1,155 filings
Page 38 of 58
4
Marco Hellman
22 May 17
LPL Financial / Marco Hellman ownership change
12:00am
4
Dinh Viet D
22 May 17
LPL Financial / VIET D DINH ownership change
12:00am
SC 13G/A
Janus Capital Management LLC
5 May 17
LPL Financial Holdings Inc.
12:00am
10-Q
2017 Q1
LPLA
LPL Financial Holdings Inc.
Quarterly report
2 May 17
12:00am
8-K
LPLA
LPL Financial Holdings Inc.
27 Apr 17
LPL Financial Announces First Quarter 2017 Results
12:00am
DEF 14A
LPLA
LPL Financial Holdings Inc.
Definitive proxy
11 Apr 17
12:00am
DEFA14A
LPLA
LPL Financial Holdings Inc.
11 Apr 17
Additional proxy soliciting materials
12:00am
4
Dinh Viet D
28 Mar 17
LPL Financial / VIET D DINH ownership change
12:00am
4
LPLA
LPL Financial Holdings Inc.
28 Mar 17
LPL Financial / JAMES S RIEPE ownership change
12:00am
4
Brennan John Joseph
28 Mar 17
LPL Financial / John Joseph Brennan ownership change
12:00am
4
LPLA
LPL Financial Holdings Inc.
28 Mar 17
LPL Financial / RICHARD P SCHIFTER ownership change
12:00am
4
LPLA
LPL Financial Holdings Inc.
28 Mar 17
LPL Financial / James S Putnam ownership change
12:00am
4
LPLA
LPL Financial Holdings Inc.
15 Mar 17
LPL Financial / William P. Jr. Morrissey ownership change
12:00am
4
Arnold Dan H.
15 Mar 17
LPL Financial / Dan H. Arnold ownership change
12:00am
4
Tracy Calder
15 Mar 17
LPL Financial / Tracy Calder ownership change
12:00am
4
Thomas Gooley
15 Mar 17
LPL Financial / Thomas Gooley ownership change
12:00am
4
LPLA
LPL Financial Holdings Inc.
15 Mar 17
LPL Financial / Sallie R. Larsen ownership change
12:00am
4
LPLA
LPL Financial Holdings Inc.
15 Mar 17
LPL Financial / George Burton White ownership change
12:00am
4
David P. Bergers
15 Mar 17
LPL Financial / David P. Bergers ownership change
12:00am
4
LPLA
LPL Financial Holdings Inc.
15 Mar 17
LPL Financial / Michelle Oroschakoff ownership change
12:00am