National Holdings Corp. engages in the provision of investment banking services. It operates through the following segments: Brokerage and Advisory Services and Tax and Accounting Services. The Brokerage and Advisory Services segment includes broker-dealer and investment advisory services, sale of insurance products and licensed mortgage brokerage services. The Tax and Accounting Services segment includes tax preparation and accounting services provided by National Tax. The company was founded in 1947 and is headquartered in New York, NY.
Company profile
Ticker
NHLD
Exchange
Website
CEO
Michael Mullen
Employees
Incorporated
Location
Fiscal year end
Industry (SIC)
Former names
OLYMPIC CASCADE FINANCIAL CORP
SEC CIK
Corporate docs
Subsidiaries
National Securities Corporation • National Asset Management, Inc. • National Insurance Corporation • National Tax and Financial Services, Inc. • GC Capital Corporation • Prime Financial Services, Inc. • Winslow Evans & Crocker, Inc. • Winslow Evans & Crocker Insurance Agency, Inc. • Winslow Financial, Inc. • United Advisors, LLC ...
IRS number
364128138
NHLD stock data
Latest filings (excl ownership)
15-12B
Securities registration termination
11 Mar 21
EFFECT
Notice of effectiveness
5 Mar 21
EFFECT
Notice of effectiveness
5 Mar 21
EFFECT
Notice of effectiveness
5 Mar 21
EFFECT
Notice of effectiveness
5 Mar 21
EFFECT
Notice of effectiveness
5 Mar 21
EFFECT
Notice of effectiveness
5 Mar 21
EFFECT
Notice of effectiveness
5 Mar 21
EFFECT
Notice of effectiveness
5 Mar 21
S-8 POS
Registration of securities for employees (post-effective amendment)
25 Feb 21
Latest ownership filings
Financial summary
| Quarter (USD) | Dec 20 | Sep 20 | Jun 20 | Mar 20 | |
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| Annual (USD) | Sep 20 | Sep 19 | Sep 18 | Sep 17 | |
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| Diluted EPS |
| Cash burn rate (est.) | Burn method: Change in cash | Burn method: Operating income | Burn method: FCF (opex + capex) | Last Q | Avg 4Q | Last Q | Avg 4Q | Last Q | Avg 4Q |
|---|---|---|---|---|---|---|
| Cash on hand (at last report) | 27.97 mm | 27.97 mm | 27.97 mm | 27.97 mm | 27.97 mm | 27.97 mm |
| Cash burn (monthly) | 108.00 k | (no burn) | 432.00 k | 622.75 k | (no burn) | (no burn) |
| Cash used (since last report) | 3.81 mm | n/a | 15.22 mm | 21.95 mm | n/a | n/a |
| Cash remaining | 24.16 mm | n/a | 12.74 mm | 6.02 mm | n/a | n/a |
| Runway (months of cash) | 223.7 | n/a | 29.5 | 9.7 | n/a | n/a |
Institutional ownership, Q3 2021
54.2% owned by funds/institutions
| 13F holders | Current |
|---|---|
| Total holders | 2 |
| Opened positions | 0 |
| Closed positions | 0 |
| Increased positions | 0 |
| Reduced positions | 0 |
| 13F shares | Current |
|---|---|
| Total value | 23.19 mm |
| Total shares | 7.46 mm |
| Total puts | 0.00 |
| Total calls | 0.00 |
| Total put/call ratio | – |
| Largest owners | Shares | Value |
|---|---|---|
| NHC | 5.75 mm | $18.69 mm |
| Asher Daniel | 1.71 mm | $4.50 mm |