59 results
DRS/A
EX-10.4
AMK
Assetmark Financial Holdings Inc
31 May 19
Draft registration statement (amended)
12:00am
pursuant to this Agreement, Fidelity’s customer shall be GEFTC only and in no event will any Client, other customer or prospective Client or customer … of GEFTC or Advisory Firm be considered to be a customer of Fidelity.
Fidelity will not charge GEFTC or Advisory Firm a separate custody fee
S-1
EX-10.4
AMK
Assetmark Financial Holdings Inc
24 Jun 19
IPO registration
5:02pm
pursuant to this Agreement, Fidelity’s customer shall be GEFTC only and in no event will any Client, other customer or prospective Client or customer … of GEFTC or Advisory Firm be considered to be a customer of Fidelity.
Fidelity will not charge GEFTC or Advisory Firm a separate custody fee
8-K
EX-99.1
AMK
Assetmark Financial Holdings Inc
21 Feb 24
AssetMark Reports $108.9B Platform Assets for Fourth Quarter 2023
4:22pm
year of 2023 spread-based expenses to offset spread-based revenue to account for interest credited to customer accounts on a net basis during the three … months ended December 31, 2023. Expenses related to interest credited to customer accounts were recorded in spread-based expense in the prior year
CORRESP
AMK
Assetmark Financial Holdings Inc
24 Jun 19
Correspondence with SEC
12:00am
that when another party is involved in providing goods or services to a customer, that party should determine whether the nature of its promise … to the customer.
In the Company’s case, the specified goods or services to be provided to the investor are the third-party financial advisory services
8-K
EX-99.1
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1 May 24
AssetMark Reports $116.9B Platform Assets for First Quarter 2024
4:19pm
S-1
EX-10.3
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24 Jun 19
IPO registration
5:02pm
S-1
EX-10.14
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24 Jun 19
IPO registration
5:02pm
DRS/A
EX-10.14
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31 May 19
Draft registration statement (amended)
12:00am
DRS
EX-10.14
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23 Apr 19
Draft registration statement
12:00am
8-K
EX-10.1
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28 Aug 19
Departure of Directors or Certain Officers
1:02pm
10-K
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13 Mar 20
Annual report
4:55pm
DRS
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23 Apr 19
Draft registration statement
12:00am
S-1
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24 Jun 19
IPO registration
5:02pm
424B4
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18 Jul 19
Prospectus supplement with pricing info
5:27pm
DRS/A
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31 May 19
Draft registration statement (amended)
12:00am