United States
Securities and Exchange Commission
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-07343
Prudential Investment Portfolios, Inc.
(Exact name of registrant as specified in charter)
655 Broad Street
17th Floor
Newark, NJ 07102
(Address of principal executive offices) (Zip code)
Jonathan D. Shain, Esquire
655 Broad Street
17th Floor
Newark, NJ 07102
(Name and address of agent for service)
Registrant’s telephone number, including area code: 973-802-6469
Date of fiscal year end: September 30
Date of reporting period: 7/1/2015 through 6/30/2016
Item 1. Proxy Voting Record.
In determining votes against management, any ballot that management did not make a recommendation is considered to be "FOR" regardless of the vote cast. Any "Abstain" vote cast is considered as voted, and to be against the management recommendation.
FORM N-PX
ICA File Number: 811-07343
Registrant Name: The Prudential Investment Portfolios, Inc.
Reporting Period: 07/01/2015 - 06/30/2016
Prudential Balanced Fund - Bond - Sub-Adviser: PGIM
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Prudential Balanced Fund - Cash Allocation - Sub-Adviser: PGIM
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Prudential Balanced Fund - Composite Reporting - Sub-Adviser: QMA
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Prudential Balanced Fund - Equity Allocation-Large Cap Equity - Sub-Adviser: QMA
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Prudential Balanced Fund - Equity-Small Cap Equity- Sub-Adviser: QMA
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Prudential Balanced Fund - International Equity- Sub-Adviser: QMA
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Prudential Conservative Allocation Fund - Sub-Adviser: QMA
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Prudential Growth Allocation Fund - Sub-Adviser: QMA
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Prudential Jennison Equity Opportunity Fund - Sub-Adviser: Jennison
ABBVIE INC Meeting Date: MAY 06, 2016 Record Date: MAR 09, 2016 Meeting Type: ANNUAL | ||||
Ticker: ABBV Security ID: 00287Y109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect William H.L. Burnside | Management | For | For |
1.2 | Elect Brett J. Hart | Management | For | For |
1.3 | Elect Edward J. Rapp | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Repeal of Classified Board | Management | For | For |
5 | Approval of Performance Goals Under the Performance Incentive Plan | Management | For | For |
6 | Shareholder Proposal Regarding Take-Back Programs for Unused Medicines | Shareholder | Against | Against |
7 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
AETNA INC. Meeting Date: OCT 19, 2015 Record Date: AUG 25, 2015 Meeting Type: SPECIAL | ||||
Ticker: AET Security ID: 00817Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Merger | Management | For | For |
2 | Right to Adjourn Meeting | Management | For | For |
1 | Merger | Management | For | For |
2 | Right to Adjourn Meeting | Management | For | For |
AETNA INC. Meeting Date: OCT 19, 2015 Record Date: AUG 25, 2015 Meeting Type: SPECIAL | ||||
Ticker: AET Security ID: 00817Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Merger | Management | For | For |
2 | Right to Adjourn Meeting | Management | For | For |
1 | Merger | Management | For | For |
2 | Right to Adjourn Meeting | Management | For | For |
ALLERGAN PLC Meeting Date: MAY 05, 2016 Record Date: MAR 07, 2016 Meeting Type: ANNUAL | ||||
Ticker: AGN Security ID: G0177J108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.01 | Elect Nesli Basgoz | Management | For | For |
1.02 | Elect Paul M. Bisaro | Management | For | For |
1.03 | Elect James H. Bloem | Management | For | For |
1.04 | Elect Christopher W. Bodine | Management | For | For |
1.05 | Elect Christopher J. Coughlin | Management | For | For |
1.06 | Elect Michael R. Gallagher | Management | For | For |
1.07 | Elect Catherine M. Klema | Management | For | For |
1.08 | Elect Peter J. McDonnell | Management | For | For |
1.09 | Elect Patrick J. O'Sullivan | Management | For | For |
1.10 | Elect Brenton L. Saunders | Management | For | For |
1.11 | Elect Ronald R. Taylor | Management | For | For |
1.12 | Elect Fred G. Weiss | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor and Authority to Set Fees | Management | For | For |
4 | Amendment to the Memorandum of Association to Make Certain Administrative Amendments | Management | For | For |
5 | Amendment to the Articles of Association to make Certain Administrative Amendments | Management | For | For |
6 | Provide for a Plurality Voting Standard in the Event of a Contested Election | Management | For | For |
7 | Sole Authority of Board to Determine Board Size | Management | For | For |
8 | Reduction of Company Capital | Management | For | For |
9 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
10 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
BANK OF AMERICA CORP. Meeting Date: SEP 22, 2015 Record Date: AUG 10, 2015 Meeting Type: SPECIAL | ||||
Ticker: BAC Security ID: 60505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratification of Bylaw Permitting Board to Appoint a Non-Independent Chairman | Management | For | Against |
BANK OF AMERICA CORP. Meeting Date: APR 27, 2016 Record Date: MAR 02, 2016 Meeting Type: ANNUAL | ||||
Ticker: BAC Security ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Sharon L. Allen | Management | For | For |
2 | Elect Susan S. Bies | Management | For | For |
3 | Elect Jack O. Bovender, Jr. | Management | For | For |
4 | Elect Frank P. Bramble, Sr. | Management | For | For |
5 | Elect Pierre J. P. de Weck | Management | For | For |
6 | Elect Arnold W. Donald | Management | For | For |
7 | Elect Linda P. Hudson | Management | For | For |
8 | Elect Monica C. Lozano | Management | For | For |
9 | Elect Thomas J. May | Management | For | For |
10 | Elect Brian T. Moynihan | Management | For | For |
11 | Elect Lionel L. Nowell III | Management | For | For |
12 | Elect Thomas D. Woods | Management | For | For |
13 | Elect R. David Yost | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Ratification of Auditor | Management | For | For |
16 | Shareholder Proposal Regarding Amendment to Clawback Policy | Shareholder | Against | Against |
BENCHMARK ELECTRONICS INC. Meeting Date: MAY 11, 2016 Record Date: MAR 14, 2016 Meeting Type: ANNUAL | ||||
Ticker: BHE Security ID: 08160H101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amendment to Provide for Plurality Voting in Contested Elections | Management | For | For |
1 | Amendment to Provide for Plurality Voting in Contested Elections | Management | Do Not Vote | TNA |
2 | Elect David W. Scheible | Management | For | For |
2.1 | Elect Dissident Nominee Robert K. Gifford | Management | Do Not Vote | TNA |
2.2 | Elect Dissident Nominee Jeffrey S. McCreary | Management | Do Not Vote | TNA |
2.3 | Elect Dissident Nominee Brendan B. Springstubb | Management | Do Not Vote | TNA |
2.4 | Elect Company Nominee David W. Scheible | Management | Do Not Vote | TNA |
2.5 | Elect Company Nominee Gayla J. Delly | Management | Do Not Vote | TNA |
2.6 | Elect Company Nominee Douglas G. Duncan | Management | Do Not Vote | TNA |
2.7 | Elect Company Nominee Kenneth T. Lamneck | Management | Do Not Vote | TNA |
2.8 | Elect Company Nominee Paul J. Tufano | Management | Do Not Vote | TNA |
3 | Elect Michael R. Dawson | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | Do Not Vote | TNA |
4 | Elect Gayla J. Delly | Management | For | For |
4 | Ratification of Auditor | Management | Do Not Vote | TNA |
5 | Elect Douglas G. Duncan | Management | For | For |
6 | Elect Kenneth T. Lamneck | Management | For | For |
7 | Elect Bernee D. L. Strom | Management | For | Against |
8 | Elect Paul J. Tufano | Management | For | For |
9 | Elect Clay C. Williams | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
BIOGEN INC Meeting Date: JUN 08, 2016 Record Date: APR 11, 2016 Meeting Type: ANNUAL | ||||
Ticker: BIIB Security ID: 09062X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Alexander J. Denner | Management | For | For |
2 | Elect Caroline Dorsa | Management | For | For |
3 | Elect Nancy L. Leaming | Management | For | For |
4 | Elect Richard C. Mulligan | Management | For | For |
5 | Elect Robert W. Pangia | Management | For | For |
6 | Elect Stelios Papadopoulos | Management | For | For |
7 | Elect Brian S. Posner | Management | For | For |
8 | Elect Eric K. Rowinsky | Management | For | For |
9 | Elect George A. Scangos | Management | For | For |
10 | Elect Lynn Schenk | Management | For | For |
11 | Elect Stephen A. Sherwin | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
BIOMARIN PHARMACEUTICAL INC. Meeting Date: JUN 06, 2016 Record Date: APR 11, 2016 Meeting Type: ANNUAL | ||||
Ticker: BMRN Security ID: 09061G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Jean-Jacques Bienaime | Management | For | For |
1.2 | Elect Michael Grey | Management | For | For |
1.3 | Elect Elaine J. Heron | Management | For | For |
1.4 | Elect V. Bryan Lawlis, Jr. | Management | For | For |
1.5 | Elect Alan J. Lewis | Management | For | For |
1.6 | Elect Richard A. Meier | Management | For | For |
1.7 | Elect David Pyott | Management | For | For |
1.8 | Elect Dennis J. Slamon | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | Against |
3 | Ratification of Auditor | Management | For | For |
4 | Shareholder Proposal Regarding Sustainability Report | Shareholder | Against | Against |
BOEING CO. Meeting Date: MAY 02, 2016 Record Date: MAR 03, 2016 Meeting Type: ANNUAL | ||||
Ticker: BA Security ID: 097023105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect David L. Calhoun | Management | For | For |
2 | Elect Arthur D. Collins, Jr. | Management | For | For |
3 | Elect Kenneth M. Duberstein | Management | For | For |
4 | Elect Edmund P. Giambastiani, Jr. | Management | For | For |
5 | Elect Lynn J. Good | Management | For | For |
6 | Elect Lawrence W. Kellner | Management | For | For |
7 | Elect Edward M. Liddy | Management | For | For |
8 | Elect Dennis A. Muilenburg | Management | For | For |
9 | Elect Susan C. Schwab | Management | For | For |
10 | Elect Randall L. Stephenson | Management | For | For |
11 | Elect Ronald A. Williams | Management | For | For |
12 | Elect Mike S. Zafirovski | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Report on Arms Sales to Israel | Shareholder | Against | Against |
BRISTOL-MYERS SQUIBB CO. Meeting Date: MAY 03, 2016 Record Date: MAR 11, 2016 Meeting Type: ANNUAL | ||||
Ticker: BMY Security ID: 110122108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Lamberto Andreotti | Management | For | For |
2 | Elect Peter J. Arduini | Management | For | For |
3 | Elect Giovanni Caforio | Management | For | For |
4 | Elect Laurie H. Glimcher | Management | For | For |
5 | Elect Michael Grobstein | Management | For | For |
6 | Elect Alan J. Lacy | Management | For | For |
7 | Elect Thomas J. Lynch | Management | For | For |
8 | Elect Dinesh Paliwal | Management | For | For |
9 | Elect Vicki L. Sato | Management | For | For |
10 | Elect Gerald L. Storch | Management | For | For |
11 | Elect Togo D. West, Jr. | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | Against |
BROCADE COMMUNICATIONS SYSTEMS, INC. Meeting Date: APR 07, 2016 Record Date: FEB 19, 2016 Meeting Type: ANNUAL | ||||
Ticker: BRCD Security ID: 111621306 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Judy Bruner | Management | For | For |
2 | Elect Lloyd Carney | Management | For | For |
3 | Elect Renato A. DiPentima | Management | For | For |
4 | Elect Alan L. Earhart | Management | For | For |
5 | Elect John W. Gerdelman | Management | For | For |
6 | Elect Kim C. Goodman | Management | For | For |
7 | Elect David L. House | Management | For | For |
8 | Elect L. William Krause | Management | For | For |
9 | Elect David E. Roberson | Management | For | For |
10 | Elect Sanjay Vaswani | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Amendment to the 2009 Employee Stock Purchase Plan | Management | For | For |
13 | Approval of an Exclusive Forum Provision | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
CADENCE DESIGN SYSTEMS, INC. Meeting Date: MAY 05, 2016 Record Date: MAR 08, 2016 Meeting Type: ANNUAL | ||||
Ticker: CDNS Security ID: 127387108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mark W. Adams | Management | For | For |
2 | Elect Susan L. Bostrom | Management | For | For |
3 | Elect James D. Plummer | Management | For | For |
4 | Elect Alberto Sangiovanni-Vincentelli | Management | For | For |
5 | Elect George M. Scalise | Management | For | For |
6 | Elect John B. Shoven | Management | For | For |
7 | Elect Roger S. Siboni | Management | For | For |
8 | Elect Young K. Sohn | Management | For | For |
9 | Elect Lip-Bu Tan | Management | For | For |
10 | Amendment to the Omnibus Incentive plan | Management | For | For |
11 | Senior Executive Bonus Plan | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
CALATLANTIC GROUP INC Meeting Date: MAY 25, 2016 Record Date: MAR 30, 2016 Meeting Type: ANNUAL | ||||
Ticker: CAA Security ID: 128195104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Bruce A. Choate | Management | For | For |
1.1 | Elect Scott D. Stowell | Management | For | For |
1.2 | Elect Douglas C. Jacobs | Management | For | For |
1.3 | Elect William L. Jews | Management | For | For |
1.4 | Elect David J. Matlin | Management | For | For |
1.5 | Elect Robert E. Mellor | Management | For | For |
1.6 | Elect Norman J. Metcalfe | Management | For | For |
1.7 | Elect Larry T. Nicholson | Management | For | For |
1.8 | Elect Peter Schoels | Management | For | For |
1.9 | Elect Charlotte St. Martin | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
CALPINE CORP. Meeting Date: MAY 11, 2016 Record Date: MAR 14, 2016 Meeting Type: ANNUAL | ||||
Ticker: CPNLQ Security ID: 131347304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Frank Cassidy | Management | For | For |
1.2 | Elect Jack A. Fusco | Management | For | For |
1.3 | Elect John B. (Thad) Hill | Management | For | For |
1.4 | Elect Michael W. Hofmann | Management | For | For |
1.5 | Elect David C. Merritt | Management | For | For |
1.6 | Elect W. Benjamin Moreland | Management | For | For |
1.7 | Elect Robert A. Mosbacher, Jr. | Management | For | For |
1.8 | Elect Denise M. O'Leary | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
CAPITAL ONE FINANCIAL CORP. Meeting Date: MAY 05, 2016 Record Date: MAR 10, 2016 Meeting Type: ANNUAL | ||||
Ticker: COF Security ID: 14040H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Richard D. Fairbank | Management | For | For |
2 | Elect Patrick W. Gross | Management | For | For |
3 | Elect Ann Fritz Hackett | Management | For | For |
4 | Elect Lewis Hay, III | Management | For | For |
5 | Elect Benjamin P. Jenkins, III | Management | For | For |
6 | Elect Peter Thomas Killalea | Management | For | For |
7 | Elect Pierre E. Leroy | Management | For | For |
8 | Elect Peter E. Raskind | Management | For | For |
9 | Elect Mayo A. Shattuck III | Management | For | For |
10 | Elect Bradford H. Warner | Management | For | For |
11 | Elect Catherine G. West | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
CARNIVAL CORP. Meeting Date: APR 14, 2016 Record Date: FEB 16, 2016 Meeting Type: ANNUAL | ||||
Ticker: CCL Security ID: 143658300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Micky Arison | Management | For | For |
2 | Elect Sir Jonathon Band | Management | For | For |
3 | Elect Arnold W. Donald | Management | For | For |
4 | Elect Richard J. Glasier | Management | For | For |
5 | Elect Debra J. Kelly-Ennis | Management | For | For |
6 | Elect Sir John Parker | Management | For | For |
7 | Elect Stuart Subotnick | Management | For | For |
8 | Elect Laura A. Weil | Management | For | For |
9 | Elect Randall J. Weisenburger | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Approval of Directors' Remuneration Report | Management | For | For |
12 | Appointment of Auditor | Management | For | For |
13 | Authority to Set Auditor's Fees | Management | For | For |
14 | Accounts and Reports | Management | For | For |
15 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
16 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Against |
17 | Authority to Repurchase Shares | Management | For | For |
CITIGROUP INC Meeting Date: APR 26, 2016 Record Date: FEB 29, 2016 Meeting Type: ANNUAL | ||||
Ticker: C Security ID: 172967424 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Michael L. Corbat | Management | For | For |
2 | Elect Ellen M. Costello | Management | For | For |
3 | Elect Duncan P. Hennes | Management | For | For |
4 | Elect Peter B. Henry | Management | For | For |
5 | Elect Franz B. Humer | Management | For | For |
6 | Elect Renee J. James | Management | For | For |
7 | Elect Eugene M. McQuade | Management | For | For |
8 | Elect Michael E. O'Neill | Management | For | For |
9 | Elect Gary M. Reiner | Management | For | For |
10 | Elect Judith Rodin | Management | For | For |
11 | Elect Anthony M. Santomero | Management | For | For |
12 | Elect Joan E. Spero | Management | For | For |
13 | Elect Diana L. Taylor | Management | For | For |
14 | Elect William S. Thompson, Jr. | Management | For | For |
15 | Elect James S. Turley | Management | For | For |
16 | Elect Ernesto Zedillo Ponce de Leon | Management | For | For |
17 | Ratification of Auditor | Management | For | For |
18 | Advisory Vote on Executive Compensation | Management | For | For |
19 | Amendment to the 2014 Stock Incentive Plan | Management | For | For |
20 | Amendment to the 2011 Executive Performance Plan | Management | For | For |
21 | Shareholder Proposal Regarding Gender Pay Equity Report | Shareholder | Against | For |
22 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
23 | Shareholder Proposal Regarding Formation of Shareholder Value Committee | Shareholder | Against | Against |
24 | Shareholder Proposal Regarding Amendment to Clawback Policy | Shareholder | Against | Against |
25 | Shareholder Proposal Regarding Government Service Vesting | Shareholder | Against | Against |
COACH, INC. Meeting Date: NOV 04, 2015 Record Date: SEP 08, 2015 Meeting Type: ANNUAL | ||||
Ticker: COH Security ID: 189754104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect David Denton | Management | For | For |
2 | Elect Andrea Guerra | Management | For | For |
3 | Elect Susan J. Kropf | Management | For | For |
4 | Elect Victor Luis | Management | For | For |
5 | Elect Ivan Menezes | Management | For | For |
6 | Elect William R. Nuti | Management | For | For |
7 | Elect Stephanie Tilenius | Management | For | For |
8 | Elect Jide J. Zeitlin | Management | For | For |
9 | Ratification of Auditor | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Amendment to the Stock Incentive Plan | Management | For | For |
COACH, INC. Meeting Date: NOV 04, 2015 Record Date: SEP 08, 2015 Meeting Type: ANNUAL | ||||
Ticker: COH Security ID: 189754104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect David Denton | Management | For | For |
2 | Elect Andrea Guerra | Management | For | For |
3 | Elect Susan J. Kropf | Management | For | For |
4 | Elect Victor Luis | Management | For | For |
5 | Elect Ivan Menezes | Management | For | For |
6 | Elect William R. Nuti | Management | For | For |
7 | Elect Stephanie Tilenius | Management | For | For |
8 | Elect Jide J. Zeitlin | Management | For | For |
9 | Ratification of Auditor | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Amendment to the Stock Incentive Plan | Management | For | For |
COBALT ENERGY LTD Meeting Date: APR 28, 2016 Record Date: MAR 01, 2016 Meeting Type: ANNUAL | ||||
Ticker: CIE Security ID: 19075F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Joseph H. Bryant | Management | For | For |
1.2 | Elect Jack E. Golden | Management | For | For |
1.3 | Elect Jon A. Marshall | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | Against |
4 | Amendment to Non-Employee Director Compensation Plan | Management | For | For |
COMCAST CORP. Meeting Date: DEC 10, 2015 Record Date: OCT 20, 2015 Meeting Type: SPECIAL | ||||
Ticker: CMCSA Security ID: 20030N200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Conversion of Class A Special Common Stock Into Class A Common Stock | Management | For | For |
COMCAST CORP. Meeting Date: DEC 10, 2015 Record Date: OCT 20, 2015 Meeting Type: SPECIAL | ||||
Ticker: CMCSA Security ID: 20030N200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Conversion of Class A Special Common Stock Into Class A Common Stock | Management | For | For |
COMCAST CORP. Meeting Date: MAY 19, 2016 Record Date: MAR 10, 2016 Meeting Type: ANNUAL | ||||
Ticker: CMCSA Security ID: 20030N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.01 | Elect Kenneth J. Bacon | Management | For | For |
1.02 | Elect Madeline S. Bell | Management | For | For |
1.03 | Elect Sheldon M. Bonovitz | Management | For | For |
1.04 | Elect Edward D. Breen | Management | For | For |
1.05 | Elect Joseph J. Collins | Management | For | For |
1.06 | Elect Gerald L. Hassell | Management | For | For |
1.07 | Elect Jeffrey A. Honickman | Management | For | For |
1.08 | Elect Eduardo G. Mestre | Management | For | For |
1.09 | Elect Brian L. Roberts | Management | For | For |
1.10 | Elect Johnathan A. Rodgers | Management | For | For |
1.11 | Elect Judith Rodin | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Amend 2002 Restricted Stock Plan | Management | For | For |
4 | Amend 2003 Stock Option Plan | Management | For | For |
5 | Amend 2002 Employee Stock Purchase Plan | Management | For | For |
6 | Amend 2011 Employee Stock Purchase Plan | Management | For | For |
7 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
8 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | Against |
9 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
10 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | For |
CONSTELLIUM N.V. Meeting Date: JUN 15, 2016 Record Date: MAY 18, 2016 Meeting Type: ANNUAL | ||||
Ticker: CSTM Security ID: N22035104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amendment to Equity Incentive Plan | Management | For | Against |
2 | Accounts and Reports | Management | For | For |
3 | Ratification of Executive Board Members Acts | Management | For | For |
4 | Ratification of Non-Executive Board Members Acts | Management | For | For |
5 | Authority to Repurchase Shares | Management | For | For |
6 | Elect Pierre Vareille | Management | For | For |
7 | Elect Jean-Marc Germain | Management | For | For |
8 | Elect Richard B. Evans | Management | For | For |
9 | Elect Peter F. Hartman | Management | For | For |
10 | Elect Michiel Brandjes | Management | For | For |
11 | Elect Philippe Guillemot | Management | For | For |
12 | Elect John Ormerod | Management | For | For |
13 | Elect Lori A. Walker | Management | For | For |
14 | Elect Martha Brooks | Management | For | For |
15 | Appointment of Auditor | Management | For | For |
DIEBOLD, INC. Meeting Date: APR 21, 2016 Record Date: FEB 26, 2016 Meeting Type: ANNUAL | ||||
Ticker: DBD Security ID: 253651103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.01 | Elect Patrick W. Allender | Management | For | For |
1.02 | Elect Phillip R. Cox | Management | For | For |
1.03 | Elect Richard L. Crandall | Management | For | For |
1.04 | Elect Gale S. Fitzgerald | Management | For | For |
1.05 | Elect Gary G. Greenfield | Management | For | For |
1.06 | Elect Andreas W. Mattes | Management | For | For |
1.07 | Elect Robert S. Prather, Jr. | Management | For | For |
1.08 | Elect Rajesh K. Soin | Management | For | For |
1.09 | Elect Henry D. G. Wallace | Management | For | For |
1.10 | Elect Alan J. Weber | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | Against |
DIGITALGLOBE INC Meeting Date: MAY 26, 2016 Record Date: APR 01, 2016 Meeting Type: ANNUAL | ||||
Ticker: DGTGP Security ID: 25389M877 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Nick S. Cyprus | Management | For | For |
2 | Elect L. Roger Mason | Management | For | For |
3 | Elect Jeffrey R. Tarr | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
5 | Ratification of Auditor | Management | For | For |
6 | Amendment to the 2007 Employee Stock Option Plan | Management | For | For |
EATON CORPORATION PLC Meeting Date: APR 27, 2016 Record Date: FEB 29, 2016 Meeting Type: ANNUAL | ||||
Ticker: ETN Security ID: G29183103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Craig Arnold | Management | For | For |
2 | Elect Todd M. Bluedorn | Management | For | For |
3 | Elect Christopher M. Connor | Management | For | For |
4 | Elect Michael J. Critelli | Management | For | For |
5 | Elect Alexander M. Cutler | Management | For | For |
6 | Elect Richard H. Fearon | Management | For | For |
7 | Elect Charles E. Golden | Management | For | For |
8 | Elect Linda A. Hill | Management | For | For |
9 | Elect Arthur E. Johnson | Management | For | For |
10 | Elect Ned C. Lautenbach | Management | For | For |
11 | Elect Deborah L. McCoy | Management | For | For |
12 | Elect Gregory R. Page | Management | For | For |
13 | Elect Sandra Pianalto | Management | For | For |
14 | Elect Gerald B. Smith | Management | For | For |
15 | Approving Certain Administrative Amendments to Articles of Association | Management | For | For |
16 | Approving Certain Administrative Amendments to the Memorandum of Association | Management | For | For |
17 | Amendment to Articles Clarifying Board Size | Management | For | For |
18 | Ratification of Auditor | Management | For | For |
19 | Advisory Vote on Executive Compensation | Management | For | For |
20 | Authority to Repurchase Overseas Market Shares | Management | For | For |
FEDEX CORP Meeting Date: SEP 28, 2015 Record Date: AUG 03, 2015 Meeting Type: ANNUAL | ||||
Ticker: FDX Security ID: 31428X106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect James L. Barksdale | Management | For | For |
FIRSTENERGY CORP. Meeting Date: MAY 17, 2016 Record Date: MAR 18, 2016 Meeting Type: ANNUAL | ||||
Ticker: FE Security ID: 337932107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.01 | Elect Paul T. Addison | Management | For | For |
1.02 | Elect Michael J. Anderson | Management | For | For |
1.03 | Elect William T. Cottle | Management | For | For |
1.04 | Elect Robert B. Heisler, Jr. | Management | For | For |
1.05 | Elect Julia L. Johnson | Management | For | For |
1.06 | Elect Charles E. Jones | Management | For | For |
1.07 | Elect Ted J. Kleisner | Management | For | For |
1.08 | Elect Donald T. Misheff | Management | For | For |
1.09 | Elect Thomas N. Mitchell | Management | For | For |
1.10 | Elect Ernest J. Novak, Jr. | Management | For | For |
1.11 | Elect Christopher D. Pappas | Management | For | For |
1.12 | Elect Luis A. Reyes | Management | For | For |
1.13 | Elect George M. Smart | Management | For | For |
1.14 | Elect Jerry Sue Thornton | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | Against |
4 | Elimination of Supermajority Requirement | Management | For | For |
5 | Adoption of Proxy Access | Management | For | For |
6 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
7 | Shareholder Proposal Regarding Stranding of Coal Generation Facilities | Shareholder | Against | Against |
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For |
9 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | For |
FORTINET INC Meeting Date: JUN 17, 2016 Record Date: APR 20, 2016 Meeting Type: ANNUAL | ||||
Ticker: FTNT Security ID: 34959E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Ming Hsieh | Management | For | For |
2 | Elect Christopher B. Paisley | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
FRONTIER COMMUNICATIONS CORP Meeting Date: MAY 11, 2016 Record Date: MAR 14, 2016 Meeting Type: ANNUAL | ||||
Ticker: FTR Security ID: 35906A108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.01 | Elect Leroy T. Barnes, Jr. | Management | For | For |
1.02 | Elect Peter C. B. Bynoe | Management | For | For |
1.03 | Elect Diana S. Ferguson | Management | For | For |
1.04 | Elect Edward Fraioli | Management | For | For |
1.05 | Elect Daniel J. McCarthy | Management | For | For |
1.06 | Elect Pamela D.A. Reeve | Management | For | For |
1.07 | Elect Virginia P. Ruesterholz | Management | For | For |
1.08 | Elect Howard L. Schrott | Management | For | For |
1.09 | Elect Larraine D. Segil | Management | For | For |
1.10 | Elect Mark S. Shapiro | Management | For | For |
1.11 | Elect Myron A. Wick, III | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
GENERAL ELECTRIC CO. Meeting Date: APR 27, 2016 Record Date: FEB 29, 2016 Meeting Type: ANNUAL | ||||
Ticker: GE Security ID: 369604103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Sebastien Bazin | Management | For | For |
2 | Elect W. Geoffrey Beattie | Management | For | For |
3 | Elect John J. Brennan | Management | For | For |
4 | Elect Francisco D'Souza | Management | For | For |
5 | Elect Marijn E. Dekkers | Management | For | For |
6 | Elect Peter B. Henry | Management | For | For |
7 | Elect Susan Hockfield | Management | For | For |
8 | Elect Jeffrey R. Immelt | Management | For | For |
9 | Elect Andrea Jung | Management | For | For |
10 | Elect Robert W. Lane | Management | For | For |
11 | Elect Rochelle B. Lazarus | Management | For | For |
12 | Elect Lowell C. McAdam | Management | For | For |
13 | Elect James J. Mulva | Management | For | For |
14 | Elect James E. Rohr | Management | For | For |
15 | Elect Mary L. Schapiro | Management | For | For |
16 | Elect James S. Tisch | Management | For | For |
17 | Advisory Vote on Executive Compensation | Management | For | For |
18 | Ratification of Auditor | Management | For | For |
19 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
20 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
21 | Shareholder Proposal Regarding Holy Land Principles | Shareholder | Against | Against |
22 | Shareholder Proposal Regarding Cumulative Voting | Shareholder | Against | Against |
23 | Shareholder Proposal Regarding Performance-Based Equity Compensation | Shareholder | Against | Against |
24 | Shareholder Proposal Regarding Human Rights Review | Shareholder | Against | Against |
GOLDMAN SACHS GROUP, INC. Meeting Date: MAY 20, 2016 Record Date: MAR 21, 2016 Meeting Type: ANNUAL | ||||
Ticker: GS Security ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Lloyd C. Blankfein | Management | For | For |
2 | Elect M. Michele Burns | Management | For | For |
3 | Elect Gary D. Cohn | Management | For | For |
4 | Elect Mark Flaherty | Management | For | For |
5 | Elect William W. George | Management | For | For |
6 | Elect James A. Johnson | Management | For | For |
7 | Elect Lakshmi N. Mittal | Management | For | For |
8 | Elect Adebayo O. Ogunlesi | Management | For | For |
9 | Elect Peter Oppenheimer | Management | For | For |
10 | Elect Debora L. Spar | Management | For | For |
11 | Elect Mark E. Tucker | Management | For | For |
12 | Elect David A. Viniar | Management | For | For |
13 | Elect Mark O. Winkelman | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Ratification of Auditor | Management | For | For |
16 | Shareholder Proposal Regarding Government Service Vesting | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Counting Abstentions | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Independent Chairman | Shareholder | Against | Against |
GUIDEWIRE SOFTWARE INC Meeting Date: DEC 03, 2015 Record Date: OCT 08, 2015 Meeting Type: ANNUAL | ||||
Ticker: GWRE Security ID: 40171V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Peter Gassner | Management | For | For |
1.2 | Elect Paul Lavin | Management | For | For |
1.3 | Elect Marcus S. Ryu | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
GUIDEWIRE SOFTWARE INC Meeting Date: DEC 03, 2015 Record Date: OCT 08, 2015 Meeting Type: ANNUAL | ||||
Ticker: GWRE Security ID: 40171V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Peter Gassner | Management | For | For |
1.2 | Elect Paul Lavin | Management | For | For |
1.3 | Elect Marcus S. Ryu | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
HALLIBURTON CO. Meeting Date: MAY 18, 2016 Record Date: MAR 21, 2016 Meeting Type: ANNUAL | ||||
Ticker: HAL Security ID: 406216101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Abdulaziz F. Al Khayyal | Management | For | For |
2 | Elect Alan M. Bennett | Management | For | For |
3 | Elect James R. Boyd | Management | For | For |
4 | Elect Milton Carroll | Management | For | For |
5 | Elect Nance K. Dicciani | Management | For | For |
6 | Elect Murry S. Gerber | Management | For | For |
7 | Elect Jose C. Grubisich | Management | For | For |
8 | Elect David J. Lesar | Management | For | For |
9 | Elect Robert A. Malone | Management | For | For |
10 | Elect J. Landis Martin | Management | For | For |
11 | Elect Jeffrey A. Miller | Management | For | For |
12 | Elect Debra L. Reed | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | Against |
HERTZ GLOBAL HOLDINGS INC Meeting Date: OCT 15, 2015 Record Date: AUG 24, 2015 Meeting Type: ANNUAL | ||||
Ticker: HTZ Security ID: 42805T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Carl T. Berquist | Management | For | For |
2 | Elect Henry R. Keizer | Management | For | For |
3 | Elect Michael F. Koehler | Management | For | For |
4 | Elect Linda Fayne Levinson | Management | For | For |
5 | Elect John P. Tague | Management | For | For |
6 | Advisory Vote on Executive Compensation | Management | For | For |
7 | Re-approval of 2008 Omnibus Plan Goals | Management | For | For |
8 | Ratification of Auditor | Management | For | For |
9 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | Against |
HERTZ GLOBAL HOLDINGS INC Meeting Date: OCT 15, 2015 Record Date: AUG 24, 2015 Meeting Type: ANNUAL | ||||
Ticker: HTZ Security ID: 42805T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Carl T. Berquist | Management | For | For |
2 | Elect Henry R. Keizer | Management | For | For |
3 | Elect Michael F. Koehler | Management | For | For |
4 | Elect Linda Fayne Levinson | Management | For | For |
5 | Elect John P. Tague | Management | For | For |
6 | Advisory Vote on Executive Compensation | Management | For | For |
7 | Re-approval of 2008 Omnibus Plan Goals | Management | For | For |
8 | Ratification of Auditor | Management | For | For |
9 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | Against |
HERTZ GLOBAL HOLDINGS INC Meeting Date: MAY 18, 2016 Record Date: MAR 28, 2016 Meeting Type: ANNUAL | ||||
Ticker: HTZ Security ID: 42805T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Carolyn N. Everson | Management | For | For |
2 | Elect Samuel J. Merksamer | Management | For | For |
3 | Elect Daniel A. Ninivaggi | Management | For | For |
4 | Elect David A. Barnes | Management | For | For |
5 | Elect Carl T. Berquist | Management | For | For |
6 | Elect Henry R. Keizer | Management | For | For |
7 | Elect Linda Fayne Levinson | Management | For | For |
8 | Elect John P. Tague | Management | For | For |
9 | Advisory Vote on Executive Compensation | Management | For | For |
10 | Reverse Stock Split | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
HYATT HOTELS CORPORATION Meeting Date: MAY 11, 2016 Record Date: MAR 24, 2016 Meeting Type: ANNUAL | ||||
Ticker: H Security ID: 448579102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Mark S. Hoplamazian | Management | For | For |
1.2 | Elect Cary D. McMillan | Management | For | For |
1.3 | Elect Michael A. Rocca | Management | For | For |
1.4 | Elect William Wrigley, Jr. | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
JPMORGAN CHASE & CO. Meeting Date: MAY 17, 2016 Record Date: MAR 18, 2016 Meeting Type: ANNUAL | ||||
Ticker: JPM Security ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Linda B. Bammann | Management | For | For |
2 | Elect James A. Bell | Management | For | For |
3 | Elect Crandall C. Bowles | Management | For | For |
4 | Elect Stephen B. Burke | Management | For | For |
5 | Elect James S. Crown | Management | For | For |
6 | Elect James Dimon | Management | For | For |
7 | Elect Timothy P. Flynn | Management | For | For |
8 | Elect Laban P. Jackson, Jr. | Management | For | For |
9 | Elect Michael A. Neal | Management | For | For |
10 | Elect Lee R. Raymond | Management | For | For |
11 | Elect William C. Weldon | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
15 | Shareholder Proposal Regarding Counting Abstentions | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Government Service Vesting | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Formation of Shareholder Value Committee | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Amendment to Clawback Policy | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Linking Executive Pay to Social Factors | Shareholder | Against | Against |
JUNIPER NETWORKS INC Meeting Date: MAY 25, 2016 Record Date: MAR 28, 2016 Meeting Type: ANNUAL | ||||
Ticker: JNPR Security ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Robert M. Calderoni | Management | For | For |
2 | Elect Gary J Daichendt | Management | For | For |
3 | Elect Kevin DeNuccio | Management | For | For |
4 | Elect James Dolce | Management | For | For |
5 | Elect Mercedes Johnson | Management | For | For |
6 | Elect Scott Kriens | Management | For | For |
7 | Elect Rahul Merchant | Management | For | For |
8 | Elect Rami Rahim | Management | For | For |
9 | Elect Pradeep Sindhu | Management | For | For |
10 | Elect William Stensrud | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Amendment to the Performance Bonus Plan | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Shareholder Proposal Regarding Simple Vote | Shareholder | Against | For |
LAREDO PETROLEUM INC. Meeting Date: MAY 25, 2016 Record Date: MAR 28, 2016 Meeting Type: ANNUAL | ||||
Ticker: LPI Security ID: 516806106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Pamela S. Pierce | Management | For | For |
1.2 | Elect B.Z. (Bill) Parker | Management | For | For |
1.3 | Elect Francis Rooney | Management | For | Withhold |
2 | Amendment to the 2011 Omnibus Equity Incentive PLan | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | Against |
LEAR CORP. Meeting Date: MAY 19, 2016 Record Date: MAR 24, 2016 Meeting Type: ANNUAL | ||||
Ticker: LEA Security ID: 521865204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Richard H. Bott | Management | For | For |
2 | Elect Thomas P. Capo | Management | For | For |
3 | Elect Jonathan F. Foster | Management | For | For |
4 | Elect Mary Lou Jespen | Management | For | For |
5 | Elect Kathleen A. Ligocki | Management | For | For |
6 | Elect Conrad L. Mallett, Jr. | Management | For | For |
7 | Elect Donald L. Runkle | Management | For | For |
8 | Elect Matthew J. Simoncini | Management | For | For |
9 | Elect Gregory C. Smith | Management | For | For |
10 | Elect Henry D. G. Wallace | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Advisory Vote to Approve Executive Compensation | Management | For | For |
LIVE NATION ENTERTAINMENT INC Meeting Date: JUN 14, 2016 Record Date: APR 18, 2016 Meeting Type: ANNUAL | ||||
Ticker: LYV Security ID: 538034109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mark D. Carleton | Management | For | For |
2 | Elect Jonathan L. Dolgen | Management | For | For |
3 | Elect Ariel Z. Emanuel | Management | For | For |
4 | Elect R. Ted Enloe, III | Management | For | For |
5 | Elect Jeffrey T. Hinson | Management | For | For |
6 | Elect Jimmy Iovine | Management | For | For |
7 | Elect Peggy Johnson | Management | For | For |
8 | Elect James S. Kahan | Management | For | For |
9 | Elect Gregory B. Maffei | Management | For | For |
10 | Elect Randall T. Mays | Management | For | For |
11 | Elect Michael Rapino | Management | For | For |
12 | Elect Mark S. Shapiro | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | Against |
14 | Ratification of Auditor | Management | For | For |
LOUISIANA-PACIFIC CORP. Meeting Date: MAY 06, 2016 Record Date: MAR 07, 2016 Meeting Type: ANNUAL | ||||
Ticker: LPX Security ID: 546347105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Tracy Embree | Management | For | For |
2 | Elect Lizanne C. Gottung | Management | For | For |
3 | Elect Dustan E. McCoy | Management | For | For |
4 | Elect Colin D. Watson | Management | For | For |
5 | Ratification of Auditor | Management | For | For |
6 | Advisory Vote on Executive Compensation | Management | For | For |
LULULEMON ATHLETICA INC. Meeting Date: JUN 02, 2016 Record Date: APR 13, 2016 Meeting Type: ANNUAL | ||||
Ticker: LULU Security ID: 550021109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Robert Bensoussan | Management | For | For |
2 | Elect Kathryn Henry | Management | For | For |
3 | Elect Jon McNeill | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
MAXIM INTEGRATED PRODUCTS, INC. Meeting Date: NOV 12, 2015 Record Date: SEP 18, 2015 Meeting Type: ANNUAL | ||||
Ticker: MXIM Security ID: 57772K101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect B. Kipling Hagopian | Management | For | For |
1.2 | Elect Tunc Doluca | Management | For | For |
1.3 | Elect James R. Bergman | Management | For | For |
1.4 | Elect Joseph R. Bronson | Management | For | For |
1.5 | Elect Robert E. Grady | Management | For | For |
1.6 | Elect William D. Watkins | Management | For | For |
1.7 | Elect A.R. Frank Wazzan | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Amendment to the 2008 Employee Stock Purchase Plan | Management | For | For |
4 | Amendment to the 1996 Stock Incentive Plan | Management | For | For |
5 | Elimination of Cumulative Voting | Management | For | For |
6 | Advisory Vote on Executive Compensation | Management | For | Against |
MAXIM INTEGRATED PRODUCTS, INC. Meeting Date: NOV 12, 2015 Record Date: SEP 18, 2015 Meeting Type: ANNUAL | ||||
Ticker: MXIM Security ID: 57772K101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect B. Kipling Hagopian | Management | For | For |
1.2 | Elect Tunc Doluca | Management | For | For |
1.3 | Elect James R. Bergman | Management | For | For |
1.4 | Elect Joseph R. Bronson | Management | For | For |
1.5 | Elect Robert E. Grady | Management | For | For |
1.6 | Elect William D. Watkins | Management | For | For |
1.7 | Elect A.R. Frank Wazzan | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Amendment to the 2008 Employee Stock Purchase Plan | Management | For | For |
4 | Amendment to the 1996 Stock Incentive Plan | Management | For | For |
5 | Elimination of Cumulative Voting | Management | For | For |
6 | Advisory Vote on Executive Compensation | Management | For | Against |
MERCK & CO INC Meeting Date: MAY 24, 2016 Record Date: MAR 31, 2016 Meeting Type: ANNUAL | ||||
Ticker: MRK Security ID: 58933Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Leslie A. Brun | Management | For | For |
2 | Elect Thomas R. Cech | Management | For | For |
3 | Elect Pamela J. Craig | Management | For | For |
4 | Elect Kenneth C. Frazier | Management | For | For |
5 | Elect Thomas H. Glocer | Management | For | For |
6 | Elect C. Robert Kidder | Management | For | For |
7 | Elect Rochelle B. Lazarus | Management | For | For |
8 | Elect Carlos E. Represas | Management | For | For |
9 | Elect Paul B. Rothman | Management | For | For |
10 | Elect Patricia F. Russo | Management | For | For |
11 | Elect Craig B. Thompson | Management | For | For |
12 | Elect Wendell P. Weeks | Management | For | For |
13 | Elect Peter C. Wendell | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Ratification of Auditor | Management | For | For |
16 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
17 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Take-Back Programs for Unused Medicines | Shareholder | Against | Against |
METLIFE INC Meeting Date: JUN 14, 2016 Record Date: APR 19, 2016 Meeting Type: ANNUAL | ||||
Ticker: MET Security ID: 59156R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Cheryl W. Grise | Management | For | For |
2 | Elect Carlos M. Gutierrez | Management | For | For |
3 | Elect R. Glenn Hubbard | Management | For | For |
4 | Elect Steven A. Kandarian | Management | For | For |
5 | Elect Alfred F. Kelly, Jr. | Management | For | For |
6 | Elect Edward J. Kelly, III | Management | For | For |
7 | Elect William E. Kennard | Management | For | For |
8 | Elect James M. Kilts | Management | For | For |
9 | Elect Catherine R. Kinney | Management | For | For |
10 | Elect Denise M. Morrison | Management | For | For |
11 | Elect Kenton J. Sicchitano | Management | For | For |
12 | Elect Lulu C. Wang | Management | For | For |
13 | Adoption of Exclusive Forum Provision | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
16 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
MGM RESORTS INTERNATIONAL Meeting Date: JUN 01, 2016 Record Date: APR 06, 2016 Meeting Type: ANNUAL | ||||
Ticker: MGM Security ID: 552953101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert H. Baldwin | Management | For | For |
1.2 | Elect William A. Bible | Management | For | For |
1.3 | Elect Mary Chris Gay | Management | For | For |
1.4 | Elect William W. Grounds | Management | For | For |
1.5 | Elect Alexis M. Herman | Management | For | For |
1.6 | Elect Roland Hernandez | Management | For | For |
1.7 | Elect Anthony Mandekic | Management | For | For |
1.8 | Elect Rose E. McKinney-James | Management | For | For |
1.9 | Elect James J. Murren | Management | For | For |
1.10 | Elect Gregory M. Spierkel | Management | For | For |
1.11 | Elect Daniel J. Taylor | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | Against |
4 | Reapproval of the Annual Incentive Plan for Executives for reasons of 162(m) deductions | Management | For | For |
MICROSOFT CORPORATION Meeting Date: DEC 02, 2015 Record Date: OCT 02, 2015 Meeting Type: ANNUAL | ||||
Ticker: MSFT Security ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect William H. Gates III | Management | For | For |
2 | Elect Teri L. List-Stoll | Management | For | For |
3 | Elect G. Mason Morfit | Management | For | For |
4 | Elect Satya Nadella | Management | For | For |
5 | Elect Charles H. Noski | Management | For | For |
6 | Elect Helmut G. W. Panke | Management | For | For |
7 | Elect Sandra E. Peterson | Management | For | For |
8 | Elect Charles W. Scharf | Management | For | For |
9 | Elect John W. Stanton | Management | For | For |
10 | Elect John W. Thompson | Management | For | For |
11 | Elect Padmasree Warrior | Management | For | For |
12 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
MICROSOFT CORPORATION Meeting Date: DEC 02, 2015 Record Date: OCT 02, 2015 Meeting Type: ANNUAL | ||||
Ticker: MSFT Security ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect William H. Gates III | Management | For | For |
2 | Elect Teri L. List-Stoll | Management | For | For |
3 | Elect G. Mason Morfit | Management | For | For |
4 | Elect Satya Nadella | Management | For | For |
5 | Elect Charles H. Noski | Management | For | For |
6 | Elect Helmut G. W. Panke | Management | For | For |
7 | Elect Sandra E. Peterson | Management | For | For |
8 | Elect Charles W. Scharf | Management | For | For |
9 | Elect John W. Stanton | Management | For | For |
10 | Elect John W. Thompson | Management | For | For |
11 | Elect Padmasree Warrior | Management | For | For |
12 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
MONDELEZ INTERNATIONAL INC. Meeting Date: MAY 18, 2016 Record Date: MAR 09, 2016 Meeting Type: ANNUAL | ||||
Ticker: MDLZ Security ID: 609207105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Stephen F. Bollenbach | Management | For | For |
2 | Elect Lewis W.K. Booth | Management | For | For |
3 | Elect Lois D. Juliber | Management | For | For |
4 | Elect Mark D. Ketchum | Management | For | For |
5 | Elect Jorge S. Mesquita | Management | For | For |
6 | Elect Joseph Neubauer | Management | For | For |
7 | Elect Nelson Peltz | Management | For | For |
8 | Elect Fredric G. Reynolds | Management | For | For |
9 | Elect Irene B. Rosenfeld | Management | For | For |
10 | Elect Christiana Shi | Management | For | For |
11 | Elect Patrick T. Siewert | Management | For | For |
12 | Elect Ruth J. Simmons | Management | For | For |
13 | Elect Jean-Francois M. L. van Boxmeer | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Ratification of Auditor | Management | For | For |
16 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Mediation of Alleged Human Rights Violations | Shareholder | Against | Against |
MORGAN STANLEY Meeting Date: MAY 17, 2016 Record Date: MAR 21, 2016 Meeting Type: ANNUAL | ||||
Ticker: MPQ Security ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Erskine B. Bowles | Management | For | For |
2 | Elect Alistair Darling | Management | For | For |
3 | Elect Thomas H. Glocer | Management | For | For |
4 | Elect James P. Gorman | Management | For | For |
5 | Elect Robert H. Herz | Management | For | For |
6 | Elect Nobuyuki Hirano | Management | For | For |
7 | Elect Klaus Kleinfeld | Management | For | For |
8 | Elect Jami Miscik | Management | For | For |
9 | Elect Donald T. Nicolaisen | Management | For | For |
10 | Elect Hutham S. Olayan | Management | For | For |
11 | Elect James W. Owens | Management | For | For |
12 | Elect Ryosuke Tamakoshi | Management | For | For |
13 | Elect Perry M. Traquina | Management | For | For |
14 | Elect Rayford Wilkins, Jr. | Management | For | For |
15 | Ratification of Auditor | Management | For | For |
16 | Advisory Vote on Executive Compensation | Management | For | For |
17 | Amendment to 2007 Equity Incentive Compensation Plan | Management | For | For |
18 | Shareholder Proposal Regarding Counting Abstentions | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Government Service Vesting | Shareholder | Against | Against |
NEWFIELD EXPLORATION CO. Meeting Date: MAY 17, 2016 Record Date: MAR 21, 2016 Meeting Type: ANNUAL | ||||
Ticker: NFX Security ID: 651290108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Lee K. Boothby | Management | For | For |
2 | Elect Pamela J. Gardner | Management | For | For |
3 | Elect Steven Nance | Management | For | For |
4 | Elect Roger B. Plank | Management | For | For |
5 | Elect Thomas G. Ricks | Management | For | For |
6 | Elect Juanita F. Romans | Management | For | For |
7 | Elect John W. Schanck | Management | For | For |
8 | Elect J. Terry Strange | Management | For | For |
9 | Elect J. Kent Wells | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
NOBLE ENERGY INC Meeting Date: APR 26, 2016 Record Date: FEB 26, 2016 Meeting Type: ANNUAL | ||||
Ticker: NBL Security ID: 655044105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jeffrey L. Berenson | Management | For | For |
2 | Elect Michael A. Cawley | Management | For | For |
3 | Elect Edward F. Cox | Management | For | For |
4 | Elect James E. Craddock | Management | For | For |
5 | Elect Thomas J. Edelman | Management | For | For |
6 | Elect Eric P. Grubman | Management | For | For |
7 | Elect Kirby L. Hedrick | Management | For | For |
8 | Elect David L. Stover | Management | For | For |
9 | Elect Scott D. Urban | Management | For | For |
10 | Elect William T. Van Kleef | Management | For | For |
11 | Elect Molly K. Williamson | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
15 | Shareholder Proposal Regarding Report on Response to Climate Change Policy | Shareholder | Against | Against |
OCCIDENTAL PETROLEUM CORP. Meeting Date: APR 29, 2016 Record Date: FEB 29, 2016 Meeting Type: ANNUAL | ||||
Ticker: OXY Security ID: 674599105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Spencer Abraham | Management | For | For |
2 | Elect Howard I. Atkins | Management | For | For |
3 | Elect Eugene L. Batchelder | Management | For | For |
4 | Elect Stephen I. Chazen | Management | For | For |
5 | Elect John E. Feick | Management | For | For |
6 | Elect Margaret M. Foran | Management | For | For |
7 | Elect Carlos M. Gutierrez | Management | For | For |
8 | Elect Vicki A. Hollub | Management | For | For |
9 | Elect William R. Klesse | Management | For | For |
10 | Elect Avedick B. Poladian | Management | For | For |
11 | Elect Elisse B. Walter | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Shareholder Proposal Regarding Report on Membership in Lobbying Organizations | Shareholder | Against | Against |
15 | Shareholder Proposal Regarding Climate Change Policy Risk | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | For |
17 | Shareholder Proposal Regarding Methane Emissions And Flaring Reporting and Reduction Targets | Shareholder | Against | Against |
PACIFIC GAS & ELECTRIC CO Meeting Date: MAY 23, 2016 Record Date: MAR 24, 2016 Meeting Type: ANNUAL | ||||
Ticker: PCG Security ID: 69331C108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Lewis Chew | Management | For | For |
2 | Elect Anthony F. Earley, Jr. | Management | For | For |
3 | Elect Fred J. Fowler | Management | For | For |
4 | Elect Maryellen C. Herringer | Management | For | For |
5 | Elect Richard C. Kelly | Management | For | For |
6 | Elect Roger H. Kimmel | Management | For | For |
7 | Elect Richard A. Meserve | Management | For | For |
8 | Elect Forrest E. Miller | Management | For | For |
9 | Elect Rosendo G. Parra | Management | For | For |
10 | Elect Barbara L. Rambo | Management | For | For |
11 | Elect Anne Shen Smith | Management | For | For |
12 | Elect Barry Lawson Williams | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | Against |
PATTERSON-UTI ENERGY INC Meeting Date: JUN 02, 2016 Record Date: APR 05, 2016 Meeting Type: ANNUAL | ||||
Ticker: PTEN Security ID: 703481101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Mark S. Siegel | Management | For | For |
1.2 | Elect Kenneth N. Berns | Management | For | For |
1.3 | Elect Charles O. Buckner | Management | For | For |
1.4 | Elect Michael W. Conlon | Management | For | For |
1.5 | Elect Curtis W. Huff | Management | For | For |
1.6 | Elect Terry H. Hunt | Management | For | For |
1.7 | Elect Tiffany J. Thom | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
PFIZER INC. Meeting Date: APR 28, 2016 Record Date: MAR 01, 2016 Meeting Type: ANNUAL | ||||
Ticker: PFE Security ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Dennis A. Ausiello | Management | For | For |
2 | Elect W. Don Cornwell | Management | For | For |
3 | Elect Joseph J. Echevarria | Management | For | For |
4 | Elect Frances D. Fergusson | Management | For | For |
5 | Elect Helen H. Hobbs | Management | For | For |
6 | Elect James M. Kilts | Management | For | Against |
7 | Elect Shantanu Narayen | Management | For | For |
8 | Elect Suzanne Nora Johnson | Management | For | For |
9 | Elect Ian C. Read | Management | For | For |
10 | Elect Stephen W. Sanger | Management | For | For |
11 | Elect James C. Smith | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | SHAREHOLDER PROPOSAL REGARDING REPORT ON LOBBYING ACTIVITIES | Shareholder | Against | Against |
15 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For |
16 | SHAREHOLDER PROPOSAL REGARDING RIGHT TO ACT BY WRITTEN CONSENT | Shareholder | Against | For |
17 | SHAREHOLDER PROPOSAL REGARDING CERTAIN TAXABLE EVENTS | Shareholder | Against | Against |
PNC FINANCIAL SERVICES GROUP Meeting Date: APR 26, 2016 Record Date: JAN 29, 2016 Meeting Type: ANNUAL | ||||
Ticker: PNC Security ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Charles E. Bunch | Management | For | For |
2 | Elect Marjorie Rodgers Cheshire | Management | For | For |
3 | Elect William S. Demchak | Management | For | For |
4 | Elect Andrew T. Feldstein | Management | For | For |
5 | Elect Daniel R. Hesse | Management | For | For |
6 | Elect Kay Coles James | Management | For | For |
7 | Elect Richard B. Kelson | Management | For | For |
8 | Elect Jane G. Pepper | Management | For | For |
9 | Elect Donald J. Shepard | Management | For | For |
10 | Elect Lorene K. Steffes | Management | For | For |
11 | Elect Dennis F. Strigl | Management | For | For |
12 | Elect Michael J. Ward | Management | For | For |
13 | Elect Gregory D. Wasson | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | 2016 Incentive Award Plan | Management | For | For |
16 | Advisory Vote on Executive Compensation | Management | For | For |
QLIK TECHNOLOGIES INC. Meeting Date: MAY 12, 2016 Record Date: MAR 17, 2016 Meeting Type: ANNUAL | ||||
Ticker: QLIK Security ID: 74733T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect John Gavin, Jr. | Management | For | For |
2 | Elect Alexander Ott | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
RICE ENERGY Meeting Date: JUN 01, 2016 Record Date: APR 04, 2016 Meeting Type: ANNUAL | ||||
Ticker: RICE Security ID: 762760106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert F. Vagt | Management | For | For |
1.2 | Elect Toby Z. Rice | Management | For | For |
1.3 | Elect Steven C. Dixon | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
ROVI CORP Meeting Date: APR 27, 2016 Record Date: MAR 03, 2016 Meeting Type: ANNUAL | ||||
Ticker: ROVI Security ID: 779376102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Thomas Carson | Management | For | For |
1.2 | Elect Alan L. Earhart | Management | For | For |
1.3 | Elect Eddy W. Hartenstein | Management | For | For |
1.4 | Elect N. Steven Lucas | Management | For | For |
1.5 | Elect James E. Meyer | Management | For | For |
1.6 | Elect Ruthann Quindlen | Management | For | For |
1.7 | Elect Raghavendra Rau | Management | For | For |
1.8 | Elect Glenn W. Welling | Management | For | For |
2 | Amendment to the 2008 Equity Incentive Plan | Management | For | Against |
3 | Amendment to the 2008 Employee Stock Purchase Plan | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
SEAWORLD ENTERTAINMENT INC Meeting Date: JUN 15, 2016 Record Date: APR 18, 2016 Meeting Type: ANNUAL | ||||
Ticker: SEAS Security ID: 81282V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Donald C. Robinson | Management | For | For |
1.2 | Elect Deborah M. Thomas | Management | For | For |
1.3 | Elect Peter F. Wallace | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | Against |
4 | Amendment to Declassify the Board of Directors | Management | For | For |
5 | Adoption of Majority Vote for Election of Directors | Management | For | For |
SHIRE PLC Meeting Date: APR 28, 2016 Record Date: MAR 18, 2016 Meeting Type: ANNUAL | ||||
Ticker: SHPG Security ID: 82481R106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Remuneration Report (Advisory) | Management | For | For |
3 | Elect Dominic Blakemore | Management | For | For |
4 | Elect Olivier Bohuon | Management | For | For |
5 | Elect William M. Burns | Management | For | For |
6 | Elect Steven Gillis | Management | For | For |
7 | Elect David Ginsburg | Management | For | For |
8 | Elect Susan Kilsby | Management | For | For |
9 | Elect Sara Mathew | Management | For | For |
10 | Elect Anne Minto | Management | For | For |
11 | Elect Flemming Ornskov | Management | For | For |
12 | Elect Jeffrey Poulton | Management | For | For |
13 | Appointment of Auditor | Management | For | For |
14 | Authority to Set Auditor's Fees | Management | For | For |
15 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
16 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Against |
17 | Authority to Repurchase Shares | Management | For | For |
18 | Increase in Authorised Capital | Management | For | For |
19 | Amendments to Articles | Management | For | For |
20 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | For |
SHIRE PLC Meeting Date: MAY 27, 2016 Record Date: APR 21, 2016 Meeting Type: ANNUAL | ||||
Ticker: SHPG Security ID: 82481R106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Merger | Management | For | For |
2 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
3 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Against |
4 | Authority to Repurchase Shares | Management | For | For |
STARWOOD HOTELS & RESORTS WORLDWIDE, INC. Meeting Date: APR 08, 2016 Record Date: FEB 02, 2016 Meeting Type: SPECIAL | ||||
Ticker: HOT Security ID: 85590A401 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Merger | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
SYNCHRONY FINANCIAL Meeting Date: MAY 19, 2016 Record Date: MAR 24, 2016 Meeting Type: ANNUAL | ||||
Ticker: SYF Security ID: 87165B103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Margaret M. Keane | Management | For | For |
2 | Elect Paget L. Alves | Management | For | For |
3 | Elect Arthur W. Coviello, Jr. | Management | For | For |
4 | Elect William W. Graylin | Management | For | For |
5 | Elect Roy A. Guthrie | Management | For | For |
6 | Elect Richard C. Hartnack | Management | For | For |
7 | Elect Jeffrey G. Naylor | Management | For | For |
8 | Elect Laurel J. Richie | Management | For | For |
9 | Elect Olympia J. Snowe | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
TARGET CORP Meeting Date: JUN 08, 2016 Record Date: APR 11, 2016 Meeting Type: ANNUAL | ||||
Ticker: TGT Security ID: 87612E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Roxanne S. Austin | Management | For | For |
2 | Elect Douglas M. Baker, Jr. | Management | For | For |
3 | Elect Brian C. Cornell | Management | For | For |
4 | Elect Calvin Darden | Management | For | For |
5 | Elect Henrique De Castro | Management | For | For |
6 | Elect Robert L. Edwards | Management | For | For |
7 | Elect Melanie L. Healey | Management | For | For |
8 | Elect Donald R. Knauss | Management | For | For |
9 | Elect Monica C. Lozano | Management | For | For |
10 | Elect Mary E. Minnick | Management | For | For |
11 | Elect Anne M. Mulcahy | Management | For | For |
12 | Elect Derica W. Rice | Management | For | For |
13 | Elect Kenneth L. Salazar | Management | For | For |
14 | Elect John G. Stumpf | Management | For | For |
15 | Ratification of Auditor | Management | For | For |
16 | Advisory Vote on Executive Compensation | Management | For | For |
17 | Shareholder Proposal Regarding Country Selection Guidelines | Shareholder | Against | Against |
TEVA- PHARMACEUTICAL INDUSTRIES LTD. Meeting Date: NOV 05, 2015 Record Date: OCT 06, 2015 Meeting Type: SPECIAL | ||||
Ticker: TEVA Security ID: 881624209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Creation of Preferred Shares | Management | For | For |
TEVA- PHARMACEUTICAL INDUSTRIES LTD. Meeting Date: NOV 05, 2015 Record Date: OCT 06, 2015 Meeting Type: SPECIAL | ||||
Ticker: TEVA Security ID: 881624209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Creation of Preferred Shares | Management | For | For |
THERMON GROUP HOLDINGS INC Meeting Date: JUL 30, 2015 Record Date: JUN 02, 2015 Meeting Type: ANNUAL | ||||
Ticker: THR Security ID: 88362T103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Rodney L. Bingham | Management | For | For |
1.2 | Elect Marcus J. George | Management | For | For |
1.3 | Elect Richard E. Goodrich | Management | For | For |
1.4 | Elect Kevin J. McGinty | Management | For | For |
1.5 | Elect John T. Nesser, III | Management | For | For |
1.6 | Elect Michael W. Press | Management | For | For |
1.7 | Elect Stephen A. Snider | Management | For | For |
1.8 | Elect Charles A. Sorrentino | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
UNDER ARMOUR INC Meeting Date: AUG 26, 2015 Record Date: JUL 13, 2015 Meeting Type: SPECIAL | ||||
Ticker: UA Security ID: 904311107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Conversion of Class B Stock if CEO Plank Sells In Excess of Certain Limit | Management | For | For |
2 | Conversion of Class B Stock if CEO Plank Resigns or is Terminated | Management | For | For |
3 | Equal Treatment of Class A and B Common Stock in Certain Transactions | Management | For | For |
4 | Enhance Board Independence Requirements | Management | For | For |
5 | Requirements to Amend Equal Treatment Provision and Board Independence Provision | Management | For | For |
6 | Amendment to the 2005 Omnibus Long-Term Incentive Plan | Management | For | For |
7 | 2015 Class C Employee Stock Purchase Plan | Management | For | For |
UNION PACIFIC CORP. Meeting Date: MAY 12, 2016 Record Date: MAR 11, 2016 Meeting Type: ANNUAL | ||||
Ticker: UNP Security ID: 907818108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Andrew H. Card, Jr. | Management | For | For |
2 | Elect Erroll B. Davis, Jr. | Management | For | For |
3 | Elect David B. Dillon | Management | For | For |
4 | Elect Lance M. Fritz | Management | For | For |
5 | Elect Charles C. Krulak | Management | For | For |
6 | Elect Jane H. Lute | Management | For | For |
7 | Elect Michael R. McCarthy | Management | For | For |
8 | Elect Michael W. McConnell | Management | For | For |
9 | Elect Thomas F. McLarty III | Management | For | For |
10 | Elect Steven R. Rogel | Management | For | For |
11 | Elect Jose H. Villarreal | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | Shareholder | Against | Against |
15 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
UNITED TECHNOLOGIES CORP. Meeting Date: APR 25, 2016 Record Date: FEB 29, 2016 Meeting Type: ANNUAL | ||||
Ticker: UTX Security ID: 913017109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect John V. Faraci | Management | For | For |
2 | Elect Jean-Pierre Garnier | Management | For | For |
3 | Elect Gregory J. Hayes | Management | For | For |
4 | Elect Edward A. Kangas | Management | For | For |
5 | Elect Ellen J. Kullman | Management | For | For |
6 | Elect Marshall O. Larsen | Management | For | For |
7 | Elect Harold W. McGraw III | Management | For | For |
8 | Elect Richard B. Myers | Management | For | For |
9 | Elect Fredric G. Reynolds | Management | For | For |
10 | Elect Brian C. Rogers | Management | For | For |
11 | Elect H. Patrick Swygert | Management | For | For |
12 | Elect Andre Villeneuve | Management | For | For |
13 | Elect Christine Todd Whitman | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Elimination of Cumulative Voting | Management | For | For |
16 | Advisory Vote on Executive Compensation | Management | For | For |
VEEVA SYSTEMS INC Meeting Date: JUN 22, 2016 Record Date: MAY 03, 2016 Meeting Type: ANNUAL | ||||
Ticker: VEEV Security ID: 922475108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Ronald E. F. Codd | Management | For | For |
1.2 | Elect Peter P. Gassner | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
VIAVI SOLUTIONS INC Meeting Date: NOV 17, 2015 Record Date: OCT 06, 2015 Meeting Type: ANNUAL | ||||
Ticker: VIAV Security ID: 925550105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Richard E. Belluzzo | Management | For | For |
1.2 | Elect Keith L. Barnes | Management | For | For |
1.3 | Elect Tor Braham | Management | For | For |
1.4 | Elect Timothy Campos | Management | For | For |
1.5 | Elect Donald Colvin | Management | For | For |
1.6 | Elect Masood Jabbar | Management | For | For |
1.7 | Elect Pamela Strayer | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
VIAVI SOLUTIONS INC Meeting Date: NOV 17, 2015 Record Date: OCT 06, 2015 Meeting Type: ANNUAL | ||||
Ticker: VIAV Security ID: 925550105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Richard E. Belluzzo | Management | For | For |
1.2 | Elect Keith L. Barnes | Management | For | For |
1.3 | Elect Tor Braham | Management | For | For |
1.4 | Elect Timothy Campos | Management | For | For |
1.5 | Elect Donald Colvin | Management | For | For |
1.6 | Elect Masood Jabbar | Management | For | For |
1.7 | Elect Pamela Strayer | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
VIVENDI Meeting Date: APR 21, 2016 Record Date: APR 18, 2016 Meeting Type: MIX | ||||
Ticker: VIV FP Security ID: F97982106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | N/A | N/A |
2 | Non-Voting Meeting Note | Management | N/A | N/A |
3 | Non-Voting Meeting Note | Management | N/A | N/A |
4 | Accounts and Reports | Management | For | For |
5 | Consolidated Accounts and Reports | Management | For | For |
6 | Related Party Transactions | Management | For | Against |
7 | Allocation of Profits/Dividends | Management | For | For |
8 | Remuneration of Arnaud de Puyfontaine, CEO | Management | For | For |
9 | Remuneration of Herve Philippe, CFO | Management | For | For |
10 | Remuneration of Stephane Roussel, COO | Management | For | For |
11 | Remuneration of Frederic Crepin, Senior Executive | Management | For | For |
12 | Remuneration of Simon Gillham, Senior Executive | Management | For | For |
13 | Supplementary Retirement Benefits for Frederic Crepin, Senior Executive | Management | For | For |
14 | Supplementary Retirement Benefits for Simon Gillham, Senior Executive | Management | For | For |
15 | Ratification of the Co-option of Cathia Lawson Hall to the Supervisory Board | Management | For | For |
16 | Elect Philippe Donnet to the Supervisory Board | Management | For | For |
17 | Authority to Issue Treasury Shares | Management | For | Against |
18 | Authority to Repurchase Shares | Management | For | For |
19 | Authority to Cancel Shares and Reduce Capital | Management | For | For |
20 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
21 | Authority to Increase Capital in Consideration for Contributions in Kind | Management | For | For |
22 | Authority to Issue Performance Shares and Free Shares | Management | For | For |
23 | Employee Stock Purchase Plan | Management | For | Against |
24 | Employee Stock Purchase Plan for Overseas Employees | Management | For | Against |
25 | Authorisation of Legal Formalities | Management | For | For |
VODAFONE GROUP PLC Meeting Date: JUL 28, 2015 Record Date: JUN 16, 2015 Meeting Type: ANNUAL | ||||
Ticker: VOD Security ID: 92857W308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Elect Gerard Kleisterlee | Management | For | For |
3 | Elect Vittorio Colao | Management | For | For |
4 | Elect Nicholas J. Read | Management | For | For |
5 | Elect Sir Crispin Davis | Management | For | For |
6 | Elect Mathias Dopfner | Management | For | For |
7 | Elect Clara Furse | Management | For | For |
8 | Elect Valerie F. Gooding | Management | For | For |
9 | Elect Renee J. James | Management | For | For |
10 | Elect Samuel E. Jonah | Management | For | For |
11 | Elect Nick Land | Management | For | For |
12 | Elect Philip Yea | Management | For | For |
13 | Allocation of Profits/Dividends | Management | For | For |
14 | Remuneration Report (Advisory) | Management | For | For |
15 | Appointment of Auditor | Management | For | For |
16 | Authority to Set Auditor's Fees | Management | For | For |
17 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
18 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Abstain |
19 | Authority to Repurchase Shares | Management | For | For |
20 | Authorisation of Political Donations | Management | For | Abstain |
21 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | For |
VOYA FINANCIAL INC Meeting Date: MAY 26, 2016 Record Date: MAR 28, 2016 Meeting Type: ANNUAL | ||||
Ticker: VOYA Security ID: 929089100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Lynne Biggar | Management | For | For |
2 | Elect Jane P. Chwick | Management | For | For |
3 | Elect Ruth Ann M. Gillis | Management | For | For |
4 | Elect J. Barry Griswell | Management | For | For |
5 | Elect Frederick S. Hubbell | Management | For | For |
6 | Elect Rodney O. Martin, Jr. | Management | For | For |
7 | Elect Byron H. Pollitt, Jr. | Management | For | For |
8 | Elect Joseph V. Tripodi | Management | For | For |
9 | Elect Deborah C. Wright | Management | For | For |
10 | Elect David K. Zwiener | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | Against |
12 | Approval of the 2017 Annual Cash Incentive Plan | Management | For | For |
13 | Approval of Employee Stock Purchase Plan | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Shareholder Proposal Regarding Genocide-Free Investing | Shareholder | Against | Against |
WELLS FARGO & CO. Meeting Date: APR 26, 2016 Record Date: MAR 01, 2016 Meeting Type: ANNUAL | ||||
Ticker: WFC Security ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect John D. Baker II | Management | For | For |
2 | Elect Elaine L. Chao | Management | For | For |
3 | Elect John S. Chen | Management | For | For |
4 | Elect Lloyd H. Dean | Management | For | For |
5 | Elect Elizabeth A. Duke | Management | For | For |
6 | Elect Susan E. Engel | Management | For | For |
7 | Elect Enrique Hernandez, Jr. | Management | For | For |
8 | Elect Donald M. James | Management | For | For |
9 | Elect Cynthia H. Milligan | Management | For | For |
10 | Elect Federico F. Pena | Management | For | For |
11 | Elect James H. Quigley | Management | For | For |
12 | Elect Stephen W. Sanger | Management | For | For |
13 | Elect John G. Stumpf | Management | For | For |
14 | Elect Susan G. Swenson | Management | For | For |
15 | Elect Suzanne M. Vautrinot | Management | For | For |
16 | Advisory Vote on Executive Compensation | Management | For | For |
17 | Ratification of Auditor | Management | For | For |
18 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
WENDY'S CO Meeting Date: MAY 26, 2016 Record Date: MAR 28, 2016 Meeting Type: ANNUAL | ||||
Ticker: WEN Security ID: 95058W100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Nelson Peltz | Management | For | For |
2 | Elect Peter W. May | Management | For | For |
3 | Elect Emil J. Brolick | Management | For | For |
4 | Elect Janet Hill | Management | For | For |
5 | Elect Dennis M. Kass | Management | For | For |
6 | Elect Joseph A. Levato | Management | For | For |
7 | Elect Michelle J. Mathews-Spradlin | Management | For | For |
8 | Elect Matthew H. Peltz | Management | For | For |
9 | Elect Todd A. Penegor | Management | For | For |
10 | Elect Peter H. Rothschild | Management | For | For |
11 | Elect Arthur B. Winkleblack | Management | For | For |
12 | Adoption of Proxy Access | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | Against |
Prudential Jennison Growth Fund - Sub-Adviser: Jennison
ABBOTT LABORATORIES Meeting Date: APR 29, 2016 Record Date: MAR 02, 2016 Meeting Type: ANNUAL | ||||
Ticker: ABT Security ID: 002824100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.01 | Elect Robert J. Alpern | Management | For | For |
1.02 | Elect Roxanne S. Austin | Management | For | For |
1.03 | Elect Sally E. Blount | Management | For | For |
1.04 | Elect W. James Farrell | Management | For | For |
1.05 | Elect Edward M. Liddy | Management | For | For |
1.06 | Elect Nancy McKinstry | Management | For | For |
1.07 | Elect Phebe N. Novakovic | Management | For | For |
1.08 | Elect William A. Osborn | Management | For | For |
1.09 | Elect Samuel C. Scott III | Management | For | For |
1.10 | Elect Glenn F. Tilton | Management | For | For |
1.11 | Elect Miles D. White | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
ADOBE SYSTEMS INC. Meeting Date: APR 13, 2016 Record Date: FEB 17, 2016 Meeting Type: ANNUAL | ||||
Ticker: ADBE Security ID: 00724F101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Amy L. Banse | Management | For | For |
2 | Elect Edward W. Barnholt | Management | For | For |
3 | Elect Robert K. Burgess | Management | For | For |
4 | Elect Frank A. Calderoni | Management | For | For |
5 | Elect James E. Daley | Management | For | For |
6 | Elect Laura B. Desmond | Management | For | For |
7 | Elect Charles M. Geschke | Management | For | For |
8 | Elect Shantanu Narayen | Management | For | For |
9 | Elect Daniel Rosensweig | Management | For | For |
10 | Elect John E. Warnock | Management | For | For |
11 | Amendment to the 2003 Equity Incentive Plan | Management | For | For |
12 | Approval of the 2016 Executive Cash Performance Bonus Plan | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
ALEXION PHARMACEUTICALS INC. Meeting Date: MAY 11, 2016 Record Date: MAR 15, 2016 Meeting Type: ANNUAL | ||||
Ticker: ALXN Security ID: 015351109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Leonard Bell | Management | For | For |
2 | Elect Felix Baker | Management | For | For |
3 | Elect David R. Brennan | Management | For | For |
4 | Elect M. Michele Burns | Management | For | For |
5 | Elect Christopher J. Coughlin | Management | For | For |
6 | Elect David Hallal | Management | For | For |
7 | Elect John T. Mollen | Management | For | For |
8 | Elect R. Douglas Norby | Management | For | For |
9 | Elect Alvin S. Parven | Management | For | For |
10 | Elect Andreas Rummelt | Management | For | For |
11 | Elect Ann M. Veneman | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Shareholder Proposal Regarding Right To Call A Special Meeting | Shareholder | Against | Against |
ALIBABA GROUP HOLDING LTD Meeting Date: OCT 08, 2015 Record Date: AUG 13, 2015 Meeting Type: ANNUAL | ||||
Ticker: BABA Security ID: 01609W102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Joseph C. Tsai | Management | For | For |
2 | Elect Jonathan LU Zhaoxi | Management | For | For |
3 | Elect J. Michael Evans | Management | For | For |
4 | Elect Borje E. Ekholm | Management | For | For |
5 | Elect Wan Ling Martello | Management | For | For |
6 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
ALIBABA GROUP HOLDING LTD Meeting Date: OCT 08, 2015 Record Date: AUG 13, 2015 Meeting Type: ANNUAL | ||||
Ticker: BABA Security ID: 01609W102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Joseph C. Tsai | Management | For | For |
2 | Elect Jonathan LU Zhaoxi | Management | For | For |
3 | Elect J. Michael Evans | Management | For | For |
4 | Elect Borje E. Ekholm | Management | For | For |
5 | Elect Wan Ling Martello | Management | For | For |
6 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
ALLERGAN PLC Meeting Date: MAY 05, 2016 Record Date: MAR 07, 2016 Meeting Type: ANNUAL | ||||
Ticker: AGN Security ID: G0177J108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.01 | Elect Nesli Basgoz | Management | For | For |
1.02 | Elect Paul M. Bisaro | Management | For | For |
1.03 | Elect James H. Bloem | Management | For | For |
1.04 | Elect Christopher W. Bodine | Management | For | For |
1.05 | Elect Christopher J. Coughlin | Management | For | For |
1.06 | Elect Michael R. Gallagher | Management | For | For |
1.07 | Elect Catherine M. Klema | Management | For | For |
1.08 | Elect Peter J. McDonnell | Management | For | For |
1.09 | Elect Patrick J. O'Sullivan | Management | For | For |
1.10 | Elect Brenton L. Saunders | Management | For | For |
1.11 | Elect Ronald R. Taylor | Management | For | For |
1.12 | Elect Fred G. Weiss | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor and Authority to Set Fees | Management | For | For |
4 | Amendment to the Memorandum of Association to Make Certain Administrative Amendments | Management | For | For |
5 | Amendment to the Articles of Association to make Certain Administrative Amendments | Management | For | For |
6 | Provide for a Plurality Voting Standard in the Event of a Contested Election | Management | For | For |
7 | Sole Authority of Board to Determine Board Size | Management | For | For |
8 | Reduction of Company Capital | Management | For | For |
9 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
10 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
ALPHABET INC Meeting Date: JUN 08, 2016 Record Date: APR 11, 2016 Meeting Type: ANNUAL | ||||
Ticker: GOOGL Security ID: 02079K305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.01 | Elect Larry Page | Management | For | For |
1.02 | Elect Sergey Brin | Management | For | For |
1.03 | Elect Eric E. Schmidt | Management | For | For |
1.04 | Elect L. John Doerr | Management | For | For |
1.05 | Elect Diane B. Greene | Management | For | For |
1.06 | Elect John L. Hennessy | Management | For | For |
1.07 | Elect Ann Mather | Management | For | For |
1.08 | Elect Alan R. Mulally | Management | For | For |
1.09 | Elect Paul S. Otellini | Management | For | For |
1.10 | Elect K. Ram Shriram | Management | For | For |
1.11 | Elect Shirley M. Tilghman | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Amendment to the 2012 Stock Plan | Management | For | Against |
4 | Amendment to Google Inc.'s Certificate of Incorporation | Management | For | For |
5 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | For |
6 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For |
9 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
10 | Shareholder Proposal Regarding Gender Pay Equity Report | Shareholder | Against | For |
AMAZON.COM INC. Meeting Date: MAY 17, 2016 Record Date: MAR 23, 2016 Meeting Type: ANNUAL | ||||
Ticker: AMZN Security ID: 023135106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jeffrey P. Bezos | Management | For | For |
2 | Elect Tom A. Alberg | Management | For | For |
3 | Elect John Seely Brown | Management | For | For |
4 | Elect William B. Gordon | Management | For | For |
5 | Elect Jamie S. Gorelick | Management | For | For |
6 | Elect Judith A McGrath | Management | For | For |
7 | Elect Jonathan J. Rubinstein | Management | For | For |
8 | Elect Thomas O. Ryder | Management | For | For |
9 | Elect Patricia Q. Stonesifer | Management | For | For |
10 | Elect Wendell P. Weeks | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Shareholder Proposal Regarding Sustainability Report | Shareholder | Against | Against |
13 | Shareholder Proposal Regarding Human Rights Report | Shareholder | Against | Against |
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
AMERICAN TOWER CORP. Meeting Date: JUN 01, 2016 Record Date: APR 06, 2016 Meeting Type: ANNUAL | ||||
Ticker: AMT Security ID: 03027X100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Raymond P. Dolan | Management | For | For |
2 | Elect Robert D. Hormats | Management | For | For |
3 | Elect Carolyn Katz | Management | For | For |
4 | Elect Gustavo Lara Cantu | Management | For | For |
5 | Elect Craig Macnab | Management | For | For |
6 | Elect JoAnn A. Reed | Management | For | For |
7 | Elect Pamela D.A. Reeve | Management | For | For |
8 | Elect David E. Sharbutt | Management | For | For |
9 | Elect James D. Taiclet, Jr. | Management | For | For |
10 | Elect Samme L. Thompson | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | Against |
BIOGEN INC Meeting Date: JUN 08, 2016 Record Date: APR 11, 2016 Meeting Type: ANNUAL | ||||
Ticker: BIIB Security ID: 09062X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Alexander J. Denner | Management | For | For |
2 | Elect Caroline Dorsa | Management | For | For |
3 | Elect Nancy L. Leaming | Management | For | For |
4 | Elect Richard C. Mulligan | Management | For | For |
5 | Elect Robert W. Pangia | Management | For | For |
6 | Elect Stelios Papadopoulos | Management | For | For |
7 | Elect Brian S. Posner | Management | For | For |
8 | Elect Eric K. Rowinsky | Management | For | For |
9 | Elect George A. Scangos | Management | For | For |
10 | Elect Lynn Schenk | Management | For | For |
11 | Elect Stephen A. Sherwin | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
BIOMARIN PHARMACEUTICAL INC. Meeting Date: JUN 06, 2016 Record Date: APR 11, 2016 Meeting Type: ANNUAL | ||||
Ticker: BMRN Security ID: 09061G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Jean-Jacques Bienaime | Management | For | For |
1.2 | Elect Michael Grey | Management | For | For |
1.3 | Elect Elaine J. Heron | Management | For | For |
1.4 | Elect V. Bryan Lawlis, Jr. | Management | For | For |
1.5 | Elect Alan J. Lewis | Management | For | For |
1.6 | Elect Richard A. Meier | Management | For | For |
1.7 | Elect David Pyott | Management | For | For |
1.8 | Elect Dennis J. Slamon | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | Against |
3 | Ratification of Auditor | Management | For | For |
4 | Shareholder Proposal Regarding Sustainability Report | Shareholder | Against | Against |
BOEING CO. Meeting Date: MAY 02, 2016 Record Date: MAR 03, 2016 Meeting Type: ANNUAL | ||||
Ticker: BA Security ID: 097023105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect David L. Calhoun | Management | For | For |
2 | Elect Arthur D. Collins, Jr. | Management | For | For |
3 | Elect Kenneth M. Duberstein | Management | For | For |
4 | Elect Edmund P. Giambastiani, Jr. | Management | For | For |
5 | Elect Lynn J. Good | Management | For | For |
6 | Elect Lawrence W. Kellner | Management | For | For |
7 | Elect Edward M. Liddy | Management | For | For |
8 | Elect Dennis A. Muilenburg | Management | For | For |
9 | Elect Susan C. Schwab | Management | For | For |
10 | Elect Randall L. Stephenson | Management | For | For |
11 | Elect Ronald A. Williams | Management | For | For |
12 | Elect Mike S. Zafirovski | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Report on Arms Sales to Israel | Shareholder | Against | Against |
BRISTOL-MYERS SQUIBB CO. Meeting Date: MAY 03, 2016 Record Date: MAR 11, 2016 Meeting Type: ANNUAL | ||||
Ticker: BMY Security ID: 110122108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Lamberto Andreotti | Management | For | For |
2 | Elect Peter J. Arduini | Management | For | For |
3 | Elect Giovanni Caforio | Management | For | For |
4 | Elect Laurie H. Glimcher | Management | For | For |
5 | Elect Michael Grobstein | Management | For | For |
6 | Elect Alan J. Lacy | Management | For | For |
7 | Elect Thomas J. Lynch | Management | For | For |
8 | Elect Dinesh Paliwal | Management | For | For |
9 | Elect Vicki L. Sato | Management | For | For |
10 | Elect Gerald L. Storch | Management | For | For |
11 | Elect Togo D. West, Jr. | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | Against |
CELGENE CORP. Meeting Date: JUN 15, 2016 Record Date: APR 18, 2016 Meeting Type: ANNUAL | ||||
Ticker: CELG Security ID: 151020104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.01 | Elect Robert J. Hugin | Management | For | For |
1.02 | Elect Mark J. Alles | Management | For | For |
1.03 | Elect Richard W. Barker | Management | For | For |
1.04 | Elect Michael W. Bonney | Management | For | For |
1.05 | Elect Michael D. Casey | Management | For | For |
1.06 | Elect Carrie S. Cox | Management | For | For |
1.07 | Elect Jacqualyn A. Fouse | Management | For | For |
1.08 | Elect Michael A. Friedman | Management | For | For |
1.09 | Elect Julia A. Haller | Management | For | For |
1.10 | Elect Gilla Kaplan | Management | For | For |
1.11 | Elect James J. Loughlin | Management | For | For |
1.12 | Elect Ernest Mario | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Amendment to the 2008 Stock Incentive Plan | Management | For | Against |
4 | Advisory Vote on Executive Compensation | Management | For | For |
5 | Exclusive Forum Provision | Management | For | For |
6 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | Against |
7 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
CONCHO RESOURCES INC Meeting Date: JUN 02, 2016 Record Date: APR 04, 2016 Meeting Type: ANNUAL | ||||
Ticker: CXO Security ID: 20605P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Gary A. Merriman | Management | For | For |
1.2 | Elect Ray M. Poage | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
FACEBOOK INC Meeting Date: JUN 20, 2016 Record Date: APR 29, 2016 Meeting Type: ANNUAL | ||||
Ticker: FB Security ID: 30303M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Marc L. Andreessen | Management | For | For |
1.2 | Elect Erskine B. Bowles | Management | For | For |
1.3 | Elect Susan D. Desmond-Hellmann | Management | For | For |
1.4 | Elect Reed Hastings | Management | For | For |
1.5 | Elect Jan Koum | Management | For | For |
1.6 | Elect Sheryl K. Sandberg | Management | For | For |
1.7 | Elect Peter A. Thiel | Management | For | For |
1.8 | Elect Mark Zuckerberg | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Ratification of 2013 Grants to Non-Employee Directors | Management | For | For |
5 | Ratification of 2014 and 2015 Grants to Non-Employee Directors | Management | For | For |
6 | Annual Compensation Program for Non-Employee Directors | Management | For | For |
7 | Approve Establishment of Class C Stock and Associated Rights | Management | For | Against |
8 | Increase the Number of Class A Stock from 5,000,000,000 to 20,000,000,000 | Management | For | For |
9 | Provide Equal Treatment of Stock Classes in Transactions and Dividends | Management | For | For |
10 | Provide for Conversion Events of Class B Stock | Management | For | For |
11 | Amendment to the 2012 Equity Incentive Plan | Management | For | Against |
12 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | For |
13 | Shareholder Proposal Regarding Sustainability Report | Shareholder | Against | Against |
14 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
15 | Shareholder Proposal Regarding Formation of International Public Policy Committee | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Gender Pay Equity Report | Shareholder | Against | Against |
FLEETCOR TECHNOLOGIES INC Meeting Date: JUN 08, 2016 Record Date: APR 14, 2016 Meeting Type: ANNUAL | ||||
Ticker: FLT Security ID: 339041105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Ronald F. Clarke | Management | For | For |
1.2 | Elect Joseph W. Farrelly | Management | For | For |
1.3 | Elect Richard Macchia | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
4 | Shareholder Proposal Regarding Board Diversity | Shareholder | N/A | For |
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | N/A | For |
GENERAL ELECTRIC CO. Meeting Date: APR 27, 2016 Record Date: FEB 29, 2016 Meeting Type: ANNUAL | ||||
Ticker: GE Security ID: 369604103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Sebastien Bazin | Management | For | For |
2 | Elect W. Geoffrey Beattie | Management | For | For |
3 | Elect John J. Brennan | Management | For | For |
4 | Elect Francisco D'Souza | Management | For | For |
5 | Elect Marijn E. Dekkers | Management | For | For |
6 | Elect Peter B. Henry | Management | For | For |
7 | Elect Susan Hockfield | Management | For | For |
8 | Elect Jeffrey R. Immelt | Management | For | For |
9 | Elect Andrea Jung | Management | For | For |
10 | Elect Robert W. Lane | Management | For | For |
11 | Elect Rochelle B. Lazarus | Management | For | For |
12 | Elect Lowell C. McAdam | Management | For | For |
13 | Elect James J. Mulva | Management | For | For |
14 | Elect James E. Rohr | Management | For | For |
15 | Elect Mary L. Schapiro | Management | For | For |
16 | Elect James S. Tisch | Management | For | For |
17 | Advisory Vote on Executive Compensation | Management | For | For |
18 | Ratification of Auditor | Management | For | For |
19 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
20 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
21 | Shareholder Proposal Regarding Holy Land Principles | Shareholder | Against | Against |
22 | Shareholder Proposal Regarding Cumulative Voting | Shareholder | Against | Against |
23 | Shareholder Proposal Regarding Performance-Based Equity Compensation | Shareholder | Against | Against |
24 | Shareholder Proposal Regarding Human Rights Review | Shareholder | Against | Against |
HOME DEPOT, INC. Meeting Date: MAY 19, 2016 Record Date: MAR 21, 2016 Meeting Type: ANNUAL | ||||
Ticker: HD Security ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Gerard J. Arpey | Management | For | For |
2 | Elect Ari Bousbib | Management | For | For |
3 | Elect Gregory D. Brenneman | Management | For | For |
4 | Elect J. Frank Brown | Management | For | For |
5 | Elect Albert P. Carey | Management | For | For |
6 | Elect Armando Codina | Management | For | For |
7 | Elect Helena B. Foulkes | Management | For | For |
8 | Elect Linda R. Gooden | Management | For | For |
9 | Elect Wayne M. Hewett | Management | For | For |
10 | Elect Karen Katen | Management | For | For |
11 | Elect Craig A. Menear | Management | For | For |
12 | Elect Mark Vadon | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Advisory Vote on Executive Compensation | Management | For | For |
15 | Shareholder Proposal Regarding Employment Diversity Report | Shareholder | Against | For |
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | Against |
ILLUMINA INC Meeting Date: MAY 18, 2016 Record Date: MAR 21, 2016 Meeting Type: ANNUAL | ||||
Ticker: ILMN Security ID: 452327109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Frances Arnold | Management | For | For |
2 | Elect Francis deSouza | Management | For | For |
3 | Elect Karin Eastham | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
6 | Ratify the Retention of the Company's Supermajority Requirements | Management | For | Against |
INDUSTRIA DE DISENO TEXTIL SA Meeting Date: JUL 14, 2015 Record Date: JUL 07, 2015 Meeting Type: ANNUAL | ||||
Ticker: ITX SM Security ID: E6282J125 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | N/A | N/A |
2 | Non-Voting Meeting Note | Management | N/A | N/A |
3 | Non-Voting Meeting Note | Management | N/A | N/A |
4 | Accounts and Reports (Individual) | Management | For | For |
5 | Accounts and Reports (Consolidated); Ratification of Board Acts | Management | For | For |
6 | Allocation of Profits/Dividends | Management | For | For |
7 | Elect Pablo Isla Alvarez de Tejera | Management | For | For |
8 | Elect Amancio Ortega Gaona | Management | For | For |
9 | Elect Emilio Saracho Rodriguez de Torres | Management | For | For |
10 | Elect Jose Luis Duran Schulz | Management | For | For |
11 | Amendments to Title I of Articles | Management | For | For |
12 | Amendments to Title II of Articles | Management | For | For |
13 | Amendments to Title III of Articles | Management | For | For |
14 | Amendments to Titles IV, V and VI of Articles | Management | For | For |
15 | Approval of Consolidated Text of Articles | Management | For | For |
16 | Amendments to General Meeting Regulations | Management | For | For |
17 | Appointment of Auditor | Management | For | For |
18 | Directors' Fees | Management | For | For |
19 | Remuneration Report | Management | For | For |
20 | Non-Voting Agenda Item | Management | N/A | N/A |
21 | Authorization of Legal Formalities | Management | For | For |
KROGER CO. Meeting Date: JUN 23, 2016 Record Date: APR 27, 2016 Meeting Type: ANNUAL | ||||
Ticker: KR Security ID: 501044101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Nora. A. Aufreiter | Management | For | For |
2 | Elect Robert D. Beyer | Management | For | For |
3 | Elect Anne Gates | Management | For | For |
4 | Elect Susan J. Kropf | Management | For | For |
5 | Elect W. Rodney McMullen | Management | For | For |
6 | Elect Jorge P. Montoya | Management | For | For |
7 | Elect Clyde R. Moore | Management | For | For |
8 | Elect Susan M. Phillips | Management | For | For |
9 | Elect James A. Runde | Management | For | For |
10 | Elect Ronald L. Sargent | Management | For | For |
11 | Elect Bobby S. Shackouls | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Shareholder Proposal Regarding Human Rights Report | Shareholder | Against | Against |
15 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Report on Renewable Energy Sourcing | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Giving Preference to Share Repurchases | Shareholder | Against | Against |
L BRANDS INC Meeting Date: MAY 19, 2016 Record Date: MAR 24, 2016 Meeting Type: ANNUAL | ||||
Ticker: LB Security ID: 501797104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Dennis S. Hersch | Management | For | For |
2 | Elect David T. Kollat | Management | For | For |
3 | Elect Leslie H. Wexner | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
5 | Elimination of Supermajority Requirement | Management | For | For |
6 | Advisory Vote on Executive Compensation | Management | For | Against |
7 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
LUXOTTICA GROUP. Meeting Date: APR 29, 2016 Record Date: APR 20, 2016 Meeting Type: MIX | ||||
Ticker: LUX IM Security ID: T6444Z110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Allocation of Profits/Dividends | Management | For | For |
3 | Authority to Repurchase and Reissue Shares | Management | For | For |
4 | Remuneration Report | Management | For | Against |
5 | Elect Francesco Milleri | Management | For | For |
6 | Amendments to Articles | Management | For | For |
MARRIOTT INTERNATIONAL, INC. Meeting Date: APR 08, 2016 Record Date: FEB 02, 2016 Meeting Type: SPECIAL | ||||
Ticker: MAR Security ID: 571903202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Merger | Management | For | For |
2 | Right to Adjourn Meeting | Management | For | For |
MARRIOTT INTERNATIONAL, INC. Meeting Date: MAY 06, 2016 Record Date: MAR 14, 2016 Meeting Type: ANNUAL | ||||
Ticker: MAR Security ID: 571903202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect J.W. Marriott, Jr. | Management | For | For |
2 | Elect Mary K. Bush | Management | For | For |
3 | Elect Deborah Marriott Harrison | Management | For | For |
4 | Elect Frederick A. Henderson | Management | For | For |
5 | Elect Lawrence W. Kellner | Management | For | For |
6 | Elect Debra L. Lee | Management | For | For |
7 | Elect George Munoz | Management | For | For |
8 | Elect Steven S. Reinemund | Management | For | For |
9 | Elect W. Mitt Romney | Management | For | For |
10 | Elect Arne M. Sorenson | Management | For | For |
11 | Elect Susan C. Schwab | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | Against |
MASTERCARD INC Meeting Date: JUN 28, 2016 Record Date: APR 29, 2016 Meeting Type: ANNUAL | ||||
Ticker: MA Security ID: 57636Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Richard Haythornthwaite | Management | For | For |
2 | Elect Ajay Banga | Management | For | For |
3 | Elect Silvio Barzi | Management | For | For |
4 | Elect David R. Carlucci | Management | For | For |
5 | Elect Steven J. Freiberg | Management | For | For |
6 | Elect Julius Genachowski | Management | For | For |
7 | Elect Merit E. Janow | Management | For | For |
8 | Elect Nancy J. Karch | Management | For | For |
9 | Elect Oki Matsumoto | Management | For | For |
10 | Elect Rima Qureshi | Management | For | For |
11 | Elect Jose Octavio Reyes Lagunes | Management | For | For |
12 | Elect Jackson P. Tai | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
MCDONALD'S CORP Meeting Date: MAY 26, 2016 Record Date: MAR 28, 2016 Meeting Type: ANNUAL | ||||
Ticker: MCD Security ID: 580135101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Lloyd H. Dean | Management | For | For |
2 | Elect Stephen J. Easterbrook | Management | For | For |
3 | Elect Robert A. Eckert | Management | For | For |
4 | Elect Margaret H. Georgiadis | Management | For | For |
5 | Elect Enrique Hernandez, Jr. | Management | For | For |
6 | Elect Jeanne P. Jackson | Management | For | For |
7 | Elect Richard H. Lenny | Management | For | For |
8 | Elect Walter E. Massey | Management | For | For |
9 | Elect John Mulligan | Management | For | For |
10 | Elect Sheila A. Penrose | Management | For | For |
11 | Elect John W. Rogers, Jr. | Management | For | For |
12 | Elect Miles D. White | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Shareholder Proposal Regarding Counting Abstentions | Shareholder | Against | For |
16 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For |
17 | Shareholder Proposal Regarding Holy Land Principles | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Use of Antibiotics | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Report of Values in Political Spending (1) | Shareholder | Against | Against |
20 | Shareholder Proposal Regarding Report of Values in Political Spending (2) | Shareholder | Against | Against |
MCGRAW HILL FINANCIAL INC Meeting Date: APR 27, 2016 Record Date: MAR 07, 2016 Meeting Type: ANNUAL | ||||
Ticker: MHFI Security ID: 580645109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Sir Winfried Bischoff | Management | For | For |
2 | Elect William D. Green | Management | For | For |
3 | Elect Charles E. Haldeman, Jr. | Management | For | For |
4 | Elect Rebecca Jacoby | Management | For | For |
5 | Elect Hilda Ochoa-Brillembourg | Management | For | For |
6 | Elect Douglas L. Peterson | Management | For | For |
7 | Elect Sir Michael Rake | Management | For | For |
8 | Elect Edward B. Rust, Jr. | Management | For | For |
9 | Elect Kurt L. Schmoke | Management | For | For |
10 | Elect Richard E. Thornburgh | Management | For | For |
11 | Company Name Change | Management | For | For |
12 | Reduce the Required Minimum Number of Directors from 12 Members to 8 Members. | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
MONSTER BEVERAGE CORP Meeting Date: AUG 07, 2015 Record Date: JUN 17, 2015 Meeting Type: ANNUAL | ||||
Ticker: MNST Security ID: 61174X109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Rodney C. Sacks | Management | For | For |
1.2 | Elect Hilton H. Schlosberg | Management | For | For |
1.3 | Elect Mark J. Hall | Management | For | For |
1.4 | Elect Norman C. Epstein | Management | For | For |
1.5 | Elect Gary P. Fayard | Management | For | For |
1.6 | Elect Benjamin M. Polk | Management | For | For |
1.7 | Elect Sydney Selati | Management | For | For |
1.8 | Elect Harold C. Taber, Jr. | Management | For | For |
1.9 | Elect Kathy N. Waller | Management | For | For |
1.1 | Elect Mark S. Vidergauz | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
MONSTER BEVERAGE CORP Meeting Date: JUN 14, 2016 Record Date: APR 20, 2016 Meeting Type: ANNUAL | ||||
Ticker: MNST Security ID: 61174X109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.01 | Elect Rodney C. Sacks | Management | For | For |
1.02 | Elect Hilton H. Schlosberg | Management | For | For |
1.03 | Elect Mark J. Hall | Management | For | For |
1.04 | Elect Norman C. Epstein | Management | For | For |
1.05 | Elect Gary P. Fayard | Management | For | For |
1.06 | Elect Benjamin M. Polk | Management | For | For |
1.07 | Elect Sydney Selati | Management | For | For |
1.08 | Elect Harold C. Taber, Jr. | Management | For | For |
1.09 | Elect Kathy N. Waller | Management | For | For |
1.10 | Elect Mark S. Vidergauz | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | Against |
4 | Re-approval of the Material Terms under the 2011 Omnibus Incentive Plan | Management | For | For |
5 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For |
MORGAN STANLEY Meeting Date: MAY 17, 2016 Record Date: MAR 21, 2016 Meeting Type: ANNUAL | ||||
Ticker: MPQ Security ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Erskine B. Bowles | Management | For | For |
2 | Elect Alistair Darling | Management | For | For |
3 | Elect Thomas H. Glocer | Management | For | For |
4 | Elect James P. Gorman | Management | For | For |
5 | Elect Robert H. Herz | Management | For | For |
6 | Elect Nobuyuki Hirano | Management | For | For |
7 | Elect Klaus Kleinfeld | Management | For | For |
8 | Elect Jami Miscik | Management | For | For |
9 | Elect Donald T. Nicolaisen | Management | For | For |
10 | Elect Hutham S. Olayan | Management | For | For |
11 | Elect James W. Owens | Management | For | For |
12 | Elect Ryosuke Tamakoshi | Management | For | For |
13 | Elect Perry M. Traquina | Management | For | For |
14 | Elect Rayford Wilkins, Jr. | Management | For | For |
15 | Ratification of Auditor | Management | For | For |
16 | Advisory Vote on Executive Compensation | Management | For | For |
17 | Amendment to 2007 Equity Incentive Compensation Plan | Management | For | For |
18 | Shareholder Proposal Regarding Counting Abstentions | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Government Service Vesting | Shareholder | Against | Against |
NETFLIX INC Meeting Date: JUN 09, 2016 Record Date: APR 11, 2016 Meeting Type: ANNUAL | ||||
Ticker: NFLX Security ID: 64110L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Timothy M. Haley | Management | For | For |
1.2 | Elect Leslie Kilgore | Management | For | For |
1.3 | Elect Ann Mather | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For |
5 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
6 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | Against |
7 | Shareholder Proposal Regarding Declassification of the Board | Shareholder | Against | Against |
NIKE, INC. Meeting Date: SEP 17, 2015 Record Date: JUL 20, 2015 Meeting Type: ANNUAL | ||||
Ticker: NKE Security ID: 654106103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Alan B. Graf, Jr. | Management | For | For |
1.2 | Elect John C. Lechleiter | Management | For | For |
1.3 | Elect Michelle Peluso | Management | For | For |
1.4 | Elect Phyllis M. Wise | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Increase of Authorized Common Stock | Management | For | For |
4 | Re-approval of the Executive Performance Sharing Plan | Management | For | For |
5 | Amendment to the Stock Incentive Plan | Management | For | For |
6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
7 | Ratification of Auditor | Management | For | For |
NVIDIA CORP Meeting Date: MAY 18, 2016 Record Date: MAR 21, 2016 Meeting Type: ANNUAL | ||||
Ticker: NVDA Security ID: 67066G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Robert K. Burgess | Management | For | For |
2 | Elect Tench Coxe | Management | For | For |
3 | Elect Persis S. Drell | Management | For | For |
4 | Elect James C. Gaither | Management | For | For |
5 | Elect Jen-Hsun Huang | Management | For | For |
6 | Elect Dawn Hudson | Management | For | For |
7 | Elect Harvey C. Jones | Management | For | For |
8 | Elect Michael G. McCaffery | Management | For | For |
9 | Elect William J. Miller | Management | For | For |
10 | Elect Mark L. Perry | Management | For | For |
11 | Elect A. Brooke Seawell | Management | For | For |
12 | Elect Mark A. Stevens | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Amendment to the 2007 Equity Incentive Plan | Management | For | For |
16 | Amendment to the 2012 Employee Stock Purchase Plan | Management | For | For |
NXP SEMICONDUCTORS NV Meeting Date: JUL 02, 2015 Record Date: JUN 04, 2015 Meeting Type: SPECIAL | ||||
Ticker: NXPI Security ID: N6596X109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Merger/Acquisition | Management | For | For |
2 | Elect Gregory L. Summe | Management | For | For |
3 | Elect Peter Smitham | Management | For | For |
NXP SEMICONDUCTORS NV Meeting Date: JUN 02, 2016 Record Date: MAY 05, 2016 Meeting Type: ANNUAL | ||||
Ticker: NXPI Security ID: N6596X109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Ratification of Board Acts | Management | For | For |
3 | Elect Richard L. Clemmer | Management | For | For |
4 | Elect Peter Leahy Bonfield | Management | For | For |
5 | Elect Johannes P. Huth | Management | For | For |
6 | Elect Kenneth A. Goldman | Management | For | For |
7 | Elect Marion Helmes | Management | For | For |
8 | Elect Josef Kaeser | Management | For | For |
9 | Elect Ian Loring | Management | For | For |
10 | Elect Eric Meurice | Management | For | For |
11 | Elect Peter Smitham | Management | For | For |
12 | Elect Julie Southern | Management | For | For |
13 | Elect Gregory L. Summe | Management | For | For |
14 | Elect Rick Lih-Shyng Tsai | Management | For | For |
15 | Committee Member Fees | Management | For | For |
16 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
17 | Authority to Supress Preemptive Rights | Management | For | Against |
18 | Authority to Repurchase Shares | Management | For | For |
19 | Authority to Cancel Repurchased Shares in the Company's Capital | Management | For | For |
O'REILLY AUTOMOTIVE, INC. Meeting Date: MAY 03, 2016 Record Date: FEB 29, 2016 Meeting Type: ANNUAL | ||||
Ticker: ORLY Security ID: 67103H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect David E. O'Reilly | Management | For | For |
2 | Elect Charles H. O'Reilly, Jr. | Management | For | For |
3 | Elect Larry P. O'Reilly | Management | For | For |
4 | Elect Rosalie O'Reilly-Wooten | Management | For | For |
5 | Elect Jay D. Burchfield | Management | For | For |
6 | Elect Thomas T. Hendrickson | Management | For | For |
7 | Elect Paul R. Lederer | Management | For | For |
8 | Elect John Murphy | Management | For | For |
9 | Elect Ronald Rashkow | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
13 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against |
PALO ALTO NETWORKS INC Meeting Date: DEC 11, 2015 Record Date: OCT 15, 2015 Meeting Type: ANNUAL | ||||
Ticker: PANW Security ID: 697435105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect John Donovan | Management | For | For |
2 | Elect Stanley J. Meresman | Management | For | For |
3 | Elect Nir Zuk | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | Against |
PALO ALTO NETWORKS INC Meeting Date: DEC 11, 2015 Record Date: OCT 15, 2015 Meeting Type: ANNUAL | ||||
Ticker: PANW Security ID: 697435105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect John Donovan | Management | For | For |
2 | Elect Stanley J. Meresman | Management | For | For |
3 | Elect Nir Zuk | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | Against |
PRICELINE GROUP INC Meeting Date: JUN 02, 2016 Record Date: APR 07, 2016 Meeting Type: ANNUAL | ||||
Ticker: PCLN Security ID: 741503403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.01 | Elect Timothy M. Armstrong | Management | For | For |
1.02 | Elect Jeffrey H. Boyd | Management | For | For |
1.03 | Elect Jan L. Docter | Management | For | For |
1.04 | Elect Jeffrey E. Epstein | Management | For | For |
1.05 | Elect James M. Guyette | Management | For | For |
1.06 | Elect Charles H. Noski | Management | For | For |
1.07 | Elect Nancy B. Peretsman | Management | For | For |
1.08 | Elect Thomas E. Rothman | Management | For | For |
1.09 | Elect Craig W. Rydin | Management | For | For |
1.10 | Elect Lynn M. Vojvodich | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
RED HAT INC Meeting Date: AUG 06, 2015 Record Date: JUN 15, 2015 Meeting Type: ANNUAL | ||||
Ticker: RHT Security ID: 756577102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Sohaib Abbasi | Management | For | For |
2 | Elect Charlene T. Begley | Management | For | For |
3 | Elect Narendra K. Gupta | Management | For | For |
4 | Elect William S. Kaiser | Management | For | For |
REGENERON PHARMACEUTICALS, INC. Meeting Date: JUN 10, 2016 Record Date: APR 14, 2016 Meeting Type: ANNUAL | ||||
Ticker: REGN Security ID: 75886F107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Michael S. Brown | Management | For | For |
2 | Elect Leonard S. Schleifer | Management | For | For |
3 | Elect George D. Yancopoulos | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
SALESFORCE.COM INC Meeting Date: JUN 02, 2016 Record Date: APR 07, 2016 Meeting Type: ANNUAL | ||||
Ticker: CRM Security ID: 79466L302 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Marc R. Benioff | Management | For | For |
2 | Elect Keith G. Block | Management | For | For |
3 | Elect Craig A. Conway | Management | For | Against |
4 | Elect Alan G. Hassenfeld | Management | For | For |
5 | Elect Neelie Kroes | Management | For | For |
6 | Elect Colin L. Powell | Management | For | For |
7 | Elect Sanford R. Robertson | Management | For | For |
8 | Elect John V. Roos | Management | For | For |
9 | Elect Lawrence J. Tomlinson | Management | For | For |
10 | Elect Robin L. Washington | Management | For | For |
11 | Elect Maynard G. Webb | Management | For | For |
12 | Elect Susan D. Wojcicki | Management | For | For |
13 | Certificate Amendment Regarding Removal of Directors Without Cause | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Equity Retention | Shareholder | Against | Against |
SCHLUMBERGER LTD. Meeting Date: APR 06, 2016 Record Date: FEB 17, 2016 Meeting Type: ANNUAL | ||||
Ticker: SLB Security ID: 806857108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Peter L.S. Currie | Management | For | For |
2 | Elect V. Maureen Kempston Darkes | Management | For | For |
3 | Elect Paal Kibsgaard | Management | For | For |
4 | Elect Nikolay Kudryavtsev | Management | For | For |
5 | Elect Michael E. Marks | Management | For | For |
6 | Elect Indra K. Nooyi | Management | For | For |
7 | Elect Lubna S. Olayan | Management | For | For |
8 | Elect Leo Rafael Reif | Management | For | For |
9 | Elect Tore I. Sandvold | Management | For | For |
10 | Elect Henri Seydoux | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | Against |
12 | Approval of Financials Statements/Dividends | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Amendments to Articles of Incorporation | Management | For | For |
15 | Ratification of Board Size | Management | For | For |
16 | Amendment to the French Sub Plan Under the 2010 Omnibus Stock Incentive Plan | Management | For | For |
SHIRE PLC Meeting Date: APR 28, 2016 Record Date: MAR 18, 2016 Meeting Type: ANNUAL | ||||
Ticker: SHPG Security ID: 82481R106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Remuneration Report (Advisory) | Management | For | For |
3 | Elect Dominic Blakemore | Management | For | For |
4 | Elect Olivier Bohuon | Management | For | For |
5 | Elect William M. Burns | Management | For | For |
6 | Elect Steven Gillis | Management | For | For |
7 | Elect David Ginsburg | Management | For | For |
8 | Elect Susan Kilsby | Management | For | For |
9 | Elect Sara Mathew | Management | For | For |
10 | Elect Anne Minto | Management | For | For |
11 | Elect Flemming Ornskov | Management | For | For |
12 | Elect Jeffrey Poulton | Management | For | For |
13 | Appointment of Auditor | Management | For | For |
14 | Authority to Set Auditor's Fees | Management | For | For |
15 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
16 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Against |
17 | Authority to Repurchase Shares | Management | For | For |
18 | Increase in Authorised Capital | Management | For | For |
19 | Amendments to Articles | Management | For | For |
20 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | For |
SHIRE PLC Meeting Date: MAY 27, 2016 Record Date: APR 21, 2016 Meeting Type: ANNUAL | ||||
Ticker: SHPG Security ID: 82481R106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Merger | Management | For | For |
2 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
3 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Against |
4 | Authority to Repurchase Shares | Management | For | For |
SPLUNK INC Meeting Date: JUN 09, 2016 Record Date: APR 15, 2016 Meeting Type: ANNUAL | ||||
Ticker: SPLK Security ID: 848637104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mark Carges | Management | For | For |
2 | Elect David Hornik | Management | For | For |
3 | Elect Thomas Neustaetter | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | Against |
TENCENT HOLDINGS LTD. Meeting Date: MAY 18, 2016 Record Date: MAY 13, 2016 Meeting Type: ANNUAL | ||||
Ticker: 700 HK Security ID: G87572163 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | N/A | N/A |
2 | Non-Voting Meeting Note | Management | N/A | N/A |
3 | Accounts and Reports | Management | For | For |
4 | Allocation of Profits/Dividends | Management | For | For |
5 | Elect Jacobus Petrus Bekker | Management | For | For |
6 | Elect Ian C. Stone | Management | For | For |
7 | Directors' Fees | Management | For | For |
8 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
9 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Against |
10 | Authority to Repurchase Shares | Management | For | For |
11 | Authority to Issue Repurchased Shares | Management | For | Against |
TESLA MOTORS INC. Meeting Date: MAY 31, 2016 Record Date: APR 08, 2016 Meeting Type: ANNUAL | ||||
Ticker: TSLA Security ID: 88160R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Brad W. Buss | Management | For | For |
2 | Elect Ira Ehrenpreis | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
4 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | For |
TIME WARNER INC Meeting Date: JUN 17, 2016 Record Date: APR 20, 2016 Meeting Type: ANNUAL | ||||
Ticker: TWX Security ID: 887317303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect James L. Barksdale | Management | For | For |
2 | Elect William P. Barr | Management | For | For |
3 | Elect Jeffrey L. Bewkes | Management | For | For |
4 | Elect Stephen F. Bollenbach | Management | For | For |
5 | Elect Robert C. Clark | Management | For | For |
6 | Elect Mathias Dopfner | Management | For | For |
7 | Elect Jessica P. Einhorn | Management | For | For |
8 | Elect Carlos M. Gutierrez | Management | For | For |
9 | Elect Fred Hassan | Management | For | For |
10 | Elect Paul D. Wachter | Management | For | For |
11 | Elect Deborah C. Wright | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
TJX COMPANIES, INC. Meeting Date: JUN 07, 2016 Record Date: APR 11, 2016 Meeting Type: ANNUAL | ||||
Ticker: TJX Security ID: 872540109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Zein Abdalla | Management | For | For |
2 | Elect Jose B. Alvarez | Management | For | For |
3 | Elect Alan M. Bennett | Management | For | For |
4 | Elect David T. Ching | Management | For | For |
5 | Elect Ernie Herrman | Management | For | For |
6 | Elect Michael F. Hines | Management | For | For |
7 | Elect Amy B. Lane | Management | For | For |
8 | Elect Carol Meyrowitz | Management | For | For |
9 | Elect John F. O'Brien | Management | For | For |
10 | Elect Willow B. Shire | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Shareholder Proposal Regarding Linking Executive Pay to Diversity Metrics | Shareholder | Against | Against |
14 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | Shareholder | Against | Against |
UNDER ARMOUR INC Meeting Date: APR 28, 2016 Record Date: FEB 26, 2016 Meeting Type: ANNUAL | ||||
Ticker: UA Security ID: 904311107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.01 | Elect Kevin A. Plank | Management | For | For |
1.02 | Elect Byron K. Adams, Jr. | Management | For | For |
1.03 | Elect George W. Bodenheimer | Management | For | For |
1.04 | Elect Douglas E. Coltharp | Management | For | For |
1.05 | Elect Anthony W. Deering | Management | For | For |
1.06 | Elect Karen W. Katz | Management | For | For |
1.07 | Elect Alvin B. Krongard | Management | For | For |
1.08 | Elect William R. McDermott | Management | For | For |
1.09 | Elect Eric T. Olson | Management | For | For |
1.10 | Elect Harvey L. Sanders | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
WORKDAY INC Meeting Date: JUN 01, 2016 Record Date: APR 04, 2016 Meeting Type: ANNUAL | ||||
Ticker: WDAY Security ID: 98138H101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect A. George (Skip) Battle | Management | For | For |
1.2 | Elect Michael M. McNamara | Management | For | For |
1.3 | Elect Jerry Yang | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | Against |
4 | Amendment to the 2012 Equity Incentive Plan | Management | For | Against |
Prudential Moderate Allocation Fund - Sub-Adviser: QMA
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Prudential Investment Portfolios, Inc.
By: Stuart S. Parker*
Stuart S. Parker, President
* By: /s/ Jonathan D. Shain
Attorney-in-Fact
Date: August 24, 2016
POWER OF ATTORNEY
The undersigned Directors, Trustees and Officers of the Prudential Investments Mutual Funds, the Target Funds and The Prudential Variable Contract Accounts 2, 10 and 11 (collectively, the “Funds”), hereby constitute, appoint and authorize each of, Andrew French, Claudia DiGiacomo, Deborah A. Docs, Raymond A. O’Hara, Amanda S. Ryan, and Jonathan D. Shain, as true and lawful agents and attorneys-in-fact, to sign, execute and deliver on his or her behalf in the appropriate capacities indicated, any Registration Statements of the Funds on the appropriate forms, any and all amendments thereto (including pre- and post-effective amendments), and any and all supplements or other instruments in connection therewith, including Form N-PX, Forms 3, 4 and 5, as appropriate, to file the same, with all exhibits thereto, with the U.S. Securities and Exchange Commission (the “SEC”) and the securities regulators of appropriate states and territories, and generally to do all such things in his or her name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to comply with the provisions of the Securities Act of 1933, section 16(a) of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, all related requirements of the SEC and all requirements of appropriate states and territories. The undersigned do hereby give to said agents and attorneys-in-fact full power and authority to act in these premises, including, but not limited to, the power to appoint a substitute or substitutes to act hereunder with the same power and authority as said agents and attorneys-in-fact would have if personally acting. The undersigned do hereby approve, ratify and confirm all that said agents and attorneys-in-fact, or any substitute or substitutes, may do by virtue hereof.
/s/ Ellen S. Alberding Ellen S. Alberding | /s/ Stuart S. Parker Stuart S. Parker | |
/s/ Kevin J. Bannon Kevin J. Bannon | /s/ M. Sadiq Peshimam M. Sadiq Peshimam | |
/s/ Scott E. Benjamin Scott E. Benjamin | /s/ Richard A. Redeker Richard A. Redeker | |
/s/ Linda W. Bynoe Linda W. Bynoe | /s/ Stephen Stoneburn Stephen Stoneburn | |
/s/ Keith F. Hartstein Keith F. Hartstein | /s/ Grace C. Torres Grace C. Torres | |
/s/ Michael S. Hyland Michael S. Hyland | ||
Dated: September 16, 2015 | ||