3 results
10-K/A
2023 FY
GAN
GAN Limited
29 Apr 24
Annual report (amended)
4:27pm
Incorporation by Reference | ||||||||||
Exhibit Number | Description of Document | Filed Herewith | Form | Exhibit Number | Date Filed | |||||
2.1 | Scheme of Arrangement of GAN plc | F-1 | 2.1 | April 17, 2020 | ||||||
2.2 | Share Exchange Agreement, dated November 15, 2020, among GAN Limited and Vincent Group p.l.c. | 6-K | 99.1 | November 16, 2020 | ||||||
2.3* | Agreement and Plan of Merger dated November 7, 2023 among SEGA SAMMY CREATION INC., Inc., Arc Bermuda Limited and the Company. | 8-K | 2.1 | November 8, 2023 | ||||||
2.4 | Amendment to Agreement and Plan of Merger dated December 15, 2023 among SEGA SAMMY CREATION INC., Inc., Arc Bermuda Limited and the Company | 8-K | 2.1 | December 15, 2023 | ||||||
3.1 | Memorandum of Association of GAN Limited | F-1 | 3.1 | April 17, 2020 | ||||||
3.2 | By-Laws of GAN Limited | F-1 | 3.2 | April 27, 2020 | ||||||
4.1 | Specimen certificate evidencing ordinary shares | F-1 | 4.1 | April 27, 2020 | ||||||
4.2 | Description of Securities | 10-K | 4.3 | April 15, 2022 | ||||||
10.1+ | 2020 Equity Incentive Plan of GAN Limited, as amended | F-1 | 10.1 | December 7, 2020 | ||||||
10.1.1+ | 2020 Equity Incentive Plan - Form of Restricted Stock Grant Agreement | F-1 | 10.2.1 | April 27, 2020 | ||||||
10.1.2+ | 2020 Equity Incentive Plan - Form of Nonstatutory Stock Option Agreement | F-1 | 10.2.2 | April 27, 2020 | ||||||
10.1.3+ | 2020 Equity Incentive Plan - Form of Incentive Stock Option Agreement | F-1 | 10.2.3 | April 27, 2020 | ||||||
10.1.4+ | 2020 Equity Incentive Plan - Form of Restricted Stock Unit Agreement | F-1 | 10.2.4 | April 27, 2020 | ||||||
10.2+ | Form of Indemnification Agreement for Directors and Officers | F-1 | 10.3 | April 17, 2020 |
10-K/A
2023 FY
GAN
GAN Limited
29 Apr 24
Annual report (amended)
4:27pm
10.3+ | Form of Director Services Agreement | F-1 | 10.4 | April 17, 2020 | ||||||
10.4+ | GAN Limited Employee Stock Purchase Plan | F-1 | 10.5 | December 7, 2020 | ||||||
10.5+ | Employment Agreement with Dermot S. Smurfit | 10-K | 10.6 | March 31, 2021 | ||||||
10.6+ | Employment Agreement with Karen Flores | 10-K | 10.7 | March 31. 2021 | ||||||
10.7+ | 2020 Equity Incentive Plan U.K. Sub-Plan - Company Share Option Plan | S-8 | 4.3.5 | February 12, 2021 | ||||||
10.8.1+ | 2020 Equity Incentive Plan U.K. Sub-Plan - Company Share Plan Option Agreement | S-8 | 4.3.6 | February 12, 2021 | ||||||
10.8.2+ | 2020 Equity Incentive Plan U.K. Sub-Plan - Enterprise Management Incentive Plan Option Agreement | S-8 | 4.3.7 | February 12, 2021 | ||||||
10.8.3+ | 2020 Equity Incentive Plan U.K. Sub-Plan - Enterprise Management Incentive Plan (EMI) | S-8 | 4.3.8 | February 12, 2021 | ||||||
10.9 | GAN Limited Employee Stock Purchase Plan | DEF 14A | Exhibit A | June 10, 2021 | ||||||
10.10+ | Executive Employment Agreement, between the Company and Sylvia TiscareƱo, dated December 19, 2021 | 8-K | 10.2 | December 22, 2021 | ||||||
10.11+ | Employment Contract, between the Company and Jan Roos, dated as of January 13, 2022 | 10-K | 10.14 | April 15, 2022 | ||||||
10.12 | Credit Agreement, by and among the Company, BPC Lending I, LLC and Alter Domus (US) LLC as agent dated April 25, 2022 | 10-Q | 10.11 | August 15, 2022 | ||||||
10.13+ | Separation and Release Agreement, between the Company and Karen Flores, dated December 28, 2022 | 10-K | 10.12 | April 14, 2023 | ||||||
10.14+ | Amended and Restated Employment Agreement, between the Company and Brian Chang, dated December 30, 2022 | 10-K | 10.13 | April 14, 2023 | ||||||
10.15 | First Amendment to Credit Agreement, date as of April 13, 2023, between the registrant and BPC Lending I, LLC | 8-K | 10.1 | April 19, 2023 | ||||||
10.16 | Second Amendment to Credit Agreement, dated as of April 13, 2023, between the registrant and Sega Sammy Holdings Inc | 8-K | 10.2 | April 19, 2023 | ||||||
10.17 | Subscription Agreement, dated March 29, 2023, between the Company and Ainsworth Game Technology, Inc. | S-1/A | 10.14 | May 30, 2023 | ||||||
10.18+ | A&R Employment Agreement, dated March 9, 2023, between the Company and Giuseppe Gardali | 10-K | 10.18 | March 13, 2024 | ||||||
10.19+ | Employment Agreement, dated October 5, 2023, between the Company and Seamus McGill | 10-K | 10.19 | March 13, 2024 | ||||||
21.1** | List of Subsidiaries | 10-K | 21.1 | March 13, 2024 | ||||||
23.1** | Consent of Grant Thornton LLP, Independent Registered Public Accounting Firm | 10-K | 23.1 | March 13, 2024 | ||||||
31.1** | Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | 10-K | 31.1 | March 13, 2024 | ||||||
31.2** | Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | 10-K | 31.2 | March 13, 2024 | ||||||
31.3 | Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | X | ||||||||
31.4 | Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | X | ||||||||
32.1*** | Certification of Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | 10-K | 32.1 | March 13, 2024 | ||||||
32.2*** | Certification of Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | 10-K | 32.2 | March 13, 2024 | ||||||
97.1** | GAN Limited Clawback Policy | 10-K | 97.1 | March 13, 2024 | ||||||
101.INS** | Inline XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document | |||||||||
101.SCH** | Inline XBRL Taxonomy Extension Schema Document | |||||||||
101.CAL** | Inline XBRL Taxonomy Extension Calculation Linkbase Document | |||||||||
101.DEF** | Inline XBRL Taxonomy Extension Definition Linkbase Document. | |||||||||
101.LAB** | Inline XBRL Taxonomy Extension Label Linkbase Document | |||||||||
101.PRE** | Inline XBRL Taxonomy Extension Presentation Linkbase Document | |||||||||
104 | Cover page Interactive Data File (formatted Inline XBRL and contained in Exhibit 101) | X |
10-K/A
2023 FY
GAN
GAN Limited
29 Apr 24
Annual report (amended)
4:27pm
Name and Principal Position | Year | Salary ($) | Bonus ($) | Stock Awards ($)(1) | Option Awards ($)(2) | Non-Equity Incentive Plan Compensation ($) | All Other Compensation ($) | Total ($) | ||||||||||||||||||||||||
Seamus McGill | 2023 | (3) | 113.5 | - | - | - | - | - | 113.6 | |||||||||||||||||||||||
Chief Executive Officer | ||||||||||||||||||||||||||||||||
Dermot S. Smurfit | 2023 | (4) | 637.9 | 80.5 | 83.3 | 127.9 | - | - | 929.5 | |||||||||||||||||||||||
Former Chief Executive Officer | 2022 | 620.1 | 399.8 | 1,860 | - | - | 58.4 | 2,938.3 | ||||||||||||||||||||||||
Brian Chang | 2023 | 328.8 | - | 359.6 | - | - | - | 688.4 | ||||||||||||||||||||||||
Chief Financial Officer | 2022 | 298.3 | 24.4 | 139.6 | - | - | - | 462.3 | ||||||||||||||||||||||||
Sylvia TiscareƱo, | 2023 | 415.5 | 10.5 | 88.0 | - | - | 0.5 | 514.5 | ||||||||||||||||||||||||
Chief Legal Officer | 2022 | (5) | 368.1 | 7.0 | 406.3 | - | - | - | 781.4 |
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