| SECURITIES AND EXCHANGE COMMISSION |
| WASHINGTON, D.C. 20549 |
| |
| FORM 8-K |
| |
| CURRENT REPORT |
| |
| PURSUANT TO SECTION 13 OR 15 (d) OF THE |
| |
| SECURITIES EXCHANGE ACT OF 1934 |
| |
Date of Report (Date of earliest event reported): August 28, 2020 |
| |
| |
Banner Corporation
|
| (Exact name of registrant as specified in its charter) |
| |
Washington
| 000-26584
| 91-1691604 |
| (State or other jurisdiction | (Commission | (I.R.S. Employer |
| of incorporation) | File Number) | Identification No.) |
| |
10 S First Avenue, Walla Walla, Washington | 99362
|
| (Address of principal executive offices) | (Zip Code) |
| |
Registrant's telephone number (including area code) (509) 527-3636 |
| |
| Not Applicable |
| (Former name or former address, if changed since last report) |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions.
☐
| Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
☐
| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
☐
| Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
☐
| Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act
| Title of each class | | Trading Symbol(s) | | Name of each exchange on which registered |
Common Stock, par value $0.01 per share
| | BANR
| | The NASDAQ Stock Market LLC
|
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Item 5.05. Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics.
On July 28, 2020, the Board of Directors of Banner Corporation (“Company”) approved an amended Code of Ethics & Business Conduct (the “Code”), which governs the conduct of all officers, directors, and employees of Company and its subsidiaries. The amended Code is effective August 28, 2020, and does not result in any waiver with respect to any officer, director or employee of the Company from any provision of the Code as in effect prior to the Board’s action to amend the Code. The Code was amended to clarify that any contracts or special relationships with the Company’s Independent Auditors should be pre-cleared by the Company’s Chief Audit Executive.
The foregoing summary of the nature of the amendment to the Code is qualified in all respects by the full text of the Code, which is filed herewith as Exhibit 14.1.
In connection with the Board’s approval of the amended Code, Craig Miller, General Counsel of the Company, was re-appointed as Ethics Officer of the Company. As Ethics Officer, Mr. Miller will provide reports to the Audit Committee of the Board of Directors regarding ethics and conflict of interest related matters.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
The following exhibits are being furnished herewith and this list shall constitute the exhibit index:
104 Cover Page Interactive Data File (embedded within the Inline XBRL document)
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
| | BANNER CORPORATION |
| | |
| | |
| | |
| Date: August 31, 2020 | By:/s/Peter J. Conner
|
| | Peter J. Conner |
| | Executive Vice President and Chief Financial Officer |
| | |
| | |
