1,155 filings
Page 32 of 58
4
Thomas Gooley
15 Jun 18
LPL Financial / Thomas Gooley ownership change
6:01pm
4
LPLA
LPL Financial Holdings Inc.
12 Jun 18
LPL Financial / George Burton White ownership change
12:00am
4
Schifter Richard P
5 Jun 18
LPL Financial / RICHARD P SCHIFTER ownership change
7:10pm
4
Riepe James S
5 Jun 18
LPL Financial / JAMES S RIEPE ownership change
7:02pm
4
Putnam James S
5 Jun 18
LPL Financial / James S Putnam ownership change
6:57pm
4
LPLA
LPL Financial Holdings Inc.
5 Jun 18
LPL Financial / William Francis Glavin Jr ownership change
6:47pm
4
LPLA
LPL Financial Holdings Inc.
5 Jun 18
LPL Financial / PAULETT EBERHART ownership change
6:39pm
4
LPLA
LPL Financial Holdings Inc.
5 Jun 18
LPL Financial / VIET D DINH ownership change
6:30pm
4
Mnookin Allison
5 Jun 18
LPL Financial / Allison Mnookin ownership change
6:23pm
3
LPLA
LPL Financial Holdings Inc.
5 Jun 18
LPL Financial / Allison Mnookin ownership change
6:18pm
8-K
LPLA
LPL Financial Holdings Inc.
4 Jun 18
LPL Financial Elects Allison Mnookin As New Independent Director
12:00am
4
LPLA
LPL Financial Holdings Inc.
22 May 18
LPL Financial / RICHARD P SCHIFTER ownership change
6:38pm
4
LPLA
LPL Financial Holdings Inc.
22 May 18
LPL Financial / JAMES S RIEPE ownership change
6:30pm
4
Putnam James S
22 May 18
LPL Financial / James S Putnam ownership change
6:24pm
4
LPLA
LPL Financial Holdings Inc.
22 May 18
LPL Financial / ANNE M MULCAHY ownership change
6:16pm
4
LPLA
LPL Financial Holdings Inc.
22 May 18
LPL Financial / William Francis Glavin Jr ownership change
6:11pm
4
LPLA
LPL Financial Holdings Inc.
22 May 18
LPL Financial / PAULETT EBERHART ownership change
6:03pm
4
Dinh Viet D
22 May 18
LPL Financial / VIET D DINH ownership change
5:58pm
8-K
LPLA
LPL Financial Holdings Inc.
17 May 18
Submission of Matters to a Vote of Security Holders
5:05pm
4
Oroschakoff Michelle
15 May 18
LPL Financial / Michelle Oroschakoff ownership change
5:51pm