Financial reports
10-K
2023 FY
Annual report
20 Mar 24
10-Q
2023 Q3
Quarterly report
8 Nov 23
10-Q
2023 Q2
Quarterly report
10 Aug 23
10-Q
2023 Q1
Quarterly report
10 May 23
ARS
2022 FY
Annual report to shareholders
1 May 23
10-K
2022 FY
Annual report
31 Mar 23
10-Q
2022 Q3
Quarterly report
9 Nov 22
10-Q
2022 Q2
Quarterly report
10 Aug 22
10-Q
2022 Q1
Quarterly report
10 May 22
Current reports
8-K
1 Collaborative Approach to Life Science Financing Shareholder Presentation March 2024
22 Mar 24
8-K
SWK Holdings Corporation Announces Financial Results for Fourth Quarter 2023
21 Mar 24
8-K
Entry into a Material Definitive Agreement
19 Mar 24
8-K
Departure of Directors or Certain Officers
5 Feb 24
8-K
SWK Holdings Corporation Announces Financial Results for Third Quarter 2023
9 Nov 23
8-K
Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
13 Oct 23
8-K
Entry into a Material Definitive Agreement
3 Oct 23
8-K
Q2 2023 Corporate & Financial Results Conference Call
11 Aug 23
8-K
SWK Holdings Corporation Announces Financial Results for Second Quarter 2023
10 Aug 23
8-K
Entry into a Material Definitive Agreement
30 Jun 23
Registration and prospectus
8-A12B
Registration of securities on exchange
3 Oct 23
424B4
Prospectus supplement with pricing info
29 Sep 23
FWP
Free writing prospectus
28 Sep 23
S-1/A
IPO registration (amended)
28 Sep 23
S-1/A
IPO registration (amended)
26 Sep 23
S-1
IPO registration
14 Sep 23
8-A12G/A
Registration of securities (amended)
16 Aug 22
S-3
Shelf registration
19 May 22
8-A12B/A
Registration of securities on exchange (amended)
1 Apr 22
8-A12B/A
Registration of securities on exchange (amended)
24 Feb 21
Proxies
DEF 14A
Definitive proxy
1 May 23
DEF 14A
Definitive proxy
18 Jul 22
PRE 14A
Preliminary proxy
8 Jul 22
DEF 14A
Definitive proxy
7 Jun 21
DEFA14A
Additional proxy soliciting materials
15 May 20
DEFA14A
Additional proxy soliciting materials
29 Apr 20
DEF 14A
Definitive proxy
29 Apr 20
DEF 14A
Definitive proxy
24 Oct 19
DEF 14A
Definitive proxy
23 Apr 18
DEFR14A
Revised proxy
23 Apr 18
Other
CERT
Certification of approval for exchange listing
3 Oct 23
EFFECT
Notice of effectiveness
29 Sep 23
CORRESP
Correspondence with SEC
26 Sep 23
CORRESP
Correspondence with SEC
26 Sep 23
UPLOAD
Letter from SEC
21 Sep 23
EFFECT
Notice of effectiveness
31 May 22
CORRESP
Correspondence with SEC
25 May 22
UPLOAD
Letter from SEC
23 May 22
SEC STAFF
SEC staff action: Order
2 Mar 20
EFFECT
Notice of effectiveness
20 Feb 20
Ownership
4
Laurie L. Dotter
3 Apr 24
4
Jerry Albright
3 Apr 24
4
Robert K. Hatcher
3 Apr 24
4
Marcus Edward Pennington
3 Apr 24
4
Joe David Staggs JR
5 Mar 24
SC 13G/A
M3 PARTNERS LP
14 Feb 24
SC 13G/A
CANNELL CAPITAL LLC
13 Feb 24
4
Laurie L. Dotter
4 Jan 24
4
Jerry Albright
4 Jan 24
4
Robert K. Hatcher
4 Jan 24