James Alpha Event Driven Fund

Fund Profile

Fund profile

Tickers

JAESX, JAEIX

Fund manager

James Alpha Funds Trust

Total assets

$8.76 mm

Liabilities

$4.36 mm

Net assets

$4.40 mm

Number of holdings

65.00

65 Holdings

As of May 2021

Security	$Holding	Balance	% of Fund	Category	Position	Country
Global X Funds	462.36 k	23.00 k shares	10.50	Common equity	Long	USA
AGGP Indexiq Etf Trust	402.66 k	12.03 k shares	9.15	Common equity	Long	USA
TQQQ ProShares UltraPro QQQ	402.64 k	9.85 k shares	9.14	Common equity	Long	USA
CEFS Exchange Listed Funds Trust	330.83 k	10.21 k shares	7.51	Common equity	Long	USA
LALT PowerShares Exchange-Traded Fund Trust II	294.99 k	13.34 k shares	6.70	Common equity	Long	USA
JAMES-STR CR-R6	172.64 k	15.43 k shares	3.92	Common equity	Long	USA
ISHARES RUSSELL 2000 VALU	169.21 k	1.01 k shares	3.84	Common equity	Long	USA
Global X Funds	151.33 k	10.55 k shares	3.44	Common equity	Long	USA
KRE SPDR S&P Regional Banking ETF	134.24 k	1.59 k shares	3.05	Common equity	Long	USA
ISHARES MSCI UNITED KINGD	109.48 k	2.21 k shares	2.49	Common equity	Long	USA
LALT PowerShares Exchange-Traded Fund Trust II	107.30 k	15.03 k shares	2.44	Common equity	Long	USA
ISHARES RUSSELL MID-CAP V	88.12 k	755.00 shares	2.00	Common equity	Long	USA
SMH VanEck Semiconductor ETF	68.49 k	2.87 k shares	1.56	Common equity	Long	USA
iShares Barclays USD Asia	56.99 k	5.45 k shares	1.29	Common equity	Long	Singapore
SMH VanEck Semiconductor ETF	51.67 k	1.84 k shares	1.17	Common equity	Long	USA
SPDR Barclays Euro High Y	40.67 k	578.00 shares	0.92	Common equity	Long	Ireland
First Trust Exchange-traded Fund Ii	40.57 k	890.00 shares	0.92	Common equity	Long	USA
WCLD WisdomTree Cloud Computing Fund	37.56 k	861.00 shares	0.85	Common equity	Long	USA
BlackRock Fund Advisors	35.41 k	1.26 k shares	0.80	Common equity	Long	USA
ISHARES GSCI COM	35.31 k	1.06 k shares	0.80	Common equity	Long	USA
BlackRock Fund Advisors	35.12 k	314.00 shares	0.80	Common equity	Long	USA
BlackRock Fund Advisors	33.95 k	227.00 shares	0.77	Common equity	Long	USA
SMH VanEck Semiconductor ETF	28.84 k	774.00 shares	0.66	Common equity	Long	USA
SMH VanEck Semiconductor ETF	28.09 k	872.00 shares	0.64	Common equity	Long	USA
ISHARES MSCI IRELAND ETF	27.98 k	466.00 shares	0.64	Common equity	Long	USA
ISHARES MSCI CHINA SMALL-	22.59 k	400.00 shares	0.51	Common equity	Long	USA
BBH SWEEP VEHICLE	14.13 k	14.13 k principal	0.32	Short-term investment vehicle	Long	USA
Fusion Family Wealth LLC	12.63 k	569.00 shares	0.29	Common equity	Long	USA
SSGA Active Trust	11.73 k	254.00 shares	0.27	Common equity	Long	USA
INVESCO DWA ENERGY MOMENT	11.60 k	427.00 shares	0.26	Common equity	Long	USA
ISHARES MSCI UNITED KINGD	10.61 k	314.00 shares	0.24	Common equity	Long	USA
MERGER FUND-INV	10.07 k	564.02 shares	0.23	Common equity	Long	USA
AXS MERG FN-INST	10.07 k	930.23 shares	0.23	Common equity	Long	USA
INVESCO S&P SMALLCAP 600	10.01 k	63.00 shares	0.23	Common equity	Long	USA
ISHR APAC DIV	7.85 k	259.00 shares	0.18	Common equity	Long	Germany
GS HY SYNTH CORP 5YR	6.81 k	11.93 k shares	0.15	DO	Long	USA
DBX ETF Trust	5.92 k	155.00 shares	0.13	Common equity	Long	USA
AGGP Indexiq Etf Trust	5.87 k	231.00 shares	0.13	Common equity	Long	USA
INVESCO FINANCIAL PREFERR	5.20 k	274.00 shares	0.12	Common equity	Long	USA
ISHARES STOXX EUROPE 600	4.65 k	121.00 shares	0.11	Common equity	Long	Germany
Little Harbor Advisors, LLC	4.41 k	57.00 shares	0.10	Common equity	Long	USA
FEZ SPDR EURO STOXX 50 ETF	4.41 k	86.00 shares	0.10	Common equity	Long	USA
VMGMX Vanguard Mid-Cap Growth Index Fund	4.29 k	43.00 shares	0.10	Common equity	Long	USA
PROSHARES ULTRAPRO S&P 50	1.17 k	11.00 shares	0.03	Common equity	Long	USA
LALT PowerShares Exchange-Traded Fund Trust II	1.03 k	13.00 shares	0.02	Common equity	Long	USA
KRE SPDR S&P Regional Banking ETF	918.97	13.00 shares	0.02	Common equity	Long	USA
KRE SPDR S&P Regional Banking ETF	795.80	20.00 shares	0.02	Common equity	Long	USA
CURRENCY CONTRACT - USD BROWN BROTHERS HARRIMAN	772.62	162.88 k contracts	0.02	DFE	N/A	N/A
Global X Funds	464.94	14.00 shares	0.01	Common equity	Long	USA
CURRENCY CONTRACT - USD BROWN BROTHERS HARRIMAN	208.62	22.92 k contracts	0.00	DFE	N/A	N/A
CURRENCY CONTRACT - USD BROWN BROTHERS HARRIMAN	144.42	136.92 k contracts	0.00	DFE	N/A	N/A
CURRENCY CONTRACT - USD BROWN BROTHERS HARRIMAN	77.30	67.54 k contracts	0.00	DFE	N/A	N/A
ISH EDGE MSCI ERP MOMENTU	65.78	6.00 shares	0.00	Common equity	Long	Ireland
ISHARES CHINA LARGE-CAP E	46.24	1.00 shares	0.00	Common equity	Long	USA
RUTTR INDEX SWAP B	0.18	62.00 shares	0.00	DO	Long	USA
RUTTR INDEX SWAP D	0.04	13.00 shares	0.00	DO	Long	USA
NDDUP INDEX SWAPA	0	24.00 shares	0.00	DO	Long	USA
GSISMES1 SWAP B	0	564.78 shares	0.00	DO	Long	USA
GSVICVC2 SWAP A	0	1.06 k shares	0.00	DO	Long	USA
GSVISK1D SWAP A	0	969.01 shares	0.00	DO	Long	USA
SPXTR INDEX SWAP A	-0.01	20.21 k shares	-0.00	DO	Long	USA
GDUEACWF INDEX SWAPS	-0.04	77.37 shares	-0.00	DO	Long	USA
GSISMES1	-247.02	574.47 shares	-0.01	DO	Long	USA
CURRENCY CONTRACT - JPY BROWN BROTHERS HARRIMAN	-511.91	51.37 k contracts	-0.01	DFE	N/A	N/A
GSVILG10	-618.94	937.78 shares	-0.01	DO	Long	USA