Spectrum Preferred and Capital Securities Income Fund

Fund Profile

Fund profile

Tickers

PNARX, PPARX, PQARX, PUSAX, PPSIX, PPSJX, PPSAX, PRFCX, PPREX

Fund manager

Principal Funds Inc

Total assets

$6.28 bn

Liabilities

$142.32 mm

Net assets

$6.14 bn

Number of holdings

341.00

Top 200 of 341 Holdings

As of Nov 2024

Security	$Holding	Balance	% of Fund	Category	Position	Country
JPMorgan Chase & Co	120.39 mm	123.81 mm principal	1.96	Debt	Long	USA
WFC Wells Fargo & Company	113.64 mm	116.80 mm principal	1.85	Debt	Long	USA
PNC The PNC Financial Services Group, Inc.	112.29 mm	111.02 mm principal	1.83	Debt	Long	USA
SCHW The Charles Schwab Corporation	101.34 mm	104.90 mm principal	1.65	Debt	Long	USA
Intesa Sanpaolo SpA	97.80 mm	97.83 mm principal	1.59	Debt	Long	Italy
Principal Government Money Market Fund - Class R-6	93.28 mm	93.28 mm shares	1.52	Short-term investment vehicle	Long	USA
HBAN Huntington Bancshares Incorporated	86.92 mm	90.66 mm principal	1.41	Debt	Long	USA
Liberty Mutual Group Inc	85.35 mm	76.24 mm principal	1.39	Debt	Long	USA
Nationwide Financial Services Inc	75.45 mm	73.00 mm principal	1.23	Debt	Long	USA
Nordea Bank Abp	74.87 mm	74.56 mm principal	1.22	Debt	Long	Finland
AXP American Express Company	73.70 mm	77.19 mm principal	1.20	Debt	Long	USA
C Citigroup Inc.	72.59 mm	72.00 mm principal	1.18	Debt	Long	USA
CFG Citizens Financial Group, Inc.	72.54 mm	73.00 mm principal	1.18	Debt	Long	USA
MET MetLife, Inc.	68.89 mm	50.41 mm principal	1.12	Debt	Long	USA
LYG Lloyds Banking Group plc	68.57 mm	68.47 mm principal	1.12	Debt	Long	UK
C Citigroup Inc.	67.18 mm	69.50 mm principal	1.09	Debt	Long	USA
BNPQY BNP Paribas SA	67.02 mm	64.30 mm principal	1.09	Debt	Long	France
TFC Truist Financial Corporation	66.26 mm	66.53 mm principal	1.08	Debt	Long	USA
Credit Agricole SA	65.12 mm	63.77 mm principal	1.06	Debt	Long	France
Argentum Netherlands BV for Swiss Re Ltd	63.46 mm	63.62 mm principal	1.03	Debt	Long	Netherlands
MET MetLife, Inc.	63.34 mm	53.48 mm principal	1.03	Debt	Long	USA
Danske Bank A/S	63.14 mm	62.75 mm principal	1.03	Debt	Long	Denmark
Wells Fargo & Co	60.51 mm	58.40 mm principal	0.99	Debt	Long	USA
ENB Enbridge Inc.	57.52 mm	59.20 mm principal	0.94	Debt	Long	Canada
BCS Barclays PLC	55.56 mm	50.40 mm principal	0.90	Debt	Long	UK
KIOR Kior Inc	55.55 mm	58.05 mm principal	0.90	Debt	Long	USA
ING Groep NV	54.75 mm	54.70 mm principal	0.89	Debt	Long	Netherlands
NatWest Group PLC	54.73 mm	55.10 mm principal	0.89	Debt	Long	UK
SCHW The Charles Schwab Corporation	54.43 mm	54.63 mm principal	0.89	Debt	Long	USA
STT State Street Corporation	53.54 mm	52.16 mm principal	0.87	Debt	Long	USA
BNPQY BNP Paribas SA	53.42 mm	52.00 mm principal	0.87	Debt	Long	France
STT State Street Corporation	52.42 mm	51.19 mm principal	0.85	Debt	Long	USA
Banco Santander SA	51.82 mm	55.00 mm principal	0.84	Debt	Long	Spain
BlackRock Liquidity FedFund - Institutional Class	51.73 mm	51.73 mm shares	0.84	Short-term investment vehicle	Long	USA
Zurich Finance Ireland Designated Activity Co	51.68 mm	60.10 mm principal	0.84	Debt	Long	Ireland
Scentre Group Trust 2	50.59 mm	51.60 mm principal	0.82	Debt	Long	Australia
Wells Fargo & Co	50.16 mm	47.10 mm principal	0.82	Debt	Long	USA
Bank of America Corp	49.81 mm	48.74 mm principal	0.81	Debt	Long	USA
Argentum Netherlands BV for Swiss Re Ltd	49.67 mm	49.80 mm principal	0.81	Debt	Long	Netherlands
KIOR Kior Inc	48.27 mm	49.49 mm principal	0.79	Debt	Long	USA
COF Capital One Financial Corporation	47.90 mm	50.14 mm principal	0.78	Debt	Long	USA
BNSF Funding Trust I	46.56 mm	46.26 mm principal	0.76	Debt	Long	USA
JPMorgan Chase & Co	46.46 mm	44.00 mm principal	0.76	Debt	Long	USA
SCBFY Standard Chartered PLC	46.18 mm	45.00 mm principal	0.75	Debt	Long	UK
Banco Santander SA	43.75 mm	40.00 mm principal	0.71	Debt	Long	Spain
NatWest Group PLC	42.76 mm	42.23 mm principal	0.70	Debt	Long	UK
Nordea Bank Abp	41.37 mm	43.10 mm principal	0.67	Debt	Long	Finland
UBS Group AG	40.97 mm	40.92 mm principal	0.67	Debt	Long	Switzerland
D Dominion Energy, Inc.	39.75 mm	39.78 mm principal	0.65	Debt	Long	USA
Invesco Preferred ETF	39.36 mm	3.29 mm shares	0.64	Common equity	Long	USA
Bank of Montreal	39.33 mm	37.79 mm principal	0.64	Debt	Long	Canada
HBAN Huntington Bancshares Incorporated	38.28 mm	38.67 mm principal	0.62	Debt	Long	USA
CRBG Corebridge Financial, Inc.	37.15 mm	36.29 mm principal	0.60	Debt	Long	USA
T AT&T Inc.	35.24 mm	1.75 mm shares	0.57	Preferred equity	Long	USA
C Citigroup Inc.	35.14 mm	35.99 mm principal	0.57	Debt	Long	USA
MTB M&T Bank Corporation	34.59 mm	37.12 mm principal	0.56	Debt	Long	USA
TFC Truist Financial Corporation	34.53 mm	35.91 mm principal	0.56	Debt	Long	USA
USB U.S. Bancorp	34.39 mm	36.24 mm principal	0.56	Debt	Long	USA
ENB Enbridge Inc.	34.23 mm	34.88 mm principal	0.56	Debt	Long	Canada
D Dominion Energy, Inc.	32.85 mm	31.00 mm principal	0.53	Debt	Long	USA
ENB Enbridge Inc.	32.70 mm	32.98 mm principal	0.53	Debt	Long	Canada
Skandinaviska Enskilda Banken AB	32.61 mm	32.80 mm principal	0.53	Debt	Long	Sweden
Societe Generale SA	32.27 mm	30.10 mm principal	0.53	Debt	Long	France
CFG Citizens Financial Group, Inc.	32.12 mm	33.82 mm principal	0.52	Debt	Long	USA
Bank of Nova Scotia/The	31.57 mm	31.90 mm principal	0.51	Debt	Long	Canada
Royal Bank of Canada	31.20 mm	30.00 mm principal	0.51	Debt	Long	Canada
DFS Discover Financial Services	31.16 mm	31.18 mm principal	0.51	Debt	Long	USA
BBVA Banco Bilbao Vizcaya Argentaria, S.A.	30.65 mm	30.80 mm principal	0.50	Debt	Long	Spain
Toronto-Dominion Bank/The	30.26 mm	28.80 mm principal	0.49	Debt	Long	Canada
ING Groep NV	29.98 mm	33.40 mm principal	0.49	Debt	Long	Netherlands
MetLife Capital Trust IV	27.00 mm	24.54 mm principal	0.44	Debt	Long	USA
Transcanada Trust	26.99 mm	28.00 mm principal	0.44	Debt	Long	Canada
TFC Truist Financial Corporation	26.93 mm	27.13 mm principal	0.44	Debt	Long	USA
Enterprise Products Operating LLC	26.72 mm	27.40 mm principal	0.43	Debt	Long	USA
AZSEY Allianz Se	26.31 mm	27.40 mm principal	0.43	Debt	Long	Germany
BNP Paribas SA	26.09 mm	26.00 mm principal	0.42	Debt	Long	France
C Citigroup Inc.	25.78 mm	24.60 mm principal	0.42	Debt	Long	USA
CRBG Corebridge Financial, Inc.	25.19 mm	25.10 mm principal	0.41	Debt	Long	USA
MET MetLife, Inc.	25.10 mm	25.56 mm principal	0.41	Debt	Long	USA
BNP Paribas SA	25.06 mm	25.00 mm principal	0.41	Debt	Long	France
BCS Barclays PLC	24.97 mm	25.00 mm principal	0.41	Debt	Long	UK
Societe Generale SA	24.26 mm	24.00 mm principal	0.40	Debt	Long	France
C Citigroup Inc.	24.09 mm	22.90 mm principal	0.39	Debt	Long	USA
PRS Prudential Financial, Inc. 5.62	23.68 mm	23.40 mm principal	0.39	Debt	Long	USA
BP Capital Markets PLC	23.63 mm	23.70 mm principal	0.38	Debt	Long	UK
Bank of Nova Scotia/The	23.56 mm	22.10 mm principal	0.38	Debt	Long	Canada
Dairy Farmers of America Inc	23.16 mm	236.30 k shares	0.38	Preferred equity	Long	USA
Royal Bank of Canada	23.13 mm	23.80 mm principal	0.38	Debt	Long	Canada
Banco Santander SA	22.94 mm	20.00 mm principal	0.37	Debt	Long	Spain
Goldman Sachs Group Inc/The	22.54 mm	23.60 mm principal	0.37	Debt	Long	USA
RF Regions Financial Corporation	22.45 mm	850.56 k shares	0.37	Preferred equity	Long	USA
BP Capital Markets PLC	21.84 mm	22.56 mm principal	0.36	Debt	Long	UK
VOYA Voya Financial, Inc.	21.64 mm	20.31 mm principal	0.35	Debt	Long	USA
ING Groep NV	21.53 mm	26.39 mm principal	0.35	Debt	Long	Netherlands
Macquarie Bank Ltd/London	21.10 mm	21.00 mm principal	0.34	Debt	Long	Australia
BAC Bank of America Corporation	20.87 mm	21.62 mm principal	0.34	Debt	Long	USA
CoBank ACB	20.44 mm	20.00 mm principal	0.33	Debt	Long	USA
ING Groep NV	20.41 mm	20.63 mm principal	0.33	Debt	Long	Netherlands
AIG American International Group, Inc.	20.32 mm	20.43 mm principal	0.33	Debt	Long	USA
Liberty Mutual Group Inc	20.03 mm	21.10 mm principal	0.33	Debt	Long	USA
ENB Enbridge Inc.	19.84 mm	17.82 mm principal	0.32	Debt	Long	Canada
D Dominion Energy, Inc.	19.80 mm	18.80 mm principal	0.32	Debt	Long	USA
AEP American Electric Power Company, Inc.	19.79 mm	20.95 mm principal	0.32	Debt	Long	USA
Nippon Life Insurance Co	19.70 mm	22.90 mm principal	0.32	Debt	Long	Japan
D Dominion Energy, Inc.	19.47 mm	19.00 mm principal	0.32	Debt	Long	USA
Svenska Handelsbanken AB	19.46 mm	20.40 mm principal	0.32	Debt	Long	Sweden
AEP American Electric Power Company, Inc.	19.31 mm	18.60 mm principal	0.31	Debt	Long	USA
UBS Group AG	19.07 mm	20.00 mm principal	0.31	Debt	Long	Switzerland
Meiji Yasuda Life Insurance Co	19.03 mm	19.00 mm principal	0.31	Debt	Long	Japan
UBS Group AG	18.97 mm	18.93 mm principal	0.31	Debt	Long	Switzerland
Nippon Life Insurance Co	18.80 mm	18.30 mm principal	0.31	Debt	Long	Japan
ACE Capital Trust II	18.79 mm	15.51 mm principal	0.31	Debt	Long	USA
BCS Barclays PLC	18.70 mm	20.90 mm principal	0.30	Debt	Long	UK
KEY KeyCorp	18.61 mm	725.32 k shares	0.30	Preferred equity	Long	USA
UBS Group AG	18.53 mm	17.00 mm principal	0.30	Debt	Long	Switzerland
CFG Citizens Financial Group, Inc.	18.47 mm	677.00 k shares	0.30	Preferred equity	Long	USA
Morgan Stanley	18.34 mm	691.63 k shares	0.30	Preferred equity	Long	USA
KEY KeyCorp	18.30 mm	18.85 mm principal	0.30	Debt	Long	USA
Corestates Capital III	18.27 mm	18.62 mm principal	0.30	Debt	Long	USA
Bank of Montreal	17.55 mm	17.00 mm principal	0.29	Debt	Long	Canada
GS The Goldman Sachs Group, Inc.	17.13 mm	17.10 mm principal	0.28	Debt	Long	USA
NextEra Energy Capital Holdings Inc	17.03 mm	16.70 mm principal	0.28	Debt	Long	USA
UBS Group AG	16.78 mm	17.00 mm principal	0.27	Debt	Long	Switzerland
CoBank ACB	16.38 mm	16.40 mm principal	0.27	Debt	Long	USA
Morgan Stanley	16.19 mm	649.48 k shares	0.26	Preferred equity	Long	USA
MTB M&T Bank Corporation	15.82 mm	15.85 mm principal	0.26	Debt	Long	USA
HSBC HSBC Holdings plc	15.64 mm	15.90 mm principal	0.25	Debt	Long	UK
SCBFY Standard Chartered PLC	15.61 mm	17.53 mm principal	0.25	Debt	Long	UK
FITB Fifth Third Bancorp	15.51 mm	15.74 mm principal	0.25	Debt	Long	USA
BNP Paribas SA	15.43 mm	15.00 mm principal	0.25	Debt	Long	France
Credit Agricole SA	15.32 mm	15.00 mm principal	0.25	Debt	Long	France
Swedbank AB	15.27 mm	14.80 mm principal	0.25	Debt	Long	Sweden
DUK Duke Energy Corporation	15.13 mm	14.90 mm principal	0.25	Debt	Long	USA
Public Storage	14.96 mm	836.97 k shares	0.24	Preferred equity	Long	USA
SCBFY Standard Chartered PLC	14.94 mm	15.00 mm principal	0.24	Debt	Long	UK
HSBC HSBC Holdings plc	14.79 mm	14.80 mm principal	0.24	Debt	Long	UK
NextEra Energy Capital Holdings Inc	14.70 mm	15.05 mm principal	0.24	Debt	Long	USA
Lloyds Banking Group PLC	14.46 mm	15.00 mm principal	0.24	Debt	Long	UK
Swedbank AB	14.35 mm	14.00 mm principal	0.23	Debt	Long	Sweden
Canadian Imperial Bank of Commerce	13.61 mm	13.60 mm principal	0.22	Debt	Long	Canada
BBVA Banco Bilbao Vizcaya Argentaria, S.A.	13.54 mm	14.20 mm principal	0.22	Debt	Long	Spain
Nordea Bank Abp	13.46 mm	13.40 mm principal	0.22	Debt	Long	Finland
Bank of Nova Scotia/The	13.32 mm	14.45 mm principal	0.22	Debt	Long	Canada
VOYA Voya Financial, Inc.	12.99 mm	13.96 mm principal	0.21	Debt	Long	USA
SO The Southern Company	12.81 mm	552.72 k shares	0.21	Preferred equity	Long	USA
CFG Citizens Financial Group, Inc.	12.79 mm	12.84 mm principal	0.21	Debt	Long	USA
NWG NatWest Group plc	12.66 mm	14.89 mm principal	0.21	Debt	Long	UK
Australia & New Zealand Banking Group Ltd/United Kingdom	12.38 mm	12.20 mm principal	0.20	Debt	Long	Australia
Goldman Sachs Group Inc/The	12.26 mm	12.80 mm principal	0.20	Debt	Long	USA
NTRS Northern Trust Corporation	12.23 mm	12.40 mm principal	0.20	Debt	Long	USA
KeyCorp Capital III	11.73 mm	11.20 mm principal	0.19	Debt	Long	USA
Farm Credit Bank of Texas	11.70 mm	11.80 mm principal	0.19	Debt	Long	USA
Morgan Stanley	11.69 mm	447.98 k shares	0.19	Preferred equity	Long	USA
CoBank ACB	11.55 mm	11.40 mm principal	0.19	Debt	Long	USA
GS The Goldman Sachs Group, Inc.	11.34 mm	11.80 mm principal	0.18	Debt	Long	USA
SF Stifel Financial Corp.	11.31 mm	558.67 k shares	0.18	Preferred equity	Long	USA
MET MetLife, Inc.	11.08 mm	10.65 mm principal	0.18	Debt	Long	USA
Swiss RE Subordinated Finance PLC	10.95 mm	10.80 mm principal	0.18	Debt	Long	UK
USB U.S. Bancorp	10.80 mm	10.90 mm principal	0.18	Debt	Long	USA
Truist Financial Corp	10.71 mm	10.90 mm principal	0.17	Debt	Long	USA
EQH Equitable Holdings, Inc.	10.59 mm	461.57 k shares	0.17	Preferred equity	Long	USA
EQH Equitable Holdings, Inc.	10.48 mm	538.15 k shares	0.17	Preferred equity	Long	USA
AEP American Electric Power Company, Inc.	10.45 mm	10.00 mm principal	0.17	Debt	Long	USA
SRE Sempra	10.43 mm	10.40 mm principal	0.17	Debt	Long	USA
BNP Paribas SA	10.32 mm	10.05 mm principal	0.17	Debt	Long	France
Dairy Farmers of America Inc	10.22 mm	10.70 mm principal	0.17	Debt	Long	USA
KEY KeyCorp	9.99 mm	391.82 k shares	0.16	Preferred equity	Long	USA
RF Regions Financial Corporation	9.90 mm	9.96 mm principal	0.16	Debt	Long	USA
TFC Truist Financial Corporation	9.74 mm	462.91 k shares	0.16	Preferred equity	Long	USA
SCBFY Standard Chartered PLC	9.57 mm	9.20 mm principal	0.16	Debt	Long	UK
Bank of Nova Scotia/The	9.46 mm	9.00 mm principal	0.15	Debt	Long	Canada
PNC The PNC Financial Services Group, Inc.	9.31 mm	9.20 mm principal	0.15	Debt	Long	USA
KIOR Kior Inc	9.28 mm	9.39 mm principal	0.15	Debt	Long	USA
BNP Paribas SA	9.24 mm	8.60 mm principal	0.15	Debt	Long	France
Public Storage	9.11 mm	484.78 k shares	0.15	Preferred equity	Long	USA
BlackRock Fund Advisors	8.87 mm	269.15 k shares	0.14	Common equity	Long	USA
Truist Financial Corp	8.84 mm	9.02 mm principal	0.14	Debt	Long	USA
DTE DTE Energy Company	8.76 mm	381.38 k shares	0.14	Preferred equity	Long	USA
SCBFY Standard Chartered PLC	8.69 mm	10.00 mm principal	0.14	Debt	Long	UK
Standard Chartered PLC	8.69 mm	10.00 mm principal	0.14	Debt	Long	UK
PRS Prudential Financial, Inc. 5.62	8.56 mm	8.29 mm principal	0.14	Debt	Long	USA
RF Regions Financial Corporation	8.50 mm	337.42 k shares	0.14	Preferred equity	Long	USA
BNPQY BNP Paribas SA	8.47 mm	10.00 mm principal	0.14	Debt	Long	France
Public Storage	8.38 mm	464.67 k shares	0.14	Preferred equity	Long	USA
GS The Goldman Sachs Group, Inc.	8.37 mm	8.00 mm principal	0.14	Debt	Long	USA
KeyCorp Capital I	8.05 mm	8.40 mm principal	0.13	Debt	Long	USA
Standard Chartered PLC	7.97 mm	8.00 mm principal	0.13	Debt	Long	UK
SRE Sempra	7.75 mm	7.70 mm principal	0.13	Debt	Long	USA
PLD Prologis, Inc.	7.65 mm	129.60 k shares	0.12	Preferred equity	Long	USA
KIOR Kior Inc	7.50 mm	7.65 mm principal	0.12	Debt	Long	USA
Truist Financial Corp	6.86 mm	7.00 mm principal	0.11	Debt	Long	USA
Bank of America Corp	6.76 mm	6.31 mm principal	0.11	Debt	Long	USA
NWG NatWest Group plc	6.76 mm	6.80 mm principal	0.11	Debt	Long	UK
Public Storage	6.73 mm	326.23 k shares	0.11	Preferred equity	Long	USA
Lloyds Banking Group PLC	6.68 mm	6.40 mm principal	0.11	Debt	Long	UK
Public Storage	6.62 mm	267.81 k shares	0.11	Preferred equity	Long	USA
ALL The Allstate Corporation	6.57 mm	240.76 k shares	0.11	Preferred equity	Long	USA
BNPQY BNP Paribas SA	6.45 mm	6.00 mm principal	0.10	Debt	Long	France
Public Storage	6.42 mm	304.29 k shares	0.10	Preferred equity	Long	USA
ING Groep NV	6.40 mm	7.00 mm principal	0.10	Debt	Long	Netherlands