49 filings
EFFECT
TD Ameritrade Holding Corp
13 Oct 20
Notice of effectiveness
12:15am
EFFECT
TD Ameritrade Holding Corp
13 Oct 20
Notice of effectiveness
12:15am
EFFECT
TD Ameritrade Holding Corp
13 Oct 20
Notice of effectiveness
12:15am
CT ORDER
TD Ameritrade Holding Corp
8 Aug 18
Confidential treatment order
12:00am
NO ACT
TD Ameritrade Holding Corp
14 Dec 16
No action letter
12:00am
UPLOAD
eihs87 br9klwkjitm
26 Mar 15
Letter from SEC
12:00am
CORRESP
nf13rgks
2 Mar 15
Correspondence with SEC
12:00am
UPLOAD
cidm41xr
18 Feb 15
Letter from SEC
12:00am
CT ORDER
2a2tbx571h2okwx
15 Apr 13
Confidential treatment order
12:00am
CT ORDER
d72ym
21 Mar 13
Confidential treatment order
12:00am
UPLOAD
6s30p 704n44zjkn
22 Feb 13
Letter from SEC
12:00am
CORRESP
ey0y0 192cu8
20 Nov 12
Correspondence with SEC
12:00am
CORRESP
9qu057eau7mqt4fnn
30 Oct 12
Correspondence with SEC
12:00am
CORRESP
4e7wwikv96vfmnaz
23 Aug 12
Correspondence with SEC
12:00am
CORRESP
gtkkfhw
16 Aug 12
Correspondence with SEC
12:00am
UPLOAD
l8fmdu
3 Aug 12
Letter from SEC
12:00am
CORRESP
41uxo76foi0r7nn50
1 Jun 12
Correspondence with SEC
12:00am
CORRESP
jt6u8nsnovpl
18 May 12
Correspondence with SEC
12:00am
UPLOAD
fwrc3kebjl
4 May 12
Letter from SEC
12:00am
CERTNYS
ot93zb x1sthx2t9tb
17 Apr 12
Certification of approval for NYSE listing
12:00am