25 filings
CORRESP
First Trust Exchange-traded Alphadex Fund
23 Aug 21
Correspondence with SEC
12:00am
CORRESP
First Trust Exchange-traded Alphadex Fund
15 Dec 17
Correspondence with SEC
12:00am
CORRESP
First Trust Exchange-traded Alphadex Fund
4 Apr 16
Correspondence with SEC
12:00am
CORRESP
First Trust Exchange-traded Alphadex Fund
23 Jan 15
Correspondence with SEC
12:00am
CORRESP
GRID
First Trust Exchange-Traded Fund
20 Dec 12
Correspondence with SEC
12:00am
EFFECT
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10 May 11
Notice of effectiveness
12:00am
CORRESP
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9 May 11
Correspondence with SEC
12:00am
CORRESP
3k3pm0pv09js
9 May 11
Correspondence with SEC
12:00am
UPLOAD
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8 Apr 11
Letter from SEC
12:00am
EFFECT
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8 Apr 11
Notice of effectiveness
12:00am
CORRESP
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8 Apr 11
Correspondence with SEC
12:00am
CORRESP
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19 Oct 10
Correspondence with SEC
12:00am
CORRESP
45jn3xzqlheugib996sm
17 May 10
Correspondence with SEC
12:00am
CERTNYS
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19 Nov 08
Certification of approval for NYSE listing
12:00am
CERTNYS
c2q5cus0q29nzd60y
19 Nov 08
Certification of approval for NYSE listing
12:00am
CERTNYS
x2ahht gl703
19 Nov 08
Certification of approval for NYSE listing
12:00am
CERTNYS
dg0i4ibp3 ie53
19 Nov 08
Certification of approval for NYSE listing
12:00am
CERTNYS
wt829sbz729t1mfmm3y
19 Nov 08
Certification of approval for NYSE listing
12:00am
CERTNYS
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19 Nov 08
Certification of approval for NYSE listing
12:00am
CERTNYS
t38cf9d3qdk
19 Nov 08
Certification of approval for NYSE listing
12:00am