III Donald J Umpleby

Date	Company	Security	Transaction	Code	Indirect	10b5-1	$Price	#Shares	$Value	#Remaining
7 Nov 24	CAT Caterpillar	Common Stock	Payment of exercise	Dispose F	No	No	413.02	59,851	24.72 mm	466,251
7 Nov 24	CAT Caterpillar	Common Stock	Option exercise	Acquire M	No	No	196.7	87,053	17.12 mm	526,102
7 Nov 24	CAT Caterpillar	Common Stock	Gift	Dispose G	No	No	0	2,400	0.00	439,049
7 Nov 24	CAT Caterpillar	Employee Stock Options Common Stock	Option exercise	Dispose M	No	No	196.7	87,053	17.12 mm	43,526
29 May 24	CVX Chevron	Common Stock	Grant	Acquire A	No	No	0	1,477	0.00	3,059
4 Mar 24	CAT Caterpillar	Common Stock	Grant	Acquire A	No	No	0	12,181	0.00	441,355
4 Mar 24	CAT Caterpillar	Employee Stock Options Common Stock	Grant	Acquire A	No	No	338.65	39,561	13.40 mm	39,561
26 Feb 24	CAT Caterpillar	Common Stock	Gift	Acquire G	Yes	No	0	8,081	0.00	36,040
26 Feb 24	CAT Caterpillar	Common Stock	Gift	Dispose G	Yes	No	0	8,081	0.00	0
13 Feb 24	CAT Caterpillar	Common Stock	Payment of exercise	Dispose F	No	No	313.4	16,835	5.28 mm	421,543

Data from 3, 4 and 5 filings. Values as filed, not updated for current price.