First Trust Preferred Securities and Income Fund

Fund Profile

Fund profile

Tickers

FPEAX, FPECX, FPEFX, FPEIX, FPERX

Fund manager

First Trust/Confluence Small Cap Value Fund

Total assets

$236.90 mm

Liabilities

$2.69 mm

Net assets

$234.21 mm

Number of holdings

185.00

185 Holdings

As of Oct 2024

Security	$Holding	Balance	% of Fund	Category	Position	Country
Bank of America Corp	6.01 mm	5.90 mm principal	2.57	Debt	Long	USA
WFC Wells Fargo & Company	4.79 mm	3.88 k shares	2.05	Preferred equity	Long	USA
BCS Barclays PLC	4.14 mm	4.00 mm principal	1.77	Debt	Long	UK
JPMorgan Chase & Co	4.08 mm	3.85 mm principal	1.74	Debt	Long	USA
ET Energy Transfer LP	3.95 mm	3.88 mm principal	1.69	Debt	Long	USA
Intesa Sanpaolo SpA	3.89 mm	3.88 mm principal	1.66	Debt	Long	Italy
Lloyds Banking Group PLC	3.44 mm	3.29 mm principal	1.47	Debt	Long	UK
Toronto-Dominion Bank/The	3.36 mm	3.18 mm principal	1.43	Debt	Long	Canada
Bank of Montreal	3.35 mm	3.20 mm principal	1.43	Debt	Long	Canada
Global Atlantic Fin Co	3.23 mm	3.36 mm principal	1.38	Debt	Long	USA
Royal Bank of Canada	3.16 mm	3.00 mm principal	1.35	Debt	Long	Canada
Credit Agricole SA	3.12 mm	3.20 mm principal	1.33	Debt	Long	France
ING Groep NV	3.01 mm	2.93 mm principal	1.28	Debt	Long	Netherlands
Land O' Lakes Inc	2.81 mm	3.00 mm principal	1.20	Debt	Long	USA
BNPQY BNP Paribas SA	2.77 mm	2.65 mm principal	1.18	Debt	Long	France
C Citigroup Inc.	2.76 mm	2.77 mm principal	1.18	Debt	Long	USA
Deutsche Bank AG	2.74 mm	2.80 mm principal	1.17	Debt	Long	Germany
Bank of Nova Scotia/The	2.68 mm	2.50 mm principal	1.15	Debt	Long	Canada
HIG The Hartford Financial Services Group, Inc.	2.67 mm	2.87 mm principal	1.14	Debt	Long	USA
BNPQY BNP Paribas SA	2.67 mm	3.15 mm principal	1.14	Debt	Long	France
American AgCredit Corp	2.45 mm	2.50 mm principal	1.05	Debt	Long	USA
California State Teachers Retirement System	2.36 mm	25.73 k shares	1.01	Common equity	Long	USA
GS The Goldman Sachs Group, Inc.	2.34 mm	2.23 mm principal	1.00	Debt	Long	USA
AQN Algonquin Power & Utilities Corp.	2.29 mm	2.45 mm principal	0.98	Debt	Long	Canada
Wells Fargo & Co	2.29 mm	2.21 mm principal	0.98	Debt	Long	USA
ING Groep NV	2.28 mm	2.16 mm principal	0.97	Debt	Long	Netherlands
SCE Trust VII	2.19 mm	82.16 k shares	0.94	Preferred equity	Long	USA
HSBC HSBC Holdings plc	2.10 mm	2.00 mm principal	0.90	Debt	Long	UK
C Citigroup Inc.	2.10 mm	2.00 mm principal	0.90	Debt	Long	USA
ENB Enbridge Inc.	2.10 mm	2.13 mm principal	0.90	Debt	Long	Canada
ANG-PB American National Group Inc.	2.09 mm	83.11 k shares	0.89	Preferred equity	Long	USA
AEP American Electric Power Company, Inc.	2.08 mm	1.98 mm principal	0.89	Debt	Long	USA
SCHW The Charles Schwab Corporation	2.01 mm	2.10 mm principal	0.86	Debt	Long	USA
AXIS Specialty Finance LLC	2.00 mm	2.10 mm principal	0.85	Debt	Long	USA
CRBG Corebridge Financial, Inc.	1.97 mm	1.92 mm principal	0.84	Debt	Long	USA
BNPQY BNP Paribas SA	1.91 mm	1.84 mm principal	0.82	Debt	Long	France
Bank of Nova Scotia/The	1.91 mm	1.80 mm principal	0.81	Debt	Long	Canada
D Dominion Energy, Inc.	1.90 mm	1.82 mm principal	0.81	Debt	Long	USA
NextEra Energy Capital Holdings Inc	1.87 mm	1.79 mm principal	0.80	Debt	Long	USA
AIZ Assurant, Inc.	1.85 mm	1.82 mm principal	0.79	Debt	Long	USA
Banco Santander SA	1.85 mm	1.60 mm principal	0.79	Debt	Long	Spain
NatWest Group PLC	1.82 mm	1.80 mm principal	0.78	Debt	Long	UK
Lancashire Holdings Ltd	1.80 mm	1.92 mm principal	0.77	Debt	Long	Bermuda
HSBC HSBC Holdings plc	1.80 mm	1.80 mm principal	0.77	Debt	Long	UK
CNP Assurances SACA	1.79 mm	2.00 mm principal	0.76	Debt	Long	France
ETR Entergy Corporation	1.74 mm	1.70 mm principal	0.74	Debt	Long	USA
GS The Goldman Sachs Group, Inc.	1.71 mm	1.60 mm principal	0.73	Debt	Long	USA
PNC The PNC Financial Services Group, Inc.	1.66 mm	1.65 mm principal	0.71	Debt	Long	USA
Transcanada Trust	1.64 mm	1.70 mm principal	0.70	Debt	Long	Canada
Societe Generale SA	1.57 mm	1.50 mm principal	0.67	Debt	Long	France
SCHW The Charles Schwab Corporation	1.57 mm	1.80 mm principal	0.67	Debt	Long	USA
ENB Enbridge Inc.	1.53 mm	1.44 mm principal	0.65	Debt	Long	Canada
Banco Santander SA	1.52 mm	1.60 mm principal	0.65	Debt	Long	Spain
Liberty Mutual Group Inc	1.47 mm	1.56 mm principal	0.63	Debt	Long	USA
UZF United States Cellular Corporat	1.46 mm	65.06 k shares	0.63	Preferred equity	Long	USA
Capital Farm Credit ACA	1.46 mm	1.50 mm principal	0.62	Debt	Long	USA
AES The AES Corporation	1.45 mm	1.40 mm principal	0.62	Debt	Long	USA
Ares Finance Co III LLC	1.43 mm	1.50 mm principal	0.61	Debt	Long	USA
PNC The PNC Financial Services Group, Inc.	1.41 mm	1.41 mm principal	0.60	Debt	Long	USA
BBVA Banco Bilbao Vizcaya Argentaria, S.A.	1.41 mm	1.30 mm principal	0.60	Debt	Long	Spain
CFG Citizens Financial Group, Inc.	1.39 mm	1.40 mm principal	0.59	Debt	Long	USA
BBVA Bancomer SA/Texas	1.37 mm	1.30 mm principal	0.58	Debt	Long	Mexico
STT State Street Corporation	1.34 mm	1.30 mm principal	0.57	Debt	Long	USA
ENB Enbridge Inc.	1.34 mm	1.20 mm principal	0.57	Debt	Long	Canada
ENB Enbridge Inc.	1.32 mm	1.36 mm principal	0.56	Debt	Long	Canada
SRE Sempra	1.31 mm	1.38 mm principal	0.56	Debt	Long	USA
HSBC HSBC Holdings plc	1.31 mm	1.30 mm principal	0.56	Debt	Long	UK
Venture Global LNG Inc	1.30 mm	1.30 mm principal	0.56	Debt	Long	USA
Land O'Lakes Capital Trust I	1.29 mm	1.31 mm principal	0.55	Debt	Long	USA
Societe Generale SA	1.28 mm	1.20 mm principal	0.55	Debt	Long	France
FG F&G Annuities & Life, Inc.	1.28 mm	47.09 k shares	0.55	Preferred equity	Long	USA
SJIIU South Jersey Industries Inc	1.28 mm	67.02 k shares	0.55	Preferred equity	Long	USA
AEGON Funding Co LLC	1.26 mm	58.10 k shares	0.54	Preferred equity	Long	USA
BAC Bank of America Corporation	1.25 mm	1.01 k shares	0.53	Preferred equity	Long	USA
BCS Barclays PLC	1.21 mm	1.10 mm principal	0.52	Debt	Long	UK
Royal Bank of Canada	1.21 mm	1.25 mm principal	0.52	Debt	Long	Canada
GS The Goldman Sachs Group, Inc.	1.19 mm	1.20 mm principal	0.51	Debt	Long	USA
Kuvare US Holdings Inc	1.18 mm	1.17 mm principal	0.50	Debt	Long	USA
BlackRock Fund Advisors	1.17 mm	10.59 k shares	0.50	Common equity	Long	USA
Global Atlantic Fin Co	1.17 mm	1.12 mm principal	0.50	Debt	Long	USA
SRE Sempra	1.16 mm	1.14 mm principal	0.49	Debt	Long	USA
BCS Barclays PLC	1.15 mm	1.30 mm principal	0.49	Debt	Long	UK
Transcanada Trust	1.15 mm	1.20 mm principal	0.49	Debt	Long	Canada
Land O' Lakes Inc	1.14 mm	1.40 mm principal	0.49	Debt	Long	USA
Athene Holding Ltd	1.14 mm	42.64 k shares	0.49	Preferred equity	Long	USA
Banco Mercantil del Norte SA/Grand Cayman	1.13 mm	1.10 mm principal	0.48	Debt	Long	Mexico
MGR Affiliated Managers Group, Inc.	1.13 mm	43.82 k shares	0.48	Preferred equity	Long	USA
AEP American Electric Power Company, Inc.	1.12 mm	1.08 mm principal	0.48	Debt	Long	USA
C Citigroup Inc.	1.10 mm	1.04 mm principal	0.47	Debt	Long	USA
UZF United States Cellular Corporat	1.10 mm	48.90 k shares	0.47	Preferred equity	Long	USA
Wells Fargo & Co	1.08 mm	1.00 mm principal	0.46	Debt	Long	USA
Carlyle Finance LLC	1.05 mm	53.66 k shares	0.45	Preferred equity	Long	USA
Swedbank AB	1.04 mm	1.00 mm principal	0.45	Debt	Long	Sweden
Fortegra Financial Corporation	1.02 mm	1.00 mm principal	0.44	Debt	Long	USA
Land O' Lakes Inc	1.02 mm	1.20 mm principal	0.43	Debt	Long	USA
Aspen Insurance Holdings Ltd	1.02 mm	48.61 k shares	0.43	Preferred equity	Long	Bermuda
DUK Duke Energy Corporation	993.40 k	975.00 k principal	0.42	Debt	Long	USA
Banco Mercantil del Norte SA/Grand Cayman	993.05 k	1.00 mm principal	0.42	Debt	Long	Mexico
EUSHI Finance Inc	986.05 k	950.00 k principal	0.42	Debt	Long	USA
SRE Sempra	974.01 k	975.00 k principal	0.42	Debt	Long	USA
C Citigroup Inc.	968.96 k	1.00 mm principal	0.41	Debt	Long	USA
Athene Holding Ltd	966.53 k	37.53 k shares	0.41	Preferred equity	Long	USA
CoBank ACB	927.70 k	929.00 k principal	0.40	Debt	Long	USA
UZF United States Cellular Corporat	925.00 k	39.41 k shares	0.39	Preferred equity	Long	USA
NI NiSource Inc.	900.56 k	900.00 k principal	0.38	Debt	Long	USA
Banco Mercantil del Norte SA/Grand Cayman	885.84 k	900.00 k principal	0.38	Debt	Long	Mexico
ATGFF AltaGas Ltd.	884.39 k	880.00 k principal	0.38	Debt	Long	Canada
SCHW The Charles Schwab Corporation	879.02 k	900.00 k principal	0.38	Debt	Long	USA
ET Energy Transfer LP	878.64 k	880.00 k principal	0.38	Debt	Long	USA
Banco Santander SA	876.53 k	800.00 k principal	0.37	Debt	Long	Spain
CoBank ACB	870.98 k	865.00 k principal	0.37	Debt	Long	USA
Bank of Montreal	834.35 k	800.00 k principal	0.36	Debt	Long	Canada
EQH Equitable Holdings, Inc.	826.49 k	35.95 k shares	0.35	Preferred equity	Long	USA
Scentre Group Trust 2	784.88 k	800.00 k principal	0.34	Debt	Long	Australia
Brookfield Property Partners LP	783.90 k	48.72 k shares	0.33	Preferred equity	Long	USA
Assured Guaranty Municipal Holdings Inc	777.95 k	850.00 k principal	0.33	Debt	Long	USA
Athene Holding Ltd	756.24 k	30.17 k shares	0.32	Preferred equity	Long	USA
SMFG Sumitomo Mitsui Financial Group, Inc.	746.42 k	720.00 k principal	0.32	Debt	Long	Japan
Brookfield Property Partners LP	744.28 k	52.08 k shares	0.32	Preferred equity	Long	USA
Banco Santander SA	730.13 k	700.00 k principal	0.31	Debt	Long	Spain
D Dominion Energy, Inc.	693.23 k	650.00 k principal	0.30	Debt	Long	USA
ET Energy Transfer LP	657.57 k	658.00 k principal	0.28	Debt	Long	USA
NWG NatWest Group plc	644.44 k	600.00 k principal	0.28	Debt	Long	UK
Brookfield BRP Holdings Canada Inc	632.17 k	35.88 k shares	0.27	Preferred equity	Long	Canada
BNP Paribas SA	625.44 k	600.00 k principal	0.27	Debt	Long	France
FITB Fifth Third Bancorp	622.14 k	630.00 k principal	0.27	Debt	Long	USA
BBVA Bancomer SA/Texas	615.16 k	650.00 k principal	0.26	Debt	Long	Mexico
SCE Trust VIII	609.29 k	22.99 k shares	0.26	Preferred equity	Long	USA
ANG-PB American National Group Inc.	607.02 k	23.91 k shares	0.26	Preferred equity	Long	USA
ING Groep NV	600.74 k	600.00 k principal	0.26	Debt	Long	Netherlands
Farm Credit Bank of Texas	597.00 k	600.00 k principal	0.25	Debt	Long	USA
Compeer Financial ACA	582.00 k	600.00 k principal	0.25	Debt	Long	USA
Morgan Stanley	576.47 k	21.84 k shares	0.25	Preferred equity	Long	USA
TPG Operating Group II LP	569.24 k	21.97 k shares	0.24	Preferred equity	Long	USA
Brookfield Infrastructure Partners LP	564.00 k	28.17 k shares	0.24	Preferred equity	Long	Canada
Brookfield Infrastructure Finance ULC	555.54 k	28.65 k shares	0.24	Preferred equity	Long	Canada
KKR Group Finance Co IX LLC	537.61 k	27.43 k shares	0.23	Preferred equity	Long	USA
STT State Street Corporation	529.42 k	513.00 k principal	0.23	Debt	Long	USA
CoBank ACB	520.86 k	500.00 k principal	0.22	Debt	Long	USA
CFG Citizens Financial Group, Inc.	519.84 k	547.00 k principal	0.22	Debt	Long	USA
CNP CenterPoint Energy, Inc.	512.55 k	500.00 k principal	0.22	Debt	Long	USA
EMRAF Emera Incorporated	502.49 k	500.00 k principal	0.21	Debt	Long	Canada
PNC The PNC Financial Services Group, Inc.	499.36 k	494.00 k principal	0.21	Debt	Long	USA
CRBG Corebridge Financial, Inc.	499.08 k	500.00 k principal	0.21	Debt	Long	USA
ET Energy Transfer LP	481.49 k	490.00 k principal	0.21	Debt	Long	USA
Credit Suisse Group AG	451.00 k	4.10 mm principal	0.19	Debt	Long	Switzerland
Brookfield Renewable Partners LP	445.09 k	21.96 k shares	0.19	Preferred equity	Long	Canada
CNO CNO Financial Group, Inc.	436.07 k	20.09 k shares	0.19	Preferred equity	Long	USA
AL Air Lease Corporation	434.48 k	440.00 k principal	0.19	Debt	Long	USA
T AT&T Inc.	433.51 k	21.04 k shares	0.19	Preferred equity	Long	USA
Bank of America Corp	409.29 k	16.93 k shares	0.17	Preferred equity	Long	USA
BNP Paribas SA	404.61 k	400.00 k principal	0.17	Debt	Long	France
MGR Affiliated Managers Group, Inc.	391.76 k	22.39 k shares	0.17	Preferred equity	Long	USA
GNL Global Net Lease, Inc.	372.91 k	16.37 k shares	0.16	Preferred equity	Long	USA
Arch Capital Group Ltd	340.21 k	16.79 k shares	0.15	Preferred equity	Long	Bermuda
Banco de Credito e Inversiones SA	317.16 k	300.00 k principal	0.14	Debt	Long	Chile
Farm Credit Bank of Texas	314.83 k	300.00 k principal	0.13	Debt	Long	USA
SCE Trust IV	305.21 k	12.41 k shares	0.13	Preferred equity	Long	USA
AEP American Electric Power Company, Inc.	303.48 k	320.00 k principal	0.13	Debt	Long	USA
La Mondiale SAM	300.74 k	300.00 k principal	0.13	Debt	Long	France
Dairy Farmers of America Inc	288.00 k	300.00 k principal	0.12	Debt	Long	USA
PNFP Pinnacle Financial Partners, Inc.	270.74 k	10.87 k shares	0.12	Preferred equity	Long	USA
Credit Suisse Group AG	266.75 k	2.42 mm principal	0.11	Debt	Long	Switzerland
USB U.S. Bancorp	262.87 k	10.56 k shares	0.11	Preferred equity	Long	USA
AQN Algonquin Power & Utilities Corp.	248.45 k	9.67 k shares	0.11	Preferred equity	Long	Canada
SCE Trust V	232.01 k	9.37 k shares	0.10	Preferred equity	Long	USA
Banco de Credito e Inversiones SA	211.44 k	200.00 k principal	0.09	Debt	Long	Chile
Aspen Insurance Holdings Ltd	210.53 k	10.22 k shares	0.09	Preferred equity	Long	Bermuda
Swedbank AB	206.12 k	200.00 k principal	0.09	Debt	Long	Sweden
NatWest Group PLC	200.10 k	200.00 k principal	0.09	Debt	Long	UK
OAK-PA Oaktree Capital Group, LLC 6.625% PFD UT A	197.90 k	8.10 k shares	0.08	Preferred equity	Long	USA
PNX Phoenix Companies Inc	193.80 k	10.70 k shares	0.08	Preferred equity	Long	USA
BAC Bank of America Corporation	193.14 k	200.00 k principal	0.08	Debt	Long	USA
Credit Suisse Group AG	176.00 k	1.60 mm principal	0.08	Debt	Long	Switzerland
Credit Suisse Group AG	165.00 k	1.50 mm principal	0.07	Debt	Long	Switzerland
F Ford Motor Company	123.07 k	4.92 k shares	0.05	Preferred equity	Long	USA
QBE Insurance Group Ltd	99.89 k	100.00 k principal	0.04	Debt	Long	Australia
AFSIP AmTrust Financial Services, Inc.	88.82 k	5.38 k shares	0.04	Preferred equity	Long	USA
AFSIP AmTrust Financial Services, Inc.	79.56 k	4.82 k shares	0.03	Preferred equity	Long	USA
DBRG DigitalBridge Group, Inc.	78.01 k	3.09 k shares	0.03	Preferred equity	Long	USA
CNP CenterPoint Energy, Inc.	77.07 k	75.00 k principal	0.03	Debt	Long	USA
NSA National Storage Affiliates Trust	62.59 k	2.71 k shares	0.03	Preferred equity	Long	USA
RenaissanceRe Holdings Ltd	47.23 k	2.57 k shares	0.02	Preferred equity	Long	Bermuda
F Ford Motor Company	46.09 k	1.89 k shares	0.02	Preferred equity	Long	USA
DBRG DigitalBridge Group, Inc.	2.87 k	115.00 shares	0.00	Preferred equity	Long	USA