The investment seeks to provide capital appreciation and dividend income.
The fund is an actively managed exchange-traded fund ("ETF") that seeks to achieve its investment objective by normally investing at least 80% of its net assets, plus the amount of any borrowings for investment purposes, in securities issued by closed-end funds (the "underlying funds"). The advisor expects to invest in underlying funds operated by a diversified group of closed-end fund managers ("underlying fund managers"). The fund normally invests in underlying funds that primarily pursue high income opportunities.
Company profile
Ticker
CEFS
Employees
Incorporated
Location
Fiscal year end
Former names
Exchange Traded Concepts Trust II
SEC CIK
CEFS stock data
Latest filings (excl ownership)
8-A12B
Registration of securities on exchange
11 Mar 24
25-NSE
Exchange delisting
16 Feb 24
N-CEN/A
Annual report (registered investment company) (amended)
2 Feb 24
N-CEN
Annual report (registered investment company)
29 Jan 24
N-CSR
Certified annual shareholder report (management investment company)
26 Jan 24
N-CSR
Certified annual shareholder report (management investment company)
26 Jan 24
N-CSR
Certified annual shareholder report (management investment company)
26 Jan 24
N-CSR
Certified annual shareholder report (management investment company)
26 Jan 24
25-NSE
Exchange delisting
5 Jan 24
N-CEN/A
Annual report (registered investment company) (amended)
3 Jan 24
Latest ownership filings
NPORT-P
Akros Monthly Payout ETF (Nov 2023 report)
23 Jan 24
NPORT-P
Corbett Road Tactical Opportunity ETF (Nov 2023 report)
23 Jan 24
NPORT-P
Saba Closed-End Funds ETF (Nov 2023 report)
23 Jan 24
NPORT-P
Armor US Equity Index ETF (Nov 2023 report)
23 Jan 24
NPORT-P
Cabana Target Drawdown 7 ETF (Oct 2023 report)
20 Dec 23
NPORT-P
QRAFT AI-Enhanced U.S. Large Cap ETF (Oct 2023 report)
20 Dec 23
NPORT-P
QRAFT AI-Enhanced U.S. Next Value ETF (Oct 2023 report)
20 Dec 23
NPORT-P
Cabana Target Drawdown 10 ETF (Oct 2023 report)
20 Dec 23
NPORT-P
Cabana Target Drawdown 13 ETF (Oct 2023 report)
20 Dec 23
NPORT-P
Cabana Target Leading Sector Conservative ETF (Oct 2023 report)
20 Dec 23
Funds
Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
---|---|---|---|---|---|---|---|
Akros Monthly Payout ETF | MPAY | -2.78 | -0.97 | 3.57 | 1.99 mm | 66 | Nov 2023 |
Cabana Target Drawdown 10 ETF | TDSC | -4.42 | 0.35 | 0.39 | 295.69 mm | 3 | Oct 2023 |
Cabana Target Drawdown 13 ETF | TDSD | -4.63 | 0.35 | 0.39 | 72.55 mm | 3 | Oct 2023 |
Cabana Target Drawdown 16 ETF | TDSE | -5.26 | 0.35 | 0.39 | 49.44 mm | 3 | Oct 2023 |
Cabana Target Drawdown 7 ETF | TDSB | -2.16 | 0.35 | 0.39 | 98.15 mm | 3 | Oct 2023 |
Cabana Target Leading Sector Aggressive ETF | CLSA | -4.44 | 0.35 | 0.39 | 43.30 mm | 3 | Oct 2023 |
Cabana Target Leading Sector Conservative ETF | CLSC | -3.16 | 0.35 | 0.39 | 27.01 mm | 3 | Oct 2023 |
Cabana Target Leading Sector Moderate ETF | CLSM | -4.65 | 0.35 | 0.39 | 105.72 mm | 3 | Oct 2023 |
ETC Gavekal Asia Pacific Government Bond ETF | AGOV | 1.24 | -1.35 | -1.96 | 36.02 mm | 20 | Sep 2023 |
High Yield ETF | HYLD | -0.54 | -1.14 | 0.51 | 106.19 mm | 286 | Jun 2023 |
QRAFT AI-Enhanced U.S. High Dividend ETF | HDIV | -4.07 | -4.58 | 8.13 | 4.48 mm | 100 | Oct 2022 |
QRAFT AI-Enhanced U.S. Large Cap ETF | QRFT | -1.43 | -4.60 | -3.46 | 4.77 mm | 351 | Oct 2023 |
QRAFT AI-Enhanced U.S. Large Cap Momentum ETF | AMOM | -1.35 | -6.72 | -1.91 | 10.86 mm | 51 | Oct 2023 |
QRAFT AI-Enhanced U.S. Next Value ETF | NVQ | -3.20 | -3.35 | -3.40 | 4.48 mm | 101 | Oct 2023 |
QRAFT AI-Pilot U.S. Large Cap Dynamic Beta and Income ETF | AIDB | -1.60 | -4.66 | -2.07 | 3.54 mm | 3 | Oct 2023 |
Saba Closed-End Funds ETF | CEFS | -4.43 | -3.43 | 11.82 | 169.90 mm | 117 | Nov 2023 |
Institutional ownership, Q3 2023
27.9% owned by funds/institutions
13F holders | Current |
---|---|
Total holders | 43 |
Opened positions | 41 |
Closed positions | 15 |
Increased positions | 0 |
Reduced positions | 2 |
13F shares | Current |
---|---|
Total value | 34.95 bn |
Total shares | 2.47 mm |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
Foundations Investment Advisors | 353.96 k | $0.00 |
LPL Financial | 332.33 k | $5.82 bn |
Advisor | 268.95 k | $4.71 bn |
Envestnet Asset Management | 177.76 k | $3.11 bn |
Toroso Investments | 138.54 k | $2.43 bn |
Cetera Investment Advisers | 134.12 k | $2.35 bn |
Proficio Capital Partners | 129.03 k | $2.26 bn |
3EDGE Asset Management | 74.13 k | $1.26 bn |
Raymond James Financial Services Advisors | 65.25 k | $1.14 bn |
Financial Advisory | 51.61 k | $904.00 k |