1,140 filings
Page 12 of 57
4
Thomas Corey E.
23 May 22
LPL Financial / Corey E. Thomas ownership change
7:05pm
4
Schifter Richard P
23 May 22
LPL Financial / RICHARD P SCHIFTER ownership change
6:58pm
4
Putnam James S
23 May 22
LPL Financial / James S Putnam ownership change
6:52pm
4
Anne M Mulcahy
23 May 22
LPL Financial / ANNE M MULCAHY ownership change
6:40pm
4
LPLA
LPL Financial Holdings Inc
23 May 22
LPL Financial / Allison Mnookin ownership change
6:35pm
4
LPLA
LPL Financial Holdings Inc
23 May 22
LPL Financial / William Francis Glavin Jr ownership change
6:29pm
4
LPLA
LPL Financial Holdings Inc
23 May 22
LPL Financial / PAULETT EBERHART ownership change
6:24pm
4
Bernard Edward C
23 May 22
LPL Financial / EDWARD C BERNARD ownership change
6:19pm
4
Oroschakoff Michelle
18 May 22
LPL Financial / Michelle Oroschakoff ownership change
5:06pm
8-K
LPLA
LPL Financial Holdings Inc
18 May 22
Submission of Matters to a Vote of Security Holders
4:47pm
4
LPLA
LPL Financial Holdings Inc
13 May 22
LPL Financial / Sallie R. Larsen ownership change
12:00am
4
Kabir Sethi
10 May 22
LPL Financial / Kabir Sethi ownership change
4:38pm
3
Kabir Sethi
10 May 22
LPL Financial / Kabir Sethi ownership change
4:33pm
10-Q
2022 Q1
LPLA
LPL Financial Holdings Inc
Quarterly report
3 May 22
4:44pm
8-K
LPLA
LPL Financial Holdings Inc
28 Apr 22
Key Financial Results
4:17pm
DEFA14A
LPLA
LPL Financial Holdings Inc
8 Apr 22
Additional proxy soliciting materials
4:09pm
DEF 14A
LPLA
LPL Financial Holdings Inc
Definitive proxy
8 Apr 22
4:06pm
4
Thomas Corey E.
31 Mar 22
LPL Financial / Corey E. Thomas ownership change
5:21pm
4
Schifter Richard P
31 Mar 22
LPL Financial / RICHARD P SCHIFTER ownership change
5:16pm
4
Putnam James S
31 Mar 22
LPL Financial / James S Putnam ownership change
5:10pm