12 patents
Utility
Fee/rebate contingent order matching system and method
12 Dec 23
A specialized computer matching system programmed to match orders for financial instruments of any type; where orders are matched at a price equal to the best available price or within the best available prices in the market; where priority of matching orders is ranked by price; where orders at the same price may be further ranked based on other attributes; where orders may optionally specify that the order sender is willing to pay a fee to (or receive a rebate by) an Order Matching Entity (i.e., a fee/rebate contingency (FRC)); where an order's optional FRC must be met in order to match the order; and where an order which cannot be matched solely because its FRC rate prevents it from matching with another order temporarily yields priority—other than price priority—to other orders ranked below to permit those orders to be matched.
Steven I. Givot
Filed: 6 Mar 23
Utility
Fee/rebate contingent order matching system and method
17 Oct 23
A specialized computer matching system programmed to match orders for financial instruments of any type; where orders are matched at a price equal to the best available price or within the best available prices in the market; where priority of matching orders is ranked by price; where orders at the same price may be further ranked based on other attributes; where orders may optionally specify that the order sender is willing to pay a fee to (or receive a rebate by) an Order Matching Entity (i.e., a fee/rebate contingency (FRC)); where an order's optional FRC must be met in order to match the order; and where an order which cannot be matched solely because its FRC rate prevents it from matching with another order temporarily yields priority—other than price priority—to other orders ranked below to permit those orders to be matched.
Steven I. Givot
Filed: 28 Mar 23
Utility
System and method for enhanced electronic networked settlement processor
10 Oct 23
A system and method are provided for settlement and delivery of cash settled futures contracts overlying open-ended mutual fund shares with optional delivery of mutual fund shares when physical settlement is elected.
Steven I. Givot
Filed: 28 Mar 23
Utility
System and method for delaying an executable instruction that would otherwise be executable immediately upon arrival at an executing system
22 Aug 23
A system and method are provided for intentionally delaying an execution of an executable instruction by determining if a current executable instruction is received from a predefined source for which all executable instructions are to be intentionally delayed.
Steven I. Givot
Filed: 4 Oct 19
Utility
Fee/rebate contingent order matching system and method
16 May 23
A specialized computer matching system programmed to match orders for financial instruments of any type; where orders are matched at a price equal to the best available price or within the best available prices in the market; where priority of matching orders is ranked by price; where orders at the same price may be further ranked based on other attributes; where orders may optionally specify that the order sender is willing to pay a fee to (or receive a rebate by) an Order Matching Entity (i.e., a fee/rebate contingency (FRC)); where an order's optional FRC must be met in order to match the order; and where an order which cannot be matched solely because its FRC rate prevents it from matching with another order temporarily yields priority—other than price priority—to other orders ranked below to permit those orders to be matched.
Steven I. Givot
Filed: 16 Nov 22
Utility
System and method for enhanced electronic networked settlement processor
16 May 23
A system and method are provided for settlement and delivery of cash settled futures contracts overlying open-ended mutual fund shares with optional delivery of mutual fund shares when physical settlement is elected.
Steven I. Givot
Filed: 8 Nov 22
Utility
Fee/rebate contingent order matching system and method
25 Apr 23
A specialized computer matching system programmed to match orders for financial instruments of any type; where orders are matched at a price equal to the best available price or within the best available prices in the market; where priority of matching orders is ranked by price; where orders at the same price may be further ranked based on other attributes; where orders may optionally specify that the order sender is willing to pay a fee to (or receive a rebate by) an Order Matching Entity (i.e., a fee/rebate contingency (FRC)); where an order's optional FRC must be met in order to match the order; and where an order which cannot be matched solely because its FRC rate prevents it from matching with another order temporarily yields priority—other than price priority—to other orders ranked below to permit those orders to be matched.
Steven I. Givot
Filed: 29 Apr 22
Utility
Fee/rebate contingent order matching system and method
10 Jan 23
A specialized computer matching system programmed to match orders for financial instruments of any type; where orders are matched at a price equal to the best available price or within the best available prices in the market; where priority of matching orders is ranked by price; where orders at the same price may be further ranked based on other attributes; where orders may optionally specify that the order sender is willing to pay a fee to (or receive a rebate by) an Order Matching Entity (i.e., a fee/rebate contingency (FRC)); where an order's optional FRC must be met in order to match the order; and where an order which cannot be matched solely because its FRC rate prevents it from matching with another order temporarily yields priority—other than price priority—to other orders ranked below to permit those orders to be matched.
Steven I. Givot
Filed: 3 May 22
Utility
System and method for enhanced electronic networked settlement processor
13 Dec 22
A system and method are provided for settlement and delivery of cash settled futures contracts overlying open-ended mutual fund shares with optional delivery of mutual fund shares when physical settlement is elected.
Steven I. Givot
Filed: 2 Sep 21
Utility
Fee/rebate contingent order matching system and method
7 Jun 22
A specialized computer matching system programmed to match orders for financial instruments of any type; where orders are matched at a price equal to the best available price or within the best available prices in the market; where priority of matching orders is ranked by price; where orders at the same price may be further ranked based on other attributes; where orders may optionally specify that the order sender is willing to pay a fee to (or receive a rebate by) an Order Matching Entity (i.e., a fee/rebate contingency (FRC)); where an order's optional FRC must be met in order to match the order; and where an order which cannot be matched solely because its FRC rate prevents it from matching with another order temporarily yields priority—other than price priority—to other orders ranked below to permit those orders to be matched.
Steven I. Givot
Filed: 4 May 21
Utility
System and method for enhanced electronic networked settlement processor
9 Nov 21
A system and method are provided for settlement and delivery of cash settled futures contracts overlying open-ended mutual fund shares with optional delivery of mutual fund shares when physical settlement is elected.
Steven I. Givot
Filed: 24 Feb 21
Utility
Fee/rebate contingent order matching system and method
20 Jul 21
An order matching method matches orders to buy and sell (and execute cross transactions in) financial instruments by matching orders at a price equal to the best available bid or ask price or within best available bid and ask prices in the market; where the priority of matching is by price; where orders may optionally specify that the order sender is willing to pay a fee to (or be paid a rebate by) the Order Matching Entity which operates the matching system (a fee/rebate contingency-quantified by a fee/rebate contingency rate (FRC rate); where an order's fee/rebate contingency must be met to match the order; and where an order which cannot be matched solely because its FRC rate prevents it from matching with another order temporarily yields priority—other than price priority—to other orders ranked below the yielding order to permit those orders to be matched, if possible.
Steven I. Givot
Filed: 7 Nov 11
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