LPL Financial (LPLA) Filings

4

LPLA LPL Financial Holdings Inc.

1 Sep 20

LPL Financial / PAULETT EBERHART ownership change

6:33pm

4

LPLA LPL Financial Holdings Inc.

1 Sep 20

LPL Financial / EDWARD C BERNARD ownership change

6:28pm

4

White George Burton

14 Aug 20

LPL Financial / George Burton White ownership change

5:22pm

4

Oroschakoff Michelle

14 Aug 20

LPL Financial / Michelle Oroschakoff ownership change

5:12pm

4

Kalbaugh John Andrew

14 Aug 20

LPL Financial / John Andrew Kalbaugh ownership change

4:35pm

4

Arnold Dan H.

13 Aug 20

LPL Financial / Dan H. Arnold ownership change

6:43pm

8-K

LPLA LPL Financial Holdings Inc.

3 Aug 20

Other Events

4:04pm

8-K

LPLA LPL Financial Holdings Inc.

30 Jul 20

LPL Financial Announces Second Quarter 2020 Results

7:17pm

8-K

LPLA LPL Financial Holdings Inc.

30 Jul 20

LPL Financial Announces Second Quarter 2020 Results

6:39pm

4

Thomas Corey E.

16 Jun 20

LPL Financial / Corey E. Thomas ownership change

5:49pm

4

LPLA LPL Financial Holdings Inc.

16 Jun 20

LPL Financial / RICHARD P SCHIFTER ownership change

5:44pm

4

Putnam James S

16 Jun 20

LPL Financial / James S Putnam ownership change

5:38pm

4

Mnookin Allison

16 Jun 20

LPL Financial / Allison Mnookin ownership change

5:31pm

4

LPLA LPL Financial Holdings Inc.

16 Jun 20

LPL Financial / William Francis Glavin Jr ownership change

5:25pm

4

LPLA LPL Financial Holdings Inc.

16 Jun 20

LPL Financial / PAULETT EBERHART ownership change

5:20pm

4

LPLA LPL Financial Holdings Inc.

16 Jun 20

LPL Financial / EDWARD C BERNARD ownership change

5:15pm

4

Steinmeier Richard

11 Jun 20

LPL Financial / Richard Steinmeier ownership change

5:33pm

4

Kalbaugh John Andrew

11 Jun 20

LPL Financial / John Andrew Kalbaugh ownership change

5:28pm

4

LPLA LPL Financial Holdings Inc.

11 Jun 20

LPL Financial / Dan H. Arnold ownership change

5:20pm