25 filings
CORRESP
First Trust Exchange-traded Alphadex Fund
23 Aug 21
Correspondence with SEC
12:00am
CORRESP
First Trust Exchange-traded Fund Vi
15 Dec 17
Correspondence with SEC
12:00am
CORRESP
First Trust Exchange-traded Alphadex Fund
4 Apr 16
Correspondence with SEC
12:00am
CORRESP
First Trust Exchange-traded Fund Vi
23 Jan 15
Correspondence with SEC
12:00am
CORRESP
First Trust Series Fund
20 Dec 12
Correspondence with SEC
12:00am
EFFECT
bft2w
10 May 11
Notice of effectiveness
12:00am
CORRESP
yvz0ck
9 May 11
Correspondence with SEC
12:00am
CORRESP
y74u0ww 5vzbj1
9 May 11
Correspondence with SEC
12:00am
UPLOAD
gwc783iji
8 Apr 11
Letter from SEC
12:00am
CORRESP
5zbb5 v8o5n16w2gm
8 Apr 11
Correspondence with SEC
12:00am
EFFECT
jkwn0x8ol6pm9tsy6
8 Apr 11
Notice of effectiveness
12:00am
CORRESP
r6jo8scm vqf
19 Oct 10
Correspondence with SEC
12:00am
CORRESP
pry aqjsm
17 May 10
Correspondence with SEC
12:00am
CERTNYS
8sz74
19 Nov 08
Certification of approval for NYSE listing
12:00am
CERTNYS
59t6aqcna1v3ds5
19 Nov 08
Certification of approval for NYSE listing
12:00am
CERTNYS
fp6qynp6l9e
19 Nov 08
Certification of approval for NYSE listing
12:00am
CERTNYS
old6 drwcob7r4esr
19 Nov 08
Certification of approval for NYSE listing
12:00am
CERTNYS
5ff23 q4a7v2v7h
19 Nov 08
Certification of approval for NYSE listing
12:00am
CERTNYS
sjjyw qecln
19 Nov 08
Certification of approval for NYSE listing
12:00am
CERTNYS
h75dp4y kiehc9k53t
19 Nov 08
Certification of approval for NYSE listing
12:00am