PIMCO Preferred and Capital Securities Active Exchange-Traded Fund

Fund Profile

Fund profile

Tickers

PRFD

Fund manager

PIMCO ETF Trust

Total assets

$137.48 mm

Liabilities

$156.51 k

Net assets

$137.32 mm

Number of holdings

155.00

PRFD stock data

1M 3M 6M 1Y

155 Holdings

As of Sep 2024

Security	$Holding	Balance	% of Fund	Category	Position	Country
PARIBAS REPO	5.90 mm	5.90 mm principal	4.30	Repurchase agreement	Long	USA
BCS Barclays PLC	3.16 mm	2.80 mm principal	2.30	Debt	Long	UK
BAC Bank of America Corporation	2.86 mm	2.82 mm shares	2.08	Preferred equity	Long	USA
GS The Goldman Sachs Group, Inc.	2.55 mm	2.40 mm shares	1.86	Preferred equity	Long	USA
LLOYDS BANKING GROUP PLC JR SUBORDINA 12/99 VAR	2.51 mm	2.33 mm principal	1.82	Debt	Long	UK
PNC The PNC Financial Services Group, Inc.	2.38 mm	2.34 mm shares	1.73	Preferred equity	Long	USA
ROYAL BANK OF CANADA JR SUBORDINA 05/84 VAR	2.35 mm	2.20 mm principal	1.71	Debt	Long	Canada
WELLS FARGO + COMPANY JR SUBORDINA 12/99 VAR	2.30 mm	2.20 mm shares	1.67	Preferred equity	Long	USA
ING GROEP NV JR SUBORDINA REGS 12/49 VAR	2.26 mm	2.10 mm principal	1.64	Debt	Long	Netherlands
NWG NatWest Group plc	2.08 mm	1.90 mm principal	1.51	Debt	Long	UK
BAC Bank of America Corporation	2.08 mm	2.13 mm shares	1.51	Preferred equity	Long	USA
C Citigroup Inc.	1.98 mm	1.90 mm shares	1.44	Preferred equity	Long	USA
METLIFE CAPITAL TRUST IV JR SUBORDINA 144A 12/67 7.875	1.90 mm	1.70 mm principal	1.38	Debt	Long	USA
TORONTO DOMINION BANK JR SUBORDINA 10/82 VAR	1.86 mm	1.73 mm principal	1.35	Debt	Long	Canada
UBS GROUP AG JR SUBORDINA 144A 12/99 VAR	1.71 mm	1.60 mm principal	1.25	Debt	Long	Switzerland
BNP PARIBAS JR SUBORDINA 144A 12/99 VAR	1.71 mm	1.60 mm principal	1.25	Debt	Long	France
VOD Vodafone Group Public Limited Company	1.69 mm	1.60 mm principal	1.23	Debt	Long	UK
BANCO SANTANDER SA JR SUBORDINA 12/99 VAR	1.65 mm	1.40 mm principal	1.20	Debt	Long	Spain
CREDIT AGRICOLE SA JR SUBORDINA 144A 12/49 VAR	1.65 mm	1.60 mm principal	1.20	Debt	Long	France
ELECTRICITE DE FRANCE SA JR SUBORDINA 144A 12/99 VAR	1.61 mm	1.42 mm principal	1.18	Debt	Long	France
HSBC HSBC Holdings plc	1.60 mm	1.60 mm principal	1.17	Debt	Long	UK
BP CAPITAL MARKETS PLC COMPANY GUAR 12/99 VAR	1.58 mm	1.50 mm principal	1.15	Debt	Long	UK
D Dominion Energy, Inc.	1.53 mm	1.40 mm principal	1.12	Debt	Long	USA
BANCO SANTANDER SA JR SUBORDINA 12/99 VAR	1.49 mm	1.40 mm principal	1.08	Debt	Long	Spain
SCHW The Charles Schwab Corporation	1.47 mm	1.64 mm shares	1.07	Preferred equity	Long	USA
NEXTERA ENERGY CAPITAL COMPANY GUAR 06/54 VAR	1.41 mm	1.30 mm principal	1.02	Debt	Long	USA
TRANSCANADA TRUST COMPANY GUAR 03/82 VAR	1.40 mm	1.44 mm principal	1.02	Debt	Long	Canada
JPMORGAN CHASE + CO JR SUBORDINA 12/99 VAR	1.38 mm	1.38 mm shares	1.00	Preferred equity	Long	USA
NEXTERA ENERGY CAPITAL COMPANY GUAR 09/54 VAR	1.37 mm	1.30 mm principal	1.00	Debt	Long	USA
SRE Sempra	1.35 mm	1.30 mm principal	0.98	Debt	Long	USA
DFS Discover Financial Services	1.34 mm	1.40 mm shares	0.98	Preferred equity	Long	USA
ET Energy Transfer LP	1.33 mm	1.35 mm shares	0.97	Preferred equity	Long	USA
INTESA SANPAOLO SPA JR SUBORDINA 144A 12/49 VAR	1.30 mm	1.30 mm principal	0.95	Debt	Long	Italy
UBS UBS Group AG	1.30 mm	1.10 mm principal	0.95	Debt	Long	Switzerland
C Citigroup Inc.	1.29 mm	1.20 mm shares	0.94	Preferred equity	Long	USA
PRS Prudential Financial, Inc. 5.62	1.29 mm	1.20 mm principal	0.94	Debt	Long	USA
TFC Truist Financial Corporation	1.28 mm	1.30 mm shares	0.93	Preferred equity	Long	USA
TRANSCANADA TRUST COMPANY GUAR 09/79 VAR	1.26 mm	1.30 mm principal	0.92	Debt	Long	Canada
INTESA SANPAOLO SPA SR UNSECURED 144A 11/33 VAR	1.25 mm	1.07 mm principal	0.91	Debt	Long	Italy
DNB BANK ASA JR SUBORDINA REGS 12/99 VAR	1.25 mm	1.20 mm principal	0.91	Debt	Long	Norway
ET Energy Transfer LP	1.23 mm	1.20 mm shares	0.90	Preferred equity	Long	USA
BANCO MERCANTIL DE NORTE JR SUBORDINA REGS 12/99 VAR	1.21 mm	1.20 mm principal	0.88	Debt	Long	Mexico
ENB Enbridge Inc.	1.19 mm	1.22 mm principal	0.87	Debt	Long	Canada
PRS Prudential Financial, Inc. 5.62	1.19 mm	1.20 mm principal	0.87	Debt	Long	USA
ENB Enbridge Inc.	1.18 mm	1.10 mm principal	0.86	Debt	Long	Canada
BBVA Banco Bilbao Vizcaya Argentaria, S.A.	1.17 mm	1.06 mm principal	0.85	Debt	Long	Spain
AES The AES Corporation	1.16 mm	1.10 mm principal	0.84	Debt	Long	USA
ALL The Allstate Corporation	1.15 mm	1.15 mm principal	0.84	Debt	Long	USA
LYG Lloyds Banking Group plc	1.11 mm	1.10 mm principal	0.81	Debt	Long	UK
SVENSKA HANDELSBANKEN AB JR SUBORDINA REGS 12/99 VAR	1.10 mm	1.20 mm principal	0.80	Debt	Long	Sweden
TREASURY BILL 10/24 0.00000	1.10 mm	1.10 mm principal	0.80	Debt	Long	USA
CRBG Corebridge Financial, Inc.	1.08 mm	1.04 mm principal	0.79	Debt	Long	USA
AIRCASTLE LTD JR SUBORDINA 144A 12/99 VAR	1.06 mm	1.07 mm shares	0.78	Preferred equity	Long	Bermuda
BNPQF BNP Paribas SA	1.06 mm	969.00 k principal	0.77	Debt	Long	France
ENB Enbridge Inc.	1.04 mm	1.00 mm principal	0.76	Debt	Long	Canada
VOYA Voya Financial, Inc.	1.03 mm	1.14 mm principal	0.75	Debt	Long	USA
WELLS FARGO + COMPANY JR SUBORDINA 12/99 VAR	1.02 mm	933.00 k shares	0.74	Preferred equity	Long	USA
GENERAL MOTORS FINL CO JR SUBORDINA 12/99 VAR	1.00 mm	1.02 mm shares	0.73	Preferred equity	Long	USA
KIOR Kior Inc	991.46 k	1.00 mm shares	0.72	Preferred equity	Long	USA
MORGAN STANLEY PREFERRED STOCK 6.625	966.24 k	36.00 k shares	0.70	Preferred equity	Long	USA
JPMORGAN CHASE + CO JR SUBORDINA 12/99 VAR	965.69 k	900.00 k shares	0.70	Preferred equity	Long	USA
ALLY Ally Financial Inc.	911.95 k	1.12 mm shares	0.66	Preferred equity	Long	USA
MUFG Mitsubishi UFJ Financial Group, Inc.	884.98 k	800.00 k principal	0.64	Debt	Long	Japan
COOPERATIEVE RABOBANK UA JR SUBORDINA REGS 12/99 VAR	861.16 k	800.00 k principal	0.63	Debt	Long	Netherlands
BANK OF NOVA SCOTIA JR SUBORDINA 01/84 VAR	859.09 k	800.00 k principal	0.63	Debt	Long	Canada
PRS Prudential Financial, Inc. 5.62	849.15 k	818.00 k principal	0.62	Debt	Long	USA
NATWEST GROUP PLC JR SUBORDINA 12/49 VAR	784.67 k	772.00 k principal	0.57	Debt	Long	UK
WFC Wells Fargo & Company	779.22 k	800.00 k shares	0.57	Preferred equity	Long	USA
BURFORD CAPITAL GLBL FIN COMPANY GUAR 144A 07/31 9.25	748.76 k	695.00 k principal	0.55	Debt	Long	USA
MET MetLife, Inc.	715.80 k	700.00 k shares	0.52	Preferred equity	Long	USA
PNC The PNC Financial Services Group, Inc.	710.79 k	700.00 k shares	0.52	Preferred equity	Long	USA
EIX Edison International	704.67 k	719.00 k shares	0.51	Preferred equity	Long	USA
JPMORGAN CHASE + CO JR SUBORDINA 12/99 VAR	704.57 k	700.00 k shares	0.51	Preferred equity	Long	USA
ENTERPRISE PRODUCTS OPER COMPANY GUAR 02/78 VAR	704.00 k	735.00 k principal	0.51	Debt	Long	USA
DANSKE BANK A/S JR SUBORDINA REGS 12/99 VAR	703.52 k	700.00 k principal	0.51	Debt	Long	Denmark
PAA Plains All American Pipeline, L.P.	698.48 k	698.00 k principal	0.51	Debt	Long	USA
SRE Sempra	688.18 k	720.00 k principal	0.50	Debt	Long	USA
USB U.S. Bancorp	686.64 k	688.00 k shares	0.50	Preferred equity	Long	USA
SYF Synchrony Financial	668.68 k	26.10 k shares	0.49	Preferred equity	Long	USA
T AT&T Inc.	645.01 k	30.70 k shares	0.47	Preferred equity	Long	USA
GOLDMAN SACHS GROUP INC JR SUBORDINA 12/99 VAR	643.29 k	650.00 k shares	0.47	Preferred equity	Long	USA
STT State Street Corporation	623.33 k	600.00 k shares	0.45	Preferred equity	Long	USA
AERCAP IRELAND CAP/GLOBA COMPANY GUAR 03/55 VAR	622.28 k	600.00 k principal	0.45	Debt	Long	Ireland
CRBG Corebridge Financial, Inc.	607.67 k	600.00 k principal	0.44	Debt	Long	USA
NATWEST GROUP PLC JR SUBORDINA 12/99 VAR	601.19 k	600.00 k principal	0.44	Debt	Long	UK
COMMERZBANK AG JR SUBORDINA REGS 12/99 VAR	600.79 k	600.00 k principal	0.44	Debt	Long	Germany
SCHW The Charles Schwab Corporation	599.96 k	600.00 k shares	0.44	Preferred equity	Long	USA
DEUTSCHE BANK AG JR SUBORDINA 12/49 VAR	598.71 k	600.00 k principal	0.44	Debt	Long	Germany
VOD Vodafone Group Public Limited Company	578.02 k	700.00 k principal	0.42	Debt	Long	UK
GLOBAL ATLANTIC FIN CO COMPANY GUAR 144A 10/29 4.4	564.97 k	586.00 k principal	0.41	Debt	Long	USA
HSBC CAPITAL FUNDING USD COMPANY GUAR 144A VAR	543.60 k	417.00 k principal	0.40	Debt	Long	Jersey
BBVA BANCOMER SA TEXAS SUBORDINATED 144A 01/39 VAR	530.34 k	500.00 k principal	0.39	Debt	Long	Mexico
EIX Edison International	526.46 k	500.00 k principal	0.38	Debt	Long	USA
EIX Edison International	526.25 k	500.00 k principal	0.38	Debt	Long	USA
FARM CREDIT BK OF TEXAS JR SUBORDINA 12/99 VAR	516.66 k	500.00 k shares	0.38	Preferred equity	Long	USA
SOCIETE GENERALE JR SUBORDINA 144A 12/99 VAR	509.67 k	484.00 k principal	0.37	Debt	Long	France
HSBC HSBC Holdings plc	508.63 k	500.00 k principal	0.37	Debt	Long	UK
ENTERPRISE PRODUCTS OPER COMPANY GUAR 08/77 VAR	489.91 k	489.00 k principal	0.36	Debt	Long	USA
BRITISH TELECOMMUNICATIO COMPANY GUAR REGS 11/81 VAR	486.08 k	500.00 k principal	0.35	Debt	Long	UK
BRITISH TELECOMMUNICATIO COMPANY GUAR 144A 11/81 VAR	486.08 k	500.00 k principal	0.35	Debt	Long	UK
VOYA Voya Financial, Inc.	460.26 k	425.00 k shares	0.34	Preferred equity	Long	USA
DRESDNER FNDG TRUST I JR SUBORDINA REGS 06/31 8.151	452.13 k	400.00 k principal	0.33	Debt	Long	USA
BANK OF NOVA SCOTIA JR SUBORDINA 10/81 VAR	432.28 k	479.00 k principal	0.31	Debt	Long	Canada
NIPPON LIFE INSURANCE SUBORDINATED 144A 09/53 VAR	430.95 k	400.00 k principal	0.31	Debt	Long	Japan
PCG PG&E Corporation	420.55 k	400.00 k principal	0.31	Debt	Long	USA
BNP PARIBAS JR SUBORDINA 144A 12/99 VAR	417.25 k	400.00 k principal	0.30	Debt	Long	France
MORGAN STANLEY JR SUBORDINA VAR	410.72 k	400.00 k shares	0.30	Preferred equity	Long	USA
MORGAN STANLEY JR SUBORDINA VAR	402.79 k	400.00 k shares	0.29	Preferred equity	Long	USA
AIG American International Group, Inc.	402.26 k	400.00 k principal	0.29	Debt	Long	USA
COBANK ACB JR SUBORDINA 12/99 VAR	401.01 k	400.00 k shares	0.29	Preferred equity	Long	USA
AXP American Express Company	380.44 k	400.00 k shares	0.28	Preferred equity	Long	USA
GLOBAL ATLANTIC FIN CO COMPANY GUAR 144A 10/54 VAR	366.22 k	350.00 k principal	0.27	Debt	Long	USA
CNP CenterPoint Energy, Inc.	361.78 k	350.00 k principal	0.26	Debt	Long	USA
CDX HY42 5Y ICE	339.97 k	1.00 contracts	0.25	Credit derivative	N/A	USA
UBS GROUP AG JR SUBORDINA 144A 12/99 VAR	332.43 k	300.00 k principal	0.24	Debt	Long	Switzerland
SCE TRUST VII PREFERRED STOCK 7.5	324.48 k	12.00 k shares	0.24	Preferred equity	Long	USA
AEP American Electric Power Company, Inc.	320.00 k	300.00 k principal	0.23	Debt	Long	USA
D Dominion Energy, Inc.	318.70 k	300.00 k principal	0.23	Debt	Long	USA
SMFG Sumitomo Mitsui Financial Group, Inc.	316.40 k	300.00 k principal	0.23	Debt	Long	Japan
AEP American Electric Power Company, Inc.	316.14 k	300.00 k principal	0.23	Debt	Long	USA
TORONTO DOMINION BANK JR SUBORDINA 07/84 VAR	313.31 k	300.00 k principal	0.23	Debt	Long	Canada
STT State Street Corporation	310.70 k	300.00 k shares	0.23	Preferred equity	Long	USA
SWISS RE SUB FIN PLC COMPANY GUAR 144A 04/35 VAR	310.62 k	300.00 k principal	0.23	Debt	Long	UK
ERRAF Emera Incorporated	302.86 k	300.00 k principal	0.22	Debt	Long	Canada
GS The Goldman Sachs Group, Inc.	301.95 k	300.00 k shares	0.22	Preferred equity	Long	USA
CMS-PB Consumers Energy Company	289.82 k	300.00 k principal	0.21	Debt	Long	USA
CMS-PB Consumers Energy Company	262.35 k	300.00 k principal	0.19	Debt	Long	USA
CNP CenterPoint Energy, Inc.	260.31 k	250.00 k principal	0.19	Debt	Long	USA
DRESDNER FNDG TRUST I JR SUBORDINA 144A 06/31 8.151	226.06 k	200.00 k principal	0.16	Debt	Long	USA
BANCO SANTANDER SA JR SUBORDINA 12/99 VAR	222.76 k	200.00 k principal	0.16	Debt	Long	Spain
BANK OF NOVA SCOTIA JR SUBORDINA 10/82 VAR	216.83 k	200.00 k principal	0.16	Debt	Long	Canada
SOCIETE GENERALE JR SUBORDINA 144A 12/99 VAR	215.47 k	200.00 k principal	0.16	Debt	Long	France
DUK Duke Energy Corporation	208.16 k	200.00 k principal	0.15	Debt	Long	USA
AES ANDES SA JR SUBORDINA 144A 06/55 VAR	206.86 k	200.00 k principal	0.15	Debt	Long	Chile
PNC The PNC Financial Services Group, Inc.	204.38 k	200.00 k shares	0.15	Preferred equity	Long	USA
PNC The PNC Financial Services Group, Inc.	202.39 k	200.00 k shares	0.15	Preferred equity	Long	USA
CFG Citizens Financial Group, Inc.	199.46 k	200.00 k shares	0.15	Preferred equity	Long	USA
GLOBAL ATLANTIC COMPANY GUAR 144A 10/51 VAR	191.52 k	200.00 k principal	0.14	Debt	Long	USA
CDX HY43 5Y ICE	156.45 k	1.00 contracts	0.11	Credit derivative	N/A	USA
CS AT1 CLAIMS US225401AX66 CREDIT SUISSE GROUP AG	102.00 k	800.00 k principal	0.07	Debt	Long	USA
US 2YR NOTE (CBT) DEC24 XCBT 20241231	29.18 k	92.00 contracts	0.02	Interest rate derivative	N/A	USA
RFR USD SOFR/3.75000 12/18/24-5Y LCH	20.72 k	1.00 contracts	0.02	Interest rate derivative	N/A	USA
US 10YR NOTE (CBT)DEC24 XCBT 20241219	9.68 k	-22.00 contracts	0.01	Interest rate derivative	N/A	USA
US LONG BOND(CBT) DEC24 XCBT 20241219	3.65 k	-2.00 contracts	0.00	Interest rate derivative	N/A	USA
RFR USD SOFR/3.75000 06/20/24-10Y LCH	3.13 k	1.00 contracts	0.00	Interest rate derivative	N/A	USA
RFR USD SOFR/3.50000 06/20/24-30Y LCH	3.00 k	1.00 contracts	0.00	Interest rate derivative	N/A	USA
SIVBQ SVB Financial Group	2.78 k	1.20 mm shares	0.00	Preferred equity	Long	USA
US 10YR ULTRA FUT DEC24 XCBT 20241219	1.35 k	-22.00 contracts	0.00	Interest rate derivative	N/A	USA
EURO-BOBL FUTURE DEC24 XEUR 20241206	-2.89 k	-2.00 contracts	-0.00	Interest rate derivative	N/A	Germany
SOLD EUR BOUGHT USD 20241002 BNP PARIBAS	-4.78 k	1.00 contracts	-0.00	DFE	N/A	N/A
EURO-BUND FUTURE DEC24 XEUR 20241206	-4.96 k	-2.00 contracts	-0.00	Interest rate derivative	N/A	Germany
US ULTRA BOND CBT DEC24 XCBT 20241219	-7.95 k	97.00 contracts	-0.01	Interest rate derivative	N/A	USA
US 5YR NOTE (CBT) DEC24 XCBT 20241231	-12.30 k	-113.00 contracts	-0.01	Interest rate derivative	N/A	USA
RFR USD SOFR/3.75000 06/20/24-7Y LCH	-17.19 k	1.00 contracts	-0.01	Interest rate derivative	N/A	USA
RFR USD SOFR/3.75000 06/20/24-5Y LCH	-94.20 k	1.00 contracts	-0.07	Interest rate derivative	N/A	USA