Latest filings (excl ownership)
8-K
1 Collaborative Approach to Life Science Financing Shareholder Presentation March 2024
22 Mar 24
8-K
SWK Holdings Corporation Announces Financial Results for Fourth Quarter 2023
21 Mar 24
10-K
2023 FY
Annual report
20 Mar 24
8-K
Entry into a Material Definitive Agreement
19 Mar 24
8-K
Departure of Directors or Certain Officers
5 Feb 24
8-K
SWK Holdings Corporation Announces Financial Results for Third Quarter 2023
9 Nov 23
10-Q
2023 Q3
Quarterly report
8 Nov 23
8-K
Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
13 Oct 23
8-A12B
Registration of securities on exchange
3 Oct 23
8-K
Entry into a Material Definitive Agreement
3 Oct 23
CERT
Certification of approval for exchange listing
3 Oct 23
424B4
Prospectus supplement with pricing info
29 Sep 23
EFFECT
Notice of effectiveness
29 Sep 23
FWP
Free writing prospectus
28 Sep 23
S-1/A
IPO registration (amended)
28 Sep 23
S-1/A
IPO registration (amended)
26 Sep 23
CORRESP
Correspondence with SEC
26 Sep 23
CORRESP
Correspondence with SEC
26 Sep 23
UPLOAD
Letter from SEC
21 Sep 23
S-1
IPO registration
14 Sep 23
8-K
Q2 2023 Corporate & Financial Results Conference Call
11 Aug 23
10-Q
2023 Q2
Quarterly report
10 Aug 23
8-K
SWK Holdings Corporation Announces Financial Results for Second Quarter 2023
10 Aug 23
8-K
Entry into a Material Definitive Agreement
30 Jun 23
8-K
Submission of Matters to a Vote of Security Holders
14 Jun 23
8-K
Regulation FD Disclosure
17 May 23
8-K
Other Events
16 May 23
8-K
SWK Holdings Corporation Announces Financial Results for First Quarter 2023
11 May 23
10-Q
2023 Q1
Quarterly report
10 May 23
ARS
2022 FY
Annual report to shareholders
1 May 23
DEF 14A
Definitive proxy
1 May 23
8-K
Regulation FD Disclosure
4 Apr 23
8-K
SWK Holdings Corporation Announces Financial Results for Fourth Quarter and Full Year 2022
3 Apr 23
10-K
2022 FY
Annual report
31 Mar 23
8-K
Departure of Directors or Certain Officers
15 Mar 23
8-K
Regulation FD Disclosure
13 Mar 23
8-K
Departure of Directors or Certain Officers
3 Jan 23
8-K
Entry into a Material Definitive Agreement
22 Nov 22
8-K
SWK Holdings Corporation Announces Financial Results for Third Quarter 2022
9 Nov 22
10-Q
2022 Q3
Quarterly report
9 Nov 22
Latest ownership filings
4
Joe David Staggs JR
5 Mar 24
SC 13G/A
M3 PARTNERS LP
14 Feb 24
SC 13G/A
CANNELL CAPITAL LLC
13 Feb 24
4
Laurie L. Dotter
4 Jan 24
4
Jerry Albright
4 Jan 24
4
Robert K. Hatcher
4 Jan 24
4
Marcus Edward Pennington
4 Jan 24
4
Marcus Edward Pennington
3 Oct 23
4
Robert K. Hatcher
3 Oct 23
4
Laurie L. Dotter
3 Oct 23
4
Jerry Albright
3 Oct 23
4
Laurie L. Dotter
5 Jul 23
4
Jerry Albright
5 Jul 23
4
Marcus Edward Pennington
5 Jul 23
4
Robert K. Hatcher
5 Jul 23
4/A
Robert K. Hatcher
5 Jul 23
SC 13G/A
CANNELL CAPITAL LLC
17 Apr 23
4
Marcus Edward Pennington
4 Apr 23
4
Robert K. Hatcher
4 Apr 23
4
Laurie L. Dotter
4 Apr 23
4
Jerry Albright
4 Apr 23
3
Jerry Albright
21 Mar 23
SC 13G/A
M3 PARTNERS LP
10 Feb 23
4
Laurie L. Dotter
4 Jan 23
4
Marcus Edward Pennington
4 Jan 23
4
WENDY F DICICCO
4 Jan 23
4
Robert K. Hatcher
4 Jan 23
4
Yvette M Heinrichson
5 Oct 22
3
Yvette M Heinrichson
5 Oct 22
4
Robert K. Hatcher
4 Oct 22
4
Laurie L. Dotter
4 Oct 22
4
Marcus Edward Pennington
4 Oct 22
4
WENDY F DICICCO
4 Oct 22
4
Joe David Staggs JR
21 Sep 22
4/A
WINSTON L BLACK III
21 Sep 22
4/A
Joe David Staggs JR
16 Sep 22
3/A
Joe David Staggs JR
16 Sep 22
4
Joe David Staggs JR
13 Sep 22
3
Joe David Staggs JR
12 Sep 22
4
WINSTON L BLACK III
7 Sep 22