swk holdings corporation is focused on becoming a market leading innovator in healthcare finance by providing capital to a broad range of life science companies, institutions and inventors. swk’s primary focus is on monetizing cash flow streams derived from commercial-stage products and related intellectual property through royalty purchases and financings, as well as through the creation of synthetic revenue interests in commercialized products. the company believes its financing structures achieve an optimal partnership for companies, institutions and inventors seeking capital for expansion or capital and estate planning by allowing its partners to monetize future cash flow with minimal dilution to their equity stakes. swk funds transactions through its balance sheet as well as through its registered investment advisory subsidiary.
Company profile
Ticker
SWKH, SWKHL
Exchange
Website
CEO
Winston L. Black
Employees
Incorporated
Location
Fiscal year end
Industry (SIC)
Former names
KANA COMMUNICATIONS INC, KANA SOFTWARE INC
SEC CIK
Corporate docs
Subsidiaries
Holdings Corporation • SWK Funding LLC • SWK Advisors LLC • SWK HP Holdings GP LLC • SWK Holdings Acquisitions Corporation • SWK Products Holdings LLC • Enteris BioPharma, Inc. ...
IRS number
770435679
SWKH stock data
Latest filings (excl ownership)
8-K
1 Collaborative Approach to Life Science Financing Shareholder Presentation March 2024
22 Mar 24
8-K
SWK Holdings Corporation Announces Financial Results for Fourth Quarter 2023
21 Mar 24
10-K
2023 FY
Annual report
20 Mar 24
8-K
Entry into a Material Definitive Agreement
19 Mar 24
8-K
Departure of Directors or Certain Officers
5 Feb 24
8-K
SWK Holdings Corporation Announces Financial Results for Third Quarter 2023
9 Nov 23
10-Q
2023 Q3
Quarterly report
8 Nov 23
8-K
Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
13 Oct 23
8-A12B
Registration of securities on exchange
3 Oct 23
8-K
Entry into a Material Definitive Agreement
3 Oct 23
Transcripts
SWKH
Earnings call transcript
2023 Q4
21 Mar 24
SWKH
Earnings call transcript
2023 Q3
9 Nov 23
SWKH
Earnings call transcript
2023 Q2
9 Aug 23
SWKH
Earnings call transcript
2023 Q1
11 May 23
SWKH
Earnings call transcript
2022 Q4
3 Apr 23
SWKH
Earnings call transcript
2022 Q3
11 Nov 22
SWKH
Earnings call transcript
2022 Q2
13 Aug 22
SWKH
Earnings call transcript
2022 Q1
11 May 22
SWKH
Earnings call transcript
2021 Q4
30 Mar 22
SWKH
Earnings call transcript
2021 Q4
28 Mar 22
Latest ownership filings
4
Joe David Staggs JR
5 Mar 24
SC 13G/A
M3 PARTNERS LP
14 Feb 24
SC 13G/A
CANNELL CAPITAL LLC
13 Feb 24
4
Laurie L. Dotter
4 Jan 24
4
Jerry Albright
4 Jan 24
4
Robert K. Hatcher
4 Jan 24
4
Marcus Edward Pennington
4 Jan 24
4
Marcus Edward Pennington
3 Oct 23
4
Robert K. Hatcher
3 Oct 23
4
Laurie L. Dotter
3 Oct 23
Financial summary
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Annual (USD) | Dec 22 | Dec 21 | Dec 20 | Dec 19 | |
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Institutional ownership, Q2 2023
99.4% owned by funds/institutions
13F holders | Current |
---|---|
Total holders | 44 |
Opened positions | 7 |
Closed positions | 6 |
Increased positions | 14 |
Reduced positions | 11 |
13F shares | Current |
---|---|
Total value | 181.99 bn |
Total shares | 12.43 mm |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
Carlson Capital L P | 9.09 mm | $152.23 bn |
Cannell Capital | 837.48 k | $14.02 bn |
M3 Partners | 795.25 k | $0.00 |
M3F | 671.48 k | $11.24 mm |
Vanguard | 283.65 k | $4.75 bn |
BLK Blackrock | 113.41 k | $1.90 bn |
Bridgeway Capital Management | 97.27 k | $1.63 bn |
Geode Capital Management | 79.78 k | $1.34 bn |
Crown Advisors Management | 72.00 k | $1.21 mm |
STT State Street | 49.49 k | $828.38 mm |
Recent insider trades
Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
---|---|---|---|---|---|---|---|---|---|---|
1 Mar 24 | Joe David Staggs JR | Common Stock | Grant | Acquire A | No | No | 0 | 35,881 | 0.00 | 79,173 |
2 Jan 24 | Marcus Edward Pennington | Common Stock | Grant | Acquire A | No | No | 17.95 | 766 | 13.75 k | 16,057 |
2 Jan 24 | Marcus Edward Pennington | Common Stock | Grant | Acquire A | No | No | 17.95 | 766 | 13.75 k | 15,291 |
2 Jan 24 | Robert K. Hatcher | Common Stock | Grant | Acquire A | No | No | 17.95 | 766 | 13.75 k | 8,736 |
2 Jan 24 | Laurie L. Dotter | Common Stock | Grant | Acquire A | No | No | 17.95 | 766 | 13.75 k | 8,865 |
2 Jan 24 | Jerry Albright | Common Stock | Grant | Acquire A | No | No | 17.95 | 766 | 13.75 k | 2,906 |