1,139 filings
Page 5 of 57
424B5
LPLA
LPL Financial Holdings Inc
13 Nov 23
Prospectus supplement for primary offering
7:01am
8-K
LPLA
LPL Financial Holdings Inc
9 Nov 23
Regulation FD Disclosure
7:00am
FWP
LPLA
LPL Financial Holdings Inc
8 Nov 23
Free writing prospectus
5:15pm
4
Enyedi Matthew
8 Nov 23
LPL Financial / Matthew Enyedi ownership change
5:08pm
424B5
LPL Holdings Inc
8 Nov 23
Prospectus supplement for primary offering
8:34am
4
LPLA
LPL Financial Holdings Inc
6 Nov 23
LPL Financial / Aneri Jambusaria ownership change
4:47pm
144
LPLA
LPL Financial Holdings Inc
2 Nov 23
Notice of proposed sale of securities
2:11pm
EFFECT
LPLA
LPL Financial Holdings Inc
2 Nov 23
Notice of effectiveness
12:15am
10-Q
2023 Q3
LPLA
LPL Financial Holdings Inc
Quarterly report
31 Oct 23
4:21pm
CORRESP
LPLA
LPL Financial Holdings Inc
30 Oct 23
Correspondence with SEC
12:00am
S-3/A
LPL Holdings Inc
Shelf registration (amended)
27 Oct 23
8:01am
CORRESP
LPLA
LPL Financial Holdings Inc
27 Oct 23
Correspondence with SEC
12:00am
8-K
LPLA
LPL Financial Holdings Inc
26 Oct 23
Key Financial Results
4:07pm
S-3/A
LPLA
LPL Financial Holdings Inc
17 Oct 23
Shelf registration (amended)
4:50pm
CORRESP
LPLA
LPL Financial Holdings Inc
17 Oct 23
Correspondence with SEC
12:00am
UPLOAD
LPLA
LPL Financial Holdings Inc
6 Oct 23
Letter from SEC
12:00am
S-3
LPL Holdings Inc
22 Sep 23
Shelf registration
7:36am
4
Arnold Dan H.
21 Sep 23
LPL Financial / Dan H. Arnold ownership change
4:18pm
144
LPLA
LPL Financial Holdings Inc
20 Sep 23
Notice of proposed sale of securities
4:20pm
144
Arnold Dan H.
19 Sep 23
Notice of proposed sale of securities
4:15pm