Pioneer Floating Rate Trust (Trust) is a diversified, closed-end management investment company. The investment objective of the Trust is to provide a high level of current income and the Trust may seek preservation of capital to the extent consistent with its investment objective of high current income, as a secondary objective. The Trust invests in event-linked bonds and floating-rate bank loans. The Trust also invests in below investment grade (high yield) debt securities. The Trust may invest in securities and other obligations of any credit quality, including those that are rated below investment grade, or are unrated. It also invests in securities of issuers that are in default or that are in bankruptcy. It invests in various sectors, such as automobiles and components, banks, capital goods, commercial and professional services, consumer services, and consumer durables and apparel. Amundi Pioneer Asset Management, Inc. is the investment advisor of the Trust.
Company profile
Ticker
PHD
Exchange
CEO
Lisa Jones
Employees
Incorporated
Location
Fiscal year end
Former names
Pioneer Floating Rate Trust
SEC CIK
Corporate docs
IRS number
582683903
PHD stock data
Latest filings (excl ownership)
N-CEN
Annual report (registered investment company)
9 Feb 24
N-CSR
Certified annual shareholder report (management investment company)
5 Feb 24
N-CEN/A
Annual report (registered investment company) (amended)
25 Oct 23
N-CEN/A
Annual report (registered investment company) (amended)
25 Oct 23
N-CEN/A
Annual report (registered investment company) (amended)
25 Oct 23
N-CEN/A
Annual report (registered investment company) (amended)
25 Oct 23
N-CEN/A
Annual report (registered investment company) (amended)
25 Oct 23
CORRESP
Correspondence with SEC
16 Oct 23
N-PX
Annual report of proxy voting record
28 Aug 23
DEFA14A
Additional proxy soliciting materials
18 Aug 23
Latest ownership filings
NPORT-P/A
Pioneer Floating Rate Fund, Inc. (Aug 2023 report)
12 Mar 24
NPORT-P/A
Pioneer Floating Rate Fund, Inc. (May 2023 report)
12 Mar 24
NPORT-P/A
Pioneer Floating Rate Fund, Inc. (Feb 2023 report)
12 Mar 24
NPORT-P/A
Pioneer Floating Rate Fund, Inc. (Nov 2022 report)
12 Mar 24
NPORT-P/A
Pioneer Floating Rate Fund, Inc. (Aug 2022 report)
12 Mar 24
SC 13G/A
FIRST TRUST PORTFOLIOS LP
31 Jan 24
3
MARCO PIRONDINI
30 Jan 24
NPORT-P
Pioneer Floating Rate Fund, Inc. (Nov 2023 report)
26 Jan 24
NPORT-P
Pioneer Floating Rate Fund, Inc. (Aug 2023 report)
27 Oct 23
3
Yana Karalnik
5 Sep 23
Funds
Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
---|---|---|---|---|---|---|---|
Pioneer Floating Rate Fund, Inc. | – | 3.41 | 2.24 | 2.01 | 188.99 mm | 297 | Aug 2023 |
Pioneer Floating Rate Trust | – | 0.51 | 2.10 | 0.67 | 466.01 mm | 393 | Jan 2020 |
Institutional ownership, Q3 2023
32.7% owned by funds/institutions
13F holders | Current |
---|---|
Total holders | 47 |
Opened positions | 3 |
Closed positions | 8 |
Increased positions | 13 |
Reduced positions | 14 |
13F shares | Current |
---|---|
Total value | 28.25 bn |
Total shares | 4.04 mm |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
First Trust Portfolios | 765.87 k | $0.00 |
Lake Street Financial | 526.75 k | $4.75 bn |
BAC Bank Of America | 396.11 k | $3.57 bn |
Clough Capital Partners L P | 243.02 k | $2.19 bn |
Wagner Wealth Management | 188.79 k | $1.70 bn |
IVZ Invesco | 182.58 k | $1.65 bn |
MS Morgan Stanley | 150.43 k | $1.36 bn |
CNH Partners | 131.11 k | $1.18 bn |
Matisse Capital | 121.81 k | $1.10 bn |
RY Royal Bank Of Canada | 118.24 k | $1.07 bn |