect Lila Firoz Poonawalla as Director | Management | For | For |
| 8 | Elect Pradip Panalal Shah as Director | Management | For | For |
| 9 | Reelect Nanoo Gobindram Pamnani as Director | Management | For | For |
| 10 | Reelect Balaji Rao Jagannathrao Doveton as Director | Management | For | For |
| 11 | Maintain Maximum Number of Directors | Management | For | For |
| |
|---|
BAJAJ AUTO LIMITED
MEETING DATE: MAR 14, 2020 | TICKER: 532977 SECURITY ID: Y05490100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect and Approve Continuation of Rahulkumar Kamalnayan Bajaj as Director, Designated as Chairman | Management | For | For |
| 2 | Approve Remuneration of Rahulkumar Kamalnayan Bajaj as Non-Executive Director and Chairman | Management | For | For |
| 3 | Adopt New Articles of Association | Management | For | For |
| 4 | Approve Limit on Foreign Portfolio Investors' Investment | Management | For | Against |
| |
|---|
BAJAJ FINANCE LIMITED
MEETING DATE: JUL 25, 2019 | TICKER: 500034 SECURITY ID: Y0547D112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend | Management | For | For |
| 3 | Reelect Rajivnayan Rahulkumar Bajaj as Director | Management | For | For |
| 4 | Elect Naushad Darius Forbes as Director | Management | For | For |
| 5 | Elect Anami N Roy as Director | Management | For | For |
| 6 | Reelect Nanoo Gobindram Pamnani as Director | Management | For | For |
| 7 | Reelect Dipak Kumar Poddar as Director | Management | For | For |
| 8 | Reelect Ranjan Surajprakash Sanghi as Director | Management | For | For |
| 9 | Reelect Balaji Rao Jagannathrao Doveton as Director | Management | For | For |
| 10 | Reelect Omkar Goswami as Director | Management | For | For |
| 11 | Reelect Gita Piramal as Director | Management | For | For |
| 12 | Approve Rahulkumar Kamalnayan Bajaj to Continue Office as Non-Executive and Non-Independent Director | Management | For | For |
| 13 | Approve Issuance of Non-Convertible Debentures on Private Placement Basis | Management | For | For |
| |
|---|
BANCO DE CREDITO E INVERSIONES SA
MEETING DATE: APR 08, 2020 | TICKER: BCI SECURITY ID: P32133111
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| a | Accept Financial Statements and Statutory Reports | Management | For | For |
| b | Approve Allocation of Income and Dividends of CLP 1,000 Per Share | Management | For | For |
| c | Approve Remuneration of Directors | Management | For | For |
| d | Approve Remuneration and Budget of Directors' Committee and Their Advisers | Management | For | For |
| e | Appoint Auditors | Management | For | For |
| f | Designate Risk Assessment Companies | Management | For | For |
| g | Receive 2019 Report on Performance, Management and Costs from Directors' Committee | Management | For | For |
| h | Receive Report Regarding Related-Party Transactions | Management | For | For |
| i | Designate Newspaper to Publish Meeting Announcements | Management | For | For |
| j | Other Business | Management | For | Against |
| |
|---|
BANCO DE CREDITO E INVERSIONES SA
MEETING DATE: APR 08, 2020 | TICKER: BCI SECURITY ID: P32133111
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| a.1 | Authorize Capitalization of CLP 261.03 Billion via Bonus Stock Issuance | Management | For | For |
| a.2 | Authorize Capitalization of CLP 29,302 Without Bonus Stock Issuance | Management | For | For |
| b | Amend Articles to Reflect Changes in Capital | Management | For | Against |
| c | Adopt Necessary Agreements to Legalize and Execute Amendments to Articles Approved by this General Meeting | Management | For | Against |
| |
|---|
BANCOLOMBIA SA
MEETING DATE: MAR 13, 2020 | TICKER: BCOLOMBIA SECURITY ID: P1329P141
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Verify Quorum | Management | None | None |
| 2 | Approve Meeting Agenda | Management | For | For |
| 3 | Elect Meeting Approval Committee | Management | For | For |
| 4 | Present Board and Chairman Reports | Management | For | For |
| 5 | Present Corporate Governance Report | Management | For | For |
| 6 | Present Audit Committee's Report | Management | For | For |
| 7 | Present Individual and Consolidated Financial Statements | Management | For | For |
| 8 | Present Auditor's Report | Management | For | For |
| 9 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 10 | Approve Allocation of Income | Management | For | For |
| 11 | Elect Directors | Management | For | For |
| 12 | Approve Remuneration of Directors | Management | For | For |
| 13 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
BANK OF CHINA LIMITED
MEETING DATE: DEC 31, 2019 | TICKER: 3988 SECURITY ID: Y0698A107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2018 Remuneration Distribution Plan for Chairman of the Board of Directors and Executive Directors | Management | For | For |
| 2 | Approve 2018 Remuneration Distribution Plan of Supervisors | Management | For | For |
| 3 | Approve Improving the Remuneration Plan of Independent Non-executive Directors | Management | For | For |
| 4 | Elect Chen Chunhua as Director | Management | For | For |
| 5 | Elect Chui Sai Peng Jose as Director | Management | For | For |
| 6 | Approve Application for Provisional Authorization of Outbound Donations | Management | For | For |
| 7 | Elect Wang Jiang as Director | Shareholder | For | For |
| |
|---|
BANK OF CHINA LIMITED
MEETING DATE: JUN 30, 2020 | TICKER: 3988 SECURITY ID: Y0698A107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2019 Work Report of Board of Directors | Management | For | For |
| 2 | Approve 2019 Work Report of Board of Supervisors | Management | For | For |
| 3 | Approve 2019 Annual Financial Report | Management | For | For |
| 4 | Approve 2019 Profit Distribution Plan | Management | For | For |
| 5 | Approve 2020 Annual Budget for Fixed Assets Investment | Management | For | For |
| 6 | Approve Ernst & Young Hua Ming LLP as Domestic and External Auditor and Ernst & Young as International Auditor | Management | For | For |
| 7.1 | Elect Zhao Jie as Director | Management | For | For |
| 7.2 | Elect Xiao Lihong as Director | Management | For | For |
| 7.3 | Elect Wang Xiaoya as Director | Management | For | For |
| 8 | Elect Chen Jianbo as Director | Management | For | For |
| 9 | Approve 2019 Remuneration Distribution Plan of Supervisors | Management | For | For |
| 10 | Approve the Application for Provisional Authorization of Outbound Donations | Management | For | For |
| 11 | Approve the Bond Issuance Plan | Management | For | For |
| 12 | Approve the Issuance of Write-down Undated Capital Bonds | Management | For | For |
| 13 | Approve the Issuance of Qualified Write-down Tier 2 Capital Instruments | Management | For | For |
| 14 | Elect Wang Wei as Director | Shareholder | For | For |
| |
|---|
BANK OF COMMUNICATIONS CO., LTD.
MEETING DATE: MAR 10, 2020 | TICKER: 3328 SECURITY ID: Y06988102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2018 Remuneration Plan of the Directors | Management | For | For |
| 2 | Approve 2018 Remuneration Plan of the Supervisors | Management | For | For |
| 3 | Approve Issuance of Undated Capital Bonds | Management | For | For |
| 4 | Approve Capital Increase of Wholly-owned Subsidiary | Management | For | For |
| 5 | Elect Li Longcheng as Director | Management | For | For |
| 6 | Elect Zhang Minsheng as Supervisor | Management | For | For |
| |
|---|
BB SEGURIDADE PARTICIPACOES SA
MEETING DATE: OCT 30, 2019 | TICKER: BBSE3 SECURITY ID: P1R1WJ103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorize Capitalization of Reserves and Reduction of Share Capital Without Cancellation of Shares | Management | For | For |
| 2 | Approve Negotiation of Treasury Shares | Management | For | For |
| 3 | Amend Articles | Management | For | Against |
| |
|---|
BB SEGURIDADE PARTICIPACOES SA
MEETING DATE: APR 22, 2020 | TICKER: BBSE3 SECURITY ID: P1R1WJ103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Article 1 | Management | For | For |
| 2 | Amend Articles Re: Chapter IV | Management | For | Against |
| 3 | Amend Articles Re: Chapter V | Management | For | For |
| 4 | Amend Articles Re: Chapter VI | Management | For | For |
| 5 | Amend Articles Re: Chapter VII | Management | For | For |
| 6 | Amend Article 35 | Management | For | For |
| 7 | Amend Article 36 | Management | For | For |
| 8 | Amend Article 37 | Management | For | For |
| 9 | Amend Articles Re: Chapter XI | Management | For | For |
| |
|---|
BDO UNIBANK, INC.
MEETING DATE: JUN 16, 2020 | TICKER: BDO SECURITY ID: Y07775102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Minutes of the Previous Annual Shareholders' Meeting Held on April 22, 2019 | Management | For | For |
| 2 | Approve Audited Financial Statements as of December 31, 2019 | Management | For | For |
| 3 | Approve and Ratify All Acts of the Board of Directors, Board Committees and Management During Their Terms of Office | Management | For | For |
| 4.1 | Elect Christopher A. Bell-Knight as Director | Management | For | For |
| 4.2 | Elect Jesus A. Jacinto, Jr. as Director | Management | For | For |
| 4.3 | Elect Teresita T. Sy as Director | Management | For | For |
| 4.4 | Elect Josefina N. Tan as Director | Management | For | For |
| 4.5 | Elect Nestor V. Tan as Director | Management | For | For |
| 4.6 | Elect George T. Barcelon as Director | Management | For | For |
| 4.7 | Elect Jose F. Buenaventura as Director | Management | For | For |
| 4.8 | Elect Jones M. Castro, Jr. as Director | Management | For | For |
| 4.9 | Elect Vicente S. Perez, Jr. as Director | Management | For | For |
| 4.10 | Elect Dioscoro I. Ramos as Director | Management | For | For |
| 4.11 | Elect Gilberto C. Teodoro, Jr. as Director | Management | For | For |
| 5 | Approve Amendments to BDO's Articles of Incorporation and By-Laws to Conform to the Revised Corporation Code of the Philippines and BDO's Current Operations and Structure as well as Enhance Corporate Governance | Management | For | For |
| 6 | Appoint External Auditor | Management | For | For |
| 7 | Approve Other Matters | Management | For | Against |
| |
|---|
BEIJING CAPITAL INTERNATIONAL AIRPORT COMPANY LIMITED
MEETING DATE: JUL 30, 2019 | TICKER: 694 SECURITY ID: Y07717104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Resolutions in Relation to the Non-Public Issuance | Management | For | For |
| 1.1 | Approve Class of Shares to be Issued | Management | For | For |
| 1.2 | Approve Nominal Value of the Shares to be Issued | Management | For | For |
| 1.3 | Approve Method of Issue | Management | For | For |
| 1.4 | Approve Date of Issue | Management | For | For |
| 1.5 | Approve Target Subscriber | Management | For | For |
| 1.6 | Approve Subscription Method | Management | For | For |
| 1.7 | Approve Issue Price | Management | For | For |
| 1.8 | Approve Size of Issuance | Management | For | For |
| 1.9 | Approve Number of Shares to be Issued | Management | For | For |
| 1.10 | Approve Use of Proceeds | Management | For | For |
| 1.11 | Approve Arrangement for the Accumulated Profits to the Non-Public Issuance | Management | For | For |
| 1.12 | Approve Validity Period of the Resolutions on the Non-Public Issuance | Management | For | For |
| 1.13 | Approve Share Subscription Agreement and Related Transactions | Management | For | For |
| 2 | Authorized Board to Deal with All Matters in Relation to the Non-Public Issuance | Management | For | For |
| 3 | Authorize Board to Make Consequential Amendments to Provisions in Articles Based on the Results of the Non-Public Issuance | Management | For | For |
| |
|---|
BEIJING CAPITAL INTERNATIONAL AIRPORT COMPANY LIMITED
MEETING DATE: JUL 30, 2019 | TICKER: 694 SECURITY ID: Y07717104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Resolutions in Relation to the Non-Public Issuance | Management | For | For |
| 1.1 | Approve Class of Shares to be Issued | Management | For | For |
| 1.2 | Approve Nominal Value of Shares to be Issued | Management | For | For |
| 1.3 | Approve Method of Issue | Management | For | For |
| 1.4 | Approve Date of Issue | Management | For | For |
| 1.5 | Approve Target Subscriber | Management | For | For |
| 1.6 | Approve Subscription Method | Management | For | For |
| 1.7 | Approve Issue Price | Management | For | For |
| 1.8 | Approve Size of the Issuance | Management | For | For |
| 1.9 | Approve Number of Shares to be Issued | Management | For | For |
| 1.10 | Approve Use of Proceeds | Management | For | For |
| 1.11 | Approve Arrangement for the Accumulated Profits Prior to the Non-Public Issuance | Management | For | For |
| 1.12 | Approve Validity Period of Resolutions on the Non-Public Issuance | Management | For | For |
| 1.13 | Approve Share Subscription Agreement and Related Transactions | Management | For | For |
| |
|---|
BIM BIRLESIK MAGAZALAR AS
MEETING DATE: NOV 19, 2019 | TICKER: BIMAS SECURITY ID: M2014F102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Presiding Council of Meeting and Authorize Presiding Council to Sign Minutes of Meeting | Management | For | For |
| 2 | Approve Special Dividend | Management | For | For |
| 3 | Wishes | Management | None | None |
| |
|---|
BIM BIRLESIK MAGAZALAR AS
MEETING DATE: MAY 05, 2020 | TICKER: BIMAS SECURITY ID: M2014F102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting, Elect Presiding Council of Meeting and Authorize Presiding Council to Sign Minutes of Meeting | Management | For | For |
| 2 | Accept Board Report | Management | For | For |
| 3 | Accept Audit Report | Management | For | For |
| 4 | Accept Financial Statements | Management | For | For |
| 5 | Approve Discharge of Board | Management | For | For |
| 6 | Approve Allocation of Income | Management | For | For |
| 7 | Amend Company Articles | Management | For | For |
| 8 | Elect Directors and Approve Their Remuneration | Management | For | For |
| 9 | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose and Receive Information in Accordance to Article 1.3.6 of Corporate Governance Principles | Management | For | For |
| 10 | Receive Information on Share Repurchase Program | Management | None | None |
| 11 | Receive Information on Donations Made in 2019 | Management | None | None |
| 12 | Receive Information on Guarantees, Pledges and Mortgages Provided to Third Parties | Management | None | None |
| 13 | Ratify External Auditors | Management | For | For |
| 14 | Wishes | Management | None | None |
| |
|---|
BOSIDENG INTERNATIONAL HOLDINGS LIMITED
MEETING DATE: AUG 26, 2019 | TICKER: 3998 SECURITY ID: G12652106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3.1 | Elect Rui Jinsong as Director | Management | For | For |
| 3.2 | Elect Gao Xiaodong as Director | Management | For | For |
| 3.3 | Elect Ngai Wai Fung as Director | Management | For | For |
| 3.4 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| |
|---|
BOSIDENG INTERNATIONAL HOLDINGS LIMITED
MEETING DATE: AUG 26, 2019 | TICKER: 3998 SECURITY ID: G12652106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Revision of the Terms and Annual Caps, The Renewal of Framework Manufacturing Outsourcing and Agency Agreements | Management | For | For |
| |
|---|
CAPITEC BANK HOLDINGS LTD.
MEETING DATE: MAY 29, 2020 | TICKER: CPI SECURITY ID: S15445109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Re-elect Michiel du Pre le Roux as Director | Management | For | For |
| 2 | Re-elect Kabelo Makwane as Director | Management | For | For |
| 3 | Re-elect Chris Otto as Director | Management | For | For |
| 4 | Elect Santie Botha as Director | Management | For | For |
| 5 | Elect Emma Mashilwane as Director | Management | For | For |
| 6 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company | Management | For | For |
| 7 | Appoint Deloitte & Touche as Auditors of the Company | Management | For | For |
| 8 | Authorise Specific Issue of Loss Absorbent Convertible Capital Securities for Cash | Management | For | For |
| 9 | Authorise Board to Issue Shares for Cash | Management | For | For |
| 10 | Approve Remuneration Policy | Management | For | For |
| 11 | Approve Implementation Report of Remuneration Policy | Management | For | For |
| 1 | Approve Non-executive Directors' Remuneration | Management | For | For |
| 2 | Authorise Repurchase of Issued Share Capital | Management | For | For |
| 3 | Approve Financial Assistance in Terms of Section 45 of the Companies Act | Management | For | For |
| 4 | Approve Financial Assistance in Respect of the Restricted Share Plan | Management | For | For |
| |
|---|
CATCHER TECHNOLOGY CO., LTD.
MEETING DATE: JUN 30, 2020 | TICKER: 2474 SECURITY ID: Y1148A101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Report and Financial Statements | Management | For | For |
| 2 | Approve Profit Distribution | Management | For | For |
| 3 | Approve to Raise Funds through Issuing New Shares or GDR | Management | For | For |
| 4.1 | Elect HUNG SHUI-SUNG, a Representative of YUNG YU INVESTMENT CO. LTD. with SHAREHOLDER NO.281516, as Non-Independent Director | Management | For | For |
| |
|---|
CHEIL WORLDWIDE, INC.
MEETING DATE: MAR 19, 2020 | TICKER: 030000 SECURITY ID: Y1296G108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.1 | Amend Articles of Incorporation (Business Objectives) | Management | For | For |
| 2.2 | Amend Articles of Incorporation (Electronic Registration of Certificates) | Management | For | For |
| 3 | Elect Jeong Hong-gu as Inside Director | Management | For | For |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of Internal Auditor(s) | Management | For | For |
| |
|---|
CHICONY ELECTRONICS CO., LTD.
MEETING DATE: JUN 10, 2020 | TICKER: 2385 SECURITY ID: Y1364B106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Report and Consolidated Financial Statements and Individual Financial Statements | Management | For | For |
| 2 | Approve Profit Distribution | Management | For | For |
| 3 | Amend Procedures for Loaning of Funds | Management | For | For |
| |
|---|
CHINA CONSTRUCTION BANK CORPORATION
MEETING DATE: OCT 30, 2019 | TICKER: 939 SECURITY ID: Y1397N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Wang Yongqing as Supervisor | Management | For | For |
| 2 | Elect Michel Madelain as Director | Management | For | For |
| 3 | Approve Remuneration Distribution and Settlement Plan for Directors of the Bank in 2018 | Management | For | For |
| 4 | Approve Remuneration Distribution and Settlement Plan for Supervisors of the Bank in 2018 | Management | For | For |
| 5 | Approve Authorization for Additional Temporary Limit on Poverty Alleviation Donations | Management | For | For |
| |
|---|
CHINA CONSTRUCTION BANK CORPORATION
MEETING DATE: JUN 19, 2020 | TICKER: 939 SECURITY ID: Y1397N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2019 Report of the Board of Directors | Management | For | For |
| 2 | Approve 2019 Report of the Board of Supervisors | Management | For | For |
| 3 | Approve 2019 Final Financial Accounts | Management | For | For |
| 4 | Approve 2019 Profit Distribution Plan | Management | For | For |
| 5 | Approve 2020 Budget for Fixed Assets Investment | Management | For | For |
| 6 | Elect Tian Guoli as Director | Management | For | For |
| 7 | Elect Feng Bing as Director | Management | For | For |
| 8 | Elect Zhang Qi as Director | Management | For | For |
| 9 | Elect Xu Jiandong as Director | Management | For | For |
| 10 | Elect Malcolm Christopher McCarthy as Director | Management | For | For |
| 11 | Elect Yang Fenglai as Supervisor | Management | For | For |
| 12 | Elect Liu Huan as Supervisor | Management | For | For |
| 13 | Elect Ben Shenglin as Supervisor | Management | For | For |
| 14 | Approve Ernst & Young Hua Ming LLP as Domestic Auditor and Ernst & Young as International Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 15 | Approve Authorization for Temporary Limit on Charitable Donations for 2020 | Management | For | For |
| 16 | Approve Capital Plan of China Construction Bank for 2021 to 2023 | Management | For | For |
| |
|---|
CHINA EVERBRIGHT BANK COMPANY LIMITED
MEETING DATE: JUL 30, 2019 | TICKER: 6818 SECURITY ID: Y1477U124
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Li Xiaopeng as Director | Shareholder | For | For |
| 1.2 | Elect Ge Haijiao as Director | Shareholder | For | For |
| 1.3 | Elect Cai Yunge as Director | Shareholder | For | Against |
| 1.4 | Elect Lu Hong as Director | Shareholder | For | For |
| 1.5 | Elect Fu Dong as Director | Shareholder | For | For |
| 1.6 | Elect Shi Yongyan as Director | Shareholder | For | For |
| 1.7 | Elect Wang Xiaolin as Director | Shareholder | For | For |
| 1.8 | Elect Dou Hongquan as Director | Shareholder | For | For |
| 1.9 | Elect He Haibin as Director | Shareholder | For | For |
| 1.10 | Elect Liu Chong as Director | Shareholder | For | For |
| 1.11 | Elect Yu Chunling as Director | Shareholder | For | For |
| 1.12 | Elect Fok Oi Ling Catherine as Director | Management | For | For |
| 1.13 | Elect Xu Hongcai as Director | Management | For | For |
| 1.14 | Elect Wang Liguo as Director | Management | For | For |
| 1.15 | Elect Hong Yongmiao as Director | Management | For | For |
| 1.16 | Elect Shao Ruiqing as Director | Management | For | For |
| 1.17 | Elect Lu Zhengfei as Director | Management | For | For |
| 2.1 | Elect Li Xin as Supervisor | Management | For | For |
| 2.2 | Elect Yin Lianchen as Supervisor | Management | For | For |
| 2.3 | Elect Wu Junhao as Supervisor | Management | For | For |
| 2.4 | Elect Wu Gaolian as Supervisor | Management | For | For |
| 2.5 | Elect Wang Zhe as Supervisor | Management | For | For |
| 2.6 | Elect Qiao Zhimin as Supervisor | Management | For | For |
| 3 | Approve Resolution on Formulating the Provisional Measures on Administration of Equities of China Everbright Bank Company Limited | Management | For | For |
| |
|---|
CHINA EVERBRIGHT BANK COMPANY LIMITED
MEETING DATE: DEC 20, 2019 | TICKER: 6818 SECURITY ID: Y1477U124
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Wu Lijun as Director | Shareholder | For | For |
| 2 | Approve Remuneration of the Chairman of the Board of Supervisors for 2018 | Management | For | For |
| 3 | Elect Liu Jin as Director | Shareholder | For | For |
| |
|---|
CHINA EVERBRIGHT BANK COMPANY LIMITED
MEETING DATE: MAR 26, 2020 | TICKER: 6818 SECURITY ID: Y1477U124
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Li Yinquan as Director | Management | For | For |
| 2 | Approve Adjustment to the Remuneration Standard of Independent Non-Executive Directors | Management | For | For |
| 3 | Approve Adjustment to the Remuneration Standard of External Supervisors | Management | For | For |
| 1.1 | Amend Articles of Association | Management | For | For |
| 1.2 | Amend Rules and Procedures Regarding General Meetings of Shareholders | Management | For | For |
| 1.3 | Amend Rules and Procedures Regarding Meetings of Board of Directors | Management | For | Against |
| 1.4 | Amend Rules and Procedures Regarding Meetings of Board of Supervisors | Management | For | For |
| |
|---|
CHINA EVERBRIGHT LIMITED
MEETING DATE: MAY 21, 2020 | TICKER: 165 SECURITY ID: Y1421G106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Zhang Mingao as Director | Management | For | For |
| 3b | Elect Yin Lianchen as Director | Management | For | For |
| 3c | Elect Chung Shui Ming, Timpson as Director | Management | For | For |
| 3d | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| |
|---|
CHINA MERCHANTS BANK CO., LTD.
MEETING DATE: JUN 23, 2020 | TICKER: 3968 SECURITY ID: Y14896115
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2019 Work Report of the Board of Directors | Management | For | For |
| 2 | Approve 2019 Work Report of the Board of Supervisors | Management | For | For |
| 3 | Approve 2019 Annual Report | Management | For | For |
| 4 | Approve 2019 Audited Financial Statements | Management | For | For |
| 5 | Approve 2019 Profit Appropriation Plan | Management | For | For |
| 6 | Approve 2020 Engagement of Accounting Firms | Management | For | For |
| 7 | Approve 2019 Related Party Transaction Report | Management | For | For |
| 8 | Approve the 2020-2022 Mid-term Capital Management Plan | Management | For | For |
| 9 | Approve Extension of the General Mandate to Issue Financial Bonds and Certificates of Deposit (CD) | Management | For | For |
| 10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| |
|---|
CHINA MINSHENG BANKING CORP., LTD.
MEETING DATE: APR 20, 2020 | TICKER: 1988 SECURITY ID: Y1495M112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Postponement of the Change of Session of the Board of Directors | Management | For | For |
| 2 | Approve Postponement of the Change of Session of the Supervisory Board | Management | For | For |
| |
|---|
CHINA MINSHENG BANKING CORP., LTD.
MEETING DATE: JUN 29, 2020 | TICKER: 1988 SECURITY ID: Y1495M112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2019 Annual Report | Management | For | For |
| 2 | Approve 2019 Final Financial Report | Management | For | For |
| 3 | Approve 2019 Profit Distribution Plan | Management | For | For |
| 4 | Approve 2020 Annual Budgets | Management | For | For |
| 5 | Approve 2019 Work Report of the Board | Management | For | For |
| 6 | Approve 2019 Work Report of the Board of Supervisors | Management | For | For |
| 7 | Approve 2019 Report of Remuneration of Directors | Management | For | For |
| 8 | Approve 2019 Report of Remuneration of Supervisors | Management | For | For |
| 9 | Approve PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 10 | Approve Issuance of Undated Capital Bonds in the Next Three Years | Management | For | For |
| 11 | Approve Extension of the Validity Period of the Resolutions on the Public Issuance of A Share Convertible Corporate Bonds and Related Transactions | Management | For | For |
| 12 | Approve Report on Utilization of Proceeds from the Previous Issuance | Management | For | For |
| 13 | Approve Shareholder Return Plan for 2019 to 2021 | Management | For | For |
| 14 | Approve Impacts on Dilution of Current Returns of the Public Issuance of A Share Convertible Corporate Bonds and the Remedial Measures | Management | For | For |
| 15 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 16 | Approve Issuance of Financial Bonds and Tier-2 Capital Bonds in the Next Three Years | Management | For | For |
| 17 | Approve Change of Registered Capital | Management | For | For |
| 18 | Amend Articles of Association | Management | For | For |
| 19 | Elect Gao Yingxin as Director | Shareholder | For | For |
| |
|---|
CHINA MINSHENG BANKING CORP., LTD.
MEETING DATE: JUN 29, 2020 | TICKER: 1988 SECURITY ID: Y1495M112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Extension of the Validity Period of the Resolutions on the Public Issuance of A Share Convertible Corporate Bonds and Related Transactions | Management | For | For |
| |
|---|
CHINA MOBILE LIMITED
MEETING DATE: MAY 20, 2020 | TICKER: 941 SECURITY ID: Y14965100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Wang Yuhang as Director | Management | For | For |
| 4.1 | Elect Paul Chow Man Yiu as Director | Management | For | For |
| 4.2 | Elect Stephen Yiu Kin Wah as Director | Management | For | For |
| 5 | Approve PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 8 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 9 | Adopt Share Option Scheme and Related Transactions | Management | For | Against |
| |
|---|
CHINA PACIFIC INSURANCE (GROUP) CO., LTD.
MEETING DATE: NOV 08, 2019 | TICKER: 2601 SECURITY ID: Y1505Z103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance and Admission of GDRs | Management | For | For |
| 2 | Approve Validity Period of the Resolutions in Respect of the Issuance and Admission of GDRs | Management | For | For |
| 3 | Authorize Board to Deal with All Matters in Relation to the Issuance and Admission of GDRs | Management | For | For |
| 4 | Approve Distribution of Accumulated Profits Prior to the Issuance and Admission of GDRs | Management | For | For |
| 5 | Approve Plan for the Use of Proceeds from the Issuance and Admission of GDRs | Management | For | For |
| 6 | Approve Purchase of Prospectus Liability Insurance for Directors, Supervisors and Senior Management Members | Management | For | For |
| |
|---|
CHINA PACIFIC INSURANCE (GROUP) CO., LTD.
MEETING DATE: MAY 12, 2020 | TICKER: 2601 SECURITY ID: Y1505Z103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2019 Report of the Board of Directors | Management | For | For |
| 2 | Approve 2019 Report of the Board of Supervisors | Management | For | For |
| 3 | Approve 2019 Annual Report of A shares | Management | For | For |
| 4 | Approve 2019 Annual Report of H Shares | Management | For | For |
| 5 | Approve 2019 Financial Statements and Report | Management | For | For |
| 6 | Approve 2019 Profit Distribution Plan | Management | For | For |
| 7 | Approve PricewaterhouseCoopers Zhong Tian LLP as PRC Auditor and Internal Control Auditor and to PricewaterhouseCoopers as Hong Kong Auditor | Management | For | For |
| 8 | Approve 2019 Due Diligence Report | Management | For | For |
| 9 | Approve 2019 Report on Performance of Independent Directors | Management | For | For |
| 10 | Approve 2020-2022 Development Plan | Management | For | For |
| 11 | Approve 2020 Donations | Management | For | For |
| 12.1 | Elect Kong Qingwei as Director | Management | For | For |
| 12.2 | Elect Fu Fan as Director | Management | For | For |
| 12.3 | Elect Wang Tayu as Director | Management | For | For |
| 12.4 | Elect Wu Junhao as Director | Management | For | For |
| 12.5 | Elect Zhou Donghui as Director | Management | For | For |
| 12.6 | Elect Huang Dinan as Director | Management | For | For |
| 12.7 | Elect Lu Qiaoling as Director | Management | For | For |
| 12.8 | Elect Liu Xiaodan as Director | Management | For | For |
| 12.9 | Elect Chen Jizhong as Director | Management | For | For |
| 12.10 | Elect Lam Tyng Yih, Elizabeth as Director | Management | For | For |
| 12.11 | Elect Woo Ka Biu, Jackson as Director | Management | For | For |
| 12.12 | Elect Jiang Xuping as Director | Management | For | For |
| 13.1 | Elect Lu Ning as Supervisor | Management | For | For |
| 13.2 | Elect Lu Guofeng as Supervisor | Management | For | For |
| 14 | Approve Amendments to Articles of Association | Management | For | For |
| 15 | Amend Rules and Procedures Regarding General Meetings of Shareholders | Management | For | For |
| 16 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 18 | Elect Zhu Yonghong as Supervisor | Shareholder | For | For |
| |
|---|
CHINA RAILWAY SIGNAL & COMMUNICATION CORPORATION LIMITED
MEETING DATE: FEB 12, 2020 | TICKER: 3969 SECURITY ID: Y1R0AG105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.01 | Elect Xu Zongxiang as Director | Management | For | For |
| 2.01 | Elect Kong Ning as Supervisor | Shareholder | For | For |
| 2.02 | Elect Li Tienan as Supervisor | Shareholder | For | For |
| |
|---|
CHINA RESOURCES GAS GROUP LIMITED
MEETING DATE: MAY 22, 2020 | TICKER: 1193 SECURITY ID: G2113B108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3.1 | Elect Chen Ying as Director | Management | For | Against |
| 3.2 | Elect Wang Yan as Director | Management | For | Against |
| 3.3 | Elect Wong Tak Shing as Director | Management | For | For |
| 3.4 | Elect Yu Hon To, David as Director | Management | For | For |
| 3.5 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve Ernst & Young as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 5B | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 5C | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| |
|---|
CHINA RESOURCES PHARMACEUTICAL GROUP LIMITED
MEETING DATE: JUN 22, 2020 | TICKER: 3320 SECURITY ID: Y1511B108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3.1 | Elect Han Yuewei as Director | Management | For | For |
| 3.2 | Elect Li Xiangming as Director | Management | For | For |
| 3.3 | Elect Weng Jingwen as Director | Management | For | For |
| 3.4 | Elect Yu Zhongliang as Director | Management | For | Against |
| 3.5 | Elect Guo Wei as Director | Management | For | For |
| 3.6 | Elect Shing Mo Han Yvonne as Director | Management | For | For |
| 3.7 | Elect Kwok Kin Fun as Director | Management | For | For |
| 3.8 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve Ernst & Young as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| |
|---|
CHINA SHENHUA ENERGY COMPANY LIMITED
MEETING DATE: MAY 29, 2020 | TICKER: 1088 SECURITY ID: Y1504C113
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2019 Report of the Board of Directors | Management | For | For |
| 2 | Approve 2019 Report of the Supervisory Committee | Management | For | For |
| 3 | Approve 2019 Audited Financial Statements | Management | For | For |
| 4 | Approve 2019 Profit Distribution Plan and Final Dividend | Management | For | For |
| 5 | Approve 2019 Remuneration of Directors and Supervisors | Management | For | For |
| 6 | Approve Purchase of Liability Insurance for Directors, Supervisors and Senior Management | Management | For | For |
| 7 | Approve KPMG as International Auditors and KPMG Huazhen LLP as PRC Auditors and Authorize Directors' Committee to Fix Their Remuneration | Management | For | For |
| 8 | Approve Entering into the Shenhua Finance Capital Increase Agreement with Shuohuang Railway, Zhunge'er Energy, Baoshen Railway, China Energy and Shenhua Finance and Related Transactions | Management | For | For |
| 9 | Approve Entering into the Termination Agreement of the Existing Financial Services Agreement with China Energy, Entering into the New Financial Services Agreement with Shenhua Finance and the Terms, Annual Caps and Related Transactions | Management | For | Against |
| 10 | Approve the Increase of Cash Dividend Percentage for 2019-2021 | Management | For | For |
| 11 | Amend Articles of Association Regarding Party Committee | Management | For | Against |
| 12 | Amend Rules and Procedures Regarding General Meetings of Shareholders | Management | For | For |
| 13 | Amend Rules and Procedures Regarding Meetings of Board of Directors | Management | For | For |
| 14 | Amend Rules and Procedures Regarding Meetings of Supervisory Committee | Management | For | For |
| 15.01 | Elect Wang Xiangxi as Director | Shareholder | For | For |
| 15.02 | Elect Yang Jiping as Director | Shareholder | For | For |
| 15.03 | Elect Xu Mingjun as Director | Shareholder | For | For |
| 15.04 | Elect Jia Jinzhong as Director | Shareholder | For | For |
| 15.05 | Elect Zhao Yongfeng as Director | Shareholder | For | For |
| 16.01 | Elect Yuen Kwok Keung as Director | Shareholder | For | For |
| 16.02 | Elect Bai Chong-En as Director | Shareholder | For | For |
| 16.03 | Elect Chen Hanwen as Director | Shareholder | For | For |
| 17.01 | Elect Luo Meijian as Supervisor | Shareholder | For | For |
| 17.02 | Elect Zhou Dayu as Supervisor | Shareholder | For | For |
| |
|---|
CHINA SHENHUA ENERGY COMPANY LIMITED
MEETING DATE: MAY 29, 2020 | TICKER: 1088 SECURITY ID: Y1504C113
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles of Association | Management | For | For |
| |
|---|
CHINA TELECOM CORPORATION LIMITED
MEETING DATE: AUG 19, 2019 | TICKER: 728 SECURITY ID: Y1505D102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Liu Guiqing as Director, Authorize Board to Execute a Service Contract with Him and Authorize Board to Fix Director's Remuneration | Management | For | For |
| 2 | Elect Wang Guoquan as Director, Authorize Board to Execute a Service Contract with Him and Authorize Board to Fix Director's Remuneration | Management | For | For |
| 3 | Approve Amendments to Articles of Association | Management | For | For |
| |
|---|
CHUNGHWA TELECOM CO., LTD.
MEETING DATE: MAY 29, 2020 | TICKER: 2412 SECURITY ID: Y1613J108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Approve Amendments to Articles of Association | Management | For | For |
| 4 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
| |
|---|
CNOOC LIMITED
MEETING DATE: NOV 21, 2019 | TICKER: 883 SECURITY ID: Y1662W117
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Non-exempt Continuing Connected Transactions | Management | For | For |
| 2 | Approve Proposed Caps for Each Category of the Non-exempt Continuing Connected Transactions | Management | For | For |
| |
|---|
CNOOC LIMITED
MEETING DATE: MAY 21, 2020 | TICKER: 883 SECURITY ID: Y1662W117
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| A1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| A2 | Approve Final Dividend | Management | For | For |
| A3 | Elect Hu Guangjie as Director | Management | For | For |
| A4 | Elect Wen Dongfen as Director | Management | For | For |
| A5 | Elect Lawrence J. Lau as Director | Management | For | For |
| A6 | Elect Tse Hau Yin, Aloysius as Director | Management | For | For |
| A7 | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
| A8 | Approve Deloitte Touche Tohmatsu as Independent Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| B1 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| B2 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| B3 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| |
|---|
COMMERCIAL INTERNATIONAL BANK (EGYPT) SAE
MEETING DATE: MAR 15, 2020 | TICKER: COMI SECURITY ID: M25561107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorize Issuance of Bonds or Subordinated Loans of EGP 15 Billion | Management | For | Did Not Vote |
| |
|---|
COMMERCIAL INTERNATIONAL BANK (EGYPT) SAE
MEETING DATE: MAR 15, 2020 | TICKER: COMI SECURITY ID: M25561107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Board Report on Company Operations for FY 2019 | Management | For | Did Not Vote |
| 2 | Approve Auditors' Report on Company Financial Statements for FY 2019 | Management | For | Did Not Vote |
| 3 | Accept Financial Statements and Statutory Reports for FY 2019 | Management | For | Did Not Vote |
| 4 | Approve Allocation of Income for FY 2019 and Authorize Board to Fix and Distribute Employees' Share in the Company's Profits | Management | For | Did Not Vote |
| 5 | Authorize Capital Issuances for Use in Employee Stock Purchase Plan and Amend Articles 6 and 7 of Bylaws Accordingly | Management | For | Did Not Vote |
| 6 | Authorize Capitalization of Reserves for Bonus Issue Re: 1:3 and Amend Articles 6 and 7 to reflect the Increase of Capital | Management | For | Did Not Vote |
| 7 | Approve Discharge of Directors for FY 2019 | Management | For | Did Not Vote |
| 8 | Ratify Auditors and Fix Their Remuneration for FY 2020 | Management | For | Did Not Vote |
| 9.1 | Elect Amin Al Arab as Director | Management | For | Did Not Vote |
| 9.2 | Elect Hussein Abaza as Director | Management | For | Did Not Vote |
| 9.3 | Elect Bijan Khosrowshahi as Director | Management | For | Did Not Vote |
| 9.4 | Elect Amani Abou Zeid as Director | Management | For | Did Not Vote |
| 9.5 | Elect Magda Habib as Director | Management | For | Did Not Vote |
| 9.6 | Elect Paresh Sukthankar as Director | Management | For | Did Not Vote |
| 9.7 | Elect Rajeev Kakar as Director | Management | For | Did Not Vote |
| 9.8 | Elect Sherif Samy as Director | Management | For | Did Not Vote |
| 10 | Approve Remuneration of Directors for FY 2020 | Management | For | Did Not Vote |
| 11 | Approve Remuneration of Audit Committee for FY 2020 | Management | For | Did Not Vote |
| 12 | Approve Charitable Donations for FY 2019 and 2020 | Management | For | Did Not Vote |
| |
|---|
COMPANIA CERVECERIAS UNIDAS SA
MEETING DATE: APR 15, 2020 | TICKER: CCU SECURITY ID: P24905104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Chairman's Report | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of CLP 179.95 per Share and CLP 359.9 per ADR to Be Distributed on April 24, 2020 | Management | For | For |
| 4 | Present Dividend Policy and Distribution Procedures | Management | For | For |
| 5 | Approve Remuneration of Directors | Management | For | For |
| 6 | Approve Remuneration and Budget of Directors' Committee | Management | For | For |
| 7 | Approve Remuneration and Budget of Audit Committee | Management | For | For |
| 8.1 | Appoint Auditors | Management | For | For |
| 8.2 | Designate Risk Assessment Companies | Management | For | For |
| 9 | Receive Directors' Committee Report on Activities | Management | For | For |
| 10 | Receive Report Regarding Related-Party Transactions | Management | For | For |
| 11 | Other Business | Management | For | Against |
| |
|---|
COMPANIA DE TRANSMISSAO DE ENERGIA ELETRICA PAULISTA
MEETING DATE: APR 16, 2020 | TICKER: TRPL4 SECURITY ID: P30576113
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Andrea Costa Amancio Negrao as Fiscal Council Member and Daniel Beltran Motta as Alternate Appointed by Preferred Shareholder | Shareholder | None | For |
| 2 | Elect Roberto Brigido do Nascimento as Director Appointed by Preferred Shareholder | Shareholder | None | For |
| 3 | In Case Neither Class of Shares Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? | Management | None | For |
| |
|---|
COWAY CO., LTD.
MEETING DATE: MAR 30, 2020 | TICKER: 021240 SECURITY ID: Y1786S109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
CTRIP.COM INTERNATIONAL LTD.
MEETING DATE: OCT 25, 2019 | TICKER: CTRP SECURITY ID: 22943F100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Change of Company Name | Management | For | For |
| |
|---|
CYFROWY POLSAT SA
MEETING DATE: MAY 25, 2020 | TICKER: CPS SECURITY ID: X1809Y100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Meeting Chairman | Management | For | For |
| 3 | Acknowledge Proper Convening of Meeting | Management | None | None |
| 4.1 | Elect Member of Vote Counting Commission | Management | For | For |
| 4.2 | Elect Member of Vote Counting Commission | Management | For | For |
| 4.3 | Elect Member of Vote Counting Commission | Management | For | For |
| 5 | Approve Agenda of Meeting | Management | For | For |
| 6 | Amend Statute | Shareholder | None | Against |
| 7 | Close Meeting | Management | None | None |
| |
|---|
DB INSURANCE CO., LTD.
MEETING DATE: MAR 13, 2020 | TICKER: 005830 SECURITY ID: Y2096K109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2 | Elect One Inside Director and Two Outside Directors (Bundled) | Management | For | For |
| 3 | Elect Lee Seung-woo as Outside Director to Serve as an Audit Committee Member | Management | For | For |
| 4 | Elect Two Members of Audit Committee (Bundled) | Management | For | For |
| 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
DIGI.COM BERHAD
MEETING DATE: JUN 01, 2020 | TICKER: 6947 SECURITY ID: Y2070F100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Haakon Bruaset Kjoel as Director | Management | For | For |
| 2 | Elect Vimala A/P V.R. Menon as Director | Management | For | For |
| 3 | Elect Lars Erik Tellmann as Director | Management | For | For |
| 4 | Approve Directors' Fees and Benefits | Management | For | For |
| 5 | Approve Ernst & Young PLT as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Saw Choo Boon to Continue Office as Independent Non-Executive Director | Management | For | For |
| 7 | Approve Renewal of Shareholders' Mandate for Recurrent Related Party Transactions with Telenor ASA and Persons Connected with Telenor | Management | For | For |
| |
|---|
DIVI'S LABORATORIES LIMITED
MEETING DATE: AUG 23, 2019 | TICKER: 532488 SECURITY ID: Y2076F112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend | Management | For | For |
| 3 | Reelect Kiran S. Divi as Director | Management | For | For |
| 4 | Reelect Nilima Motaparti as Director | Management | For | For |
| 5 | Elect Sunaina Singh as Director | Management | For | For |
| |
|---|
DIVI'S LABORATORIES LIMITED
MEETING DATE: OCT 07, 2019 | TICKER: 532488 SECURITY ID: Y2076F112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reappointment and Remuneration of Murali K. Divi as Managing Director | Management | For | For |
| 2 | Approve Reappointment and Remuneration of N.V. Ramana as Executive Director | Management | For | For |
| |
|---|
DIVI'S LABORATORIES LIMITED
MEETING DATE: FEB 26, 2020 | TICKER: 532488 SECURITY ID: Y2076F112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Payment of Remuneration to Directors | Management | For | For |
| 2 | Elect Kosaraju Veerayya Chowdary as Director | Management | For | For |
| 3 | Approve Revision in the Remuneration of Nilima Motaparti as Whole-time Director (Commercial) | Management | For | For |
| 4 | Approve Reappointment and Remuneration of Kiran S. Divi as Whole-time Director and Chief Executive Officer | Management | For | Against |
| 5 | Approve Reappointment and Remuneration of Madhusudana Rao Divi as Whole-time Director (Projects) | Management | For | For |
| |
|---|
DOUZONE BIZON CO., LTD.
MEETING DATE: MAR 25, 2020 | TICKER: 012510 SECURITY ID: Y2197R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | For |
| 3 | Elect One Inside Director and One Outside Director (Bundled) | Management | For | For |
| 4 | Appoint Kim Gyeong-doh as Internal Auditor | Management | For | For |
| 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| 6 | Authorize Board to Fix Remuneration of Internal Auditor(s) | Management | For | For |
| |
|---|
DUBAI ISLAMIC BANK PJSC
MEETING DATE: MAR 15, 2020 | TICKER: DIB SECURITY ID: M2888J107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Board Report on Company Operations and Financial Position for FY 2019 | Management | For | For |
| 2 | Approve Auditors' Report on Company Financial Statements for FY 2019 | Management | For | For |
| 3 | Approve Shariah Supervisory Board Report for FY 2019 | Management | For | For |
| 4 | Accept Financial Statements and Statutory Reports for FY 2019 | Management | For | For |
| 5 | Approve Dividends Representing 35 Percent of Share Capital | Management | For | For |
| 6 | Approve Remuneration of Directors | Management | For | For |
| 7 | Approve Discharge of Directors for FY 2019 | Management | For | For |
| 8 | Approve Discharge of Auditors for FY 2019 | Management | For | For |
| 9 | Elect Sharia Supervisory Board Members (Bundled) for FY 2020 | Management | For | For |
| 10 | Ratify Auditors and Fix Their Remuneration for FY 2020 | Management | For | For |
| 11 | Elect Directors (Bundled) | Management | For | Against |
| 12 | Authorize Issuance of Non Convertible Bonds/Sukuk Up to USD 7.5 Billion | Management | For | For |
| 13 | Authorize Issuance of Tier 1 Sukuk Program Up to USD 1.5 Billion | Management | For | For |
| 14 | Authorize Issuance of Tier 2 Sukuk Program Up to USD 1.5 Billion | Management | For | For |
| 15.1 | Approve Stock Ownership Limitations Re: Foreign Ownership Limits | Management | For | For |
| 15.2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
E.SUN FINANCIAL HOLDING CO., LTD.
MEETING DATE: JUN 12, 2020 | TICKER: 2884 SECURITY ID: Y23469102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Profit Distribution | Management | For | For |
| 3 | Approve Capitalization of Profit and Employee Bonuses | Management | For | For |
| 4 | Amend Trading Procedures Governing Derivatives Products | Management | For | For |
| 5 | Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
| 6.1 | Elect YUNG-JEN HUANG, a Representative of E.SUN VOLUNTEER AND SOCIAL WELFARE FOUNDATION, with SHAREHOLDER NO.65813, as Non-Independent Director | Management | For | For |
| 6.2 | Elect JOSEPH N.C. HUANG, a Representative of E.SUN FOUNDATION, with SHAREHOLDER NO.1, as Non-Independent Director | Management | For | For |
| 6.3 | Elect JACKSON MAI, a Representative of HSIN TUNG YANG CO., LTD., with SHAREHOLDER NO.8, as Non-Independent Director | Management | For | For |
| 6.4 | Elect RON-CHU CHEN, a Representative of FU-YUAN INVESTMENT CO.,LTD., with SHAREHOLDER NO.123662, as Non-Independent Director | Management | For | For |
| 6.5 | Elect CHIEN-LI WU, a Representative of SHANG LI CAR CO.,LTD., with SHAREHOLDER NO.16557, as Non-Independent Director | Management | For | For |
| 6.6 | Elect MAGI CHEN, with SHAREHOLDER NO.3515, as Non-Independent Director | Management | For | For |
| 6.7 | Elect MAO-CHIN CHEN, with SHAREHOLDER NO.3215, as Non-Independent Director | Management | For | For |
| 6.8 | Elect RYH-YAN CHANG, with SHAREHOLDER NO.P101381XXX, as Independent Director | Management | For | For |
| 6.9 | Elect CHUN-YAO HUANG, with SHAREHOLDER NO.D120004XXX, as Independent Director | Management | For | For |
| 6.10 | Elect YING-HSIN TSAI, with SHAREHOLDER NO.B220080XXX, as Independent Director | Management | For | For |
| 6.11 | Elect HUNG-CHANG CHIU, with SHAREHOLDER NO.A123163XXX, as Independent Director | Management | For | For |
| 6.12 | Elect RUEY-LIN HSIAO, with SHAREHOLDER NO.A120288XXX, as Independent Director | Management | For | For |
| 7 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
| |
|---|
EICHER MOTORS LIMITED
MEETING DATE: AUG 01, 2019 | TICKER: 505200 SECURITY ID: Y2251M114
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend | Management | For | For |
| 3 | Reelect Siddhartha Lal as Director | Management | For | For |
| 4 | Approve Remuneration of Cost Auditors | Management | For | For |
| 5 | Elect Vinod Kumar Dasari as Director and Approve Appointment and Remuneration of Vinod Kumar Dasari as Whole-time Director | Management | For | Against |
| 6 | Elect Inder Mohan Singh as Director | Management | For | For |
| 7 | Elect Vinod Kumar Aggarwal as Director | Management | For | For |
| 8 | Approve Commission to Non-Executive Directors | Management | For | For |
| 9 | Approve Payment of Remuneration to S. Sandilya as Chairman (Non-Executive and Independent Director) | Management | For | For |
| 10 | Approve Eicher Motors Limited's Restricted Stock Unit Plan 2019 | Management | For | Against |
| 11 | Approve Extension of Benefits of Eicher Motors Limited's Restricted Stock Unit Plan 2019 to the Employees of Subsidiary Companies | Management | For | Against |
| |
|---|
EMIRATES NBD PJSC
MEETING DATE: MAR 10, 2020 | TICKER: EMIRATESNBD SECURITY ID: M4029Z107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Board Report on Company Operations and Financial Position for FY 2019 | Management | For | For |
| 2 | Approve Auditors' Report on Company Financial Statements for FY 2019 | Management | For | For |
| 3 | Accept Financial Statements and Statutory Reports for FY 2019 | Management | For | For |
| 4 | Elect Sharia Supervisory Board Members (Bundled) | Management | For | For |
| 5 | Approve Dividends of AED 0.40 per Share | Management | For | For |
| 6 | Approve Remuneration of Directors | Management | For | For |
| 7 | Approve Discharge of Directors for FY 2019 | Management | For | For |
| 8 | Approve Discharge of Auditors for FY 2019 | Management | For | For |
| 9 | Approve Suspension of Transfer to Legal and Statutory Reserve | Management | For | For |
| 10 | Ratify Auditors and Fix Their Remuneration for FY 2020 | Management | For | For |
| 11 | Approve Board Proposal Re: Non-convertible Securities to be Issued by the Company | Management | For | For |
| 12 | Amend Article 7(a) of Association Re: Stock Ownership to UAE Nationals | Management | For | For |
| 13 | Amend Article 6 of Association Re: Corporate Purpose | Management | For | For |
| |
|---|
EMIRATES TELECOMMUNICATIONS GROUP CO. PJSC
MEETING DATE: MAR 24, 2020 | TICKER: ETISALAT SECURITY ID: M4040L103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Board Report on Company Operations and Financial Position for FY 2019 | Management | For | For |
| 2 | Approve Auditors' Report on Company Financial Statements for FY 2019 | Management | For | For |
| 3 | Accept Consolidated Financial Statements and Statutory Reports for FY 2019 | Management | For | For |
| 4 | Approve Final Dividends of AED 0.80 per Share for FY 2019 | Management | For | For |
| 5 | Approve Discharge of Directors for FY 2019 | Management | For | For |
| 6 | Approve Discharge of Auditors for FY 2019 | Management | For | For |
| 7 | Ratify Auditors and Fix Their Remuneration for FY 2020 | Management | For | For |
| 8 | Approve Remuneration of Directors for FY 2019 | Management | For | Against |
| 9 | Approve Dividend Policy | Management | For | For |
| 10 | Approve Charitable Donations Up to 1 Percent of Average Net Profits for FY 2018 and FY 2019 | Management | For | For |
| |
|---|
EZ TEC EMPREENDIMENTOS E PARTICIPACOES SA
MEETING DATE: APR 28, 2020 | TICKER: EZTC3 SECURITY ID: P3912H106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2019 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Remuneration of Company's Management | Management | For | For |
| 4 | Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? | Management | None | For |
| 5 | In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? | Management | None | For |
| |
|---|
FAR EASTONE TELECOMMUNICATIONS CO., LTD.
MEETING DATE: JUN 19, 2020 | TICKER: 4904 SECURITY ID: Y7540C108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements | Management | For | For |
| 2 | Approve Profit Distribution | Management | For | For |
| 3 | Approve Cash Distribution from Capital Reserve | Management | For | For |
| 4 | Approve Amendments to Articles of Association | Management | For | For |
| 5 | Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
| 6 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
| |
|---|
FORMOSA PLASTICS CORP.
MEETING DATE: JUN 10, 2020 | TICKER: 1301 SECURITY ID: Y26095102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Report and Financial Statements | Management | For | For |
| 2 | Approve Profit Distribution | Management | For | For |
| 3 | Amend Articles of Association | Management | For | For |
| 4 | Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
| |
|---|
FOXCONN TECHNOLOGY CO., LTD.
MEETING DATE: JUN 23, 2020 | TICKER: 2354 SECURITY ID: Y3002R105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Report and Audited Financial Statements | Management | For | For |
| 2 | Approve Profit Distribution | Management | For | For |
| |
|---|
FU SHOU YUAN INTERNATIONAL GROUP LIMITED
MEETING DATE: JUN 09, 2020 | TICKER: 1448 SECURITY ID: G37109108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3A | Elect Bai Xiaojiang as Director | Management | For | For |
| 3B | Elect Wang Jisheng as Director | Management | For | For |
| 3C | Elect Ho Man as Director | Management | For | For |
| 3D | Elect Liang Yanjun as Director | Management | For | For |
| 4 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 5 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 7 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 8 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| |
|---|
GAZPROM PJSC
MEETING DATE: JUN 26, 2020 | TICKER: GAZP SECURITY ID: X3123F106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Annual Report | Management | For | For |
| 2 | Approve Financial Statements | Management | For | For |
| 3 | Approve Allocation of Income | Management | For | For |
| 4 | Approve Dividends of RUB 15.24 per Share | Management | For | For |
| 5 | Ratify Auditor | Management | For | For |
| 6 | Approve Remuneration of Directors | Management | For | Against |
| 7 | Approve Remuneration of Members of Audit Commission | Management | For | For |
| 8 | Amend Charter | Management | For | For |
| 9 | Amend Regulations on Board of Directors | Management | For | For |
| 10 | Approve New Edition of Regulations on Audit Commission | Management | For | For |
| 11.1 | Elect Andrei Akimov as Director | Management | None | Against |
| 11.2 | Elect Viktor Zubkov as Director | Management | None | Against |
| 11.3 | Elect Timur Kulibaev as Director | Management | None | Against |
| 11.4 | Elect Denis Manturov as Director | Management | None | Against |
| 11.5 | Elect Vitalii Markelov as Director | Management | None | Against |
| 11.6 | Elect Viktor Martynov as Director | Management | None | Against |
| 11.7 | Elect Vladimir Mau as Director | Management | None | Against |
| 11.8 | Elect Aleksei Miller as Director | Management | None | Against |
| 11.9 | Elect Aleksandr Novak as Director | Management | None | Against |
| 11.10 | Elect Dmitrii Patrushev as Director | Management | None | Against |
| 11.11 | Elect Mikhail Sereda as Director | Management | None | Against |
| 12.1 | Elect Vadim Bikulov as Member of Audit Commission | Management | For | For |
| 12.2 | Elect Aleksandr Gladkov as Member of Audit Commission | Management | For | For |
| 12.3 | Elect Ilia Karpov as Member of Audit Commission | Management | For | For |
| 12.4 | Elect Margarita Mironova as Member of Audit Commission | Management | For | For |
| 12.5 | Elect Karen Oganian as Member of Audit Commission | Management | For | For |
| 12.6 | Elect Dmitrii Pashkovskii as Member of Audit Commission | Management | For | For |
| 12.7 | Elect Sergei Platonov as Member of Audit Commission | Management | For | For |
| 12.8 | Elect Tatiana Fisenko as Member of Audit Commission | Management | For | For |
| 12.9 | Elect Pavel Shumov as Member of Audit Commission | Management | For | For |
| |
|---|
GENTERA SAB DE CV
MEETING DATE: APR 17, 2020 | TICKER: GENTERA SECURITY ID: P4831V101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Report of Board of Directors | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Report on Share Repurchase Reserve; Authorize Share Repurchase Reserve | Management | For | For |
| 4 | Approve Cancellation of Treasury Shares | Management | For | For |
| 5 | Approve Report on Adherence to Fiscal Obligations | Management | For | For |
| 6 | Elect or Ratify Directors, Chairmen of Audit and Corporate Practices Committees; Approve their Remuneration; Verify Independence Classification | Management | For | For |
| 7 | Elect or Ratify Chairman, Secretary and Deputy Secretary of Board | Management | For | For |
| 8 | Appoint Legal Representatives | Management | For | For |
| |
|---|
GENTING BERHAD
MEETING DATE: JUN 22, 2020 | TICKER: 3182 SECURITY ID: Y26926116
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Final Dividend | Management | For | For |
| 2 | Approve Directors' Fees | Management | For | For |
| 3 | Approve Directors' Benefits | Management | For | For |
| 4 | Elect Foong Cheng Yuen as Director | Management | For | For |
| 5 | Elect R. Thillainathan as Director | Management | For | For |
| 6 | Elect Tan Kong Han as Director | Management | For | For |
| 7 | Approve PricewaterhouseCoopers PLT as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 9 | Authorize Share Repurchase Program | Management | For | For |
| 10 | Approve Implementation of Shareholders' Mandate for Recurrent Related Party Transactions | Management | For | For |
| |
|---|
GLOBALTRANS INVESTMENT PLC
MEETING DATE: SEP 20, 2019 | TICKER: GLTR SECURITY ID: 37949E204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Vasilis P. Hadjivassiliou as Director and Approve His Remuneration | Management | For | For |
| |
|---|
GLOBALTRANS INVESTMENT PLC
MEETING DATE: APR 30, 2020 | TICKER: GLTR SECURITY ID: 37949E204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends of RUB 46.55 Per Share | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Discharge of Directors | Management | For | For |
| 5 | Elect John Carroll Colley as Director and Approve His Remuneration | Management | For | For |
| 6 | Elect Johann Franz Durrer as Director and Approve His Remuneration | Management | For | Against |
| 7 | Elect Alexander Eliseev as Director | Management | For | Against |
| 8 | Elect Andrey Gomon as Director | Management | For | Against |
| 9 | Elect Vasilis P. Hadjivassiliou as Director and Approve His Remuneration | Management | For | For |
| 10 | Elect Sergey Maltsev as Director | Management | For | Against |
| 11 | Elect Elia Nicolaou as Director and Approve Her Remuneration | Management | For | Against |
| 12 | Elect George Papaioannou as Director and Approve His Remuneration | Management | For | For |
| 13 | Elect Melina Pyrgou as Director | Management | For | Against |
| 14 | Elect Konstantin Shirokov as Director | Management | For | Against |
| 15 | Elect Alexander Storozhev as Director | Management | For | Against |
| 16 | Elect Alexander Tarasov as Director | Management | For | Against |
| 17 | Elect Michael Thomaides as Director | Management | For | Against |
| 18 | Elect Marios Tofaros as Director and Approve His Remuneration | Management | For | Against |
| 19 | Elect Sergey Tolmachev as Director | Management | For | Against |
| |
|---|
GLOBALTRANS INVESTMENT PLC
MEETING DATE: MAY 12, 2020 | TICKER: GLTR SECURITY ID: 37949E204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorize Share Repurchase Program | Management | For | For |
| |
|---|
GRUPO AEROPORTUARIO DEL SURESTE SA DE CV
MEETING DATE: APR 23, 2020 | TICKER: ASURB SECURITY ID: P4950Y100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Approve CEO's and Auditor's Reports on Operations and Results of Company, and Board's Opinion on Reports | Management | For | Did Not Vote |
| 1b | Approve Board's Report on Accounting Policies and Criteria for Preparation of Financial Statements | Management | For | Did Not Vote |
| 1c | Approve Report on Activities and Operations Undertaken by Board | Management | For | Did Not Vote |
| 1d | Approve Individual and Consolidated Financial Statements | Management | For | Did Not Vote |
| 1e | Approve Report of Audit Committee's Activities and Report on Company's Subsidiaries | Management | For | Did Not Vote |
| 1f | Approve Report on Adherence to Fiscal Obligations | Management | For | Did Not Vote |
| 2a | Approve Increase in Legal Reserve by MXN 274.13 Million | Management | For | Did Not Vote |
| 2b | Approve Cash Dividends of MXN 8.21 Per Series B and BB Shares | Management | For | Did Not Vote |
| 2c | Set Maximum Amount of MXN 2.75 Billion for Share Repurchase; Approve Policy Related to Acquisition of Own Shares | Management | For | Did Not Vote |
| 3a | Approve Discharge of Board of Directors and CEO | Management | For | Did Not Vote |
| 3b.1 | Elect/Ratify Fernando Chico Pardo as Director | Management | For | Did Not Vote |
| 3b.2 | Elect/Ratify Jose Antonio Perez Anton as Director | Management | For | Did Not Vote |
| 3b.3 | Elect/Ratify Luis Chico Pardo as Director | Management | For | Did Not Vote |
| 3b.4 | Elect/Ratify Aurelio Perez Alonso as Director | Management | For | Did Not Vote |
| 3b.5 | Elect/Ratify Rasmus Christiansen as Director | Management | For | Did Not Vote |
| 3b.6 | Elect/Ratify Francisco Garza Zambrano as Director | Management | For | Did Not Vote |
| 3b.7 | Elect/Ratify Ricardo Guajardo Touche as Director | Management | For | Did Not Vote |
| 3b.8 | Elect/Ratify Guillermo Ortiz Martinez as Director | Management | For | Did Not Vote |
| 3b.9 | Elect/Ratify Barbara Garza Laguera Gonda as Director | Management | For | Did Not Vote |
| 3b.10 | Elect/Ratify Rafael Robles Miaja as Secretary (Non-Member) of Board | Management | For | Did Not Vote |
| 3b.11 | Elect/Ratify Ana Maria Poblanno Chanona as Alternate Secretary (Non-Member) of Board | Management | For | Did Not Vote |
| 3c.1 | Elect/Ratify Ricardo Guajardo Touche as Chairman of Audit Committee | Management | For | Did Not Vote |
| 3d.1 | Elect/Ratify Fernando Chico Pardo as Member of Nominations and Compensations Committee | Management | For | Did Not Vote |
| 3d.2 | Elect/Ratify Jose Antonio Perez Anton as Member of Nominations and Compensations Committee | Management | For | Did Not Vote |
| 3d.3 | Elect/Ratify Barbara Garza Laguera Gonda as Member of Nominations and Compensations Committee | Management | For | Did Not Vote |
| 3e.1 | Approve Remuneration of Directors in the Amount of MXN 72,600 | Management | For | Did Not Vote |
| 3e.2 | Approve Remuneration of Operations Committee in the Amount of MXN 72,600 | Management | For | Did Not Vote |
| 3e.3 | Approve Remuneration of Nominations and Compensations Committee in the Amount of MXN 72,600 | Management | For | Did Not Vote |
| 3e.4 | Approve Remuneration of Audit Committee in the Amount of MXN 102,850 | Management | For | Did Not Vote |
| 3e.5 | Approve Remuneration of Acquisitions and Contracts Committee in the Amount of MXN 24,200 | Management | For | Did Not Vote |
| 4a | Authorize Claudio R. Gongora Morales to Ratify and Execute Approved Resolutions | Management | For | Did Not Vote |
| 4b | Authorize Rafael Robles Miaja to Ratify and Execute Approved Resolutions | Management | For | Did Not Vote |
| 4c | Authorize Ana Maria Poblanno Chanona to Ratify and Execute Approved Resolutions | Management | For | Did Not Vote |
| |
|---|
GUANGDONG INVESTMENT LIMITED
MEETING DATE: JUN 12, 2020 | TICKER: 270 SECURITY ID: Y2929L100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3.1 | Elect Hou Wailin as Director | Management | For | For |
| 3.2 | Elect Lin Tiejun as Director | Management | For | For |
| 3.3 | Elect Tsang Hon Nam as Director | Management | For | For |
| 3.4 | Elect Zhao Chunxiao as Director | Management | For | For |
| 3.5 | Elect Fung Daniel Richard as Director | Management | For | For |
| 3.6 | Elect Cheng Mo Chi, Moses as Director | Management | For | For |
| 3.7 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve Ernst & Young as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| |
|---|
GUOTAI JUNAN SECURITIES CO., LTD.
MEETING DATE: NOV 11, 2019 | TICKER: 2611 SECURITY ID: Y2R614115
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect He Qing as Director | Management | For | For |
| 1.2 | Elect An Hongjun as Director | Management | For | For |
| |
|---|
GUOTAI JUNAN SECURITIES CO., LTD.
MEETING DATE: JUN 15, 2020 | TICKER: 2611 SECURITY ID: Y2R614115
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2019 Work Report of the Board of Directors | Management | For | For |
| 2 | Approve 2019 Work Report of the Supervisory Committee | Management | For | For |
| 3 | Approve 2019 Profit Distribution Plan | Management | For | For |
| 4 | Approve KPMG Huazhen LLP and KPMG as External Auditors | Management | For | For |
| 5 | Approve 2019 Annual Report | Management | For | For |
| 6.1 | Approve Potential Related Party Transactions Between the Group and International Group and Its Related Enterprises | Management | For | For |
| 6.2 | Approve Potential Related Party Transactions Between the Group and Shenzhen Investment Holdings and Its Related Enterprises | Management | For | For |
| 6.3 | Approve Potential Related Party Transactions Between the Group and the Related Enterprises of Any Director, Supervisor or Senior Management of the Company | Management | For | For |
| 6.4 | Approve Potential Related Party Transactions Between the Group and the Related Natural Persons | Management | For | For |
| 7 | Approve the Resolution on the General Mandate for the Provision of Corporate Debt Related External Guarantee | Management | For | Against |
| 8 | Elect Liu Xinyi as Director | Management | For | For |
| 9 | Elect Li Zhongning as Supervisor | Management | For | For |
| 10.1 | Approve the Adjustment to the Validity Periods of the Relevant Resolution on General Mandate to Issue Onshore and Offshore Debt Financing Instruments | Management | For | For |
| 10.2 | Approve the Adjustment to the Validity Periods of the Relevant Resolution on General Mandate to Issue Assets-Backed Securities | Management | For | For |
| 11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for A Shares and H Shares | Management | For | Against |
| 12 | Amend Articles of Association | Management | For | Against |
| |
|---|
HANWHA CORP.
MEETING DATE: MAR 25, 2020 | TICKER: 000880 SECURITY ID: Y3065M100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | For |
| 3.1 | Elect Ock Gyeong-seok as Inside Director | Management | For | For |
| 3.2 | Elect Seo Gwang-myeong as Inside Director | Management | For | For |
| 3.3 | Elect Kim Seung-heon as Outside Director | Management | For | For |
| 3.4 | Elect Lee Seok-jae as Outside Director | Management | For | For |
| 4.1 | Elect Park Jun-seon as a Member of Audit Committee | Management | For | For |
| 4.2 | Elect Kim Seung-heon as a Member of Audit Committee | Management | For | For |
| 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
HAPVIDA PARTICIPACOES E INVESTIMENTOS SA
MEETING DATE: APR 28, 2020 | TICKER: HAPV3 SECURITY ID: P5R526106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2019 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | Management | None | Abstain |
| 4 | Elect Directors | Management | For | For |
| 5 | In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? | Management | None | Against |
| 6 | In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? | Management | None | Abstain |
| 7.1 | Percentage of Votes to Be Assigned - Elect Candido Pinheiro Koren de Lima as Director | Management | None | Abstain |
| 7.2 | Percentage of Votes to Be Assigned - Elect Jorge Fontoura Pinheiro Koren de Lima as Director | Management | None | Abstain |
| 7.3 | Percentage of Votes to Be Assigned - Elect Candido Pinheiro Koren de Lima Junior as Director | Management | None | Abstain |
| 7.4 | Percentage of Votes to Be Assigned - Elect Wilson Carnevalli Filho as Director | Management | None | Abstain |
| 7.5 | Percentage of Votes to Be Assigned - Elect Geraldo Luciano Mattos Junior as Director | Management | None | Abstain |
| 7.6 | Percentage of Votes to Be Assigned - Elect Roberto Antonio Mendes as Independent Director | Management | None | Abstain |
| 7.7 | Percentage of Votes to Be Assigned - Elect Marcio Luiz Simoes Utsch as Director | Management | None | Abstain |
| 8 | As an Ordinary Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | Management | None | For |
| 9 | Approve Remuneration of Company's Management | Management | For | For |
| 10 | Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? | Management | None | For |
| 11 | In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? | Management | None | For |
| |
|---|
HAPVIDA PARTICIPACOES E INVESTIMENTOS SA
MEETING DATE: APR 28, 2020 | TICKER: HAPV3 SECURITY ID: P5R526106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Share Repurchase Program and Reissuance of Repurchased Shares Re: Acquisition of Remaining Shares of RN Metropolitan Ltda. | Management | For | For |
| 2 | Amend Article 36 | Management | For | For |
| 3 | In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? | Management | None | For |
| |
|---|
HCL TECHNOLOGIES LIMITED
MEETING DATE: AUG 06, 2019 | TICKER: 532281 SECURITY ID: Y3121G147
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reelect Shiv Nadar as Director | Management | For | For |
| 3 | Approve B S R & Co. LLP, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Reelect R. Srinivasan as Director | Management | For | For |
| 5 | Reelect S. Madhavan as Director | Management | For | For |
| 6 | Reelect Robin Ann Abrams as Director | Management | For | For |
| 7 | Reelect Sosale Shankara Sastry as Director | Management | For | For |
| 8 | Approve Payment of Commission to Non-Executive Directors | Management | For | For |
| |
|---|
HCL TECHNOLOGIES LIMITED
MEETING DATE: SEP 21, 2019 | TICKER: 532281 SECURITY ID: Y3121G147
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scheme of Arrangement and Amalgamation | Management | For | For |
| |
|---|
HCL TECHNOLOGIES LIMITED
MEETING DATE: NOV 29, 2019 | TICKER: 532281 SECURITY ID: Y3121G147
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Share Capital and Amend Memorandum of Association | Management | For | For |
| 2 | Approve Issuance of Bonus Shares | Management | For | For |
| |
|---|
HDFC BANK LIMITED
MEETING DATE: JUL 12, 2019 | TICKER: 500180 SECURITY ID: Y3119P174
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Standalone Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Dividend | Management | For | For |
| 4 | Reelect Srikanth Nadhamuni as Director | Management | For | For |
| 5 | Approve MSKA & Associates, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Ratify Additional Remuneration for S. R. Batliboi & Co. LLP | Management | For | For |
| 7 | Elect Sanjiv Sachar as Director | Management | For | For |
| 8 | Elect Sandeep Parekh as Director | Management | For | For |
| 9 | Elect M. D. Ranganath as Director | Management | For | For |
| 10 | Approve Related Party Transactions with Housing Development Finance Corporation Limited | Management | For | For |
| 11 | Approve Related Party Transactions with HDB Financial Services Limited | Management | For | For |
| 12 | Authorize Issuance of Tier II Capital Bonds and Long Term Bond on Private Placement Basis | Management | For | For |
| 13 | Approve Sub-Division of Equity Shares | Management | For | For |
| 14 | Amend Memorandum of Association to Reflect Changes in Capital | Management | For | For |
| |
|---|
HENGAN INTERNATIONAL GROUP COMPANY LIMITED
MEETING DATE: MAY 21, 2020 | TICKER: 1044 SECURITY ID: G4402L151
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Hui Lin Chit as Director | Management | For | For |
| 4 | Elect Hung Ching Shan as Director | Management | For | For |
| 5 | Elect Xu Shui Shen as Director | Management | For | For |
| 6 | Elect Xu Chun Man as Director | Management | For | For |
| 7 | Elect Chan Henry as Director | Management | For | For |
| 8 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 9 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Against |
| 10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 11 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 12 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| |
|---|
HERO MOTOCORP LIMITED
MEETING DATE: JUL 29, 2019 | TICKER: 500182 SECURITY ID: Y3194B108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Confirm Interim Dividend and Declare Final Dividend | Management | For | For |
| 3 | Reelect Vikram Sitaram Kasbekar as Director | Management | For | For |
| 4 | Approve Remuneration of Cost Auditors | Management | For | For |
| 5 | Elect Jagmohan Singh Raju as Director | Management | For | For |
| 6 | Reelect Meleveetil Damodaran as Director | Management | For | For |
| 7 | Reelect Pradeep Dinodia as Director | Management | For | For |
| 8 | Approve Reappointment and Remuneration of Vikram Sitaram Kasbekar, Executive Director - Operations as Whole-Time Director | Management | For | For |
| |
|---|
HINDUSTAN UNILEVER LIMITED
MEETING DATE: MAR 18, 2020 | TICKER: 500696 SECURITY ID: Y3222L102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Wilhelmus Adrianus Theodorus Uijen as Director and Approve Appointment and Remuneration of Wilhelmus Adrianus Theodorus Uijen as Whole-time Director | Management | For | For |
| |
|---|
HINDUSTAN UNILEVER LIMITED
MEETING DATE: JUN 30, 2020 | TICKER: 500696 SECURITY ID: Y3222L102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Confirm Interim Dividend and Declare Final Dividend | Management | For | For |
| 3 | Reelect Dev Bajpai as Director | Management | For | For |
| 4 | Reelect Srinivas Phatak as Director | Management | For | For |
| 5 | Reelect Wilhemus Uijen as Director | Management | For | For |
| 6 | Elect Ashish Sharad Gupta as Director | Management | For | For |
| 7 | Approve Payment of Commission to Non-Executive Directors | Management | For | For |
| 8 | Approve Remuneration of Cost Auditors | Management | For | For |
| |
|---|
HUA HONG SEMICONDUCTOR LIMITED
MEETING DATE: MAY 14, 2020 | TICKER: 1347 SECURITY ID: Y372A7109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Elect Takayuki Morita as Director | Management | For | For |
| 3 | Elect Jun Ye as Director | Management | For | Against |
| 4 | Elect Kwai Huen Wong as Director | Management | For | For |
| 5 | Elect Jing Wang as Director | Management | For | For |
| 6 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 7 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 9 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 10 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| |
|---|
HUAZHU GROUP LIMITED
MEETING DATE: DEC 10, 2019 | TICKER: HTHT SECURITY ID: 44332N106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Ratify Deloitte Touche Tohmatsu Certified Public Accountants LLP as Auditors | Management | For | For |
| 2 | Elect Director Min (Jenny) Zhang | Management | For | Against |
| 3 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
HYUNDAI MARINE & FIRE INSURANCE CO., LTD.
MEETING DATE: MAR 20, 2020 | TICKER: 001450 SECURITY ID: Y3842K104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.1 | Elect Cho Yong-il as Inside Director | Management | For | For |
| 2.2 | Elect Lee Seong-jae as Inside Director | Management | For | For |
| 3 | Elect Kim Yong-joon as Outside Director to serve as an Audit Committee Member | Management | For | For |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
ICICI LOMBARD GENERAL INSURANCE COMPANY LIMITED
MEETING DATE: MAR 15, 2020 | TICKER: 540716 SECURITY ID: Y3R55N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reappointment and Remuneration of Sanjeev Mantri as Whole-time Director, Designated as Executive Director-Retail | Management | For | For |
| 2 | Amend ICICI Lombard Employees Stock Option Scheme-2005 | Management | For | For |
| |
|---|
INDIABULLS HOUSING FINANCE LIMITED
MEETING DATE: AUG 28, 2019 | TICKER: 535789 SECURITY ID: Y3R12A119
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Payment of Interim Dividend | Management | For | For |
| 3 | Reelect Sachin Chaudhary as Director | Management | For | For |
| 4 | Elect Satish Chand Mathur as Director | Management | For | For |
| 5 | Approve Issuance of Non-Convertible Debentures on Private Placement Basis | Management | For | For |
| 6 | Approve Shifting of Registered Office of the Company and Amend Memorandum of Association | Management | For | For |
| |
|---|
INDIABULLS HOUSING FINANCE LIMITED
MEETING DATE: DEC 23, 2019 | TICKER: 535789 SECURITY ID: Y3R12A119
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Non-Convertible Debentures along with Warrants to Qualified Institutional Buyers | Management | For | For |
| 2 | Approve Indiabulls Housing Finance Limited - Employee Stock Benefit Scheme 2019 and Grant of Employee Stock Options and/or Shares and/or Stock Appreciation Rights to Employees of the Company | Management | For | For |
| 3 | Approve Grant Employee Stock Options and/or Shares and/or Stock Appreciation Rights to Employee of Subsidiary Company (ies) under Indiabulls Housing Finance Limited - Employee Stock Benefit Scheme 2019 | Management | For | For |
| 4 | Approve Grant of Employee Stock Options and/or Shares and/or Stock Appreciation Rights to Employees of the Company and Subsidiary Company (ies) by way of Secondary Acquisition under Indiabulls Housing Finance Limited - Employee Stock Benefit Scheme 2019 | Management | For | For |
| 5 | Approve Trust Route for Implementation of Indiabulls Housing Finance Limited - Employees Stock Benefit Scheme 2019 | Management | For | For |
| 6 | Approve Provision of Money for Purchase of Its Own Shares by the Trust/Trustees for Benefit of Employees under Indiabulls Housing Finance Limited - Employee Stock Benefit Scheme 2019 | Management | For | For |
| 7 | Approve Grant of Employee Stock Options and/or Shares and/or Stock Appreciation Rights to Identified Employees During Any One Year, Equal to or Exceeding One Percent of the Issued Capital of the Company | Management | For | For |
| |
|---|
INDUSIND BANK LIMITED
MEETING DATE: AUG 16, 2019 | TICKER: 532187 SECURITY ID: Y3990M134
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend | Management | For | For |
| 3 | Reelect Romesh Sobti as Director | Management | For | For |
| 4 | Approve Haribhakti & Co. LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Elect Akila Krishnakumar as Director | Management | For | For |
| 6 | Elect Arun Tiwari as Director | Management | For | For |
| 7 | Elect Siraj Chaudhry as Director | Management | For | For |
| 8 | Elect Rajiv Agarwal as Director | Management | For | For |
| 9 | Approve Issuance of Long Term Bond / Non-Convertible Debentures on Private Placement Basis | Management | For | For |
| |
|---|
INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED
MEETING DATE: NOV 22, 2019 | TICKER: 1398 SECURITY ID: Y3990B112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Gu Shu as Director | Management | For | For |
| 2 | Approve Payment Plan of Remuneration to Directors for 2018 | Management | For | For |
| 3 | Approve Payment Plan of Remuneration to Supervisors for 2018 | Management | For | For |
| 4 | Approve Application for Provisional Authorization Limit on External Donations | Management | For | For |
| 5 | Elect Cao Liqun as Director | Shareholder | For | For |
| 6 | Elect Feng Weidong as Director | Shareholder | For | For |
| |
|---|
INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED
MEETING DATE: JAN 08, 2020 | TICKER: 1398 SECURITY ID: Y3990B112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Yang Guozhong as Supervisor | Shareholder | For | For |
| |
|---|
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
MEETING DATE: JUN 12, 2020 | TICKER: 1398 SECURITY ID: Y3990B112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2019 Work Report of the Board of Directors | Management | For | For |
| 2 | Approve 2019 Work Report of the Board of Supervisors | Management | For | For |
| 3 | Approve 2019 Audited Accounts | Management | For | For |
| 4 | Approve 2019 Profit Distribution Plan | Management | For | For |
| 5 | Approve 2020 Fixed Asset Investment Budget | Management | For | For |
| 6 | Approve KPMG Huazhen LLP and KPMG as Domestic External Auditors and KPMG as Domestic External Auditors | Management | For | For |
| 7 | Elect Shen Si as Director | Management | For | For |
| 8 | Approve Issuance of Undated Additional Tier 1 Capital Bonds and Eligible Tier 2 Capital Instruments | Management | For | For |
| 9 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 10 | Approve Issuance of Eligible Tier 2 Capital Instruments | Shareholder | For | For |
| 11 | Approve Application for Authorization Limit for Special Donations for COVID-19 Pandemic Prevention and Control | Shareholder | For | For |
| 12 | Elect Liao Lin as Director | Shareholder | For | For |
| |
|---|
INFO EDGE (INDIA) LIMITED
MEETING DATE: MAR 03, 2020 | TICKER: 532777 SECURITY ID: Y40353107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Loans, Guarantees and Securities to Any Person or Other Body Corporate | Management | For | Against |
| |
|---|
INFOSYS LIMITED
MEETING DATE: JUN 27, 2020 | TICKER: 500209 SECURITY ID: Y4082C133
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Reelect Salil Parekh as Director | Management | For | For |
| 4 | Elect Uri Levine as Director | Management | For | For |
| |
|---|
INNER MONGOLIA YITAI COAL CO., LTD.
MEETING DATE: JUL 22, 2019 | TICKER: 900948 SECURITY ID: Y40848106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Approve Proposed Alignment in the Preparation of Financial Statements in Accordance with the PRC Accounting Standards for Business Enterprises | Management | For | For |
| 1.2 | Approve Da Hua CPA as Domestic and Overseas Auditor | Management | For | For |
| 2 | Approve Da Hua CPA as Internal Auditor | Management | For | For |
| 3 | Elect Du Yingfen as Director | Management | For | For |
| 4 | Amend Articles of Association | Management | For | For |
| |
|---|
INNER MONGOLIA YITAI COAL CO., LTD.
MEETING DATE: DEC 30, 2019 | TICKER: 900948 SECURITY ID: Y40848106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Proposed Issue of Super Short-Term Commercial Papers | Shareholder | For | For |
| 2.1 | Elect Zhang Jingquan as Director | Management | For | Against |
| 2.2 | Elect Lv Junjie as Director | Management | For | Against |
| |
|---|
INTER RAO UES PJSC
MEETING DATE: MAY 19, 2020 | TICKER: IRAO SECURITY ID: X39961101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Annual Report | Management | For | For |
| 2 | Approve Financial Statements | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4 | Approve New Edition of Charter | Management | For | For |
| 5 | Approve Remuneration of Directors | Management | For | For |
| 6 | Approve Remuneration of Members of Audit Commission | Management | For | For |
| 7.1 | Elect Boris Aiuev as Director | Management | None | Against |
| 7.2 | Elect Andrei Bugrov as Director | Management | None | For |
| 7.3 | Elect Anatolii Gavrilenko as Director | Management | None | Against |
| 7.4 | Elect Boris Kovalchuk as Director | Management | None | Against |
| 7.5 | Elect Evgenii Logovinskii as Director | Management | None | Against |
| 7.6 | Elect Aleksandr Lokshin as Director | Management | None | Against |
| 7.7 | Elect Andrei Murov as Director | Management | None | Against |
| 7.8 | Elect Aleksei Nuzhdov as Director | Management | None | Against |
| 7.9 | Elect Ronald (Ron) J. Pollett as Director | Management | None | Against |
| 7.10 | Elect Elena Sapozhnikova as Director | Management | None | For |
| 7.11 | Elect Igor Sechin as Director | Management | None | Against |
| 7.12 | Elect Denis Fedorov as Director | Management | None | Against |
| 7.13 | Elect Dmitrii Shugaev as Director | Management | None | Against |
| 8.1 | Elect Gennadii Bukaev as Member of Audit Commission | Management | For | For |
| 8.2 | Elect Tatiana Zaltsman as Member of Audit Commission | Management | For | For |
| 8.3 | Elect Svetlana Kovaleva as Member of Audit Commission | Management | For | For |
| 8.4 | Elect Igor Feoktistov as Member of Audit Commission | Management | For | For |
| 8.5 | Elect Ekaterina Snigireva as Member of Audit Commission | Management | For | For |
| 9 | Ratify Auditor | Management | For | For |
| |
|---|
INTERGLOBE AVIATION LIMITED
MEETING DATE: AUG 27, 2019 | TICKER: 539448 SECURITY ID: Y4R97L111
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Reelect Rahul Bhatia as Director | Management | For | For |
| 4 | Approve S.R. Batliboi & Co. LLP, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Elect Meleveetil Damodaran as Director | Management | For | For |
| 6 | Elect Anil Parashar as Director | Management | For | For |
| 7 | Approve Payment of Profit Related Commission to Independent Directors | Management | For | For |
| 8 | Approve Extension of Travel Benefits to Non-Executive Directors | Management | For | For |
| 9 | Amend Articles of Association - Board Related | Management | For | Against |
| |
|---|
INTERGLOBE AVIATION LIMITED
MEETING DATE: JAN 29, 2020 | TICKER: 539448 SECURITY ID: Y4R97L111
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles of Association | Shareholder | None | For |
| |
|---|
IRB BRASIL RESSEGUROS SA
MEETING DATE: AUG 12, 2019 | TICKER: IRBR3 SECURITY ID: P5876C106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles | Management | For | Did Not Vote |
| 2 | Approve Change in Board Term | Management | For | Did Not Vote |
| 3 | Elect Ivan de Souza Monteiro as Board Chairman | Management | For | Did Not Vote |
| |
|---|
IRB BRASIL RESSEGUROS SA
MEETING DATE: SEP 19, 2019 | TICKER: IRBR3 SECURITY ID: P5876C106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Thais Ricarte Peters as Alternate Director | Management | For | For |
| 2 | Elect Otavio Ladeira de Medeiros as Fiscal Council Member | Management | For | For |
| 3 | Approve 3-for-1 Stock Split | Management | For | For |
| 4 | Amend Article 5 to Reflect Changes in Capital | Management | For | For |
| |
|---|
IRB BRASIL RESSEGUROS SA
MEETING DATE: MAY 11, 2020 | TICKER: IRBR3 SECURITY ID: P5876C106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Directors | Management | For | For |
| |
|---|
IRB BRASIL RESSEGUROS SA
MEETING DATE: JUN 12, 2020 | TICKER: IRBR3 SECURITY ID: P5876C106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.a | Amend Articles | Management | For | Against |
| 1.b | Amend Article 50 Re: Profit Reserves | Management | For | For |
| 2 | Elect Ellen Gracie Northfleet as Independent Director | Management | For | For |
| |
|---|
IRB BRASIL RESSEGUROS SA
MEETING DATE: JUN 23, 2020 | TICKER: IRBR3 SECURITY ID: P5876C106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| a | Amend Articles | Management | For | Against |
| b | Amend Article 50 Re: Profit Reserves | Management | For | For |
| |
|---|
ITAUSA-INVESTIMENTOS ITAU SA
MEETING DATE: JUN 17, 2020 | TICKER: ITSA4 SECURITY ID: P5887P427
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | As a Preferred Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | Management | None | For |
| 2 | Elect Director Appointed by Preferred Shareholder | Shareholder | None | For |
| 3 | In Case Neither Class of Shares Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? | Management | None | For |
| 4 | Elect Isaac Berensztejn as Fiscal Council Member and Vicente Jose Rauber as Alternate Appointed by Preferred Shareholder | Shareholder | None | For |
| |
|---|
JARIR MARKETING CO.
MEETING DATE: APR 13, 2020 | TICKER: 4190 SECURITY ID: M6185P112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Board Report on Company Operations for FY 2019 | Management | For | For |
| 2 | Approve Auditors' Report on Company Financial Statements for FY 2019 | Management | For | For |
| 3 | Accept Financial Statements and Statutory Reports for FY 2019 | Management | For | For |
| 4 | Ratify Auditors and Fix Their Remuneration for FY 2020 and FY 2021 | Management | For | For |
| 5 | Ratify Distributed Dividends of SAR 8 per Share for FY 2019 | Management | For | For |
| 6 | Approve Remuneration of Directors of SAR 2,650,000 for FY 2019 | Management | For | For |
| 7 | Approve Discharge of Directors for FY 2019 | Management | For | For |
| 8 | Approve Related Party Transactions Re: Kite Arabia Company | Management | For | For |
| 9 | Approve Related Party Transactions Re: Kite Arabia Company | Management | For | For |
| 10 | Approve Related Party Transactions Re: Jarir Commercial Investment Company | Management | For | For |
| 11 | Approve Related Party Transactions Re: Jarir Commercial Investment Company | Management | For | For |
| 12 | Approve Related Party Transactions Re: Amwaj Al Zahran Limited Company | Management | For | For |
| 13 | Approve Related Party Transactions Re: Future Markets Trading | Management | For | For |
| 14 | Approve Related Party Transactions Re: Jarir Real Estate Company | Management | For | For |
| 15 | Approve Related Party Transactions Re: Jarir Real Estate Company | Management | For | For |
| 16 | Approve Related Party Transactions Re: Ruben Al Arabia | Management | For | For |
| 17 | Approve Related Party Transactions Re: Reaov Tabuk Ltd | Management | For | For |
| 18 | Approve Related Party Transactions Re: Sehat Al Sharq Medical Limited Company | Management | For | For |
| 19 | Approve Related Party Transactions Re: Ruben Al Arabia | Management | For | For |
| 20 | Approve Interim Dividends Semi Annually or Quarterly for FY 2020 | Management | For | For |
| |
|---|
JIANGSU EXPRESSWAY COMPANY LIMITED
MEETING DATE: SEP 26, 2019 | TICKER: 177 SECURITY ID: Y4443L103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Subscription of Equity in Interests in Jiangsu Communication Holding Group Finance Co., Ltd. | Management | For | For |
| |
|---|
JIANGSU EXPRESSWAY COMPANY LIMITED
MEETING DATE: FEB 25, 2020 | TICKER: 177 SECURITY ID: Y4443L103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.01 | Approve Issue Size | Management | For | For |
| 1.02 | Approve Par Value and Issue Price | Management | For | For |
| 1.03 | Approve Issue Method | Management | For | For |
| 1.04 | Approve Maturity and Type of Bonds | Management | For | For |
| 1.05 | Approve Coupon Rate of Bonds | Management | For | For |
| 1.06 | Approve Repayment of Principal and Interest of the Bonds | Management | For | For |
| 1.07 | Approve Arrangements on Placement to Shareholders of the Company | Management | For | For |
| 1.08 | Approve Redemption or Repurchase Terms | Management | For | For |
| 1.09 | Approve Guarantee Terms | Management | For | For |
| 1.10 | Approve Use of Proceeds | Management | For | For |
| 1.11 | Approve Way of Underwriting | Management | For | For |
| 1.12 | Approve Trading and Exchange Markets | Management | For | For |
| 1.13 | Approve Protection Measures for Repayment | Management | For | For |
| 1.14 | Approve Validity Period of the Resolutions | Management | For | For |
| 1.15 | Approve Authorization in Relation to the Issue of Corporate Bonds | Management | For | For |
| |
|---|
JIANGSU EXPRESSWAY COMPANY LIMITED
MEETING DATE: APR 23, 2020 | TICKER: 177 SECURITY ID: Y4443L103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Loan Agreement Between the Company and Wufengshan Toll Bridge Company, Use of Proceeds Raised from Corporate Bonds and Authorize Sun Xibin to Deal with Related Matters Including Contract Signing and Approval of Fund Allocation | Management | For | Against |
| 2 | Approve Loan Agreement Between the Company and Changyi Company and Yichang Company, Use of Proceeds Raised from Corporate Bonds and Authorize Sun Xibin to Deal with Related Matters Including Contract Signing and Approval of Fund Allocation | Management | For | Against |
| 3 | Approve Merger by Absorption of Wholly-Owned Subsidiary | Management | For | For |
| 4 | Elect Cheng Xiaoguang as Director and Approve the Signing of a Service Contract between the Company and Cheng Xiaoguang | Management | For | For |
| |
|---|
JIANGSU EXPRESSWAY COMPANY LIMITED
MEETING DATE: JUN 23, 2020 | TICKER: 177 SECURITY ID: Y4443L103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2019 Work Report of the Board of Directors | Management | For | For |
| 2 | Approve 2019 Work Report of the Supervisory Committee | Management | For | For |
| 3 | Approve 2019 Financial Statements and Audit Report | Management | For | For |
| 4 | Approve 2019 Final Accounting Report | Management | For | For |
| 5 | Approve 2020 Financial Budget Report | Management | For | Against |
| 6 | Approve 2019 Final Profit Distribution Plan and Final Dividend | Management | For | For |
| 7 | Approve Deloitte Touche Tohmatsu Certified Public Accountants LLP as Auditors and Internal Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Registration and Issuance of UST Notes and Related Transactions | Management | For | For |
| 9 | Approve Registration and Issuance of MT Notes and Related Transactions | Management | For | For |
| 10 | Approve Use of Proceeds Raised from the MT Notes to be Issued by the Company to Provide Loan to Jiangsu Wufengshan Toll Bridge Company Limited and Related Transactions | Management | For | Against |
| 11 | Approve Use of Proceeds Raised from the MT Notes to be issued by the Company to Provide Loan to Jiangsu Yichang Company and Related Transactions | Management | For | Against |
| 12 | Approve Use of Proceeds Raised from MT Notes and UST Notes to be Issued by the Company to Provide Loans to Jiangsu Guangjing Xicheng Expressway Limited and Related Transactions | Management | For | Against |
| 13 | Amend Articles of Association | Management | For | For |
| 14 | Amend Rules and Procedures Regarding General Meetings of Shareholders | Management | For | For |
| 15 | Amend Rules and Procedures Regarding Meetings of Board of Directors | Management | For | For |
| 16 | Amend Rules and Procedures Regarding Meetings of Supervisory Committee | Management | For | For |
| |
|---|
JUMBO SA
MEETING DATE: NOV 06, 2019 | TICKER: BELA SECURITY ID: X4114P111
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Director Remuneration | Management | For | For |
| 4 | Approve Discharge of Board and Auditors | Management | For | For |
| 5 | Approve Remuneration Policy | Management | For | For |
| 6 | Elect Directors (Bundled) | Management | For | Against |
| 7 | Elect Members of Audit Committee | Management | For | For |
| 8 | Change Fiscal Year End | Management | For | For |
| 9 | Amend Company Articles | Management | For | For |
| 10 | Approve Auditors and Fix Their Remuneration | Management | For | For |
| |
|---|
JUMBO SA
MEETING DATE: JAN 21, 2020 | TICKER: BELA SECURITY ID: X4114P111
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Special Dividend | Management | For | For |
| |
|---|
JUMBO SA
MEETING DATE: MAY 27, 2020 | TICKER: BELA SECURITY ID: X4114P111
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Ratify Previously Approved Decision on Distribution of Special Dividend | Management | For | For |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4 | Approve Discharge of Board and Auditors | Management | For | For |
| 5 | Approve Remuneration of Certain Board Members | Management | For | For |
| 6 | Approve Auditors and Fix Their Remuneration | Management | For | For |
| 7 | Approve Remuneration Report | Management | For | For |
| |
|---|
JUMBO SA
MEETING DATE: JUN 25, 2020 | TICKER: BELA �� SECURITY ID: X4114P111
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Special Dividend | Management | For | For |
| |
|---|
KANGWON LAND, INC.
MEETING DATE: JAN 10, 2020 | TICKER: 035250 SECURITY ID: Y4581L105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Appoint Moon Tae-gohn as Temporary Chairman of the Board | Shareholder | Against | Against |
| 2 | Approve Remission of Directors' Liabilities | Shareholder | Against | Against |
| |
|---|
KANGWON LAND, INC.
MEETING DATE: MAR 30, 2020 | TICKER: 035250 SECURITY ID: Y4581L105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2 | Elect Kim Ju-il as a Member of Audit Committee | Management | For | For |
| 3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
KIA MOTORS CORP.
MEETING DATE: MAR 24, 2020 | TICKER: 000270 SECURITY ID: Y47601102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | For |
| 3.1 | Elect Ju Woo-jeong as Inside Director | Management | For | Against |
| 3.2 | Elect Kim Deok-joong as Outside Director | Management | For | Against |
| 3.3 | Elect Kim Dong-won as Outside Director | Management | For | For |
| 4 | Elect Kim Deok-joong as a Member of Audit Committee | Management | For | Against |
| 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
KIA MOTORS CORP.
MEETING DATE: JUN 10, 2020 | TICKER: 000270 SECURITY ID: Y47601102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Song Ho-seong as Inside Director | Management | For | Against |
| |
|---|
KMW, INC.
MEETING DATE: MAR 27, 2020 | TICKER: 032500 SECURITY ID: Y6137W105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.1 | Elect Choi Chang-won as Inside Director | Management | For | For |
| 2.2 | Elect Baek Seung-gon as Outside Director | Management | For | For |
| 3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| 4 | Authorize Board to Fix Remuneration of Internal Auditor(s) | Management | For | Against |
| |
|---|
KOTAK MAHINDRA BANK LTD.
MEETING DATE: JUL 22, 2019 | TICKER: 500247 SECURITY ID: Y4964H150
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reelect C. Jayaram as Director | Management | For | For |
| 3 | Approve Dividend on Equity Shares and Confirm Interim Dividend on Preference Shares | Management | For | For |
| 4 | Approve Walker Chandiok & Co LLP, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Elect Uday Shankar as Director | Management | For | For |
| 6 | Reelect Prakash Apte as Director | Management | For | For |
| 7 | Reelect Farida Khambata as Director | Management | For | For |
| 8 | Reelect K.V.S. Manian as Director | Management | For | For |
| 9 | Approve Appointment and Remuneration of K.V.S. Manian as Whole-Time Director of the Bank | Management | For | For |
| 10 | Elect Gaurang Shah as Director | Management | For | For |
| 11 | Approve Appointment and Remuneration of Gaurang Shah as Whole-Time Director of the Bank | Management | For | For |
| 12 | Approve Issuance of Non-Convertible Debentures on Private Placement Basis | Management | For | For |
| |
|---|
KOTAK MAHINDRA BANK LTD.
MEETING DATE: MAY 24, 2020 | TICKER: 500247 SECURITY ID: Y4964H150
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| |
|---|
KT&G CORP.
MEETING DATE: MAR 31, 2020 | TICKER: 033780 SECURITY ID: Y49904108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.1 | Elect Ko Yoon-seong as Outside Director | Management | For | For |
| 2.2 | Elect Kim Myeong-cheol as Outside Director | Management | For | For |
| 2.3 | Elect Hong Hyeon-jong as Outside Director | Management | For | For |
| 3.1 | Elect Ko Yoon-seong as a Member of Audit Committee | Management | For | For |
| 3.2 | Elect Kim Myeong-cheol as a Member of Audit Committee | Management | For | For |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
LG DISPLAY CO., LTD.
MEETING DATE: MAR 20, 2020 | TICKER: 034220 SECURITY ID: Y5255T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.1 | Elect Jeong Ho-young as Inside Director | Management | For | For |
| 2.2 | Elect Suh Dong-Hee as Inside Director | Management | For | For |
| 3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
LG UPLUS CORP.
MEETING DATE: MAR 20, 2020 | TICKER: 032640 SECURITY ID: Y5293P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | For |
| 3 | Elect Lee Jae-ho as Outside Director | Management | For | For |
| 4 | Elect Lee Jae-ho as a Member of Audit Committee | Management | For | For |
| 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| 6 | Approve Spin-Off Agreement | Management | For | For |
| |
|---|
LITE-ON TECHNOLOGY CORP.
MEETING DATE: OCT 25, 2019 | TICKER: 2301 SECURITY ID: Y5313K109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Spin off of Solid State Storage Business Unit to SOLID STATE STORAGE CORPORATION | Management | For | For |
| |
|---|
LITE-ON TECHNOLOGY CORP.
MEETING DATE: JUN 15, 2020 | TICKER: 2301 SECURITY ID: Y5313K109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements | Management | For | For |
| 2 | Approve Profit Distribution | Management | For | For |
| 3 | Amend Rules and Procedures for Election of Directors | Management | For | For |
| 4 | Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
| |
|---|
LOJAS RENNER SA
MEETING DATE: APR 29, 2020 | TICKER: LREN3 SECURITY ID: P6332C102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2019 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Fix Number of Directors at Eight | Management | For | For |
| 4 | Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | Management | None | Abstain |
| 5.1 | Elect Jose Gallo as Director | Management | For | For |
| 5.2 | Elect Osvaldo Burgos Schirmer as Independent Director | Management | For | For |
| 5.3 | Elect Carlos Fernando Couto de Oliveira Souto as Independent Director | Management | For | For |
| 5.4 | Elect Fabio de Barros Pinheiro as Independent Director | Management | For | For |
| 5.5 | Elect Thomas Bier Herrmann as Independent Director | Management | For | For |
| 5.6 | Elect Juliana Rozenbaum Munemori as Independent Director | Management | For | For |
| 5.7 | Elect Christiane Almeida Edington as Independent Director | Management | For | For |
| 5.8 | Elect Alexandre Vartuli Gouvea as Independent Director | Management | For | For |
| 6 | In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? | Management | None | For |
| 7.1 | Percentage of Votes to Be Assigned - Elect Jose Gallo as Director | Management | None | For |
| 7.2 | Percentage of Votes to Be Assigned - Elect Osvaldo Burgos Schirmer as Independent Director | Management | None | For |
| 7.3 | Percentage of Votes to Be Assigned - Elect Carlos Fernando Couto de Oliveira Souto as Independent Director | Management | None | For |
| 7.4 | Percentage of Votes to Be Assigned - Elect Fabio de Barros Pinheiro as Independent Director | Management | None | For |
| 7.5 | Percentage of Votes to Be Assigned - Elect Thomas Bier Herrmann as Independent Director | Management | None | For |
| 7.6 | Percentage of Votes to Be Assigned - Elect Juliana Rozenbaum Munemori as Independent Director | Management | None | For |
| 7.7 | Percentage of Votes to Be Assigned - Elect Christiane Almeida Edington as Independent Director | Management | None | For |
| 7.8 | Percentage of Votes to Be Assigned - Elect Alexandre Vartuli Gouvea as Independent Director | Management | None | For |
| 8 | As a Shareholder, Would You like to Request the Election of a Board Representative in Accordance with Article 17 of the Company's Bylaws? | Management | None | Abstain |
| 9 | Approve Remuneration of Company's Management | Management | For | For |
| 10 | Fix Number of Fiscal Council Members at Three | Management | For | For |
| 11.1 | Elect Joarez Jose Piccinini as Fiscal Council Member and Roberto Zeller Branchi as Alternate | Management | For | For |
| 11.2 | Elect Ricardo Zaffari Grechi as Fiscal Council Member and Roberto Frota Decourt as Alternate | Management | For | For |
| 11.3 | Elect Estela Maris Vieira de Souza as Fiscal Council Member and Isabel Cristina Bittencourt Santiago as Alternate | Management | For | For |
| 12 | Approve Remuneration of Fiscal Council Members | Management | For | For |
| |
|---|
LOTTE CHEMICAL CORP.
MEETING DATE: MAR 25, 2020 | TICKER: 011170 SECURITY ID: Y5336U100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | For |
| 3 | Elect One Inside Director, Five Outside Directors and One NI-NED (Bundled) | Management | For | Against |
| 4 | Elect Two Members of Audit Committee (Bundled) | Management | For | For |
| 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| 6 | Approve Terms of Retirement Pay | Management | For | For |
| |
|---|
MAKEMYTRIP LIMITED
MEETING DATE: SEP 30, 2019 | TICKER: MMYT SECURITY ID: V5633W109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Reelect Director Jane Jie Sun | Management | For | For |
| 4 | Reelect Director Cindy Xiaofan Wang | Management | For | For |
| 5 | Reelect Director Xing Xiong | Management | For | For |
| 6 | Reelect Director Xiangrong Li | Management | For | For |
| |
|---|
MALAYAN BANKING BERHAD
MEETING DATE: JUN 26, 2020 | TICKER: 1155 SECURITY ID: Y54671105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Mohaiyani Shamsudin as Director | Management | For | For |
| 2 | Elect Hasnita Dato' Hashim as Director | Management | For | For |
| 3 | Elect Anthony Brent Elam as Director | Management | For | For |
| 4 | Elect Idris Kechot as Director | Management | For | For |
| 5 | Elect Zulkiflee Abbas Abdul Hamid as Director | Management | For | For |
| 6 | Approve Directors' Fees | Management | For | For |
| 7 | Approve Directors' Benefits | Management | For | For |
| 8 | Approve Ernst & Young PLT as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 10 | Approve Issuance of New Ordinary Shares Under the Dividend Reinvestment Plan | Management | For | For |
| |
|---|
MANILA ELECTRIC COMPANY
MEETING DATE: MAY 26, 2020 | TICKER: MER SECURITY ID: Y5764J148
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Minutes of the Annual Meeting of Stockholders Held on May 28, 2019 | Management | For | For |
| 2 | Approve 2019 Audited Consolidated Financial Statements | Management | For | For |
| 3 | Ratify the Acts of the Board and Management | Management | For | For |
| 4.1 | Elect Anabelle L. Chua as Director | Management | For | Against |
| 4.2 | Elect Ray C. Espinosa as Director | Management | For | For |
| 4.3 | Elect James L. Go as Director | Management | For | Against |
| 4.4 | Elect Frederick D. Go as Director | Management | For | Against |
| 4.5 | Elect Lance Y. Gokongwei as Director | Management | For | Against |
| 4.6 | Elect Elpidio L. Ibanez as Director | Management | For | Against |
| 4.7 | Elect Jose Ma. K. Lim as Director | Management | For | Against |
| 4.8 | Elect Artemio V. Panganiban as Director | Management | For | For |
| 4.9 | Elect Manuel V. Pangilinan as Director | Management | For | Against |
| 4.10 | Elect Pedro E. Roxas as Director | Management | For | For |
| 4.11 | Elect Victorico P. Vargas as Director | Management | For | Against |
| 5 | Appoint External Auditors | Management | For | For |
| |
|---|
MEDY-TOX, INC.
MEETING DATE: MAR 27, 2020 | TICKER: 086900 SECURITY ID: Y59079106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2 | Approve Stock Option Grants | Management | For | For |
| 3.1 | Elect Jeong Hyeon-ho as Inside Director | Management | For | For |
| 3.2 | Elect Ju Hui-seok as Inside Director | Management | For | For |
| 3.3 | Elect Yoo Dong-hyeon as Outside Director | Management | For | For |
| 4 | Appoint Cheon Young-ik as Internal Auditor | Management | For | For |
| 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| 6 | Authorize Board to Fix Remuneration of Internal Auditor(s) | Management | For | For |
| |
|---|
MEGACABLE HOLDINGS SAB DE CV
MEETING DATE: APR 23, 2020 | TICKER: MEGACPO SECURITY ID: P652AE117
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve CEO's Report | Management | For | For |
| 2 | Receive Directors' Opinions on CEO's Report | Management | For | For |
| 3 | Approve Board of Directors' Report | Management | For | For |
| 4 | Approve Reports of Corporate Practices and Audit Committees Chairmen | Management | For | For |
| 5 | Approve Allocation of Income | Management | For | For |
| 6 | Approve Repurchase Transactions of CPOs | Management | For | For |
| 7 | Set Maximum Amount of Share Repurchase Reserve | Management | For | For |
| 8 | Elect or Ratify Directors, Secretary and their Respective Alternates | Management | For | Against |
| 9 | Classification of Principal and Alternate Board Members' Independence | Management | For | Against |
| 10 | Elect or Ratify Chairman of Audit Committee and Corporate Practices Committee | Management | For | Against |
| 11 | Approve Remuneration of Directors, Secretary, and Members of Audit and Corporate Practices Committees | Management | For | For |
| 12 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
MERITZ FIRE & MARINE INSURANCE CO., LTD.
MEETING DATE: MAR 13, 2020 | TICKER: 000060 SECURITY ID: Y5945N109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2 | Elect Kim Dong-seok as Outside Director | Management | For | For |
| 3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
MEXICHEM SAB DE CV
MEETING DATE: AUG 26, 2019 | TICKER: MEXCHEM SECURITY ID: P57908132
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Change Company Name and Amend Article 1 | Management | For | For |
| 2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
MEXICHEM SAB DE CV
MEETING DATE: DEC 02, 2019 | TICKER: ORBIA SECURITY ID: P7S81Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Cash Dividends of up to USD 180 Million | Management | For | For |
| 2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
MINDTREE LIMITED
MEETING DATE: JUL 16, 2019 | TICKER: 532819 SECURITY ID: Y60362103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Confirm First Interim Dividend, Second Interim Dividend and Third Interim Dividend | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Approve Special Dividend | Management | For | For |
| 5 | Approve Retirement of Subroto Bagchi | Management | For | For |
| 6 | Elect Jayant Damodar Patil as Director | Management | For | For |
| 7 | Elect Sekharipuram Narayanan Subrahmanyan as Director | Management | For | For |
| 8 | Elect Ramamurthi Shankar Raman as Director | Management | For | For |
| 9 | Elect Prasanna Rangacharya Mysore as Director | Management | For | For |
| 10 | Elect Deepa Gopalan Wadhwa as Director | Management | For | For |
| |
|---|
MINDTREE LIMITED
MEETING DATE: SEP 23, 2019 | TICKER: 532819 SECURITY ID: Y60362103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Debashis Chatterjee as Director and Approve His Appointment and Remuneration as CEO and Managing Director | Management | For | For |
| 2 | Elect Anilkumar Manibhai Naik as Non-Executive Chairman | Management | For | For |
| |
|---|
MMC NORILSK NICKEL PJSC
MEETING DATE: SEP 26, 2019 | TICKER: GMKN SECURITY ID: X5424N118
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Interim Dividends of RUB 883.93 per Share for First Half Year of Fiscal 2019 | Management | For | For |
| |
|---|
MMC NORILSK NICKEL PJSC
MEETING DATE: DEC 16, 2019 | TICKER: GMKN SECURITY ID: X5424N118
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Interim Dividends of RUB 604.09 per Share for First Nine Months of Fiscal 2019 | Management | For | For |
| |
|---|
MMC NORILSK NICKEL PJSC
MEETING DATE: MAY 13, 2020 | TICKER: GMKN SECURITY ID: X5424N118
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Annual Report | Management | For | For |
| 2 | Approve Financial Statements | Management | For | For |
| 3 | Approve Consolidated Financial Statements | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of RUB 557.20 per Share | Management | For | For |
| 5.1 | Elect Nikolai Abramov as Director | Management | None | For |
| 5.2 | Elect Sergei Barbashev as Director | Management | None | Against |
| 5.3 | Elect Sergei Batekhin as Director | Management | None | Against |
| 5.4 | Elect Aleksei Bashkirov as Director | Management | None | Against |
| 5.5 | Elect Sergei Bratukhin as Director | Management | None | Against |
| 5.6 | Elect Sergei Volk as Director | Management | None | For |
| 5.7 | Elect Marianna Zakharova as Director | Management | None | Against |
| 5.8 | Elect Roger Munnings as Director | Management | None | For |
| 5.9 | Elect Gareth Penny as Director | Management | None | Against |
| 5.10 | Elect Maksim Poletaev as Director | Management | None | Against |
| 5.11 | Elect Viacheslav Solomin as Director | Management | None | Against |
| 5.12 | Elect Evgenii Shvarts as Director | Management | None | For |
| 5.13 | Elect Robert Edwards as Director | Management | None | Against |
| 6.1 | Elect Aleksei Dzybalov as Member of Audit Commission | Management | For | For |
| 6.2 | Elect Anna Masalova as Member of Audit Commission | Management | For | For |
| 6.3 | Elect Georgii Svanidze as Members of Audit Commission | Management | For | For |
| 6.4 | Elect Vladimir Shilkov as Member of Audit Commission | Management | For | For |
| 6.5 | Elect Elena Ianevich as Member of Audit Commission | Management | For | For |
| 7 | Ratify KPMG as RAS Auditor | Management | For | For |
| 8 | Ratify KPMG as IFRS Auditor | Management | For | For |
| 9 | Approve Remuneration of Directors | Management | For | Against |
| 10 | Approve Remuneration of Members of Audit Commission | Management | For | For |
| 11 | Approve Related-Party Transactions Re: Indemnification Agreements with Directors and Executives | Management | For | For |
| 12 | Approve Related-Party Transaction Re: Liability Insurance for Directors and Executives | Management | For | For |
| |
|---|
MOTUS HOLDINGS LTD. (SOUTH AFRICA)
MEETING DATE: NOV 12, 2019 | TICKER: MTH SECURITY ID: S5252J102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2019 | Management | For | For |
| 2 | Appoint Deloitte & Touche as Auditors of the Company with M Bierman as the Designated Partner | Management | For | For |
| 3.1 | Elect Saleh Mayet as Member of the Audit and Risk Committee | Management | For | For |
| 3.2 | Elect Keneilwe Moloko as Member of the Audit and Risk Committee | Management | For | For |
| 3.3 | Elect Johnson Njeke as Member of the Audit and Risk Committee | Management | For | For |
| 4.1 | Elect Kerry Cassel as Director | Management | For | For |
| 4.2 | Elect Saleh Mayet as Director | Management | For | For |
| 4.3 | Elect Keneilwe Moloko as Director | Management | For | For |
| 4.4 | Elect Johnson Njeke as Director | Management | For | For |
| 5.1 | Elect Osman Arbee as Director | Management | For | For |
| 5.2 | Elect Ockert Janse van Rensburg as Director | Management | For | For |
| 6 | Approve Remuneration Policy | Management | For | For |
| 7 | Approve Remuneration Implementation Report | Management | For | For |
| 8 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| 9 | Authorise Board to Issue Shares for Cash | Management | For | For |
| 10.1 | Approve Fees of the Chairman | Management | For | For |
| 10.2 | Approve Fees of the Deputy Chairman and Lead Independent Director | Management | For | For |
| 10.3 | Approve Fees of the Board Member | Management | For | For |
| 10.4 | Approve Fees of the Assets and Liabilities Committee Chairman | Management | For | For |
| 10.5 | Approve Fees of the Assets and Liabilities Committee Member | Management | For | For |
| 10.6 | Approve Fees of the Audit and Risk Committee Chairman | Management | For | For |
| 10.7 | Approve Fees of the Audit and Risk Committee | Management | For | For |
| 10.8 | Approve Fees of the Divisional Board Member | Management | For | For |
| 10.9 | Approve Fees of the Divisional Finance and Risk Committee Member | Management | For | For |
| 10.10 | Approve Fees of the Remuneration Committee Chairman | Management | For | For |
| 10.11 | Approve Fees of the Remuneration Committee Member | Management | For | For |
| 10.12 | Approve Fees of the Nominations Committee Chairman | Management | For | For |
| 10.13 | Approve Fees of the Nominations Committee Member | Management | For | For |
| 10.14 | Approve Fees of the Social, Ethics and Sustainability Committee Chairman | Management | For | For |
| 10.15 | Approve Fees of the Social, Ethics and Sustainability Committee Member | Management | For | For |
| 11 | Authorise Repurchase of Issued Share Capital | Management | For | For |
| 12 | Approve Financial Assistance in Terms of Section 44 of the Companies Act | Management | For | For |
| 13 | Approve Financial Assistance in Terms of Section 45 of the Companies Act | Management | For | For |
| |
|---|
MPHASIS LIMITED
MEETING DATE: JUL 25, 2019 | TICKER: 526299 SECURITY ID: Y6144V108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Reelect Amit Dixit as Director | Management | For | For |
| 4 | Reelect Paul James Upchurch as Director | Management | For | For |
| 5 | Elect Marshall Jan Lux as Director | Management | For | For |
| 6 | Reelect Davinder Singh Brar as Director | Management | For | For |
| |
|---|
MUTHOOT FINANCE LIMITED
MEETING DATE: SEP 28, 2019 | TICKER: 533398 SECURITY ID: Y6190C103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reelect M G George Muthoot as Director | Management | For | For |
| 3 | Reelect George Jacob Muthoot as Director | Management | For | For |
| 4 | Approve Reappointment and Remuneration of George Alexander Muthoot as Managing Director | Management | For | For |
| 5 | Approve Reappointment and Remuneration of M G George Muthoot as Whole-time Director | Management | For | For |
| 6 | Approve Reappointment and Remuneration of George Jacob Muthoot as Whole-time Director | Management | For | For |
| 7 | Approve Appointment and Remuneration of George Thomas Muthoot as Whole-time Director | Management | For | For |
| 8 | Elect Ravindra Pisharody as Director | Management | For | For |
| 9 | Elect Vadakkakara Antony George as Director | Management | For | For |
| 10 | Elect Pratip Chaudhuri as Director | Management | For | For |
| 11 | Approve Payment of Remuneration to Non-Executive Directors | Management | For | For |
| |
|---|
NANYA TECHNOLOGY CORP.
MEETING DATE: MAY 28, 2020 | TICKER: 2408 SECURITY ID: Y62066108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Profit Distribution | Management | For | For |
| 3 | Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
| 4 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
| |
|---|
NCSOFT CORP.
MEETING DATE: MAR 25, 2020 | TICKER: 036570 SECURITY ID: Y6258Y104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.1 | Elect Jo Gook-hyeon as Outside Director | Management | For | For |
| 2.2 | Elect Choi Young-ju as Outside Director | Management | For | For |
| 3 | Elect Jo Gook-hyeon as a Member of Audit Committee | Management | For | For |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
NESTLE (MALAYSIA) BERHAD
MEETING DATE: APR 30, 2020 | TICKER: 4707 SECURITY ID: Y6269X103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Mohd. Rafik Bin Shah Mohamad as Director | Management | For | For |
| 2 | Approve Ernst & Young PLT as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Interim Dividend | Management | None | None |
| 4 | Approve Directors' Fees | Management | For | For |
| 5 | Approve Directors' Benefits | Management | For | For |
| 6 | Approve Mohd. Rafik Bin Shah Mohamad to Continue Office as Independent Director | Management | For | For |
| 7 | Approve Shareholders' Mandate for Recurrent Related Party Transactions | Management | For | For |
| |
|---|
NESTLE INDIA LTD.
MEETING DATE:�� JUL 02, 2019 | TICKER: 500790 SECURITY ID: Y6268T111
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reappointment and Remuneration of Shobinder Duggal as Whole Time Director, Designated as Executive Director-Finance & Control and Chief Financial Officer | Management | For | For |
| |
|---|
NESTLE INDIA LTD.
MEETING DATE: JUN 19, 2020 | TICKER: 500790 SECURITY ID: Y6268T111
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Confirm Three Interim Dividends, Special Interim Dividend and Declare Final Dividend | Management | For | For |
| 3 | Reelect Martin Roemkens as Director | Management | For | For |
| 4 | Approve Remuneration of Cost Auditors | Management | For | For |
| 5 | Approve Reappointment and Remuneration of Suresh Narayanan as Managing Director | Management | For | For |
| 6 | Elect David Steven McDaniel as Director and Approve Appointment and Remuneration of David Steven McDaniel as Whole-time Director Designated as Executive Director-Finance & Control and Chief Financial Officer | Management | For | For |
| 7 | Elect Ramesh Prathivadibhayankara Rajagopalan as Director | Management | For | For |
| |
|---|
NETEASE, INC.
MEETING DATE: SEP 13, 2019 | TICKER: NTES SECURITY ID: 64110W102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect William Lei Ding as Director | Management | For | For |
| 1b | Elect Alice Cheng as Director | Management | For | For |
| 1c | Elect Denny Lee as Director | Management | For | For |
| 1d | Elect Joseph Tong as Director | Management | For | For |
| 1e | Elect Lun Feng as Director | Management | For | For |
| 1f | Elect Michael Leung as Director | Management | For | For |
| 1g | Elect Michael Tong as Director | Management | For | For |
| 2 | Approve Appointment of PricewaterhouseCoopers Zhong Tian LLP as Auditor | Management | For | For |
| |
|---|
NEW CHINA LIFE INSURANCE COMPANY LTD.
MEETING DATE: JUN 23, 2020 | TICKER: 1336 SECURITY ID: Y625A4115
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2019 Report of the Board | Management | For | For |
| 2 | Approve 2019 Report of the Board of Supervisors | Management | For | For |
| 3 | Approve 2019 Annual Report and Its Summary | Management | For | For |
| 4 | Approve 2019 Annual Financial Report | Management | For | For |
| 5 | Approve 2019 Profit Distribution Plan | Management | For | For |
| 6 | Approve 2019 Report of Performance of the Directors | Management | For | For |
| 7 | Approve 2019 Report of Performance of the Independent Non-executive Directors | Management | For | For |
| 8 | Approve Ernst & Young Hua Ming LLP as Domestic Auditor and Ernst & Young as International Auditor | Management | For | For |
| 9 | Approve the Proposal on Amendment to the Administrative Measures on Related Party Transactions | Management | For | For |
| 10 | Approve the Proposal on Amendment to the Plan on Authorization to the Board Granted by the General Meeting | Management | For | For |
| 11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 12 | Amend Articles of Association Regarding Party Committee | Management | For | Against |
| 13 | Amend Rules and Procedures Regarding General Meetings of Shareholders | Management | For | For |
| 14 | Amend Rules of Procedures of the Board of Directors Regarding Party Committee | Management | For | Against |
| 15 | Amend Rules and Procedures Regarding Meetings of Supervisors | Management | For | For |
| |
|---|
NMDC LIMITED
MEETING DATE: AUG 30, 2019 | TICKER: 526371 SECURITY ID: Y6223W100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Payment of Interim Dividend | Management | For | For |
| 3 | Reelect Sandeep Tula as Director | Management | For | Against |
| 4 | Reelect Saraswati Prasad as Director | Management | For | Against |
| 5 | Reelect Baijendra Kumar Nair as Director | Management | For | For |
| 6 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 7 | Elect Arun Kumar Srivastava as Director | Management | For | For |
| 8 | Elect Bhagwati Mahesh Baldewa as Director | Management | For | For |
| 9 | Elect Pradip Bhargava as Director | Management | For | For |
| 10 | Elect Syamal Kumar Sarkar as Director | Management | For | For |
| 11 | Elect Shyam Murari Nigam as Director | Management | For | For |
| 12 | Elect Amitava Mukherjee as Director | Management | For | Against |
| 13 | Elect Alok Kumar Mehta as Director | Management | For | Against |
| 14 | Approve Remuneration of Cost Auditors | Management | For | For |
| |
|---|
NMDC LIMITED
MEETING DATE: DEC 03, 2019 | TICKER: 526371 SECURITY ID: Y6223W100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles of Association to Reflect of Borrowing Power | Management | For | For |
| 2 | Approve Issuance of Non-Convertible Debentures on Private Placement Basis | Management | For | For |
| 3 | Approve Creation of Charges, Mortgages, Hypothecation on Assets in Connection with Borrowing | Management | For | For |
| |
|---|
NOVATEK JSC
MEETING DATE: SEP 30, 2019 | TICKER: NVTK SECURITY ID: X5880H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Interim Dividends of RUB 14.23 per Share for First Half Year of Fiscal 2019 | Management | For | For |
| 2 | Amend Charter | Management | For | For |
| |
|---|
NOVATEK JSC
MEETING DATE: APR 24, 2020 | TICKER: NVTK SECURITY ID: X5880H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Approve Annual Report and Financial Statements | Management | For | For |
| 1.2 | Approve Dividends of RUB 18.10 per Share | Management | For | For |
| 2.1 | Elect Andrei Akimov as Director | Management | None | Against |
| 2.2 | Elect Arnaud Le Foll as Director | Management | None | Against |
| 2.3 | Elect Michael Borrell as Director | Management | None | Against |
| 2.4 | Elect Robert Castaigne as Director | Management | None | For |
| 2.5 | Elect Tatiana Mitrova as Director | Management | None | For |
| 2.6 | Elect Leonid Mikhelson as Director | Management | None | Against |
| 2.7 | Elect Aleksandr Natalenko as Director | Management | None | Against |
| 2.8 | Elect Viktor Orlov as Director | Management | None | For |
| 2.9 | Elect Gennadii Timchenko as Director | Management | None | Against |
| 3.1 | Elect Olga Beliaeva as Member of Audit Commission | Management | For | For |
| 3.2 | Elect Anna Merzliakova as Member of Audit Commission | Management | For | For |
| 3.3 | Elect Igor Riaskov as Member of Audit Commission | Management | For | For |
| 3.4 | Elect Nikolai Shulikin as Member of Audit Commission | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers as Auditor | Management | For | For |
| 5 | Approve Remuneration of Directors | Management | For | For |
| 6 | Approve Remuneration of Members of Audit Commission | Management | For | For |
| |
|---|
NOVATEK MICROELECTRONICS CORP.
MEETING DATE: JUN 09, 2020 | TICKER: 3034 SECURITY ID: Y64153102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Profit Distribution | Management | For | For |
| 3 | Approve Cash Distribution from Capital Reserve | Management | For | For |
| 4 | Amend Procedures for Endorsement and Guarantees | Management | For | For |
| 5 | Amend Procedures for Lending Funds to Other Parties | Management | For | For |
| |
|---|
OIL & NATURAL GAS CORPORATION LIMITED
MEETING DATE: AUG 30, 2019 | TICKER: 500312 SECURITY ID: Y64606133
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Reelect Subhash Kumar as Director | Management | For | For |
| 4 | Reelect Rajesh Shyamsunder Kakkar as Director | Management | For | Against |
| 5 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Elect Navin Chandra Pandey as Director | Management | For | For |
| 7 | Elect Alka Mittal as Director | Management | For | For |
| 8 | Elect Amar Nath as Director | Management | For | Against |
| 9 | Reelect Ajai Malhotra as Director | Management | For | For |
| 10 | Reelect Shireesh Balawant Kedare as Director | Management | For | For |
| 11 | Reelect K M Padmanabhan as Director | Management | For | For |
| 12 | Elect Amitava Bhattacharyya as Director | Management | For | For |
| 13 | Approve Remuneration of Cost Auditors | Management | For | For |
| 14 | Approve Related Party Transaction with ONGC Petro Additions Limited | Management | For | Against |
| 15 | Elect Rajesh Kumar Srivastava as Director | Management | For | For |
| |
|---|
OIL CO. LUKOIL PJSC
MEETING DATE: DEC 03, 2019 | TICKER: LKOH SECURITY ID: X6983S100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Interim Dividends of RUB 192 per Share for First Nine Months of Fiscal 2019 | Management | For | For |
| 2 | Approve Remuneration of Directors | Management | For | For |
| 3 | Approve Remuneration of Members of Audit Commission | Management | For | For |
| 4 | Approve Charter in New Edition | Management | For | For |
| 5 | Approve Early Termination of Powers of Audit Commission | Management | For | For |
| 6 | Amend Regulations on General Meetings | Management | For | For |
| 7 | Amend Regulations on Board of Directors | Management | For | For |
| 8 | Amend Regulations on Management | Management | For | For |
| 9 | Cancel Regulations on Audit Commission | Management | For | For |
| 10 | Approve Reduction in Share Capital through Share Repurchase Program and Subsequent Share Cancellation | Management | For | For |
| |
|---|
OIL CO. LUKOIL PJSC
MEETING DATE: JUN 23, 2020 | TICKER: LKOH SECURITY ID: X6983S100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Annual Report, Financial Statements, and Allocation of Income, Including Dividends of RUB 350 per Ordinary Share | Management | For | For |
| 2.1 | Elect Vagit Alekperov as Director | Management | None | Against |
| 2.2 | Elect Viktor Blazheev as Director | Management | None | Against |
| 2.3 | Elect Toby Gati as Director | Management | None | For |
| 2.4 | Elect Ravil Maganov as Director | Management | None | Against |
| 2.5 | Elect Roger Munnings as Director | Management | None | For |
| 2.6 | Elect Nikolai Nikolaev as Director | Management | None | Against |
| 2.7 | Elect Pavel Teplukhin as Director | Management | None | For |
| 2.8 | Elect Leonid Fedun as Director | Management | None | Against |
| 2.9 | Elect Liubov Khoba as Director | Management | None | Against |
| 2.10 | Elect Sergei Shatalov as Director | Management | None | For |
| 2.11 | Elect Wolfgang Schuessel as Director | Management | None | For |
| 3.1 | Approve Remuneration of Directors | Management | For | For |
| 3.2 | Approve Remuneration of New Directors | Management | For | For |
| 4 | Ratify KPMG as Auditor | Management | For | For |
| 5 | Approve Related-Party Transaction with Ingosstrakh Re: Liability Insurance for Directors and Executives | Management | For | For |
| |
|---|
ORBIA ADVANCE CORPORATION SAB DE CV
MEETING DATE: APR 28, 2020 | TICKER: ORBIA SECURITY ID: P7S81Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept CEO's Report and Board's Report on Operations and Results | Management | For | For |
| 1.2 | Accept Individual and Consolidated Financial Statements | Management | For | For |
| 1.3 | Accept Report on Compliance of Fiscal Obligations | Management | For | For |
| 2 | Accept Report of Audit Committee | Management | For | For |
| 3 | Accept Report of Corporate Practices Committee | Management | For | For |
| 4.1 | Approve Individual and Consolidated Net Profit after Minority Interest in the Amount of USD 206.73 Million | Management | For | For |
| 4.2 | Approve Allocation of Individual and or Consolidated Profits and or Losses Referred to in Previous Item to the Accumulated Net Income Account | Management | For | For |
| 5.1 | Ratify Antonio Del Valle Ruiz as Honorary and Lifetime Board Chairman | Management | For | For |
| 5.2a | Elect or Ratify Juan Pablo Del Valle Perochena as Board Member | Management | For | For |
| 5.2b | Elect or Ratify Adolfo Del Valle Ruiz as Board Member | Management | For | For |
| 5.2c | Elect or Ratify Ignacio Del Valle Ruiz as Board Member | Management | For | Against |
| 5.2d | Elect or Ratify Antonio Del Valle Perochena as Board Member | Management | For | For |
| 5.2e | Elect or Ratify Maria Guadalupe Del Valle Perochena as Board Member | Management | For | For |
| 5.2f | Elect or Ratify Jaime Ruiz Sacristan as Board Member | Management | For | For |
| 5.2g | Elect or Ratify Fernando Ruiz Sahagun as Board Member | Management | For | For |
| 5.2h | Elect or Ratify Eugenio Santiago Clariond Reyes as Board Member | Management | For | For |
| 5.2i | Elect or Ratify Eduardo Tricio Haro as Board Member | Management | For | For |
| 5.2j | Elect or Ratify Guillermo Ortiz Martinez as Board Member | Management | For | For |
| 5.2k | Elect or Ratify Divo Milan Haddad as Board Member | Management | For | For |
| 5.2l | Elect or Ratify Alma Rosa Moreno Razo as Board Member | Management | For | For |
| 5.2m | Elect or Ratify Maria Teresa Altagracia Arnal Machado as Board Member | Management | For | For |
| 5.2n | Elect or Ratify Jack Goldstein as Board Member | Management | For | For |
| 5.2o | Elect or Ratify Anil Menon as Board Member | Management | For | For |
| 5.3a | Elect or Ratify Juan Pablo Del Valle Perochena as Chairman of Board of Directors | Management | For | For |
| 5.3b | Elect or Ratify Juan Pablo Del Rio Benitez as Secretary (Non-Member) of Board | Management | For | For |
| 5.3c | Elect or Ratify Sheldon Hirt as Alternate Secretary (Non-Member) of Board | Management | For | For |
| 5.4a | Elect or Ratify Fernando Ruiz Sahagun as Chairman of Audit Committee | Management | For | For |
| 5.4b | Elect or Ratify Eugenio Santiago Clariond Reyes as Chairman of Corporate Practices Committee | Management | For | For |
| 6 | Approve Remuneration of Chairman of Board, Audit Committee and Corporate Practices Committee; Approve Remuneration of Members of Board and Members of Audit Committee and Corporate Practices Committee | Management | For | Against |
| 7.1 | Approve Cancellation of Balance of Amount Approved to be Used for Acquisition of Company's Shares | Management | For | For |
| 7.2 | Set Aggregate Nominal Amount of Share Repurchase Reserve at USD 400 Million | Management | For | For |
| 8 | Accept Report on Adoption or Modification of Policies in Share Repurchases of Company | Management | For | For |
| 9 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
PEARLABYSS CORP.
MEETING DATE: MAR 27, 2020 | TICKER: 263750 SECURITY ID: Y6803R109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2 | Elect Han Jeong-hyeon as Outside Director | Management | For | Against |
| 3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| 4 | Authorize Board to Fix Remuneration of Internal Auditor(s) | Management | For | For |
| |
|---|
PEOPLE'S INSURANCE CO. (GROUP) OF CHINA LIMITED
MEETING DATE: JUN 23, 2020 | TICKER: 1339 SECURITY ID: Y6800A109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2019 Report of the Board of Directors | Management | For | For |
| 2 | Approve 2019 Report of the Board of Supervisors | Management | For | For |
| 3 | Approve 2019 Final Financial Accounts | Management | For | For |
| 4 | Approve 2019 Profit Distribution Plan | Management | For | For |
| 5 | Approve 2020 Fixed Asset Investment Budget | Management | For | For |
| 6 | Approve Engagement of Auditor for Financial Statements and Internal Control for the Year 2020 | Management | For | For |
| 7 | Approve Engagement of Auditor for Financial Statements and Internal Control for the Year 2021 | Management | For | For |
| 8 | Approve 2019 Work Report of the Independent Directors and Appraisal of Performance | Management | For | For |
| 9 | Amend Rules and Procedures Regarding Meetings of Board of Directors | Management | For | For |
| 10 | Elect Wang Tingke as Director | Management | For | For |
| 1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| |
|---|
PETRONAS CHEMICALS GROUP BERHAD
MEETING DATE: JUN 16, 2020 | TICKER: 5183 SECURITY ID: Y6811G103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Md Arif Mahmood as Director | Management | For | For |
| 2 | Elect Toh Ah Wah as Director | Management | For | For |
| 3 | Elect Yeoh Siew Ming as Director | Management | For | For |
| 4 | Elect Noor Ilias Mohd Idris as Director | Management | For | For |
| 5 | Approve Directors' Fees and Allowances | Management | For | For |
| 6 | Approve KPMG PLT as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
PETRONAS GAS BERHAD
MEETING DATE: JUN 25, 2020 | TICKER: 6033 SECURITY ID: Y6885J116
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Ab. Halim Mohyiddin as Director | Management | For | For |
| 2 | Elect Emeliana Dallan Rice-Oxley as Director | Management | For | For |
| 3 | Elect Adif Zulkifli as Director | Management | For | For |
| 4 | Elect Marina Md Taib as Director | Management | For | For |
| 5 | Approve Directors' Fees and Allowances | Management | For | For |
| 6 | Approve KPMG PLT as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
PETRONET LNG LIMITED
MEETING DATE: AUG 27, 2019 | TICKER: 532522 SECURITY ID: Y68259103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Reelect M.M. Kutty as Director | Management | For | For |
| 4 | Reelect Shashi Shanker as Director | Management | For | Against |
| 5 | Elect D. Rajkumar as Director | Management | For | For |
| 6 | Elect B.C. Tripathi as Director | Management | None | None |
| 7 | Elect Sanjiv Singh as Director | Management | For | For |
| 8 | Elect Sunil Kumar Srivastava as Director | Management | For | For |
| 9 | Elect Siddhartha Shekhar Singh as Director | Management | For | For |
| 10 | Elect Arun Kumar as Director | Management | For | For |
| 11 | Approve Remuneration of Cost Auditors | Management | For | For |
| 12 | Approve Related Party Transactions | Management | For | Against |
| 13 | Approve Related Party Transactions in Relation to Transfer of Various Commercial Agreements for Supply of Goods and Services along with Rights and Obligations with Bharat Petroleum Corporation Limited to Bharat Gas Resources Limited | Management | For | Against |
| 14 | Amend Memorandum of Association | Management | For | Against |
| 15 | Amend Articles of Association | Management | For | Against |
| |
|---|
PICC PROPERTY & CASUALTY CO. LTD.
MEETING DATE: JUN 23, 2020 | TICKER: 2328 SECURITY ID: Y6975Z103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Jiang Caishi as Director | Management | For | For |
| 2 | Elect Zhang Xiaoli as Supervisor | Management | For | For |
| 3 | Approve 2019 Report of the Board of Directors | Management | For | For |
| 4 | Approve 2019 Report of the Supervisory Committee | Management | For | For |
| 5 | Approve 2019 Audited Financial Statements and Auditor's Report | Management | For | For |
| 6 | Approve 2019 Profit Distribution Plan | Management | For | For |
| 7 | Approve 2020 Directors' Fees | Management | For | For |
| 8 | Approve 2020 Supervisors' Fees | Management | For | For |
| 9 | Approve Deloitte Touche Tohmatsu as International Auditor and Deloitte Touche Tohmatsu Certified Public Accountants LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 10 | Approve 2019 Performance Report and Performance Evaluation Results of Independent Directors | Management | For | For |
| 11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares and Authorize Board to Increase the Registered Capital and Amend Articles of Association to Reflect New Capital Structure | Management | For | Against |
| |
|---|
PIDILITE INDUSTRIES LIMITED
MEETING DATE: AUG 06, 2019 | TICKER: 500331 SECURITY ID: Y6977T139
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend | Management | For | For |
| 3 | Reelect A N Parekh as Director | Management | For | For |
| 4 | Reelect N K Parekh as Director | Management | For | For |
| 5 | Reelect B S Mehta as Director | Management | For | For |
| 6 | Reelect Uday Khanna as Director | Management | For | For |
| 7 | Reelect Meera Shankar as Director | Management | For | For |
| 8 | Approve Remuneration of Cost Auditors | Management | For | For |
| |
|---|
PING AN INSURANCE (GROUP) CO. OF CHINA LTD.
MEETING DATE: DEC 10, 2019 | TICKER: 2318 SECURITY ID: Y69790106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.01 | Elect Xie Yonglin as Director | Management | For | For |
| 1.02 | Elect Tan Sin Yin as Director | Management | For | For |
| 2 | Amend Articles of Association | Management | For | For |
| |
|---|
PING AN INSURANCE (GROUP) COMPANY OF CHINA, LTD.
MEETING DATE: APR 09, 2020 | TICKER: 2318 SECURITY ID: Y69790106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2019 Report of the Board of Directors | Management | For | For |
| 2 | Approve 2019 Report of the Supervisory Committee | Management | For | For |
| 3 | Approve 2019 Annual Report and Its Summary | Management | For | For |
| 4 | Approve 2019 Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve 2019 Profit Distribution Plan and Distribution of Final Dividends | Management | For | For |
| 6 | Approve PricewaterhouseCoopers Zhong Tian LLP as PRC Auditor and PricewaterhouseCoopers as International Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Approve 2019 Performance Evaluation of Independent Non-Executive Directors | Management | For | For |
| 8 | Approve Issuance of Debt Financing Instruments | Management | For | For |
| 9 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares | Management | For | Against |
| 10 | Amend Articles of Association | Management | For | For |
| 11 | Elect Lu Min as Director | Shareholder | For | For |
| |
|---|
POLYMETAL INTERNATIONAL PLC
MEETING DATE: APR 27, 2020 | TICKER: POLY SECURITY ID: G7179S101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Elect Italia Boninelli as Director | Management | For | For |
| 6 | Elect Victor Flores as Director | Management | For | For |
| 7 | Elect Andrea Abt as Director | Management | For | For |
| 8 | Re-elect Ian Cockerill as Director | Management | For | For |
| 9 | Re-elect Vitaly Nesis as Director | Management | For | For |
| 10 | Re-elect Konstantin Yanakov as Director | Management | For | For |
| 11 | Re-elect Tracey Kerr as Director | Management | For | For |
| 12 | Re-elect Giacomo Baizini as Director | Management | For | For |
| 13 | Re-elect Manuel (Ollie) De Sousa-Oliveira as Director | Management | For | For |
| 14 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise Issue of Equity | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| |
|---|
POSCO
MEETING DATE: MAR 27, 2020 | TICKER: 005490 SECURITY ID: Y70750115
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.1 | Elect Chang In-hwa as Inside Director | Management | For | For |
| 2.2 | Elect Chon Jung-son as Inside Director | Management | For | For |
| 2.3 | Elect Kim Hak-dong as Inside Director | Management | For | For |
| 2.4 | Elect Jeong Tak as Inside Director | Management | For | For |
| 3 | Elect Chang Seung-wha as Outside Director | Management | For | For |
| 4 | Elect Park Heui-jae as a Member of Audit Committee | Management | For | For |
| 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
POSTAL SAVINGS BANK OF CHINA CO., LTD.
MEETING DATE: MAY 28, 2020 | TICKER: 1658 SECURITY ID: Y6987V108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2019 Work Report of the Board of Directors | Management | For | For |
| 2 | Approve 2019 Work Report of the Board of Supervisors | Management | For | For |
| 3 | Approve 2019 Final Financial Accounts | Management | For | For |
| 4 | Approve 2019 Profit Distribution Plan | Management | For | For |
| 5 | Approve 2020 Budget Plan of Fixed Assets Investment | Management | For | For |
| 6 | Approve Appointment of Accounting Firms for 2020 | Management | For | For |
| 7 | Approve Remuneration Adjustment Plan for Independent Non-executive Directors | Management | For | For |
| 8 | Approve Remuneration Adjustment Plan for External Supervisors | Management | For | For |
| 9 | Approve Increase in 2020 External Donations Limit | Management | For | For |
| 10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 11 | Approve Issuance of Write-Down Undated Capital Bonds | Shareholder | For | For |
| |
|---|
POU CHEN CORP.
MEETING DATE: JUN 19, 2020 | TICKER: 9904 SECURITY ID: Y70786101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Report, Financial Statements and Profit Distribution Plan | Management | For | For |
| 2 | Amend Rules and Procedures Regarding Shareholders' General Meeting | Management | For | For |
| |
|---|
POWER FINANCE CORPORATION LIMITED
MEETING DATE: AUG 27, 2019 | TICKER: 532810 SECURITY ID: Y7082R109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reelect Naveen Bhushan Gupta as Director | Management | For | Against |
| 3 | Authorize Board to Fix Remuneration of Statutory Auditors | Management | For | For |
| 4 | Elect Ravinder Singh Dhillon as Director | Management | For | Against |
| 5 | Elect R.C. Mishra as Director | Management | For | For |
| 6 | Approve Issuance of Bonds/Debentures/Notes/Debt Securities on Private Placement Basis | Management | For | For |
| |
|---|
PPB GROUP BERHAD
MEETING DATE: JUN 12, 2020 | TICKER: 4065 SECURITY ID: Y70879104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Directors' Fees | Management | For | For |
| 2 | Approve Directors' Benefits | Management | For | For |
| 3 | Elect Oh Siew Nam as Director | Management | For | For |
| 4 | Elect Lim Soon Huat as Director | Management | For | For |
| 5 | Elect Ahmad Riza bin Basir as Director | Management | For | For |
| 6 | Approve Ernst & Young PLT as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Approve Ahmad Sufian @ Qurnain bin Abdul Rashid to Continue Office as Independent Non-Executive Director | Management | For | For |
| 8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 9 | Approve Implementation of Shareholders' Mandate for Recurrent Related Party Transactions | Management | For | For |
| 10 | Authorize Share Repurchase Program | Management | For | For |
| |
|---|
PT ADARO ENERGY TBK
MEETING DATE: MAY 20, 2020 | TICKER: ADRO SECURITY ID: Y7087B109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Tanudiredja, Wibisana, Rintis dan Rekan as Auditor | Management | For | For |
| 4 | Approve Remuneration of Directors and Commissioners | Management | For | For |
| 5 | Amend Articles of Association in Relation to Online Single Submission Integrated | Management | For | Against |
| |
|---|
PT BANK CENTRAL ASIA TBK
MEETING DATE: APR 09, 2020 | TICKER: BBCA SECURITY ID: Y7123P138
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Statutory Reports, and Discharge of Directors and Commissioners | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Changes in Board of Directors | Management | For | For |
| 4 | Approve Remuneration and Tantiem of Directors and Commissioners | Management | For | For |
| 5 | Approve Auditors | Management | For | For |
| 6 | Approve Payment of Interim Dividend | Management | For | For |
| 7 | Approve Updates in the Company's Recovery Plan | Management | For | For |
| |
|---|
PT BANK RAKYAT INDONESIA (PERSERO) TBK
MEETING DATE: FEB 18, 2020 | TICKER: BBRI SECURITY ID: Y0697U112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements, Statutory Reports, and Report of the Partnership and Community Development Program (PCDP) and Discharge of Directors and Commissioners | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Remuneration and Tantiem of Directors and Commissioners | Management | For | For |
| 4 | Appoint Auditors of the Company and the Partnership and Community Development Program (PCDP) | Management | For | For |
| 5 | Approve Changes in Board of Company | Management | For | Against |
| |
|---|
PT KALBE FARMA TBK
MEETING DATE: MAY 18, 2020 | TICKER: KLBF SECURITY ID: Y71287208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Statutory Reports, and Discharge of Directors and Commissioners | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Elect Directors and Commissioners | Management | For | For |
| 4 | Approve Remuneration of Directors and Commissioners | Management | For | For |
| 5 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
PT TELEKOMUNIKASI INDONESIA (PERSERO) TBK
MEETING DATE: JUN 19, 2020 | TICKER: TLKM SECURITY ID: Y71474145
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Annual Report and Statutory Reports | Management | For | For |
| 2 | Approve Financial Statements, Report of the Partnership and Community Development Program (PCDP) and Discharge of Directors and Commissioners | Management | For | For |
| 3 | Approve Allocation of Income | Management | For | For |
| 4 | Approve Remuneration of Directors and Commissioners | Management | For | For |
| 5 | Appoint Auditors of the Company and the Partnership and Community Development Program (PCDP) | Management | For | For |
| 6 | Approve Changes in Board of Company | Management | For | Against |
| |
|---|
PT UNITED TRACTORS TBK
MEETING DATE: JUN 11, 2020 | TICKER: UNTR SECURITY ID: Y7146Y140
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Changes in Board of Commissioners | Management | For | For |
| 4 | Approve Remuneration of Commissioners | Management | For | For |
| 5 | Approve Auditors | Management | For | For |
| |
|---|
RADIANT OPTO-ELECTRONICS CORP.
MEETING DATE: JUN 10, 2020 | TICKER: 6176 SECURITY ID: Y7174K103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Profit Distribution | Management | For | For |
| |
|---|
REC LIMITED
MEETING DATE: AUG 29, 2019 | TICKER: 532955 SECURITY ID: Y73650106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Payment of Interim Dividend | Management | For | For |
| 3 | Reelect Ajeet Kumar Agarwal as Director | Management | For | For |
| 4 | Authorize Board to Fix Remuneration of Statutory Auditors | Management | For | For |
| 5 | Approve Issuance of Non-Convertible Debentures/Bonds on Private Placement Basis | Management | For | For |
| 6 | Approve Related Party Transactions | Management | For | Against |
| |
|---|
RIYAD BANK
MEETING DATE: SEP 30, 2019 | TICKER: 1010 SECURITY ID: M8215R118
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Ibrahim Sharbatli as Director | Management | None | Abstain |
| 1.2 | Elect Jamal Al Rammah as Director | Management | None | For |
| 1.3 | Elect Khalid Al Suleiman as Director | Management | None | Abstain |
| 1.4 | Elect Salih Al Humeidan as Director | Management | None | Abstain |
| 1.5 | Elect Talal Al Qudheibi as Director | Management | None | For |
| 1.6 | Elect Abdulrahman Jawah as Director | Management | None | For |
| 1.7 | Elect Abdulwahab Al Qahtani as Director | Management | None | For |
| 1.8 | Elect Fahd Al Shamri as Director | Management | None | For |
| 1.9 | Elect Mohammed Al Barjas as Director | Management | None | Abstain |
| 1.10 | Elect Abdullah Al Issa as Director | Management | None | For |
| 1.11 | Elect Mohammed Al Oteibi as Director | Management | None | For |
| 1.12 | Elect Mohammed Al Afaliq as Director | Management | None | For |
| 1.13 | Elect Mohammed Al Nahhas as Director | Management | None | Abstain |
| 1.14 | Elect Moataz Al Azawi as Director | Management | None | For |
| 1.15 | Elect Nadir Al Waheebi as Director | Management | None | For |
| 2 | Elect Members of Audit Committee, Approve its Charter and the Remuneration of Its Members | Management | For | For |
| |
|---|
ROSTELECOM PJSC
MEETING DATE: DEC 18, 2019 | TICKER: RTKM SECURITY ID: X7367F102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Increase in Share Capital through Issuance of 1.2 Billion Ordinary Shares via Closed Subscription | Management | For | For |
| |
|---|
S-1 CORP. (KOREA)
MEETING DATE: MAR 19, 2020 | TICKER: 012750 SECURITY ID: Y75435100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2 | Elect Four Inside Directors and One NI-NED (Bundled) | Management | For | For |
| 3 | Appoint Ishida Shozaburo as Internal Auditor | Management | For | For |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of Internal Auditor(s) | Management | For | For |
| |
|---|
SAMSUNG ELECTRO-MECHANICS CO., LTD.
MEETING DATE: MAR 18, 2020 | TICKER: 009150 SECURITY ID: Y7470U102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.1 | Elect Yoo Ji-beom as Outside Director | Management | For | For |
| 2.2 | Elect Kim Joon-kyung as Outside Director | Management | For | For |
| 2.3 | Elect Yuh Yoon-kyung as Outside Director | Management | For | For |
| 2.4 | Elect Kyung Kye-hyun as Inside Director | Management | For | For |
| 2.5 | Elect Kang Bong-yong as Inside Director | Management | For | For |
| 3.1 | Elect Kim Joon-kyung as a Member of Audit Committee | Management | For | For |
| 3.2 | Elect Yuh Yoon-kyung as a Member of Audit Committee | Management | For | For |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| 5.1 | Amend Articles of Incorporation (Electronic Registration of Certificates) | Management | For | For |
| 5.2 | Amend Articles of Incorporation (Method of Public Notice) | Management | For | For |
| |
|---|
SAMSUNG ELECTRONICS CO., LTD.
MEETING DATE: MAR 18, 2020 | TICKER: 005930 SECURITY ID: Y74718100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.1 | Elect Han Jong-hee as Inside Director | Management | For | For |
| 2.2 | Elect Choi Yoon-ho as Inside Director | Management | For | For |
| 3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
SAMSUNG SDI CO., LTD.
MEETING DATE: MAR 18, 2020 | TICKER: 006400 SECURITY ID: Y74866107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.1 | Elect Jun Young-hyun as Inside Director | Management | For | For |
| 2.2 | Elect Kwon Oh-kyung as Outside Director | Management | For | For |
| 2.3 | Elect Kim Duk-hyun as Outside Director | Management | For | For |
| 2.4 | Elect Park Tae-ju as Outside Director | Management | For | For |
| 2.5 | Elect Choi Won-wook as Outside Director | Management | For | For |
| 3.1 | Elect Kwon Oh-kyung as a Member of Audit Committee | Management | For | For |
| 3.2 | Elect Kim Duk-hyun as a Member of Audit Committee | Management | For | For |
| 3.3 | Elect Park Tae-ju as a Member of Audit Committee | Management | For | For |
| 3.4 | Elect Choi Won-wook as a Member of Audit Committee | Management | For | For |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
SAMSUNG SDS CO., LTD.
MEETING DATE: MAR 18, 2020 | TICKER: 018260 SECURITY ID: Y7T72C103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.1 | Elect Ahn Jeong-tae as Inside Director | Management | For | For |
| 2.2 | Elect Yoo Jae-man as Outside Director | Management | For | For |
| 2.3 | Elect Yoo Hyeok as Outside Director | Management | For | For |
| 2.4 | Elect Shin Hyeon-han as Outside Director | Management | For | For |
| 2.5 | Elect Cho Seung-ah as Outside Director | Management | For | For |
| 3.1 | Elect Yoo Jae-man as a Member of Audit Committee | Management | For | For |
| 3.2 | Elect Shin Hyeon-han as a Member of Audit Committee | Management | For | For |
| 3.3 | Elect Cho Seung-ah as a Member of Audit Committee | Management | For | For |
| 4 | Amend Articles of Incorporation | Management | For | For |
| 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
SAPPI LTD.
MEETING DATE: FEB 05, 2020 | TICKER: SAP SECURITY ID: S73544108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended September 2019 | Management | For | For |
| 2.1 | Elect Brian Beamish as Director | Management | For | For |
| 2.2 | Elect Jim Lopez as Director | Management | For | For |
| 2.3 | Elect Janice Stipp as Director | Management | For | For |
| 3.1 | Re-elect Mike Fallon as Director | Management | For | For |
| 3.2 | Re-elect Peter Mageza as Director | Management | For | For |
| 3.3 | Re-elect Dr Boni Mehlomakulu as Director | Management | For | For |
| 3.4 | Re-elect Glen Pearce as Director | Management | For | For |
| 4.1 | Re-elect Peter Mageza as Chairman of the Audit and Risk Committee | Management | For | For |
| 4.2 | Re-elect Zola Malinga as Member of the Audit and Risk Committee | Management | For | For |
| 4.3 | Elect Dr Boni Mehlomakulu as Member of the Audit and Risk Committee | Management | For | For |
| 4.4 | Re-elect Rob Jan Renders as Member of the Audit and Risk Committee | Management | For | For |
| 4.5 | Elect Janice Stipp as Member of the Audit and Risk Committee | Management | For | For |
| 5 | Reappoint KPMG Inc as Auditors of the Company with Coenie Basson as the Designated Registered Auditor | Management | For | For |
| 6 | Approve Maximum Number of Ordinary Shares which may be Utilised under The Sappi Limited Performance Share Incentive Trust | Management | For | For |
| 7 | Place Authorised but Unissued Shares under Control of Directors for the Purpose of The Sappi Limited Performance Share Incentive Trust | Management | For | For |
| 8 | Approve Remuneration Policy | Management | For | For |
| 9 | Approve Remuneration Implementation Report | Management | For | For |
| 1 | Approve Non-executive Directors' Fees | Management | For | For |
| 2 | Approve Financial Assistance to Related or Inter-related Companies | Management | For | For |
| 10 | Authorise Ratification of Approved Resolutions | Management | For | For |
| |
|---|
SHENZHEN EXPRESSWAY COMPANY LIMITED
MEETING DATE: MAR 31, 2020 | TICKER: 548 SECURITY ID: Y7741B107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.01 | Approve Type and Nominal Value of Shares | Management | For | For |
| 1.02 | Approve Method and Timing of Issuance | Management | For | For |
| 1.03 | Approve Method of Subscription | Management | For | For |
| 1.04 | Approve Subscribers | Management | For | For |
| 1.05 | Approve Size of the Issuance | Management | For | For |
| 1.06 | Approve Method of Pricing, Pricing Benchmark Date, Issue Price and Adjustment of Issue Price | Management | For | For |
| 1.07 | Approve Use of Proceeds | Management | For | For |
| 1.08 | Approve the Arrangement for Accumulated Undistributed Profits Before the Completion of the Issuance | Management | For | For |
| 1.09 | Approve Place of Listing | Management | For | For |
| 1.10 | Approve Validity Period of the Resolutions | Management | For | For |
| 1.11 | Approve Grant of Authority | Management | For | For |
| 2 | Approve Connected/Related Transaction Contemplated Under the Non-Public Issuance of H Shares | Management | For | For |
| |
|---|
SHENZHEN EXPRESSWAY COMPANY LIMITED
MEETING DATE: MAR 31, 2020 | TICKER: 548 SECURITY ID: Y7741B107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.01 | Approve Type and Nominal Value of Shares | Management | For | For |
| 1.02 | Approve Method and Timing of Issuance | Management | For | For |
| 1.03 | Approve Method of Subscription | Management | For | For |
| 1.04 | Approve Subscribers | Management | For | For |
| 1.05 | Approve Size of the Issuance | Management | For | For |
| 1.06 | Approve Method of Pricing, Pricing Benchmark Date, Issue Price and Adjustment of Issue Price | Management | For | For |
| 1.07 | Approve Use of Proceeds | Management | For | For |
| 1.08 | Approve the Arrangement for Accumulated Undistributed Profits Before the Completion of the Issuance | Management | For | For |
| 1.09 | Approve Place of Listing | Management | For | For |
| 1.10 | Approve Validity Period of the Resolutions | Management | For | For |
| 1.11 | Approve Grant of Authority | Management | For | For |
| |
|---|
SHENZHEN EXPRESSWAY COMPANY LIMITED
MEETING DATE: JUN 23, 2020 | TICKER: 548 SECURITY ID: Y7741B107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2019 Report of the Board of Directors | Management | For | For |
| 2 | Approve 2019 Report of the Supervisory Committee | Management | For | For |
| 3 | Approve 2019 Audited Accounts | Management | For | For |
| 4 | Approve 2019 Distribution Scheme of Profits Including Declaration of Final Dividend | Management | For | For |
| 5 | Approve 2020 Budget Report | Management | For | Against |
| 6 | Approve Ernst & Young Hua Ming LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Approve Provision of Guarantee for Subsidiaries | Management | For | Against |
| 8 | Approve Donation for Anti-Epidemic Campaign to Hubei | Management | For | For |
| 9.01 | Approve Issue Size and Method | Management | For | For |
| 9.02 | Approve Type of the Debentures | Management | For | For |
| 9.03 | Approve Maturity of the Debentures | Management | For | For |
| 9.04 | Approve Target Subscribers and Arrangement for Placement to Shareholders | Management | For | For |
| 9.05 | Approve Interest Rate | Management | For | For |
| 9.06 | Approve Use of Proceeds | Management | For | For |
| 9.07 | Approve Listing | Management | For | For |
| 9.08 | Approve Guarantee | Management | For | For |
| 9.09 | Approve Validity of the Resolution | Management | For | For |
| 9.10 | Approve Authorization Arrangement | Management | For | For |
| 10 | Authorize Repurchase of Issued H Share Capital | Management | For | For |
| 11 | Elect Lin Ji Tong as Supervisor | Shareholder | For | For |
| 12 | Elect Wang Zeng Jin as Director | Shareholder | For | For |
| |
|---|
SHENZHEN EXPRESSWAY COMPANY LIMITED
MEETING DATE: JUN 23, 2020 | TICKER: 548 SECURITY ID: Y7741B107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorize Repurchase of Issued H Share Capital | Management | For | For |
| |
|---|
SHENZHOU INTERNATIONAL GROUP HOLDINGS LIMITED
MEETING DATE: MAY 28, 2020 | TICKER: 2313 SECURITY ID: G8087W101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Wang Cunbo as Director | Management | For | For |
| 4 | Elect Qiu Weiguo as Director | Management | For | For |
| 5 | Elect Chen Xu as Director | Management | For | Against |
| 6 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 7 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 9 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 10 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| |
|---|
SILICON MOTION TECHNOLOGY CORP.
MEETING DATE: SEP 25, 2019 | TICKER: SIMO SECURITY ID: 82706C108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Steve Chen and Tsung-Ming Chung as Directors | Management | For | For |
| 2 | Approve Appointment of Deloitte & Touche as Independent Auditor | Management | For | For |
| |
|---|
SINO BIOPHARMACEUTICAL LTD.
MEETING DATE: MAY 26, 2020 | TICKER: 1177 SECURITY ID: G8167W138
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Cheng Cheung Ling as Director | Management | For | For |
| 4 | Elect Tse, Eric S Y as Director | Management | For | For |
| 5 | Elect Wang Shanchun as Director | Management | For | Against |
| 6 | Elect Tian Zhoushan as Director | Management | For | For |
| 7 | Elect Lu Zhengfei as Director | Management | For | For |
| 8 | Elect Li Dakui as Director | Management | For | For |
| 9 | Authorize Board to Fix Remuneration of Director | Management | For | For |
| 10 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 11A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 11B | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 11C | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| |
|---|
SINO-AMERICAN SILICON PRODUCTS, INC.
MEETING DATE: JUN 24, 2020 | TICKER: 5483 SECURITY ID: Y8022X107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Approve Amendments to Articles of Association | Management | For | Against |
| 4 | Approve Issuance of Marketable Securities via Public Offering or Private Placement | Management | For | For |
| 5.1 | Elect Ming-kung Lu, with SHAREHOLDER NO.0003561 as Non-independent Director | Management | For | For |
| 5.2 | Elect Tan-liang Yao, with SHAREHOLDER NO.0003591 as Non-independent Director | Management | For | Against |
| 5.3 | Elect Hsiu-lan Hsu, with SHAREHOLDER NO.0003592 as Non-independent Director | Management | For | Against |
| 5.4 | Elect Wen-huei Tsai, with SHAREHOLDER NO.0003585 as Non-independent Director | Management | For | Against |
| 5.5 | Elect Feng-ming Chang, with SHAREHOLDER NO.0003236 as Non-independent Director | Management | For | Against |
| 5.6 | Elect a Representative of Kai-chiang Company, with SHAREHOLDER NO.0190223 as Non-independent Director | Management | For | Against |
| 5.7 | Elect a Representative of Kun-chang Investment Company, with SHAREHOLDER NO.0143753 as Non-independent Director | Management | For | Against |
| 5.8 | Elect Chin-tang Liu, with SHAREHOLDER NO.L121461XXX as Independent Director | Management | For | For |
| 5.9 | Elect Hao-chung Kuo, with SHAREHOLDER NO.A120640XXX as Independent Director | Management | For | For |
| 5.10 | Elect Shao-lun Li, with SHAREHOLDER NO.Y100907XXX as Independent Director | Management | For | For |
| 6 | Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors and Representatives | Management | For | Against |
| |
|---|
SK HYNIX, INC.
MEETING DATE: MAR 20, 2020 | TICKER: 000660 SECURITY ID: Y8085F100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | For |
| 3 | Elect Lee Seok-hee as Inside Director | Management | For | For |
| 4 | Elect Park Jung-ho as Non-Independent Non-Executive Director | Management | For | For |
| 5.1 | Elect Shin Chang-hwan as Outside Director | Management | For | For |
| 5.2 | Elect Han Ae-ra as Outside Director | Management | For | For |
| 6.1 | Elect Ha Young-gu as a Member of Audit Committee | Management | For | For |
| 6.2 | Elect Shin Chang-hwan as a Member of Audit Committee | Management | For | For |
| 6.3 | Elect Han Ae-ra as a Member of Audit Committee | Management | For | For |
| 7 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| 8 | Approve Stock Option Grants | Management | For | For |
| 9 | Approve Stock Option Grants | Management | For | For |
| 10 | Approve Terms of Retirement Pay | Management | For | For |
| |
|---|
SK TELECOM CO., LTD.
MEETING DATE: MAR 26, 2020 | TICKER: 017670 SECURITY ID: Y4935N104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | For |
| 3.1 | Approve Stock Option Grants | Management | For | For |
| 3.2 | Approve Stock Option Grants | Management | For | For |
| 4.1 | Elect Park Jung-ho as Inside Director | Management | For | For |
| 4.2 | Elect Cho Dae-sik as Non-Independent Non-Executive Director | Management | For | For |
| 4.3 | Elect Kim Yong-hak as Outside Director | Management | For | For |
| 4.4 | Elect Kim Jun-mo as Outside Director | Management | For | For |
| 4.5 | Elect Ahn Jeong-ho as Outside Director | Management | For | For |
| 5.1 | Elect Kim Yong-hak as a Member of Audit Committee | Management | For | For |
| 5.2 | Elect Ahn Jeong-ho as a Member of Audit Committee | Management | For | For |
| 6 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| 7 | Approve Terms of Retirement Pay | Management | For | For |
| |
|---|
SOUTHERN PROVINCE CEMENT CO.
MEETING DATE: APR 05, 2020 | TICKER: 3050 SECURITY ID: M8479W118
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Board Report on Company Operations for FY 2019 | Management | For | For |
| 2 | Accept Financial Statements and Statutory Reports for FY 2019 | Management | For | For |
| 3 | Approve Auditors' Report on Company Financial Statements for FY 2019 | Management | For | For |
| 4 | Ratify Distributed Dividend of SAR 1.25 per Share for First Half of FY 2019 | Management | For | For |
| 5 | Approve Dividend of SAR 2.25 per Share for Second Half of FY 2019 | Management | For | For |
| 6 | Ratify Auditors and Fix Their Remuneration for Q2, Q3 and Q4 of FY 2020 and Q1 of FY 2021 | Management | For | For |
| 7 | Approve Interim Dividends Semi Annually or Quarterly for FY 2020 | Management | For | For |
| |
|---|
SURGUTNEFTEGAS PJSC
MEETING DATE: JUN 30, 2020 | TICKER: SNGS SECURITY ID: X8799U105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Annual Report | Management | For | For |
| 2 | Approve Financial Statements | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4 | Approve Remuneration of Directors | Management | For | Against |
| 5 | Approve Remuneration of Members of Audit Commission | Management | For | For |
| 6.1 | Elect Aleksandr Agarev as Director | Management | None | Against |
| 6.2 | Elect Vladimir Bogdanov as Director | Management | None | Against |
| 6.3 | Elect Aleksandr Bulanov as Director | Management | None | Against |
| 6.4 | Elect Ivan Dinichenko as Director | Management | None | Against |
| 6.5 | Elect Valerii Egorov as Director | Management | None | For |
| 6.6 | Elect Vladimir Erokhin as Director | Management | None | Against |
| 6.7 | Elect Vladislav Konovalov as Director | Management | None | Against |
| 6.8 | Elect Viktor Krivosheev as Director | Management | None | Against |
| 6.9 | Elect Nikolai Matveev as Director | Management | None | Against |
| 6.10 | Elect Georgii Mukhamadeev as Director | Management | None | For |
| 6.11 | Elect Ildus Usmanov as Director | Management | None | Against |
| 6.12 | Elect Viktor Chashchin as Director | Management | None | Against |
| 7.1 | Elect Valentina Musikhina as Member of Audit Commission | Management | For | For |
| 7.2 | Elect Tamara Oleinik as Member of Audit Commission | Management | For | For |
| 7.3 | Elect Liudmila Prishchepova as Member of Audit Commission | Management | For | For |
| 8 | Ratify Auditor | Management | For | For |
| |
|---|
TAICHUNG COMMERCIAL BANK CO., LTD.
MEETING DATE: JUN 30, 2020 | TICKER: 2812 SECURITY ID: Y8371H109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Report and Financial Statements | Management | For | For |
| 2 | Approve Profit Distribution | Management | For | For |
| 3 | Approve the Issuance of New Shares by Capitalization of Profit | Management | For | For |
| 4 | Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
| 5 | Amend Articles of Association | Management | For | For |
| 6.1 | Elect Kuei-Fong Wang with SHAREHOLDER NO.255744 as Non-Independent Director | Management | For | For |
| 6.2 | Elect Shih-Yi Chiang, a Representative of Hsu Tian Investment Co., Ltd. with SHAREHOLDER NO.301898, as Non-Independent Director | Management | For | For |
| 6.3 | Elect Ming-Hsiung Huang, a Representative of Hsu Tian Investment Co., Ltd. with SHAREHOLDER NO.301898, as Non-Independent Director | Management | For | For |
| 6.4 | Elect Wei-Liang Lin, a Representative of Hsu Tian Investment Co., Ltd. with SHAREHOLDER NO.301898, as Non-Independent Director | Management | For | For |
| 6.5 | Elect Te-Wei Chia, a Representative of Hsu Tian Investment Co., Ltd. with SHAREHOLDER NO.301898, as Non-Independent Director | Management | For | For |
| 6.6 | Elect Hsin-Ching Chang, a Representative of Hsu Tian Investment Co., Ltd. with SHAREHOLDER NO.301898, as Non-Independent Director | Management | For | For |
| 6.7 | Elect Shiow-Huey Yeh, a Representative of Hsu Tian Investment Co., Ltd. with SHAREHOLDER NO.301898, as Non-Independent Director | Management | For | For |
| 6.8 | Elect Li-Tzu Lai, a Representative of Hsu Tian Investment Co., Ltd. with SHAREHOLDER NO.301898, as Non-Independent Director | Management | For | For |
| 6.9 | Elect Li-Woon Lim with SHAREHOLDER NO.S7205XXX as Independent Director | Management | For | For |
| 6.10 | Elect Hsin-Chang Tsai with SHAREHOLDER NO.H120356XXX as Independent Director | Management | For | For |
| 6.11 | Elect Chien-An Shih with SHAREHOLDER NO.N100610XXX as Independent Director | Management | For | For |
| 6.12 | Elect Pi-Ta Chen with SHAREHOLDER NO.A123149XXX as Independent Director | Management | For | For |
| |
|---|
TAIWAN BUSINESS BANK
MEETING DATE: MAY 29, 2020 | TICKER: 2834 SECURITY ID: Y8414R106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Approve the Issuance of New Shares by Capitalization of Profit | Management | For | For |
| 4 | Approve Amendments to Articles of Association | Management | For | For |
| 5 | Approve Amendments to Rules and Procedures Regarding Shareholders' General Meeting | Management | For | For |
| |
|---|
TAIWAN CEMENT CORP.
MEETING DATE: JUN 09, 2020 | TICKER: 1101 SECURITY ID: Y8415D106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Approve the Issuance of New Shares by Capitalization of Profit | Management | For | For |
| 4 | Approve Amendments to Articles of Association | Management | For | For |
| 5 | Approve Amendments to Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
| |
|---|
TAIWAN COOPERATIVE FINANCIAL HOLDING CO., LTD.
MEETING DATE: JUN 24, 2020 | TICKER: 5880 SECURITY ID: Y8374C107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Profit Distribution | Management | For | For |
| 3 | Approve the Issuance of New Shares by Capitalization of Profit | Management | For | For |
| 4 | Approve Amendments to Articles of Association | Management | For | For |
| 5 | Amend Rules and Procedures for Election of Directors | Management | For | For |
| 6 | Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
| 7.1 | Elect LIN, HSUAN-CHU, with ID No. E122270XXX, as Independent Director | Shareholder | For | For |
| 7.2 | Elect SHAY, ARTHUR, with ID No. A122644XXX, as Independent Director | Shareholder | For | For |
| 7.3 | Elect CHANG, MIN-CHU, with ID No. Q220504XXX, as Independent Director | Shareholder | For | For |
| 7.4 | Elect LIN, HAN-CHI, with ID No. M100767XXX, as Independent Director | Shareholder | For | For |
| 7.5 | Elect CHEN, TZU-CHUN, with Shareholder No. 1144044, as Independent Director | Shareholder | None | Against |
| 7.6 | Elect Non-Independent Director No. 1 | Shareholder | None | Against |
| 7.7 | Elect Non-Independent Director No. 2 | Shareholder | None | Against |
| 7.8 | Elect Non-Independent Director No. 3 | Shareholder | None | Against |
| 7.9 | Elect Non-Independent Director No. 4 | Shareholder | None | Against |
| 7.10 | Elect Non-Independent Director No. 5 | Shareholder | None | Against |
| 7.11 | Elect Non-Independent Director No. 6 | Shareholder | None | Against |
| 7.12 | Elect Non-Independent Director No. 7 | Shareholder | None | Against |
| 7.13 | Elect Non-Independent Director No. 8 | Shareholder | None | Against |
| 7.14 | Elect Non-Independent Director No. 9 | Shareholder | None | Against |
| 7.15 | Elect Non-Independent Director No. 10 | Shareholder | None | Against |
| 7.16 | Elect Non-Independent Director No. 11 | Shareholder | None | Against |
| 8 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | Against |
| |
|---|
TAIWAN MOBILE CO., LTD.
MEETING DATE: JUN 18, 2020 | TICKER: 3045 SECURITY ID: Y84153215
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Profit Distribution | Management | For | For |
| 3 | Approve Cash Return Out of Capital Surplus | Management | For | For |
| 4 | Approve Amendments to Articles of Association | Management | For | For |
| 5 | Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
| 6 | Amend Rules and Procedures for Election of Directors | Management | For | For |
| 7.1 | Elect Daniel M. Tsai, a Representative of Fu Chi Investment Co., Ltd., with Shareholder No. 515, as Non-Independent Director | Management | For | For |
| 7.2 | Elect Richard M. Tsai, a Representative of Fu Chi Investment Co., Ltd., with Shareholder No. 515, as Non-Independent Director | Management | For | For |
| 7.3 | Elect Chris Tsai, a Representative of Fu Chi Investment Co., Ltd., with Shareholder No. 515, as Non-Independent Director | Management | For | For |
| 7.4 | Elect Jamie Lin, a Representative of TCC Investment Co., Ltd., with Shareholder No. 172939, as Non-Independent Director | Management | For | For |
| 7.5 | Elect Hsueh Jen Sung, with ID No. R102960XXX, as Independent Director | Management | For | For |
| 7.6 | Elect Char Dir Chung, with ID No. B120667XXX, as Independent Director | Management | For | For |
| 7.7 | Elect Hsi Peng Lu, with ID No. A120604XXX, as Independent Director | Management | For | For |
| 7.8 | Elect Tong Hai Tan, with ID No. K04393XXX, as Independent Director | Management | For | For |
| 7.9 | Elect Drina Yue, with ID No. KJ0570XXX, as Independent Director | Management | For | For |
| 8 | Approve Release of Restrictions of Competitive Activities of Directors - Daniel M. Tsai | Management | For | For |
| 9 | Approve Release of Restrictions of Competitive Activities of Directors - Richard M. Tsai | Management | For | For |
| 10 | Approve Release of Restrictions of Competitive Activities of Directors - Hsueh Jen Sung | Management | For | For |
| 11 | Approve Release of Restrictions of Competitive Activities of Directors - Hsi Peng Lu | Management | For | For |
| 12 | Approve Release of Restrictions of Competitive Activities of Directors - Tong Hai Tan | Management | For | For |
| 13 | Approve Release of Restrictions of Competitive Activities of Directors - Chris Tsai | Management | For | For |
| 14 | Approve Release of Restrictions of Competitive Activities of Directors - Jamie Lin | Management | For | For |
| |
|---|
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
MEETING DATE: JUN 09, 2020 | TICKER: 2330 SECURITY ID: Y84629107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Amend Procedures for Lending Funds to Other Parties | Management | For | For |
| 3.1 | Elect Yancey Hai, with SHAREHOLDER NO.D100708xxx as Independent Director | Management | For | For |
| |
|---|
TATA CONSULTANCY SERVICES LIMITED
MEETING DATE: JUN 11, 2020 | TICKER: 532540 SECURITY ID: Y85279100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Confirm Interim Dividend and Declare Final Dividend | Management | For | For |
| 3 | Reelect Aarthi Subramanian as Director | Management | For | For |
| |
|---|
TATNEFT PJSC
MEETING DATE: SEP 13, 2019 | TICKER: TATN SECURITY ID: X89366102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Interim Dividends for First Six Months of Fiscal 2019 | Management | For | For |
| |
|---|
TATNEFT PJSC
MEETING DATE: DEC 19, 2019 | TICKER: TATN SECURITY ID: X89366102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Interim Dividends for First Nine Months of Fiscal 2019 | Management | For | For |
| |
|---|
TATNEFT PJSC
MEETING DATE: JUN 17, 2020 | TICKER: TATN SECURITY ID: X89366102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Annual Report | Management | For | For |
| 2 | Approve Financial Statements | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4.1 | Elect Fanil Agliullin as Director | Management | None | Against |
| 4.2 | Elect Radik Gaizatullin as Director | Management | None | Against |
| 4.3 | Elect Laszlo Gerecs as Director | Management | None | For |
| 4.4 | Elect Larisa Glukhova as Director | Management | None | Against |
| 4.5 | Elect Iurii Levin as Director | Management | None | For |
| 4.6 | Elect Nail Maganov as Director | Management | None | Against |
| 4.7 | Elect Rafail Nurmukhametov as Director | Management | None | Against |
| 4.8 | Elect Rinat Sabirov as Director | Management | None | Against |
| 4.9 | Elect Valerii Sorokin as Director | Management | None | Against |
| 4.10 | Elect Nurislam Siubaev as Director | Management | None | Against |
| 4.11 | Elect Shafagat Takhautdinov as Director | Management | None | Against |
| 4.12 | Elect Rustam Khalimov as Director | Management | None | Against |
| 4.13 | Elect Rais Khisamov as Director | Management | None | Against |
| 4.14 | Elect Rene Steiner as Director | Management | None | Against |
| 5.1 | Elect Kseniia Borzunova as Member of Audit Commission | Management | For | For |
| 5.2 | Elect Azat Galeev as Member of Audit Commission | Management | For | For |
| 5.3 | Elect Guzel Gilfanova as Member of Audit Commission | Management | For | For |
| 5.4 | Elect Salavat Zaliaev as Member of Audit Commission | Management | For | For |
| 5.5 | Elect Venera Kuzmina as Member of Audit Commission | Management | For | For |
| 5.6 | Elect Liliia Rakhimzianova as Member of Audit Commission | Management | For | For |
| 5.7 | Elect Nazilia Farkhutdinova as Member of Audit Commission | Management | For | For |
| 5.8 | Elect Ravil Sharifullin as Member of Audit Commission | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers as Auditor | Management | For | For |
| |
|---|
TECH MAHINDRA LIMITED
MEETING DATE: JUL 31, 2019 | TICKER: 532755 SECURITY ID: Y85491127
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Dividend | Management | For | For |
| 4 | Reelect V. S. Parthasarathy as Director | Management | For | For |
| 5 | Elect Mukti Khaire as Director | Management | For | For |
| 6 | Reelect M. Damodaran as Director | Management | For | For |
| 7 | Reelect T. N. Manoharan as Director | Management | For | For |
| 8 | Reelect M. Rajyalakshmi Rao as Director | Management | For | For |
| 9 | Elect Haigreve Khaitan as Director | Management | For | For |
| 10 | Elect Shikha Sharma as Director | Management | For | For |
| 11 | Approve Payment of Commission to Directors | Management | For | For |
| |
|---|
TELEKOM MALAYSIA BHD.
MEETING DATE: JUN 10, 2020 | TICKER: 4863 SECURITY ID: Y8578H118
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Ibrahim Marsidi as Director | Management | For | For |
| 2 | Elect Noor Kamarul Anuar Nuruddin as Director | Management | For | For |
| 3 | Elect Mohamed Nasri Sallehuddin as Director | Management | For | For |
| 4 | Elect Mohd Bakke Salleh as Director | Management | For | For |
| 5 | Elect Afwida Tunku Dato' A.Malek as Director | Management | For | For |
| 6 | Elect Balasingham A. Namasiwayam as Director | Management | For | For |
| 7 | Approve Directors' Fees | Management | For | For |
| 8 | Approve Directors' Benefits | Management | For | For |
| 9 | Approve Ernst & Young PLT (EY) as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 11 | Approve Issuance of New Ordinary Shares Under the Dividend Reinvestment Scheme | Management | For | For |
| 12 | Approve Implementation of Existing Shareholders' Mandate for Recurrent Related Party Transactions | Management | For | For |
| 13 | Approve Grant of LTIP Awards to Noor Kamarul Anuar Nuruddin | Management | For | Against |
| 14 | Approve Grant of LTIP Awards to Nor Hisham Md Nordin | Management | For | Against |
| 15 | Approve Grant of LTIP Awards to Ahmad Hafiz Ibrahim | Management | For | Against |
| 1 | Amend Constitution by Removing Clause 13 Re: Class D NCRPS | Management | For | For |
| |
|---|
TELKOM SA SOC LTD.
MEETING DATE: AUG 27, 2019 | TICKER: TKG SECURITY ID: S84197102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Keith Rayner as Director | Management | For | For |
| 1.2 | Elect Sibusiso Sibisi as Director | Management | For | For |
| 2.1 | Re-elect Santie Botha as Director | Management | For | For |
| 2.2 | Re-elect Khanyisile Kweyama as Director | Management | For | For |
| 2.3 | Re-elect Kholeka Mzondeki as Director | Management | For | For |
| 2.4 | Re-elect Fagmeedah Petersen-Cook as Director | Management | For | For |
| 3.1 | Re-elect Sibusiso Luthuli as Member of the Audit Committee | Management | For | For |
| 3.2 | Re-elect Kholeka Mzondeki as Member of the Audit Committee | Management | For | For |
| 3.3 | Elect Keith Rayner as Member of the Audit Committee | Management | For | For |
| 3.4 | Re-elect Rex Tomlinson as Member of the Audit Committee | Management | For | For |
| 3.5 | Re-elect Louis Von Zeuner as Member of the Audit Committee | Management | For | For |
| 4.1 | Reappoint PricewaterhouseCoopers as Auditors of the Company with Skalo Dikana as the Individual Designated Auditor | Management | For | For |
| 4.2 | Reappoint SizweNtsalubaGobodo Grant Thornton as Auditors of the Company with Suleman Lockhat as the Individual Designated Auditor | Management | For | For |
| 5 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| 6.1 | Approve Remuneration Policy | Management | For | For |
| 6.2 | Approve Implementation Report | Management | For | For |
| 1 | Authorise Repurchase of Issued Share Capital | Management | For | For |
| 2 | Authorise Board to Issue Shares for Cash | Management | For | For |
| 3 | Approve Remuneration of Non-executive Directors | Management | For | For |
| 4 | Approve Financial Assistance in Terms of Sections 44 and 45 of the Companies Act | Management | For | For |
| |
|---|
TERNIUM SA
MEETING DATE: JUN 05, 2020 | TICKER: TX SECURITY ID: 880890108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Financial Statements | Management | For | For |
| 3 | Approve Allocation of Income | Management | For | For |
| 4 | Approve Discharge of Directors | Management | For | For |
| 5 | Reelect Directors | Management | For | Against |
| 6 | Approve Remuneration of Directors | Management | For | For |
| 7 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Allow Board to Appoint One or More of its Members as Company's Attorney-in-Fact | Management | For | For |
| 1 | Approve Renewal of the Authorized Share Capital of the Company and Related Authorizations and Waivers and Amend Articles of Association | Management | For | Against |
| |
|---|
THE FOSCHINI GROUP LTD.
MEETING DATE: SEP 03, 2019 | TICKER: TFG SECURITY ID: S29260155
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2019 | Management | For | For |
| 2 | Reappoint Deloitte & Touche as Auditors of the Company with M van Wyk as the Designated Partner | Management | For | For |
| 3 | Re-elect Fatima Abrahams as Director | Management | For | For |
| 4 | Re-elect Michael Lewis as Director | Management | For | For |
| 5 | Re-elect Sam Abrahams as Director | Management | For | For |
| 6 | Elect Bongiwe Ntuli as Director | Management | For | For |
| 7 | Re-elect Sam Abrahams as Member of the Audit Committee | Management | For | For |
| 8 | Re-elect Tumi Makgabo-Fiskerstrand as Member of the Audit Committee | Management | For | For |
| 9 | Re-elect Eddy Oblowitz as Member of the Audit Committee | Management | For | For |
| 10 | Re-elect Nomahlubi Simamane as Member of the Audit Committee | Management | For | For |
| 11 | Re-elect David Friedland as Member of the Audit Committee | Management | For | For |
| 12 | Re-elect Fatima Abrahams as Member of the Audit Committee | Management | For | Against |
| 13 | Approve Remuneration Policy | Management | For | Against |
| 14 | Approve Remuneration Implementation Report | Management | For | For |
| 1 | Approve Remuneration of Non-executive Directors | Management | For | For |
| 2 | Authorise Repurchase of Issued Share Capital | Management | For | For |
| 3 | Approve Financial Assistance in Terms of Sections 44 and 45 of the Companies Act | Management | For | For |
| 15 | Authorise Ratification of Approved Resolutions | Management | For | For |
| |
|---|
THE SIAM CEMENT PUBLIC CO. LTD.
MEETING DATE: JUN 08, 2020 | TICKER: SCC SECURITY ID: Y7866P147
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Acknowledge Annual Report | Management | For | For |
| 2 | Approve Financial Statements | Management | For | For |
| 3 | Acknowledge Interim Dividend Payment | Management | For | For |
| 4.1 | Elect Kan Trakulhoon as Director | Management | For | For |
| 4.2 | Elect Prasarn Trairatvorakul as Director | Management | For | For |
| 4.3 | Elect Cholanat Yanaranop as Director | Management | For | For |
| 4.4 | Elect Thapana Sirivadhanabhakdi as Director | Management | For | For |
| 5 | Approve KPMG Phoomchai Audit Limited as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Remuneration of Directors and Sub-Committee Members | Management | For | For |
| |
|---|
TISCO FINANCIAL GROUP PUBLIC COMPANY LIMITED
MEETING DATE: JUN 26, 2020 | TICKER: TISCO SECURITY ID: Y8843E171
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Minutes of Previous Meeting | Management | For | For |
| 2 | Approve Board of Directors' Business Activities | Management | For | For |
| 3 | Approve Financial Statements | Management | For | For |
| 4 | Approve Allocation of Income and Omission of Dividend Payment | Management | For | For |
| 5 | Approve EY Office Limited as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6.1 | Fix Number of Directors at 12 | Management | For | For |
| 6.2A | Elect Pliu Mangkornkanok as Director | Management | For | For |
| 6.2B | Elect Hon Kit Shing as Director | Management | For | For |
| 6.2C | Elect Suthas Ruangmanamongkol as Director | Management | For | For |
| 6.2D | Elect Angkarat Priebjrivat as Director | Management | For | For |
| 6.2E | Elect Pranee Tinakorn as Director | Management | For | For |
| 6.2F | Elect Teerana Bhongmakapat as Director | Management | For | For |
| 6.2G | Elect Sathit Aungmanee as Director | Management | For | For |
| 6.2H | Elect Charatpong Chotigavanich as Director | Management | For | For |
| 6.2I | Elect Kulpatra Sirodom as Director | Management | For | For |
| 6.2J | Elect Chi-Hao Sun as Director | Management | For | For |
| 6.2K | Elect Satoshi Yoshitake as Director | Management | For | For |
| 6.2L | Elect Sakchai Peechapat as Director | Management | For | For |
| 7 | Approve Remuneration of Directors | Management | For | For |
| |
|---|
TRAVELSKY TECHNOLOGY LIMITED
MEETING DATE: SEP 25, 2019 | TICKER: 696 SECURITY ID: Y8972V101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Xi Sheng as Director, Authorize Board to Fix His Remuneration and Approve Resignation of Tang Bing as Director | Management | For | For |
| |
|---|
TRAVELSKY TECHNOLOGY LIMITED
MEETING DATE: JAN 16, 2020 | TICKER: 696 SECURITY ID: Y8972V101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Phase II H Share Appreciation Rights Scheme and Related Transactions | Management | For | For |
| |
|---|
TRAVELSKY TECHNOLOGY LIMITED
MEETING DATE: FEB 27, 2020 | TICKER: 696 SECURITY ID: Y8972V101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Cui Zhixiong as Director | Management | For | For |
| 1.2 | Elect Xiao Yinhong as Director | Management | For | For |
| 1.3 | Elect Zhao Xiaohang as Director | Management | For | For |
| 1.4 | Elect Xi Sheng as Director | Management | For | For |
| 1.5 | Elect Luo Laijun a as Director | Management | For | For |
| 1.6 | Elect Cao Shiqing as Director | Management | For | For |
| 1.7 | Elect Ngai Wai Fung as Director | Management | For | For |
| 1.8 | Elect Liu Xiangqun as Director | Management | For | For |
| 2.1 | Elect Zeng Yiwei as Supervisor | Management | For | For |
| 2.2 | Elect Yu Yanbing as Supervisor | Management | None | None |
| 2.3 | Elect Zhu Yan as Supervisor | Management | For | For |
| 3 | Approve Remuneration of Directors | Management | For | For |
| 4 | Approve Remuneration of Supervisors | Management | For | For |
| |
|---|
TRAVELSKY TECHNOLOGY LIMITED
MEETING DATE: JUN 18, 2020 | TICKER: 696 SECURITY ID: Y8972V101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2019 Report of the Board of Directors | Management | For | For |
| 2 | Approve 2019 Report of the Supervisory Committee | Management | For | For |
| 3 | Approve 2019 Audited Financial Statements of the Company and Its Subsidiaries | Management | For | For |
| 4 | Approve 2019 Allocation of Profit and Distribution of Final Dividend | Management | For | For |
| 5 | Approve BDO Limited as International Auditors and BDO China Shu Lun Pan (Certified Public Accountants LLP) as PRC Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
TRIPOD TECHNOLOGY CORP.
MEETING DATE: JUN 17, 2020 | TICKER: 3044 SECURITY ID: Y8974X105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements | Management | For | For |
| 2 | Approve Profit Distribution | Management | For | For |
| |
|---|
TRUWORTHS INTERNATIONAL LTD.
MEETING DATE: NOV 07, 2019 | TICKER: TRU SECURITY ID: S8793H130
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2019 | Management | For | For |
| 2.1 | Re-elect Rob Dow as Director | Management | For | For |
| 2.2 | Re-elect Michael Thompson as Director | Management | For | For |
| 2.3 | Re-elect Doug Dare as Director | Management | For | For |
| 2.4 | Re-elect Roddy Sparks as Director | Management | For | For |
| 2.5 | Elect Sarah Proudfoot as Director | Management | For | For |
| 2.6 | Elect Cindy Hess as Director | Management | For | For |
| 3 | Authorise Board to Issue Shares for Cash | Management | For | For |
| 4 | Authorise Repurchase of Issued Share Capital | Management | For | For |
| 5 | Reappoint Ernst & Young Inc as Auditors of the Company and Appoint Pierre du Plessis as the Registered Auditor and Authorise Their Remuneration | Management | For | For |
| 6.1 | Approve Fees of the Non-executive Chairman | Management | For | For |
| 6.2 | Approve Fees of the Non-executive Directors | Management | For | For |
| 6.3 | Approve Fees of the Audit Committee Chairman | Management | For | For |
| 6.4 | Approve Fees of the Audit Committee Member | Management | For | For |
| 6.5 | Approve Fees of the Remuneration Committee Chairman | Management | For | For |
| 6.6 | Approve Fees of the Remuneration Committee Member | Management | For | For |
| 6.7 | Approve Fees of the Risk Committee Member (Non-executive Only) | Management | For | For |
| 6.8 | Approve Fees of the Nomination Committee Chairman | Management | For | For |
| 6.9 | Approve Fees of the Nomination Committee Member | Management | For | For |
| 6.10 | Approve Fees of the Social and Ethics Committee Chairman | Management | For | For |
| 6.11 | Approve Fees of the Social and Ethics Committee Member (Non-executive Only) | Management | For | For |
| 7.1 | Re-elect Roddy Sparks as Member of the Audit Committee | Management | For | For |
| 7.2 | Re-elect Michael Thompson as Member of the Audit Committee | Management | For | For |
| 7.3 | Re-elect Rob Dow as Member of the Audit Committee | Management | For | For |
| 8.1 | Approve Remuneration Policy | Management | For | For |
| 8.2 | Approve Implementation Report | Management | For | For |
| 9 | Approve Social and Ethics Committee Report | Management | For | For |
| 10.1 | Re-elect Michael Thompson as Member of the Social and Ethics Committee | Management | For | For |
| 10.2 | Elect Maya Makanjee as Member of the Social and Ethics Committee | Management | For | For |
| 10.3 | Re-elect David Pfaff as Member of the Social and Ethics Committee | Management | For | For |
| 11 | Approve Financial Assistance to Related or Inter-related Company | Management | For | For |
| |
|---|
TURKIYE IS BANKASI AS
MEETING DATE: MAR 31, 2020 | TICKER: ISCTR SECURITY ID: M8933F115
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting and Elect Presiding Council of Meeting | Management | For | For |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | Against |
| 3 | Approve Discharge of Board | Management | For | Against |
| 4 | Approve Allocation of Income | Management | For | For |
| 5 | Elect Directors | Management | For | Against |
| 6 | Approve Director Remuneration | Management | For | For |
| 7 | Ratify External Auditors | Management | For | For |
| 8 | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | Management | For | For |
| 9 | Amend Article 5 Re: Capital Related | Management | For | Against |
| 10 | Receive Information in Accordance with Article 1.3.6 of the Corporate Governance Principles of the Capital Market Board | Management | None | None |
| 11 | Receive Information on Donations Made in 2019 | Management | None | None |
| |
|---|
UNI-PRESIDENT ENTERPRISES CORP.
MEETING DATE: JUN 24, 2020 | TICKER: 1216 SECURITY ID: Y91475106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
| 4 | Approve Deletion of the Non-competition Promise Ban Imposed Upon the Company's Directors According to the Article 209 of Company Act | Management | For | For |
| |
|---|
UNITED MICROELECTRONICS CORP.
MEETING DATE: JUN 10, 2020 | TICKER: 2303 SECURITY ID: Y92370108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Profit Distribution | Management | For | For |
| 3 | Approve Issuance of Restricted Stocks | Management | For | For |
| 4 | Approve Amendments to Articles of Association | Management | For | For |
| 5 | Approve Issuace Plan of Private Placement for Ordinary Shares, Preferred Shares, Depostitory Receipts or Overseas or Domestic Convertible Bonds | Management | For | For |
| |
|---|
VALE SA
MEETING DATE: APR 30, 2020 | TICKER: VALE3 SECURITY ID: P9661Q155
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2019 | Management | For | For |
| 2 | Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | Management | None | Abstain |
| 3 | Elect Directors | Management | For | Against |
| 4 | In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? | Management | None | Against |
| 5 | In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? | Management | None | Abstain |
| 6.1 | Percentage of Votes to Be Assigned - Elect Jose Mauricio Pereira Coelho as Director and Arthur Prado Silva as Alternate | Management | None | Abstain |
| 6.2 | Percentage of Votes to Be Assigned - Elect Fernando Jorge Buso Gomes as Director and Johan Albino Ribeiro as Alternate | Management | None | Abstain |
| 6.3 | Percentage of Votes to Be Assigned - Elect Oscar Augusto Camargo Filho as Director and Ken Yasuhara as Alternate | Management | None | Abstain |
| 6.4 | Percentage of Votes to Be Assigned - Elect Jose Luciano Duarte Penido as Director | Management | None | Abstain |
| 6.5 | Percentage of Votes to Be Assigned - Elect Eduardo de Oliveira Rodrigues Filho as Director | Management | None | Abstain |
| 6.6 | Percentage of Votes to Be Assigned - Elect Marcel Juviniano Barros as Director and Marcia Fragoso Soares as Alternate | Management | None | Abstain |
| 6.7 | Percentage of Votes to Be Assigned - Elect Toshiya Asahi as Director and Hugo Serrado Stoffel as Alternate | Management | None | Abstain |
| 6.8 | Percentage of Votes to Be Assigned - Elect Roger Allan Downey as Director and Ivan Luiz Modesto Schara as Alternate | Management | None | Abstain |
| 6.9 | Percentage of Votes to Be Assigned - Elect Murilo Cesar Lemos dos Santos Passos as Director and Joao Ernesto de Lima Mesquita as Alternate | Management | None | Abstain |
| 6.10 | Percentage of Votes to Be Assigned - Elect Isabella Saboya de Albuquerque as Independent Director and Adriano Cives Seabra as Alternate | Management | None | Abstain |
| 6.11 | Percentage of Votes to Be Assigned - Elect Sandra Maria Guerra de Azevedo as Independent Director | Management | None | Abstain |
| 6.12 | Percentage of Votes to Be Assigned - Elect Marcelo Gasparino da Silva as Independent Director and Nuno Maria Pestana de Almeida Alves as Alternate | Management | None | Abstain |
| 7 | As an Ordinary Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | Management | None | For |
| 8 | Elect Fiscal Council Members | Management | For | For |
| 9 | In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? | Management | None | Against |
| 10 | Approve Remuneration of Company's Management and Fiscal Council | Management | For | Against |
| |
|---|
VALE SA
MEETING DATE: APR 30, 2020 | TICKER: VALE3 SECURITY ID: P9661Q155
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles and Consolidate Bylaws | Management | For | Against |
| 2 | Approve Agreement to Absorb Ferrous Resources do Brasil S.A. (Ferrous) and Mineracao Jacuipe S.A. (Jacuipe) | Management | For | For |
| 3 | Ratify Premiumbravo Auditores Independentes as Independent Firm to Appraise Proposed Transaction | Management | For | For |
| 4 | Approve Independent Firm's Appraisals | Management | For | For |
| 5 | Approve Absorption of Ferrous Resources do Brasil S.A. (Ferrous) and Mineracao Jacuipe S.A. (Jacuipe) | Management | For | For |
| 6 | Approve Agreement to Absorb Minas da Serra Geral S.A. (MSG), MSE - Servicos de Operacao, Manutencao e Montagens Ltda. (MSE), Retiro Novo Reflorestamento Ltda. (Retiro Novo) and Mineracao Guariba Ltda. (Guariba) | Management | For | For |
| 7 | Ratify Macso Legate Auditores Independentes as Independent Firm to Appraise Proposed Transaction | Management | For | For |
| 8 | Approve Independent Firm's Appraisals | Management | For | For |
| 9 | Approve Absorption of Minas da Serra Geral S.A. (MSG), MSE - Servicos de Operacao, Manutencao e Montagens Ltda. (MSE), Retiro Novo Reflorestamento Ltda. (Retiro Novo) and Mineracao Guariba Ltda. (Guariba) | Management | For | For |
| |
|---|
VODACOM GROUP LTD.
MEETING DATE: JUL 23, 2019 | TICKER: VOD SECURITY ID: S9453B108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2019 | Management | For | For |
| 2 | Elect Phuti Mahanyele-Dabengwa as Director | Management | For | For |
| 3 | Elect Sunil Sood as Director | Management | For | For |
| 4 | Elect Thomas Reisten as Director | Management | For | For |
| 5 | Re-elect Jabu Moleketi as Director | Management | For | For |
| 6 | Re-elect John Otty as Director | Management | For | For |
| 7 | Appoint Ernst & Young Inc. as Auditors of the Company with Vinodhan Pillay as the Individual Registered Auditor | Management | For | For |
| 8 | Approve Remuneration Policy | Management | For | For |
| 9 | Approve Implementation of the Remuneration Policy | Management | For | For |
| 10 | Re-elect David Brown as Member of the Audit, Risk and Compliance Committee | Management | For | For |
| 11 | Re-elect Saki Macozoma as Member of the Audit, Risk and Compliance Committee | Management | For | For |
| 12 | Re-elect Priscillah Mabelane as Member of the Audit, Risk and Compliance Committee | Management | For | For |
| 13 | Authorise Repurchase of Issued Share Capital | Management | For | For |
| 14 | Approve Increase in Non-Executive Directors' Fees | Management | For | For |
| 15 | Approve Financial Assistance in Terms of Section 45 of the Companies Act | Management | For | For |
| |
|---|
VOLTRONIC POWER TECHNOLOGY CORP.
MEETING DATE: JUN 24, 2020 | TICKER: 6409 SECURITY ID: Y937BE103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Profit Distribution | Management | For | For |
| 3 | Approve Cash Distribution from Capital Reserve | Management | For | For |
| 4 | Approve the Issuance of New Shares by Capitalization of Profit | Management | For | For |
| 5 | Amend Articles of Association | Management | For | For |
| 6 | Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
| |
|---|
WANT WANT CHINA HOLDINGS LIMITED
MEETING DATE: AUG 20, 2019 | TICKER: 151 SECURITY ID: G9431R103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Approve Final Dividend | Management | For | For |
| 2b | Approve Special Dividend | Management | For | For |
| 3a1 | Elect Tsai Shao-Chung as Director | Management | For | Against |
| 3a2 | Elect Huang Yung-Sung as Director | Management | For | For |
| 3a3 | Elect Chu Chi-Wen as Director | Management | For | For |
| 3a4 | Elect Tsai Ming-Hui as Director | Management | For | For |
| 3a5 | Elect Lai Hong Yee as Director | Management | For | For |
| 3a6 | Elect Cheng Wen-Hsien as Director | Management | For | For |
| 3a7 | Elect Pei Kerwei as Director | Management | For | Against |
| 3b | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| |
|---|
WESTPORTS HOLDINGS BERHAD
MEETING DATE: MAY 05, 2020 | TICKER: 5246 SECURITY ID: Y95440106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Directors' Fees and Benefits | Management | For | For |
| 2 | Elect Gnanalingam A/L Gunanath Lingam as Director | Management | For | For |
| 3 | Elect Ibrahim Kamil bin Tan Sri Nik Ahmad Kamil as Director | Management | For | For |
| 4 | Elect Chan Soo Chee as Director | Management | For | For |
| 5 | Elect Shanthi Kandiah as Director | Management | For | For |
| 6 | Approve Deloitte PLT as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| |
|---|
WESTPORTS HOLDINGS BERHAD
MEETING DATE: MAY 05, 2020 | TICKER: 5246 SECURITY ID: Y95440106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Proposed Acquisition | Management | For | For |
| |
|---|
WIPRO LIMITED
MEETING DATE: JUL 16, 2019 | TICKER: 507685 SECURITY ID: Y96659142
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Confirm Interim Dividend as Final Dividend | Management | For | For |
| 3 | Reelect Abidali Z Neemuchwala as Director | Management | For | For |
| 4 | Amend Articles of Association | Management | For | For |
| 5 | Elect Azim H Premji as Director | Management | For | For |
| 6 | Approve Reappointment and Remuneration of Rishad A Premji as Whole Time Director, Designated as Executive Chairman | Management | For | For |
| 7 | Approve Appointment and Remuneration of Abidali Z Neemuchwala as Managing Director in Addition to His Existing Position as Chief Executive Officer | Management | For | For |
| |
|---|
WNS (HOLDINGS) LIMITED
MEETING DATE: SEP 26, 2019 | TICKER: WNS SECURITY ID: 92932M101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Ratify Grant Thornton India LLP as Auditors | Management | For | For |
| 3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 4 | Reelect Adrian T. Dillon as a Director | Management | For | For |
| 5 | Reelect Gareth Williams as a Director | Management | For | For |
| 6 | Reelect Mario P. Vitale as a Director | Management | For | For |
| 7 | Approve Remuneration of Directors | Management | For | For |
| |
|---|
WOONGJIN COWAY CO., LTD.
MEETING DATE: FEB 07, 2020 | TICKER: 021240 SECURITY ID: Y1786S109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Bang Jun-hyeok as Inside Director | Management | For | For |
| 1.2 | Elect Lee Hae-seon as Inside Director | Management | For | For |
| 1.3 | Elect Seo Jang-won as Inside Director | Management | For | For |
| 1.4 | Elect Kim Jin-bae as Outside Director | Management | For | For |
| 1.5 | Elect Kim Gyu-ho as Outside Director | Management | For | For |
| 1.6 | Elect Yoon Bu-hyeon as Outside Director | Management | For | For |
| 1.7 | Elect Lee Da-woo as Outside Director | Management | For | For |
| 2.1 | Elect Kim Jin-bae as a Member of Audit Committee | Management | For | For |
| 2.2 | Elect Yoon Bu-hyeon as a Member of Audit Committee | Management | For | For |
| 2.3 | Elect Lee Da-woo as a Member of Audit Committee | Management | For | For |
| 3 | Amend Articles of Incorporation | Management | For | For |
| |
|---|
YAGEO CORP.
MEETING DATE: FEB 26, 2020 | TICKER: 2327 SECURITY ID: Y9723R100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Common Shares for Cash for Sponsoring Issuance of GDR | Management | For | For |
| |
|---|
YAGEO CORP.
MEETING DATE: JUN 05, 2020 | TICKER: 2327 SECURITY ID: Y9723R100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements | Management | For | For |
| 2 | Approve Amendments to Articles of Association | Management | For | For |
| 3 | Amend Procedures for Lending Funds to Other Parties and Procedures for Endorsement and Guarantees | Management | For | For |
| |
|---|
YUHAN CORP.
MEETING DATE: MAR 20, 2020 | TICKER: 000100 SECURITY ID: Y9873D109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | For |
| 3.1 | Elect Lee Cheol as Outside Director | Management | For | For |
| 3.2 | Elect Ji Seong-gil as Outside Director | Management | For | For |
| 3.3 | Elect Park Dong-jin as Outside Director | Management | For | For |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of Internal Auditor(s) | Management | For | For |
| |
|---|
YUM CHINA HOLDINGS, INC.
MEETING DATE: MAY 08, 2020 | TICKER: YUMC SECURITY ID: 98850P109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Fred Hu | Management | For | For |
| 1b | Elect Director Joey Wat | Management | For | For |
| 1c | Elect Director Peter A. Bassi | Management | For | For |
| 1d | Elect Director Christian L. Campbell | Management | For | For |
| 1e | Elect Director Ed Yiu-Cheong Chan | Management | For | For |
| 1f | Elect Director Edouard Ettedgui | Management | For | For |
| 1g | Elect Director Cyril Han | Management | For | For |
| 1h | Elect Director Louis T. Hsieh | Management | For | For |
| 1i | Elect Director Ruby Lu | Management | For | For |
| 1j | Elect Director Zili Shao | Management | For | For |
| 1k | Elect Director William Wang | Management | For | For |
| 2 | Ratify KPMG Huazhen LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
YY, INC.
MEETING DATE: DEC 20, 2019 | TICKER: YY SECURITY ID: 98426T106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Change Company Name to JOYY Inc. | Management | For | For |
| |
|---|
ZEE ENTERTAINMENT ENTERPRISES LIMITED
MEETING DATE: JUL 23, 2019 | TICKER: 505537 SECURITY ID: Y98893152
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Confirm Dividend on Preference Shares | Management | For | For |
| 3 | Declare Dividend on Equity Shares | Management | For | For |
| 4 | Reelect Subhash Chandra as Director | Management | For | Against |
| 5 | Approve Remuneration of Cost Auditors | Management | For | For |
| |
|---|
ZHEN DING TECHNOLOGY HOLDING LTD.
MEETING DATE: JUN 19, 2020 | TICKER: 4958 SECURITY ID: G98922100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Business Report and Financial Statements | Management | For | For |
| 2 | Approve Profit Distribution | Management | For | For |
| 3 | Amend Rules and Procedures Regarding Shareholders' General Meeting | Management | For | For |
| 4 | Amend Articles of Association | Management | For | For |
| 5.1 | Elect Chang-Fang Shen, with Shareholder No. 15, as Non-Independent Director | Management | For | For |
| 5.2 | Elect Che-Hung Yu, a Representative of Foxconn (Far East) Limited with Shareholder No. 2, as Non-Independent Director | Management | For | For |
| 5.3 | Elect John-See Lee, with ID No. P100035XXX, as Non-Independent Director | Management | For | For |
| 5.4 | Elect Ting-Chuan Lee, with ID No. P121659XXX, as Non-Independent Director | Management | For | For |
| 5.5 | Elect Chih-Chen Chou with ID No. A102012XXX as Independent Director | Management | For | For |
| 5.6 | Elect Chen-Fu Chien with ID No. H120290XXX as Independent Director | Management | For | For |
| 5.7 | Elect Chi-Hsien Lee with ID No. K120329XXX as Independent Director | Management | For | For |
| 6 | Approve Release of Restrictions on Competitive Activities of Newly Appointed Directors (Including Independent Directors) and Representatives | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY TARGETED INTERNATIONAL FACTOR ETF - SUB-ADVISER: GEODE
07/01/2019 - 06/30/2020
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
3I GROUP PLC
MEETING DATE: JUN 25, 2020 | TICKER: III SECURITY ID: G88473148
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Jonathan Asquith as Director | Management | For | For |
| 6 | Re-elect Caroline Banszky as Director | Management | For | For |
| 7 | Re-elect Simon Borrows as Director | Management | For | For |
| 8 | Re-elect Stephen Daintith as Director | Management | For | For |
| 9 | Re-elect Peter Grosch as Director | Management | For | Against |
| 10 | Re-elect David Hutchison as Director | Management | For | For |
| 11 | Re-elect Coline McConville as Director | Management | For | For |
| 12 | Elect Alexandra Schaapveld as Director | Management | For | For |
| 13 | Re-elect Simon Thompson as Director | Management | For | For |
| 14 | Re-elect Julia Wilson as Director | Management | For | For |
| 15 | Appoint KPMG LLP as Auditors | Management | For | For |
| 16 | Authorise Board Acting Through the Audit and Compliance Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 18 | Authorise Issue of Equity | Management | For | For |
| 19 | Approve Discretionary Share Plan | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 23 | Adopt New Articles of Association | Management | For | For |
| 24 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
ADMIRAL GROUP PLC
MEETING DATE: APR 30, 2020 | TICKER: ADM SECURITY ID: G0110T106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect David Stevens as Director | Management | For | For |
| 5 | Re-elect Geraint Jones as Director | Management | For | For |
| 6 | Re-elect Annette Court as Director | Management | For | For |
| 7 | Re-elect Jean Park as Director | Management | For | For |
| 8 | Re-elect George Manning Rountree as Director | Management | For | For |
| 9 | Re-elect Owen Clarke as Director | Management | For | For |
| 10 | Re-elect Justine Roberts as Director | Management | For | For |
| 11 | Re-elect Andrew Crossley as Director | Management | For | For |
| 12 | Re-elect Michael Brierley as Director | Management | For | For |
| 13 | Re-elect Karen Green as Director | Management | For | For |
| 14 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 16 | Amend Discretionary Free Share Scheme | Management | For | For |
| 17 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 18 | Authorise Issue of Equity | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
AEDIFICA SA
MEETING DATE: JUN 08, 2020 | TICKER: AED SECURITY ID: B0130A108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 2.1 | Receive Special Board Report Re: Renewal of the Authorized Capital | Management | None | None |
| 2.2a | Renew Authorization to Increase Share Capital by Various Means With or Without Preemptive Rights That is Set Within the Limits of the Law | Management | For | For |
| 2.2b | If Item 2.2a is not Approved: Renew Authorization to Increase Share Capital by Various Means With or Without Preemptive Rights | Management | For | For |
| 3.1 | Approve Extension of Current Financial Year and Amend Article of Associations Accordingly | Management | For | For |
| 3.2 | If Item 3.1 is Approved: Approve an Additional One-off Fee to the Auditor | Management | For | For |
| 4 | Approve Transparency Threshold and Amend Article of Associations Accordingly | Management | For | Against |
| 5 | Adopt New Articles of Association | Management | For | For |
| 6.1a | Elect Pertti Huuskonen as Independent Director | Management | For | For |
| 6.1b | Elect Sven Bogaerts as Director | Management | For | For |
| 6.1c | Elect Ingrid Daerden as Director | Management | For | For |
| 6.1d | Elect Laurence Gacoin as Director | Management | For | For |
| 6.1e | Elect Charles-Antoine Van Aelst as Director | Management | For | For |
| 6.1f | Approve Remuneration of Pertti Huuskonen as Independent Director | Management | For | For |
| 6.2a | Reelect Marleen Willekens as Independent Director | Management | For | For |
| 6.2b | Reelect Luc Plasman as Independent Non-Executive Director | Management | For | For |
| 6.2c | Approve Remuneration of Marleen Willekens as Director | Management | For | For |
| 6.2d | Approve Remuneration of Luc Plasman as Director | Management | For | For |
| 7.1 | Approve Change-of-Control Clause Re: Credit Agreement with BNP Paribas Fortis NV/SA | Management | For | For |
| 7.2 | Approve Change-of-Control Clause Re: Credit Agreement with BNP Paribas Fortis NV/SA, JP Morgan Securities PLC en ING Belgium NV/SA | Management | For | For |
| 7.3 | Approve Change-of-Control Clause Re: Credit Agreement with KBC Bank NV/SA | Management | For | For |
| 7.4 | Approve Change-of-Control Clause Re: Credit Agreement with BNP Paribas Niederlassing Deutschlannd | Management | For | For |
| 7.5 | Approve Change-of-Control Clause Re: Credit Agreement with Societe Generale | Management | For | For |
| 8.1 | Adopt Financial Statements of Residence de la Paix | Management | For | For |
| 8.2 | Adopt Financial Statements of Verlien | Management | For | For |
| 8.3 | Adopt Financial Statements of Buitenheide | Management | For | For |
| 9.1 | Approve Discharge of Aedifica SA for Fulfillment of Board Mandate at Residence de la Paix | Management | For | For |
| 9.2 | Approve Discharge of Stefaan Gielens for Fulfillment of Board Mandate at Residence de la Paix | Management | For | For |
| 9.3 | Approve Discharge of Laurence Gacoin for Fulfillment of Board Mandate at Residence de la Paix | Management | For | For |
| 9.4 | Approve Discharge of Charles-Antoine Van Aelst for Fulfillment of Board Mandate at Residence de la Paix | Management | For | For |
| 9.5 | Approve Discharge of Sven Bogaerts for Fulfillment of Board Mandate at Residence de la Paix | Management | For | For |
| 9.6 | Approve Discharge of Ingrid Daerden for Fulfillment of Board Mandate at Residence de la Paix | Management | For | For |
| 9.7 | Approve Discharge of Aedifica SA for Fulfillment of Board Mandate at Verlien | Management | For | For |
| 9.8 | Approve Discharge of Stefaan Gielens for Fulfillment of Board Mandate at Verlien | Management | For | For |
| 9.9 | Approve Discharge of Laurence Gacoin for Fulfillment of Board Mandate at Verlien | Management | For | For |
| 9.10 | Approve Discharge of Charles-Antoine Van Aelst for Fulfillment of Board Mandate at Verlien | Management | For | For |
| 9.11 | Approve Discharge of Sven Bogaerts for Fulfillment of Board Mandate at Verlien | Management | For | For |
| 9.12 | Approve Discharge of Ingrid Daerden for Fulfillment of Board Mandate at Verlien | Management | For | For |
| 9.13 | Approve Discharge of Aedifica SA for Fulfillment of Board Mandate at Buitenheide | Management | For | For |
| 9.14 | Approve Discharge of Stefaan Gielens for Fulfillment of Board Mandate at Buitenheide | Management | For | For |
| 9.15 | Approve Discharge of Laurence Gacoin for Fulfillment of Board Mandate at Buitenheide | Management | For | For |
| 9.16 | Approve Discharge of Charles-Antoine Van Aelst for Fulfillment of Board Mandate at Buitenheide | Management | For | For |
| 9.17 | Approve Discharge of Sven Bogaerts for Fulfillment of Board Mandate at Buitenheide | Management | For | For |
| 9.18 | Approve Discharge of Ingrid Daerden for Fulfillment of Board Mandate at Buitenheide | Management | For | For |
| 10.1 | Approve Discharge of Ernst & Young as Auditor for Residence de la Paix | Management | For | For |
| 10.2 | Approve Discharge of Ernst & Young as Auditor for Verlien | Management | For | For |
| 10.3 | Approve Discharge of Ernst & Young as Auditor for Buitenheide | Management | For | For |
| 11 | Authorize Implementation of Approved Resolutions, Coordination of Articles of Association, and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
| |
|---|
AIR CANADA
MEETING DATE: JUN 25, 2020 | TICKER: AC SECURITY ID: 008911877
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Amee Chande | Management | For | For |
| 1.2 | Elect Director Christie J.B. Clark | Management | For | For |
| 1.3 | Elect Director Gary A. Doer | Management | For | For |
| 1.4 | Elect Director Rob Fyfe | Management | For | For |
| 1.5 | Elect Director Michael M. Green | Management | For | For |
| 1.6 | Elect Director Jean Marc Huot | Management | For | For |
| 1.7 | Elect Director Madeleine Paquin | Management | For | For |
| 1.8 | Elect Director Calin Rovinescu | Management | For | For |
| 1.9 | Elect Director Vagn Sorensen | Management | For | For |
| 1.10 | Elect Director Kathleen Taylor | Management | For | For |
| 1.11 | Elect Director Annette Verschuren | Management | For | For |
| 1.12 | Elect Director Michael M. Wilson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Approve Shareholder Rights Plan | Management | For | For |
| A | The Undersigned Certifies The Shares Represented by this Proxy Are Owned And Controlled By: FOR = Canadian, AGT = Non-Canadian Holder Authorized To Provide Air Service, ABN = Non-Canadian Who Is Not A Non-Canadian Holder Authorized To Provide Air Service. | Management | None | Abstain |
| B | The Undersigned Hereby Certifies that the Shares Owned and Controlled by the Undersigned, Including the Shares Held by Persons in Affiliation with the Undersigned, Represent 10% or More of the Company's Issued and Outstanding Shares. | Management | None | Against |
| |
|---|
AIR LIQUIDE SA
MEETING DATE: MAY 05, 2020 | TICKER: AI SECURITY ID: F01764103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.70 per Share and an Extra of EUR 0.27 per Share to Long Term Registered Shares | Management | For | For |
| 4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5 | Reelect Brian Gilvary as Director | Management | For | For |
| 6 | Elect Anette Bronder as Director | Management | For | For |
| 7 | Elect Kim Ann Mink as Director | Management | For | For |
| 8 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 9 | Approve Compensation of Benoit Potier | Management | For | For |
| 10 | Approve Compensation Report for Corporate Officers | Management | For | For |
| 11 | Approve Remuneration Policy of Corporate Officers | Management | For | For |
| 12 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.3 Million | Management | For | For |
| 13 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 14 | Authorize Capitalization of Reserves of Up to EUR 300 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 15 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 16 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
| 17 | Amend Article 11 of Bylaws Re: Employee Representative | Management | For | For |
| 18 | Amend Article 15 of Bylaws Re: Board Powers | Management | For | For |
| 19 | Amend Article 16 of Bylaws Re: Board Members Remuneration | Management | For | For |
| 20 | Amend Article 9 of Bylaws Re: Shareholding Disclosure Thresholds | Management | For | For |
| 21 | Amend Articles 15 and 19 of Bylaws Re: Delegate Power to Board Members | Management | For | For |
| 22 | Amend Article 4 of Bylaws Re: Company Duration | Management | For | For |
| 23 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
ALLIANZ SE
MEETING DATE: MAY 06, 2020 | TICKER: ALV SECURITY ID: D03080112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 9.60 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
| 5 | Approve Affiliation Agreement with Allianz Africa Holding GmbH | Management | For | For |
| |
|---|
AMADEUS IT GROUP SA
MEETING DATE: JUN 17, 2020 | TICKER: AMS SECURITY ID: E04648114
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 2 | Approve Non-Financial Information Statement | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4 | Approve Discharge of Board | Management | For | For |
| 5.1 | Elect Xiaoqun Clever as Director | Management | For | For |
| 5.2 | Reelect Jose Antonio Tazon Garcia as Director | Management | For | For |
| 5.3 | Reelect Luis Maroto Camino as Director | Management | For | For |
| 5.4 | Reelect David Webster as Director | Management | For | For |
| 5.5 | Reelect Clara Furse as Director | Management | For | For |
| 5.6 | Reelect Nicolas Huss as Director | Management | For | For |
| 5.7 | Reelect Pierre-Henri Gourgeon as Director | Management | For | For |
| 5.8 | Reelect Francesco Loredan as Director | Management | For | For |
| 6 | Advisory Vote on Remuneration Report | Management | For | For |
| 7 | Approve Remuneration of Directors | Management | For | For |
| 8 | Authorize Increase in Capital up to 10 Percent via Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 9 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
ARISTOCRAT LEISURE LIMITED
MEETING DATE: FEB 20, 2020 | TICKER: ALL SECURITY ID: Q0521T108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect KM Conlon as Director | Management | For | For |
| 2 | Elect S Summers Couder as Director | Management | For | For |
| 3 | Elect PJ Ramsey as Director | Management | For | For |
| 4 | Elect PG Etienne as Director | Management | For | For |
| 5 | Approve Grant of Performance Rights to Trevor Croker | Management | For | For |
| 6 | Approve SuperShare Plan | Management | For | For |
| 7 | Approve Remuneration Report | Management | For | For |
| 8 | Approve Renewal of Proportional Takeover Provisions | Management | For | For |
| |
|---|
ASAHI KASEI CORP.
MEETING DATE: JUN 24, 2020 | TICKER: 3407 SECURITY ID: J0242P110
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kobori, Hideki | Management | For | For |
| 1.2 | Elect Director Takayama, Shigeki | Management | For | For |
| 1.3 | Elect Director Shibata, Yutaka | Management | For | For |
| 1.4 | Elect Director Yoshida, Hiroshi | Management | For | For |
| 1.5 | Elect Director Sakamoto, Shuichi | Management | For | For |
| 1.6 | Elect Director Kawabata, Fumitoshi | Management | For | For |
| 1.7 | Elect Director Shiraishi, Masumi | Management | For | For |
| 1.8 | Elect Director Tatsuoka, Tsuneyoshi | Management | For | For |
| 1.9 | Elect Director Okamoto, Tsuyoshi | Management | For | For |
| |
|---|
ASR NEDERLAND NV
MEETING DATE: OCT 30, 2019 | TICKER: ASRNL SECURITY ID: N0709G103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2a | Announce Intention to Appoint Ingrid de Graaf-de Swart as Member of the Executive Board | Management | None | None |
| 3a | Announce Intention to Appoint Gisella van Vollenhoven and Gerard van Olphen as Supervisory Board Members | Management | None | None |
| 3b | Elect Gisella van Vollenhoven to Supervisory Board | Management | For | For |
| 3c | Elect Gerard van Olphen to Supervisory Board | Management | For | For |
| 4 | Allow Questions | Management | None | None |
| 5 | Close Meeting | Management | None | None |
| |
|---|
ASR NEDERLAND NV
MEETING DATE: MAY 20, 2020 | TICKER: ASRNL SECURITY ID: N0709G103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2.a | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 2.b | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
| 2.c | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 2.d | Approve Remuneration Report | Management | For | For |
| 3.a | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3.b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 3.c | Discuss Dividends | Management | None | None |
| 4.a | Approve Discharge of Management Board | Management | For | For |
| 4.b | Approve Discharge of Supervisory Board | Management | For | For |
| 5.a | Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital | Management | For | For |
| 5.b | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 5.c | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Announce Intention to Reappoint Jos Baeten to the Management Board | Management | None | None |
| 7.a | Acknowledge Resignation of Cor van den Bos as Supervisory Board Member | Management | None | None |
| 7.b | Reelect Herman Hintzen to Supervisory Board | Management | For | For |
| 8 | Allow Questions | Management | None | None |
| 9 | Close Meeting | Management | None | None |
| |
|---|
ASTELLAS PHARMA, INC.
MEETING DATE: JUN 18, 2020 | TICKER: 4503 SECURITY ID: J03393105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hatanaka, Yoshihiko | Management | For | For |
| 1.2 | Elect Director Yasukawa, Kenji | Management | For | For |
| 1.3 | Elect Director Okamura, Naoki | Management | For | For |
| 1.4 | Elect Director Sekiyama, Mamoru | Management | For | For |
| 1.5 | Elect Director Yamagami, Keiko | Management | For | For |
| 1.6 | Elect Director Kawabe, Hiroshi | Management | For | For |
| 1.7 | Elect Director Ishizuka, Tatsuro | Management | For | For |
| 2.1 | Elect Director and Audit Committee Member Yoshimitsu, Toru | Management | For | For |
| 2.2 | Elect Director and Audit Committee Member Sasaki, Hiro | Management | For | For |
| 2.3 | Elect Director and Audit Committee Member Takahashi, Raita | Management | For | For |
| |
|---|
ASTRAZENECA PLC
MEETING DATE: APR 29, 2020 | TICKER: AZN SECURITY ID: G0593M107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5a | Re-elect Leif Johansson as Director | Management | For | For |
| 5b | Re-elect Pascal Soriot as Director | Management | For | For |
| 5c | Re-elect Marc Dunoyer as Director | Management | For | For |
| 5d | Re-elect Genevieve Berger as Director | Management | For | For |
| 5e | Re-elect Philip Broadley as Director | Management | For | For |
| 5f | Re-elect Graham Chipchase as Director | Management | For | For |
| 5g | Elect Michel Demare as Director | Management | For | For |
| 5h | Re-elect Deborah DiSanzo as Director | Management | For | For |
| 5i | Re-elect Sheri McCoy as Director | Management | For | For |
| 5j | Re-elect Tony Mok as Director | Management | For | For |
| 5k | Re-elect Nazneen Rahman as Director | Management | For | For |
| 5l | Re-elect Marcus Wallenberg as Director | Management | For | For |
| 6 | Approve Remuneration Report | Management | For | For |
| 7 | Approve Remuneration Policy | Management | For | For |
| 8 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 9 | Authorise Issue of Equity | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 11 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 12 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 13 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 14 | Approve Performance Share Plan | Management | For | For |
| |
|---|
ASX LIMITED
MEETING DATE: SEP 24, 2019 | TICKER: ASX SECURITY ID: Q0604U105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 3a | Elect Melinda Conrad as Director | Management | For | For |
| 3b | Elect Ken Henry as Director | Management | For | Against |
| 3c | Elect Peter Nash as Director | Management | For | For |
| 4 | Approve Remuneration Report | Management | For | For |
| 5 | Approve Grant of Performance Rights to Dominic Stevens | Management | For | For |
| |
|---|
ATLANTIA SPA
MEETING DATE: MAY 29, 2020 | TICKER: ATL SECURITY ID: T05404107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
| 2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Elect Directors (Bundled) | Management | For | For |
| 4 | Revoke Authorization on Repurchase of Shares | Management | For | For |
| 5 | Approve Free Share Scheme for Employees 2020 | Management | For | For |
| 6.1 | Approve Remuneration Policy | Management | For | For |
| 6.2 | Approve Second Section of the Remuneration Report | Management | For | Against |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
| |
|---|
ATLAS COPCO AB
MEETING DATE: APR 23, 2020 | TICKER: ATCO.A SECURITY ID: W1R924161
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Opening of Meeting; Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 3 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Receive CEO's Report; Questions | Management | None | None |
| 8.a | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8.b | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 8.c | Approve Allocation of Income and Dividends of SEK 3.50 Per Share | Management | For | Did Not Vote |
| 8.d | Approve Record Date for Dividend Payment | Management | For | Did Not Vote |
| 9.a | Determine Number of Members (9) and Deputy Members of Board (0) | Management | For | Did Not Vote |
| 9.b | Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | Did Not Vote |
| 10.a | Reelect Staffan Bohman, Tina Donikowski, Johan Forssell, Sabine Neuss, Mats Rahmstrom, Hans Straberg and Peter Wallenberg Jr as Directors; Elect Anna Ohlsson-Leijon and Gordon Riske as New Directors | Management | For | Did Not Vote |
| 10.b | Elect Hans Straberg as Board Chairman | Management | For | Did Not Vote |
| 10.c | Ratify Ernst & Young as Auditors | Management | For | Did Not Vote |
| 11.a | Approve Remuneration of Directors in the Amount of SEK 2.3 Million to Chair and SEK 740,000 to Other Directors; Approve Remuneration for Committee Work; Approve Receiving Part of Remuneration in form of Synthetic Shares | Management | For | Did Not Vote |
| 11.b | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 12.a | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 12.b | Approve Performance Based Stock Option Plan 2020 for Key Employees | Management | For | Did Not Vote |
| 13.a | Acquire Class A Shares Related to Personnel Option Plan for 2020 | Management | For | Did Not Vote |
| 13.b | Acquire Class A Shares Related to Remuneration of Directors in the Form of Synthetic Shares | Management | For | Did Not Vote |
| 13.c | Transfer Class A Shares Related to Personnel Option Plan for 2020 | Management | For | Did Not Vote |
| 13.d | Sell Class A Shares to Cover Costs Related to Synthetic Shares to the Board | Management | For | Did Not Vote |
| 13.e | Sell Class A and B Shares to Cover Costs in Relation to the Performance Related Personnel Option Plans for 2015, 2016 and 2017 | Management | For | Did Not Vote |
| 14 | Close Meeting | Management | None | None |
| |
|---|
BAKKAFROST P/F
MEETING DATE: APR 03, 2020 | TICKER: BAKKA SECURITY ID: K0840B107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Receive and Approve Board Report | Management | For | Did Not Vote |
| 3 | Approve Annual Accounts | Management | For | Did Not Vote |
| 4 | Approve Allocation of income and Dividends of DKK 8.31 Per Share | Management | For | Did Not Vote |
| 5 | Reelect Johannes Jensen, Annika Frederiksberg, Einar Wathne, Oystein Sandvik and Teitur Samuelsen as Directors | Management | For | Did Not Vote |
| 6 | Reelect Runi M. Hansen as Chairman of Board | Management | For | Did Not Vote |
| 7 | Approve Remuneration of Directors in the Amount of DKK 462,000 for Chairman, DKK 288,750 for Vice Chair and DKK 231,000 for Other Directors; Approve Remuneration for Work in the Accounting Committee | Management | For | Did Not Vote |
| 8 | Reelect Gunnar i Lida and Rogvi Jacobsen as Members of the Election Committee; Reelect Gunnar i Lida as Chairman of the Committee | Management | For | Did Not Vote |
| 9 | Approve Remuneration of Members of the Election Committee | Management | For | Did Not Vote |
| 10 | Ratify P/F Januar as Auditor | Management | For | Did Not Vote |
| 11 | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
| 12 | Approve Creation of DKK 6 Million Pool of Capital without Preemptive Rights; Amend Articles Accordingly | Management | For | Did Not Vote |
| 13 | Other Business | Management | None | None |
| |
|---|
BALOISE HOLDING AG
MEETING DATE: APR 24, 2020 | TICKER: BALN SECURITY ID: H04530202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of CHF 6.40 per Share | Management | For | Did Not Vote |
| 4.1a | Reelect Andreas Burckhardt as Director and Board Chairman | Management | For | Did Not Vote |
| 4.1b | Reelect Andreas Beerli as Director | Management | For | Did Not Vote |
| 4.1c | Reelect Christoph Gloor as Director | Management | For | Did Not Vote |
| 4.1d | Reelect Hugo Lasat as Director | Management | For | Did Not Vote |
| 4.1e | Reelect Christoph Maeder as Director | Management | For | Did Not Vote |
| 4.1f | Reelect Markus Neuhaus as Director | Management | For | Did Not Vote |
| 4.1g | Reelect Thomas von Planta as Director | Management | For | Did Not Vote |
| 4.1h | Reelect Thomas Pleines as Director | Management | For | Did Not Vote |
| 4.1i | Reelect Hans-Joerg Schmidt-Trenz as Director | Management | For | Did Not Vote |
| 4.1j | Reelect Marie-Noelle Venturi - Zen-Ruffinen as Director | Management | For | Did Not Vote |
| 4.2.1 | Appoint Christoph Maeder as Member of the Compensation Committee | Management | For | Did Not Vote |
| 4.2.2 | Appoint Thomas Pleines as Member of the Compensation Committee | Management | For | Did Not Vote |
| 4.2.3 | Appoint Hans-Joerg Schmidt-Trenz as Member of the Compensation Committee | Management | For | Did Not Vote |
| 4.2.4 | Appoint Marie-Noelle Venturi-Zen-Ruffinen as Member of the Compensation Committee | Management | For | Did Not Vote |
| 4.3 | Designate Christophe Sarasin as Independent Proxy | Management | For | Did Not Vote |
| 4.4 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
| 5.1 | Approve Remuneration of Directors in the Amount of CHF 3.4 Million | Management | For | Did Not Vote |
| 5.2.1 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 4 Million | Management | For | Did Not Vote |
| 5.2.2 | Approve Variable Remuneration of Executive Committee in the Amount of CHF 5.2 Million | Management | For | Did Not Vote |
| 6 | Transact Other Business (Voting) | Management | For | Did Not Vote |
| |
|---|
BANDAI NAMCO HOLDINGS INC.
MEETING DATE: JUN 22, 2020 | TICKER: 7832 SECURITY ID: Y0606D102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 112 | Management | For | For |
| 2.1 | Elect Director Taguchi, Mitsuaki | Management | For | For |
| 2.2 | Elect Director Kawaguchi, Masaru | Management | For | For |
| 2.3 | Elect Director Otsu, Shuji | Management | For | For |
| 2.4 | Elect Director Asako, Yuji | Management | For | For |
| 2.5 | Elect Director Miyakawa, Yasuo | Management | For | For |
| 2.6 | Elect Director Hagiwara, Hitoshi | Management | For | For |
| 2.7 | Elect Director Kawashiro, Kazumi | Management | For | For |
| 2.8 | Elect Director Asanuma, Makoto | Management | For | For |
| 2.9 | Elect Director Matsuda, Yuzuru | Management | For | For |
| 2.10 | Elect Director Kuwabara, Satoko | Management | For | For |
| 2.11 | Elect Director Noma, Mikiharu | Management | For | For |
| 2.12 | Elect Director Kawana, Koichi | Management | For | For |
| |
|---|
BANK HAPOALIM BM
MEETING DATE: JUL 18, 2019 | TICKER: POLI SECURITY ID: M1586M115
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Discuss Financial Statements and the Report of the Board | Management | None | None |
| 2 | Reappoint Somekh Chaikin and Ziv Haft as Joint Auditors | Management | For | For |
| 3 | Amend Articles Re: Board-Related Matters | Management | For | For |
| 4.1 | Elect David Avner as External Director | Management | For | Did Not Vote |
| 4.2 | Elect Arie Orlev as External Director | Management | For | For |
| 5.1 | Elect Noam Hanegbi as External Director | Management | For | Abstain |
| 5.2 | Elect Israel Zichl as External Director | Management | For | For |
| 5.3 | Reelect Ruben Krupik as External Director | Management | For | For |
| 6.1 | Elect Tamar Bar Noy Gottlin as Director | Management | For | Abstain |
| 6.2 | Reelect Oded Eran as Director | Management | For | For |
| 6.3 | Elect David Zvilichovsky as Director | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| B1 | If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
| B2 | If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
| B3 | If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. | Management | None | For |
| |
|---|
BANK LEUMI LE-ISRAEL LTD.
MEETING DATE: JUL 18, 2019 | TICKER: LUMI SECURITY ID: M16043107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Discuss Financial Statements and the Report of the Board | Management | None | None |
| 2 | Reappoint Somekh Chaikin and Kost Forer Gabbay and Kasierer as Joint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Appoint Somekh Chaikin and Brightman Almagor Zohar & Co. as Joint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Elect Irit Shlomi as Director | Management | For | For |
| 5 | Elect Haim Yaakov Krupsky as Director | Management | For | Did Not Vote |
| 6 | Approve Purchase of 12,364 Ordinary Shares by David Brodet, Chairman, in Connection with Share Offering by the State of Israel to the Bank's Employees | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| B1 | If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
| B2 | If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
| B3 | If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. | Management | None | For |
| |
|---|
BANK LEUMI LE-ISRAEL LTD.
MEETING DATE: DEC 23, 2019 | TICKER: LUMI SECURITY ID: M16043107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Ytzhak Edelman as External Director | Management | For | For |
| 1.2 | Elect Mordechai Rosen as External Director | Management | For | Did Not Vote |
| 2.1 | Reelect Ester Dominissini as Director | Management | For | For |
| 2.2 | Elect Ira Sobel as Director | Management | For | Abstain |
| 3 | Approve Amended Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 4 | Approve Employment Terms of Haj-Yehia Samer, Chairman | Management | For | For |
| 5 | Approve Employment Terms of as Hanan Shmuel Friedman, CEO | Management | For | For |
| 6 | Issue Updated Indemnification Agreements to Directors/Officers | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| B1 | If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
| B2 | If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
| B3 | If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. | Management | None | For |
| |
|---|
BCE INC.
MEETING DATE: MAY 07, 2020 | TICKER: BCE SECURITY ID: 05534B760
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry K. Allen | Management | For | For |
| 1.2 | Elect Director Mirko Bibic | Management | For | For |
| 1.3 | Elect Director Sophie Brochu - Withdrawn Resolution | Management | None | None |
| 1.4 | Elect Director Robert E. Brown | Management | For | For |
| 1.5 | Elect Director David F. Denison | Management | For | For |
| 1.6 | Elect Director Robert P. Dexter | Management | For | For |
| 1.7 | Elect Director Ian Greenberg | Management | For | For |
| 1.8 | Elect Director Katherine Lee | Management | For | For |
| 1.9 | Elect Director Monique F. Leroux | Management | For | For |
| 1.10 | Elect Director Gordon M. Nixon | Management | For | For |
| 1.11 | Elect Director Thomas E. Richards | Management | For | For |
| 1.12 | Elect Director Calin Rovinescu | Management | For | For |
| 1.13 | Elect Director Karen Sheriff | Management | For | For |
| 1.14 | Elect Director Robert C. Simmonds | Management | For | For |
| 1.15 | Elect Director Paul R. Weiss | Management | For | For |
| 2 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | SP 1: Adopt a Diversity Target Higher than 40% for the Composition of the Board of Directors for the Next Five Years | Shareholder | Against | Against |
| |
|---|
BEIERSDORF AG
MEETING DATE: APR 29, 2020 | TICKER: BEI SECURITY ID: D08792109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.70 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
| 5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2020 | Management | For | For |
| 6 | Approve Creation of EUR 42 Million Pool of Authorized Capital I with Partial Exclusion of Preemptive Rights | Management | For | For |
| 7 | Approve Creation of EUR 25 Million Pool of Authorized Capital II with Partial Exclusion of Preemptive Rights | Management | For | For |
| 8 | Approve Creation of EUR 25 Million Pool of Authorized Capital III with Partial Exclusion of Preemptive Rights | Management | For | For |
| 9 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion; Approve Creation of EUR 42 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 10 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 11 | Amend Articles Re: Participation Requirements and Proof of Entitlement | Management | For | For |
| 12.1 | Elect Wolfgang Herz to the Supervisory Board | Management | For | Against |
| 12.2 | Elect Beatrice Dreyfus as Alternate Supervisory Board Member | Management | For | For |
| |
|---|
BHP GROUP PLC
MEETING DATE: OCT 17, 2019 | TICKER: BHP SECURITY ID: G10877127
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Appoint Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Authorise the Risk and Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 4 | Authorise Issue of Equity | Management | For | For |
| 5 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 6 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 7 | Approve Remuneration Policy | Management | For | For |
| 8 | Approve Remuneration Report for UK Law Purposes | Management | For | For |
| 9 | Approve Remuneration Report for Australian Law Purposes | Management | For | For |
| 10 | Approve Grant of Awards under the Group's Incentive Plans to Andrew Mackenzie | Management | For | For |
| 11 | Elect Ian Cockerill as Director | Management | For | For |
| 12 | Elect Susan Kilsby as Director | Management | For | For |
| 13 | Re-elect Terry Bowen as Director | Management | For | For |
| 14 | Re-elect Malcolm Broomhead as Director | Management | For | For |
| 15 | Re-elect Anita Frew as Director | Management | For | For |
| 16 | Re-elect Andrew Mackenzie as Director | Management | For | For |
| 17 | Re-elect Lindsay Maxsted as Director | Management | For | For |
| 18 | Re-elect John Mogford as Director | Management | For | For |
| 19 | Re-elect Shriti Vadera as Director | Management | For | For |
| 20 | Re-elect Ken MacKenzie as Director | Management | For | For |
| 21 | Amend Constitution of BHP Group Limited | Shareholder | Against | Against |
| 22 | Approve Suspension of Memberships of Industry Associations That Are Involved in Lobbying Inconsistent with the Goals of the Paris Agreement | Shareholder | Against | Against |
| |
|---|
BNP PARIBAS SA
MEETING DATE: MAY 19, 2020 | TICKER: BNP SECURITY ID: F1058Q238
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Reelect Jean Lemierre as Director | Management | For | For |
| 7 | Reelect Jacques Aschenbroich as Director | Management | For | For |
| 8 | Reelect Monique Cohen as Director | Management | For | For |
| 9 | Reelect Daniela Schwarzer as Director | Management | For | For |
| 10 | Reelect Fields Wicker-Miurin as Director | Management | For | For |
| 11 | Approve Remuneration Policy of Directors | Management | For | For |
| 12 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
| 13 | Approve Remuneration Policy of CEO and Vice-CEO | Management | For | For |
| 14 | Approve Compensation of Corporate Officers | Management | For | For |
| 15 | Approve Compensation of Jean Lemierre, Chairman of the Board | Management | For | For |
| 16 | Approve Compensation of Jean-Laurent Bonnafe, CEO | Management | For | For |
| 17 | Approve Compensation of Philippe Bordenave, Vice-CEO | Management | For | For |
| 18 | Approve the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers | Management | For | For |
| 19 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | Management | For | For |
| 20 | Authorize Capital Increase of Up to EUR 240 Million for Future Exchange Offers | Management | For | For |
| 21 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
| 22 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 20-21 at EUR 240 Million | Management | For | For |
| 23 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
| 24 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 19-21 at EUR 1 Billion | Management | For | For |
| 25 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 26 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 27 | Amend Article 7 of Bylaws Re: Employee Shareholder Representative | Management | For | For |
| 28 | Amend Article 15 of Bylaws Re: Board Members Deliberation via Written Consultation | Management | For | For |
| 29 | Amend Articles 7, 10, 11, 19 of Bylaws to Comply with Legal Changes | Management | For | For |
| 30 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
BOYD GROUP SERVICES INC.
MEETING DATE: JUN 29, 2020 | TICKER: BYD SECURITY ID: 103310108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Nine | Management | For | For |
| 2.1 | Elect Director Dave Brown | Management | For | For |
| 2.2 | Elect Director Brock Bulbuck | Management | For | For |
| 2.3 | Elect Director Allan Davis | Management | For | For |
| 2.4 | Elect Director Robert Gross | Management | For | For |
| 2.5 | Elect Director John Hartmann | Management | For | For |
| 2.6 | Elect Director Violet (Vi) A.M. Konkle | Management | For | For |
| 2.7 | Elect Director Timothy O'Day | Management | For | For |
| 2.8 | Elect Director William Onuwa | Management | For | For |
| 2.9 | Elect Director Sally Savoia | Management | For | For |
| 3 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 5 | Allow Board to Appoint Additional Directors Up to a Maximum of One Third of the Number of Directors Elected at the Previous Meeting | Management | For | For |
| |
|---|
BRITISH AMERICAN TOBACCO PLC
MEETING DATE: APR 30, 2020 | TICKER: BATS SECURITY ID: G1510J102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 4 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 5 | Re-elect Jack Bowles as Director | Management | For | For |
| 6 | Re-elect Richard Burrows as Director | Management | For | For |
| 7 | Re-elect Sue Farr as Director | Management | For | For |
| 8 | Re-elect Dr Marion Helmes as Director | Management | For | For |
| 9 | Re-elect Luc Jobin as Director | Management | For | For |
| 10 | Re-elect Holly Koeppel as Director | Management | For | For |
| 11 | Re-elect Savio Kwan as Director | Management | For | For |
| 12 | Re-elect Dimitri Panayotopoulos as Director | Management | For | For |
| 13 | Elect Jeremy Fowden as Director | Management | For | For |
| 14 | Elect Tadeu Marroco as Director | Management | For | For |
| 15 | Authorise Issue of Equity | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Approve Restricted Share Plan | Management | For | For |
| 19 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
BUREAU VERITAS SA
MEETING DATE: JUN 26, 2020 | TICKER: BVI SECURITY ID: F96888114
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 5 | Ratify Appointment of Jerome Michiels as Director | Management | For | For |
| 6 | Reelect Sian Herbert-Jones as Director | Management | For | For |
| 7 | Reelect Stephanie Besnier as Director | Management | For | For |
| 8 | Reelect Claude Ehlingeras Director | Management | For | For |
| 9 | Approve Remuneration Policy of Directors | Management | For | For |
| 10 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
| 11 | Approve Remuneration Policy of CEO | Management | For | For |
| 12 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 13 | Approve Compensation of Aldo Cardoso, Chairman of the board | Management | For | For |
| 14 | Approve Compensation of Didier Michaud-Daniel, CEO | Management | For | For |
| 15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 16 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
CALTEX AUSTRALIA LTD.
MEETING DATE: MAY 14, 2020 | TICKER: CTX SECURITY ID: Q19884107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Melinda Conrad as Director | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve the Change of Company Name to Ampol Limited | Management | For | For |
| |
|---|
CANADIAN APARTMENT PROPERTIES REAL ESTATE INVESTMENT TRUST
MEETING DATE: JUN 01, 2020 | TICKER: CAR.UN SECURITY ID: 134921105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Trustees Harold Burke | Management | For | For |
| 1.2 | Elect Trustees Gina Parvaneh Cody | Management | For | For |
| 1.3 | Elect Trustees Mark Kenney | Management | For | For |
| 1.4 | Elect Trustees Poonam Puri | Management | For | For |
| 1.5 | Elect Trustees Jamie Schwartz | Management | For | For |
| 1.6 | Elect Trustees Michael Stein | Management | For | For |
| 1.7 | Elect Trustees Elaine Todres | Management | For | For |
| 1.8 | Elect Trustees Rene Tremblay | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Trustees to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
CEMBRA MONEY BANK AG
MEETING DATE: APR 16, 2020 | TICKER: CMBN SECURITY ID: H1329L107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of 3.75 per Share | Management | For | Did Not Vote |
| 4 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 5.1.1 | Reelect Felix Weber as Director | Management | For | Did Not Vote |
| 5.1.2 | Reelect Peter Athanas as Director | Management | For | Did Not Vote |
| 5.1.3 | Reelect Urs Baumann as Director | Management | For | Did Not Vote |
| 5.1.4 | Reelect Denis Hall as Director | Management | For | Did Not Vote |
| 5.1.5 | Reelect Katrina Machin as Director | Management | For | Did Not Vote |
| 5.1.6 | Reelect Monica Maechler as Director | Management | For | Did Not Vote |
| 5.2 | Elect Thomas Buess as Director | Management | For | Did Not Vote |
| 5.3 | Reelect Felix Weber as Board Chairman | Management | For | Did Not Vote |
| 5.4.1 | Reappoint Urs Baumann as Member of the Compensation and Nomination Committee | Management | For | Did Not Vote |
| 5.4.2 | Reappoint Katrina Machin as Member of the Compensation and Nomination Committee | Management | For | Did Not Vote |
| 5.4.3 | Appoint Peter Athanas as Member of the Compensation and Nomination Committee | Management | For | Did Not Vote |
| 5.5 | Designate Keller KLG as Independent Proxy | Management | For | Did Not Vote |
| 5.6 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
| 6.1 | Approve Remuneration of Directors in the Amount of CHF 1.5 Million | Management | For | Did Not Vote |
| 6.2 | Approve Fixed and Variable Remuneration of Executive Committee in the Amount of CHF 6.4 Million | Management | For | Did Not Vote |
| 7 | Transact Other Business (Voting) | Management | For | Did Not Vote |
| |
|---|
CENTRAL JAPAN RAILWAY CO.
MEETING DATE: JUN 23, 2020 | TICKER: 9022 SECURITY ID: J05523105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 75 | Management | For | For |
| 2.1 | Elect Director Tsuge, Koei | Management | For | For |
| 2.2 | Elect Director Kaneko, Shin | Management | For | For |
| 2.3 | Elect Director Suyama, Yoshiki | Management | For | For |
| 2.4 | Elect Director Kosuge, Shunichi | Management | For | For |
| 2.5 | Elect Director Uno, Mamoru | Management | For | For |
| 2.6 | Elect Director Tanaka, Mamoru | Management | For | For |
| 2.7 | Elect Director Mizuno, Takanori | Management | For | For |
| 2.8 | Elect Director Mori, Atsuhito | Management | For | For |
| 2.9 | Elect Director Niwa, Shunsuke | Management | For | For |
| 2.10 | Elect Director Suzuki, Hiroshi | Management | For | For |
| 2.11 | Elect Director Oyama, Takayuki | Management | For | For |
| 2.12 | Elect Director Kobayashi, Hajime | Management | For | For |
| 2.13 | Elect Director Torkel Patterson | Management | For | For |
| 2.14 | Elect Director Saeki, Takashi | Management | For | For |
| 2.15 | Elect Director Kasama, Haruo | Management | For | For |
| 2.16 | Elect Director Oshima, Taku | Management | For | For |
| 3 | Appoint Statutory Auditor Yamada, Tatsuhiko | Management | For | For |
| |
|---|
CHR. HANSEN HOLDING A/S
MEETING DATE: NOV 27, 2019 | TICKER: CHR SECURITY ID: K1830B107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Board Report | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of DKK 7.07 Per Share | Management | For | Did Not Vote |
| 4 | Approve Remuneration of Directors in the Amount of DKK 1.2 Million for Chair, DKK 800,000 for Vice-Chair and DKK 400,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 5 | Approve Revised Remuneration Guidelines for Executive Management and Board | Management | For | Did Not Vote |
| 6a | Reelect Dominique Reiniche (Chair) as Director | Management | For | Did Not Vote |
| 6b.a | Reelect Jesper Brandgaard as Director | Management | For | Did Not Vote |
| 6b.b | Reelect Luis Cantarell as Director | Management | For | Did Not Vote |
| 6b.c | Reelect Heidi Kleinbach-Sauter as Director | Management | For | Did Not Vote |
| 6b.d | Elect Niels Peder Nielsen as New Director | Management | For | Did Not Vote |
| 6b.e | Reelect Kristian Villumsen as Director | Management | For | Did Not Vote |
| 6b.f | Reelect Mark Wilson as Director | Management | For | Did Not Vote |
| 7 | Reelect PricewaterhouseCoopers as Auditor | Management | For | Did Not Vote |
| 8 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | Did Not Vote |
| |
|---|
CI FINANCIAL CORP.
MEETING DATE: JUN 18, 2020 | TICKER: CIX SECURITY ID: 125491100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William E. Butt | Management | For | For |
| 1.2 | Elect Director Brigette Chang-Addorisio | Management | For | For |
| 1.3 | Elect Director William T. Holland | Management | For | For |
| 1.4 | Elect Director Kurt MacAlpine | Management | For | For |
| 1.5 | Elect Director David P. Miller | Management | For | For |
| 1.6 | Elect Director Tom P. Muir | Management | For | For |
| 1.7 | Elect Director Sheila A. Murray | Management | For | For |
| 1.8 | Elect Director Paul J. Perrow | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
CLP HOLDINGS LTD.
MEETING DATE: MAY 08, 2020 | TICKER: 2 SECURITY ID: Y1660Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Elect Michael Kadoorie as Director | Management | For | For |
| 2b | Elect William Elkin Mocatta as Director | Management | For | For |
| 2c | Elect Roderick Ian Eddington as Director | Management | For | For |
| 3 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| |
|---|
COCA-COLA AMATIL LTD.
MEETING DATE: MAY 26, 2020 | TICKER: CCL SECURITY ID: Q2594P146
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2 | Approve Remuneration Report | Management | For | For |
| 3a | Elect Krishnakumar Thirumalai as Director | Management | For | For |
| 3b | Elect Paul Dominic O'Sullivan as Director | Management | For | For |
| 3c | Elect Penelope Ann Winn as Director | Management | For | For |
| 4 | Approve Grant of Performance Shares Rights to Alison Mary Watkins | Management | For | For |
| |
|---|
COLOPLAST A/S
MEETING DATE: DEC 05, 2019 | TICKER: COLO.B SECURITY ID: K16018192
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends | Management | For | Did Not Vote |
| 4 | Approve Remuneration Report | Management | For | Did Not Vote |
| 5.1 | Approve Remuneration of Directors in the Amount of DKK 1.35 Million for Chairman, DKK 787,500 for Deputy Chairman, and DKK 450,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 5.2 | Approve Update of the Company's Overall Guidelines for Incentive Pay to the Executive Management | Management | For | Did Not Vote |
| 5.3 | Amend Articles Re: Annual General Meeting Agenda | Management | For | Did Not Vote |
| 5.4 | Amend Articles Re: Participation on General Meetings | Management | For | Did Not Vote |
| 5.5 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 6.1 | Reelect Lars Soren Rasmussen as Director | Management | For | Did Not Vote |
| 6.2 | Reelect Niels Peter Louis-Hansen as Director | Management | For | Did Not Vote |
| 6.3 | Reelect Birgitte Nielsen as Director | Management | For | Did Not Vote |
| 6.4 | Reelect Carsten Hellmann as Director | Management | For | Did Not Vote |
| 6.5 | Reelect Jette Nygaard-Andersen as Director | Management | For | Did Not Vote |
| 6.6 | Reelect Jorgen Tang-Jensen as Director | Management | For | Did Not Vote |
| 7 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 8 | Other Business | Management | None | None |
| |
|---|
COMMONWEALTH BANK OF AUSTRALIA
MEETING DATE: OCT 16, 2019 | TICKER: CBA SECURITY ID: Q26915100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2a | Elect Shirish Apte as Director | Management | For | For |
| 2b | Elect Mary Padbury as Director | Management | For | For |
| 2c | Elect Genevieve Bell as Director | Management | For | For |
| 2d | Elect Paul O'Malley as Director | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Grant of Rights to Matt Comyn | Management | For | For |
| 5 | Adopt New Constitution | Management | For | For |
| |
|---|
COMPASS GROUP PLC
MEETING DATE: FEB 06, 2020 | TICKER: CPG SECURITY ID: G23296208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect Karen Witts as Director | Management | For | For |
| 5 | Re-elect Dominic Blakemore as Director | Management | For | For |
| 6 | Re-elect Gary Green as Director | Management | For | For |
| 7 | Re-elect Carol Arrowsmith as Director | Management | For | For |
| 8 | Re-elect John Bason as Director | Management | For | For |
| 9 | Re-elect Stefan Bomhard as Director | Management | For | For |
| 10 | Re-elect John Bryant as Director | Management | For | For |
| 11 | Re-elect Anne-Francoise Nesmes as Director | Management | For | For |
| 12 | Re-elect Nelson Silva as Director | Management | For | For |
| 13 | Re-elect Ireena Vittal as Director | Management | For | For |
| 14 | Re-elect Paul Walsh as Director | Management | For | For |
| 15 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 18 | Approve Payment of Fees to Non-executive Directors | Management | For | For |
| 19 | Authorise Issue of Equity | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 23 | Authorise the Company to Call General Meeting with 14 Working Days' Notice | Management | For | For |
| |
|---|
CONSTELLATION SOFTWARE INC.
MEETING DATE: MAY 08, 2020 | TICKER: CSU SECURITY ID: 21037X100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeff Bender | Management | For | For |
| 1.2 | Elect Director Lawrence Cunningham | Management | For | For |
| 1.3 | Elect Director Susan Gayner | Management | For | For |
| 1.4 | Elect Director Robert Kittel | Management | For | For |
| 1.5 | Elect Director Mark Leonard | Management | For | For |
| 1.6 | Elect Director Paul McFeeters | Management | For | For |
| 1.7 | Elect Director Mark Miller | Management | For | For |
| 1.8 | Elect Director Lori O'Neill | Management | For | For |
| 1.9 | Elect Director Stephen R. Scotchmer | Management | For | For |
| 1.10 | Elect Director Robin Van Poelje | Management | For | For |
| 1.11 | Elect Director Dexter Salna | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
DAITO TRUST CONSTRUCTION CO., LTD.
MEETING DATE: JUN 26, 2020 | TICKER: 1878 SECURITY ID: J11151107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 345 | Management | For | For |
| |
|---|
DASSAULT SYSTEMES SA
MEETING DATE: MAY 26, 2020 | TICKER: DSY SECURITY ID: F2457H472
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.70 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 5 | Approve Remuneration Policy of Corporate Officers | Management | For | For |
| 6 | Approve Compensation of Charles Edelstenne, Chairman of the Board | Management | For | For |
| 7 | Approve Compensation of Bernard Charles, Vice-Chairman and CEO | Management | For | Against |
| 8 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 9 | Reelect Marie-Helene Habert-Dassault as Director | Management | For | For |
| 10 | Reelect Laurence Lescourret as Director | Management | For | For |
| 11 | Approve Remuneration of Directors in the Aggregate Amount of EUR 800,000 | Management | For | For |
| 12 | Authorize Repurchase of Up to 5 Million Shares | Management | For | For |
| 13 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 14 | Amend Articles 14, 16 and 19 of Bylaws to Comply with Legal Changes | Management | For | For |
| 15 | Authorize up to 4 Percent of Issued Capital for Use in Stock Option Plans | Management | For | Against |
| 16 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 17 | Delegate Power to the Board to Carry Mergers by Absorption | Management | For | Against |
| 18 | Pursuant to Item 17 Above, Delegate Power to the Board to Issue Shares in Connection with Mergers by Absorption | Management | For | Against |
| 19 | Delegate Power to the Board to Carry Spin-Off Agreements | Management | For | Against |
| 20 | Pursuant to Item 19 Above, Delegate Power to the Board to Issue Shares in Connection with Spin-Off Agreements | Management | For | Against |
| 21 | Delegate Power to the Board to Acquire Certain Assets of Another Company | Management | For | Against |
| 22 | Pursuant to Item 21 Above, Delegate Power to the Board to Issue Shares in Connection with Acquisitions | Management | For | Against |
| 23 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
DEUTSCHE BOERSE AG
MEETING DATE: MAY 19, 2020 | TICKER: DB1 SECURITY ID: D1882G119
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 2.90 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
| 5 | Elect Michael Ruediger to the Supervisory Board | Management | For | For |
| 6 | Approve Creation of EUR 19 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 7 | Approve Creation of EUR 19 Million Pool of Capital with Preemptive Rights | Management | For | For |
| 8 | Approve Remuneration Policy | Management | For | For |
| 9 | Approve Remuneration of Supervisory Board Members | Management | For | For |
| 10 | Amend Corporate Purpose | Management | For | For |
| 11 | Ratify KPMG AG as Auditors for Fiscal 2020 | Management | For | For |
| |
|---|
DIAGEO PLC
MEETING DATE: SEP 19, 2019 | TICKER: DGE SECURITY ID: G42089113
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect Debra Crew as Director | Management | For | For |
| 5 | Re-elect Lord Davies as Director | Management | For | For |
| 6 | Re-elect Javier Ferran as Director | Management | For | For |
| 7 | Re-elect Susan Kilsby as Director | Management | For | For |
| 8 | Re-elect Ho KwonPing as Director | Management | For | For |
| 9 | Re-elect Nicola Mendelsohn as Director | Management | For | For |
| 10 | Re-elect Ivan Menezes as Director | Management | For | For |
| 11 | Re-elect Kathryn Mikells as Director | Management | For | For |
| 12 | Re-elect Alan Stewart as Director | Management | For | For |
| 13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 16 | Authorise Issue of Equity | Management | For | For |
| 17 | Approve Irish Sharesave Scheme | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 21 | Adopt New Articles of Association | Management | For | For |
| |
|---|
DIRECT LINE INSURANCE GROUP PLC
MEETING DATE: MAY 14, 2020 | TICKER: DLG SECURITY ID: G2871V114
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Re-elect Mike Biggs as Director | Management | For | For |
| 5 | Re-elect Danuta Gray as Director | Management | For | For |
| 6 | Re-elect Mark Gregory as Director | Management | For | For |
| 7 | Re-elect Jane Hanson as Director | Management | For | For |
| 8 | Elect Tim Harris as Director | Management | For | For |
| 9 | Re-elect Penny James as Director | Management | For | For |
| 10 | Re-elect Sebastian James as Director | Management | For | For |
| 11 | Re-elect Fiona McBain as Director | Management | For | For |
| 12 | Re-elect Gregor Stewart as Director | Management | For | For |
| 13 | Re-elect Richard Ward as Director | Management | For | For |
| 14 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 17 | Approve Long Term Incentive Plan | Management | For | For |
| 18 | Approve Deferred Annual Incentive Plan | Management | For | For |
| 19 | Authorise Issue of Equity | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 23 | Authorise Issue of Equity in Relation to an Issue of RT1 Instruments | Management | For | For |
| 24 | Authorise Issue of Equity without Pre-emptive Rights in Relation to an Issue of RT1 Instruments | Management | For | For |
| 25 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 26 | Adopt New Articles of Association | Management | For | For |
| |
|---|
EDENRED SA
MEETING DATE: MAY 07, 2020 | TICKER: EDEN SECURITY ID: F3192L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.70 per Share | Management | For | For |
| 4 | Approve Stock Dividend Program | Management | For | For |
| 5 | Reelect Jean-Paul Bailly as Director | Management | For | For |
| 6 | Reelect Dominique D Hinnin as Director | Management | For | For |
| 7 | Elect Alexandre de Juniac as Director | Management | For | For |
| 8 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 9 | Approve Remuneration Policy of Board Members | Management | For | For |
| 10 | Approve Remuneration of Directors in the Aggregate Amount of EUR 700,000 | Management | For | For |
| 11 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 12 | Approve Compensation of Bertrand Dumazy, Chairman and CEO | Management | For | For |
| 13 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Conventions | Management | For | For |
| 14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 15 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 160,515,205 | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 24,320,485 | Management | For | For |
| 18 | Approve Issuance of Equity or Equity-Linked Securities for Qualified Investors, up to Aggregate Nominal Amount of EUR 24,320,485 | Management | For | For |
| 19 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 20 | Authorize Capital Increase of up to 5 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 21 | Authorize Capitalization of Reserves of Up to EUR 160,515,205 for Bonus Issue or Increase in Par Value | Management | For | For |
| 22 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 23 | Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plans Within Performance Conditions Attached | Management | For | For |
| 24 | Amend Article 15 of Bylaws Re: Board Deliberation | Management | For | For |
| 25 | Amend Articles 1, 3, 4, 5, 7, 8, 9, 10, 12, 13, 14, 16, 17, 18, 19, 20, 21, 22, 23, 24, 26, 27 of Bylaws to Comply with Legal Changes | Management | For | For |
| 26 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
EIFFAGE SA
MEETING DATE: APR 22, 2020 | TICKER: FGR SECURITY ID: F2924U106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Reelect Jean-Francois Roverato as Director | Management | For | For |
| 6 | Reelect Jean Guenard as Director | Management | For | For |
| 7 | Approve Remuneration Policy of Board Members | Management | For | For |
| 8 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 9 | Approve Compensation Report | Management | For | For |
| 10 | Approve Compensation of Benoit de Ruffray, Chairman and CEO | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 13 | Authorize Capitalization of Reserves of Up to EUR 80 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 156.8 Million | Management | For | For |
| 15 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 39.2 Million | Management | For | For |
| 16 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 39.2 Million | Management | For | For |
| 17 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 14-16 | Management | For | For |
| 18 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 19 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 15, 16 and 18 at EUR 39.2 Million | Management | For | For |
| 20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 21 | Authorize up to 1 Million Shares for Use in Stock Option Plans | Management | For | For |
| 22 | Amend Article 17 of Bylaws Re: Employee Representatives | Management | For | For |
| 23 | Amend Article 23 of Bylaws Re: Written Consultation | Management | For | For |
| 24 | Amend Articles 20, 24, 26 and 30 of Bylaws Re: Board and Censor Remuneration, Chairman of the Board Power and Proxy Forms | Management | For | For |
| 25 | Textual References Regarding Change of Codification | Management | For | Against |
| 26 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
ELECTRIC POWER DEVELOPMENT CO., LTD.
MEETING DATE: JUN 25, 2020 | TICKER: 9513 SECURITY ID: J12915104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 40 | Management | For | For |
| 2.1 | Elect Director Murayama, Hitoshi | Management | For | For |
| 2.2 | Elect Director Watanabe, Toshifumi | Management | For | For |
| 2.3 | Elect Director Urashima, Akihito | Management | For | For |
| 2.4 | Elect Director Onoi, Yoshiki | Management | For | For |
| 2.5 | Elect Director Minaminosono, Hiromi | Management | For | For |
| 2.6 | Elect Director Honda, Makoto | Management | For | For |
| 2.7 | Elect Director Sugiyama, Hiroyasu | Management | For | For |
| 2.8 | Elect Director Kanno, Hitoshi | Management | For | For |
| 2.9 | Elect Director Shimada, Yoshikazu | Management | For | For |
| 2.10 | Elect Director Sasatsu, Hiroshi | Management | For | For |
| 2.11 | Elect Director Kajitani, Go | Management | For | For |
| 2.12 | Elect Director Ito, Tomonori | Management | For | For |
| 2.13 | Elect Director John Buchanan | Management | For | For |
| 3 | Appoint Statutory Auditor Fukuda, Naori | Management | For | For |
| |
|---|
ELEKTA AB
MEETING DATE: AUG 22, 2019 | TICKER: EKTA.B SECURITY ID: W2479G107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 7 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 8 | Receive President's Report | Management | None | None |
| 9 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 10 | Approve Allocation of Income and Dividends of SEK 1.80 Per Share | Management | For | Did Not Vote |
| 11 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 12 | Receive Nominating Committee's Report | Management | None | None |
| 13 | Determine Number of Members (8) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 14 | Approve Remuneration of Directors in the Aggregate Amount of SEK 5.1 Million; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 15 | Reelect Laurent Leksell, Caroline Leksell Cooke, Johan Malmqvist, Tomas Puusepp, Wolfgang Reim, Jan Secher, Birgitta Stymne Goransson and Cecilia Wikstrom as Directors | Management | For | Did Not Vote |
| 16 | Ratify Ernst & Young as Auditors | Management | For | Did Not Vote |
| 17 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 18.a | Approve Performance Share Plan 2019 | Management | For | Did Not Vote |
| 18.b | Approve Equity Plan Financing | Management | For | Did Not Vote |
| 19 | Approve Equity Plan Financing of 2017 and 2018 Performance Share Plans | Management | For | Did Not Vote |
| 20.a | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 20.b | Authorize Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 21 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
| 22.a | Eliminate Differentiated Voting Rights | Shareholder | None | Did Not Vote |
| 22.b | Delete Following Paragraphs in Article 5 | Shareholder | None | Did Not Vote |
| 22.c | Convert All Shares of Series A and Series B into Shares without Serial Designation | Shareholder | None | Did Not Vote |
| 22.d | Instruct Board to Work for the Swedish Companies Act to be Amended so that the Possibility of Differentiation of Voting Rights is Abolished | Shareholder | None | Did Not Vote |
| 22.e | Instruct Board to Present Proposal to Represent Small and Middle-sized Shareholders in Board and Nominating Committee | Shareholder | None | Did Not Vote |
| 23 | Close Meeting | Management | None | None |
| |
|---|
ELISA OYJ
MEETING DATE: APR 02, 2020 | TICKER: ELISA SECURITY ID: X1949T102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 5 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8 | Approve Allocation of Income and Dividends of EUR 1.85 Per Share | Management | For | Did Not Vote |
| 9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 10 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 11 | Approve Remuneration of Directors in the Amount of EUR 123,000 for Chairman, EUR 82,000 for Vice Chairman and the Chairman of the Committees, and EUR 67,000 for Other Directors; Approve Meeting Fees | Management | For | Did Not Vote |
| 12 | Fix Number of Directors at Seven | Management | For | Did Not Vote |
| 13 | Reelect Clarisse Berggardh (Vice Chair), Kim Ignatius, Seija Turunen, Anssi Vanjoki (Chair) and Antti Vasara as Directors; Elect Mr Topi Manner and Ms Eva-Lotta Sjostedt as New Directors | Management | For | Did Not Vote |
| 14 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 15 | Ratify KPMG as Auditors | Management | For | Did Not Vote |
| 16 | Amend Articles Re: General Meeting | Management | For | Did Not Vote |
| 17 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 18 | Approve Issuance of up to 15 Million Shares without Preemptive Rights | Management | For | Did Not Vote |
| 19 | Close Meeting | Management | None | None |
| |
|---|
ENAGAS SA
MEETING DATE: JUN 29, 2020 | TICKER: ENG SECURITY ID: E41759106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 2 | Approve Non-Financial Information Statement | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4 | Approve Dividends Charged Against Unrestricted Reserves | Management | For | For |
| 5 | Approve Discharge of Board | Management | For | For |
| 6.1 | Amend Article 27 Re: Meeting Attendance by Telematic Means | Management | For | For |
| 6.2 | Amend Article 35 Re: Board Composition | Management | For | For |
| 6.3 | Amend Article 39 Re: Board Meetings by Telematic Means | Management | For | For |
| 6.4 | Amend Article 44 Re: Audit and Compliance Committee | Management | For | For |
| 6.5 | Amend Articles Re: Appointments, Remuneration and Corporate Social Responsibility Committee | Management | For | For |
| 6.6 | Add Article 53.bis Re: Dividend in Kind | Management | For | For |
| 7 | Amend Articles of General Meeting Regulations Re: Attendance by Telematic Means | Management | For | For |
| 8.1 | Reelect Sociedad Estatal de Participaciones Industriales (SEPI) as Director | Management | For | For |
| 8.2 | Elect Jose Blanco Lopez as Director | Management | For | For |
| 8.3 | Elect Jose Montilla Aguilera as Director | Management | For | For |
| 8.4 | Elect Cristobal Jose Gallego Castillo as Director | Management | For | For |
| 9 | Authorize Share Repurchase Program | Management | For | For |
| 10 | Amend Remuneration Policy | Management | For | For |
| 11 | Advisory Vote on Remuneration Report | Management | For | For |
| 12 | Receive Amendments to Board of Directors Regulations | Management | None | None |
| 13 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
ENDESA SA
MEETING DATE: MAY 05, 2020 | TICKER: ELE SECURITY ID: E41222113
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 2 | Approve Consolidated and Standalone Management Reports | Management | For | For |
| 3 | Approve Non-Financial Information Statement | Management | For | For |
| 4 | Approve Discharge of Board | Management | For | For |
| 5 | Approve Allocation of Income and Dividends | Management | For | For |
| 6 | Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 6 Billion with Exclusion of Preemptive Rights up to 10 Percent of Capital | Management | For | For |
| 7 | Authorize Share Repurchase Program | Management | For | For |
| 8 | Amend Articles Re: Board Committees | Management | For | For |
| 9 | Amend Articles Re: General Meetings | Management | For | Against |
| 10 | Amend Article 56 Re: Non-Financial Information Statement | Management | For | For |
| 11 | Amend Article 6 of General Meeting Regulations Re: Non-Financial Information Statement | Management | For | For |
| 12 | Amend Articles of General Meeting Regulations Re: Minimum Number of Shares to Attend and Remote and Electronic Participation | Management | For | Against |
| 13 | Ratify Appointment of and Elect Antonio Cammisecra as Director | Management | For | For |
| 14 | Elect Pilar Gonzalez de Frutos as Director | Management | For | For |
| 15 | Elect Eugenia Bieto Caubet as Director | Management | For | For |
| 16 | Elect Alicia Koplowitz y Romero de Juseu as Director | Management | For | For |
| 17 | Fix Number of Directors at 13 | Management | For | For |
| 18 | Approve Remuneration Report | Management | For | For |
| 19 | Approve Remuneration Policy | Management | For | For |
| 20 | Approve Strategic Incentive Plan | Management | For | For |
| 21 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
ENEL SPA
MEETING DATE: MAY 14, 2020 | TICKER: ENEL SECURITY ID: T3679P115
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 4 | Fix Number of Directors | Management | For | For |
| 5 | Fix Board Terms for Directors | Management | For | For |
| 6.1 | Slate 1 Submitted by Ministry of Economy and Finance | Shareholder | None | Against |
| 6.2 | Slate 2 Submitted by Institutional Investors (Assogestioni) | Shareholder | None | For |
| 7 | Elect Michele Alberto Fabiano Crisostomo as Board Chair | Shareholder | None | For |
| 8 | Approve Remuneration of Directors | Management | For | For |
| 9 | Approve Long Term Incentive Plan | Management | For | For |
| 10.1 | Approve Remuneration Policy | Management | For | For |
| 10.2 | Approve Second Section of the Remuneration Report | Management | For | For |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
| |
|---|
ENI SPA
MEETING DATE: MAY 13, 2020 | TICKER: ENI SECURITY ID: T3643A145
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Fix Number of Directors | Management | For | For |
| 4 | Fix Board Terms for Directors | Management | For | For |
| 5.1 | Slate Submitted by Ministry of Economy and Finance | Shareholder | None | For |
| 5.2 | Slate Submitted by Institutional Investors (Assogestioni) | Shareholder | None | Against |
| 6 | Elect Lucia Calvosa as Board Chair | Shareholder | None | For |
| 7 | Approve Remuneration of Directors | Shareholder | None | For |
| 8.1 | Slate Submitted by Ministry of Economy and Finance | Shareholder | None | For |
| 8.2 | Slate Submitted by Institutional Investors (Assogestioni) | Shareholder | None | Against |
| 9 | Appoint Chairman of Internal Statutory Auditors | Shareholder | None | For |
| 10 | Approve Internal Auditors' Remuneration | Shareholder | None | For |
| 11 | Approve Long Term Incentive Plan 2020-2022 | Management | For | For |
| 12 | Approve Remuneration Policy | Management | For | For |
| 13 | Approve Second Section of the Remuneration Report | Management | For | For |
| 14 | Authorize Cancellation of Treasury Shares without Reduction of Share Capital; Amend Article 5.1 | Management | For | For |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
| |
|---|
EPIROC AB
MEETING DATE: MAY 12, 2020 | TICKER: EPI.A SECURITY ID: W25918116
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting; Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 3 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Receive President's Report | Management | None | None |
| 8.a | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8.b | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 8.c | Approve Allocation of Income and Dividends of SEK 1.20 Per Share | Management | For | Did Not Vote |
| 8.d | Approve Record Date for Dividend Payment | Management | For | Did Not Vote |
| 9.a | Determine Number of Members (9) and Deputy Members of Board | Management | For | Did Not Vote |
| 9.b | Determine Number of Auditors (1) and Deputy Auditors | Management | For | Did Not Vote |
| 10.a | Reelect Lennart Evrell, Johan Forssell, Jeane Hull, Ronnie Leten, Ulla Litzen, Astrid Skarheim Onsum and Anders Ullberg as Directors; Elect Sigurd Mareels and Helena Hedblom as New Directors | Management | For | Did Not Vote |
| 10.b | Reelect Ronnie Leten as Board Chairman | Management | For | Did Not Vote |
| 10.c | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
| 11.a | Approve Remuneration of Directors in the Amount of SEK 2.05 Million for Chair and SEK 640,000 for Other Directors; Approve Partly Remuneration in Synthetic Shares; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 11.b | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 12.a | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 12.b | Approve Stock Option Plan 2020 for Key Employees | Management | For | Did Not Vote |
| 13.a | Approve Equity Plan Financing Through Repurchase of Class A Shares | Management | For | Did Not Vote |
| 13.b | Approve Repurchase of Shares to Pay 50 Per cent of Director's Remuneration in Synthetic Shares | Management | For | Did Not Vote |
| 13.c | Approve Equity Plan Financing Through Transfer of Class A Shares to Participants | Management | For | Did Not Vote |
| 13.d | Approve Sale of Class A Shares to Finance Director Remuneration in Synthetic Shares | Management | For | Did Not Vote |
| 13.e | Approve Sale of Class A Shares to Finance Stock Option Plan 2015, 2016 and 2017 | Management | For | Did Not Vote |
| 14 | Close Meeting | Management | None | None |
| |
|---|
EQUINOR ASA
MEETING DATE: MAY 14, 2020 | TICKER: EQNR SECURITY ID: R2R90P103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Registration of Attending Shareholders and Proxies | Management | None | None |
| 3 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 6 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of USD 0.27 Per Share | Management | For | Did Not Vote |
| 7 | Approve Board to Distribute Dividends | Management | For | Did Not Vote |
| 8 | Approve NOK 202.4 Million Reduction in Share Capital via Share Cancellation | Management | For | Did Not Vote |
| 9 | Instruct Company to Set and Publish Targets Aligned with the Goal of the Paris Climate Agreement to Limit Global Warming | Shareholder | Against | Did Not Vote |
| 10 | Instruct Company to Stop all Exploration Activity and Test Drilling for Fossil Energy resources | Shareholder | Against | Did Not Vote |
| 11 | Instruct Company to Consider the Health Effects of Global Warming due to Fossil Energy in the Company's Further Strategy | Shareholder | Against | Did Not Vote |
| 12 | Instruct Company to Refrain from Oil and Gas Exploration and Production Activities in Certain Areas | Shareholder | Against | Did Not Vote |
| 13 | Instruct Company to Stop All Oil and Gas Activities Outside the Norwegian Continental Shelf | Shareholder | Against | Did Not Vote |
| 14 | Instruct Board to Present New Direction for the Company Including Phasing Out of All Exploration Activities Within Two Years | Shareholder | Against | Did Not Vote |
| 15 | Approve Company's Corporate Governance Statement | Management | For | Did Not Vote |
| 16.1 | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Advisory) | Management | For | Did Not Vote |
| 16.2 | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Binding) | Management | For | Did Not Vote |
| 17 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 18 | Elect All Members and Deputy Members of Corporate Assembly Bundled | Management | For | Did Not Vote |
| 18.1 | Reelect Tone Lunde Bakker (Chair) as Member of Corporate Assembly | Management | For | Did Not Vote |
| 18.2 | Reelect Nils Bastiansen (Vice Chair) as Member of Corporate Assembly | Management | For | Did Not Vote |
| 18.3 | Reelect Greger Mannsverk as Member of Corporate Assembly | Management | For | Did Not Vote |
| 18.4 | Reelect Terje Venold as Member of Corporate Assembly | Management | For | Did Not Vote |
| 18.5 | Reelect Kjersti Kleven as Member of Corporate Assembly | Management | For | Did Not Vote |
| 18.6 | Reelect Finn Kinserdal as Member of Corporate Assembly | Management | For | Did Not Vote |
| 18.7 | Reelect Jarle Roth as Member of Corporate Assembly | Management | For | Did Not Vote |
| 18.8 | Reelect Kari Skeidsvoll Moe as Member of Corporate Assembly | Management | For | Did Not Vote |
| 18.9 | Elect Kjerstin Fyllingen as Member of Corporate Assembly | Management | For | Did Not Vote |
| 18.10 | Elect Kjerstin Rasmussen Braathen as Member of Corporate Assembly | Management | For | Did Not Vote |
| 18.11 | Elect Mari Rege as Member of Corporate Assembly | Management | For | Did Not Vote |
| 18.12 | Elect Brynjar Kristian Forbergskog as Member of Corporate Assembly | Management | For | Did Not Vote |
| 18.13 | Elect Knut Nesse as 1st Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
| 18.14 | Elect Trond Straume as 2nd Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
| 18.15 | Reelect Nina Kivijervi Jonassen as 3rd Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
| 18.16 | Reelect Martin Wien Fjell as 4th Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
| 19 | Approve Remuneration of Corporate Assembly | Management | For | Did Not Vote |
| 20 | Elect All Members of Nominating Committee Bundled | Management | For | Did Not Vote |
| 20.1 | Reelect Tone Lunde Bakker (Chair) as Member of Nominating Committee | Management | For | Did Not Vote |
| 20.2 | Elect Bjorn Stale Haavik as Member of Nominating Committee with Personal Deputy Andreas Hilding Eriksen | Management | For | Did Not Vote |
| 20.3 | Reelect Jarle Roth as Member of Nominating Committee | Management | For | Did Not Vote |
| 20.4 | Reelect Berit L. Henriksen as Member of Nominating Committee | Management | For | Did Not Vote |
| 21 | Approve Remuneration of Nominating Committee | Management | For | Did Not Vote |
| 22 | Approve Equity Plan Financing | Management | For | Did Not Vote |
| 23 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| |
|---|
ESSILORLUXOTTICA SA
MEETING DATE: JUN 25, 2020 | TICKER: EL SECURITY ID: F31665106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Treatment of Losses | Management | For | For |
| 4 | Ratify Appointment of Laurent Vacherot as Director | Management | For | For |
| 5 | Ratify Appointment of Paul du Saillant as Director | Management | For | For |
| 6 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Against |
| 7 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 8 | Approve Compensation of Leonardo Del Vecchio, Chairman and CEO | Management | For | For |
| 9 | Approve Compensation of Hubert Sagnieres, Vice-Chairman and Vice-CEO | Management | For | For |
| 10 | Approve Remuneration Policy of Corporate Officers | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 13 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 14 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
EURONEXT NV
MEETING DATE: OCT 08, 2019 | TICKER: ENX SECURITY ID: N3113K397
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2a | Elect Nathalie Rachou to Supervisory Board | Management | For | For |
| 2b | Elect Morten Thorsrud to Supervisory Board | Management | For | For |
| 3a | Reelect Stephane Boujnah to Management Board | Management | For | For |
| 3b | Elect Havard Abrahamsen to Management Board | Management | For | For |
| 3c | Elect Simone Huis in 't Veld to Management Board | Management | For | For |
| 4 | Amend Remuneration Policy | Management | For | For |
| 5 | Other Business (Non-Voting) | Management | None | None |
| 6 | Close Meeting | Management | None | None |
| |
|---|
EURONEXT NV
MEETING DATE: MAY 14, 2020 | TICKER: ENX SECURITY ID: N3113K397
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Presentation by CEO | Management | None | None |
| 3.a | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 3.b | Adopt Remuneration Report | Management | For | For |
| 3.c | Adopt Financial Statements | Management | For | For |
| 3.d | Approve Dividends of EUR 1.59 Per Share | Management | For | For |
| 3.e | Approve Discharge of Management Board | Management | For | For |
| 3.f | Approve Discharge of Supervisory Board | Management | For | For |
| 4.a | Reelect Dick Sluimers to Supervisory Board | Management | For | For |
| 5.a | Elect Oivind Amundsen to Management Board | Management | For | For |
| 5.b | Elect Georges Lauchard to Management Board | Management | For | For |
| 6 | Approve Remuneration Policy for Management Board | Management | For | Against |
| 7 | Approve Remuneration Policy for Supervisory Board | Management | For | For |
| 8 | Ratify Ernst & Young as Auditors | Management | For | For |
| 9.a | Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital | Management | For | For |
| 9.b | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Authorize Management or Supervisory Board to Grant Rights to French Beneficiaries | Management | For | For |
| 12 | Other Business (Non-Voting) | Management | None | None |
| 13 | Close Meeting | Management | None | None |
| |
|---|
EUTELSAT COMMUNICATIONS SA
MEETING DATE: NOV 07, 2019 | TICKER: ETL SECURITY ID: F3692M128
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of EUR 1.27 per Share | Management | For | For |
| 5 | Elect Cynthia Gordon as Director | Management | For | For |
| 6 | Reelect Ana Garcia Fau as Director | Management | For | For |
| 7 | Approve Compensation of Dominique D Hinnin, Chairman of the Board | Management | For | For |
| 8 | Approve Compensation of Rodolphe Belmer, CEO | Management | For | For |
| 9 | Approve Compensation of Michel Azibert, Vice-CEO | Management | For | For |
| 10 | Approve Compensation of Yohann Leroy, Vice-CEO | Management | For | For |
| 11 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
| 12 | Approve Remuneration Policy of CEO | Management | For | For |
| 13 | Approve Remuneration Policy of Vice-CEOs | Management | For | For |
| 14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 15 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 16 | Authorize Capitalization of Reserves of Up to EUR 44 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 44 Million | Management | For | For |
| 18 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 22 Million | Management | For | For |
| 19 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 22 Million | Management | For | For |
| 20 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
| 21 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 22 | Authorize Capital Increase of Up to EUR 22 Million for Future Exchange Offers | Management | For | For |
| 23 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 24 | Authorize Issuance of Equity upon Conversion of a Subsidiary's Equity-Linked Securities for Up to EUR 22 Million | Management | For | For |
| 25 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 26 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
EXPERIAN PLC
MEETING DATE: JUL 24, 2019 | TICKER: EXPN SECURITY ID: G32655105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Dr Ruba Borno as Director | Management | For | For |
| 4 | Re-elect Brian Cassin as Director | Management | For | For |
| 5 | Re-elect Caroline Donahue as Director | Management | For | For |
| 6 | Re-elect Luiz Fleury as Director | Management | For | For |
| 7 | Re-elect Deirdre Mahlan as Director | Management | For | For |
| 8 | Re-elect Lloyd Pitchford as Director | Management | For | For |
| 9 | Re-elect Mike Rogers as Director | Management | For | For |
| 10 | Re-elect George Rose as Director | Management | For | For |
| 11 | Re-elect Kerry Williams as Director | Management | For | For |
| 12 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise Issue of Equity | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| |
|---|
FAST RETAILING CO., LTD.
MEETING DATE: NOV 28, 2019 | TICKER: 9983 SECURITY ID: J1346E100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles to Amend Provisions on Number of Statutory Auditors | Management | For | For |
| 2.1 | Elect Director Yanai, Tadashi | Management | For | For |
| 2.2 | Elect Director Hambayashi, Toru | Management | For | For |
| 2.3 | Elect Director Hattori, Nobumichi | Management | For | For |
| 2.4 | Elect Director Shintaku, Masaaki | Management | For | For |
| 2.5 | Elect Director Nawa, Takashi | Management | For | For |
| 2.6 | Elect Director Ono, Naotake | Management | For | For |
| 2.7 | Elect Director Okazaki, Takeshi | Management | For | For |
| 2.8 | Elect Director Yanai, Kazumi | Management | For | For |
| 2.9 | Elect Director Yanai, Koji | Management | For | For |
| 3 | Appoint Statutory Auditor Mizusawa, Masumi | Management | For | For |
| 4 | Approve Compensation Ceiling for Directors | Management | For | Against |
| |
|---|
FUJIFILM HOLDINGS CORP.
MEETING DATE: JUN 26, 2020 | TICKER: 4901 SECURITY ID: J14208102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 47.5 | Management | For | For |
| 2.1 | Elect Director Komori, Shigetaka | Management | For | For |
| 2.2 | Elect Director Sukeno, Kenji | Management | For | For |
| 2.3 | Elect Director Tamai, Koichi | Management | For | For |
| 2.4 | Elect Director Iwasaki, Takashi | Management | For | For |
| 2.5 | Elect Director Ishikawa, Takatoshi | Management | For | For |
| 2.6 | Elect Director Okada, Junji | Management | For | For |
| 2.7 | Elect Director Goto, Teiichi | Management | For | For |
| 2.8 | Elect Director Kawada, Tatsuo | Management | For | For |
| 2.9 | Elect Director Kitamura, Kunitaro | Management | For | For |
| 2.10 | Elect Director Eda, Makiko | Management | For | For |
| 2.11 | Elect Director Shimada, Takashi | Management | For | For |
| 3.1 | Appoint Statutory Auditor Hanada, Nobuo | Management | For | For |
| 3.2 | Appoint Statutory Auditor Inagawa, Tatsuya | Management | For | For |
| |
|---|
GALENICA AG
MEETING DATE: MAY 19, 2020 | TICKER: GALE SECURITY ID: H28456103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3.1 | Approve Allocation of Income and Dividends of CHF 0.90 from Retained Earnings | Management | For | Did Not Vote |
| 3.2 | Approve Dividends of CHF 0.90 per Share from Capital Contribution Reserves | Management | For | Did Not Vote |
| 4 | Approve Remuneration Report | Management | For | Did Not Vote |
| 5.1 | Approve Remuneration of Directors in the Amount of CHF 1.9 Million | Management | For | Did Not Vote |
| 5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 6.3 Million | Management | For | Did Not Vote |
| 6.1.1 | Reelect Daniela Bosshardt-Hengartner as Director and Board Chairman | Management | For | Did Not Vote |
| 6.1.2 | Reelect Bertrand Jungo as Director | Management | For | Did Not Vote |
| 6.1.3 | Reelect Michel Burnier as Director | Management | For | Did Not Vote |
| 6.1.4 | Reelect Markus Neuhaus as Director | Management | For | Did Not Vote |
| 6.1.5 | Reelect Philippe Nussbaumer as Director | Management | For | Did Not Vote |
| 6.1.6 | Reelect Andreas Walde as Director | Management | For | Did Not Vote |
| 6.1.7 | Elect Pascale Bruderer as Director | Management | For | Did Not Vote |
| 6.2.1 | Reappoint Andreas Walde as Member of the Compensation Committee | Management | For | Did Not Vote |
| 6.2.2 | Appoint Markus Neuhaus as Member of the Compensation Committee | Management | For | Did Not Vote |
| 6.2.3 | Appoint Pascale Bruder as Member of the Compensation Committee | Management | For | Did Not Vote |
| 6.3 | Designate Thomas Nagel as Independent Proxy | Management | For | Did Not Vote |
| 6.4 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
| 7 | Transact Other Business (Voting) | Management | For | Did Not Vote |
| |
|---|
GALP ENERGIA SGPS SA
MEETING DATE: APR 24, 2020 | TICKER: GALP SECURITY ID: X3078L108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Individual and Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Appraise Management of Company and Approve Vote of Confidence to Board of Directors | Management | For | For |
| 4 | Appraise Supervision of Company and Approve Vote of Confidence to Fiscal Council | Management | For | For |
| 5 | Appraise Work Performed by Statutory Auditor and Approve Vote of Confidence to Statutory Auditor | Management | For | For |
| 6 | Approve Statement on Remuneration Policy | Management | For | For |
| 7 | Authorize Repurchase and Reissuance of Shares and Bonds | Management | For | For |
| |
|---|
GEBERIT AG
MEETING DATE: APR 01, 2020 | TICKER: GEBN SECURITY ID: H2942E124
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2.1 | Approve Transfer of CHF 21.5 Million from Capital Contribution Reserves to Free Reserves | Management | For | Did Not Vote |
| 2.2 | Approve Allocation of Income and Dividends of CHF 11.30 per Share | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4.1.1 | Reelect Albert Baehny as Director and as Board Chairman | Management | For | Did Not Vote |
| 4.1.2 | Reelect Felix Ehrat as Director | Management | For | Did Not Vote |
| 4.1.3 | Reelect Bernadette Koch as Director | Management | For | Did Not Vote |
| 4.1.4 | Reelect Hartmut Reuter as Director | Management | For | Did Not Vote |
| 4.1.5 | Reelect Eunice Zehnder-Lai as Director | Management | For | Did Not Vote |
| 4.1.6 | Elect Werner Karlen as Director | Management | For | Did Not Vote |
| 4.2.1 | Reappoint Hartmut Reuter as Member of the Compensation Committee | Management | For | Did Not Vote |
| 4.2.2 | Reappoint Eunice Zehnder-Lai as Member of the Compensation Committee | Management | For | Did Not Vote |
| 4.2.3 | Appoint Werner Karlen as Member of the Compensation Committee | Management | For | Did Not Vote |
| 5 | Designate Roger Mueller as Independent Proxy | Management | For | Did Not Vote |
| 6 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
| 7.1 | Approve Remuneration Report | Management | For | Did Not Vote |
| 7.2 | Approve Remuneration of Directors in the Amount of CHF 2.4 Million | Management | For | Did Not Vote |
| 7.3 | Approve Remuneration of Executive Committee in the Amount of CHF 11.5 Million | Management | For | Did Not Vote |
| 8 | Transact Other Business (Voting) | Management | For | Did Not Vote |
| |
|---|
GENMAB A/S
MEETING DATE: MAR 26, 2020 | TICKER: GMAB SECURITY ID: K3967W102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
| 4a | Reelect Deirdre P. Connelly as Director | Management | For | Did Not Vote |
| 4b | Reelect Pernille Erenbjerg as Director | Management | For | Did Not Vote |
| 4c | Reelect Rolf Hoffmann as Director | Management | For | Did Not Vote |
| 4d | Reelect Paolo Paoletti as Director | Management | For | Did Not Vote |
| 4e | Reelect Anders Gersel Pedersen as Director | Management | For | Did Not Vote |
| 4f | Elect Jonathan Peacock as New Director | Management | For | Did Not Vote |
| 5 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 6a | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
| 6b | Approve Remuneration of Directors in the Amount of DKK 1.2 Million for Chairman, DKK 800,000 for Vice Chairman, and DKK 400,000 for Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees | Management | For | Did Not Vote |
| 6c | Amend Articles Re: Editorial Changes due to Merger of VP Securities A/S and VP Services A/S | Management | For | Did Not Vote |
| 7 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | Did Not Vote |
| 8 | Other Business | Management | None | None |
| |
|---|
GIVAUDAN SA
MEETING DATE: MAR 25, 2020 | TICKER: GIVN SECURITY ID: H3238Q102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of CHF 62 per Share | Management | For | Did Not Vote |
| 4 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 5.1.1 | Reelect Victor Balli as Director | Management | For | Did Not Vote |
| 5.1.2 | Reelect Werner Bauer as Director | Management | For | Did Not Vote |
| 5.1.3 | Reelect Lilian Biner as Director | Management | For | Did Not Vote |
| 5.1.4 | Reelect Michael Carlos as Director | Management | For | Did Not Vote |
| 5.1.5 | Reelect Ingrid Deltenre as Director | Management | For | Did Not Vote |
| 5.1.6 | Reelect Calvin Grieder as Director | Management | For | Did Not Vote |
| 5.1.7 | Reelect Thomas Rufer as Director | Management | For | Did Not Vote |
| 5.2.1 | Elect Olivier Filliol as Director | Management | For | Did Not Vote |
| 5.2.2 | Elect Sophie Gasperment as Director | Management | For | Did Not Vote |
| 5.3 | Reelect Calvin Grieder as Board Chairman | Management | For | Did Not Vote |
| 5.4.1 | Reappoint Werner Bauer as Member of the Compensation Committee | Management | For | Did Not Vote |
| 5.4.2 | Reappoint Ingrid Deltenre as Member of the Compensation Committee | Management | For | Did Not Vote |
| 5.4.3 | Reappoint Victor Balli as Member of the Compensation Committee | Management | For | Did Not Vote |
| 5.5 | Designate Manuel Isler as Independent Proxy | Management | For | Did Not Vote |
| 5.6 | Ratify Deloitte AG as Auditors | Management | For | Did Not Vote |
| 6.1 | Approve Remuneration of Directors in the Amount of CHF 3.4 Million | Management | For | Did Not Vote |
| 6.2.1 | Approve Short Term Variable Remuneration of Executive Committee in the Amount of CHF 4.3 Million | Management | For | Did Not Vote |
| 6.2.2 | Approve Fixed and Long Term Variable Remuneration of Executive Committee in the Amount of CHF 15.3 Million | Management | For | Did Not Vote |
| 7 | Transact Other Business (Voting) | Management | For | Did Not Vote |
| |
|---|
GLAXOSMITHKLINE PLC
MEETING DATE: MAY 06, 2020 | TICKER: GSK SECURITY ID: G3910J112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Elect Sir Jonathan Symonds as Director | Management | For | For |
| 5 | Elect Charles Bancroft as Director | Management | For | For |
| 6 | Re-elect Emma Walmsley as Director | Management | For | For |
| 7 | Re-elect Vindi Banga as Director | Management | For | For |
| 8 | Re-elect Dr Hal Barron as Director | Management | For | For |
| 9 | Re-elect Dr Vivienne Cox as Director | Management | For | For |
| 10 | Re-elect Lynn Elsenhans as Director | Management | For | For |
| 11 | Re-elect Dr Laurie Glimcher as Director | Management | For | For |
| 12 | Re-elect Dr Jesse Goodman as Director | Management | For | For |
| 13 | Re-elect Judy Lewent as Director | Management | For | For |
| 14 | Re-elect Iain Mackay as Director | Management | For | For |
| 15 | Re-elect Urs Rohner as Director | Management | For | For |
| 16 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 17 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 19 | Authorise Issue of Equity | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 23 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | For | For |
| 24 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
GREAT-WEST LIFECO INC.
MEETING DATE: MAY 07, 2020 | TICKER: GWO SECURITY ID: 39138C106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael R. Amend | Management | For | For |
| 1.2 | Elect Director Deborah J. Barrett | Management | For | For |
| 1.3 | Elect Director Robin Bienfait | Management | For | For |
| 1.4 | Elect Director Heather E. Conway | Management | For | For |
| 1.5 | Elect Director Marcel R. Coutu | Management | For | For |
| 1.6 | Elect Director Andre Desmarais | Management | For | For |
| 1.7 | Elect Director Paul Desmarais, Jr. | Management | For | Withhold |
| 1.8 | Elect Director Gary A. Doer | Management | For | For |
| 1.9 | Elect Director David G. Fuller | Management | For | For |
| 1.10 | Elect Director Claude Genereux | Management | For | For |
| 1.11 | Elect Director J. David A. Jackson | Management | For | For |
| 1.12 | Elect Director Elizabeth C. Lempres | Management | For | For |
| 1.13 | Elect Director Paula B. Madoff | Management | For | For |
| 1.14 | Elect Director Paul A. Mahon | Management | For | For |
| 1.15 | Elect Director Susan J. McArthur | Management | For | For |
| 1.16 | Elect Director R. Jeffrey Orr | Management | For | For |
| 1.17 | Elect Director T. Timothy Ryan | Management | For | For |
| 1.18 | Elect Director Jerome J. Selitto | Management | For | For |
| 1.19 | Elect Director James M. Singh | Management | For | For |
| 1.20 | Elect Director Gregory D. Tretiak | Management | For | For |
| 1.21 | Elect Director Siim A. Vanaselja | Management | For | For |
| 1.22 | Elect Director Brian E. Walsh | Management | For | For |
| 2 | Ratify Deloitte LLP as Auditors | Management | For | For |
| |
|---|
HALMA PLC
MEETING DATE: JUL 25, 2019 | TICKER: HLMA SECURITY ID: G42504103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Re-elect Paul Walker as Director | Management | For | For |
| 5 | Re-elect Andrew Williams as Director | Management | For | For |
| 6 | Re-elect Adam Meyers as Director | Management | For | For |
| 7 | Re-elect Daniela Barone Soares as Director | Management | For | For |
| 8 | Re-elect Roy Twite as Director | Management | For | For |
| 9 | Re-elect Tony Rice as Director | Management | For | For |
| 10 | Re-elect Carole Cran as Director | Management | For | For |
| 11 | Re-elect Jo Harlow as Director | Management | For | For |
| 12 | Re-elect Jennifer Ward as Director | Management | For | For |
| 13 | Re-elect Marc Ronchetti as Director | Management | For | For |
| 14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise Issue of Equity | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
HASEKO CORP.
MEETING DATE: JUN 26, 2020 | TICKER: 1808 SECURITY ID: J18984153
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 50 | Management | For | For |
| 2.1 | Elect Director Tsuji, Noriaki | Management | For | For |
| 2.2 | Elect Director Ikegami, Kazuo | Management | For | For |
| 2.3 | Elect Director Tani, Junichi | Management | For | For |
| 2.4 | Elect Director Tani, Nobuhiro | Management | For | For |
| 2.5 | Elect Director Murakawa, Toshiyuki | Management | For | For |
| 2.6 | Elect Director Naraoka, Shoji | Management | For | For |
| 2.7 | Elect Director Koizumi, Masahito | Management | For | For |
| 2.8 | Elect Director Kumano, Satoshi | Management | For | For |
| 2.9 | Elect Director Takahashi, Osamu | Management | For | For |
| 2.10 | Elect Director Ichimura, Kazuhiko | Management | For | For |
| 2.11 | Elect Director Kogami, Tadashi | Management | For | For |
| 2.12 | Elect Director Nagasaki, Mami | Management | For | For |
| 2.13 | Elect Director Ogura, Toshikatsu | Management | For | For |
| 3 | Appoint Statutory Auditor Takuma, Hiroyuki | Management | For | For |
| |
|---|
HEINEKEN HOLDING NV
MEETING DATE: APR 23, 2020 | TICKER: HEIO SECURITY ID: N39338194
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Director's Board Report (Non-Voting) | Management | None | None |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Adopt Financial Statements | Management | For | For |
| 4 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 5 | Approve Discharge of Directors | Management | For | For |
| 6.a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6.b | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
| 6.c | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 7 | Approve Remuneration Policy | Management | For | For |
| 8 | Ratify Deloitte as Auditors | Management | For | For |
| 9.a | Amend Articles 7, 10 and 11 Paragraph 1 of the Articles of Association | Management | For | For |
| 9.b | Amend Article 11 Paragraph 10 of the Articles of Association | Management | For | Against |
| 10 | Elect Jean-Francois van Boxmeer as Non-Executive Director | Management | For | Against |
| |
|---|
HEINEKEN NV
MEETING DATE: APR 23, 2020 | TICKER: HEIA SECURITY ID: N39427211
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.a | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 1.b | Approve Remuneration Report | Management | For | For |
| 1.c | Adopt Financial Statements | Management | For | For |
| 1.d | Receive Explanation on Dividend Policy | Management | None | None |
| 1.e | Approve Dividends of EUR 1.68 Per Share | Management | For | For |
| 1.f | Approve Discharge of Management Board | Management | For | For |
| 1.g | Approve Discharge of Supervisory Board | Management | For | For |
| 2.a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 2.b | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
| 2.c | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 2.b | Management | For | For |
| 3 | Approve Remuneration Policy for Management Board | Management | For | For |
| 4 | Approve Remuneration Policy for Supervisory Board | Management | For | For |
| 5 | Ratify Deloitte as Auditors | Management | For | For |
| 6.a | Amend Articles 7, 9, 10, 12, 13 Paragraph 1 and Article 18 of the Articles of Association | Management | For | For |
| 6.b | Amend Article 13 Paragraph 10 of the Articles of Association | Management | For | Against |
| 7 | Elect Dolf van den Brink to Management Board | Management | For | For |
| 8 | Reelect Pamela Mars Wright to Supervisory Board | Management | For | For |
| 9 | Close Meeting | Management | None | None |
| |
|---|
HENNES & MAURITZ AB
MEETING DATE: MAY 07, 2020 | TICKER: HM.B SECURITY ID: W41422101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 7 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 8.a | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8.b | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
| 8.c | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 9 | Determine Number of Members (8) and Deputy Members (0) of Board; Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | Did Not Vote |
| 10 | Approve Remuneration of Directors in the Amount of SEK 1.7 Million for Chairman, and SEK 650,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 11.a | Reelect Stina Bergfors as Director | Management | For | Did Not Vote |
| 11.b | Reelect Anders Dahlvig as Director | Management | For | Did Not Vote |
| 11.c | Reelect Danica Kragic Jensfelt as Director | Management | For | Did Not Vote |
| 11.d | Reelect Lena Patriksson Keller as Director | Management | For | Did Not Vote |
| 11.e | Reelect Christian Sievert as Director | Management | For | Did Not Vote |
| 11.f | Reelect Erica Wiking Hager as Director | Management | For | Did Not Vote |
| 11.g | Reelect Niklas Zennstrom as Director | Management | For | Did Not Vote |
| 11.h | Elect Karl-Johan Persson (Chairman) as New Director | Management | For | Did Not Vote |
| 12 | Ratify Ernst & Young as Auditors | Management | For | Did Not Vote |
| 13 | Approve Procedures for Nominating Committee | Management | For | Did Not Vote |
| 14.a | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 14.b | Disclose Sustainability Targets to be Achieved in order for Senior Executives to be Paid Variable Remuneration; Report on the Performance of Senior Executives About Sustainability Targets | Shareholder | None | Did Not Vote |
| 15 | Amend Articles of Association Re: Company Name; Participation of General Meeting; Agenda of Annual Meeting; Share Registrar | Management | For | Did Not Vote |
| 16 | Eliminate Differentiated Voting Rights | Shareholder | None | Did Not Vote |
| 17 | Examination of Various Aspects of the Company's Collection of Data about the Personnel | Shareholder | None | Did Not Vote |
| 18 | Close Meeting | Management | None | None |
| |
|---|
HERA SPA
MEETING DATE: APR 29, 2020 | TICKER: HER SECURITY ID: T5250M106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Company Bylaws Re: Articles 16, 26, and 34 | Management | For | For |
| 2 | Amend Company Bylaws Re: Article 17 | Management | For | For |
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
| 2.1 | Approve Remuneration Policy | Management | For | For |
| 2.2 | Approve Second Section of the Remuneration Report | Management | For | Against |
| 3 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 4.1 | Slate 1 Submitted by the Shareholder Agreement (41.58 Percent of the Share Capital) | Shareholder | None | Against |
| 4.2 | Slate 2 Submitted by Gruppo Societa Gas Rimini SpA | Shareholder | None | Against |
| 4.3 | Slate 3 Submitted by Institutional Investors (Assogestioni) | Shareholder | None | For |
| 5 | Approve Remuneration of Directors | Shareholder | None | For |
| 6.1 | Slate 1 Submitted by the Shareholder Agreement (41.58 Percent of the Share Capital) | Shareholder | None | Against |
| 6.2 | Slate 2 Submitted by Gruppo Societa Gas Rimini SpA | Shareholder | None | Against |
| 6.3 | Slate 3 Submitted by Institutional Investors (Assogestioni) | Shareholder | None | For |
| 7 | Approve Internal Auditors' Remuneration | Shareholder | None | For |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
| |
|---|
HERMES INTERNATIONAL SCA
MEETING DATE: APR 24, 2020 | TICKER: RMS SECURITY ID: F48051100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Discharge of General Managers | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of EUR 4.55 per Share | Management | For | For |
| 5 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Against |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| 7 | Approve Compensation of Corporate Officers | Management | For | Against |
| 8 | Approve Compensation of Axel Dumas, General Manager | Management | For | Against |
| 9 | Approve Compensation of Emile Hermes SARL, General Manager | Management | For | Against |
| 10 | Approve Compensation of Eric de Seynes, Chairman of the Supervisory Board | Management | For | For |
| 11 | Approve Remuneration Policy of General Managers | Management | For | Against |
| 12 | Approve Remuneration Policy of Supervisory Board Members | Management | For | For |
| 13 | Reelect Dorothee Altmayer as Supervisory Board Member | Management | For | Against |
| 14 | Reelect Monique Cohen as Supervisory Board Member | Management | For | For |
| 15 | Reelect Renaud Mommeja as Supervisory Board Member | Management | For | Against |
| 16 | Reelect Eric de Seynes as Supervisory Board Member | Management | For | Against |
| 17 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 18 | Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plans | Management | For | Against |
| 19 | Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 20 | Amend Articles 18 and 22 of Bylaws Re: Employee Reprensentative and Supervisory Board Members Remuneration | Management | For | For |
| 21 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
HIKARI TSUSHIN, INC.
MEETING DATE: JUN 26, 2020 | TICKER: 9435 SECURITY ID: J1949F108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shigeta, Yasumitsu | Management | For | Against |
| 1.2 | Elect Director Wada, Hideaki | Management | For | Against |
| 1.3 | Elect Director Tamamura, Takeshi | Management | For | For |
| 1.4 | Elect Director Gido, Ko | Management | For | For |
| 1.5 | Elect Director Takahashi, Masato | Management | For | For |
| |
|---|
HOWDEN JOINERY GROUP PLC
MEETING DATE: MAY 07, 2020 | TICKER: HWDN SECURITY ID: G4647J102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | Abstain |
| 4 | Elect Louise Fowler as Director | Management | For | For |
| 5 | Re-elect Karen Caddick as Director | Management | For | For |
| 6 | Re-elect Andrew Cripps as Director | Management | For | For |
| 7 | Re-elect Geoff Drabble as Director | Management | For | For |
| 8 | Re-elect Andrew Livingston as Director | Management | For | For |
| 9 | Re-elect Richard Pennycook as Director | Management | For | For |
| 10 | Re-elect Mark Robson as Director | Management | For | For |
| 11 | Re-elect Debbie White as Director | Management | For | For |
| 12 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 15 | Authorise Issue of Equity | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Adopt New Articles of Association | Management | For | For |
| 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
HOYA CORP.
MEETING DATE: JUN 24, 2020 | TICKER: 7741 SECURITY ID: J22848105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Uchinaga, Yukako | Management | For | For |
| 1.2 | Elect Director Urano, Mitsudo | Management | For | For |
| 1.3 | Elect Director Takasu, Takeo | Management | For | For |
| 1.4 | Elect Director Kaihori, Shuzo | Management | For | For |
| 1.5 | Elect Director Yoshihara, Hiroaki | Management | For | For |
| 1.6 | Elect Director Suzuki, Hiroshi | Management | For | For |
| |
|---|
ICA GRUPPEN AB
MEETING DATE: APR 21, 2020 | TICKER: ICA SECURITY ID: W4241E105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 7 | Receive Report on Operations | Management | None | None |
| 8 | Receive Report on Board's Work | Management | None | None |
| 9 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 10 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 11 | Approve Allocation of Income and Dividends of SEK 12.00 Per Share | Management | For | Did Not Vote |
| 12 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 13 | Receive Report on Nominating Committee's Work | Management | None | None |
| 14 | Determine Number of Members (10) and Deputy Members (0) of Board; Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | Did Not Vote |
| 15 | Approve Remuneration of Directors in the Amount of SEK 1.2 Million for Chairman and SEK 580,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 16 | Reelect Cecilia Daun Wennborg, Lennart Evrell, Andrea Gisle Joosen, Fredrik Hagglund, Jeanette Jager, Magnus Moberg, Fredrik Persson, Bo Sandstrom, Claes-Goran Sylven (Chair) and Anette Wiotti as Directors | Management | For | Did Not Vote |
| 17 | Ratify KPMG as Auditors | Management | For | Did Not Vote |
| 18 | Authorize Chairman of Board and Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
| 19 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 20 | Amend Articles of Association | Management | For | Did Not Vote |
| 21 | Close Meeting | Management | None | None |
| |
|---|
IMPERIAL OIL LTD.
MEETING DATE: MAY 01, 2020 | TICKER: IMO SECURITY ID: 453038408
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 2.1 | Elect Director D.C. (David) Brownell | Management | For | For |
| 2.2 | Elect Director D.W. (David) Cornhill | Management | For | For |
| 2.3 | Elect Director B.W. (Bradley) Corson | Management | For | For |
| 2.4 | Elect Director K.T. (Krystyna) Hoeg | Management | For | For |
| 2.5 | Elect Director M.C. (Miranda) Hubbs | Management | For | For |
| 2.6 | Elect Director J.M. (Jack) Mintz | Management | For | For |
| 2.7 | Elect Director D.S. (David) Sutherland | Management | For | For |
| |
|---|
INDUSTRIVARDEN AB
MEETING DATE: APR 24, 2020 | TICKER: INDU.A SECURITY ID: W45430100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 7.a | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7.b | Receive Auditor's Report on Application of Guidelines for Remuneration for Executive Management | Management | None | None |
| 7.c | Receive Board's Proposal on Allocation of Income and Dividends | Management | None | None |
| 8 | Receive President's Report | Management | None | None |
| 9.a | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 9.b | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
| 9.c | Approve Record Date for Dividend Payment | Management | For | Did Not Vote |
| 9.d | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 10 | Determine Number of Members (8) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 11 | Approve Remuneration of Directors in the Amount of SEK 2.1 Million for Chairman, SEK 1.3 Million for Vice Chair and SEK 640,000 for Other Directors | Management | For | Did Not Vote |
| 12.a | Reelect Par Boman as Director | Management | For | Did Not Vote |
| 12.b | Reelect Christian Caspar as Director | Management | For | Did Not Vote |
| 12.c | Elect Marika Fredriksson as New Director | Management | For | Did Not Vote |
| 12.d | Reelect Bengt Kjell as Director | Management | For | Did Not Vote |
| 12.e | Reelect Fredrik Lundberg as Director | Management | For | Did Not Vote |
| 12.f | Reelect Annika Lundius as Director | Management | For | Did Not Vote |
| 12.g | Reelect Lars Pettersson as Director | Management | For | Did Not Vote |
| 12.h | Reelect Helena Stjernholm as Director | Management | For | Did Not Vote |
| 12.i | Reelect Fredrik Lundberg as Board Chairman | Management | For | Did Not Vote |
| 13 | Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | Did Not Vote |
| 14 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 15 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
| 16 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 17 | Approve Performance Share Matching Plan | Management | For | Did Not Vote |
| 18.a | Eliminate Differentiated Voting Rights | Shareholder | None | Did Not Vote |
| 18.b | Amend Articles Re: Delete Article 6 | Shareholder | None | Did Not Vote |
| 18.c | Instruct Board to Work for the Swedish Companies Act to be Amended so the Possibility of Differentiation of Voting Rights is Abolished | Shareholder | None | Did Not Vote |
| 18.d | Instruct Board to Prepare a Proposal for Representation of Small and Medium-Sized Shareholders in the Board and Nominating Committee | Shareholder | None | Did Not Vote |
| 19 | Close Meeting | Management | None | None |
| |
|---|
INTACT FINANCIAL CORPORATION
MEETING DATE: MAY 06, 2020 | TICKER: IFC SECURITY ID: 45823T106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles Brindamour | Management | For | For |
| 1.2 | Elect Director Janet De Silva | Management | For | For |
| 1.3 | Elect Director Claude Dussault | Management | For | For |
| 1.4 | Elect Director Jane E. Kinney | Management | For | For |
| 1.5 | Elect Director Robert G. Leary | Management | For | For |
| 1.6 | Elect Director Sylvie Paquette | Management | For | For |
| 1.7 | Elect Director Timothy H. Penner | Management | For | For |
| 1.8 | Elect Director Stuart J. Russell | Management | For | For |
| 1.9 | Elect Director Frederick Singer | Management | For | For |
| 1.10 | Elect Director Stephen G. Snyder | Management | For | For |
| 1.11 | Elect Director Carol Stephenson | Management | For | For |
| 1.12 | Elect Director William L. Young | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Shareholder Rights Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
ISRAEL DISCOUNT BANK LTD.
MEETING DATE: SEP 16, 2019 | TICKER: DSCT SECURITY ID: 465074201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Discuss Financial Statements and the Report of the Board | Management | None | None |
| 2 | Approve Dividend Distribution | Management | For | For |
| 3 | Reappoint Ziv Haft & Co. and Somekh Chaikin as Joint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4.1 | Elect Tamar Bar-Noy Gotlin as External Director | Management | For | For |
| 4.2 | Reelect Miriam Katz as External Director | Management | For | Did Not Vote |
| 5 | Approve Temporary Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| B1 | If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
| B2 | If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
| B3 | If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. | Management | None | For |
| |
|---|
ISRAEL DISCOUNT BANK LTD.
MEETING DATE: MAR 18, 2020 | TICKER: DSCT SECURITY ID: 465074201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 2 | Approve Employment Terms of Uri Levin, CEO | Management | For | For |
| 3 | Approve Amended Employment Terms of Shaul Kobrinsky, Chairman | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| B1 | If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
| B2 | If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
| B3 | If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. | Management | None | For |
| |
|---|
ITALGAS SPA
MEETING DATE: MAY 12, 2020 | TICKER: IG SECURITY ID: T6R89Z103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Revoke Auditors; Approve New Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4.1 | Approve Remuneration Policy | Management | For | For |
| 4.2 | Approve Second Section of the Remuneration Report | Management | For | For |
| 5 | Approve 2020-2022 Long-Term Monetary Incentive Plan | Management | For | For |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
| |
|---|
ITOCHU CORP.
MEETING DATE: JUN 19, 2020 | TICKER: 8001 SECURITY ID: J2501P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 42.5 | Management | For | For |
| 2.1 | Elect Director Okafuji, Masahiro | Management | For | For |
| 2.2 | Elect Director Suzuki, Yoshihisa | Management | For | For |
| 2.3 | Elect Director Yoshida, Tomofumi | Management | For | For |
| 2.4 | Elect Director Fukuda, Yuji | Management | For | For |
| 2.5 | Elect Director Kobayashi, Fumihiko | Management | For | For |
| 2.6 | Elect Director Hachimura, Tsuyoshi | Management | For | For |
| 2.7 | Elect Director Muraki, Atsuko | Management | For | For |
| 2.8 | Elect Director Mochizuki, Harufumi | Management | For | For |
| 2.9 | Elect Director Kawana, Masatoshi | Management | For | For |
| 2.10 | Elect Director Nakamori, Makiko | Management | For | For |
| 3 | Appoint Statutory Auditor Kyoda, Makoto | Management | For | For |
| |
|---|
JAPAN AIRLINES CO., LTD.
MEETING DATE: JUN 19, 2020 | TICKER: 9201 SECURITY ID: J25979121
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ueki, Yoshiharu | Management | For | For |
| 1.2 | Elect Director Fujita, Tadashi | Management | For | For |
| 1.3 | Elect Director Akasaka, Yuji | Management | For | For |
| 1.4 | Elect Director Shimizu, Shinichiro | Management | For | For |
| 1.5 | Elect Director Kikuyama, Hideki | Management | For | For |
| 1.6 | Elect Director Toyoshima, Ryuzo | Management | For | For |
| 1.7 | Elect Director Kitada, Yuichi | Management | For | For |
| 1.8 | Elect Director Kobayashi, Eizo | Management | For | For |
| 1.9 | Elect Director Ito, Masatoshi | Management | For | For |
| 1.10 | Elect Director Hatchoji, Sonoko | Management | For | For |
| 2.1 | Appoint Statutory Auditor Suzuka, Yasushi | Management | For | For |
| 2.2 | Appoint Statutory Auditor Kamo, Osamu | Management | For | For |
| 2.3 | Appoint Statutory Auditor Okada, Joji | Management | For | For |
| |
|---|
JAPAN EXCHANGE GROUP, INC.
MEETING DATE: JUN 17, 2020 | TICKER: 8697 SECURITY ID: J2740B106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles to Amend Provisions on Executive Officer Titles | Management | For | For |
| 2.1 | Elect Director Tsuda, Hiroki | Management | For | For |
| 2.2 | Elect Director Kiyota, Akira | Management | For | For |
| 2.3 | Elect Director Miyahara, Koichiro | Management | For | For |
| 2.4 | Elect Director Yamaji, Hiromi | Management | For | For |
| 2.5 | Elect Director Shizuka, Masaki | Management | For | For |
| 2.6 | Elect Director Christina L. Ahmadjian | Management | For | For |
| 2.7 | Elect Director Endo, Nobuhiro | Management | For | For |
| 2.8 | Elect Director Ogita, Hitoshi | Management | For | For |
| 2.9 | Elect Director Kubori, Hideaki | Management | For | For |
| 2.10 | Elect Director Koda, Main | Management | For | For |
| 2.11 | Elect Director Kobayashi, Eizo | Management | For | For |
| 2.12 | Elect Director Minoguchi, Makoto | Management | For | For |
| 2.13 | Elect Director Mori, Kimitaka | Management | For | For |
| 2.14 | Elect Director Yoneda, Tsuyoshi | Management | For | For |
| |
|---|
JARDINE MATHESON HOLDINGS LTD.
MEETING DATE: MAY 07, 2020 | TICKER: J36 SECURITY ID: G50736100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect David Hsu as Director | Management | For | For |
| 4 | Re-elect Adam Keswick as Director | Management | For | Abstain |
| 5 | Re-elect Anthony Nightingale as Director | Management | For | Against |
| 6 | Re-elect John Witt as Director | Management | For | For |
| 7 | Ratify Auditors and Authorise Their Remuneration | Management | For | For |
| 8 | Authorise Issue of Equity | Management | For | For |
| |
|---|
JARDINE STRATEGIC HOLDINGS LTD.
MEETING DATE: MAY 07, 2020 | TICKER: J37 SECURITY ID: G50764102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect David Hsu as Director | Management | For | For |
| 4 | Re-elect Adam Keswick as Director | Management | For | Abstain |
| 5 | Elect Lincoln Leong as Director | Management | For | For |
| 6 | Ratify Auditors and Authorise Their Remuneration | Management | For | For |
| 7 | Authorise Issue of Equity | Management | For | For |
| |
|---|
KAJIMA CORP.
MEETING DATE: JUN 25, 2020 | TICKER: 1812 SECURITY ID: J29223120
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 25 | Management | For | For |
| 2 | Amend Articles to Amend Provisions on Number of Directors - Reduce Directors' Term | Management | For | For |
| 3.1 | Elect Director Oshimi, Yoshikazu | Management | For | For |
| 3.2 | Elect Director Atsumi, Naoki | Management | For | For |
| 3.3 | Elect Director Koizumi, Hiroyoshi | Management | For | For |
| 3.4 | Elect Director Kayano, Masayasu | Management | For | For |
| 3.5 | Elect Director Ishikawa, Hiroshi | Management | For | For |
| 3.6 | Elect Director Uchida, Ken | Management | For | For |
| 3.7 | Elect Director Hiraizumi, Nobuyuki | Management | For | For |
| 3.8 | Elect Director Kajima, Shoichi | Management | For | For |
| 3.9 | Elect Director Furukawa, Koji | Management | For | For |
| 3.10 | Elect Director Sakane, Masahiro | Management | For | For |
| 3.11 | Elect Director Saito, Kiyomi | Management | For | For |
| 3.12 | Elect Director Machida, Yukio | Management | For | For |
| 4.1 | Appoint Statutory Auditor Kumano, Takashi | Management | For | For |
| 4.2 | Appoint Statutory Auditor Fujikawa, Yukiko | Management | For | For |
| |
|---|
KAKAKU.COM, INC.
MEETING DATE: JUN 18, 2020 | TICKER: 2371 SECURITY ID: J29258100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 20 | Management | For | For |
| 2.1 | Elect Director Hayashi, Kaoru | Management | For | For |
| 2.2 | Elect Director Hata, Shonosuke | Management | For | For |
| 2.3 | Elect Director Murakami, Atsuhiro | Management | For | For |
| 2.4 | Elect Director Yuki, Shingo | Management | For | For |
| 2.5 | Elect Director Miyazaki, Kanako | Management | For | For |
| 2.6 | Elect Director Kato, Tomoharu | Management | For | For |
| 2.7 | Elect Director Miyajima, Kazuyoshi | Management | For | For |
| 2.8 | Elect Director Kinoshita, Masayuki | Management | For | For |
| 2.9 | Elect Director Tada, Kazukuni | Management | For | For |
| |
|---|
KAO CORP.
MEETING DATE: MAR 25, 2020 | TICKER: 4452 SECURITY ID: J30642169
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 65 | Management | For | For |
| 2 | Amend Articles to Amend Provisions on Director Titles | Management | For | For |
| 3.1 | Elect Director Sawada, Michitaka | Management | For | For |
| 3.2 | Elect Director Takeuchi, Toshiaki | Management | For | For |
| 3.3 | Elect Director Hasebe, Yoshihiro | Management | For | For |
| 3.4 | Elect Director Matsuda, Tomoharu | Management | For | For |
| 3.5 | Elect Director Kadonaga, Sonosuke | Management | For | For |
| 3.6 | Elect Director Shinobe, Osamu | Management | For | For |
| 3.7 | Elect Director Mukai, Chiaki | Management | For | For |
| 3.8 | Elect Director Hayashi, Nobuhide | Management | For | For |
| 4 | Appoint Statutory Auditor Nakazawa, Takahiro | Management | For | For |
| |
|---|
KDDI CORP.
MEETING DATE: JUN 17, 2020 | TICKER: 9433 SECURITY ID: J31843105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 60 | Management | For | For |
| 2.1 | Elect Director Tanaka, Takashi | Management | For | For |
| 2.2 | Elect Director Takahashi, Makoto | Management | For | For |
| 2.3 | Elect Director Shoji, Takashi | Management | For | For |
| 2.4 | Elect Director Muramoto, Shinichi | Management | For | For |
| 2.5 | Elect Director Mori, Keiichi | Management | For | For |
| 2.6 | Elect Director Morita, Kei | Management | For | For |
| 2.7 | Elect Director Amamiya, Toshitake | Management | For | For |
| 2.8 | Elect Director Takeyama, Hirokuni | Management | For | For |
| 2.9 | Elect Director Yoshimura, Kazuyuki | Management | For | For |
| 2.10 | Elect Director Yamaguchi, Goro | Management | For | For |
| 2.11 | Elect Director Yamamoto, Keiji | Management | For | For |
| 2.12 | Elect Director Oyagi, Shigeo | Management | For | For |
| 2.13 | Elect Director Kano, Riyo | Management | For | For |
| 2.14 | Elect Director Goto, Shigeki | Management | For | For |
| 3.1 | Appoint Statutory Auditor Takagi, Kenichiro | Management | For | For |
| 3.2 | Appoint Statutory Auditor Honto, Shin | Management | For | For |
| 3.3 | Appoint Statutory Auditor Matsumiya, Toshihiko | Management | For | For |
| 3.4 | Appoint Statutory Auditor Karube, Jun | Management | For | For |
| |
|---|
KINTETSU GROUP HOLDINGS CO., LTD.
MEETING DATE: JUN 19, 2020 | TICKER: 9041 SECURITY ID: J3S955116
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 50 | Management | For | For |
| 2.1 | Elect Director Kobayashi, Tetsuya | Management | For | For |
| 2.2 | Elect Director Yasumoto, Yoshihiro | Management | For | For |
| 2.3 | Elect Director Shirakawa, Masaaki | Management | For | For |
| 2.4 | Elect Director Murai, Hiroyuki | Management | For | For |
| 2.5 | Elect Director Wakai, Takashi | Management | For | For |
| 2.6 | Elect Director Tsuji, Takashi | Management | For | For |
| 2.7 | Elect Director Kurahashi, Takahisa | Management | For | For |
| 2.8 | Elect Director Okamoto, Kunie | Management | For | For |
| 2.9 | Elect Director Murata, Ryuichi | Management | For | For |
| 2.10 | Elect Director Yanagi, Masanori | Management | For | For |
| 2.11 | Elect Director Ogura, Toshihide | Management | For | For |
| 2.12 | Elect Director Hara, Shiro | Management | For | For |
| 2.13 | Elect Director Nishimura, Takashi | Management | For | For |
| 3.1 | Appoint Statutory Auditor Tabuchi, Hirohisa | Management | For | For |
| 3.2 | Appoint Statutory Auditor Maeda, Masahiro | Management | For | For |
| 3.3 | Appoint Statutory Auditor Suzuki, Kazumi | Management | For | For |
| 3.4 | Appoint Statutory Auditor Katayama, Toshiko | Management | For | For |
| 3.5 | Appoint Statutory Auditor Tada, Hitoshi | Management | For | For |
| |
|---|
KIRKLAND LAKE GOLD LTD.
MEETING DATE: JAN 28, 2020 | TICKER: KL SECURITY ID: 49741E100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition of Detour Gold Corporation | Management | For | For |
| |
|---|
KIRKLAND LAKE GOLD LTD.
MEETING DATE: JUN 30, 2020 | TICKER: KL SECURITY ID: 49741E100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Eight | Management | For | For |
| 2a | Elect Director Jonathan Gill | Management | For | For |
| 2b | Elect Director Peter Grosskopf | Management | For | For |
| 2c | Elect Director Ingrid Hibbard | Management | For | For |
| 2d | Elect Director Arnold Klassen | Management | For | For |
| 2e | Elect Director Elizabeth Lewis-Gray | Management | For | For |
| 2f | Elect Director Anthony Makuch | Management | For | For |
| 2g | Elect Director Barry Olson | Management | For | For |
| 2h | Elect Director Jeff Parr | Management | For | For |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 5 | Amend Long Term Incentive Plan | Management | For | For |
| 6 | Amend Deferred Share Unit Plan | Management | For | For |
| |
|---|
KNORR-BREMSE AG
MEETING DATE: JUN 30, 2020 | TICKER: KBX SECURITY ID: D4S43E114
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.80 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2020 | Management | For | For |
| 6 | Approve Remuneration Policy | Management | For | For |
| 7 | Approve Remuneration of Supervisory Board | Management | For | For |
| 8.1 | Elect Thomas Enders to the Supervisory Board | Management | For | Against |
| 8.2 | Elect Heinz Thiele to the Supervisory Board | Management | For | Against |
| 8.3 | Elect Theodor Weimer to the Supervisory Board | Management | For | Against |
| 9 | Amend Articles Re: Proof of Entitlement | Management | For | For |
| |
|---|
KOBAYASHI PHARMACEUTICAL CO., LTD.
MEETING DATE: MAR 27, 2020 | TICKER: 4967 SECURITY ID: J3430E103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles to Amend Provisions on Number of Statutory Auditors | Management | For | For |
| 2.1 | Elect Director Kobayashi, Kazumasa | Management | For | For |
| 2.2 | Elect Director Kobayashi, Akihiro | Management | For | For |
| 2.3 | Elect Director Yamane, Satoshi | Management | For | For |
| 2.4 | Elect Director Tsuji, Haruo | Management | For | For |
| 2.5 | Elect Director Ito, Kunio | Management | For | For |
| 2.6 | Elect Director Sasaki, Kaori | Management | For | For |
| 3 | Appoint Statutory Auditor Ariizumi, Chiaki | Management | For | For |
| |
|---|
KONE OYJ
MEETING DATE: FEB 25, 2020 | TICKER: KNEBV SECURITY ID: X4551T105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 5 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8 | Approve Allocation of Income and Dividends of EUR 1.6975 per Class A Share and EUR 1.70 per Class B Share | Management | For | Did Not Vote |
| 9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 10 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 11 | Approve Remuneration of Directors in the Amount of EUR 60,000 for Chairman, EUR 50,000 for Vice Chairman, and EUR 45,000 for Other Directors; Approve Attendance Fees for Board and Committee Work | Management | For | Did Not Vote |
| 12 | Fix Number of Directors at Nine | Management | For | Did Not Vote |
| 13 | Reelect Matti Alahuhta, Anne Brunila, Antti Herlin, Iiris Herlin, Jussi Herlin, Ravi Kant, Juhani Kaskeala and Sirpa Pietikainen as Directors; Elect Susan Duinhoven as New Director | Management | For | Did Not Vote |
| 14 | Amend Articles Re: Business Area; Auditors; General Meeting | Management | For | Did Not Vote |
| 15.a | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 15.b | Fix Number of Auditors at Two for Financial Year 2020 | Management | For | Did Not Vote |
| 15.c | Fix Number of Auditors at One for Financial Year 2021 | Management | For | Did Not Vote |
| 15.d | Ratify PricewaterhouseCoopers and Jouko Malinen as Auditors for Financial Year 2020 | Management | For | Did Not Vote |
| 15.e | Ratify Ernst & Young as Auditors for Financial Year 2021 | Management | For | Did Not Vote |
| 16 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 17 | Approve Issuance Shares without Preemptive Rights | Management | For | Did Not Vote |
| 18 | Close Meeting | Management | None | None |
| |
|---|
KONINKLIJKE DSM NV
MEETING DATE: MAY 08, 2020 | TICKER: DSM SECURITY ID: N5017D122
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Adopt Financial Statements | Management | For | For |
| 5.a | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 5.b | Approve Dividends of EUR 2.40 Per Share | Management | For | For |
| 6.a | Approve Discharge of Management Board | Management | For | For |
| 6.b | Approve Discharge of Supervisory Board | Management | For | For |
| 7.a | Reelect Rob Routs to Supervisory Board | Management | For | For |
| 7.b | Reelect Eileen Kennedy to Supervisory Board | Management | For | For |
| 7.c | Reelect Pradeep Pant to Supervisory Board | Management | For | For |
| 7.d | Elect Thomas Leysen to Supervisory Board | Management | For | For |
| 8 | Ratify KPMG as Auditors | Management | For | For |
| 9.a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights | Management | For | For |
| 9.b | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital in Connection with a Rights Issue | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Approve Reduction in Share Capital through Cancellation of Shares | Management | For | For |
| 12 | Other Business (Non-Voting) | Management | None | None |
| 13 | Close Meeting | Management | None | None |
| |
|---|
KUEHNE + NAGEL INTERNATIONAL AG
MEETING DATE: MAY 05, 2020 | TICKER: KNIN SECURITY ID: H4673L145
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4.1.1 | Reelect Renato Fassbind as Director | Management | For | Did Not Vote |
| 4.1.2 | Reelect Karl Gernandt as Director | Management | For | Did Not Vote |
| 4.1.3 | Reelect David Kamenetzky as Director | Management | For | Did Not Vote |
| 4.1.4 | Reelect Klaus-Michael Kuehne as Director | Management | For | Did Not Vote |
| 4.1.5 | Reelect Hauke Stars as Director | Management | For | Did Not Vote |
| 4.1.6 | Reelect Martin Wittig as Director | Management | For | Did Not Vote |
| 4.1.7 | Reelect Joerg Wolle as Director | Management | For | Did Not Vote |
| 4.2 | Elect Dominik Buergy as Director | Management | For | Did Not Vote |
| 4.3 | Reelect Joerg Wolle as Board Chairman | Management | For | Did Not Vote |
| 4.4.1 | Appoint Karl Gernandt as Member of the Compensation Committee | Management | For | Did Not Vote |
| 4.4.2 | Appoint Klaus-Michael Kuehne as Member of the Compensation Committee | Management | For | Did Not Vote |
| 4.4.3 | Appoint Hauke Stars as Member of the Compensation Committee | Management | For | Did Not Vote |
| 4.5 | Designate Investarit AG as Independent Proxy | Management | For | Did Not Vote |
| 4.6 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
| 5 | Approve Creation of CHF 20 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 6 | Approve Remuneration Report | Management | For | Did Not Vote |
| 7.1 | Approve Remuneration of Directors in the Amount of CHF 5 Million | Management | For | Did Not Vote |
| 7.2 | Approve Remuneration of Executive Committee in the Amount of CHF 20 Million | Management | For | Did Not Vote |
| 8 | Transact Other Business (Voting) | Management | For | Did Not Vote |
| |
|---|
L'OREAL SA
MEETING DATE: JUN 30, 2020 | TICKER: OR SECURITY ID: F58149133
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 3.85 per Share and an Extra of EUR 0.38 per Share to Long Term Registered Shares | Management | For | For |
| 4 | Elect Nicolas Meyers as Director | Management | For | For |
| 5 | Elect Ilham Kadri as Director | Management | For | For |
| 6 | Reelect Beatrice Guillaume-Grabisch as Director | Management | For | For |
| 7 | Reelect Jean-Victor Meyers as Director | Management | For | For |
| 8 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 9 | Approve Compensation of Jean-Paul Agon, Chairman and CEO | Management | For | For |
| 10 | Approve Remuneration Policy of Corporate Officers | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 13 | Authorize up to 0.6 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 14 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 15 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
| 16 | Amend Article 8 of Bylaws Re: Employee Reprensentatives | Management | For | For |
| 17 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
LEGAL & GENERAL GROUP PLC
MEETING DATE: MAY 21, 2020 | TICKER: LGEN SECURITY ID: G54404127
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Michelle Scrimgeour as Director | Management | For | For |
| 4 | Re-elect Henrietta Baldock as Director | Management | For | For |
| 5 | Re-elect Philip Broadley as Director | Management | For | For |
| 6 | Re-elect Jeff Davies as Director | Management | For | For |
| 7 | Re-elect Sir John Kingman as Director | Management | For | For |
| 8 | Re-elect Lesley Knox as Director | Management | For | For |
| 9 | Re-elect George Lewis as Director | Management | For | For |
| 10 | Re-elect Kerrigan Procter as Director | Management | For | For |
| 11 | Re-elect Toby Strauss as Director | Management | For | For |
| 12 | Re-elect Julia Wilson as Director | Management | For | For |
| 13 | Re-elect Nigel Wilson as Director | Management | For | For |
| 14 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Approve Remuneration Policy | Management | For | For |
| 17 | Approve Remuneration Report | Management | For | For |
| 18 | Authorise Issue of Equity | Management | For | For |
| 19 | Authorise Issue of Equity in Connection with the Issue of Contingent Convertible Securities | Management | For | For |
| 20 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 23 | Authorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Contingent Convertible Securities | Management | For | For |
| 24 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 25 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
LEGRAND SA
MEETING DATE: MAY 27, 2020 | TICKER: LR SECURITY ID: F56196185
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.34 per Share | Management | For | For |
| 4 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 5 | Approve Compensation of Gilles Schnepp, Chairman of the Board | Management | For | For |
| 6 | Approve Compensation of Benoit Coquart, CEO | Management | For | For |
| 7 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
| 8 | Approve Remuneration Policy of CEO | Management | For | For |
| 9 | Approve Remuneration Policy of Board Members | Management | For | For |
| 10 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.2 Million | Management | For | For |
| 11 | Reelect Isabelle Boccon-Gibod as Director | Management | For | For |
| 12 | Reelect Christel Bories as Director | Management | For | For |
| 13 | Reelect Angeles Garcia-Poveda as Director | Management | For | For |
| 14 | Elect Benoit Coquart as Director | Management | For | For |
| 15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 16 | Amend Article 9 of Bylaws Re: Directors Length of Terms | Management | For | For |
| 17 | Amend Article 9 of Bylaws Re: Employee Representative | Management | For | For |
| 18 | Amend Article 9 of Bylaws Re: Board Members Deliberation via Written Consultation | Management | For | For |
| 19 | Amend Article 9 of Bylaws Re: Board Powers | Management | For | For |
| 20 | Amend Articles 10, 11 and 13 to Comply with Legal Changes | Management | For | For |
| 21 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 22 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million | Management | For | For |
| 23 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 100 Million | Management | For | For |
| 24 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 100 Million | Management | For | For |
| 25 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 26 | Authorize Capitalization of Reserves of Up to EUR 100 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 27 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 28 | Authorize Capital Increase of up to 5 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 29 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 22-25 and 27-28 at EUR 200 Million | Management | For | For |
| 30 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
LINK REAL ESTATE INVESTMENT TRUST
MEETING DATE: JUL 24, 2019 | TICKER: 823 SECURITY ID: Y5281M111
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Note the Financial Statements and Statutory Reports | Management | None | None |
| 2 | Note the Appointment of Auditor and Fixing of Their Remuneration | Management | None | None |
| 3.1 | Elect Ed Chan Yiu Cheong as Director | Management | For | For |
| 3.2 | Elect Blair Chilton Pickerell as Director | Management | For | For |
| 3.3 | Elect May Siew Boi Tan as Director | Management | For | For |
| 4 | Authorize Repurchase of Issued Units | Management | For | For |
| |
|---|
LONDON STOCK EXCHANGE GROUP PLC
MEETING DATE: NOV 26, 2019 | TICKER: LSE SECURITY ID: G5689U103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition of Refinitiv | Management | For | For |
| 2 | Authorise Issue of Equity in Connection with the Acquisition | Management | For | For |
| |
|---|
LONDON STOCK EXCHANGE GROUP PLC
MEETING DATE: APR 21, 2020 | TICKER: LSE SECURITY ID: G5689U103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Remuneration Policy | Management | For | For |
| 5 | Re-elect Jacques Aigrain as Director | Management | For | For |
| 6 | Re-elect Marshall Bailey as Director | Management | For | For |
| 7 | Re-elect Kathleen DeRose as Director | Management | For | For |
| 8 | Re-elect Cressida Hogg as Director | Management | For | For |
| 9 | Re-elect Raffaele Jerusalmi as Director | Management | For | For |
| 10 | Re-elect Stephen O'Connor as Director | Management | For | For |
| 11 | Re-elect Val Rahmani as Director | Management | For | For |
| 12 | Re-elect Don Robert as Director | Management | For | For |
| 13 | Re-elect David Schwimmer as Director | Management | For | For |
| 14 | Re-elect Andrea Sironi as Director | Management | For | For |
| 15 | Re-elect David Warren as Director | Management | For | For |
| 16 | Elect Dominic Blakemore as Director | Management | For | For |
| 17 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 18 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 19 | Authorise Issue of Equity | Management | For | For |
| 20 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 21 | Approve Deferred Bonus Plan | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 23 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 24 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 25 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
LVMH MOET HENNESSY LOUIS VUITTON SE
MEETING DATE: JUN 30, 2020 | TICKER: MC SECURITY ID: F58485115
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 4.80 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Against |
| 5 | Reelect Delphine Arnault as Director | Management | For | Against |
| 6 | Reelect Antonio Belloni as Director | Management | For | Against |
| 7 | Reelect Diego Della Valle as Director | Management | For | Against |
| 8 | Reelect Marie-Josee Kravis as Director | Management | For | For |
| 9 | Reelect Marie-Laure Sauty de Chalon as Director | Management | For | For |
| 10 | Elect Natacha Valla as Director | Management | For | For |
| 11 | Appoint Lord Powell of Bayswater as Censor | Management | For | Against |
| 12 | Approve Compensation Report of Corporate Officers | Management | For | Against |
| 13 | Approve Compensation of Bernard Arnault, Chairman and CEO | Management | For | Against |
| 14 | Approve Compensation of Antonio Belloni, Vice-CEO | Management | For | Against |
| 15 | Approve Remuneration Policy of Corporate Officers | Management | For | For |
| 16 | Approve Remuneration Policy of Chairman and CEO | Management | For | Against |
| 17 | Approve Remuneration Policy of Vice-CEO | Management | For | Against |
| 18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 19 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 20 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 21 | Amend Article 11 of Bylaws Re: Employee Representative | Management | For | For |
| 22 | Amend Article 13 of Bylaws Re: Board Members Deliberation via Written Consultation | Management | For | For |
| 23 | Amend Article 14 of Bylaws Re: Board Powers | Management | For | For |
| 24 | Amend Article 20, 21, 23 and 25 of Bylaws to Comply with Legal Changes | Management | For | For |
| |
|---|
M3, INC.
MEETING DATE: JUN 30, 2020 | TICKER: 2413 SECURITY ID: J4697J108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tanimura, Itaru | Management | For | For |
| 1.2 | Elect Director Tomaru, Akihiko | Management | For | For |
| 1.3 | Elect Director Tsuchiya, Eiji | Management | For | For |
| 1.4 | Elect Director Izumiya, Kazuyuki | Management | For | For |
| 1.5 | Elect Director Urae, Akinori | Management | For | For |
| 1.6 | Elect Director Yoshida, Kenichiro | Management | For | For |
| 1.7 | Elect Director Mori, Kenichi | Management | For | For |
| 2.1 | Elect Director and Audit Committee Member Ii, Masako | Management | For | For |
| 2.2 | Elect Director and Audit Committee Member Yamazaki, Mayuka | Management | For | For |
| 2.3 | Elect Director and Audit Committee Member Toyama, Ryoko | Management | For | For |
| |
|---|
MACQUARIE GROUP LIMITED
MEETING DATE: JUL 25, 2019 | TICKER: MQG SECURITY ID: Q57085286
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2a | Elect Michael J Hawker as Director | Management | For | For |
| 2b | Elect Michael J Coleman as Director | Management | For | For |
| 2c | Elect Philip M Coffey as Director | Management | For | For |
| 2d | Elect Jillian R Broadbent as Director | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Participation of Shemara Wikramanayake in the Macquarie Group Employee Retained Equity Plan | Management | For | For |
| 5 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | Management | For | For |
| 6 | Approve Issuance of Macquarie Group Capital Notes 4 | Management | For | For |
| |
|---|
MAGELLAN FINANCIAL GROUP LTD.
MEETING DATE: OCT 24, 2019 | TICKER: MFG SECURITY ID: Q5713S107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2 | Approve Remuneration Report | Management | For | For |
| 3a | Elect Hamish Douglass as Director | Management | For | For |
| 3b | Elect Hamish McLennan as Director | Management | For | For |
| 4a | Approve Issuance of Shares to Brett Cairns Under the Share Purchase Plan | Management | For | For |
| 4b | Approve Grant of Related Party Benefits to Brett Cairns | Management | For | For |
| |
|---|
MANULIFE FINANCIAL CORP.
MEETING DATE: MAY 07, 2020 | TICKER: MFC SECURITY ID: 56501R106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronalee H. Ambrose | Management | For | For |
| 1.2 | Elect Director Guy L.T. Bainbridge | Management | For | For |
| 1.3 | Elect Director Joseph P. Caron | Management | For | For |
| 1.4 | Elect Director John M. Cassaday | Management | For | For |
| 1.5 | Elect Director Susan F. Dabarno | Management | For | For |
| 1.6 | Elect Director Julie E. Dickson | Management | For | For |
| 1.7 | Elect Director Sheila S. Fraser | Management | For | For |
| 1.8 | Elect Director Roy Gori | Management | For | For |
| 1.9 | Elect Director Tsun-yan Hsieh | Management | For | For |
| 1.10 | Elect Director Donald R. Lindsay | Management | For | For |
| 1.11 | Elect Director John R.V. Palmer | Management | For | For |
| 1.12 | Elect Director C. James Prieur | Management | For | For |
| 1.13 | Elect Director Andrea S. Rosen | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
MEDIBANK PRIVATE LIMITED
MEETING DATE: NOV 14, 2019 | TICKER: MPL SECURITY ID: Q5921Q109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2 | Elect David Grahame Fagan as Director | Management | For | For |
| 3 | Elect Linda Bardo Nicholls as Director | Management | For | For |
| 4 | Approve Remuneration Report | Management | For | For |
| 5 | Approve Grant of Performance Rights to Craig Drummond | Management | For | For |
| |
|---|
MERCK KGAA
MEETING DATE: MAY 28, 2020 | TICKER: MRK SECURITY ID: D5357W103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports for Fiscal 2019 | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.30 per Share | Management | For | For |
| 4 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
| 5 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
| 6 | Ratify KPMG AG as Auditors for Fiscal 2020 | Management | For | For |
| 7 | Approve Affiliation Agreement with BSSN UG | Management | For | For |
| |
|---|
MERIDIAN ENERGY LIMITED
MEETING DATE: OCT 17, 2019 | TICKER: MEL SECURITY ID: Q5997E121
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Jan Dawson as Director | Management | For | For |
| 2 | Elect Julia Hoare as Director | Management | For | For |
| 3 | Elect Michelle Henderson as Director | Management | For | For |
| 4 | Elect Nagaja Sanatkumar as Director | Management | For | For |
| 5 | Adopt New Constitution | Management | For | For |
| |
|---|
MITSUI & CO., LTD.
MEETING DATE: JUN 19, 2020 | TICKER: 8031 SECURITY ID: J44690139
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 40 | Management | For | For |
| 2.1 | Elect Director Iijima, Masami | Management | For | For |
| 2.2 | Elect Director Yasunaga, Tatsuo | Management | For | For |
| 2.3 | Elect Director Takebe, Yukio | Management | For | For |
| 2.4 | Elect Director Uchida, Takakazu | Management | For | For |
| 2.5 | Elect Director Hori, Kenichi | Management | For | For |
| 2.6 | Elect Director Fujiwara, Hirotatsu | Management | For | For |
| 2.7 | Elect Director Kometani, Yoshio | Management | For | For |
| 2.8 | Elect Director Omachi, Shinichiro | Management | For | For |
| 2.9 | Elect Director Yoshikawa, Miki | Management | For | For |
| 2.10 | Elect Director Kobayashi, Izumi | Management | For | For |
| 2.11 | Elect Director Jenifer Rogers | Management | For | For |
| 2.12 | Elect Director Samuel Walsh | Management | For | For |
| 2.13 | Elect Director Uchiyamada, Takeshi | Management | For | For |
| 2.14 | Elect Director Egawa, Masako | Management | For | For |
| |
|---|
MONCLER SPA
MEETING DATE: JUN 11, 2020 | TICKER: MONC SECURITY ID: T6730E110
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Allocation of Income | Management | For | For |
| 2.1 | Approve Remuneration Policy | Management | For | For |
| 2.2 | Approve Second Section of the Remuneration Report | Management | For | For |
| 3.1.1 | Slate Submitted by Ruffini Partecipazioni Srl | Shareholder | None | For |
| 3.1.2 | Slate Submitted by Institutional Investors (Assogestioni) | Shareholder | None | Against |
| 3.2 | Appoint Chairman of Internal Statutory Auditors | Shareholder | None | For |
| 3.3 | Approve Internal Auditors' Remuneration | Shareholder | None | For |
| 4 | Approve 2020 Performance Shares Plan | Management | For | For |
| 5 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 1 | Authorize Board to Increase Capital to Service 2020 Performance Shares Plan | Management | For | For |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
| |
|---|
MS&AD INSURANCE GROUP HOLDINGS, INC.
MEETING DATE: JUN 25, 2020 | TICKER: 8725 SECURITY ID: J4687C105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 75 | Management | For | For |
| 2.1 | Elect Director Karasawa, Yasuyoshi | Management | For | For |
| 2.2 | Elect Director Kanasugi, Yasuzo | Management | For | For |
| 2.3 | Elect Director Hara, Noriyuki | Management | For | For |
| 2.4 | Elect Director Higuchi, Tetsuji | Management | For | For |
| 2.5 | Elect Director Tamura, Satoru | Management | For | For |
| 2.6 | Elect Director Fukuda, Masahito | Management | For | For |
| 2.7 | Elect Director Suzuki, Hisahito | Management | For | For |
| 2.8 | Elect Director Bando, Mariko | Management | For | For |
| 2.9 | Elect Director Arima, Akira | Management | For | For |
| 2.10 | Elect Director Ikeo, Kazuhito | Management | For | For |
| 2.11 | Elect Director Tobimatsu, Junichi | Management | For | For |
| 2.12 | Elect Director Rochelle Kopp | Management | For | For |
| 3 | Appoint Statutory Auditor Chiyoda, Kunio | Management | For | For |
| |
|---|
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG
MEETING DATE: APR 29, 2020 | TICKER: MUV2 SECURITY ID: D55535104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 9.80 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
| 5 | Elect Carsten Spohr to the Supervisory Board | Management | For | For |
| 6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 7 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of EUR 117 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 8.1 | Amend Articles Re: Editorial Changes | Management | For | For |
| 8.2 | Amend Articles Re: Editorial Changes | Management | For | For |
| 8.3 | Amend Articles Re: Editorial Changes | Management | For | For |
| 8.4 | Amend Articles Re: Editorial Changes | Management | For | For |
| 8.5 | Amend Articles Re: Editorial Changes | Management | For | For |
| 8.6 | Amend Articles Re: Editorial Changes | Management | For | For |
| 8.7 | Amend Articles Re: Editorial Changes | Management | For | For |
| 8.8 | Amend Articles Re: Editorial Changes | Management | For | For |
| 8.9 | Amend Articles Re: Editorial Changes | Management | For | For |
| 8.10 | Amend Articles Re: Editorial Changes | Management | For | For |
| |
|---|
NESTLE SA
MEETING DATE: APR 23, 2020 | TICKER: NESN SECURITY ID: H57312649
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of CHF 2.70 per Share | Management | For | Did Not Vote |
| 4.1.a | Reelect Paul Bulcke as Director and Board Chairman | Management | For | Did Not Vote |
| 4.1.b | Reelect Ulf Schneider as Director | Management | For | Did Not Vote |
| 4.1.c | Reelect Henri de Castries as Director | Management | For | Did Not Vote |
| 4.1.d | Reelect Renato Fassbind as Director | Management | For | Did Not Vote |
| 4.1.e | Reelect Ann Veneman as Director | Management | For | Did Not Vote |
| 4.1.f | Reelect Eva Cheng as Director | Management | For | Did Not Vote |
| 4.1.g | Reelect Patrick Aebischer as Director | Management | For | Did Not Vote |
| 4.1.h | Reelect Ursula Burns as Director | Management | For | Did Not Vote |
| 4.1.i | Reelect Kasper Rorsted as Director | Management | For | Did Not Vote |
| 4.1.j | Reelect Pablo Isla as Director | Management | For | Did Not Vote |
| 4.1.k | Reelect Kimberly Ross as Director | Management | For | Did Not Vote |
| 4.1.l | Reelect Dick Boer as Director | Management | For | Did Not Vote |
| 4.1.m | Reelect Dinesh Paliwal as Director | Management | For | Did Not Vote |
| 4.2 | Elect Hanne Jimenez de Mora as Director | Management | For | Did Not Vote |
| 4.3.1 | Appoint Patrick Aebischer as Member of the Compensation Committee | Management | For | Did Not Vote |
| 4.3.2 | Appoint Ursula Burns as Member of the Compensation Committee | Management | For | Did Not Vote |
| 4.3.3 | Appoint Pablo Isla as Member of the Compensation Committee | Management | For | Did Not Vote |
| 4.3.4 | Appoint Dick Boer as Member of the Compensation Committee | Management | For | Did Not Vote |
| 4.4 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
| 4.5 | Designate Hartmann Dreyer as Independent Proxy | Management | For | Did Not Vote |
| 5.1 | Approve Remuneration of Directors in the Amount of CHF 10 Million | Management | For | Did Not Vote |
| 5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 55 Million | Management | For | Did Not Vote |
| 6 | Approve CHF 9.5 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 7 | Transact Other Business (Voting) | Management | Against | Did Not Vote |
| |
|---|
NEXT PLC
MEETING DATE: MAY 14, 2020 | TICKER: NXT SECURITY ID: G6500M106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Re-elect Jonathan Bewes as Director | Management | For | For |
| 5 | Re-elect Tristia Harrison as Director | Management | For | For |
| 6 | Re-elect Amanda James as Director | Management | For | For |
| 7 | Re-elect Richard Papp as Director | Management | For | For |
| 8 | Re-elect Michael Roney as Director | Management | For | For |
| 9 | Re-elect Francis Salway as Director | Management | For | For |
| 10 | Re-elect Jane Shields as Director | Management | For | For |
| 11 | Re-elect Dame Dianne Thompson as Director | Management | For | For |
| 12 | Re-elect Lord Wolfson as Director | Management | For | For |
| 13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Amend Long Term Incentive Plan | Management | For | For |
| 16 | Approve Share Matching Plan | Management | For | For |
| 17 | Approve Sharesave Plan | Management | For | For |
| 18 | Approve Management Share Option Plan | Management | For | For |
| 19 | Authorise Issue of Equity | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 23 | Authorise Off-Market Purchase of Ordinary Shares | Management | For | For |
| 24 | Approve Increase in Borrowing Powers | Management | For | For |
| 25 | Adopt New Articles of Association | Management | For | For |
| 26 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
NICE LTD. (ISRAEL)
MEETING DATE: SEP 18, 2019 | TICKER: NICE SECURITY ID: M7494X101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect David Kostman as Director | Management | For | For |
| 1.2 | Reelect Rimon Ben-Shaoul as Director | Management | For | For |
| 1.3 | Reelect Yehoshua (Shuki) Ehrlich as Director | Management | For | For |
| 1.4 | Reelect Leo Apotheker as Director | Management | For | For |
| 1.5 | Reelect Joseph (Joe) Cowan as Director | Management | For | For |
| 2.1 | Reelect Dan Falk as External Director | Management | For | For |
| 2.2 | Reelect Yocheved Dvir as External Director | Management | For | For |
| 3 | Approve Amendments to the Equity-Based Compensation for Executive | Management | For | For |
| 4 | Approve Amendments to the Equity-Based Compensation for Non-Executive Directors | Management | For | For |
| 5 | Reappoint Kost Forer Gabay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Discuss Financial Statements and the Report of the Board for 2016 | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| B1 | If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
| B2 | If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
| B3 | If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. | Management | None | For |
| |
|---|
NIPPON TELEGRAPH & TELEPHONE CORP.
MEETING DATE: JUN 23, 2020 | TICKER: 9432 SECURITY ID: J59396101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 47.5 | Management | For | For |
| 2.1 | Elect Director Shinohara, Hiromichi | Management | For | For |
| 2.2 | Elect Director Sawada, Jun | Management | For | For |
| 2.3 | Elect Director Shimada, Akira | Management | For | For |
| 2.4 | Elect Director Shibutani, Naoki | Management | For | For |
| 2.5 | Elect Director Shirai, Katsuhiko | Management | For | For |
| 2.6 | Elect Director Sakakibara, Sadayuki | Management | For | For |
| 2.7 | Elect Director Sakamura, Ken | Management | For | For |
| 2.8 | Elect Director Takegawa, Keiko | Management | For | For |
| 3 | Appoint Statutory Auditor Takahashi, Kanae | Management | For | For |
| |
|---|
NISSAN CHEMICAL CORP.
MEETING DATE: JUN 25, 2020 | TICKER: 4021 SECURITY ID: J56988108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 48 | Management | For | For |
| 2.1 | Elect Director Kinoshita, Kojiro | Management | For | For |
| 2.2 | Elect Director Miyazaki, Junichi | Management | For | For |
| 2.3 | Elect Director Yagi, Shinsuke | Management | For | For |
| 2.4 | Elect Director Miyaji, Katsuaki | Management | For | For |
| 2.5 | Elect Director Honda, Takashi | Management | For | For |
| 2.6 | Elect Director Suzuki, Hitoshi | Management | For | For |
| 2.7 | Elect Director Oe, Tadashi | Management | For | For |
| 2.8 | Elect Director Obayashi, Hidehito | Management | For | For |
| 2.9 | Elect Director Kataoka, Kazunori | Management | For | For |
| 3 | Appoint Statutory Auditor Suzuki, Norihiro | Management | For | Against |
| |
|---|
NOMURA RESEARCH INSTITUTE LTD.
MEETING DATE: JUN 18, 2020 | TICKER: 4307 SECURITY ID: J5900F106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Konomoto, Shingo | Management | For | For |
| 1.2 | Elect Director Momose, Hironori | Management | For | For |
| 1.3 | Elect Director Ueno, Ayumu | Management | For | For |
| 1.4 | Elect Director Fukami, Yasuo | Management | For | For |
| 1.5 | Elect Director Shimamoto, Tadashi | Management | For | For |
| 1.6 | Elect Director Funakura, Hiroshi | Management | For | For |
| 1.7 | Elect Director Matsuzaki, Masatoshi | Management | For | For |
| 1.8 | Elect Director Omiya, Hideaki | Management | For | For |
| 1.9 | Elect Director Sakata, Shinoi | Management | For | For |
| 2 | Appoint Statutory Auditor Sakata, Takuhito | Management | For | For |
| |
|---|
NOVARTIS AG
MEETING DATE: FEB 28, 2020 | TICKER: NOVN SECURITY ID: H5820Q150
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of CHF 2.95 per Share | Management | For | Did Not Vote |
| 4 | Approve CHF 30.2 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 5.1 | Approve Remuneration of Directors in the Amount of CHF 9 Million | Management | For | Did Not Vote |
| 5.2 | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 93 Million | Management | For | Did Not Vote |
| 5.3 | Approve Remuneration Report | Management | For | Did Not Vote |
| 6.1 | Reelect Joerg Reinhardt as Director and Board Chairman | Management | For | Did Not Vote |
| 6.2 | Reelect Nancy Andrews as Director | Management | For | Did Not Vote |
| 6.3 | Reelect Ton Buechner as Director | Management | For | Did Not Vote |
| 6.4 | Reelect Patrice Bula as Director | Management | For | Did Not Vote |
| 6.5 | Reelect Srikant Datar as Director | Management | For | Did Not Vote |
| 6.6 | Reelect Elizabeth Doherty as Director | Management | For | Did Not Vote |
| 6.7 | Reelect Ann Fudge as Director | Management | For | Did Not Vote |
| 6.8 | Reelect Frans van Houten as Director | Management | For | Did Not Vote |
| 6.9 | Reelect Andreas von Planta as Director | Management | For | Did Not Vote |
| 6.10 | Reelect Charles Sawyers as Director | Management | For | Did Not Vote |
| 6.11 | Reelect Enrico Vanni as Director | Management | For | Did Not Vote |
| 6.12 | Reelect William Winters as Director | Management | For | Did Not Vote |
| 6.13 | Elect Bridgette Heller as Director | Management | For | Did Not Vote |
| 6.14 | Elect Simon Moroney as Director | Management | For | Did Not Vote |
| 7.1 | Reappoint Patrice Bula as Member of the Compensation Committee | Management | For | Did Not Vote |
| 7.2 | Reappoint Srikant Datar as Member of the Compensation Committee | Management | For | Did Not Vote |
| 7.3 | Reappoint Enrico Vanni as Member of the Compensation Committee | Management | For | Did Not Vote |
| 7.4 | Reappoint William Winters as Member of the Compensation Committee | Management | For | Did Not Vote |
| 7.5 | Appoint Bridgette Heller as Member of the Compensation Committee | Management | For | Did Not Vote |
| 8 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
| 9 | Designate Peter Zahn as Independent Proxy | Management | For | Did Not Vote |
| 10 | Transact Other Business (Voting) | Management | For | Did Not Vote |
| |
|---|
NOVO NORDISK A/S
MEETING DATE: MAR 26, 2020 | TICKER: NOVO.B SECURITY ID: K72807132
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 3.1 | Receive Remuneration Report 2019 | Management | None | None |
| 3.2a | Approve Remuneration of Directors for 2019 in the Aggregate Amount of DKK 19.4 Million | Management | For | Did Not Vote |
| 3.2b | Approve Remuneration of Directors for 2020 in the Amount of DKK 2.2 Million for the Chairman, DKK 1.4 Million for the Vice Chairman, and DKK 720,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 3.3 | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
| 3.4 | Amend Articles Re: Voting on the Company's Remuneration Report at Annual General Meetings | Management | For | Did Not Vote |
| 4 | Approve Allocation of Income and Dividends | Management | For | Did Not Vote |
| 5.1 | Reelect Helge Lund as Director and Chairman | Management | For | Did Not Vote |
| 5.2 | Reelect Jeppe Christiansen as Director and Deputy Chairman | Management | For | Did Not Vote |
| 5.3a | Reelect Brian Daniels as Director | Management | For | Did Not Vote |
| 5.3b | Reelect Laurence Debroux as Director | Management | For | Did Not Vote |
| 5.3c | Reelect Andreas Fibig as Director | Management | For | Did Not Vote |
| 5.3d | Reelect Sylvie Gregoire as Director | Management | For | Did Not Vote |
| 5.3e | Reelect Liz Hewitt as Director | Management | For | Did Not Vote |
| 5.3f | Reelect Kasim Kutay as Director | Management | For | Did Not Vote |
| 5.3g | Reelect Martin Mackay as Director | Management | For | Did Not Vote |
| 6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 7.1 | Approve DKK 10 Million Reduction in Share Capital via B Share Cancellation | Management | For | Did Not Vote |
| 7.2 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 7.3a | Approve Creation of Pool of Capital for the Benefit of Employees | Management | For | Did Not Vote |
| 7.3b | Approve Creation of Pool of Capital with Preemptive Rights | Management | For | Did Not Vote |
| 7.3c | Approve Creation of Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 7.4 | Approve Donation to the World Diabetes Foundation | Management | For | Did Not Vote |
| 8 | Disclosure of the Ratio between Executive and Employee Remuneration in the Annual Reports | Shareholder | Against | Did Not Vote |
| 9 | Other Business | Management | None | None |
| |
|---|
NOVOZYMES A/S
MEETING DATE: FEB 26, 2020 | TICKER: NZYM.B SECURITY ID: K7317J133
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of DKK 5.25 Per Share | Management | For | Did Not Vote |
| 4 | Approve Remuneration of Directors in the Amount of DKK 1.5 Million for Chairman, DKK 1 Million for Vice Chairman and DKK 500,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 5 | Reelect Jorgen Buhl Rasmussen (Chairman) as Director | Management | For | Did Not Vote |
| 6 | Elect Cornelis de Jong (Vice Chairman) as Director | Management | For | Did Not Vote |
| 7a | Reelect Kasim Kutay as Director | Management | For | Did Not Vote |
| 7b | Reelect Kim Stratton as Director | Management | For | Did Not Vote |
| 7c | Reelect Mathias Uhlen as Director | Management | For | Did Not Vote |
| 7d | Elect Sharon James as Director | Management | For | Did Not Vote |
| 7e | Elect Heine Dalsgaard as Director | Management | For | Did Not Vote |
| 8 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 9a | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
| 9b | Approve Creation of DKK 57 Million Pool of Capital in B Shares without Preemptive Rights; DKK 58.2 Million Pool of Capital with Preemptive Rights; and Pool of Capital in Warrants without Preemptive Rights | Management | For | Did Not Vote |
| 9c | Approve DKK 12 Million Reduction in Share Capital via Share Cancellation | Management | For | Did Not Vote |
| 9d | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 9e | Amend Articles | Management | For | Did Not Vote |
| 9f | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | Did Not Vote |
| 10 | Other Business | Management | None | None |
| |
|---|
NTT DATA CORP.
MEETING DATE: JUN 17, 2020 | TICKER: 9613 SECURITY ID: J59031104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 9 | Management | For | For |
| 2 | Amend Articles to Abolish Board Structure with Statutory Auditors - Adopt Board Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval | Management | For | For |
| 3.1 | Elect Director Homma, Yo | Management | For | For |
| 3.2 | Elect Director Yamaguchi, Shigeki | Management | For | For |
| 3.3 | Elect Director Fujiwara, Toshi | Management | For | For |
| 3.4 | Elect Director Nishihata, Kazuhiro | Management | For | For |
| 3.5 | Elect Director Matsunaga, Hisashi | Management | For | For |
| 3.6 | Elect Director Suzuki, Masanori | Management | For | For |
| 3.7 | Elect Director Hirano, Eiji | Management | For | For |
| 3.8 | Elect Director Fujii, Mariko | Management | For | For |
| 3.9 | Elect Director Patrizio Mapelli | Management | For | For |
| 3.10 | Elect Director Arimoto, Takeshi | Management | For | For |
| 3.11 | Elect Director Ike, Fumihiko | Management | For | For |
| 4.1 | Elect Director and Audit Committee Member Yamaguchi, Tetsuro | Management | For | Against |
| 4.2 | Elect Director and Audit Committee Member Obata, Tetsuya | Management | For | Against |
| 4.3 | Elect Director and Audit Committee Member Sakurada, Katsura | Management | For | For |
| 4.4 | Elect Director and Audit Committee Member Sato, Rieko | Management | For | For |
| 5 | Approve Compensation Ceiling for Directors Who Are Not Audit Committee Members | Management | For | For |
| 6 | Approve Compensation Ceiling for Directors Who Are Audit Committee Members | Management | For | For |
| |
|---|
NTT DOCOMO, INC.
MEETING DATE: JUN 16, 2020 | TICKER: 9437 SECURITY ID: J59399121
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 60 | Management | For | For |
| 2 | Amend Articles to Abolish Board Structure with Statutory Auditors - Adopt Board Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval | Management | For | For |
| 3.1 | Elect Director Yoshizawa, Kazuhiro | Management | For | For |
| 3.2 | Elect Director Ii, Motoyuki | Management | For | For |
| 3.3 | Elect Director Maruyama, Seiji | Management | For | For |
| 3.4 | Elect Director Fujiwara, Michio | Management | For | For |
| 3.5 | Elect Director Hiroi, Takashi | Management | For | For |
| 3.6 | Elect Director Tateishi, Mayumi | Management | For | For |
| 3.7 | Elect Director Shintaku, Masaaki | Management | For | For |
| 3.8 | Elect Director Endo, Noriko | Management | For | For |
| 3.9 | Elect Director Kikuchi, Shin | Management | For | For |
| 3.10 | Elect Director Kuroda, Katsumi | Management | For | For |
| 4.1 | Elect Director and Audit Committee Member Suto, Shoji | Management | For | For |
| 4.2 | Elect Director and Audit Committee Member Sagae, Hironobu | Management | For | Against |
| 4.3 | Elect Director and Audit Committee Member Nakata, Katsumi | Management | For | Against |
| 4.4 | Elect Director and Audit Committee Member Kajikawa, Mikio | Management | For | For |
| 4.5 | Elect Director and Audit Committee Member Tsujiyama, Eiko | Management | For | For |
| 5 | Approve Compensation Ceiling for Directors Who Are Not Audit Committee Members | Management | For | For |
| 6 | Approve Compensation Ceiling for Directors Who Are Audit Committee Members | Management | For | For |
| |
|---|
OBAYASHI CORP.
MEETING DATE: JUN 24, 2020 | TICKER: 1802 SECURITY ID: J59826107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 16 | Management | For | For |
| 2.1 | Elect Director Obayashi, Takeo | Management | For | For |
| 2.2 | Elect Director Hasuwa, Kenji | Management | For | For |
| 2.3 | Elect Director Ura, Shingo | Management | For | For |
| 2.4 | Elect Director Sato, Takehito | Management | For | For |
| 2.5 | Elect Director Kotera, Yasuo | Management | For | For |
| 2.6 | Elect Director Murata, Toshihiko | Management | For | For |
| 2.7 | Elect Director Sato, Toshimi | Management | For | For |
| 2.8 | Elect Director Otake, Shinichi | Management | For | For |
| 2.9 | Elect Director Koizumi, Shinichi | Management | For | For |
| 2.10 | Elect Director Izumiya, Naoki | Management | For | For |
| 2.11 | Elect Director Kobayashi, Yoko | Management | For | For |
| 2.12 | Elect Director Orii, Masako | Management | For | For |
| 3 | Appoint Statutory Auditor Saito, Masahiro | Management | For | For |
| |
|---|
OBIC CO., LTD.
MEETING DATE: JUN 26, 2020 | TICKER: 4684 SECURITY ID: J5946V107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 90 | Management | For | For |
| 2.1 | Elect Director Noda, Masahiro | Management | For | For |
| 2.2 | Elect Director Tachibana, Shoichi | Management | For | For |
| 2.3 | Elect Director Kawanishi, Atsushi | Management | For | For |
| 2.4 | Elect Director Noda, Mizuki | Management | For | For |
| 2.5 | Elect Director Fujimoto, Takao | Management | For | For |
| 2.6 | Elect Director Ida, Hideshi | Management | For | For |
| 2.7 | Elect Director Ueno, Takemitsu | Management | For | For |
| 2.8 | Elect Director Gomi, Yasumasa | Management | For | For |
| 2.9 | Elect Director Ejiri, Takashi | Management | For | For |
| |
|---|
ORIENTAL LAND CO., LTD.
MEETING DATE: JUN 26, 2020 | TICKER: 4661 SECURITY ID: J6174U100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 22 | Management | For | For |
| 2.1 | Appoint Statutory Auditor Suzuki, Shigeru | Management | For | For |
| 2.2 | Appoint Statutory Auditor Kainaka, Tatsuo | Management | For | For |
| 2.3 | Appoint Statutory Auditor Saigusa, Norio | Management | For | Against |
| 2.4 | Appoint Statutory Auditor Yonekawa, Kosei | Management | For | Against |
| |
|---|
ORION OYJ
MEETING DATE: MAY 06, 2020 | TICKER: ORNBV SECURITY ID: X6002Y112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 5 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8 | Approve Allocation of Income and Dividends of EUR 1.50 Per Share; Authorize Board to Donate up to EUR 250,000 | Management | For | Did Not Vote |
| 9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 10 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 11 | Approve Remuneration of Directors in the Amount of EUR 84,000 for Chairman, EUR 55,000 for Vice Chairman, and EUR 42,000 for Other Directors; Approve Meeting Fees | Management | For | Did Not Vote |
| 12 | Fix Number of Directors at Seven | Management | For | Did Not Vote |
| 13 | Reelect Pia Kalsta, Ari Lehtoranta, Timo Maasilta, Hilpi Rautelin, Eija Ronkainen and Mikael Silvennoinen (Chairman) as Directors; Elect Kari Jussi Aho as New Director | Management | For | Did Not Vote |
| 14 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 15 | Ratify KPMG as Auditors | Management | For | Did Not Vote |
| 16 | Approve Forfeiture of Shares in Orion Corporation on Joint Account | Management | For | Did Not Vote |
| 17 | Close Meeting | Management | None | None |
| |
|---|
ORIX CORP.
MEETING DATE: JUN 26, 2020 | TICKER: 8591 SECURITY ID: J61933123
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Inoue, Makoto | Management | For | For |
| 1.2 | Elect Director Irie, Shuji | Management | For | For |
| 1.3 | Elect Director Taniguchi, Shoji | Management | For | For |
| 1.4 | Elect Director Matsuzaki, Satoru | Management | For | For |
| 1.5 | Elect Director Stan Koyanagi | Management | For | For |
| 1.6 | Elect Director Suzuki, Yoshiteru | Management | For | For |
| 1.7 | Elect Director Yasuda, Ryuji | Management | For | For |
| 1.8 | Elect Director Takenaka, Heizo | Management | For | For |
| 1.9 | Elect Director Michael Cusumano | Management | For | For |
| 1.10 | Elect Director Akiyama, Sakie | Management | For | For |
| 1.11 | Elect Director Watanabe, Hiroshi | Management | For | Against |
| 1.12 | Elect Director Sekine, Aiko | Management | For | For |
| |
|---|
ORKLA ASA
MEETING DATE: APR 16, 2020 | TICKER: ORK SECURITY ID: R67787102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 2.60 Per Share | Management | For | Did Not Vote |
| 3a | Receive Information on Remuneration Policy And Other Terms of Employment For Executive Management | Management | None | None |
| 3b | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Advisory) | Management | For | Did Not Vote |
| 3c | Approve Guidelines for Incentive-Based Compensation for Executive Management (Binding) | Management | For | Did Not Vote |
| 4 | Discuss Company's Corporate Governance Statement | Management | None | None |
| 5a | Authorize Repurchase of Shares for Use in Employee Incentive Programs | Management | For | Did Not Vote |
| 5b | Authorize Share Repurchase Program and Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 6 | Adopt New Articles of Association | Management | For | Did Not Vote |
| 7 | Amend Instructions for Nominating Committee | Management | For | Did Not Vote |
| 8a | Reelect Stein Hagen as Director | Management | For | Did Not Vote |
| 8b | Reelect Ingrid Blank as Director | Management | For | Did Not Vote |
| 8c | Reelect Nils Selte as Director | Management | For | Did Not Vote |
| 8d | Reelect Liselott Kilaas as Director | Management | For | Did Not Vote |
| 8e | Reelect Peter Agnefjall as Director | Management | For | Did Not Vote |
| 8f | Elect Anna Mossberg as New Director | Management | For | Did Not Vote |
| 8g | Elect Anders Kristiansen as New Director | Management | For | Did Not Vote |
| 8h | Reelect Caroline Kjos as Deputy Director | Management | For | Did Not Vote |
| 9a | Elect Anders Christian Stray Ryssdal as Member of Nominating Committee | Management | For | Did Not Vote |
| 9b | Elect Kjetil Houg as Member of Nominating Committee | Management | For | Did Not Vote |
| 9c | Elect Rebekka Glasser Herlofsen as Member of Nominating Committee | Management | For | Did Not Vote |
| 10 | Elect Anders Christian Stray Ryssdal as Nominating Committee Chairman | Management | For | Did Not Vote |
| 11 | Approve Remuneration of Directors | Management | For | Did Not Vote |
| 12 | Approve Remuneration of Nominating Committee | Management | For | Did Not Vote |
| 13 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| |
|---|
OVERSEA-CHINESE BANKING CORPORATION LIMITED
MEETING DATE: MAY 18, 2020 | TICKER: O39 SECURITY ID: Y64248209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2a | Elect Ooi Sang Kuang as Director | Management | For | For |
| 2b | Elect Lee Tih Shih as Director | Management | For | For |
| 2c | Elect Wee Joo Yeow as Director | Management | For | For |
| 3a | Elect Koh Beng Seng as Director | Management | For | For |
| 3b | Elect Tan Yen Yen as Director | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5a | Approve Directors' Remuneration | Management | For | For |
| 5b | Approve Issuance of 6,000 Shares to Each Non-Executive Director for the Year Ended Dec. 31, 2019 | Management | For | For |
| 6 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 8 | Approve Grant of Options and/or Rights and Issuance of Shares Pursuant to the OCBC Share Option Scheme 2001 and OCBC Employee Share Purchase Plan | Management | For | Against |
| 9 | Approve Issuance of Shares Pursuant to the Oversea-Chinese Banking Corporation Limited Scrip Dividend Scheme | Management | For | For |
| 10 | Authorize Share Repurchase Program | Management | For | For |
| |
|---|
PANDORA AS
MEETING DATE: DEC 04, 2019 | TICKER: PNDORA SECURITY ID: K7681L102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Peter A. Ruzicka as New Director | Management | For | Did Not Vote |
| 2 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | Did Not Vote |
| |
|---|
PANDORA AS
MEETING DATE: MAR 11, 2020 | TICKER: PNDORA SECURITY ID: K7681L102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 3 | Approve Remuneration of Directors for 2020 in the Amount of DKK 1.5 Million for Chairman, DKK 750,000 for Vice Chairman, and DKK 500,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 4 | Approve Allocation of Income and Dividends of DKK 9 Per Share | Management | For | Did Not Vote |
| 5.1 | Reelect Peter A. Ruzicka (Chair) as Director | Management | For | Did Not Vote |
| 5.2 | Reelect Christian Frigast (Vice Chair) as Director | Management | For | Did Not Vote |
| 5.3 | Reelect Andrea Dawn Alvey as Director | Management | For | Did Not Vote |
| 5.4 | Reelect Ronica Wang as Director | Management | For | Did Not Vote |
| 5.5 | Reelect Birgitta Stymne Goransson as Director | Management | For | Did Not Vote |
| 5.6 | Reelect Isabelle Parize as Director | Management | For | Did Not Vote |
| 5.7 | Elect Catherine Spindler as New Director | Management | For | Did Not Vote |
| 5.8 | Elect Marianne Kirkegaard as New Director | Management | For | Did Not Vote |
| 6 | Ratify Ernst & Young as Auditor | Management | For | Did Not Vote |
| 7 | Approve Discharge of Management and Board | Management | For | Did Not Vote |
| 8.1 | Approve DKK 8 Million Reduction in Share Capital via Share Cancellation | Management | For | Did Not Vote |
| 8.2 | Amend Articles Re: Agenda of Annual General Meeting | Management | For | Did Not Vote |
| 8.3 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 8.4 | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
| 8.5 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | Did Not Vote |
| 9 | Other Business | Management | None | None |
| |
|---|
PARKLAND FUEL CORPORATION
MEETING DATE: MAY 07, 2020 | TICKER: PKI SECURITY ID: 70137T105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John F. Bechtold | Management | For | For |
| 1.2 | Elect Director Lisa Colnett | Management | For | For |
| 1.3 | Elect Director Robert (Bob) Espey | Management | For | For |
| 1.4 | Elect Director Timothy W. Hogarth | Management | For | For |
| 1.5 | Elect Director Jim Pantelidis | Management | For | For |
| 1.6 | Elect Director Domenic Pilla | Management | For | For |
| 1.7 | Elect Director Steven Richardson | Management | For | For |
| 1.8 | Elect Director David A. Spencer | Management | For | For |
| 1.9 | Elect Director Deborah Stein | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Shareholder Rights Plan | Management | For | For |
| 4 | Re-approve Stock Option Plan | Management | For | For |
| 5 | Amend Restricted Share Unit Plan | Management | For | For |
| 6 | Re-approve Restricted Share Unit Plan | Management | For | For |
| 7 | Change Company Name to Parkland Corporation | Management | For | For |
| 8 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
PARTNERS GROUP HOLDING AG
MEETING DATE: MAY 13, 2020 | TICKER: PGHN SECURITY ID: H6120A101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Allocation of Income and Dividends of CHF 25.50 per Share | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4 | Amend Articles Re: Remuneration of the Board of Directors and Executive Committee | Management | For | Did Not Vote |
| 5 | Approve Remuneration Report | Management | For | Did Not Vote |
| 6.1 | Approve Short-Term Remuneration of Directors in the Amount of CHF 3 Million | Management | For | Did Not Vote |
| 6.2 | Approve Long-Term Remuneration of Directors in the Amount of CHF 4.5 Million | Management | For | Did Not Vote |
| 6.3 | Approve Technical Non-Financial Remuneration of Directors in the Amount of CHF 5.7 Million | Management | For | Did Not Vote |
| 6.4 | Approve Short-Term Remuneration of Executive Committee in the Amount of CHF 7.5 Million | Management | For | Did Not Vote |
| 6.5 | Approve Long-Term Remuneration of Executive Committee in the Amount of CHF 16.5 Million | Management | For | Did Not Vote |
| 6.6 | Approve Technical Non-Financial Remuneration of Executive Committee in the Amount of CHF 10,000 | Management | For | Did Not Vote |
| 7.1.1 | Elect Steffen Meister as Director and as Board Chairman | Management | For | Did Not Vote |
| 7.1.2 | Elect Marcel Erni as Director | Management | For | Did Not Vote |
| 7.1.3 | Elect Alfred Gantner as Director | Management | For | Did Not Vote |
| 7.1.4 | Elect Lisa Hook as Director | Management | For | Did Not Vote |
| 7.1.5 | Elect Grace del Rosario-Castano as Director | Management | For | Did Not Vote |
| 7.1.6 | Elect Martin Strobel as Director | Management | For | Did Not Vote |
| 7.1.7 | Elect Eric Strutz as Director | Management | For | Did Not Vote |
| 7.1.8 | Elect Urs Wietlisbach as Director | Management | For | Did Not Vote |
| 7.2.1 | Appoint Lisa Hook as Member of the Nomination and Compensation Committee | Management | For | Did Not Vote |
| 7.2.2 | Appoint Grace del Rosario-Castano as Member of the Nomination and Compensation Committee | Management | For | Did Not Vote |
| 7.2.3 | Appoint Martin Strobel as Member of the Nomination and Compensation Committee | Management | For | Did Not Vote |
| 7.3 | Designate Hotz & Goldmann as Independent Proxy | Management | For | Did Not Vote |
| 7.4 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
| 8 | Transact Other Business (Voting) | Management | For | Did Not Vote |
| |
|---|
PERNOD RICARD SA
MEETING DATE: NOV 08, 2019 | TICKER: RI SECURITY ID: F72027109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 3.12 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Reelect Kory Sorenson as Director | Management | For | For |
| 6 | Elect Esther Berrozpe Galindo as Director | Management | For | For |
| 7 | Elect Philippe Petitcolin as Director | Management | For | For |
| 8 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.25 Million | Management | For | For |
| 9 | Approve Compensation of Alexandre Ricard, Chairman and CEO | Management | For | For |
| 10 | Approve Remuneration Policy for Alexandre Ricard, Chairman and CEO | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 135 Million | Management | For | For |
| 14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 41 Million | Management | For | For |
| 15 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 16 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 41 Million | Management | For | For |
| 17 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 18 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Exchange Offers | Management | For | For |
| 19 | Authorize Capitalization of Reserves of Up to EUR 135 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 20 | Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 21 | Authorize up to 1.5 Percent of Issued Capital for Use in Stock Option Plans | Management | For | For |
| 22 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 23 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of the Group's Subsidiaries | Management | For | For |
| 24 | Amend Article 16 of Bylaws Re: Employee Representative | Management | For | For |
| 25 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
POSTE ITALIANE SPA
MEETING DATE: MAY 15, 2020 | TICKER: PST SECURITY ID: T7S697106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Fix Number of Directors | Management | For | For |
| 4 | Fix Board Terms for Directors | Management | For | For |
| 5.1 | Slate 1 Submitted by the Italian Ministry of Economy and Finance | Shareholder | None | Against |
| 5.2 | Slate 2 Submitted by Institutional Investors (Assogestioni) | Shareholder | None | For |
| 6 | Elect Maria Bianca Farina as Board Chair | Shareholder | None | For |
| 7 | Approve Remuneration of Directors | Shareholder | None | For |
| 8 | Approve Remuneration Policy | Management | For | For |
| 9 | Approve Second Section of the Remuneration Report | Management | For | For |
| 10 | Approve Equity-based Incentive Plan | Management | For | For |
| 11 | Integrate Remuneration of External Auditors for 2019 | Management | For | For |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
| |
|---|
POWER CORPORATION OF CANADA
MEETING DATE: MAY 15, 2020 | TICKER: POW SECURITY ID: 739239101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pierre Beaudoin | Management | For | For |
| 1.2 | Elect Director Marcel R. Coutu | Management | For | For |
| 1.3 | Elect Director Andre Desmarais | Management | For | Withhold |
| 1.4 | Elect Director Paul Desmarais, Jr. | Management | For | Withhold |
| 1.5 | Elect Director Gary A. Doer | Management | For | For |
| 1.6 | Elect Director Anthony R. Graham | Management | For | For |
| 1.7 | Elect Director J. David A. Jackson | Management | For | For |
| 1.8 | Elect Director Paula B. Madoff | Management | For | For |
| 1.9 | Elect Director Isabelle Marcoux | Management | For | For |
| 1.10 | Elect Director Christian Noyer | Management | For | For |
| 1.11 | Elect Director R. Jeffrey Orr | Management | For | For |
| 1.12 | Elect Director T. Timothy Ryan, Jr. | Management | For | For |
| 1.13 | Elect Director Siim A. Vanaselja | Management | For | For |
| 2 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| 4 | Amend Bylaws | Management | For | For |
| |
|---|
POWER FINANCIAL CORPORATION
MEETING DATE: FEB 11, 2020 | TICKER: PWF SECURITY ID: 73927C100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reorganization Plan | Management | For | Against |
| |
|---|
PSP SWISS PROPERTY AG
MEETING DATE: APR 09, 2020 | TICKER: PSPN SECURITY ID: H64687124
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Remuneration Report (Non-Binding) | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of CHF 3.60 per Share | Management | For | Did Not Vote |
| 4 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 5.1 | Reelect Luciano Gabriel as Director | Management | For | Did Not Vote |
| 5.2 | Reelect Corinne Denzler as Director | Management | For | Did Not Vote |
| 5.3 | Reelect Adrian Dudle as Director | Management | For | Did Not Vote |
| 5.4 | Reelect Peter Forstmoser as Director | Management | For | Did Not Vote |
| 5.5 | Reelect Nathan Hetz as Director | Management | For | Did Not Vote |
| 5.6 | Reelect Josef Stadler as Director | Management | For | Did Not Vote |
| 5.7 | Reelect Aviram Wertheim as Director | Management | For | Did Not Vote |
| 5.8 | Elect Henrik Saxborn as Director | Management | For | Did Not Vote |
| 6 | Relect Luciano Gabriel as Board Chairman | Management | For | Did Not Vote |
| 7.1 | Reappoint Peter Forstmoser as Member of the Compensation Committee | Management | For | Did Not Vote |
| 7.2 | Reappoint Adrian Dudle as Member of the Compensation Committee | Management | For | Did Not Vote |
| 7.3 | Reappoint Nathan Hetz as Member of the Compensation Committee | Management | For | Did Not Vote |
| 7.4 | Reappoint Josef Stadler as Member of the Compensation Committee | Management | For | Did Not Vote |
| 8 | Approve Remuneration of Directors in the Amount of CHF 1 Million | Management | For | Did Not Vote |
| 9 | Approve Remuneration of Executive Committee in the Amount of CHF 4.2 Million | Management | For | Did Not Vote |
| 10 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
| 11 | Designate Proxy Voting Services GmbH as Independent Proxy | Management | For | Did Not Vote |
| 12 | Transact Other Business (Voting) | Management | For | Did Not Vote |
| |
|---|
RAMSAY HEALTH CARE LIMITED
MEETING DATE: NOV 14, 2019 | TICKER: RHC SECURITY ID: Q7982Y104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2 | Approve Remuneration Report | Management | For | For |
| 3.1 | Elect Catriona Alison Deans as Director | Management | For | For |
| 3.2 | Elect James Malcolm McMurdo as Director | Management | For | For |
| 4.1 | Approve Grant of FY2020 Performance Rights to Craig Ralph McNally | Management | For | For |
| 4.2 | Approve Grant of FY2019 Performance Rights to Craig Ralph McNally | Management | For | For |
| |
|---|
RECKITT BENCKISER GROUP PLC
MEETING DATE: MAY 12, 2020 | TICKER: RB SECURITY ID: G74079107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Andrew Bonfield as Director | Management | For | For |
| 5 | Re-elect Nicandro Durante as Director | Management | For | For |
| 6 | Re-elect Mary Harris as Director | Management | For | For |
| 7 | Re-elect Mehmood Khan as Director | Management | For | For |
| 8 | Re-elect Pam Kirby as Director | Management | For | For |
| 9 | Re-elect Chris Sinclair as Director | Management | For | For |
| 10 | Re-elect Elane Stock as Director | Management | For | For |
| 11 | Elect Jeff Carr as Director | Management | For | For |
| 12 | Elect Sara Mathew as Director | Management | For | For |
| 13 | Elect Laxman Narasimhan as Director | Management | For | For |
| 14 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 17 | Authorise Issue of Equity | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
RECORDATI SPA
MEETING DATE: APR 29, 2020 | TICKER: REC SECURITY ID: T78458139
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1b | Approve Allocation of Income | Management | For | For |
| 2a | Fix Number of Directors | Management | For | For |
| 2b | Elect Directors (Bundled) | Management | For | Against |
| 2c | Approve Remuneration of Directors | Management | For | Against |
| 2d | Deliberations Pursuant to Article 2390 of Civil Code Re: Decisions Inherent to Authorization of Board Members to Assume Positions in Competing Companies | Management | For | Against |
| 3a.1 | Slate 1 Submitted by FIMEI SpA | Shareholder | None | Against |
| 3a.2 | Slate 2 Submitted by Institutional Investors (Assogestioni) | Shareholder | None | For |
| 3b | Approve Internal Auditors' Remuneration | Shareholder | None | For |
| 4 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5a | Approve Remuneration Policy | Management | For | For |
| 5b | Approve Second Section of the Remuneration Report | Management | For | Against |
| 6 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
RELX PLC
MEETING DATE: APR 23, 2020 | TICKER: REL SECURITY ID: G7493L105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 6 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 7 | Elect Charlotte Hogg as Director | Management | For | For |
| 8 | Re-elect Erik Engstrom as Director | Management | For | For |
| 9 | Re-elect Sir Anthony Habgood as Director | Management | For | For |
| 10 | Re-elect Wolfhart Hauser as Director | Management | For | For |
| 11 | Re-elect Marike van Lier Lels as Director | Management | For | For |
| 12 | Re-elect Nick Luff as Director | Management | For | For |
| 13 | Re-elect Robert MacLeod as Director | Management | For | For |
| 14 | Re-elect Linda Sanford as Director | Management | For | For |
| 15 | Re-elect Andrew Sukawaty as Director | Management | For | For |
| 16 | Re-elect Suzanne Wood as Director | Management | For | For |
| 17 | Authorise Issue of Equity | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
RELX PLC
MEETING DATE: MAY 26, 2020 | TICKER: REL SECURITY ID: G7493L105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Increase in Borrowing Limit Under the Company's Articles of Association | Management | For | For |
| |
|---|
RIGHTMOVE PLC
MEETING DATE: MAY 04, 2020 | TICKER: RMV SECURITY ID: G7565D106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Final Dividend (Resolution Withdrawn) | Management | None | None |
| 5 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 6 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 7 | Elect Andrew Fisher as Director | Management | For | For |
| 8 | Elect Amit Tiwari as Director | Management | For | For |
| 9 | Re-elect Peter Brooks-Johnson as Director | Management | For | For |
| 10 | Re-elect Robyn Perriss as Director | Management | For | For |
| 11 | Re-elect Jacqueline de Rojas as Director | Management | For | For |
| 12 | Re-elect Rakhi Goss-Custard as Director | Management | For | For |
| 13 | Re-elect Andrew Findlay as Director | Management | For | For |
| 14 | Re-elect Lorna Tilbian as Director | Management | For | For |
| 15 | Authorise Issue of Equity | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 21 | Approve Performance Share Plan | Management | For | For |
| |
|---|
RIO TINTO LIMITED
MEETING DATE: MAY 07, 2020 | TICKER: RIO SECURITY ID: Q81437107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report for UK Law Purposes | Management | For | For |
| 3 | Approve Remuneration Report for Australian Law Purposes | Management | For | For |
| 4 | Approve the Potential Termination of Benefits for Australian Law Purposes | Management | For | For |
| 5 | Elect Hinda Gharbi as Director | Management | For | For |
| 6 | Elect Jennifer Nason as Director | Management | For | For |
| 7 | Elect Ngaire Woods as Director | Management | For | For |
| 8 | Elect Megan Clark as Director | Management | For | For |
| 9 | Elect David Constable as Director | Management | For | For |
| 10 | Elect Simon Henry as Director | Management | For | For |
| 11 | Elect Jean-Sebastien Jacques as Director | Management | For | For |
| 12 | Elect Sam Laidlaw as Director | Management | For | For |
| 13 | Elect Michael L'Estrange as Director | Management | For | For |
| 14 | Elect Simon McKeon as Director | Management | For | For |
| 15 | Elect Jakob Stausholm as Director | Management | For | For |
| 16 | Elect Simon Thompson as Director | Management | For | For |
| 17 | Appoint KPMG LLP as Auditors | Management | For | For |
| 18 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 19 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 20 | Amend Articles of Association Re: General Updates and Changes | Management | For | For |
| 21 | Amend Articles of Association Re: Hybrid and Contemporaneous General Meetings | Management | For | For |
| 22 | Approve the Renewal of Off-Market and On-Market Share Buyback Authorities | Management | For | For |
| 23 | Approve the Amendments to the Company's Constitution | Shareholder | Against | Against |
| 24 | Approve Emissions Targets | Shareholder | Against | Against |
| |
|---|
RIO TINTO PLC
MEETING DATE: APR 08, 2020 | TICKER: RIO SECURITY ID: G75754104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report for UK Law Purposes | Management | For | For |
| 3 | Approve Remuneration Report for Australian Law Purposes | Management | For | For |
| 4 | Approve the Potential Termination of Benefits for Australian Law Purposes | Management | For | For |
| 5 | Elect Hinda Gharbi as Director | Management | For | For |
| 6 | Elect Jennifer Nason as Director | Management | For | For |
| 7 | Elect Ngaire Woods as Director | Management | For | For |
| 8 | Re-elect Megan Clark as Director | Management | For | For |
| 9 | Re-elect David Constable as Director | Management | For | For |
| 10 | Re-elect Simon Henry as Director | Management | For | For |
| 11 | Re-elect Jean-Sebastien Jacques as Director | Management | For | For |
| 12 | Re-elect Sam Laidlaw as Director | Management | For | For |
| 13 | Re-elect Michael L'Estrange as Director | Management | For | For |
| 14 | Re-elect Simon McKeon as Director | Management | For | For |
| 15 | Re-elect Jakob Stausholm as Director | Management | For | For |
| 16 | Re-elect Simon Thompson as Director | Management | For | For |
| 17 | Appoint KPMG LLP as Auditors | Management | For | For |
| 18 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 19 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 20 | Amend Articles of Association Re: General Updates and Changes | Management | For | For |
| 21 | Amend Articles of Association Re: Hybrid and Contemporaneous General Meetings | Management | For | For |
| 22 | Authorise Issue of Equity | Management | For | For |
| 23 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 24 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 25 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
ROYAL BANK OF CANADA
MEETING DATE: APR 08, 2020 | TICKER: RY SECURITY ID: 780087102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew A. Chisholm | Management | For | For |
| 1.2 | Elect Director Jacynthe Cote | Management | For | For |
| 1.3 | Elect Director Toos N. Daruvala | Management | For | For |
| 1.4 | Elect Director David F. Denison | Management | For | For |
| 1.5 | Elect Director Alice D. Laberge | Management | For | For |
| 1.6 | Elect Director Michael H.McCain | Management | For | For |
| 1.7 | Elect Director David McKay | Management | For | For |
| 1.8 | Elect Director Heather Munroe-Blum | Management | For | For |
| 1.9 | Elect Director Kathleen Taylor | Management | For | For |
| 1.10 | Elect Director Maryann Turcke | Management | For | For |
| 1.11 | Elect Director Bridget A. van Kralingen | Management | For | For |
| 1.12 | Elect Director Thierry Vandal | Management | For | For |
| 1.13 | Elect Director Frank Vettese | Management | For | For |
| 1.14 | Elect Director Jeffery Yabuki | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | SP 1: Update Computer Systems to Increase Competitiveness while Enhancing Privacy Protection | Shareholder | Against | Against |
| 5 | SP 2: Adopt a Diversity Target Higher than 40% for the Composition of the Board of Directors for the Next Five Years | Shareholder | Against | Against |
| |
|---|
ROYAL DUTCH SHELL PLC
MEETING DATE: MAY 19, 2020 | TICKER: RDSB SECURITY ID: G7690A118
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Elect Dick Boer as Director | Management | For | For |
| 5 | Elect Andrew Mackenzie as Director | Management | For | For |
| 6 | Elect Martina Hund-Mejean as Director | Management | For | For |
| 7 | Re-elect Ben van Beurden as Director | Management | For | For |
| 8 | Re-elect Neil Carson as Director | Management | For | For |
| 9 | Re-elect Ann Godbehere as Director | Management | For | For |
| 10 | Re-elect Euleen Goh as Director | Management | For | For |
| 11 | Re-elect Charles Holliday as Director | Management | For | For |
| 12 | Re-elect Catherine Hughes as Director | Management | For | For |
| 13 | Re-elect Sir Nigel Sheinwald as Director | Management | For | For |
| 14 | Re-elect Jessica Uhl as Director | Management | For | For |
| 15 | Re-elect Gerrit Zalm as Director | Management | For | For |
| 16 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 17 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise Issue of Equity | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Request Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions | Shareholder | Against | Against |
| |
|---|
RYMAN HEALTHCARE LIMITED
MEETING DATE: JUL 25, 2019 | TICKER: RYM SECURITY ID: Q8203F106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2 | Approve the Amendments to the Company's Constitution | Management | For | For |
| 3.1 | Elect Anthony Leighs as Director | Management | For | For |
| 3.2 | Elect George Savvides as Director | Management | For | For |
| 3.3 | Elect David Kerr as Director | Management | For | For |
| 4 | Authorize Board to Fix Remuneration of the Auditors | Management | For | For |
| |
|---|
SANOFI
MEETING DATE: APR 28, 2020 | TICKER: SAN SECURITY ID: F5548N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Treatment of Losses and Dividends of EUR 3.15 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Ratify Appointment of Paul Hudson as Director | Management | For | For |
| 6 | Reelect Laurent Attal as Director | Management | For | For |
| 7 | Reelect Carole Piwnica as Director | Management | For | For |
| 8 | Reelect Diane Souza as Director | Management | For | For |
| 9 | Reelect Thomas Sudhof as Director | Management | For | For |
| 10 | Elect Rachel Duan as Director | Management | For | For |
| 11 | Elect Lise Kingo as Director | Management | For | For |
| 12 | Approve Remuneration of Directors in the Aggregate Amount of EUR 2 Million | Management | For | For |
| 13 | Approve Remuneration Policy of Directors | Management | For | For |
| 14 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
| 15 | Approve Remuneration Policy of CEO | Management | For | For |
| 16 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 17 | Approve Compensation of Serge Weinberg, Chairman of the Board | Management | For | For |
| 18 | Approve Compensation of Paul Hudson, CEO Since Sept. 1, 2019 | Management | For | For |
| 19 | Approve Compensation of Olivier Brandicourt, CEO Until Aug. 31, 2019 | Management | For | Against |
| 20 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 21 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
SANTEN PHARMACEUTICAL CO., LTD.
MEETING DATE: JUN 24, 2020 | TICKER: 4536 SECURITY ID: J68467109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 14 | Management | For | For |
| 2.1 | Elect Director Kurokawa, Akira | Management | For | For |
| 2.2 | Elect Director Taniuchi, Shigeo | Management | For | For |
| 2.3 | Elect Director Ito, Takeshi | Management | For | For |
| 2.4 | Elect Director Oishi, Kanoko | Management | For | For |
| 2.5 | Elect Director Shintaku, Yutaro | Management | For | For |
| 2.6 | Elect Director Minakawa, Kunihito | Management | For | For |
| 3 | Appoint Statutory Auditor Isaka, Hiroshi | Management | For | For |
| |
|---|
SAP SE
MEETING DATE: MAY 20, 2020 | TICKER: SAP SECURITY ID: D66992104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.58 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2020 | Management | For | For |
| 6.1 | Approve Creation of EUR 250 Million Pool of Capital with Preemptive Rights | Management | For | For |
| 6.2 | Approve Creation of EUR 250 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 7 | Approve Remuneration Policy for the Management Board | Management | For | For |
| 8 | Approve Remuneration Policy for the Supervisory Board | Management | For | For |
| |
|---|
SAPUTO INC.
MEETING DATE: AUG 08, 2019 | TICKER: SAP SECURITY ID: 802912105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lino A. Saputo, Jr. | Management | For | For |
| 1.2 | Elect Director Louis-Philippe Carriere | Management | For | For |
| 1.3 | Elect Director Henry E. Demone | Management | For | For |
| 1.4 | Elect Director Anthony M. Fata | Management | For | For |
| 1.5 | Elect Director Annalisa King | Management | For | For |
| 1.6 | Elect Director Karen Kinsley | Management | For | For |
| 1.7 | Elect Director Tony Meti | Management | For | For |
| 1.8 | Elect Director Diane Nyisztor | Management | For | For |
| 1.9 | Elect Director Franziska Ruf | Management | For | For |
| 1.10 | Elect Director Annette Verschuren | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | SP 1: Incorporation of Environmental, Social and Governance (ESG) Factors in Executive Compensation | Shareholder | Against | Against |
| 5 | SP 2: Determination of Director Independence | Shareholder | Against | Against |
| 6 | SP 3: Advisory Vote on Executive Officers' Compensation | Shareholder | Against | Against |
| 7 | SP 4: Report on the Environmental and Social Impacts of Food Waste | Shareholder | Against | Against |
| |
|---|
SBM OFFSHORE NV
MEETING DATE: APR 08, 2020 | TICKER: SBMO SECURITY ID: N7752F148
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
| 4 | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 5.1 | Approve Remuneration Report for Management Board Members | Management | For | For |
| 5.2 | Approve Remuneration Report for Supervisory Board Members | Management | For | For |
| 6 | Approve Remuneration Policy for Management Board Members | Management | For | Against |
| 7 | Approve Remuneration Policy for Supervisory Board Members | Management | For | For |
| 8 | Receive Report of Auditors (Non-Voting) | Management | None | None |
| 9 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 10 | Receive Explanation on Company's Dividend Policy | Management | None | None |
| 11 | Approve Dividends of USD 0.76 Per Share | Management | For | For |
| 12 | Approve Discharge of Management Board | Management | For | For |
| 13 | Approve Discharge of Supervisory Board | Management | For | For |
| 14.1 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
| 14.2 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 15.1 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 15.2 | Approve Cancellation of Repurchased Shares | Management | For | For |
| 16 | Reelect B.Y.R. Chabas to Management Board | Management | For | For |
| 17 | Acknowledge Resignation of F.G.H. Deckers as Supervisory Board Member | Management | None | None |
| 18 | Acknowledge Resignation of T.M.E. Ehret as Supervisory Board Member | Management | None | None |
| 19 | Reelect F.R. Gugen to Supervisory Board | Management | For | For |
| 20 | Elect A.R.D. Brown to Supervisory Board | Management | For | For |
| 21 | Elect J.N. van Wiechen to Supervisory Board | Management | For | For |
| 22 | Allow Questions | Management | None | None |
| 23 | Close Meeting | Management | None | None |
| |
|---|
SECOM CO., LTD.
MEETING DATE: JUN 25, 2020 | TICKER: 9735 SECURITY ID: J69972107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 85 | Management | For | For |
| 2.1 | Elect Director Iida, Makoto | Management | For | For |
| 2.2 | Elect Director Nakayama, Yasuo | Management | For | For |
| 2.3 | Elect Director Ozeki, Ichiro | Management | For | For |
| 2.4 | Elect Director Yoshida, Yasuyuki | Management | For | For |
| 2.5 | Elect Director Fuse, Tatsuro | Management | For | For |
| 2.6 | Elect Director Izumida, Tatsuya | Management | For | For |
| 2.7 | Elect Director Kurihara, Tatsushi | Management | For | For |
| 2.8 | Elect Director Hirose, Takaharu | Management | For | For |
| 2.9 | Elect Director Kawano, Hirobumi | Management | For | For |
| 2.10 | Elect Director Watanabe, Hajime | Management | For | For |
| 2.11 | Elect Director Hara, Miri | Management | For | For |
| |
|---|
SEKISUI HOUSE, LTD.
MEETING DATE: APR 23, 2020 | TICKER: 1928 SECURITY ID: J70746136
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 41 | Management | For | For |
| 2 | Amend Articles to Amend Business Lines - Reduce Directors' Term - Remove All Provisions on Advisory Positions | Management | For | For |
| 3.1 | Elect Director Abe, Toshinori | Management | For | Against |
| 3.2 | Elect Director Inagaki, Shiro | Management | For | Against |
| 3.3 | Elect Director Nakai, Yoshihiro | Management | For | For |
| 3.4 | Elect Director Uchida, Takashi | Management | For | For |
| 3.5 | Elect Director Wakui, Shiro | Management | For | For |
| 3.6 | Elect Director Yoshimaru, Yukiko | Management | For | For |
| 3.7 | Elect Director Kitazawa, Toshifumi | Management | For | For |
| 3.8 | Elect Director Tanaka, Satoshi | Management | For | For |
| 3.9 | Elect Director Nishida, Kumpei | Management | For | For |
| 3.10 | Elect Director Horiuchi, Yosuke | Management | For | For |
| 3.11 | Elect Director Miura, Toshiharu | Management | For | For |
| 3.12 | Elect Director Ishii, Toru | Management | For | For |
| 4 | Appoint Statutory Auditor Wada, Yoritomo | Management | For | For |
| 5 | Approve Annual Bonus | Management | For | For |
| 6 | Approve Performance-Based Annual Bonus Ceiling for Directors | Management | For | For |
| 7 | Approve Performance Share Plan and Restricted Stock Plan | Management | For | For |
| 8.1 | Elect Shareholder Director Nominee Christopher Douglas Brady | Shareholder | Against | For |
| 8.2 | Elect Shareholder Director Nominee Pamela Fennel Jacobs | Shareholder | Against | Against |
| 8.3 | Elect Shareholder Director Nominee Okada, Yasushi | Shareholder | Against | Against |
| 8.4 | Elect Shareholder Director Nominee Saeki, Terumichi | Shareholder | Against | Against |
| 8.5 | Elect Shareholder Director Nominee Iwasaki, Jiro | Shareholder | Against | Against |
| 8.6 | Elect Shareholder Director Nominee Saito, Makoto | Shareholder | Against | Against |
| 8.7 | Elect Shareholder Director Nominee Kato, Hitomi | Shareholder | Against | Against |
| 8.8 | Elect Shareholder Director Nominee Suguro, Fumiyasu | Shareholder | Against | Against |
| 8.9 | Elect Shareholder Director Nominee Fujiwara, Motohiko | Shareholder | Against | Against |
| 8.10 | Elect Shareholder Director Nominee Yamada, Koji | Shareholder | Against | Against |
| 8.11 | Elect Shareholder Director Nominee Wada, Isami | Shareholder | Against | Against |
| |
|---|
SHIMANO, INC.
MEETING DATE: MAR 26, 2020 | TICKER: 7309 SECURITY ID: J72262108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 77.5 | Management | For | For |
| 2.1 | Elect Director Shimano, Yozo | Management | For | For |
| 2.2 | Elect Director Shimano, Taizo | Management | For | For |
| 2.3 | Elect Director Toyoshima, Takashi | Management | For | For |
| 2.4 | Elect Director Tsuzaki, Masahiro | Management | For | For |
| 2.5 | Elect Director Tarutani, Kiyoshi | Management | For | For |
| 2.6 | Elect Director Matsui, Hiroshi | Management | For | For |
| 2.7 | Elect Director Otake, Masahiro | Management | For | For |
| 2.8 | Elect Director Kiyotani, Kinji | Management | For | For |
| 2.9 | Elect Director Kanai, Takuma | Management | For | For |
| 3 | Appoint Statutory Auditor Hirata, Yoshihiro | Management | For | For |
| 4 | Appoint Alternate Statutory Auditor Kondo, Yukihiro | Management | For | For |
| |
|---|
SHIONOGI & CO., LTD.
MEETING DATE: JUN 23, 2020 | TICKER: 4507 SECURITY ID: J74229105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 53 | Management | For | For |
| 2.1 | Elect Director Teshirogi, Isao | Management | For | For |
| 2.2 | Elect Director Sawada, Takuko | Management | For | For |
| 2.3 | Elect Director Ando, Keiichi | Management | For | For |
| 2.4 | Elect Director Ozaki, Hiroshi | Management | For | For |
| 2.5 | Elect Director Takatsuki, Fumi | Management | For | For |
| 3.1 | Appoint Statutory Auditor Kato, Ikuo | Management | For | For |
| 3.2 | Appoint Statutory Auditor Okuhara, Shuichi | Management | For | For |
| |
|---|
SIMCORP A/S
MEETING DATE: MAR 24, 2020 | TICKER: SIM SECURITY ID: K8851Q129
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income | Management | For | Did Not Vote |
| 4a | Reelect Peter Schutze (Chair) as Director | Management | For | Did Not Vote |
| 4b | Reelect Morten Hubbe (Vice Chair) as Director | Management | For | Did Not Vote |
| 4c | Reelect Herve Couturier as Director | Management | For | Did Not Vote |
| 4d | Reelect Simon Jeffreys as Director | Management | For | Did Not Vote |
| 4e | Reelect Adam Warby as Director | Management | For | Did Not Vote |
| 4f | Reelect Joan Binstock as Director | Management | For | Did Not Vote |
| 5 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 6a1 | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
| 6a2 | Approve Remuneration of Directors | Management | For | Did Not Vote |
| 6a3 | Approve Director Indemnification | Management | For | Did Not Vote |
| 6b1 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 6b2 | Approve Creation of DKK 4 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 6b3 | Amend Articles Re: Editorial Changes due to Merger of VP Securities A/S and VP Services A/S; Encompass Ordinary and Electronic Registration for Participation; Include Presentation of Remuneration Report in General Meeting Agenda; Editorial Changes | Management | For | Did Not Vote |
| 7 | Other Business | Management | None | None |
| |
|---|
SIMCORP A/S
MEETING DATE: APR 24, 2020 | TICKER: SIM SECURITY ID: K8851Q129
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Creation of DKK 4 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 2 | Amend Articles Re: Editorial Changes due to Merger of VP Securities A/S and VP Services A/S; Encompass Ordinary and Electronic Registration for Participation; Include Presentation of Remuneration Report in General Meeting Agenda | Management | For | Did Not Vote |
| 3 | Other Business | Management | None | None |
| |
|---|
SINGAPORE EXCHANGE LIMITED
MEETING DATE: OCT 03, 2019 | TICKER: S68 SECURITY ID: Y79946102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Chew Gek Khim as Director | Management | For | For |
| 3b | Elect Jane Diplock as Director | Management | For | For |
| 3c | Elect Lim Sok Hui as Director | Management | For | For |
| 4 | Approve Directors' Fees to be Paid to the Chairman | Management | For | For |
| 5 | Approve Directors' Fees to be Paid to All Directors (Other than the Chief Executive Officer) | Management | For | For |
| 6 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 8 | Authorize Share Repurchase Program | Management | For | For |
| |
|---|
SKYLARK HOLDINGS CO., LTD.
MEETING DATE: MAR 27, 2020 | TICKER: 3197 SECURITY ID: J75605121
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tani, Makoto | Management | For | For |
| 1.2 | Elect Director Kanaya, Minoru | Management | For | For |
| 1.3 | Elect Director Sakita, Haruyoshi | Management | For | For |
| 1.4 | Elect Director Okawara, Toshiaki | Management | For | For |
| 1.5 | Elect Director Nishijo, Atsushi | Management | For | For |
| 1.6 | Elect Director Tahara, Fumio | Management | For | For |
| 1.7 | Elect Director Sano, Ayako | Management | For | For |
| |
|---|
SMITH & NEPHEW PLC
MEETING DATE: APR 09, 2020 | TICKER: SN SECURITY ID: G82343164
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Graham Baker as Director | Management | For | For |
| 6 | Re-elect Vinita Bali as Director | Management | For | For |
| 7 | Re-elect Baroness Virginia Bottomley as Director | Management | For | For |
| 8 | Re-elect Roland Diggelmann as Director | Management | For | For |
| 9 | Re-elect Erik Engstrom as Director | Management | For | For |
| 10 | Re-elect Robin Freestone as Director | Management | For | For |
| 11 | Re-elect Marc Owen as Director | Management | For | For |
| 12 | Re-elect Angie Risley as Director | Management | For | For |
| 13 | Re-elect Roberto Quarta as Director | Management | For | For |
| 14 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Approve Global Share Plan 2020 | Management | For | For |
| 17 | Authorise Issue of Equity | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
SNAM SPA
MEETING DATE: OCT 23, 2019 | TICKER: SRG SECURITY ID: T8578N103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Company Bylaws Re: Articles 13 and 20; Introduce Article 24 | Management | For | For |
| 1 | Revoke Auditors; Approve New Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
SNAM SPA
MEETING DATE: JUN 18, 2020 | TICKER: SRG SECURITY ID: T8578N103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorize Cancellation of Treasury Shares without Reduction of Share Capital; Amend Article 5.1 | Management | For | For |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 4.1 | Approve Remuneration Policy | Management | For | For |
| 4.2 | Approve Second Section of the Remuneration Report | Management | For | For |
| 5 | Approve 2020-2022 Long Term Share Incentive Plan | Management | For | For |
| 6 | Elect Nicola Bedin as Director | Shareholder | None | For |
| 7 | Elect Nicola Bedin as Board Chair | Shareholder | None | For |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
| |
|---|
SODEXO SA
MEETING DATE: JAN 21, 2020 | TICKER: SW SECURITY ID: F84941123
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.90 per Share and an Extra of EUR 0.29 per Share to Long Term Registered Shares | Management | For | For |
| 4 | Elect Veronique Laury as Director | Management | For | For |
| 5 | Elect Luc Messier as Director | Management | For | For |
| 6 | Reelect Sophie Stabile as Director | Management | For | For |
| 7 | Reelect Cecile Tandeau de Marsac as Director | Management | For | For |
| 8 | Approve Compensation of Sophie Bellon, Chairman of the Board | Management | For | For |
| 9 | Approve Compensation of Denis Machuel, CEO | Management | For | For |
| 10 | Approve Remuneration Policy for Chairman of the Board | Management | For | For |
| 11 | Approve Remuneration Policy for CEO | Management | For | For |
| 12 | Approve Additional Pension Scheme Agreement with Denis Machuel | Management | For | Against |
| 13 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | For |
| 14 | Delete Article 6 of Bylaws Re: Contribution | Management | For | For |
| 15 | Amend Article 9.4 of Bylaws Re: Shareholding Disclosure Thresholds | Management | For | Against |
| 16 | Amend Article 11.4 of Bylaws Re: Appointment of Directors Representing Employees | Management | For | For |
| 17 | Amend Article 12 of Bylaws Re: Written Consultation | Management | For | For |
| 18 | Amend Article 15 of Bylaws Re: Remove Appointment of Alternate Auditor | Management | For | For |
| 19 | Amend Article 18 of Bylaws Re: Dividends | Management | For | For |
| 20 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 85 Million | Management | For | For |
| 21 | Authorize Capitalization of Reserves of Up to EUR 85 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 22 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 23 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 24 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
SOFINA SA
MEETING DATE: MAY 07, 2020 | TICKER: SOF SECURITY ID: B80925124
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Receive Directors' and Auditors' Reports (Non-Voting) | Management | None | None |
| 1.2 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 1.3 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 2.90 per Share | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3.1 | Approve Discharge of Directors | Management | For | For |
| 3.2 | Approve Discharge of Auditor | Management | For | For |
| 4.1 | Reelect Charlotte Stromberg as Independent Director | Management | For | For |
| 4.2 | Reelect Jacques Emsens as Director | Management | For | For |
| 5 | Ratify Ernst & Young as Auditors and Approve Auditors' Remuneration | Management | For | For |
| 6 | Approve Change-of-Control Clause Re: Revolving Credit Agreements with BNP Paribas Fortis SA | Management | For | For |
| 7 | Transact Other Business | Management | None | None |
| |
|---|
SOFINA SA
MEETING DATE: MAY 07, 2020 | TICKER: SOF SECURITY ID: B80925124
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles of Association Re: Alignment on the Rules of Code on Companies and Associations | Management | For | For |
| 2 | Authorize Implementation of Approved Resolutions and Approve Coordination of Articles of Association | Management | For | For |
| |
|---|
SOHGO SECURITY SERVICES CO., LTD.
MEETING DATE: JUN 24, 2020 | TICKER: 2331 SECURITY ID: J7607Z104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 35.5 | Management | For | For |
| 2.1 | Elect Director Murai, Atsushi | Management | For | For |
| 2.2 | Elect Director Aoyama, Yukiyasu | Management | For | For |
| 2.3 | Elect Director Kayaki, Ikuji | Management | For | For |
| 2.4 | Elect Director Hokari, Hirohisa | Management | For | For |
| 2.5 | Elect Director Murai, Tsuyoshi | Management | For | For |
| 2.6 | Elect Director Nomura, Shigeki | Management | For | For |
| 2.7 | Elect Director Suzuki, Motohisa | Management | For | For |
| 2.8 | Elect Director Kishimoto, Koji | Management | For | For |
| 2.9 | Elect Director Ono, Seiei | Management | For | For |
| 2.10 | Elect Director Kadowaki, Hideharu | Management | For | For |
| 2.11 | Elect Director Ando, Toyoaki | Management | For | For |
| 2.12 | Elect Director Suetsugu, Hirotomo | Management | For | For |
| 3 | Appoint Statutory Auditor Nagasawa, Michiko | Management | For | For |
| |
|---|
SONIC HEALTHCARE LIMITED
MEETING DATE: NOV 19, 2019 | TICKER: SHL SECURITY ID: Q8563C107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Jane Wilson as Director | Management | For | For |
| 2 | Elect Philip Dubois as Director | Management | For | Against |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Grant of Long-Term Incentives to Colin Goldschmidt | Management | For | For |
| 5 | Approve Grant of Long-Term Incentives to Chris Wilks | Management | For | For |
| |
|---|
SONOVA HOLDING AG
MEETING DATE: JUN 11, 2020 | TICKER: SOON SECURITY ID: H8024W106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 1.2 | Approve Remuneration Report (Non-Binding) | Management | For | Did Not Vote |
| 2 | Approve Allocation of Income and Issuance of Scrip Dividend | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4.1.1 | Reelect Robert Spoerry as Director and Board Chairman | Management | For | Did Not Vote |
| 4.1.2 | Reelect Beat Hess as Director | Management | For | Did Not Vote |
| 4.1.3 | Reelect Lynn Bleil as Director | Management | For | Did Not Vote |
| 4.1.4 | Reelect Lukas Braunschweiler as Director | Management | For | Did Not Vote |
| 4.1.5 | Reelect Michael Jacobi as Director | Management | For | Did Not Vote |
| 4.1.6 | Reelect Stacy Seng as Director | Management | For | Did Not Vote |
| 4.1.7 | Reelect Ronald van der Vis as Director | Management | For | Did Not Vote |
| 4.1.8 | Reelect Jinlong Wang as Director | Management | For | Did Not Vote |
| 4.2 | Elect Adrian Widmer as Director | Management | For | Did Not Vote |
| 4.3.1 | Reappoint Robert Spoerry as Member of the Nomination and Compensation Committee | Management | For | Did Not Vote |
| 4.3.2 | Reappoint Beat Hess as Member of the Nomination and Compensation Committee | Management | For | Did Not Vote |
| 4.3.3 | Reappoint Stacy Seng as Member of the Nomination and Compensation Committee | Management | For | Did Not Vote |
| 4.4 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
| 4.5 | Designate Keller KLG as Independent Proxy | Management | For | Did Not Vote |
| 5.1 | Approve Remuneration of Directors in the Amount of CHF 2.6 Million | Management | For | Did Not Vote |
| 5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 15.2 Million | Management | For | Did Not Vote |
| 6 | Approve Creation of CHF 321,990.65 Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 7 | Transact Other Business (Voting) | Management | For | Did Not Vote |
| |
|---|
SONY CORP.
MEETING DATE: JUN 26, 2020 | TICKER: 6758 SECURITY ID: J76379106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles to Change Company Name | Management | For | For |
| 2.1 | Elect Director Yoshida, Kenichiro | Management | For | For |
| 2.2 | Elect Director Totoki, Hiroki | Management | For | For |
| 2.3 | Elect Director Sumi, Shuzo | Management | For | For |
| 2.4 | Elect Director Tim Schaaff | Management | For | For |
| 2.5 | Elect Director Matsunaga, Kazuo | Management | For | For |
| 2.6 | Elect Director Oka, Toshiko | Management | For | For |
| 2.7 | Elect Director Akiyama, Sakie | Management | For | For |
| 2.8 | Elect Director Wendy Becker | Management | For | For |
| 2.9 | Elect Director Hatanaka, Yoshihiko | Management | For | For |
| 2.10 | Elect Director Adam Crozier | Management | For | For |
| 2.11 | Elect Director Kishigami, Keiko | Management | For | For |
| 2.12 | Elect Director Joseph A. Kraft Jr | Management | For | For |
| 3 | Approve Stock Option Plan | Management | For | For |
| |
|---|
SONY FINANCIAL HOLDINGS, INC.
MEETING DATE: JUN 23, 2020 | TICKER: 8729 SECURITY ID: J76337104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 70 | Management | For | For |
| 2.1 | Elect Director Oka, Masashi | Management | For | For |
| 2.2 | Elect Director Kiyomiya, Hiroaki | Management | For | For |
| 2.3 | Elect Director Tsubota, Hiroyuki | Management | For | For |
| 2.4 | Elect Director Totoki, Hiroki | Management | For | For |
| 2.5 | Elect Director Kambe, Shiro | Management | For | For |
| 2.6 | Elect Director Matsuoka, Naomi | Management | For | For |
| 2.7 | Elect Director Kuniya, Shiro | Management | For | For |
| 2.8 | Elect Director Ito, Takatoshi | Management | For | For |
| 2.9 | Elect Director Ikeuchi, Shogo | Management | For | For |
| 2.10 | Elect Director Takahashi, Kaoru | Management | For | For |
| 3 | Appoint Alternate Statutory Auditor Saegusa, Takaharu | Management | For | For |
| |
|---|
SUN LIFE FINANCIAL INC.
MEETING DATE: MAY 05, 2020 | TICKER: SLF SECURITY ID: 866796105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William D. Anderson | Management | For | For |
| 1.2 | Elect Director Dean A. Connor | Management | For | For |
| 1.3 | Elect Director Stephanie L. Coyles | Management | For | For |
| 1.4 | Elect Director Martin J. G. Glynn | Management | For | For |
| 1.5 | Elect Director Ashok K. Gupta | Management | For | For |
| 1.6 | Elect Director M. Marianne Harris | Management | For | For |
| 1.7 | Elect Director Sara Grootwassink Lewis | Management | For | For |
| 1.8 | Elect Director James M. Peck | Management | For | For |
| 1.9 | Elect Director Scott F. Powers | Management | For | For |
| 1.10 | Elect Director Hugh D. Segal | Management | For | For |
| 1.11 | Elect Director Barbara G. Stymiest | Management | For | For |
| 2 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
SUNCOR ENERGY INC.
MEETING DATE: MAY 06, 2020 | TICKER: SU SECURITY ID: 867224107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patricia M. Bedient | Management | For | For |
| 1.2 | Elect Director Mel E. Benson | Management | For | For |
| 1.3 | Elect Director John D. Gass | Management | For | For |
| 1.4 | Elect Director Dennis M. Houston | Management | For | For |
| 1.5 | Elect Director Mark S. Little | Management | For | For |
| 1.6 | Elect Director Brian P. MacDonald | Management | For | For |
| 1.7 | Elect Director Maureen McCaw | Management | For | For |
| 1.8 | Elect Director Lorraine Mitchelmore | Management | For | For |
| 1.9 | Elect Director Eira M. Thomas | Management | For | For |
| 1.10 | Elect Director Michael M. Wilson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
SUNTORY BEVERAGE & FOOD LTD.
MEETING DATE: MAR 27, 2020 | TICKER: 2587 SECURITY ID: J78186103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 39 | Management | For | For |
| 2 | Amend Articles to Change Location of Head Office | Management | For | For |
| 3.1 | Elect Director Kogo, Saburo | Management | For | For |
| 3.2 | Elect Director Saito, Kazuhiro | Management | For | For |
| 3.3 | Elect Director Yamazaki, Yuji | Management | For | For |
| 3.4 | Elect Director Kimura, Josuke | Management | For | For |
| 3.5 | Elect Director Torii, Nobuhiro | Management | For | For |
| 3.6 | Elect Director Inoue, Yukari | Management | For | For |
| 4 | Elect Director and Audit Committee Member Chiji, Kozo | Management | For | For |
| 5 | Elect Alternate Director and Audit Committee Member Amitani, Mitsuhiro | Management | For | For |
| |
|---|
SWEDISH MATCH AB
MEETING DATE: APR 02, 2020 | TICKER: SWMA SECURITY ID: W92277115
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting; Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 5 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 6 | Receive Financial Statements and Statutory Reports; Receive Chairman's Report; Receive CEO's Report; Receive Auditors Report | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8 | Approve Allocation of Income and Dividends of SEK 12.50 Per Share | Management | For | Did Not Vote |
| 9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 10 | Determine Number of Members (8) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 11 | Approve Remuneration of Directors in the Amount of SEK 2.17 million to Chair, SEK 1 Million to Vice Chair and SEK 865,000 to Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 12 | Reelect Charles Blixt, Andrew Cripps (Vice Chairman), Jacqueline Hoogerbrugge, Conny Karlsson (Chairman), Pauline Lindwall, Wenche Rolfsen and Joakim Westh as Directors; Elect Alexander Lacik as New Director | Management | For | Did Not Vote |
| 13 | Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | Did Not Vote |
| 14 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 15 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
| 16 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 17 | Approve up to SEK 19.7 Million Reduction in Share Capital via Share Cancellation for Allocation to Unrestricted Equity; Approve Capitalization of Reserves of Minimum Equivalent Nominal Value as the Share Capital Reduction | Management | For | Did Not Vote |
| 18 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 19 | Authorize Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 20 | Approve Issuance of Shares up to 10 Per cent of Share Capital without Preemptive Rights | Management | For | Did Not Vote |
| 21.a | Instruct Board to Work for the Swedish Companies Act to be Amended so the Possibility of Differentiation of Voting Rights is Abolished | Shareholder | None | Did Not Vote |
| 21.b | Instruct Board to Prepare a Proposal for Representation of Small and Medium-Sized Shareholders in the Board and Nominating Committee | Shareholder | None | Did Not Vote |
| |
|---|
SWISSCOM AG
MEETING DATE: APR 06, 2020 | TICKER: SCMN SECURITY ID: H8398N104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Allocation of Income and Dividends of CHF 22 per Share | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4.1 | Reelect Roland Abt as Director | Management | For | Did Not Vote |
| 4.2 | Reelect Alain Carrupt as Director | Management | For | Did Not Vote |
| 4.3 | Reelect Frank Esser as Director | Management | For | Did Not Vote |
| 4.4 | Reelect Barbara Frei as Director | Management | For | Did Not Vote |
| 4.5 | Reelect Sandra Lathion-Zweifel as Director | Management | For | Did Not Vote |
| 4.6 | Reelect Anna Mossberg as Director | Management | For | Did Not Vote |
| 4.7 | Reelect Michael Rechsteiner as Director | Management | For | Did Not Vote |
| 4.8 | Reelect Hansueli Loosli as Director | Management | For | Did Not Vote |
| 4.9 | Reelect Hansueli Loosli as Board Chairman | Management | For | Did Not Vote |
| 5.1 | Reappoint Roland Abt as Member of the Compensation Committee | Management | For | Did Not Vote |
| 5.2 | Reappoint Frank Esser as Member of the Compensation Committee | Management | For | Did Not Vote |
| 5.3 | Reappoint Barbara Frei as Member of the Compensation Committee | Management | For | Did Not Vote |
| 5.4 | Reappoint Hansueli Loosli as Member of the Compensation Committee | Management | For | Did Not Vote |
| 5.5 | Reappoint Renzo Simoni as Member of the Compensation Committee | Management | For | Did Not Vote |
| 6.1 | Approve Remuneration of Directors in the Amount of CHF 2.5 Million | Management | For | Did Not Vote |
| 6.2 | Approve Remuneration of Executive Committee in the Amount of CHF 8.7 Million | Management | For | Did Not Vote |
| 7 | Designate Reber Rechtsanwaelte KIG as Independent Proxy | Management | For | Did Not Vote |
| 8 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
| 9 | Transact Other Business (Voting) | Management | For | Did Not Vote |
| |
|---|
TATE & LYLE PLC
MEETING DATE: JUL 25, 2019 | TICKER: TATE SECURITY ID: G86838128
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Dr Gerry Murphy as Director | Management | For | For |
| 5 | Re-elect Nick Hampton as Director | Management | For | For |
| 6 | Elect Imran Nawaz as Director | Management | For | For |
| 7 | Re-elect Paul Forman as Director | Management | For | For |
| 8 | Re-elect Lars Frederiksen as Director | Management | For | For |
| 9 | Re-elect Anne Minto as Director | Management | For | For |
| 10 | Elect Kimberly Nelson as Director | Management | For | For |
| 11 | Re-elect Dr Ajai Puri as Director | Management | For | For |
| 12 | Re-elect Sybella Stanley as Director | Management | For | For |
| 13 | Elect Warren Tucker as Director | Management | For | For |
| 14 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 17 | Authorise Issue of Equity | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 22 | Adopt New Articles of Association | Management | For | For |
| |
|---|
TECAN GROUP AG
MEETING DATE: APR 07, 2020 | TICKER: TECN SECURITY ID: H84774167
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2.1 | Approve Allocation of Income and Dividends of CHF 1.10 per Share | Management | For | Did Not Vote |
| 2.2 | Approve Transfer of CHF 13.1 Million from Capital Contribution Reserves to Free Reserves | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4.1.1 | Reelect Lukas Braunschweiler as Director | Management | For | Did Not Vote |
| 4.1.2 | Reelect Oliver Fetzer as Director | Management | For | Did Not Vote |
| 4.1.3 | Reelect Heinrich Fischer as Director | Management | For | Did Not Vote |
| 4.1.4 | Reelect Lars Holmqvist as Director | Management | For | Did Not Vote |
| 4.1.5 | Reelect Karen Huebscher as Director | Management | For | Did Not Vote |
| 4.1.6 | Reelect Christa Kreuzburg as Director | Management | For | Did Not Vote |
| 4.1.7 | Reelect Daniel Marshak as Director | Management | For | Did Not Vote |
| 4.2 | Reelect Lukas Braunschweiler as Board Chairman | Management | For | Did Not Vote |
| 4.3.1 | Reappoint Oliver Fetzer as Member of the Compensation Committee | Management | For | Did Not Vote |
| 4.3.2 | Reappoint Christa Kreuzburg as Member of the Compensation Committee | Management | For | Did Not Vote |
| 4.3.3 | Reappoint Daniel Marshak as Member of the Compensation Committee | Management | For | Did Not Vote |
| 4.4 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
| 4.5 | Designate Proxy Voting Services GmbH as Independent Proxy | Management | For | Did Not Vote |
| 5.1 | Approve Remuneration Report (Non-Binding) | Management | For | Did Not Vote |
| 5.2 | Approve Remuneration of Directors in the Amount of CHF 1.5 Million | Management | For | Did Not Vote |
| 5.3 | Approve Remuneration of Executive Committee in the Amount of CHF 18.5 Million | Management | For | Did Not Vote |
| 6 | Approve Creation of CHF 230,000 Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | Did Not Vote |
| 7 | Transact Other Business (Voting) | Management | For | Did Not Vote |
| |
|---|
TELENOR ASA
MEETING DATE: MAY 11, 2020 | TICKER: TEL SECURITY ID: R21882106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | None | None |
| 3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 4 | Designate Inspector(s) of Minutes of Meeting | Management | None | None |
| 5 | Receive Chairman's Report | Management | None | None |
| 6 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 8.70 Per Share | Management | For | Did Not Vote |
| 7 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 8 | Approve Company's Corporate Governance Statement | Management | For | Did Not Vote |
| 9.1 | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Advisory) | Management | For | Did Not Vote |
| 9.2 | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Binding) | Management | For | Did Not Vote |
| 10 | Approve NOK 258 Million Reduction in Share Capital via Share Cancellation and Redemption of Shares Owned by the Norwegian State | Management | For | Did Not Vote |
| 11 | Amend Articles Re: Editorial Changes; Share Capital; Signatory Power; Corporate Assembly; Participation at General Meeting; General Meeting; Nominating Committee | Management | For | Did Not Vote |
| 12 | Approve Instructions for Nominating Committee | Management | For | Did Not Vote |
| 13.1 | Elect Lars Tronsgaard as Member of Nominating Committee | Management | For | Did Not Vote |
| 13.2 | Elect Heidi Algarheim as Member of Nominating Committee | Management | For | Did Not Vote |
| 14 | Approve Remuneration of Corporate Assembly and Nominating Committee | Management | For | Did Not Vote |
| 15 | Close Meeting | Management | None | None |
| |
|---|
TELEPERFORMANCE SE
MEETING DATE: JUN 26, 2020 | TICKER: TEP SECURITY ID: F9120F106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.40 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 5 | Approve Compensation of Corporate Officers | Management | For | For |
| 6 | Approve Compensation of Daniel Julien, Chairman and CEO | Management | For | For |
| 7 | Approve Compensation of Olivier Rigaudy, Vice-CEO | Management | For | For |
| 8 | Approve Remuneration Policy of Directors | Management | For | For |
| 9 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 10 | Approve Remuneration Policy of Vice-CEO | Management | For | For |
| 11 | Reelect Christobel Selecky as Director | Management | For | For |
| 12 | Reelect Angela Maria Sierra-Moreno as Director | Management | For | For |
| 13 | Reelect Jean Guez as Director | Management | For | For |
| 14 | Reelect Bernard Canetti as Director | Management | For | For |
| 15 | Reelect Philippe Dominati as Director | Management | For | For |
| 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | Management | For | For |
| 18 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 14.5 Million | Management | For | For |
| 19 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 7.2 Million | Management | For | For |
| 20 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 17-19 | Management | For | For |
| 21 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 22 | Amend Article 14 of Bylaws Re: Employee Representatives | Management | For | For |
| 23 | Amend Article 11 of Bylaws Re: Shareholding Disclosure Thresholds | Management | For | For |
| 24 | Amend Article 13 of Bylaws Re: Shareholders Identification | Management | For | For |
| 25 | Amend Article 14 of Bylaws Re: Shares Hold by Board Members | Management | For | For |
| 26 | Amend Article 20 of Bylaws Re: Corporate Officers Remuneration | Management | For | For |
| 27 | Amend Article 27 of Bylaws Re: Corporate Officers Remuneration | Management | For | For |
| 28 | Amend Article 21 of Bylaws Re: Agreement Between Company and Corporate Officer | Management | For | For |
| 29 | Amend Article 23 of Bylaws Re: Deadline of Notice of Meeting | Management | For | For |
| 30 | Textual References Regarding Change of Codification | Management | For | Against |
| 31 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
TELIA CO. AB
MEETING DATE: NOV 26, 2019 | TICKER: TELIA SECURITY ID: W95890104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 3 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 6 | Elect Lars-Johan Jarnheimer as Director | Management | For | Did Not Vote |
| 7 | Elect Lars-Johan Jarnheimer as Board Chair | Management | For | Did Not Vote |
| 8.a | Instruct Board to Work for the Swedish Companies Act to be Amended so the Possibility of Differentiation of Voting Rights is Abolished | Shareholder | None | Did Not Vote |
| 8.b | Instruct Board to Prepare a Proposal for Representation of Small and Medium-Sized Shareholders in the Board and Nomination Committee, to be Submitted to AGM 2020, and to write the Government to Update the Swedish Companies Act Regarding the same Issue | Shareholder | None | Did Not Vote |
| 9 | Close Meeting | Management | None | None |
| |
|---|
TELIA CO. AB
MEETING DATE: APR 02, 2020 | TICKER: TELIA SECURITY ID: W95890104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 3 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 6 | Receive Financial Statements and Statutory Reports; Receive Report by Chairman of the Board; Receive CEO's report | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8 | Approve Allocation of Income and Dividends of SEK 2.45 Per Share | Management | For | Did Not Vote |
| 9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 10 | Determine Number of Directors (9) and Deputy Directors (0) of Board | Management | For | Did Not Vote |
| 11 | Approve Remuneration of Directors in the Amount of SEK 1.9 Million to Chair, SEK 890,000 to Vice Chair and SEK 630,000 to Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 12.1 | Elect Ingrid Bonde as New Director | Management | For | Did Not Vote |
| 12.2 | Reelect Rickard Gustafson as Director | Management | For | Did Not Vote |
| 12.3 | Reelect Lars-Johan Jarnheimer as Director | Management | For | Did Not Vote |
| 12.4 | Elect Jeanette Jager as New Director | Management | For | Did Not Vote |
| 12.5 | Reelect Nina Linander as Director | Management | For | Did Not Vote |
| 12.6 | Reelect Jimmy Maymann as Director | Management | For | Did Not Vote |
| 12.7 | Reelect Anna Settman as Director | Management | For | Did Not Vote |
| 12.8 | Reelect Olaf Swantee as Director | Management | For | Did Not Vote |
| 12.9 | Reelect Martin Tiveus as Director | Management | For | Did Not Vote |
| 13.1 | Reelect Lars-Johan Jarnheimer as Board Chairman | Management | For | Did Not Vote |
| 13.2 | Elect Ingrid Bonde as Vice Chairman | Management | For | Did Not Vote |
| 14 | Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | Did Not Vote |
| 15 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 16 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
| 17 | Elect Daniel Kristiansson, Jan Andersson, Patricia Hedelius and Javiera Ragnartz as Members of Nominating Committee | Management | For | Did Not Vote |
| 18 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 19 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 20.1 | Approve Performance Share Program 2020/2023 for Key Employees | Management | For | Did Not Vote |
| 20.2 | Approve Transfer of Shares in Connection with Performance Share Program | Management | For | Did Not Vote |
| 21 | Approve up to SEK 394.7 Million Reduction in Share Capital via Share Cancellation; Approve Capitalization of Reserves of SEK 394.7 Million | Management | For | Did Not Vote |
| 22 | Company Shall Review its Routines around that Letters Shall be Answered within Two Months from the Date of Receipt | Shareholder | None | Did Not Vote |
| 23.1 | Instruct Board to Work for the Swedish Companies Act to be Amended so the Possibility of Differentiation of Voting Rights is Abolished | Shareholder | None | Did Not Vote |
| 23.2 | Instruct Board to Prepare a Proposal for Representation of Small and Medium-Sized Shareholders in the Board and Nominating Committee | Shareholder | None | Did Not Vote |
| 24 | Close Meeting | Management | None | None |
| |
|---|
THE SAGE GROUP PLC
MEETING DATE: FEB 25, 2020 | TICKER: SGE SECURITY ID: G7771K142
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect Dr John Bates as Director | Management | For | For |
| 5 | Elect Jonathan Bewes as Director | Management | For | For |
| 6 | Elect Annette Court as Director | Management | For | For |
| 7 | Re-elect Sir Donald Brydon as Director | Management | For | For |
| 8 | Re-elect Drummond Hall as Director | Management | For | For |
| 9 | Re-elect Steve Hare as Director | Management | For | For |
| 10 | Re-elect Jonathan Howell as Director | Management | For | For |
| 11 | Re-elect Cath Keers as Director | Management | For | For |
| 12 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 13 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 15 | Authorise Issue of Equity | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
TOKIO MARINE HOLDINGS, INC.
MEETING DATE: JUN 29, 2020 | TICKER: 8766 SECURITY ID: J86298106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 95 | Management | For | For |
| 2.1 | Elect Director Nagano, Tsuyoshi | Management | For | For |
| 2.2 | Elect Director Komiya, Satoru | Management | For | For |
| 2.3 | Elect Director Yuasa, Takayuki | Management | For | For |
| 2.4 | Elect Director Harashima, Akira | Management | For | For |
| 2.5 | Elect Director Okada, Kenji | Management | For | For |
| 2.6 | Elect Director Hirose, Shinichi | Management | For | For |
| 2.7 | Elect Director Mimura, Akio | Management | For | For |
| 2.8 | Elect Director Egawa, Masako | Management | For | For |
| 2.9 | Elect Director Mitachi, Takashi | Management | For | For |
| 2.10 | Elect Director Endo, Nobuhiro | Management | For | For |
| 2.11 | Elect Director Katanozaka, Shinya | Management | For | For |
| 2.12 | Elect Director Handa, Tadashi | Management | For | For |
| 2.13 | Elect Director Endo, Yoshinari | Management | For | For |
| 3 | Appoint Statutory Auditor Fujita, Hirokazu | Management | For | For |
| |
|---|
TOTAL SA
MEETING DATE: MAY 29, 2020 | TICKER: FP SECURITY ID: F92124100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.68 per Share and Option for Stock Dividend Program | Management | For | For |
| 4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 6 | Reelect Patricia Barbizet as Director | Management | For | For |
| 7 | Reelect Marie-Christine Coisne-Roquette as Director | Management | For | For |
| 8 | Reelect Mark Cutifani as Director | Management | For | For |
| 9 | Elect Jerome Contamine as Director | Management | For | For |
| 10 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 11 | Approve Remuneration Policy of Directors | Management | For | For |
| 12 | Approve Compensation of Patrick Pouyanne, Chairman and CEO | Management | For | For |
| 13 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 14 | Approve Change of Corporate Form to Societe Europeenne (SE) and Amend Bylaws Accordingly | Management | For | For |
| 15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2.5 Billion | Management | For | For |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 650 Million | Management | For | For |
| 17 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 650 Million | Management | For | For |
| 18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 16 and 17 | Management | For | For |
| 19 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 21 | Authorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plans | Management | For | For |
| A | Instruct Company to Set and Publish Targets for Greenhouse Gas (GHG) Emissions Aligned with the Goal of the Paris Climate Agreement and Amend Article 19 of Bylaws Accordingly | Shareholder | Against | Against |
| |
|---|
TOYO SUISAN KAISHA, LTD.
MEETING DATE: JUN 25, 2020 | TICKER: 2875 SECURITY ID: 892306101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 40 | Management | For | For |
| 2.1 | Elect Director Tsutsumi, Tadasu | Management | For | For |
| 2.2 | Elect Director Imamura, Masanari | Management | For | For |
| 2.3 | Elect Director Sumimoto, Noritaka | Management | For | For |
| 2.4 | Elect Director Oki, Hitoshi | Management | For | For |
| 2.5 | Elect Director Makiya, Rieko | Management | For | For |
| 2.6 | Elect Director Mochizuki, Masahisa | Management | For | For |
| 2.7 | Elect Director Murakami, Osamu | Management | For | For |
| 2.8 | Elect Director Murayama, Ichiro | Management | For | For |
| 2.9 | Elect Director Yazaki, Hirokazu | Management | For | For |
| 2.10 | Elect Director Hayama, Tomohide | Management | For | For |
| 2.11 | Elect Director Yachi, Hiroyasu | Management | For | For |
| 2.12 | Elect Director Mineki, Machiko | Management | For | For |
| 2.13 | Elect Director Yazawa, Kenichi | Management | For | For |
| 2.14 | Elect Director Chino, Isamu | Management | For | For |
| 3 | Appoint Statutory Auditor Takahashi, Kiyoshi | Management | For | For |
| 4 | Appoint Alternate Statutory Auditor Ushijima, Tsutomu | Management | For | For |
| 5 | Approve Annual Bonus | Management | For | For |
| |
|---|
TREND MICRO, INC.
MEETING DATE: MAR 26, 2020 | TICKER: 4704 SECURITY ID: J9298Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 160 | Management | For | For |
| |
|---|
TRYG A/S
MEETING DATE: MAR 30, 2020 | TICKER: TRYG SECURITY ID: K9640A110
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of DKK 8.45 Per Share | Management | For | Did Not Vote |
| 4 | Approve Discharge of Management and Board | Management | For | Did Not Vote |
| 5 | Approve Remuneration of Directors in the Amount of DKK 1.17 Million for Chairman, DKK 780,000 for Vice Chairman, and DKK 390,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 6a1 | Approve Creation of DKK 151 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 6a2 | Approve Equity Plan Financing | Management | For | Did Not Vote |
| 6b | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 6c | Amend Corporate Purpose | Management | For | Did Not Vote |
| 6d | Amend Articles Re: Editorial Changes due to Merger of VP Securities A/S and VP Services A/S | Management | For | Did Not Vote |
| 6e | Amend Articles Re: Change of Standard Agenda for Annual General Meeting | Management | For | Did Not Vote |
| 6f | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
| 7a | Reelect Jukka Pertola as Member of Board | Management | For | Did Not Vote |
| 7b | Reelect Torben Nielsen as Member of Board | Management | For | Did Not Vote |
| 7c | Reelect Lene Skole as Member of Board | Management | For | Did Not Vote |
| 7d | Reelect Mari Tjomoe as Member of Board | Management | For | Did Not Vote |
| 7e | Reelect Carl-Viggo Ostlund as Member of Board | Management | For | Did Not Vote |
| 8 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
| 9 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | Did Not Vote |
| 10 | Other Business | Management | None | None |
| |
|---|
UNILEVER NV
MEETING DATE: APR 30, 2020 | TICKER: UNA SECURITY ID: N8981F289
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Discussion of the Annual Report and Accounts for the 2019 Financial Year | Management | None | None |
| 2 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Discharge of Executive Directors | Management | For | For |
| 5 | Approve Discharge of Non-Executive Directors | Management | For | For |
| 6 | Reelect N Andersen as Non-Executive Director | Management | For | For |
| 7 | Reelect L Cha as Non-Executive Director | Management | For | For |
| 8 | Reelect V Colao as Non-Executive Director | Management | For | For |
| 9 | Reelect J Hartmann as Non-Executive Director | Management | For | For |
| 10 | Reelect A Jope as Executive Director | Management | For | For |
| 11 | Reelect A Jung as Non-Executive Director | Management | For | For |
| 12 | Reelect S Kilsby as Non-Executive Director | Management | For | For |
| 13 | Reelect S Masiyiwa as Non-Executive Director | Management | For | For |
| 14 | Reelect Y Moon as Non-Executive Director | Management | For | For |
| 15 | Reelect G Pitkethly as Executive Director | Management | For | For |
| 16 | Reelect J Rishton as Director | Management | For | For |
| 17 | Reelect F Sijbesma as Director | Management | For | For |
| 18 | Ratify KPMG as Auditors | Management | For | For |
| 19 | Grant Board Authority to Issue Shares | Management | For | For |
| 20 | Authorize Board to Exclude Preemptive Rights from Share Issuances for General Corporate Purposes | Management | For | For |
| 21 | Authorize Board to Exclude Preemptive Rights from Share Issuances for Acquisition or Specified Capital Investment Purposes | Management | For | For |
| 22 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 23 | Approve Reduction in Share Capital through Cancellation of Ordinary Shares | Management | For | For |
| |
|---|
UNILEVER PLC
MEETING DATE: APR 29, 2020 | TICKER: ULVR SECURITY ID: G92087165
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Nils Andersen as Director | Management | For | For |
| 4 | Re-elect Laura Cha as Director | Management | For | For |
| 5 | Re-elect Vittorio Colao as Director | Management | For | For |
| 6 | Re-elect Dr Judith Hartmann as Director | Management | For | For |
| 7 | Re-elect Alan Jope as Director | Management | For | For |
| 8 | Re-elect Andrea Jung as Director | Management | For | For |
| 9 | Re-elect Susan Kilsby as Director | Management | For | For |
| 10 | Re-elect Strive Masiyiwa as Director | Management | For | For |
| 11 | Re-elect Youngme Moon as Director | Management | For | For |
| 12 | Re-elect Graeme Pitkethly as Director | Management | For | For |
| 13 | Re-elect John Rishton as Director | Management | For | For |
| 14 | Re-elect Feike Sijbesma as Director | Management | For | For |
| 15 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 18 | Authorise Issue of Equity | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| |
|---|
UNITED OVERSEAS BANK LIMITED (SINGAPORE)
MEETING DATE: JUN 05, 2020 | TICKER: U11 SECURITY ID: Y9T10P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Approve Final and Special Dividend | Management | For | For |
| 3 | Approve Directors' Fees | Management | For | For |
| 4 | Approve Ernst & Young LLP as Auditors and Authorize Directors to Fix Their Remuneration | Management | For | For |
| 5 | Elect Wee Ee Cheong as Director | Management | For | For |
| 6 | Elect Alexander Charles Hungate as Director | Management | For | For |
| 7 | Elect Michael Lien Jown Leam as Director | Management | For | For |
| 8 | Elect Steven Phan Swee Kim as Director | Management | For | For |
| 9 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 10 | Approve Issuance of Shares Pursuant to the UOB Scrip Dividend Scheme | Management | For | For |
| 11 | Authorize Share Repurchase Program | Management | For | For |
| |
|---|
USS CO., LTD.
MEETING DATE: JUN 23, 2020 | TICKER: 4732 SECURITY ID: J9446Z105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 29.8 | Management | For | For |
| 2.1 | Elect Director Ando, Yukihiro | Management | For | For |
| 2.2 | Elect Director Seta, Dai | Management | For | For |
| 2.3 | Elect Director Yamanaka, Masafumi | Management | For | For |
| 2.4 | Elect Director Akase, Masayuki | Management | For | For |
| 2.5 | Elect Director Ikeda, Hiromitsu | Management | For | For |
| 2.6 | Elect Director Tamura, Hitoshi | Management | For | For |
| 2.7 | Elect Director Kato, Akihiko | Management | For | For |
| 2.8 | Elect Director Takagi, Nobuko | Management | For | For |
| |
|---|
VINCI SA
MEETING DATE: JUN 18, 2020 | TICKER: DG SECURITY ID: F5879X108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.04 per Share | Management | For | For |
| 4 | Approve Stock Dividend Program | Management | For | For |
| 5 | Elect Benoit Bazin as Director | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Approve Remuneration Policy of Board Members | Management | For | For |
| 8 | Approve Remuneration Policy of Xavier Huillard, Chairman and CEO | Management | For | For |
| 9 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 10 | Approve Compensation of Xavier Huillard, Chairman and CEO | Management | For | For |
| 11 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 12 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 13 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
| 14 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Employees With Performance Conditions Attached | Management | For | For |
| 15 | Amend Article 13 of Bylaws Re: Board Members Deliberation via Written Consultation | Management | For | For |
| 16 | Amend Article 14 of Bylaws Re: Board Members Remuneration | Management | For | For |
| 17 | Amend Article 15 of Bylaws Re: Board Powers | Management | For | For |
| 18 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
WESFARMERS LIMITED
MEETING DATE: NOV 14, 2019 | TICKER: WES SECURITY ID: Q95870103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2a | Elect Vanessa Miscamble Wallace as Director | Management | For | For |
| 2b | Elect Jennifer Anne Westacott as Director | Management | For | For |
| 2c | Elect Michael (Mike) Roche as Director | Management | For | For |
| 2d | Elect Sharon Lee Warburton as Director | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Grant of Restricted Shares and Performance Shares to Robert Scott | Management | For | For |
| |
|---|
WESTPAC BANKING CORP.
MEETING DATE: DEC 12, 2019 | TICKER: WBC SECURITY ID: Q97417101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2a | Elect Nerida Caesar as Director | Management | For | Against |
| 2b | ***Withdrawn Resolution*** Elect Ewen Crouch as Director | Management | None | None |
| 2c | Elect Steven Harker as Director | Management | For | For |
| 2d | Elect Peter Marriott as Director | Management | For | Against |
| 2e | Elect Margaret Seale as Director | Management | For | For |
| 3 | ***Withdrawn Resolution*** Approve Grant of Performance Share Rights to Brian Hartzer | Management | None | None |
| 4 | Approve Remuneration Report | Management | For | Against |
| 5 | Approve Conditional Spill Resolution | Management | Against | Against |
| 6a | Approve the Amendments to the Company's Constitution | Shareholder | Against | Against |
| 6b | Approve Disclosure of Strategies and Targets for Reduction in Fossil Fuel Exposure | Shareholder | Against | Against |
| |
|---|
WHEATON PRECIOUS METALS CORP.
MEETING DATE: MAY 14, 2020 | TICKER: WPM SECURITY ID: 962879102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| a1 | Elect Director George L. Brack | Management | For | For |
| a2 | Elect Director John A. Brough | Management | For | For |
| a3 | Elect Director R. Peter Gillin | Management | For | For |
| a4 | Elect Director Chantal Gosselin | Management | For | For |
| a5 | Elect Director Douglas M. Holtby | Management | For | For |
| a6 | Elect Director Glenn Ives | Management | For | For |
| a7 | Elect Director Charles A. Jeannes | Management | For | For |
| a8 | Elect Director Eduardo Luna | Management | For | For |
| a9 | Elect Director Marilyn Schonberner | Management | For | For |
| a10 | Elect Director Randy V. J. Smallwood | Management | For | For |
| b | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| c | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
WOLTERS KLUWER NV
MEETING DATE: APR 23, 2020 | TICKER: WKL SECURITY ID: N9643A197
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2.a | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 2.b | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
| 2.c | Approve Remuneration Report | Management | For | For |
| 3.a | Adopt Financial Statements | Management | For | For |
| 3.b | Receive Explanation on Dividend Policy | Management | None | None |
| 3.c | Approve Dividends of EUR 1.18 Per Share | Management | For | For |
| 4.a | Approve Discharge of Management Board | Management | For | For |
| 4.b | Approve Discharge of Supervisory Board | Management | For | For |
| 5.a | Reelect Jeanette Horan to Supervisory Board | Management | For | For |
| 5.b | Elect Jack de Kreij to Supervisory Board | Management | For | For |
| 5.c | Elect Sophie Vandebroek to Supervisory Board | Management | For | For |
| 6 | Approve Remuneration Policy for Management Board | Management | For | For |
| 7.a | Approve Remuneration Policy for Supervisory Board | Management | For | For |
| 7.b | Amend Remuneration of Supervisory Board Members | Management | For | For |
| 8.a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
| 8.b | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10 | Authorize Cancellation of Repurchased Shares | Management | For | For |
| 11 | Other Business (Non-Voting) | Management | None | None |
| 12 | Close Meeting | Management | None | None |
VOTE SUMMARY REPORT
FIDELITY VALUE FACTOR ETF - SUB-ADVISER: GEODE
07/01/2019 - 06/30/2020
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
3M COMPANY
MEETING DATE: MAY 12, 2020 | TICKER: MMM SECURITY ID: 88579Y101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas "Tony" K. Brown | Management | For | For |
| 1b | Elect Director Pamela J. Craig | Management | For | For |
| 1c | Elect Director David B. Dillon | Management | For | For |
| 1d | Elect Director Michael L. Eskew | Management | For | For |
| 1e | Elect Director Herbert L. Henkel | Management | For | For |
| 1f | Elect Director Amy E. Hood | Management | For | For |
| 1g | Elect Director Muhtar Kent | Management | For | For |
| 1h | Elect Director Dambisa F. Moyo | Management | For | For |
| 1i | Elect Director Gregory R. Page | Management | For | For |
| 1j | Elect Director Michael F. Roman | Management | For | For |
| 1k | Elect Director Patricia A. Woertz | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Consider Pay Disparity Between Executives and Other Employees | Shareholder | Against | Against |
| |
|---|
ABBVIE INC.
MEETING DATE: MAY 08, 2020 | TICKER: ABBV SECURITY ID: 00287Y109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Alpern | Management | For | For |
| 1.2 | Elect Director Edward M. Liddy | Management | For | For |
| 1.3 | Elect Director Melody B. Meyer | Management | For | For |
| 1.4 | Elect Director Frederick H. Waddell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | Shareholder | Against | Against |
| |
|---|
ACCENTURE PLC
MEETING DATE: JAN 30, 2020 | TICKER: ACN SECURITY ID: G1151C101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jaime Ardila | Management | For | For |
| 1b | Elect Director Herbert Hainer | Management | For | For |
| 1c | Elect Director Nancy McKinstry | Management | For | For |
| 1d | Elect Director Gilles C. Pelisson | Management | For | For |
| 1e | Elect Director Paula A. Price | Management | For | For |
| 1f | Elect Director Venkata (Murthy) Renduchintala | Management | For | For |
| 1g | Elect Director David Rowland | Management | For | For |
| 1h | Elect Director Arun Sarin | Management | For | For |
| 1i | Elect Director Julie Sweet | Management | For | For |
| 1j | Elect Director Frank K. Tang | Management | For | For |
| 1k | Elect Director Tracey T. Travis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Board to Allot and Issue Shares | Management | For | For |
| 6 | Authorize Board to Opt-Out of Statutory Pre-Emption Rights | Management | For | For |
| 7 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| |
|---|
AERCAP HOLDINGS NV
MEETING DATE: APR 22, 2020 | TICKER: AER SECURITY ID: N00985106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Adopt Financial Statements | Management | For | For |
| 4 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 5 | Approve Discharge of Management Board | Management | For | For |
| 6.a | Reelect Paul T. Dacier as Non-Executive Director | Management | For | For |
| 6.b | Reelect Richard M. Gradon as Non-Executive Director | Management | For | For |
| 6.c | Reelect Robert G. Warden as Non-Executive Director | Management | For | For |
| 7 | Appoint Peter L. Juhas to Represent the Management in Case All Directors are Absent or Prevented from Acting | Management | For | For |
| 8 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 9.a | Grant Board Authority to Issue Shares | Management | For | For |
| 9.b | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 9.a | Management | For | For |
| 9.c | Grant Board Authority to Issue Additional Shares | Management | For | For |
| 9.d | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 9.c | Management | For | For |
| 10.a | Authorize Repurchase of Shares | Management | For | For |
| 10.b | Conditional Authorization to Repurchase Additional Shares | Management | For | For |
| 11 | Approve Reduction in Share Capital through Cancellation of Shares | Management | For | For |
| 12 | Allow Questions | Management | None | None |
| 13 | Close Meeting | Management | None | None |
| |
|---|
ALLIANCE DATA SYSTEMS CORPORATION
MEETING DATE: JUN 09, 2020 | TICKER: ADS SECURITY ID: 018581108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ralph J. Andretta | Management | For | For |
| 1.2 | Elect Director Roger H. Ballou | Management | For | For |
| 1.3 | Elect Director John C. Gerspach, Jr. | Management | For | For |
| 1.4 | Elect Director Rajesh Natarajan | Management | For | For |
| 1.5 | Elect Director Timothy J. Theriault | Management | For | For |
| 1.6 | Elect Director Laurie A. Tucker | Management | For | For |
| 1.7 | Elect Director Sharen J. Turney | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
ALPHABET INC.
MEETING DATE: JUN 03, 2020 | TICKER: GOOGL SECURITY ID: 02079K305
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Sundar Pichai | Management | For | For |
| 1.4 | Elect Director John L. Hennessy | Management | For | For |
| 1.5 | Elect Director Frances H. Arnold | Management | For | For |
| 1.6 | Elect Director L. John Doerr | Management | For | Withhold |
| 1.7 | Elect Director Roger W. Ferguson Jr. | Management | For | For |
| 1.8 | Elect Director Ann Mather | Management | For | For |
| 1.9 | Elect Director Alan R. Mulally | Management | For | Withhold |
| 1.10 | Elect Director K. Ram Shiram | Management | For | Withhold |
| 1.11 | Elect Director Robin L. Washington | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 6 | Report on Arbitration of Employment-Related Claims | Shareholder | Against | For |
| 7 | Establish Human Rights Risk Oversight Committee | Shareholder | Against | For |
| 8 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| 9 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | For |
| 10 | Report on Takedown Requests | Shareholder | Against | For |
| 11 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 12 | Report on Gender/Racial Pay Gap | Shareholder | Against | Against |
| 13 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Shareholder | Against | Against |
| 14 | Report on Whistleblower Policies and Practices | Shareholder | Against | Against |
| |
|---|
ALTRIA GROUP, INC.
MEETING DATE: MAY 14, 2020 | TICKER: MO SECURITY ID: 02209S103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John T. Casteen, III | Management | For | For |
| 1b | Elect Director Dinyar S. Devitre | Management | For | For |
| 1c | Elect Director Thomas F. Farrell, II | Management | For | For |
| 1d | Elect Director Debra J. Kelly-Ennis | Management | For | For |
| 1e | Elect Director W. Leo Kiely, III | Management | For | For |
| 1f | Elect Director Kathryn B. McQuade | Management | For | For |
| 1g | Elect Director George Munoz | Management | For | For |
| 1h | Elect Director Mark E. Newman | Management | For | For |
| 1i | Elect Director Nabil Y. Sakkab | Management | For | For |
| 1j | Elect Director Virginia E. Shanks | Management | For | For |
| 1k | Elect Director Howard A. Willard, III *Withdrawn Resolution* | Management | None | None |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 6 | Report on Underage Tobacco Prevention Policies | Shareholder | Against | For |
| |
|---|
AMAZON.COM, INC.
MEETING DATE: MAY 27, 2020 | TICKER: AMZN SECURITY ID: 023135106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jeffrey P. Bezos | Management | For | For |
| 1b | Elect Director Rosalind G. Brewer | Management | For | For |
| 1c | Elect Director Jamie S. Gorelick | Management | For | For |
| 1d | Elect Director Daniel P. Huttenlocher | Management | For | For |
| 1e | Elect Director Judith A. McGrath | Management | For | For |
| 1f | Elect Director Indra K. Nooyi | Management | For | For |
| 1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1h | Elect Director Thomas O. Ryder | Management | For | For |
| 1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 1j | Elect Director Wendell P. Weeks | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
| 5 | Report on Management of Food Waste | Shareholder | Against | Against |
| 6 | Report on Customers' Use of its Surveillance and Computer Vision Products or Cloud-Based Services | Shareholder | Against | For |
| 7 | Report on Potential Human Rights Impacts of Customers' Use of Rekognition | Shareholder | Against | For |
| 8 | Report on Products Promoting Hate Speech and Sales of Offensive Products | Shareholder | Against | For |
| 9 | Require Independent Board Chairman | Shareholder | Against | Against |
| 10 | Report on Global Median Gender/Racial Pay Gap | Shareholder | Against | Against |
| 11 | Report on Reducing Environmental and Health Harms to Communities of Color | Shareholder | Against | Against |
| 12 | Report on Viewpoint Discrimination | Shareholder | Against | Against |
| 13 | Report on Promotion Velocity | Shareholder | Against | Against |
| 14 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| 15 | Human Rights Risk Assessment | Shareholder | Against | Against |
| 16 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| |
|---|
ANTHEM, INC.
MEETING DATE: MAY 21, 2020 | TICKER: ANTM SECURITY ID: 036752103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gail K. Boudreaux | Management | For | For |
| 1.2 | Elect Director R. Kerry Clark | Management | For | For |
| 1.3 | Elect Director Robert L. Dixon, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| |
|---|
APPLE INC.
MEETING DATE: FEB 26, 2020 | TICKER: AAPL SECURITY ID: 037833100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James Bell | Management | For | For |
| 1b | Elect Director Tim Cook | Management | For | For |
| 1c | Elect Director Al Gore | Management | For | For |
| 1d | Elect Director Andrea Jung | Management | For | For |
| 1e | Elect Director Art Levinson | Management | For | For |
| 1f | Elect Director Ron Sugar | Management | For | For |
| 1g | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Proxy Access Amendments | Shareholder | Against | Against |
| 5 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 6 | Report on Freedom of Expression and Access to Information Policies | Shareholder | Against | For |
| |
|---|
AT&T INC.
MEETING DATE: APR 24, 2020 | TICKER: T SECURITY ID: 00206R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Randall L. Stephenson | Management | For | For |
| 1.2 | Elect Director Samuel A. Di Piazza, Jr. | Management | For | For |
| 1.3 | Elect Director Richard W. Fisher | Management | For | For |
| 1.4 | Elect Director Scott T. Ford | Management | For | For |
| 1.5 | Elect Director Glenn H. Hutchins | Management | For | For |
| 1.6 | Elect Director William E. Kennard | Management | For | For |
| 1.7 | Elect Director Debra L. Lee | Management | For | For |
| 1.8 | Elect Director Stephen J. Luczo | Management | For | For |
| 1.9 | Elect Director Michael B. McCallister | Management | For | For |
| 1.10 | Elect Director Beth E. Mooney | Management | For | For |
| 1.11 | Elect Director Matthew K. Rose | Management | For | For |
| 1.12 | Elect Director Cynthia B. Taylor | Management | For | For |
| 1.13 | Elect Director Geoffrey Y. Yang | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Approve Nomination of Employee Representative Director | Shareholder | Against | Against |
| 6 | Improve Guiding Principles of Executive Compensation | Shareholder | Against | Against |
| |
|---|
BANK OF AMERICA CORPORATION
MEETING DATE: APR 22, 2020 | TICKER: BAC SECURITY ID: 060505104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sharon L. Allen | Management | For | For |
| 1b | Elect Director Susan S. Bies | Management | For | For |
| 1c | Elect Director Jack O. Bovender, Jr. | Management | For | For |
| 1d | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 1e | Elect Director Pierre J.P. de Weck | Management | For | For |
| 1f | Elect Director Arnold W. Donald | Management | For | For |
| 1g | Elect Director Linda P. Hudson | Management | For | For |
| 1h | Elect Director Monica C. Lozano | Management | For | For |
| 1i | Elect Director Thomas J. May | Management | For | For |
| 1j | Elect Director Brian T. Moynihan | Management | For | For |
| 1k | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1l | Elect Director Denise L. Ramos | Management | For | For |
| 1m | Elect Director Clayton S. Rose | Management | For | For |
| 1n | Elect Director Michael D. White | Management | For | For |
| 1o | Elect Director Thomas D. Woods | Management | For | For |
| 1p | Elect Director R. David Yost | Management | For | For |
| 1q | Elect Director Maria T. Zuber | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 6 | Report on Gender Pay Gap | Shareholder | Against | Against |
| 7 | Review of Statement of the Purpose of a Corporation and Report on Recommended Changes to Governance Documents, Policies, and Practices | Shareholder | Against | Against |
| |
|---|
BERKSHIRE HATHAWAY INC.
MEETING DATE: MAY 02, 2020 | TICKER: BRK.B SECURITY ID: 084670702
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Warren E. Buffett | Management | For | For |
| 1.2 | Elect Director Charles T. Munger | Management | For | For |
| 1.3 | Elect Director Gregory E. Abel | Management | For | For |
| 1.4 | Elect Director Howard G. Buffett | Management | For | For |
| 1.5 | Elect Director Stephen B. Burke | Management | For | For |
| 1.6 | Elect Director Kenneth I. Chenault | Management | For | For |
| 1.7 | Elect Director Susan L. Decker | Management | For | For |
| 1.8 | Elect Director David S. Gottesman | Management | For | For |
| 1.9 | Elect Director Charlotte Guyman | Management | For | For |
| 1.10 | Elect Director Ajit Jain | Management | For | For |
| 1.11 | Elect Director Thomas S. Murphy | Management | For | For |
| 1.12 | Elect Director Ronald L. Olson | Management | For | For |
| 1.13 | Elect Director Walter Scott, Jr. | Management | For | For |
| 1.14 | Elect Director Meryl B. Witmer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Adopt a Policy on Board Diversity | Shareholder | Against | Against |
| |
|---|
BIOGEN INC.
MEETING DATE: JUN 03, 2020 | TICKER: BIIB SECURITY ID: 09062X103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Alexander J. Denner | Management | For | For |
| 1b | Elect Director Caroline D. Dorsa | Management | For | For |
| 1c | Elect Director William A. Hawkins | Management | For | For |
| 1d | Elect Director Nancy L. Leaming | Management | For | For |
| 1e | Elect Director Jesus B. Mantas | Management | For | For |
| 1f | Elect Director Richard C. Mulligan | Management | For | For |
| 1g | Elect Director Robert W. Pangia | Management | For | For |
| 1h | Elect Director Stelios Papadopoulos | Management | For | For |
| 1i | Elect Director Brian S. Posner | Management | For | For |
| 1j | Elect Director Eric K. Rowinsky | Management | For | For |
| 1k | Elect Director Stephen A. Sherwin | Management | For | For |
| 1l | Elect Director Michel Vounatsos | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BRIGHTHOUSE FINANCIAL, INC.
MEETING DATE: JUN 10, 2020 | TICKER: BHF SECURITY ID: 10922N103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Irene Chang Britt | Management | For | Withhold |
| 1b | Elect Director C. Edward (Chuck) Chaplin | Management | For | For |
| 1c | Elect Director Eileen A. Mallesch | Management | For | Withhold |
| 1d | Elect Director Margaret M. (Meg) McCarthy | Management | For | For |
| 1e | Elect Director Diane E. Offereins | Management | For | Withhold |
| 1f | Elect Director Patrick J. (Pat) Shouvlin | Management | For | For |
| 1g | Elect Director Eric T. Steigerwalt | Management | For | For |
| 1h | Elect Director Paul M. Wetzel | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
BRISTOL-MYERS SQUIBB COMPANY
MEETING DATE: MAY 05, 2020 | TICKER: BMY SECURITY ID: 110122108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Peter J. Arduini | Management | For | For |
| 1B | Elect Director Robert Bertolini | Management | For | For |
| 1C | Elect Director Michael W. Bonney | Management | For | For |
| 1D | Elect Director Giovanni Caforio | Management | For | For |
| 1E | Elect Director Matthew W. Emmens | Management | For | For |
| 1F | Elect Director Julia A. Haller | Management | For | For |
| 1G | Elect Director Dinesh C. Paliwal | Management | For | For |
| 1H | Elect Director Theodore R. Samuels | Management | For | For |
| 1I | Elect Director Vicki L. Sato | Management | For | For |
| 1J | Elect Director Gerald L. Storch | Management | For | For |
| 1K | Elect Director Karen H. Vousden | Management | For | For |
| 1L | Elect Director Phyllis R. Yale | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
BRIXMOR PROPERTY GROUP INC.
MEETING DATE: APR 28, 2020 | TICKER: BRX SECURITY ID: 11120U105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James M. Taylor, Jr. | Management | For | For |
| 1.2 | Elect Director John G. Schreiber | Management | For | For |
| 1.3 | Elect Director Michael Berman | Management | For | For |
| 1.4 | Elect Director Julie Bowerman | Management | For | For |
| 1.5 | Elect Director Sheryl M. Crosland | Management | For | For |
| 1.6 | Elect Director Thomas W. Dickson | Management | For | For |
| 1.7 | Elect Director Daniel B. Hurwitz | Management | For | For |
| 1.8 | Elect Director William D. Rahm | Management | For | For |
| 1.9 | Elect Director Gabrielle Sulzberger | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
CAPITAL ONE FINANCIAL CORPORATION
MEETING DATE: APR 30, 2020 | TICKER: COF SECURITY ID: 14040H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard D. Fairbank | Management | For | For |
| 1b | Elect Director Aparna Chennapragada | Management | For | For |
| 1c | Elect Director Ann Fritz Hackett | Management | For | For |
| 1d | Elect Director Peter Thomas Killalea | Management | For | For |
| 1e | Elect Director Cornelis "Eli" Leenaars | Management | For | For |
| 1f | Elect Director Pierre E. Leroy | Management | For | For |
| 1g | Elect Director Francois Locoh-Donou | Management | For | For |
| 1h | Elect Director Peter E. Raskind | Management | For | For |
| 1i | Elect Director Eileen Serra | Management | For | For |
| 1j | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 1k | Elect Director Bradford H. Warner | Management | For | For |
| 1l | Elect Director Catherine G. West | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Provide Right to Act by Written Consent | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
CARDINAL HEALTH, INC.
MEETING DATE: NOV 06, 2019 | TICKER: CAH SECURITY ID: 14149Y108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Colleen F. Arnold | Management | For | For |
| 1.2 | Elect Director Carrie S. Cox | Management | For | For |
| 1.3 | Elect Director Calvin Darden | Management | For | For |
| 1.4 | Elect Director Bruce L. Downey | Management | For | For |
| 1.5 | Elect Director Patricia A. Hemingway Hall | Management | For | For |
| 1.6 | Elect Director Akhil Johri | Management | For | For |
| 1.7 | Elect Director Michael C. Kaufmann | Management | For | For |
| 1.8 | Elect Director Gregory B. Kenny | Management | For | For |
| 1.9 | Elect Director Nancy Killefer | Management | For | For |
| 1.10 | Elect Director J. Michael Losh | Management | For | For |
| 1.11 | Elect Director Dean A. Scarborough | Management | For | For |
| 1.12 | Elect Director John H. Weiland | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CATERPILLAR INC.
MEETING DATE: JUN 10, 2020 | TICKER: CAT SECURITY ID: 149123101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kelly A. Ayotte | Management | For | For |
| 1.2 | Elect Director David L. Calhoun | Management | For | For |
| 1.3 | Elect Director Daniel M. Dickinson | Management | For | For |
| 1.4 | Elect Director Juan Gallardo | Management | For | For |
| 1.5 | Elect Director William A. Osborn | Management | For | For |
| 1.6 | Elect Director Debra L. Reed-Klages | Management | For | For |
| 1.7 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1.8 | Elect Director Susan C. Schwab | Management | For | For |
| 1.9 | Elect Director D. James Umpleby, III | Management | For | For |
| 1.10 | Elect Director Miles D. White | Management | For | For |
| 1.11 | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 5 | Require Independent Board Chair | Shareholder | Against | Against |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
CBRE GROUP, INC.
MEETING DATE: MAY 14, 2020 | TICKER: CBRE SECURITY ID: 12504L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Brandon B. Boze | Management | For | For |
| 1b | Elect Director Beth F. Cobert | Management | For | For |
| 1c | Elect Director Curtis F. Feeny | Management | For | For |
| 1d | Elect Director Reginald H. Gilyard | Management | For | For |
| 1e | Elect Director Shira D. Goodman | Management | For | For |
| 1f | Elect Director Christopher T. Jenny | Management | For | For |
| 1g | Elect Director Gerardo I. Lopez | Management | For | For |
| 1h | Elect Director Robert E. Sulentic | Management | For | For |
| 1i | Elect Director Laura D. Tyson | Management | For | For |
| 1j | Elect Director Ray Wirta | Management | For | For |
| 1k | Elect Director Sanjiv Yajnik | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| |
|---|
CELANESE CORPORATION
MEETING DATE: APR 16, 2020 | TICKER: CE SECURITY ID: 150870103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jean S. Blackwell | Management | For | For |
| 1b | Elect Director William M. Brown | Management | For | For |
| 1c | Elect Director Edward G. Galante | Management | For | For |
| 1d | Elect Director Kathryn M. Hill | Management | For | For |
| 1e | Elect Director David F. Hoffmeister | Management | For | For |
| 1f | Elect Director Jay V. Ihlenfeld | Management | For | For |
| 1g | Elect Director Mark C. Rohr | Management | For | For |
| 1h | Elect Director Kim K. W. Rucker | Management | For | For |
| 1i | Elect Director Lori J. Ryerkerk | Management | For | For |
| 1j | Elect Director John K. Wulff | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CHEVRON CORPORATION
MEETING DATE: MAY 27, 2020 | TICKER: CVX SECURITY ID: 166764100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Wanda M. Austin | Management | For | For |
| 1b | Elect Director John B. Frank | Management | For | For |
| 1c | Elect Director Alice P. Gast | Management | For | For |
| 1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1e | Elect Director Charles W. Moorman, IV | Management | For | For |
| 1f | Elect Director Dambisa F. Moyo | Management | For | For |
| 1g | Elect Director Debra Reed-Klages | Management | For | For |
| 1h | Elect Director Ronald D. Sugar | Management | For | For |
| 1i | Elect Director D. James Umpleby, III | Management | For | For |
| 1j | Elect Director Michael K. Wirth | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 5 | Establish Board Committee on Climate Risk | Shareholder | Against | Against |
| 6 | Report on Climate Lobbying Aligned with Paris Agreement Goals | Shareholder | Against | For |
| 7 | Report on Petrochemical Risk | Shareholder | Against | For |
| 8 | Report on Human Rights Practices | Shareholder | Against | Against |
| 9 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| 10 | Require Independent Board Chair | Shareholder | Against | Against |
| |
|---|
CITIGROUP INC.
MEETING DATE: APR 21, 2020 | TICKER: C SECURITY ID: 172967424
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael L. Corbat | Management | For | For |
| 1b | Elect Director Ellen M. Costello | Management | For | For |
| 1c | Elect Director Grace E. Dailey | Management | For | For |
| 1d | Elect Director Barbara J. Desoer | Management | For | For |
| 1e | Elect Director John C. Dugan | Management | For | For |
| 1f | Elect Director Duncan P. Hennes | Management | For | For |
| 1g | Elect Director Peter B. Henry | Management | For | For |
| 1h | Elect Director S. Leslie Ireland | Management | For | For |
| 1i | Elect Director Lew W. (Jay) Jacobs, IV | Management | For | For |
| 1j | Elect Director Renee J. James | Management | For | For |
| 1k | Elect Director Gary M. Reiner | Management | For | For |
| 1l | Elect Director Diana L. Taylor | Management | For | For |
| 1m | Elect Director James S. Turley | Management | For | For |
| 1n | Elect Director Deborah C. Wright | Management | For | For |
| 1o | Elect Director Alexander R. Wynaendts | Management | For | For |
| 1p | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Proxy Access Right | Shareholder | Against | Against |
| 6 | Review on Governance Documents | Shareholder | Against | Against |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| |
|---|
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
MEETING DATE: JUN 02, 2020 | TICKER: CTSH SECURITY ID: 192446102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Zein Abdalla | Management | For | For |
| 1b | Elect Director Vinita Bali | Management | For | For |
| 1c | Elect Director Maureen Breakiron-Evans | Management | For | For |
| 1d | Elect Director Archana Deskus | Management | For | For |
| 1e | Elect Director John M. Dineen | Management | For | For |
| 1f | Elect Director John N. Fox, Jr. | Management | For | For |
| 1g | Elect Director Brian Humphries | Management | For | For |
| 1h | Elect Director Leo S. Mackay, Jr. | Management | For | For |
| 1i | Elect Director Michael Patsalos-Fox | Management | For | For |
| 1j | Elect Director Joseph M. Velli | Management | For | For |
| 1k | Elect Director Sandra S. Wijnberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
COMCAST CORPORATION
MEETING DATE: JUN 03, 2020 | TICKER: CMCSA SECURITY ID: 20030N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Director Madeline S. Bell | Management | For | For |
| 1.3 | Elect Director Naomi M. Bergman | Management | For | For |
| 1.4 | Elect Director Edward D. Breen | Management | For | Withhold |
| 1.5 | Elect Director Gerald L. Hassell | Management | For | Withhold |
| 1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.7 | Elect Director Maritza G. Montiel | Management | For | For |
| 1.8 | Elect Director Asuka Nakahara | Management | For | For |
| 1.9 | Elect Director David C. Novak | Management | For | Withhold |
| 1.10 | Elect Director Brian L. Roberts | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | Against |
| 4 | Amend Restricted Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 7 | Require Independent Board Chair | Shareholder | Against | Against |
| 8 | Report on Risks Posed by Failing to Prevent Sexual Harassment | Shareholder | Against | Against |
| |
|---|
CONOCOPHILLIPS
MEETING DATE: MAY 12, 2020 | TICKER: COP SECURITY ID: 20825C104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Charles E. Bunch | Management | For | For |
| 1b | Elect Director Caroline Maury Devine | Management | For | For |
| 1c | Elect Director John V. Faraci | Management | For | For |
| 1d | Elect Director Jody Freeman | Management | For | For |
| 1e | Elect Director Gay Huey Evans | Management | For | For |
| 1f | Elect Director Jeffrey A. Joerres | Management | For | For |
| 1g | Elect Director Ryan M. Lance | Management | For | For |
| 1h | Elect Director William H. McRaven | Management | For | For |
| 1i | Elect Director Sharmila Mulligan | Management | For | For |
| 1j | Elect Director Arjun N. Murti | Management | For | For |
| 1k | Elect Director Robert A. Niblock | Management | For | For |
| 1l | Elect Director David T. Seaton | Management | For | For |
| 1m | Elect Director R. A. Walker | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CONSOLIDATED EDISON, INC.
MEETING DATE: MAY 18, 2020 | TICKER: ED SECURITY ID: 209115104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George Campbell, Jr. | Management | For | For |
| 1.2 | Elect Director Ellen V. Futter | Management | For | For |
| 1.3 | Elect Director John F. Killian | Management | For | For |
| 1.4 | Elect Director John McAvoy | Management | For | For |
| 1.5 | Elect Director William J. Mulrow | Management | For | For |
| 1.6 | Elect Director Armando J. Olivera | Management | For | For |
| 1.7 | Elect Director Michael W. Ranger | Management | For | For |
| 1.8 | Elect Director Linda S. Sanford | Management | For | For |
| 1.9 | Elect Director Deirdre Stanley | Management | For | For |
| 1.10 | Elect Director L. Frederick Sutherland | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CUMMINS INC.
MEETING DATE: MAY 12, 2020 | TICKER: CMI SECURITY ID: 231021106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director N. Thomas Linebarger | Management | For | For |
| 2 | Elect Director Robert J. Bernhard | Management | For | For |
| 3 | Elect Director Franklin R. Chang Diaz | Management | For | For |
| 4 | Elect Director Bruno V. Di Leo Allen | Management | For | For |
| 5 | Elect Director Stephen B. Dobbs | Management | For | For |
| 6 | Elect Director Robert K. Herdman | Management | For | For |
| 7 | Elect Director Alexis M. Herman | Management | For | For |
| 8 | Elect Director Thomas J. Lynch | Management | For | For |
| 9 | Elect Director William I. Miller | Management | For | For |
| 10 | Elect Director Georgia R. Nelson | Management | For | For |
| 11 | Elect Director Karen H. Quintos | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 14 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| |
|---|
CVS HEALTH CORPORATION
MEETING DATE: MAY 14, 2020 | TICKER: CVS SECURITY ID: 126650100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Fernando Aguirre | Management | For | For |
| 1b | Elect Director C. David Brown, II | Management | For | For |
| 1c | Elect Director Alecia A. DeCoudreaux | Management | For | For |
| 1d | Elect Director Nancy-Ann M. DeParle | Management | For | For |
| 1e | Elect Director David W. Dorman | Management | For | For |
| 1f | Elect Director Roger N. Farah | Management | For | For |
| 1g | Elect Director Anne M. Finucane | Management | For | For |
| 1h | Elect Director Edward J. Ludwig | Management | For | For |
| 1i | Elect Director Larry J. Merlo | Management | For | For |
| 1j | Elect Director Jean-Pierre Millon | Management | For | For |
| 1k | Elect Director Mary L. Schapiro | Management | For | For |
| 1l | Elect Director William C. Weldon | Management | For | For |
| 1m | Elect Director Tony L. White | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Amend Shareholder Written Consent Provisions | Shareholder | Against | Against |
| 7 | Require Independent Board Chairman | Shareholder | Against | For |
| |
|---|
DELTA AIR LINES, INC.
MEETING DATE: JUN 18, 2020 | TICKER: DAL SECURITY ID: 247361702
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Edward H. Bastian | Management | For | For |
| 1b | Elect Director Francis S. Blake | Management | For | For |
| 1c | Elect Director Ashton B. Carter | Management | For | For |
| 1d | Elect Director David G. DeWalt | Management | For | For |
| 1e | Elect Director William H. Easter, III | Management | For | For |
| 1f | Elect Director Christopher A. Hazleton | Management | For | For |
| 1g | Elect Director Michael P. Huerta | Management | For | For |
| 1h | Elect Director Jeanne P. Jackson | Management | For | For |
| 1i | Elect Director George N. Mattson | Management | For | For |
| 1j | Elect Director Sergio A. L. Rial | Management | For | For |
| 1k | Elect Director David S. Taylor | Management | For | For |
| 1l | Elect Director Kathy N. Waller | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 5 | Report on Climate Lobbying | Shareholder | Against | For |
| 6 | Report on Political Contributions | Shareholder | Against | For |
| 7 | Report on Sexual Harassment Policy | Shareholder | Against | Against |
| |
|---|
DISCOVER FINANCIAL SERVICES
MEETING DATE: MAY 14, 2020 | TICKER: DFS SECURITY ID: 254709108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey S. Aronin | Management | For | For |
| 1.2 | Elect Director Mary K. Bush | Management | For | For |
| 1.3 | Elect Director Gregory C. Case | Management | For | For |
| 1.4 | Elect Director Candace H. Duncan | Management | For | For |
| 1.5 | Elect Director Joseph F. Eazor | Management | For | For |
| 1.6 | Elect Director Cynthia A. Glassman | Management | For | For |
| 1.7 | Elect Director Roger C. Hochschild | Management | For | For |
| 1.8 | Elect Director Thomas G. Maheras | Management | For | For |
| 1.9 | Elect Director Michael H. Moskow | Management | For | For |
| 1.10 | Elect Director Mark A. Thierer | Management | For | For |
| 1.11 | Elect Director Lawrence A. Weinbach - Withdrawn Resolution | Management | None | None |
| 1.12 | Elect Director Jennifer L. Wong | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
DISCOVERY, INC.
MEETING DATE: JUN 18, 2020 | TICKER: DISCA SECURITY ID: 25470F104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert R. Bennett | Management | For | Withhold |
| 1.2 | Elect Director John C. Malone | Management | For | Withhold |
| 1.3 | Elect Director David M. Zaslav | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Adopt Simple Majority Vote | Shareholder | Against | For |
| |
|---|
DUKE ENERGY CORPORATION
MEETING DATE: MAY 07, 2020 | TICKER: DUK SECURITY ID: 26441C204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael G. Browning | Management | For | For |
| 1.2 | Elect Director Annette K. Clayton | Management | For | For |
| 1.3 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
| 1.4 | Elect Director Robert M. Davis | Management | For | For |
| 1.5 | Elect Director Daniel R. DiMicco | Management | For | For |
| 1.6 | Elect Director Nicholas C. Fanandakis | Management | For | For |
| 1.7 | Elect Director Lynn J. Good | Management | For | For |
| 1.8 | Elect Director John T. Herron | Management | For | For |
| 1.9 | Elect Director William E. Kennard | Management | For | For |
| 1.10 | Elect Director E. Marie McKee | Management | For | For |
| 1.11 | Elect Director Marya M. Rose | Management | For | For |
| 1.12 | Elect Director Thomas E. Skains | Management | For | For |
| 1.13 | Elect Director William E. Webster, Jr. | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Eliminate Supermajority Vote Requirement | Shareholder | None | For |
| 6 | Report on Political Contributions | Shareholder | Against | For |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| |
|---|
DUPONT DE NEMOURS, INC.
MEETING DATE: MAY 27, 2020 | TICKER: DD SECURITY ID: 26614N102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Amy G. Brady | Management | For | For |
| 1b | Elect Director Edward D. Breen | Management | For | For |
| 1c | Elect Director Ruby R. Chandy | Management | For | For |
| 1d | Elect Director Franklin K. Clyburn, Jr. | Management | For | For |
| 1e | Elect Director Terrence R. Curtin | Management | For | For |
| 1f | Elect Director Alexander M. Cutler | Management | For | For |
| 1g | Elect Director Eleuthere I. du Pont | Management | For | For |
| 1h | Elect Director Rajiv L. Gupta | Management | For | For |
| 1i | Elect Director Luther C. Kissam | Management | For | For |
| 1j | Elect Director Frederick M. Lowery | Management | For | For |
| 1k | Elect Director Raymond J. Milchovich | Management | For | For |
| 1l | Elect Director Steven M. Sterin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| 6 | Approve Creation of an Employee Board Advisory Position | Shareholder | Against | Against |
| |
|---|
DXC TECHNOLOGY COMPANY
MEETING DATE: AUG 15, 2019 | TICKER: DXC SECURITY ID: 23355L106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mukesh Aghi | Management | For | For |
| 1b | Elect Director Amy E. Alving | Management | For | For |
| 1c | Elect Director David L. Herzog | Management | For | For |
| 1d | Elect Director Sachin Lawande | Management | For | For |
| 1e | Elect Director J. Michael Lawrie | Management | For | For |
| 1f | Elect Director Mary L. Krakauer | Management | For | For |
| 1g | Elect Director Julio A. Portalatin | Management | For | For |
| 1h | Elect Director Peter Rutland | Management | For | For |
| 1i | Elect Director Michael J. Salvino | Management | For | For |
| 1j | Elect Director Manoj P. Singh | Management | For | For |
| 1k | Elect Director Robert F. Woods | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EATON CORPORATION PLC
MEETING DATE: APR 22, 2020 | TICKER: ETN SECURITY ID: G29183103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Craig Arnold | Management | For | For |
| 1b | Elect Director Christopher M. Connor | Management | For | For |
| 1c | Elect Director Michael J. Critelli | Management | For | For |
| 1d | Elect Director Richard H. Fearon | Management | For | For |
| 1e | Elect Director Olivier Leonetti | Management | For | For |
| 1f | Elect Director Deborah L. McCoy | Management | For | For |
| 1g | Elect Director Silvio Napoli | Management | For | For |
| 1h | Elect Director Gregory R. Page | Management | For | For |
| 1i | Elect Director Sandra Pianalto | Management | For | For |
| 1j | Elect Director Lori J. Ryerkerk | Management | For | For |
| 1k | Elect Director Gerald B. Smith | Management | For | For |
| 1l | Elect Director Dorothy C. Thompson | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | For |
| 6 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For |
| 7 | Authorize Share Repurchase of Issued Share Capital | Management | For | For |
| |
|---|
EPR PROPERTIES
MEETING DATE: MAY 29, 2020 | TICKER: EPR SECURITY ID: 26884U109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barrett Brady | Management | For | For |
| 1.2 | Elect Director Peter C. Brown | Management | For | For |
| 1.3 | Elect Director James B. Connor | Management | For | For |
| 1.4 | Elect Director Robert J. Druten | Management | For | For |
| 1.5 | Elect Director Gregory K. Silvers | Management | For | For |
| 1.6 | Elect Director Robin P. Sterneck | Management | For | For |
| 1.7 | Elect Director Virginia E. Shanks | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Declaration of Trust to Permit the Company to Redeem Securities Held by an Unsuitable Shareholder | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
EQUITABLE HOLDINGS, INC.
MEETING DATE: MAY 20, 2020 | TICKER: EQH SECURITY ID: 29452E101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel G. Kaye | Management | For | For |
| 1.2 | Elect Director Joan Lamm-Tennant | Management | For | For |
| 1.3 | Elect Director Kristi A. Matus | Management | For | Withhold |
| 1.4 | Elect Director Ramon de Oliveira | Management | For | For |
| 1.5 | Elect Director Mark Pearson | Management | For | For |
| 1.6 | Elect Director Bertram L. Scott | Management | For | Withhold |
| 1.7 | Elect Director George Stansfield | Management | For | For |
| 1.8 | Elect Director Charles G.T. Stonehill | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
EXELON CORPORATION
MEETING DATE: APR 28, 2020 | TICKER: EXC SECURITY ID: 30161N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Anthony Anderson | Management | For | For |
| 1b | Elect Director Ann Berzin | Management | For | For |
| 1c | Elect Director Laurie Brlas | Management | For | For |
| 1d | Elect Director Christopher M. Crane | Management | For | For |
| 1e | Elect Director Yves C. de Balmann | Management | For | For |
| 1f | Elect Director Nicholas DeBenedictis | Management | For | For |
| 1g | Elect Director Linda P. Jojo | Management | For | For |
| 1h | Elect Director Paul Joskow | Management | For | For |
| 1i | Elect Director Robert J. Lawless | Management | For | For |
| 1j | Elect Director John Richardson | Management | For | For |
| 1k | Elect Director Mayo Shattuck, III | Management | For | For |
| 1l | Elect Director John F. Young | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
EXXON MOBIL CORPORATION
MEETING DATE: MAY 27, 2020 | TICKER: XOM SECURITY ID: 30231G102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Susan K. Avery | Management | For | For |
| 1.2 | Elect Director Angela F. Braly | Management | For | For |
| 1.3 | Elect Director Ursula M. Burns | Management | For | For |
| 1.4 | Elect Director Kenneth C. Frazier | Management | For | For |
| 1.5 | Elect Director Joseph L. Hooley | Management | For | For |
| 1.6 | Elect Director Steven A. Kandarian | Management | For | For |
| 1.7 | Elect Director Douglas R. Oberhelman | Management | For | For |
| 1.8 | Elect Director Samuel J. Palmisano | Management | For | For |
| 1.9 | Elect Director William C. Weldon | Management | For | For |
| 1.10 | Elect Director Darren W. Woods | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chair | Shareholder | Against | Against |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| 6 | Report on Costs & Benefits of Climate-Related Expenditures | Shareholder | Against | Against |
| 7 | Report on Risks of Petrochemical Operations in Flood Prone Areas | Shareholder | Against | Against |
| 8 | Report on Political Contributions | Shareholder | Against | For |
| 9 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| |
|---|
FACEBOOK, INC.
MEETING DATE: MAY 27, 2020 | TICKER: FB SECURITY ID: 30303M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peggy Alford | Management | For | For |
| 1.2 | Elect Director Marc L. Andreessen | Management | For | Withhold |
| 1.3 | Elect Director Andrew W. Houston | Management | For | For |
| 1.4 | Elect Director Nancy Killefer | Management | For | For |
| 1.5 | Elect Director Robert M. Kimmitt | Management | For | For |
| 1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1.7 | Elect Director Peter A. Thiel | Management | For | Withhold |
| 1.8 | Elect Director Tracey T. Travis | Management | For | For |
| 1.9 | Elect Director Mark Zuckerberg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Non-Employee Director Compensation Policy | Management | For | Against |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Require Independent Board Chair | Shareholder | Against | For |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 7 | Report on Political Advertising | Shareholder | Against | For |
| 8 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Shareholder | Against | Against |
| 9 | Report on Civil and Human Rights Risk Assessment | Shareholder | Against | Against |
| 10 | Report on Online Child Sexual Exploitation | Shareholder | Against | For |
| 11 | Report on Median Gender/Racial Pay Gap | Shareholder | Against | Against |
| |
|---|
FOOT LOCKER, INC.
MEETING DATE: MAY 20, 2020 | TICKER: FL SECURITY ID: 344849104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Maxine Clark | Management | For | For |
| 1B | Elect Director Alan D. Feldman | Management | For | For |
| 1C | Elect Director Richard A. Johnson | Management | For | For |
| 1D | Elect Director Guillermo G. Marmol | Management | For | For |
| 1E | Elect Director Matthew M. McKenna | Management | For | For |
| 1F | Elect Director Darlene Nicosia | Management | For | For |
| 1G | Elect Director Steven Oakland | Management | For | For |
| 1H | Elect Director Ulice Payne, Jr. | Management | For | For |
| 1I | Elect Director Kimberly Underhill | Management | For | For |
| 1J | Elect Director Tristan Walker | Management | For | For |
| 1K | Elect Director Dona D. Young | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditor | Management | For | For |
| |
|---|
FORD MOTOR COMPANY
MEETING DATE: MAY 14, 2020 | TICKER: F SECURITY ID: 345370860
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kimberly A. Casiano | Management | For | For |
| 1b | Elect Director Anthony F. Earley, Jr. | Management | For | Against |
| 1c | Elect Director Edsel B. Ford, II | Management | For | For |
| 1d | Elect Director William Clay Ford, Jr. | Management | For | For |
| 1e | Elect Director James P. Hackett | Management | For | For |
| 1f | Elect Director William W. Helman, IV | Management | For | For |
| 1g | Elect Director William E. Kennard | Management | For | For |
| 1h | Elect Director John C. Lechleiter | Management | For | Against |
| 1i | Elect Director Beth E. Mooney | Management | For | For |
| 1j | Elect Director John L. Thornton | Management | For | Against |
| 1k | Elect Director John B. Veihmeyer | Management | For | For |
| 1l | Elect Director Lynn M. Vojvodich | Management | For | For |
| 1m | Elect Director John S. Weinberg | Management | For | Against |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| |
|---|
GENERAL MOTORS COMPANY
MEETING DATE: JUN 16, 2020 | TICKER: GM SECURITY ID: 37045V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mary T. Barra | Management | For | For |
| 1b | Elect Director Wesley G. Bush | Management | For | For |
| 1c | Elect Director Linda R. Gooden | Management | For | For |
| 1d | Elect Director Joseph Jimenez | Management | For | For |
| 1e | Elect Director Jane L. Mendillo | Management | For | For |
| 1f | Elect Director Judith A. Miscik | Management | For | For |
| 1g | Elect Director Patricia F. Russo | Management | For | For |
| 1h | Elect Director Thomas M. Schoewe | Management | For | For |
| 1i | Elect Director Theodore M. Solso | Management | For | For |
| 1j | Elect Director Carol M. Stephenson | Management | For | For |
| 1k | Elect Director Devin N. Wenig | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 7 | Amend Proxy Access Right | Shareholder | Against | Against |
| 8 | Report on Human Rights Policy Implementation | Shareholder | Against | For |
| 9 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| |
|---|
GILEAD SCIENCES, INC.
MEETING DATE: MAY 06, 2020 | TICKER: GILD SECURITY ID: 375558103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jacqueline K. Barton | Management | For | For |
| 1b | Elect Director Sandra J. Horning | Management | For | For |
| 1c | Elect Director Kelly A. Kramer | Management | For | For |
| 1d | Elect Director Kevin E. Lofton | Management | For | For |
| 1e | Elect Director Harish Manwani | Management | For | For |
| 1f | Elect Director Daniel P. O'Day | Management | For | For |
| 1g | Elect Director Richard J. Whitley | Management | For | For |
| 1h | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chair | Shareholder | Against | Against |
| 5 | Eliminate the Ownership Threshold for Stockholders to Request a Record Date to Take Action by Written Consent | Shareholder | Against | Against |
| |
|---|
H&R BLOCK, INC.
MEETING DATE: SEP 12, 2019 | TICKER: HRB SECURITY ID: 093671105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Angela N. Archon | Management | For | For |
| 1b | Elect Director Paul J. Brown | Management | For | For |
| 1c | Elect Director Robert A. Gerard | Management | For | For |
| 1d | Elect Director Richard A. Johnson | Management | For | For |
| 1e | Elect Director Jeffrey J. Jones, II | Management | For | For |
| 1f | Elect Director David Baker Lewis | Management | For | For |
| 1g | Elect Director Victoria J. Reich | Management | For | For |
| 1h | Elect Director Bruce C. Rohde | Management | For | For |
| 1i | Elect Director Matthew E. Winter | Management | For | For |
| 1j | Elect Director Christianna Wood | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HERBALIFE NUTRITION LTD.
MEETING DATE: APR 29, 2020 | TICKER: HLF SECURITY ID: G4412G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Agwunobi | Management | For | For |
| 1.2 | Elect Director James L. Nelson | Management | For | For |
| 1.3 | Elect Director Richard H. Carmona | Management | For | For |
| 1.4 | Elect Director Jonathan Christodoro | Management | For | For |
| 1.5 | Elect Director Hunter C. Gary | Management | For | For |
| 1.6 | Elect Director Nicholas Graziano | Management | For | For |
| 1.7 | Elect Director Alan LeFevre | Management | For | For |
| 1.8 | Elect Director Jesse A. Lynn | Management | For | For |
| 1.9 | Elect Director Juan Miguel Mendoza | Management | For | For |
| 1.10 | Elect Director Michael Montelongo | Management | For | For |
| 1.11 | Elect Director Maria Otero | Management | For | For |
| 1.12 | Elect Director Margarita Palau-Hernandez | Management | For | For |
| 1.13 | Elect Director John Tartol | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Articles of Association to Eliminate the Casting Vote | Management | For | For |
| 4 | Amend Articles of Association | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| |
|---|
HOST HOTELS & RESORTS, INC.
MEETING DATE: MAY 15, 2020 | TICKER: HST SECURITY ID: 44107P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary L. Baglivo | Management | For | For |
| 1.2 | Elect Director Sheila C. Bair | Management | For | For |
| 1.3 | Elect Director Richard E. Marriott | Management | For | For |
| 1.4 | Elect Director Sandeep L. Mathrani | Management | For | For |
| 1.5 | Elect Director John B. Morse, Jr. | Management | For | For |
| 1.6 | Elect Director Mary Hogan Preusse | Management | For | For |
| 1.7 | Elect Director Walter C. Rakowich | Management | For | For |
| 1.8 | Elect Director James F. Risoleo | Management | For | For |
| 1.9 | Elect Director Gordon H. Smith | Management | For | For |
| 1.10 | Elect Director A. William Stein | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
INGREDION INCORPORATED
MEETING DATE: MAY 20, 2020 | TICKER: INGR SECURITY ID: 457187102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Luis Aranguren-Trellez | Management | For | For |
| 1b | Elect Director David B. Fischer | Management | For | For |
| 1c | Elect Director Paul Hanrahan | Management | For | For |
| 1d | Elect Director Rhonda L. Jordan | Management | For | For |
| 1e | Elect Director Gregory B. Kenny | Management | For | For |
| 1f | Elect Director Barbara A. Klein | Management | For | For |
| 1g | Elect Director Victoria J. Reich | Management | For | For |
| 1h | Elect Director Stephan B. Tanda | Management | For | For |
| 1i | Elect Director Jorge A. Uribe | Management | For | For |
| 1j | Elect Director Dwayne A. Wilson | Management | For | For |
| 1k | Elect Director James P. Zallie | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
INTEL CORPORATION
MEETING DATE: MAY 14, 2020 | TICKER: INTC SECURITY ID: 458140100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James J. Goetz | Management | For | For |
| 1b | Elect Director Alyssa Henry | Management | For | For |
| 1c | Elect Director Omar Ishrak | Management | For | For |
| 1d | Elect Director Risa Lavizzo-Mourey | Management | For | For |
| 1e | Elect Director Tsu-Jae King Liu | Management | For | For |
| 1f | Elect Director Gregory D. Smith | Management | For | For |
| 1g | Elect Director Robert 'Bob' H. Swan | Management | For | For |
| 1h | Elect Director Andrew Wilson | Management | For | For |
| 1i | Elect Director Frank D. Yeary | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 6 | Report on Global Median Gender/Racial Pay Gap | Shareholder | Against | Against |
| |
|---|
INTERNATIONAL BUSINESS MACHINES CORPORATION
MEETING DATE: APR 28, 2020 | TICKER: IBM SECURITY ID: 459200101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas Buberl | Management | For | For |
| 1.2 | Elect Director Michael L. Eskew | Management | For | For |
| 1.3 | Elect Director David N. Farr | Management | For | For |
| 1.4 | Elect Director Alex Gorsky | Management | For | For |
| 1.5 | Elect Director Michelle J. Howard | Management | For | For |
| 1.6 | Elect Director Arvind Krishna | Management | For | For |
| 1.7 | Elect Director Andrew N. Liveris | Management | For | For |
| 1.8 | Elect Director Frederick William McNabb, III | Management | For | For |
| 1.9 | Elect Director Martha E. Pollack | Management | For | For |
| 1.10 | Elect Director Virginia M. Rometty | Management | For | For |
| 1.11 | Elect Director Joseph R. Swedish | Management | For | For |
| 1.12 | Elect Director Sidney Taurel | Management | For | For |
| 1.13 | Elect Director Peter R. Voser | Management | For | For |
| 1.14 | Elect Director Frederick H. Waddell | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Governing Documents to allow Removal of Directors | Shareholder | Against | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
INTERNATIONAL PAPER COMPANY
MEETING DATE: MAY 11, 2020 | TICKER: IP SECURITY ID: 460146103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William J. Burns | Management | For | For |
| 1b | Elect Director Christopher M. Connor | Management | For | For |
| 1c | Elect Director Ahmet C. Dorduncu | Management | For | For |
| 1d | Elect Director Ilene S. Gordon | Management | For | For |
| 1e | Elect Director Anders Gustafsson | Management | For | For |
| 1f | Elect Director Jacqueline C. Hinman | Management | For | For |
| 1g | Elect Director Clinton A. Lewis, Jr. | Management | For | For |
| 1h | Elect Director Kathryn D. Sullivan | Management | For | For |
| 1i | Elect Director Mark S. Sutton | Management | For | For |
| 1j | Elect Director J. Steven Whisler | Management | For | For |
| 1k | Elect Director Ray G. Young | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| |
|---|
JETBLUE AIRWAYS CORPORATION
MEETING DATE: MAY 14, 2020 | TICKER: JBLU SECURITY ID: 477143101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Basil Ben Baldanza | Management | For | For |
| 1b | Elect Director Peter Boneparth | Management | For | For |
| 1c | Elect Director Virginia Gambale | Management | For | For |
| 1d | Elect Director Robin Hayes | Management | For | For |
| 1e | Elect Director Ellen Jewett | Management | For | For |
| 1f | Elect Director Robert Leduc | Management | For | For |
| 1g | Elect Director Teri McClure | Management | For | For |
| 1h | Elect Director Sarah Robb O'Hagan | Management | For | For |
| 1i | Elect Director Vivek Sharma | Management | For | For |
| 1j | Elect Director Thomas Winkelmann | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 6 | Provide Right to Call Special Meeting | Management | For | For |
| 7 | Provide Right to Act by Written Consent | Management | For | For |
| 8 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| |
|---|
JOHNSON & JOHNSON
MEETING DATE: APR 23, 2020 | TICKER: JNJ SECURITY ID: 478160104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mary C. Beckerle | Management | For | For |
| 1b | Elect Director D. Scott Davis | Management | For | For |
| 1c | Elect Director Ian E. L. Davis | Management | For | For |
| 1d | Elect Director Jennifer A. Doudna | Management | For | For |
| 1e | Elect Director Alex Gorsky | Management | For | For |
| 1f | Elect Director Marillyn A. Hewson | Management | For | For |
| 1g | Elect Director Hubert Joly | Management | For | For |
| 1h | Elect Director Mark B. McClellan | Management | For | For |
| 1i | Elect Director Anne M. Mulcahy | Management | For | For |
| 1j | Elect Director Charles Prince | Management | For | For |
| 1k | Elect Director A. Eugene Washington | Management | For | For |
| 1l | Elect Director Mark A. Weinberger | Management | For | For |
| 1m | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Certificate of Incorporation to Permit Removal of Directors With or Without Cause | Management | For | For |
| 5 | Require Independent Board Chair | Shareholder | Against | Against |
| 6 | Report on Governance Measures Implemented Related to Opioids | Shareholder | Against | For |
| |
|---|
KIMCO REALTY CORPORATION
MEETING DATE: APR 28, 2020 | TICKER: KIM SECURITY ID: 49446R109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Milton Cooper | Management | For | For |
| 1b | Elect Director Philip E. Coviello | Management | For | For |
| 1c | Elect Director Conor C. Flynn | Management | For | For |
| 1d | Elect Director Frank Lourenso | Management | For | For |
| 1e | Elect Director Colombe M. Nicholas | Management | For | For |
| 1f | Elect Director Mary Hogan Preusse | Management | For | For |
| 1g | Elect Director Valerie Richardson | Management | For | For |
| 1h | Elect Director Richard B. Saltzman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Pricewaterhouse Coopers LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
KOHL'S CORPORATION
MEETING DATE: MAY 13, 2020 | TICKER: KSS SECURITY ID: 500255104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael J. Bender | Management | For | For |
| 1b | Elect Director Peter Boneparth | Management | For | For |
| 1c | Elect Director Steven A. Burd | Management | For | For |
| 1d | Elect Director Yael Cosset | Management | For | For |
| 1e | Elect Director H. Charles Floyd | Management | For | For |
| 1f | Elect Director Michelle Gass | Management | For | For |
| 1g | Elect Director Jonas Prising | Management | For | For |
| 1h | Elect Director John E. Schlifske | Management | For | For |
| 1i | Elect Director Adrianne Shapira | Management | For | For |
| 1j | Elect Director Frank V. Sica | Management | For | For |
| 1k | Elect Director Stephanie A. Streeter | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Adopt Vendor Policy Regarding Oversight on Animal Welfare Throughout the Supply Chain | Shareholder | Against | Against |
| |
|---|
LAM RESEARCH CORPORATION
MEETING DATE: NOV 05, 2019 | TICKER: LRCX SECURITY ID: 512807108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sohail U. Ahmed | Management | For | For |
| 1.2 | Elect Director Timothy M. Archer | Management | For | For |
| 1.3 | Elect Director Eric K. Brandt | Management | For | For |
| 1.4 | Elect Director Michael R. Cannon | Management | For | For |
| 1.5 | Elect Director Youssef A. El-Mansy | Management | For | For |
| 1.6 | Elect Director Catherine P. Lego | Management | For | For |
| 1.7 | Elect Director Bethany J. Mayer | Management | For | For |
| 1.8 | Elect Director Abhijit Y. Talwalkar | Management | For | For |
| 1.9 | Elect Director Lih Shyng (Rick L.) Tsai | Management | For | For |
| 1.10 | Elect Director Leslie F. Varon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
LIBERTY GLOBAL PLC
MEETING DATE: JUN 30, 2020 | TICKER: LBTYA SECURITY ID: G5480U104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Miranda Curtis | Management | For | Against |
| 2 | Elect Director John W. Dick | Management | For | Against |
| 3 | Elect Director JC Sparkman | Management | For | Against |
| 4 | Elect Director J. David Wargo | Management | For | Against |
| 5 | Approve Remuneration Report | Management | For | Against |
| 6 | Approve Remuneration Policy | Management | For | Against |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 8 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 9 | Ratify KPMG LLP (U.S.) as Auditors | Management | For | For |
| 10 | Ratify KPMG LLP (U.K.) as Auditors | Management | For | For |
| 11 | Authorize the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 13 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 14 | Authorize Share Repurchase Program | Management | For | For |
| |
|---|
LYONDELLBASELL INDUSTRIES N.V.
MEETING DATE: SEP 12, 2019 | TICKER: LYB SECURITY ID: N53745100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 2 | Approve the Cancellation of Shares | Management | For | For |
| |
|---|
LYONDELLBASELL INDUSTRIES N.V.
MEETING DATE: MAY 29, 2020 | TICKER: LYB SECURITY ID: N53745100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jacques Aigrain | Management | For | For |
| 1b | Elect Director Lincoln Benet | Management | For | For |
| 1c | Elect Director Jagjeet (Jeet) Bindra | Management | For | For |
| 1d | Elect Director Robin Buchanan | Management | For | For |
| 1e | Elect Director Stephen Cooper | Management | For | For |
| 1f | Elect Director Nance Dicciani | Management | For | For |
| 1g | Elect Director Claire Farley | Management | For | For |
| 1h | Elect Director Isabella (Bella) Goren | Management | For | For |
| 1i | Elect Director Michael Hanley | Management | For | For |
| 1j | Elect Director Albert Manifold | Management | For | For |
| 1k | Elect Director Bhavesh (Bob) Patel | Management | For | For |
| 2 | Approve Discharge of the Members of the Board of Directors | Management | For | For |
| 3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Dividends of USD 4.20 Per Share | Management | For | For |
| 8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 9 | Approve Cancellation of Shares | Management | For | For |
| |
|---|
MACY'S, INC.
MEETING DATE: MAY 15, 2020 | TICKER: M SECURITY ID: 55616P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David P. Abney | Management | For | For |
| 1b | Elect Director Francis S. Blake | Management | For | For |
| 1c | Elect Director Torrence N. Boone | Management | For | For |
| 1d | Elect Director John A. Bryant | Management | For | For |
| 1e | Elect Director Deirdre P. Connelly | Management | For | For |
| 1f | Elect Director Jeff Gennette | Management | For | For |
| 1g | Elect Director Leslie D. Hale | Management | For | For |
| 1h | Elect Director William H. Lenehan | Management | For | For |
| 1i | Elect Director Sara Levinson | Management | For | For |
| 1j | Elect Director Joyce M. Roche | Management | For | For |
| 1k | Elect Director Paul C. Varga | Management | For | For |
| 1l | Elect Director Marna C. Whittington | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MANPOWERGROUP, INC.
MEETING DATE: MAY 08, 2020 | TICKER: MAN SECURITY ID: 56418H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Gina R. Boswell | Management | For | For |
| 1B | Elect Director Cari M. Dominguez | Management | For | For |
| 1C | Elect Director William Downe | Management | For | For |
| 1D | Elect Director John F. Ferraro | Management | For | For |
| 1E | Elect Director Patricia Hemingway Hall | Management | For | For |
| 1F | Elect Director Julie M. Howard | Management | For | For |
| 1G | Elect Director Ulice Payne, Jr. | Management | For | For |
| 1H | Elect Director Jonas Prising | Management | For | For |
| 1I | Elect Director Paul Read | Management | For | For |
| 1J | Elect Director Elizabeth P. Sartain | Management | For | For |
| 1K | Elect Director Michael J. Van Handel | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MARATHON PETROLEUM CORPORATION
MEETING DATE: APR 29, 2020 | TICKER: MPC SECURITY ID: 56585A102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2a | Elect Director Steven A. Davis | Management | For | For |
| 2b | Elect Director J. Michael Stice | Management | For | For |
| 2c | Elect Director John P. Surma | Management | For | For |
| 2d | Elect Director Susan Tomasky | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Adopt Simple Majority Vote | Shareholder | For | For |
| 6 | Report on Integrating Community Impacts Into Executive Compensation Program | Shareholder | Against | Against |
| |
|---|
MASTEC, INC.
MEETING DATE: MAY 15, 2020 | TICKER: MTZ SECURITY ID: 576323109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ernst N. Csiszar | Management | For | For |
| 1.2 | Elect Director Julia L. Johnson | Management | For | For |
| 1.3 | Elect Director Jorge Mas | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MCKESSON CORPORATION
MEETING DATE: JUL 31, 2019 | TICKER: MCK SECURITY ID: 58155Q103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dominic J. Caruso | Management | For | For |
| 1.2 | Elect Director N. Anthony Coles | Management | For | For |
| 1.3 | Elect Director M. Christine Jacobs | Management | For | For |
| 1.4 | Elect Director Donald R. Knauss | Management | For | For |
| 1.5 | Elect Director Marie L. Knowles | Management | For | For |
| 1.6 | Elect Director Bradley E. Lerman | Management | For | For |
| 1.7 | Elect Director Edward A. Mueller | Management | For | For |
| 1.8 | Elect Director Susan R. Salka | Management | For | For |
| 1.9 | Elect Director Brian S. Tyler | Management | For | For |
| 1.10 | Elect Director Kenneth E. Washington | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| |
|---|
MEDICAL PROPERTIES TRUST, INC.
MEETING DATE: MAY 21, 2020 | TICKER: MPW SECURITY ID: 58463J304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward K. Aldag, Jr. | Management | For | For |
| 1.2 | Elect Director G. Steven Dawson | Management | For | For |
| 1.3 | Elect Director R. Steven Hamner | Management | For | For |
| 1.4 | Elect Director Caterina A. Mozingo | Management | For | For |
| 1.5 | Elect Director Elizabeth N. Pitman | Management | For | For |
| 1.6 | Elect Director C. Reynolds Thompson, III | Management | For | For |
| 1.7 | Elect Director D. Paul Sparks, Jr. | Management | For | For |
| 1.8 | Elect Director Michael G. Stewart | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MERCK & CO., INC.
MEETING DATE: MAY 26, 2020 | TICKER: MRK SECURITY ID: 58933Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Leslie A. Brun | Management | For | For |
| 1b | Elect Director Thomas R. Cech | Management | For | For |
| 1c | Elect Director Mary Ellen Coe | Management | For | For |
| 1d | Elect Director Pamela J. Craig | Management | For | For |
| 1e | Elect Director Kenneth C. Frazier | Management | For | For |
| 1f | Elect Director Thomas H. Glocer | Management | For | For |
| 1g | Elect Director Risa J. Lavizzo-Mourey | Management | For | For |
| 1h | Elect Director Paul B. Rothman | Management | For | For |
| 1i | Elect Director Patricia F. Russo | Management | For | For |
| 1j | Elect Director Christine E. Seidman | Management | For | For |
| 1k | Elect Director Inge G. Thulin | Management | For | For |
| 1l | Elect Director Kathy J. Warden | Management | For | For |
| 1m | Elect Director Peter C. Wendell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 5 | Report on Corporate Tax Savings Allocation | Shareholder | Against | Against |
| |
|---|
METLIFE, INC.
MEETING DATE: JUN 16, 2020 | TICKER: MET SECURITY ID: 59156R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Cheryl W. Grise | Management | For | For |
| 1b | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1c | Elect Director Gerald L. Hassell | Management | For | For |
| 1d | Elect Director David L. Herzog | Management | For | For |
| 1e | Elect Director R. Glenn Hubbard | Management | For | For |
| 1f | Elect Director Edward J. Kelly, III | Management | For | For |
| 1g | Elect Director William E. Kennard | Management | For | For |
| 1h | Elect Director Michel A. Khalaf | Management | For | For |
| 1i | Elect Director Catherine R. Kinney | Management | For | For |
| 1j | Elect Director Diana L. McKenzie | Management | For | For |
| 1k | Elect Director Denise M. Morrison | Management | For | For |
| 1l | Elect Director Mark A. Weinberger | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MICRON TECHNOLOGY, INC.
MEETING DATE: JAN 16, 2020 | TICKER: MU SECURITY ID: 595112103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Bailey | Management | For | For |
| 1.2 | Elect Director Richard M. Beyer | Management | For | For |
| 1.3 | Elect Director Steven J. Gomo | Management | For | For |
| 1.4 | Elect Director Mary Pat McCarthy | Management | For | For |
| 1.5 | Elect Director Sanjay Mehrotra | Management | For | For |
| 1.6 | Elect Director Robert E. Switz | Management | For | For |
| 1.7 | Elect Director MaryAnn Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
MICROSOFT CORPORATION
MEETING DATE: DEC 04, 2019 | TICKER: MSFT SECURITY ID: 594918104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William H. Gates, III | Management | For | For |
| 1.2 | Elect Director Reid G. Hoffman | Management | For | For |
| 1.3 | Elect Director Hugh F. Johnston | Management | For | For |
| 1.4 | Elect Director Teri L. List-Stoll | Management | For | For |
| 1.5 | Elect Director Satya Nadella | Management | For | For |
| 1.6 | Elect Director Sandra E. Peterson | Management | For | For |
| 1.7 | Elect Director Penny S. Pritzker | Management | For | For |
| 1.8 | Elect Director Charles W. Scharf | Management | For | For |
| 1.9 | Elect Director Arne M. Sorenson | Management | For | For |
| 1.10 | Elect Director John W. Stanton | Management | For | For |
| 1.11 | Elect Director John W. Thompson | Management | For | For |
| 1.12 | Elect Director Emma N. Walmsley | Management | For | For |
| 1.13 | Elect Director Padmasree Warrior | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Employee Representation on the Board of Directors | Shareholder | Against | Against |
| 5 | Report on Gender Pay Gap | Shareholder | Against | Against |
| |
|---|
MOLINA HEALTHCARE, INC.
MEETING DATE: MAY 07, 2020 | TICKER: MOH SECURITY ID: 60855R100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.a | Elect Director Ronna E. Romney | Management | For | For |
| 1.b | Elect Director Dale B. Wolf | Management | For | For |
| 1.c | Elect Director Joseph M. Zubretsky | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
MORGAN STANLEY
MEETING DATE: MAY 21, 2020 | TICKER: MS SECURITY ID: 617446448
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Elizabeth Corley | Management | For | For |
| 1b | Elect Director Alistair Darling | Management | For | For |
| 1c | Elect Director Thomas H. Glocer | Management | For | For |
| 1d | Elect Director James P. Gorman | Management | For | For |
| 1e | Elect Director Robert H. Herz | Management | For | For |
| 1f | Elect Director Nobuyuki Hirano | Management | For | For |
| 1g | Elect Director Stephen J. Luczo | Management | For | For |
| 1h | Elect Director Jami Miscik | Management | For | For |
| 1i | Elect Director Dennis M. Nally | Management | For | For |
| 1j | Elect Director Takeshi Ogasawara | Management | For | For |
| 1k | Elect Director Hutham S. Olayan | Management | For | For |
| 1l | Elect Director Mary L. Schapiro | Management | For | For |
| 1m | Elect Director Perry M. Traquina | Management | For | For |
| 1n | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NORWEGIAN CRUISE LINE HOLDINGS LTD.
MEETING DATE: JUN 18, 2020 | TICKER: NCLH SECURITY ID: G66721104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David M. Abrams | Management | For | For |
| 1b | Elect Director John W. Chidsey | Management | For | For |
| 1c | Elect Director Russell W. Galbut | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
NRG ENERGY, INC.
MEETING DATE: APR 30, 2020 | TICKER: NRG SECURITY ID: 629377508
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director E. Spencer Abraham | Management | For | For |
| 1b | Elect Director Antonio Carrillo | Management | For | For |
| 1c | Elect Director Matthew Carter, Jr. | Management | For | For |
| 1d | Elect Director Lawrence S. Coben | Management | For | For |
| 1e | Elect Director Heather Cox | Management | For | For |
| 1f | Elect Director Mauricio Gutierrez | Management | For | For |
| 1g | Elect Director Paul W. Hobby | Management | For | For |
| 1h | Elect Director Alexandra Pruner | Management | For | For |
| 1i | Elect Director Anne C. Schaumburg | Management | For | For |
| 1j | Elect Director Thomas H. Weidemeyer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
NUCOR CORPORATION
MEETING DATE: MAY 14, 2020 | TICKER: NUE SECURITY ID: 670346105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lloyd J. Austin, III | Management | For | For |
| 1.2 | Elect Director Patrick J. Dempsey | Management | For | For |
| 1.3 | Elect Director Christopher J. Kearney | Management | For | For |
| 1.4 | Elect Director Laurette T. Koellner | Management | For | For |
| 1.5 | Elect Director Joseph D. Rupp | Management | For | For |
| 1.6 | Elect Director Leon J. Topalian | Management | For | For |
| 1.7 | Elect Director John H. Walker | Management | For | For |
| 1.8 | Elect Director Nadja Y. West | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
ORACLE CORPORATION
MEETING DATE: NOV 19, 2019 | TICKER: ORCL SECURITY ID: 68389X105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey S. Berg | Management | For | Withhold |
| 1.2 | Elect Director Michael J. Boskin | Management | For | For |
| 1.3 | Elect Director Safra A. Catz | Management | For | For |
| 1.4 | Elect Director Bruce R. Chizen | Management | For | Withhold |
| 1.5 | Elect Director George H. Conrades | Management | For | Withhold |
| 1.6 | Elect Director Lawrence J. Ellison | Management | For | For |
| 1.7 | Elect Director Rona A. Fairhead | Management | For | For |
| 1.8 | Elect Director Hector Garcia-Molina *Withdrawn Resolution* | Management | None | None |
| 1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
| 1.10 | Elect Director Mark V. Hurd - Deceased | Management | None | None |
| 1.11 | Elect Director Renee J. James | Management | For | For |
| 1.12 | Elect Director Charles W. Moorman, IV | Management | For | Withhold |
| 1.13 | Elect Director Leon E. Panetta | Management | For | Withhold |
| 1.14 | Elect Director William G. Parrett | Management | For | For |
| 1.15 | Elect Director Naomi O. Seligman | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Report on Gender Pay Gap | Shareholder | Against | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
OSHKOSH CORPORATION
MEETING DATE: FEB 04, 2020 | TICKER: OSK SECURITY ID: 688239201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith J. Allman | Management | For | For |
| 1.2 | Elect Director Wilson R. Jones | Management | For | For |
| 1.3 | Elect Director Tyrone M. Jordan | Management | For | For |
| 1.4 | Elect Director Kimberley Metcalf-Kupres | Management | For | For |
| 1.5 | Elect Director Stephen D. Newlin | Management | For | For |
| 1.6 | Elect Director Raymond T. Odierno | Management | For | For |
| 1.7 | Elect Director Craig P. Omtvedt | Management | For | For |
| 1.8 | Elect Director Duncan J. Palmer | Management | For | For |
| 1.9 | Elect Director Sandra E. Rowland | Management | For | For |
| 1.10 | Elect Director John S. Shiely | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
OVINTIV, INC.
MEETING DATE: APR 29, 2020 | TICKER: OVV SECURITY ID: 69047Q102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 2a | Elect Director Peter A. Dea | Management | For | For |
| 2b | Elect Director Fred J. Fowler | Management | For | For |
| 2c | Elect Director Howard J. Mayson | Management | For | For |
| 2d | Elect Director Lee A. McIntire | Management | For | For |
| 2e | Elect Director Margaret A. McKenzie | Management | For | For |
| 2f | Elect Director Steven W. Nance | Management | For | For |
| 2g | Elect Director Suzanne P. Nimocks | Management | For | For |
| 2h | Elect Director Thomas G. Ricks | Management | For | For |
| 2i | Elect Director Brian G. Shaw | Management | For | For |
| 2j | Elect Director Douglas J. Suttles | Management | For | For |
| 2k | Elect Director Bruce G. Waterman | Management | For | For |
| 2l | Elect Director Clayton H. Woitas | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Report on Climate Change | Shareholder | Against | For |
| |
|---|
PACCAR INC
MEETING DATE: APR 21, 2020 | TICKER: PCAR SECURITY ID: 693718108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark C. Pigott | Management | For | For |
| 1.2 | Elect Director Dame Alison J. Carnwath | Management | For | For |
| 1.3 | Elect Director Franklin L. Feder | Management | For | For |
| 1.4 | Elect Director R. Preston Feight | Management | For | For |
| 1.5 | Elect Director Beth E. Ford | Management | For | For |
| 1.6 | Elect Director Kirk S. Hachigian | Management | For | For |
| 1.7 | Elect Director Roderick C. McGeary | Management | For | For |
| 1.8 | Elect Director John M. Pigott | Management | For | For |
| 1.9 | Elect Director Mark A. Schulz | Management | For | For |
| 1.10 | Elect Director Gregory M. E. Spierkel | Management | For | For |
| 1.11 | Elect Director Charles R. Williamson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Certificate of Incorporation to Confirm Shareholders Right to Call Special Meetings | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
PARK HOTELS & RESORTS INC.
MEETING DATE: APR 24, 2020 | TICKER: PK SECURITY ID: 700517105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
| 1B | Elect Director Gordon M. Bethune | Management | For | For |
| 1C | Elect Director Patricia M. Bedient | Management | For | For |
| 1D | Elect Director Thomas D. Eckert | Management | For | For |
| 1E | Elect Director Geoffrey M. Garrett | Management | For | For |
| 1F | Elect Director Christie B. Kelly | Management | For | For |
| 1G | Elect Director Joseph I. Lieberman | Management | For | For |
| 1H | Elect Director Thomas A. Natelli | Management | For | For |
| 1I | Elect Director Timothy J. Naughton | Management | For | For |
| 1J | Elect Director Stephen I. Sadove | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
PFIZER INC.
MEETING DATE: APR 23, 2020 | TICKER: PFE SECURITY ID: 717081103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald E. Blaylock | Management | For | For |
| 1.2 | Elect Director Albert Bourla | Management | For | For |
| 1.3 | Elect Director W. Don Cornwell | Management | For | For |
| 1.4 | Elect Director Joseph J. Echevarria | Management | For | For |
| 1.5 | Elect Director Scott Gottlieb | Management | For | For |
| 1.6 | Elect Director Helen H. Hobbs | Management | For | For |
| 1.7 | Elect Director Susan Hockfield | Management | For | For |
| 1.8 | Elect Director James M. Kilts | Management | For | For |
| 1.9 | Elect Director Dan R. Littman | Management | For | For |
| 1.10 | Elect Director Shantanu Narayen | Management | For | For |
| 1.11 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1.12 | Elect Director James Quincey | Management | For | For |
| 1.13 | Elect Director James C. Smith | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Amend Proxy Access Right | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 7 | Require Independent Board Chair | Shareholder | Against | Against |
| 8 | Report on Gender Pay Gap | Shareholder | Against | Against |
| 9 | Elect Director Susan Desmond-Hellmann | Management | For | For |
| |
|---|
PHILIP MORRIS INTERNATIONAL INC.
MEETING DATE: MAY 06, 2020 | TICKER: PM SECURITY ID: 718172109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Andre Calantzopoulos | Management | For | For |
| 1b | Elect Director Louis C. Camilleri | Management | For | For |
| 1c | Elect Director Werner Geissler | Management | For | For |
| 1d | Elect Director Lisa A. Hook | Management | For | For |
| 1e | Elect Director Jennifer Li | Management | For | For |
| 1f | Elect Director Jun Makihara | Management | For | For |
| 1g | Elect Director Kalpana Morparia | Management | For | For |
| 1h | Elect Director Lucio A. Noto | Management | For | For |
| 1i | Elect Director Frederik Paulsen | Management | For | For |
| 1j | Elect Director Robert B. Polet | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers SA as Auditor | Management | For | For |
| |
|---|
PHILLIPS 66
MEETING DATE: MAY 06, 2020 | TICKER: PSX SECURITY ID: 718546104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Charles M. Holley | Management | For | For |
| 1b | Elect Director Glenn F. Tilton | Management | For | For |
| 1c | Elect Director Marna C. Whittington | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Risks of Gulf Coast Petrochemical Investments | Shareholder | Against | For |
| |
|---|
PPL CORPORATION
MEETING DATE: MAY 13, 2020 | TICKER: PPL SECURITY ID: 69351T106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John W. Conway | Management | For | For |
| 1b | Elect Director Steven G. Elliott | Management | For | For |
| 1c | Elect Director Raja Rajamannar | Management | For | For |
| 1d | Elect Director Craig A. Rogerson | Management | For | For |
| 1e | Elect Director Vincent Sorgi | Management | For | For |
| 1f | Elect Director William H. Spence | Management | For | For |
| 1g | Elect Director Natica von Althann | Management | For | For |
| 1h | Elect Director Keith H. Williamson | Management | For | For |
| 1i | Elect Director Phoebe A. Wood | Management | For | For |
| 1j | Elect Director Armando Zagalo de Lima | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
PROLOGIS, INC.
MEETING DATE: APR 29, 2020 | TICKER: PLD SECURITY ID: 74340W103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Hamid R. Moghadam | Management | For | For |
| 1b | Elect Director Cristina G. Bita | Management | For | For |
| 1c | Elect Director George L. Fotiades | Management | For | For |
| 1d | Elect Director Lydia H. Kennard | Management | For | For |
| 1e | Elect Director Irving F. Lyons, III | Management | For | For |
| 1f | Elect Director Avid Modjtabai | Management | For | For |
| 1g | Elect Director David P. O'Connor | Management | For | For |
| 1h | Elect Director Olivier Piani | Management | For | For |
| 1i | Elect Director Jeffrey L. Skelton | Management | For | For |
| 1j | Elect Director Carl B. Webb | Management | For | For |
| 1k | Elect Director William D. Zollars | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
PRUDENTIAL FINANCIAL, INC.
MEETING DATE: MAY 12, 2020 | TICKER: PRU SECURITY ID: 744320102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
| 1.2 | Elect Director Gilbert F. Casellas | Management | For | For |
| 1.3 | Elect Director Robert M. Falzon | Management | For | For |
| 1.4 | Elect Director Martina Hund-Mejean | Management | For | For |
| 1.5 | Elect Director Karl J. Krapek | Management | For | For |
| 1.6 | Elect Director Peter R. Lighte | Management | For | For |
| 1.7 | Elect Director Charles F. Lowrey | Management | For | For |
| 1.8 | Elect Director George Paz | Management | For | For |
| 1.9 | Elect Director Sandra Pianalto | Management | For | For |
| 1.10 | Elect Director Christine A. Poon | Management | For | For |
| 1.11 | Elect Director Douglas A. Scovanner | Management | For | For |
| 1.12 | Elect Director Michael A. Todman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED
MEETING DATE: APR 21, 2020 | TICKER: PEG SECURITY ID: 744573106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ralph Izzo | Management | For | For |
| 1.2 | Elect Director Shirley Ann Jackson | Management | For | For |
| 1.3 | Elect Director Willie A. Deese | Management | For | For |
| 1.4 | Elect Director David Lilley | Management | For | For |
| 1.5 | Elect Director Barry H. Ostrowsky | Management | For | For |
| 1.6 | Elect Director Scott G. Stephenson | Management | For | For |
| 1.7 | Elect Director Laura A. Sugg | Management | For | For |
| 1.8 | Elect Director John P. Surma | Management | For | For |
| 1.9 | Elect Director Susan Tomasky | Management | For | For |
| 1.10 | Elect Director Alfred W. Zollar | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
RELIANCE STEEL & ALUMINUM CO.
MEETING DATE: MAY 20, 2020 | TICKER: RS SECURITY ID: 759509102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sarah J. Anderson | Management | For | For |
| 1b | Elect Director Lisa L. Baldwin | Management | For | For |
| 1c | Elect Director Karen W. Colonias | Management | For | For |
| 1d | Elect Director John G. Figueroa | Management | For | For |
| 1e | Elect Director David H. Hannah | Management | For | For |
| 1f | Elect Director James D. Hoffman | Management | For | For |
| 1g | Elect Director Mark V. Kaminski | Management | For | For |
| 1h | Elect Director Robert A. McEvoy | Management | For | For |
| 1i | Elect Director Andrew G. Sharkey, III | Management | For | For |
| 1j | Elect Director Douglas W. Stotlar | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 6 | Amend Proxy Access Right | Shareholder | Against | Against |
| |
|---|
ROYAL CARIBBEAN CRUISES LTD.
MEETING DATE: MAY 28, 2020 | TICKER: RCL SECURITY ID: V7780T103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John F. Brock | Management | For | For |
| 1b | Elect Director Richard D. Fain | Management | For | For |
| 1c | Elect Director Stephen R. Howe, Jr. | Management | For | For |
| 1d | Elect Director William L. Kimsey | Management | For | For |
| 1e | Elect Director Maritza G. Montiel | Management | For | For |
| 1f | Elect Director Ann S. Moore | Management | For | For |
| 1g | Elect Director Eyal M. Ofer | Management | For | For |
| 1h | Elect Director William K. Reilly | Management | For | For |
| 1i | Elect Director Vagn O. Sorensen | Management | For | For |
| 1j | Elect Director Donald Thompson | Management | For | For |
| 1k | Elect Director Arne Alexander Wilhelmsen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | For |
| 5 | Require Independent Board Chair | Shareholder | Against | Against |
| |
|---|
SABRA HEALTH CARE REIT, INC.
MEETING DATE: JUN 09, 2020 | TICKER: SBRA SECURITY ID: 78573L106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Craig A. Barbarosh | Management | For | For |
| 1b | Elect Director Robert A. Ettl | Management | For | For |
| 1c | Elect Director Michael J. Foster | Management | For | For |
| 1d | Elect Director Ronald G. Geary | Management | For | For |
| 1e | Elect Director Lynne S. Katzmann | Management | For | For |
| 1f | Elect Director Raymond J. Lewis | Management | For | For |
| 1g | Elect Director Jeffrey A. Malehorn | Management | For | For |
| 1h | Elect Director Richard K. Matros | Management | For | For |
| 1i | Elect Director Milton J. Walters | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SERVICE PROPERTIES TRUST
MEETING DATE: JUN 10, 2020 | TICKER: SVC SECURITY ID: 81761L102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John L. Harrington | Management | For | Against |
| 1.2 | Elect Director John G. Murray | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
SIMON PROPERTY GROUP, INC.
MEETING DATE: MAY 12, 2020 | TICKER: SPG SECURITY ID: 828806109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Glyn F. Aeppel | Management | For | For |
| 1b | Elect Director Larry C. Glasscock | Management | For | For |
| 1c | Elect Director Karen N. Horn | Management | For | For |
| 1d | Elect Director Allan Hubbard | Management | For | For |
| 1e | Elect Director Reuben S. Leibowitz | Management | For | For |
| 1f | Elect Director Gary M. Rodkin | Management | For | For |
| 1g | Elect Director Stefan M. Selig | Management | For | For |
| 1h | Elect Director Daniel C. Smith | Management | For | For |
| 1i | Elect Director J. Albert Smith, Jr. | Management | For | For |
| 1j | Elect Director Marta R. Stewart | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
SOUTHWEST AIRLINES CO.
MEETING DATE: MAY 21, 2020 | TICKER: LUV SECURITY ID: 844741108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David W. Biegler | Management | For | For |
| 1b | Elect Director J. Veronica Biggins | Management | For | For |
| 1c | Elect Director Douglas H. Brooks | Management | For | For |
| 1d | Elect Director William H. Cunningham | Management | For | For |
| 1e | Elect Director John G. Denison | Management | For | For |
| 1f | Elect Director Thomas W. Gilligan | Management | For | For |
| 1g | Elect Director Gary C. Kelly | Management | For | For |
| 1h | Elect Director Grace D. Lieblein | Management | For | For |
| 1i | Elect Director Nancy B. Loeffler | Management | For | For |
| 1j | Elect Director John T. Montford | Management | For | For |
| 1k | Elect Director Ron Ricks | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 4 | Require Independent Board Chair | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| |
|---|
SPIRIT AEROSYSTEMS HOLDINGS, INC.
MEETING DATE: APR 22, 2020 | TICKER: SPR SECURITY ID: 848574109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephen A. Cambone | Management | For | For |
| 1b | Elect Director Charles L. Chadwell | Management | For | For |
| 1c | Elect Director Irene M. Esteves | Management | For | For |
| 1d | Elect Director Paul E. Fulchino | Management | For | For |
| 1e | Elect Director Thomas C. Gentile, III | Management | For | For |
| 1f | Elect Director Richard A. Gephardt | Management | For | For |
| 1g | Elect Director Robert D. Johnson | Management | For | For |
| 1h | Elect Director Ronald T. Kadish | Management | For | For |
| 1i | Elect Director John L. Plueger | Management | For | For |
| 1j | Elect Director Laura H. Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| |
|---|
STARBUCKS CORPORATION
MEETING DATE: MAR 18, 2020 | TICKER: SBUX SECURITY ID: 855244109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard E. Allison, Jr. | Management | For | For |
| 1b | Elect Director Rosalind G. Brewer | Management | For | For |
| 1c | Elect Director Andrew Campion | Management | For | For |
| 1d | Elect Director Mary N. Dillon | Management | For | For |
| 1e | Elect Director Isabel Ge Mahe | Management | For | For |
| 1f | Elect Director Mellody Hobson | Management | For | For |
| 1g | Elect Director Kevin R. Johnson | Management | For | For |
| 1h | Elect Director Jorgen Vig Knudstorp | Management | For | For |
| 1i | Elect Director Satya Nadella | Management | For | For |
| 1j | Elect Director Joshua Cooper Ramo | Management | For | For |
| 1k | Elect Director Clara Shih | Management | For | For |
| 1l | Elect Director Javier G. Teruel | Management | For | For |
| 1m | Elect Director Myron E. Ullman, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Risks of Omitting Viewpoint and Ideology from EEO Policy | Shareholder | Against | Against |
| |
|---|
STEEL DYNAMICS, INC.
MEETING DATE: MAY 08, 2020 | TICKER: STLD SECURITY ID: 858119100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark D. Millett | Management | For | For |
| 1.2 | Elect Director Sheree L. Bargabos | Management | For | For |
| 1.3 | Elect Director Keith E. Busse | Management | For | For |
| 1.4 | Elect Director Frank D. Byrne | Management | For | For |
| 1.5 | Elect Director Kenneth W. Cornew | Management | For | For |
| 1.6 | Elect Director Traci M. Dolan | Management | For | For |
| 1.7 | Elect Director James C. Marcuccilli | Management | For | For |
| 1.8 | Elect Director Bradley S. Seaman | Management | For | For |
| 1.9 | Elect Director Gabriel L. Shaheen | Management | For | For |
| 1.10 | Elect Director Steven A. Sonnenberg | Management | For | For |
| 1.11 | Elect Director Richard P. Teets, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SYNCHRONY FINANCIAL
MEETING DATE: MAY 21, 2020 | TICKER: SYF SECURITY ID: 87165B103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Margaret M. Keane | Management | For | For |
| 1b | Elect Director Fernando Aguirre | Management | For | For |
| 1c | Elect Director Paget L. Alves | Management | For | For |
| 1d | Elect Director Arthur W. Coviello, Jr. | Management | For | For |
| 1e | Elect Director William W. Graylin | Management | For | For |
| 1f | Elect Director Roy A. Guthrie | Management | For | For |
| 1g | Elect Director Richard C. Hartnack | Management | For | For |
| 1h | Elect Director Jeffrey G. Naylor | Management | For | For |
| 1i | Elect Director Laurel J. Richie | Management | For | For |
| 1j | Elect Director Olympia J. Snowe | Management | For | For |
| 1k | Elect Director Ellen M. Zane | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
TECH DATA CORPORATION
MEETING DATE: FEB 12, 2020 | TICKER: TECD SECURITY ID: 878237106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
THE CHARLES SCHWAB CORPORATION
MEETING DATE: MAY 12, 2020 | TICKER: SCHW SECURITY ID: 808513105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William S. Haraf | Management | For | For |
| 1b | Elect Director Frank C. Herringer | Management | For | For |
| 1c | Elect Director Roger O. Walther | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Provide Proxy Access Right | Management | For | For |
| 6 | Adopt Policy to Annually Disclose EEO-1 Data | Shareholder | Against | For |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| |
|---|
THE CHARLES SCHWAB CORPORATION
MEETING DATE: JUN 04, 2020 | TICKER: SCHW SECURITY ID: 808513105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Amend Charter | Management | For | For |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
THE HOME DEPOT, INC.
MEETING DATE: MAY 21, 2020 | TICKER: HD SECURITY ID: 437076102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gerard J. Arpey | Management | For | For |
| 1b | Elect Director Ari Bousbib | Management | For | For |
| 1c | Elect Director Jeffery H. Boyd | Management | For | For |
| 1d | Elect Director Gregory D. Brenneman | Management | For | For |
| 1e | Elect Director J. Frank Brown | Management | For | For |
| 1f | Elect Director Albert P. Carey | Management | For | For |
| 1g | Elect Director Helena B. Foulkes | Management | For | For |
| 1h | Elect Director Linda R. Gooden | Management | For | For |
| 1i | Elect Director Wayne M. Hewett | Management | For | For |
| 1j | Elect Director Manuel Kadre | Management | For | For |
| 1k | Elect Director Stephanie C. Linnartz | Management | For | For |
| 1l | Elect Director Craig A. Menear | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Shareholder Written Consent Provisions | Shareholder | Against | Against |
| 5 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | Against | Against |
| 6 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Against |
| 7 | Report on Congruency Political Analysis and Electioneering Expenditures | Shareholder | Against | Against |
| |
|---|
THE KRAFT HEINZ COMPANY
MEETING DATE: MAY 07, 2020 | TICKER: KHC SECURITY ID: 500754106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gregory E. Abel | Management | For | For |
| 1b | Elect Director Alexandre Behring | Management | For | For |
| 1c | Elect Director John T. Cahill | Management | For | For |
| 1d | Elect Director Joao M. Castro-Neves | Management | For | For |
| 1e | Elect Director Timothy Kenesey | Management | For | For |
| 1f | Elect Director Jorge Paulo Lemann | Management | For | For |
| 1g | Elect Director Susan Mulder | Management | For | For |
| 1h | Elect Director John C. Pope | Management | For | For |
| 1i | Elect Director Elio Leoni Sceti | Management | For | For |
| 1j | Elect Director Alexandre Van Damme | Management | For | For |
| 1k | Elect Director George Zoghbi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement | Shareholder | Against | Against |
| |
|---|
THE KROGER CO.
MEETING DATE: JUN 25, 2020 | TICKER: KR SECURITY ID: 501044101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Nora A. Aufreiter | Management | For | For |
| 1b | Elect Director Anne Gates | Management | For | For |
| 1c | Elect Director Karen M. Hoguet | Management | For | For |
| 1d | Elect Director Susan J. Kropf | Management | For | For |
| 1e | Elect Director W. Rodney McMullen | Management | For | For |
| 1f | Elect Director Clyde R. Moore | Management | For | For |
| 1g | Elect Director Ronald L. Sargent | Management | For | For |
| 1h | Elect Director Bobby S. Shackouls | Management | For | For |
| 1i | Elect Director Mark S. Sutton | Management | For | For |
| 1j | Elect Director Ashok Vemuri | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLC as Auditor | Management | For | For |
| 4 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | Against |
| 5 | Report on Human Rights Due Diligence Process in Operations and Supply Chain | Shareholder | Against | Against |
| |
|---|
THE SOUTHERN COMPANY
MEETING DATE: MAY 27, 2020 | TICKER: SO SECURITY ID: 842587107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Janaki Akella | Management | For | For |
| 1b | Elect Director Juanita Powell Baranco | Management | For | For |
| 1c | Elect Director Jon A. Boscia | Management | For | For |
| 1d | Elect Director Henry A. 'Hal' Clark, III | Management | For | For |
| 1e | Elect Director Anthony F. 'Tony' Earley, Jr. | Management | For | For |
| 1f | Elect Director Thomas A. Fanning | Management | For | For |
| 1g | Elect Director David J. Grain | Management | For | For |
| 1h | Elect Director Donald M. James | Management | For | For |
| 1i | Elect Director John D. Johns | Management | For | For |
| 1j | Elect Director Dale E. Klein | Management | For | For |
| 1k | Elect Director Ernest J. Moniz | Management | For | For |
| 1l | Elect Director William G. Smith, Jr. | Management | For | For |
| 1m | Elect Director Steven R. Specker | Management | For | For |
| 1n | Elect Director E. Jenner Wood, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chair | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| |
|---|
TOLL BROTHERS, INC.
MEETING DATE: MAR 10, 2020 | TICKER: TOL SECURITY ID: 889478103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert I. Toll | Management | For | For |
| 1.2 | Elect Director Douglas C. Yearley, Jr. | Management | For | For |
| 1.3 | Elect Director Edward G. Boehne | Management | For | For |
| 1.4 | Elect Director Richard J. Braemer | Management | For | For |
| 1.5 | Elect Director Stephen F. East | Management | For | For |
| 1.6 | Elect Director Christine N. Garvey | Management | For | For |
| 1.7 | Elect Director Karen H. Grimes | Management | For | For |
| 1.8 | Elect Director Carl B. Marbach | Management | For | For |
| 1.9 | Elect Director John A. McLean | Management | For | For |
| 1.10 | Elect Director Stephen A. Novick | Management | For | For |
| 1.11 | Elect Director Wendell E. Pritchett | Management | For | For |
| 1.12 | Elect Director Paul E. Shapiro | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TYSON FOODS, INC.
MEETING DATE: FEB 06, 2020 | TICKER: TSN SECURITY ID: 902494103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John Tyson | Management | For | For |
| 1b | Elect Director Gaurdie E. Banister, Jr. | Management | For | For |
| 1c | Elect Director Dean Banks | Management | For | For |
| 1d | Elect Director Mike Beebe | Management | For | For |
| 1e | Elect Director Mikel A. Durham | Management | For | For |
| 1f | Elect Director Jonathan D. Mariner | Management | For | For |
| 1g | Elect Director Kevin M. McNamara | Management | For | For |
| 1h | Elect Director Cheryl S. Miller | Management | For | For |
| 1i | Elect Director Jeffrey K. Schomburger | Management | For | For |
| 1j | Elect Director Robert Thurber | Management | For | For |
| 1k | Elect Director Barbara A. Tyson | Management | For | Against |
| 1l | Elect Director Noel White | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Deforestation Impacts in Company's Supply Chain | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 6 | Report on Human Rights Risk Assessment Process | Shareholder | Against | For |
| 7 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Against |
| |
|---|
UNITED AIRLINES HOLDINGS, INC.
MEETING DATE: MAY 20, 2020 | TICKER: UAL SECURITY ID: 910047109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Carolyn Corvi | Management | For | For |
| 1b | Elect Director Barney Harford | Management | For | For |
| 1c | Elect Director Michele J. Hooper | Management | For | For |
| 1d | Elect Director Walter Isaacson | Management | For | For |
| 1e | Elect Director James A. C. Kennedy | Management | For | For |
| 1f | Elect Director J. Scott Kirby | Management | For | For |
| 1g | Elect Director Oscar Munoz | Management | For | For |
| 1h | Elect Director Edward M. Philip | Management | For | For |
| 1i | Elect Director Edward L. Shapiro | Management | For | For |
| 1j | Elect Director David J. Vitale | Management | For | For |
| 1k | Elect Director James M. Whitehurst | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 6 | Report on Global Warming-Related Lobbying Activities | Shareholder | Against | For |
| |
|---|
UNITED RENTALS, INC.
MEETING DATE: MAY 07, 2020 | TICKER: URI SECURITY ID: 911363109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jose B. Alvarez | Management | For | For |
| 1.2 | Elect Director Marc A. Bruno | Management | For | For |
| 1.3 | Elect Director Matthew J. Flannery | Management | For | For |
| 1.4 | Elect Director Bobby J. Griffin | Management | For | For |
| 1.5 | Elect Director Kim Harris Jones | Management | For | For |
| 1.6 | Elect Director Terri L. Kelly | Management | For | For |
| 1.7 | Elect Director Michael J. Kneeland | Management | For | For |
| 1.8 | Elect Director Gracia C. Martore | Management | For | For |
| 1.9 | Elect Director Filippo Passerini | Management | For | For |
| 1.10 | Elect Director Donald C. Roof | Management | For | For |
| 1.11 | Elect Director Shiv Singh | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Management | For | For |
| 5 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| |
|---|
UNUM GROUP
MEETING DATE: MAY 28, 2020 | TICKER: UNM SECURITY ID: 91529Y106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Theodore H. Bunting, Jr. | Management | For | For |
| 1b | Elect Director Susan L. Cross | Management | For | For |
| 1c | Elect Director Susan D. DeVore | Management | For | For |
| 1d | Elect Director Joseph J. Echevarria | Management | For | For |
| 1e | Elect Director Cynthia L. Egan | Management | For | For |
| 1f | Elect Director Kevin T. Kabat | Management | For | For |
| 1g | Elect Director Timothy F. Keaney | Management | For | For |
| 1h | Elect Director Gloria C. Larson | Management | For | For |
| 1i | Elect Director Richard P. McKenney | Management | For | For |
| 1j | Elect Director Ronald P. O'Hanley | Management | For | For |
| 1k | Elect Director Francis J. Shammo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
VENTAS, INC.
MEETING DATE: MAY 18, 2020 | TICKER: VTR SECURITY ID: 92276F100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 2a | Elect Director Melody C. Barnes | Management | For | For |
| 2b | Elect Director Debra A. Cafaro | Management | For | For |
| 2c | Elect Director Jay M. Gellert | Management | For | For |
| 2d | Elect Director Richard I. Gilchrist | Management | For | For |
| 2e | Elect Director Matthew J. Lustig | Management | For | For |
| 2f | Elect Director Roxanne M. Martino | Management | For | For |
| 2g | Elect Director Sean P. Nolan | Management | For | For |
| 2h | Elect Director Walter C. Rakowich | Management | For | For |
| 2i | Elect Director Robert D. Reed | Management | For | For |
| 2j | Elect Director James D. Shelton | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
VEREIT, INC.
MEETING DATE: MAY 21, 2020 | TICKER: VER SECURITY ID: 92339V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Glenn J. Rufrano | Management | For | For |
| 1b | Elect Director Hugh R. Frater | Management | For | For |
| 1c | Elect Director David B. Henry | Management | For | For |
| 1d | Elect Director Mary Hogan Preusse | Management | For | For |
| 1e | Elect Director Richard J. Lieb | Management | For | For |
| 1f | Elect Director Mark S. Ordan | Management | For | For |
| 1g | Elect Director Eugene A. Pinover | Management | For | For |
| 1h | Elect Director Julie G. Richardson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
VERIZON COMMUNICATIONS INC.
MEETING DATE: MAY 07, 2020 | TICKER: VZ SECURITY ID: 92343V104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
| 1.2 | Elect Director Mark T. Bertolini | Management | For | For |
| 1.3 | Elect Director Vittorio Colao | Management | For | For |
| 1.4 | Elect Director Melanie L. Healey | Management | For | For |
| 1.5 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1.6 | Elect Director Daniel H. Schulman | Management | For | For |
| 1.7 | Elect Director Rodney E. Slater | Management | For | For |
| 1.8 | Elect Director Hans E. Vestberg | Management | For | For |
| 1.9 | Elect Director Gregory G. Weaver | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Eliminate Above-Market Earnings in Executive Retirement Plans | Shareholder | Against | Against |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 7 | Assess Feasibility of Data Privacy as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 8 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| |
|---|
VICI PROPERTIES INC.
MEETING DATE: APR 30, 2020 | TICKER: VICI SECURITY ID: 925652109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James R. Abrahamson | Management | For | For |
| 1b | Elect Director Diana F. Cantor | Management | For | For |
| 1c | Elect Director Monica H. Douglas | Management | For | For |
| 1d | Elect Director Elizabeth I. Holland | Management | For | For |
| 1e | Elect Director Craig Macnab | Management | For | For |
| 1f | Elect Director Edward B. Pitoniak | Management | For | For |
| 1g | Elect Director Michael D. Rumbolz | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| |
|---|
VISA INC.
MEETING DATE: JAN 28, 2020 | TICKER: V SECURITY ID: 92826C839
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lloyd A. Carney | Management | For | For |
| 1b | Elect Director Mary B. Cranston | Management | For | For |
| 1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1d | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1e | Elect Director Ramon L. Laguarta | Management | For | For |
| 1f | Elect Director John F. Lundgren | Management | For | For |
| 1g | Elect Director Robert W. Matschullat | Management | For | For |
| 1h | Elect Director Denise M. Morrison | Management | For | For |
| 1i | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1j | Elect Director John A. C. Swainson | Management | For | For |
| 1k | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
VISTRA ENERGY CORP.
MEETING DATE: APR 29, 2020 | TICKER: VST SECURITY ID: 92840M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director Hilary E. Ackermann | Management | For | For |
| 2.2 | Elect Director Arcilia C. Acosta | Management | For | For |
| 2.3 | Elect Director Gavin R. Baiera | Management | For | For |
| 2.4 | Elect Director Paul M. Barbas | Management | For | For |
| 2.5 | Elect Director Lisa Crutchfield | Management | For | For |
| 2.6 | Elect Director Brian K. Ferraioli | Management | For | For |
| 2.7 | Elect Director Scott B. Helm | Management | For | For |
| 2.8 | Elect Director Jeff D. Hunter | Management | For | For |
| 2.9 | Elect Director Curtis A. Morgan | Management | For | For |
| 2.10 | Elect Director John R. (JR) Sult | Management | For | For |
| 3.1 | Elect Director Gavin R. Baiera | Management | For | For |
| 3.2 | Elect Director Scott B. Helm | Management | For | For |
| 3.3 | Elect Director Curtis A. Morgan | Management | For | For |
| 3.4 | Elect Director John R. (JR) Sult | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
VORNADO REALTY TRUST
MEETING DATE: MAY 14, 2020 | TICKER: VNO SECURITY ID: 929042109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven Roth | Management | For | For |
| 1.2 | Elect Director Candace K. Beinecke | Management | For | For |
| 1.3 | Elect Director Michael D. Fascitelli | Management | For | For |
| 1.4 | Elect Director Beatrice Hamza Bassey | Management | For | For |
| 1.5 | Elect Director William W. Helman, IV | Management | For | For |
| 1.6 | Elect Director David M. Mandelbaum | Management | For | For |
| 1.7 | Elect Director Mandakini Puri | Management | For | For |
| 1.8 | Elect Director Daniel R. Tisch | Management | For | For |
| 1.9 | Elect Director Richard R. West | Management | For | For |
| 1.10 | Elect Director Russell B. Wight, Jr. | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
WALGREENS BOOTS ALLIANCE, INC.
MEETING DATE: JAN 30, 2020 | TICKER: WBA SECURITY ID: 931427108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jose E. Almeida | Management | For | For |
| 1b | Elect Director Janice M. Babiak | Management | For | For |
| 1c | Elect Director David J. Brailer | Management | For | For |
| 1d | Elect Director William C. Foote | Management | For | For |
| 1e | Elect Director Ginger L. Graham | Management | For | For |
| 1f | Elect Director John A. Lederer | Management | For | For |
| 1g | Elect Director Dominic P. Murphy | Management | For | For |
| 1h | Elect Director Stefano Pessina | Management | For | For |
| 1i | Elect Director Nancy M. Schlichting | Management | For | For |
| 1j | Elect Director James A. Skinner | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Adopt a Policy on Bonus Banking *Withdrawn Resolution* | Shareholder | None | None |
| 6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| |
|---|
WELLS FARGO & COMPANY
MEETING DATE: APR 28, 2020 | TICKER: WFC SECURITY ID: 949746101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Steven D. Black | Management | For | For |
| 1b | Elect Director Celeste A. Clark | Management | For | For |
| 1c | Elect Director Theodore F. Craver, Jr. | Management | For | For |
| 1d | Elect Director Wayne M. Hewett | Management | For | For |
| 1e | Elect Director Donald M. James | Management | For | For |
| 1f | Elect Director Maria R. Morris | Management | For | For |
| 1g | Elect Director Charles H. Noski | Management | For | For |
| 1h | Elect Director Richard B. Payne, Jr. | Management | For | For |
| 1i | Elect Director Juan A. Pujadas | Management | For | For |
| 1j | Elect Director Ronald L. Sargent | Management | For | For |
| 1k | Elect Director Charles W. Scharf | Management | For | For |
| 1l | Elect Director Suzanne M. Vautrinot | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| 5 | Report on Incentive-Based Compensation and Risks of Material Losses | Shareholder | Against | Against |
| 6 | Report on Global Median Gender Pay Gap | Shareholder | Against | Against |
| |
|---|
WELLTOWER INC.
MEETING DATE: APR 30, 2020 | TICKER: WELL SECURITY ID: 95040Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kenneth J. Bacon | Management | For | For |
| 1b | Elect Director Thomas J. DeRosa | Management | For | For |
| 1c | Elect Director Karen B. DeSalvo | Management | For | For |
| 1d | Elect Director Jeffrey H. Donahue | Management | For | For |
| 1e | Elect Director Sharon M. Oster | Management | For | For |
| 1f | Elect Director Sergio D. Rivera | Management | For | For |
| 1g | Elect Director Johnese M. Spisso | Management | For | For |
| 1h | Elect Director Kathryn M. Sullivan | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
POWER OF ATTORNEY
I, the undersigned Treasurer of the following investment companies:
Fidelity Advisor Series I
Fidelity Advisor Series VII
Fidelity Advisor Series VIII
Fidelity Beacon Street Trust
Fidelity Capital Trust
Fidelity Central Investment Portfolios LLC
Fidelity Commonwealth Trust
Fidelity Commonwealth Trust II
Fidelity Concord Street Trust
Fidelity Congress Street Fund
Fidelity Contrafund
Fidelity Covington Trust
Fidelity Destiny Portfolios
Fidelity Devonshire Trust
Fidelity Exchange Fund
Fidelity Financial Trust | Fidelity Hanover Street Trust
Fidelity Hastings Street Trust
Fidelity Investment Trust
Fidelity Magellan Fund
Fidelity Mt. Vernon Street Trust
Fidelity Puritan Trust
Fidelity Securities Fund
Fidelity Select Portfolios
Fidelity Summer Street Trust
Fidelity Trend Fund
Variable Insurance Products Fund
Variable Insurance Products Fund II
Variable Insurance Products Fund III
Variable Insurance Products Fund IV |
in addition to any other investment company for which Fidelity Management & Research Company or an affiliate acts as investment adviser and for which the undersigned individual serves as Treasurer (collectively, the "Funds"), hereby constitute and appoint Mark Lundvall and Holly Grotnik my true and lawful attorney-in-fact, each of them singly, with full power of substitution, and with full power to sign for me and in my name in the appropriate capacity, all Reports of the Proxy Voting Records of the Funds on Form N-PX under the Investment Company Act of 1940, as amended (the "Act"), or any successor thereto, and any supplements or other instruments in connection therewith, and generally do all such things in my name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to cause such Form to be completed and filed in accordance with the Act and all related requirements of the Securities and Exchange Commission. I hereby ratify and confirm all that said attorney-in-fact or his substitute may do or cause to be done by virtue hereof. This power of attorney is effective for all documents filed on or after June 1, 2019.
WITNESS my hand on this 1st day of June 2019.
/s/Stacie M. Smith
Stacie M. Smith
Treasurer
