SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Earliest Event Reported: January 10, 2007
New World Restaurant Group, Inc.
(Exact Name of Registrant as Specified in its Charter)
Delaware | | 0-27148 | | 13-3690261 |
(State or Other Jurisdiction
of Incorporation) | | (Commission File Number) | | (I.R.S. Employer
Identification No.) |
1687 Cole Boulevard
Golden, Colorado 80401
(Address of Principal Executive Offices, Including Zip Code)
(303) 568-8000
(Registrant’s Telephone Number, Including Area Code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
ITEM 7.01 REGULATION FD DISCLOSURE
New World Restaurant Group, Inc. (the “Company”) will make a presentation at the Cowen and Company 5th Annual Consumer Conference on Wednesday, January 10, 2007 at 3:00 p.m. EST. A copy of the presentation is furnished herewith as Exhibit 99.1 and is incorporated in this Item 7.01 by reference.
Certain statements in the attached presentation constitute forward-looking statements or statements which may be deemed or construed to be forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. The words “forecast,” “estimate,” “target,” “project,” “plan to,” “is designed to,” “expectations,” “intend,” “indications,” “expect,” “should,” “would,” “believe,” “trend” and similar expressions and all statements which are not historical facts are intended to identify forward-looking statements. These forward-looking statements involve and are subject to known and unknown risks, uncertainties and other factors which could cause the Company’s actual results, performance (financial or operating), or achievements to differ from the future results, performance (financial or operating), or achievements expressed or implied by such forward-looking statements. These factors include but are not limited to (i) the improvement in period over period comparable store sales is not necessarily indicative of future results and is subject to shifting consumer preferences, economic conditions, weather, and competition, among other factors and (ii) the results for fiscal years 2003-2005 and the first three quarters of 2006 and fourth quarter 2006 estimated results are not necessarily indicative of future results, which are subject to increasing utility and other costs, and other seasonal effects, economic conditions, and finding qualified franchisees and licensees, and there is no assurance that full year results will be consistent. These and other risks are more fully discussed in the Company’s SEC filings. The estimated 2006 results are preliminary and are subject to change; actual results may very.
“Heavy users” as included in the attached presentation on page 12 are defined as customers who frequent our restaurants 8 or more times within a month. “Median household income of $70,000” as referenced on page 12 of the attached presentation is based on an internal study performed by the Company.
ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS
(d) EXHIBITS.
99.1 Investor presentation, to be presented on January 10, 2007.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| | NEW WORLD RESTAURANT GROUP, INC. |
| | |
Date: January 10, 2007 | | /s/ RICHARD P. DUTKIEWICZ |
| | Richard P. Dutkiewicz |
| | Chief Financial Officer |
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